Incapital LLC
Founded in 1999 by Chairman Thomas S. Ricketts, Incapital LLC is a premier distributor, underwriter and educator of securities and risk management investment solutions. Headquarters: Chicago, IL Founded: 2001 Parent organizations: Bank of America, Incapital Holdings LLC
Incapital LLC List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Incapital LLC. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Incapital LLC Employees
Incapital LLC August 2012 - September 2014
SeaWorld Parks & Entertainment March 2011 - August 2012
Siemens November 2005 - June 2010
Siemens January 2004 - October 2005
Federation of Palm Beach County January 2000 - August 2001
Alzheimer's Association January 1997 - December 1999
Skills
Agile Methodologies, Software Development, Project Management, Enterprise Software, Strategic Planning, Business Analysis, Microsoft SQL Server, SQL, SDLC, Requirements Analysis, Visio, Business Intelligence, Enterprise Architecture, SharePoint, IT Management, Software Project..., Requirements Gathering, SOA, ASP.NET, .NET, MS Project, Program Management, ERP, IT Strategy, Integration
Education
University of Central Florida 2002 — 2005
MBA, Business Administration
University of Central Florida 2002 — 2005
MSMIS, Management Information Systems
Purdue University 1992 — 1995
BS, Biology
Lakeland Area Bus Service September 2011 - Present
Chef Hector Marcial September 2008 - April 2011
Incapital, LLC August 2000 - May 2007
Salomon Smith Barney September 1997 - February 2000
Keck, Mahin & Cate (dissolved 11/1997) September 1996 - August 1997
Education
College of DuPage 1983 — 1985
Literature, Music Theory & Professional Voice, Psychology
Nuveen Investments June 2015 - Present
Incapital LLC July 2014 - June 2015
J.P. Morgan May 2012 - July 2014
William Blair and Company June 2011 - May 2012
Win3 Marketing June 2010 - July 2011
Van Kampen Investments 2003 - June 2010
Skills
Mutual Funds, Separately Managed..., Financial Advisory, Wealth Management, Asset Managment, Marketing, Equities, Series 63, Series 7, Alternative Investments, Series 6, Asset Allocation
Education
Indiana University - Kelley School of Business 1998 — 2002
Bachelor of Science (B.S.), Business- Marketing
Incapital LLC February 2015 - Present
D.A. Davidson Companies December 2013 - February 2015
Pierpont Securities January 2011 - December 2013
Cortview Capital Markets January 2011 - March 2013
Wall Street Access December 2008 - January 2011
Barclays Capital 2002 - 2008
Donaldson, Lufkin & Jenrette 1985 - 2000
Lehman Brothers June 1983 - June 1985
Canadian American Bank August 1979 - June 1982
Northwestern National Bankj June 1977 - August 1979
Skills
Capital Markets, Fixed Income, Equities, Trading, Derivatives, Hedge Funds, Options, Alternative Investments, Bloomberg, Series 7, Securities, Investments
Education
Kellogg School of Management 1982 — 1983
Master of Business Administration (M.B.A.), Finance
Colorado State University 1973 — 1977
Bachelor's degree, BS Business
Incapital LLC General CounselIncapital LLCJune 2009 - Present
Mesirow Financial 2001 - 2009
Over The Rainbow Association For The Non-Ambulatory Physically Handicapped 1994 - 2009
Van Kampen Investments January 2000 - December 2000
EVEREN Securities 1992 - 2000
US Securities and Exchange Commission January 1988 - December 1991
United States Securities and Exchange Commission 1988 - 1991
Quinton, Lummus, Dunwody & Adams, PC May 1986 - December 1988
Skills
Due Diligence, Series 7, 24, 79 and 99, Corporate and..., Securities Regulation, Fixed Income, Equities,..., Financial Services, Corporate Law, Private Placements, Litigation, Alternative Investments, Corporate Governance, Mergers & Acquisitions, Asset Management, Fixed Income, Capital Markets, Private Equity, Structured Finance, Derivatives, AML, Mergers, Corporate Finance, Hedge Funds, Investment Management, Investment Banking, Mutual Funds, FINRA, Securities, Equities, Investments, Series 7, Risk Management, Finance
Education
The University of Chicago - Booth School of Business 1990 — 1995
Master of Business Administration (M.B.A.), Finance and Accounting
University of Miami School of Law 1983 — 1986
