Investors Capital Corporation

Industry: Company

Description

Founded: 1992 Parent organization: Investors Capital Holdings, Ltd.

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Investors Capital Corporation Employees

Employee
Years
Job
Industry
Daniel Aguillon Daniel Aguillon Greater San Diego Area Details
Daniel Aguillon's Investors Capital Corporation Experience 2012 - 2013
Job Sr. Platform Manager | Platform Strategy & Management at LPL Financial
Industry Financial Services
Experience
LPL Financial  December 2014 - Present
LPL Financial  November 2013 - November 2014
Investors Capital Corporation   2012 - 2013

Skills
Series 7, Investments, Financial Analysis, Mutual Funds, Equities, Securities, Portfolio Management, Fixed Income, Asset Management, Strategic Financial..., Financial Services, Wealth Management, Risk Management, Financial Modeling, Finance, Asset Allocation, Alternative Investments, Microsoft SQL Server, Oracle SQL, Relational Databases

Education
California State University Monterey Bay   2014 — 2016
Master of Business Administration (MBA), Business Administration and Management, General

Samuel A. Sitkowski, J.D., LL.M. Samuel A. Sitkowski, J.D., LL.M. Greater New York City Area Details
Samuel A. Sitkowski, J.D., LL.M.'s Investors Capital Corporation Experience 2014 - Present
Job Financial Consultant
Industry Financial Services
Experience
Investors Capital Corporation   2014 - Present
Cavallero-Aguirre-Lotero, Abogados   2006 - Present
Educator's Financial Service - Investors Capital Corporation   2008 - 2013
PepsiCo Western Europe   2001 - 2002
Cabinet of Ministers of Argentina   1996 - 2000
Presidency of the Argentina Nation   1990 - 1996

Skills
Investments, Litigation, Mergers & Acquisitions, Contract Negotiation, Bankruptcy, Corporate Law, Securities, Financial Services, Due Diligence, Debt Restructuring, Finance, Business Development in..., Compliance, International Relations..., Civil Law System, Corporate Governance

Education
Fordham University School of Law   2005 — 2006
Master of Laws (LL.M.), Banking, Corporate & Finance

Universitat de Barcelona   2000 — 2001
Master of Laws (LL.M.), Business Law

Universidad de Buenos Aires / UBA   1984 — 1990
Doctor of Law (J.D.)

Chris Ginolfi Chris Ginolfi Greater Boston Area Details
Chris Ginolfi's Investors Capital Corporation Experience January 2003 - Present
Job Vice President, Compliance, Chief Compliance Officer, Advisory Services & AntiMoney Laundering Officer
Industry Investment Management
Experience
Investors Capital Corporation   January 2003 - Present
John Hancock Signature Services  May 2000 - December 2002

Skills
FINRA, AML, Series 7, Investments, OFAC, Due Diligence, Equities, Mutual Funds, KYC, Risk Management, Alternative Investments, Series 24, Securities, Series 63, Investment Advisory, Asset Managment, Uniform Combined State..., Series 65, Fixed Income, Options, Hedge Funds, Asset Management, Capital Markets, SEC, Wealth Management, Securities Regulation, Financial Services, USA PATRIOT Act, Broker-Dealer, Investment Advisers Act, Investment Management, ETFs, Investment Company Act

Education
Endicott College   2005 — 2006
MBA

Endicott College   1996 — 2000
BA

Mark A. Orlinsky, MBA Mark A. Orlinsky, MBA Miami/Fort Lauderdale Area Details
Mark A. Orlinsky, MBA's Investors Capital Corporation Experience December 2006 - Present
Job Financial Planner with 16+ years of experience
Industry Financial Services
Experience
Investors Capital Corporation   December 2006 - Present
NFP Securities, Inc.   May 2005 - December 2006
J. Alden Assoc., Inc   October 2004 - May 2005
US Allianz Securities, Inc.   April 2003 - October 2004
Investacorp, Inc.   December 2000 - March 2003
Jefferson Pilot Securities Corporation   December 1999 - December 2000
Prime Capital Services Inc.   October 1999 - December 1999
Mutual Service Corporation  November 1998 - September 1999

Skills
Personal Financial..., Retirement Planning, Financial Services, Insurance, Variable Annuities, Fixed Annuities, Bonds, Securities, Financial Advisory, Investment Advisory, Mutual Funds, Wealth Management, Asset Allocation, Investment Strategies, REIT, Stockbroking, Business Development..., Term Life Insurance, Universal Life, Series 6, Series 63, Variable Life

Education
Nova Southeastern University   2009 — 2011
Master of Business Administration (MBA)

Institute of Business and Finance   2000 — 2000
Certified Estate and Trust Specialist

Drexel University   1981 — 1985
Bachelor of Science (BS), Finance, General

Dennis Kroeker Dennis Kroeker Sacramento, California Area Details
Dennis Kroeker's Investors Capital Corporation Experience September 1993 - June 2013
Job Senior Attorney at Kroeker Law Offices
Industry Law Practice
Experience
Whitehall Parker Securities Inc.   July 2013 - Present
Kroeker Law Offices   January 1972 - Present
Investors Capital Corporation   September 1993 - June 2013

Skills
Insurance, Trusts, Property Law, Litigation, Commercial Litigation, Civil Litigation, Product Liability, Appeals, Personal Injury, Legal Research, Public Liability, Litigation Management, Elder Law, Powers of Attorney, Trade Secrets, Class Actions, Estate Administration, Estate Law, Securities Regulation, Investments, Estate Planning, Wealth Management, Arbitration, Wealth, Securities, Legal Assistance

Education
University of California, Hastings College of the Law   1969 — 1971
Juris Doctorate

UC Santa Barbara   1964 — 1968
BA

Reedley HS   1960 — 1964

Areade Dare Areade Dare Chicago, Illinois Details
Areade Dare's Investors Capital Corporation Experience June 2010 - August 2010
Job Junior Trader at TransMarket Group, L.L.C.
Industry Financial Services
Experience
TransMarket Group, L.L.C.   August 2013 - Present
Altimus Capital   September 2012 - June 2013
Financial Derivatives Company Limited   March 2011 - August 2012
TFG Investments LP   September 2010 - December 2010
Investors Capital Corporation   June 2010 - August 2010
University Of Maryland's Biosensors Research   October 2008 - February 2009

Skills
Derivatives, Bloomberg, Matlab, Economics, Trading Strategies, Financial Modeling, C++, Stochastic Calculus, Data Analysis, Quantitative Finance, Research, Monte Carlo Simulation, Financial Analysis, Mathematical Modeling, Applied Mathematics, Statistical Modeling, Bloomberg Terminal, Statistics, Fixed Income, Time Series Analysis, VBA

Education
University of Chicago   2012 — 2013
Master of Science (MSc), Financial Mathematics

University of Maryland College Park   2005 — 2009
BSc (Dual-Degree), Electrical Engineering and Mathematics

Devin O'Rourke Devin O'Rourke Greater Boston Area Details
Devin O'Rourke's Investors Capital Corporation Experience June 2011 - August 2011
Job Regional Marketing Associate Internal Wholesaler at Putnam Investments
Industry Financial Services
Experience
Putnam Investments  August 2014 - Present
Putnam Investments  February 2014 - July 2014
WB Mason  August 2012 - January 2014
Investors Capital Corporation   June 2011 - August 2011

Skills
Series 6, Series 63, Cold Calling, Account Management, Sales, Marketing, Sales Presentations, New Business Development, Product Marketing

Education
Fairfield University   2008 — 2012
BS, Finance

St. George's School   2004 — 2008

Thomas Cui (Tsuei) Thomas Cui (Tsuei) Boston, Massachusetts Details
Thomas Cui (Tsuei)'s Investors Capital Corporation Experience April 2014 - Present
Job Analyst at Investors Capital Corporation
Industry Investment Management
Experience
Investors Capital Corporation   April 2014 - Present
Kaufman International Holdings   June 2013 - August 2013
Merrill Lynch  June 2012 - August 2012
Far Eastern Capital Management   June 2007 - 2010
Studio A Co.   June 2007 - August 2008

Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Photoshop, Customer Service, Research, Social Media, Client Development, Financial Modeling, Financial Analysis, Time Management, Leadership, Investments, Data Analysis

Education
Boston University - School of Management   2010 — 2014
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law

Cate School

TAS

Richard Coloni Richard Coloni Debary, Florida Details
Richard Coloni's Investors Capital Corporation Experience 2006 - Present
Job President of Richard B Coloni Financial Services
Industry Financial Services
Experience
Richard B Coloni Financial Services Inc   January 2009 - Present
Investors Capital  November 2006 - Present
Investors Capital Corporation   2006 - Present
Oppenheimer & Co.   1999 - 2006

Skills
Series 7, Retirement, Series 63, Wealth Management, Investments, Fixed Annuities, Investment Advisory, Estate Planning, Retirement Planning, FINRA, Alternative Investments, Life Insurance, Asset Allocation, Asset Management, Financial Services, Investment Strategies, Mutual Funds, IRAs

Education
Hudson Valley Community College   1976 — 1978
Associate of Science (A.S.), Mortuary Science

Glenn Kalata Glenn Kalata Greater New York City Area Details
Glenn Kalata's Investors Capital Corporation Experience May 2010 - August 2010
Job Senior Accountant at Townsquare Media
Industry Accounting
Experience
Townsquare Media  July 2014 - Present
Indeed.com  May 2013 - June 2014
TAL International  January 2012 - May 2013
BevShots Inc   August 2010 - May 2011
Investors Capital Corporation   May 2010 - August 2010

Skills
Financial Analysis, Accounting, Financial Reporting, Account Reconciliation, Finance, Variance Analysis, GAAP, Financial Accounting, Oracle Applications, PeopleSoft, Microsoft Excel, General Ledger, Microsoft Office

Education
Florida State University   2008 — 2011
Bachelor of Science, Accounting, Finance

Florida State University - College of Business   2008 — 2011
BS, Accounting, Finance

Syracuse University   2006 — 2008
Bachelor of Science

Trumbull High   2002 — 2006

Yannick Miquel Yannick Miquel Austin, Texas Area Details
Yannick Miquel's Investors Capital Corporation Experience October 2005 - October 2007
Job Trade Supervisor at NFP Advisor Services Group
Industry Financial Services
Experience
National Financial Partners  April 2011 - Present
Northwestern Mutual Financial  October 2007 - April 2010
Investors Capital Corporation   October 2005 - October 2007
Omni Home Financing  June 2003 - January 2005
Washington Mutual Bank  August 2002 - July 2003
Commonwealth Financial Network  October 1995 - August 2000
Pioneer Investments  October 1993 - October 1995

Skills
Mutual Funds, Fixed Annuities, Due Diligence, Series 7, Series 9, Series 10, Series 24, Series 53, Series 31, Series 63, Series 65, Securities, Investment Advisory, Investments, Insurance, Wealth Management, FINRA, Risk Management, Equities, Retirement

Education
Suffolk University - Sawyer Business School   2000 — 2001
MBA, MBA

Plymouth State University   1987 — 1991
BS, Education

Deanne Rogers Deanne Rogers Boston, Massachusetts Details
Deanne Rogers's Investors Capital Corporation Experience June 2012 - August 2012
Job Assistant Events Coordinator
Industry Hospitality
Experience
The Country Club  February 2015 - Present
The Country Club - Chestnut Hill, MA  January 2015 - Present
Wequassett Resort and Golf Club  May 2014 - October 2014
Park Lodge Hotel Group  May 2013 - August 2013
Investors Capital Corporation   June 2012 - August 2012
American Eagle Outfitters  July 2011 - August 2011
Bailey's Bar and Grille   June 2009 - August 2010

Skills
American Sign Language, Cooking, Music, Word, PowerPoint, Excel, Microsoft Office, Facebook, Teamwork, Typing, Microsoft Word, Microsoft Excel, Customer Service, Hotels

Education
University of Massachusetts at Amherst - Isenberg School of Management   2010 — 2014
Bachelor of Science, Hospitality and Tourism Management

Peter Bacchiocchi Peter Bacchiocchi Greater Boston Area Details
Peter Bacchiocchi's Investors Capital Corporation Experience October 2013 - October 2014
Job Personal Financial Representative at Allstate Financial Services, LLC
Industry Insurance
Experience
Allstate Financial Services, LLC  November 2014 - Present
Investors Capital Corporation   October 2013 - October 2014
Worcester Pride   2012 - 2014
MetLife Financial Group of Mass   September 2010 - July 2013
MetLife  October 2007 - September 2010
Baystate Financial Services  October 2004 - May 2006
The Patriot Financial Group  January 1999 - October 2004

Skills
Recruiting, Training, Sales, Insurance, Disability Insurance, Life Insurance, Retirement Planning, Fixed Annuities, Health Insurance, Term Life Insurance, Retirement, Employee Benefits, Long-term Care, Investments, Mutual Funds

Education
Worcester State College   1981 — 1983
MS, Human Services Management

University of Massachusetts, Amherst   1972 — 1976
Human Development, Elementary Education

Erica Duda Erica Duda Lynn, Massachusetts Details
Erica Duda's Investors Capital Corporation Experience August 2007 - July 2008
Job Senior SQA Engineer at Sensitech
Industry Information Technology and Services
Experience
Sensitech  August 2015 - Present
Vistaprint  September 2008 - July 2015
Investors Capital Corporation   August 2007 - July 2008
Cegedim Relationship Management  September 2005 - August 2007

Skills
SQL, Email Marketing, Local Search..., SEO, Quality Assurance, Software Quality..., Test Automation, Testing, Test Planning, Test Cases, Regression Testing, User Acceptance Testing, Test Management, Websites, Digital, SQL Server Reporting..., Application Lifecycle..., Test Strategy, Continuous Integration, Certified Scrum Master..., Scrum, Agile Testing, Automation, Software Documentation, Integration

Education
Keene State College   2001 — 2005
Computer Science, Computer Science, Management

Bishop Fenwick High School   1997 — 2001

Mark Orlinsky, MBA AHWD® CPRES® SFR® Mark Orlinsky, MBA AHWD® CPRES® SFR® Fort Lauderdale, Florida Details
Mark Orlinsky, MBA AHWD® CPRES® SFR®'s Investors Capital Corporation Experience December 2006 - Present
Job REALTOR Providing Buyers agent representation and Sellers listing service
Industry Real Estate
Experience
Investors Capital Corporation   December 2006 - Present
Johnson and Johnson Team Realty  November 2014 - July 2015
United Realty Group, Inc. / Mark Orlinsky P.A.   October 2013 - November 2014
On-The-Mark Consulting   March 2013 - October 2013
CleanAll Supply Inc.   January 2012 - March 2013
FLORIDA DEVELOPMENT LLC   October 2004 - January 2007
ADVISORS INSURANCE GROUP   July 2000 - October 2004
JEFFERSON PILOT SECURITIES  October 1999 - June 2000
USI Florida   August 1998 - September 1999
VIVOX USA, INC   February 1997 - September 1998

Skills
Real Estate, Real Estate Transactions, Short Sales, People Skills, Contract Negotiation, Real Estate License, Business Planning, Management, Strategy, Start-ups, Sales Management, Finance, Marketing, Competitive Analysis, Business Development, Business Strategy, New Business Development, Team Building, Sales Compensation..., Negotiation, Sales, Investment Properties

Education
Nova Southeastern University   2009 — 2011
Master of Business Administration (MBA), Management

Drexel University   1981 — 1985
Bachelor of Science, Business Administration; Finance

Greater Fort Lauderdale Realtor

Michelle Thomas Reid Michelle Thomas Reid Greater Boston Area Details
Michelle Thomas Reid's Investors Capital Corporation Experience 2006 - Present
Job Owner, Wealth Advisor, Legacy Wealth Management
Industry Financial Services
Experience
Legacy Wealth Management  September 2006 - Present
Investors Capital Corporation   2006 - Present
Quick & Reilly  March 2000 - December 2004
FISCO Equity   1997 - 2000

Skills
Wealth Management, Investments, Investment Advisory, Retirement, Mutual Funds, Retirement Planning, Strategic Financial..., Estate Planning, Securities, Inheritance Tax Planning, Estate Tax Planning, Retirement Savings, Qualified Retirement..., Charitable Gift Planning, Financial Advisory, Financial Services

Education
Salem State University   1988 — 2004

Kenneth Aulbach Kenneth Aulbach Greater Boston Area Details
Kenneth Aulbach's Investors Capital Corporation Experience September 2005 - March 2011
Job Sales & Marketing expert providing winning solutions that increase assets, raise profits and improve revenue
Industry Financial Services
Experience
American Portfolios  August 2012 - Present
Andover Investment & Annuity Product Distributors, LLC   March 2011 - Present
Investors Capital Corporation   September 2005 - March 2011
Investors Capital Corporation   January 2005 - September 2005
CNA Insurance  January 1999 - January 2001

Skills
Public Speaking, Relationship Development, Marketing Strategy, Fundraising, Team Building, Sales Management, New Business Development, Product Management, Product Marketing, Business Planning, Coaching, Cross-functional Team..., Start-ups, Brand Development, Community Outreach, Writing, Online Marketing, Product Development, Inter-personal, Mutual Funds, Insurance, Investments, Portfolio Management, Marketing, Wealth Management, Retirement Planning, Series 7, Series 63, Training, Strategic Planning, Selling, Asset Allocation, Business Strategy, Sales, Market Research, Sales Operations, Financial Advisory, Management, Securities, Fixed Annuities, Finance, Small Business, Financial Services, Alternative Investments, Investment Strategies, Equities, Asset Management, Financial Planning, Leadership, Strategy

Education
Boston University
Bachelor's Degree, Econimics & Psychology

Shayne Minick Shayne Minick Greater New York City Area Details
Shayne Minick's Investors Capital Corporation Experience May 2009 - August 2009
Job Associate Media Director, Planning at Carat USA
Industry Marketing and Advertising
Experience
Carat USA  July 2015 - Present
Carat USA  March 2014 - July 2015
Carat USA  February 2013 - March 2014
Optimedia  March 2010 - February 2013
Investors Capital Corporation   May 2009 - August 2009
Steiner Sports Memorabilia and Marketing   May 2005 - August 2008
Ristorante La Grolla   2006 - 2006

Education
Tulane University - A.B. Freeman School of Business   2007 — 2009
Finance, Accounting, Economics, Social Sciences

Brandeis University   2005 — 2007
Liberal Arts

Renee Senes, CDFA Renee Senes, CDFA Greater Boston Area Details
Renee Senes, CDFA's Investors Capital Corporation Experience January 2006 - February 2011
Job Financial Advisor with a focus on Divorce Planning
Industry Financial Services
Experience
Senes & Chwalek Financial Advisors   February 2011 - Present
Special Education Surrogate Parent Program   January 2005 - Present
Investors Capital Corporation   January 2006 - February 2011
Commonwealth Financial Network  January 1998 - December 2006
Harvard Financial Planning   March 1994 - January 1998

Skills
Retirement Planning, Asset Management, Tax Management..., Estate Planning, College Planning, Insurance Planning, Social Security..., Divorce Financial..., Investment Allocation

Education
Institute for Divorce Financial Analysts   2009 — 2009
CDFA, Certified Divorce Financial Analyst

Paralegal Institute   1980 — 1980
Paralegal, Estate Planning and Estate Administration

Southern Connecticut State University   1977 — 1979
MS, Learning Disabilities

State University of New York at Stony Brook   1970 — 1974
BA, Political Science

Craig Rosenbaum Craig Rosenbaum Greater Philadelphia Area Details
Craig Rosenbaum's Investors Capital Corporation Experience December 2011 - March 2012
Job Business Analyst at Checkpoint Systems
Industry Financial Services
Experience
Checkpoint Systems  June 2015 - Present
Hamilton Lane  April 2014 - September 2014
Bimbo Bakeries USA  April 2013 - April 2014
Investors Capital Corporation   December 2011 - March 2012

Skills
Quantitative Analytics, Business Analytics, Data Analytics, Financial Analysis, Financial Reporting, Financial Modeling, Corporate Finance, Qualitative Research, Microsoft Excel, Oracle Applications, Sage 300 ERP, Margin Minder, Citrix, Invoice Finance, Budgeting & Forecasting, Reporting & Analysis, Account Reconciliation, Budget Reconciliation, Royalties, Financial Services, Microsoft Office, PowerPoint, Bloomberg

Education
Drexel University   2010 — 2015
Bachelor's Degree, Finance & Economics, Senior

Javon Jay Davis Javon Jay Davis Greater New York City Area Details
Javon Jay Davis's Investors Capital Corporation Experience January 2009 - May 2009
Job Specialist in HR functions employee benefits, insurance, compliance/risk, retirement solutions, payroll
Industry Human Resources
Experience
ADP  July 2015 - Present
LMK Consulting, Inc.   June 2012 - July 2015
Verizon  June 2012 - July 2015
Macy's  January 2012 - June 2012
Clark Atlanta University  October 2010 - November 2011
MetLife  June 2010 - August 2010
Jos. A. Bank Clothiers   June 2009 - July 2009
Investors Capital Corporation   January 2009 - May 2009
Metropark  October 2007 - January 2009

Skills
Sales, Sales Management, Marketing Strategy, Customer Service, Management, Leadership, Microsoft Office, PowerPoint, Public Speaking, Microsoft Excel, Marketing, Merchandising, Research, Event Planning, Social Media, Retail, Team Leadership, Social Media Marketing, Social Networking, Analysis, Fashion, Finance, Excel, Negotiation, Direct Sales, Direct Marketing, Client Relations, Employee Engagement, Employee Benefits, Risk Management, Standards Compliance, People Management, Business Development, Business Analysis

Education
Clark Atlanta University   2006 — 2011
Bachelors of Arts, Economics

Spelman College   2008 — 2011
Economics

Morehouse College   2010 — 2011
Bachelor's degree, Economics

Julie Cochrane, M.Ed. Julie Cochrane, M.Ed. Greater Boston Area Details
Julie Cochrane, M.Ed.'s Investors Capital Corporation Experience August 2002 - May 2006
Job Experienced Multi Industry Training Professional
Industry Financial Services
Experience
Junxure  September 2008 - Present
Salient Surgical Technologies, Inc.   November 2006 - September 2008
John Hancock  June 2006 - November 2006
Investors Capital Corporation   August 2002 - May 2006
John Hancock Funds  1998 - 2002

Skills
Needs Analysis, Instructional Design, Course Development, Course Design, Platform Delivery, Large Group Facilitation, Small Group Training, Project Management, Online Training, Presentation Development, Group Presentations, Presentation Preparation, Sales Skills Training, Sales Trainings, One-on-One Coaching, Software Training, Technical Training, Soft Skills Training, Product Training, Professional..., Managerial Experience, Training Workshops, Staff Development, Hands-on Training, Training, Management, Sales, Selling Skills, Customer Service, Team Leadership, Software Documentation, E-Learning, Business Development, Sales Management, Sales Process, Employee Training, Program Management, CRM, Team Building, Enterprise Software, Salesforce.com, Marketing, Selling, Technical Writing, Training Delivery, Software Implementation

Education
University of Illinois at Urbana-Champaign   2008 — 2009
M.Ed., Online Learning and Adult Education

Plymouth State University   1992 — 1996
B.S., Childhood Studies/Outdoor Education

Matthew Brochu Matthew Brochu Greater Boston Area Details
Matthew Brochu's Investors Capital Corporation Experience May 2005 - August 2005
Job Investment Banking at Cowen and Company
Industry Financial Services
Experience
TJX  February 2014 - Present
Cowen and Company  February 2011 - June 2013
Benning Associates LLC   August 2009 - February 2011
Covington Associates  November 2007 - January 2009
A.G. Edwards & Sons, Inc.   June 2007 - November 2007
Fidelity Investments  May 2006 - August 2006
Morgan Stanley  January 2006 - May 2006
Investors Capital Corporation   May 2005 - August 2005

Skills
Financial Modeling, Investment Banking, Valuation, Mergers, Mutual Funds, Finance, Capital Raising, Capital Markets, Due Diligence, Private Equity

Education
Babson College   2003 — 2007
BBA, Finance

Dhawal Vora, MBA, CSM Dhawal Vora, MBA, CSM Greater Boston Area Details
Dhawal Vora, MBA, CSM's Investors Capital Corporation Experience June 2010 - August 2010
Job Product Analyst at Charles River Development
Industry Financial Services
Experience
Charles River Development  April 2015 - Present
OpenLink Financial  January 2014 - March 2015
OpenLink Financial  June 2011 - March 2015
Hofstra University  May 2010 - May 2011
Investors Capital Corporation   June 2010 - August 2010

Skills
Certified Scrum Master..., Bloomberg, Analysis, Agile Project Management, JIRA, Derivatives, FIT framework, Equities, Investments, Bloomberg Terminal, Testing, Quality Assurance, Trading, SQL, Trading Systems, SWIFT messaging, SDLC, Business Analysis, Requirements Analysis, Finance, Commodity, XML, C++, Endur, Findur, HTML, Requirements Gathering, Options, Agile Methodologies, Scrum

Education
Frank G. Zarb School of Business, Hofstra University   2009 — 2011
MBA, Finance

University of Mumbai   2004 — 2008
Bachelor of Engineering, Computer Science

Stephen Harlow, ChFC Stephen Harlow, ChFC Saco, Maine Details
Stephen Harlow, ChFC's Investors Capital Corporation Experience 2001 - Present
Job Independent Financial Services Professional
Industry Financial Services
Experience
Investors Capital Corporation   2001 - Present
Harlow Financial Associates   1990 - Present
Stephen Harlow   1977 - Present
Maine Maritime Academy  1987 - 1990
Maine School Districts   1976 - 1987
Acadia University  August 1979 - December 1979
UMaine  1971 - 1976

Skills
Variable Annuities, Retirement, 401k Rollovers, IRAs, Fixed Annuities, Retirement Planning, Financial Services, Term Life Insurance, Investments, Health Insurance, Life Insurance, Mutual Funds, Disability Insurance, Long Term Care Insurance, Estate Planning, Series 6, Strategic Financial...

Education
Acadia University
Special Student, Adaptive Physical Education, Asst Football Coach

University of Maine   1975 — 1976
Master's, Educational Administration

UMaine   1971 — 1975
BS, History & Health Sciences

Anne Hasbrook Anne Hasbrook Sacramento, California Area Details
Anne Hasbrook's Investors Capital Corporation Experience April 2003 - Present
Job Financial Advisor with 20+ Years Experience
Industry Financial Services
Experience
Investors Capital Corporation   April 2003 - Present
Cal Fed Investments, Cal Fed Bank (Bought by CitiBank)   1997 - 2003
CUNA Brokerage Services (Credit Unions)   1995 - 1997
Golden 1 Credit Union  1993 - 1995
MetLife  1991 - 1993

Education
Miami University   1983 — 1987
B.A., Public Relations & Political Science

Lithgow High School, NSW, Australia (Rotary International)   1982 — 1983

East Lansing High School   1978 — 1982

Tiffany McClellan Tiffany McClellan Birmingham, Alabama Area Details
Tiffany McClellan's Investors Capital Corporation Experience 2002 - 2005
Job Post Graduate Student, Community Counseling at Lipscomb University
Industry Mental Health Care
Experience
Lipscomb University  2012 - Present
Woerner Landscape Source   November 2013 - March 2014
Southeast Psychiatric Services   2008 - 2012
Integrity Alliance   2005 - 2007
Investors Capital Corporation   2002 - 2005

Skills
Solution Focused, Chemical Dependency, Social Skills, Mental Health, CBT, Psychotherapy, Adolescents, Mental Health Counseling, Therapists, Family Therapy, Case Management, Stress Management, Psychology, Working With Children, Behavior Management, Public Speaking, Treatment, Clinical Research, Teaching, Group Therapy, Crisis Intervention, Program Development, Delinquent Youth..., Reality Therapy, LGBT Issues, Social Services, Behavioral Health, Counseling Psychology, Community Outreach, Conflict Resolution, Interventions

Education
Lipscomb University   2012 — 2013
Post Graduate, Community Counseling

Troy University   2008 — 2010
Master of Science, Community Counseling

Troy University   2000 — 2005
Bachelor of Science, Psychology

Scott Armacost Scott Armacost San Francisco Bay Area Details
Scott Armacost's Investors Capital Corporation Experience September 2001 - Present
Job Financial Consultant at Investors Capital Corporation
Industry Financial Services
Experience
Investors Capital Corporation   September 2001 - Present
Baraban Securities  July 1993 - August 2001
U.S. Navy   June 1982 - April 1994

Skills
Series 7, Securities, Insurance, Financial Advisory, Financial Services, Investment Strategies, Investments, Alternative Investments, Asset Managment, Risk Management, Valuation, Business Strategy, New Business Development, Wealth Management, Management Consulting, Start-ups, Mutual Funds, Asset Allocation, Asset Management, Retirement Planning, Series 63, Retirement

Education
Bucknell University   1980 — 1982
B.A., Int'l Relations & Japanese language

University of Redlands   1978 — 1979
Music Performance, General and American Government

Peter Acciavatti Peter Acciavatti Greater Boston Area Details
Peter Acciavatti's Investors Capital Corporation Experience February 2000 - Present
Job Senior Recruiter for a national award winning broker/dealer
Industry Financial Services
Experience
Investors Capital Corporation   February 2000 - Present
BankBoston  January 1998 - August 2001

Skills
Recruiting, Financial Services, Life Insurance, Transition, Fixed Annuities, Mutual Funds, Securities Licensing, Insurance Licensing, Investments, Investment Advisory, RIA, Securities, Series 7

Education
Beverly High School   1988 — 1992

Salem State University
Finance, Classical Music

Kathy Bond Kathy Bond Greater Boston Area Details
Kathy Bond's Investors Capital Corporation Experience November 1999 - October 2001
Job Experienced QA Associate/Documentation Coordinator
Industry Pharmaceuticals
Experience
P&G - Contract   January 2011 - June 2012
Procter & Gamble  2011 - 2011
Inotek Pharmaceuticals  September 2009 - October 2009
Altus Pharmaceutical   February 2008 - March 2009
Altus  June 2007 - February 2008
Liberty Mutual Group – Corporate Real Estate, Boston, MA2007 – 2007   February 2007 - May 2007
Cooperative for Human Services, Inc.   November 2001 - March 2007
Investors Capital Corporation   November 1999 - October 2001

Skills
MS Office, GMP, Microsoft Office, Quality Assurance, Software Documentation, Sop

Education
University of Phoenix   2005 — 2008
in progress

Chris Sherwin, MBA, CFP® Chris Sherwin, MBA, CFP® Greater Minneapolis-St. Paul Area Details
Chris Sherwin, MBA, CFP®'s Investors Capital Corporation Experience January 2009 - March 2015
Job President of MHS Companies & Hanratty Financial
Industry Financial Services
Experience
Signator Investors, Inc.   March 2015 - Present
Investors Capital Corporation   January 2009 - March 2015
Edward Jones  June 2002 - January 2009
Signature Estate and Investment Advisors, LLC   June 2001 - July 2002
AppDev  1997 - 1999

Skills
Retirement Planning, Independent Investment..., Executive-Level..., Business Continuity..., Business Legacy Planning, Strategic Financial..., Investments, Retirement, Financial Advisory, Finance, Financial Services, Fixed Annuities, Asset Allocation, Estate Planning, Securities, 401k, Customer Service, Mutual Funds, Financial Planners, Series 7, Wealth Management, Investment Advisory, Personal Finance

Education
California Lutheran University   2006 — 2009
MBA in FP, Financial Planning

Pepperdine University   1998 — 2002
Bachelor's of Science, Business Adminstration

Eden Prairie   1994 — 1998

Joel Renker Joel Renker Cheshire, Connecticut Details
Joel Renker's Investors Capital Corporation Experience 2007 - 2009
Job Practice Administrator
Industry Medical Practice
Experience
The Womens Center of Southern New England   February 2013 - Present
St Peters church  2011 - 2013
Comprehensive Orthopaedics  September 2011 - December 2012
LPL Financial  2009 - September 2011
Pentec, Inc.   January 2007 - October 2009
Investors Capital Corporation   2007 - 2009
David Lerner Associates  April 2002 - January 2007

Skills
Mutual Funds, Retirement Planning, 401k, Series 7, Series 63, Employee Benefits, Finance, Retirement, Strategic Financial...

Education
Southern Connecticut State University   1993 — 2001

Houghton College   1989 — 1990
general

Richard Pittman, CFP®, CLU® Richard Pittman, CFP®, CLU® Greater Memphis Area Details
Richard Pittman, CFP®, CLU®'s Investors Capital Corporation Experience August 2000 - Present
Job CERTIFIED FINANCIAL PLANNER™ and Owner, Diversified Financial Advisors, LLC
Industry Financial Services
Experience
Diversified Financial Advisors, LLC   January 2006 - Present
Investors Capital Corporation   August 2000 - Present
NAIFA Memphis   2001 - Present
Smart Solutions, Inc.   May 1997 - November 2000
Unisys Corporation  August 1973 - May 1997

Education
The American College   2003 — 2005
CFP®, CLU®, Insurance and Financial Planning

University of Central Oklahoma - College of Business Administration
MBA, Finance

University of Tennessee at Martin
BS, Business

Shannon McCraine Shannon McCraine West Newton, Massachusetts Details
Shannon McCraine's Investors Capital Corporation Experience 2000 - 2003
Job Senior Account Manager
Industry Insurance
Experience
MassMutual Financial Group, Worksite Insurance   August 2003 - Present
Bella Vita Photography   December 2012 - August 2015
Investors Capital Corporation   2000 - 2003

Skills
Insurance, Customer Relations, Disability Insurance, Direct Sales, Client Services, Client Relationship..., Key Account Management, Consultative Selling, Client Interfacing, Strategic Communications, Marketing Strategy, Brokerage, Sales Operations, Life Insurance Licensed, Photography, Underwriting, Customer Service, Team Leadership, Selling, Sales, Mutual Funds, Life Insurance

Education
University of New Hampshire - Whittemore School of Business and Economics   1996 — 2000
Bachelor's degree

Lauren Samis Lauren Samis Greater Boston Area Details
Lauren Samis's Investors Capital Corporation Experience January 2007 - Present
Job Conference & Event Planner, Strategic Relationships Associate at Investors Capital Corporation
Industry Financial Services
Experience
Investors Capital Corporation   January 2007 - Present
CBS Radio/WBCN   July 2006 - January 2007

Education
Northeastern University
Meetings & Events Management

University of Delaware
Communication, Mass Communication, Radio, Advertising

Tom Arapidis Tom Arapidis Greater New York City Area Details
Tom Arapidis's Investors Capital Corporation Experience July 2008 - Present
Job Financial Consultant at Investors Capital Corporation
Industry Financial Services
Experience
Investors Capital Corporation   July 2008 - Present

Skills
Mutual Funds, Securities, Series 7, Retirement Planning, Investments, Retirement, Wealth Management, Financial Analysis, Equities, Finance, Financial Planning, Portfolio Management, Alternative Investments, Fixed Income, Asset Management, Financial Services

Education
Baruch College, City University of New York (CUNY)   1996 — 2002
Finance

Baruch College, City University of New York (CUNY)   1996 — 2001
Bachelor of Business Administration (BBA), Finance and Financial Management Services

Dick Darrow Dick Darrow Hartford, Connecticut Area Details
Dick Darrow's Investors Capital Corporation Experience August 2012 - Present
Job Investment Advisor Representative
Industry Financial Services
Experience
Investors Capital Corporation   August 2012 - Present
Prophesy Transportation Solutions, Inc.   June 1992 - November 2008

Education
University of Rhode Island - College of Business Administration   1971 — 1975
BS Business, Accounting, minor computer science

Frederick F. Sears, II Frederick F. Sears, II Greater Boston Area Details
Frederick F. Sears, II's Investors Capital Corporation Experience October 1999 - February 2005
Job Morningstar 4 Star Rated Portfolio Manager Focused Capital Boston
Industry Financial Services
Experience
Focused Capital Boston   March 2009 - Present
Private $3 billion Offshore Hedge Fund   March 1997 - May 2010
Clermont Capital   October 2006 - March 2009
Investors Capital Corporation   October 1999 - February 2005

Skills
Alternative Investments, Asset Managment, Investments, Hedge Funds, Risk Management, Financial Analysis, Asset Allocation, Mutual Funds, Start-ups, Equities, Valuation, Fixed Income, Bloomberg, Portfolio Management, Asset Management, Securities, Investment Management

Education
Boston University
Bachelor of Arts, English Language and Literature, General

School Year Abroad in Rennes, France

Mary J. Robbins Mary J. Robbins Danvers, Massachusetts Details
Mary J. Robbins's Investors Capital Corporation Experience February 2014 - Present
Job Financial Advisor at Investors Capital Corp.
Industry Financial Services
Experience
Investors Capital Corporation   February 2014 - Present

Skills
Financial Advisory, Investments, Retirement Planning, Wealth Management, Series 7, 65, 63, 24, 31

Education
Sweet Briar College

University of New Hampshire
Bachelor’s Degree, Political Science, Cum Laude

Ron Ettinger Ron Ettinger Troy, Michigan Details
Ron Ettinger's Investors Capital Corporation Experience May 2002 - Present
Job Financial Representative with over 32 of experience
Industry Financial Services
Experience
Investors Capital Corporation   May 2002 - Present
Northwestern Mutual Life  April 1981 - May 2002

Skills
Life Insurance, Disability Insurance, Long Term Care Insurance, College Education..., Retirement Planning, IRAs, Securities, Mutual Funds, Variable Annuities, Fixed Annuities

Education
Michigan State University - The Eli Broad College of Business   1977 — 1981
BBA, Accounting and Finance

University of Michigan   1976 — 1977
Accounting and Finance

West Bloomfield High School   1972 — 1976

Steve Preskenis Steve Preskenis Greater Boston Area Details
Steve Preskenis's Investors Capital Corporation Experience August 2000 - August 2008
Job President and General Counsel at Bolton Global Capital Corporation; President at Bolton Securities Corporation
Industry Financial Services
Experience
Bolton Securities Corporation   October 2009 - Present
Delta Equity Services Corporation   September 2008 - Present
Investors Capital Corporation   August 2000 - August 2008
John Hancock Life Insurance Company (U.S.A.)   November 1998 - July 2000

Skills
Executive Management, Project Planning, Securities, Risk Management, Mutual Funds, Financial Services, Corporate Governance, Private Equity, Due Diligence, Team Leadership, Financial Analysis, Finance, Investments, Hedge Funds, Mergers & Acquisitions

Education
Suffolk University Law School   1994 — 1998
JD, Law

Fairfield University   1988 — 1992
BA

Catherine Rhee Catherine Rhee Modesto, California Area Details
Catherine Rhee's Investors Capital Corporation Experience 2006 - Present
Job Financial Advisor at Investors Capital Corporation
Industry Financial Services
Experience
Investors Capital Corporation   2006 - Present
Merrill Lynch  1997 - 2006
MetLife Investors  1995 - 1997

Skills
Series 7, Retirement, Mutual Funds, Investments, Retirement Planning, Alternative Investments, Estate Planning, Fixed Annuities, Life Insurance, Asset Management

Education
Mount Holyoke College
BA, Music and Psychology

MMI Preparatory School

Earl Bailey Earl Bailey San Francisco, California Details
Earl Bailey's Investors Capital Corporation Experience April 2010 - September 2010
Job Client Associate at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch  April 2013 - Present
Morgan Stanley Smith Barney  April 2011 - December 2012
Investors Capital Corporation   April 2010 - September 2010
Deutsche Bank  August 2008 - August 2009
Rye Town Hilton  August 2007 - August 2008

Skills
Microsoft Excel, Microsoft Word, Bloomberg, Advent, Access, PowerPoint, Trading, Investments, Securities, Fixed Income, Vlookup, MS Excel Pivot Tables

Education
Iona College   2002 — 2007
Bachelor of Business Administration, Management

Kriss Sweeney Kriss Sweeney Jersey City, New Jersey Details
Kriss Sweeney's Investors Capital Corporation Experience December 2010 - January 2011
Job Corporate Actions/Tax Reporting Analyst at Brown Brothers Harriman
Industry Financial Services
Experience
Brown Brothers Harriman & Co  October 2011 - Present
University of Connecticut: Residential Life  August 2010 - May 2011
Investor's Capital Corporation  December 2010 - January 2011

Education
University of Connecticut   2007 — 2011
Bachelor of Arts, Economics

Michael Filippi Michael Filippi Greater New York City Area Details
Michael Filippi's Investors Capital Corporation Experience August 2009 - June 2011
Job Financial Advisor at Rockwell Global Capital
Industry Financial Services
Experience
Rockwell Global Capital  2012 - Present
Spartan Capital Securities, LLC  October 2011 - April 2012
Investor's Capital Corporation  August 2009 - June 2011

Skills
Financial Services, Financial Analysis, Financial Modeling, Strategic Financial..., Financial Risk, Direct Sales, Sales Presentations, Sales Management, Sales Process, Sales Operations, Economic Research, Market Research, Microsoft Office

Education
Fordham University   2004 — 2008
Bachelor of Science (BS), Business Administration and Management, General

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