J.P. Morgan Securities LLC
Industry: Securities brokerage company
DescriptionHeadquarters: New York City, NY Subsidiaries: J.P. Morgan Securities, Parent organizations: JPMorgan Chase, Bear Stearns,
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J.P. Morgan Securities LLC Employees
Employee
Years
Job
Industry
Gregory Baldwin Gregory Baldwin's J.P. Morgan Securities LLC Experience February 2015 - Present
Job Financial Advisor Associate at J.P. Morgan Securities LLC
Industry Health, Wellness and Fitness
Experience
J.P. Morgan Securities LLC February 2015 - Present
Greg Baldwin Fitness LLC 2010 - Present
JP Morgan Chase Bank N.A. November 2013 - February 2015
Merrill Lynch 2007 - 2009
Education
New York University 2015 — 2017
Bachelor's Degree, Economics
University of Minnesota-Twin Cities 1997 — 2002
Bachelor of Arts (B.A.), Marketing
J.P. Morgan Securities LLC February 2015 - Present
Greg Baldwin Fitness LLC 2010 - Present
JP Morgan Chase Bank N.A. November 2013 - February 2015
Merrill Lynch 2007 - 2009
Education
New York University 2015 — 2017
Bachelor's Degree, Economics
University of Minnesota-Twin Cities 1997 — 2002
Bachelor of Arts (B.A.), Marketing
Albert A Seraydar Albert A Seraydar's J.P. Morgan Securities LLC Experience March 2015 - Present
Job Vice President / Financial Advisor Associate at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC March 2015 - Present
AXA Advisors January 2014 - March 2015
School Board of Broward County October 2003 - December 2013
Self-Employed July 2001 - October 2003
Reed Business Information March 1998 - June 2001
The New York Times November 1994 - March 1998
Deloitte &Touche July 1992 - November 1994
Citicorp / Citibank August 1985 - August 1990
Education
Rutgers, The State University of New Jersey - Rutgers Business School 1990 — 1992
Master of Business Administration (M.B.A.), Accounting / Economics, 3.95 / 4.0
Pace University - Lubin School of Business 1982 — 1986
Bachelor of Business Administration (B.B.A.), Marketing / Finance, 3.83 / 4.0
J.P. Morgan Securities LLC March 2015 - Present
AXA Advisors January 2014 - March 2015
School Board of Broward County October 2003 - December 2013
Self-Employed July 2001 - October 2003
Reed Business Information March 1998 - June 2001
The New York Times November 1994 - March 1998
Deloitte &Touche July 1992 - November 1994
Citicorp / Citibank August 1985 - August 1990
Education
Rutgers, The State University of New Jersey - Rutgers Business School 1990 — 1992
Master of Business Administration (M.B.A.), Accounting / Economics, 3.95 / 4.0
Pace University - Lubin School of Business 1982 — 1986
Bachelor of Business Administration (B.B.A.), Marketing / Finance, 3.83 / 4.0
Gandy Pierre Louis, CFP® Gandy Pierre Louis, CFP®'s J.P. Morgan Securities LLC Experience June 2008 - January 2014
Job CERTIFIED FINANCIAL PLANNER™
Industry Banking
Experience
J.P. Morgan Chase bank N.A. February 2014 - Present
J.P. Morgan Securities LLC June 2008 - January 2014
Dania Furniture 2006 - 2007
Education
Northwestern University 2011 — 2012
Certified Financial Planning Certification
Saint Xavier University 1997 — 1998
Graham School of Management, Financial Trading and Practices
University of Illinois at Urbana-Champaign 1990 — 1995
Bachelor, Commerce
Evanston Township High School
J.P. Morgan Chase bank N.A. February 2014 - Present
J.P. Morgan Securities LLC June 2008 - January 2014
Dania Furniture 2006 - 2007
Education
Northwestern University 2011 — 2012
Certified Financial Planning Certification
Saint Xavier University 1997 — 1998
Graham School of Management, Financial Trading and Practices
University of Illinois at Urbana-Champaign 1990 — 1995
Bachelor, Commerce
Evanston Township High School
Jonathan Dobberstein Jonathan Dobberstein's J.P. Morgan Securities LLC Experience July 2006 - June 2013
Job
Industry Consumer Goods
Experience
Nike June 2014 - August 2014
J.P. Morgan Securities LLC July 2006 - June 2013
Education
MIT Sloan School of Management 2013 — 2015
Master of Business Administration (M.B.A.)
University of Michigan - Stephen M. Ross School of Business 2002 — 2006
Bachelor of Business Administration (B.B.A.)
Nike June 2014 - August 2014
J.P. Morgan Securities LLC July 2006 - June 2013
Education
MIT Sloan School of Management 2013 — 2015
Master of Business Administration (M.B.A.)
University of Michigan - Stephen M. Ross School of Business 2002 — 2006
Bachelor of Business Administration (B.B.A.)
Drew Keppy Drew Keppy's J.P. Morgan Securities LLC Experience August 2006 - December 2012
Job Financial Advisor
Industry Financial Services
Experience
Level Four Advisory Services, LLC December 2012 - Present
JP Morgan Securities LLC August 2006 - December 2012
A.G. Edwards & Sons, Inc. March 2001 - August 2006
Skills
Series 7, Retirement Planning, Series 63, Asset Allocation, Financial Advisory, Investments, Mutual Funds, Uniform Combined State..., Strategic Financial..., Wealth Management, Investment Advisory, Investment Strategies, Retirement, Portfolio Management, Securities, Financial Modeling, Asset Managment, Equities, Fixed Income, Estate Planning
Education
Aurora University 2005 — 2007
MBA
Aurora University 1996 — 2000
BS, Finance
Level Four Advisory Services, LLC December 2012 - Present
JP Morgan Securities LLC August 2006 - December 2012
A.G. Edwards & Sons, Inc. March 2001 - August 2006
Skills
Series 7, Retirement Planning, Series 63, Asset Allocation, Financial Advisory, Investments, Mutual Funds, Uniform Combined State..., Strategic Financial..., Wealth Management, Investment Advisory, Investment Strategies, Retirement, Portfolio Management, Securities, Financial Modeling, Asset Managment, Equities, Fixed Income, Estate Planning
Education
Aurora University 2005 — 2007
MBA
Aurora University 1996 — 2000
BS, Finance
Jeremy Di Cuffa Jeremy Di Cuffa's J.P. Morgan Securities LLC Experience September 2010 - Present
Job Financial Advisor Associate at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC September 2010 - Present
Wells Fargo Financial May 2010 - September 2010
RBC Wealth Management August 2009 - December 2009
Town Hall, Recreation Department June 2002 - August 2009
Education
State University of New York at Buffalo - School of Management 2006 — 2010
Bachelor of Science in Business Administration
Cicero North Syracuse High School
J.P. Morgan Securities LLC September 2010 - Present
Wells Fargo Financial May 2010 - September 2010
RBC Wealth Management August 2009 - December 2009
Town Hall, Recreation Department June 2002 - August 2009
Education
State University of New York at Buffalo - School of Management 2006 — 2010
Bachelor of Science in Business Administration
Cicero North Syracuse High School
Kristi Arredondo Kristi Arredondo's J.P. Morgan Securities LLC Experience May 2015 - Present
Job Supervisory Manager at J.P. Morgan Securities LLC
Industry Banking
Experience
J.P. Morgan Securities LLC May 2015 - Present
J.P. Morgan July 2014 - April 2015
JPMorgan April 2010 - June 2014
J.P. Morgan November 2007 - April 2010
Ace Mortgage Funding June 2006 - October 2007
TXL Mortgage Corporation June 2004 - May 2006
Education
Gonzaga University 2011 — 2014
Master's Degree, Organizational Leadership
Texas A&M University - Mays Business School 2000 — 2004
Bachelor of Science, Marketing with a Certificate in International Business
Midway High School 1996 — 2000
J.P. Morgan Securities LLC May 2015 - Present
J.P. Morgan July 2014 - April 2015
JPMorgan April 2010 - June 2014
J.P. Morgan November 2007 - April 2010
Ace Mortgage Funding June 2006 - October 2007
TXL Mortgage Corporation June 2004 - May 2006
Education
Gonzaga University 2011 — 2014
Master's Degree, Organizational Leadership
Texas A&M University - Mays Business School 2000 — 2004
Bachelor of Science, Marketing with a Certificate in International Business
Midway High School 1996 — 2000
Sarah Blinka Sarah Blinka's J.P. Morgan Securities LLC Experience November 2013 - Present
Job Client Associate at JPMorgan Chase
Industry Financial Services
Experience
J.P. Morgan Securities LLC November 2013 - Present
Boston University June 2013 - October 2013
Tufts University August 2012 - May 2013
J.P. Morgan Securities LLC May 2012 - August 2012
Universidad Autónoma de Madrid August 2011 - December 2011
InfoCision Management Corporation May 2011 - August 2011
Tufts University August 2010 - May 2011
InfoCision Management Corporation May 2010 - August 2010
Skills
Spanish, Microsoft Excel, Research, Outlook, Stata, Statistics, Microsoft Word, SPSS, Bloomberg, Access, PowerPoint, Series 7, Series 66
Education
Tufts University 2009 — 2013
Bachelor of Arts (BA), International Relations and Economics
J.P. Morgan Securities LLC November 2013 - Present
Boston University June 2013 - October 2013
Tufts University August 2012 - May 2013
J.P. Morgan Securities LLC May 2012 - August 2012
Universidad Autónoma de Madrid August 2011 - December 2011
InfoCision Management Corporation May 2011 - August 2011
Tufts University August 2010 - May 2011
InfoCision Management Corporation May 2010 - August 2010
Skills
Spanish, Microsoft Excel, Research, Outlook, Stata, Statistics, Microsoft Word, SPSS, Bloomberg, Access, PowerPoint, Series 7, Series 66
Education
Tufts University 2009 — 2013
Bachelor of Arts (BA), International Relations and Economics
Scott Lindus Scott Lindus's J.P. Morgan Securities LLC Experience 2008 - Present
Job Executive Director at J.P. Morgan
Industry Investment Banking
Experience
J.P. Morgan Securities LLC 2008 - Present
Education
Harvard Business School 1993 — 1995
MBA, Finance, Marketing
Stanford University 1984 — 1988
BA, Political Science
J.P. Morgan Securities LLC 2008 - Present
Education
Harvard Business School 1993 — 1995
MBA, Finance, Marketing
Stanford University 1984 — 1988
BA, Political Science
Lindsey Chapman's J.P. Morgan Securities LLC Experience March 2010 - July 2015
Job Financial Advisor Franchise Owner at Ameriprise Financial Services
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. August 2015 - Present
JP Morgan Securities LLC March 2010 - July 2015
Edward Jones August 2006 - March 2010
Citizens National Bank of Bluffton September 2000 - April 2006
Skills
Investments, Retirement Planning, 401k
Education
Bluffton University 2002 — 2006
BABA, Accounting & Organizational Management
The Ohio State University 2000 — 2002
Accounting
Ohio Northern University 1999 — 2000
Accounting & Prelaw
Ameriprise Financial Services, Inc. August 2015 - Present
JP Morgan Securities LLC March 2010 - July 2015
Edward Jones August 2006 - March 2010
Citizens National Bank of Bluffton September 2000 - April 2006
Skills
Investments, Retirement Planning, 401k
Education
Bluffton University 2002 — 2006
BABA, Accounting & Organizational Management
The Ohio State University 2000 — 2002
Accounting
Ohio Northern University 1999 — 2000
Accounting & Prelaw
Larry Bambico Larry Bambico's J.P. Morgan Securities LLC Experience December 2011 - July 2014
Job AVP, Financial Solutions Advisor at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch October 2014 - Present
JP Morgan Chase Bank, N.A. July 2014 - October 2014
JP Morgan Securities LLC December 2011 - July 2014
Chase Investment Services Corp June 2009 - December 2011
JP Morgan Chase January 2008 - June 2009
Education
California State University-Northridge
Bank of America Merrill Lynch October 2014 - Present
JP Morgan Chase Bank, N.A. July 2014 - October 2014
JP Morgan Securities LLC December 2011 - July 2014
Chase Investment Services Corp June 2009 - December 2011
JP Morgan Chase January 2008 - June 2009
Education
California State University-Northridge
Anthony Lolli Anthony Lolli's J.P. Morgan Securities LLC Experience November 2014 - Present
Job Operations Section Manager at JP Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC November 2014 - Present
J.P. Morgan Securities LLC July 2013 - November 2014
J.P. Morgan Securities LLC October 2012 - July 2013
Commerce Bank December 2010 - March 2012
Education
University of Missouri-Columbia 2006 — 2010
Bachelor of Science, Finance and Banking
Rockhurst High School 2002 — 2006
J.P. Morgan Securities LLC November 2014 - Present
J.P. Morgan Securities LLC July 2013 - November 2014
J.P. Morgan Securities LLC October 2012 - July 2013
Commerce Bank December 2010 - March 2012
Education
University of Missouri-Columbia 2006 — 2010
Bachelor of Science, Finance and Banking
Rockhurst High School 2002 — 2006
Adriana Petrides Adriana Petrides's J.P. Morgan Securities LLC Experience July 2014 - Present
Job Financial Services at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC July 2014 - Present
LVH, Inc. October 2003 - April 2010
Casa Linda Homes, LLC March 2002 - October 2003
Casa Petrides Tobaccos Inc. dba The Red Balloon 1997 - 2002
Lone Star National Bank 1994 - 1997
Texas State Bank 1991 - 1994
International Bank of Commerce 1989 - 1991
Skills
New Business Development, Business Planning, Budget Forecasts, Retail Banking, Mortgage Banking, Problem Solving, Management, Microsoft Excel, Strategic Planning, Banking, Finance, Loan Origination
Education
The University of Texas-Pan American 2010 — 2013
Bachelor of Business Administration (BBA), Finance, General
J.P. Morgan Securities LLC July 2014 - Present
LVH, Inc. October 2003 - April 2010
Casa Linda Homes, LLC March 2002 - October 2003
Casa Petrides Tobaccos Inc. dba The Red Balloon 1997 - 2002
Lone Star National Bank 1994 - 1997
Texas State Bank 1991 - 1994
International Bank of Commerce 1989 - 1991
Skills
New Business Development, Business Planning, Budget Forecasts, Retail Banking, Mortgage Banking, Problem Solving, Management, Microsoft Excel, Strategic Planning, Banking, Finance, Loan Origination
Education
The University of Texas-Pan American 2010 — 2013
Bachelor of Business Administration (BBA), Finance, General
Amus Stevens Amus Stevens's J.P. Morgan Securities LLC Experience September 2011 - November 2012
Job Brokerage Associate at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo December 2012 - July 2014
Wells Fargo Advisors December 2012 - July 2014
J.P. Morgan Securities LLC September 2011 - November 2012
Chase Insurance Agency, Inc. September 2011 - November 2012
JP Morgan Chase October 2010 - November 2012
ATT Mobility June 2005 - September 2010
Skills
Microsoft Excel, PowerPoint, Customer Service, Mutual Funds, Securities, Management, Banking, Coaching
Education
Mercy College 2007 — 2013
Bachelor of Business Administration (B.B.A.), Finance, Economics
Wells Fargo December 2012 - July 2014
Wells Fargo Advisors December 2012 - July 2014
J.P. Morgan Securities LLC September 2011 - November 2012
Chase Insurance Agency, Inc. September 2011 - November 2012
JP Morgan Chase October 2010 - November 2012
ATT Mobility June 2005 - September 2010
Skills
Microsoft Excel, PowerPoint, Customer Service, Mutual Funds, Securities, Management, Banking, Coaching
Education
Mercy College 2007 — 2013
Bachelor of Business Administration (B.B.A.), Finance, Economics
Andrew Weberg Andrew Weberg's J.P. Morgan Securities LLC Experience October 2009 - May 2012
Job Vice President Project Manager at J.P. Morgan
Industry Investment Banking
Experience
J.P. Morgan May 2012 - Present
J.P. Morgan Securities LLC October 2009 - May 2012
UBS Investment Bank February 2007 - October 2009
JPMorgan Chase 2006 - February 2007
Citigroup 2005 - 2006
Recycle6, Inc. 2000 - 2003
Skills
Options, Hedge Funds, Derivatives, GMI, Margin, Provision, iRise
Education
San Jose State University 1996 — 2000
B.S., Environmental Business
J.P. Morgan May 2012 - Present
J.P. Morgan Securities LLC October 2009 - May 2012
UBS Investment Bank February 2007 - October 2009
JPMorgan Chase 2006 - February 2007
Citigroup 2005 - 2006
Recycle6, Inc. 2000 - 2003
Skills
Options, Hedge Funds, Derivatives, GMI, Margin, Provision, iRise
Education
San Jose State University 1996 — 2000
B.S., Environmental Business
Benton Miller Benton Miller's J.P. Morgan Securities LLC Experience December 2011 - April 2015
Job Financial Advisor, CUSO Financial Services, L.P. at DFCU Financial Partners
Industry Financial Services
Experience
DFCU Financial Partners May 2015 - Present
J.P. Morgan Securities LLC December 2011 - April 2015
JPMorgan Chase Bank October 2008 - November 2011
JPMorgan Chase Bank November 2005 - September 2008
Hantz Financial April 2004 - September 2005
Grand Valley State University September 2001 - April 2004
The Mobile Solution June 2003 - November 2003
The Ice Cream Man May 2003 - August 2003
B&R Booking June 2002 - August 2003
Skills
Management, Leadership, Microsoft Office, Customer Service, Finance, Microsoft Excel, Team Building, PowerPoint, Marketing, Social Networking, Series 7, Series 66, Series 63, Life Accident and Health, Property & Casualty..., MBA, Investments, Financial Services
Education
Cornerstone University 2007 — 2008
Master, Business Administration; Global Business
Grand Valley State University 2001 — 2004
Bachelors, Finance, Management
Benzie Central 1990 — 2000
DFCU Financial Partners May 2015 - Present
J.P. Morgan Securities LLC December 2011 - April 2015
JPMorgan Chase Bank October 2008 - November 2011
JPMorgan Chase Bank November 2005 - September 2008
Hantz Financial April 2004 - September 2005
Grand Valley State University September 2001 - April 2004
The Mobile Solution June 2003 - November 2003
The Ice Cream Man May 2003 - August 2003
B&R Booking June 2002 - August 2003
Skills
Management, Leadership, Microsoft Office, Customer Service, Finance, Microsoft Excel, Team Building, PowerPoint, Marketing, Social Networking, Series 7, Series 66, Series 63, Life Accident and Health, Property & Casualty..., MBA, Investments, Financial Services
Education
Cornerstone University 2007 — 2008
Master, Business Administration; Global Business
Grand Valley State University 2001 — 2004
Bachelors, Finance, Management
Benzie Central 1990 — 2000
Steve Phillips, CFA Steve Phillips, CFA's J.P. Morgan Securities LLC Experience 2002 - 2012
Job Financial Advisor at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. 2012 - Present
J.P. Morgan Securities LLC 2002 - 2012
Nordea 1996 - 2002
ING August 1992 - January 1996
Education
The University of Texas at Austin 1985 — 1987
Master of Business Administration (MBA), Accounting and Finance
University of Mississippi 1975 — 1979
Bachelor of Science (B.S.), Geology
Jesuit College Preparatory High School 1971 — 1975
Robert W. Baird & Co. 2012 - Present
J.P. Morgan Securities LLC 2002 - 2012
Nordea 1996 - 2002
ING August 1992 - January 1996
Education
The University of Texas at Austin 1985 — 1987
Master of Business Administration (MBA), Accounting and Finance
University of Mississippi 1975 — 1979
Bachelor of Science (B.S.), Geology
Jesuit College Preparatory High School 1971 — 1975
Evan Duffy's J.P. Morgan Securities LLC Experience September 2013 - Present
Job Client Associate at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan Securities LLC September 2013 - Present
Massachusetts Adoption Resource Exchange October 2010 - August 2013
National Center for Adoption Law & Policy September 2009 - June 2010
Education
The Ohio State University 2008 — 2010
Master of Social Work (MSW), Social Work Administration, Child and Family Welfare Policy
Miami University 2004 — 2008
Bachelor of Arts (BA), Psychology
J.P. Morgan Securities LLC September 2013 - Present
Massachusetts Adoption Resource Exchange October 2010 - August 2013
National Center for Adoption Law & Policy September 2009 - June 2010
Education
The Ohio State University 2008 — 2010
Master of Social Work (MSW), Social Work Administration, Child and Family Welfare Policy
Miami University 2004 — 2008
Bachelor of Arts (BA), Psychology
Christopher F. Burke Christopher F. Burke's J.P. Morgan Securities LLC Experience October 2013 - Present
Job Financial Advisor Associate at JP Morgan Securities LLC
Industry Banking
Experience
JP Morgan Securities LLC October 2013 - Present
JP Morgan Chase Bank, NA September 2011 - October 2013
JP Morgan Chase Bank, NA March 2010 - September 2011
Education
Baruch College 2004 — 2008
Bachelor Business Administration, Marketing Management
JP Morgan Securities LLC October 2013 - Present
JP Morgan Chase Bank, NA September 2011 - October 2013
JP Morgan Chase Bank, NA March 2010 - September 2011
Education
Baruch College 2004 — 2008
Bachelor Business Administration, Marketing Management
Sam Dickson Sam Dickson's J.P. Morgan Securities LLC Experience October 2013 - Present
Job Market Director/Executive Director at JP Morgan Securities, LLC
Industry Financial Services
Experience
JP Morgan Securities LLC October 2013 - Present
JPMorgan Chase February 2013 - October 2013
Morgan Stanley Smith Barney May 2011 - February 2013
Morgan Stanley Smith Barney August 2010 - May 2011
Wells Fargo Advisors/ Wachovia Securities/ Prudential Securities July 2002 - May 2009
Prudential Securities January 2000 - January 2002
Prudential Securities January 1997 - January 2000
Prudential Securities January 1996 - January 1997
Prudential Securities December 1993 - April 1996
Merrill Lynch August 1985 - December 1993
Education
Belhaven University 1980 — 1982
Bachelor of Science, Accounting, Business Administration
SIA Branch Manager Training - Wharton Business School, University of Pennsylvania
JP Morgan Securities LLC October 2013 - Present
JPMorgan Chase February 2013 - October 2013
Morgan Stanley Smith Barney May 2011 - February 2013
Morgan Stanley Smith Barney August 2010 - May 2011
Wells Fargo Advisors/ Wachovia Securities/ Prudential Securities July 2002 - May 2009
Prudential Securities January 2000 - January 2002
Prudential Securities January 1997 - January 2000
Prudential Securities January 1996 - January 1997
Prudential Securities December 1993 - April 1996
Merrill Lynch August 1985 - December 1993
Education
Belhaven University 1980 — 1982
Bachelor of Science, Accounting, Business Administration
SIA Branch Manager Training - Wharton Business School, University of Pennsylvania
Henry Talbot Henry Talbot's J.P. Morgan Securities LLC Experience December 2012 - Present
Job J.P. Morgan Chase
Industry Financial Services
Experience
J.P. Morgan Securities LLC December 2012 - Present
Ameriprise Financial Services, Inc. December 2011 - November 2012
Education
Northwestern University 1999 — 2004
B.A., Economics, Philosophy
J.P. Morgan Securities LLC December 2012 - Present
Ameriprise Financial Services, Inc. December 2011 - November 2012
Education
Northwestern University 1999 — 2004
B.A., Economics, Philosophy
Danielle Schantz Danielle Schantz's J.P. Morgan Securities LLC Experience October 2012 - January 2013
Job Vice President Private Client Advisor at JPMorgan Chase Bank, N.A.
Industry Financial Services
Experience
JPMorgan Chase Bank, N.A. February 2013 - Present
J.P. Morgan Securities LLC October 2012 - January 2013
Chase Investment Services Corp. March 2011 - October 2012
Education
State University of New York at Buffalo - School of Management 2004 — 2008
Bachelor of Science (B.S.), Finance
JPMorgan Chase Bank, N.A. February 2013 - Present
J.P. Morgan Securities LLC October 2012 - January 2013
Chase Investment Services Corp. March 2011 - October 2012
Education
State University of New York at Buffalo - School of Management 2004 — 2008
Bachelor of Science (B.S.), Finance
Dustin White, CFP®'s J.P. Morgan Securities LLC Experience February 2015 - Present
Job Vice President–Financial Advisor at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC February 2015 - Present
JPMorgan Chase Bank NA October 2012 - February 2015
J.P. Morgan July 2011 - October 2012
JPMorgan Chase Bank NA January 2007 - June 2011
Dagwood's Sandwich Factory April 2006 - November 2006
Education
Northwestern University School of Continuing Studies 2012 — 2013
Online Executive CFP Certification Program, Financial Planning
Ball State University 2000 — 2004
Bachelor of Arts, Telecommunications, Film
J.P. Morgan Securities LLC February 2015 - Present
JPMorgan Chase Bank NA October 2012 - February 2015
J.P. Morgan July 2011 - October 2012
JPMorgan Chase Bank NA January 2007 - June 2011
Dagwood's Sandwich Factory April 2006 - November 2006
Education
Northwestern University School of Continuing Studies 2012 — 2013
Online Executive CFP Certification Program, Financial Planning
Ball State University 2000 — 2004
Bachelor of Arts, Telecommunications, Film
Iverri Johnson's J.P. Morgan Securities LLC Experience April 2014 - Present
Job Financial Advisor Associate at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC April 2014 - Present
TD Ameritrade April 2013 - April 2014
Taylor & Johnson Investments LLC April 2012 - April 2013
Merrill Lynch June 2012 - December 2012
Charles Morgan Securities (Firm Closed) March 2012 - June 2012
John Thomas Financial January 2011 - March 2012
Stratmar Retail Services January 2010 - February 2011
Education
William E. Simon School of Business 2015 — 2016
Master's degree, Finance, General
Rutgers, The State University of New Jersey-Newark 2006 — 2010
Bachelor of Science (BS)
St. Benedicts Prep 2000 — 2006
J.P. Morgan Securities LLC April 2014 - Present
TD Ameritrade April 2013 - April 2014
Taylor & Johnson Investments LLC April 2012 - April 2013
Merrill Lynch June 2012 - December 2012
Charles Morgan Securities (Firm Closed) March 2012 - June 2012
John Thomas Financial January 2011 - March 2012
Stratmar Retail Services January 2010 - February 2011
Education
William E. Simon School of Business 2015 — 2016
Master's degree, Finance, General
Rutgers, The State University of New Jersey-Newark 2006 — 2010
Bachelor of Science (BS)
St. Benedicts Prep 2000 — 2006
Melissa Pfister Melissa Pfister's J.P. Morgan Securities LLC Experience August 2012 - June 2014
Job Personal Banker at Huntington National Bank
Industry Banking
Experience
Huntington Investment Company November 2014 - Present
Huntington National Bank July 2014 - Present
Notary Public for State of Ohio May 2011 - Present
J.P. Morgan Securities LLC August 2012 - June 2014
Chase May 2011 - June 2014
Chase May 2008 - April 2011
Skills
Retail Banking, Banking, Customer Service, Finance, Loans, Consumer Lending, Cross Selling, Loan Origination, Lines Of Credit, Cash Management, Portfolio Management, Sales, Mortgage Banking, Relationship Management, Mortgage Lending
Education
Columbus State Community College 2008 — 2010
Associate of Arts (A.A.), Art/Art Studies, General
Lexington High School 1988 — 1992
Huntington Investment Company November 2014 - Present
Huntington National Bank July 2014 - Present
Notary Public for State of Ohio May 2011 - Present
J.P. Morgan Securities LLC August 2012 - June 2014
Chase May 2011 - June 2014
Chase May 2008 - April 2011
Skills
Retail Banking, Banking, Customer Service, Finance, Loans, Consumer Lending, Cross Selling, Loan Origination, Lines Of Credit, Cash Management, Portfolio Management, Sales, Mortgage Banking, Relationship Management, Mortgage Lending
Education
Columbus State Community College 2008 — 2010
Associate of Arts (A.A.), Art/Art Studies, General
Lexington High School 1988 — 1992
R. Morgan Mertz's J.P. Morgan Securities LLC Experience November 2013 - Present
Job Vice President Market Director at JPMorgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC November 2013 - Present
JPMorgan Securities LLC October 2012 - October 2013
Chase Private Client and Chase Investment Services Corp. December 2004 - October 2012
Skills
Financial Structuring, Commercial Banking, Treasury Management, Options Strategies, Trading Strategies
Education
Indiana University Bloomington
Indiana University-Purdue University at Fort Wayne
J.P. Morgan Securities LLC November 2013 - Present
JPMorgan Securities LLC October 2012 - October 2013
Chase Private Client and Chase Investment Services Corp. December 2004 - October 2012
Skills
Financial Structuring, Commercial Banking, Treasury Management, Options Strategies, Trading Strategies
Education
Indiana University Bloomington
Indiana University-Purdue University at Fort Wayne
Kartheek Konanki Kartheek Konanki's J.P. Morgan Securities LLC Experience September 2014 - Present
Job Associate at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC September 2014 - Present
J.P. Morgan June 2010 - August 2014
Skills
Deal Sourcing, Capital Markets, Corporate Finance, Due Diligence, Emerging Markets, Equities, Equity Valuation, Financial Modeling, Investment Banking, Equity Research, Valuation, Portfolio Management, Matlab
Education
Indian Institute of Technology, Madras 2006 — 2010
B.Tech, Civil Engineering
J.P. Morgan Securities LLC September 2014 - Present
J.P. Morgan June 2010 - August 2014
Skills
Deal Sourcing, Capital Markets, Corporate Finance, Due Diligence, Emerging Markets, Equities, Equity Valuation, Financial Modeling, Investment Banking, Equity Research, Valuation, Portfolio Management, Matlab
Education
Indian Institute of Technology, Madras 2006 — 2010
B.Tech, Civil Engineering
Christopher Kunhardt Christopher Kunhardt's J.P. Morgan Securities LLC Experience 1988 - 2014
Job Retired: Managing Director at J.P. Morgan Securities
Industry Investment Banking
Experience
All Stars Project, Inc. February 2015 - Present
Social Venture Partners October 2014 - Present
Achievement First 2011 - Present
J.P. Morgan Securities LLC 1988 - 2014
Skills
Investment Banking, Securities, Capital Markets, Private Equity, Ratings Advisory, Corporate Finance, Fixed Income, Valuation, Derivatives, Finance, Mergers & Acquisitions, Equities
Education
The University of Chicago Booth School of Business 1986 — 1988
MBA, Finance
Middlebury College 1977 — 1981
BA, English, Economics
All Stars Project, Inc. February 2015 - Present
Social Venture Partners October 2014 - Present
Achievement First 2011 - Present
J.P. Morgan Securities LLC 1988 - 2014
Skills
Investment Banking, Securities, Capital Markets, Private Equity, Ratings Advisory, Corporate Finance, Fixed Income, Valuation, Derivatives, Finance, Mergers & Acquisitions, Equities
Education
The University of Chicago Booth School of Business 1986 — 1988
MBA, Finance
Middlebury College 1977 — 1981
BA, English, Economics
Benjamin Rouah Benjamin Rouah's J.P. Morgan Securities LLC Experience August 2001 - Present
Job Executive Director at J.P. Morgan
Industry Investment Banking
Experience
J.P. Morgan Securities LLC August 2001 - Present
Education
HEC Paris 1997 — 2001
ESADE Business School 1999 — 2000
J.P. Morgan Securities LLC August 2001 - Present
Education
HEC Paris 1997 — 2001
ESADE Business School 1999 — 2000
Oumar Diaby Oumar Diaby's J.P. Morgan Securities LLC Experience August 2015 - Present
Job Financial Advisor at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC August 2015 - Present
JP Morgan Chase Bank N.A. May 2014 - July 2015
BlackRock February 2008 - October 2013
BlackRock February 2008 - April 2011
Smart Revenue February 2007 - February 2008
TD WATERHOUSE June 1998 - April 2006
Education
BARUCH COLLEGE New
Master of Public Administration, Policy Analysis and Evaluation
Baruch College, City University of New York (CUNY)
Bachelor of Business Administration, Finance & Investment
J.P. Morgan Securities LLC August 2015 - Present
JP Morgan Chase Bank N.A. May 2014 - July 2015
BlackRock February 2008 - October 2013
BlackRock February 2008 - April 2011
Smart Revenue February 2007 - February 2008
TD WATERHOUSE June 1998 - April 2006
Education
BARUCH COLLEGE New
Master of Public Administration, Policy Analysis and Evaluation
Baruch College, City University of New York (CUNY)
Bachelor of Business Administration, Finance & Investment
Robert 'Ben' Kirkwood Robert 'Ben' Kirkwood's J.P. Morgan Securities LLC Experience February 2013 - February 2014
Job AVP ETD & OTC Trade Management at Citi
Industry Investment Banking
Experience
Citi June 2015 - Present
Citi February 2014 - February 2015
J.P. Morgan Securities LLC February 2013 - February 2014
Economic Development Corporation of Sarasota County September 2012 - February 2013
Export-Import Bank of the United States May 2011 - September 2011
Skills
Finance, Business Development, International Trade, Microsoft Excel, International Business, Data Analysis, Securities, Lotus Notes, Options, Bloomberg Terminal, Sungard GMI, Futures, Relationship Management, Investment Banking, Derivatives, Client Services, FX, DTCC, OTC, F&O, Mark to Market, Collateral Management, Equities, GMI, Microsoft Office, Access, Clearvision, CME Front End Clearing
Education
Florida International University - College of Business Administration 2012 — 2014
Masters, International Business
Florida International University 2008 — 2012
Bachelor of Arts (B.A.), Public Administration
Citi June 2015 - Present
Citi February 2014 - February 2015
J.P. Morgan Securities LLC February 2013 - February 2014
Economic Development Corporation of Sarasota County September 2012 - February 2013
Export-Import Bank of the United States May 2011 - September 2011
Skills
Finance, Business Development, International Trade, Microsoft Excel, International Business, Data Analysis, Securities, Lotus Notes, Options, Bloomberg Terminal, Sungard GMI, Futures, Relationship Management, Investment Banking, Derivatives, Client Services, FX, DTCC, OTC, F&O, Mark to Market, Collateral Management, Equities, GMI, Microsoft Office, Access, Clearvision, CME Front End Clearing
Education
Florida International University - College of Business Administration 2012 — 2014
Masters, International Business
Florida International University 2008 — 2012
Bachelor of Arts (B.A.), Public Administration
Jordan LoBue's J.P. Morgan Securities LLC Experience October 2011 - Present
Job Relationship Banker at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase Bank, N.A. January 2013 - Present
J.P. Morgan Securities LLC October 2011 - Present
JPMorgan Chase October 2010 - Present
Education
College Park High School
San Francisco State University
Bachelors of Arts, Criminal Justice
JPMorgan Chase Bank, N.A. January 2013 - Present
J.P. Morgan Securities LLC October 2011 - Present
JPMorgan Chase October 2010 - Present
Education
College Park High School
San Francisco State University
Bachelors of Arts, Criminal Justice
Brian O. Butler Brian O. Butler's J.P. Morgan Securities LLC Experience September 2012 - Present
Job Vice PresidentInvestments / Private Client Advisor at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC September 2012 - Present
Merrill Lynch June 2010 - August 2012
Bank of America January 2005 - April 2009
Bank of America April 2005 - April 2008
Countrywide Home Loans June 2004 - March 2005
Washington Mutual January 2001 - January 2004
Skills
Series 7, Series 63, Series 65, Life Insurance, Health Insurance
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2013 — 2015
Executive Certificate in Financial Planning, Financial Planning
University of Houston-Downtown
Bachelor of Business Administration (B.B.A.), MANAGEMENT
Lamar High School
College for Financial Planning 2011 — 2011
Chartered Retirement Planning Counselor, Retirement Planning
National Academy of Sports Medicine 2009 — 2009
CPT, PES, Fitness Training
J.P. Morgan Securities LLC September 2012 - Present
Merrill Lynch June 2010 - August 2012
Bank of America January 2005 - April 2009
Bank of America April 2005 - April 2008
Countrywide Home Loans June 2004 - March 2005
Washington Mutual January 2001 - January 2004
Skills
Series 7, Series 63, Series 65, Life Insurance, Health Insurance
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2013 — 2015
Executive Certificate in Financial Planning, Financial Planning
University of Houston-Downtown
Bachelor of Business Administration (B.B.A.), MANAGEMENT
Lamar High School
College for Financial Planning 2011 — 2011
Chartered Retirement Planning Counselor, Retirement Planning
National Academy of Sports Medicine 2009 — 2009
CPT, PES, Fitness Training
Ryutaro Furukawa Ryutaro Furukawa's J.P. Morgan Securities LLC Experience March 2011 - Present
Job Executive Director at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC March 2011 - Present
JP Morgan Chase February 2010 - March 2011
Deloitte Tax LLP April 2009 - January 2010
J.P. Morgan Securities LLC June 1999 - February 2009
The Sanwa Bank Limited April 1989 - May 1999
Skills
Commercial Banking, Capital Markets, Investment Banking, Derivatives, Structured Finance, Investments, Financial Structuring, Due Diligence, ABS, Securitization, Corporate Finance, Portfolio Management, Credit Risk, Credit Analysis, Valuation, Managerial Finance, Fixed Income
Education
The University of Chicago Booth School of Business 1992 — 1994
M.B.A, Finance and Accounting
Keio University 1984 — 1989
B.A., Economics
J.P. Morgan Securities LLC March 2011 - Present
JP Morgan Chase February 2010 - March 2011
Deloitte Tax LLP April 2009 - January 2010
J.P. Morgan Securities LLC June 1999 - February 2009
The Sanwa Bank Limited April 1989 - May 1999
Skills
Commercial Banking, Capital Markets, Investment Banking, Derivatives, Structured Finance, Investments, Financial Structuring, Due Diligence, ABS, Securitization, Corporate Finance, Portfolio Management, Credit Risk, Credit Analysis, Valuation, Managerial Finance, Fixed Income
Education
The University of Chicago Booth School of Business 1992 — 1994
M.B.A, Finance and Accounting
Keio University 1984 — 1989
B.A., Economics
David Kettlewell David Kettlewell's J.P. Morgan Securities LLC Experience March 2015 - Present
Job Financial Advisor at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC March 2015 - Present
Fidelity Investments January 2013 - March 2015
SeaBright Insurance Company October 2011 - January 2013
AIG October 2009 - November 2010
AIG 2007 - 2009
AIG 2003 - 2007
Fidelity Investments August 1996 - April 2003
Education
The University of Dallas 1999 — 2002
MBA
University of North Texas 1995 — 1998
BBA
J.P. Morgan Securities LLC March 2015 - Present
Fidelity Investments January 2013 - March 2015
SeaBright Insurance Company October 2011 - January 2013
AIG October 2009 - November 2010
AIG 2007 - 2009
AIG 2003 - 2007
Fidelity Investments August 1996 - April 2003
Education
The University of Dallas 1999 — 2002
MBA
University of North Texas 1995 — 1998
BBA
Rakesh Rocky Chopra Rakesh Rocky Chopra's J.P. Morgan Securities LLC Experience March 2011 - July 2013
Job AVP
Industry Financial Services
Experience
Merrill Edge August 2014 - Present
The Salvation Army 2004 - Present
COUNTRY Financial® July 2013 - August 2014
J.P. Morgan Securities LLC March 2011 - July 2013
Steel Lake Little League December 2010 - December 2012
New York Life Insurance Company June 2008 - March 2011
The Greater Tacoma Community Foundation 2005 - 2011
HRBFA 2006 - 2008
Edward Jones 2004 - 2006
TD WaterHouse January 2001 - January 2004
Skills
Insurance, Estate Planning, Financial Advisory, Financial Services, Leadership, Strategic Financial..., Long-term Care, Strategic Planning, Wealth Management, Disability Insurance, Small Business, Bonds, Training, Finance, CRM, Recruiting, Sales, Sales Management, Employee Benefits, Financial Planning
Education
University of Colorado Boulder 1988 — 1990
Golden SR High 1983 — 1987
Merrill Edge August 2014 - Present
The Salvation Army 2004 - Present
COUNTRY Financial® July 2013 - August 2014
J.P. Morgan Securities LLC March 2011 - July 2013
Steel Lake Little League December 2010 - December 2012
New York Life Insurance Company June 2008 - March 2011
The Greater Tacoma Community Foundation 2005 - 2011
HRBFA 2006 - 2008
Edward Jones 2004 - 2006
TD WaterHouse January 2001 - January 2004
Skills
Insurance, Estate Planning, Financial Advisory, Financial Services, Leadership, Strategic Financial..., Long-term Care, Strategic Planning, Wealth Management, Disability Insurance, Small Business, Bonds, Training, Finance, CRM, Recruiting, Sales, Sales Management, Employee Benefits, Financial Planning
Education
University of Colorado Boulder 1988 — 1990
Golden SR High 1983 — 1987
Flavius Sindile Flavius Sindile's J.P. Morgan Securities LLC Experience April 2011 - December 2013
Job Private Client Advisor JPMorgan Chase Bank N.A.