JD, Law
Cornell University 1980 — 1983
Bachelor of Arts (B.A.), Econ and Political Science
New trier 1976 — 1979
Incapital LLC October 2010 - May 2015
Gilman and Ciocia October 2007 - October 2010
Starmark MARC USA 2006 - 2007
DHL 2004 - 2006
BFW Advertising 1999 - 2004
Hublot Swiss Watch Company January 1998 - January 1999
Planet Hollywood 1995 - 1998
Skills
Integrated Marketing, Advertising, Brand Development, Marketing Communications, Marketing, Marketing Strategy, Strategy, Media Relations, Media Planning, Strategic Partnerships, Online Marketing, E-commerce, Collateral, Sports, Sponsorship, Public Relations, Social Media, Direct Mail, Product Marketing, Sports Marketing, New Media, Market Planning, Branding & Identity, Management, Digital Marketing, Broadcast, Business Strategy, New Business Development, Direct Marketing, Radio, Corporate Branding, Trade Shows, Leadership, Forecasting, Campaigns, Social Media Marketing, Financial Services, Interactive Advertising, CRM, Strategic Planning, Brand Awareness, Competitive Analysis, Email Marketing, Budgets, Lead Generation, Brand Management, Online Advertising, Event Management, Media Buying, Account Management
Education
Elon University 1988 — 1992
Bachelor of Arts Degree, Broadcast Communications
Performance Trust Capital Partners April 2013 - Present
Kenneth Rainey Consulting, Inc July 2012 - Present
Echo Global Logistics 2012 - 2013
Incapital LLC October 2000 - July 2012
Tenfold April 1999 - August 2000
University of Illinois at Urbana-Champaign September 1995 - May 1998
Skills
Software Development, Data Warehousing, Software Design, Data Mining, SQL, C#, Microsoft SQL Server, Business Analysis, JavaScript, Agile Methodologies, Business Intelligence, Data Modeling, Web Services, SOA, Fixed Income, Team Leadership, Scrum, Web Applications, Visual Studio, Agile Project Management, .NET, SDLC, HTML, Integration, Web Development, Enterprise Architecture, TeamCity, LAMP, ASP.NET MVC, SOAP, REST, Continuous Integration, Git
Education
University of Illinois at Urbana-Champaign 1994 — 1998
Musicology
New York University 1992 — 1994
MA, Musicology
Hamline University 1989 — 1992
BA, Music, Anthropology
Kent State University
Northwestern Mutual April 2015 - Present
InCapital LLC March 2011 - March 2012
Matrix Defined Trusts September 2008 - October 2011
Van Kampen Investments September 1999 - September 2008
Skills
Trust Management, Wealth Management, Retirement Planning, Investment Strategies, Separately Managed..., Asset Management, Asset Allocation, ETFs, Investments, Series 24, Financial Advisory, 401k, Securities, Mutual Funds, Series 7, Series 63, Fixed Income, Investment Advisory, Alternative Investments, Equities, Series 6, Fixed Annuities, Investment Management, Bonds, Financial Services, Sales, Finance, Management, FINRA, Variable Annuities, Life Insurance
Education
Copenhagen Business School 1996 — 1996
International Business Degree, European Union
University of Kansas 1992 — 1996
Bachelor's degree, Business Administration and Management, General
EZOPS Inc. December 2014 - Present
Headstrong June 2011 - December 2014
Independent Consultant May 2008 - June 2011
Incapital LLC 1999 - 2008
Hewitt Associates 1997 - 1999
Corus Bank 1996 - 1997
Skills
Strategic Planning, Process Engineering, Business Process..., Process Improvement, Business Analysis, Customer Relations, SQL, Program Management, Fixed Income, Team Leadership, Business Strategy, E-commerce, P&L, Negotiation, Application Development, Executive Management, Team Building, Data Warehousing, Mentoring, Financial Modeling, Change Management, Financial Analysis, Corporate Finance, Budgeting, Forecasting, IT Strategy, Business Planning, Problem Solving, Banking, MS Project, IT Management, Project Portfolio..., Analysis, Contract Negotiations, Financial Services, Contract Negotiation, New Business Development, Project Management, Vendor Management
Education
University of Missouri-Columbia 1986 — 1990
BS
Keller Graduate School of Management of DeVry University
MBA, Finance
Incapital LLC March 2010 - Present
Fundamental Capital Markets July 2009 - April 2010
Sterne Agee Capital Markets January 2007 - December 2007
BB&T Capital Markets March 2001 - June 2006
Prudential Securities 1981 - 2000
Skills
Series 63, Bonds, Fixed Income, Capital Markets, Series 7, Series 24, Alternative Investments, Securities, FINRA, Asset Allocation, Mutual Funds, Bloomberg
Education
The Ohio State University 1972 — 1976
Bachelor of Science (B.S.), English Language and Literature/Letters
Incapital LLC Dealer SalesLaSalle Bank2006 - 2008
Skills
Series 7, Series 24, Fixed Income, Capital Markets, Bonds, Bloomberg, Equities, Investments, Securities, Structured Products, FINRA, Asset Management, Portfolio Management
Education
University of Phoenix 2001 — 2003
Incapital LLC October 2007 - Present
LaSalle Bank November 1986 - October 2007
Skills
Series 7, Bonds, Fixed Income, Series 63, Project Management, Management, Capital Markets, Securities, Bloomberg, Derivatives, Credit, Equities, Series 24, FINRA, Structured Products, Investments
Education
Miami Dade College 1972 — 1974
Accounting, Accounting, Shorthand
Lipe Property Company 2001 - Present
Fort Dearborn Partners June 2010 - August 2011
LaSalle Bank N.A. July 2005 - April 2008
Incapital LLC September 2000 - July 2005
Divine Interventures May 2000 - October 2000
Cohen Financial 1998 - 2000
Bank of Montreal 1995 - 1998
Skills
Due Diligence, Asset Managment, Real Estate Development, Capital Markets, Real Estate, Restructuring, Credit Analysis, Loans, Credit, Equities, Commercial Real Estate, Financial Structuring, Brokerage, Financial Modeling, Financial Risk, Asset Management, Mergers & Acquisitions, Valuation, Investments, Private Equity, Structured Finance, Real Estate Economics
Education
Thunderbird School of Global Management 1995 — 1996
MBA, Finance
University of Washington 1986 — 1989
BA, Economics
Incapital LLC October 2000 - Present
Education
University of Illinois at Urbana-Champaign - College of Business 2008 — 2010
Executive Master of Business Administration
University of Illinois at Chicago 1991 — 1994
Bachelor of Science, Accounting
Stanford University Graduate School of Business
Emerging CFO Program
Miami Atlantic LLC November 2011 - Present
Incapital, LLC July 2010 - September 2012
Arbor Research & Trading October 2009 - June 2010
Integra FX May 2009 - October 2009
Countrywide Capital Markets December 2000 - August 2008
Countrywide Securities Corporation 2000 - 2008
Paine Webber Inc. March 1990 - December 2000
PaineWebber/UBS 1990 - 2000
Skills
Team Leadership, Training & Development, Achieving Targets, Client Development, Corporate Branding, Product Marketing, Collaboration, Loans, Structured Products, Foreign Exchange, Asset Allocation, Derivatives, Capital Markets, Fixed Income, Mortgage Lending, Structured Finance, ABS, Trading, Commodity, Valuation, Portfolio Management, Securitization, Bloomberg, Hedge Funds, Credit, Proprietary Trading, MBS, Series 7, Equities, Employee Training, Investment Banking, Securities, Sales, Bonds, Currency
Education
LIU Post 1979 — 1983
Bachelor of Science (B.S.), Marketing/Management with minor in Economics
Incapital LLC July 2014 - Present
TekSystems(JPMorgan Chase) May 2013 - May 2014
Verizon October 2008 - December 2012
Verizon, Partners and Solutions October 2006 - October 2008
TEKsystems September 2005 - October 2006
Wells Fargo May 2005 - September 2005
Skills
Customer Service, VoIP, Telecommunications, Telephony, Troubleshooting, Call Center, WAN, Switches, LAN-WAN, Routers, Cabling
Education
Avaya University 2008 — 2010
ACS, Telecom
DeVry Institute of Technology 1995 — 1999
Bachelor of Science, Telecommunications Management
JEFFREY MATTHEWS FINANCIAL April 2015 - Present
INCAPITAL, LLC December 2012 - March 2015
RAYMOND JAMES & ASSOCIATES, INC. October 1996 - October 2012
OLDE DISCOUNT June 1994 - October 1996
GIBRALTAR SECURITIES November 1992 - January 1994
Skills
Trading, Electronic Trading, Municipal Bonds, Bloomberg Terminal, Swaps, Technical Analysis, Marketing, Series 7, Series 63, Series 24, TOMS Bloomberg Trading, Bonddesk, MuniCenter, TradeWeb Retail, Fixed Income Trading, Bonds, Fixed Income, FINRA, Investments, Securities
Education
University of Delaware 1989 — 1992
Bachelor of Science (BS)