Kidder Peabody
Industry: Investment banking company
DescriptionKidder, Peabody & Co. was an American securities firm, established in Massachusetts in 1865. The company's operations included investment banking, brokerage, and trading. The firm was sold to General Electric in 1986. Following heavy losses, it was subsequently sold to PaineWebber in 1994. Ceased operations: 1994 Headquarters: Boston, Massachusetts, United States Founder: Henry P. Kidder Founded: 1865 Type of business: Subsidiary (Inactive) of UBS AG Fate: Acquired by PaineWebber
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Kidder Peabody Employees
Athene Annuity & Life Assurance Company November 2011 - Present
Maple Life Financial May 2003 - March 2010
Allfinanz March 2001 - December 2002
GE Capital January 1993 - March 2001
HomeFed Bank January 1988 - January 1993
Kidder Peabody June 1982 - June 1988
Skills
Fixed Annuities, Life Insurance, Mutual Funds, Relationship Management, Sales Management, Business Development, Sales, Strategic Planning, Marketing, Public Speaking, Wholesale, Key Account Management, Wholesaling, Strategy, Wealth Management
Education
California State University-Chico 1973 — 1975
BS, Recreation Administration
BNY Mellon October 2008 - Present
Lehman Brothers October 2000 - October 2006
Donaldson, Lufkin & Jenrette March 1997 - October 2000
PaineWebber, Inc. May 1996 - February 1997
Dresdner Securities (USA), Inc. October 1994 - May 1996
Kidder Peabody January 1993 - October 1994
Skills
FINRA: Series 7, 24,..., Series 7, Trading Systems, Derivatives, Asset Managment, Investments, Alternative Investments, Asset Management, FX trading, Risk Management, Institutional
Education
Boston College
Bachelor of Science, Carroll School of Management
Xavier High School (NYC)
Maxim Staffing Solutions January 2015 - Present
Home Health February 2014 - November 2014
Stanbridge College May 2012 - July 2013
DSRM Cable Construction, Inc. July 2003 - March 2009
Nomura Securities March 1990 - May 2003
Kidder Peabody September 1983 - March 1990
Skills
Customer Service, Microsoft Word, Sales, Teamwork, PowerPoint, Microsoft Excel, Microsoft Office, Medical Terminology, Home Ventilator...
Education
Stanbridge College 2012 — 2013
California State Polytechnic University-Pomona 1998 — 2004
Bachelor's degree, Business Administration and Management, General, 3.6
Certifyme.net January 2005 - Present
Kidder Peabody January 1987 - January 1990
Skills
Financial Analysis, Financial Reporting, Managerial Finance, Financial Modeling, Mergers & Acquisitions, Accounting, Forecasting, Strategic Planning, Budgets, Corporate Finance, Finance, Business Strategy
Education
Bloomsburg University of Pennsylvania
Bloomsburg University of Pennsylvania
UBS Financial Services, Inc. January 2007 - Present
Smith Barney/ Citigroup 1988 - 2007
Kidder Peabody 1982 - 1988
Mobil Oil 1979 - 1982
Education
City University of New York
Clayman & Rosenberg LLP July 2010 - Present
Law Offices of Harlan J. Protass, PLLC January 2008 - August 2010
O'Shea Partners LLP 2002 - 2007
Squadron Ellenoff Plesent & Sheinfeld 1998 - 2002
Milbank Tweed Hadley & McCloy October 1995 - December 1997
Kidder Peabody 1990 - 1992
Skills
Civil Litigation, Criminal Law, Securities Litigation, White Collar Criminal..., Criminal Defense, Appeals, Litigation, Commercial Litigation, Securities Regulation, Arbitration, Trial Practice
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1992 — 1995
J.D., Law
Cornell University 1984 — 1988
B.S., Applied Economics and Business Management
Rye Country Day School
UBS Investment Bank April 2005 - November 2012
Guidepost Solutions LLC (f/n/a SafirRosetti LLC) 2003 - March 2005
Marakon Associates 2002 - 2002
PwC 1991 - 2002
Kidder Peabody 1987 - 1991
Arthur Young 1985 - 1987
Skills
Research, Due Diligence, Databases, Market Research, Data Analysis, Business Information, TMT Industry, TMT, Knowledge Management, Competitive Intelligence, Business Development, Business Intelligence, Budgets, Investment Banking, Qualitative Research, Strategy, Bloomberg, Analysis, Financial Modeling, Corporate Finance, Emerging Markets, Management Consulting, Marketing, Training, Finance, Proposal Writing, Valuation, Entrepreneurship
Education
Pratt Institute 1988 — 1990
MLS, Library & Information Science
Brown University 1980 — 1984
BA, Psychology
St Anns 1974 — 1980
Pel-Bay Realty, Inc. 2004 - Present
U.S. Department of State 2015 - 2015
U.S. Department of State 2015 - 2015
Westel, Inc. 1995 - 2005
pellegrini & Assoc. 1990 - 1994
Kidder Peabody 1988 - 1990
Frank Barth Advertising 1986 - 1989
Skills
Short Sales, Rentals, Real Estate, Investment Properties, First Time Home Buyers, Residential, Home, Investors, Sellers, Real Estate Investment, Negotiation, First Time Buyers, Realty, Condos, Brokerage, Single Family Homes, Property Management, Land, New Home Sales, Residential Homes, Real Property, Real Estate Transactions, Listings, Relocation, ABR, Foreclosures
Education
City University of New York City College 1982 — 1986
BFA, cum laude, Fine Arts / Commercial Advertising
Mizuho Securities USA Inc. 2009 - 2013
Merrill Lynch August 1988 - April 2007
Kidder Peabody 1984 - 1988
Skills
Fixed Income/Mortgage..., Fixed Income, Fixed Income Strategies, Mortgage Marketing, Client Relationship..., Sales Management, Bonds, Marketing, Commercial Mortgages, Asset Back Securities, CMOS
Education
Anderson School at UCLA 1977 — 1979
MBA, Marketing
California State University-Fresno 1970 — 1974
Bachelor of Science (BS), Business Administration and Management, General
Travelers June 2015 - Present
Travelers 1997 - Present
Hartford Steam Boiler 1990 - 1997
Kidder Peabody 1987 - 1990
DMB&B 1985 - 1987
Asset & Financial Planning 1983 - 1985
Skills
Finance, Property & Casualty..., Sales, Insurance, Underwriting, Data Analysis, Requirements Gathering, Negotiation, Indemnity, Casualty, Investments, Commercial Insurance, Commercial Lines, Auditing, Series 7
Education
Pace University - Lubin School of Business
Master of Business Administration (M.B.A.), Finance
Marist College School of Management
Bachelor's of Science, Finance and Marketing
Bank of America Merrill Lynch July 2015 - Present
Appleton Street Advisors April 2006 - July 2015
MassMutual June 2004 - 2005
Professions, Inc. 2002 - 2004
morgan stanley October 1998 - October 2001
morgan stanley 1998 - 2000
Paine Webber 1994 - 1998
Kidder Peabody 1990 - 1994
donaldson, lufkin & Jenrette 1985 - 1987
Skills
Investment Advisory, Recruiting, Portfolio Management, Insurance, Leadership, Management, Executive Search, Employee Benefits, Financial Services, Series 7, Retirement, Investments, Strategic Financial..., Sourcing, Business Relationship..., Sales Management, Cross Selling, Talent Acquisition, Bonds, Talent Management, Retirement Planning, Wholesale, Training, Finance, Financial Advisory, Fixed Annuities, Life Insurance, Sales, Networking, 401k, Internet Recruiting, Long-term Care, Technical Recruiting, Applicant Tracking..., Onboarding, Mutual Funds
Education
Boston College 1970 — 1974
Bachelor of Arts (B.A.), History
Canisius College 1970 — 1972
ba, history
Scureman & Associates October 1991 - Present
Kidder Peabody March 1990 - August 1991
AXA Financial January 1989 - March 1990
AXA Financial January 1983 - December 1988
AXA Financial September 1981 - January 1983
John W. Galbreath July 1981 - September 1981
Skills
Higher Education Goals..., Wealth Accumulation, Asset Protection, Asset Allocation, Retirement Income Goals, Protecting Your..., Gifting Strategies, Trust Strategies, Business Continuation..., Disability Income..., Estate Preservation..., Federal Estate Tax...
Education
Clarion University of Pennsylvania 1977 — 1981
Bachelor of Science (BS), Accounting
Chartered Life Underwriter and Certified in Long Term Care - CLU and CLTC Designations
Registered Representative of MetLife Securities
NorthWinds Renewables January 2003 - Present
Bovaro Partners LLC 2001 - 2003
Berenson, Minella & Co., Inc. September 1999 - September 2001
CIBC World Markets 1997 - 2000
JP Morgan 1994 - 1997
Chem Systems Inc. 1992 - 1994
Kidder Peabody 1989 - 1992
Skills
Investment Banking, Renewable Energy, Valuation, Mergers, Financial Analysis, Project Finance, Business Strategy, Financial Modeling, Entrepreneurship, Energy, Investments, Private Equity, Due Diligence, Mergers & Acquisitions, Venture Capital, Corporate Development, Finance, Equities, Financial Structuring, Executive Management, Solar Energy, Wind, Emerging Markets, Fixed Income, Securities, Capital, Sustainable Energy, Financial Services, Financial Advisory
Education
University of Pennsylvania - The Wharton School 1987 — 1988
MBA, Finance and Management. Concentration in Strategic Planning.
University of Pennsylvania 1986 — 1987
Master of Science (M.S.), Energy Management and Policy
Brown University 1980 — 1984
Bachelor of Science (B.Sc.), Geology
Bimbo Bakeries USA November 2014 - Present
The NPD Group September 2013 - May 2014
Pfizer April 2008 - June 2012
Pfizer 2005 - 2008
Pfizer 1995 - 2005
Kidder Peabody 1992 - February 1995
Beth Israel Medical Center 1988 - 1992
Skills
IT Service Management, Project Management, Process Improvement, ITIL, Disaster Recovery, Vendor Management, Change Management, Incident Management, Service Delivery, SharePoint, Windows Server, System Administration, Data Center, Active Directory, PMP, Quality Assurance, Management, Servers
Education
Hunter College
Computer Science
RBS Global Banking & Markets July 2003 - Present
RBS Global Banking & Markets 2003 - May 2009
The Bank of New York 1999 - 2003
FirstCity Capital 1997 - 1999
Nomura Securities 1996 - 1997
ABN AMRO Bank N.V. 1993 - 1996
Security Pacific Bank 1989 - 1993
Kidder Peabody 1986 - 1989
Salomon Brothers 1982 - 1986
Skills
Problem Solving, Change Management, Sales Management, Loans, Leadership, Capital Markets, Structured Finance, Credit, Fixed Income, Mortgage Lending, Risk Management, AML, Bonds, Credit Risk, Derivatives, Banking, Equities, Investment Banking, Securities, Portfolio Management
Education
Baruch College 1980 — 1982
Finance
John Jay College of Criminal Justice 1979 — 1980
St Joseph's Seminary
Huntington Management LLC May 1995 - Present
PaineWebber October 1994 - May 1995
Kidder Peabody 1985 - October 1994
Wayne Hummer Investments 1983 - 1985
Education
Bradley University 1979 — 1983
BS, Finance
Golden Spike Polaris 1983 - Present
Complete Shooter Academy 2012 - 2012
Kidder-Peabody 1980 - 1982
Skills
Customer Satisfaction, Fishing, Automotive, Sales Management, Strategic Planning, Business Strategy, New Business Development, Marketing Strategy, Negotiation, Team Building, Budgets, Sales, Product Development, Finance, Financial Analysis, Purchasing, Start-ups, Marketing, Entrepreneurship
Education
Brigham Young University 1979 — 1980
Master of Business Administration (MBA)
Utah State University 1976 — 1978
Bachelor of Arts (BA), Finance, General
Jempe Center January 2010 - Present
Virginia C Rhoads 1996 - Present
General Mills August 1990 - June 1992
Kidder Peabody August 1986 - June 1988
Skills
Beauty, Clarity, Coaching, Change Leadership, Executive Coaching, Personal Development, Leadership, Change Management, Life Coaching, Leadership Development, Workshop Facilitation, Program Development, Mergers & Acquisitions, Beauty Industry, Entrepreneurship, Emotional Intelligence, Strategic Planning, Teaching, Start-ups
Education
Antioch University Seattle 1996 — 1998
MA, Organizational Psychology
Dartmouth College - The Tuck School of Business at Dartmouth 1988 — 1990
MBA
Dartmouth College 1982 — 1986
BA, Economics/Mathematics
Innovation Station January 2012 - Present
Marketing Innovations August 2009 - January 2012
Conagra Foods 2007 - July 2009
Kraft Foods 2000 - 2007
Kidder Peabody 1983 - 1985
Skills
Customer Insight, Consumer Products, Strategy, Product Development, Marketing Strategy, Business Strategy, Product Innovation, Brand Equity, Brand Management, Cross-functional Team..., Competitive Analysis, Strategic Planning, Marketing, Marketing Management, P&L Management, Strategic Thinking, Market Analysis, Segmentation
Education
Harvard Business School 1985 — 1987
MBA, Marketing and Finance
Barnard College
BA, Economics
Davies Financial Advisors July 2014 - Present
Asset Marketing Systems March 2008 - July 2014
Madison Avenue Securities August 2009 - April 2011
Wescom Credit Union September 2007 - March 2008
LBW Insurance & Financial Services January 2003 - October 2005
Kidder Peabody October 1996 - March 2005
Jackson National Life November 2001 - June 2002
MetLife February 1998 - August 2001
Transamerica June 1995 - August 1998
Skills
Fixed Annuities, Financial Services, Insurance, Series 63, Securities, Life Insurance, Series 6, Series 7, Variable Annuities, Mutual Funds, Retirement, Retirement Planning, Investment Advisory, Relationship Management, Series 6,63 & 26..., Series 24
Education
California State University-Northridge
BA, Communications
Linde, Hansen & Co., LLC November 2009 - Present
Lord Abbett February 1995 - February 2009
Kidder Peabody 1987 - 1990
Education
Columbia University - Columbia Business School 1985 — 1987
MBA, Finance
Clarkson University 1979 — 1983
BS, Economics
Massachusetts Department of Transportation September 2015 - Present
Massachusetts Department of Transportation November 2011 - Present
Royal Bank of Scotland 2007 - March 2011
City of Chicago 2004 - 2007
Banc One Capital Markets 2000 - 2004
Banc of America Securities 1995 - 2000
Kidder Peabody 1984 - 1994
Chemical Bank 1979 - 1984
Skills
Alternative Investments
Education
New York University - Leonard N. Stern School of Business 1982 — 1985
M.B.A.
Brown University 1976 — 1979
A.B. with Honors, European History
Worcester Academy 1970 — 1975
SunTrust Robinson Humphrey January 2008 - Present
Wachovia, A Wells Fargo Company January 2000 - March 2007
TD Securities 1991 - 2000
Toronto Dominion Securities 1991 - 2000
UBS Investment Bank 1989 - 1991
Kidder Peabody June 1987 - January 1990
Skills
Investment Banking, Private Equity, Valuation, Corporate Finance, Capital Markets, Mergers & Acquisitions, Financial Modeling, Venture Capital, Corporate Development, Due Diligence, Investments, Equities, Portfolio Management, Leveraged Finance, Emerging Markets
Education
Boston College 1983 — 1987
BA, Economics
AMJ Management Group, LLC August 2008 - Present
WaMu Capital Corp. September 2006 - February 2008
GMAC-RFC May 2005 - September 2006
Franklin Credit Management Corp. May 2002 - May 2005
Franklin Credit Management November 2000 - May 2005
SG COWEN SECURITIES CORPORATION November 2000 - May 2002
PaineWebber May 1997 - November 2000
Clayton Holdings 1996 - 1997
Kidder Peabody June 1994 - May 1996
Skills
Loans, Banking, Asset Managment, Structured Finance, Capital Markets, Asset Management, ABS, Fixed Income, Trading, Portfolio Management, Due Diligence, Securitization, Mortgage Lending, Private Equity, Investment Banking, MBS, Alternative Investments, Financial Structuring, Structured Products, Hedge Funds, Securities, Bonds, Valuation, Hedging, Derivatives, Equities, Bloomberg, ACCOUNTING, FINANCIAL MODELING, Financial Analysis, Financial Reporting, Investments, Finance, Corporate Finance, Risk Management, Microsoft Excel, SQL, PowerPivot, PowerPoint, VBA, Business Intelligence, Forecasting, Financial Modeling
Education
New York Law School 1991 — 1994
J.D.
Arizona State University 1989 — 1991
Bachelor of Science
Getabout, Inc. July 2015 - Present
St. Mark's Episcopal Church January 2015 - Present
Society of Colonial Wars in the State of Connecticut May 2014 - Present
The Solaris Group, LLC January 2012 - March 2013
Morgan Stanley Smith Barney July 1999 - June 2010
Putnam Capital Alliance September 1998 - March 1999
Citibank November 1989 - September 1998
Bloomberg September 1987 - June 1989
Chase Manhattan Corporation September 1986 - May 1987
Kidder Peabody September 1980 - September 1986
Skills
New Business Development, Portfolio Management, Client Relationship, Mutual Funds, Asset Management, Investments, Investment Banking, Series 7, Bloomberg, Hedge Funds, Finance, Financial Analysis, Asset Managment, Banking, Alternative Investments, Equities, Start-ups, Fixed Income
Education
Boston University 1973 — 1978
BA, Latin American Economics
St. George's School Newport, RI
Morris & Company January 1992 - Present
Success4teens.com January 1990 - Present
Corporate Wellness and Fitness Guru January 1990 - Present
www.cashcrunchgames.com 2013 - 2015
www.cashcrunchgames.com 2013 - 2015
www.cashcrunchgames.com 2013 - 2015
California Stem Cell 2008 - 2010
Impac Companies-NYSE Co. 2005 - 2006
Media Arts- NYSE Co. 2000 - 2005
Kidder Peabody 1980 - 1984
Skills
Mergers, Strategic Planning, Start-ups, Entrepreneurship, Business Strategy, Public Speaking, Business Planning, Management Consulting, Team Building, Financial Analysis, Business Development, New Business Development, Budgets, Executive Management, Coaching, Strategy, Leadership, Valuation, Marketing Strategy, Investment Banking, Contract Negotiation, Leadership Development, Change Management, Negotiation, Sales Management, Team Leadership, Management, Marketing, Business Analysis, Organizational..., Mergers & Acquisitions, Nonprofits, University Teaching, Analysis, Academic Advising, Venture Capital, Motivational Speaking, Small Business, Corporate Development, Consulting, Strategic Partnerships, Due Diligence, Finance, Investments, Private Equity, Restructuring, IPO, Competitive Analysis, Corporate Finance, Financial Modeling
Education
Boston College 1969 — 1973
24/7 Real Media September 2010 - Present
Northrop Grumman Aerospace Systems December 2003 - October 2009
Nortel 1996 - 2003
EJV Partners 1994 - 1996
Kidder Peabody 1992 - 1994
ADVANCED TESTING TECHNOLOGIES INC March 1992 - September 1992
Grumman 1979 - 1992
Skills
Perl, Solaris, Java, XML, SQL, Unix Shell Scripting, HTML, Sed, Awk, Operating Systems
Education
New York Institute of Technology 1983 — 1986
MS, Computer Science
City University of New York City College 1974 — 1979
B. E, Electrical Engineering
Joanne Rogovin, Leadership Coaching & Consulting July 2010 - Present
Joanne Rogovin Consulting July 2007 - Present
CSSR 2006 - 2009
IBM July 1997 - December 2005
Kidder Peabody 1988 - 2002
New York Stock Exchange 1985 - 1988
European American Bank 1980 - 1982
Skills
Leadership Development, Change Management, Organizational..., Coaching, Executive Coaching, Leadership, Organizational..., Management Consulting, Governance, Strategy, Organizational Design, Strategic Planning, Non-profits, Performance Management, Strategic Communications, Start-ups, Workshop Facilitation, Program Management, Talent Management, Business Development, Performance Improvement, Entrepreneurship, Business Transformation, Strategic Thinking, Business Strategy, Analysis, Culture Change, Business Planning, Business Process..., Outsourcing, Consulting, Training, Recruiting, Project Planning, Management Development, Executive Management, Team Leadership, Employee Engagement, Succession Planning, Team Building, Management, Nonprofits, Instructional Design, Career Development, Training Delivery, Human Resources, Personnel Management, Policy, Staff Development, Employee Training
Education
Boston University
BA Political Science, History & Political Science
Boston University
MS Communications, Communications & Broadcasting
Yeshiva University
MSW, Psychology and Clinical Social Work
Scholastic January 2014 - Present
Scholastic 2009 - January 2014
CondeNast Publication 2001 - 2009
CitiGroup 1995 - 2001
PricewaterhouseCoopers 1999 - 2000
Kidder Peabody May 1992 - May 1995
Skills
ITIL, IP, Security, Cisco Technologies, VoIP, Enterprise Software, Management, Data Center, Vendor Management, Disaster Recovery, Servers, Telecommunications, VMware, Active Directory, Networking, CRM, Unix
Education
Columbia University in the City of New York 2013 — 2014
Executive Master of Science, Technology Management
City University of New York-College of Staten Island 1991 — 1995
B.S, Computer Science
Opturo Inc. February 2009 - Present
Actionable Modeling March 2006 - Present
AllianceBernstein 2006 - 2007
TIAA-CREF December 1995 - March 2006
Office of Federal Housing Enterprise Oversight May 1995 - December 1996
Kidder Peabody June 1989 - February 1995
Skills
Performance Attribution, Performance Measurement, Financial Modeling, Attribution, Risk Attribution, Annualization of..., Decision Attribution, Fixed Income, Market Risk, Equities, Investments, Financial Analysis, Finance, Analytics
Education
Boston University
Ph.D., Physics & Epistemology
The Cooper Union for the Advancement of Science and Art
BS, Physics
UBS Financial Services, Inc. April 2013 - Present
Morgan Stanley Smith Barney January 1993 - April 2013
Kidder Peabody March 1986 - January 1993
Education
Arizona State University 1976 — 1980
Desert West Compliance & Consulting February 1990 - Present
AZ Geriatrics Society February 1999 - May 2003
Kidder Peabody February 1980 - January 1990
Motorola 1976 - 1978
Skills
training, business analysis, practice positioning, Public Speaking, Strategic Planning, Team Building, Coaching, Project Management, Marketing Strategy, Healthcare Management, Public Relations, New Business Development, Healthcare Information..., Infection control..., Patient Records..., Compliance Manual..., Human Resources coaching, Risk Management..., government compliance, Ambulatory care..., Dental staff training, Non-Profit development, Haz Com training, OSHA training, Small business...
Education
Keller Graduate School of Management 1996 — 1998
MBA, MHSM, Business & Health Services Mgmt.
Arizona State University
BA, Communication Arts
Barclays Capital 2010 - Present
Barclays Capital (former Lehmans) August 2002 - April 2010
Morgan Stanley April 1996 - August 2002
Kidder Peabody January 1990 - January 1996
Skills
PeopleSoft, Affirmative Action..., EEO/AA Compliance
Education
New York University - Leonard N. Stern School of Business 1977 — 1979
MBA, Accounting/Finance
City University of New York-Hunter College 1973 — 1977
BA, Liberal Arts
Mesirow Financial January 2009 - Present
Fortis Clearing Americas January 2007 - December 2009
CBOT 2000 - 2004
Kidder Peabody 1979 - 1994
Education
Boston University
BA, Philosophy and Religion
Tarantin Industries, Inc. 2013 - 2014
Great American Opportunities 2010 - 2013
MC Designs, Inc 1995 - 2010
Mid Atlantic Management Corp 1990 - 1994
Kidder Peabody 1989 - 1990
EY 1988 - 1989
Skills
Accounts Receivable, Accounts Payable, Account Reconciliation, Financial Reporting, Microsoft Excel, Microsoft Word
Education
Bucknell University 1984 — 1988
Bachelor's Degree, Accounting and Business/Management
Academy of Model Aeronautics Foundation April 2014 - Present
Bott Group of Merrill Lynch April 2009 - Present
Career Investment Management Consultant March 1975 - Present
Bott Motorsports December 2002 - December 2013
Valley Advisory Group 2007 - December 2012
Bott & Associates of Wachovia Securities May 2001 - May 2009
Salomon Smith Barney March 1987 - May 2001
Institute for Investment Management Consultants September 1986 - March 1994
Morgan Stanley Dean Witter April 1985 - June 1986
Kidder Peabody March 1975 - April 1985
Skills
Non-profits, Asset Management, Portfolio Management, Motorsports Marketing, investment management..., financial author, Public Speaking, Investment Advisory, Asset Managment, Management Consulting, Equities, Investment Management, Nonprofits, Management, Asset Allocation, Financial Services, Entrepreneurship, Retirement Planning, Wealth Management, Pensions, High Net Worth..., Financial Advisory, Series 7
Education
California State University-Fullerton 1969 — 1972
BA, Communications/Marketing
Cerritos College 1967 — 1969
Associate of Arts (A.A.), Journalism
Krumrei & Ross Financial Management 2000 - Present
Vanhart Capital Management May 1990 - July 2005
Kidder Peabody August 1984 - April 1990
Skills
Investment Management, Entrepreneurship, Trusts, Retirement Planning, Financial Analysis, Investments, Asset Management, Asset Allocation
Education
California State University-Chico 1978 — 1981
BS, Business Administration
State Street June 2014 - Present
Ceros Financial Services Inc. January 2012 - April 2014
Ceros Financial Services, Inc. May 1994 - January 2012
Hornblower Fischer AG May 1985 - July 1986
Fidelity Investments. (NFS) January 1982 - May 1985
Kidder Peabody January 1981 - January 1982
Skills
Operations/ Compliance, ETFs, Series 7, Trading, Investment Advisory, Financial Reporting, Series 24, Asset Management, Mutual Funds, Operations Management, Alternative Investments, Series 63, Securities, Investments, Investment Management, Hedge Funds, Financial Services, Investment Strategies, Asset Allocation
Education
Boston College 1975 — 1979
Bachelor's degree program, Political Science and Government, Minor in Accounting
Massachusetts Institute of Technology
non-degree, Commercial Real Estate Development
Spring Hill Capital Partners, LLC October 2008 - Present
United States Olympic Committee February 2011 - Present
Beginning with Children Foundation August 2006 - Present
Lehman Brothers September 1991 - October 2008
Bankers Trust May 1990 - August 1990
Kidder Peabody June 1986 - June 1988
Skills
Structured Finance, Capital Markets, Securities, Securitization, Loans, Real Estate Investment, Alternative Investments, Investment Advisory, CMBS, CRE CDO, Real Estate Development, Real Estate, Leadership, Asset Management, Fixed Income, Hedge Funds, Investments, Investment Banking, Portfolio Management, Equities, Investment Properties, Bonds, Private Equity, Trading, Investment Strategies, Derivatives, ABS, Financial Modeling, Bloomberg, Financial Structuring, Venture Capital, Emerging Markets, Financial Markets, Due Diligence, Leveraged Finance, Mergers & Acquisitions, Investment Management, Private Placements, Real Estate Economics, Corporate Development, Valuation, Funding, Structured Products, Investor Relations
Education
Northwestern University - Kellogg School of Management 1989 — 1991
MBA, Finance
College of the Holy Cross 1982 — 1986
BA, Chemistry
Choate Rosemary Hall 1981 — 1982
Pentucket HS 1977 — 1981
Ramius LLC August 2006 - Present
Banc of America Securities May 2001 - August 2006
First Union 1998 - 2001
Kidder Peabody 1987 - 1994
Skills
Operations, Charles River IMS, Aexeo, Bloomberg, Microsoft Office, BARX, eSpeed, Omgeo Oasys, Trading, Portfolio Management, Equities, Settlement, Mutual Funds, Capital Markets, Options, Fixed Income, Middle Office, Equity Derivatives, Electronic Trading, Series 63, Derivatives, Prime Brokerage, FINRA, Back Office, Trading Systems, Hedge Funds, Securities, Alternative Investments, Management, Investments
Education
City University of New York-Baruch College 1987 — 1992
Business Administration, Management and Operations
LaSalle Academy High School 1983 — 1987
Saint Aloysius
JPMorgan Chase March 2012 - Present
Miller Tabak December 2007 - March 2011
Cathay Financial March 2000 - October 2007
PaineWebber 1996 - 2000
Kidder Peabody 1993 - 1995
Skills
Series 24, Series 7, Series 63, Series 55, Equity Trading, Compliance, Option Trading, Merger Arb, Pairs Trading, Stub Trading, Algorithms, VWAP, Dark Pools, capital commitment, ETFs, Equity Derivatives, FINRA, Options, Securities
Education
Baruch College, City University of New York (CUNY) 1986 — 1991
BBA, Finance
First Business Capital Corp. 2011 - Present
Gordon Sign 2014 - Present
SPECTRUM Commercial Services 1999 - 2009
Mile High United Way 1994 - 1996
Mayor's Summer Youth Employment Program 1993 - 1993
Axis Marketing, Inc. 1989 - 1991
Kidder, Peabody 1984 - 1989
Skills
Asset Based Lending, Turnaround Financing, Commercial Lending, Debt Restructuring, New Business Development, Acquisition Financing, Growth Financing, Distressed Debt, Finance, Mergers, Mergers & Acquisitions, Loans, Credit, Business Development, Underwriting, Portfolio Management, Management, Credit Analysis, Banking, Capital, Small Business Lending, Commercial Banking, Credit Risk
Education
The University of Texas at Austin - The Red McCombs School of Business 1982 — 1984
MBA, Accounting and Finance
Baylor University 1977 — 1981
BBA, Marketing and Management
James H. Barrick, CPA, A Professional Corporation September 2007 - Present
Todey Motor Company 2002 - 2007
James H. Barrick, CPA 1998 - 2000
Team Valor Racing Stables 1991 - 1998
The Centennial Group 1990 - 1991
Kidder Peabody 1990 - 1990
Drexel Burnham Lambert 1989 - 1990
Deloitte Haskins + Sells 1986 - 1989
Milwaukee Brewers Baseball Club January 1984 - January 1987
Skills
Accounting, Strategic Planning, Business Development, Sales, Marketing, Financial Analysis, Customer Service, Account Management, Team Building, New Business Development, Management, Leadership, Start-ups, Sales Management, CRM
Education
California Lutheran University 1983 — 1986
BS, Accounting
UBS Financial Services Inc. November 1985 - Present
Kidder Peabody November 1985 - October 1986
Education
Boston University
Staples High School
DiMeo Schneider & Associates May 1995 - Present
Kidder Peabody June 1990 - May 1995
Skills
Investments, Alternative Investments, Finance, Asset Allocation, Pensions, Asset Management, Portfolio Management, Investment Management, Investment Advisory, Endowments, Institutional..., Management, Nonprofits, Hedge Funds, Investment Strategies, Mutual Funds, Private Equity, Fixed Income, Asset Managment, Non-profits, Equities, Bloomberg, Wealth Management, Securities, Strategic Financial...
Education
Bradley University 1980 — 1983
Regions Financial Corporation May 2012 - Present
EC Business Loans, LLC January 2012 - June 2012
Bank of Atlanta May 2011 - January 2012
Fidelity Bank May 2010 - May 2011
High Trust Bank September 2007 - January 2010
CIT June 2005 - September 2007
Quantum National Bank 2002 - 2005
BB&T July 2000 - October 2002
First Union National Bank 1994 - 2000
Kidder Peabody 1985 - 1988
Skills
Small Business Lending, SBA, Commercial Lending, Loans, Commercial Mortgages, Commercial Banking, SBA 504, Credit Analysis, Asset Based Lending, Credit, Banking, Underwriting
Education
University of Minnesota-Twin Cities 1980 — 1982
BS, Arch/Design & Business
University of Wisconsin-Madison 1977 — 1980
Architect & Business
Auburn University 1976 — 1977
Architecture & Business
UBS April 2013 - Present
EMC January 2011 - April 2013
Pershing July 2010 - January 2011
Fidelity Investments 2007 - 2010
Morgan Stanley Investment Management 2004 - 2006
UBS Wealth Management 2000 - 2004
PaineWebber 1995 - 2000
Kidder Peabody 1992 - 1995
Atalanta/Sosnoff Capital Corporation 1986 - 1992
Skills
Product Management, Program Management, Investments, Management, Product Development, Asset Managment, Securities, Wealth Management, Mutual Funds, Financial Services
Education
City University of New York-Baruch College - Zicklin School of Business 1987 — 1990
MBA
City University of New York-Baruch College - Zicklin School of Business 1983 — 1986
BBA
New York University - Polytechnic School of Engineering 1980 — 1982
Stuyvesant HS 1977 — 1980
HSBC April 2004 - Present
Barclays Capital 1997 - 2003
Lehman Brothers 1993 - 1996
Kidder Peabody 1989 - 1993
Grumman Aerospace 1987 - 1989
Skills
Fixed Income, Financial Risk, Back Office, Banking, Capital Markets, Derivatives, Electronic Trading, Equities, FX Options, Financial Markets, Hedge Funds, Finance, Investment Banking, Middle Office, Trading Systems
Education
Hofstra University
MBA, Finance
Bucknell University 1983 — 1987
BS, Computer Science
Time Warner Cable Business Class August 2015 - Present
Time Warner Inc. November 2012 - Present
antiquedealersdaughter November 2006 - July 2012
Build-A-Pipeline January 2004 - July 2012
NetVersant January 2002 - January 2004
Williams January 1999 - January 2002
Siemens Information and Communication Networks January 1988 - January 1999
Kidder Peabody January 1987 - January 1988
ROLM/An IBM Company January 1985 - January 1987
Skills
New Business Development, Sales, Sales Operations, Project Management, Sales Management, Sales Process, Unified Communications, Customer Service, Enterprise Software, Account Management, Selling, Negotiation, Telecommunications, VoIP
Education
New York University 2004 — 2005
Certificate in progress, Appraisal Studies
Binghamton University 1983 — 1985
BA, Psychology and Business
Boston University 1979 — 1981
Bachelor's degree, Psychology and Business
New York University February 2014 - Present
RoundTable Financial Group, LLC March 2011 - Present
Grenadier Capital LLC January 2009 - Present
StoneHouse Search Partners LLC February 2013 - November 2014
Ambac Financial Group October 1993 - December 2008
Ambac UK 2000 - 2004
Financial Security Assurance 1989 - 1993
Kidder, Peabody 1985 - 1989
Skadden Arps 1983 - 1985
Skills
Business Building, Client Relationship..., Strategy Development, Legal Issues, International Finance, Board Level, Capital Markets, Executive Management, Series 7, Series 63, Structured Finance, Infrastructure Projects, Distressed Debt, Recruiting, Specialty Finance, Finance, Hedge Funds, Valuation, Securities, Risk Management, Financial Structuring, CRM, Equities, Derivatives, Strategy, Private Equity, Business, Investments, Mergers & Acquisitions, Investment Banking, Portfolio Management, Trading, Corporate Finance, Infrastructure, Fixed Income, Insurance, Alternative Investments, Asset Management, Securitization
Education
Syracuse University - Martin J. Whitman School of Management 1979 — 1981
MBA
Syracuse University College of Law 1979 — 1981
JD
Hamilton College 1975 — 1979
BA, History
Choate Rosemary Hall 1973 — 1975
Interise June 2008 - Present
Kick The Cans, LLC September 2014 - August 2015
Massachusetts Small Business Development Center (MSBDC) June 2011 - November 2013
Loupe Consulting January 2009 - June 2011
Center for Women & Enterprise 2009 - 2011
Commonwealth of Massachusetts 2008 - 2009
Peas In A Pod, Inc. 2004 - 2007
Commonwealth of Massachusetts January 2001 - December 2004
Upromise 2000 - 2001
Kidder Peabody 1989 - 1996
Skills
Entrepreneurship, Business Planning, Start-ups, Strategic Planning, Business Strategy, Business Development, Public Speaking, Management Consulting, Strategic Consulting, Strategic Thinking, Small Business, Organizational..., Cross-functional Team..., Financial Analysis, Training, Program Management, Marketing, Management, Leadership, Competitive Analysis, Strategy, Leadership Development, Coaching, Marketing Strategy, Executive Coaching, Project Planning, Product Development, Sales, Consulting, CRM, Executive Management, Business Process...
Education
Babson College - Franklin W. Olin Graduate School of Business 1998 — 2000
MBA, Entrepreneurial Studies
Northeastern University 1981 — 1985
B.S., Economics
Stonebridge Advisors LLC April 2015 - Present
Sterne Agee June 2013 - April 2015
Gleacher & Company March 2010 - April 2013
CRT Capital Group August 2009 - March 2010
RBS Greenwich Capital February 2006 - August 2009
J.P. Morgan Investment Management June 2000 - February 2006
Prudential Financial March 1999 - June 2000
J.P. Morgan June 1994 - November 1998
Kidder Peabody 1993 - 1994
Standard & Poor's 1988 - 1993
Skills
Fixed Income, Credit, Series 7, Bonds, Asset Management, Bloomberg, Banking, Investments, Financial Analysis, Emerging Markets, Equities, Portfolio Management, Strategy, Financial Markets, Equity Research, Credit Analysis, Securities, Valuation, Buy-side, Asset Managment, Trading, Investment Management, Capital Markets, High Yield, Financial Services, Series 63, Mutual Funds, Fixed Income Analysis, Sell Side, Chartered Financial..., Credit Risk, Financial Institutions
Education
New York University - Leonard N. Stern School of Business 1986 — 1990
MBA, Finance
Boston University Questrom School of Business 1978 — 1982
BS, Finance, International Mgmt
State Street Global Markets March 2015 - Present
J.P. Morgan September 2012 - August 2014
Markit August 2009 - August 2012
Morgan Stanley June 2003 - February 2008
UBS/PaineWebber June 1997 - June 2003
Deutsche Bank 1994 - 1996
Daiwa Securities January 1991 - June 1994
Kidder Peabody May 1988 - November 1989
Prudential Securities February 1986 - April 1988
Skills
Fixed Income, Risk Management, Portfolio Management, Trading, Financial Risk, Structured Products, Analytics, MBS, Structured Finance, Software Development, Securitization, ABS, Management, Finance, Testing
Education
Polytechnic University 1988 — 1989
Operations Research
Clark University 1980 — 1984
Computer Science, Mathematics
Midwood High School 1978 — 1980
Jefferies LLC July 2002 - Present
Robertson Stephens March 1999 - July 2002
Oppenheimer & Co. Inc. July 1995 - March 1999
Kidder Peabody 1985 - 1995
Skills
Microsoft Office, Management, Microsoft Word, PowerPoint, Sales, Leadership, Training, Photoshop, English, Process Improvement, Windows, Outlook, HTML, Investments, Portfolio Management, Equities, Wealth Management, Trading, Finance
Education
Bates College
BS, Economics
Biondo Investment Advisors January 2014 - Present
Lazard 1995 - 2001
Kidder Peabody 1993 - 1995
Skills
Asset Allocation, Investments, Equities, Asset Management, Mutual Funds, Alternative Investments, Options, Securities, Derivatives, Series 7, ETFs, Municipal Bonds, Series 63, Portfolio Management, corporate bonds
Education
Bloomsburg University of Pennsylvania
BNP Paribas 2001 - February 2015
Paine Webber 1995 - 2001
Kidder Peabody 1991 - 1995
Kidder Peabody 1989 - 1991
Skills
Mentor and Train, Credit Bonds, Trading, Fixed Income, Accounting, Interest Rates, Finance, Sales, Bonds, Capital Markets, Financial Markets, Structured Products, Hedge Funds, Investment Banking, Series 7
Education
City University of New York-Herbert H. Lehman College
Bachelor’s Degree, Financial Accounting
Third Party Marketers Association May 2006 - Present
Tessera Capital Partners, LLC March 2004 - Present
Tessera Capital Services, LLC March 2005 - December 2010
WestAM July 2000 - September 2003
Forstmann-Leff International May 1997 - July 2000
UBS Global Asset Management May 1994 - June 1997
Kidder Peabody 1990 - 1993
Skills
Alternative Investments, Hedge Funds, Asset Managment, Investments, Portfolio Management, Equities, Private Equity, Investment Strategies, Asset Allocation, Investment Management, Mutual Funds, Investment Advisory, Series 7, Venture Capital, Fixed Income, Due Diligence, Wealth Management, Fund Of Funds, Valuation, Financial Modeling
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance
State University of New York at Binghamton 1984 — 1988
BS, Finance
ICAP October 2013 - March 2015
ICAP June 2002 - September 2013
Headway Corporate Staff Administration August 2001 - May 2002
Deutsche Bank July 1996 - July 2001
J.P. Morgan February 1994 - July 1996
Kidder Peabody July 1987 - February 1994
Dean Witter Reynolds Inc. August 1986 - July 1987
Skills
Trading, Financial Markets, Electronic Trading, Trading Systems, Derivatives, Fixed Income, MBS, Credit Derivatives, Capital Markets, Bonds, Bloomberg, Swaps, Market Data, FX Options, Middle Office, Equities, Equity Derivatives, Hedge Funds, Options
Education
City University of New York-Herbert H. Lehman College
Bachelor's Degree, Economics
Bronx High School of Science
Mayo Clinic January 1999 - Present
Fox & Copany Investments May 1987 - October 1998
Kidder Peabody October 1977 - April 1987
Skills
Healthcare Information..., Healthcare, Healthcare Management, Hospitals, EMR, Quality Improvement, Performance Improvement, Medical Devices, Process Improvement, Revenue Cycle, Healthcare Industry, Physician Relations, Data Analysis, EHR
Education
Arizona State University 2001 — 2003
Master of Business Administration (M.B.A.), Business Administration, Management and Operations
University of Washington 1976 — 1979
Bachelor of Arts (BA), Political Science and Government
Wells Fargo Advisors November 2007 - Present
UBS Wealth Management February 1999 - September 2007
Dain Rauscher, Inc. 1989 - 1999
Kidder Peabody 1984 - 1989
Rotan Mosle, Inc. 1977 - 1984
Skills
Finance, Mutual Funds, Retirement Planning, Management, Investments, Financial Services, Investment Strategies, Retirement, 401k, Financial Analysis, Strategic Planning, Alternative Investments, Valuation, Asset Allocation, Securities, Financial Modeling, Insurance, Risk Management, Fixed Annuities, Accounting, Fixed Income, Long-term Care, Hedge Funds, Equities
Education
Arizona State University 1970 — 1974
BS Finance, Finance
Prudential Financial August 2014 - Present
Wells Fargo Advisors March 2013 - March 2014
Citigroup February 1997 - January 2012
Lehman Brothers February 1995 - February 1997
Kidder Peabody 1990 - 1994
Skills
Equity Trading, Problem Solving, Marketing, Trading, Strategic Financial..., Retirement Planning, 529 Plans, 401k Rollovers, Series 7, FINRA, Equities, Investments, Series 24, Investment Advisory, Asset Allocation, Trading Strategies, Stocks, Series 63, ETFs, Bloomberg, Securities, Trading Systems, Options, Capital Markets, Electronic Trading, Hedge Funds, Traders, Risk Management, Commodity, Financial Services, Financial Planning
Education
City University of New York-College of Staten Island 1986 — 1990
Tottenville H.S 1982 — 1986
Silver Oak Services Partners, LLC 2006 - Present
Willis Stein & Partners June 1995 - April 2005
CIVC Partners June 1989 - June 1995
Kidder Peabody June 1986 - June 1988
Education
University of Chicago 1988 — 1990
Master of Business Administration (MBA)
Bucknell University 1982 — 1986
Bachelor of Arts (B.A.), Economics
Randolph Public Schools May 2012 - Present
Boston University 2008 - Present
Massasoit Community College 2007 - Present
Boston Police Department January 2000 - February 2005
Boston Police Department June 1988 - February 2005
Kidder Peabody 1983 - 1988
Merril Lynch Pierce Fenner and Smith, Inc 1979 - 1981
Bank of Boston 1979 - 1981
US Army 1976 - 1979
Skills
Coaching, Administration, Budgets, Adult Education
Education
Walden University 2010 — 2015
Boston University
Master of Science, Criminal Justice
Johnson and Wales University
Bachelor of Science, Computer Information System & Management
Fisher College
Associate of Arts, Business Management
UBS Wealth Management October 1989 - March 2012
Kidder Peabody April 1986 - October 1989
Drexel Burnham Lambert October 1982 - April 1986
Skills
Investments, Retirement Planning, Private Equity, Estate Planning, Relationship Management, Credit Analysis, SDLC, Risk Management, Credit, Life Insurance, Mergers, Mortgage Lending, Mergers & Acquisitions, Financial Services, Securities, Portfolio Management, Asset Management, Bloomberg, Capital Markets, Analysis, Emerging Markets, Financial Modeling, Finance, Equities, Financial Analysis, Fixed Income
Education
Kiivs'kij Ekonomicnij Institut Menedžmentu 1967 — 1972
UBS November 2001 - May 2014
Nomura Securities March 1995 - November 2001
Kidder Peabody June 1992 - March 1995
Chase Manhattan Bank March 1990 - June 1992
Bank of New England June 1987 - March 1990
Skills
Capital Markets, Investment Banking, Fixed Income, Derivatives, Hedge Funds, Valuation, Structured Products, Financial Modeling, Asset Management
Education
Boston College 1988 — 1990
Master of Science (M.S.), Finance, General
University of New Hampshire 1983 — 1987
Bachelor's Degree, Business Administration and Management, General, Magna cum Laude
SKY Harbor Capital Management, LLC September 2011 - Present
AXA Investment Managers September 2001 - June 2011
Cardinal Capital Management, L.L.C. April 1995 - September 2001
Deltec Asset Management August 1988 - April 1995
Kidder Peabody July 1986 - July 1988
Education
Amherst College 1978 — 1982
BA, Geology
IBM 2007 - Present
Mellon Financial 1995 - 2007
BNY Mellon 1995 - 2007
Kidder Peabody 1994 - 1995
Equitable Life 1986 - 1994
City of New York - FISA 1983 - 1986
Skills
z/OS, SDLC, DB2, JCL, Data Modeling, Unix, Disaster Recovery, Database Design, TSO, IBM Mainframe, Software Project..., Requirements Analysis, Agile Methodologies, PMP, Business Intelligence
Education
City University of New York-Hunter College 1978 — 1982
BA, Economics
MainStreet Tax and Financial Group Founding ShareholderThe Planners Network2000 - Present
Kidder Peabody 1983 - 1987
Education
Brigham Young University
MBA, Investments, International Finance, Organizational Communication, Spanish
Oakdale Elementary
Stratford
St. Stephen's Episcopal Day School August 2013 - Present
Glacier Ice Arena May 2010 - Present
Handwriting Without Tears August 2009 - Present
Episcopal Preschool August 2010 - August 2013
Weight Watchers August 2010 - January 2013
Lake Forest Country Day School 2006 - 2008
Greenwich Academy September 1998 - June 2004
Kidder Peabody April 1987 - April 1990
Kidder Peabody 1987 - 1990
New York Clearing House July 1985 - February 1987
Skills
Teaching, Curriculum Design, Public Speaking, Fundraising, Non-profits, Curriculum Development, Classroom, Educational Leadership, Editing, Social Media, Event Planning, Research
Education
Boston College 1977 — 1979
Bachelor of Science (BS), Elementary Education and Teaching
LIU Post 1975 — 1977
Elementary Education, Physical Education
Wall Street Solutions Group, Inc. October 2010 - Present
CassWorld.com June 1997 - Present
CA Consulting, LLC February 2009 - October 2010
Strategic Growth International - Investor Relations Inc. February 2008 - October 2009
The Beryl Consulting Group, LLC July 2007 - February 2008
Cornell Capital September 2004 - July 2005
Computer Intelligence Group, Inc. January 1992 - July 2005
Kidder, Peabody January 1987 - January 1991
Dean Witter Reynolds January 1984 - January 1987
Skills
Hedge Funds, MBS, Stock Valuation, Alternative Investments, Equities, Investments, Asset Managment, Private Equity, Capital Markets, Valuation, Fixed Income, Portfolio Management, Financial Modeling, Trading, Investment Banking, Derivatives, Emerging Markets, Venture Capital, Investment Strategies, Investor Relations, Asset Allocation, Asset Management, Bloomberg, Bonds, Business Development, Capital, Commodity, Corporate Development, Corporate Finance, Electronic Trading, Due Diligence, Entrepreneurship, Equity Derivatives, Equity Research, Equity Trading, Equity Valuation, Finance, Financial Markets, Financial Services, Funding, Financial Analysis, Financial Structuring, Hedging, IPO, Investment Advisory, Investment Management, Mergers, Mergers & Acquisitions, Mutual Funds, Project Finance
Education
SUNY Binghamton 1980 — 1983
BS
D2k Technologies 1997 - Present
Market Net Group (Reuters) 1998 - 2000
NewsEdge Corporation (Desktop Data) 1995 - 1997
Kidder Peabody 1993 - 1995
Credit Suisse First Boston 1990 - 1992
North American Philips Corporation 1988 - 1990
Skills
SDLC
Education
City University of New York-Hunter College
Suburban Technical School
Santa Fe Public Schools Assistant PrincipalSt. Michael's High SchoolJuly 2010 - Present
Kidder Peabody 1990 - 1995
Education
Appalachian State University 1980 — 1984
BS, Communications/Theatre
Lewisville ISD August 1999 - Present
Washington Mutual August 1987 - November 1996
JPMorgan Chase August 1982 - July 1987
Kidder Peabody August 1980 - July 1982
Skills
Social Networking, Microsoft Office, Leadership, Teaching, Outlook, Troubleshooting, System Administration, Computer Hardware, Windows, Instructional Technology, Technology Integration, Access, System Deployment, Windows 7, E-Learning, Training, Active Directory, SharePoint, Networking, Windows Server, Servers, Microsoft Exchange, IIS, Disaster Recovery, VMware ESX, Backup Exec, vSphere, VMware vSphere
Education
University of North Texas 2012 — 2014
BAA Applied Technology
Brookhaven Community College 2011 — 2012
complete requirements, BAA in Applied Technologies
Kingsborough Community College 1978 — 1980
AAS, Accounting
St Edmunds Catholic High School 1974 — 1978
Academic
Mary Queen of Heaven 1966 — 1974
Performance Measurement Company 1987 - Present
Performance Measurement Company January 1987 - Present
Reed Food Technology / Tastemaker Foods 2011 - 2014
ISGN 2003 - 2005
Hotel Information Systems 2001 - 2003
Kidder Peabody 1980 - 1983
IBM Office Products Division 1980 - 1981
Skills
Team Building, New Business Development, Leadership, Sales, Management, Management Consulting, Sales Management, CRM, Coaching, Cross-functional Team..., Change Management, Leadership Development, Sales Operations, Process Improvement, Team Leadership, Customer Service, Business Development, Training, Public Speaking, Account Management, Salesforce.com, Negotiation, Strategic Partnerships, Contract Negotiation, Strategic Planning, Marketing Strategy, Business Planning, Marketing
Education
United States Naval Academy 1970 — 1974
Engineering
Chapman University 1977 — 1979
MBA
Arroyo High School 1968 — 1970
High School
Alameda High School 1967 — 1968
Bank of New York Mellon October 2006 - Present
BNY Mellon 2003 - Present
Kidder Peabody 1986 - 1995
Citibank 1978 - 1986
Education
Clark University 1969 — 1973
Wells Fargo June 2005 - Present
JPMorgan Chase June 1995 - December 2004
Kidder Peabody January 1992 - June 1995
Citi January 1990 - January 1992
Skills
Data Warehousing, SDLC, Business Requirements, Banking, Requirements Gathering, Business Analysis, Visio, Financial Services, Requirements Analysis, ETL, Teradata, Analysis, DB2, IT Strategy
Education
City University of New York-Baruch College - Zicklin School of Business 1981 — 1986
Bachelor of Business Administration (B.B.A.), Computer/Information Technology Administration and Management
Ameriprise Financial July 2006 - June 2012
Citi Group April 1999 - May 2005
Citi Group January 1995 - April 1999
Kidder Peabody January 1993 - January 1995
Kidder Peabody October 1989 - January 1993
Kidder Peabody October 1988 - October 1989
Salomon Brothers April 1987 - October 1988
Education
Carnegie Mellon University 1982 — 1986
BS, Applied Mathematics, Operations Research and Industrial Management
St. Sebastian's School June 2014 - Present
Belmont HIll School August 2012 - Present
Nomura April 2009 - October 2012
Lehman Brothers February 2001 - December 2007
JP Morgan October 1997 - January 2001
Darlington School June 1992 - June 1994
Kidder Peabody July 1990 - May 1992
Darlington School July 1988 - June 1990
Education
Babson College 1994 — 1996
MBA, Finance and Financial Management Services
Denison University 1984 — 1988
BA, Political Science and Government
Holderness School 1981 — 1984
The Dannon Company August 2002 - Present
Kidder Peabody 1990 - 1994
Deloitte 1987 - 1990
Skills
Portfolio Management, Finance, Competitive Analysis, Shopper Marketing, Auditing, Fixed Income, Marketing Strategy, Consumer Products, Marketing
Education
Pace University - Lubin School of Business 1983 — 1986
BBA Public Accounting, Accounting
Carnegie Mellon University 1981 — 1983
Pace University
BBA, Lubin School of Business
R.J. O'Brien OwnerDue Ragazze VineyardsJanuary 2013 - Present
Kidder Peabody 1987 - 1993
Skills
Fixed Income, Capital Markets, Trading, Derivatives, Financial Markets, Portfolio Management, Options, Risk Management, Hedging, Securities, Bloomberg, Equities, Banking, Investments, Credit Risk
Education
DePaul University 1996 — 1998
Master of Business Administration (MBA), Finance, General
California State University, Fresno 1984 — 1988
Albert & Lawrence Attia, MD, PC October 2008 - Present
The Nielsen Company March 2000 - June 2007
AMS Planning & Research September 1997 - March 2000
The Eliran-Murphy Group August 1995 - August 1997
Kidder Peabody February 1994 - December 1994
Brown Brothers Harriman July 1992 - February 1994
Skills
EMRs, Office Administration, Marketing Research, Qualitative Research, Focus Groups, Report Writing, Strategic Planning, AC Nielsen, Project Management, Panel Data Analysis, Customer Insight, Segmentation, Brand Management, FMCG
Education
Pace University - Lubin School of Business 1994 — 1997
M.B.A., Marketing
Bryn Mawr College 1987 — 1991
A.B., English
Brown Brothers Harriman March 2014 - Present
Brown Brothers Harriman July 2005 - Present
State Street Corporation March 1993 - July 2005
Bank Boston 1998 - 2000
Bank Boston 1998 - 2000
Bank Boston 1998 - 2000
Kidder Peabody 1989 - 1993
Skills
Financial Modeling, Financial Analysis, Financial Services, Pricing Strategy, Fixed Income, Equities, Mutual Funds, Securities, Capital Markets, Financial Reporting, Derivatives, Corporate Finance, Finance, Due Diligence, Banking, Financial Risk, Strategic Planning
Education
Bentley University 1985 — 1989
Bachelor of Science (B.S.), Economics, Finance & Accounting
Guardian Insurance May 1993 - October 1999
Kidder Peabody April 1985 - November 1987
Education
New York University 1975 — 1977
Certificate, Accounting
Adelphi University 1970 — 1974
BA, History
June Advertising 2005 - Present
Braintree High School August 1998 - June 1999
BayBank June 1994 - August 1995
Kidder Peabody June 1992 - May 1994
Skills
Social Media Marketing, Creative Direction, Marketing Communications, Social Media, Advertising, New Business Development, Building Relationships, Interpersonal Skill, Finance, Kindness, Strategic Partnerships, Small Business, Employee Benefits
Education
Bridgewater State University 1995 — 1997
Teaching, English
University of Iowa 1987 — 1991
BBA, Marketing
Blue Spark Capital, LLC January 2011 - Present
ING Investment Management July 1993 - January 2011
Lexington Management July 1993 - January 1996
cheuvreux de virieu 1990 - 1993
kidder peabody 1987 - 1988
Skills
Equities, Asset Managment, Hedge Funds, Alternative Investments, Portfolio Management, Investment Strategies, Investments, Investment Management, Asset Allocation, Equity Research, Bloomberg, Mutual Funds
Education
Boston University 1981 — 1985
Master of Arts, Economics
Concord Academy 1978 — 1980
BUSINESS INFORMATION SERVICES 2005 - 2011
Societe Generale 1995 - 2005
Kidder Peabody 1988 - 1994
Pershing 1986 - 1988
Education
City University of New York-Brooklyn College
Economics
Energy Focus Inc 2008 - Present
Merriman Curhan Ford & Co. August 2002 - November 2007
Deustche Bank 1997 - 1998
Hambrecht & Quist 1986 - 1996
Kidder Peabody September 1983 - June 1986
Bank of Boston 1982 - 1984
American Institute for Economic Research 1977 - 1979
American Institute Counselors 1975 - 1977
Education
Cornell University - S.C. Johnson Graduate School of Management 1979 — 1981
MBA, Finance
Boston College 1969 — 1973
BA, Economics
Wachovia, A Wells Fargo Company April 2004 - Present
Merrill Lynch March 1998 - March 2004
Natixis North America February 1994 - March 1997
Kidder Peabody November 1992 - February 1994
AT&T June 1987 - November 1992
Skills
Derivatives, Options, Fixed Income, Electronic Trading, Bonds, Swaps, Financial Risk, Market Data, Proprietary Trading, Rates, Analytics, Treasury, Trading Systems, Risk Management, Portfolio Management, Capital Markets, Equities
Education
Adelphi University 1987 — 1991
MBA, International Finance
Hofstra University 1984 — 1987
BS, Computer Science / Math
HumanLinks Foundation July 2010 - Present
Wokai January 2008 - December 2010
NLI Consulting January 2009 - June 2010
Laird Norton Tyee 1998 - 2007
Parametric Portfolio Associates January 1997 - August 1998
Towle Associates, Inc August 1994 - August 1995
Stolper & Co. Inc. January 1987 - August 1994
Kidder, Peabody January 1982 - December 1986
Education
Boston University
Bachelor of Arts, American History
SPML UK December 2005 - Present
SPML 1996 - 2005
Southern Pacific Mortgage Ltd 1996 - 2005
Kidder, Peabody 1979 - 1994
Education
Columbia University in the City of New York 1976 — 1979
MS;MBA
Boston College 1968 — 1975
BA;MA
Pier 1 Imports 2012 - Present
Tumi 2004 - 2012
Williams-Sonoma, Inc. 2001 - 2004
Griffin Mill Books 1998 - 2002
Superior Bank 1996 - 1999
Republic National Bank 1993 - 1996
Kidder Peabody 1991 - 1993
Skills
Performance Analysis, Performance Tuning, Profit Improvement, Business Planning, Plan Implementation, Cost Reduction, Revenue Growth, Budgeting, Business Turnaround, Financial Forecasting, Strategic Planning, Project Implementation, Organizational..., Staff Development, Staff Management, Sales Coach, Team Building, Compliance, Auditing, Legal Review, Copy Editing, Situational Leadership, Budgets, Sales, Coaching, Retail, Store Management, Inventory Management, Profit Maximization, Loss Prevention, Marketing, Driving Results, Visual Merchandising, Profit, Income Statement, Hiring, New Store Development, Selling, Inventory Control, Management, Apparel, Retail Sales, Employee Training, Luxury Goods, Operations Management, Fashion, POS, New Store Openings, P, Merchandising
Education
Hofstra University 1998 — 2001
Masters, English
Adelphi University 1989 — 1991
B.A., English
ReadQ Systems March 2010 - Present
Cantor Fitzgerald July 2006 - March 2010
Thomson Financial 2003 - 2006
Quant Trading 1999 - 2003
Nesbitt Burns 1997 - 1998
Yamaichi 1994 - 1997
Smith Barney 1989 - 1994
Kidder Peabody 1986 - 1989
Skills
Market Data, Software Project..., Trading Systems, Securities, Equities, Hedge Funds, Electronic Trading, Fixed Income, Trading, Capital Markets, Series 7, Middle Office, Prime Brokerage, Financial Markets, Securities Lending
Education
Adelphi University 1980 — 1984
Regis 1976 — 1980
Prudential Financial 2009 - Present
Legg Mason 2008 - 2009
Prudential Annuities 2008 - 2009
SIFMA 2000 - 2009
Metlife March 2004 - March 2008
UBS/PaineWebber 1995 - March 2004
Kidder Peabody February 1992 - January 1995
Skills
Strategy, Leadership, Talent Management, Series 7, Financial Services, Staff Development, Series 63, Wealth Management, Retirement, Executive Management, Securities, Retirement Planning, Fixed Annuities, Mutual Funds, Leadership Development, FINRA, Investments, Risk Management, Vendor Management, Strategic Planning, Organizational..., Change Management, Team Building, Sales training, Sales Leadership..., Learning Technologies, Management
Education
Bloomsburg University of Pennsylvania
Bachelor’s Degree, Speech-Language Pathology/Pathologist
The Ohio State University
Master’s Degree, Speech-Language Pathology/Pathologist
Raymond James Financial, Inc. February 2015 - Present
UBS Financial Services Inc February 1995 - January 2015
PaineWebber 1995 - 2000
Kidder Peabody 1994 - 1995
Office of the Mayor of the City of New York 1993 - 1994
Sirota Survey Intelligence 1990 - 1993
Skills
SDLC, IT Strategy, Business Analysis, Vendor Management, Project Portfolio..., Project Management, DB2, Software Project..., PMO, Trading Systems, SQL, Databases, COBOL, Offshoring, Mainframe, Enterprise Architecture, Agile Methodologies, Market Data, Requirements Analysis, Java, IT Management, Software Development, Business Requirements, Requirements Gathering, SOA, Data Warehousing, ITIL, Disaster Recovery, Systems Analysis, Integration, Visio, Unix, Solution Architecture
Education
Harkivs'kij Nacional'nij Universitet im. V.N. Karazina
M.S., Theoretical Physics
Moscow State Industrial University (MSIU)
Ph.D., Computer Modeling of Physical Processes
Citigroup 2011 - Present
Citigroup 2007 - 2011
Citigroup 2005 - 2007
Citigroup 2000 - 2005
Citigroup 1996 - 2000
The Bank of New York 1995 - 1996
Kidder Peabody 1992 - 1995
Skills
Financial Systems, Financial Management, Cost Control, Process Evaluation, Human Resource..., Management, Budgeting, Forecasting, Customer Satisfaction, Planning and Analysis..., Profit and Loss (P&L), Budgets, Equities, Financial Analysis, Financial Modeling, Fixed Income, Leadership, Managerial Finance, Personnel Management, Securities
Education
Adelphi University 1992 — 1996
MBA, International Finance
Queens College 1979 — 1983
BA, Accounting and Economics
citigroup September 1996 - Present
The Bank of New York June 1995 - September 1996
Kidder Peabody May 1983 - July 1995
Education
Queens College 1978 — 1982
BA, Economics / Accounting
Adelphi University
MBA, International Finance
Londonderry Advisory Group, LLC March 2014 - Present
TABB Group May 2006 - February 2014
ITG Inc. October 1997 - February 2006
Merrill Lynch October 1990 - May 1997
Kidder Peabody 1985 - 1990
Paine Webber 1979 - 1985
Skills
Trading Systems, Equities, Program Trading, Capital Markets, Electronic Trading, Market Structure, Trading, Financial Markets, Equity Derivatives, Financial Services, Valuation, Investment Banking, Hedge Funds, Options, Investments, Proprietary Trading, Back Office, Bloomberg, Securities, FINRA, Trading Strategies, Fixed Income, Asset Management, Derivatives, Portfolio Management, Bonds, Market Data, Series 7, Equity Trading, Series 63, Prime Brokerage, Risk Management, ETFs, Series 24, Quantitative Finance, Swaps, Emerging Markets, Credit Derivatives, Interest Rate..., Alternative Investments, FX Options, Middle Office, Currency, Hedging, Investment Management, Structured Products, Commodity, Fund Of Funds, Institutional..., Equity Research
Education
Bucknell University 1972 — 1976
BA, French Lit, English Lit, Music
U.S. Securities and Exchange Commission September 2012 - Present
Self-employed 2009 - Present
State Street Bank 2010 - 2011
Beacon Capital Strategies 2009 - 2010
Cantor Fitzgerald 2002 - 2009
Instinet Corporation 1999 - 2001
Scotia Capital Markets 1995 - 1998
Kidder Peabody 1993 - 1995
Donaldson, Lufkin & Jenrette 1987 - 1993
Skills
Risk Management, Credit Risk, Financial Risk, Credit, Credit Analysis, Investment Banking, Trading, Hedge Funds, Market Risk, Operational Risk, Finance, Auditing, Fixed Income, Capital Markets, Derivatives
Education
Baruch College, City University of New York (CUNY) 1982 — 1984
MBA, Finance
PricewaterhouseCoopers March 2005 - Present
PricewaterhouseCoopers March 2005 - December 2011
Barclays Capital June 2004 - March 2005
NYU Stern School of Business September 2003 - May 2004
Deloitte Consulting September 1998 - September 2003
Lehman Brothers September 1997 - September 1998
Philip Morris October 1995 - February 1997
Bear Stearns October 1994 - September 1995
Kidder Peabody July 1988 - October 1994
Education
Baruch College, City University of New York (CUNY) 1989 — 1994
BBA, Human Resources Management
Costco Wholesale 2014 - 2015
Time Warner Cable February 2011 - November 2013
Time Warner Cable February 2007 - 2011
Time Warner Cable October 2005 - 2007
Bernard Herold and company 2003 - 2005
American Express Financial Advisors 1996 - 2000
Kidder Peabody 1993 - 1995
The Riese Organization 1986 - 1994
Skills
Troubleshooting, Customer Service, Telecommunications, Microsoft Office, Testing, Software Installation, Call Center, VOD, Electronics, Customer Acquisition, Hardware, Media & Entertainment, Billing, Access, Windows, Computer Hardware, Video, Analytics, Call Centers, Telephony, Networking, Broadband, Technical Support, VoIP, Management, T1, Vendor Management, Wireless, Project Planning, IP, Integration, Strategic Partnerships, Product Management, Customer Retention, Customer Experience, Data Center, Team Leadership, Ethernet, Process Improvement, Cross-functional Team..., Managed Services, Direct Sales, IPTV, CRM, Customer Satisfaction, Strategy, Salesforce.com, Program Management, Metro Ethernet, Cable Television
Education
Brooklyn College 1988 — 1989
Mathematics and Computer Science, 3.2
NYC Department of Education September 2014 - Present
NYC Teaching Fellows June 2014 - Present
ConvergEx Group January 2004 - January 2014
HSBC January 2001 - November 2003
Zen Guitar, Inc. 1994 - 2001
James Capel Inc. (HSBC) 1990 - 1994
Kidder Peabody 1987 - 1990
First New York Equity 1985 - 1987
Skills
Electronic Trading, Trading Systems, Equity Trading, Securities, Equities, Series 7, Hedge Funds, Trading, Series 63, Bloomberg, Financial Markets, Investment Management, Fixed Income, Cross-border..., Derivatives, Options, Capital Markets, Analytics, FX trading, Global Trade Management, Transition Management, Client Presentation, International..., Trading Strategies, Manage Client..., System Testing, ADRs, FX Hedging, ETFs, Team Management, Written & Oral..., Risk Management, Operational Risk..., Series 24, Microsoft Office, Microsoft Excel, Project Management, Client Education, RFP, CRM, TCA
Education
St. John's University 2014 — 2016
Master's Degree, Special Education and Teaching
American University 1981 — 1985
Bachelor's Degree, Finance, Cum Laude
retropage November 2009 - Present
Bard College 2007 - Present
Anna Cinquemani Fine Art January 1990 - Present
Columbia County Council on the Arts September 2003 - June 2007
Five Hand Design June 1995 - June 2003
Kidder Peabody September 1992 - May 1995
Skills
Fine Art, Graphic Design, Cataloging, Crafts, Creative Services, Art, Craft, Fine Art Photography, Collage, Drawing, Web Design, Art Education, Art History, Abstraction, Visual Arts, Contemporary Art, Digital Photography, Painting, Curating, Photoshop, Galleries, Printmaking, Museums, Graphics
Education
State University of New York at Binghamton 1984 — 1988
Bachelor of Arts (B.A.), French Language and Literature
Parsons School of Design 1991 — 1992
Continuing Education, Graphic Design (Photoshop and Illustrator)
Fashion Institute of Technology 1989 — 1991
Continuing Education, Drawing, Drafting, Rendering (Interior Design)
Institut d'Etudes politiques de Paris / Sciences Po Paris 1985 — 1986
Université Paris Sorbonne (Paris IV) 1985 — 1986
Inclusive of BA, French Language and Literature
Utility Financial Experts 2009 - Present
Carnegie Hill Tower 2005 - 2012
GF Energy, LLC 2002 - 2009
Edison Electric Institute 2002 - 2009
energyLeader.com 2000 - 2001
Accenture Inc. / Andersen Consulting LLP 1996 - 2000
Prudential Securities 1994 - 1997
Kidder Peabody 1987 - 1990
Merrill Lynch 1971 - 1987
Skills
Smart Grid, Renewable Energy, Energy Efficiency, Strategic Planning, Management Consulting, Environmental Policy, Mergers, Due Diligence, Mergers & Acquisitions, Energy, Financial Analysis, Energy Policy, Electric Power, Business Development, Program Management, Analysis, Policy Analysis, Financial Modeling, Electricity Markets, Strategy, Power Generation, Natural Gas, Energy Markets, Demand Response, Investments, Finance, Alternative Energy, Commodity Markets, Smart Metering, Solar Energy, Nuclear, Start-ups, Climate Change, Energy Management, Legislation, Policy, Environmental Awareness, Legislative Relations, Management, Public Policy, Risk Management, Photovoltaics, Sustainable Energy, Sustainability, Project Finance, Wind, Economics, Energy Industry, Cleantech, Power Plants
Education
Brown University 1952 — 1956
A.B., Economics
Horace Mann School 1948 — 1952
High School/Secondary Diplomas and Certificates
Promus Holdings, LLC April 2014 - Present
David A. Noyes & Co. June 2012 - March 2014
Aon McLagan June 2011 - March 2012
UBS Wealth Management January 2008 - March 2010
UBS Wealth Management January 2002 - December 2007
Paine Webber January 1995 - December 2001
GE Capital March 1990 - January 1994
Kidder Peabody December 1987 - March 1990
Kidder Peabody March 1986 - March 1988
Oppenheimer & Co. January 1985 - March 1986
Skills
Wealth Management, Strategic Financial..., Asset Managment, Investments, Mutual Funds, Risk Management, Financial Analysis, Portfolio Management
Education
Central Michigan University 1981 — 1983
Accounting, (accounting finance strategy)
ING Financial Advisers, LLC 2009 - 2010
Merrill Lynch February 2004 - October 2008
Merrill Lynch May 1997 - August 2003
Towers Perrin January 1996 - May 1997
Kidder Peabody March 1987 - March 1995
Education
California State University-Long Beach 1976 — 1979
Psychology
Compton Community College 1974 — 1976
General Studies
TIAA-CREF October 2011 - Present
Wells Capital Management September 2006 - October 2011
UBS July 1995 - April 2006
Kidder Peabody March 1994 - January 1995
Smith Barney March 1993 - March 1994
Skills
Fixed Income, Equities, Trading, Proposal Writing, Investments, Portfolio Management, Commodity, Mutual Funds, Asset Managment, Bloomberg, Asset Allocation, Investment Strategies, Securities, Commercial Real Estate, Financial Analysis, Marketing, Investment Management
Education
Baruch College, City University of New York (CUNY) 1998 — 2002
MBA, Finance and Investments
Boston University 1988 — 1992
BA, Economics
Muller Road Capital, LP January 2015 - Present
445 Salons, LLC January 2010 - Present
RBS Greenwich Capital May 2007 - December 2008
Bierstadt Capital, LLC November 2004 - April 2007
Affordable Residential Communities June 1999 - November 2004
Lehman Brothers April 1998 - June 1999
UBS May 1997 - April 1998
Cowen and Company March 1996 - May 1997
Paine Webber March 1995 - March 1996
Kidder Peabody June 1990 - March 1995
Skills
Real Estate, Mergers & Acquisitions, Real Estate Economics, Due Diligence, Asset Management, Investments, Valuation, Contract Negotiation, Real Estate Development, Leases, Investment Properties, Asset Managment
Education
Boston University Questrom School of Business 1986 — 1990
BSBA, Finance
Cablevision May 1997 - Present
Icon Solutions February 1995 - May 1997
Kidder Peabody August 1986 - February 1995
Skills
Java, Hyperion, Oracle, Unix Shell Scripting, Web Applications, SQL, Databases, Software Project...
Education
Adelphi University
Bachelor of Science in Business
Chandler Asset Management March 2011 - Present
Northern Trust Global Investments 2001 - March 2011
Amercan Express Financial Advisors 2000 - 2001
UBS Investment Bank 1995 - 1998
Kidder Peabody 1992 - 1995
Skills
Fixed Income, Portfolio Management, Trading, Investment Advisory, Investments
Education
California State University-Chico 1988 — 1992
BS, Business / Finance
Sports Equipment September 2005 - Present
Hathaway Partners LLP 1993 - 2003
Kidder Peabody 1984 - 1993
Skills
Strategic Planning, Social Media, Sales, Microsoft Office, New Business Development, Project Management, Marketing Strategy, Management, Account Management, CRM, Sales Management, Social Media Marketing, Start-ups, Advertising
Education
Babson College 1981 — 1984
James Alpha Management June 2015 - Present
Beech Street Advisors October 2012 - May 2015
Focus Asset Management April 1998 - September 2012
Oppenheimer & Co. 1997 - 1998
Prudential Securities 1996 - 1997
Kidder Peabody 1991 - 1995
Skills
Hedge Funds, Asset Management, Portfolio Management, Investments, Due Diligence, Operational Due..., Fund Of Funds, Alternative Investments, Capital Markets, Asset Allocation, Investment Strategies, Bloomberg, Managed Futures, Investment Advisory, Wealth Management, Investor Relations, Marketing, Asset Raising, Asset Managment, Equities, Venture Capital, Investment Management, Bonds, Investment Banking, Mutual Funds, Trading, Strategy, Equity Derivatives, Fixed Income, Start-ups, Institutional..., Finance, Securities, Derivatives, Emerging Markets, Financial Advisory
Education
Baruch College, City University of New York (CUNY) 1996 — 1999
MBA, Finance
University at Albany, SUNY 1986 — 1990
BS, Business Administration
Long Beach High School 1982 — 1986
B. Riley & Co., LLC January 2011 - Present
Heflin & Co., Llc April 2007 - December 2010
Imperial Capital April 2003 - December 2006
J.P. Morgan January 2000 - January 2003
Schroders January 1995 - January 2000
Kidder Peabody January 1990 - January 1995
Bernstein Investment Research and Management January 1985 - January 1990
Citibank 1983 - 1985
Andersen Consulting 1982 - 1983
Skills
Equities, Series 63, Series 7, Capital Markets, Strategic Planning, Trading, Investments, Equity Trading, Mergers & Acquisitions, Hedge Funds, Corporate Finance, New Business Development, Private Placements, Investment Banking
Education
University of Michigan - Stephen M. Ross School of Business 1980 — 1982
MBA, Statistics/Quant Analysis
University at Albany, SUNY 1977 — 1980
BBA, Management Science
Case Western Reserve University 1976 — 1977
Business
UBS Investment Bank 2005 - Present
Lehman Brothers 1997 - 2005
Barclays Bank PLC October 1995 - March 1997
Kidder Peabody 1988 - 1995
Shearson Lehman Hutton 1985 - 1988
Skills
US broker dealer..., Equities trading and..., Electronic trading..., Securities Regulation, Futures regulation, Compliance, Legal Advice, Broker-Dealer, Equity Trading, Electronic Trading, Derivatives, Securities, Hedge Funds, Equities, Prime Brokerage, Financial Markets, Trading, Investment Banking, FINRA, Structured Products, Securities Lending, Fixed Income
Education
Boston University School of Law
Juris Doctor
Smith College
Bachelors, American Studies
Wells Fargo May 2006 - Present
Wells Fargo Bank 2006 - Present
General Electric May 1996 - May 2006
Kidder Peabody 1987 - 1990
Skills
Credit, Commercial Lending, Business Development, Finance, Small Business Lending, Banking, Commercial Banking, Loans, Credit Analysis, Portfolio Management, Cash Management, Executive Management, Due Diligence, Mergers & Acquisitions
Education
San Francisco State University 1985 — 1987
California State University-Sacramento 1982 — 1985
BA, Clinical Psychology
Jointech Software (Shenzhen) Co., Ltd. November 2012 - March 2013
UBS Wealth Management November 2012 - March 2013
UBS Wealth Management 2006 - 2011
Bear Stearns 1996 - 2006
GRUNTAL, INC. 1996 - 1996
Seer Technologies, Inc 1988 - 1996
Kidder Peabody 1992 - 1994
Credit Suisse First Boston 1985 - 1988
Merrill Lynch 1981 - 1985
Skills
PL/1, Perl, Autosys, SQL, Java, Sybase, Shell Scripting, Windows, Stratus, Rumba, PVCS, COBOL, Solaris, TCP/IP, Putty, Unix, JSP, Tomcat, C, SDLC, ClearCase, Web Services, JCL, Fidessa, C++, Ant, XML, XSD, PHP, HTML, Linux, CSS, Project Management, Business Analysis, Information Technology, Trading Systems, Programming, Integration, Operating Systems, Databases, Agile Methodologies, Web Development, Java Enterprise Edition, Mainframe, Market Data, Software Development, Unix Shell Scripting, Agile Project Management, Eclipse
Education
New York University School of Continuing and Professional Studies 2011 — 2012
Project Management, Java, Web tools
New York University School of Continuing and Professional Studies 2006 — 2007
Java
City University of New York-Brooklyn College 1978 — 1981
Computer Science
Kingsborough Community College 1973 — 1978
AS, Computer Science
City University of New York-Hunter College
Computer Science
Robeco Investment Management 2004 - Present
State Street Research & Management 1996 - 2004
Kidder Peabody 1987 - 1994
IBM 1985 - 1987
Education
Boston College - Carroll School of Management 2002 — 2004
Master of Science (MS), Finance, General
Pace University 1985 — 1987
Bachelor of Science (BS), Computer Science
Guardian Life Insurance ProgrammerMerrill Lynch1997 - 1999
Depository Trust Company 1994 - 1997
Spear Leeds & Kellogg 1993 - 1994
Met Life 1989 - 1993
Goldstein Golub Kessler 1979 - 1982
Kidder Peabody 1979 - 1980
Ernst and Ernst 1978 - 1979
Education
Queens College 1975 — 1977
english
Berea College 1971 — 1972
Societe Generale ManagerGruntal & Co1996 - 1997
Kidder Peabody 1985 - 1995
Education
Baruch College
BBA
Third Avenue Management 1995 - Present
Third Avenue Management 1995 - Present
Kidder Peabody 1993 - 1994
Dean Witter 1989 - 1993
E.F. Hutton 1983 - 1989
Skills
Investments, Asset Managment, Customer Service, Alternative Investments, Mutual Funds, Hedge Funds, Investment Management, Marketing, Equities, Portfolio Management, Investor Relations, Asset Management, Asset Allocation, Institutional..., Series 7, Securities
Education
New York University - Leonard N. Stern School of Business 1990 — 1994
MBA, Finance
Brown University 1979 — 1983
BA, Economics
Fidelity Investments October 1991 - Present
Kidder Peabody 1984 - 1990
Education
Babson College - Franklin W. Olin Graduate School of Business 1989 — 1991
MBA, Finance
Dartmouth College 1981 — 1985
BA, Economics
TIAA-CREF April 2008 - Present
ADP 2001 - 2004
Banc of America Securities 1996 - 2000
Bank of America 1996 - 2000
Bank Of America Securities, LLc 1996 - 2000
Smith Barney 1995 - 1996
Kidder Peabody 1987 - 1995
Skills
PMP, SDLC, Business Analysis, Vendor Management, Requirements Gathering, Asset Managment, Software Project..., Requirements Analysis, Business Process..., Informatica, SharePoint, Process Improvement, ETL, Project Management, Integration, Project Portfolio..., Asset Management
Education
St. John's University, The Peter J. Tobin College of Business 1983 — 1987
MBA, Finance
Baruch College, City University of New York (CUNY) 1975 — 1979
BBA, Marketing
NYC Department of Education April 2002 - Present
Kidder Peabody 1980 - 1984
Skills
Differentiated..., K-12, Educational Leadership, Special Education, Classroom Management, Literacy, Lesson Planning, Classroom, Curriculum Development, Elementary Education, Curriculum Design, Teacher Training
Education
Brooklyn College 1984 — 1988
MS, Special Education
Pace University 1980 — 1984
BS, Education
UBS Wealth Management 2000 - 2005
PaineWebber 1994 - 2000
Kidder Peabody 1981 - 1994
Education
California State University-Long Beach 1967 — 1972
Bachelor of Science, Finance
UBS 2007 - October 2014
Lehman Brothers 1997 - 1999
Kidder Peabody 1994 - 1995
J.P. Morgan 1984 - 1994
Skills
Management, Investment Banking, Equities, Treasury Management, Fixed Income, Capital Markets, Derivatives, Financial Modeling, Financial Markets, Valuation, Corporate Finance
Education
Carnegie Mellon University - Tepper School of Business 1980 — 1982
Master of Business Administration (MBA)
Colorado College 1974 — 1978
Bachelor of Arts (BA)
Sinclair Risk & Financial Management August 2013 - Present
Personal Risk Management Solutions September 2011 - August 2013
Kidder Peabody 1985 - 1994
Morgan Stranley May 1984 - August 1985
Bear Stearns 1981 - 1984
Skills
Risk Management, Financial Analysis, Options, Investments, Insurance, Sales, Equities, Asset Managment, Portfolio Management, Leadership, Property & Casualty..., Contract Negotiation, Strategic Planning, Business Strategy, Customer Service, Due Diligence, Team Building, Negotiation, Financial Risk, Series 7, Finance, Real Estate
Education
New York University - Leonard N. Stern School of Business 1985 — 1986
Boston College 1978 — 1981
BS, Finance
New Jersey Restaurant Association 2008 - Present
Restaurant Serenade October 1996 - Present
Kidder Peabody June 1982 - August 1990
Skills
Culinary Skills, Food
Education
Culinary Institute of America 1993 — 1995
Associate of Arts (A.A.), Culinary Arts/Chef Training
Columbia University in the City of New York 1977 — 1979
MLS, Library Science
Boston College 1973 — 1977
BA, English Lit/ Economics
American Income Life (AIL) January 2015 - Present
Williams Lea July 2014 - October 2014
Refining skills and exploring oportunities 2012 - 2014
Credit Suisse 2005 - December 2011
Credit Suisse 2001 - 2005
Credit Suisse 1998 - 2001
Credit Suisse 1994 - 1998
Kidder Peabody 1991 - 1994
Skills
Strategic Leadership, Change Management, Business Analysis, Global Team Building..., Global Project Delivery, Expense Management..., Market Data, Business Continuity..., Operations Management, Resource Management, Vendor Management, Contract Negotiation, Staff Management, Offshore Deployment, Nearshore Deployment, Outsourcing, Right Sizing, Nearshore, Program Management, Business Development, Merger Integration, Analysis, Project Management, Management, Strategy, Leadership, Global Delivery, Investment Banking, Integration, Banking
Education
Bowling Green State University
Bachelor of Music (cum laude), Music History
Ecole des Arts Americaines, Fontainebleau, France
Music
Merrill Lynch January 2000 - January 2002
Montgomery Securities 1985 - 1999
Kidder Peabody July 1973 - May 1985
Skills
Mergers, Fundraising, Investments, Entrepreneurship, Venture Capital, Mergers & Acquisitions, Private Equity, Start-ups, Strategic Planning, Strategy, Business Strategy
Education
Harvard Business School 1971 — 1973
Master of Business Administration (MBA)
Amherst College 1965 — 1968
Bachelor of Arts (BA), Economics, squeaked thru
Tatnall School 1958 — 1964
High School diploma
Merrill Lynch Wealth Management February 2011 - Present
UBS Wealth Management July 2000 - February 2011
Paine Webber January 1995 - July 2000
Kidder Peabody April 1992 - January 1995
Ramirez & Co. May 1988 - April 1992
Skills
Wealth Management, Portfolio Management, Estate Planning, Retirement Planning, Fixed Income, Alternative Investments, Asset Allocation, Series 7, Series 63, Mutual Funds, Bonds, Securities, Equities, Hedge Funds, Investment Strategies, ETFs, Investments
Education
Boston College 1984 — 1988
BA
Boston College - Carroll School of Management 1984 — 1988
BA
Don Bosco 1980 — 1984
Century 21 AA January 2010 - Present
Archer Daniels Midland Investor Services January 2007 - March 2009
MK Brokerage March 2005 - December 2006
United Energy November 1998 - March 2005
Horizon Commodities March 1995 - October 1998
Kidder Peabody May 1994 - February 1995
Horizon Commodities November 1991 - May 1994
Goldman Sachs October 1984 - November 1991
Paine Webber June 1980 - October 1984
Skills
Hedging, Negotiation, Investment Properties, Real Estate, Residential Homes, NYMEX, First Time Home Buyers, Single Family Homes, Relocation, Commodity Markets, Short Sales, Foreclosures, Equity Trading, FHA, Asset Management, Commercial Real Estate, Selling, SFR, Relocation Buyers, e-PRO, Proprietary Trading, Condos, Seniors, Waterfront, Trading Strategies, Alternative Investments, Portfolio Management, Equity Derivatives, Buyer Representation, Real Estate Financing, Commodity, ABR, Brokerage, Move Up Buyers, New Homes, Electronic Trading, Options, Investors, Sellers, Sales, Investments, FINRA, Currency, FX trading, Technical Analysis, Move-Up Home, Downsizers, Trading Systems, Residential Income, ABR Accredited Buyer...
Education
City University of New York-Herbert H. Lehman College 1975 — 1980
Political Science and Government
Merrill Lynch 2009 - Present
UBS 1990 - 2009
Kidder Peabody 1984 - 1990
Skills
Finance, Public Speaking
Education
Bowling Green State University 1983 — 1984
Master of Business Administration (M.B.A.)
Bowling Green State University 1979 — 1983
Bachelor's Degree, Marketing
Travel Cruise Connections/Cruise Bargains.com 2001 - Present
Self-Employed 1987 - 1989
Kidder Peabody April 1985 - 1987
Bear Stearns 1983 - 1985
Skills
Microsoft Office, Event Management, Marketing Strategy, Tourism
Education
Bucknell University 1979 — 1983
Bachelor of Arts (BA), Mathematics and Economics, 3.43
Colgate Scaffolding February 2011 - Present
Cofire Paving Corp. March 1995 - June 2009
Kidder Peabody October 1988 - March 1995
Skills
Timberline Accounting, Great Plains Software, Microsoft Excel, Microsoft Office, IT Solutions, Windows Movie Maker, Outlook, Event Photography, Digital Photography, Accounts Receivable, Accounts Payable, Sage, Budgets, Project Accounting, Supervisory Skills, Account Reconciliation, Invoicing, Administration, Payroll Taxes, General Ledger, Accruals, Business Analysis, Depreciation, Mas 90, Variance Analysis, Analysis, Sales Tax, Cost Accounting, Monthly Close, Job Costing, Consolidation, Journal Entries, Management, Microsoft Word, Auditing, Fixed Assets, Financial Accounting, Peachtree, GAAP, QuickBooks, Payroll, Year-end Close, Financial Reporting, Cash Flow, Cash Flow Forecasting, Accounting
Education
Brooklyn College
Dividend Income Advsors, LLC December 2012 - Present
Wells Fargo Securities June 2003 - October 2012
Banc of America Securities September 2000 - September 2002
J P Morgan April 1991 - September 2000
Kidder Peabody April 1981 - 1991
Skills
Capital Markets, Private Equity, Mergers & Acquisitions, Financial Modeling, Financial Structuring, Project Finance, Investment Banking, Structured Finance, Corporate Finance, Mergers, Due Diligence, Energy, Investments, Leveraged Finance, Valuation, Asset Management, Venture Capital, Strategy, Emerging Markets, Securities, Alternative Investments, Equities, Financial Analysis, Management, Finance, Portfolio Management
Education
Fordham University School of Law 1973 — 1976
JD, Law
City University of New York-Hunter College 1969 — 1973
AB, Economics, Dean's List
M. Dazzo Consulting, LLC September 2012 - Present
Westfield Area Y 2003 - Present
The Education Fund of Westfield, Inc. 2003 - Present
CompuChild, Inc. December 2011 - June 2013
Paine Webber 1995 - 2000
Kidder Peabody 1987 - 1995
Skills
Fixed Income, Capital Markets, Business Analysis, Investments, Trading, SDLC, Trading Systems, Portfolio Management, Risk Management, Equity Trading, Financial Services, Project Management
Education
Seton Hall University 1989 — 1992
MBA, Finance
State University of New York at Binghamton 1982 — 1986
BS, Mathematics and Computer Science
Ivy Sports Medicine LLC June 2011 - Present
Ivy Capital Partners 2002 - Present
PaineWebber Inc 1987 - 1997
Kidder Peabody 1977 - 1986
Education
Columbia University - Columbia Business School 1975 — 1977
MBA, Finance
Brown University 1969 — 1973
BA, Economics
J. Knipper & Company April 2013 - Present
inVentiv Health September 2009 - April 2013
ConsultDom IT Services, Inc. May 2006 - May 2009
Bankers Trust September 1995 - September 1999
Kidder Peabody November 1993 - January 1995
Skills
Account Reconciliation, Financial Reporting, Auditing, Ad Hoc Reporting, Data Analysis, Accounting, Variance Analysis, Data Management, PDMA, HIPAA, Pharma, Customer Service, Process Improvement, Sample Management, Finance, Microsoft Office, Pharmaceutical Industry, Leadership
Education
City University of New York-College of Staten Island 1986 — 1991
Bachelor of Science (BS), Business Administration and Management
Montague DeRose and Associates, LLC February 2012 - Present
Wedbush Securities June 2004 - January 2012
RBC Capital Markets 2001 - 2004
Sutro and Co. 1995 - 2001
Kidder Peabody 1993 - 1995
Prudential Securities 1987 - 1993
Shearson Lehman Brothers 1983 - 1987
Various California cities 1970 - 1982
Skills
Financial Analysis, Strategic Financial..., Port, Airport and..., General Government..., Finance, Public Finance
Education
California Polytechnic State University-San Luis Obispo
Bachelor of Science (BS)
California State University-Long Beach
Master of Public Administration (MPA)
Kathleen's Learn & Play January 1997 - Present
Dean Witter Reynolds, Inc. November 1987 - December 1996
Kidder Peabody October 1984 - November 1987
E. F. Hutton June 1981 - September 1984
Education
Augsburg College 1979 — 1981
Communication and Media Studies
Golden Valley Lutheran College 1977 — 1979
Associate of Arts (A.A.), Music
Nautic Partners February 2001 - Present
McCown DeLeeuw & Co. June 1998 - December 2000
Indosuez Capital September 1994 - July 1996
Kidder Peabody 1993 - 1994
Education
Harvard Business School 1997 — 1998
Master of Business Administration (MBA)
Boston College 1989 — 1993
Bachelor of Science (BS), Finance
The Vanech Group of Oppenheimer & Co. Inc. August 2010 - Present
Morgan Stanley August 1999 - August 2010
Cowen and Company November 1993 - August 1999
Kidder Peabody April 1984 - November 1993
Skills
Investment Strategies, Asset Allocation, Financial Advisory, Fixed Income Strategies, Securities, Wealth Management...
Education
Alfred University
BA
New York University
Completed PhD Studies, A.B.D.
New York University
MA
Morgan Stanley 1976 - 1980
Kidder Peabody April 1972 - March 1976
Bankers Trust 1976 - 1976
Education
Baruch College 1973 — 1977
Accounting and Finance
University of Illinois at Chicago 1968 — 1970
Bachelor's degree, English
Hofstra University 1966 — 1968
Tudor, Pickering, Holt & Co. June 2007 - Present
Endeavour International Corporation September 2005 - June 2007
Goldman Sachs August 1993 - April 2005
The First Boston Corporation May 1992 - August 1992
Kidder Peabody July 1989 - June 1991
Education
The University of Texas at Austin 1991 — 1993
Master of Business Administration (MBA)
Baylor University 1985 — 1989
Bachelor of Business Administration (BBA)
Barclays July 1987 - Present
Kidder Peabody September 1982 - June 1987
Education
Adelphi University 1975 — 1978
Bachelor's degree, Marketing
Lazard Capital Markets January 2005 - Present
Lazard Capital Markets January 2001 - December 2004
Lazard Capital Markets January 1997 - December 2000
Broadridge Financial Solutions February 1996 - December 1996
Smith New Court April 1991 - February 1996
Kidder Peabody January 1989 - April 1991
Skills
Brokerage Operations..., Project Management, Business Continuity..., Risk Management, Prime Brokerage, Trading System..., Client Support, Team Leadership, Information Management, Relationship Building, Trade Balancing and..., Staff Recruitment and..., New Business Set-up, Asset Management, Capital Markets, Fixed Income, Trading Systems, Equities, Back Office, Trading, Valuation, Investments, Finance, Financial Services, Derivatives, Investment Banking
Education
Baruch College, City University of New York (CUNY)