Industry Financial Services
Experience
JPMorgan Chase N.A. December 2013 - Present
J.P. Morgan Securities LLC April 2011 - December 2013
JPMorgan Chase October 2008 - April 2011
Education
DePaul University 2004 — 2008
Bachelor's degree, Finance and Real Estate
JPMorgan Chase N.A. December 2013 - Present
J.P. Morgan Securities LLC April 2011 - December 2013
JPMorgan Chase October 2008 - April 2011
Education
DePaul University 2004 — 2008
Bachelor's degree, Finance and Real Estate
Daniel Herzog Daniel Herzog's J.P. Morgan Securities LLC Experience May 2014 - July 2015
Job Private Wealth Advisor at Lincoln Financial Advisors
Industry Financial Services
Experience
Lincoln Financial Advisors July 2015 - Present
J.P. Morgan Securities LLC May 2014 - July 2015
Chemical Bank December 2012 - May 2014
Wells Fargo Advisors, LLC December 2010 - January 2013
PNC Wealth Management 2006 - January 2011
LaSalle Bank 2001 - 2005
Education
Central Michigan University 1986 — 1991
BAA, Org. Communication
Lincoln Financial Advisors July 2015 - Present
J.P. Morgan Securities LLC May 2014 - July 2015
Chemical Bank December 2012 - May 2014
Wells Fargo Advisors, LLC December 2010 - January 2013
PNC Wealth Management 2006 - January 2011
LaSalle Bank 2001 - 2005
Education
Central Michigan University 1986 — 1991
BAA, Org. Communication
Jason Goodridge Jason Goodridge's J.P. Morgan Securities LLC Experience November 2012 - October 2013
Job Wealth Management Compliance Branch Examiner at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley July 2015 - Present
Guardian Life November 2014 - July 2015
JPMorgan Chase Bank November 2013 - November 2014
J.P. Morgan Securities LLC November 2012 - October 2013
J.P. Morgan Securites LLC July 2011 - November 2012
JPMorgan Chase October 2009 - July 2011
T-mobile USA October 2006 - September 2009
Skills
Series 7, Series 66, Series 63, Investments, Banking, Customer Satisfaction, Retirement Planning, Microsoft Office, Finance, Wealth Management, Analytical Skills, Life Insurance, Close Attention to..., Series 24, series 53, Mortgage Lending, Mutual Funds, Uniform Combined State..., Financial Analysis, Financial Services, Financial Advisory, Insurance, FINRA, Customer Service, Management
Education
St. John's University, The Peter J. Tobin College of Business 2006 — 2009
Bachelor of Science, Finance
Morgan Stanley July 2015 - Present
Guardian Life November 2014 - July 2015
JPMorgan Chase Bank November 2013 - November 2014
J.P. Morgan Securities LLC November 2012 - October 2013
J.P. Morgan Securites LLC July 2011 - November 2012
JPMorgan Chase October 2009 - July 2011
T-mobile USA October 2006 - September 2009
Skills
Series 7, Series 66, Series 63, Investments, Banking, Customer Satisfaction, Retirement Planning, Microsoft Office, Finance, Wealth Management, Analytical Skills, Life Insurance, Close Attention to..., Series 24, series 53, Mortgage Lending, Mutual Funds, Uniform Combined State..., Financial Analysis, Financial Services, Financial Advisory, Insurance, FINRA, Customer Service, Management
Education
St. John's University, The Peter J. Tobin College of Business 2006 — 2009
Bachelor of Science, Finance
Alex Monul Alex Monul's J.P. Morgan Securities LLC Experience June 2010 - June 2013
Job Senior Portfolio Manager at Trog Hawley Capital LLC
Industry Investment Management
Experience
Trog Hawley Capital LLC April 2014 - Present
J.P. Morgan Private Bank June 2013 - April 2014
J.P. Morgan Securities LLC June 2010 - June 2013
Kenan-Flagler Business School September 2009 - December 2009
Kenan-Flagler Business School September 2009 - December 2009
Kenan-Flagler Business School May 2008 - December 2009
Kazpolmunay LLP June 2009 - July 2009
FONDEA CAPITAL LLC June 2007 - August 2007
UMD Housing Department September 2006 - May 2007
Skills
Valuation, Corporate Finance, Finance, Investments, Bloomberg, PowerPoint, Banking, Financial Statements, Microsoft Excel, Analysis, Portfolio Management, Credit, Financial Modeling, Access, Financial Analysis
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2007 — 2009
Bachelor of Science, Business Administration
Duluth Business University 2005 — 2007
Associate's degree, Finance, General
Liceul Moldo-Turc 2000 — 2005
High School Degree
Trog Hawley Capital LLC April 2014 - Present
J.P. Morgan Private Bank June 2013 - April 2014
J.P. Morgan Securities LLC June 2010 - June 2013
Kenan-Flagler Business School September 2009 - December 2009
Kenan-Flagler Business School September 2009 - December 2009
Kenan-Flagler Business School May 2008 - December 2009
Kazpolmunay LLP June 2009 - July 2009
FONDEA CAPITAL LLC June 2007 - August 2007
UMD Housing Department September 2006 - May 2007
Skills
Valuation, Corporate Finance, Finance, Investments, Bloomberg, PowerPoint, Banking, Financial Statements, Microsoft Excel, Analysis, Portfolio Management, Credit, Financial Modeling, Access, Financial Analysis
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2007 — 2009
Bachelor of Science, Business Administration
Duluth Business University 2005 — 2007
Associate's degree, Finance, General
Liceul Moldo-Turc 2000 — 2005
High School Degree
Ali Rahman Ali Rahman's J.P. Morgan Securities LLC Experience March 2014 - Present
Job Financial Advisor Associate at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC March 2014 - Present
Stephens Inc. September 2012 - January 2014
Education
Southern Methodist University 2000 — 2004
Bachelor's degree, Communication, Journalism, and Related Programs
J.P. Morgan Securities LLC March 2014 - Present
Stephens Inc. September 2012 - January 2014
Education
Southern Methodist University 2000 — 2004
Bachelor's degree, Communication, Journalism, and Related Programs
Stanley Azie's J.P. Morgan Securities LLC Experience January 2014 - June 2015
Job Investment Consultant at Calamos Investments
Industry Financial Services
Experience
Calamos Investments July 2015 - Present
J.P. Morgan Securities LLC January 2014 - June 2015
Chase September 2012 - December 2013
Skills
Financial Analysis, Finance, Credit, Retail Banking, Banking, Microsoft Excel, Investments, Asset Management, Credit Analysis, Loans, Public Speaking, Mortgage Lending, Commercial Lending, Capital Markets, Commercial Banking, Mutual Funds, Equity Trading, Customer Service, Consumer Lending, Microsoft Office
Education
University of Illinois at Urbana-Champaign 2007 — 2012
Bachelor's Degree
Calamos Investments July 2015 - Present
J.P. Morgan Securities LLC January 2014 - June 2015
Chase September 2012 - December 2013
Skills
Financial Analysis, Finance, Credit, Retail Banking, Banking, Microsoft Excel, Investments, Asset Management, Credit Analysis, Loans, Public Speaking, Mortgage Lending, Commercial Lending, Capital Markets, Commercial Banking, Mutual Funds, Equity Trading, Customer Service, Consumer Lending, Microsoft Office
Education
University of Illinois at Urbana-Champaign 2007 — 2012
Bachelor's Degree
Deji Spencer-Walters Deji Spencer-Walters's J.P. Morgan Securities LLC Experience August 2015 - Present
Job Financial Advisor with J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC August 2015 - Present
Education
The University of Hull 2010 — 2013
International Business, Asset Management, First Class Honors
J.P. Morgan Securities LLC August 2015 - Present
Education
The University of Hull 2010 — 2013
International Business, Asset Management, First Class Honors
Damond Stubbs's J.P. Morgan Securities LLC Experience October 2013 - Present
Job Financial Advisor Associate at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC October 2013 - Present
JPMorgan Chase Bank N.A. January 2011 - October 2013
Bank of America June 2009 - November 2010
Education
Montclair State University 2004 — 2008
B.A., Sociology and Religious Studies
J.P. Morgan Securities LLC October 2013 - Present
JPMorgan Chase Bank N.A. January 2011 - October 2013
Bank of America June 2009 - November 2010
Education
Montclair State University 2004 — 2008
B.A., Sociology and Religious Studies
Eric Olivier Mathurin Eric Olivier Mathurin's J.P. Morgan Securities LLC Experience March 2014 - May 2015
Job Vice President Private Client Advisor at JPMorgan Chase Bank N.A.
Industry Financial Services
Experience
JPMorgan Chase Bank N.A. May 2015 - Present
J.P. Morgan Securities LLC March 2014 - May 2015
JPMorgan Chase June 2012 - March 2014
AXA Advisors January 2012 - June 2012
Education
Saint John's University - Peter J. Tobin College of Business 2008 — 2012
Bachelor's degree, Finance
JPMorgan Chase Bank N.A. May 2015 - Present
J.P. Morgan Securities LLC March 2014 - May 2015
JPMorgan Chase June 2012 - March 2014
AXA Advisors January 2012 - June 2012
Education
Saint John's University - Peter J. Tobin College of Business 2008 — 2012
Bachelor's degree, Finance
Adam D'Andrea Adam D'Andrea's J.P. Morgan Securities LLC Experience July 2015 - Present
Job Financial Advisor at JP Morgan Securities LLC
Industry Financial Services
Experience
JP Morgan Securities LLC July 2015 - Present
Citi Private Bank May 2013 - June 2015
Citi Private Bank July 2011 - May 2013
Citi Personal Wealth Management November 2008 - July 2011
Citi Personal Wealth Management (Formerly Citi Smith Barney) March 2007 - November 2008
Citibank North America July 2006 - March 2007
Skills
Investments, Portfolio Management, Banking, Finance, Fixed Income, Alternative Investments, Relationship Management, Investment Management, Financial Analysis, Financial Advisory, Trading, Financial Modeling, Series 7, Financial Services, Wealth Management, Mutual Funds
Education
Baruch College 2011 — 2014
Master of Business Administration (M.B.A.), Finance
Hofstra University 2002 — 2006
Bachelor of Business Administration, Finance
JP Morgan Securities LLC July 2015 - Present
Citi Private Bank May 2013 - June 2015
Citi Private Bank July 2011 - May 2013
Citi Personal Wealth Management November 2008 - July 2011
Citi Personal Wealth Management (Formerly Citi Smith Barney) March 2007 - November 2008
Citibank North America July 2006 - March 2007
Skills
Investments, Portfolio Management, Banking, Finance, Fixed Income, Alternative Investments, Relationship Management, Investment Management, Financial Analysis, Financial Advisory, Trading, Financial Modeling, Series 7, Financial Services, Wealth Management, Mutual Funds
Education
Baruch College 2011 — 2014
Master of Business Administration (M.B.A.), Finance
Hofstra University 2002 — 2006
Bachelor of Business Administration, Finance
Scott Kockos Scott Kockos's J.P. Morgan Securities LLC Experience 1992 - Present
Job Vice President at J.P. Morgan Securities LLC
Industry Investment Management
Experience
J.P. Morgan Securities LLC 1992 - Present
Dean Witter Reynolds 1988 - 1992
Franklin Templeton Investments 1986 - 1988
Skills
Wealth Management, Securities Lending, Mortgage Lending, Portfolio Management, Exceptional Listener, Asset Allocation
Education
University of San Francisco 1982 — 1987
Bachelor of Science (B.S.), Finance, General
Loyola University of Chicago 1984 — 1985
Rome Center, Business/Managerial Economics
Serra High School - San Mateo 1978 — 1982
High School Diploma
J.P. Morgan Securities LLC 1992 - Present
Dean Witter Reynolds 1988 - 1992
Franklin Templeton Investments 1986 - 1988
Skills
Wealth Management, Securities Lending, Mortgage Lending, Portfolio Management, Exceptional Listener, Asset Allocation
Education
University of San Francisco 1982 — 1987
Bachelor of Science (B.S.), Finance, General
Loyola University of Chicago 1984 — 1985
Rome Center, Business/Managerial Economics
Serra High School - San Mateo 1978 — 1982
High School Diploma
Andrew J. Phillips's J.P. Morgan Securities LLC Experience May 2015 - Present
Job VP Financial Advisor Associate JP Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC May 2015 - Present
J.P. Morgan Chase Bank, N.A. March 2013 - May 2015
Chase November 2010 - March 2013
Wells Fargo April 2008 - September 2009
Realty Executives/First Mexican Investments May 2004 - January 2008
Education
University of Kansas 1999 — 2003
Business Administration, Business Administration and Management, General
J.P. Morgan Securities LLC May 2015 - Present
J.P. Morgan Chase Bank, N.A. March 2013 - May 2015
Chase November 2010 - March 2013
Wells Fargo April 2008 - September 2009
Realty Executives/First Mexican Investments May 2004 - January 2008
Education
University of Kansas 1999 — 2003
Business Administration, Business Administration and Management, General
Benjamin Caplan's J.P. Morgan Securities LLC Experience September 2010 - April 2015
Job Private Wealth Advisor
Industry Financial Services
Experience
Faubourg Private Wealth Advisors April 2015 - Present
J.P. Morgan Securities LLC September 2010 - April 2015
Skills
Retirement Planning, Investment Strategies, Investment Advisory, Wealth Management, Asset Management, Mutual Funds, Wealth Preservation, Banking, Unified Managed Accounts, Personal Financial..., Variable Annuities, Fixed Annuities, Financial Modeling, Financial Analysis, Customer Service
Education
Louisiana State University 1998 — 2003
Bachelor's Degree, Marketing
Faubourg Private Wealth Advisors April 2015 - Present
J.P. Morgan Securities LLC September 2010 - April 2015
Skills
Retirement Planning, Investment Strategies, Investment Advisory, Wealth Management, Asset Management, Mutual Funds, Wealth Preservation, Banking, Unified Managed Accounts, Personal Financial..., Variable Annuities, Fixed Annuities, Financial Modeling, Financial Analysis, Customer Service
Education
Louisiana State University 1998 — 2003
Bachelor's Degree, Marketing
Derek Genoino Derek Genoino's J.P. Morgan Securities LLC Experience July 2011 - November 2013
Job Financial Center Operations Manager at Bank of America
Industry Financial Services
Experience
Bank of America May 2015 - Present
J.P. Morgan Securities LLC July 2011 - November 2013
Chase Insurance Agency, Inc. July 2011 - November 2013
JPMorgan Chase & Co. July 2010 - November 2013
Skills
Spanish-speaking, Retail Banking, Consumer Lending, Small Business Lending, Mortgage Lending, Credit Analysis, Notary Public, Banking, Credit, Loans, Financial Services, Relationship Management, Investments, Management, Risk Management, Financial Risk, Customer Service, Sales, Commercial Banking, Commercial Lending, Lines Of Credit, Loan Origination, Mortgage Banking, Refinance
Education
Arizona State University
Finance
Bank of America May 2015 - Present
J.P. Morgan Securities LLC July 2011 - November 2013
Chase Insurance Agency, Inc. July 2011 - November 2013
JPMorgan Chase & Co. July 2010 - November 2013
Skills
Spanish-speaking, Retail Banking, Consumer Lending, Small Business Lending, Mortgage Lending, Credit Analysis, Notary Public, Banking, Credit, Loans, Financial Services, Relationship Management, Investments, Management, Risk Management, Financial Risk, Customer Service, Sales, Commercial Banking, Commercial Lending, Lines Of Credit, Loan Origination, Mortgage Banking, Refinance
Education
Arizona State University
Finance
Varun P. Balan's J.P. Morgan Securities LLC Experience June 2010 - February 2013
Job Founder & CEO at Rocky Mountain Innovations LLC
Industry Financial Services
Experience
Rocky Mountain Innovations LLC April 2015 - Present
Jaan Health Inc. October 2013 - April 2015
Equinox Holdings Inc. February 2013 - October 2013
J.P. Morgan Securities LLC June 2010 - February 2013
NASA June 2009 - August 2009
Skills
Financial Modeling, Valuation, Investment Banking, Due Diligence, Corporate Development, Capital Raising, Business Development, Startup Development, Leadership, Strategy, Financial Analysis, Fixed Income, Data Analysis, Analysis, Private Equity, Mergers & Acquisitions, Start-ups, Research, Investments
Education
Rampart High School
University of Pennsylvania
Bachelor of Arts
University of Pennsylvania
Bachelor of Applied Science
Rocky Mountain Innovations LLC April 2015 - Present
Jaan Health Inc. October 2013 - April 2015
Equinox Holdings Inc. February 2013 - October 2013
J.P. Morgan Securities LLC June 2010 - February 2013
NASA June 2009 - August 2009
Skills
Financial Modeling, Valuation, Investment Banking, Due Diligence, Corporate Development, Capital Raising, Business Development, Startup Development, Leadership, Strategy, Financial Analysis, Fixed Income, Data Analysis, Analysis, Private Equity, Mergers & Acquisitions, Start-ups, Research, Investments
Education
Rampart High School
University of Pennsylvania
Bachelor of Arts
University of Pennsylvania
Bachelor of Applied Science
Casey J. Fry Casey J. Fry's J.P. Morgan Securities LLC Experience July 2011 - March 2015
Job Financial advisor at Raymond James/Southside Bank
Industry Financial Services
Experience
Raymond James Investment Services/Southside Bank March 2015 - Present
J.P. Morgan Securities LLC July 2011 - March 2015
JPMorgan Chase June 2006 - July 2011
Skills
Relationship Management, Credit, Loan Origination, Mortgage Lending, Customer Service, Finance, Small Business Lending, Credit Analysis, Securities, Mortgage Banking, Loans, Investments, Portfolio Management, Wealth Management
Education
University of North Texas 1998 — 2002
Bachelor of Science (B.S.)
Raymond James Investment Services/Southside Bank March 2015 - Present
J.P. Morgan Securities LLC July 2011 - March 2015
JPMorgan Chase June 2006 - July 2011
Skills
Relationship Management, Credit, Loan Origination, Mortgage Lending, Customer Service, Finance, Small Business Lending, Credit Analysis, Securities, Mortgage Banking, Loans, Investments, Portfolio Management, Wealth Management
Education
University of North Texas 1998 — 2002
Bachelor of Science (B.S.)
Amrinder Dhaliwal Amrinder Dhaliwal's J.P. Morgan Securities LLC Experience May 2012 - August 2013
Job Financial Advisor at BancWest Investment Services
Industry Financial Services
Experience
BancWest Investment Services August 2013 - Present
J.P. Morgan Securities LLC May 2012 - August 2013
JPMorgan Chase & Co. 2006 - 2013
Chase Investment Services October 2010 - May 2012
Skills
Investments, Finance, Wealth Management, Portfolio Management, Retirement Planning, Financial Services, Equities, Banking, Financial Analysis, Financial Planning
Education
California State University-Sacramento 2001 — 2006
Bachelor of Science (BS), Economics
BancWest Investment Services August 2013 - Present
J.P. Morgan Securities LLC May 2012 - August 2013
JPMorgan Chase & Co. 2006 - 2013
Chase Investment Services October 2010 - May 2012
Skills
Investments, Finance, Wealth Management, Portfolio Management, Retirement Planning, Financial Services, Equities, Banking, Financial Analysis, Financial Planning
Education
California State University-Sacramento 2001 — 2006
Bachelor of Science (BS), Economics
Nubia Padilla Nubia Padilla's J.P. Morgan Securities LLC Experience July 2014 - Present
Job Sr. Admin at J.P. Morgan Securities LLC
Industry Banking
Experience
J.P. MORGAN SECURITIES LLC July 2014 - Present
Wells Fargo Private Banking September 2006 - July 2014
Education
The University of Texas at El Paso
B.B.A. Finance and Business Management, Business Administration and Management, General
J.P. MORGAN SECURITIES LLC July 2014 - Present
Wells Fargo Private Banking September 2006 - July 2014
Education
The University of Texas at El Paso
B.B.A. Finance and Business Management, Business Administration and Management, General
Jason D'Amico's J.P. Morgan Securities LLC Experience July 2015 - Present
Job Financial Advisor Associate at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC July 2015 - Present
JPMorgan Chase Bank N.A. January 2014 - Present
JPMorgan Chase June 2012 - December 2013
JPMorgan Chase June 2010 - May 2012
Education
Susquehanna University 2005 — 2009
J.P. Morgan Securities LLC July 2015 - Present
JPMorgan Chase Bank N.A. January 2014 - Present
JPMorgan Chase June 2012 - December 2013
JPMorgan Chase June 2010 - May 2012
Education
Susquehanna University 2005 — 2009
Randy Netto Randy Netto's J.P. Morgan Securities LLC Experience January 2011 - April 2015
Job Regional Brokerage Manager Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC May 2015 - Present
J.P. Morgan Securities LLC January 2011 - April 2015
VIP LImousine October 2005 - April 2015
JPMorgan Chase August 2006 - December 2010
Skills
Investments, Management, Financial Analysis, Customer Service, Financial Services, Leadership, Relationship Management, Asset Allocation, Finance, Retirement Planning
Education
San Diego State University-California State University 2003 — 2005
Bachelor of Arts (B.A.), International Business and Spanish with emphasis in Finance
Wells Fargo Advisors LLC May 2015 - Present
J.P. Morgan Securities LLC January 2011 - April 2015
VIP LImousine October 2005 - April 2015
JPMorgan Chase August 2006 - December 2010
Skills
Investments, Management, Financial Analysis, Customer Service, Financial Services, Leadership, Relationship Management, Asset Allocation, Finance, Retirement Planning
Education
San Diego State University-California State University 2003 — 2005
Bachelor of Arts (B.A.), International Business and Spanish with emphasis in Finance
Albert Tam Albert Tam's J.P. Morgan Securities LLC Experience September 2011 - October 2013
Job Senior Recruiter of Business Development at Endeavor America Loan Services | The Money Source
Industry Financial Services
Experience
Endeavor America Loan Services October 2014 - Present
The Money Source Inc. February 2015 - Present
Union Insurance & Financial Services October 2013 - Present
J.P. Morgan Securities LLC September 2011 - October 2013
JPMorgan Chase July 2010 - October 2013
Wells Fargo February 2006 - June 2010
Skills
Customer Service, Banking, Customer Retention, Microsoft Office, Sales, Salesforce.com, Outlook, Credit, Microsoft Excel, Account Management, Lead Generation, Sales Management, Retail, Direct Sales, Marketing, Microsoft Word, Cold Calling, Strategic Financial..., Mortgage Lending, Leadership, Management, CRM, Finance, Loans, Social Media Marketing, Social Networking, Social Media, Sales Operations, Investments, Mortgage Banking, Loan Origination, Business Development, Real Estate, Residential Mortgages
Education
The Art Institute of California-San Francisco 2002 — 2004
in Visual and Game Programming
Endeavor America Loan Services October 2014 - Present
The Money Source Inc. February 2015 - Present
Union Insurance & Financial Services October 2013 - Present
J.P. Morgan Securities LLC September 2011 - October 2013
JPMorgan Chase July 2010 - October 2013
Wells Fargo February 2006 - June 2010
Skills
Customer Service, Banking, Customer Retention, Microsoft Office, Sales, Salesforce.com, Outlook, Credit, Microsoft Excel, Account Management, Lead Generation, Sales Management, Retail, Direct Sales, Marketing, Microsoft Word, Cold Calling, Strategic Financial..., Mortgage Lending, Leadership, Management, CRM, Finance, Loans, Social Media Marketing, Social Networking, Social Media, Sales Operations, Investments, Mortgage Banking, Loan Origination, Business Development, Real Estate, Residential Mortgages
Education
The Art Institute of California-San Francisco 2002 — 2004
in Visual and Game Programming
Scott Karasin Scott Karasin's J.P. Morgan Securities LLC Experience August 2012 - August 2015
Job Field fellow at New York Small Business Development Center
Industry Financial Services
Experience
New York Small Business Development Center August 2015 - Present
Gotyme Inc September 2013 - Present
J.P. Morgan Securities LLC August 2012 - August 2015
JPMorgan Chase December 2011 - August 2012
AMR Capital January 2010 - August 2011
RBC Capital Markets January 2009 - December 2009
The Law Offices of Joel September 2008 - January 2009
Skills
Equities, Investments, Notary Public, Financial Analysis, Risk Management, Series 7, Series 63, Asset Management, Trading
Education
Baruch College, City University of New York (CUNY) 2015 — 2017
Master of Business Administration (MBA), Finance, Economics
University at Buffalo 2004 — 2008
Bachelor of Arts, Sociology
New York Small Business Development Center August 2015 - Present
Gotyme Inc September 2013 - Present
J.P. Morgan Securities LLC August 2012 - August 2015
JPMorgan Chase December 2011 - August 2012
AMR Capital January 2010 - August 2011
RBC Capital Markets January 2009 - December 2009
The Law Offices of Joel September 2008 - January 2009
Skills
Equities, Investments, Notary Public, Financial Analysis, Risk Management, Series 7, Series 63, Asset Management, Trading
Education
Baruch College, City University of New York (CUNY) 2015 — 2017
Master of Business Administration (MBA), Finance, Economics
University at Buffalo 2004 — 2008
Bachelor of Arts, Sociology
Matt Gerard's J.P. Morgan Securities LLC Experience May 2012 - February 2014
Job Financial Center Manager
Industry Financial Services
Experience
Fifth Third Bank January 2015 - Present
Fifth Third Securities March 2014 - January 2015
J.P. Morgan Securities LLC May 2012 - February 2014
1st Source Bank July 2008 - March 2012
National City Bank June 1999 - June 2008
Education
Indiana Institute of Technology 2006 — 2008
MBA, Business
Indiana University Bloomington 1999 — 2003
Bachelor of Science, Finance
Elkhart Memorial H.S. 1994 — 1998
Fifth Third Bank January 2015 - Present
Fifth Third Securities March 2014 - January 2015
J.P. Morgan Securities LLC May 2012 - February 2014
1st Source Bank July 2008 - March 2012
National City Bank June 1999 - June 2008
Education
Indiana Institute of Technology 2006 — 2008
MBA, Business
Indiana University Bloomington 1999 — 2003
Bachelor of Science, Finance
Elkhart Memorial H.S. 1994 — 1998
Michele Hall Michele Hall's J.P. Morgan Securities LLC Experience 1992 - Present
Job Executive Administrative Assistant JP Morgan Securities, LLC
Industry Banking
Experience
JP Morgan Securities, LLC 1992 - Present
American Lung Association January 1998 - May 1998
Hunter College September 1994 - December 1997
Skills
Outlook, Concur, Microsoft Excel, Microsoft Word, PowerPoint, Microsoft Office, Dictaphone, Lotus Notes, Notary Public, Lync, Sametime
Education
Hunter College
BA, Computer Science
Dominican Commercial High School
General Diploma
JP Morgan Securities, LLC 1992 - Present
American Lung Association January 1998 - May 1998
Hunter College September 1994 - December 1997
Skills
Outlook, Concur, Microsoft Excel, Microsoft Word, PowerPoint, Microsoft Office, Dictaphone, Lotus Notes, Notary Public, Lync, Sametime
Education
Hunter College
BA, Computer Science
Dominican Commercial High School
General Diploma
Lorraine Koo Lorraine Koo's J.P. Morgan Securities LLC Experience April 2014 - October 2014
Job Vice President, Private Client Advisor at JP Morgan Chase Bank, N.A.
Industry Financial Services
Experience
JP Morgan Chase Bank, N.A. November 2014 - Present
J.P. Morgan Securities LLC April 2014 - October 2014
JP Morgan Chase Bank, N.A. April 2013 - March 2014
Bank of the West December 2011 - April 2013
Popular Community Bank February 2007 - December 2011
Education
University of California, Los Angeles 2012 — 2013
Certification of Personal Financial Planning, Financial Planning and Services
California State University-Fullerton 2001 — 2005
Bachelor of Arts (BA), Business Administration and Management, General
JP Morgan Chase Bank, N.A. November 2014 - Present
J.P. Morgan Securities LLC April 2014 - October 2014
JP Morgan Chase Bank, N.A. April 2013 - March 2014
Bank of the West December 2011 - April 2013
Popular Community Bank February 2007 - December 2011
Education
University of California, Los Angeles 2012 — 2013
Certification of Personal Financial Planning, Financial Planning and Services
California State University-Fullerton 2001 — 2005
Bachelor of Arts (BA), Business Administration and Management, General
Nic Irwin Nic Irwin's J.P. Morgan Securities LLC Experience August 2013 - June 2015
Job Financial Solutions Advisor at Merrill Edge
Industry Financial Services
Experience
Merrill Edge July 2015 - Present
J.P. Morgan Securities LLC August 2013 - June 2015
Edward jones 2011 - 2013
Southwestern Advantage 2011 - 2011
Education
Texas A&M University 2007 — 2011
Bachelor's degree, Business General
Merrill Edge July 2015 - Present
J.P. Morgan Securities LLC August 2013 - June 2015
Edward jones 2011 - 2013
Southwestern Advantage 2011 - 2011
Education
Texas A&M University 2007 — 2011
Bachelor's degree, Business General
Michael A. Heisey's J.P. Morgan Securities LLC Experience April 2013 - 2015
Job Derivatives Analyst at BlackRock
Industry Investment Banking
Experience
BlackRock July 2015 - Present
J.P. Morgan Securities LLC April 2013 - 2015
Boenning & Scattergood, Inc. February 2013 - April 2013
Grundy Insurance May 2011 - September 2011
Skills
Financial Analysis, Fixed Income, Client Services, Equities, Bloomberg, Investments, Corporate Finance, Financial Modeling, Portfolio Management, Budgeting & Forecasting, US Treasuries, Securities, Account Reconciliation, Process Improvement, Investment Banking, Prime Brokerage, Middle Office, Variation Margin, Initial Margin, Collateral Management, Derivatives, FX Derivatives, Exchange Traded..., Forwards, OTC Products, Options, FX Options, Swaps, Interest Rate..., Credit Derivatives, Interest Rate Hedging, FX Hedging, Foreign Exchange Risk..., FX Spot, Credit Default Swaps, BlackRock Aladdin, Hedge Funds, Auctions Desk, Treasury Management, ICE, CME, LME, Transaction Processing, Asset Management
Education
University of Delaware 2008 — 2012
Bachelor of Science (B.S.), Marketing
BlackRock July 2015 - Present
J.P. Morgan Securities LLC April 2013 - 2015
Boenning & Scattergood, Inc. February 2013 - April 2013
Grundy Insurance May 2011 - September 2011
Skills
Financial Analysis, Fixed Income, Client Services, Equities, Bloomberg, Investments, Corporate Finance, Financial Modeling, Portfolio Management, Budgeting & Forecasting, US Treasuries, Securities, Account Reconciliation, Process Improvement, Investment Banking, Prime Brokerage, Middle Office, Variation Margin, Initial Margin, Collateral Management, Derivatives, FX Derivatives, Exchange Traded..., Forwards, OTC Products, Options, FX Options, Swaps, Interest Rate..., Credit Derivatives, Interest Rate Hedging, FX Hedging, Foreign Exchange Risk..., FX Spot, Credit Default Swaps, BlackRock Aladdin, Hedge Funds, Auctions Desk, Treasury Management, ICE, CME, LME, Transaction Processing, Asset Management
Education
University of Delaware 2008 — 2012
Bachelor of Science (B.S.), Marketing
Shruthi Reddy Shruthi Reddy's J.P. Morgan Securities LLC Experience December 2011 - July 2014
Job Technology Account Manager at Oracle
Industry Computer Software
Experience
Oracle January 2015 - Present
J.P. Morgan securities LLC December 2011 - July 2014
Bank of America Merrill Lynch May 2010 - November 2011
Wells Fargo Advisors December 2006 - May 2010
Skills
Business Development, Personal Financial..., Sales, Relationship Management, Building Relationships, Networking, Connecting People, CRM, Cross-functional Team..., Consulting, Financial Analysis, Customer Service, Leadership, Marketing, Management, Relationship Building, Strategy, Financial Services, Account Management
Education
California State University-East Bay 2005 — 2007
Oracle January 2015 - Present
J.P. Morgan securities LLC December 2011 - July 2014
Bank of America Merrill Lynch May 2010 - November 2011
Wells Fargo Advisors December 2006 - May 2010
Skills
Business Development, Personal Financial..., Sales, Relationship Management, Building Relationships, Networking, Connecting People, CRM, Cross-functional Team..., Consulting, Financial Analysis, Customer Service, Leadership, Marketing, Management, Relationship Building, Strategy, Financial Services, Account Management
Education
California State University-East Bay 2005 — 2007
Jasmin Sayyah Jasmin Sayyah's J.P. Morgan Securities LLC Experience February 2015 - Present
Job Private Client Advisor Vice President of Investments at J.P. Morgan Chase Bank, N.A.
Industry Banking
Experience
J.P. Morgan Securities LLC February 2015 - Present
JPMorgan Chase Bank, N.A. September 2011 - January 2015
Goldline International, Inc April 2007 - September 2011
Westside Rentals April 2003 - October 2006
Education
University of California, Los Angeles 2005 — 2010
B.A.
J.P. Morgan Securities LLC February 2015 - Present
JPMorgan Chase Bank, N.A. September 2011 - January 2015
Goldline International, Inc April 2007 - September 2011
Westside Rentals April 2003 - October 2006
Education
University of California, Los Angeles 2005 — 2010
B.A.
Stacy Starl Jurich Stacy Starl Jurich's J.P. Morgan Securities LLC Experience January 2012 - January 2013
Job Client Service Associate
Industry Financial Services
Experience
J.P. Morgan February 2013 - Present
J.P. Morgan Securities LLC January 2012 - January 2013
Morgan Stanley Smith Barney July 2008 - December 2012
Morgan Stanley Smith Barney November 2007 - June 2008
Education
North Central College 2004 — 2008
B.A., Marketing & Organizational Communications
J.P. Morgan February 2013 - Present
J.P. Morgan Securities LLC January 2012 - January 2013
Morgan Stanley Smith Barney July 2008 - December 2012
Morgan Stanley Smith Barney November 2007 - June 2008
Education
North Central College 2004 — 2008
B.A., Marketing & Organizational Communications
Marc Matherne, CFP® Marc Matherne, CFP®'s J.P. Morgan Securities LLC Experience February 2015 - Present
Job VP Investment Specialist JP Morgan Securities, LLC
Industry Investment Management
Experience
JP Morgan Securities, LLC February 2015 - Present
JP Morgan Securities LLC May 2014 - February 2015
The Shobe Financial Group January 2011 - May 2014
New York Life Insurance Company August 2010 - December 2010
The Olivier Group, LLC January 2010 - August 2010
AstraZeneca May 1998 - December 2009
Capital One October 1996 - May 1998
U.S. Navy May 1988 - September 1996
Education
Florida State University 2011 — 2012
Certificate in Certified Financial Planning, Certified Financial Planning
Central Michigan University 1996 — 1998
MSA, Marketing and Administration
Tulane University 1984 — 1988
B.S., Statistics / Mathematics
Baton Rouge High School 1982 — 1984
JP Morgan Securities, LLC February 2015 - Present
JP Morgan Securities LLC May 2014 - February 2015
The Shobe Financial Group January 2011 - May 2014
New York Life Insurance Company August 2010 - December 2010
The Olivier Group, LLC January 2010 - August 2010
AstraZeneca May 1998 - December 2009
Capital One October 1996 - May 1998
U.S. Navy May 1988 - September 1996
Education
Florida State University 2011 — 2012
Certificate in Certified Financial Planning, Certified Financial Planning
Central Michigan University 1996 — 1998
MSA, Marketing and Administration
Tulane University 1984 — 1988
B.S., Statistics / Mathematics
Baton Rouge High School 1982 — 1984
Lee Stennes's J.P. Morgan Securities LLC Experience July 2012 - September 2013
Job
Industry Financial Services
Experience
J.P. Morgan Securities LLC July 2012 - September 2013
Merrill Lynch June 2011 - July 2012
Waddell & Reed January 2010 - June 2011
Georgia Board of Regents/Univ System of Georgia August 2000 - November 2005
Education
University of Georgia - Terry College of Business 1995 — 1999
J.P. Morgan Securities LLC July 2012 - September 2013
Merrill Lynch June 2011 - July 2012
Waddell & Reed January 2010 - June 2011
Georgia Board of Regents/Univ System of Georgia August 2000 - November 2005
Education
University of Georgia - Terry College of Business 1995 — 1999
Paul Takhar Paul Takhar's J.P. Morgan Securities LLC Experience July 2013 - Present
Job at J.P. Morgan Securities LLC
Industry Banking
Experience
J.P. Morgan Securities LLC July 2013 - Present
J.P. Morgan Securities LLC October 2009 - June 2013
Education
California State University, Fresno 2002 — 2005
Bachelor of Science in Business Administration, Marketing
J.P. Morgan Securities LLC July 2013 - Present
J.P. Morgan Securities LLC October 2009 - June 2013
Education
California State University, Fresno 2002 — 2005
Bachelor of Science in Business Administration, Marketing
Daniel Frederick Daniel Frederick's J.P. Morgan Securities LLC Experience August 2013 - November 2014
Job Associate at Gartner
Industry Information Technology and Services
Experience
Gartner October 2014 - Present
J.P. Morgan Securities LLC August 2013 - November 2014
JPMorgan Chase April 2013 - October 2014
JPMorgan Chase March 2012 - April 2013
Barnes & Noble August 2004 - March 2012
Skills
PowerPoint, Customer Service, Microsoft Excel, Leadership, Sales, Data Analysis, Banking, Financial Analysis, Finance, Microsoft Word, Marketing, Microsoft Office, Risk Management, Investments, Management, Time Management, CRM, Research
Education
University of Florida 2010 — 2011
Masters, Management
University of Florida 2005 — 2009
Bachelor's degree, Criminology
Gartner October 2014 - Present
J.P. Morgan Securities LLC August 2013 - November 2014
JPMorgan Chase April 2013 - October 2014
JPMorgan Chase March 2012 - April 2013
Barnes & Noble August 2004 - March 2012
Skills
PowerPoint, Customer Service, Microsoft Excel, Leadership, Sales, Data Analysis, Banking, Financial Analysis, Finance, Microsoft Word, Marketing, Microsoft Office, Risk Management, Investments, Management, Time Management, CRM, Research
Education
University of Florida 2010 — 2011
Masters, Management
University of Florida 2005 — 2009
Bachelor's degree, Criminology
Scott DeNeen, CFP®, CRPC®, JD Scott DeNeen, CFP®, CRPC®, JD's J.P. Morgan Securities LLC Experience January 2013 - September 2013
Job Senior Financial Consultant | Vice President at BOSC, Inc. | BOKF
Industry Investment Management
Experience
BOK Financial November 2013 - Present
BOSC, Inc. November 2013 - Present
J.P. Morgan Securities LLC January 2013 - September 2013
JPMorgan Chase January 2010 - December 2012
TrustPoint Management August 2009 - December 2009
Merrill Lynch December 2006 - December 2008
Bank of America Private Bank August 2002 - December 2006
JPMorgan Private Bank January 1998 - August 2002
Bank of America January 1997 - January 1998
Bank of America January 1995 - January 1997
Skills
Business Development, Direct Sales, Client Relationship..., Team Leadership, Strategic Thinking, Private Banking, Private Client, Comprehensive Wealth..., Private Wealth..., Certified Financial..., Financial Planning, Wealth Transfer Planning, Estate Planning, Retirement Income..., Retirement Solutions, Financial Advisory, Asset Management, Alternative Investments, Private Equity, Private Placements, Retail Brokerage, Series 7, Series 66, Series 24, Securities Lending, Mortgage Lending, Asset Based Lending, Real Estate Lending, Trust Management, Personal Trust..., Wealth Management..., Investment Management, Securities, Uniform Combined State..., Investments, Wealth, Retirement, Asset Managment, Strategic Financial..., Retirement Planning, High Net Worth...
Education
University of Arkansas School of Law, Fayetteville 1989 — 1992
Juris Doctorate, Law
University of Missouri-Columbia 1986 — 1989
BSBA, Finance and Economics
memorial high 1981 — 1985
BOK Financial November 2013 - Present
BOSC, Inc. November 2013 - Present
J.P. Morgan Securities LLC January 2013 - September 2013
JPMorgan Chase January 2010 - December 2012
TrustPoint Management August 2009 - December 2009
Merrill Lynch December 2006 - December 2008
Bank of America Private Bank August 2002 - December 2006
JPMorgan Private Bank January 1998 - August 2002
Bank of America January 1997 - January 1998
Bank of America January 1995 - January 1997
Skills
Business Development, Direct Sales, Client Relationship..., Team Leadership, Strategic Thinking, Private Banking, Private Client, Comprehensive Wealth..., Private Wealth..., Certified Financial..., Financial Planning, Wealth Transfer Planning, Estate Planning, Retirement Income..., Retirement Solutions, Financial Advisory, Asset Management, Alternative Investments, Private Equity, Private Placements, Retail Brokerage, Series 7, Series 66, Series 24, Securities Lending, Mortgage Lending, Asset Based Lending, Real Estate Lending, Trust Management, Personal Trust..., Wealth Management..., Investment Management, Securities, Uniform Combined State..., Investments, Wealth, Retirement, Asset Managment, Strategic Financial..., Retirement Planning, High Net Worth...
Education
University of Arkansas School of Law, Fayetteville 1989 — 1992
Juris Doctorate, Law
University of Missouri-Columbia 1986 — 1989
BSBA, Finance and Economics
memorial high 1981 — 1985
Joshua Watters's J.P. Morgan Securities LLC Experience October 2011 - September 2013
Job Mortgage Loan Consultant at Kinecta Federal Credit Union
Industry Banking
Experience
Kinecta Federal Credit Union August 2013 - Present
J.P. Morgan Securities LLC October 2011 - September 2013
Chase Bank May 2009 - September 2013
Wells Fargo co December 2005 - July 2007
Skills
Series 6, Series 63, Fixed Annuities, Credit Analysis, Credit Cards, Home Equity Loans, Home Equity Lines of..., Investment Banking, Banking, Retail Banking, Commercial Banking, Private Banking, Branch Banking, Finance, Investments, Cross Selling, Small Business Lending, Series 7, Residential Mortgages, Mortgage Marketing, Jumbo Mortgage, Mortgage Servicing, Mortgage Banking, Refinance, Refinancings, Mortgage Underwriting, Residential Homes, Loan Origination, home loan, Mortgage Lending, Loans, IRA Rollovers, Typing, Data Analysis, Data Entry, Multitasker, Term Life Insurance, Variable Annuities, Licensed Life Insurance..., Health Insurance, Commercial Lending, IRAs, Loan Servicing, Deposits, First Time Home Buyers, REO, Investment Properties, Sellers, Short Sales, Foreclosures
Education
Des Moines Area Community College
Los Angeles Harbor College
Notary Public - State of California
Kinecta Federal Credit Union August 2013 - Present
J.P. Morgan Securities LLC October 2011 - September 2013
Chase Bank May 2009 - September 2013
Wells Fargo co December 2005 - July 2007
Skills
Series 6, Series 63, Fixed Annuities, Credit Analysis, Credit Cards, Home Equity Loans, Home Equity Lines of..., Investment Banking, Banking, Retail Banking, Commercial Banking, Private Banking, Branch Banking, Finance, Investments, Cross Selling, Small Business Lending, Series 7, Residential Mortgages, Mortgage Marketing, Jumbo Mortgage, Mortgage Servicing, Mortgage Banking, Refinance, Refinancings, Mortgage Underwriting, Residential Homes, Loan Origination, home loan, Mortgage Lending, Loans, IRA Rollovers, Typing, Data Analysis, Data Entry, Multitasker, Term Life Insurance, Variable Annuities, Licensed Life Insurance..., Health Insurance, Commercial Lending, IRAs, Loan Servicing, Deposits, First Time Home Buyers, REO, Investment Properties, Sellers, Short Sales, Foreclosures
Education
Des Moines Area Community College
Los Angeles Harbor College
Notary Public - State of California
Colin Igawa, CFP®, ChFC® Colin Igawa, CFP®, ChFC®'s J.P. Morgan Securities LLC Experience July 2011 - September 2015
Job Private Client Advisor at JPMorgan Chase Bank, N.A.
Industry Financial Services
Experience
JPMorgan Chase Bank, N.A. September 2015 - Present
J.P. Morgan Securities LLC July 2011 - September 2015
Chase Investment Services Corp. July 2011 - October 2012
MetLife Securities, Inc. October 2009 - July 2011
Wells Fargo Investments, LLC September 2008 - September 2009
Wells Fargo Bank September 2005 - September 2009
Wells Fargo Financial September 2004 - September 2005
Education
Seattle University 2000 — 2004
Bachelor of Arts Degree, Business Administration; Finance & Business Economics
JPMorgan Chase Bank, N.A. September 2015 - Present
J.P. Morgan Securities LLC July 2011 - September 2015
Chase Investment Services Corp. July 2011 - October 2012
MetLife Securities, Inc. October 2009 - July 2011
Wells Fargo Investments, LLC September 2008 - September 2009
Wells Fargo Bank September 2005 - September 2009
Wells Fargo Financial September 2004 - September 2005
Education
Seattle University 2000 — 2004
Bachelor of Arts Degree, Business Administration; Finance & Business Economics
Sinahy Luna Sinahy Luna's J.P. Morgan Securities LLC Experience May 2013 - October 2014
Job AVP, Financial Solutions Advisor at Bank of America Merrill Lynch
Industry Financial Services
Experience
Merrill Edge October 2014 - Present
JP Morgan Securities LLC May 2013 - October 2014
Chase Bank July 2010 - May 2013
Skills
Investments, Wealth Management, Portfolio Management, Mutual Funds, Financial Planning, Retirement Planning, Financial Services, Asset Management, Equities, Securities
Education
California State University-Fullerton 2005 — 2007
Bachelor of Arts (B.A.), Finance and Financial Management Services
California State University-Fullerton 2005 — 2007
Bachelor's degree, Finance, General
Merrill Edge October 2014 - Present
JP Morgan Securities LLC May 2013 - October 2014
Chase Bank July 2010 - May 2013
Skills
Investments, Wealth Management, Portfolio Management, Mutual Funds, Financial Planning, Retirement Planning, Financial Services, Asset Management, Equities, Securities
Education
California State University-Fullerton 2005 — 2007
Bachelor of Arts (B.A.), Finance and Financial Management Services
California State University-Fullerton 2005 — 2007
Bachelor's degree, Finance, General
Ivan Bagrintsev's J.P. Morgan Securities LLC Experience May 2013 - June 2015
Job Quantitative Software Engineer
Industry Financial Services
Experience
Morgan Stanley July 2015 - Present
J.P. Morgan Securities LLC May 2013 - June 2015
Goldman Sachs 2009 - May 2013
Goldman Sachs April 2006 - 2009
Accoona, Corp November 2005 - March 2006
TD Waterhouse May 2004 - November 2005
NOVARTIS March 2002 - December 2003
PAGOO Inc. May 2001 - February 2002
Exadel, Inc May 2000 - April 2001
Skills
Electronic Trading, Interest Rate..., Machine Learning, C++, Java, Scala, Market Making, Exchange Connectivity, Statistical Arbitrage, Grid Computing, Akka, Spark, Hadoop, Market Data, High Frequency Trading, Databases, Financial Modeling, MOM, FIX, Agile, Distributed Systems, R, Matlab, Python, x86 Assembly, Data Mining, Investment Banking, Market Risk
Education
Bauman Moscow State Technical University 1991 — 1997
Master's degree
Morgan Stanley July 2015 - Present
J.P. Morgan Securities LLC May 2013 - June 2015
Goldman Sachs 2009 - May 2013
Goldman Sachs April 2006 - 2009
Accoona, Corp November 2005 - March 2006
TD Waterhouse May 2004 - November 2005
NOVARTIS March 2002 - December 2003
PAGOO Inc. May 2001 - February 2002
Exadel, Inc May 2000 - April 2001
Skills
Electronic Trading, Interest Rate..., Machine Learning, C++, Java, Scala, Market Making, Exchange Connectivity, Statistical Arbitrage, Grid Computing, Akka, Spark, Hadoop, Market Data, High Frequency Trading, Databases, Financial Modeling, MOM, FIX, Agile, Distributed Systems, R, Matlab, Python, x86 Assembly, Data Mining, Investment Banking, Market Risk
Education
Bauman Moscow State Technical University 1991 — 1997
Master's degree
Chris Powers's J.P. Morgan Securities LLC Experience December 2011 - February 2014
Job Helping Companies Make Smarter Portfolio Level Decisions| CA Technologies | CA PPM
Industry Computer Software
Experience
CA Technologies February 2014 - Present
J.P. Morgan Securities LLC December 2011 - February 2014
JP Morgan Chase November 2009 - December 2011
Oyster Bay Pump Works July 2005 - August 2009
Skills
PMO, CA Clarity, EPMO, IT Business Strategy, Project Portfolio..., Cloud Computing, SaaS, Customer Service, Leadership, CRM, Enterprise Software, Vendor Management, PMO Services, PMO set-up, PMO Design, Salesforce.com, Management, IT Strategy, Project Management, PPM
Education
State University of New York at Albany 2002 — 2005
Bachelor of Science (B.S.)
CA Technologies February 2014 - Present
J.P. Morgan Securities LLC December 2011 - February 2014
JP Morgan Chase November 2009 - December 2011
Oyster Bay Pump Works July 2005 - August 2009
Skills
PMO, CA Clarity, EPMO, IT Business Strategy, Project Portfolio..., Cloud Computing, SaaS, Customer Service, Leadership, CRM, Enterprise Software, Vendor Management, PMO Services, PMO set-up, PMO Design, Salesforce.com, Management, IT Strategy, Project Management, PPM
Education
State University of New York at Albany 2002 — 2005
Bachelor of Science (B.S.)
Natasha Titova's J.P. Morgan Securities LLC Experience September 2014 - Present
Job Vice President, Financial Advisor Associate
Industry Financial Services
Experience
JP Morgan Securities LLC September 2014 - Present
Education
Graziadio School of Business and Management 2002 — 2004
MBA
Pepperdine University, The George L. Graziadio School of Business and Management 2002 — 2004
MBA
California State University-Fullerton 1995 — 1999
BA
Newport Harbor High School
JP Morgan Securities LLC September 2014 - Present
Education
Graziadio School of Business and Management 2002 — 2004
MBA
Pepperdine University, The George L. Graziadio School of Business and Management 2002 — 2004
MBA
California State University-Fullerton 1995 — 1999
BA
Newport Harbor High School
Ayelet Rosen's J.P. Morgan Securities LLC Experience February 2011 - Present
Job Vice President at J.P. Morgan Securities LLC
Industry Investment Banking
Experience
J.P. Morgan Securities LLC February 2011 - Present
J.P. Morgan Securities Inc. July 2008 - February 2011
JPMorgan June 2005 - July 2008
Education
University of Pennsylvania 2000 — 2004
J.P. Morgan Securities LLC February 2011 - Present
J.P. Morgan Securities Inc. July 2008 - February 2011
JPMorgan June 2005 - July 2008
Education
University of Pennsylvania 2000 — 2004
Nelson Ho's J.P. Morgan Securities LLC Experience 1995 - Present
Job Vice President at JPMorgan
Industry Investment Banking
Experience
J.P. Morgan Securities LLC 1995 - Present
Skills
Equities, Capital Markets
Education
The University of Chicago Booth School of Business 1998 — 2001
University of Illinois at Urbana-Champaign - College of Business 1991 — 1995
BS, Finance
J.P. Morgan Securities LLC 1995 - Present
Skills
Equities, Capital Markets
Education
The University of Chicago Booth School of Business 1998 — 2001
University of Illinois at Urbana-Champaign - College of Business 1991 — 1995
BS, Finance
Tom Nguyen, ChFC®'s J.P. Morgan Securities LLC Experience 2015 - Present
Job Vice President Financial Advisor at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC 2015 - Present
HSBC March 2014 - 2014
U.S. Bank November 2012 - December 2013
JPMorgan Chase November 2008 - November 2012
Citi Family Office - Smith Barney May 2007 - November 2008
Wells Fargo 2005 - 2007
Skills
Credit, Cash Management, Relationship Management, Banking, Investment Advisory, Business Development, Series 63, Finance, Portfolio Management, Commercial Banking, Series 7, Risk Management, Financial Services, Wealth Management, Cross Selling, Loans, Asset Managment, Asset Management, Lines Of Credit, Series 65, Treasury Management, Financial Advisory, Strategic Financial..., Life & Health Licenses, ChFC - Chartered..., Small Business Lending, Investment Management, Private Banking, Insurance, Commercial Lending, Financial Planning
Education
University of California, Davis
Bachelor of Science
The American College
Chartered Financial Consultant (ChFC)
The American College
Certified Financial Planner (CFP)
J.P. Morgan Securities LLC 2015 - Present
HSBC March 2014 - 2014
U.S. Bank November 2012 - December 2013
JPMorgan Chase November 2008 - November 2012
Citi Family Office - Smith Barney May 2007 - November 2008
Wells Fargo 2005 - 2007
Skills
Credit, Cash Management, Relationship Management, Banking, Investment Advisory, Business Development, Series 63, Finance, Portfolio Management, Commercial Banking, Series 7, Risk Management, Financial Services, Wealth Management, Cross Selling, Loans, Asset Managment, Asset Management, Lines Of Credit, Series 65, Treasury Management, Financial Advisory, Strategic Financial..., Life & Health Licenses, ChFC - Chartered..., Small Business Lending, Investment Management, Private Banking, Insurance, Commercial Lending, Financial Planning
Education
University of California, Davis
Bachelor of Science
The American College
Chartered Financial Consultant (ChFC)
The American College
Certified Financial Planner (CFP)
Bob Huscher's J.P. Morgan Securities LLC Experience January 2013 - Present
Job Operations Section Manager at JPMorgan Chase
Industry Financial Services
Experience
J.P. Morgan Securities LLC January 2013 - Present
JPMorgan Chase December 2004 - January 2013
Banc One Securities Corp. (Oneinvest.com/Wingspan.com) September 2000 - December 2004
Skills
Equities, Investments, Trading, Series 7, Management, Fixed Income, Securities, Options, series 4, Series 24
Education
Bradley University 1996 — 2000
Bachelor of Science (B.S.), Finance, Emphasis in Investments
J.P. Morgan Securities LLC January 2013 - Present
JPMorgan Chase December 2004 - January 2013
Banc One Securities Corp. (Oneinvest.com/Wingspan.com) September 2000 - December 2004
Skills
Equities, Investments, Trading, Series 7, Management, Fixed Income, Securities, Options, series 4, Series 24
Education
Bradley University 1996 — 2000
Bachelor of Science (B.S.), Finance, Emphasis in Investments
Adam Pollitzer's J.P. Morgan Securities LLC Experience September 2001 - Present
Job Executive Director, J.P. Morgan Securities LLC
Industry Investment Banking
Experience
J.P. Morgan Securities LLC September 2001 - Present
Education
University of Michigan - Stephen M. Ross School of Business 1997 — 2001
J.P. Morgan Securities LLC September 2001 - Present
Education
University of Michigan - Stephen M. Ross School of Business 1997 — 2001
Ben Lovitt's J.P. Morgan Securities LLC Experience September 2013 - Present
Job Vice President at J.P. Morgan Securities LLC
Industry Investment Management
Experience
J.P. Morgan Securities LLC September 2013 - Present
J.P. Morgan Securities LLC April 2007 - September 2013
J.P. Morgan Securities LLC July 2005 - April 2007
J.P. Morgan Securities LLC October 2002 - July 2005
J.P. Morgan Securities LLC September 1998 - October 2002
Education
Haslam College of Business at the University of Tennessee 1994 — 1998
University of Tennessee-Knoxville 1994 — 1998
Tullahoma High School 1990 — 1994
J.P. Morgan Securities LLC September 2013 - Present
J.P. Morgan Securities LLC April 2007 - September 2013
J.P. Morgan Securities LLC July 2005 - April 2007
J.P. Morgan Securities LLC October 2002 - July 2005
J.P. Morgan Securities LLC September 1998 - October 2002
Education
Haslam College of Business at the University of Tennessee 1994 — 1998
University of Tennessee-Knoxville 1994 — 1998
Tullahoma High School 1990 — 1994
Amanda M. Dargie's J.P. Morgan Securities LLC Experience February 2014 - Present
Job Business Management Specialist at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC February 2014 - Present
J.P. Morgan Securities LLC March 2008 - February 2014
Bear Stearns & Co., Inc October 2006 - March 2008
Education
Saint Michael's College 2002 — 2006
Bachelors of Science, Mathematics
Suffolk University 2010 — 2012
Certificate, Financial Planning
J.P. Morgan Securities LLC February 2014 - Present
J.P. Morgan Securities LLC March 2008 - February 2014
Bear Stearns & Co., Inc October 2006 - March 2008
Education
Saint Michael's College 2002 — 2006
Bachelors of Science, Mathematics
Suffolk University 2010 — 2012
Certificate, Financial Planning
Corinne Samon's J.P. Morgan Securities LLC Experience October 1992 - Present
Job Executive Director, Compliance Director at J.P. Morgan Securities LLC
Industry Investment Banking
Experience
J.P. Morgan Securities LLC October 1992 - Present
J.P. Morgan Securities LLC October 1992 - Present
Education
Hamilton College 1987 — 1991
J.P. Morgan Securities LLC October 1992 - Present
J.P. Morgan Securities LLC October 1992 - Present
Education
Hamilton College 1987 — 1991
Satya Shinde's J.P. Morgan Securities LLC Experience March 2014 - Present
Job Vice President at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC March 2014 - Present
HSBC January 2011 - March 2014
Citi Group March 2007 - December 2009
Citi Group May 2004 - February 2007
Citi Group November 2001 - April 2004
Citi Group September 2000 - October 2001
Citi Group October 1999 - September 2000
Skills
Portfolio Management, Financial Analysis, Strategy, Investment Banking, Investments, Banking, Due Diligence, Mergers & Acquisitions
Education
Symbiosis Institute of Business Management 1992 — 1994
MBA, Finance, Marketing
University of Pune 1992 — 1994
MBA, Marketing & Finance
J.P. Morgan Securities LLC March 2014 - Present
HSBC January 2011 - March 2014
Citi Group March 2007 - December 2009
Citi Group May 2004 - February 2007
Citi Group November 2001 - April 2004
Citi Group September 2000 - October 2001
Citi Group October 1999 - September 2000
Skills
Portfolio Management, Financial Analysis, Strategy, Investment Banking, Investments, Banking, Due Diligence, Mergers & Acquisitions
Education
Symbiosis Institute of Business Management 1992 — 1994
MBA, Finance, Marketing
University of Pune 1992 — 1994
MBA, Marketing & Finance
Scott Cornelis's J.P. Morgan Securities LLC Experience February 2003 - September 2014
Job Head of Capital Markets at BorrowersFirst, Inc.
Industry Capital Markets
Experience
BorrowersFirst, Inc. June 2015 - Present
J.P. Morgan Securities LLC February 2003 - September 2014
Banc One Capital Markets, Inc. January 2002 - January 2003
Bank One June 2000 - December 2001
Skills
Capital Markets, Securitization, Structured Finance, Fixed Income, Bonds, Credit Risk, Investment Banking, Commercial Banking, Relationship Management, Manage Client..., Due Diligence
Education
University of Iowa 1996 — 2000
B.B.A, Economics
BorrowersFirst, Inc. June 2015 - Present
J.P. Morgan Securities LLC February 2003 - September 2014
Banc One Capital Markets, Inc. January 2002 - January 2003
Bank One June 2000 - December 2001
Skills
Capital Markets, Securitization, Structured Finance, Fixed Income, Bonds, Credit Risk, Investment Banking, Commercial Banking, Relationship Management, Manage Client..., Due Diligence
Education
University of Iowa 1996 — 2000
B.B.A, Economics
Emily Neill Blasko's J.P. Morgan Securities LLC Experience February 2003 - Present
Job Vice President at J.P. Morgan Securities LLC
Industry Investment Banking
Experience
J.P. Morgan Securities LLC February 2003 - Present
Skills
Fixed Income, Series 7, Equities, Capital Markets, Investments
Education
Miami University 1997 — 2001
J.P. Morgan Securities LLC February 2003 - Present
Skills
Fixed Income, Series 7, Equities, Capital Markets, Investments
Education
Miami University 1997 — 2001
Robert Saltarelli's J.P. Morgan Securities LLC Experience October 2007 - Present
Job Vice President at J.P. Morgan Securities LLC
Industry Investment Banking
Experience
J.P. Morgan Securities LLC October 2007 - Present
Microsoft May 2006 - August 2006
US Army Night Vision and Electronic Sensors Directorate June 2005 - May 2006
Education
Rochester Institute of Technology 2002 — 2007
Computer Engineering and Physics
Chatham High School
J.P. Morgan Securities LLC October 2007 - Present
Microsoft May 2006 - August 2006
US Army Night Vision and Electronic Sensors Directorate June 2005 - May 2006
Education
Rochester Institute of Technology 2002 — 2007
Computer Engineering and Physics
Chatham High School
Paul Lebouef's J.P. Morgan Securities LLC Experience August 2012 - October 2014
Job Financial Advisor AVP Investments
Industry Financial Services
Experience
Wells Fargo Advisors October 2014 - Present
J.P. Morgan Securities LLC August 2012 - October 2014
Charles Schwab January 1998 - August 2012
Morgan Stanley January 1997 - January 1998
Skills
Wealth Management, High Net Worth..., Financial Services, Investments, Asset Allocation, Strategic Planning, Retirement Planning, Wealth, Asset Management, Risk Management, Portfolio Management, Asset Managment, Strategic Financial..., Financial Planning, Investment Strategies, Equities, Fixed Income, Mutual Funds, Retirement, Investment Advisory, Alternative Investments, Separately Managed..., Investment Management, Wealth Management..., ETFs, Financial Advisory, Financial Markets, Bonds, IRAs, Financial Risk, Fixed Annuities, Financial Modeling, Securities, 401k, Valuation, Financial Analysis, Finance
Education
University of Houston 1993 — 1997
Wells Fargo Advisors October 2014 - Present
J.P. Morgan Securities LLC August 2012 - October 2014
Charles Schwab January 1998 - August 2012
Morgan Stanley January 1997 - January 1998
Skills
Wealth Management, High Net Worth..., Financial Services, Investments, Asset Allocation, Strategic Planning, Retirement Planning, Wealth, Asset Management, Risk Management, Portfolio Management, Asset Managment, Strategic Financial..., Financial Planning, Investment Strategies, Equities, Fixed Income, Mutual Funds, Retirement, Investment Advisory, Alternative Investments, Separately Managed..., Investment Management, Wealth Management..., ETFs, Financial Advisory, Financial Markets, Bonds, IRAs, Financial Risk, Fixed Annuities, Financial Modeling, Securities, 401k, Valuation, Financial Analysis, Finance
Education
University of Houston 1993 — 1997
Michael Liguori's J.P. Morgan Securities LLC Experience August 2009 - December 2013
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. December 2013 - Present
J.P. Morgan Securities LLC August 2009 - December 2013
Goldman Sachs- SLK Specialist 1987 - 2007
Skills
Investments, Series 7, Securities
Education
SUNY Old Westbury
Computer Science
Nassau Community College 1979 — 1982
associate, computer science
Ameriprise Financial Services, Inc. December 2013 - Present
J.P. Morgan Securities LLC August 2009 - December 2013
Goldman Sachs- SLK Specialist 1987 - 2007
Skills
Investments, Series 7, Securities
Education
SUNY Old Westbury
Computer Science
Nassau Community College 1979 — 1982
associate, computer science
Colin Christy's J.P. Morgan Securities LLC Experience October 2011 - February 2013
Job Private Client Mortgage Banker at JPMorgan Chase Bank, N.A. NMLS 601800
Industry Financial Services
Experience
J.P. Morgan Securities LLC October 2011 - February 2013
JPMorgan Chase Bank, N.A. May 2009 - February 2013
JPMorgan Chase Bank, N.A. January 2008 - May 2009
GreenPoint Mortgage 2006 - 2007
Education
University of New Orleans
J.P. Morgan Securities LLC October 2011 - February 2013
JPMorgan Chase Bank, N.A. May 2009 - February 2013
JPMorgan Chase Bank, N.A. January 2008 - May 2009
GreenPoint Mortgage 2006 - 2007
Education
University of New Orleans
Brendaliz Valenzuela's J.P. Morgan Securities LLC Experience October 2014 - August 2015
Job VP, Private Client Advisor
Industry Financial Services
Experience
JP Morgan Chase Bank, N.A. August 2015 - Present
JP Morgan Securities, LLC October 2014 - August 2015
JPMorgan Chase Bank, N.A. October 2011 - October 2014
JP Morgan Private Bank December 2010 - September 2011
JP Morgan January 2007 - December 2010
Bear Stearns 2007 - 2008
TD Bank (formerly Commerce Bank) March 2004 - November 2006
Sterling National Bank December 2001 - March 2004
Banco Popular North America June 1999 - July 2000
Education
Baruch College, City University of New York (CUNY) 2002 — 2006
BBA, Entrepreneurship
JP Morgan Chase Bank, N.A. August 2015 - Present
JP Morgan Securities, LLC October 2014 - August 2015
JPMorgan Chase Bank, N.A. October 2011 - October 2014
JP Morgan Private Bank December 2010 - September 2011
JP Morgan January 2007 - December 2010
Bear Stearns 2007 - 2008
TD Bank (formerly Commerce Bank) March 2004 - November 2006
Sterling National Bank December 2001 - March 2004
Banco Popular North America June 1999 - July 2000
Education
Baruch College, City University of New York (CUNY) 2002 — 2006
BBA, Entrepreneurship
Evan Ankenbruck's J.P. Morgan Securities LLC Experience September 2012 - Present
Job Financial Advisor J.P.Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC September 2012 - Present
J.P. Morgan Chase Bank, N.A. December 2008 - September 2012
Sprint Nextel October 2006 - November 2008
Education
Metropolitan State University of Denver 2003 — 2007
Bachelor of Arts (B.A.), Speech Communication
University of Mount Union 2001 — 2002
J.P. Morgan Securities LLC September 2012 - Present
J.P. Morgan Chase Bank, N.A. December 2008 - September 2012
Sprint Nextel October 2006 - November 2008
Education
Metropolitan State University of Denver 2003 — 2007
Bachelor of Arts (B.A.), Speech Communication
University of Mount Union 2001 — 2002
Mary Tara Rogers's J.P. Morgan Securities LLC Experience July 2010 - Present
Job Supervisory Analyst, Options Principal at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan Securities LLC July 2010 - Present
Goldman Sachs August 2004 - July 2010
Donaldson, Lufkin & Jenrette February 2000 - May 2001
Banc of America Securities, LLC February 2000 - May 2001
The MWW Group November 1999 - January 2000
Foot Locker, Inc January 1996 - January 1998
Primedia, Inc January 1995 - January 1996
MetLife January 1989 - December 1994
Skills
Equity Research, Investments, Credit, Retail, Investor Relations, Series 7, Research, Risk Management, Compliance, Writing, Editing, Equity Valuation, Series 63, Investment Research, Equities, Finance, Options, Bloomberg, Hedge Funds, Fixed Income, Portfolio Management, Investment Banking, Capital Markets
Education
Rutgers, The State University of New Jersey - Rutgers Business School 1987 — 1989
MBA
Northeastern University 1982 — 1987
Bachelors of Science, Finance and International Business
Holy Cross High School 1978 — 1982
High School Diploma
J.P. Morgan Securities LLC July 2010 - Present
Goldman Sachs August 2004 - July 2010
Donaldson, Lufkin & Jenrette February 2000 - May 2001
Banc of America Securities, LLC February 2000 - May 2001
The MWW Group November 1999 - January 2000
Foot Locker, Inc January 1996 - January 1998
Primedia, Inc January 1995 - January 1996
MetLife January 1989 - December 1994
Skills
Equity Research, Investments, Credit, Retail, Investor Relations, Series 7, Research, Risk Management, Compliance, Writing, Editing, Equity Valuation, Series 63, Investment Research, Equities, Finance, Options, Bloomberg, Hedge Funds, Fixed Income, Portfolio Management, Investment Banking, Capital Markets
Education
Rutgers, The State University of New Jersey - Rutgers Business School 1987 — 1989
MBA
Northeastern University 1982 — 1987
Bachelors of Science, Finance and International Business
Holy Cross High School 1978 — 1982
High School Diploma
Chad Roman's J.P. Morgan Securities LLC Experience January 2014 - Present
Job Americas Control Officer at JP Morgan Securities, LLC
Industry Financial Services
Experience
JP Morgan Securities, LLC January 2014 - Present
JP Morgan Securities, LLC September 2007 - December 2013
Charles Schwab & Co October 2003 - September 2007
Charles Schwab & Co July 2003 - October 2003
Charles Schwab & Co December 1997 - October 2003
Skills
Options, Equities, Operations Management, Series 7, Trading, Management, Securities, Equity Trading, Derivatives, Fixed Income, Trading Systems, Electronic Trading, Middle Office
Education
Ball State University - College of Business
JP Morgan Securities, LLC January 2014 - Present
JP Morgan Securities, LLC September 2007 - December 2013
Charles Schwab & Co October 2003 - September 2007
Charles Schwab & Co July 2003 - October 2003
Charles Schwab & Co December 1997 - October 2003
Skills
Options, Equities, Operations Management, Series 7, Trading, Management, Securities, Equity Trading, Derivatives, Fixed Income, Trading Systems, Electronic Trading, Middle Office
Education
Ball State University - College of Business
Brian Knapp's J.P. Morgan Securities LLC Experience February 2014 - Present
Job Executive Director J.P. Morgan Securities LLC
Industry Investment Banking
Experience
J.P. Morgan Securities LLC February 2014 - Present
JP Morgan Chase October 2009 - January 2014
RBS Sempra Commodities November 2008 - October 2009
Lehman Brothers August 2005 - November 2008
Deutsche Bank July 2003 - July 2005
Morgan Stanley June 2001 - June 2003
Skills
Derivatives, Credit Risk, Investment Banking, Structured Finance, FX Options, Commodity, Credit, Fixed Income, Capital Markets, Finance, Hedge Funds, Equities, Valuation, Financial Modeling, Credit Derivatives, Bloomberg, Portfolio Management, Corporate Finance
Education
New York University - Leonard N. Stern School of Business 2007 — 2009
MBA, Finance
Bowdoin College 1996 — 2000
BA, Government & Legal Studies
J.P. Morgan Securities LLC February 2014 - Present
JP Morgan Chase October 2009 - January 2014
RBS Sempra Commodities November 2008 - October 2009
Lehman Brothers August 2005 - November 2008
Deutsche Bank July 2003 - July 2005
Morgan Stanley June 2001 - June 2003
Skills
Derivatives, Credit Risk, Investment Banking, Structured Finance, FX Options, Commodity, Credit, Fixed Income, Capital Markets, Finance, Hedge Funds, Equities, Valuation, Financial Modeling, Credit Derivatives, Bloomberg, Portfolio Management, Corporate Finance
Education
New York University - Leonard N. Stern School of Business 2007 — 2009
MBA, Finance
Bowdoin College 1996 — 2000
BA, Government & Legal Studies
Bill Oleferchik's J.P. Morgan Securities LLC Experience June 1990 - Present
Job Managing Director at JPMorgan
Industry Financial Services
Experience
J.P. Morgan Securities LLC June 1990 - Present
Harris Bank June 1987 - June 1990
Skills
Capital Markets, Corporate Finance, Financial Modeling, Financial Analysis, Banking, Credit
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1989 — 1992
Master of Business Administration (MBA), Finance, General
Illinois State University 1983 — 1987
Bachelor of Science (B.S.), Finance
J.P. Morgan Securities LLC June 1990 - Present
Harris Bank June 1987 - June 1990
Skills
Capital Markets, Corporate Finance, Financial Modeling, Financial Analysis, Banking, Credit
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1989 — 1992
Master of Business Administration (MBA), Finance, General
Illinois State University 1983 — 1987
Bachelor of Science (B.S.), Finance
Bonar Styles's J.P. Morgan Securities LLC Experience August 2004 - Present
Job Vice President J.P. Morgan Securities LLC International Equity Trading
Industry Investment Banking
Experience
J.P. Morgan Securities LLC August 2004 - Present
Skills
Equities, Bloomberg, Electronic Trading, Alternative Investments, Securities, Derivatives, Capital Markets, Series 7, Hedge Funds, Fixed Income, Investment Banking, Trading Systems, Trading
Education
University of Leicester 2001 — 2004
Bachelor of Laws (LLB)
Gravesend Grammar School 1993 — 2000
J.P. Morgan Securities LLC August 2004 - Present
Skills
Equities, Bloomberg, Electronic Trading, Alternative Investments, Securities, Derivatives, Capital Markets, Series 7, Hedge Funds, Fixed Income, Investment Banking, Trading Systems, Trading
Education
University of Leicester 2001 — 2004
Bachelor of Laws (LLB)
Gravesend Grammar School 1993 — 2000
Angel Caballero's J.P. Morgan Securities LLC Experience March 2014 - Present
Job Broker / Dealer Compliance Officer
Industry Financial Services
Experience
JP Morgan Securities LLC March 2014 - Present
Daiwa Capital Markets December 2009 - April 2014
WAMU Capital Corp. July 2005 - August 2008
JPMorgan Chase October 2002 - July 2005
Prudential Securities, Inc. June 2001 - October 2002
Goldman Sachs & Co. December 2000 - May 2001
Deutsche Bank Securities, Inc. October 1997 - December 2000
Merrill Lynch & Co. Inc. December 1991 - October 1997
National Association of Securities Dealers, Inc. (FINRA) October 1988 - December 1991
Skills
Investment Banking, FINRA, Series 7, Risk Management, AML, Series 63
Education
Saint Peter's University 1999 — 2003
MBA, International Business
City University of New York-College of Staten Island 1986 — 1988
BA, Accounting
JP Morgan Securities LLC March 2014 - Present
Daiwa Capital Markets December 2009 - April 2014
WAMU Capital Corp. July 2005 - August 2008
JPMorgan Chase October 2002 - July 2005
Prudential Securities, Inc. June 2001 - October 2002
Goldman Sachs & Co. December 2000 - May 2001
Deutsche Bank Securities, Inc. October 1997 - December 2000
Merrill Lynch & Co. Inc. December 1991 - October 1997
National Association of Securities Dealers, Inc. (FINRA) October 1988 - December 1991
Skills
Investment Banking, FINRA, Series 7, Risk Management, AML, Series 63
Education
Saint Peter's University 1999 — 2003
MBA, International Business
City University of New York-College of Staten Island 1986 — 1988
BA, Accounting
Laura Warshawsky's J.P. Morgan Securities LLC Experience 1995 - 1998
Job VP/Supervisory Analyst at Societe Generale
Industry Research
Experience
Societe Generale 2010 - Present
Banc of America Securities-Merrill Lynch October 1998 - September 2009
Banc of America Securities LLC October 1998 - January 2009
JP Morgan Securities LLC 1995 - 1998
Morgan Stanley Dean Witter 1988 - 1994
Dean Witter 1988 - 1994
Dean Witter Reynolds 1985 - 1994
Skills
Equities, Analysis, Capital Markets, Equity Research, Investment Banking, Strategy, Series 7, Valuation, Securities
Education
Baruch College, City University of New York (CUNY)
MBA, International Finance
Societe Generale 2010 - Present
Banc of America Securities-Merrill Lynch October 1998 - September 2009
Banc of America Securities LLC October 1998 - January 2009
JP Morgan Securities LLC 1995 - 1998
Morgan Stanley Dean Witter 1988 - 1994
Dean Witter 1988 - 1994
Dean Witter Reynolds 1985 - 1994
Skills
Equities, Analysis, Capital Markets, Equity Research, Investment Banking, Strategy, Series 7, Valuation, Securities
Education
Baruch College, City University of New York (CUNY)
MBA, International Finance
Thomas Tarantino's J.P. Morgan Securities LLC Experience 2008 - 2010
Job Finance Professional
Industry Banking
Experience
JPMorgan Chase & Co. 2010 - April 2015
JP Morgan Securities LLC 2008 - 2010
Bear Stearns & Co. LLC 1994 - 2008
Stroock & Stroock & Lavan 1985 - 1994
Emmet Marvin & Martin 1982 - 1985
Skills
Asset Management, Portfolio Management, Capital Markets, Fixed Income, Banking, Investment Banking, Loan Origination, Investments, Credit, Mortgage Banking, Distressed Debt, REO, Risk Management, Due Diligence, Loss Mitigation, Valuation, Mortgage Lending, Residential Mortgages, Trading, Real Estate Financing, Tax Liens
Education
Benjamin N. Cardozo School of Law, Yeshiva University
Juris Doctor (J.D.)
Fordham College, Fordham University
Bachelor’s Degree
JPMorgan Chase & Co. 2010 - April 2015
JP Morgan Securities LLC 2008 - 2010
Bear Stearns & Co. LLC 1994 - 2008
Stroock & Stroock & Lavan 1985 - 1994
Emmet Marvin & Martin 1982 - 1985
Skills
Asset Management, Portfolio Management, Capital Markets, Fixed Income, Banking, Investment Banking, Loan Origination, Investments, Credit, Mortgage Banking, Distressed Debt, REO, Risk Management, Due Diligence, Loss Mitigation, Valuation, Mortgage Lending, Residential Mortgages, Trading, Real Estate Financing, Tax Liens
Education
Benjamin N. Cardozo School of Law, Yeshiva University
Juris Doctor (J.D.)
Fordham College, Fordham University
Bachelor’s Degree
Tim Grumley's J.P. Morgan Securities LLC Experience March 2009 - October 2012
Job Executive Director Market Director at JPMorgan Securities, LLC
Industry Financial Services
Experience
JPMorgan Securities, LLC October 2012 - Present
JP Morgan Securities, LLC March 2009 - October 2012
Chase Investment Services Corp. September 2006 - April 2009
Citizens Bank November 2004 - September 2006
New York Life Insurance Company July 2003 - December 2004
Education
Binghamton University 2001 — 2003
Canandaigua Academy 1995 — 1999
JPMorgan Securities, LLC October 2012 - Present
JP Morgan Securities, LLC March 2009 - October 2012
Chase Investment Services Corp. September 2006 - April 2009
Citizens Bank November 2004 - September 2006
New York Life Insurance Company July 2003 - December 2004
Education
Binghamton University 2001 — 2003
Canandaigua Academy 1995 — 1999
Don Lambert's J.P. Morgan Securities LLC Experience September 2012 - November 2013
Job Compliance Manager at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase November 2013 - Present
JP Morgan Securities, LLC September 2012 - November 2013
Merrill Lynch June 2010 - July 2012
Merrill Lynch / Bank of America August 2009 - June 2010
Merrill Lynch November 2005 - April 2009
Merrill Lynch June 2004 - November 2005
Education
Indiana University-Northwest 1989 — 1994
B.S., Business Administration
Ball State University 1985 — 1987
Business
JPMorgan Chase November 2013 - Present
JP Morgan Securities, LLC September 2012 - November 2013
Merrill Lynch June 2010 - July 2012
Merrill Lynch / Bank of America August 2009 - June 2010
Merrill Lynch November 2005 - April 2009
Merrill Lynch June 2004 - November 2005
Education
Indiana University-Northwest 1989 — 1994
B.S., Business Administration
Ball State University 1985 — 1987
Business
Lucy Nixon's J.P. Morgan Securities LLC Experience April 2006 - Present
Job Managing Director at JPMorgan Securities
Industry Financial Services
Experience
J.P. Morgan Securities LLC April 2006 - Present
JPMorgan Chase 2006 - December 2012
Wells Fargo Bank 2000 - 2006
Bank of America 1995 - 1999
Education
UCLA Anderson School of Management 1993 — 1995
MBA, Finance
J.P. Morgan Securities LLC April 2006 - Present
JPMorgan Chase 2006 - December 2012
Wells Fargo Bank 2000 - 2006
Bank of America 1995 - 1999
Education
UCLA Anderson School of Management 1993 — 1995
MBA, Finance
CURTIS HUGGHIS's J.P. Morgan Securities LLC Experience August 2014 - Present
Job Investment Customer Service Rep I Broker Service Center at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC August 2014 - Present
Various Theatres 2009 - Present
Ziegler 2009 - 2013
Hyatt Regency Chicago 2005 - 2009
Skills
Hotels, Hospitality Management, Hospitality, Hotel Management, Food & Beverage, Pre-opening, Banquets, Restaurants, Micros, Revenue Analysis, Catering, Production Budgeting, Budget Reconciliation, Operating Budgets, Budget Monitoring, Acting Training, Adobe Creative Suite, Microsoft Office, Microsoft Excel, Directing, Assistant Directing
Education
Alabama State University 1999 — 2002
Business Administration and Management, General
J.P. Morgan Securities LLC August 2014 - Present
Various Theatres 2009 - Present
Ziegler 2009 - 2013
Hyatt Regency Chicago 2005 - 2009
Skills
Hotels, Hospitality Management, Hospitality, Hotel Management, Food & Beverage, Pre-opening, Banquets, Restaurants, Micros, Revenue Analysis, Catering, Production Budgeting, Budget Reconciliation, Operating Budgets, Budget Monitoring, Acting Training, Adobe Creative Suite, Microsoft Office, Microsoft Excel, Directing, Assistant Directing
Education
Alabama State University 1999 — 2002
Business Administration and Management, General
Marvel Rotness's J.P. Morgan Securities LLC Experience July 2010 - Present
Job Financial Advisor at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC July 2010 - Present
MetLife Securities March 2010 - July 2010
US Bancorp Investments March 2002 - March 2010
Banc of America Investments September 1994 - February 2002
Education
University of Nebraska-Lincoln 1988 — 1991
Bachelor of Science, Business Administration
J.P. Morgan Securities LLC July 2010 - Present
MetLife Securities March 2010 - July 2010
US Bancorp Investments March 2002 - March 2010
Banc of America Investments September 1994 - February 2002
Education
University of Nebraska-Lincoln 1988 — 1991
Bachelor of Science, Business Administration
Kevin Copley, CFP®'s J.P. Morgan Securities LLC Experience May 2013 - March 2014
Job Wealth Manager at Creative Planning Inc
Industry Financial Services
Experience
Creative Planning Inc. March 2014 - Present
J.P. Morgan Securities LLC May 2013 - March 2014
Skills
Series 24, Series 7, Series 63, Certified Financial..., Series 66, Uniform Combined State..., Series 65, Investments, Financial Services, Wealth Management, Retirement Planning, Recruiting, Training, Financial Advisory, Asset Management, Leadership, Investment Management, Wealth, Sales, High Net Worth..., Stocks, Risk Management, Investment Advisory, Mutual Funds, FINRA, Asset Allocation, Portfolio Management, Securities, Strategic Financial..., Retirement, ETFs, 401k, Employee Training, Investment Strategies, IRAs, Relationship Management, Options, Trading, Banking
Education
Michigan State University 2000 — 2004
Finance, Business
Xavier University 2005 — 2006
Certified Financial Planning Course
Creative Planning Inc. March 2014 - Present
J.P. Morgan Securities LLC May 2013 - March 2014
Skills
Series 24, Series 7, Series 63, Certified Financial..., Series 66, Uniform Combined State..., Series 65, Investments, Financial Services, Wealth Management, Retirement Planning, Recruiting, Training, Financial Advisory, Asset Management, Leadership, Investment Management, Wealth, Sales, High Net Worth..., Stocks, Risk Management, Investment Advisory, Mutual Funds, FINRA, Asset Allocation, Portfolio Management, Securities, Strategic Financial..., Retirement, ETFs, 401k, Employee Training, Investment Strategies, IRAs, Relationship Management, Options, Trading, Banking
Education
Michigan State University 2000 — 2004
Finance, Business
Xavier University 2005 — 2006
Certified Financial Planning Course
Matt Bittner's J.P. Morgan Securities LLC Experience July 1998 - May 2011
Job Vice President, Strategic Planning and Business Development at Dealer Tire
Industry Automotive
Experience
Dealer Tire October 2014 - Present
Cliffs Natural Resources October 2012 - September 2014
Cliffs Natural Resources May 2011 - September 2012
J.P. Morgan Securities LLC July 1998 - May 2011
Rebuilding Together Metro Chicago July 2003 - April 2011
Skills
Financial Analysis, Capital Markets, Corporate Finance, Financial Modeling, Portfolio Management, Capital Structure, Strategic Planning, Valuation, Treasury Management, Budgets, Due Diligence, Mergers, Investor Relations, Private Equity, Mergers & Acquisitions, Cash Management, Finance, Management
Education
University of Notre Dame 1994 — 1998
BBA, Finance and Business Economics
Harvard Business School 2015 — 2015
Executive Education (Attended in May 2015), Strategy: Building & Sustaining Competitive Advantage
Dealer Tire October 2014 - Present
Cliffs Natural Resources October 2012 - September 2014
Cliffs Natural Resources May 2011 - September 2012
J.P. Morgan Securities LLC July 1998 - May 2011
Rebuilding Together Metro Chicago July 2003 - April 2011
Skills
Financial Analysis, Capital Markets, Corporate Finance, Financial Modeling, Portfolio Management, Capital Structure, Strategic Planning, Valuation, Treasury Management, Budgets, Due Diligence, Mergers, Investor Relations, Private Equity, Mergers & Acquisitions, Cash Management, Finance, Management
Education
University of Notre Dame 1994 — 1998
BBA, Finance and Business Economics
Harvard Business School 2015 — 2015
Executive Education (Attended in May 2015), Strategy: Building & Sustaining Competitive Advantage
Blake Watts's J.P. Morgan Securities LLC Experience November 2014 - Present
Job Financial Advisor Associate at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC November 2014 - Present
JPMorgan Chase February 2011 - October 2014
Gold Ridge Fire Protection District July 2007 - June 2010
AT&T Mobility October 2004 - October 2008
Education
Santa Rosa Junior College
Business Administration (AA), In Progress
Santa Rosa Junior College
Career Certificate, Fire Technology
J.P. Morgan Securities LLC November 2014 - Present
JPMorgan Chase February 2011 - October 2014
Gold Ridge Fire Protection District July 2007 - June 2010
AT&T Mobility October 2004 - October 2008
Education
Santa Rosa Junior College
Business Administration (AA), In Progress
Santa Rosa Junior College
Career Certificate, Fire Technology
Jack Bayer's J.P. Morgan Securities LLC Experience Associate DirectorBear StearnsMay 1985 - May 2009
Job Vice President at JP Morgan Securities LLC
Industry Financial Services
Experience
JP Morgan Securities LLC Associate DirectorBear StearnsMay 1985 - May 2009
Education
Coe College 1969 — 1973
Bachelor of Arts (B.A.), Political Science and Government
JP Morgan Securities LLC Associate DirectorBear StearnsMay 1985 - May 2009
Education
Coe College 1969 — 1973
Bachelor of Arts (B.A.), Political Science and Government
Anthony Melara's J.P. Morgan Securities LLC Experience September 2011 - Present
Job Financial Advisor at JP Morgan Securities, LLC
Industry Financial Services
Experience
JP Morgan Securities, LLC September 2011 - Present
JP Morgan Chase April 2010 - August 2011
Wells Fargo Bank April 2008 - April 2010
Wells Fargo Financial August 2006 - April 2008
Target March 2005 - June 2006
Geoffrey Beene June 2000 - April 2003
Education
Coastline Community College 2009 — 2010
Accounting Certificate
California State University-Long Beach - College of Business Administration 2003 — 2006
Finance
Series 7, 66 and Life Insurance
JP Morgan Securities, LLC September 2011 - Present
JP Morgan Chase April 2010 - August 2011
Wells Fargo Bank April 2008 - April 2010
Wells Fargo Financial August 2006 - April 2008
Target March 2005 - June 2006
Geoffrey Beene June 2000 - April 2003
Education
Coastline Community College 2009 — 2010
Accounting Certificate
California State University-Long Beach - College of Business Administration 2003 — 2006
Finance
Series 7, 66 and Life Insurance
Rudolph Pica's J.P. Morgan Securities LLC Experience May 2010 - Present
Job Sales Associate at JP Morgan Securities
Industry Investment Management
Experience
J.P. Morgan Securities LLC May 2010 - Present
JP Morgan Chase May 2010 - Present
USCG Auxiliary September 2004 - Present
Emerald Creek Capital August 2009 - March 2010
NYSE Euronext April 2008 - July 2008
American Stock Exchange April 2007 - July 2007
Jefferies & Company May 2006 - July 2006
Jefferies & Company April 2005 - July 2005
Washington Capitals December 2004 - February 2005
Skills
Operations Management, Spanish, Mortgage Lending, Advertising, Microsoft Excel, Series 7, Sales, Investments, Financial Analysis, Strategic Planning, Real Estate, Marketing, Management, Leadership, Finance, Financial Modeling
Education
American University 2005 — 2009
BA, Philosophy, Economics, Studio Art
Poly Prep CDS
J.P. Morgan Securities LLC May 2010 - Present
JP Morgan Chase May 2010 - Present
USCG Auxiliary September 2004 - Present
Emerald Creek Capital August 2009 - March 2010
NYSE Euronext April 2008 - July 2008
American Stock Exchange April 2007 - July 2007
Jefferies & Company May 2006 - July 2006
Jefferies & Company April 2005 - July 2005
Washington Capitals December 2004 - February 2005
Skills
Operations Management, Spanish, Mortgage Lending, Advertising, Microsoft Excel, Series 7, Sales, Investments, Financial Analysis, Strategic Planning, Real Estate, Marketing, Management, Leadership, Finance, Financial Modeling
Education
American University 2005 — 2009
BA, Philosophy, Economics, Studio Art
Poly Prep CDS
Lisa A. Dogery's J.P. Morgan Securities LLC Experience August 2006 - September 2014
Job Compliance Officer
Industry Financial Services
Experience
HERBERT J. SIMS & CO. INC January 2015 - Present
J.P. MORGAN SECURITIES LLC August 2006 - September 2014
FIDELITY BROKERAGE SERVICE LLC October 2004 - August 2006
PRUDENTIAL FINANCIAL SERVICES September 2002 - October 2004
NATHAN & LEWIS SECURITIES Inc. / Met Life July 1999 - September 2002
NATHAN & LEWIS SECURITIES Inc. /MetLife June 1998 - July 1999
Skills
Equities, Series 24, Series 7, OFAC, Investments, USA PATRIOT Act, Operational Risk, Financial Risk, Alternative Investments, Securities Regulation, Wealth Management, Private Banking, Options, Training, Bank Secrecy Act, Banking
Education
Berkeley College 2001 — 2006
Bachelor of Business Administration, Business Administration and Management, General
Borough of Manhattan Community College 1998 — 2001
Associates, Applied Science, Business Management
HERBERT J. SIMS & CO. INC January 2015 - Present
J.P. MORGAN SECURITIES LLC August 2006 - September 2014
FIDELITY BROKERAGE SERVICE LLC October 2004 - August 2006
PRUDENTIAL FINANCIAL SERVICES September 2002 - October 2004
NATHAN & LEWIS SECURITIES Inc. / Met Life July 1999 - September 2002
NATHAN & LEWIS SECURITIES Inc. /MetLife June 1998 - July 1999
Skills
Equities, Series 24, Series 7, OFAC, Investments, USA PATRIOT Act, Operational Risk, Financial Risk, Alternative Investments, Securities Regulation, Wealth Management, Private Banking, Options, Training, Bank Secrecy Act, Banking
Education
Berkeley College 2001 — 2006
Bachelor of Business Administration, Business Administration and Management, General
Borough of Manhattan Community College 1998 — 2001
Associates, Applied Science, Business Management
Louveria Roberson's J.P. Morgan Securities LLC Experience April 2011 - Present
Job Sr. Administrative Assistant, J.P. Morgan Securities LLC
Industry Banking
Experience
J.P. Morgan Securities LLC April 2011 - Present
JPMorgan Chase & Co. 2007 - 2014
JPMorgan Chase & Co. 2007 - 2014
University of Illinois at Chicago 1999 - 2006
Education
Chicago State University
Chicago State
Bachelor of Science (B.S.), Business Teacher Education
Harlan
Urban Prep
W. Smith
J.P. Morgan Securities LLC April 2011 - Present
JPMorgan Chase & Co. 2007 - 2014
JPMorgan Chase & Co. 2007 - 2014
University of Illinois at Chicago 1999 - 2006
Education
Chicago State University
Chicago State
Bachelor of Science (B.S.), Business Teacher Education
Harlan
Urban Prep
W. Smith
Robert Wilt's J.P. Morgan Securities LLC Experience July 2011 - June 2013
Job Associate Director at UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank January 2015 - Present
Admiral Capital Group June 2014 - August 2014
J.P. Morgan Securities LLC July 2011 - June 2013
JPMorgan Chase February 2010 - July 2011
JP Morgan Chase July 2007 - January 2010
Skills
Real Estate, Microsoft Excel, Argus Modeling, Financial Modeling, Valuation, Investments, Due Diligence, Investment Banking, Banking, Excel models, Financial Structuring, Fixed Income, DCF, Asset Based Lending, Credit Analysis, Capital Markets, Hedge Funds, Credit, Portfolio Management, Bloomberg, Real Estate Financing, Middle Market, Financial Analysis, Finance, Financial Services, Corporate Finance, Series 63, Series 7, Structured Finance, Securities, Financial Markets, Leveraged Finance, Acquisitions, Loans, Commercial Real Estate, Credit Risk, Real Estate Investor, Real Estate Development, Real Estate Transactions, Real Estate Economics, Corporate Real Estate, MS Excel Pivot Tables, Asset Management
Education
New York University 2013 — 2014
Master's degree, Real Estate
Lehigh University - College of Business and Economics 2003 — 2007
Bachelor of Science, Marketing
UBS Investment Bank January 2015 - Present
Admiral Capital Group June 2014 - August 2014
J.P. Morgan Securities LLC July 2011 - June 2013
JPMorgan Chase February 2010 - July 2011
JP Morgan Chase July 2007 - January 2010
Skills
Real Estate, Microsoft Excel, Argus Modeling, Financial Modeling, Valuation, Investments, Due Diligence, Investment Banking, Banking, Excel models, Financial Structuring, Fixed Income, DCF, Asset Based Lending, Credit Analysis, Capital Markets, Hedge Funds, Credit, Portfolio Management, Bloomberg, Real Estate Financing, Middle Market, Financial Analysis, Finance, Financial Services, Corporate Finance, Series 63, Series 7, Structured Finance, Securities, Financial Markets, Leveraged Finance, Acquisitions, Loans, Commercial Real Estate, Credit Risk, Real Estate Investor, Real Estate Development, Real Estate Transactions, Real Estate Economics, Corporate Real Estate, MS Excel Pivot Tables, Asset Management
Education
New York University 2013 — 2014
Master's degree, Real Estate
Lehigh University - College of Business and Economics 2003 — 2007
Bachelor of Science, Marketing
Farid Morim's J.P. Morgan Securities LLC Experience December 2010 - Present
Job Vice President Private Client Advisor at JP Morgan Chase Bank, N.A.
Industry Financial Services
Experience
J.P. Morgan Securities LLC December 2010 - Present
Wells Fargo 2006 - 2010
Education
California State University-Northridge
Business Administration and Management, General
J.P. Morgan Securities LLC December 2010 - Present
Wells Fargo 2006 - 2010
Education
California State University-Northridge
Business Administration and Management, General
Ed Biddle's J.P. Morgan Securities LLC Experience January 2012 - March 2015
Job Chief Financial Officer, Masters School
Industry Education Management
Experience
J.P. Morgan Securities LLC January 2012 - March 2015
JP Morgan Chase & Co. August 1984 - January 2015
Education
University of Pennsylvania - The Wharton School
MBA, Finance and Strategic Planning
Dartmouth College
AB, History with a concentration in Classics
J.P. Morgan Securities LLC January 2012 - March 2015
JP Morgan Chase & Co. August 1984 - January 2015
Education
University of Pennsylvania - The Wharton School
MBA, Finance and Strategic Planning
Dartmouth College
AB, History with a concentration in Classics
Julia Lopiparo's J.P. Morgan Securities LLC Experience October 2012 - Present
Job Supervisory Manager, J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC October 2012 - Present
Morgan Stanley Smith Barney August 2008 - September 2012
UBS 1997 - 2008
Education
University of New Orleans 2001 — 2004
Bachelor, Finance
J.P. Morgan Securities LLC October 2012 - Present
Morgan Stanley Smith Barney August 2008 - September 2012
UBS 1997 - 2008
Education
University of New Orleans 2001 — 2004
Bachelor, Finance
Gabriel Godoy's J.P. Morgan Securities LLC Experience October 2012 - Present
Job Executive Director
Industry Financial Services
Experience
JP Morgan Chase Bank, N.A. April 2015 - Present
JP Morgan Securities LLC October 2012 - Present
JPMorgan Chase March 2010 - October 2012
JPMorgan Chase March 2006 - March 2010
GEICO August 1996 - March 2006
United States Marine Corps October 1995 - October 2001
Education
Baruch College 2000 — 2005
B.B.A.- Bachelor of Business Administration, Finance and Investments
Commack High Shool
JP Morgan Chase Bank, N.A. April 2015 - Present
JP Morgan Securities LLC October 2012 - Present
JPMorgan Chase March 2010 - October 2012
JPMorgan Chase March 2006 - March 2010
GEICO August 1996 - March 2006
United States Marine Corps October 1995 - October 2001
Education
Baruch College 2000 — 2005
B.B.A.- Bachelor of Business Administration, Finance and Investments
Commack High Shool
Sonia (Sharma) Arnold's J.P. Morgan Securities LLC Experience 2009 - June 2011
Job Manager, Decision Support at NYU Langone Medical Center
Industry Hospital & Health Care
Experience
NYU Langone Medical Center December 2014 - Present
NYU Langone Medical Center July 2014 - December 2014
NYU Langone Medical Center July 2013 - July 2014
Yale School of Management August 2011 - May 2013
New York Presbyterian Hospital June 2012 - August 2012
J.P. Morgan Securities LLC 2009 - June 2011
J.P. Morgan Securities LLC June 2008 - August 2008
Park Avenue Financial Advisors September 2006 - May 2007
Skills
Financial Modeling, Financial Analysis, Data Analysis, Healthcare Management, Finance, Valuation, Business Strategy, Bonds, Corporate Finance, Public Finance, Structured Finance, Investment Banking, Operations Management, Healthcare, Strategic Planning, Benchmarking
Education
Yale School of Management 2011 — 2013
MBA, Healthcare Management
New York University - Leonard N. Stern School of Business 2005 — 2009
B.S., Finance and International Business
University of Manchester - Manchester Business School 2007 — 2007
Bachelor of Science (BS), International Business Exchange Program
NYU Langone Medical Center December 2014 - Present
NYU Langone Medical Center July 2014 - December 2014
NYU Langone Medical Center July 2013 - July 2014
Yale School of Management August 2011 - May 2013
New York Presbyterian Hospital June 2012 - August 2012
J.P. Morgan Securities LLC 2009 - June 2011
J.P. Morgan Securities LLC June 2008 - August 2008
Park Avenue Financial Advisors September 2006 - May 2007
Skills
Financial Modeling, Financial Analysis, Data Analysis, Healthcare Management, Finance, Valuation, Business Strategy, Bonds, Corporate Finance, Public Finance, Structured Finance, Investment Banking, Operations Management, Healthcare, Strategic Planning, Benchmarking
Education
Yale School of Management 2011 — 2013
MBA, Healthcare Management
New York University - Leonard N. Stern School of Business 2005 — 2009
B.S., Finance and International Business
University of Manchester - Manchester Business School 2007 — 2007
Bachelor of Science (BS), International Business Exchange Program
Kelly Spring's J.P. Morgan Securities LLC Experience October 2012 - September 2013
Job Supervisory Manager at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC October 2012 - September 2013
Morgan Stanley Smith Barney 2002 - 2012
UBS May 1999 - February 2002
Education
Bloomfield College
J.P. Morgan Securities LLC October 2012 - September 2013
Morgan Stanley Smith Barney 2002 - 2012
UBS May 1999 - February 2002
Education
Bloomfield College
Nicholas Champa's J.P. Morgan Securities LLC Experience May 2014 - Present
Job Financial Advisor Associate at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC May 2014 - Present
Merrill Lynch March 2013 - May 2014
Legend Securities Inc. November 2012 - March 2013
The Alpha Cooperative LLC July 2011 - November 2012
Education
Pace University - Lubin School of Business 2008 — 2012
BBA, Finance/Marketing Management Major
New York Military Academy 2004 — 2008
High School, English, History, Spanish, French, Math, Science
J.P. Morgan Securities LLC May 2014 - Present
Merrill Lynch March 2013 - May 2014
Legend Securities Inc. November 2012 - March 2013
The Alpha Cooperative LLC July 2011 - November 2012
Education
Pace University - Lubin School of Business 2008 — 2012
BBA, Finance/Marketing Management Major
New York Military Academy 2004 — 2008
High School, English, History, Spanish, French, Math, Science
Jeffrey Baez's J.P. Morgan Securities LLC Experience September 2015 - Present
Job Financial Advisor Associate at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC September 2015 - Present
JP Morgan Chase Bank N.A. July 2010 - June 2015
New York State Assembly January 2010 - May 2010
Education
University at Albany 2005 — 2010
Bachelors
J.P. Morgan Securities LLC September 2015 - Present
JP Morgan Chase Bank N.A. July 2010 - June 2015
New York State Assembly January 2010 - May 2010
Education
University at Albany 2005 — 2010
Bachelors
Conni (Palmetier) McEwen's J.P. Morgan Securities LLC Experience October 2012 - Present
Job Supervisory Manager at JP Morgan Securities LLC
Industry Financial Services
Experience
JP Morgan Securities LLC October 2012 - Present
Chase Investment Services May 2008 - September 2011
Fidelity Investments May 2005 - May 2008
Raymond James & Associates, Inc February 2003 - May 2005
Prudential Financial 2002 - 2002
Key Ba 1999 - 2002
Education
Indiana Wesleyan University 2000 — 2002
MBA, Business Administration
Ball State University 1990 — 1995
BS, Elementary Education
Klein High School
JP Morgan Securities LLC October 2012 - Present
Chase Investment Services May 2008 - September 2011
Fidelity Investments May 2005 - May 2008
Raymond James & Associates, Inc February 2003 - May 2005
Prudential Financial 2002 - 2002
Key Ba 1999 - 2002
Education
Indiana Wesleyan University 2000 — 2002
MBA, Business Administration
Ball State University 1990 — 1995
BS, Elementary Education
Klein High School
Leopoldo Gutierrez's J.P. Morgan Securities LLC Experience June 2013 - Present
Job J.P. Morgan Securities LLC Private Wealth Management
Industry International Trade and Development
Experience
J.P. Morgan Securities LLC June 2013 - Present
Skills
International Business, Business Strategy, International Trade, Fixed Income
Education
Charles University in Prague
International Economics, International Business
Lehigh University
BA International Business, International Business
J.P. Morgan Securities LLC June 2013 - Present
Skills
International Business, Business Strategy, International Trade, Fixed Income
Education
Charles University in Prague
International Economics, International Business
Lehigh University
BA International Business, International Business
Tom Staley CFP®'s J.P. Morgan Securities LLC Experience February 2015 - Present
Job JP Morgan Securities LLC
Industry Financial Services
Experience
JP Morgan Securities LLC February 2015 - Present
Schwab Private Client Investment Advisory Inc. July 2011 - February 2015
Charles Schwab June 2009 - July 2011
Charles Schwab June 2008 - March 2009
Charles Schwab May 2006 - June 2008
Ball State University Foundation January 2005 - May 2006
Education
Ball State University 2012 — 2014
Master of Business Administration (MBA)
Ball State University 2002 — 2006
Bachelor of Science, Finance
Perry Meridian High School 1999 — 2002
JP Morgan Securities LLC February 2015 - Present
Schwab Private Client Investment Advisory Inc. July 2011 - February 2015
Charles Schwab June 2009 - July 2011
Charles Schwab June 2008 - March 2009
Charles Schwab May 2006 - June 2008
Ball State University Foundation January 2005 - May 2006
Education
Ball State University 2012 — 2014
Master of Business Administration (MBA)
Ball State University 2002 — 2006
Bachelor of Science, Finance
Perry Meridian High School 1999 — 2002
Louis Mastrianni's J.P. Morgan Securities LLC Experience June 2002 - June 2009
Job Managing Director/Market Manager Long Island/Queens & National Head of Apparel Industry Middle Market Banking
Industry Financial Services
Experience
JPMorgan Chase June 2009 - Present
J.P. Morgan Securities LLC June 2002 - June 2009
Education
Hofstra University
Bachelor of Business Administration (B.B.A.), Finance, General
JPMorgan Chase June 2009 - Present
J.P. Morgan Securities LLC June 2002 - June 2009
Education
Hofstra University
Bachelor of Business Administration (B.B.A.), Finance, General
Todd Rochow's J.P. Morgan Securities LLC Experience October 2009 - December 2014
Job Wealth Management Advisor at TIAACREF
Industry Financial Services
Experience
TIAA-CREF December 2014 - Present
J.P. Morgan Securities LLC October 2009 - December 2014
Education
University of Michigan 1999 — 2003
Bachelor of Arts (BA), Political Science
TIAA-CREF December 2014 - Present
J.P. Morgan Securities LLC October 2009 - December 2014
Education
University of Michigan 1999 — 2003
Bachelor of Arts (BA), Political Science
Benjamin Theriault's J.P. Morgan Securities LLC Experience May 2012 - Present
Job Licensed Personal Banker at Chase Investment Services Corp.
Industry Banking
Experience
J.P. Morgan Securities LLC May 2012 - Present
Chase November 2011 - Present
Skills
Banking, Loans, Retail Banking, Investments, Consumer Lending, Series 63, Mutual Funds, Series 6
Education
UC Davis 2007 — 2011
Bachelor of Arts (BA), Economics
J.P. Morgan Securities LLC May 2012 - Present
Chase November 2011 - Present
Skills
Banking, Loans, Retail Banking, Investments, Consumer Lending, Series 63, Mutual Funds, Series 6
Education
UC Davis 2007 — 2011
Bachelor of Arts (BA), Economics
David A. Robbins's J.P. Morgan Securities LLC Experience July 2014 - Present
Job Financial Advisor Associate, J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC July 2014 - Present
JP Morgan Chase Bank N.A. March 2012 - July 2014
JP Morgan Chase Bank N.A. April 2010 - March 2012
Waddell & Reed May 2009 - March 2010
Education
University of Arizona 2005 — 2009
Bachelor of Arts (B.A.), Journalism and Creative Writing (dual degree)
J.P. Morgan Securities LLC July 2014 - Present
JP Morgan Chase Bank N.A. March 2012 - July 2014
JP Morgan Chase Bank N.A. April 2010 - March 2012
Waddell & Reed May 2009 - March 2010
Education
University of Arizona 2005 — 2009
Bachelor of Arts (B.A.), Journalism and Creative Writing (dual degree)
Jay Steinberg's J.P. Morgan Securities LLC Experience February 1997 - Present
Job Executive Director at J.P. Morgan Securities LLC
Industry Investment Banking
Experience
J.P. Morgan Securities LLC February 1997 - Present
Prudential Financial August 1994 - February 1997
Skills
Fixed Income, Investment Banking, Capital Markets, Equities, Derivatives, Valuation, Private Equity, Hedge Funds, Leveraged Finance, High Yield, LBO, Financial Structuring, Structured Finance, Financial Modeling
Education
Rutgers Graduate School of Management 1995 — 2000
Master of Business Administration (MBA), Finance, General
Rutgers, The State University of New Jersey-New Brunswick 1989 — 1993
BS, Finance
JEC
J.P. Morgan Securities LLC February 1997 - Present
Prudential Financial August 1994 - February 1997
Skills
Fixed Income, Investment Banking, Capital Markets, Equities, Derivatives, Valuation, Private Equity, Hedge Funds, Leveraged Finance, High Yield, LBO, Financial Structuring, Structured Finance, Financial Modeling
Education
Rutgers Graduate School of Management 1995 — 2000
Master of Business Administration (MBA), Finance, General
Rutgers, The State University of New Jersey-New Brunswick 1989 — 1993
BS, Finance
JEC
Peter Sikora's J.P. Morgan Securities LLC Experience December 2009 - Present
Job Financial Adviosr
Industry Financial Services
Experience
J.P. Morgan Securities LLC December 2009 - Present
Ameriprise Financial Services, Inc. August 2007 - December 2009
Education
Pace University - Lubin School of Business 2011 — 2012
Master of Business Administration (MBA), Finance
Pace University - Lubin School of Business 2003 — 2007
Bachelor of Business Administration (BBA), Finance
J.P. Morgan Securities LLC December 2009 - Present
Ameriprise Financial Services, Inc. August 2007 - December 2009
Education
Pace University - Lubin School of Business 2011 — 2012
Master of Business Administration (MBA), Finance
Pace University - Lubin School of Business 2003 — 2007
Bachelor of Business Administration (BBA), Finance
Nik Petrika's J.P. Morgan Securities LLC Experience May 2007 - Present
Job Vice President at J.P. Morgan Securities LLC
Industry Investment Banking
Experience
J.P. Morgan Securities LLC May 2007 - Present
Skills
Investment Banking, Fixed Income
Education
Pace University 2000 — 2004
Bachelor of Business Administration (BBA), Finance, General
J.P. Morgan Securities LLC May 2007 - Present
Skills
Investment Banking, Fixed Income
Education
Pace University 2000 — 2004
Bachelor of Business Administration (BBA), Finance, General
Keishon Warren's J.P. Morgan Securities LLC Experience February 2005 - Present
Job Financial Advisor
Industry Financial Services
Experience
JP Morgan Securities LLC February 2005 - Present
Merrill Lynch May 2003 - September 2004
Education
City University of New York-Brooklyn College 2002 — 2007
Bachelor’s Degree, Business Administration and Management, General; accounting
JP Morgan Securities LLC February 2005 - Present
Merrill Lynch May 2003 - September 2004
Education
City University of New York-Brooklyn College 2002 — 2007
Bachelor’s Degree, Business Administration and Management, General; accounting
Jeromy Rhoades's J.P. Morgan Securities LLC Experience August 2010 - Present
Job Financial Advisor at Chase Investments a division of JPMorgan Securities, LLC
Industry Financial Services
Experience
JP Morgan Securities LLC August 2010 - Present
Education
California State University-Chico 2007 — 2009
Bachelor of Science (BS), Business Administration, Finance and Accounting
JP Morgan Securities LLC August 2010 - Present
Education
California State University-Chico 2007 — 2009
Bachelor of Science (BS), Business Administration, Finance and Accounting
Banque Laurentienne
Laurentian Bank
China Merchants Securities Co., Ltd.
China Securities Co., Ltd.
Haitong Securities
Laurentian Bank of Canada
Banque Laurentienne du Canada
China Merchants Securities