Kidder, Peabody & Co.
Industry: Investment banking company
DescriptionKidder, Peabody & Co. was an American securities firm, established in Massachusetts in 1865. The company's operations included investment banking, brokerage, and trading. The firm was sold to General Electric in 1986. Following heavy losses, it was subsequently sold to PaineWebber in 1994. Headquarters: Boston, MA Ceased operations: 1994 Founder: Henry P. Kidder Founded: 1865 Type of business: Subsidiary (Inactive) of UBS AG Fate: Acquired by PaineWebber
Kidder, Peabody & Co. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Kidder, Peabody & Co.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Kidder, Peabody & Co. Salaries. You can even request information on how much does Kidder, Peabody & Co. pay if you want to. Learn about salaries, pros and cons of working for Kidder, Peabody & Co. directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
89 Kidder, Peabody & Co. employees in database. Find out everything there's to know about Kidder, Peabody & Co. employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Kidder, Peabody & Co. Employees
Employee
Years
Job
Industry
Christopher Andress Christopher Andress's Kidder, Peabody & Co. Experience June 1992 - June 1993
Job CFA, Finance and Investment Professional Actively Seeking New Opportunities
Industry Investment Management
Experience
Actively Seeking New Opportunities January 2015 - Present
Washington Capital Management October 2000 - December 2014
Washington Capital Management January 1995 - December 2005
Washington Capital Management July 1994 - January 2001
Towle Johnson Associates November 1993 - July 1994
Kidder, Peabody & Co. June 1992 - June 1993
Skills
Equities, Equity Research, Investments, Financial Analysis, Portfolio Management, Securities, Valuation, Financial Markets, Equity Valuation, Investment Management, Trading, Bloomberg, Due Diligence, Finance, Corporate Finance, Sustainability, Microsoft Excel, Proxy Voting, Fundamental Analysis, Sustainable Investing, Energy Industry Analyst, Financial Market..., Financial Planning, Financial Statement..., Corporate Social..., Strategy, Microsoft Office, Corporate Investments, Microsoft Word, Outlook, Thompson One, PowerPoint, Analysis, Business Analysis, Financial Reporting, Financial Modeling, Forecasting, Budgeting, Accounting, Research, Alternative Energy, Renewable Energy, Business Strategy, Bloomberg Terminal
Education
Seattle University 2010 — 2015
Master of Business Administration (M.B.A.), Sustainable Business Specialization, 3.80 GPA
Seattle University 1991 — 1993
BA - Business Administration, Finance, 3.54 GPA
University of Washington 1988 — 1990
Pre-Business
Actively Seeking New Opportunities January 2015 - Present
Washington Capital Management October 2000 - December 2014
Washington Capital Management January 1995 - December 2005
Washington Capital Management July 1994 - January 2001
Towle Johnson Associates November 1993 - July 1994
Kidder, Peabody & Co. June 1992 - June 1993
Skills
Equities, Equity Research, Investments, Financial Analysis, Portfolio Management, Securities, Valuation, Financial Markets, Equity Valuation, Investment Management, Trading, Bloomberg, Due Diligence, Finance, Corporate Finance, Sustainability, Microsoft Excel, Proxy Voting, Fundamental Analysis, Sustainable Investing, Energy Industry Analyst, Financial Market..., Financial Planning, Financial Statement..., Corporate Social..., Strategy, Microsoft Office, Corporate Investments, Microsoft Word, Outlook, Thompson One, PowerPoint, Analysis, Business Analysis, Financial Reporting, Financial Modeling, Forecasting, Budgeting, Accounting, Research, Alternative Energy, Renewable Energy, Business Strategy, Bloomberg Terminal
Education
Seattle University 2010 — 2015
Master of Business Administration (M.B.A.), Sustainable Business Specialization, 3.80 GPA
Seattle University 1991 — 1993
BA - Business Administration, Finance, 3.54 GPA
University of Washington 1988 — 1990
Pre-Business
Russell G. Allison, CFA Russell G. Allison, CFA's Kidder, Peabody & Co. Experience July 1983 - October 1994
Job Executive Director Institutional Investment Group at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. November 2005 - Present
Salomon Smith Barney/Citigroup Global Markets October 1994 - November 2005
Kidder, Peabody & Co. July 1983 - October 1994
Skills
Investments, Investment Strategies, Securities, Stock Due Diligence
Education
UCLA Anderson School of Management 1981 — 1983
Master of Business Administration (MBA)
California State University-Northridge 1978 — 1980
Bachelor of Science (BS), Business Administration and Management, General
Oppenheimer & Co. Inc. November 2005 - Present
Salomon Smith Barney/Citigroup Global Markets October 1994 - November 2005
Kidder, Peabody & Co. July 1983 - October 1994
Skills
Investments, Investment Strategies, Securities, Stock Due Diligence
Education
UCLA Anderson School of Management 1981 — 1983
Master of Business Administration (MBA)
California State University-Northridge 1978 — 1980
Bachelor of Science (BS), Business Administration and Management, General
Philippe L'Equilbec Philippe L'Equilbec's Kidder, Peabody & Co. Experience 1992 - 1994
Job Managing Director at Torino Capital LLC
Industry Financial Services
Experience
Torino Capital LLC May 2012 - Present
RenCap Securities, Inc. February 2010 - October 2011
Mesirow Financial June 2009 - February 2010
BBVA 2006 - 2008
Dresdner Kleinwort 2004 - 2006
Transnational Research/Freimark Blair & Co 2001 - 2004
Societe Generale (SG Cowen & Co) 1998 - 2000
UBS Securities LLC 1994 - 1998
Kidder Peabody & Co 1992 - 1994
Bank of America NT & SA 1987 - 1992
Skills
Emerging Markets, Fixed Income, Trading, Sales, Marketing, Credit, Rates, Structured Products, Institutional Investors, Private Banking, Project Finance, High Yield, Institutional...
Education
Fondation Nationale des Sciences Politiques 1982 — 1983
D.E.A., Post-graduate studies in Applied Economics
Georgetown University 1981 — 1982
M.A., Economics
Sciences Po 1978 — 1981
Diploma, Economics & Finance
Torino Capital LLC May 2012 - Present
RenCap Securities, Inc. February 2010 - October 2011
Mesirow Financial June 2009 - February 2010
BBVA 2006 - 2008
Dresdner Kleinwort 2004 - 2006
Transnational Research/Freimark Blair & Co 2001 - 2004
Societe Generale (SG Cowen & Co) 1998 - 2000
UBS Securities LLC 1994 - 1998
Kidder Peabody & Co 1992 - 1994
Bank of America NT & SA 1987 - 1992
Skills
Emerging Markets, Fixed Income, Trading, Sales, Marketing, Credit, Rates, Structured Products, Institutional Investors, Private Banking, Project Finance, High Yield, Institutional...
Education
Fondation Nationale des Sciences Politiques 1982 — 1983
D.E.A., Post-graduate studies in Applied Economics
Georgetown University 1981 — 1982
M.A., Economics
Sciences Po 1978 — 1981
Diploma, Economics & Finance
Warren Matthei Warren Matthei's Kidder, Peabody & Co. Experience June 1977 - August 1982
Job Professor of Finance at NYU Polytechnic Institute
Industry Research
Experience
NYU Polytechnic Institute January 2012 - Present
Merrill Lynch May 1987 - March 1993
Salomon Brothers August 1982 - May 1987
Kidder Peabody & Co. June 1977 - August 1982
The Chase Manhattan Bank June 1973 - August 1975
Education
University of Oxford 1994 — 1996
DPhil(PRS), Political Geography
Harvard Business School 1975 — 1977
MBA, Finance
Princeton University 1969 — 1973
A.B., Anthropology, Classics, Economics
Phillips Academy, Andover, MA 1966 — 1969
NYU Polytechnic Institute January 2012 - Present
Merrill Lynch May 1987 - March 1993
Salomon Brothers August 1982 - May 1987
Kidder Peabody & Co. June 1977 - August 1982
The Chase Manhattan Bank June 1973 - August 1975
Education
University of Oxford 1994 — 1996
DPhil(PRS), Political Geography
Harvard Business School 1975 — 1977
MBA, Finance
Princeton University 1969 — 1973
A.B., Anthropology, Classics, Economics
Phillips Academy, Andover, MA 1966 — 1969
Rich Ashworth Rich Ashworth's Kidder, Peabody & Co. Experience 1991 - 1995
Job VP, Private Client Advisor at CitizensTrust
Industry Financial Services
Experience
Citizens Business Bank 2013 - Present
Wells Fargo Securities 2002 - 2012
Wells Fargo Securities 1995 - 2002
Kidder, Peabody & Co. 1991 - 1995
First Interstate Capital Markets, Inc. 1982 - 1988
Skills
Business Development, Fixed Income, Capital Markets, Securities, Investments, Banking, Portfolio Management, Wealth Management, Asset Management, Investment Strategies, Trading, Asset Allocation, Relationship Management, Bloomberg, Credit, Mutual Funds, Series 7
Education
East Carolina University
Bachelor of Science (BS), Business Administration
Citizens Business Bank 2013 - Present
Wells Fargo Securities 2002 - 2012
Wells Fargo Securities 1995 - 2002
Kidder, Peabody & Co. 1991 - 1995
First Interstate Capital Markets, Inc. 1982 - 1988
Skills
Business Development, Fixed Income, Capital Markets, Securities, Investments, Banking, Portfolio Management, Wealth Management, Asset Management, Investment Strategies, Trading, Asset Allocation, Relationship Management, Bloomberg, Credit, Mutual Funds, Series 7
Education
East Carolina University
Bachelor of Science (BS), Business Administration
Barbara Fiorillo Barbara Fiorillo's Kidder, Peabody & Co. Experience August 1990 - December 1994
Job Principal, Social Intranet, Knowledge Management & Collaboration at Mercer
Industry Management Consulting
Experience
Mercer June 1996 - Present
Verizon January 1995 - June 1996
Kidder, Peabody & Co. August 1990 - December 1994
Towers Watson August 1985 - August 1990
Skills
Team Leadership, Knowledge Management, Content Management, Enterprise Collaboration, Enterprise search, Social Business, Intranet, SharePoint, Taxonomy, Information Architecture, Team Building, Requirements Analysis, Enterprise Content..., Usability, Governance, Thought Leadership, Cross-functional Team..., Enterprise Architecture, Leadership, Content Strategy, CMS, IT Strategy, Change Management, Blogging, Microsoft Office..., Web 2.0, Portals, Requirements Gathering, Business Process..., Information Management, Project Planning, Access, Business Analysis, Knowledge Sharing, Training, Web Design, Strategy, Web Content Management, Document Management, Enterprise Search, Business Process, Databases, Business Transformation, Project Portfolio..., Organizational Design, Management, Product Management, Program Management
Education
Columbia University School of Library Science 1985 — 1989
MS, Information Science
Hamilton College 1980 — 1984
BA, History, Art History
Mercer June 1996 - Present
Verizon January 1995 - June 1996
Kidder, Peabody & Co. August 1990 - December 1994
Towers Watson August 1985 - August 1990
Skills
Team Leadership, Knowledge Management, Content Management, Enterprise Collaboration, Enterprise search, Social Business, Intranet, SharePoint, Taxonomy, Information Architecture, Team Building, Requirements Analysis, Enterprise Content..., Usability, Governance, Thought Leadership, Cross-functional Team..., Enterprise Architecture, Leadership, Content Strategy, CMS, IT Strategy, Change Management, Blogging, Microsoft Office..., Web 2.0, Portals, Requirements Gathering, Business Process..., Information Management, Project Planning, Access, Business Analysis, Knowledge Sharing, Training, Web Design, Strategy, Web Content Management, Document Management, Enterprise Search, Business Process, Databases, Business Transformation, Project Portfolio..., Organizational Design, Management, Product Management, Program Management
Education
Columbia University School of Library Science 1985 — 1989
MS, Information Science
Hamilton College 1980 — 1984
BA, History, Art History
Mike McCabe, CFA Mike McCabe, CFA's Kidder, Peabody & Co. Experience 1985 - 1990
Job Capital Markets, Finance and Strategy Executive
Industry Financial Services
Experience
Equifax September 2011 - Present
Mortgage Asset Exchange (MAX) May 2010 - August 2011
Freddie Mac 1990 - 2010
George Mason University 1999 - 2002
Kidder, Peabody & Co. 1985 - 1990
Fannie Mae 1979 - 1985
Skills
Mortgage Lending, Portfolio Management, Risk Management, Capital Markets, Financial Services, New Business Development, Sales Management, Finance, Public Speaking, Structured Finance, Analytics, Credit, Strategy, Banking, Policy, Financial Analysis, Fixed Income, Investments, Loans, Derivatives, Business Development, Start-ups
Education
Chartered Financial Analyst (CFA) 1992 — 1994
CFA, Finance, General
The George Washington University - School of Business 1981 — 1984
MBA, Business, Economics and Public Policy
Georgetown University - The McDonough School of Business 1976 — 1980
B.S. in Business Administration, Finance
Equifax September 2011 - Present
Mortgage Asset Exchange (MAX) May 2010 - August 2011
Freddie Mac 1990 - 2010
George Mason University 1999 - 2002
Kidder, Peabody & Co. 1985 - 1990
Fannie Mae 1979 - 1985
Skills
Mortgage Lending, Portfolio Management, Risk Management, Capital Markets, Financial Services, New Business Development, Sales Management, Finance, Public Speaking, Structured Finance, Analytics, Credit, Strategy, Banking, Policy, Financial Analysis, Fixed Income, Investments, Loans, Derivatives, Business Development, Start-ups
Education
Chartered Financial Analyst (CFA) 1992 — 1994
CFA, Finance, General
The George Washington University - School of Business 1981 — 1984
MBA, Business, Economics and Public Policy
Georgetown University - The McDonough School of Business 1976 — 1980
B.S. in Business Administration, Finance
Fred Shaffer Fred Shaffer's Kidder, Peabody & Co. Experience 1986 - 1995
Job Real Estate Investment and Development
Industry Real Estate
Experience
Saiko Investment Corp. June 2010 - Present
GTO Development 1998 - 2010
Ellington Capital Management / Titan Management 1995 - 1998
Kidder Peabody & Co. 1986 - 1995
Touche Ross 1984 - 1986
Skills
Investment Properties, REO, Real Estate Development, Property Management, Residential Homes, Short Sales, Real Estate Transactions, Foreclosures, Investors, Home, Disposition, Real Estate Economics, Entitlements, Selling, Real Estate Financing, Real Estate, Investments, Mergers & Acquisitions, Valuation
Education
New York University 1985 — 1989
Master of Business Administration (MBA), Accounting and Finance
Bucknell University
Bachelor's degree, Economics
Saiko Investment Corp. June 2010 - Present
GTO Development 1998 - 2010
Ellington Capital Management / Titan Management 1995 - 1998
Kidder Peabody & Co. 1986 - 1995
Touche Ross 1984 - 1986
Skills
Investment Properties, REO, Real Estate Development, Property Management, Residential Homes, Short Sales, Real Estate Transactions, Foreclosures, Investors, Home, Disposition, Real Estate Economics, Entitlements, Selling, Real Estate Financing, Real Estate, Investments, Mergers & Acquisitions, Valuation
Education
New York University 1985 — 1989
Master of Business Administration (MBA), Accounting and Finance
Bucknell University
Bachelor's degree, Economics
Geoff Hargadon's Kidder, Peabody & Co. Experience June 1982 - January 1995
Job Senior Vice President, UBS Financial Services
Industry Financial Services
Experience
UBS Private Wealth Management 1999 - Present
Merrill Lynch January 1995 - November 1999
Kidder Peabody & Co. June 1982 - January 1995
Education
Harvard University 1972 — 1976
BA, Economics
Wilton High School, Wilton CT 1968 — 1972
UBS Private Wealth Management 1999 - Present
Merrill Lynch January 1995 - November 1999
Kidder Peabody & Co. June 1982 - January 1995
Education
Harvard University 1972 — 1976
BA, Economics
Wilton High School, Wilton CT 1968 — 1972
Skip Auch Skip Auch's Kidder, Peabody & Co. Experience January 1987 - February 1990
Job SVP at H.J Sims & Co.
Industry Staffing and Recruiting
Experience
H.J Sims & Co. September 2013 - Present
Auch Financial Partners May 2001 - Present
Auch Financial Partners 2001 - Present
Financial News Network/CNBC April 1998 - May 2001
Paine Webber February 1990 - April 1998
Kidder Peabody & Co. January 1987 - February 1990
Paine Webber Jackson & Curtis September 1971 - December 1986
U.S. Army July 1970 - June 1971
Skills
Asset Managment, Investments, Equities, Fixed Income, Alternative Investments, Corporate Management, Private Banking, Securities, Buy-side, Sell Side, Corporate Boards, Public Speaking, Capital Markets, Corporations, Portfolio Management, Banking, Management, Hedge Funds, Valuation, Series 7, Investment Banking, Financial Modeling, Private Equity, Venture Capital, Philanthropy, Investment Management, Structured Products, Emerging Markets, Asset Management, Private Placements, Equity Research, Bonds, Asset Allocation, Investor Relations, Trading, Series 63, Wealth Management, Options, Investment Strategies, Investment Advisory, Mutual Funds, Financial Structuring, Financial Advisory, Structured Finance, IPO, Financial Services, Corporate Development, Due Diligence, Financial Markets, Derivatives
Education
Citicorp Fixed Income Sales and Trading Course 1987 — 1987
Fixed Income and Currency Trading and Sales
New York University 1978 — 1982
MBA, Finance
Ohio Wesleyan University 1964 — 1968
BA, History
Ohio Wesleyan University 1964 — 1968
Bachelor's degree, History/ Speech
Cheshire Acacdemy
H.J Sims & Co. September 2013 - Present
Auch Financial Partners May 2001 - Present
Auch Financial Partners 2001 - Present
Financial News Network/CNBC April 1998 - May 2001
Paine Webber February 1990 - April 1998
Kidder Peabody & Co. January 1987 - February 1990
Paine Webber Jackson & Curtis September 1971 - December 1986
U.S. Army July 1970 - June 1971
Skills
Asset Managment, Investments, Equities, Fixed Income, Alternative Investments, Corporate Management, Private Banking, Securities, Buy-side, Sell Side, Corporate Boards, Public Speaking, Capital Markets, Corporations, Portfolio Management, Banking, Management, Hedge Funds, Valuation, Series 7, Investment Banking, Financial Modeling, Private Equity, Venture Capital, Philanthropy, Investment Management, Structured Products, Emerging Markets, Asset Management, Private Placements, Equity Research, Bonds, Asset Allocation, Investor Relations, Trading, Series 63, Wealth Management, Options, Investment Strategies, Investment Advisory, Mutual Funds, Financial Structuring, Financial Advisory, Structured Finance, IPO, Financial Services, Corporate Development, Due Diligence, Financial Markets, Derivatives
Education
Citicorp Fixed Income Sales and Trading Course 1987 — 1987
Fixed Income and Currency Trading and Sales
New York University 1978 — 1982
MBA, Finance
Ohio Wesleyan University 1964 — 1968
BA, History
Ohio Wesleyan University 1964 — 1968
Bachelor's degree, History/ Speech
Cheshire Acacdemy
Michael Kubiak Michael Kubiak's Kidder, Peabody & Co. Experience September 1985 - May 1988
Job Owner, Management and Professional Services Consultancy
Industry Management Consulting
Experience
Michael Kubiak Consulting January 2003 - Present
Fraser Property Management January 2005 - Present
Paid Political Campaign Consulting February 2011 - November 2012
Equity Hedge Fund February 2003 - September 2004
Advanced Micro Devices 1988 - 2003
Kidder Peabody & Co. September 1985 - May 1988
Semiconductor Industry Association September 1982 - September 1985
U.S. Department of Commerce August 1980 - August 1982
Skills
Marketing Strategy, Fundraising, Strategic Planning, Strategic Partnerships, Community Outreach, International Business, New Business Development, Market Assessments, Business Analytics, Complex Project..., Government Relations, Strategic Communications, Public Speaking, Mergers, Alliances, Social Media, Campaign Management, Consulting Services, Marketing and..., In-Depth Knowledge of..., Working Knowledge of..., In-Depth Knowldge of..., Working Knowledge of...
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1979 — 1980
International Relations, Economics and Foreign Languages
The Johns Hopkins University 1975 — 1979
Bachelor's Degree, International Relations and Economics, GPA: 3.65
Michael Kubiak Consulting January 2003 - Present
Fraser Property Management January 2005 - Present
Paid Political Campaign Consulting February 2011 - November 2012
Equity Hedge Fund February 2003 - September 2004
Advanced Micro Devices 1988 - 2003
Kidder Peabody & Co. September 1985 - May 1988
Semiconductor Industry Association September 1982 - September 1985
U.S. Department of Commerce August 1980 - August 1982
Skills
Marketing Strategy, Fundraising, Strategic Planning, Strategic Partnerships, Community Outreach, International Business, New Business Development, Market Assessments, Business Analytics, Complex Project..., Government Relations, Strategic Communications, Public Speaking, Mergers, Alliances, Social Media, Campaign Management, Consulting Services, Marketing and..., In-Depth Knowledge of..., Working Knowledge of..., In-Depth Knowldge of..., Working Knowledge of...
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1979 — 1980
International Relations, Economics and Foreign Languages
The Johns Hopkins University 1975 — 1979
Bachelor's Degree, International Relations and Economics, GPA: 3.65
Donna Napolillo Donna Napolillo's Kidder, Peabody & Co. Experience May 1991 - January 1996
Job Registered Respiratory Therapist at Brookhaven Memorial Hospital Medical Center
Industry Hospital & Health Care
Experience
Brookhaven Memorial Hospital Medical Center October 2013 - Present
Franklin Hospital NSLIJHS August 2000 - August 2013
Massapequa General Hospital September 1998 - July 2000
MBS Multimode September 1997 - April 1998
John Treiber Insurance Agency March 1996 - July 1997
Kidder, Peabody & Co. May 1991 - January 1996
Citibank September 1985 - April 1991
Skills
Acute Care, Hospitals, Healthcare, Home Care, Respiratory Care, Pulmonary Rehabilitation, Medicine, PFT, Critical Care, ICU, BLS, Inpatient, Respiratory Therapy, Patient Safety, Patient Education, Emergency Room, Respiration, Cardiac care, Asthma, Clinical Monitoring, Patient Monitoring, Diagnostic, Adults, EMR, EKG, Ventilators, Mechanical Ventilation, Cardiac Care, CPAP, Medical Monitoring, Airway Management, Blood Gas, Trach Care, Pulse Oximetry, BCLS, Intubation, Oxygen Therapy, Direct Patient Care, Patient Advocacy, Bronchoscopy, Tracheostomy, Medication..., Cardiopulmonary, Pulmonary Diseases, CCU
Education
Nassau Community College 1996 — 1998
Associate of Arts and Sciences (A.A.S.), Respiratory Care Therapy/Therapist
Adelphi University 1983 — 1985
Bachelor of Business Administration (BBA), Business Management
Brookhaven Memorial Hospital Medical Center October 2013 - Present
Franklin Hospital NSLIJHS August 2000 - August 2013
Massapequa General Hospital September 1998 - July 2000
MBS Multimode September 1997 - April 1998
John Treiber Insurance Agency March 1996 - July 1997
Kidder, Peabody & Co. May 1991 - January 1996
Citibank September 1985 - April 1991
Skills
Acute Care, Hospitals, Healthcare, Home Care, Respiratory Care, Pulmonary Rehabilitation, Medicine, PFT, Critical Care, ICU, BLS, Inpatient, Respiratory Therapy, Patient Safety, Patient Education, Emergency Room, Respiration, Cardiac care, Asthma, Clinical Monitoring, Patient Monitoring, Diagnostic, Adults, EMR, EKG, Ventilators, Mechanical Ventilation, Cardiac Care, CPAP, Medical Monitoring, Airway Management, Blood Gas, Trach Care, Pulse Oximetry, BCLS, Intubation, Oxygen Therapy, Direct Patient Care, Patient Advocacy, Bronchoscopy, Tracheostomy, Medication..., Cardiopulmonary, Pulmonary Diseases, CCU
Education
Nassau Community College 1996 — 1998
Associate of Arts and Sciences (A.A.S.), Respiratory Care Therapy/Therapist
Adelphi University 1983 — 1985
Bachelor of Business Administration (BBA), Business Management
Ethan Kahn Ethan Kahn's Kidder, Peabody & Co. Experience September 1989 - March 1991
Job Principal at Wolverine LLC
Industry Capital Markets
Experience
Wolverine Trading LLC January 2006 - Present
360 Technology Center Solutions, LLC January 2006 - Present
STAT Trading, LLC September 1996 - January 2006
CBOE 1991 - 1996
Kidder Peabody & Co. September 1989 - March 1991
Clarendon Insurance Group September 1985 - September 1989
Skills
Trading Systems, Options, Investment Banking, Electronic Trading, Proprietary Trading, Trading, Capital Markets, Trading Strategies
Education
University of Pennsylvania - The Wharton School 1981 — 1985
BSE, Finance
FWParker
Wolverine Trading LLC January 2006 - Present
360 Technology Center Solutions, LLC January 2006 - Present
STAT Trading, LLC September 1996 - January 2006
CBOE 1991 - 1996
Kidder Peabody & Co. September 1989 - March 1991
Clarendon Insurance Group September 1985 - September 1989
Skills
Trading Systems, Options, Investment Banking, Electronic Trading, Proprietary Trading, Trading, Capital Markets, Trading Strategies
Education
University of Pennsylvania - The Wharton School 1981 — 1985
BSE, Finance
FWParker
James Button James Button's Kidder, Peabody & Co. Experience May 1983 - April 1988
Job Turnaround Management Specialist, Operating Executive
Industry Venture Capital & Private Equity
Experience
Edascio, LLC September 2002 - Present
NUI Corporation November 1998 - August 2002
Energy Merchant Corp. December 1995 - October 1998
Rock-It Cargo USA, Inc. March 1994 - November 1995
Metallgesellschaft Corp. July 1991 - February 1994
William E. Simon & Sons, Inc. May 1988 - June 1991
Kidder, Peabody & Co. May 1983 - April 1988
Skills
Mergers, Joint Ventures, IPO, Sales Management, Cash Flow Management, LBO, Private Equity, Venture Capital, Financial Modeling, Entrepreneurship, Due Diligence, Union Negotiations, Valuation, Compensation, Corporate Finance, Corporate Development, Strategy Development, Financial Analysis, P&L Management, Negotiation, Team Building, International Business, Contract Negotiation, Contract Negotiations, Energy, Change Management, Mergers & Acquisitions, Strategy, Finance, Investments, Leadership, Project Finance, Management, Start-ups, Executive Management, Business Strategy, Strategic Planning, Restructuring, Marketing, Business Development
Education
Harvard Business School 1981 — 1983
Master of Business Administration (MBA)
University of Rochester 1975 — 1979
BA
Hendrick Hudson High School
Edascio, LLC September 2002 - Present
NUI Corporation November 1998 - August 2002
Energy Merchant Corp. December 1995 - October 1998
Rock-It Cargo USA, Inc. March 1994 - November 1995
Metallgesellschaft Corp. July 1991 - February 1994
William E. Simon & Sons, Inc. May 1988 - June 1991
Kidder, Peabody & Co. May 1983 - April 1988
Skills
Mergers, Joint Ventures, IPO, Sales Management, Cash Flow Management, LBO, Private Equity, Venture Capital, Financial Modeling, Entrepreneurship, Due Diligence, Union Negotiations, Valuation, Compensation, Corporate Finance, Corporate Development, Strategy Development, Financial Analysis, P&L Management, Negotiation, Team Building, International Business, Contract Negotiation, Contract Negotiations, Energy, Change Management, Mergers & Acquisitions, Strategy, Finance, Investments, Leadership, Project Finance, Management, Start-ups, Executive Management, Business Strategy, Strategic Planning, Restructuring, Marketing, Business Development
Education
Harvard Business School 1981 — 1983
Master of Business Administration (MBA)
University of Rochester 1975 — 1979
BA
Hendrick Hudson High School
William T (Billy) Wresch Jr's Kidder, Peabody & Co. Experience 1981 - 1987
Job Vice President of MidIsland Electrical Supply
Industry Wholesale
Experience
Mid-Island Electrical Supply - Subsidiary of Turtle & Hughes May 2013 - Present
Mid-Island Electrical Sales Corp. July 2011 - May 2013
Mid-Island Electrical Sales Corp. January 1994 - June 2011
Schwing Electrical Supply 1990 - 1994
Liberty Brokerage 1987 - 1990
Kidder Peabody & Co. 1981 - 1987
Skills
Sales Management, Strategic Planning, New Business Development, Negotiation, Marketing Strategy, Business Strategy, Wholesale, Sales, Budgets, Business Planning, Team Building, Marketing, Purchasing, Customer Service, Sales Operations, Contract Negotiation, Pricing, Account Management
Education
Pace University - Lubin School of Business 1982 — 1986
Bachelor's degree, Economics
Mid-Island Electrical Supply - Subsidiary of Turtle & Hughes May 2013 - Present
Mid-Island Electrical Sales Corp. July 2011 - May 2013
Mid-Island Electrical Sales Corp. January 1994 - June 2011
Schwing Electrical Supply 1990 - 1994
Liberty Brokerage 1987 - 1990
Kidder Peabody & Co. 1981 - 1987
Skills
Sales Management, Strategic Planning, New Business Development, Negotiation, Marketing Strategy, Business Strategy, Wholesale, Sales, Budgets, Business Planning, Team Building, Marketing, Purchasing, Customer Service, Sales Operations, Contract Negotiation, Pricing, Account Management
Education
Pace University - Lubin School of Business 1982 — 1986
Bachelor's degree, Economics
David Protiva David Protiva's Kidder, Peabody & Co. Experience 1986 - 1995
Job Owner, Sterling Acceptance Corp
Industry Real Estate
Experience
Sterling Acceptance Corp 2000 - Present
Donaldson, Lufkin & Jenrette 1995 - 2000
Kidder, Peabody & Co. 1986 - 1995
Skills
Property Management, Investment Properties, Real Estate, Investments, REO, Real Estate Transactions, Investors, Foreclosures, Disposition, Real Estate Economics, Bonds, Real Estate Development, Asset Managment, Negotiation, Strategic Planning, Residential Homes, Brokerage, Mortgage Lending, Contract Negotiation, Sales
Education
Amherst College 1973 — 1977
Westminster Schools 1967 — 1973
Sterling Acceptance Corp 2000 - Present
Donaldson, Lufkin & Jenrette 1995 - 2000
Kidder, Peabody & Co. 1986 - 1995
Skills
Property Management, Investment Properties, Real Estate, Investments, REO, Real Estate Transactions, Investors, Foreclosures, Disposition, Real Estate Economics, Bonds, Real Estate Development, Asset Managment, Negotiation, Strategic Planning, Residential Homes, Brokerage, Mortgage Lending, Contract Negotiation, Sales
Education
Amherst College 1973 — 1977
Westminster Schools 1967 — 1973
Chriss Street Chriss Street's Kidder, Peabody & Co. Experience January 1981 - January 1985
Job CEO American Exceptionalism Institute, Radio Host, Author, Adj Professor, Economist
Industry Investment Banking
Experience
California State University, Dominguez Hills August 2011 - Present
CHRISS STREET & COMPANY January 1991 - Present
Chriss Street & Company January 1994 - November 2012
Orange County Government January 2006 - January 2011
Comprehensive Care Corporation January 1994 - January 1998
SEIDLER AMDEC SECURITIES, INC January 1988 - January 1991
BATEMAN, EICHLER, HILL RICHARDS & CO January 1986 - January 1988
KIDDER PEABODY & CO January 1981 - January 1985
Skills
Strategic Planning, Public Policy, Policy, Strategy, Operations Management, Research, Marketing, Non-profits, Policy Analysis, Community Outreach, Fundraising, Public Relations, Government, Program Management, Politics, Analysis, Management, Data Analysis, Economics, Leadership Development, Media Relations, Nonprofits, Energy Policy, Public Speaking, Project Management, Teaching, Leadership, Grant Writing, Budgets, Blogging, Microsoft Excel, Management Consulting, Event Planning, Strategic Communications, Finance, Proposal Writing, Organizational..., Entrepreneurship, Community Development, Program Development
Education
STANFORD GRADUATE SCHOOL OF BUSINESS
Diploma, Executive
Stanford Business School
University of California, Berkeley
Bachelor of Science, Economics; Business Process Engineering
California State University, Dominguez Hills August 2011 - Present
CHRISS STREET & COMPANY January 1991 - Present
Chriss Street & Company January 1994 - November 2012
Orange County Government January 2006 - January 2011
Comprehensive Care Corporation January 1994 - January 1998
SEIDLER AMDEC SECURITIES, INC January 1988 - January 1991
BATEMAN, EICHLER, HILL RICHARDS & CO January 1986 - January 1988
KIDDER PEABODY & CO January 1981 - January 1985
Skills
Strategic Planning, Public Policy, Policy, Strategy, Operations Management, Research, Marketing, Non-profits, Policy Analysis, Community Outreach, Fundraising, Public Relations, Government, Program Management, Politics, Analysis, Management, Data Analysis, Economics, Leadership Development, Media Relations, Nonprofits, Energy Policy, Public Speaking, Project Management, Teaching, Leadership, Grant Writing, Budgets, Blogging, Microsoft Excel, Management Consulting, Event Planning, Strategic Communications, Finance, Proposal Writing, Organizational..., Entrepreneurship, Community Development, Program Development
Education
STANFORD GRADUATE SCHOOL OF BUSINESS
Diploma, Executive
Stanford Business School
University of California, Berkeley
Bachelor of Science, Economics; Business Process Engineering
Cameron A. Lochhead's Kidder, Peabody & Co. Experience 1982 - 1985
Job Institutional Sales and Relationship Management
Industry Investment Management
Experience
Russell Investments August 2005 - Present
Guggenheim Partners 1998 - 2005
Emerging Markets Information Service - EMIS 1996 - 1998
Thomson Financial 1986 - 1996
Technology Financial Services, Inc 1985 - 1986
Kidder Peabody & Co. 1982 - 1985
Skills
Management, Marketing, Asset Management, Hedge Funds, Equities, Series 7, Investments, Fixed Income, Series 63, Securities, Portfolio Management, Capital Markets, Investment Management, Financial Analysis, Fund Of Funds, Investment Strategies, Institutional, Asset Managment, Alternative Investments, Private Equity, Institutional Sales, Sales Management, Institutional...
Education
Hobart and William Smith Colleges 1978 — 1982
B.A., English
University of Virginia Darden School of Business
Young Managers Program
Harvard University 1991 — 1992
Information Technology
West Essex High School 1974 — 1978
Russell Investments August 2005 - Present
Guggenheim Partners 1998 - 2005
Emerging Markets Information Service - EMIS 1996 - 1998
Thomson Financial 1986 - 1996
Technology Financial Services, Inc 1985 - 1986
Kidder Peabody & Co. 1982 - 1985
Skills
Management, Marketing, Asset Management, Hedge Funds, Equities, Series 7, Investments, Fixed Income, Series 63, Securities, Portfolio Management, Capital Markets, Investment Management, Financial Analysis, Fund Of Funds, Investment Strategies, Institutional, Asset Managment, Alternative Investments, Private Equity, Institutional Sales, Sales Management, Institutional...
Education
Hobart and William Smith Colleges 1978 — 1982
B.A., English
University of Virginia Darden School of Business
Young Managers Program
Harvard University 1991 — 1992
Information Technology
West Essex High School 1974 — 1978
Dennis Corso Dennis Corso's Kidder, Peabody & Co. Experience 1985 - 1996
Job Managing Director, Global Support Services, Financial Tracking Technologies, LLC
Industry Financial Services
Experience
RBC Capital Markets July 1997 - 2014
GE Capital 1996 - 1997
Kidder Peabody & Co 1985 - 1996
Paine Webber Jackson & Curtis 1978 - 1985
Mabon Nugent & Co. 1973 - 1978
Skills
Team Building, Capital Markets, Analysis, Equities, Investment Banking, Financial Services, Fixed Income, Back Office Processing, Wealth Management..., Prime Brokerage, Operations Management, Security Operations, Vendor Relationships, Regulatory Submissions, FINRA, Settlements, Securities Lending, Options, Derivatives, Hedge Funds, Trading, Securities, Back Office, Settlement
Education
Adelphi University
Participated in BA Program, Business Administration
RBC Capital Markets July 1997 - 2014
GE Capital 1996 - 1997
Kidder Peabody & Co 1985 - 1996
Paine Webber Jackson & Curtis 1978 - 1985
Mabon Nugent & Co. 1973 - 1978
Skills
Team Building, Capital Markets, Analysis, Equities, Investment Banking, Financial Services, Fixed Income, Back Office Processing, Wealth Management..., Prime Brokerage, Operations Management, Security Operations, Vendor Relationships, Regulatory Submissions, FINRA, Settlements, Securities Lending, Options, Derivatives, Hedge Funds, Trading, Securities, Back Office, Settlement
Education
Adelphi University
Participated in BA Program, Business Administration
Sheila Connelly Sheila Connelly's Kidder, Peabody & Co. Experience January 1981 - January 1990
Job Retired Registered Associate I Financial Planning Associate at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management April 1990 - December 2013
Kidder Peabody & Co. January 1981 - January 1990
Skills
Series 7, Series 63, Investment Advisory, Securities, Strategic Financial..., Public Speaking
Education
University of Florida 1973 — 1974
Morgan Stanley Wealth Management April 1990 - December 2013
Kidder Peabody & Co. January 1981 - January 1990
Skills
Series 7, Series 63, Investment Advisory, Securities, Strategic Financial..., Public Speaking
Education
University of Florida 1973 — 1974
William Sickling William Sickling's Kidder, Peabody & Co. Experience 1986 - 1988
Job Vice President Market Support at EBS | BROKERTEC
Industry Financial Services
Experience
BrokerTec ICAP Electronic Broking 2002 - 2015
Blackbird Holdings 2000 - 2002
MPR Advisors, Ltd. 1997 - 2000
Bear, Stearns & Co. Inc. 1994 - 1997
ICAP 1993 - 1994
MPR Ventures 1992 - 1993
Barclays Capital 1988 - 1992
Kidder Peabody & Co 1986 - 1988
Carroll McEntee & McGinley 1984 - 1986
JPMorgan Chase 1983 - 1984
Skills
Fixed Income, Financial Markets, Electronic Trading, Trading Systems, Trading, Market Data, Derivatives, Bonds, Bloomberg, Technical Analysis, Trading Strategies, Behavioral Finance, Regulatory Compliance, Interest Rate Swaps, Futures Trading, FX Options, Series 7, Credit Derivatives, Equities, Commodity, Risk Management, Back Office, Low Latency, Financial Analysis, Middle Office, Exchange Connectivity, Series 24
Education
Clemson University
BS, Financial Management
BrokerTec ICAP Electronic Broking 2002 - 2015
Blackbird Holdings 2000 - 2002
MPR Advisors, Ltd. 1997 - 2000
Bear, Stearns & Co. Inc. 1994 - 1997
ICAP 1993 - 1994
MPR Ventures 1992 - 1993
Barclays Capital 1988 - 1992
Kidder Peabody & Co 1986 - 1988
Carroll McEntee & McGinley 1984 - 1986
JPMorgan Chase 1983 - 1984
Skills
Fixed Income, Financial Markets, Electronic Trading, Trading Systems, Trading, Market Data, Derivatives, Bonds, Bloomberg, Technical Analysis, Trading Strategies, Behavioral Finance, Regulatory Compliance, Interest Rate Swaps, Futures Trading, FX Options, Series 7, Credit Derivatives, Equities, Commodity, Risk Management, Back Office, Low Latency, Financial Analysis, Middle Office, Exchange Connectivity, Series 24
Education
Clemson University
BS, Financial Management
Fred Clowney Fred Clowney's Kidder, Peabody & Co. Experience 1990 - 1995
Job President, International Met Systems Inc.
Industry Defense & Space
Experience
International Met Systems Inc. 1997 - Present
Kidder Peabody & Co. 1990 - 1995
Drexel Burnham Lambert November 1985 - January 1990
EF Hutton & Co. January 1984 - October 1984
Morgan Stanley & Co. June 1979 - January 1984
Skills
Finance, International Marketing, System Administration, Strategic Planning, Program Management, Start-ups, Business Strategy, Proposal Writing, Analysis, Business Development, Public Speaking, Business Planning, Operations Management
Education
Grand Valley State University 2000 — 2005
MBA, Accounting and Finance
Vassar College 1976 — 1979
BA, Economics
Choate Rosemary Hall 1969 — 1972
HS
International Met Systems Inc. 1997 - Present
Kidder Peabody & Co. 1990 - 1995
Drexel Burnham Lambert November 1985 - January 1990
EF Hutton & Co. January 1984 - October 1984
Morgan Stanley & Co. June 1979 - January 1984
Skills
Finance, International Marketing, System Administration, Strategic Planning, Program Management, Start-ups, Business Strategy, Proposal Writing, Analysis, Business Development, Public Speaking, Business Planning, Operations Management
Education
Grand Valley State University 2000 — 2005
MBA, Accounting and Finance
Vassar College 1976 — 1979
BA, Economics
Choate Rosemary Hall 1969 — 1972
HS
Kemp Schuessler's Kidder, Peabody & Co. Experience October 1990 - January 1994
Job Business Development
Industry Financial Services
Experience
Merrill Lynch June 2012 - December 2014
BNP Paribas Securities Services October 2010 - November 2011
CJI Capital Markets, Inc. May 2009 - May 2010
Roth Capital Partners March 2008 - March 2009
RBC Capital Markets 2007 - 2008
Banc of America Securities 2003 - 2007
Banc of America Securities 2001 - 2003
Goldman Sachs 2000 - 2001
Montgomery Securities/Banc of America 1995 - 2000
Kidder, Peabody & Co. October 1990 - January 1994
Skills
Equities, Capital Markets, Capital, Trading, Series 63, Hedge Funds, Risk Management, Financial Structuring, Options, Electronic Trading, Finance, IPO, Equity Trading, Investments, Alternative Investments, Securities, Fixed Income, Investment Banking, Asset Management, Portfolio Management, Bloomberg, Private Equity, Series 7, Valuation
Education
Boston College 1984 — 1988
BA
The Delbarton School 1980 — 1984
Merrill Lynch June 2012 - December 2014
BNP Paribas Securities Services October 2010 - November 2011
CJI Capital Markets, Inc. May 2009 - May 2010
Roth Capital Partners March 2008 - March 2009
RBC Capital Markets 2007 - 2008
Banc of America Securities 2003 - 2007
Banc of America Securities 2001 - 2003
Goldman Sachs 2000 - 2001
Montgomery Securities/Banc of America 1995 - 2000
Kidder, Peabody & Co. October 1990 - January 1994
Skills
Equities, Capital Markets, Capital, Trading, Series 63, Hedge Funds, Risk Management, Financial Structuring, Options, Electronic Trading, Finance, IPO, Equity Trading, Investments, Alternative Investments, Securities, Fixed Income, Investment Banking, Asset Management, Portfolio Management, Bloomberg, Private Equity, Series 7, Valuation
Education
Boston College 1984 — 1988
BA
The Delbarton School 1980 — 1984
Jarrett Singer Jarrett Singer's Kidder, Peabody & Co. Experience August 1994 - December 1994
Job Problem solving CFO & Controller who is detail oriented and adept at navigating various challenges in a growing company
Industry Investment Management
Experience
Nordea Investment Management North America, Inc. January 2003 - Present
Nordea Investment Management North America, Inc. April 2001 - January 2003
Nordea Investment Management North America, Inc. June 1998 - April 2001
Nordea July 1996 - June 1998
PaineWebber Inc. December 1994 - July 1996
Kidder, Peabody & Co. August 1994 - December 1994
Skills
Access, PowerPoint, Microsoft Word, Microsoft Excel, Risk Management, Investments, Asset Management, Problem Solving, Detail Oriented, Negotiation, Organization, Management, Sales, Strategy, Executive Management, Analysis, Budgets, Finance, Marketing, Financial Analysis, Financial Risk, Equities, Leadership
Education
University of Florida 1990 — 1994
BSBA
Syosset High School 1986 — 1990
Nordea Investment Management North America, Inc. January 2003 - Present
Nordea Investment Management North America, Inc. April 2001 - January 2003
Nordea Investment Management North America, Inc. June 1998 - April 2001
Nordea July 1996 - June 1998
PaineWebber Inc. December 1994 - July 1996
Kidder, Peabody & Co. August 1994 - December 1994
Skills
Access, PowerPoint, Microsoft Word, Microsoft Excel, Risk Management, Investments, Asset Management, Problem Solving, Detail Oriented, Negotiation, Organization, Management, Sales, Strategy, Executive Management, Analysis, Budgets, Finance, Marketing, Financial Analysis, Financial Risk, Equities, Leadership
Education
University of Florida 1990 — 1994
BSBA
Syosset High School 1986 — 1990
Leonard Katz Leonard Katz's Kidder, Peabody & Co. Experience 1986 - 1988
Job Investment Banker/Venture Capitalist
Industry Investment Banking
Experience
D.H. Blair Investment Banking Corp. 1993 - Present
Experiential Teaching Online Corp. January 2012 - Present
McKinsey & Company 1990 - 1993
Goldman Sachs & Co. June 1989 - August 1989
Kidder Peabody & Co. 1986 - 1988
Skills
Investment Banking, Valuation, Capital Markets, Private Equity, Financial Modeling, Corporate Finance, Equities, Venture Capital, Mergers & Acquisitions, Equity Research, Corporate Development, M&A experience
Education
Harvard Business School 1988 — 1990
Master of Business Administration (MBA), Finance, General, High Distinction (Baker Scholar)
Stanford University 1985 — 1986
Master of Science (MS), Electrical Engineering
Cornell University 1981 — 1985
Bachelor of Science (BS), Electrical Engineering, With Distinction
D.H. Blair Investment Banking Corp. 1993 - Present
Experiential Teaching Online Corp. January 2012 - Present
McKinsey & Company 1990 - 1993
Goldman Sachs & Co. June 1989 - August 1989
Kidder Peabody & Co. 1986 - 1988
Skills
Investment Banking, Valuation, Capital Markets, Private Equity, Financial Modeling, Corporate Finance, Equities, Venture Capital, Mergers & Acquisitions, Equity Research, Corporate Development, M&A experience
Education
Harvard Business School 1988 — 1990
Master of Business Administration (MBA), Finance, General, High Distinction (Baker Scholar)
Stanford University 1985 — 1986
Master of Science (MS), Electrical Engineering
Cornell University 1981 — 1985
Bachelor of Science (BS), Electrical Engineering, With Distinction
Ellen Clark Ellen Clark's Kidder, Peabody & Co. Experience April 1981 - February 1990
Job Senior Managing Consultant at PFM Asset Management LLC
Industry Financial Services
Experience
PFM Asset Management LLC March 2012 - Present
Immaculate Conception Academy October 2010 - September 2011
Watson Wyatt August 1996 - October 2005
INVESCO March 1990 - December 1995
Kidder Peabody & Co April 1981 - February 1990
Skills
Relationship Development, Investments, Asset Allocation, Research, Endowments, 401k, Pension Funds, Alternative Investments, Series 7, Series 63, Bonds, Investment Management, Retirement, Mutual Funds, Retirement Plan..., Wealth Management, Portfolio Management, Asset Managment, Equities, Fixed Income, Hedge Funds
Education
Seattle University 1982 — 1990
MBA, Finance/Marketing
Whitman College 1976 — 1980
BA, Psychology
PFM Asset Management LLC March 2012 - Present
Immaculate Conception Academy October 2010 - September 2011
Watson Wyatt August 1996 - October 2005
INVESCO March 1990 - December 1995
Kidder Peabody & Co April 1981 - February 1990
Skills
Relationship Development, Investments, Asset Allocation, Research, Endowments, 401k, Pension Funds, Alternative Investments, Series 7, Series 63, Bonds, Investment Management, Retirement, Mutual Funds, Retirement Plan..., Wealth Management, Portfolio Management, Asset Managment, Equities, Fixed Income, Hedge Funds
Education
Seattle University 1982 — 1990
MBA, Finance/Marketing
Whitman College 1976 — 1980
BA, Psychology
Jim Webster, CWS® Jim Webster, CWS®'s Kidder, Peabody & Co. Experience July 1991 - April 1993
Job Senior Vice President, Financial Advisor: Webster Wealth Management, a service of D.A. Davidson & Co.
Industry Financial Services
Experience
D.A. Davidson & Co. September 1999 - Present
Merrill Lynch July 1996 - September 1999
FBS Investment Services October 1993 - July 1996
Kidder Peabody & Co July 1991 - April 1993
Skills
Wealth Management..., Portfolio Management, 401k, Retirement Planning, Risk Management, Investment Strategies
Education
Babson College - Franklin W. Olin Graduate School of Business 1990 — 1991
MBA, Finance & Marketing
Saint Lawrence University 1976 — 1980
B.A., History
Deerfield Academy 1972 — 1976
D.A. Davidson & Co. September 1999 - Present
Merrill Lynch July 1996 - September 1999
FBS Investment Services October 1993 - July 1996
Kidder Peabody & Co July 1991 - April 1993
Skills
Wealth Management..., Portfolio Management, 401k, Retirement Planning, Risk Management, Investment Strategies
Education
Babson College - Franklin W. Olin Graduate School of Business 1990 — 1991
MBA, Finance & Marketing
Saint Lawrence University 1976 — 1980
B.A., History
Deerfield Academy 1972 — 1976
Charles Drysdale Charles Drysdale's Kidder, Peabody & Co. Experience December 1980 - December 1989
Job Financial Advisor at family wealth advisors
Industry Financial Services
Experience
UNF 2010 - Present
Family Wealth Advisors December 2005 - Present
Janney Montgomery Scott November 2002 - December 2005
Robert W Baird July 1997 - December 2002
Smith Barney July 1993 - July 1997
Shearson Lehman Brothers June 1991 - July 1993
Merryl Lynch December 1989 - June 1991
Kidder Peabody & Co December 1980 - December 1989
Enfield's 3M January 1980 - December 1980
US NAVY December 1973 - January 1980
Skills
Investments, Public Speaking, Financial Advisory, Financial Services, Finance, Securities, Leadership
Education
Auburn University 1969 — 1973
BA, Experimental Psychology
UNF 2010 - Present
Family Wealth Advisors December 2005 - Present
Janney Montgomery Scott November 2002 - December 2005
Robert W Baird July 1997 - December 2002
Smith Barney July 1993 - July 1997
Shearson Lehman Brothers June 1991 - July 1993
Merryl Lynch December 1989 - June 1991
Kidder Peabody & Co December 1980 - December 1989
Enfield's 3M January 1980 - December 1980
US NAVY December 1973 - January 1980
Skills
Investments, Public Speaking, Financial Advisory, Financial Services, Finance, Securities, Leadership
Education
Auburn University 1969 — 1973
BA, Experimental Psychology
Kevin L. Reed (PMP) Kevin L. Reed (PMP)'s Kidder, Peabody & Co. Experience June 1987 - June 1989
Job PMO Manager at Shaw Systems Associates, Inc.
Industry Information Technology and Services
Experience
Hewlett-Packard December 2009 - August 2014
Hewlett-Packard May 2007 - December 2009
Dell (Global Financial Systems Group IT) December 1997 - April 2007
Employees Retirement System of Texas August 2006 - November 2006
Netserv May 1996 - December 1997
FRANKLIN FEDERAL BANCORP March 1990 - March 1995
Kidder Peabody & Co. June 1987 - June 1989
Skills
PMP, PMO, Operations Management, ITIL, Program Management, Data Center, Vendor Management, Service Delivery, Process Improvement, Change Management, IT Operations, People Management, Visio, SDLC, Portfolio Management, MS Project, Planning, Project Portfolio..., CMM, Project Delivery, HP, Governance, Metrics, IT Governance, IT Strategy, Software Project..., Process Engineering, Virtual Teams, Project Planning, Project Implementation, Risk Mitigation, Team Leadership, PMI, Financial Reporting, Financial Accounting, Financial Analysis, IT Management, Integration, Management, Leadership, Team Management, IT Service Management, Telecommunications, Business Process, Business Process..., Information Technology, Infrastructure, Analysis, Software Development, Project Management
Education
Texas State University 1996 — 1997
BBA, CIS, 3.5
The University of Texas at Austin 1984 — 1986
BBA, Finance, 3.47
Texas A&M University 1980 — 1981
Petroleum Engineering
Hewlett-Packard December 2009 - August 2014
Hewlett-Packard May 2007 - December 2009
Dell (Global Financial Systems Group IT) December 1997 - April 2007
Employees Retirement System of Texas August 2006 - November 2006
Netserv May 1996 - December 1997
FRANKLIN FEDERAL BANCORP March 1990 - March 1995
Kidder Peabody & Co. June 1987 - June 1989
Skills
PMP, PMO, Operations Management, ITIL, Program Management, Data Center, Vendor Management, Service Delivery, Process Improvement, Change Management, IT Operations, People Management, Visio, SDLC, Portfolio Management, MS Project, Planning, Project Portfolio..., CMM, Project Delivery, HP, Governance, Metrics, IT Governance, IT Strategy, Software Project..., Process Engineering, Virtual Teams, Project Planning, Project Implementation, Risk Mitigation, Team Leadership, PMI, Financial Reporting, Financial Accounting, Financial Analysis, IT Management, Integration, Management, Leadership, Team Management, IT Service Management, Telecommunications, Business Process, Business Process..., Information Technology, Infrastructure, Analysis, Software Development, Project Management
Education
Texas State University 1996 — 1997
BBA, CIS, 3.5
The University of Texas at Austin 1984 — 1986
BBA, Finance, 3.47
Texas A&M University 1980 — 1981
Petroleum Engineering
Garrett McDaniel's Kidder, Peabody & Co. Experience 1981 - 1994
Job Chief Marketing Officer at The Gottlieb Organization
Industry Financial Services
Experience
The Gottlieb Organization April 2014 - Present
Summit Alliance Executive Benefits, LLC May 2011 - July 2013
Clark Consulting February 2010 - June 2011
Newport Group 2005 - 2010
Benefits Group WorldWide April 2001 - April 2005
UBS Paine Webber August 1997 - February 2001
UBS Wealth Management 1998 - 2001
Kidder Peabody & Co. 1981 - 1994
Kidder Peabody & Co. 1981 - 1994
Kidder Peabody & Co. 1981 - 1994
Skills
Finance, Fixed Income, Series 6, Investments, Series 65, Sales, Equities, Mutual Funds, Asset Management, IRAs, Asset Allocation, Series 7, Executive Management, Investment Strategies, Management, 401k, Retirement, Hedge Funds, Portfolio Management, Wealth Management, Estate Planning, Fixed Annuities, Investment Advisory, Options, Retirement Planning, Insurance, Uniform Combined State..., Financial Modeling, Alternative Investments, FINRA, Pensions, Securities, Financial Services, Financial Analysis, Risk Management, Life Insurance, Executive Pay, Retirement Plan..., Process Improvement, Disability Insurance, Series 24, Business Analysis, Strategic Financial..., Deferred Compensation, Series 63, Business Planning, Employee Benefits, Due Diligence, Relationship Management, Defined Benefit
Education
Assumption College 1965 — 1969
Bachelor of Arts (B.A.), Economics
The Gottlieb Organization April 2014 - Present
Summit Alliance Executive Benefits, LLC May 2011 - July 2013
Clark Consulting February 2010 - June 2011
Newport Group 2005 - 2010
Benefits Group WorldWide April 2001 - April 2005
UBS Paine Webber August 1997 - February 2001
UBS Wealth Management 1998 - 2001
Kidder Peabody & Co. 1981 - 1994
Kidder Peabody & Co. 1981 - 1994
Kidder Peabody & Co. 1981 - 1994
Skills
Finance, Fixed Income, Series 6, Investments, Series 65, Sales, Equities, Mutual Funds, Asset Management, IRAs, Asset Allocation, Series 7, Executive Management, Investment Strategies, Management, 401k, Retirement, Hedge Funds, Portfolio Management, Wealth Management, Estate Planning, Fixed Annuities, Investment Advisory, Options, Retirement Planning, Insurance, Uniform Combined State..., Financial Modeling, Alternative Investments, FINRA, Pensions, Securities, Financial Services, Financial Analysis, Risk Management, Life Insurance, Executive Pay, Retirement Plan..., Process Improvement, Disability Insurance, Series 24, Business Analysis, Strategic Financial..., Deferred Compensation, Series 63, Business Planning, Employee Benefits, Due Diligence, Relationship Management, Defined Benefit
Education
Assumption College 1965 — 1969
Bachelor of Arts (B.A.), Economics
Rachel Kranston's Kidder, Peabody & Co. Experience September 1990 - January 1993
Job VP, Sr. Technical Specialist/ SME
Industry Information Technology and Services
Experience
Citigroup February 2000 - Present
The Chase Manhattan Bank September 1993 - February 2000
Automated Data Processing (ADP) January 1993 - September 1993
Kidder Peabody & Co. September 1990 - January 1993
Prudential Securities October 1989 - September 1990
Marine Midland Bank July 1985 - October 1989
Skills
Prime Brokerage, Reference Data, Corporate Actions, Global Custody, SDLC, UAT coordination, Market Data, Integration, Trading Systems, Bloomberg, User Acceptance Testing, SWIFT payments, Settlement, Financial Services, Mutual Funds, Securities, Quality Center, Analysis, Business Requirements, Fixed Income, Testing, Requirements Gathering, Business Analysis, PMO, Vendor Management, Banking, Back Office, Middle Office, Electronic Trading, Sybase, Hedge Funds, Systems Analysis, CICS, Derivatives, Payments, Equities, Investment Banking, Bonds, Data Warehousing, Risk Management, Software Development, Software Design, Software Installation, Capital Markets, Enterprise Architecture, IT Strategy, Requirements Analysis, Software Project..., Disaster Recovery, DB2
Education
Hunter College 1981 — 1985
Bachelor of Arts (BA), Computer Science
Citigroup February 2000 - Present
The Chase Manhattan Bank September 1993 - February 2000
Automated Data Processing (ADP) January 1993 - September 1993
Kidder Peabody & Co. September 1990 - January 1993
Prudential Securities October 1989 - September 1990
Marine Midland Bank July 1985 - October 1989
Skills
Prime Brokerage, Reference Data, Corporate Actions, Global Custody, SDLC, UAT coordination, Market Data, Integration, Trading Systems, Bloomberg, User Acceptance Testing, SWIFT payments, Settlement, Financial Services, Mutual Funds, Securities, Quality Center, Analysis, Business Requirements, Fixed Income, Testing, Requirements Gathering, Business Analysis, PMO, Vendor Management, Banking, Back Office, Middle Office, Electronic Trading, Sybase, Hedge Funds, Systems Analysis, CICS, Derivatives, Payments, Equities, Investment Banking, Bonds, Data Warehousing, Risk Management, Software Development, Software Design, Software Installation, Capital Markets, Enterprise Architecture, IT Strategy, Requirements Analysis, Software Project..., Disaster Recovery, DB2
Education
Hunter College 1981 — 1985
Bachelor of Arts (BA), Computer Science
Greg Hopper Greg Hopper's Kidder, Peabody & Co. Experience January 1987 - May 1988
Job Vice President at ICF International
Industry Construction
Experience
ICF International April 2013 - Present
Black & Veatch January 2005 - April 2013
Lukens Energy Group January 1999 - December 2004
The Economics Resource Group November 1996 - December 1998
Williams Company July 1988 - November 1996
Kidder Peabody & Co. January 1987 - May 1988
Education
Rice University - Jesse H. Jones Graduate School of Management
Master of Business Administration (M.B.A.), Finance and Entreprenuership
The University of Texas at Austin
Bachelor of Business Administration (B.B.A.), Accounting
ICF International April 2013 - Present
Black & Veatch January 2005 - April 2013
Lukens Energy Group January 1999 - December 2004
The Economics Resource Group November 1996 - December 1998
Williams Company July 1988 - November 1996
Kidder Peabody & Co. January 1987 - May 1988
Education
Rice University - Jesse H. Jones Graduate School of Management
Master of Business Administration (M.B.A.), Finance and Entreprenuership
The University of Texas at Austin
Bachelor of Business Administration (B.B.A.), Accounting
Kathy Lynn Minervino-Myers Kathy Lynn Minervino-Myers's Kidder, Peabody & Co. Experience 1991 - 1993
Job Client Service Representative interacting with Sales, Operations and Regulatory Reporting Teams
Industry Financial Services
Experience
St. Francis Xavier Food Pantry Volunteer January 2012 - Present
Chicago Climate Exchange 2004 - May 2011
John B. Collins Associates, Inc. 2000 - 2003
Hedge Financial Products, Inc. Centre Financial Products, Inc. 1993 - 2000
Kidder Peabody & Co. 1991 - 1993
Drexel Burnham Lambert 1981 - 1988
Skills
Sales, Options, Customer Service, Hedge Funds, Leadership, Trading, Management, Communication, Event Planning, Marketing, Teamwork, New Account Management, Back Office, Commodity Markets, Exchange Memberships, Start-ups
Education
Triton-College
St. Francis Xavier Food Pantry Volunteer January 2012 - Present
Chicago Climate Exchange 2004 - May 2011
John B. Collins Associates, Inc. 2000 - 2003
Hedge Financial Products, Inc. Centre Financial Products, Inc. 1993 - 2000
Kidder Peabody & Co. 1991 - 1993
Drexel Burnham Lambert 1981 - 1988
Skills
Sales, Options, Customer Service, Hedge Funds, Leadership, Trading, Management, Communication, Event Planning, Marketing, Teamwork, New Account Management, Back Office, Commodity Markets, Exchange Memberships, Start-ups
Education
Triton-College
Harriet Fried Harriet Fried's Kidder, Peabody & Co. Experience 1987 - 1997
Job SVP at LHA
Industry Public Relations and Communications
Experience
Lippert/Heilshorn & Associates December 1999 - Present
Kidder, Peabody & Co. 1987 - 1997
Education
Fordham Gabelli School of Business
MBA, Finance
Lippert/Heilshorn & Associates December 1999 - Present
Kidder, Peabody & Co. 1987 - 1997
Education
Fordham Gabelli School of Business
MBA, Finance
Kenneth Kharbanda Kenneth Kharbanda's Kidder, Peabody & Co. Experience 1991 - 1993
Job Chief Financial Officer
Industry Internet
Experience
Biz2Credit 2014 - Present
Technology Media Advisors 2010 - Present
kgb 2010 - 2013
AOL 2008 - 2009
Reed Elsevier 2006 - 2008
Telcordia Technologies 2003 - 2006
Vantagepoint Venture Partners 2000 - 2003
GE Capital 1996 - 1999
Kidder Peabody & Co 1991 - 1993
Bain & Co. 1987 - 1989
Skills
Mergers & Acquisitions, Venture Capital, Strategy, Start-ups, Mergers, Corporate Development, Finance, Analytics, Internal Controls, Business Strategy, Corporate Finance, CFOs, New Business Development, Financial Analysis, Strategic Financial..., Management Consulting, Due Diligence, Strategic Partnerships, Entrepreneurship, Financial Modeling, E-commerce, Financial Reporting, Cash Management, Restructuring, Private Equity, Forecasting, Digital Media, Working Capital..., Accounting, Portfolio Management, Acquisition Integration, Executive Management, Cash Flow, Cash Flow Forecasting, Account Reconciliation, Investments, Valuation, Management, Competitive Analysis, Business Development, Business Planning, Managerial Finance, Budgets
Education
Harvard Business School 1989 — 1991
MBA
Massachusetts Institute of Technology 1984 — 1987
BS, Engineering
Biz2Credit 2014 - Present
Technology Media Advisors 2010 - Present
kgb 2010 - 2013
AOL 2008 - 2009
Reed Elsevier 2006 - 2008
Telcordia Technologies 2003 - 2006
Vantagepoint Venture Partners 2000 - 2003
GE Capital 1996 - 1999
Kidder Peabody & Co 1991 - 1993
Bain & Co. 1987 - 1989
Skills
Mergers & Acquisitions, Venture Capital, Strategy, Start-ups, Mergers, Corporate Development, Finance, Analytics, Internal Controls, Business Strategy, Corporate Finance, CFOs, New Business Development, Financial Analysis, Strategic Financial..., Management Consulting, Due Diligence, Strategic Partnerships, Entrepreneurship, Financial Modeling, E-commerce, Financial Reporting, Cash Management, Restructuring, Private Equity, Forecasting, Digital Media, Working Capital..., Accounting, Portfolio Management, Acquisition Integration, Executive Management, Cash Flow, Cash Flow Forecasting, Account Reconciliation, Investments, Valuation, Management, Competitive Analysis, Business Development, Business Planning, Managerial Finance, Budgets
Education
Harvard Business School 1989 — 1991
MBA
Massachusetts Institute of Technology 1984 — 1987
BS, Engineering
Gregory Dostert Gregory Dostert's Kidder, Peabody & Co. Experience February 1990 - January 1995
Job Independent Consultant
Industry Management Consulting
Experience
Self Employed April 2013 - Present
Ameriprise Financial Services, Inc. April 2011 - April 2013
Umpqua Investments, Inc. May 2009 - April 2011
UBS Wealth Management 1995 - 2009
Kidder Peabody & Co. February 1990 - January 1995
Skills
Series 7, Wealth Management..., Asset Allocation, Banking, Equities, Mutual Funds, Strategic Financial..., Business Analysis, Recruiting, Investment Advisory, Team Building, Team Leadership, Project Management, Communication Skills, Series 63, Uniform Combined State..., Financial Advisory, Retirement, Financial Services, Customer Service, Coaching, Financial Planning, Public Speaking, Investments, Leadership, Strategic Planning, Strategy
Education
The University of North Dakota
Bachelor of Science Business Administration, Marketing
Self Employed April 2013 - Present
Ameriprise Financial Services, Inc. April 2011 - April 2013
Umpqua Investments, Inc. May 2009 - April 2011
UBS Wealth Management 1995 - 2009
Kidder Peabody & Co. February 1990 - January 1995
Skills
Series 7, Wealth Management..., Asset Allocation, Banking, Equities, Mutual Funds, Strategic Financial..., Business Analysis, Recruiting, Investment Advisory, Team Building, Team Leadership, Project Management, Communication Skills, Series 63, Uniform Combined State..., Financial Advisory, Retirement, Financial Services, Customer Service, Coaching, Financial Planning, Public Speaking, Investments, Leadership, Strategic Planning, Strategy
Education
The University of North Dakota
Bachelor of Science Business Administration, Marketing
Katherine Leary Robinson Katherine Leary Robinson's Kidder, Peabody & Co. Experience 1981 - 1988
Job President, Beacon Hill Nannies, Inc
Industry Education Management
Experience
BEACON HILL NANNIES, Inc. January 1988 - April 2013
Kidder, Peabody & Co. 1981 - 1988
Smith, Barney & Co. September 1978 - September 1981
Skills
Public Speaking, Social Media, Non-profits, Event Planning, Teaching, Social Networking, Recruiting, Event Management, Temporary Placement, Blogging, Coaching, Customer Service, Facebook, Child Development, Public Relations, Advertising, Marketing Strategy, Social Media Marketing, Newsletters, Marketing, Fundraising, Leadership Development, Interviews, Childcare, Marketing Communications, Time Management, Copywriting, Staff Development, Community Outreach, Small Business, Training, Entrepreneurship, Management, Editing, Press Releases, Online Advertising, Volunteer Management, Online Marketing, Leadership, Toddlers, Email Marketing, Nonprofits, Research, Creative Writing, Nannies, Media Relations, Team Building
Education
College of the Holy Cross 1974 — 1978
BA Economics/History
BEACON HILL NANNIES, Inc. January 1988 - April 2013
Kidder, Peabody & Co. 1981 - 1988
Smith, Barney & Co. September 1978 - September 1981
Skills
Public Speaking, Social Media, Non-profits, Event Planning, Teaching, Social Networking, Recruiting, Event Management, Temporary Placement, Blogging, Coaching, Customer Service, Facebook, Child Development, Public Relations, Advertising, Marketing Strategy, Social Media Marketing, Newsletters, Marketing, Fundraising, Leadership Development, Interviews, Childcare, Marketing Communications, Time Management, Copywriting, Staff Development, Community Outreach, Small Business, Training, Entrepreneurship, Management, Editing, Press Releases, Online Advertising, Volunteer Management, Online Marketing, Leadership, Toddlers, Email Marketing, Nonprofits, Research, Creative Writing, Nannies, Media Relations, Team Building
Education
College of the Holy Cross 1974 — 1978
BA Economics/History
Peter F Bougdanos's Kidder, Peabody & Co. Experience June 1984 - January 1992
Job Entrepreneur in Residence @ TipCup Oy
Industry International Affairs
Experience
TipCup Oy January 2010 - Present
HAAGA-HELIA University of Applied Sciences January 2008 - December 2009
First Round Oy August 2007 - November 2009
European Parliament April 2004 - June 2007
United States Government February 1992 - March 2004
Kidder Peabody & Co. June 1984 - January 1992
Skills
Start-ups, Negotiation, Strategic Planning, Business Strategy, Customer Relations, New Business Development, Marketing Strategy, International Relations, Training, Sales, Entrepreneurship, Customer Service, Risk Management, Business Planning, Policy Analysis, Venture Capital, Government, Project Management, Corporate Finance, Marketing, Politics, Strategy, Public Speaking, Management Consulting, International Business, Business Development, Finance, Leadership, Economics, Market Research, Organizational..., Mergers & Acquisitions, Analysis
Education
Haaga Helia University of Applied Sciences 2009 — 2010
60 cr Certificate, Pedegocial Studies & Education
University of Helsinki 2005 — 2010
PhD Candidate, International Relations
European Institute for Public Affairs & Lobbying 2004 — 2005
lobbyist certificate, GeoPolitics
Fordham Gabelli School of Business 1988 — 1990
MBA, International Business Administration
Baruch College, City University of New York (CUNY) 1981 — 1984
BBA, Investments and Finance
TipCup Oy January 2010 - Present
HAAGA-HELIA University of Applied Sciences January 2008 - December 2009
First Round Oy August 2007 - November 2009
European Parliament April 2004 - June 2007
United States Government February 1992 - March 2004
Kidder Peabody & Co. June 1984 - January 1992
Skills
Start-ups, Negotiation, Strategic Planning, Business Strategy, Customer Relations, New Business Development, Marketing Strategy, International Relations, Training, Sales, Entrepreneurship, Customer Service, Risk Management, Business Planning, Policy Analysis, Venture Capital, Government, Project Management, Corporate Finance, Marketing, Politics, Strategy, Public Speaking, Management Consulting, International Business, Business Development, Finance, Leadership, Economics, Market Research, Organizational..., Mergers & Acquisitions, Analysis
Education
Haaga Helia University of Applied Sciences 2009 — 2010
60 cr Certificate, Pedegocial Studies & Education
University of Helsinki 2005 — 2010
PhD Candidate, International Relations
European Institute for Public Affairs & Lobbying 2004 — 2005
lobbyist certificate, GeoPolitics
Fordham Gabelli School of Business 1988 — 1990
MBA, International Business Administration
Baruch College, City University of New York (CUNY) 1981 — 1984
BBA, Investments and Finance
Jeffrey (V.) Peterson Jeffrey (V.) Peterson's Kidder, Peabody & Co. Experience January 1992 - January 2001
Job Chairman, President & CEO at Peterson Realty Group, Inc.
Industry Real Estate
Experience
Peterson Realty Group, Inc. January 2005 - Present
Standard Pacific Corp. May 2000 - May 2009
Standard Pacific Corp March 2008 - December 2008
Trust Company of the West 1992 - 2005
Overseas Work Experience January 1966 - January 2004
Kidder, Peabody & Co. January 1992 - January 2001
Education
Stanford University Graduate School of Business
MBA
University of Southern California
BS, Finance
Peterson Realty Group, Inc. January 2005 - Present
Standard Pacific Corp. May 2000 - May 2009
Standard Pacific Corp March 2008 - December 2008
Trust Company of the West 1992 - 2005
Overseas Work Experience January 1966 - January 2004
Kidder, Peabody & Co. January 1992 - January 2001
Education
Stanford University Graduate School of Business
MBA
University of Southern California
BS, Finance
Charlotte A. Lee's Kidder, Peabody & Co. Experience 1980 - 1987
Job Senior Vice President, Executive Coach and Senior Consultant at Lee Hecht Harrison
Industry Financial Services
Experience
Lee Hecht Harrison August 2011 - Present
DBM April 2007 - August 2011
Lee and Associates January 1998 - March 2007
Credit Lyonnais Securities January 1996 - January 1998
SH&E 1993 - January 1996
Alex. Brown & Sons 1988 - 1992
Kidder, Peabody & Co. 1980 - 1987
Skills
Leadership Development, Organizational..., Management Consulting, Career Management, Published Author, Strategic Planning, Communication Skills, Cultural Diversity, Diversity & Inclusion, Performance Improvement, Management, Mergers & Acquisitions, Coaching, Strategy, Career Counseling, Human Resources, Executive Coaching, Executive Management, Marketing, Program Management, Leadership, Nonprofits, Employee Relations, Employee Training, Public Speaking, Training Delivery, Recruiting, Time Management, Corporate Finance, Talent Acquisition, Mentoring, Investments, Outplacement, Financial Services, Talent Management, Resume Writing, Training, Change Management, Organizational Design, Consulting
Education
New York University 1976 — 1980
B.A., Political Science, Pre-Law
Lee Hecht Harrison August 2011 - Present
DBM April 2007 - August 2011
Lee and Associates January 1998 - March 2007
Credit Lyonnais Securities January 1996 - January 1998
SH&E 1993 - January 1996
Alex. Brown & Sons 1988 - 1992
Kidder, Peabody & Co. 1980 - 1987
Skills
Leadership Development, Organizational..., Management Consulting, Career Management, Published Author, Strategic Planning, Communication Skills, Cultural Diversity, Diversity & Inclusion, Performance Improvement, Management, Mergers & Acquisitions, Coaching, Strategy, Career Counseling, Human Resources, Executive Coaching, Executive Management, Marketing, Program Management, Leadership, Nonprofits, Employee Relations, Employee Training, Public Speaking, Training Delivery, Recruiting, Time Management, Corporate Finance, Talent Acquisition, Mentoring, Investments, Outplacement, Financial Services, Talent Management, Resume Writing, Training, Change Management, Organizational Design, Consulting
Education
New York University 1976 — 1980
B.A., Political Science, Pre-Law
Oliver Abel IV Oliver Abel IV's Kidder, Peabody & Co. Experience 1982 - 1991
Job Principal and Founder at RetirementIOU.com
Industry Financial Services
Experience
Retirement IOU.com May 2014 - Present
HappinessIOU.com December 2013 - Present
EnTrusted.in July 2010 - January 2014
Oliver's Chocolates 1999 - 2012
Manhattan College School of Business January 2008 - January 2011
JP Morgan and Co. 1994 - 1999
Merrill Lynch and Co. 1991 - 1994
Kidder, Peabody & Co. 1982 - 1991
Philadelphia National Corporation 1980 - 1982
McDonnell Douglas Corporation 1976 - 1978
Skills
Teaching, Start-ups, Small Business, Higher Education, Financial Advisory, Entrepreneurship, Financial Modeling, Corporate Finance, Finance, Asset Allocation, Marketing, Nonprofits, Product Development, Investments, Retirement Planning, Management, Social Media, Strategic Planning, Wealth Management, Equities, Leadership, Strategy
Education
University of Pennsylvania - The Wharton School 1978 — 1980
MBA, Finance
Vanderbilt University 1972 — 1976
BA, Physics
Retirement IOU.com May 2014 - Present
HappinessIOU.com December 2013 - Present
EnTrusted.in July 2010 - January 2014
Oliver's Chocolates 1999 - 2012
Manhattan College School of Business January 2008 - January 2011
JP Morgan and Co. 1994 - 1999
Merrill Lynch and Co. 1991 - 1994
Kidder, Peabody & Co. 1982 - 1991
Philadelphia National Corporation 1980 - 1982
McDonnell Douglas Corporation 1976 - 1978
Skills
Teaching, Start-ups, Small Business, Higher Education, Financial Advisory, Entrepreneurship, Financial Modeling, Corporate Finance, Finance, Asset Allocation, Marketing, Nonprofits, Product Development, Investments, Retirement Planning, Management, Social Media, Strategic Planning, Wealth Management, Equities, Leadership, Strategy
Education
University of Pennsylvania - The Wharton School 1978 — 1980
MBA, Finance
Vanderbilt University 1972 — 1976
BA, Physics
Donald Munro Donald Munro's Kidder, Peabody & Co. Experience September 1984 - December 1990
Job Global Wine Company
Industry Wine and Spirits
Experience
Global Wine Company August 2003 - Present
Eagle & Dominion March 2000 - June 2003
Banc of America Securities 1998 - 2000
Montgomery Securities January 1991 - March 1998
Kidder Peabody & Co September 1984 - December 1990
Skills
Entrepreneurship, Wine, Wine Tasting, Business Development, Start-ups, Management, Marketing, Investments, Marketing Strategy, Winemaking, Venture Capital, SEO, Wineries, Online Advertising, E-commerce, Food
Education
University of North Carolina at Chapel Hill 1978 — 1982
Bs
Marlborough College, England 1972 — 1977
Global Wine Company August 2003 - Present
Eagle & Dominion March 2000 - June 2003
Banc of America Securities 1998 - 2000
Montgomery Securities January 1991 - March 1998
Kidder Peabody & Co September 1984 - December 1990
Skills
Entrepreneurship, Wine, Wine Tasting, Business Development, Start-ups, Management, Marketing, Investments, Marketing Strategy, Winemaking, Venture Capital, SEO, Wineries, Online Advertising, E-commerce, Food
Education
University of North Carolina at Chapel Hill 1978 — 1982
Bs
Marlborough College, England 1972 — 1977
Chuck Battey Chuck Battey's Kidder, Peabody & Co. Experience 1981 - 1983
Job business development at SCD Probiotics, LLC
Industry Executive Office
Experience
SCD Probiotics, LLC May 2014 - Present
Bank of America Merrill Lynch 2010 - 2013
Premier Retail Networks 2006 - 2007
InStadium 2005 - 2007
National Cinema Network 1998 - 2004
Sprint PCS 1994 - 1997
Opportunity International 1989 - 1991
General Mills, Inc. 1984 - 1989
Kidder Peabody & Co. 1981 - 1983
Education
Stanford University Graduate School of Business 1983 — 1985
MBA
Dartmouth College 1977 — 1981
BA, Economics
Shawnee Mission East
SCD Probiotics, LLC May 2014 - Present
Bank of America Merrill Lynch 2010 - 2013
Premier Retail Networks 2006 - 2007
InStadium 2005 - 2007
National Cinema Network 1998 - 2004
Sprint PCS 1994 - 1997
Opportunity International 1989 - 1991
General Mills, Inc. 1984 - 1989
Kidder Peabody & Co. 1981 - 1983
Education
Stanford University Graduate School of Business 1983 — 1985
MBA
Dartmouth College 1977 — 1981
BA, Economics
Shawnee Mission East
Monte Sahba Monte Sahba's Kidder, Peabody & Co. Experience 1983 - June 1986
Job Managing Director Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC June 1986 - Present
Kidder, Peabody & Co. 1983 - June 1986
Skills
Investments, Finance, Asset Allocation, Investment Strategies, Alternative Investments, Retirement Planning, Securities, Management, Mutual Funds
Education
The University of Connecticut 1978 — 1982
Bachelor's degree, Economics
Wells Fargo Advisors, LLC June 1986 - Present
Kidder, Peabody & Co. 1983 - June 1986
Skills
Investments, Finance, Asset Allocation, Investment Strategies, Alternative Investments, Retirement Planning, Securities, Management, Mutual Funds
Education
The University of Connecticut 1978 — 1982
Bachelor's degree, Economics
Rich Duggan Rich Duggan's Kidder, Peabody & Co. Experience 1985 - 1991
Job Sr. Fixed Income Trader at USAA
Industry Financial Services
Experience
USAA April 2013 - Present
Progressive Payment Solutions Inc. December 2012 - March 2013
Granite Springs Asset Management, LLC June 2010 - June 2012
Selective Ins Co. May 2005 - May 2010
Samuel Ramirez & Co. 2003 - 2005
Frank Russell & Co NY NY 2001 - 2003
Goldman Sachs & Co. NY NY 1991 - 2000
Kidder Peabody & Co. 1985 - 1991
New York City Department of Environmental Protection 1980 - 1985
Canteen Corporation of America - Yankee Stadium 1972 - 1985
Skills
Fixed Income, Portfolio Management, Investments, Securities, Bonds, Municipal, Asset Management, Asset Managment, CRM, Mutual Funds, Alternative Investments, Asset Allocation, Banking, Bloomberg, Equities, Financial Markets, Financial Services, Investment Banking, Investment Management, Municipalities, Pensions, Series 63, Series 7, Structured Products
Education
Manhattan College 1981 — 1985
MBA, Management
Manhattan College 1976 — 1980
BCE, Civil Engineering
USAA April 2013 - Present
Progressive Payment Solutions Inc. December 2012 - March 2013
Granite Springs Asset Management, LLC June 2010 - June 2012
Selective Ins Co. May 2005 - May 2010
Samuel Ramirez & Co. 2003 - 2005
Frank Russell & Co NY NY 2001 - 2003
Goldman Sachs & Co. NY NY 1991 - 2000
Kidder Peabody & Co. 1985 - 1991
New York City Department of Environmental Protection 1980 - 1985
Canteen Corporation of America - Yankee Stadium 1972 - 1985
Skills
Fixed Income, Portfolio Management, Investments, Securities, Bonds, Municipal, Asset Management, Asset Managment, CRM, Mutual Funds, Alternative Investments, Asset Allocation, Banking, Bloomberg, Equities, Financial Markets, Financial Services, Investment Banking, Investment Management, Municipalities, Pensions, Series 63, Series 7, Structured Products
Education
Manhattan College 1981 — 1985
MBA, Management
Manhattan College 1976 — 1980
BCE, Civil Engineering
Andrew Szabo's Kidder, Peabody & Co. Experience May 1985 - December 1994
Job CEO at Gustavo Cadile
Industry Financial Services
Experience
Greenwich Financial Management Inc. March 2003 - Present
Gustavo Cadile August 2014 - Present
NewOak Capital 2012 - 2013
Double Agent Inc. 1998 - 2001
UBS Securities January 1995 - March 1998
Kidder, Peabody & Co. May 1985 - December 1994
Lehman Brothers August 1984 - May 1985
Curtis, Mallet-Prevost, Colt & Mosle LLP June 1983 - August 1983
Arter Hadden & Hemmendinger June 1982 - August 1982
Skills
Equities, Risk Management, Fixed Income, ABS, CDO, Portfolio Management, Hedge Funds, Investments, Alternative Investments, Bonds, Securities, Sales Management, Venture Capital, Marketing Plan Creation, Capital Raising, Derivatives, Emerging Markets, MBS, Valuation, Private Placements, Fundraising, Financial Modeling, Corporate Finance, Private Equity, Insurance, Trading, High Yield, Entrepreneurship, Investment Banking, Due Diligence, Mergers & Acquisitions, Credit Derivatives, Asset Management, Capital Markets, Loans, Business Writing, Private Placement..., Leveraged Finance, Restructuring, Financial Structuring, Financial Markets, Strategy, Financial Risk, Securitization, Structured Finance, Structured Products
Education
Yale Law School 1981 — 1984
JD, Law
Harvard University 1976 — 1979
MA
Binghamton University 1972 — 1976
BA, Sociology and Math
Greenwich Financial Management Inc. March 2003 - Present
Gustavo Cadile August 2014 - Present
NewOak Capital 2012 - 2013
Double Agent Inc. 1998 - 2001
UBS Securities January 1995 - March 1998
Kidder, Peabody & Co. May 1985 - December 1994
Lehman Brothers August 1984 - May 1985
Curtis, Mallet-Prevost, Colt & Mosle LLP June 1983 - August 1983
Arter Hadden & Hemmendinger June 1982 - August 1982
Skills
Equities, Risk Management, Fixed Income, ABS, CDO, Portfolio Management, Hedge Funds, Investments, Alternative Investments, Bonds, Securities, Sales Management, Venture Capital, Marketing Plan Creation, Capital Raising, Derivatives, Emerging Markets, MBS, Valuation, Private Placements, Fundraising, Financial Modeling, Corporate Finance, Private Equity, Insurance, Trading, High Yield, Entrepreneurship, Investment Banking, Due Diligence, Mergers & Acquisitions, Credit Derivatives, Asset Management, Capital Markets, Loans, Business Writing, Private Placement..., Leveraged Finance, Restructuring, Financial Structuring, Financial Markets, Strategy, Financial Risk, Securitization, Structured Finance, Structured Products
Education
Yale Law School 1981 — 1984
JD, Law
Harvard University 1976 — 1979
MA
Binghamton University 1972 — 1976
BA, Sociology and Math
Gina Cocking Gina Cocking's Kidder, Peabody & Co. Experience June 1992 - June 1994
Job Managing Director at Colonnade Advisors LLC
Industry Financial Services
Experience
Colonnade Advisors LLC May 2014 - Present
Discover Financial Services May 2011 - April 2014
Healthcare Laundry Systems LLC July 2009 - May 2011
Cobalt Finance LLC July 2003 - June 2009
Colonnade Advisors LLC June 1999 - June 2003
JP Morgan 1997 - 1999
JP Morgan June 1996 - June 1997
Madison Dearborn Partners June 1994 - July 1995
Kidder, Peabody & Co. June 1992 - June 1994
Skills
Valuation, Financial Modeling, Corporate Finance, Private Equity, Mergers, Mergers & Acquisitions, Investment Banking, Strategic Financial..., Financial Services, Business Strategy, Due Diligence, Corporate Development, Risk Management, Financial Analysis, Portfolio Management, Capital Markets, Investments
Education
The University of Chicago - Booth School of Business 1995 — 1997
Master of Business Administration (MBA)
The University of Chicago 1988 — 1992
AB, Economics
Colonnade Advisors LLC May 2014 - Present
Discover Financial Services May 2011 - April 2014
Healthcare Laundry Systems LLC July 2009 - May 2011
Cobalt Finance LLC July 2003 - June 2009
Colonnade Advisors LLC June 1999 - June 2003
JP Morgan 1997 - 1999
JP Morgan June 1996 - June 1997
Madison Dearborn Partners June 1994 - July 1995
Kidder, Peabody & Co. June 1992 - June 1994
Skills
Valuation, Financial Modeling, Corporate Finance, Private Equity, Mergers, Mergers & Acquisitions, Investment Banking, Strategic Financial..., Financial Services, Business Strategy, Due Diligence, Corporate Development, Risk Management, Financial Analysis, Portfolio Management, Capital Markets, Investments
Education
The University of Chicago - Booth School of Business 1995 — 1997
Master of Business Administration (MBA)
The University of Chicago 1988 — 1992
AB, Economics
Howard Sparkman, AIF Howard Sparkman, AIF's Kidder, Peabody & Co. Experience November 1983 - November 1994
Job Managing Director at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Wealth Management December 2011 - Present
Morgan Keegan & Co. November 1994 - December 2011
Kidder Peabody & Co November 1983 - November 1994
Skills
Due Diligence, Valuation, Energy, Asset Management, Asset Allocation, Portfolio Management, Investment Strategies, Financial Modeling, Hedge Funds, Finance, Real Estate, AIF Designated, Wood Badge Trained,..., Upstream
Education
The University of Texas at Austin 1980 — 1983
Bachelor of Science (B.S.), Economics
New Mexico Military Institute 1977 — 1980
High School, Discipline
Highland Park High School 1976 — 1977
High School, Mischief
Wunderlich Wealth Management December 2011 - Present
Morgan Keegan & Co. November 1994 - December 2011
Kidder Peabody & Co November 1983 - November 1994
Skills
Due Diligence, Valuation, Energy, Asset Management, Asset Allocation, Portfolio Management, Investment Strategies, Financial Modeling, Hedge Funds, Finance, Real Estate, AIF Designated, Wood Badge Trained,..., Upstream
Education
The University of Texas at Austin 1980 — 1983
Bachelor of Science (B.S.), Economics
New Mexico Military Institute 1977 — 1980
High School, Discipline
Highland Park High School 1976 — 1977
High School, Mischief
Gregory Crowley Gregory Crowley's Kidder, Peabody & Co. Experience September 1991 - January 1993
Job Energy and Capital Markets Professional
Industry Capital Markets
Experience
Opportune LLP February 2013 - Present
Credit Agricole CIB April 2008 - February 2013
RBS Greenwich Capital October 2005 - April 2008
JPMorgan Chase December 1994 - September 2005
Western Gas Resources January 1993 - December 1994
Kidder Peabody & Co September 1991 - January 1993
Shell Oil Company August 1988 - September 1991
Skills
Commodity Trading, Structured Finance, Energy Trading, Commodity Risk..., Derivatives, Options, Trading, Capital Markets, Natural Gas, Commodity, Risk, Energy, Origination, Hedging, Structured Products, Trading Systems, Swaps, Financial Risk, Commodity Markets, Valuation, Mergers & Acquisitions, Strategy, Fixed Income, Portfolio Management, Banking, Finance, Financial Structuring, Market Risk, Investments, Equities, Investment Banking, FX Options, Financial Markets, Proprietary Trading, Project Finance, Hedge Funds, Interest Rate..., Energy Markets, Emerging Markets, Financial Modeling, Bloomberg, Credit Derivatives, Risk Management, Management, Financial Analysis, Due Diligence
Education
University of Colorado Boulder - Leeds School of Business 1987 — 1989
MBA, Finance
University of Wisconsin - Madison 1982 — 1986
BSIE, Industrial Engineering
Opportune LLP February 2013 - Present
Credit Agricole CIB April 2008 - February 2013
RBS Greenwich Capital October 2005 - April 2008
JPMorgan Chase December 1994 - September 2005
Western Gas Resources January 1993 - December 1994
Kidder Peabody & Co September 1991 - January 1993
Shell Oil Company August 1988 - September 1991
Skills
Commodity Trading, Structured Finance, Energy Trading, Commodity Risk..., Derivatives, Options, Trading, Capital Markets, Natural Gas, Commodity, Risk, Energy, Origination, Hedging, Structured Products, Trading Systems, Swaps, Financial Risk, Commodity Markets, Valuation, Mergers & Acquisitions, Strategy, Fixed Income, Portfolio Management, Banking, Finance, Financial Structuring, Market Risk, Investments, Equities, Investment Banking, FX Options, Financial Markets, Proprietary Trading, Project Finance, Hedge Funds, Interest Rate..., Energy Markets, Emerging Markets, Financial Modeling, Bloomberg, Credit Derivatives, Risk Management, Management, Financial Analysis, Due Diligence
Education
University of Colorado Boulder - Leeds School of Business 1987 — 1989
MBA, Finance
University of Wisconsin - Madison 1982 — 1986
BSIE, Industrial Engineering
Ron Doucette Ron Doucette's Kidder, Peabody & Co. Experience 1986 - 1995
Job Vice PresidentWealth Management, UBS Financial Services, Inc.
Industry Investment Management
Experience
UBS Financial Services Inc. September 1986 - Present
Sunkist2 Travel Escapes 1985 - Present
PaineWebber 1995 - 2003
Kidder, Peabody & Co. 1986 - 1995
Moseley, Hallgarten, Estabrook & Weeden 1980 - 1985
Education
IMC Investment Management Consultant Program 1999 — 2000
Certificate, Investment Management Consultant
Central Connecticut State University 1973 — 1977
Bachelor of Science, Finance/Marketing
School of Preferred Portfolio Management
Certificate-PMP designation, Portfolio Managements
Suffolk University Law School
Trusts & Estates, Taxation
UBS Financial Services Inc. September 1986 - Present
Sunkist2 Travel Escapes 1985 - Present
PaineWebber 1995 - 2003
Kidder, Peabody & Co. 1986 - 1995
Moseley, Hallgarten, Estabrook & Weeden 1980 - 1985
Education
IMC Investment Management Consultant Program 1999 — 2000
Certificate, Investment Management Consultant
Central Connecticut State University 1973 — 1977
Bachelor of Science, Finance/Marketing
School of Preferred Portfolio Management
Certificate-PMP designation, Portfolio Managements
Suffolk University Law School
Trusts & Estates, Taxation
Sam Tinaglia Sam Tinaglia's Kidder, Peabody & Co. Experience May 1988 - December 1994
Job Partner at William Blair
Industry Investment Banking
Experience
William Blair & Company April 1999 - Present
Kidder, Peabody & Co. May 1988 - December 1994
Education
University of California, Los Angeles - The Anderson School of Management 1990 — 1992
MBA
The University of Chicago 1984 — 1988
AB
Lane Tech 1980 — 1984
HS
William Blair & Company April 1999 - Present
Kidder, Peabody & Co. May 1988 - December 1994
Education
University of California, Los Angeles - The Anderson School of Management 1990 — 1992
MBA
The University of Chicago 1984 — 1988
AB
Lane Tech 1980 — 1984
HS
Lucia Steinhilber Lucia Steinhilber's Kidder, Peabody & Co. Experience August 1983 - July 1990
Job SVP Operations & CFO at TalentSky, Inc.
Industry Internet
Experience
TalentSky, Inc. January 2010 - Present
Heidrick & Struggles March 1999 - January 2009
Kidsoft October 1993 - June 1996
Kidder, Peabody & Co. August 1983 - July 1990
Skills
Mergers, Executive Management
Education
Columbia University - Columbia Business School 1981 — 1983
Master of Business Administration (MBA), Finance & Accounting
Duke University 1973 — 1977
Bachelor of Arts (BA), Economics & History
TalentSky, Inc. January 2010 - Present
Heidrick & Struggles March 1999 - January 2009
Kidsoft October 1993 - June 1996
Kidder, Peabody & Co. August 1983 - July 1990
Skills
Mergers, Executive Management
Education
Columbia University - Columbia Business School 1981 — 1983
Master of Business Administration (MBA), Finance & Accounting
Duke University 1973 — 1977
Bachelor of Arts (BA), Economics & History
Julie McCarthy Julie McCarthy's Kidder, Peabody & Co. Experience January 1992 - January 1994
Job Business Manager Edina Swim Club
Industry Sports
Experience
Edina Swim Club January 2012 - Present
McCarthy Rentals January 2000 - Present
Hot-Shot Products Co., Inc. January 1994 - September 2002
Kidder Peabody & Co. January 1992 - January 1994
Freemen Wellwood January 1991 - January 1992
Skills
Trade Shows, Sales
Education
Hartwick College 1987 — 1991
BA, Psychology
Breck School 1984 — 1987
Edina Swim Club January 2012 - Present
McCarthy Rentals January 2000 - Present
Hot-Shot Products Co., Inc. January 1994 - September 2002
Kidder Peabody & Co. January 1992 - January 1994
Freemen Wellwood January 1991 - January 1992
Skills
Trade Shows, Sales
Education
Hartwick College 1987 — 1991
BA, Psychology
Breck School 1984 — 1987
Bahar Gidwani Bahar Gidwani's Kidder, Peabody & Co. Experience September 1983 - February 1990
Job
Industry Information Technology and Services
Experience
CSRHUB LLC February 2007 - Present
Canadian Technology Accelerattor (CTA) of New York August 2015 - Present
Angel groups January 2007 - Present
Private Communications January 2010 - Present
Sonibyte Podcasting VoiceOver Services, Inc. January 2007 - September 2012
LTU Technologies April 2009 - August 2011
Aidspan June 2002 - July 2008
Index Stock Imagery, Inc. November 1991 - October 2006
Kidder, Peabody & Co. September 1983 - February 1990
McKinsey & Co. September 1981 - August 1983
Skills
Management, Technology, Finance, Strategic Planning, Marketing, Internet Entrepreneur, Angel Investing, Venture Capital, Lean Startup, International Sales, Rapid Growth, Board of Director..., Collaborative Problem..., Organizational..., Business Modeling, Business Valuation, Equity Research, Sustainability, Big Data, Database Design, Business Development, Management Consulting, Board of Directors, Start-ups, Corporate Social..., Business Strategy, Strategic Partnerships, International Business, Entrepreneurship, Competitive Analysis, Mergers & Acquisitions, Leadership, Mobile Devices, Corporate Development, SEO, Strategy, E-commerce, Executive Management, Social Entrepreneurship, Analytics, Consulting, Marketing Strategy
Education
Harvard Business School 1979 — 1981
MBA
Amherst College 1972 — 1976
Bachelor’s Degree
Chartered Financial Analyst 1983 — 1986
CFA
CSRHUB LLC February 2007 - Present
Canadian Technology Accelerattor (CTA) of New York August 2015 - Present
Angel groups January 2007 - Present
Private Communications January 2010 - Present
Sonibyte Podcasting VoiceOver Services, Inc. January 2007 - September 2012
LTU Technologies April 2009 - August 2011
Aidspan June 2002 - July 2008
Index Stock Imagery, Inc. November 1991 - October 2006
Kidder, Peabody & Co. September 1983 - February 1990
McKinsey & Co. September 1981 - August 1983
Skills
Management, Technology, Finance, Strategic Planning, Marketing, Internet Entrepreneur, Angel Investing, Venture Capital, Lean Startup, International Sales, Rapid Growth, Board of Director..., Collaborative Problem..., Organizational..., Business Modeling, Business Valuation, Equity Research, Sustainability, Big Data, Database Design, Business Development, Management Consulting, Board of Directors, Start-ups, Corporate Social..., Business Strategy, Strategic Partnerships, International Business, Entrepreneurship, Competitive Analysis, Mergers & Acquisitions, Leadership, Mobile Devices, Corporate Development, SEO, Strategy, E-commerce, Executive Management, Social Entrepreneurship, Analytics, Consulting, Marketing Strategy
Education
Harvard Business School 1979 — 1981
MBA
Amherst College 1972 — 1976
Bachelor’s Degree
Chartered Financial Analyst 1983 — 1986
CFA
Ron Stinebaugh Ron Stinebaugh's Kidder, Peabody & Co. Experience June 1988 - June 1990
Job
Industry Oil & Energy
Experience
Targa Resources Corp January 2015 - Present
Sajet Resources LLC July 2014 - January 2015
Syntroleum Corporation February 2003 - June 2014
ABN AMRO October 2000 - March 2002
Prudential Securities February 1997 - October 2000
Trivest, Inc. March 1995 - October 1996
NationsBanc Capital Markets June 1994 - February 1995
Coopers & Lybrand July 1992 - April 1994
Kidder, Peabody & Co. June 1988 - June 1990
E. F. Hutton & Co. June 1987 - December 1987
Skills
Biofuels, Alternative Energy, Mergers, Project Finance, Investment Banking, Energy, Oil, Renewable Energy, Corporate Finance, Financial Modeling, Valuation, Due Diligence, Investor Relations, New Business Development, Corporate Development, Private Equity, Strategy, Mergers & Acquisitions, Structured Finance, Financial Structuring, Joint Ventures, Business Planning, IPO, Restructuring, Finance, Business Development, Capital Markets, Petroleum, Management, Financial Analysis, Strategic Planning
Education
Harvard Business School 1990 — 1992
MBA
Rice University 1983 — 1987
BA
Kent School 1981 — 1983
Strake Jesuit 1978 — 1981
Targa Resources Corp January 2015 - Present
Sajet Resources LLC July 2014 - January 2015
Syntroleum Corporation February 2003 - June 2014
ABN AMRO October 2000 - March 2002
Prudential Securities February 1997 - October 2000
Trivest, Inc. March 1995 - October 1996
NationsBanc Capital Markets June 1994 - February 1995
Coopers & Lybrand July 1992 - April 1994
Kidder, Peabody & Co. June 1988 - June 1990
E. F. Hutton & Co. June 1987 - December 1987
Skills
Biofuels, Alternative Energy, Mergers, Project Finance, Investment Banking, Energy, Oil, Renewable Energy, Corporate Finance, Financial Modeling, Valuation, Due Diligence, Investor Relations, New Business Development, Corporate Development, Private Equity, Strategy, Mergers & Acquisitions, Structured Finance, Financial Structuring, Joint Ventures, Business Planning, IPO, Restructuring, Finance, Business Development, Capital Markets, Petroleum, Management, Financial Analysis, Strategic Planning
Education
Harvard Business School 1990 — 1992
MBA
Rice University 1983 — 1987
BA
Kent School 1981 — 1983
Strake Jesuit 1978 — 1981
Brock Loen Brock Loen's Kidder, Peabody & Co. Experience July 1990 - December 1994
Job Branch Manager | Portfolio Manager | Investments | D.A. Davidson & Co. |”The Strength of Advice”
Industry Financial Services
Experience
D.A. Davidson & Co. June 2009 - Present
Ragen MacKenzie - A Division of Wells Fargo Investments, LLC December 1994 - June 2009
Kidder, Peabody & Co. July 1990 - December 1994
Skills
Portfolio Management, Investment Management, Estate Planning, Stocks, Bonds, Mutual Funds, Customized Account..., Retirement Planning, Financial Advisory, Financial Planning, Wealth Planning
Education
University of Washington, Michael G. Foster School of Business 1988 — 1990
Master of Business Administration (MBA), Finance
Oregon State University 1980 — 1984
Bachelor of Science (B.S.), Business
D.A. Davidson & Co. June 2009 - Present
Ragen MacKenzie - A Division of Wells Fargo Investments, LLC December 1994 - June 2009
Kidder, Peabody & Co. July 1990 - December 1994
Skills
Portfolio Management, Investment Management, Estate Planning, Stocks, Bonds, Mutual Funds, Customized Account..., Retirement Planning, Financial Advisory, Financial Planning, Wealth Planning
Education
University of Washington, Michael G. Foster School of Business 1988 — 1990
Master of Business Administration (MBA), Finance
Oregon State University 1980 — 1984
Bachelor of Science (B.S.), Business
Fred Falcones's Kidder, Peabody & Co. Experience 1989 - 1992
Job Senior Principal Consultant SME & Business Analyst PM
Industry Financial Services
Experience
BFSI Financial Services 2012 - 2015
Infosys Consulting - UBS Wealth Management BPO 2011 - 2012
CSC Consulting - Morgan Stanley Wealth Management 2009 - 2010
ICS International Consulting BPO 2003 - 2009
Wachovia Securities 2001 - 2002
Research Systems Inc. 1999 - 2001
Cedel 1992 - 1998
Kidder Peabody & Co. 1989 - 1992
Goldman Sachs 1987 - 1989
Skills
Quality Assurance, Credit Risk, Applicant Tracking..., Stakeholder Management, Human Resources, Financial Services, Vendor Management, Capital Markets, Portfolio Management, Trading, Securities, Relationship Management, Management, Wealth Management, Business Analysis, Finance, Risk Management, Business Process..., Integration, Process Improvement, Change Management, Requirements Gathering, Management Consulting, Financial Risk, Requirements Analysis, Talent Acquisition, Performance Management, Business Transformation, Consulting, Governance, User Acceptance Testing, Talent Management, Business Process, Fixed Income, Back Office, Project Management, Recruiting, Outsourcing, Settlement, Asset Managment, Business Requirements, Resource Management, Equities, Onboarding, Financial Markets, Employee Engagement, Sourcing, Business Process..., SDLC, Analysis
Education
Saint Joseph's College
Bachelor of Science, Organizational Management
BFSI Financial Services 2012 - 2015
Infosys Consulting - UBS Wealth Management BPO 2011 - 2012
CSC Consulting - Morgan Stanley Wealth Management 2009 - 2010
ICS International Consulting BPO 2003 - 2009
Wachovia Securities 2001 - 2002
Research Systems Inc. 1999 - 2001
Cedel 1992 - 1998
Kidder Peabody & Co. 1989 - 1992
Goldman Sachs 1987 - 1989
Skills
Quality Assurance, Credit Risk, Applicant Tracking..., Stakeholder Management, Human Resources, Financial Services, Vendor Management, Capital Markets, Portfolio Management, Trading, Securities, Relationship Management, Management, Wealth Management, Business Analysis, Finance, Risk Management, Business Process..., Integration, Process Improvement, Change Management, Requirements Gathering, Management Consulting, Financial Risk, Requirements Analysis, Talent Acquisition, Performance Management, Business Transformation, Consulting, Governance, User Acceptance Testing, Talent Management, Business Process, Fixed Income, Back Office, Project Management, Recruiting, Outsourcing, Settlement, Asset Managment, Business Requirements, Resource Management, Equities, Onboarding, Financial Markets, Employee Engagement, Sourcing, Business Process..., SDLC, Analysis
Education
Saint Joseph's College
Bachelor of Science, Organizational Management
Syed Razvi's Kidder, Peabody & Co. Experience 1989 - 1993
Job Global Leader Business and Technology
Industry Financial Services
Experience
Franklin Templeton Investments March 2015 - Present
Vantiv June 2014 - March 2015
USA Group Consulting April 2010 - May 2014
Credit Suisse June 2008 - January 2010
Stanford Group Company 2004 - May 2008
ChoicePoint 2002 - 2004
Barclays Capital 2001 - 2002
CellStar Corporation 2000 - 2001
Citigroup 1993 - 1999
Kidder Peabody & Co 1989 - 1993
Skills
Global Strategy, IT Strategy, International Project..., IT Management, Program Development, Project Portfolio..., Software Design, Software Development, Software Quality..., System Deployment, Integration, Outsourcing, Insourcing, Process Engineering, Process Improvement, Investment Banking, Global Management, Change Programmes, Change Management, Due Diligence, Business Acquisition, Mergers, Banking, Asia Pacific, Europe, Latin America, Middle East, Americas, Mergers & Acquisitions, Governance, Management, Disaster Recovery, Software Project..., Start-ups, Data Center, Management Consulting, Cross-functional Team..., Strategic Partnerships, Leadership, Project Management, Strategy, Business Intelligence, ITIL, Business Development
Education
UMIST 1986 — 1988
MSc. Computation, Computer Science
University of Greenwich 1982 — 1985
BA(Hons), Policial Economy
Franklin Templeton Investments March 2015 - Present
Vantiv June 2014 - March 2015
USA Group Consulting April 2010 - May 2014
Credit Suisse June 2008 - January 2010
Stanford Group Company 2004 - May 2008
ChoicePoint 2002 - 2004
Barclays Capital 2001 - 2002
CellStar Corporation 2000 - 2001
Citigroup 1993 - 1999
Kidder Peabody & Co 1989 - 1993
Skills
Global Strategy, IT Strategy, International Project..., IT Management, Program Development, Project Portfolio..., Software Design, Software Development, Software Quality..., System Deployment, Integration, Outsourcing, Insourcing, Process Engineering, Process Improvement, Investment Banking, Global Management, Change Programmes, Change Management, Due Diligence, Business Acquisition, Mergers, Banking, Asia Pacific, Europe, Latin America, Middle East, Americas, Mergers & Acquisitions, Governance, Management, Disaster Recovery, Software Project..., Start-ups, Data Center, Management Consulting, Cross-functional Team..., Strategic Partnerships, Leadership, Project Management, Strategy, Business Intelligence, ITIL, Business Development
Education
UMIST 1986 — 1988
MSc. Computation, Computer Science
University of Greenwich 1982 — 1985
BA(Hons), Policial Economy
Fayed Fayed's Kidder, Peabody & Co. Experience June 1985 - April 1989
Job Independent Investment Banking Professional
Industry Investment Banking
Experience
Private Investor January 2010 - Present
MOTU Finance May 1989 - December 2010
Kidder Peabody & Co. June 1985 - April 1989
Education
University of South Carolina - Darla Moore School of Business 1980 — 1983
MBA, International Business
Private Investor January 2010 - Present
MOTU Finance May 1989 - December 2010
Kidder Peabody & Co. June 1985 - April 1989
Education
University of South Carolina - Darla Moore School of Business 1980 — 1983
MBA, International Business
Joseph La Sala's Kidder, Peabody & Co. Experience June 1987 - May 1993
Job
Industry Investment Management
Experience
TD SECURITIES USA May 2004 - Present
UBS March 2000 - August 2002
Painewebber Inc May 1993 - March 2000
Kidder Peabody & Co June 1987 - May 1993
Education
Fordham Gabelli School of Business 1991 — 1995
MBA, Ivestment Managment
Seton Hall University 1984 — 1987
BS, Finance
TD SECURITIES USA May 2004 - Present
UBS March 2000 - August 2002
Painewebber Inc May 1993 - March 2000
Kidder Peabody & Co June 1987 - May 1993
Education
Fordham Gabelli School of Business 1991 — 1995
MBA, Ivestment Managment
Seton Hall University 1984 — 1987
BS, Finance
Robert Goddard's Kidder, Peabody & Co. Experience 1985 - 1989
Job Institutional Sales Trading at Penserra Securities, LLC.
Industry Investment Banking
Experience
Penserra Securities March 2009 - Present
Screaming Eagle Trading July 2008 - January 2009
JMP Securities 2001 - 2007
BancAmerica Securities, NationsbancMontgomery Securities, Montgomery Securities 1989 - 1999
Kidder Peabody & Co. 1985 - 1989
Skills
Equity Trading, Trading Systems, Investments, Series 63, Equities, Series 7, Alternative Investments, Trading, Fixed Income, Electronic Trading, Capital Markets
Education
University of California, Berkeley 1980 — 1984
Conservation Resource Studies, Environment, Energy, Economics
Penserra Securities March 2009 - Present
Screaming Eagle Trading July 2008 - January 2009
JMP Securities 2001 - 2007
BancAmerica Securities, NationsbancMontgomery Securities, Montgomery Securities 1989 - 1999
Kidder Peabody & Co. 1985 - 1989
Skills
Equity Trading, Trading Systems, Investments, Series 63, Equities, Series 7, Alternative Investments, Trading, Fixed Income, Electronic Trading, Capital Markets
Education
University of California, Berkeley 1980 — 1984
Conservation Resource Studies, Environment, Energy, Economics
Daniel Connolly's Kidder, Peabody & Co. Experience June 1994 - December 1994
Job Managing Director & Partner, William Blair & Company
Industry Investment Banking
Experience
William Blair & Company August 1999 - Present
Merrill Lynch & Company January 1995 - December 1997
Kidder Peabody & Co. June 1994 - December 1994
Skills
Private Equity, Investment Banking, Equities, Valuation, Venture Capital, LBO, Financial Modeling, Investments, Hedge Funds, Capital Markets, Mergers, Alternative Investments
Education
Harvard Business School 1997 — 1999
MBA, 1999
University of Notre Dame 1990 — 1994
BBA, Finance/Government
Creighton Prep 1986 — 1990
William Blair & Company August 1999 - Present
Merrill Lynch & Company January 1995 - December 1997
Kidder Peabody & Co. June 1994 - December 1994
Skills
Private Equity, Investment Banking, Equities, Valuation, Venture Capital, LBO, Financial Modeling, Investments, Hedge Funds, Capital Markets, Mergers, Alternative Investments
Education
Harvard Business School 1997 — 1999
MBA, 1999
University of Notre Dame 1990 — 1994
BBA, Finance/Government
Creighton Prep 1986 — 1990
Elisa Mailman's Kidder, Peabody & Co. Experience October 1989 - October 1994
Job Director of Research at
Industry Investment Management
Experience
New Legacy Capital, LLC September 2010 - Present
Broadreach Group July 2010 - September 2010
Tremont Capital Management March 2002 - January 2009
Launch Media September 1999 - July 2001
Financial Relations Board October 1998 - August 1999
Glickenhaus & Co. October 1994 - July 1998
Kidder, Peabody & Co. October 1989 - October 1994
Education
University of Maryland College Park 1985 — 1989
BA
Abington High School
New Legacy Capital, LLC September 2010 - Present
Broadreach Group July 2010 - September 2010
Tremont Capital Management March 2002 - January 2009
Launch Media September 1999 - July 2001
Financial Relations Board October 1998 - August 1999
Glickenhaus & Co. October 1994 - July 1998
Kidder, Peabody & Co. October 1989 - October 1994
Education
University of Maryland College Park 1985 — 1989
BA
Abington High School
Paul Carbone's Kidder, Peabody & Co. Experience September 1983 - February 1994
Job Managing Partner Private Capital at Pritzker Group
Industry Venture Capital & Private Equity
Experience
Pritzker Group February 2012 - Present
Robert W. Baird & Co. February 1994 - February 2012
Kidder Peabody & Co. September 1983 - February 1994
Skills
Private Equity, Venture Capital, Valuation, Alternative Investments, Financial Modeling, Investments, Mergers & Acquisitions, Investment Banking, Due Diligence, LBO, Corporate Finance, Equities, Hedge Funds, Corporate Development, Portfolio Management, Asset Management, Capital Markets, Restructuring, M&A experience, Fixed Income, Private Placements, Strategy, Financial Analysis, Entrepreneurship, Start-ups, Emerging Markets, Executive Management, Business Strategy, Mergers, Finance, Business Valuation
Education
Harvard Business School 1985 — 1987
MBA
The University of Chicago 1979 — 1983
AB, Economics
Pritzker Group February 2012 - Present
Robert W. Baird & Co. February 1994 - February 2012
Kidder Peabody & Co. September 1983 - February 1994
Skills
Private Equity, Venture Capital, Valuation, Alternative Investments, Financial Modeling, Investments, Mergers & Acquisitions, Investment Banking, Due Diligence, LBO, Corporate Finance, Equities, Hedge Funds, Corporate Development, Portfolio Management, Asset Management, Capital Markets, Restructuring, M&A experience, Fixed Income, Private Placements, Strategy, Financial Analysis, Entrepreneurship, Start-ups, Emerging Markets, Executive Management, Business Strategy, Mergers, Finance, Business Valuation
Education
Harvard Business School 1985 — 1987
MBA
The University of Chicago 1979 — 1983
AB, Economics
Donald F. DeMuth's Kidder, Peabody & Co. Experience April 1969 - September 1983
Job General Partner, DFW Capital Partners
Industry Investment Management
Experience
DFW Capital Partners October 1983 - Present
Kidder, Peabody & Co. April 1969 - September 1983
IBM May 1968 - March 1969
Education
Harvard Business School 1966 — 1968
MBA
Rutgers, The State University of New Jersey-New Brunswick 1961 — 1966
BA & BSEE, Electrical Engineering
DFW Capital Partners October 1983 - Present
Kidder, Peabody & Co. April 1969 - September 1983
IBM May 1968 - March 1969
Education
Harvard Business School 1966 — 1968
MBA
Rutgers, The State University of New Jersey-New Brunswick 1961 — 1966
BA & BSEE, Electrical Engineering
Jim Case's Kidder, Peabody & Co. Experience August 1992 - December 1994
Job Chief Development Officer at Dohmen Life Science Services
Industry Pharmaceuticals
Experience
Dohmen Life Science Services March 2015 - Present
Kohler Co. May 2006 - April 2014
Robert W. Baird & Co. January 2003 - January 2006
Robert W. Baird & Co. January 2000 - January 2003
Robert W. Baird & Co. January 1998 - January 2000
Robert W. Baird & Co. March 1995 - January 1998
Kidder, Peabody & Co. August 1992 - December 1994
Kidder, Peabody & Co. September 1987 - July 1990
Skills
Mergers & Acquisitions, Mergers, Divestitures, Strategy, Finance, Corporate Finance, Financial Modeling, Financial Analysis, Valuation, Due Diligence, Business Strategy, Strategic Planning, Management, Cross-functional Team..., Investment Banking, Private Equity, Competitive Analysis, Venture Capital, Equity Research, Insurance, Wealth Management, Corporate Development, Leadership, Acquisition Integration
Education
Northwestern University - Kellogg School of Management 1990 — 1992
Master of Management, concentrations in: Finance, Accounting, International Business, Organization Behavior
Le Moyne College 1983 — 1987
BS, Business Administration
Dohmen Life Science Services March 2015 - Present
Kohler Co. May 2006 - April 2014
Robert W. Baird & Co. January 2003 - January 2006
Robert W. Baird & Co. January 2000 - January 2003
Robert W. Baird & Co. January 1998 - January 2000
Robert W. Baird & Co. March 1995 - January 1998
Kidder, Peabody & Co. August 1992 - December 1994
Kidder, Peabody & Co. September 1987 - July 1990
Skills
Mergers & Acquisitions, Mergers, Divestitures, Strategy, Finance, Corporate Finance, Financial Modeling, Financial Analysis, Valuation, Due Diligence, Business Strategy, Strategic Planning, Management, Cross-functional Team..., Investment Banking, Private Equity, Competitive Analysis, Venture Capital, Equity Research, Insurance, Wealth Management, Corporate Development, Leadership, Acquisition Integration
Education
Northwestern University - Kellogg School of Management 1990 — 1992
Master of Management, concentrations in: Finance, Accounting, International Business, Organization Behavior
Le Moyne College 1983 — 1987
BS, Business Administration
Thomas Milne, CFA, CAIA's Kidder, Peabody & Co. Experience June 1987 - March 1988
Job President at Courage Capital Management
Industry Investment Management
Experience
Courage Capital Management, LLC October 2007 - Present
Tennessee Consolidated Retirement System September 1996 - October 2007
Retirement Systems of Alabama April 1988 - September 1996
Kidder Peabody & Co. June 1987 - March 1988
Skills
Hedge Funds, Investments, Alternative Investments, Asset Managment, Portfolio Management, Equities, Fixed Income, Private Equity, Asset Allocation, Investment Strategies, Investment Management, Emerging Markets, Global Bonds, Real Estate, Risk Management
Education
Auburn University at Montgomery
Master of Business Administration
Southern Methodist University
Cox School of Business; Bachelor of Business Administration
Courage Capital Management, LLC October 2007 - Present
Tennessee Consolidated Retirement System September 1996 - October 2007
Retirement Systems of Alabama April 1988 - September 1996
Kidder Peabody & Co. June 1987 - March 1988
Skills
Hedge Funds, Investments, Alternative Investments, Asset Managment, Portfolio Management, Equities, Fixed Income, Private Equity, Asset Allocation, Investment Strategies, Investment Management, Emerging Markets, Global Bonds, Real Estate, Risk Management
Education
Auburn University at Montgomery
Master of Business Administration
Southern Methodist University
Cox School of Business; Bachelor of Business Administration
Eric Rosen's Kidder, Peabody & Co. Experience 1987 - 1989
Job Managing Partner at Hudson Hill Capital
Industry Financial Services
Experience
Hudson Hill Capital 2015 - Present
MSD Capital, L.P. 2005 - 2014
Onex 1989 - 2005
Kidder, Peabody & Co. 1987 - 1989
Skills
Investments, Hedge Funds, Due Diligence, Mergers & Acquisitions, Financial Services, Private Equity, Valuation, Leadership, Management, Securities, Capital, Venture Capital, Financial Modeling, Alternative Investments, Investment Banking, Capital Markets, Corporate Finance
Education
Stanford University Graduate School of Business 1985 — 1987
MBA
The Wharton School, University of Pennsylvania 1979 — 1983
BS, Economics
Hudson Hill Capital 2015 - Present
MSD Capital, L.P. 2005 - 2014
Onex 1989 - 2005
Kidder, Peabody & Co. 1987 - 1989
Skills
Investments, Hedge Funds, Due Diligence, Mergers & Acquisitions, Financial Services, Private Equity, Valuation, Leadership, Management, Securities, Capital, Venture Capital, Financial Modeling, Alternative Investments, Investment Banking, Capital Markets, Corporate Finance
Education
Stanford University Graduate School of Business 1985 — 1987
MBA
The Wharton School, University of Pennsylvania 1979 — 1983
BS, Economics
Rip Scott's Kidder, Peabody & Co. Experience May 1975 - May 1977
Job Investment Industry Executive, Former Automobile Dealer, Fundraiser, President of Raymond P. Scott III Real Estate Trust
Industry Real Estate
Experience
Raymond P Scott lll Real Estate Trust July 2000 - Present
Conestoga Capital Advisors February 2002 - December 2005
Raymond P. Scott, Incorporated September 1981 - June 2000
Miller, Anderson and Sherrerd June 1977 - August 1981
Kidder, Peabody & Co. May 1975 - May 1977
Philadelphia National Bank June 1974 - April 1975
Skills
Strategic Planning, Portfolio Management, Fundraising, Investment Banking, Investments, Marketing Strategy, Banking, Management, Marketing, Equities, Real Estate, New Business Development, Investment Advisory, Investment Management, Sales Management, Coaching, Non-profits, Sales, Retail, Public Speaking
Education
Duke University 1970 — 1974
BA, Economics and Political Science
Raymond P Scott lll Real Estate Trust July 2000 - Present
Conestoga Capital Advisors February 2002 - December 2005
Raymond P. Scott, Incorporated September 1981 - June 2000
Miller, Anderson and Sherrerd June 1977 - August 1981
Kidder, Peabody & Co. May 1975 - May 1977
Philadelphia National Bank June 1974 - April 1975
Skills
Strategic Planning, Portfolio Management, Fundraising, Investment Banking, Investments, Marketing Strategy, Banking, Management, Marketing, Equities, Real Estate, New Business Development, Investment Advisory, Investment Management, Sales Management, Coaching, Non-profits, Sales, Retail, Public Speaking
Education
Duke University 1970 — 1974
BA, Economics and Political Science
Phil Perrone's Kidder, Peabody & Co. Experience May 1982 - July 1989
Job Exam Manager at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission October 2010 - Present
ALPS Fund Services April 2007 - September 2010
Dividend Capital Investments January 2004 - April 2007
OppenheimerFunds October 1997 - January 2004
FINRA (Formally National Association of Securities Dealers) July 1989 - October 1997
Kidder Peabody & Co. May 1982 - July 1989
Skills
Internal Audit, Securities, Mutual Funds, Internal Controls, Hedge Funds, ETFs, Investments, Risk Management, Financial Risk, Series 63, Portfolio Management, Alternative Investments, Broker-Dealer, Trading, Series 7, Due Diligence, Equities, Fixed Income, Asset Management, Auditing, Bloomberg, Series 24, AML, Financial Services, FINRA, Investment Advisory
Education
Regis University
BS, Finance
U.S. Securities and Exchange Commission October 2010 - Present
ALPS Fund Services April 2007 - September 2010
Dividend Capital Investments January 2004 - April 2007
OppenheimerFunds October 1997 - January 2004
FINRA (Formally National Association of Securities Dealers) July 1989 - October 1997
Kidder Peabody & Co. May 1982 - July 1989
Skills
Internal Audit, Securities, Mutual Funds, Internal Controls, Hedge Funds, ETFs, Investments, Risk Management, Financial Risk, Series 63, Portfolio Management, Alternative Investments, Broker-Dealer, Trading, Series 7, Due Diligence, Equities, Fixed Income, Asset Management, Auditing, Bloomberg, Series 24, AML, Financial Services, FINRA, Investment Advisory
Education
Regis University
BS, Finance
Rob Canning's Kidder, Peabody & Co. Experience December 1978 - March 1980
Job none
Industry Investment Banking
Experience
Canning, Gilbert & Co. February 2006 - Present
Abshier Webb Donnelly & Baker October 2008 - September 2009
Petrie Parkman & Co. January 1996 - February 2006
Rauscher Pierce 1990 - 1995
Lovett Mitchell Webb & Garrison May 1986 - September 1990
Allied Bancshares October 1983 - May 1986
Rotan Mosle March 1980 - October 1983
Kidder, Peabody & Co. December 1978 - March 1980
Education
Davidson College 1972 — 1976
B.S., Biology
Canning, Gilbert & Co. February 2006 - Present
Abshier Webb Donnelly & Baker October 2008 - September 2009
Petrie Parkman & Co. January 1996 - February 2006
Rauscher Pierce 1990 - 1995
Lovett Mitchell Webb & Garrison May 1986 - September 1990
Allied Bancshares October 1983 - May 1986
Rotan Mosle March 1980 - October 1983
Kidder, Peabody & Co. December 1978 - March 1980
Education
Davidson College 1972 — 1976
B.S., Biology
Walter Josiah's Kidder, Peabody & Co. Experience 1987 - 1995
Job President at PineBridge Securities LLC
Industry Investment Management
Experience
PineBridge Investments LLC 2012 - 2015
PineBridge Investments 2010 - 2012
PineBridge Securities LLC 2010 - 2012
AIG Global Investment Group 2004 - 2010
AIG Equity Sales Corp. October 2000 - 2010
AIG Global Investment Group 1998 - 2000
AIG Global Investment Group 1995 - 1998
Kidder, Peabody & Co. 1987 - 1995
Skills
Finance, Portfolio Management, Alternative Investments, Equities, Investments, Fixed Income, Private Equity, Hedge Funds, Capital Markets, Asset Allocation, Asset Management, Emerging Markets, Valuation, Investment Management, Series 7, Asset Managment, Securities, Mutual Funds, Risk Management, Financial Services, Bloomberg, Investment Strategies
Education
Fordham Gabelli School of Business 1989 — 1992
MBA, Finance
Isenberg School of Management, UMass Amherst 1978 — 1982
BBA, Economics
PineBridge Investments LLC 2012 - 2015
PineBridge Investments 2010 - 2012
PineBridge Securities LLC 2010 - 2012
AIG Global Investment Group 2004 - 2010
AIG Equity Sales Corp. October 2000 - 2010
AIG Global Investment Group 1998 - 2000
AIG Global Investment Group 1995 - 1998
Kidder, Peabody & Co. 1987 - 1995
Skills
Finance, Portfolio Management, Alternative Investments, Equities, Investments, Fixed Income, Private Equity, Hedge Funds, Capital Markets, Asset Allocation, Asset Management, Emerging Markets, Valuation, Investment Management, Series 7, Asset Managment, Securities, Mutual Funds, Risk Management, Financial Services, Bloomberg, Investment Strategies
Education
Fordham Gabelli School of Business 1989 — 1992
MBA, Finance
Isenberg School of Management, UMass Amherst 1978 — 1982
BBA, Economics
Ed Schuller's Kidder, Peabody & Co. Experience 1982 - 1987
Job Senior Vice President at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management May 2015 - Present
RBC Wealth Management November 2008 - Present
Branch Director, RBC Wealth Management 2006 - 2008
RBC Wealth Management 2005 - 2006
RBC Dain Rauscher 2001 - 2004
Sutro & Co. 1996 - 2001
Sutro & Co. 1994 - 1996
Sutro & Co. 1992 - 1994
Bateman Eichler Hill Richards 1987 - 1992
Kidder Peabody & Co. 1982 - 1987
Skills
Investments, Equities, Marketing, Management, Strategic Planning, Leadership, Budgets, Team Building, Start-ups, Customer Service, New Business Development, Marketing Strategy, Public Speaking, Series 7, Wealth Management, Portfolio Management, Mutual Funds, Series 63
Education
Cal Poly San Luis Obispo
Bachelor of Science (BS), Business Administration and Management, General
RBC Wealth Management May 2015 - Present
RBC Wealth Management November 2008 - Present
Branch Director, RBC Wealth Management 2006 - 2008
RBC Wealth Management 2005 - 2006
RBC Dain Rauscher 2001 - 2004
Sutro & Co. 1996 - 2001
Sutro & Co. 1994 - 1996
Sutro & Co. 1992 - 1994
Bateman Eichler Hill Richards 1987 - 1992
Kidder Peabody & Co. 1982 - 1987
Skills
Investments, Equities, Marketing, Management, Strategic Planning, Leadership, Budgets, Team Building, Start-ups, Customer Service, New Business Development, Marketing Strategy, Public Speaking, Series 7, Wealth Management, Portfolio Management, Mutual Funds, Series 63
Education
Cal Poly San Luis Obispo
Bachelor of Science (BS), Business Administration and Management, General
Holly Harrity's Kidder, Peabody & Co. Experience 1986 - 1989
Job Vice President of Finance at Intact Vascular
Industry Medical Devices
Experience
Eastern State Penitentiary Historic Site, Inc September 2013 - Present
Impact100 Philadelphia 2011 - Present
Intact Vascular September 2013 - March 2015
Kensey Nash Corporation March 1996 - April 2008
Janney Montgomery Scott January 1994 - February 1996
Foley Mufson Howe 1992 - 1994
Kidder, Peabody & Co. 1986 - 1989
Skills
Medical Devices, Commercialization, Regenerative Medicine, ISO 13485, Market Development, FDA, Orthopedic, Business Strategy, Cardiology, Mergers & Acquisitions, Product Launch, Interventional..., Business Development, Capital Equipment, Biomedical Engineering, Disposables, Surgical Instruments, Vascular, Start-ups, Orthopedics, Strategy, Strategic Planning
Education
Harvard Business School 1989 — 1991
MBA
Trinity College-Hartford 1982 — 1986
BS, Economics, Computer Science
Eastern State Penitentiary Historic Site, Inc September 2013 - Present
Impact100 Philadelphia 2011 - Present
Intact Vascular September 2013 - March 2015
Kensey Nash Corporation March 1996 - April 2008
Janney Montgomery Scott January 1994 - February 1996
Foley Mufson Howe 1992 - 1994
Kidder, Peabody & Co. 1986 - 1989
Skills
Medical Devices, Commercialization, Regenerative Medicine, ISO 13485, Market Development, FDA, Orthopedic, Business Strategy, Cardiology, Mergers & Acquisitions, Product Launch, Interventional..., Business Development, Capital Equipment, Biomedical Engineering, Disposables, Surgical Instruments, Vascular, Start-ups, Orthopedics, Strategy, Strategic Planning
Education
Harvard Business School 1989 — 1991
MBA
Trinity College-Hartford 1982 — 1986
BS, Economics, Computer Science
Kurt Barkley's Kidder, Peabody & Co. Experience 1987 - 1987
Job Public Finance Consultant
Industry Banking
Experience
KBC Bank 1995 - June 2013
Sumitomo Bank 1988 - 1995
Kidder, Peabody & Co. 1987 - 1987
U.S. Navy Civil Engineer Corps September 1980 - August 1984
Skills
Management, Financial Risk, Public Finance, Capital Markets, Fixed Income, Structured Finance, Financial Institutions, Investment Banking, Bonds, Portfolio Management, Financial Structuring, Derivatives, Credit Analysis, Asset Management, Investments, Trading
Education
Virginia Polytechnic Institute and State University 1984 — 1987
MBA, Finance
University of Delaware 1976 — 1980
B.S., Civil Engineering
KBC Bank 1995 - June 2013
Sumitomo Bank 1988 - 1995
Kidder, Peabody & Co. 1987 - 1987
U.S. Navy Civil Engineer Corps September 1980 - August 1984
Skills
Management, Financial Risk, Public Finance, Capital Markets, Fixed Income, Structured Finance, Financial Institutions, Investment Banking, Bonds, Portfolio Management, Financial Structuring, Derivatives, Credit Analysis, Asset Management, Investments, Trading
Education
Virginia Polytechnic Institute and State University 1984 — 1987
MBA, Finance
University of Delaware 1976 — 1980
B.S., Civil Engineering
Guy Minetti's Kidder, Peabody & Co. Experience 1981 - 1989
Job Director
Industry Environmental Services
Experience
YouRenew.Com November 2009 - August 2012
1-800-Flowers.Com January 1999 - November 2005
Kidder, Peabody & Co. 1981 - 1989
Skills
Start-ups, Business Development, Strategy, Business Strategy, Management, Venture Capital, Business Planning, Entrepreneurship, Corporate Development, Program Management, Mergers, Financial Modeling, Product Development, Product Management, Executive Management, Strategic Planning, Due Diligence, Financial Analysis, Private Equity, Mergers & Acquisitions, Marketing Strategy, Management Consulting, Operations Management, Social Media, Competitive Analysis, Corporate Finance, Change Management, Social Media Marketing, Equities, E-commerce, Public Speaking
Education
Saint Michael's College 1969 — 1973
BA
YouRenew.Com November 2009 - August 2012
1-800-Flowers.Com January 1999 - November 2005
Kidder, Peabody & Co. 1981 - 1989
Skills
Start-ups, Business Development, Strategy, Business Strategy, Management, Venture Capital, Business Planning, Entrepreneurship, Corporate Development, Program Management, Mergers, Financial Modeling, Product Development, Product Management, Executive Management, Strategic Planning, Due Diligence, Financial Analysis, Private Equity, Mergers & Acquisitions, Marketing Strategy, Management Consulting, Operations Management, Social Media, Competitive Analysis, Corporate Finance, Change Management, Social Media Marketing, Equities, E-commerce, Public Speaking
Education
Saint Michael's College 1969 — 1973
BA
Kenneth Bacon's Kidder, Peabody & Co. Experience July 1982 - January 1987
Job Partner at RailField Realty Partners
Industry Financial Services
Experience
RailField Realty Partners April 2012 - Present
Fannie Mae May 1993 - April 2012
Resolution Trust Corporation (RTC) June 1990 - May 1993
Morgan Stanley January 1987 - May 1990
Kidder, Peabody & Co. July 1982 - January 1987
Skills
Mortgage Lending, Mortgage Banking, Portfolio Management, Risk Management, Credit Risk, Banking, Underwriting, Loan Origination, Financial Modeling, Financial Risk, Finance, Due Diligence, Investments, Loans, Real Estate
Education
Harvard Business School 1980 — 1982
Master of Business Administration (M.B.A.), Finance and Strategy
The London School of Economics and Political Science (LSE) 1978 — 1980
Master of Science (M.Sc.), International Relations and Affairs
Stanford University 1972 — 1976
Bachelor’s Degree, Anthropology, Graduated with Honors
RailField Realty Partners April 2012 - Present
Fannie Mae May 1993 - April 2012
Resolution Trust Corporation (RTC) June 1990 - May 1993
Morgan Stanley January 1987 - May 1990
Kidder, Peabody & Co. July 1982 - January 1987
Skills
Mortgage Lending, Mortgage Banking, Portfolio Management, Risk Management, Credit Risk, Banking, Underwriting, Loan Origination, Financial Modeling, Financial Risk, Finance, Due Diligence, Investments, Loans, Real Estate
Education
Harvard Business School 1980 — 1982
Master of Business Administration (M.B.A.), Finance and Strategy
The London School of Economics and Political Science (LSE) 1978 — 1980
Master of Science (M.Sc.), International Relations and Affairs
Stanford University 1972 — 1976
Bachelor’s Degree, Anthropology, Graduated with Honors
Charles Yu's Kidder, Peabody & Co. Experience June 1987 - October 1990
Job Senior IT Engineer at Express Scripts
Industry Pharmaceuticals
Experience
Express Scripts March 2013 - Present
Express Scripts April 2012 - March 2013
Medco Health Solutions October 1990 - March 2012
Kidder, Peabody & Co. June 1987 - October 1990
Shearson Lehman Brothers 1985 - 1987
Spear, Leeds & Kellogg 1984 - 1985
Skills
VSAM, TSO, JCL, Mainframe, COBOL, IBM Mainframe, DB2, SDSF, REXX, Application Development, Troubleshooting, SQL, OS/390, Problem Solving, z/OS, AbInitio/CICS, Mainview/CICS, Teredata/CICS, Hiperstation/CICS, Xpediter/CICS, AbendAid/CICS, Symdump/CICS, InterTest/CICS, CICS/TS 4.1, CICS Performance..., Omagamon/CICS, IPCS, TPX/Supper Session, Disaster Recovery
Education
Stevens Institute of Technology 1980 — 1982
MS, Computer Science
Fu-Jen Catholic University, Taiwan, R.O.C. 1973 — 1977
Bachelor of Arts (B.A.)
Express Scripts March 2013 - Present
Express Scripts April 2012 - March 2013
Medco Health Solutions October 1990 - March 2012
Kidder, Peabody & Co. June 1987 - October 1990
Shearson Lehman Brothers 1985 - 1987
Spear, Leeds & Kellogg 1984 - 1985
Skills
VSAM, TSO, JCL, Mainframe, COBOL, IBM Mainframe, DB2, SDSF, REXX, Application Development, Troubleshooting, SQL, OS/390, Problem Solving, z/OS, AbInitio/CICS, Mainview/CICS, Teredata/CICS, Hiperstation/CICS, Xpediter/CICS, AbendAid/CICS, Symdump/CICS, InterTest/CICS, CICS/TS 4.1, CICS Performance..., Omagamon/CICS, IPCS, TPX/Supper Session, Disaster Recovery
Education
Stevens Institute of Technology 1980 — 1982
MS, Computer Science
Fu-Jen Catholic University, Taiwan, R.O.C. 1973 — 1977
Bachelor of Arts (B.A.)
Melinda Muller's Kidder, Peabody & Co. Experience January 1994 - February 1995
Job Treasurer at Black Diamond Capital Management, LLC
Industry Investment Management
Experience
Black Diamond Capital Management, L.L.C. April 1999 - Present
Sanwa Business Credit Corp. February 1995 - March 1999
Kidder Peabody & Co January 1994 - February 1995
First Heights Bank, FSB September 1989 - January 1994
Skills
Hedge Funds, Alternative Investments, Fixed Income, Capital Markets, Investments, Private Equity, Structured Finance, Valuation
Education
The University of Chicago
MBA, Finance/Strategy
University of Houston
BBA, Finance
Black Diamond Capital Management, L.L.C. April 1999 - Present
Sanwa Business Credit Corp. February 1995 - March 1999
Kidder Peabody & Co January 1994 - February 1995
First Heights Bank, FSB September 1989 - January 1994
Skills
Hedge Funds, Alternative Investments, Fixed Income, Capital Markets, Investments, Private Equity, Structured Finance, Valuation
Education
The University of Chicago
MBA, Finance/Strategy
University of Houston
BBA, Finance
Anthony Dassaro's Kidder, Peabody & Co. Experience January 1986 - March 1989
Job Foreign Exchange Relationship Manager at Brown Brothers Harriman & Co
Industry Financial Services
Experience
Brown Brothers Harriman & Co March 1989 - Present
Kidder Peabody & Co January 1986 - March 1989
Skills
Bloomberg
Education
Pace University - Lubin School of Business 1994 — 2000
BA, Management
LaSalle Academy 1984 — 1986
Brown Brothers Harriman & Co March 1989 - Present
Kidder Peabody & Co January 1986 - March 1989
Skills
Bloomberg
Education
Pace University - Lubin School of Business 1994 — 2000
BA, Management
LaSalle Academy 1984 — 1986
Diana Hoadley's Kidder, Peabody & Co. Experience September 1983 - April 1989
Job Vice President at Goldman, Sachs & Co.
Industry Banking
Experience
Goldman, Sachs & Co. June 2015 - Present
JP Morgan January 1996 - June 2015
Dillon, Read & Co. April 1989 - January 1996
Kidder, Peabody & Co. September 1983 - April 1989
Forbes Magazine September 1981 - September 1983
Skills
Fixed Income, Capital Markets, Investment Banking, Bonds, Financial Modeling, Derivatives, Investments, Valuation, Equities, Structured Finance, Corporate Finance, Financial Structuring, Asset Management, Treasury, Mergers & Acquisitions, Interest Rate..., Alternative Investments, Finance, Financial Analysis, Public Finance, Higher Education and...
Education
New York University - Leonard N. Stern School of Business 1983 — 1985
MBA, Finance
Princeton University 1976 — 1981
AB, Psychology
Goldman, Sachs & Co. June 2015 - Present
JP Morgan January 1996 - June 2015
Dillon, Read & Co. April 1989 - January 1996
Kidder, Peabody & Co. September 1983 - April 1989
Forbes Magazine September 1981 - September 1983
Skills
Fixed Income, Capital Markets, Investment Banking, Bonds, Financial Modeling, Derivatives, Investments, Valuation, Equities, Structured Finance, Corporate Finance, Financial Structuring, Asset Management, Treasury, Mergers & Acquisitions, Interest Rate..., Alternative Investments, Finance, Financial Analysis, Public Finance, Higher Education and...
Education
New York University - Leonard N. Stern School of Business 1983 — 1985
MBA, Finance
Princeton University 1976 — 1981
AB, Psychology
Patricia Christy's Kidder, Peabody & Co. Experience May 1987 - 1993
Job Realtor Associate at Berkshire Hathaway Home Services New Jersey Properties
Industry Real Estate
Experience
Berkshire Hathaway Home Services New Jersey Properties January 2015 - Present
Prudential Zack Shore Properties March 2012 - Present
Diane Turton, Realtors September 2005 - March 2012
Goldman Sachs 1993 - 2002
Kidder, Peabody & Co. May 1987 - 1993
Skills
Real Estate, Condos, Luxury, Sellers, Selling, First Time Home Buyers, Negotiation, Relocation, Single Family Homes, New Home Sales, Townhomes, Short Sales
Education
NYU
New York University
Studied at
Berkshire Hathaway Home Services New Jersey Properties January 2015 - Present
Prudential Zack Shore Properties March 2012 - Present
Diane Turton, Realtors September 2005 - March 2012
Goldman Sachs 1993 - 2002
Kidder, Peabody & Co. May 1987 - 1993
Skills
Real Estate, Condos, Luxury, Sellers, Selling, First Time Home Buyers, Negotiation, Relocation, Single Family Homes, New Home Sales, Townhomes, Short Sales
Education
NYU
New York University
Studied at
Corey Baylor's Kidder, Peabody & Co. Experience July 1992 - June 1994
Job Managing Director Investment Banking, Financial Sponsors Group at BMO Capital Markets
Industry Investment Banking
Experience
BMO Capital Markets 2009 - Present
Merrill Lynch & Co 1996 - 2009
Kidder, Peabody & Co. July 1992 - June 1994
Skills
Financial Modeling, Investment Banking, Capital Markets, Mergers, Equities, Valuation, Corporate Finance, Venture Capital, Securities
Education
Harvard Business School 1994 — 1996
MBA
Howard University 1988 — 1992
BBA, Accounting
BMO Capital Markets 2009 - Present
Merrill Lynch & Co 1996 - 2009
Kidder, Peabody & Co. July 1992 - June 1994
Skills
Financial Modeling, Investment Banking, Capital Markets, Mergers, Equities, Valuation, Corporate Finance, Venture Capital, Securities
Education
Harvard Business School 1994 — 1996
MBA
Howard University 1988 — 1992
BBA, Accounting
Jane Ipsen, MS's Kidder, Peabody & Co. Experience 1987 - 1990
Job National Sales Trainer at AstraZeneca
Industry Pharmaceuticals
Experience
AstraZeneca May 2015 - Present
AstraZeneca 2014 - Present
AstraZeneca June 2004 - Present
Scientific Resources 2001 - 2004
Abbott Laboratories 1996 - 2000
Abbott Laboratories 1993 - 1996
Abbott Laboratories 1990 - 1992
Kidder Peabody & Co. 1987 - 1990
Skills
Pharmaceutical Sales, Cardiology, Pharmaceutical Industry, Neurology, Sales Effectiveness, Pulmonology, Endocrinology, Diabetes, Rheumatology, Hospital Sales, Gastroenterology
Education
Tufts University
MS, Biology
University of Wisconsin-Madison
BA, Zoology
AstraZeneca May 2015 - Present
AstraZeneca 2014 - Present
AstraZeneca June 2004 - Present
Scientific Resources 2001 - 2004
Abbott Laboratories 1996 - 2000
Abbott Laboratories 1993 - 1996
Abbott Laboratories 1990 - 1992
Kidder Peabody & Co. 1987 - 1990
Skills
Pharmaceutical Sales, Cardiology, Pharmaceutical Industry, Neurology, Sales Effectiveness, Pulmonology, Endocrinology, Diabetes, Rheumatology, Hospital Sales, Gastroenterology
Education
Tufts University
MS, Biology
University of Wisconsin-Madison
BA, Zoology
S. Penny Windle's Kidder, Peabody & Co. Experience 1991 - 1992
Job Partner at Cahill Gordon & Reindel LLP
Industry Law Practice
Experience
Cahill Gordon & Reindel LLP January 2006 - Present
Cahill Gordon & Reindel September 1997 - December 2005
Bear Stearns & Co. Inc. 1992 - 1994
Kidder Peabody & Co. 1991 - 1992
Skills
Litigation, Internal Investigations, Securities Litigation, Reinsurance, Insurance, Civil Litigation, Legal Writing, Commercial Litigation, Class Actions, Structured Finance, Arbitration
Education
Columbia Law School
J.D.
Columbia College (NY)
A.B.
Phillips Academy, Andover MA
The Winsor School
Cahill Gordon & Reindel LLP January 2006 - Present
Cahill Gordon & Reindel September 1997 - December 2005
Bear Stearns & Co. Inc. 1992 - 1994
Kidder Peabody & Co. 1991 - 1992
Skills
Litigation, Internal Investigations, Securities Litigation, Reinsurance, Insurance, Civil Litigation, Legal Writing, Commercial Litigation, Class Actions, Structured Finance, Arbitration
Education
Columbia Law School
J.D.
Columbia College (NY)
A.B.
Phillips Academy, Andover MA
The Winsor School
Kevin D'Albert's Kidder, Peabody & Co. Experience January 1992 - January 1994
Job Director at Fitch Ratings
Industry Financial Services
Experience
Fitch Ratings March 2010 - Present
Fitch Ratings January 2009 - January 2010
Fitch Ratings January 2004 - January 2008
McKinsey & Company July 2000 - November 2002
BNP Paribas (formerly Paribas) January 1997 - January 2000
BNP Paribas (formerly Paribas) January 1994 - January 1997
Kidder, Peabody & Co. January 1992 - January 1994
UBS (formerly Swiss Bank Corporation) 1990 - 1992
Education
University of Geneva - Graduate Institute (IUHEI)
Masters, European History and Politics
Columbia University - School of International Affairs (SIPA)
Master of International Affairs, International Economic Policy
University of Pennsylvania
BA, Philosophy, History
St Marks School
Fitch Ratings March 2010 - Present
Fitch Ratings January 2009 - January 2010
Fitch Ratings January 2004 - January 2008
McKinsey & Company July 2000 - November 2002
BNP Paribas (formerly Paribas) January 1997 - January 2000
BNP Paribas (formerly Paribas) January 1994 - January 1997
Kidder, Peabody & Co. January 1992 - January 1994
UBS (formerly Swiss Bank Corporation) 1990 - 1992
Education
University of Geneva - Graduate Institute (IUHEI)
Masters, European History and Politics
Columbia University - School of International Affairs (SIPA)
Master of International Affairs, International Economic Policy
University of Pennsylvania
BA, Philosophy, History
St Marks School
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS