Investment Industry Association of Canada
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Investment Industry Association of Canada Employees
Employee
Years
Job
Industry
Charlie Spiring Charlie Spiring's Investment Industry Association of Canada Experience June 2013 - September 2014
Job Senior VicePresident and Senior Investment Advisor at National Bank Financial Wealth Management
Industry Financial Services
Experience
National Bank Financial Wealth Management July 2011 - Present
Investment Industry Association of Canada June 2013 - September 2014
National Bank Financial Wealth Management July 2011 - October 2013
Investment Industry Association of Canada August 2006 - June 2013
Wellington West Holdings Inc. January 1993 - July 2011
Midland Walwyn Capital Inc. 1981 - 1993
Skills
Investments, full service investment..., Mutual Funds, Separately Managed..., Business Relationship..., Public Speaking, Team Leadership, Wealth Management, Investment Strategies, Investment Advisory, Strategic Financial..., Asset Managment, Financial Advisory, Mergers & Acquisitions, Risk Management, Asset Allocation, Financial Services, Leadership, Asset Management, Business Strategy, Alternative Investments, Retirement, Mergers, Portfolio Management, Finance, Capital Markets, Corporate Finance, Insurance, Securities, Business Planning, Wealth, Retirement Planning, Management, Equities, Wealth Management..., Trading, High Net Worth..., Investment Management, Fixed Income, ETFs, Financial Planners, Private Equity, Estate Planning, Bonds, Options, Financial Markets, Banking, Hedge Funds, Venture Capital, Derivatives
Education
Harvard Business School 2001 — 2014
Executive Masters of Business Administration, Finance and marketing
University of Manitoba 1976 — 1979
Bachelor of Administration Studies, Commerce
National Bank Financial Wealth Management July 2011 - Present
Investment Industry Association of Canada June 2013 - September 2014
National Bank Financial Wealth Management July 2011 - October 2013
Investment Industry Association of Canada August 2006 - June 2013
Wellington West Holdings Inc. January 1993 - July 2011
Midland Walwyn Capital Inc. 1981 - 1993
Skills
Investments, full service investment..., Mutual Funds, Separately Managed..., Business Relationship..., Public Speaking, Team Leadership, Wealth Management, Investment Strategies, Investment Advisory, Strategic Financial..., Asset Managment, Financial Advisory, Mergers & Acquisitions, Risk Management, Asset Allocation, Financial Services, Leadership, Asset Management, Business Strategy, Alternative Investments, Retirement, Mergers, Portfolio Management, Finance, Capital Markets, Corporate Finance, Insurance, Securities, Business Planning, Wealth, Retirement Planning, Management, Equities, Wealth Management..., Trading, High Net Worth..., Investment Management, Fixed Income, ETFs, Financial Planners, Private Equity, Estate Planning, Bonds, Options, Financial Markets, Banking, Hedge Funds, Venture Capital, Derivatives
Education
Harvard Business School 2001 — 2014
Executive Masters of Business Administration, Finance and marketing
University of Manitoba 1976 — 1979
Bachelor of Administration Studies, Commerce
Susan Copland Susan Copland's Investment Industry Association of Canada Experience April 2006 - Present
Job Managing Director at Investment Industry Association of Canada
Industry Financial Services
Experience
Investment Industry Association of Canada April 2006 - Present
TSX Venture Exchange February 1995 - March 2006
Skills
Capital Markets, Corporate Governance
Education
The University of British Columbia 1990 — 1993
LLB, law
University of Calgary 1984 — 1989
BComm
Investment Industry Association of Canada April 2006 - Present
TSX Venture Exchange February 1995 - March 2006
Skills
Capital Markets, Corporate Governance
Education
The University of British Columbia 1990 — 1993
LLB, law
University of Calgary 1984 — 1989
BComm
Ana Aujla Ana Aujla's Investment Industry Association of Canada Experience July 2012 - December 2012
Job Manager, Corporate and Public Affairs at TD
Industry Public Relations and Communications
Experience
TD February 2015 - Present
Veritas Communications January 2013 - February 2015
Investment Industry Association of Canada July 2012 - December 2012
Investment Industry Association of Canada (IIAC) October 2010 - July 2012
Cossette (Optimum Public Relations) August 2007 - October 2010
Hewitt Associates September 2004 - December 2007
Colorectal Cancer Association of Canada May 2007 - August 2007
School Voyageurs April 2004 - August 2004
University of Guelph Psychology Society April 2003 - April 2004
Skills
Media Relations, Marketing Communications, Strategic Communications, Corporate Communications, Communications Planning, Reputation Management, Social Media, Internal Communications, Crisis Communications, Writing, Client Relations, Image and Reputation..., Online Communications, Proofreading, Media Monitoring, Web Content, Event Management, Member Services, Sponsorship, Strategic Planning, Relationship Management, Public Relations, Corporate Events, Coordinating Events, Event Planning, Volunteering
Education
Humber College Institute of Technology and Advanced Learning 2007 — 2007
Post Graduate, Public Relations
University of Guelph 2000 — 2004
BAH, Major in Psychololgy and minor in French
SCC
TD February 2015 - Present
Veritas Communications January 2013 - February 2015
Investment Industry Association of Canada July 2012 - December 2012
Investment Industry Association of Canada (IIAC) October 2010 - July 2012
Cossette (Optimum Public Relations) August 2007 - October 2010
Hewitt Associates September 2004 - December 2007
Colorectal Cancer Association of Canada May 2007 - August 2007
School Voyageurs April 2004 - August 2004
University of Guelph Psychology Society April 2003 - April 2004
Skills
Media Relations, Marketing Communications, Strategic Communications, Corporate Communications, Communications Planning, Reputation Management, Social Media, Internal Communications, Crisis Communications, Writing, Client Relations, Image and Reputation..., Online Communications, Proofreading, Media Monitoring, Web Content, Event Management, Member Services, Sponsorship, Strategic Planning, Relationship Management, Public Relations, Corporate Events, Coordinating Events, Event Planning, Volunteering
Education
Humber College Institute of Technology and Advanced Learning 2007 — 2007
Post Graduate, Public Relations
University of Guelph 2000 — 2004
BAH, Major in Psychololgy and minor in French
SCC
Jennifer Liu Jennifer Liu's Investment Industry Association of Canada Experience March 2012 - January 2014
Job Managing Principal at Capco
Industry Capital Markets
Experience
Capco August 2011 - Present
Top Canadian Bank November 2014 - July 2015
Top US Bank March 2014 - September 2014
Investment Industry Association of Canada March 2012 - January 2014
Top Canadian Bank March 2012 - November 2012
Top Canadian Bank August 2011 - February 2012
TD Securities March 2011 - August 2011
Bank of America Merrill Lynch August 2005 - December 2010
Capital One November 2002 - August 2005
Skills
Capital Markets, Financial Services, Investment Banking, Banking, Strategic Planning, Fixed Income, Derivatives, Financial Modeling, Equities, Financial Risk, Securities, Collateral Management, Credit Cards, Business Transformation, Market Infrastructure, Strategy, Structured Products, Trading, Business Analysis, Mergers & Acquisitions, Analysis, CRM, Risk Management, Management
Education
University at Albany, SUNY 1999 — 2002
MS, Statistics, Sociology
Nankai University 1995 — 1999
BA, English, Sociology
Capco August 2011 - Present
Top Canadian Bank November 2014 - July 2015
Top US Bank March 2014 - September 2014
Investment Industry Association of Canada March 2012 - January 2014
Top Canadian Bank March 2012 - November 2012
Top Canadian Bank August 2011 - February 2012
TD Securities March 2011 - August 2011
Bank of America Merrill Lynch August 2005 - December 2010
Capital One November 2002 - August 2005
Skills
Capital Markets, Financial Services, Investment Banking, Banking, Strategic Planning, Fixed Income, Derivatives, Financial Modeling, Equities, Financial Risk, Securities, Collateral Management, Credit Cards, Business Transformation, Market Infrastructure, Strategy, Structured Products, Trading, Business Analysis, Mergers & Acquisitions, Analysis, CRM, Risk Management, Management
Education
University at Albany, SUNY 1999 — 2002
MS, Statistics, Sociology
Nankai University 1995 — 1999
BA, English, Sociology
Richard Korble Richard Korble's Investment Industry Association of Canada Experience April 2006 - December 2007
Job Chief Financial & Compliance Officer at TriView Capital Ltd.
Industry Venture Capital & Private Equity
Experience
TriView Capital Ltd. April 2012 - Present
Foundation Securities Corporation October 2011 - January 2012
StoneTower Financial Solutions September 2011 - October 2011
Edgeworth Sales Corporation April 2010 - August 2011
Alberta Securities Commission January 2008 - March 2010
Investment Industry Association of Canada April 2006 - December 2007
Skills
Capital Markets, Alternative Investments, Securities, Investments, Portfolio Management, Equities
Education
The University of Calgary 1988 — 1994
BComm, Finance
TriView Capital Ltd. April 2012 - Present
Foundation Securities Corporation October 2011 - January 2012
StoneTower Financial Solutions September 2011 - October 2011
Edgeworth Sales Corporation April 2010 - August 2011
Alberta Securities Commission January 2008 - March 2010
Investment Industry Association of Canada April 2006 - December 2007
Skills
Capital Markets, Alternative Investments, Securities, Investments, Portfolio Management, Equities
Education
The University of Calgary 1988 — 1994
BComm, Finance
Stephane Rozier Stephane Rozier's Investment Industry Association of Canada Experience March 2012 - October 2013
Job SVP Listed Derivatives at Macquarie Group
Industry Financial Services
Experience
Macquarie Group February 2012 - Present
Montreal Exchange March 2010 - Present
Investment Industry Association of Canada March 2012 - October 2013
MF Global (Canada) February 2006 - November 2011
IIROC (Investment Industry Regulatory Organization of Canada) March 2010 - May 2011
Fimat February 2001 - February 2006
RBC Dominion Securities January 1998 - February 2001
Levesque Beaubien 1994 - 1996
Skills
Sales Management, Operations, risk and credit, Trading Systems, Listed derivatives, OTC Derivatives, Compliance, FX Hedging, Commodity, Electronic Trading, Capital Markets, Financial Risk, Investments, Derivatives, Management, Trading, Equity Trading, Risk Management, Equities, Options, Financial Markets, Series 7, Fixed Income, Structured Products, Equity Derivatives, Finance, Asset Managment, Portfolio Management, Alternative Investments, Corporate Finance, Negotiation, Securities, FX Options, Strategic Planning, Technical Analysis, Mutual Funds, Currency, Hedge Funds, Hedging, Financial Services, Brokerage, Investment Banking, Bloomberg
Education
Université de Montréal - Ecole polytechnique de Montréal 2000 — 2001
HEC Montréal 1997 — 1999
MBA, Management
Macquarie Group February 2012 - Present
Montreal Exchange March 2010 - Present
Investment Industry Association of Canada March 2012 - October 2013
MF Global (Canada) February 2006 - November 2011
IIROC (Investment Industry Regulatory Organization of Canada) March 2010 - May 2011
Fimat February 2001 - February 2006
RBC Dominion Securities January 1998 - February 2001
Levesque Beaubien 1994 - 1996
Skills
Sales Management, Operations, risk and credit, Trading Systems, Listed derivatives, OTC Derivatives, Compliance, FX Hedging, Commodity, Electronic Trading, Capital Markets, Financial Risk, Investments, Derivatives, Management, Trading, Equity Trading, Risk Management, Equities, Options, Financial Markets, Series 7, Fixed Income, Structured Products, Equity Derivatives, Finance, Asset Managment, Portfolio Management, Alternative Investments, Corporate Finance, Negotiation, Securities, FX Options, Strategic Planning, Technical Analysis, Mutual Funds, Currency, Hedge Funds, Hedging, Financial Services, Brokerage, Investment Banking, Bloomberg
Education
Université de Montréal - Ecole polytechnique de Montréal 2000 — 2001
HEC Montréal 1997 — 1999
MBA, Management
Theresa Brown's Investment Industry Association of Canada Experience October 2010 - Present
Job
Industry Information Technology and Services
Experience
Capco Inc. June 2013 - Present
Investment Industry Association of Canada October 2010 - Present
Consulting Magazine November 2012 - November 2013
Capco Inc. September 2005 - June 2013
TD Bank June 2010 - October 2010
TD Securities October 2009 - May 2010
Ryerson University 1999 - May 2010
TD Bank USA March 2009 - September 2009
Alpha Trading Systems October 2007 - December 2008
CIBC September 2006 - December 2007
Skills
Program Management, Project Management, Financial Services, Leadership, SDLC, Business Analysis, Banking, PMP, Business Process..., Portfolio Management, Change Management, PMO, IT Strategy, Process Improvement, Governance, Requirements Analysis, Analysis, Capital Markets, Vendor Management, Software Documentation, Business Intelligence, Management Consulting, Management, Business Strategy, Integration, Strategy, Business Requirements, Business Process, Enterprise Software, Business Transformation, Team Management, Project Portfolio..., Testing, Requirements Gathering, Project Delivery, Outsourcing, Consulting, Enterprise Architecture
Education
Ryerson University 2007 — 2008
MBA, MTI, Mgmt of Technology and Innovation
Syracuse University 1997 — 2000
MSc. TNM, Telecommunications
Ryerson University 1990 — 1994
BAA, AIM, Adminstration and Information Mgmt
Capco Inc. June 2013 - Present
Investment Industry Association of Canada October 2010 - Present
Consulting Magazine November 2012 - November 2013
Capco Inc. September 2005 - June 2013
TD Bank June 2010 - October 2010
TD Securities October 2009 - May 2010
Ryerson University 1999 - May 2010
TD Bank USA March 2009 - September 2009
Alpha Trading Systems October 2007 - December 2008
CIBC September 2006 - December 2007
Skills
Program Management, Project Management, Financial Services, Leadership, SDLC, Business Analysis, Banking, PMP, Business Process..., Portfolio Management, Change Management, PMO, IT Strategy, Process Improvement, Governance, Requirements Analysis, Analysis, Capital Markets, Vendor Management, Software Documentation, Business Intelligence, Management Consulting, Management, Business Strategy, Integration, Strategy, Business Requirements, Business Process, Enterprise Software, Business Transformation, Team Management, Project Portfolio..., Testing, Requirements Gathering, Project Delivery, Outsourcing, Consulting, Enterprise Architecture
Education
Ryerson University 2007 — 2008
MBA, MTI, Mgmt of Technology and Innovation
Syracuse University 1997 — 2000
MSc. TNM, Telecommunications
Ryerson University 1990 — 1994
BAA, AIM, Adminstration and Information Mgmt
Michelle Alexander's Investment Industry Association of Canada Experience February 2014 - Present
Job Vice President, Investment Industry Association of Canada
Industry Financial Services
Experience
Investment Industry Association of Canada February 2014 - Present
Investment Industry Association of Canada April 2006 - February 2014
Investment Dealers Association of Canada July 2004 - April 2006
Investment Dealers Association of Canada July 1998 - 2004
Blake, Cassels & Graydon LLP October 1996 - July 1998
McMillan Binch 1995 - 1996
Skills
Capital Markets, Securities, Securities Regulation, Financial Services, AML, Wealth Management, Financial Markets, Financial Regulation, FINRA, KYC, Corporate Law, Corporate Governance, Investments, Derivatives, Corporate Finance, Mutual Funds, Policy, Social Media
Education
Osgoode Hall Law School 1992 — 1995
Bachelor of Laws (LL.B.)
McGill University 1989 — 1992
Political Science and Government
University of Toronto Schools 1983 — 1989
Investment Industry Association of Canada February 2014 - Present
Investment Industry Association of Canada April 2006 - February 2014
Investment Dealers Association of Canada July 2004 - April 2006
Investment Dealers Association of Canada July 1998 - 2004
Blake, Cassels & Graydon LLP October 1996 - July 1998
McMillan Binch 1995 - 1996
Skills
Capital Markets, Securities, Securities Regulation, Financial Services, AML, Wealth Management, Financial Markets, Financial Regulation, FINRA, KYC, Corporate Law, Corporate Governance, Investments, Derivatives, Corporate Finance, Mutual Funds, Policy, Social Media
Education
Osgoode Hall Law School 1992 — 1995
Bachelor of Laws (LL.B.)
McGill University 1989 — 1992
Political Science and Government
University of Toronto Schools 1983 — 1989
Kerry Peacock's Investment Industry Association of Canada Experience June 2012 - June 2013
Job EVP Retail Products and Services at TD
Industry Financial Services
Experience
TD July 2013 - Present
TD Ameritrade July 2012 - February 2014
Investment Industry Association of Canada June 2012 - June 2013
TD September 2011 - June 2013
TD Canada Trust May 2009 - August 2011
First Nations Bank of Canada August 2001 - June 2010
TD January 1981 - May 2009
Skills
Capital Markets, Banking, Consumer Lending, Commercial Banking, Leadership, Retail Banking, Credit, Derivatives, Credit Analysis, Retail, Mutual Funds, Mortgage Lending, Lines Of Credit, Investments, Loans, Small Business Lending, Team Leadership, Residential Mortgages, Strategic Planning, Customer Experience, Mergers & Acquisitions, Financial Services
Education
Ivey Business School at Western University 1997 — 1999
MBA
n/a 1981 — 1987
Certified General Accountant Fellow, Accounting
TD July 2013 - Present
TD Ameritrade July 2012 - February 2014
Investment Industry Association of Canada June 2012 - June 2013
TD September 2011 - June 2013
TD Canada Trust May 2009 - August 2011
First Nations Bank of Canada August 2001 - June 2010
TD January 1981 - May 2009
Skills
Capital Markets, Banking, Consumer Lending, Commercial Banking, Leadership, Retail Banking, Credit, Derivatives, Credit Analysis, Retail, Mutual Funds, Mortgage Lending, Lines Of Credit, Investments, Loans, Small Business Lending, Team Leadership, Residential Mortgages, Strategic Planning, Customer Experience, Mergers & Acquisitions, Financial Services
Education
Ivey Business School at Western University 1997 — 1999
MBA
n/a 1981 — 1987
Certified General Accountant Fellow, Accounting
Deborah Wise's Investment Industry Association of Canada Experience 2006 - 2012
Job Senior Counsel & Director, BMO Financial Group
Industry Law Practice
Experience
Investment Industry Association of Canada 2006 - 2012
Investment Dealers Association of Canada now Investment Industry Regulatory Organization of Canada 2000 - 2006
Black Sutherland LLP 1998 - 2000
Midland Walwyn now Merrill Lynch 1996 - 1997
Skills
Compliance, Corporate Governance, Privacy, Securities Regulation, Corporate Law, Securities Law, Policy Drafting, Drafting Regulations, Legal Research, Regulations, Equities, Legal Writing, Policy Writing, AML
Education
Western University 1993 — 1996
LL.B., Law
University of Manitoba 1990 — 1993
BA (Candidate)
CSI
Investment Industry Association of Canada 2006 - 2012
Investment Dealers Association of Canada now Investment Industry Regulatory Organization of Canada 2000 - 2006
Black Sutherland LLP 1998 - 2000
Midland Walwyn now Merrill Lynch 1996 - 1997
Skills
Compliance, Corporate Governance, Privacy, Securities Regulation, Corporate Law, Securities Law, Policy Drafting, Drafting Regulations, Legal Research, Regulations, Equities, Legal Writing, Policy Writing, AML
Education
Western University 1993 — 1996
LL.B., Law
University of Manitoba 1990 — 1993
BA (Candidate)
CSI
Marcel St-Amour's Investment Industry Association of Canada Experience January 2010 - February 2013
Job Sale Professional
Industry Financial Services
Experience
Investment Industry Association of Canada January 2010 - February 2013
Skills
Alternative Investments, Mutual Funds, Investments, Fixed Income, Capital Markets, Securities, Wealth Management, Portfolio Management, Derivatives, Equities, Financial Services, Strategic Financial..., Investment Banking, ETFs, Relationship Management
Education
Université catholique de Louvain 1979 — 1980
MBA, Finance
Universit d'Aix- Marseille II 1977 — 1979
Licence, Economique
Investment Industry Association of Canada January 2010 - February 2013
Skills
Alternative Investments, Mutual Funds, Investments, Fixed Income, Capital Markets, Securities, Wealth Management, Portfolio Management, Derivatives, Equities, Financial Services, Strategic Financial..., Investment Banking, ETFs, Relationship Management
Education
Université catholique de Louvain 1979 — 1980
MBA, Finance
Universit d'Aix- Marseille II 1977 — 1979
Licence, Economique
Carole Foster's Investment Industry Association of Canada Experience May 2007 - September 2009
Job President
Industry Management Consulting
Experience
Self-employed January 2014 - Present
CIBC Wood Gundy September 2009 - September 2013
Investment Industry Association of Canada May 2007 - September 2009
Skills
Driving Results, Timely Decision Making, Team Leadership, Change Management, Strategic Planning, Strategic Communications, People Skills, Environmental Issues, Issue Resolution, Leadership, Project Management, Human Resources, Marketing, Team Building
Education
Université Laval 1977 — 1982
Bachelor of Arts (B.A.) and Public Relations Certificate, Applied Linguistics and Communications
Self-employed January 2014 - Present
CIBC Wood Gundy September 2009 - September 2013
Investment Industry Association of Canada May 2007 - September 2009
Skills
Driving Results, Timely Decision Making, Team Leadership, Change Management, Strategic Planning, Strategic Communications, People Skills, Environmental Issues, Issue Resolution, Leadership, Project Management, Human Resources, Marketing, Team Building
Education
Université Laval 1977 — 1982
Bachelor of Arts (B.A.) and Public Relations Certificate, Applied Linguistics and Communications