Keefe, Bruyette & Woods, Inc.
Industry: Investment banking company
DescriptionKeefe, Bruyette & Woods, Inc., a Stifel Company, is an investment banking firm headquartered in New York City, specializing exclusively in the financial services sector. Parent organization: Stifel Headquarters: New York City, NY Founded: 1962 Number of employees: 585 (2010) Key people: Thomas B. Michaud, Andrew M. Senchak Subsidiaries: Keefe Bruyette & Woods Ltd,
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Keefe, Bruyette & Woods, Inc. Employees
Employee
Years
Job
Industry
Elisa Carter Elisa Carter's Keefe, Bruyette & Woods, Inc. Experience October 2010 - February 2011
Job Media Account Manager
Industry Marketing and Advertising
Experience
CareerBuilder.com June 2013 - Present
Better Business Bureau serving Chicago and Northern Illinois, Inc. June 2012 - June 2013
Better Business Bureau February 2011 - June 2012
Keefe, Bruyette & Woods, Inc. October 2010 - February 2011
Reserve Brands 2008 - 2008
Skills
Public Relations, Press Releases, Newsletters, Fundraising, Event Planning, Social Media Marketing, Social Media, Marketing Communications, Digital Marketing, Marketing
Education
DePaul University 2005 — 2009
Sociology, Sociology and Marketing
CareerBuilder.com June 2013 - Present
Better Business Bureau serving Chicago and Northern Illinois, Inc. June 2012 - June 2013
Better Business Bureau February 2011 - June 2012
Keefe, Bruyette & Woods, Inc. October 2010 - February 2011
Reserve Brands 2008 - 2008
Skills
Public Relations, Press Releases, Newsletters, Fundraising, Event Planning, Social Media Marketing, Social Media, Marketing Communications, Digital Marketing, Marketing
Education
DePaul University 2005 — 2009
Sociology, Sociology and Marketing
Erin McChristian Erin McChristian's Keefe, Bruyette & Woods, Inc. Experience June 2011 - August 2011
Job LTAP Program Manager at Clemson University
Industry Government Administration
Experience
Clemson University May 2013 - Present
Personal Editing Service November 2012 - Present
The Turning Point January 2013 - May 2013
Keefe, Bruyette & Woods, Inc. June 2011 - August 2011
Furman University Housing Department May 2010 - August 2010
DeManche McChristian, LLC. 2004 - 2008
Education
Furman University 2008 — 2012
BA, Business Administration and English
Clemson University May 2013 - Present
Personal Editing Service November 2012 - Present
The Turning Point January 2013 - May 2013
Keefe, Bruyette & Woods, Inc. June 2011 - August 2011
Furman University Housing Department May 2010 - August 2010
DeManche McChristian, LLC. 2004 - 2008
Education
Furman University 2008 — 2012
BA, Business Administration and English
Nathan Barnes Nathan Barnes's Keefe, Bruyette & Woods, Inc. Experience June 2007 - August 2007
Job Vice President – Energy Investment Banking, J.P. Morgan
Industry Investment Banking
Experience
J.P. Morgan January 2013 - Present
J.P. Morgan June 2009 - December 2012
Keefe, Bruyette & Woods, Inc. June 2007 - August 2007
Nelson Mullins Riley & Scarborough, LLP June 2006 - August 2006
Skills
Financial Modeling, Valuation, Corporate Finance, Financial Analysis, Due Diligence, Investments, Mergers & Acquisitions, Securities, Series 7, Alternative Investments, Series 63, Financial Reporting, Financial Accounting, DCF Valuation, Valuation Modeling, Equity Valuation, Corporate Law, Business Valuation, Company Valuation, Investment Valuation, Restructuring, Securities Regulation, Reverse Mergers, Securities Offerings, Public Equity Offerings, Debt & Equity Financing, Strategic Negotiations, Contract Negotiation
Education
University of Virginia - Darden Graduate School of Business Administration 2006 — 2009
Master of Business Administration (MBA), Finance, General, Top 10% of graduating class
University of Virginia School of Law 2005 — 2009
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Auburn University 2001 — 2005
Bachelor of Science in Business Administration, Business/Managerial Economics
J.P. Morgan January 2013 - Present
J.P. Morgan June 2009 - December 2012
Keefe, Bruyette & Woods, Inc. June 2007 - August 2007
Nelson Mullins Riley & Scarborough, LLP June 2006 - August 2006
Skills
Financial Modeling, Valuation, Corporate Finance, Financial Analysis, Due Diligence, Investments, Mergers & Acquisitions, Securities, Series 7, Alternative Investments, Series 63, Financial Reporting, Financial Accounting, DCF Valuation, Valuation Modeling, Equity Valuation, Corporate Law, Business Valuation, Company Valuation, Investment Valuation, Restructuring, Securities Regulation, Reverse Mergers, Securities Offerings, Public Equity Offerings, Debt & Equity Financing, Strategic Negotiations, Contract Negotiation
Education
University of Virginia - Darden Graduate School of Business Administration 2006 — 2009
Master of Business Administration (MBA), Finance, General, Top 10% of graduating class
University of Virginia School of Law 2005 — 2009
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Auburn University 2001 — 2005
Bachelor of Science in Business Administration, Business/Managerial Economics
John K. Freechack John K. Freechack's Keefe, Bruyette & Woods, Inc. Experience December 2005 - December 2012
Job Director at River Branch Holdings LLC
Industry Investment Banking
Experience
River Branch Holdings LLC March 2013 - Present
Keefe, Bruyette & Woods, Inc. December 2005 - December 2012
Centrue Bank September 2003 - December 2005
Skills
Financial Analysis, Banking, Investment Banking, Commercial Banking, Credit, Mergers, Financial Modeling, Commercial Lending, Credit Analysis, Portfolio Management, Valuation, Capital Markets, Private Equity, Mergers & Acquisitions, Corporate Finance, Fixed Income
Education
Northwestern University - Kellogg School of Management 2011 — 2014
Master of Business Administration (M.B.A.), Accounting, Finance and Management & Organizations
Indiana University Bloomington 1999 — 2003
Bachelor's Degree, Finance & International Studies
River Branch Holdings LLC March 2013 - Present
Keefe, Bruyette & Woods, Inc. December 2005 - December 2012
Centrue Bank September 2003 - December 2005
Skills
Financial Analysis, Banking, Investment Banking, Commercial Banking, Credit, Mergers, Financial Modeling, Commercial Lending, Credit Analysis, Portfolio Management, Valuation, Capital Markets, Private Equity, Mergers & Acquisitions, Corporate Finance, Fixed Income
Education
Northwestern University - Kellogg School of Management 2011 — 2014
Master of Business Administration (M.B.A.), Accounting, Finance and Management & Organizations
Indiana University Bloomington 1999 — 2003
Bachelor's Degree, Finance & International Studies
David Gavoor David Gavoor's Keefe, Bruyette & Woods, Inc. Experience February 2002 - December 2002
Job Real Estate Professional
Industry Real Estate
Experience
DAG Consultants, LLC January 2007 - Present
Beekman Capital Partners, LLC June 2004 - January 2007
Keefe, Bruyette & Woods, Inc. February 2002 - December 2002
Morgan Stanley December 2000 - December 2001
Credit Suisse First Boston Corporation June 1999 - December 2000
Donaldson, Lufkin & Jenrette February 1998 - June 1999
BT Alex.Brown Incorporated November 1994 - February 1998
Meenan, McDevitt & Company, Inc. June 1992 - October 1994
Skills
Real Estate, Fundraising, New Business Development, Customer Relations, Due Diligence, Contract Negotiation, Public Relations, Research, Dispositions, Writing, Brokerage, Private Equity, Real Estate Economics, Alternative Investments, Loans, Finance, Capital Markets, Investment Banking, Fixed Income, Banking, Loan Origination, Real Estate Transactions, Credit, Financial Services, Financial Markets, Underwriting, Negotiation, Economics, Structured Finance, Commercial Real Estate, Leveraged Finance, Philanthropy, Real Estate Development, Valuation, Disposition, Strategic Partnerships, Asset Management, Business Planning, Mergers & Acquisitions, Financial Analysis, Investment Properties, Restructuring, Financial Structuring, Venture Capital, Hedge Funds, Portfolio Management, Trading, Real Estate Financing
Education
Northwestern University - Kellogg School of Management 1988 — 1990
MBA, Finance, Management, Organizational Behavior
College of the Holy Cross 1981 — 1984
BA, Economics
London School of Economics and Political Science 1983 — 1983
Summer Studies Program, Economics and Political Science
DAG Consultants, LLC January 2007 - Present
Beekman Capital Partners, LLC June 2004 - January 2007
Keefe, Bruyette & Woods, Inc. February 2002 - December 2002
Morgan Stanley December 2000 - December 2001
Credit Suisse First Boston Corporation June 1999 - December 2000
Donaldson, Lufkin & Jenrette February 1998 - June 1999
BT Alex.Brown Incorporated November 1994 - February 1998
Meenan, McDevitt & Company, Inc. June 1992 - October 1994
Skills
Real Estate, Fundraising, New Business Development, Customer Relations, Due Diligence, Contract Negotiation, Public Relations, Research, Dispositions, Writing, Brokerage, Private Equity, Real Estate Economics, Alternative Investments, Loans, Finance, Capital Markets, Investment Banking, Fixed Income, Banking, Loan Origination, Real Estate Transactions, Credit, Financial Services, Financial Markets, Underwriting, Negotiation, Economics, Structured Finance, Commercial Real Estate, Leveraged Finance, Philanthropy, Real Estate Development, Valuation, Disposition, Strategic Partnerships, Asset Management, Business Planning, Mergers & Acquisitions, Financial Analysis, Investment Properties, Restructuring, Financial Structuring, Venture Capital, Hedge Funds, Portfolio Management, Trading, Real Estate Financing
Education
Northwestern University - Kellogg School of Management 1988 — 1990
MBA, Finance, Management, Organizational Behavior
College of the Holy Cross 1981 — 1984
BA, Economics
London School of Economics and Political Science 1983 — 1983
Summer Studies Program, Economics and Political Science
Allan Jean Allan Jean's Keefe, Bruyette & Woods, Inc. Experience April 2007 - May 2014
Job Director of Mutual Conversions at Raymond James
Industry Investment Banking
Experience
Raymond James Financial, Inc. July 2015 - Present
Sterne Agee May 2014 - July 2015
Keefe, Bruyette & Woods, Inc. April 2007 - May 2014
Crowe Horwath LLP 1987 - 2007
Skills
Financial Institutions, Sarbanes-Oxley Act, Security, IT Audit, SAS70, Auditing, Internal Controls, COSO, Risk Management, Mergers & Acquisitions, Internal Audit, Enterprise Risk...
Education
Ferris State University 1984 — 1986
BS, Computer Information Systems
Raymond James Financial, Inc. July 2015 - Present
Sterne Agee May 2014 - July 2015
Keefe, Bruyette & Woods, Inc. April 2007 - May 2014
Crowe Horwath LLP 1987 - 2007
Skills
Financial Institutions, Sarbanes-Oxley Act, Security, IT Audit, SAS70, Auditing, Internal Controls, COSO, Risk Management, Mergers & Acquisitions, Internal Audit, Enterprise Risk...
Education
Ferris State University 1984 — 1986
BS, Computer Information Systems
Lennart Lepner Lennart Lepner's Keefe, Bruyette & Woods, Inc. Experience January 2010 - July 2012
Job Strategic Finance at AppDirect
Industry Internet
Experience
AppDirect September 2012 - Present
Keefe, Bruyette & Woods, Inc. January 2010 - July 2012
Keefe, Bruyette & Woods, Inc. July 2007 - December 2009
Fortigent, LLC May 2006 - August 2006
Convergent Wealth Advisors June 2005 - August 2005
Skills
Mergers & Acquisitions, Financial Modeling, Investment Banking, Business Strategy, Finance, Investments, Valuation
Education
Amherst College 2004 — 2007
B.A., Economics, Psychology
University of South Carolina Upstate 2002 — 2004
Business Administartion
AppDirect September 2012 - Present
Keefe, Bruyette & Woods, Inc. January 2010 - July 2012
Keefe, Bruyette & Woods, Inc. July 2007 - December 2009
Fortigent, LLC May 2006 - August 2006
Convergent Wealth Advisors June 2005 - August 2005
Skills
Mergers & Acquisitions, Financial Modeling, Investment Banking, Business Strategy, Finance, Investments, Valuation
Education
Amherst College 2004 — 2007
B.A., Economics, Psychology
University of South Carolina Upstate 2002 — 2004
Business Administartion
John Jaskowiak's Keefe, Bruyette & Woods, Inc. Experience February 2010 - June 2013
Job Associate Global Financials at William Blair & Company
Industry Investment Management
Experience
William Blair & Company November 2013 - Present
Keefe, Bruyette & Woods, Inc. February 2010 - June 2013
Veolia Environnement September 2009 - January 2010
Banc of America Securities LLC June 2008 - August 2008
Skills
Financial Statement..., Financial Modeling, Investment Banking, Financial Institutions, FIG, Debt & Equity Capital..., M&A analysis, Capital Structure, Pitch Books, Valuation, Comps, DCF Valuation, Bloomberg, Capital IQ, Mergers & Acquisitions, Investments, Equities, Asset Management
Education
Indiana University - Kelley School of Business 2005 — 2009
Bachelor of Science in Business, Major in Finance; Minors in History and Economics
Benet Academy
William Blair & Company November 2013 - Present
Keefe, Bruyette & Woods, Inc. February 2010 - June 2013
Veolia Environnement September 2009 - January 2010
Banc of America Securities LLC June 2008 - August 2008
Skills
Financial Statement..., Financial Modeling, Investment Banking, Financial Institutions, FIG, Debt & Equity Capital..., M&A analysis, Capital Structure, Pitch Books, Valuation, Comps, DCF Valuation, Bloomberg, Capital IQ, Mergers & Acquisitions, Investments, Equities, Asset Management
Education
Indiana University - Kelley School of Business 2005 — 2009
Bachelor of Science in Business, Major in Finance; Minors in History and Economics
Benet Academy
Richard J. Kelly's Keefe, Bruyette & Woods, Inc. Experience June 1982 - March 1987
Job Managing Director Investment Banking The Concorde Group, Inc.
Industry Investment Banking
Experience
The Concorde Group, Inc. February 2008 - Present
Sanders Morris Harris Group, Inc. March 2006 - February 2008
Friedman Billings Ramsey & Co., Inc. April 2003 - December 2004
Putnam Lovell NBF December 2000 - March 2003
CIBC World Markets January 1998 - November 2000
MA Schapiro & Co., Inc. May 1991 - December 1997
Tucker Anthony, Inc. April 1987 - December 1990
Keefe, Bruyette & Woods, Inc. June 1982 - March 1987
First National Bank of Boston June 1979 - May 1982
Skills
Investment Banking, Corporate Finance, Strategic Planning, Mergers & Acquisitions, Financial Institutions, Series 24, Series 7, Series 63, Mergers, Valuation, Due Diligence, Securities, Private Placements, Fixed Income, Capital Markets, Financial Services, Finance, Equities, Investments, Securitization, Bloomberg, Financial Modeling, Private Equity, Financial Markets, Portfolio Management, Bonds, Venture Capital, Equity Research, Alternative Investments, Structured Finance, LBO, Asset Allocation, Structured Products, Hedge Funds, Equity Capital Markets, IPO, Asset Management, Corporate Development, Capital, Trading, Financial Advisory, Investment Strategies, Financial Structuring, Capital Raising, Equity Trading, Emerging Markets, Acquisitions, FINRA, Investor Relations, Business Valuation
Education
Babson College - Franklin W. Olin Graduate School of Business 1981 — 1982
Finance
Amherst College 1975 — 1979
A.B., Anthropology, US History
Deerfield Academy 1971 — 1975
The Concorde Group, Inc. February 2008 - Present
Sanders Morris Harris Group, Inc. March 2006 - February 2008
Friedman Billings Ramsey & Co., Inc. April 2003 - December 2004
Putnam Lovell NBF December 2000 - March 2003
CIBC World Markets January 1998 - November 2000
MA Schapiro & Co., Inc. May 1991 - December 1997
Tucker Anthony, Inc. April 1987 - December 1990
Keefe, Bruyette & Woods, Inc. June 1982 - March 1987
First National Bank of Boston June 1979 - May 1982
Skills
Investment Banking, Corporate Finance, Strategic Planning, Mergers & Acquisitions, Financial Institutions, Series 24, Series 7, Series 63, Mergers, Valuation, Due Diligence, Securities, Private Placements, Fixed Income, Capital Markets, Financial Services, Finance, Equities, Investments, Securitization, Bloomberg, Financial Modeling, Private Equity, Financial Markets, Portfolio Management, Bonds, Venture Capital, Equity Research, Alternative Investments, Structured Finance, LBO, Asset Allocation, Structured Products, Hedge Funds, Equity Capital Markets, IPO, Asset Management, Corporate Development, Capital, Trading, Financial Advisory, Investment Strategies, Financial Structuring, Capital Raising, Equity Trading, Emerging Markets, Acquisitions, FINRA, Investor Relations, Business Valuation
Education
Babson College - Franklin W. Olin Graduate School of Business 1981 — 1982
Finance
Amherst College 1975 — 1979
A.B., Anthropology, US History
Deerfield Academy 1971 — 1975
Ephraim Thompson's Keefe, Bruyette & Woods, Inc. Experience June 2007 - March 2009
Job
Industry Information Technology and Services
Experience
Conatus Capital Management LP August 2010 - Present
RFA May 2009 - August 2010
Keefe, Bruyette & Woods, Inc. June 2007 - March 2009
Keefe, Bruyette & Woods December 2001 - June 2007
Education
Monroe College
BBA, Information Technology
Conatus Capital Management LP August 2010 - Present
RFA May 2009 - August 2010
Keefe, Bruyette & Woods, Inc. June 2007 - March 2009
Keefe, Bruyette & Woods December 2001 - June 2007
Education
Monroe College
BBA, Information Technology
William Weber's Keefe, Bruyette & Woods, Inc. Experience December 2002 - June 2011
Job Managing Director Sr Strategist FIG at Brean Capital, LLC
Industry Financial Services
Experience
Brean Capital, LLC September 2014 - Present
Drexel Hamilton, LLC December 2013 - September 2014
Guggenheim Partners June 2011 - October 2013
Keefe, Bruyette & Woods, Inc. December 2002 - June 2011
Banca Antonveneta August 1996 - December 2002
CrossLand FSB January 1994 - April 1996
FDIC - Division of Resolutions January 1990 - January 1994
Thomson McKinnon Securities September 1986 - January 1990
Skills
Investment Banking, Capital Markets, Valuation, Structured Products, Series 7, Structured Finance, Series 63, Private Equity, Asset Management, Fixed Income, Equity Research, Investments, Trading, Bloomberg, Financial Modeling, Hedge Funds, Equities, Derivatives, Portfolio Management, Corporate Finance, Alternative Investments, Finance, Banking
Education
City University of New York-Brooklyn College 1983 — 1986
City University of New York-College of Staten Island 1981 — 1983
General Studies
FISERV - IPS-Sendero 1994 — 1994
Certificate - Financial Modeling, Asset/Liability Management
None
Brean Capital, LLC September 2014 - Present
Drexel Hamilton, LLC December 2013 - September 2014
Guggenheim Partners June 2011 - October 2013
Keefe, Bruyette & Woods, Inc. December 2002 - June 2011
Banca Antonveneta August 1996 - December 2002
CrossLand FSB January 1994 - April 1996
FDIC - Division of Resolutions January 1990 - January 1994
Thomson McKinnon Securities September 1986 - January 1990
Skills
Investment Banking, Capital Markets, Valuation, Structured Products, Series 7, Structured Finance, Series 63, Private Equity, Asset Management, Fixed Income, Equity Research, Investments, Trading, Bloomberg, Financial Modeling, Hedge Funds, Equities, Derivatives, Portfolio Management, Corporate Finance, Alternative Investments, Finance, Banking
Education
City University of New York-Brooklyn College 1983 — 1986
City University of New York-College of Staten Island 1981 — 1983
General Studies
FISERV - IPS-Sendero 1994 — 1994
Certificate - Financial Modeling, Asset/Liability Management
None
Lindsay Corby's Keefe, Bruyette & Woods, Inc. Experience 2001 - February 2011
Job Chief Financial Officer at Byline Bank
Industry Financial Services
Experience
Byline Bank July 2015 - Present
QCR Holdings, Inc. September 2012 - Present
Byline Bank June 2013 - June 2015
BXM Holdings, Inc. February 2011 - June 2013
Keefe, Bruyette & Woods, Inc. 2001 - February 2011
Merrill Lynch 2001 - 2001
Skills
Mergers & Acquisitions, Financial Analysis, Corporate Finance, Private Equity, Finance, Portfolio Management, Due Diligence, Financial Modeling, Valuation, Investment Banking, Banking, Capital Markets, Equities
Education
Northwestern University - Kellogg School of Management 2008 — 2009
Executive Education, Womens Senior Leadership
Southern Methodist University - Cox School of Business 1997 — 2000
Southern Methodist University 1996 — 2000
MS, BS, BA, Accounting, Spanish
Hinsdale Central
Byline Bank July 2015 - Present
QCR Holdings, Inc. September 2012 - Present
Byline Bank June 2013 - June 2015
BXM Holdings, Inc. February 2011 - June 2013
Keefe, Bruyette & Woods, Inc. 2001 - February 2011
Merrill Lynch 2001 - 2001
Skills
Mergers & Acquisitions, Financial Analysis, Corporate Finance, Private Equity, Finance, Portfolio Management, Due Diligence, Financial Modeling, Valuation, Investment Banking, Banking, Capital Markets, Equities
Education
Northwestern University - Kellogg School of Management 2008 — 2009
Executive Education, Womens Senior Leadership
Southern Methodist University - Cox School of Business 1997 — 2000
Southern Methodist University 1996 — 2000
MS, BS, BA, Accounting, Spanish
Hinsdale Central
Declan O'Callaghan's Keefe, Bruyette & Woods, Inc. Experience 2002 - Present
Job Associate Director, Sandler O' Neill & Partners
Industry Financial Services
Kristen Ryan's Keefe, Bruyette & Woods, Inc. Experience June 2008 - August 2014
Job Client Services Professional
Industry Computer Software
Experience
Namely August 2015 - Present
Sterne Agee October 2014 - April 2015
Keefe, Bruyette & Woods, Inc. June 2008 - August 2014
New Canaan Youth Lacrosse March 2008 - June 2009
Skills
Account Management, Client Services, Financial Analysis, Marketing, PowerPoint, Financial Services, Financial Modeling, Series 7, Finance, Investment Banking, Public Relations, Investments, Sales, Microsoft Excel, Program Management, Coaching, Equities, Series 63, Equity Research, Hedge Funds, Bloomberg, Organization, Outlook, Business Development, Advertising, Securities, Microsoft Office, Valuation, Microsoft Word, Capital Markets, Trading, Market Research, Sell Side, Fixed Income, Bloomberg Terminal, Customer Service, Product Management
Education
General Assembly 2015 — 2015
Product Management
Fairfield University 2005 — 2009
Bachelor of Applied Science (B.A.Sc.), Marketing ("Integrated Marketing Communications")
Namely August 2015 - Present
Sterne Agee October 2014 - April 2015
Keefe, Bruyette & Woods, Inc. June 2008 - August 2014
New Canaan Youth Lacrosse March 2008 - June 2009
Skills
Account Management, Client Services, Financial Analysis, Marketing, PowerPoint, Financial Services, Financial Modeling, Series 7, Finance, Investment Banking, Public Relations, Investments, Sales, Microsoft Excel, Program Management, Coaching, Equities, Series 63, Equity Research, Hedge Funds, Bloomberg, Organization, Outlook, Business Development, Advertising, Securities, Microsoft Office, Valuation, Microsoft Word, Capital Markets, Trading, Market Research, Sell Side, Fixed Income, Bloomberg Terminal, Customer Service, Product Management
Education
General Assembly 2015 — 2015
Product Management
Fairfield University 2005 — 2009
Bachelor of Applied Science (B.A.Sc.), Marketing ("Integrated Marketing Communications")
Dan Frascone's Keefe, Bruyette & Woods, Inc. Experience September 2004 - February 2013
Job Credit Manager
Industry Financial Services
Experience
Stifel Financial March 2013 - Present
Keefe, Bruyette & Woods, Inc. September 2004 - February 2013
Bank Julius Baer & Co. Ltd. July 2002 - September 2004
UBS AG, New York Branch November 2000 - May 2002
PaineWebber Inc. August 1999 - October 2000
PaineWebber Inc. March 1998 - July 1999
Fuji Securities Inc. July 1995 - March 1998
Skills
Derivatives, Investments, Fixed Income, Capital Markets, Due Diligence, Equities, Hedge Funds, Structured Finance, Financial Modeling, Series 7, Securities, Options, Investment Banking, Risk Management, Finance, Project Finance, Bloomberg, Structured Products, Financial Markets, Banking, Alternative Investments, Financial Risk, Credit, Corporate Finance, Asset Management, Private Equity, Trading, Valuation, Financial Analysis, Electronic Trading, Trading Systems, Bonds, Credit Risk, Financial Services
Education
Pace University - Lubin School of Business
BBA Finance, Finance and Financial Management Services
Pace University Graduate School of Business
Master of Business Administration (MBA), Banking and Financial Support Services
Stifel Financial March 2013 - Present
Keefe, Bruyette & Woods, Inc. September 2004 - February 2013
Bank Julius Baer & Co. Ltd. July 2002 - September 2004
UBS AG, New York Branch November 2000 - May 2002
PaineWebber Inc. August 1999 - October 2000
PaineWebber Inc. March 1998 - July 1999
Fuji Securities Inc. July 1995 - March 1998
Skills
Derivatives, Investments, Fixed Income, Capital Markets, Due Diligence, Equities, Hedge Funds, Structured Finance, Financial Modeling, Series 7, Securities, Options, Investment Banking, Risk Management, Finance, Project Finance, Bloomberg, Structured Products, Financial Markets, Banking, Alternative Investments, Financial Risk, Credit, Corporate Finance, Asset Management, Private Equity, Trading, Valuation, Financial Analysis, Electronic Trading, Trading Systems, Bonds, Credit Risk, Financial Services
Education
Pace University - Lubin School of Business
BBA Finance, Finance and Financial Management Services
Pace University Graduate School of Business
Master of Business Administration (MBA), Banking and Financial Support Services
Seth Bair's Keefe, Bruyette & Woods, Inc. Experience July 1998 - May 2001
Job MD at Keefe, Bruyette & Woods
Industry Investment Banking
Experience
Keefe, Bruyette & Woods August 2004 - Present
Keefe, Bruyette & Woods, Inc. July 1998 - May 2001
Alex. Brown & Sons June 1997 - June 1998
Education
University of Pennsylvania - The Wharton School 2001 — 2003
MBA, Finance
Williams College 1993 — 1997
BA, Political Economy
Keefe, Bruyette & Woods August 2004 - Present
Keefe, Bruyette & Woods, Inc. July 1998 - May 2001
Alex. Brown & Sons June 1997 - June 1998
Education
University of Pennsylvania - The Wharton School 2001 — 2003
MBA, Finance
Williams College 1993 — 1997
BA, Political Economy
Dave (Dong) Sohn, CFA's Keefe, Bruyette & Woods, Inc. Experience June 1998 - May 2003
Job VP at SMBC Nikko Securities America
Industry Financial Services
Experience
SMBC Nikko Securities America December 2012 - Present
FURTHER LANE (ASSET MANAGEMENT/SECURITIES) August 2009 - December 2012
J.P.MORGAN/BEAR STEARNS CO., INC. March 2006 - August 2009
NATEXIS BANQUES POPULAIRES February 2004 - March 2006
DEUTSCHE BANK June 2003 - February 2004
KEEFE, BRUYETTE & WOODS, INC. June 1998 - May 2003
DREYFUS CORPORATION April 1997 - June 1998
Skills
Fixed Income, Bloomberg, Hedge Funds, Financial Analysis, Bonds, Securities, Valuation, Capital Markets, Asset Managment, Derivatives, Equities, Series 7, Series 63, series 27, Alternative Investments, Asset Management, Portfolio Management
Education
Baruch College 2000 — 2002
Master of Science (MS), Computer Information System
Penn State University 1991 — 1996
Bachelor of Science (BS), Accounting
SMBC Nikko Securities America December 2012 - Present
FURTHER LANE (ASSET MANAGEMENT/SECURITIES) August 2009 - December 2012
J.P.MORGAN/BEAR STEARNS CO., INC. March 2006 - August 2009
NATEXIS BANQUES POPULAIRES February 2004 - March 2006
DEUTSCHE BANK June 2003 - February 2004
KEEFE, BRUYETTE & WOODS, INC. June 1998 - May 2003
DREYFUS CORPORATION April 1997 - June 1998
Skills
Fixed Income, Bloomberg, Hedge Funds, Financial Analysis, Bonds, Securities, Valuation, Capital Markets, Asset Managment, Derivatives, Equities, Series 7, Series 63, series 27, Alternative Investments, Asset Management, Portfolio Management
Education
Baruch College 2000 — 2002
Master of Science (MS), Computer Information System
Penn State University 1991 — 1996
Bachelor of Science (BS), Accounting
Prumiys Dulger's Keefe, Bruyette & Woods, Inc. Experience July 2004 - May 2012
Job Deputy Chief Compliance Officer
Industry Financial Services
Experience
Alcentra July 2014 - Present
Daiwa Asset Management (America) Ltd. May 2012 - June 2014
Keefe, Bruyette & Woods, Inc. July 2004 - May 2012
Citigroup, Inc May 2002 - June 2004
Nomura Securities International, Inc January 2000 - May 2002
Prudential Financial July 1997 - January 2000
Skills
Securities, Internal Audit, Corporate Law, Asset Managment, Mutual Funds, Securities Regulation, Policy, Enterprise Risk..., Trading, Capital Markets, Asset Management, Financial Risk, Hedge Funds, Portfolio Management, Fixed Income, Investments, AML, Alternative Investments, FINRA, Legal Compliance, Anti Money Laundering
Education
Barnard College, Columbia University
B.A
New York Law School
Juris Doctorate
Oceanside
Alcentra July 2014 - Present
Daiwa Asset Management (America) Ltd. May 2012 - June 2014
Keefe, Bruyette & Woods, Inc. July 2004 - May 2012
Citigroup, Inc May 2002 - June 2004
Nomura Securities International, Inc January 2000 - May 2002
Prudential Financial July 1997 - January 2000
Skills
Securities, Internal Audit, Corporate Law, Asset Managment, Mutual Funds, Securities Regulation, Policy, Enterprise Risk..., Trading, Capital Markets, Asset Management, Financial Risk, Hedge Funds, Portfolio Management, Fixed Income, Investments, AML, Alternative Investments, FINRA, Legal Compliance, Anti Money Laundering
Education
Barnard College, Columbia University
B.A
New York Law School
Juris Doctorate
Oceanside
Donald P. Schipf, CFA's Keefe, Bruyette & Woods, Inc. Experience 2004 - 2007
Job Director, Business Development & CFO Medical
Industry Medical Devices
Experience
Anchor Medical Supply Inc. 2007 - Present
Keefe, Bruyette & Woods, Inc. 2004 - 2007
Keefe, Bruyette & Woods, Inc. 2001 - 2004
Orbitex Financial Services Inc. 1998 - 2000
CIBC World Markets, Credit Lyonnais 1994 - 1998
Mitsubishi UFJ Securities 1992 - 1994
Dollar Dry Dock Bank 1988 - 1992
Skills
Medical Devices, Strategic Planning, Budgets, Forecasting, Accounting, Financial Reporting, Start-ups, Team Building, Financial Analysis, Business Planning, Process Improvement, Healthcare, Microsoft Excel, Contract Negotiation, Mergers, Executive Management, Business Development, Sales Management, Mergers & Acquisitions, Risk Management, Banking, Asset Management, Financial Modeling, Capital Markets, Corporate Finance, Investments, Finance, Investment Banking
Education
Boston University
Master of Science (M.S.), Financial Management
Fairfield University
Bachelor of Science (B.S.), Finance and Economics
Anchor Medical Supply Inc. 2007 - Present
Keefe, Bruyette & Woods, Inc. 2004 - 2007
Keefe, Bruyette & Woods, Inc. 2001 - 2004
Orbitex Financial Services Inc. 1998 - 2000
CIBC World Markets, Credit Lyonnais 1994 - 1998
Mitsubishi UFJ Securities 1992 - 1994
Dollar Dry Dock Bank 1988 - 1992
Skills
Medical Devices, Strategic Planning, Budgets, Forecasting, Accounting, Financial Reporting, Start-ups, Team Building, Financial Analysis, Business Planning, Process Improvement, Healthcare, Microsoft Excel, Contract Negotiation, Mergers, Executive Management, Business Development, Sales Management, Mergers & Acquisitions, Risk Management, Banking, Asset Management, Financial Modeling, Capital Markets, Corporate Finance, Investments, Finance, Investment Banking
Education
Boston University
Master of Science (M.S.), Financial Management
Fairfield University
Bachelor of Science (B.S.), Finance and Economics
Chris Ghari's Keefe, Bruyette & Woods, Inc. Experience January 2002 - September 2011
Job
Industry Financial Services
Experience
Credit & Capital Advisors - Independent Analytics January 2012 - Present
Keefe, Bruyette & Woods, Inc. January 2002 - September 2011
Cohane Rafferty Securities, Inc. April 1993 - January 2002
The Bank of New York August 1991 - April 1993
Lehigh Valley Peterbilt 1987 - 1989
Algorex Corporation 1984 - 1986
Skills
Distressed Debt..., Loan Portfolio Sales, 20+ years experience in..., Portfolio Management, Loans, Banking, Capital Markets, Finance, Investment Banking, Fixed Income, Investments, Valuation, Structured Finance, Financial Modeling, Private Equity, Asset Management, Financial Analysis
Education
University - Boston College
Bachelor's degree
Fordham University
Master of Business Administration (MBA), Finance
Credit & Capital Advisors - Independent Analytics January 2012 - Present
Keefe, Bruyette & Woods, Inc. January 2002 - September 2011
Cohane Rafferty Securities, Inc. April 1993 - January 2002
The Bank of New York August 1991 - April 1993
Lehigh Valley Peterbilt 1987 - 1989
Algorex Corporation 1984 - 1986
Skills
Distressed Debt..., Loan Portfolio Sales, 20+ years experience in..., Portfolio Management, Loans, Banking, Capital Markets, Finance, Investment Banking, Fixed Income, Investments, Valuation, Structured Finance, Financial Modeling, Private Equity, Asset Management, Financial Analysis
Education
University - Boston College
Bachelor's degree
Fordham University
Master of Business Administration (MBA), Finance
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS