Janney Montgomery Scott
Industry: Company
DescriptionHeadquarters: Philadelphia, Pennsylvania, United States CEO: Timothy C. Scheve Founded: 1832 Parent organization: Penn Mutual Subsidiaries: HighBank Advisors LLC,
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Janney Montgomery Scott Employees
Employee
Years
Job
Industry
Pegeen Lodge Pegeen Lodge's Janney Montgomery Scott Experience March 1993 - August 1993
Job Contractor at Randstad
Industry Financial Services
Experience
Randstad June 2014 - Present
Morgan Stanley July 1997 - December 2013
AG Edwards 1993 - 1997
Janney Montgomery Scott March 1993 - August 1993
Skills
Asset Management, Asset Allocation, Strategic Financial..., Financial Advisory, FINRA, Finance, High Net Worth..., Loans, Banking, Financial Services, Financial Planning, Wealth Management, Series 7, Investments, Mutual Funds, Portfolio Management, Retirement Planning
Education
University of Delaware
Bachelor of Science, Education/Special Education
Randstad June 2014 - Present
Morgan Stanley July 1997 - December 2013
AG Edwards 1993 - 1997
Janney Montgomery Scott March 1993 - August 1993
Skills
Asset Management, Asset Allocation, Strategic Financial..., Financial Advisory, FINRA, Finance, High Net Worth..., Loans, Banking, Financial Services, Financial Planning, Wealth Management, Series 7, Investments, Mutual Funds, Portfolio Management, Retirement Planning
Education
University of Delaware
Bachelor of Science, Education/Special Education
Carolee McKeown Carolee McKeown's Janney Montgomery Scott Experience October 2012 - Present
Job Senior Registered Private Client Assistant at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott October 2012 - Present
Janney Montgomery Scott 2012 - 2013
MSSB May 1983 - October 2012
Smith Barney 2000 - 2008
Skills
Mutual Funds
Education
University of South Carolina-Columbia
Economics
Janney Montgomery Scott October 2012 - Present
Janney Montgomery Scott 2012 - 2013
MSSB May 1983 - October 2012
Smith Barney 2000 - 2008
Skills
Mutual Funds
Education
University of South Carolina-Columbia
Economics
Joseph Puzio Joseph Puzio's Janney Montgomery Scott Experience January 2007 - Present
Job AVP, Business Technology Leader at Janney Montgomery Scott
Industry Information Technology and Services
Experience
Janney Montgomery Scott January 2007 - Present
GE Transportation August 2005 - January 2007
UPS February 2004 - August 2005
Skills
Project Management, Software, Business Analysis, Project Planning, Hardware, Visio, Active Directory, SharePoint, Disaster Recovery, Access, Series 99, SDLC, Business Intelligence, SQL, Software Documentation, CRM, Databases, IT Strategy, Leadership, Management, Microsoft Office, Technical Support, Troubleshooting, Vendor Management, Windows Server
Education
University of South Carolina-Columbia 1998 — 2003
Bachelor's of Science, Computer Engineering
Janney Montgomery Scott January 2007 - Present
GE Transportation August 2005 - January 2007
UPS February 2004 - August 2005
Skills
Project Management, Software, Business Analysis, Project Planning, Hardware, Visio, Active Directory, SharePoint, Disaster Recovery, Access, Series 99, SDLC, Business Intelligence, SQL, Software Documentation, CRM, Databases, IT Strategy, Leadership, Management, Microsoft Office, Technical Support, Troubleshooting, Vendor Management, Windows Server
Education
University of South Carolina-Columbia 1998 — 2003
Bachelor's of Science, Computer Engineering
Henry Batts's Janney Montgomery Scott Experience September 2012 - Present
Job Registered PCA Janney Montgomery Scott, LLC
Industry Financial Services
Experience
Janney Montgomery Scott September 2012 - Present
Morgan Stanley Smith Barney February 2011 - September 2012
The Plantation Grill May 2010 - July 2010
Tom Hughes Marine May 2009 - July 2009
CarQuest May 2006 - May 2008
Skills
Retirement Planning, Financial Analysis, Investments, Financial Services, Fixed Income Strategies, Bond Markets, Government Bonds, Municipal Bonds, Social Security, Retirement Income..., Wealth Management, Market Analysis, Mutual Funds, ETFs, Equity Research, Private Equity, Life Insurance, Health Insurance, Umbrella Insurance, Term Life Insurance, Qualified Retirement..., 401k Rollovers, Variable Annuities, Indexed Annuities, Fixed Annuities, Financial Markets, Separately Managed..., ThomsonOne, Financial Statements, Microsoft Office, PowerPoint, Microsoft Word, Microsoft Excel, Website Development, Customer Service, Marketing, Teamwork, Leadership, Social Media, Customer Satisfaction, Event Planning, Public Speaking, Series 7, Series 66
Education
University of South Carolina - The Moore School of Business 2008 — 2012
Finance and Marketing, Minor in Psychology
Janney Montgomery Scott September 2012 - Present
Morgan Stanley Smith Barney February 2011 - September 2012
The Plantation Grill May 2010 - July 2010
Tom Hughes Marine May 2009 - July 2009
CarQuest May 2006 - May 2008
Skills
Retirement Planning, Financial Analysis, Investments, Financial Services, Fixed Income Strategies, Bond Markets, Government Bonds, Municipal Bonds, Social Security, Retirement Income..., Wealth Management, Market Analysis, Mutual Funds, ETFs, Equity Research, Private Equity, Life Insurance, Health Insurance, Umbrella Insurance, Term Life Insurance, Qualified Retirement..., 401k Rollovers, Variable Annuities, Indexed Annuities, Fixed Annuities, Financial Markets, Separately Managed..., ThomsonOne, Financial Statements, Microsoft Office, PowerPoint, Microsoft Word, Microsoft Excel, Website Development, Customer Service, Marketing, Teamwork, Leadership, Social Media, Customer Satisfaction, Event Planning, Public Speaking, Series 7, Series 66
Education
University of South Carolina - The Moore School of Business 2008 — 2012
Finance and Marketing, Minor in Psychology
Buffy Leonard Buffy Leonard's Janney Montgomery Scott Experience January 2004 - Present
Job Senior Registered Private Client Assistant at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott January 2004 - Present
Smith Barney August 2002 - December 2003
Lehman Brothers October 2000 - August 2002
SG Cowen January 1999 - October 2000
Skills
Series 7, Mutual Funds, Series 63, Equities, Investments, Fixed Income, Bonds
Education
University at Albany 1996 — 2000
Bachelor of Arts (BA), Political Science and Government
Janney Montgomery Scott January 2004 - Present
Smith Barney August 2002 - December 2003
Lehman Brothers October 2000 - August 2002
SG Cowen January 1999 - October 2000
Skills
Series 7, Mutual Funds, Series 63, Equities, Investments, Fixed Income, Bonds
Education
University at Albany 1996 — 2000
Bachelor of Arts (BA), Political Science and Government
Swatick Majumdar Swatick Majumdar's Janney Montgomery Scott Experience September 1999 - March 2001
Job Venture Partner at Digital Entertainment Ventures
Industry Venture Capital & Private Equity
Experience
Digital Entertainment Ventures July 2013 - Present
Chatsworth Securities LLC January 2007 - July 2013
Adamson Brothers March 2001 - December 2006
Janney Montgomery Scott September 1999 - March 2001
Josephthal & Company November 1990 - September 1999
Skills
Investment Banking, Financial Structuring, Capital Markets, Due Diligence, Venture Capital, Equities, Emerging Markets, Private Equity, Finance, Business Development, Investments, Start-ups, Portfolio Management, Project Finance, Corporate Development, Valuation, Entrepreneurship, Corporate Finance
Education
University of Central Texas 1988 — 1989
Masters, Computer Information Systems
University of Lucknow 1983 — 1987
Masters, Applied Economics
La Martiniere School 1980 — 1982
ISC, Science
St. Paul's School 1976 — 1980
General, Languages, Science, Math and History
St. Thomas School 1974 — 1976
General
Digital Entertainment Ventures July 2013 - Present
Chatsworth Securities LLC January 2007 - July 2013
Adamson Brothers March 2001 - December 2006
Janney Montgomery Scott September 1999 - March 2001
Josephthal & Company November 1990 - September 1999
Skills
Investment Banking, Financial Structuring, Capital Markets, Due Diligence, Venture Capital, Equities, Emerging Markets, Private Equity, Finance, Business Development, Investments, Start-ups, Portfolio Management, Project Finance, Corporate Development, Valuation, Entrepreneurship, Corporate Finance
Education
University of Central Texas 1988 — 1989
Masters, Computer Information Systems
University of Lucknow 1983 — 1987
Masters, Applied Economics
La Martiniere School 1980 — 1982
ISC, Science
St. Paul's School 1976 — 1980
General, Languages, Science, Math and History
St. Thomas School 1974 — 1976
General
Ron Kuperman Ron Kuperman's Janney Montgomery Scott Experience January 1983 - Present
Job Vice President at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott January 1983 - Present
Skills
Portfolio Management, Retirement Planning, customized solutions..., stock trading, Wealth Management, Investment Advisory, Asset Allocation, Equities, Mutual Funds, Fixed Income, Investments, Asset Management, Investment Strategies, Securities, Financial Services, Alternative Investments, Capital Markets, Series 7, Series 63
Education
University of Maryland College Park 1971 — 1975
Bachelor of Science (B.S.), Business/Managerial Economics
Janney Montgomery Scott January 1983 - Present
Skills
Portfolio Management, Retirement Planning, customized solutions..., stock trading, Wealth Management, Investment Advisory, Asset Allocation, Equities, Mutual Funds, Fixed Income, Investments, Asset Management, Investment Strategies, Securities, Financial Services, Alternative Investments, Capital Markets, Series 7, Series 63
Education
University of Maryland College Park 1971 — 1975
Bachelor of Science (B.S.), Business/Managerial Economics
Donna Smothermon's Janney Montgomery Scott Experience April 2012 - Present
Job Registered Private Client Assistant at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott April 2012 - Present
Morgan Keegan & Company, Inc. February 2010 - April 2012
Wells Fargo Advisors July 2009 - February 2010
Skills
Insurance, Credit, Equity Research, Trading, Finance, Hedge Funds, Loans, Derivatives, Financial Services, Private Equity, Life Insurance, Due Diligence, 401k, Financial Risk, Uniform Combined State...
Education
University of South Florida
Bachelor of Science, Finance
Janney Montgomery Scott April 2012 - Present
Morgan Keegan & Company, Inc. February 2010 - April 2012
Wells Fargo Advisors July 2009 - February 2010
Skills
Insurance, Credit, Equity Research, Trading, Finance, Hedge Funds, Loans, Derivatives, Financial Services, Private Equity, Life Insurance, Due Diligence, 401k, Financial Risk, Uniform Combined State...
Education
University of South Florida
Bachelor of Science, Finance
Peyton Wylie Peyton Wylie's Janney Montgomery Scott Experience Co-Founder of D.A.C. Investment PartnersJanney Montgomery ScottNovember 2010 - Present
Job Financial Advisor & CoFounder of D.A.C. Investment Partners at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott Co-Founder of D.A.C. Investment PartnersJanney Montgomery ScottNovember 2010 - Present
Skills
Portfolio Management, Investment Management, Intergenerational..., Philanthropic Gift..., College Education..., Retirement Planning, Estate Planning, Tax Planning, Trust Services, Corporate Trustee..., Municipal Bonds, Corporate Bonds, Equities, Preferred Stock, Options Strategies, ETFs, Mutual Funds, Master Limited..., Unit Investment Trusts, Insurance, Variable Annuities, Financial Planners, Asset Allocation, Corporates, Finance, Financial Analysis, Financial Services, Investment Advisory, Investment Strategies, Investments, MLP, Retirement, Risk Management, Strategic Financial..., Wealth Management, Wealth Management..., Financial Planning
Education
University of Delaware - Lerner College of Business and Economics
B.S., Finance
The Sanford School
UCDS
Janney Montgomery Scott Co-Founder of D.A.C. Investment PartnersJanney Montgomery ScottNovember 2010 - Present
Skills
Portfolio Management, Investment Management, Intergenerational..., Philanthropic Gift..., College Education..., Retirement Planning, Estate Planning, Tax Planning, Trust Services, Corporate Trustee..., Municipal Bonds, Corporate Bonds, Equities, Preferred Stock, Options Strategies, ETFs, Mutual Funds, Master Limited..., Unit Investment Trusts, Insurance, Variable Annuities, Financial Planners, Asset Allocation, Corporates, Finance, Financial Analysis, Financial Services, Investment Advisory, Investment Strategies, Investments, MLP, Retirement, Risk Management, Strategic Financial..., Wealth Management, Wealth Management..., Financial Planning
Education
University of Delaware - Lerner College of Business and Economics
B.S., Finance
The Sanford School
UCDS
Melissa Riley's Janney Montgomery Scott Experience August 2012 - Present
Job Securities Lending at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott August 2012 - Present
Janney Montgomery Scott June 2011 - August 2012
Janney Montgomery Scott May 2010 - September 2010
Skills
Microsoft Office, Hyperion, ThomsonOne, Loanet, DTC, Hyperion Enterprise, Securities, Financial Analysis, Bloomberg, Equities, Mutual Funds, Alternative Investments, Capital Markets, Fixed Income, Finance, Portfolio Management, Social Media, Microsoft Excel, Customer Service, Investments
Education
University of Delaware - Lerner College of Business and Economics 2008 — 2011
Business, Management, International Business
Janney Montgomery Scott August 2012 - Present
Janney Montgomery Scott June 2011 - August 2012
Janney Montgomery Scott May 2010 - September 2010
Skills
Microsoft Office, Hyperion, ThomsonOne, Loanet, DTC, Hyperion Enterprise, Securities, Financial Analysis, Bloomberg, Equities, Mutual Funds, Alternative Investments, Capital Markets, Fixed Income, Finance, Portfolio Management, Social Media, Microsoft Excel, Customer Service, Investments
Education
University of Delaware - Lerner College of Business and Economics 2008 — 2011
Business, Management, International Business
Michael Havener Michael Havener's Janney Montgomery Scott Experience June 2012 - Present
Job Financial Advisor Havener Financial Group Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott June 2012 - Present
Armwood High School 2010 - 2011
Skills
Planning for Retirement, Roll Over Your 401(k), Retirement Income..., Saving for College, Managing Taxes, Owning a Business, Career Changes, Family Changes, Stock Market, Bonds, Municipal Bonds, Financial Management..., Insurance, Investments, Equities, Retirement Planning, Bloomberg, Electronic Trading, Equity Research, Equity Trading, Series 63, Wealth Management, Trading, Financial Modeling, Mutual Funds
Education
University of Tampa 2010 — 2011
Master's degree
University of Central Florida 2006 — 2010
Bachelor's degree
Riverview High School
Janney Montgomery Scott June 2012 - Present
Armwood High School 2010 - 2011
Skills
Planning for Retirement, Roll Over Your 401(k), Retirement Income..., Saving for College, Managing Taxes, Owning a Business, Career Changes, Family Changes, Stock Market, Bonds, Municipal Bonds, Financial Management..., Insurance, Investments, Equities, Retirement Planning, Bloomberg, Electronic Trading, Equity Research, Equity Trading, Series 63, Wealth Management, Trading, Financial Modeling, Mutual Funds
Education
University of Tampa 2010 — 2011
Master's degree
University of Central Florida 2006 — 2010
Bachelor's degree
Riverview High School
Chris Fortunato Chris Fortunato's Janney Montgomery Scott Experience 2011 - 2011
Job KEC Ventures
Industry Venture Capital & Private Equity
Experience
KEC Ventures 2012 - Present
New World Aviation, Inc 2012 - Present
David Burke Group 2012 - Present
Aegis Capital 2011 - 2012
Janney Montgomery Scott 2011 - 2011
Delaware Investments, a member of the Macquarie Group 2010 - 2010
Skills
Venture Capital, Private Equity, Corporate Development, Investments, Securities, Financial Modeling, Start-ups, Entrepreneurship, Valuation, Due Diligence, Equities, Private Placements
Education
University of Pennsylvania - The Wharton School
KEC Ventures 2012 - Present
New World Aviation, Inc 2012 - Present
David Burke Group 2012 - Present
Aegis Capital 2011 - 2012
Janney Montgomery Scott 2011 - 2011
Delaware Investments, a member of the Macquarie Group 2010 - 2010
Skills
Venture Capital, Private Equity, Corporate Development, Investments, Securities, Financial Modeling, Start-ups, Entrepreneurship, Valuation, Due Diligence, Equities, Private Placements
Education
University of Pennsylvania - The Wharton School
Daria Fuller Daria Fuller's Janney Montgomery Scott Experience December 2010 - February 2014
Job Registered Client Associate at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management February 2014 - Present
Janney Montgomery Scott December 2010 - February 2014
Stephens Inc. September 2010 - December 2010
Skills
Series 7, Series 63
Education
The University of Connecticut 2004 — 2009
Bachelor of Arts (B.A.), Mathematics, 3.5
RBC Wealth Management February 2014 - Present
Janney Montgomery Scott December 2010 - February 2014
Stephens Inc. September 2010 - December 2010
Skills
Series 7, Series 63
Education
The University of Connecticut 2004 — 2009
Bachelor of Arts (B.A.), Mathematics, 3.5
Chris Carroll's Janney Montgomery Scott Experience May 2010 - September 2015
Job Executive Director at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan September 2015 - Present
Janney Montgomery Scott May 2010 - September 2015
JPMorgan Chase March 2003 - May 2010
Merrill Lynch July 2000 - March 2003
Skills
Bloomberg, Equity Research, Equities, Equity Trading, Financial Modeling, Asset Management, Alternative Investments, Management, Mutual Funds, Options, Portfolio Management, Private Banking, Securities, Series 7, Series 63, Trading, Valuation, Fixed Income, Hedge Funds, Investment Banking, Investments, Capital Markets
Education
University of Pennsylvania 1996 — 2000
J.P. Morgan September 2015 - Present
Janney Montgomery Scott May 2010 - September 2015
JPMorgan Chase March 2003 - May 2010
Merrill Lynch July 2000 - March 2003
Skills
Bloomberg, Equity Research, Equities, Equity Trading, Financial Modeling, Asset Management, Alternative Investments, Management, Mutual Funds, Options, Portfolio Management, Private Banking, Securities, Series 7, Series 63, Trading, Valuation, Fixed Income, Hedge Funds, Investment Banking, Investments, Capital Markets
Education
University of Pennsylvania 1996 — 2000
Steven Genyk Steven Genyk's Janney Montgomery Scott Experience March 2008 - Present
Job Head of Fixed Income Capital Markets at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott March 2008 - Present
Skills
Finance, Management, Bonds, Investment Banking, Trading, Credit, Capital Markets, Fixed Income
Education
University of Pennsylvania 1991 — 1993
Master's degree, Government
Wesleyan University 1983 — 1987
Bachelor of Arts (B.A.)
Janney Montgomery Scott March 2008 - Present
Skills
Finance, Management, Bonds, Investment Banking, Trading, Credit, Capital Markets, Fixed Income
Education
University of Pennsylvania 1991 — 1993
Master's degree, Government
Wesleyan University 1983 — 1987
Bachelor of Arts (B.A.)
Christine V. Lawson Christine V. Lawson's Janney Montgomery Scott Experience February 2013 - December 2014
Job Corporate Communications Manager at Lincoln Investment
Industry Financial Services
Experience
Lincoln Investment December 2014 - Present
Janney Montgomery Scott February 2013 - December 2014
The American College October 2012 - February 2013
Banker's Academy March 2012 - October 2012
The Vanguard Group September 2010 - November 2011
Central Bucks School District September 2007 - August 2010
LexisNexis August 2001 - September 2003
The Vanguard Group October 1996 - August 2001
CIGNA April 1992 - October 1996
Skills
Marketing Communications, Editing, Corporate Communications, Newsletters, Marketing, Social Media, SEO, Project Management, Marketing Strategy, Copywriting, Proofreading, Email Marketing, Copy Editing, PowerPoint, Microsoft Excel, Press Releases, Proposal Writing, Brand Awareness, Adobe Acrobat, Brochures, Writing, Messaging, Microsoft Office, Outlook, Lotus Notes, E-newsletter, RFP, Freelance Writing, Contractual Agreements, Contract Management, Mortgage Lending, Executive Messaging, Campaign Management, Campaign Strategies, Corporate Branding, Values-based Leadership, Web Content, Web Marketing, HTML emails, Constant Contact, Digital Media, Digital Marketing, Social Media Marketing, Campaign Plans, CEOs, Email Strategy, Investments, Strategic Planning, Content Management, Content Strategy
Education
Villanova University School of Law
Doctor of Law (J.D.)
University of Pennsylvania
B.A. in English / minor in Marketing (Wharton School)
Lincoln Investment December 2014 - Present
Janney Montgomery Scott February 2013 - December 2014
The American College October 2012 - February 2013
Banker's Academy March 2012 - October 2012
The Vanguard Group September 2010 - November 2011
Central Bucks School District September 2007 - August 2010
LexisNexis August 2001 - September 2003
The Vanguard Group October 1996 - August 2001
CIGNA April 1992 - October 1996
Skills
Marketing Communications, Editing, Corporate Communications, Newsletters, Marketing, Social Media, SEO, Project Management, Marketing Strategy, Copywriting, Proofreading, Email Marketing, Copy Editing, PowerPoint, Microsoft Excel, Press Releases, Proposal Writing, Brand Awareness, Adobe Acrobat, Brochures, Writing, Messaging, Microsoft Office, Outlook, Lotus Notes, E-newsletter, RFP, Freelance Writing, Contractual Agreements, Contract Management, Mortgage Lending, Executive Messaging, Campaign Management, Campaign Strategies, Corporate Branding, Values-based Leadership, Web Content, Web Marketing, HTML emails, Constant Contact, Digital Media, Digital Marketing, Social Media Marketing, Campaign Plans, CEOs, Email Strategy, Investments, Strategic Planning, Content Management, Content Strategy
Education
Villanova University School of Law
Doctor of Law (J.D.)
University of Pennsylvania
B.A. in English / minor in Marketing (Wharton School)
Andrea (Andy) Greenwood Andrea (Andy) Greenwood's Janney Montgomery Scott Experience 2007 - 2008
Job Project Management Expert | Change Leader Operating at the intersection of Possibility and Practicality
Industry Financial Services
Experience
Multiple Clients May 2012 - Present
Access Group 2008 - 2012
Janney Montgomery Scott 2007 - 2008
JPMorgan Chase 2002 - 2006
JPMorgan Chase 1998 - 2002
JPMorgan Chase 1996 - 1998
JPMorgan Chase 1993 - 1996
Chemical Bank 1989 - 1993
Bank of New York 1987 - 1989
Skills
Program Management, Project Management, Project Portfolio..., Mergers, Software Conversions, Financial System..., Organizational..., Training, Leadership, Leadership Development, Operational Excellence, Operational Efficiency, Organizational..., Business Process Design, Strategic Planning, Business Strategy, New Product..., Vendor Management, Relationship Management, Business Impact Analysis, IT Strategy, IT Transformation, IT Management, Coaching, Personal Development, Team Building, NLP, Business Transformation, Public Speaking, Executive Coaching, Project Planning, Integration, Business Process..., Change Management, Executive Management, Strategy, Consulting, Banking, Risk Management, Governance, Performance Management, Outsourcing, Mergers & Acquisitions, Performance Improvement, Organizational..., Process Improvement, Management, Finance
Education
University at Albany, SUNY 1983 — 1987
BS
Spring Valley Senior HIgh
Multiple Clients May 2012 - Present
Access Group 2008 - 2012
Janney Montgomery Scott 2007 - 2008
JPMorgan Chase 2002 - 2006
JPMorgan Chase 1998 - 2002
JPMorgan Chase 1996 - 1998
JPMorgan Chase 1993 - 1996
Chemical Bank 1989 - 1993
Bank of New York 1987 - 1989
Skills
Program Management, Project Management, Project Portfolio..., Mergers, Software Conversions, Financial System..., Organizational..., Training, Leadership, Leadership Development, Operational Excellence, Operational Efficiency, Organizational..., Business Process Design, Strategic Planning, Business Strategy, New Product..., Vendor Management, Relationship Management, Business Impact Analysis, IT Strategy, IT Transformation, IT Management, Coaching, Personal Development, Team Building, NLP, Business Transformation, Public Speaking, Executive Coaching, Project Planning, Integration, Business Process..., Change Management, Executive Management, Strategy, Consulting, Banking, Risk Management, Governance, Performance Management, Outsourcing, Mergers & Acquisitions, Performance Improvement, Organizational..., Process Improvement, Management, Finance
Education
University at Albany, SUNY 1983 — 1987
BS
Spring Valley Senior HIgh
MaryAlice Dennehy MaryAlice Dennehy's Janney Montgomery Scott Experience October 2006 - July 2013
Job Trading at Bradley, Foster & Sargent, Inc.
Industry Financial Services
Experience
Bradley, Foster & Sargent, Inc. July 2013 - Present
Janney Montgomery Scott October 2006 - July 2013
Phoenix Companies February 1997 - October 2006
Conning & Company October 1993 - February 1997
CIGNA August 1990 - October 1993
Conning & Company June 1985 - August 1990
Merrill Lynch January 1977 - June 1985
Skills
Securities, Investments, ETFs, FINRA, Asset Managment, Equity Trading, Investment Management
Education
Trinity College-Hartford 2005 — 2009
MA, History
Vermont College of Norwich University 1983 — 1986
BA, American History
Bradley, Foster & Sargent, Inc. July 2013 - Present
Janney Montgomery Scott October 2006 - July 2013
Phoenix Companies February 1997 - October 2006
Conning & Company October 1993 - February 1997
CIGNA August 1990 - October 1993
Conning & Company June 1985 - August 1990
Merrill Lynch January 1977 - June 1985
Skills
Securities, Investments, ETFs, FINRA, Asset Managment, Equity Trading, Investment Management
Education
Trinity College-Hartford 2005 — 2009
MA, History
Vermont College of Norwich University 1983 — 1986
BA, American History
Peter O'Donoghue Peter O'Donoghue's Janney Montgomery Scott Experience February 2012 - Present
Job Vice President/Private Clients at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott February 2012 - Present
MSSB October 1995 - February 2012
Bank of Ireland May 1978 - September 1995
Bank of Ireland Mortgages May 1977 - September 1995
Skills
Strategic Planning, Investment Management, Fixed Annuities, Asset Allocation, Investment Advisory, Investment Strategies, Investments, Financial Advisory, Finance, Strategic Financial..., Retirement, Fixed Income, Asset Management, Financial Services, Wealth Management..., Mutual Funds
Education
University College Dublin 1991 — 1995
B.A., Financial Services
Ardscoil Ris
Janney Montgomery Scott February 2012 - Present
MSSB October 1995 - February 2012
Bank of Ireland May 1978 - September 1995
Bank of Ireland Mortgages May 1977 - September 1995
Skills
Strategic Planning, Investment Management, Fixed Annuities, Asset Allocation, Investment Advisory, Investment Strategies, Investments, Financial Advisory, Finance, Strategic Financial..., Retirement, Fixed Income, Asset Management, Financial Services, Wealth Management..., Mutual Funds
Education
University College Dublin 1991 — 1995
B.A., Financial Services
Ardscoil Ris
Kate Gamlin's Janney Montgomery Scott Experience February 2008 - January 2010
Job Senior Financial Analyst
Industry Financial Services
Experience
Healthy New Beginnings January 2015 - Present
FreedomPay October 2013 - August 2014
FreedomPay October 2012 - October 2013
FreedomPay January 2010 - July 2012
Janney Montgomery Scott February 2008 - January 2010
NCO Group August 2005 - February 2008
Skills
Excel, Access, Solomon, FRX, SAP, Accpac, Bank Reconciliation, Account Reconciliation, Process Improvement, Finance, Financial Reporting, Accruals, Accounting, Microsoft Excel, General Ledger, Journal Entries, FRx, GAAP, Microsoft Dynamics SL, Management, Leadership, Microsoft Office, Financial Analysis, Budgets, Team Building, Strategy
Education
University of Central Florida 2000 — 2005
Bachelor of Science (B.S.), Accounting
Healthy New Beginnings January 2015 - Present
FreedomPay October 2013 - August 2014
FreedomPay October 2012 - October 2013
FreedomPay January 2010 - July 2012
Janney Montgomery Scott February 2008 - January 2010
NCO Group August 2005 - February 2008
Skills
Excel, Access, Solomon, FRX, SAP, Accpac, Bank Reconciliation, Account Reconciliation, Process Improvement, Finance, Financial Reporting, Accruals, Accounting, Microsoft Excel, General Ledger, Journal Entries, FRx, GAAP, Microsoft Dynamics SL, Management, Leadership, Microsoft Office, Financial Analysis, Budgets, Team Building, Strategy
Education
University of Central Florida 2000 — 2005
Bachelor of Science (B.S.), Accounting
Rose Frumkin's Janney Montgomery Scott Experience June 2008 - April 2013
Job Lead Teacher at AppleTree Early Learning Public Charter School
Industry Primary/Secondary Education
Experience
AppleTree Early Learning Public Charter School July 2015 - Present
DC Prep August 2013 - June 2015
TNTP April 2013 - June 2015
Janney Montgomery Scott June 2008 - April 2013
Skills
Series 7, Series 66, Retirement Planning, Research, Uniform Combined State..., Asset Allocation, Mutual Funds, Investments, Finance, Securities
Education
University of Maryland College Park 2004 — 2008
BA, Government and Politics
White Plains High School 2000 — 2004
AppleTree Early Learning Public Charter School July 2015 - Present
DC Prep August 2013 - June 2015
TNTP April 2013 - June 2015
Janney Montgomery Scott June 2008 - April 2013
Skills
Series 7, Series 66, Retirement Planning, Research, Uniform Combined State..., Asset Allocation, Mutual Funds, Investments, Finance, Securities
Education
University of Maryland College Park 2004 — 2008
BA, Government and Politics
White Plains High School 2000 — 2004
Gary Wayne Gary Wayne's Janney Montgomery Scott Experience February 2003 - Present
Job First Vice President / Financial Advisor/ at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott February 2003 - Present
PaineWebber September 1998 - February 2003
Merrill Lynch October 1993 - September 1998
Smith Barney Shearson January 1986 - October 1993
Skills
Retirement Planning, Wealth Management, Asset Allocation, ETFs, Investment Advisory, Municipal Bonds, Uniform Combined State..., Mutual Funds, Investment Strategies, College Education..., Small Business, Estate Planning, Retirement, Portfolio Management, Investments, Series 7, Securities, Finance, Series 63, Asset Management, Alternative Investments, Financial Services, Bonds, Financial Planning
Education
State University of New York at Buffalo 1982 — 1986
Bachelor of Applied Science (BASc), Economics
Janney Montgomery Scott February 2003 - Present
PaineWebber September 1998 - February 2003
Merrill Lynch October 1993 - September 1998
Smith Barney Shearson January 1986 - October 1993
Skills
Retirement Planning, Wealth Management, Asset Allocation, ETFs, Investment Advisory, Municipal Bonds, Uniform Combined State..., Mutual Funds, Investment Strategies, College Education..., Small Business, Estate Planning, Retirement, Portfolio Management, Investments, Series 7, Securities, Finance, Series 63, Asset Management, Alternative Investments, Financial Services, Bonds, Financial Planning
Education
State University of New York at Buffalo 1982 — 1986
Bachelor of Applied Science (BASc), Economics
Evan Aloe Evan Aloe's Janney Montgomery Scott Experience May 2008 - August 2008
Job Product Manager at DealCloud, Inc.
Industry Venture Capital & Private Equity
Experience
DealCloud, Inc. March 2015 - Present
DealCloud, Inc. March 2014 - Present
East Pittsburgh Real Estate, LLC May 2009 - June 2013
Houlihan Lokey June 2012 - August 2012
Capital Asset Protection, Inc May 2011 - August 2011
PricewaterhouseCoopers, LLP January 2009 - April 2009
Janney Montgomery Scott May 2008 - August 2008
Skills
Financial Modeling, Financial Analysis, Corporate Finance, DCF, Financial Statement..., Valuation, Financial Reporting, Strategic Financial..., Business Valuation, Accounting, Finance, Investments, DCF Valuation, Bloomberg, Financial Accounting, Bloomberg Terminal, Capital IQ, Due Diligence, Equity Valuation, Managerial Finance
Education
University of Rochester - William E. Simon Graduate School of Business Administration 2011 — 2013
MBA, Finance, Entrepreneurship, 3.5
University of Pittsburgh 2007 — 2011
BSBA, Finance, Accounting, 3.6
DealCloud, Inc. March 2015 - Present
DealCloud, Inc. March 2014 - Present
East Pittsburgh Real Estate, LLC May 2009 - June 2013
Houlihan Lokey June 2012 - August 2012
Capital Asset Protection, Inc May 2011 - August 2011
PricewaterhouseCoopers, LLP January 2009 - April 2009
Janney Montgomery Scott May 2008 - August 2008
Skills
Financial Modeling, Financial Analysis, Corporate Finance, DCF, Financial Statement..., Valuation, Financial Reporting, Strategic Financial..., Business Valuation, Accounting, Finance, Investments, DCF Valuation, Bloomberg, Financial Accounting, Bloomberg Terminal, Capital IQ, Due Diligence, Equity Valuation, Managerial Finance
Education
University of Rochester - William E. Simon Graduate School of Business Administration 2011 — 2013
MBA, Finance, Entrepreneurship, 3.5
University of Pittsburgh 2007 — 2011
BSBA, Finance, Accounting, 3.6
Jon McAleney Jon McAleney's Janney Montgomery Scott Experience November 1999 - January 2007
Job President at McAleney Wealth Management LLC
Industry Financial Services
Experience
McAleney Wealth Management, LLC September 2010 - Present
Ameriprise Financial Services, Inc. November 2008 - September 2010
H & R Block Financial Advisors January 2007 - September 2010
Janney Montgomery Scott November 1999 - January 2007
Skills
Securities, Investment Advisory, Financial Analysis, Retirement, Investments, Wealth Management, Portfolio Management, Investment Properties, Finance, Strategic Financial..., Retirement Planning, FINRA, Mutual Funds, Fixed Annuities, Banking, Series 7, Small Business, Credit, Insurance, Asset Management, Series 63, Strategy, Estate Planning, Life Insurance, Customer Service
Education
University of South Carolina-Columbia 1979 — 1983
BA, Education
McAleney Wealth Management, LLC September 2010 - Present
Ameriprise Financial Services, Inc. November 2008 - September 2010
H & R Block Financial Advisors January 2007 - September 2010
Janney Montgomery Scott November 1999 - January 2007
Skills
Securities, Investment Advisory, Financial Analysis, Retirement, Investments, Wealth Management, Portfolio Management, Investment Properties, Finance, Strategic Financial..., Retirement Planning, FINRA, Mutual Funds, Fixed Annuities, Banking, Series 7, Small Business, Credit, Insurance, Asset Management, Series 63, Strategy, Estate Planning, Life Insurance, Customer Service
Education
University of South Carolina-Columbia 1979 — 1983
BA, Education
Charles Joseph Charles Joseph's Janney Montgomery Scott Experience January 2004 - Present
Job Financial Advisor AWMA® CAP®
Industry Financial Services
Experience
Janney Montgomery Scott January 2004 - Present
UBS Financial Services January 1998 - December 2003
First Albany Corporation September 1992 - January 1998
Skills
Series 7, Philanthropy, Columnist, Strategic Financial..., Planned Giving, Wealth Management, Legacy Planning, Chartered Advisor in..., Estate Planning, 401k, Alternative Investments, Charities, Endowments, Asset Allocation, Finance, Financial Advisory, Financial Planning, Fixed Annuities, High Net Worth..., Investment Advisory, Investment Strategies, Investments, Mutual Funds, Non-profits, Nonprofits, Series 65, Plannning, Public Speaking, Retirement, Retirement Planning, Securities, Series 63, Strategic Planning, Wealth Management...
Education
American College
Daytona State College
University of Pennsylvania - The Wharton School
Wealth Management Certification Program
Janney Montgomery Scott January 2004 - Present
UBS Financial Services January 1998 - December 2003
First Albany Corporation September 1992 - January 1998
Skills
Series 7, Philanthropy, Columnist, Strategic Financial..., Planned Giving, Wealth Management, Legacy Planning, Chartered Advisor in..., Estate Planning, 401k, Alternative Investments, Charities, Endowments, Asset Allocation, Finance, Financial Advisory, Financial Planning, Fixed Annuities, High Net Worth..., Investment Advisory, Investment Strategies, Investments, Mutual Funds, Non-profits, Nonprofits, Series 65, Plannning, Public Speaking, Retirement, Retirement Planning, Securities, Series 63, Strategic Planning, Wealth Management...
Education
American College
Daytona State College
University of Pennsylvania - The Wharton School
Wealth Management Certification Program
Jenica Blechschmidt Jenica Blechschmidt's Janney Montgomery Scott Experience July 2009 - July 2010
Job Group Global Marketing Strategy Manager
Industry Computer Software
Experience
Box February 2015 - Present
Box August 2014 - Present
Box March 2014 - Present
Box June 2013 - Present
William Blair & Company June 2012 - June 2013
William Blair and Company June 2010 - June 2012
Janney Montgomery Scott July 2009 - July 2010
Wachovia Securities, LLC June 2008 - July 2008
Skills
Investment Banking, Financial Modeling, Strategy, Valuation, Competitive Analysis, Investments, Business Development, Finance, LBO, Analysis, Equities, Capital Markets, Excel models, PowerPoint, PowerPoint development, Economics
Education
University of Pennsylvania 2005 — 2009
Digital Media Design
University of Pennsylvania - The Wharton School 2005 — 2009
BSE, Finance
Box February 2015 - Present
Box August 2014 - Present
Box March 2014 - Present
Box June 2013 - Present
William Blair & Company June 2012 - June 2013
William Blair and Company June 2010 - June 2012
Janney Montgomery Scott July 2009 - July 2010
Wachovia Securities, LLC June 2008 - July 2008
Skills
Investment Banking, Financial Modeling, Strategy, Valuation, Competitive Analysis, Investments, Business Development, Finance, LBO, Analysis, Equities, Capital Markets, Excel models, PowerPoint, PowerPoint development, Economics
Education
University of Pennsylvania 2005 — 2009
Digital Media Design
University of Pennsylvania - The Wharton School 2005 — 2009
BSE, Finance
John Chuff John Chuff's Janney Montgomery Scott Experience January 2001 - January 2005
Job Principal BA Securities LLC
Industry Investment Banking
Experience
BA Securities LLC December 2010 - Present
Keystone Merchant Solutions LLC December 2010 - Present
Boenning & Scattergood, Inc. June 2006 - March 2010
Janney Montgomery Scott January 2001 - January 2005
Janney Montgomery Scott January 1992 - 2005
BOENNING & SCATTERGOOD October 1991 - December 1992
HOPPER SOLIDAY August 1983 - October 1991
Education
University of Scranton 1980 — 1983
MBA, Finance
University of Scranton 1974 — 1979
BS, Accounting
Scranton Prep 1970 — 1974
BA Securities LLC December 2010 - Present
Keystone Merchant Solutions LLC December 2010 - Present
Boenning & Scattergood, Inc. June 2006 - March 2010
Janney Montgomery Scott January 2001 - January 2005
Janney Montgomery Scott January 1992 - 2005
BOENNING & SCATTERGOOD October 1991 - December 1992
HOPPER SOLIDAY August 1983 - October 1991
Education
University of Scranton 1980 — 1983
MBA, Finance
University of Scranton 1974 — 1979
BS, Accounting
Scranton Prep 1970 — 1974
Randolph Lee Randolph Lee's Janney Montgomery Scott Experience July 2010 - June 2011
Job Analyst at Carlson Capital, L.P.
Industry Financial Services
Experience
Carlson Capital, L.P. October 2012 - Present
Barclays Capital June 2011 - October 2012
Janney Montgomery Scott July 2010 - June 2011
Dow Chemical May 2009 - August 2009
Silver Point Capital March 2009 - April 2009
SiRF Technology June 2005 - August 2008
Thales Navigation April 2004 - May 2005
Thales Navigation May 2003 - April 2004
Thales Navigation July 2002 - April 2003
TransCanada Pipelines January 2001 - August 2001
Skills
Financial Modeling, Valuation, Equities, Analysis, Financial Analysis, Project Management, C++, Process Improvement, Matlab, Corporate Finance, Hedge Funds, Data Analysis
Education
University of Michigan - Stephen M. Ross School of Business 2008 — 2010
MBA, Finance
University of Calgary 1997 — 2002
BSc., Geomatics Engineering
Carlson Capital, L.P. October 2012 - Present
Barclays Capital June 2011 - October 2012
Janney Montgomery Scott July 2010 - June 2011
Dow Chemical May 2009 - August 2009
Silver Point Capital March 2009 - April 2009
SiRF Technology June 2005 - August 2008
Thales Navigation April 2004 - May 2005
Thales Navigation May 2003 - April 2004
Thales Navigation July 2002 - April 2003
TransCanada Pipelines January 2001 - August 2001
Skills
Financial Modeling, Valuation, Equities, Analysis, Financial Analysis, Project Management, C++, Process Improvement, Matlab, Corporate Finance, Hedge Funds, Data Analysis
Education
University of Michigan - Stephen M. Ross School of Business 2008 — 2010
MBA, Finance
University of Calgary 1997 — 2002
BSc., Geomatics Engineering
Amy Leznoff (amy.leznoff@gmail.com)'s Janney Montgomery Scott Experience 1998 - 2000
Job Marketing and Event Planner / Fitness Instructor
Industry Health, Wellness and Fitness
Experience
Lifestyle Family Fitness October 2008 - Present
WellMed Medical Management December 2008 - June 2010
General Growth Properties April 2005 - February 2008
General Growth Properties April 2005 - April 2007
Leary Management Group June 2002 - April 2005
DBG Promotions January 2001 - June 2002
Janney Montgomery Scott 1998 - 2000
Education
University of Central Florida 2000 — 2002
BA
Lifestyle Family Fitness October 2008 - Present
WellMed Medical Management December 2008 - June 2010
General Growth Properties April 2005 - February 2008
General Growth Properties April 2005 - April 2007
Leary Management Group June 2002 - April 2005
DBG Promotions January 2001 - June 2002
Janney Montgomery Scott 1998 - 2000
Education
University of Central Florida 2000 — 2002
BA
Corey Keating's Janney Montgomery Scott Experience December 2009 - June 2011
Job Marketing Manager, Equinox Funds
Industry Financial Services
Experience
Equinox Funds December 2014 - Present
Hartford Funds June 2011 - November 2014
Janney Montgomery Scott December 2009 - June 2011
The Hartford August 2006 - September 2009
Skills
Marketing Strategy, RIA, Mutual Funds, Marketing Communications, Email Marketing, Strategic Communications, Online Marketing, Alternative Investments, Business Development, Marketing, Email Strategy, Investments, Salesforce.com, Managed Futures, Relationship Management, Financial Services, Fixed Annuities, Variable Annuities, Direct Mail Campaigns, The Fusion Group
Education
University of Rhode Island
Bachelors Arts & Sciences, Communication Studies
Equinox Funds December 2014 - Present
Hartford Funds June 2011 - November 2014
Janney Montgomery Scott December 2009 - June 2011
The Hartford August 2006 - September 2009
Skills
Marketing Strategy, RIA, Mutual Funds, Marketing Communications, Email Marketing, Strategic Communications, Online Marketing, Alternative Investments, Business Development, Marketing, Email Strategy, Investments, Salesforce.com, Managed Futures, Relationship Management, Financial Services, Fixed Annuities, Variable Annuities, Direct Mail Campaigns, The Fusion Group
Education
University of Rhode Island
Bachelors Arts & Sciences, Communication Studies
Phil Krauss, AWMA® Phil Krauss, AWMA®'s Janney Montgomery Scott Experience July 2003 - Present
Job Financial Advisor at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott July 2003 - Present
Skills
Mutual Funds, Asset Allocation, Retirement Savings, Investments, Equities, Separately Managed..., Life Insurance, Variable Annuities, Fixed Income Strategies, College Savings Plans, ETFs, Managed Money, Portfolio Management, Series 63
Education
University of Maryland College Park 2001 — 2004
Bachelor's Degree, Government and Politics
Janney Montgomery Scott July 2003 - Present
Skills
Mutual Funds, Asset Allocation, Retirement Savings, Investments, Equities, Separately Managed..., Life Insurance, Variable Annuities, Fixed Income Strategies, College Savings Plans, ETFs, Managed Money, Portfolio Management, Series 63
Education
University of Maryland College Park 2001 — 2004
Bachelor's Degree, Government and Politics
Jack Franchi Jack Franchi's Janney Montgomery Scott Experience May 2008 - Present
Job Senior Vice President/Investments Branch Manager at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott May 2008 - Present
Prudential/Wachovia Securities September 1997 - May 2008
Penobscot Valley High School August 1994 - July 1997
US Navy December 1991 - May 1994
US Navy November 1988 - November 1991
Skills
Series 7, Series 63, Series 65, Series 9, Series 10, Series 31, Financial Services, Finance, Insurance, Investment Strategies, Investments, Investment Advisory, Retirement Planning, Strategic Financial..., Asset Allocation, Mutual Funds, Wealth Management, Retirement
Education
United States Naval Academy 1983 — 1987
Bachelor of Science (B.S.), History
University of Maine 1992 — 1994
Master of Education (M.Ed.), Administration
Janney Montgomery Scott May 2008 - Present
Prudential/Wachovia Securities September 1997 - May 2008
Penobscot Valley High School August 1994 - July 1997
US Navy December 1991 - May 1994
US Navy November 1988 - November 1991
Skills
Series 7, Series 63, Series 65, Series 9, Series 10, Series 31, Financial Services, Finance, Insurance, Investment Strategies, Investments, Investment Advisory, Retirement Planning, Strategic Financial..., Asset Allocation, Mutual Funds, Wealth Management, Retirement
Education
United States Naval Academy 1983 — 1987
Bachelor of Science (B.S.), History
University of Maine 1992 — 1994
Master of Education (M.Ed.), Administration
Noah Schettini's Janney Montgomery Scott Experience June 2011 - August 2012
Job US Tax Reporting Clerk at BNY Mellon
Industry Financial Services
Experience
BNY Mellon December 2013 - Present
Dempsey Development & Brokerage August 2013 - October 2013
Janney Montgomery Scott June 2011 - August 2012
WQED Multimedia May 2011 - August 2011
Skills
Microsoft Office, Public Speaking, PowerPoint, Microsoft Excel, Data Analysis, Microsoft Word, Research, Event Planning, Financial Analysis, SEO, Online Marketing
Education
University of Pittsburgh 2009 — 2013
Bachelor of Arts (B.A.), Economics
Parkland High School 2005 — 2009
BNY Mellon December 2013 - Present
Dempsey Development & Brokerage August 2013 - October 2013
Janney Montgomery Scott June 2011 - August 2012
WQED Multimedia May 2011 - August 2011
Skills
Microsoft Office, Public Speaking, PowerPoint, Microsoft Excel, Data Analysis, Microsoft Word, Research, Event Planning, Financial Analysis, SEO, Online Marketing
Education
University of Pittsburgh 2009 — 2013
Bachelor of Arts (B.A.), Economics
Parkland High School 2005 — 2009
Kurt Kleymeyer's Janney Montgomery Scott Experience November 2002 - December 2005
Job RVP at FTJ FundChoice
Industry Financial Services
Experience
FTJ FundChoice January 2006 - Present
Janney Montgomery Scott November 2002 - December 2005
Wachovia Financial Services October 1998 - November 2002
SunTrust Investment Services January 1997 - October 1998
Merrill Lynch July 1993 - December 1996
Education
University of Kentucky 1990 — 1993
Bachelor of Business Administration (BBA), Finance, General
University of Kentucky 1990 — 1993
BS in Finance, Finance, General
FTJ FundChoice January 2006 - Present
Janney Montgomery Scott November 2002 - December 2005
Wachovia Financial Services October 1998 - November 2002
SunTrust Investment Services January 1997 - October 1998
Merrill Lynch July 1993 - December 1996
Education
University of Kentucky 1990 — 1993
Bachelor of Business Administration (BBA), Finance, General
University of Kentucky 1990 — 1993
BS in Finance, Finance, General
Eddie Robinson Eddie Robinson's Janney Montgomery Scott Experience July 1995 - Present
Job Financial Advisor with 30+ years of experience
Industry Financial Services
Experience
Janney Montgomery Scott July 1995 - Present
Skills
Series 63, Securities, Wealth Management, Retirement Planning, Series 7, Estate Planning, Finance, Portfolio Management, Investments, Uniform Combined State..., Financial Advisory, Strategic Financial..., Investment Advisory, Asset Allocation, Retirement, Investment Strategies, Equities, Fixed Income, Risk Management, FINRA, Mutual Funds, Long-term Care, Fixed Annuities, Asset Management, ETFs, Series 65, Trading, Separately Managed..., Hedge Funds, Investment Management, IRAs, Series 24, Alternative Investments, Wealth Management..., Variable Annuities, Bonds, 401k Rollovers, 401k, Life Insurance, Wealth, Insurance, Financial Planners, Series 6, Options, Equity Trading, Capital Markets, Private Equity, Valuation, Commodity
Education
United States Merchant Marine Academy 1968 — 1972
Marine Transportation
St. Dominic H.S. Oyster Bay, N.Y. 1964 — 1968
Janney Montgomery Scott July 1995 - Present
Skills
Series 63, Securities, Wealth Management, Retirement Planning, Series 7, Estate Planning, Finance, Portfolio Management, Investments, Uniform Combined State..., Financial Advisory, Strategic Financial..., Investment Advisory, Asset Allocation, Retirement, Investment Strategies, Equities, Fixed Income, Risk Management, FINRA, Mutual Funds, Long-term Care, Fixed Annuities, Asset Management, ETFs, Series 65, Trading, Separately Managed..., Hedge Funds, Investment Management, IRAs, Series 24, Alternative Investments, Wealth Management..., Variable Annuities, Bonds, 401k Rollovers, 401k, Life Insurance, Wealth, Insurance, Financial Planners, Series 6, Options, Equity Trading, Capital Markets, Private Equity, Valuation, Commodity
Education
United States Merchant Marine Academy 1968 — 1972
Marine Transportation
St. Dominic H.S. Oyster Bay, N.Y. 1964 — 1968
Peter Sargent, CFA, CFP Peter Sargent, CFA, CFP's Janney Montgomery Scott Experience February 2012 - Present
Job Executive Vice President/Wealth Management
Industry Investment Management
Experience
Janney Montgomery Scott February 2012 - Present
Merrill Lynch June 1992 - February 2012
Skills
Asset Management, Wealth Management, Alternative Investments, Equities, Investment Advisory, Retirement Planning, Financial Advisory
Education
University of Delaware - Lerner College of Business and Economics 1986 — 1990
Bachelor of Science (B.S.), Economics
Janney Montgomery Scott February 2012 - Present
Merrill Lynch June 1992 - February 2012
Skills
Asset Management, Wealth Management, Alternative Investments, Equities, Investment Advisory, Retirement Planning, Financial Advisory
Education
University of Delaware - Lerner College of Business and Economics 1986 — 1990
Bachelor of Science (B.S.), Economics
James van den Berg James van den Berg's Janney Montgomery Scott Experience April 2009 - Present
Job Vice President / Wealth Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott April 2009 - Present
Morgan Stanley Smith Barney December 2005 - April 2009
Legg Mason April 1994 - December 2005
Skills
Retirement Planning, Financial Services, Portfolio Management, Management, Coaching, Asset Allocation, Retirement, Wealth, 401k Rollovers, Estate Planning, Investment Advisory, Wealth Management, Series 65, Financial Goals, Series 7, Investments, Finance
Education
University of Richmond 1974 — 1978
B.A., Sociology, Psychology
Gilman School Baltimore, Maryland 1962 — 1974
diploma
Janney Montgomery Scott April 2009 - Present
Morgan Stanley Smith Barney December 2005 - April 2009
Legg Mason April 1994 - December 2005
Skills
Retirement Planning, Financial Services, Portfolio Management, Management, Coaching, Asset Allocation, Retirement, Wealth, 401k Rollovers, Estate Planning, Investment Advisory, Wealth Management, Series 65, Financial Goals, Series 7, Investments, Finance
Education
University of Richmond 1974 — 1978
B.A., Sociology, Psychology
Gilman School Baltimore, Maryland 1962 — 1974
diploma
Julia Schankel's Janney Montgomery Scott Experience June 2005 - August 2005
Job Vice President Client Order Management at BlackRock
Industry Financial Services
Experience
BlackRock January 2014 - Present
BlackRock January 2012 - December 2013
BlackRock September 2010 - December 2011
SEI Investments April 2010 - September 2010
SEI Investments September 2006 - April 2010
Janney Montgomery Scott June 2005 - August 2005
Skills
Order Management, Finance, Microsoft Excel, Process Improvement, Middle Office, Back Office, Project Management, Management, Marketing
Education
University of Maryland College Park 2002 — 2006
B.S., Marketing
BlackRock January 2014 - Present
BlackRock January 2012 - December 2013
BlackRock September 2010 - December 2011
SEI Investments April 2010 - September 2010
SEI Investments September 2006 - April 2010
Janney Montgomery Scott June 2005 - August 2005
Skills
Order Management, Finance, Microsoft Excel, Process Improvement, Middle Office, Back Office, Project Management, Management, Marketing
Education
University of Maryland College Park 2002 — 2006
B.S., Marketing
H. Brad Kerr IV, CRPC®, RIS's Janney Montgomery Scott Experience September 2007 - Present
Job Financial Advisor at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott September 2007 - Present
Johnson & Johnson May 2006 - August 2006
Skills
Wealth Management, Financial Planning, Retirement Planning, Asset Allocation, 401k, Investments, Finance, Mutual Funds, Portfolio Management, Financial Services, Equities, Small Business, Securities, Strategic Financial..., Management, Insurance, Fixed Annuities, Series 7, Financial Analysis
Education
University of Scranton 2003 — 2007
Electronic Commerce with Minor in Finance
La Salle College High School 1999 — 2003
Janney Montgomery Scott September 2007 - Present
Johnson & Johnson May 2006 - August 2006
Skills
Wealth Management, Financial Planning, Retirement Planning, Asset Allocation, 401k, Investments, Finance, Mutual Funds, Portfolio Management, Financial Services, Equities, Small Business, Securities, Strategic Financial..., Management, Insurance, Fixed Annuities, Series 7, Financial Analysis
Education
University of Scranton 2003 — 2007
Electronic Commerce with Minor in Finance
La Salle College High School 1999 — 2003
Gary R. Neigeborn, CRPC(R) Gary R. Neigeborn, CRPC(R)'s Janney Montgomery Scott Experience September 2006 - October 2013
Job Financial Advisor/Vice President at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. November 2013 - Present
Janney Montgomery Scott September 2006 - October 2013
Wachovia Securities July 2004 - September 2006
Prudential Securities November 1997 - July 2004
Education
University at Albany, SUNY 1991 — 1996
Bachelor of Arts, American History
Ameriprise Financial Services, Inc. November 2013 - Present
Janney Montgomery Scott September 2006 - October 2013
Wachovia Securities July 2004 - September 2006
Prudential Securities November 1997 - July 2004
Education
University at Albany, SUNY 1991 — 1996
Bachelor of Arts, American History
Jeffrey Schnee's Janney Montgomery Scott Experience January 2003 - Present
Job Senior Vice President Wealth Management at Janney Montgomery Scott, AWMA®
Industry Financial Services
Experience
Janney Montgomery Scott January 2003 - Present
PaineWebber September 1993 - December 2002
Skills
Financial Planning, Investments, Asset Allocation, Fixed Income Products, Retirement Planning, Long Term Care, 401k, Strategic Financial..., Series 7, Retirement, Wealth Management, Portfolio Management, Securities, Series 63, Mutual Funds, Investment Strategies, Estate Planning, Investment Advisory, Asset Management, Equities
Education
University of Florida
Jonathan Dayton Regional High School 1974 — 1978
Janney Montgomery Scott January 2003 - Present
PaineWebber September 1993 - December 2002
Skills
Financial Planning, Investments, Asset Allocation, Fixed Income Products, Retirement Planning, Long Term Care, 401k, Strategic Financial..., Series 7, Retirement, Wealth Management, Portfolio Management, Securities, Series 63, Mutual Funds, Investment Strategies, Estate Planning, Investment Advisory, Asset Management, Equities
Education
University of Florida
Jonathan Dayton Regional High School 1974 — 1978
Brette Husar Brette Husar's Janney Montgomery Scott Experience September 2013 - Present
Job Supervision
Industry Financial Services
Experience
Janney Montgomery Scott September 2013 - Present
Northwestern Mutual March 2007 - August 2013
Bank of America September 2005 - February 2007
Whole Foods Market June 2005 - September 2005
Rykodisc January 2005 - May 2005
Skills
Series 7
Education
Villanova University 2007 — 2010
M.A.
Villanova University 2001 — 2005
BA
University of Auckland 2003 — 2003
Valencia High School 1997 — 2001
Janney Montgomery Scott September 2013 - Present
Northwestern Mutual March 2007 - August 2013
Bank of America September 2005 - February 2007
Whole Foods Market June 2005 - September 2005
Rykodisc January 2005 - May 2005
Skills
Series 7
Education
Villanova University 2007 — 2010
M.A.
Villanova University 2001 — 2005
BA
University of Auckland 2003 — 2003
Valencia High School 1997 — 2001
Michael Wherley Michael Wherley's Janney Montgomery Scott Experience May 2012 - November 2012
Job Product Marketing Manager at FMC
Industry Financial Services
Experience
FMC January 2013 - May 2014
Janney Montgomery Scott May 2012 - November 2012
Janney Montgomery Scott October 2008 - May 2012
Janney Montgomery Scott July 2005 - September 2007
US Rowing June 1997 - August 2004
Factiva (Dow Jones & Reuters) June 1997 - December 2003
Skills
Product Management, Pricing Strategy, Marketing Strategy, Capital Markets, Strategic Planning, Financial Analysis, Financial Modeling, Competitive Analysis, Project Management, Due Diligence, Customer Engagement, Working Capital..., Valuation, Finance, Building Relationships, Bloomberg, Relationship Management, Leadership, Lean Manufacturing, Data Analysis, Research, Management, Strategy, Analysis, Equity Research, Equity Valuation, Strategic Financial..., Sell Side, Institutional Investors, Mergers & Acquisitions, Series 7, Pricing Analysis
Education
University of Oxford - Said Business School 2007 — 2008
MSc, Financial Economics
University of Minnesota-Twin Cities 1990 — 1995
Bachelor of Arts (B.A.), History and Journalism
Sun Prairie HS 1986 — 1990
Diploma
FMC January 2013 - May 2014
Janney Montgomery Scott May 2012 - November 2012
Janney Montgomery Scott October 2008 - May 2012
Janney Montgomery Scott July 2005 - September 2007
US Rowing June 1997 - August 2004
Factiva (Dow Jones & Reuters) June 1997 - December 2003
Skills
Product Management, Pricing Strategy, Marketing Strategy, Capital Markets, Strategic Planning, Financial Analysis, Financial Modeling, Competitive Analysis, Project Management, Due Diligence, Customer Engagement, Working Capital..., Valuation, Finance, Building Relationships, Bloomberg, Relationship Management, Leadership, Lean Manufacturing, Data Analysis, Research, Management, Strategy, Analysis, Equity Research, Equity Valuation, Strategic Financial..., Sell Side, Institutional Investors, Mergers & Acquisitions, Series 7, Pricing Analysis
Education
University of Oxford - Said Business School 2007 — 2008
MSc, Financial Economics
University of Minnesota-Twin Cities 1990 — 1995
Bachelor of Arts (B.A.), History and Journalism
Sun Prairie HS 1986 — 1990
Diploma
Shannon Rossetti Shannon Rossetti's Janney Montgomery Scott Experience 2009 - 2011
Job Marketing Manager at BNP Paribas Investment Partners
Industry Financial Services
Experience
BNP Paribas Investment Partners June 2012 - Present
Janney Montgomery Scott 2009 - 2011
ING 2007 - 2009
H3 2004 - 2007
HOK 2001 - 2004
Education
University of Arizona
Bachelor of Arts
BNP Paribas Investment Partners June 2012 - Present
Janney Montgomery Scott 2009 - 2011
ING 2007 - 2009
H3 2004 - 2007
HOK 2001 - 2004
Education
University of Arizona
Bachelor of Arts
Adam Berger Adam Berger's Janney Montgomery Scott Experience July 1989 - June 1991
Job Managing Director, Head of Healthcare M&A at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities September 2011 - Present
Leerink June 2008 - August 2011
Citigroup July 1991 - June 2008
Salomon Brothers July 1991 - December 1999
Janney Montgomery Scott July 1989 - June 1991
Education
University of Pennsylvania 1985 — 1989
BA, History and Mathematics minor
University of Pennsylvania - The Wharton School 1985 — 1989
BSc, Economics and Finance
Wells Fargo Securities September 2011 - Present
Leerink June 2008 - August 2011
Citigroup July 1991 - June 2008
Salomon Brothers July 1991 - December 1999
Janney Montgomery Scott July 1989 - June 1991
Education
University of Pennsylvania 1985 — 1989
BA, History and Mathematics minor
University of Pennsylvania - The Wharton School 1985 — 1989
BSc, Economics and Finance
Sam Scheid's Janney Montgomery Scott Experience January 1996 - February 2002
Job Vice President, Trading at Schneider Capital
Industry Investment Management
Experience
Schneider Capital February 2002 - July 2015
Janney Montgomery Scott January 1996 - February 2002
Skills
Options, Asset Allocation, Trading Systems, Private Equity, Derivatives, Valuation, Trading, Investment Banking, Financial Modeling, Financial Markets, Networking, Series 7, Asset Management, Due Diligence, Electronic Trading, Equities, Investment Strategies, Investments, Mergers, Hedge Funds, Fixed Income, Bloomberg, Mutual Funds, Capital Markets, Equity Trading, Securities
Education
University of Pennsylvania 1991 — 1995
Economics
William Penn Charter School
Schneider Capital February 2002 - July 2015
Janney Montgomery Scott January 1996 - February 2002
Skills
Options, Asset Allocation, Trading Systems, Private Equity, Derivatives, Valuation, Trading, Investment Banking, Financial Modeling, Financial Markets, Networking, Series 7, Asset Management, Due Diligence, Electronic Trading, Equities, Investment Strategies, Investments, Mergers, Hedge Funds, Fixed Income, Bloomberg, Mutual Funds, Capital Markets, Equity Trading, Securities
Education
University of Pennsylvania 1991 — 1995
Economics
William Penn Charter School
Michael Foley, CFA Michael Foley, CFA's Janney Montgomery Scott Experience July 2009 - July 2011
Job Equity Analyst at Delaware Investments, a member of the Macquarie Group
Industry Financial Services
Experience
Delaware Investments, a member of the Macquarie Group February 2015 - Present
Patriot Financial Partners August 2011 - February 2015
Janney Montgomery Scott July 2009 - July 2011
Skills
Private Equity, Financial Modeling, Financial Analysis, Due Diligence, Valuation, Investment Banking, Investments
Education
University of Pennsylvania - The Wharton School 2005 — 2009
BS, Finance and Accounting
Delaware Investments, a member of the Macquarie Group February 2015 - Present
Patriot Financial Partners August 2011 - February 2015
Janney Montgomery Scott July 2009 - July 2011
Skills
Private Equity, Financial Modeling, Financial Analysis, Due Diligence, Valuation, Investment Banking, Investments
Education
University of Pennsylvania - The Wharton School 2005 — 2009
BS, Finance and Accounting
Molly (Whatmough) Henry's Janney Montgomery Scott Experience December 2010 - March 2012
Job Enterprise Account Executive at NetBrain Technologies Inc.
Industry Information Technology and Services
Experience
NetBrain Technologies Inc. April 2015 - Present
SmartBear Software August 2014 - April 2015
SmartBear Software March 2014 - August 2014
State Street September 2012 - February 2014
Janney Montgomery Scott December 2010 - March 2012
Allianz Global Investors May 2007 - June 2010
Shenkman Capital Management July 2005 - April 2007
Skills
Fixed Income, Trading, Series 7, Equities, Bloomberg, Mutual Funds, Series 63, Hedge Funds, Asset Management, Investments, Securities, Alternative Investments, Asset Allocation, Portfolio Management, Capital Markets, ETFs, Salesforce.com, Enterprise Software, Sales, Business Development, Account Management, SaaS, Solution Selling, Management, CRM, Sales Process, Direct Sales, Leadership, Lead Generation
Education
University of New Hampshire 2001 — 2005
Bachelor of Science (BS), Business Administration and Management, General
Concord High School
NetBrain Technologies Inc. April 2015 - Present
SmartBear Software August 2014 - April 2015
SmartBear Software March 2014 - August 2014
State Street September 2012 - February 2014
Janney Montgomery Scott December 2010 - March 2012
Allianz Global Investors May 2007 - June 2010
Shenkman Capital Management July 2005 - April 2007
Skills
Fixed Income, Trading, Series 7, Equities, Bloomberg, Mutual Funds, Series 63, Hedge Funds, Asset Management, Investments, Securities, Alternative Investments, Asset Allocation, Portfolio Management, Capital Markets, ETFs, Salesforce.com, Enterprise Software, Sales, Business Development, Account Management, SaaS, Solution Selling, Management, CRM, Sales Process, Direct Sales, Leadership, Lead Generation
Education
University of New Hampshire 2001 — 2005
Bachelor of Science (BS), Business Administration and Management, General
Concord High School
Jeff Nova Jeff Nova's Janney Montgomery Scott Experience December 2001 - February 2007
Job Senior Vice President Financial Advisor, Consulting Group at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management October 2013 - Present
Janney Montgomery Scott December 2001 - February 2007
J.B. Hanauer & Co. July 1994 - December 2001
Education
University of South Florida 1986 — 1990
Criminal Justice/Law Enforcement Administration
RBC Wealth Management October 2013 - Present
Janney Montgomery Scott December 2001 - February 2007
J.B. Hanauer & Co. July 1994 - December 2001
Education
University of South Florida 1986 — 1990
Criminal Justice/Law Enforcement Administration
Johanna Kusic Johanna Kusic's Janney Montgomery Scott Experience January 2005 - January 2007
Job Molecular Sales Consultant at Assurex Health
Industry Biotechnology
Experience
Assurex Health April 2015 - Present
Supernus Pharmaceuticals, Inc. September 2013 - April 2015
Elsevier June 2011 - September 2013
Hay Group January 2007 - June 2011
Janney Montgomery Scott January 2005 - January 2007
Skills
Talent Management, Performance Management, Sales, Sales Operations, Employee Benefits, Marketing, Selling, Organizational..., Program Management, Finance, Recruiting, HR Consulting, Organizational..., Human Resources, Change Management, Account Management, Management Consulting, Data Analysis, Deferred Compensation, Business Development, Leadership Development, Organizational Design
Education
University of Pittsburgh 2000 — 2004
Bachelor of Science, Psychology
Assurex Health April 2015 - Present
Supernus Pharmaceuticals, Inc. September 2013 - April 2015
Elsevier June 2011 - September 2013
Hay Group January 2007 - June 2011
Janney Montgomery Scott January 2005 - January 2007
Skills
Talent Management, Performance Management, Sales, Sales Operations, Employee Benefits, Marketing, Selling, Organizational..., Program Management, Finance, Recruiting, HR Consulting, Organizational..., Human Resources, Change Management, Account Management, Management Consulting, Data Analysis, Deferred Compensation, Business Development, Leadership Development, Organizational Design
Education
University of Pittsburgh 2000 — 2004
Bachelor of Science, Psychology
Jim LeBaron Jim LeBaron's Janney Montgomery Scott Experience October 2012 - Present
Job Vice President / Wealth Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott October 2012 - Present
Oppenheimer & Co. March 2009 - October 2012
US Navy 1988 - 1992
Skills
Asset Management, Customer Service, Financial Analysis, Investment Advisory, Leadership, Nonprofits, Securities, Series 63, Strategic Planning, Portfolio Management, Wealth Management, Investments, Equities, Mutual Funds, Management, Finance
Education
University of Missouri-Columbia 1984 — 1988
Bachelor of Science in Business Administration (BSBA), Finance
Janney Montgomery Scott October 2012 - Present
Oppenheimer & Co. March 2009 - October 2012
US Navy 1988 - 1992
Skills
Asset Management, Customer Service, Financial Analysis, Investment Advisory, Leadership, Nonprofits, Securities, Series 63, Strategic Planning, Portfolio Management, Wealth Management, Investments, Equities, Mutual Funds, Management, Finance
Education
University of Missouri-Columbia 1984 — 1988
Bachelor of Science in Business Administration (BSBA), Finance
Mark Kalinowski Mark Kalinowski's Janney Montgomery Scott Experience 2009 - 2015
Job Restaurant Industry Analyst for Nomura
Industry Financial Services
Experience
Janney Montgomery Scott 2009 - 2015
Buckingham Research Group 2005 - 2007
Citigroup 1996 - 2005
Accenture/Andersen Consulting 1993 - 1994
Skills
Equity Research, Equity Valuation, Series 7, Equities, Restaurants, Financial Modeling, Bloomberg, Hedge Funds, Capital Markets, Valuation, Investments, Asset Managment, Investment Banking, Alternative Investments, Securities, Investment Strategies, Fixed Income, Financial Analysis, Private Equity, Asset Allocation, Mutual Funds, Financial Services, Asset Management
Education
University of Michigan - Stephen M. Ross School of Business 1994 — 1996
Master of Business Administration (MBA), Finance, General
University of Michigan 1988 — 1992
BS, Mechanical Engineering
Fraser High School 1984 — 1988
Janney Montgomery Scott 2009 - 2015
Buckingham Research Group 2005 - 2007
Citigroup 1996 - 2005
Accenture/Andersen Consulting 1993 - 1994
Skills
Equity Research, Equity Valuation, Series 7, Equities, Restaurants, Financial Modeling, Bloomberg, Hedge Funds, Capital Markets, Valuation, Investments, Asset Managment, Investment Banking, Alternative Investments, Securities, Investment Strategies, Fixed Income, Financial Analysis, Private Equity, Asset Allocation, Mutual Funds, Financial Services, Asset Management
Education
University of Michigan - Stephen M. Ross School of Business 1994 — 1996
Master of Business Administration (MBA), Finance, General
University of Michigan 1988 — 1992
BS, Mechanical Engineering
Fraser High School 1984 — 1988
Elena Giel's Janney Montgomery Scott Experience January 2012 - April 2012
Job Bank Officer at PNC
Industry Financial Services
Experience
PNC April 2015 - Present
PNC August 2013 - April 2015
PNC May 2012 - May 2013
Janney Montgomery Scott January 2012 - April 2012
Skills
Microsoft Office, Excel, Word, PowerPoint, Customer Service, Analysis, Leadership, Microsoft Excel, Microsoft Word, Research, Teamwork, Management, Sales
Education
University of Pittsburgh 2009 — 2013
Bachelor of Business Administration (B.B.A.), Finance, General, 3.7 QPA
PNC April 2015 - Present
PNC August 2013 - April 2015
PNC May 2012 - May 2013
Janney Montgomery Scott January 2012 - April 2012
Skills
Microsoft Office, Excel, Word, PowerPoint, Customer Service, Analysis, Leadership, Microsoft Excel, Microsoft Word, Research, Teamwork, Management, Sales
Education
University of Pittsburgh 2009 — 2013
Bachelor of Business Administration (B.B.A.), Finance, General, 3.7 QPA
Kristen Whitten Kristen Whitten's Janney Montgomery Scott Experience March 2009 - Present
Job Assistant VicePresident Investments at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott March 2009 - Present
A.G.Edwards & Sons ( Wachovia/Wells Fargo) September 2001 - March 2009
Skills
Investments, Finance, Life Insurance, Asset Allocation, Estate Planning, Insurance, Wealth Management, Financial Services, Retirement Planning, Mutual Funds, Fixed Annuities, Equities, Fixed Income, Financial Advisory
Education
University of Central Florida 1990 — 1993
Finance, General
Valencia Community College 1989 — 1990
Associate of Arts (AA)
Janney Montgomery Scott March 2009 - Present
A.G.Edwards & Sons ( Wachovia/Wells Fargo) September 2001 - March 2009
Skills
Investments, Finance, Life Insurance, Asset Allocation, Estate Planning, Insurance, Wealth Management, Financial Services, Retirement Planning, Mutual Funds, Fixed Annuities, Equities, Fixed Income, Financial Advisory
Education
University of Central Florida 1990 — 1993
Finance, General
Valencia Community College 1989 — 1990
Associate of Arts (AA)
Maria Mangano's Janney Montgomery Scott Experience 2005 - 2006
Job Entrepeneuer
Industry Writing and Editing
Experience
Classic Creations, LLC April 2009 - Present
Cablevision May 2002 - December 2009
Janney Montgomery Scott 2005 - 2006
Skills
Social Media, Blogging, Television, Microsoft Office, Video, Customer Service, Creative Writing, Publishing, Data Entry, Facebook, Budgets, Event Management, Advertising, Public Relations, Broadcast, Event Planning, New Media
Education
University of Phoenix 2007 — 2009
Associate's degree
Classic Creations, LLC April 2009 - Present
Cablevision May 2002 - December 2009
Janney Montgomery Scott 2005 - 2006
Skills
Social Media, Blogging, Television, Microsoft Office, Video, Customer Service, Creative Writing, Publishing, Data Entry, Facebook, Budgets, Event Management, Advertising, Public Relations, Broadcast, Event Planning, New Media
Education
University of Phoenix 2007 — 2009
Associate's degree
C. Peter Croonquist C. Peter Croonquist's Janney Montgomery Scott Experience March 2000 - Present
Job Sr. Vice President/ Wealth Management AWMA℠
Industry Financial Services
Experience
Janney Montgomery Scott March 2000 - Present
Salomon Smith Barney 1995 - 2000
UBS 1993 - 1995
JP Morgan 1990 - 1993
Woznak Options 1989 - 1990
Skills
Retirement Planning, Wealth Management, Financial Planning, Bonds, Strategic Financial..., Mutual Funds, Financial Planners, Wealth Management..., Fixed Annuities, Financial Services, Retirement, Financial Advisory, Equities, Insurance, Investment Strategies, Asset Management, Investment Advisory, Series 7, Finance, IRAs, Asset Allocation, Estate Planning, FINRA, 401k, Fixed Income, Securities, Alternative Investments, ETFs, Uniform Combined State..., Series 63, Strategy, Series 65, Investments, Portfolio Management, Investment Management, Series 24, Separately Managed..., High Net Worth..., Variable Annuities, Equity Trading, Wealth, Bloomberg, Trust Services, Capital Markets, Long-term Care, Stocks, Hedge Funds
Education
The Wharton School/ College for Financial Planning 2006 — 2007
University of Scranton 1985 — 1989
BS, Economics and Finance
Janney Montgomery Scott March 2000 - Present
Salomon Smith Barney 1995 - 2000
UBS 1993 - 1995
JP Morgan 1990 - 1993
Woznak Options 1989 - 1990
Skills
Retirement Planning, Wealth Management, Financial Planning, Bonds, Strategic Financial..., Mutual Funds, Financial Planners, Wealth Management..., Fixed Annuities, Financial Services, Retirement, Financial Advisory, Equities, Insurance, Investment Strategies, Asset Management, Investment Advisory, Series 7, Finance, IRAs, Asset Allocation, Estate Planning, FINRA, 401k, Fixed Income, Securities, Alternative Investments, ETFs, Uniform Combined State..., Series 63, Strategy, Series 65, Investments, Portfolio Management, Investment Management, Series 24, Separately Managed..., High Net Worth..., Variable Annuities, Equity Trading, Wealth, Bloomberg, Trust Services, Capital Markets, Long-term Care, Stocks, Hedge Funds
Education
The Wharton School/ College for Financial Planning 2006 — 2007
University of Scranton 1985 — 1989
BS, Economics and Finance
Leo Torres Leo Torres's Janney Montgomery Scott Experience June 2002 - June 2012
Job thinker
Industry Think Tanks
Experience
self employed July 2012 - Present
Janney Montgomery Scott June 2002 - June 2012
prudential securities November 1986 - August 2002
Skills
Investments, Marketing, Equities, Customer Service, Sales Management, Marketing Strategy, Securities, Sales, Strategic Planning, Series 63, Mutual Funds, Finance, Wealth Management, Retirement Planning, Financial Advisory, Asset Allocation, Estate Planning, Due Diligence, Life Insurance, Fixed Annuities, Strategy, Start-ups, Strategic Financial..., Financial Planning
Education
University of Florida 1971 — 1973
Master's degree, Electrical and Electronics Engineering
miami dade college 1969 — 1971
Associate of Arts and Sciences (AAS), Engineering
self employed July 2012 - Present
Janney Montgomery Scott June 2002 - June 2012
prudential securities November 1986 - August 2002
Skills
Investments, Marketing, Equities, Customer Service, Sales Management, Marketing Strategy, Securities, Sales, Strategic Planning, Series 63, Mutual Funds, Finance, Wealth Management, Retirement Planning, Financial Advisory, Asset Allocation, Estate Planning, Due Diligence, Life Insurance, Fixed Annuities, Strategy, Start-ups, Strategic Financial..., Financial Planning
Education
University of Florida 1971 — 1973
Master's degree, Electrical and Electronics Engineering
miami dade college 1969 — 1971
Associate of Arts and Sciences (AAS), Engineering
Lawrence Haddock's Janney Montgomery Scott Experience 1993 - 1994
Job Managing Member Newport Energy Resources
Industry Oil & Energy
Experience
TWC Marketing, Inc July 2014 - Present
Enex Capital Partner L P February 2009 - Present
Newport Energy Resources January 2008 - Present
Tri State Ventures January 2007 - Present
Mason Cabot 1995 - 2000
Gruntal & Co. 1994 - 1995
Janney Montgomery Scott 1993 - 1994
SmithBarney 1992 - 1993
Advest 1991 - 1992
Skills
Start-ups, Entrepreneurship, Business Development, Due Diligence, New Business Development, Mergers & Acquisitions, Portfolio Management, Business Strategy, Management, Venture Capital, Marketing Strategy, Business Planning, Leadership, Commodity, Management Consulting, Strategy, Private Placements, Sales Management, Trading, Human Resources, Investor Relations, Corporate Development, Executive Management, Corporate Finance, Investments, Private Equity, Capital Formation, Social Networking, Mergers, Equities, Executive Development, Strategic Partnerships, Risk Management, Workout, Funding, International Business, Energy, Joint Ventures, Emerging Markets, Executive Search, Executive Mentoring, Commodities, SEO, Networking, Business Networking, Valuation, Entrepreneurial..., Knowledge Sharing, Alternative Investments, Competitive Analysis
Education
University of New Hampshire 1982 — 1988
ba, english
TWC Marketing, Inc July 2014 - Present
Enex Capital Partner L P February 2009 - Present
Newport Energy Resources January 2008 - Present
Tri State Ventures January 2007 - Present
Mason Cabot 1995 - 2000
Gruntal & Co. 1994 - 1995
Janney Montgomery Scott 1993 - 1994
SmithBarney 1992 - 1993
Advest 1991 - 1992
Skills
Start-ups, Entrepreneurship, Business Development, Due Diligence, New Business Development, Mergers & Acquisitions, Portfolio Management, Business Strategy, Management, Venture Capital, Marketing Strategy, Business Planning, Leadership, Commodity, Management Consulting, Strategy, Private Placements, Sales Management, Trading, Human Resources, Investor Relations, Corporate Development, Executive Management, Corporate Finance, Investments, Private Equity, Capital Formation, Social Networking, Mergers, Equities, Executive Development, Strategic Partnerships, Risk Management, Workout, Funding, International Business, Energy, Joint Ventures, Emerging Markets, Executive Search, Executive Mentoring, Commodities, SEO, Networking, Business Networking, Valuation, Entrepreneurial..., Knowledge Sharing, Alternative Investments, Competitive Analysis
Education
University of New Hampshire 1982 — 1988
ba, english
Nicholas Aberle Nicholas Aberle's Janney Montgomery Scott Experience 2010 - 2011
Job Director Finance, LOB Controller at Broadcom
Industry Semiconductors
Experience
Broadcom 2011 - Present
Janney Montgomery Scott 2010 - 2011
B. Riley & Co. 2003 - 2010
Allianz Global Investors 2001 - 2003
Skills
Investor Relations, Corporate Development, Financial Analysis, Competitive Intelligence, Strategic Planning, Spokesperson, Equity Research, Financial Modeling
Education
University of California, San Diego 1997 — 2001
BS, Management Science
Broadcom 2011 - Present
Janney Montgomery Scott 2010 - 2011
B. Riley & Co. 2003 - 2010
Allianz Global Investors 2001 - 2003
Skills
Investor Relations, Corporate Development, Financial Analysis, Competitive Intelligence, Strategic Planning, Spokesperson, Equity Research, Financial Modeling
Education
University of California, San Diego 1997 — 2001
BS, Management Science
Richard C. Reynolds Richard C. Reynolds's Janney Montgomery Scott Experience 1991 - Present
Job Senior Vice President / Branch Manager at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott 1991 - Present
Action Printing and Graphics July 1986 - June 1991
Skills
Customer Service, Asset Allocation, Retirement Planning, Wealth Management, Series 7, Series 63, Mutual Funds, Portfolio Management, Investment Advisory, Investments, Equities
Education
United States Naval Academy 1975 — 1979
BS, Management and Technology
Janney Montgomery Scott 1991 - Present
Action Printing and Graphics July 1986 - June 1991
Skills
Customer Service, Asset Allocation, Retirement Planning, Wealth Management, Series 7, Series 63, Mutual Funds, Portfolio Management, Investment Advisory, Investments, Equities
Education
United States Naval Academy 1975 — 1979
BS, Management and Technology
Barry Havener's Janney Montgomery Scott Experience April 2012 - Present
Job Senior Vice President at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott April 2012 - Present
Skills
Strategic Financial..., Asset Management, Life Insurance, IRAs, 401k Rollovers, Municipal Bonds, Investment Advisory, Alternative Investments
Education
University of Central Florida
Janney Montgomery Scott April 2012 - Present
Skills
Strategic Financial..., Asset Management, Life Insurance, IRAs, 401k Rollovers, Municipal Bonds, Investment Advisory, Alternative Investments
Education
University of Central Florida
Sean Manion's Janney Montgomery Scott Experience 1998 - 2000
Job Regional Marketing Director at Lincoln Financial Distributors
Industry Financial Services
Experience
Lincoln Financial Distributors September 2000 - Present
Janney Montgomery Scott 1998 - 2000
Skills
Mutual Funds, Sales, Marketing, Series 7, Fixed Annuities, Series 6, Series 63, Retirement Planning, Wealth Management, Variable Annuities, 401k, Retirement
Education
University of Delaware 1994 — 1998
Bachelor of Arts (BA), English
Episcopal Academy 1990 — 1993
Lincoln Financial Distributors September 2000 - Present
Janney Montgomery Scott 1998 - 2000
Skills
Mutual Funds, Sales, Marketing, Series 7, Fixed Annuities, Series 6, Series 63, Retirement Planning, Wealth Management, Variable Annuities, 401k, Retirement
Education
University of Delaware 1994 — 1998
Bachelor of Arts (BA), English
Episcopal Academy 1990 — 1993
Mark Scholl CRPC® AWMA® Mark Scholl CRPC® AWMA®'s Janney Montgomery Scott Experience March 1983 - Present
Job First Vice President/Investments
Industry Financial Services
Experience
Janney Montgomery Scott March 1983 - Present
Parker/Hunter Inc. March 1983 - May 2005
Skills
CRPC, AWMA, Series 7, Wealth Management..., Wealth Management, Asset Allocation, Investment Advisory, Investment Strategies, Retirement, Series 63, Securities, Estate Planning, Series 65, Series 6, Wealth, Alternative Investments, Retirement Planning
Education
University of Pittsburgh 1976 — 1978
Bachelor of Arts (BA), Political Science
College of Wooster 1974 — 1976
Political Science
Janney Montgomery Scott March 1983 - Present
Parker/Hunter Inc. March 1983 - May 2005
Skills
CRPC, AWMA, Series 7, Wealth Management..., Wealth Management, Asset Allocation, Investment Advisory, Investment Strategies, Retirement, Series 63, Securities, Estate Planning, Series 65, Series 6, Wealth, Alternative Investments, Retirement Planning
Education
University of Pittsburgh 1976 — 1978
Bachelor of Arts (BA), Political Science
College of Wooster 1974 — 1976
Political Science
Neil Swerdlow Neil Swerdlow's Janney Montgomery Scott Experience May 2008 - August 2008
Job Licensed Financial Services Professional in Transition
Industry Financial Services
Experience
Merrill Lynch October 2010 - February 2011
TD Bank December 2009 - October 2010
University of Maryland February 2007 - May 2009
University of Maryland January 2009 - January 2009
Janney Montgomery Scott May 2008 - August 2008
University of Maryland February 2008 - April 2008
University of Maryland January 2008 - January 2008
Kramer Beverage Company June 2007 - August 2007
Pure Energy Productions February 2003 - August 2007
Education
University of Maryland College Park 2005 — 2009
Bachelor of Arts, Economics
Merrill Lynch October 2010 - February 2011
TD Bank December 2009 - October 2010
University of Maryland February 2007 - May 2009
University of Maryland January 2009 - January 2009
Janney Montgomery Scott May 2008 - August 2008
University of Maryland February 2008 - April 2008
University of Maryland January 2008 - January 2008
Kramer Beverage Company June 2007 - August 2007
Pure Energy Productions February 2003 - August 2007
Education
University of Maryland College Park 2005 — 2009
Bachelor of Arts, Economics
James Ernst James Ernst's Janney Montgomery Scott Experience March 2009 - Present
Job First Vice President/Partner at Mangan, Ernst & Rankin Wealth Management Group of Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott March 2009 - Present
Wachovia Securities September 2001 - February 2009
Skills
Strategic Financial..., Wealth Management, Estate Planning, Investments, Retirement Planning, Series 7, Asset Allocation, Mutual Funds, Investment Advisory, Retirement, Series 63, Securities, Alternative Investments, Financial Advisory, Investment Strategies, Wealth Management..., Financial Planning
Education
University of Delaware 1989 — 1993
Bachelor of Science (BS), Finance, General
Central Bucks West High School
Janney Montgomery Scott March 2009 - Present
Wachovia Securities September 2001 - February 2009
Skills
Strategic Financial..., Wealth Management, Estate Planning, Investments, Retirement Planning, Series 7, Asset Allocation, Mutual Funds, Investment Advisory, Retirement, Series 63, Securities, Alternative Investments, Financial Advisory, Investment Strategies, Wealth Management..., Financial Planning
Education
University of Delaware 1989 — 1993
Bachelor of Science (BS), Finance, General
Central Bucks West High School
Steven Higgins Steven Higgins's Janney Montgomery Scott Experience 2009 - 2015
Job Managing Director at Baker Tilly Capital, LLC
Industry Financial Services
Experience
Janney Montgomery Scott 2009 - 2015
Stifel Nicolaus 2005 - 2009
Legg Mason Wood Walker, Inc. 2000 - 2005
CA Equity Partners, LLC 1998 - 2000
Coopers & Lybrand Securities, LLC 1995 - 1998
American Express 1990 - 1993
Skills
Financial Modeling, Due Diligence, Private Equity, Valuation, Mergers & Acquisitions, Venture Capital, Corporate Finance, Investments, Investment Banking, Financial Analysis, Capital Markets, Alternative Investments, Equities, Mergers, Sell Side, Securities, Strategic Planning, Asset Allocation, Strategy, Portfolio Management, Private Placements, Wealth Management
Education
University of Pennsylvania - The Wharton School 1993 — 1995
MBA, Finance
New York University - Leonard N. Stern School of Business 1986 — 1990
BS, Finance
Janney Montgomery Scott 2009 - 2015
Stifel Nicolaus 2005 - 2009
Legg Mason Wood Walker, Inc. 2000 - 2005
CA Equity Partners, LLC 1998 - 2000
Coopers & Lybrand Securities, LLC 1995 - 1998
American Express 1990 - 1993
Skills
Financial Modeling, Due Diligence, Private Equity, Valuation, Mergers & Acquisitions, Venture Capital, Corporate Finance, Investments, Investment Banking, Financial Analysis, Capital Markets, Alternative Investments, Equities, Mergers, Sell Side, Securities, Strategic Planning, Asset Allocation, Strategy, Portfolio Management, Private Placements, Wealth Management
Education
University of Pennsylvania - The Wharton School 1993 — 1995
MBA, Finance
New York University - Leonard N. Stern School of Business 1986 — 1990
BS, Finance
Jim Foley, CFP®'s Janney Montgomery Scott Experience January 2011 - Present
Job Senior Vice President Complex Manager, Pittsburgh, PA at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott January 2011 - Present
Savant Capital Management November 2009 - December 2010
Smith Barney, Inc July 2008 - July 2009
Smith Barney, Inc. September 2003 - July 2008
Smith Barney, Inc. June 1999 - September 2003
Smith Barney, Inc. June 1996 - June 1999
Smith Barney - Sears Tower Office December 1992 - June 1996
Smith Barney - Sears Tower Office December 1992 - June 1994
Merrill Lynch - Merchandise Mart Office June 1990 - December 1992
US Navy May 1986 - June 1990
Skills
Alternative Investments, Financial Planning, Mutual Funds, Retirement, Bonds, stocks, Municipal, Philanthropy, Venture Finance, Asset Management, Asset Allocation, Tactical Asset..., Asset Protection, Financial Management, Financial Markets, Financial Advisory, Financial Modeling, Risk Management, Market Risk, Risk Analysis, Risk, Annuities, passive investing, Retirement Planning, Retirement Income..., Retirement Savings, Retirement Plan..., Strategic Financial..., Investments, Investment Advisory, Fixed Income, Equities, Series 7, Financial Services, Fixed Annuities, Series 24, FINRA, Wealth Management, Series 63, Leadership, Securities, Portfolio Management, Financial Analysis, Finance, ETFs, Insurance, Investment Management, Mergers & Acquisitions, 401k, Estate Planning
Education
University of Notre Dame 1982 — 1986
B.BA, Accounting
Janney Montgomery Scott January 2011 - Present
Savant Capital Management November 2009 - December 2010
Smith Barney, Inc July 2008 - July 2009
Smith Barney, Inc. September 2003 - July 2008
Smith Barney, Inc. June 1999 - September 2003
Smith Barney, Inc. June 1996 - June 1999
Smith Barney - Sears Tower Office December 1992 - June 1996
Smith Barney - Sears Tower Office December 1992 - June 1994
Merrill Lynch - Merchandise Mart Office June 1990 - December 1992
US Navy May 1986 - June 1990
Skills
Alternative Investments, Financial Planning, Mutual Funds, Retirement, Bonds, stocks, Municipal, Philanthropy, Venture Finance, Asset Management, Asset Allocation, Tactical Asset..., Asset Protection, Financial Management, Financial Markets, Financial Advisory, Financial Modeling, Risk Management, Market Risk, Risk Analysis, Risk, Annuities, passive investing, Retirement Planning, Retirement Income..., Retirement Savings, Retirement Plan..., Strategic Financial..., Investments, Investment Advisory, Fixed Income, Equities, Series 7, Financial Services, Fixed Annuities, Series 24, FINRA, Wealth Management, Series 63, Leadership, Securities, Portfolio Management, Financial Analysis, Finance, ETFs, Insurance, Investment Management, Mergers & Acquisitions, 401k, Estate Planning
Education
University of Notre Dame 1982 — 1986
B.BA, Accounting
Richard Plevy Richard Plevy's Janney Montgomery Scott Experience January 2000 - February 2005
Job Experienced Financial Advisor Available
Industry Financial Services
Experience
Newbridge Securities April 2011 - March 2012
Oppenheimer and Co, Inc. February 2005 - June 2009
Janney Montgomery Scott January 2000 - February 2005
Skills
excellent communication..., Investments, Retirement Planning, Insurance, Investment Advisory, Annuities, stocks, Bonds, Mutual Funds, reits, mlps, Fixed Annuities, Finance, Financial Services, Retirement, Series 7, Wealth Management
Education
University of Florida 1972 — 1976
A.A&A.S.-Business Adminastration, Liberal Arts;then Business Adminastration
Livingston High School 1967 — 1971
High School Daploma
Newbridge Securities April 2011 - March 2012
Oppenheimer and Co, Inc. February 2005 - June 2009
Janney Montgomery Scott January 2000 - February 2005
Skills
excellent communication..., Investments, Retirement Planning, Insurance, Investment Advisory, Annuities, stocks, Bonds, Mutual Funds, reits, mlps, Fixed Annuities, Finance, Financial Services, Retirement, Series 7, Wealth Management
Education
University of Florida 1972 — 1976
A.A&A.S.-Business Adminastration, Liberal Arts;then Business Adminastration
Livingston High School 1967 — 1971
High School Daploma
Adam Lupisella's Janney Montgomery Scott Experience June 2008 - August 2008
Job Technology Director, MBA Candidate
Industry Financial Services
Experience
SEI June 2015 - Present
SEI May 2013 - June 2015
SEI May 2012 - May 2013
SEI March 2011 - May 2012
SEI July 2009 - March 2011
Janney Montgomery Scott June 2008 - August 2008
Goldman Sachs June 2008 - August 2008
Skills
Management, Team Management, Resource Management, Process Improvement, Project Management, Agile Project Management, Business Analysis, Software Development, Software Project..., Agile Methodologies, Financial Services, Requirements Analysis, Technology Development, SDLC, New Business Development, Wealth Management, Software Design, Software Documentation, Software Quality..., Mobile Product..., Kanban, Scrum
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2014 — 2015
Master of Business Administration (M.B.A.), Investment Management and Corporate Finance
Villanova University 2005 — 2009
B.S., Mechanical Engineering
US Coast Guard Academy 2004 — 2005
Mechanical Engineering
SEI June 2015 - Present
SEI May 2013 - June 2015
SEI May 2012 - May 2013
SEI March 2011 - May 2012
SEI July 2009 - March 2011
Janney Montgomery Scott June 2008 - August 2008
Goldman Sachs June 2008 - August 2008
Skills
Management, Team Management, Resource Management, Process Improvement, Project Management, Agile Project Management, Business Analysis, Software Development, Software Project..., Agile Methodologies, Financial Services, Requirements Analysis, Technology Development, SDLC, New Business Development, Wealth Management, Software Design, Software Documentation, Software Quality..., Mobile Product..., Kanban, Scrum
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2014 — 2015
Master of Business Administration (M.B.A.), Investment Management and Corporate Finance
Villanova University 2005 — 2009
B.S., Mechanical Engineering
US Coast Guard Academy 2004 — 2005
Mechanical Engineering
G. Thomas Croonquist, Jr. G. Thomas Croonquist, Jr.'s Janney Montgomery Scott Experience June 1989 - Present
Job CFP® Managing & Preserving the Wealth of Families for Generations
Industry Financial Services
Experience
Janney Montgomery Scott June 1989 - Present
Skills
Comprehensive Wealth..., Financial Planning, Retirement Solutions
Education
Villanova University 1979 — 1983
BA, Economics
The Wharton School, University of Pennsylvania 2002 — 2006
College for Financial Planning AWMA, Accredited Wealth Management Advisor
Janney Montgomery Scott June 1989 - Present
Skills
Comprehensive Wealth..., Financial Planning, Retirement Solutions
Education
Villanova University 1979 — 1983
BA, Economics
The Wharton School, University of Pennsylvania 2002 — 2006
College for Financial Planning AWMA, Accredited Wealth Management Advisor
Patrick McMenamy Patrick McMenamy's Janney Montgomery Scott Experience 2000 - 2004
Job McMenamy Realty Group LLC.
Industry Real Estate
Experience
McMenamy Realty Group, LLC. October 2010 - Present
Janney Montgomery Scott 2000 - 2004
Skills
Investments, Retirement Planning, Retirement, Employee Benefits, Strategic Planning, Mutual Funds, Insurance, Underwriting, Mortgage Lending, Wealth Management, Financial Services, Financial Advisory, Sales
Education
University of Massachusetts Boston
University of Miami - School of Business
McMenamy Realty Group, LLC. October 2010 - Present
Janney Montgomery Scott 2000 - 2004
Skills
Investments, Retirement Planning, Retirement, Employee Benefits, Strategic Planning, Mutual Funds, Insurance, Underwriting, Mortgage Lending, Wealth Management, Financial Services, Financial Advisory, Sales
Education
University of Massachusetts Boston
University of Miami - School of Business
Marissa O'Meally's Janney Montgomery Scott Experience June 2011 - August 2011
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch July 2014 - Present
Caliber Magazine January 2012 - May 2014
UC Berkeley August 2010 - May 2014
M&C Saatchi June 2013 - August 2013
Kurtzman Carson Consultants LLC June 2012 - August 2012
Janney Montgomery Scott June 2011 - August 2011
Kismet Capital Advisors June 2010 - August 2011
Skills
Coaching, Teaching, Management, Advertising
Education
UC Berkeley Haas School of Business 2010 — 2014
Business Administration and Management, General, Sophomore
Merrill Lynch July 2014 - Present
Caliber Magazine January 2012 - May 2014
UC Berkeley August 2010 - May 2014
M&C Saatchi June 2013 - August 2013
Kurtzman Carson Consultants LLC June 2012 - August 2012
Janney Montgomery Scott June 2011 - August 2011
Kismet Capital Advisors June 2010 - August 2011
Skills
Coaching, Teaching, Management, Advertising
Education
UC Berkeley Haas School of Business 2010 — 2014
Business Administration and Management, General, Sophomore
Britton S. Stevenson Britton S. Stevenson's Janney Montgomery Scott Experience July 2013 - August 2013
Job Investment Banking Analyst at GCA Savvian
Industry Financial Services
Experience
GCA Savvian July 2014 - Present
Janney Montgomery Scott July 2013 - August 2013
Janney Montgomery Scott June 2013 - July 2013
Sony Pictures Entertainment June 2012 - August 2012
Education
University of Pennsylvania 2010 — 2014
Bachelor’s Degree, Economics
Universidad Torcuato Di Tella 2011 — 2011
GCA Savvian July 2014 - Present
Janney Montgomery Scott July 2013 - August 2013
Janney Montgomery Scott June 2013 - July 2013
Sony Pictures Entertainment June 2012 - August 2012
Education
University of Pennsylvania 2010 — 2014
Bachelor’s Degree, Economics
Universidad Torcuato Di Tella 2011 — 2011
Eric Seel's Janney Montgomery Scott Experience July 2013 - Present
Job
Industry Financial Services
Experience
Janney Montgomery Scott July 2013 - Present
Janney Montgomery Scott March 2009 - July 2013
Stifel Nicolaus November 2005 - March 2009
Legg Mason March 1999 - October 2005
US Navy 1988 - 1999
Skills
Project Management, Trading Systems, Capital Markets..., Capital Markets, Bloomberg, Thomson One, FIX, Equity Capital Markets, Fixed Income Trading, Equity Trading, SharePoint, Fixed Income, Leadership, Asset Management, Vendor Management, Electronic Trading, Thompson One, Equities, Business Intelligence, Data Analysis, KPI Dashboards, Special Operations, Management, Business Process, Financial Services, Series 7, Risk Management
Education
Villanova University 2013 — 2014
Certfied Professional in Business Intelligence
University of Maryland - Robert H. Smith School of Business 1999 — 2001
MBA
Virginia Polytechnic Institute and State University 1988 — 1992
BA
Janney Montgomery Scott July 2013 - Present
Janney Montgomery Scott March 2009 - July 2013
Stifel Nicolaus November 2005 - March 2009
Legg Mason March 1999 - October 2005
US Navy 1988 - 1999
Skills
Project Management, Trading Systems, Capital Markets..., Capital Markets, Bloomberg, Thomson One, FIX, Equity Capital Markets, Fixed Income Trading, Equity Trading, SharePoint, Fixed Income, Leadership, Asset Management, Vendor Management, Electronic Trading, Thompson One, Equities, Business Intelligence, Data Analysis, KPI Dashboards, Special Operations, Management, Business Process, Financial Services, Series 7, Risk Management
Education
Villanova University 2013 — 2014
Certfied Professional in Business Intelligence
University of Maryland - Robert H. Smith School of Business 1999 — 2001
MBA
Virginia Polytechnic Institute and State University 1988 — 1992
BA
Katie Maahs's Janney Montgomery Scott Experience 2003 - 2005
Job Consultant
Industry Venture Capital & Private Equity
Experience
*** May 2009 - Present
Charming Shoppes February 2009 - April 2009
Charming Shoppes 2006 - January 2009
Janney Montgomery Scott 2003 - 2005
Silver Lake Partners 2001 - 2002
Alphadog Procurement Management June 2000 - May 2001
BlackRock 1994 - 1994
Skills
Financial Modeling, Management, Due Diligence, Mergers & Acquisitions, Private Equity, E-commerce, Business Strategy, Strategic Planning, Valuation, Strategic Partnerships, Strategy, Financial Analysis, Divestitures, Brand Licensing, Licensing Negotiations, Acquisition Integration, Equity Research, Competitive Analysis, Corporate Development, Analysis, Startups, Business Development, Cross-functional Team..., Microsoft Excel
Education
University of Pennsylvania - The Wharton School 1996 — 2000
Bachelor of Science, Economics, Concentrations in Marketing and Entrepreneurial Management
Mount St. Joseph Academy 1992 — 1996
*** May 2009 - Present
Charming Shoppes February 2009 - April 2009
Charming Shoppes 2006 - January 2009
Janney Montgomery Scott 2003 - 2005
Silver Lake Partners 2001 - 2002
Alphadog Procurement Management June 2000 - May 2001
BlackRock 1994 - 1994
Skills
Financial Modeling, Management, Due Diligence, Mergers & Acquisitions, Private Equity, E-commerce, Business Strategy, Strategic Planning, Valuation, Strategic Partnerships, Strategy, Financial Analysis, Divestitures, Brand Licensing, Licensing Negotiations, Acquisition Integration, Equity Research, Competitive Analysis, Corporate Development, Analysis, Startups, Business Development, Cross-functional Team..., Microsoft Excel
Education
University of Pennsylvania - The Wharton School 1996 — 2000
Bachelor of Science, Economics, Concentrations in Marketing and Entrepreneurial Management
Mount St. Joseph Academy 1992 — 1996
Ethan Lindbloom's Janney Montgomery Scott Experience October 2012 - Present
Job Vice President Financial Advisor at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott October 2012 - Present
RBC Wealth Management 2005 - October 2012
Legg Mason August 2004 - September 2005
Skills
Series 7, Retirement Planning, Strategic Financial..., Executive Pay, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Series 63, Investment Strategies, Retirement, Estate Planning, Financial Advisory, Investments, Securities, Alternative Investments, Series 65, 401k, Portfolio Management
Education
University of Richmond 1996 — 2001
BA, French
James River HIgh School
Janney Montgomery Scott October 2012 - Present
RBC Wealth Management 2005 - October 2012
Legg Mason August 2004 - September 2005
Skills
Series 7, Retirement Planning, Strategic Financial..., Executive Pay, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Series 63, Investment Strategies, Retirement, Estate Planning, Financial Advisory, Investments, Securities, Alternative Investments, Series 65, 401k, Portfolio Management
Education
University of Richmond 1996 — 2001
BA, French
James River HIgh School
Austin Hoggan's Janney Montgomery Scott Experience August 2010 - April 2011
Job CERTIFIED FINANCIAL PLANNER™ at myCIO Wealth Partners
Industry Investment Management
Experience
myCIO Wealth Partners April 2011 - Present
Janney Montgomery Scott August 2010 - April 2011
Citigroup October 2007 - August 2010
Skills
Financial Modeling, Finance, Financial Analysis, Investments, Fixed Income, Portfolio Management, Equities, Hedge Funds, Valuation, Alternative Investments, Bloomberg
Education
University of Pennsylvania 2002 — 2006
myCIO Wealth Partners April 2011 - Present
Janney Montgomery Scott August 2010 - April 2011
Citigroup October 2007 - August 2010
Skills
Financial Modeling, Finance, Financial Analysis, Investments, Fixed Income, Portfolio Management, Equities, Hedge Funds, Valuation, Alternative Investments, Bloomberg
Education
University of Pennsylvania 2002 — 2006
Lorin Ripley's Janney Montgomery Scott Experience March 1994 - Present
Job Financial Consultant at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott March 1994 - Present
Aetna September 1983 - June 1993
Education
University of Pennsylvania 1976 — 1983
BA, Physical Anthropology, Archaeology, Classical Civilization, American Civilization
Redwood High School 1972 — 1979
HS
Janney Montgomery Scott March 1994 - Present
Aetna September 1983 - June 1993
Education
University of Pennsylvania 1976 — 1983
BA, Physical Anthropology, Archaeology, Classical Civilization, American Civilization
Redwood High School 1972 — 1979
HS
Patrick Kane's Janney Montgomery Scott Experience November 2000 - April 2006
Job Vice President Compliance at Canaccord Genuity
Industry Financial Services
Experience
Canaccord Genuity February 2013 - Present
Knight Equity Markets November 2008 - February 2013
Citigroup April 2006 - November 2008
Janney Montgomery Scott November 2000 - April 2006
Harvey, Young and Yerman September 1998 - November 2000
Skills
Series 7, Series 4, Series 24, Series 63, Series 25, Series 55, Compliance, Excel, Bloomberg, Word, Risk Management, Customer Service, Team Building, Microsoft Office, Fixed Income, Outlook, Coaching, ETFs, Equities, Trading, Electronic Trading, Capital Markets, Access, Writing, Investments, Business Analysis, Options, FINRA, AML, Securities, Derivatives, Financial Services, Financial Risk, Equity Trading, Hedge Funds, Trading Systems
Education
University of Scranton 1994 — 1998
BA, MARKETING
Chaminade High School 1990 — 1994
Canaccord Genuity February 2013 - Present
Knight Equity Markets November 2008 - February 2013
Citigroup April 2006 - November 2008
Janney Montgomery Scott November 2000 - April 2006
Harvey, Young and Yerman September 1998 - November 2000
Skills
Series 7, Series 4, Series 24, Series 63, Series 25, Series 55, Compliance, Excel, Bloomberg, Word, Risk Management, Customer Service, Team Building, Microsoft Office, Fixed Income, Outlook, Coaching, ETFs, Equities, Trading, Electronic Trading, Capital Markets, Access, Writing, Investments, Business Analysis, Options, FINRA, AML, Securities, Derivatives, Financial Services, Financial Risk, Equity Trading, Hedge Funds, Trading Systems
Education
University of Scranton 1994 — 1998
BA, MARKETING
Chaminade High School 1990 — 1994
Andrew M. Kistler, III's Janney Montgomery Scott Experience 2012 - Present
Job Senior Vice President Southeast Regional Manager at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott 2012 - Present
Stifel Financial Corp. 2009 - 2012
Ameriprise Financial 2006 - 2009
Smith Barney 1988 - 2006
Merrill Lynch 1983 - 1988
Education
University of North Carolina at Charlotte - Belk College of Business 1979 — 1983
Bachelor of Arts, Business Administration
Janney Montgomery Scott 2012 - Present
Stifel Financial Corp. 2009 - 2012
Ameriprise Financial 2006 - 2009
Smith Barney 1988 - 2006
Merrill Lynch 1983 - 1988
Education
University of North Carolina at Charlotte - Belk College of Business 1979 — 1983
Bachelor of Arts, Business Administration
Robert Handley's Janney Montgomery Scott Experience 1996 - 2003
Job VP, CCOISC Regional Administrative Officer at CCO Investment Services Corp.
Industry Financial Services
Experience
CCO Investment Services Corp. June 2014 - Present
Barnum Financial Group, an office of Metlife February 2010 - March 2013
Northstar Wealth Partners, LLC November 2008 - February 2010
Genworth Financial August 2003 - September 2008
Janney Montgomery Scott 1996 - 2003
St. Vincent Medical Center June 1985 - January 1996
Skills
Series 7, Risk Management, Wealth Management, Options, FINRA, Trading, Uniform Combined State..., Bonds, Insurance, Advertising, Retirement Planning, 401k, Asset Managment, Securities, Strategic Financial..., Series 63, Customer Service, Mutual Funds, Retirement, Series 65, Financial Services, Investment Advisory, Life Insurance, Sales, Series 24, Asset Allocation, Financial Advisory, Fixed Annuities, Portfolio Management, Alternative Investments, Credit, Investments, Equities, Fixed Income, Health Insurance, Banking, IRAs, Long Term Care Insurance, Finance, Management
Education
University of Connecticut 1987 — 1992
CCO Investment Services Corp. June 2014 - Present
Barnum Financial Group, an office of Metlife February 2010 - March 2013
Northstar Wealth Partners, LLC November 2008 - February 2010
Genworth Financial August 2003 - September 2008
Janney Montgomery Scott 1996 - 2003
St. Vincent Medical Center June 1985 - January 1996
Skills
Series 7, Risk Management, Wealth Management, Options, FINRA, Trading, Uniform Combined State..., Bonds, Insurance, Advertising, Retirement Planning, 401k, Asset Managment, Securities, Strategic Financial..., Series 63, Customer Service, Mutual Funds, Retirement, Series 65, Financial Services, Investment Advisory, Life Insurance, Sales, Series 24, Asset Allocation, Financial Advisory, Fixed Annuities, Portfolio Management, Alternative Investments, Credit, Investments, Equities, Fixed Income, Health Insurance, Banking, IRAs, Long Term Care Insurance, Finance, Management
Education
University of Connecticut 1987 — 1992
Daniel Donlan's Janney Montgomery Scott Experience July 2009 - January 2013
Job Managing Director, Equity Research REITs at Ladenburg Thalmann & Co.
Industry Capital Markets
Experience
Ladenburg Thalmann & Co., Inc. January 2013 - Present
Janney Montgomery Scott July 2009 - January 2013
Janney Montgomery Scott June 2007 - July 2009
BB&T Capital Markets August 2005 - May 2007
BB&T Capital Markets April 2004 - August 2005
Thalhimer Cushman & Wakefield August 2003 - April 2004
Skills
Equities, Valuation, Equity Research, Equity Valuation, Financial Modeling, Series 7, Capital Markets, Leases, Bloomberg, Trading, Hedge Funds, Alternative Investments, Asset Management, Securities, Fixed Income
Education
University of Notre Dame 1999 — 2003
BBA, Finance
Ladenburg Thalmann & Co., Inc. January 2013 - Present
Janney Montgomery Scott July 2009 - January 2013
Janney Montgomery Scott June 2007 - July 2009
BB&T Capital Markets August 2005 - May 2007
BB&T Capital Markets April 2004 - August 2005
Thalhimer Cushman & Wakefield August 2003 - April 2004
Skills
Equities, Valuation, Equity Research, Equity Valuation, Financial Modeling, Series 7, Capital Markets, Leases, Bloomberg, Trading, Hedge Funds, Alternative Investments, Asset Management, Securities, Fixed Income
Education
University of Notre Dame 1999 — 2003
BBA, Finance
Christian Weirich's Janney Montgomery Scott Experience 1997 - 2000
Job Branch Manager at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC April 2015 - Present
Wells Fargo Advisors, LLC. January 2014 - Present
Wells Fargo Advisors, LLC. June 2008 - January 2014
Common Apparel LLC. October 2007 - April 2009
Wachovia Securities September 2000 - June 2008
Janney Montgomery Scott 1997 - 2000
Delaware Investments 1994 - 1997
Skills
Investments, Financial Advisory, Public Speaking, Retirement Plan..., Securities, Mutual Funds, Retirement Planning, Retirement, Finance, ETFs, Financial Services
Education
University of Maryland College Park 1987 — 1991
Wells Fargo Advisors, LLC April 2015 - Present
Wells Fargo Advisors, LLC. January 2014 - Present
Wells Fargo Advisors, LLC. June 2008 - January 2014
Common Apparel LLC. October 2007 - April 2009
Wachovia Securities September 2000 - June 2008
Janney Montgomery Scott 1997 - 2000
Delaware Investments 1994 - 1997
Skills
Investments, Financial Advisory, Public Speaking, Retirement Plan..., Securities, Mutual Funds, Retirement Planning, Retirement, Finance, ETFs, Financial Services
Education
University of Maryland College Park 1987 — 1991
Al Barbato's Janney Montgomery Scott Experience 2008 - April 2009
Job VP Financial Consultant at Santander Investment Services
Industry Financial Services
Experience
Santander Bank, N.A. August 2014 - Present
Cuso Financial Services at Diamond Credit Union October 2012 - August 2014
PNC Investments April 2011 - October 2012
Credit Union of New Jersey/CUSO Financial May 2009 - March 2011
Janney Montgomery Scott 2008 - April 2009
Lincoln Financial 2007 - 2008
Sentinel Funds 2005 - 2007
Evergreen Investments April 1998 - September 2005
Education
University of Louisville 1977 — 1982
Santander Bank, N.A. August 2014 - Present
Cuso Financial Services at Diamond Credit Union October 2012 - August 2014
PNC Investments April 2011 - October 2012
Credit Union of New Jersey/CUSO Financial May 2009 - March 2011
Janney Montgomery Scott 2008 - April 2009
Lincoln Financial 2007 - 2008
Sentinel Funds 2005 - 2007
Evergreen Investments April 1998 - September 2005
Education
University of Louisville 1977 — 1982
David Basile's Janney Montgomery Scott Experience November 2005 - Present
Job Senior VP Financial Advisor Wealth Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott November 2005 - Present
Advest, Inc. January 2002 - November 2005
Tucker Anthony and RL Day January 1984 - January 2002
Merrill Lynch October 1977 - January 1984
Skills
Investments, Series 7, Wealth Management, Securities, Mutual Funds, Series 63, Asset Management, Portfolio Management, Fixed Income, Retirement Planning
Education
UMass Lowell 1973 — 1976
Bachelor of Science in Business, Marketing and Economics
Janney Montgomery Scott November 2005 - Present
Advest, Inc. January 2002 - November 2005
Tucker Anthony and RL Day January 1984 - January 2002
Merrill Lynch October 1977 - January 1984
Skills
Investments, Series 7, Wealth Management, Securities, Mutual Funds, Series 63, Asset Management, Portfolio Management, Fixed Income, Retirement Planning
Education
UMass Lowell 1973 — 1976
Bachelor of Science in Business, Marketing and Economics
Michael D. Kelly's Janney Montgomery Scott Experience 1997 - 2001
Job Senior Director SEI Global Institutional Group
Industry Investment Management
Experience
SEI Investments May 2011 - Present
Canvasback Capital Strategies LLC October 2008 - July 2011
Deutsche Bank Securities 2007 - 2008
The UBS Private Bank 2006 - 2007
Ashbridge Investment Management/Grace Family Office 2001 - 2006
Janney Montgomery Scott 1997 - 2001
Madhouse Munchies 1996 - 1997
Wasmer Schroeder & Company 1994 - 1996
Dow Jones 1992 - 1994
Education
University of Pennsylvania - The Wharton School
SEI Investments May 2011 - Present
Canvasback Capital Strategies LLC October 2008 - July 2011
Deutsche Bank Securities 2007 - 2008
The UBS Private Bank 2006 - 2007
Ashbridge Investment Management/Grace Family Office 2001 - 2006
Janney Montgomery Scott 1997 - 2001
Madhouse Munchies 1996 - 1997
Wasmer Schroeder & Company 1994 - 1996
Dow Jones 1992 - 1994
Education
University of Pennsylvania - The Wharton School
Christopher Baranec's Janney Montgomery Scott Experience 2008 - July 2009
Job LAN Administrator at University of Maryland
Industry Information Technology and Services
Experience
University of Maryland July 2012 - Present
NPower Pennsylvania July 2009 - July 2012
Janney Montgomery Scott 2008 - July 2009
A Friend of Family, Inc. December 2003 - February 2008
Sports Fan Fare October 2007 - November 2007
Education
Wilmington University 2007 — 2009
M.S., Information Technology
Network Learning Institute 2008 — 2008
MCSE, MCSE
University of Delaware 1997 — 2001
BA, Psychology
University of Maryland July 2012 - Present
NPower Pennsylvania July 2009 - July 2012
Janney Montgomery Scott 2008 - July 2009
A Friend of Family, Inc. December 2003 - February 2008
Sports Fan Fare October 2007 - November 2007
Education
Wilmington University 2007 — 2009
M.S., Information Technology
Network Learning Institute 2008 — 2008
MCSE, MCSE
University of Delaware 1997 — 2001
BA, Psychology
James McNaughton's Janney Montgomery Scott Experience November 2001 - Present
Job Managing Director at Janney Montgomery Scott
Industry Investment Banking
Experience
Janney Montgomery Scott November 2001 - Present
GE Capital June 2000 - August 2000
ING Barings LLC 1997 - 1999
Furman Selz LLC 1996 - 1997
Skills
Investment Banking, Private Equity, Private Placements, Valuation, Corporate Development, Corporate Finance, Mergers & Acquisitions, Venture Capital, Capital Markets, LBO, IPO, Alternative Investments, M&A experience, Due Diligence, Financial Modeling
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Finance
University of Pennsylvania - The Wharton School 1992 — 1996
BSE, Finance
Janney Montgomery Scott November 2001 - Present
GE Capital June 2000 - August 2000
ING Barings LLC 1997 - 1999
Furman Selz LLC 1996 - 1997
Skills
Investment Banking, Private Equity, Private Placements, Valuation, Corporate Development, Corporate Finance, Mergers & Acquisitions, Venture Capital, Capital Markets, LBO, IPO, Alternative Investments, M&A experience, Due Diligence, Financial Modeling
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Finance
University of Pennsylvania - The Wharton School 1992 — 1996
BSE, Finance
Alan Latoff, CFA's Janney Montgomery Scott Experience December 2007 - Present
Job VP, Institutional Sales at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott December 2007 - Present
A.G. Edwards May 2006 - October 2007
RBC Capital Markets January 2001 - May 2006
Skills
Fixed Income, Municipalities, Securities, Mutual Funds, Bonds, Portfolio Management, Series 7, Asset Allocation, Series 63, Investment Strategies, Capital Markets, Bloomberg
Education
University of Delaware 1983 — 1988
BS, Business Finance & Marketing
Janney Montgomery Scott December 2007 - Present
A.G. Edwards May 2006 - October 2007
RBC Capital Markets January 2001 - May 2006
Skills
Fixed Income, Municipalities, Securities, Mutual Funds, Bonds, Portfolio Management, Series 7, Asset Allocation, Series 63, Investment Strategies, Capital Markets, Bloomberg
Education
University of Delaware 1983 — 1988
BS, Business Finance & Marketing
Doug Foster's Janney Montgomery Scott Experience August 2009 - Present
Job Director of Risk Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott August 2009 - Present
1717 Capital Management Company July 2002 - November 2008
Nationwide Securities Inc 2003 - 2008
Nationwide Financial Network 2002 - 2008
Nationwide Insurance 2002 - 2008
Nationwide 2001 - 2008
Provident Mutual Life July 1997 - 2002
Provident Mutual 1997 - 2001
Advanta May 1996 - July 1997
Bank of New York (Delaware) September 1987 - May 1997
Skills
Risk Management, Securities, Leadership, Capital Markets, Team Building, Insurance, Management, Series 24, Series 7, FINRA, Mutual Funds, Fixed Annuities, Retirement Planning, AML, Wealth Management, Analysis, Investments, Investment Advisory, Strategic Financial..., Trading, Financial Services, Asset Allocation, Retirement, Equities, Series 6
Education
University of Delaware 1980 — 1984
BS, Criminal Justice
Janney Montgomery Scott August 2009 - Present
1717 Capital Management Company July 2002 - November 2008
Nationwide Securities Inc 2003 - 2008
Nationwide Financial Network 2002 - 2008
Nationwide Insurance 2002 - 2008
Nationwide 2001 - 2008
Provident Mutual Life July 1997 - 2002
Provident Mutual 1997 - 2001
Advanta May 1996 - July 1997
Bank of New York (Delaware) September 1987 - May 1997
Skills
Risk Management, Securities, Leadership, Capital Markets, Team Building, Insurance, Management, Series 24, Series 7, FINRA, Mutual Funds, Fixed Annuities, Retirement Planning, AML, Wealth Management, Analysis, Investments, Investment Advisory, Strategic Financial..., Trading, Financial Services, Asset Allocation, Retirement, Equities, Series 6
Education
University of Delaware 1980 — 1984
BS, Criminal Justice
Shannon McGreevy's Janney Montgomery Scott Experience August 2009 - Present
Job Vice President/Wealth Management
Industry Financial Services
Experience
Janney Montgomery Scott August 2009 - Present
Legg Mason (merged into Smith Barney/Morgan Stanley 1996 - 2009
Education
University of Maryland College Park 1986 — 1990
BA, Government and Politics
Janney Montgomery Scott August 2009 - Present
Legg Mason (merged into Smith Barney/Morgan Stanley 1996 - 2009
Education
University of Maryland College Park 1986 — 1990
BA, Government and Politics
B. Andrew Schmucker's Janney Montgomery Scott Experience August 2008 - 2011
Job Founder and Managing Partner
Industry Financial Services
Experience
Delancey Street Partners, LLC 2012 - Present
Janney Montgomery Scott August 2008 - 2011
Stifel Nicolaus 2006 - August 2008
Legg Mason 1992 - 2005
Skills
Strategy, Private Equity, Investments, Venture Capital, Due Diligence, Corporate Finance, Capital Markets, Equities, Alternative Investments, LBO, Corporate Development, Series 7, Private Placements
Education
University of Pennsylvania 1983 — 1987
B.S.E. / B.A., Finance and History
Delancey Street Partners, LLC 2012 - Present
Janney Montgomery Scott August 2008 - 2011
Stifel Nicolaus 2006 - August 2008
Legg Mason 1992 - 2005
Skills
Strategy, Private Equity, Investments, Venture Capital, Due Diligence, Corporate Finance, Capital Markets, Equities, Alternative Investments, LBO, Corporate Development, Series 7, Private Placements
Education
University of Pennsylvania 1983 — 1987
B.S.E. / B.A., Finance and History
Tony Nerantzis's Janney Montgomery Scott Experience June 1993 - June 2000
Job SVP Wealth Management at Citi Smith Barney
Industry Financial Services
Experience
Citi Smith Barney June 2000 - Present
Janney Montgomery Scott June 1993 - June 2000
Education
University of Maryland College Park
BA Behavioral Sciences, Major in Economics, Concentration in Business Finance
Citi Smith Barney June 2000 - Present
Janney Montgomery Scott June 1993 - June 2000
Education
University of Maryland College Park
BA Behavioral Sciences, Major in Economics, Concentration in Business Finance
Ron Holinsky's Janney Montgomery Scott Experience September 2010 - September 2013
Job Vice President, Chief Compliance Officer & Assistant General Counsel at Lincoln Financial Group
Industry Investment Management
Experience
Lincoln Financial Group September 2013 - Present
Janney Capital Management LLC September 2012 - September 2013
Janney Montgomery Scott September 2010 - September 2013
Legg Mason Investor Services, LLC December 2008 - September 2010
Legg Mason & Co., LLC October 2004 - September 2010
K&L Gates LLP January 2001 - September 2004
US Securities and Exchange Commission August 1997 - December 2000
Skills
Banking, Asset Management, Investments, Investment Advisory, Hedge Funds, Trading, Mutual Funds, Securities, Financial Services, Financial Structuring, Portfolio Management, Management, Business Strategy, Alternative Investments, SEC, Investment Management, ETFs, Investment Company Act, Policy, Private Placements, Options, Series 7, Securities Regulation, Financial Advisory
Education
University of Baltimore School of Law 1993 — 1996
JD, Law
West Virginia University 1988 — 1992
BSBA, Finance
Lincoln Financial Group September 2013 - Present
Janney Capital Management LLC September 2012 - September 2013
Janney Montgomery Scott September 2010 - September 2013
Legg Mason Investor Services, LLC December 2008 - September 2010
Legg Mason & Co., LLC October 2004 - September 2010
K&L Gates LLP January 2001 - September 2004
US Securities and Exchange Commission August 1997 - December 2000
Skills
Banking, Asset Management, Investments, Investment Advisory, Hedge Funds, Trading, Mutual Funds, Securities, Financial Services, Financial Structuring, Portfolio Management, Management, Business Strategy, Alternative Investments, SEC, Investment Management, ETFs, Investment Company Act, Policy, Private Placements, Options, Series 7, Securities Regulation, Financial Advisory
Education
University of Baltimore School of Law 1993 — 1996
JD, Law
West Virginia University 1988 — 1992
BSBA, Finance
Vishnu Kamatam's Janney Montgomery Scott Experience September 2009 - July 2010
Job Sr .Net Developer AIG Advisor Group
Industry Computer Software
Experience
AIG Advisor Group February 2012 - Present
BNY Mellon July 2010 - December 2011
Janney Montgomery Scott September 2009 - July 2010
Janney Montgomery Scott 2009 - 2010
motorola June 2008 - September 2009
Education
University of Northern Virginia 2007 — 2009
MS, Computer science
AIG Advisor Group February 2012 - Present
BNY Mellon July 2010 - December 2011
Janney Montgomery Scott September 2009 - July 2010
Janney Montgomery Scott 2009 - 2010
motorola June 2008 - September 2009
Education
University of Northern Virginia 2007 — 2009
MS, Computer science
David Proctor's Janney Montgomery Scott Experience August 1994 - April 2000
Job Partner, Milestone Partners
Industry Venture Capital & Private Equity
Experience
Milestone Partners September 2009 - Present
Kids Smiles Inc. June 2009 - June 2013
Wind River Holdings April 2000 - September 2009
Philadelphia Mixing Solutions April 2002 - December 2005
Janney Montgomery Scott August 1994 - April 2000
Frank W. Winne & Sons July 1990 - August 1994
International Raw Materials Ltd. June 1987 - July 1990
Skills
Mergers, Private Equity, Restructuring, Strategic Planning, Investment Banking, Business Development, Product Development, Management, Sales Management, Venture Capital, New Business Development, Business Strategy, Acquisitions, Sales, Banking, Product Marketing, Start-ups, Strategic Partnerships, Corporate Finance, Strategy, Financial Analysis, Mergers & Acquisitions, Analysis, Due Diligence, Management Consulting, Entrepreneurship
Education
University of Pennsylvania 2008 — 2010
MSc. Engineering, EMTM Program
University of Pennsylvania - The Wharton School 1983 — 1987
BSc Economics, Finance, Entrepreneurial Mgmt
Milestone Partners September 2009 - Present
Kids Smiles Inc. June 2009 - June 2013
Wind River Holdings April 2000 - September 2009
Philadelphia Mixing Solutions April 2002 - December 2005
Janney Montgomery Scott August 1994 - April 2000
Frank W. Winne & Sons July 1990 - August 1994
International Raw Materials Ltd. June 1987 - July 1990
Skills
Mergers, Private Equity, Restructuring, Strategic Planning, Investment Banking, Business Development, Product Development, Management, Sales Management, Venture Capital, New Business Development, Business Strategy, Acquisitions, Sales, Banking, Product Marketing, Start-ups, Strategic Partnerships, Corporate Finance, Strategy, Financial Analysis, Mergers & Acquisitions, Analysis, Due Diligence, Management Consulting, Entrepreneurship
Education
University of Pennsylvania 2008 — 2010
MSc. Engineering, EMTM Program
University of Pennsylvania - The Wharton School 1983 — 1987
BSc Economics, Finance, Entrepreneurial Mgmt
Nadia Sturgill's Janney Montgomery Scott Experience October 2011 - Present
Job Complex Supervisory Manager, Janney Montgomery Scott LLC
Industry Financial Services
Experience
Janney Montgomery Scott October 2011 - Present
Wells Fargo Advisors, LLC June 2010 - September 2011
Citi Smith Barney June 2004 - December 2008
Citi SMith Barney March 1994 - May 2004
Skills
Management, Human Resources, Finance, Wealth Management, Investments, Asset Management, Risk Management, Series 7, Process Improvement, Series 63, Customer Service, Mutual Funds, Securities, Salesforce.com, FINRA, Life & Health Insurance...
Education
The University of Connecticut 1981 — 1985
BS, Human Resource / Personnel Management
University of Connecticut
Bachelor of Science
Janney Montgomery Scott October 2011 - Present
Wells Fargo Advisors, LLC June 2010 - September 2011
Citi Smith Barney June 2004 - December 2008
Citi SMith Barney March 1994 - May 2004
Skills
Management, Human Resources, Finance, Wealth Management, Investments, Asset Management, Risk Management, Series 7, Process Improvement, Series 63, Customer Service, Mutual Funds, Securities, Salesforce.com, FINRA, Life & Health Insurance...
Education
The University of Connecticut 1981 — 1985
BS, Human Resource / Personnel Management
University of Connecticut
Bachelor of Science
Adam Layne's Janney Montgomery Scott Experience April 2009 - Present
Job Branch Operations Manager at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott April 2009 - Present
Smith Barney January 2000 - November 2008
Education
University of Maryland College Park 1988 — 1991
BS, Criminal Justice
Janney Montgomery Scott April 2009 - Present
Smith Barney January 2000 - November 2008
Education
University of Maryland College Park 1988 — 1991
BS, Criminal Justice
Jeffrey Peck's Janney Montgomery Scott Experience 2002 - 2004
Job Portfolio Manager at Metropolitan West Capital Management
Industry Investment Management
Experience
Metropolitan West Capital Management November 2010 - Present
Metropolitan West Capital Management March 2006 - November 2010
Metropolitan West Capital Management March 2004 - March 2006
Janney Montgomery Scott 2002 - 2004
Bear Stearns 1998 - 2001
Bear Stearns 1996 - 1998
Advanced Interventional Systems 1992 - 1993
Allergan Pharmaceuticals 1986 - 1992
Skills
Fundamental Analysis, Equities, Hedge Funds, Securities, Portfolio Management, Equity Research, Asset Management, Investments, Valuation, Capital Markets, Financial Modeling, Private Equity
Education
New York University - Leonard N. Stern School of Business 1994 — 1996
MBA, Finance
University at Buffalo 1982 — 1986
BS, Mechanical Engineering
Metropolitan West Capital Management November 2010 - Present
Metropolitan West Capital Management March 2006 - November 2010
Metropolitan West Capital Management March 2004 - March 2006
Janney Montgomery Scott 2002 - 2004
Bear Stearns 1998 - 2001
Bear Stearns 1996 - 1998
Advanced Interventional Systems 1992 - 1993
Allergan Pharmaceuticals 1986 - 1992
Skills
Fundamental Analysis, Equities, Hedge Funds, Securities, Portfolio Management, Equity Research, Asset Management, Investments, Valuation, Capital Markets, Financial Modeling, Private Equity
Education
New York University - Leonard N. Stern School of Business 1994 — 1996
MBA, Finance
University at Buffalo 1982 — 1986
BS, Mechanical Engineering
Ben Tenaglia III's Janney Montgomery Scott Experience 1989 - 2000
Job Portfolio Manager
Industry Financial Services
Experience
Bethlehem Area Education Foundation 2012 - Present
Valley National Financial Advisors May 2013 - August 2015
Peapack-Gladstone Bank April 2009 - May 2013
Bethlehem Area School District August 2010 - December 2011
Bethlehem Area School District March 2008 - December 2009
US Trust Bank of America Private Wealth Management 2000 - March 2009
Janney Montgomery Scott 1989 - 2000
First Eastern Bank 1987 - 1989
Northern Central Bank 1983 - 1987
Skills
Investments, Strategic Financial..., Portfolio Management, Investment Advisory, Wealth Management, Financial Analysis, Asset Managment, Asset Management
Education
Villanova University 1972 — 1974
BS, Business Admin (Accounting)
United States Naval Academy
Bethlehem Area Education Foundation 2012 - Present
Valley National Financial Advisors May 2013 - August 2015
Peapack-Gladstone Bank April 2009 - May 2013
Bethlehem Area School District August 2010 - December 2011
Bethlehem Area School District March 2008 - December 2009
US Trust Bank of America Private Wealth Management 2000 - March 2009
Janney Montgomery Scott 1989 - 2000
First Eastern Bank 1987 - 1989
Northern Central Bank 1983 - 1987
Skills
Investments, Strategic Financial..., Portfolio Management, Investment Advisory, Wealth Management, Financial Analysis, Asset Managment, Asset Management
Education
Villanova University 1972 — 1974
BS, Business Admin (Accounting)
United States Naval Academy
John Swanson's Janney Montgomery Scott Experience July 2013 - May 2015
Job Fixed Income Sales
Industry Financial Services
Experience
Janney Montgomery Scott July 2013 - May 2015
Raymond James October 2010 - October 2012
Skills
Microsoft Excel, Microsoft Office, Series 7, Financial Analysis, Customer Service, PowerPoint, Series 63, Banking, Finance, Financial Modeling, Insurance, Investments, Leadership, Marketing, Risk Management, Sales
Education
University of South Carolina - Darla Moore School of Business 2005 — 2010
Bachelor’s Degree, Investment Finance, Real Estate, Management Science
University of South Carolina-Columbia 2005 — 2010
BS in BA, Investment Finance, Management Science, Real Estate
Janney Montgomery Scott July 2013 - May 2015
Raymond James October 2010 - October 2012
Skills
Microsoft Excel, Microsoft Office, Series 7, Financial Analysis, Customer Service, PowerPoint, Series 63, Banking, Finance, Financial Modeling, Insurance, Investments, Leadership, Marketing, Risk Management, Sales
Education
University of South Carolina - Darla Moore School of Business 2005 — 2010
Bachelor’s Degree, Investment Finance, Real Estate, Management Science
University of South Carolina-Columbia 2005 — 2010
BS in BA, Investment Finance, Management Science, Real Estate
Yuan-Ming Guan's Janney Montgomery Scott Experience 2004 - 2009
Job Financial Services Professional
Industry Financial Services
Experience
American Express 2010 - 2014
Data Virtuoso, Inc. 2009 - 2010
Janney Montgomery Scott 2004 - 2009
Janney Montgomery Scott 2001 - 2004
PMG Capital 2000 - 2000
Skills
Valuation, Financial Modeling, Salesforce.com, Direct Sales, Corporate Finance, Private Equity, Investment Banking, Credit Cards
Education
University of Pennsylvania 1997 — 2001
Bachelor of Science, Economics
Central High School
American Express 2010 - 2014
Data Virtuoso, Inc. 2009 - 2010
Janney Montgomery Scott 2004 - 2009
Janney Montgomery Scott 2001 - 2004
PMG Capital 2000 - 2000
Skills
Valuation, Financial Modeling, Salesforce.com, Direct Sales, Corporate Finance, Private Equity, Investment Banking, Credit Cards
Education
University of Pennsylvania 1997 — 2001
Bachelor of Science, Economics
Central High School
Brian Connors's Janney Montgomery Scott Experience March 2013 - June 2014
Job Institutional Salestrader
Industry Financial Services
Experience
Macro Risk Advisors July 2014 - Present
Janney Montgomery Scott March 2013 - June 2014
Janney Montgomery Scott LLC January 2010 - March 2013
Janney Montgomery Scott LLC November 2008 - January 2010
Skills
Investment Strategies, Trading, Relationship Management, Hedge Funds, Series 63, Manage Client..., Sales Management, Series 7, Series 55, Bloomberg, Microsoft Office
Education
University of North Carolina at Chapel Hill 2004 — 2008
Bachelor of Arts (B.A.), Management and Society
Manhasset High School 2000 — 2004
Macro Risk Advisors July 2014 - Present
Janney Montgomery Scott March 2013 - June 2014
Janney Montgomery Scott LLC January 2010 - March 2013
Janney Montgomery Scott LLC November 2008 - January 2010
Skills
Investment Strategies, Trading, Relationship Management, Hedge Funds, Series 63, Manage Client..., Sales Management, Series 7, Series 55, Bloomberg, Microsoft Office
Education
University of North Carolina at Chapel Hill 2004 — 2008
Bachelor of Arts (B.A.), Management and Society
Manhasset High School 2000 — 2004
Foley Michael's Janney Montgomery Scott Experience July 2009 - Present
Job Investment Banking Analyst Financial Institutions Group at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott July 2009 - Present
Education
University of Pennsylvania - The Wharton School 2005 — 2009
B.S., Finance and Accounting
Scranton Prep
Janney Montgomery Scott July 2009 - Present
Education
University of Pennsylvania - The Wharton School 2005 — 2009
B.S., Finance and Accounting
Scranton Prep
Benjamin McKean's Janney Montgomery Scott Experience July 2013 - Present
Job Investment Banking Associate at Janney Montgomery Scott
Industry Investment Banking
Experience
Janney Montgomery Scott July 2013 - Present
Janney Montgomery Scott July 2010 - June 2013
Ipreo June 2009 - August 2009
Skills
Financial Modeling, Valuation, Investment Banking, Financial Analysis, Corporate Finance, Mergers
Education
University of Pennsylvania 2006 — 2010
University of Pennsylvania - The Wharton School 2006 — 2010
BS, Finance, Accounting
Janney Montgomery Scott July 2013 - Present
Janney Montgomery Scott July 2010 - June 2013
Ipreo June 2009 - August 2009
Skills
Financial Modeling, Valuation, Investment Banking, Financial Analysis, Corporate Finance, Mergers
Education
University of Pennsylvania 2006 — 2010
University of Pennsylvania - The Wharton School 2006 — 2010
BS, Finance, Accounting
Eric Edstrom's Janney Montgomery Scott Experience August 2006 - November 2013
Job Affluent Segment Product Strategy SVP at SunTrust
Industry Financial Services
Experience
SunTrust Bank March 2014 - Present
SunTrust March 2014 - Present
Janney Montgomery Scott August 2006 - November 2013
GE Capital June 2004 - May 2006
Citi October 1999 - July 2004
OppenheimerFunds August 1998 - June 1999
Bank of America (formerly MBNA America Bank) December 1990 - August 1998
Other Career Experiences 1987 - 1990
Skills
Financial Services, Portfolio Management, Banking, Strategic Partnerships, Mergers & Acquisitions, Business Development, Credit, Marketing, Credit Cards, Sales, Sales Operations, Wealth Management, Mergers, CRM, Finance, Investments, Mutual Funds, Strategy, Management, Relationship Management, Series 7, Executive Management, Leadership
Education
University of Delaware 1984 — 1985
BA, Political Science - Economics
Jamesville DeWitt HS
SunTrust Bank March 2014 - Present
SunTrust March 2014 - Present
Janney Montgomery Scott August 2006 - November 2013
GE Capital June 2004 - May 2006
Citi October 1999 - July 2004
OppenheimerFunds August 1998 - June 1999
Bank of America (formerly MBNA America Bank) December 1990 - August 1998
Other Career Experiences 1987 - 1990
Skills
Financial Services, Portfolio Management, Banking, Strategic Partnerships, Mergers & Acquisitions, Business Development, Credit, Marketing, Credit Cards, Sales, Sales Operations, Wealth Management, Mergers, CRM, Finance, Investments, Mutual Funds, Strategy, Management, Relationship Management, Series 7, Executive Management, Leadership
Education
University of Delaware 1984 — 1985
BA, Political Science - Economics
Jamesville DeWitt HS
Gerry Maisner's Janney Montgomery Scott Experience Resident complex managerWachovia SecuritesJanuary 1998 - February 2002
Job Sr VP at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott Resident complex managerWachovia SecuritesJanuary 1998 - February 2002
Education
University of South Florida 1975 — 1978
BS, Accounting & FInance
Janney Montgomery Scott Resident complex managerWachovia SecuritesJanuary 1998 - February 2002
Education
University of South Florida 1975 — 1978
BS, Accounting & FInance
Jonathan Sundberg's Janney Montgomery Scott Experience June 2008 - August 2015
Job Senior Managing Consultant at The PFM Group
Industry Financial Services
Experience
The PFM Group August 2015 - Present
Janney Montgomery Scott June 2008 - August 2015
Education
Tulane University
BSM, Finance, Legal Studies In Business
The PFM Group August 2015 - Present
Janney Montgomery Scott June 2008 - August 2015
Education
Tulane University
BSM, Finance, Legal Studies In Business
Colin Quinn, CFA's Janney Montgomery Scott Experience May 2007 - Present
Job Accountant at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott May 2007 - Present
Janney Montgomery Scott LLC May 2006 - August 2006
Skills
Financial Analysis, Strategic Financial..., Financial Reporting, Asset Allocation, Finance, Portfolio Management, Risk Management, Financial Modeling, Equities, Investments, Asset Management, Fixed Income, Mutual Funds, Microsoft Office, Financial Planning, Securities, Valuation, Alternative Investments
Education
University of Pennsylvania 2003 — 2007
BA, Economics
Janney Montgomery Scott May 2007 - Present
Janney Montgomery Scott LLC May 2006 - August 2006
Skills
Financial Analysis, Strategic Financial..., Financial Reporting, Asset Allocation, Finance, Portfolio Management, Risk Management, Financial Modeling, Equities, Investments, Asset Management, Fixed Income, Mutual Funds, Microsoft Office, Financial Planning, Securities, Valuation, Alternative Investments
Education
University of Pennsylvania 2003 — 2007
BA, Economics
Robert Dickey's Janney Montgomery Scott Experience July 2013 - July 2014
Job Associate, Strategy and Corporate Development at Constant Contact
Industry Computer Software
Experience
Constant Contact August 2014 - Present
Janney Montgomery Scott July 2013 - July 2014
Janney Montgomery Scott August 2010 - June 2013
The PFM Group July 2009 - July 2010
Skills
Series 79, Valuation, Private Equity, Financial Modeling, Fixed Income, Investment Banking, Capital Markets, Equities, Alternative Investments, Series 7, Bloomberg, FINRA, Equity Research, Securities, Series 63, Hedge Funds, Corporate Development, Due Diligence
Education
University of Pennsylvania 2005 — 2009
Bachelor's Degree, Double Major: Economics & Psychology
Chestnut Hill Academy
High School
Constant Contact August 2014 - Present
Janney Montgomery Scott July 2013 - July 2014
Janney Montgomery Scott August 2010 - June 2013
The PFM Group July 2009 - July 2010
Skills
Series 79, Valuation, Private Equity, Financial Modeling, Fixed Income, Investment Banking, Capital Markets, Equities, Alternative Investments, Series 7, Bloomberg, FINRA, Equity Research, Securities, Series 63, Hedge Funds, Corporate Development, Due Diligence
Education
University of Pennsylvania 2005 — 2009
Bachelor's Degree, Double Major: Economics & Psychology
Chestnut Hill Academy
High School
Stu Levine, Ph.D.'s Janney Montgomery Scott Experience January 1992 - January 1994
Job Full Mirror, LLC
Industry Management Consulting
Experience
Oceana Therapeutics, Inc August 2009 - October 2011
EKR Therapeutics October 2007 - June 2010
Esprit Pharma June 2005 - August 2007
Valera Pharmaceuticals March 2005 - June 2007
ESP Pharma May 2002 - March 2005
Roberts Pharmaceutical June 1995 - March 2001
Janney Montgomery Scott January 1992 - January 1994
Gruntal & Co January 1983 - January 1992
Brookhaven National Laboratory January 1980 - January 1983
Skills
Pharmaceutical Industry, Biotechnology, Product Launch, Strategic Planning, Account Management, Investor Relations, Healthcare, Crisis Communications, Marketing, Market Research, Medical Devices, Public Relations
Education
University of Pittsburgh 1968 — 1973
Doctor of Philosophy (Ph.D.), Physical Chemistry, Photokinetics
Oceana Therapeutics, Inc August 2009 - October 2011
EKR Therapeutics October 2007 - June 2010
Esprit Pharma June 2005 - August 2007
Valera Pharmaceuticals March 2005 - June 2007
ESP Pharma May 2002 - March 2005
Roberts Pharmaceutical June 1995 - March 2001
Janney Montgomery Scott January 1992 - January 1994
Gruntal & Co January 1983 - January 1992
Brookhaven National Laboratory January 1980 - January 1983
Skills
Pharmaceutical Industry, Biotechnology, Product Launch, Strategic Planning, Account Management, Investor Relations, Healthcare, Crisis Communications, Marketing, Market Research, Medical Devices, Public Relations
Education
University of Pittsburgh 1968 — 1973
Doctor of Philosophy (Ph.D.), Physical Chemistry, Photokinetics
James A. Simms's Janney Montgomery Scott Experience 2004 - 2007
Job Chief Financial Officer, Vicor Corporation
Industry Electrical/Electronic Manufacturing
Experience
Vicor Corporation (NASDAQ:VICR) April 2008 - Present
PAR Technology Corporation (NYSE:PAR) 2001 - May 2014
Needham & Company 2007 - 2008
Janney Montgomery Scott 2004 - 2007
Adams, Harkness & Hill, Inc. 1997 - 2004
Skills
Executive Management, Financial Reporting, Financial Modeling, Corporate Governance, Corporate Finance, Capital Structure, Manufacturing Operations, Management Accounting, Cost Control, Corporate Tax, IR, International Operations, Strategic Planning, Corporate Development, Competitive Analysis, Mergers & Acquisitions, Strategic Partnerships, Valuation Modeling, Regulatory Compliance, Securities Regulation, Enterprise IT..., Transfer Pricing, Treasury Management, New Business Development, Start-ups, Private Equity, Cross-functional Team..., Team Building, Product Development, Product Management
Education
University of Pennsylvania - The Wharton School 1985 — 1987
MBA
University of Virginia 1977 — 1981
BA
Vicor Corporation (NASDAQ:VICR) April 2008 - Present
PAR Technology Corporation (NYSE:PAR) 2001 - May 2014
Needham & Company 2007 - 2008
Janney Montgomery Scott 2004 - 2007
Adams, Harkness & Hill, Inc. 1997 - 2004
Skills
Executive Management, Financial Reporting, Financial Modeling, Corporate Governance, Corporate Finance, Capital Structure, Manufacturing Operations, Management Accounting, Cost Control, Corporate Tax, IR, International Operations, Strategic Planning, Corporate Development, Competitive Analysis, Mergers & Acquisitions, Strategic Partnerships, Valuation Modeling, Regulatory Compliance, Securities Regulation, Enterprise IT..., Transfer Pricing, Treasury Management, New Business Development, Start-ups, Private Equity, Cross-functional Team..., Team Building, Product Development, Product Management
Education
University of Pennsylvania - The Wharton School 1985 — 1987
MBA
University of Virginia 1977 — 1981
BA
Michael Greb's Janney Montgomery Scott Experience October 1981 - Present
Job 1st. Vice President, AWMA, RIA at Janney Montgomery Scott
Industry
Experience
Janney Montgomery Scott October 1981 - Present
Education
University of Pittsburgh 1979 — 1981
BA, Economics
Janney Montgomery Scott October 1981 - Present
Education
University of Pittsburgh 1979 — 1981
BA, Economics
Elizabeth Thompson-Ambrose's Janney Montgomery Scott Experience March 1998 - March 2007
Job Senior Registered Associate at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Private Wealth Management Front Street Group February 2013 - Present
Boenning & Scattergood, Inc. February 2008 - July 2011
Janney Montgomery Scott March 1998 - March 2007
Skills
Series 7, Wealth Management, Securities, Asset Allocation, Investments, Investment Advisory, Mutual Funds, Alternative Investments, Equities, Asset Management, Retirement Planning, Portfolio Management, Financial Advisory, Financial Planning
Education
University of Alabama
Morgan Stanley Private Wealth Management Front Street Group February 2013 - Present
Boenning & Scattergood, Inc. February 2008 - July 2011
Janney Montgomery Scott March 1998 - March 2007
Skills
Series 7, Wealth Management, Securities, Asset Allocation, Investments, Investment Advisory, Mutual Funds, Alternative Investments, Equities, Asset Management, Retirement Planning, Portfolio Management, Financial Advisory, Financial Planning
Education
University of Alabama
Celia Panzer's Janney Montgomery Scott Experience July 1997 - October 2001
Job Solutions Provider for Investment Management and Retirement Plans for Individuals and Small Businesses.
Industry Financial Services
Experience
Wealth Management of Delaware Valley, LLC June 2012 - Present
LifeMark Securities Corp April 2012 - Present
Janney Montgomery Scott July 1997 - October 2001
Morgan Stanley January 1987 - June 1997
Skills
Customer Service, Business Strategy, Investments, Sales, Entrepreneurship, Team Leadership, Small Business, Retirement Planning, Financial Services, Mutual Funds, Management, Portfolio Management, Securities, Wealth Management, Market Research, Insurance, Financial Analysis, Business Planning, Strategic Planning, Risk Management, Strategic Financial..., Leadership, Business Development, Strategy, Start-ups, Banking, Financial Planning, Team Building, Social Media, Marketing, Social Media Marketing, Public Speaking, Social Networking, Finance, Retirement, Asset Management, Financial Advisory, Marketing Strategy, Microsoft Office
Education
University of Delaware 1979 — 1984
BA/BS, Economics and Technical Writing
Wealth Management of Delaware Valley, LLC June 2012 - Present
LifeMark Securities Corp April 2012 - Present
Janney Montgomery Scott July 1997 - October 2001
Morgan Stanley January 1987 - June 1997
Skills
Customer Service, Business Strategy, Investments, Sales, Entrepreneurship, Team Leadership, Small Business, Retirement Planning, Financial Services, Mutual Funds, Management, Portfolio Management, Securities, Wealth Management, Market Research, Insurance, Financial Analysis, Business Planning, Strategic Planning, Risk Management, Strategic Financial..., Leadership, Business Development, Strategy, Start-ups, Banking, Financial Planning, Team Building, Social Media, Marketing, Social Media Marketing, Public Speaking, Social Networking, Finance, Retirement, Asset Management, Financial Advisory, Marketing Strategy, Microsoft Office
Education
University of Delaware 1979 — 1984
BA/BS, Economics and Technical Writing
Joy S. Clary's Janney Montgomery Scott Experience March 2013 - March 2015
Job Registered Client Associate at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors March 2015 - Present
Janney Montgomery Scott March 2013 - March 2015
Wells Fargo Advisors January 2012 - March 2013
LPL Financial July 2011 - January 2012
LPL Financial August 2010 - July 2011
BB&T Investment Services July 2002 - May 2010
Smith Barney 1998 - 2002
Skills
Microsoft Office, Management, Beta, Oracle, IBPM and..., Training, Business Development, Program Management, Marketing, SharePoint, Coaching, Customer Service, Sales Management, Team Management, Investments, Mutual Funds, Securities
Education
University of North Carolina at Wilmington
Wells Fargo Advisors March 2015 - Present
Janney Montgomery Scott March 2013 - March 2015
Wells Fargo Advisors January 2012 - March 2013
LPL Financial July 2011 - January 2012
LPL Financial August 2010 - July 2011
BB&T Investment Services July 2002 - May 2010
Smith Barney 1998 - 2002
Skills
Microsoft Office, Management, Beta, Oracle, IBPM and..., Training, Business Development, Program Management, Marketing, SharePoint, Coaching, Customer Service, Sales Management, Team Management, Investments, Mutual Funds, Securities
Education
University of North Carolina at Wilmington
Teresa Barbour's Janney Montgomery Scott Experience November 2009 - Present
Job Human Resources Operations Manager at Janney Montgomery Scott
Industry
Experience
Janney Montgomery Scott November 2009 - Present
TransitCenter, Inc. 2004 - 2006
Ziff Brothers Investments 2003 - 2004
American Fidelity April 1998 - July 2003
Skills
HRIS Implementations..., ADP Payroll, Analysis, Analytics, Applicant Tracking..., Benefits Administration, Business Analysis, Employee Benefits, Employee Relations, FMLA, HRIS, Human Resources, Onboarding, Management, Organizational..., Deferred Compensation, Employee Training, Performance Management, Personnel Management, Workforce Planning, Vendor Management, Talent Management, Talent Acquisition, Succession Planning, Recruiting, Strategy, Training
Education
University of Oklahoma 1996 — 2000
Business
Janney Montgomery Scott November 2009 - Present
TransitCenter, Inc. 2004 - 2006
Ziff Brothers Investments 2003 - 2004
American Fidelity April 1998 - July 2003
Skills
HRIS Implementations..., ADP Payroll, Analysis, Analytics, Applicant Tracking..., Benefits Administration, Business Analysis, Employee Benefits, Employee Relations, FMLA, HRIS, Human Resources, Onboarding, Management, Organizational..., Deferred Compensation, Employee Training, Performance Management, Personnel Management, Workforce Planning, Vendor Management, Talent Management, Talent Acquisition, Succession Planning, Recruiting, Strategy, Training
Education
University of Oklahoma 1996 — 2000
Business
Bob P. Hodges Jr., CFS's Janney Montgomery Scott Experience September 1999 - July 2005
Job Branch Manager at Capital Guardian Wealth Management
Industry Financial Services
Experience
Capital Guardian Wealth Management February 2015 - Present
Capital Guardian Wealth Management October 2010 - Present
Capital Guardian LLC October 2010 - August 2011
Moors & Cabot July 2005 - October 2010
Janney Montgomery Scott September 1999 - July 2005
Paine Webber September 1997 - September 1999
Great Western Financial Services June 1992 - September 1997
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Estate Planning, Public Speaking, Budgets, Retirement, Insurance, Investment Advisory, Portfolio Management, Series 7, Strategic Planning, Tax, Asset Managment, Asset Allocation, Investment Strategies, Financial Advisory, Customer Service, Mutual Funds
Education
University of Central Florida 1985 — 1989
Bachelor of Arts (BA), Political Science - Pre Law
Admiral Farragut Academy 1979 — 1984
Capital Guardian Wealth Management February 2015 - Present
Capital Guardian Wealth Management October 2010 - Present
Capital Guardian LLC October 2010 - August 2011
Moors & Cabot July 2005 - October 2010
Janney Montgomery Scott September 1999 - July 2005
Paine Webber September 1997 - September 1999
Great Western Financial Services June 1992 - September 1997
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Estate Planning, Public Speaking, Budgets, Retirement, Insurance, Investment Advisory, Portfolio Management, Series 7, Strategic Planning, Tax, Asset Managment, Asset Allocation, Investment Strategies, Financial Advisory, Customer Service, Mutual Funds
Education
University of Central Florida 1985 — 1989
Bachelor of Arts (BA), Political Science - Pre Law
Admiral Farragut Academy 1979 — 1984
Tony Emanuel's Janney Montgomery Scott Experience January 2005 - Present
Job
Industry Financial Services
Experience
Janney Montgomery Scott January 2005 - Present
UBS 2000 - 2005
Skills
Retirement Planning, Series 7, Series 63, Wealth Management, Asset Allocation, Investment Advisory, Investments, Mutual Funds, Fixed Income, Alternative Investments, Estate Planning, Investment Strategies, Financial Modeling, Strategic Financial..., Bloomberg, Bonds
Education
University of South Florida 1968 — 1970
B.A., Accounting
University of Florida 1965 — 1966
Janney Montgomery Scott January 2005 - Present
UBS 2000 - 2005
Skills
Retirement Planning, Series 7, Series 63, Wealth Management, Asset Allocation, Investment Advisory, Investments, Mutual Funds, Fixed Income, Alternative Investments, Estate Planning, Investment Strategies, Financial Modeling, Strategic Financial..., Bloomberg, Bonds
Education
University of South Florida 1968 — 1970
B.A., Accounting
University of Florida 1965 — 1966
John Dalsheim's Janney Montgomery Scott Experience May 1998 - Present
Job Wealth Management Advisor at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott May 1998 - Present
Skills
Series 7, Series 63, Series 65, Irrevocable Life...
Education
Trinity College-Hartford
Janney Montgomery Scott May 1998 - Present
Skills
Series 7, Series 63, Series 65, Irrevocable Life...
Education
Trinity College-Hartford
Bill Kimball's Janney Montgomery Scott Experience 2011 - Present
Job Director at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott 2011 - Present
Sterne Agee 2006 - 2011
Raymond James Financial Inc. 2004 - 2006
Jefferies & Company 2002 - 2004
Fidelity Capital Markets 1998 - 2002
Hoeing & Associates 1996 - 1998
Smith Barney 1993 - 1995
Lynch Murphy Walsh ( Codman Co) Real Estate 1987 - 1993
Spaulding & Slye Colliers 1981 - 1986
Xerox 1978 - 1981
Education
Tabor Academy
High School
University of New Hampshire
BS, Business - Whittemore School of Business
Janney Montgomery Scott 2011 - Present
Sterne Agee 2006 - 2011
Raymond James Financial Inc. 2004 - 2006
Jefferies & Company 2002 - 2004
Fidelity Capital Markets 1998 - 2002
Hoeing & Associates 1996 - 1998
Smith Barney 1993 - 1995
Lynch Murphy Walsh ( Codman Co) Real Estate 1987 - 1993
Spaulding & Slye Colliers 1981 - 1986
Xerox 1978 - 1981
Education
Tabor Academy
High School
University of New Hampshire
BS, Business - Whittemore School of Business
Andrew Wunsch's Janney Montgomery Scott Experience May 2006 - September 2008
Job Mediator at A.W. Mediation
Industry Alternative Dispute Resolution
Experience
A.W. Mediation December 2009 - Present
South County Financial Advisors, LLC October 2008 - Present
Janney Montgomery Scott May 2006 - September 2008
Advest, Inc. August 2000 - April 2006
Prudential Securities, Inc. May 1994 - August 2000
Tucker Anthony, Inc. November 1990 - May 1994
E.F. Hutton / Shearson Lehman Brothers August 1987 - November 1990
Moseley, Hallgarten, Estabrook & Weeden August 1986 - August 1987
Skills
Securities Mediation, Divorce Mediation, Securities, FINRA, Retirement Planning, Mediation, Dispute Resolution, Wealth Management, Investment Advisory, Asset Allocation, Investments, Alternative Investments, Asset Management, Bonds, Capital Markets, Equities, Finance, Financial Advisory, Financial Services, Fixed Income, Hedge Funds, Investment Management, Options, Portfolio Management, Retirement, Securities Regulation, Series 24
Education
University of Hartford 1982 — 1986
Bachelor of Science, Business Administration
A.W. Mediation December 2009 - Present
South County Financial Advisors, LLC October 2008 - Present
Janney Montgomery Scott May 2006 - September 2008
Advest, Inc. August 2000 - April 2006
Prudential Securities, Inc. May 1994 - August 2000
Tucker Anthony, Inc. November 1990 - May 1994
E.F. Hutton / Shearson Lehman Brothers August 1987 - November 1990
Moseley, Hallgarten, Estabrook & Weeden August 1986 - August 1987
Skills
Securities Mediation, Divorce Mediation, Securities, FINRA, Retirement Planning, Mediation, Dispute Resolution, Wealth Management, Investment Advisory, Asset Allocation, Investments, Alternative Investments, Asset Management, Bonds, Capital Markets, Equities, Finance, Financial Advisory, Financial Services, Fixed Income, Hedge Funds, Investment Management, Options, Portfolio Management, Retirement, Securities Regulation, Series 24
Education
University of Hartford 1982 — 1986
Bachelor of Science, Business Administration
Gresham Cooney's Janney Montgomery Scott Experience 1987 - 1991
Job Branch Manager at BestVest Investments Ltd
Industry Financial Services
Experience
BestVest Investments Ltd September 2001 - Present
Janney Montgomery Scott 1987 - 1991
Skills
Mortgage Lending, Investments, Securities, Series 7, Series 63, Mutual Funds, Investment Advisory
Education
University of Richmond 1978 — 1982
Bachelor of Arts (B.A.), Economics, History
BestVest Investments Ltd September 2001 - Present
Janney Montgomery Scott 1987 - 1991
Skills
Mortgage Lending, Investments, Securities, Series 7, Series 63, Mutual Funds, Investment Advisory
Education
University of Richmond 1978 — 1982
Bachelor of Arts (B.A.), Economics, History
Jim Paley's Janney Montgomery Scott Experience December 2005 - Present
Job Senior Vice President Investments at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott December 2005 - Present
Salomon Smith Barney September 2000 - December 2005
First Union Securities August 2000 - September 2000
First Albany Corporation August 1984 - August 2000
Prudential-Bache Securities, Ince October 1981 - August 1984
Education
University of Miami 1969 — 1971
Bachelor of Arts (B.A.), Human Relations
Janney Montgomery Scott December 2005 - Present
Salomon Smith Barney September 2000 - December 2005
First Union Securities August 2000 - September 2000
First Albany Corporation August 1984 - August 2000
Prudential-Bache Securities, Ince October 1981 - August 1984
Education
University of Miami 1969 — 1971
Bachelor of Arts (B.A.), Human Relations
Max Fox's Janney Montgomery Scott Experience October 2012 - Present
Job Vice President at Janney Montgomery Scott
Industry Capital Markets
Experience
Janney Montgomery Scott October 2012 - Present
MPS Fixed Income - First New York Securities July 2010 - October 2012
NYSE Euronext 2009 - 2009
Education
University of Delaware 2006 — 2010
Bachelor of Science (BS), Major in Finance and Economics, Minor in Women's Studies
Janney Montgomery Scott October 2012 - Present
MPS Fixed Income - First New York Securities July 2010 - October 2012
NYSE Euronext 2009 - 2009
Education
University of Delaware 2006 — 2010
Bachelor of Science (BS), Major in Finance and Economics, Minor in Women's Studies
James Stambaugh's Janney Montgomery Scott Experience June 1986 - July 2007
Job Senior Vice President, Portfolio Manager Solutions Program at Stifel Financial Corp.
Industry Financial Services
Experience
Stifel Financial Corp. October 2014 - Present
Morgan Stanley Smith Barney July 2007 - October 2014
Janney Montgomery Scott June 1986 - July 2007
Merrill Lynch November 1983 - June 1986
Skills
Equities, Series 7, Asset Management, Alternative Investments, Mutual Funds, Portfolio Management, Wealth Management, Investments, Asset Allocation, Capital Markets, Financial Services, Fixed Income, Retirement Planning, Securities
Education
Wharton School, University of Pennsylvania 1979 — 1983
bs, Accounting and Finance
Stifel Financial Corp. October 2014 - Present
Morgan Stanley Smith Barney July 2007 - October 2014
Janney Montgomery Scott June 1986 - July 2007
Merrill Lynch November 1983 - June 1986
Skills
Equities, Series 7, Asset Management, Alternative Investments, Mutual Funds, Portfolio Management, Wealth Management, Investments, Asset Allocation, Capital Markets, Financial Services, Fixed Income, Retirement Planning, Securities
Education
Wharton School, University of Pennsylvania 1979 — 1983
bs, Accounting and Finance
Cindy Olson's Janney Montgomery Scott Experience January 2003 - Present
Job Director Equity Sales at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott January 2003 - Present
Credit Suisse January 1999 - December 2002
Citi January 1991 - December 1998
Skills
Equity Research, Bloomberg, Capital Markets, Equities, Series 7, Mutual Funds, Series 63, Institutional, Equity Sales
Education
University of Delaware 1977 — 1981
Bachelor of Science (BS), Business/Marketing
Janney Montgomery Scott January 2003 - Present
Credit Suisse January 1999 - December 2002
Citi January 1991 - December 1998
Skills
Equity Research, Bloomberg, Capital Markets, Equities, Series 7, Mutual Funds, Series 63, Institutional, Equity Sales
Education
University of Delaware 1977 — 1981
Bachelor of Science (BS), Business/Marketing
Lisa Pickett's Janney Montgomery Scott Experience September 2005 - December 2008
Job Financial Reporting Specialist
Industry Financial Services
Experience
BNY Mellon October 2012 - Present
JPMorgan Chase 2011 - 2011
Janney Montgomery Scott September 2005 - December 2008
Delaware Investments, a member of the Macquarie Group April 2001 - September 2005
Skills
Mutual Funds, Microsoft Excel, Risk Management, Insurance, Access, Outlook, Microsoft Office, PowerPoint, Microsoft Word, Financial Statements, Customer Service, Account Reconciliation
Education
University of Phoenix
BNY Mellon October 2012 - Present
JPMorgan Chase 2011 - 2011
Janney Montgomery Scott September 2005 - December 2008
Delaware Investments, a member of the Macquarie Group April 2001 - September 2005
Skills
Mutual Funds, Microsoft Excel, Risk Management, Insurance, Access, Outlook, Microsoft Office, PowerPoint, Microsoft Word, Financial Statements, Customer Service, Account Reconciliation
Education
University of Phoenix
Ryan Shugrue's Janney Montgomery Scott Experience July 2010 - Present
Job Investment Analyst at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott July 2010 - Present
Bluefin Investment Management May 2009 - August 2009
Skills
Due Diligence, Series 7, Series 66, CFA Level II Candidate
Education
University of Richmond 2006 — 2010
Bachelor of Arts (B.A.), International Economics
Janney Montgomery Scott July 2010 - Present
Bluefin Investment Management May 2009 - August 2009
Skills
Due Diligence, Series 7, Series 66, CFA Level II Candidate
Education
University of Richmond 2006 — 2010
Bachelor of Arts (B.A.), International Economics
James Pettit's Janney Montgomery Scott Experience February 2007 - Present
Job Vice President Investments at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott February 2007 - Present
Advest/Merrill Lynch 2001 - 2007
Smith Barney Harris Upham 1986 - 2001
Skills
Accredited Asset..., Certified Range Safety...
Education
Bordentown Military Institute 1971 — 1972
University of Hartford
University of Hartford
Janney Montgomery Scott February 2007 - Present
Advest/Merrill Lynch 2001 - 2007
Smith Barney Harris Upham 1986 - 2001
Skills
Accredited Asset..., Certified Range Safety...
Education
Bordentown Military Institute 1971 — 1972
University of Hartford
University of Hartford
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY