Legg Mason & Co., LLC
Industry: Company
DescriptionFounded: 1992 Parent organization: Legg MasonFeedbackDisclaimer Claim this knowledge panel Knowledge ResultSee outside Moved, closed, or was never hereReportLegg MasonWebsiteDirections Saved (0) Saved Save Investment service in Stamford, Connecticut Address: 100 First Stamford Pl, Stamford, CT 06902 Phone: (800) 822-5544Category: : : : : Website: : Hours: Place name: : Website: https://www.leggmason.com/ Category: Investment service Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Legg Mason Posting publicly on the Web Write a review Reviews Be the first to review
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Legg Mason & Co., LLC Employees
Employee
Years
Job
Industry
John Montague John Montague's Legg Mason & Co., LLC Experience October 2006 - December 2008
Job Licensed Insurance Agent
Industry Financial Services
Experience
Independent Broker Dealer February 2014 - Present
Alliance Advisory Group June 2012 - February 2014
MassMutual Financial Group December 2009 - May 2012
Citi April 2009 - August 2009
Legg Mason & CO., LLC October 2006 - December 2008
Adecco Group June 2005 - July 2006
Paychex December 2003 - May 2005
Skills
Retirement Planning, Financial Services, Fixed Annuities, Life Insurance, Strategic Financial..., Securities, Disability Insurance, Employee Benefits, Variable Annuities, Income Protection, 401k Rollovers, College Education..., Asset Protection, Roth IRA, Traditional IRA, Holistic Financial..., Trading
Education
State University of New York College at Oswego 1998 — 2003
Bachelors of Science, Business Administration, Economics
Webster High School 1994 — 1998
Regents Diploma
Independent Broker Dealer February 2014 - Present
Alliance Advisory Group June 2012 - February 2014
MassMutual Financial Group December 2009 - May 2012
Citi April 2009 - August 2009
Legg Mason & CO., LLC October 2006 - December 2008
Adecco Group June 2005 - July 2006
Paychex December 2003 - May 2005
Skills
Retirement Planning, Financial Services, Fixed Annuities, Life Insurance, Strategic Financial..., Securities, Disability Insurance, Employee Benefits, Variable Annuities, Income Protection, 401k Rollovers, College Education..., Asset Protection, Roth IRA, Traditional IRA, Holistic Financial..., Trading
Education
State University of New York College at Oswego 1998 — 2003
Bachelors of Science, Business Administration, Economics
Webster High School 1994 — 1998
Regents Diploma
Keitha Kinne Keitha Kinne's Legg Mason & Co., LLC Experience 2005 - 2007
Job Chief Operating Officer at AMG Funds
Industry Investment Management
Experience
AMG Funds July 2007 - Present
Legg Mason & Co., LLC 2005 - 2007
Prudential Financial 1999 - 2004
UBS 1995 - 1999
GE 1985 - 1989
Skills
Operational Excellence, Operations Management, Product Management, Marketing, Mutual Funds, Sales Operations, Investments, Asset Management, Alternative Investments, Series 7, Asset Allocation, Portfolio Management, Managerial Finance, Strategic Financial..., Business Intelligence, Key Account Management, Series 24, Series 65, Chartered Financial..., CAIA, CIMA
Education
University of Connecticut 1977 — 1980
BS, Finance
AMG Funds July 2007 - Present
Legg Mason & Co., LLC 2005 - 2007
Prudential Financial 1999 - 2004
UBS 1995 - 1999
GE 1985 - 1989
Skills
Operational Excellence, Operations Management, Product Management, Marketing, Mutual Funds, Sales Operations, Investments, Asset Management, Alternative Investments, Series 7, Asset Allocation, Portfolio Management, Managerial Finance, Strategic Financial..., Business Intelligence, Key Account Management, Series 24, Series 65, Chartered Financial..., CAIA, CIMA
Education
University of Connecticut 1977 — 1980
BS, Finance
Dan Penrose Dan Penrose's Legg Mason & Co., LLC Experience January 2015 - Present
Job Director, National Sales Manager, Legg Mason & Co., LLC
Industry Financial Services
Experience
Legg Mason & Co., LLC January 2015 - Present
Lockwood Advisors, Inc. January 2011 - January 2015
Advisorport January 2004 - January 2011
SunTrust 1999 - 2004
Skills
Product Management, Mutual Funds, Wealth Management, Investments, Asset Management, Financial Services, Strategy, Business Development, Retirement Planning, Securities, Management, Cross-functional Team...
Education
University of North Florida - College of Business Administration 1996 — 1998
MBA, Business Administration
University of Georgia - Terry College of Business 1986 — 1990
Bachelor of Science (BS), Marketing
Legg Mason & Co., LLC January 2015 - Present
Lockwood Advisors, Inc. January 2011 - January 2015
Advisorport January 2004 - January 2011
SunTrust 1999 - 2004
Skills
Product Management, Mutual Funds, Wealth Management, Investments, Asset Management, Financial Services, Strategy, Business Development, Retirement Planning, Securities, Management, Cross-functional Team...
Education
University of North Florida - College of Business Administration 1996 — 1998
MBA, Business Administration
University of Georgia - Terry College of Business 1986 — 1990
Bachelor of Science (BS), Marketing
Cheryl Berry Cheryl Berry's Legg Mason & Co., LLC Experience March 2005 - June 2008
Job International Corporate Governance Paralegal
Industry Internet
Experience
GE Capital November 2011 - Present
General Electric November 2009 - June 2012
Soul Sherpa July 2008 - November 2009
LEGG MASON & CO., LLC March 2005 - June 2008
J.P. Morgan November 2004 - March 2005
Andor Capital Management September 2001 - December 2003
PANAMSAT CORPORATION September 1997 - July 2001
CUMMINGS AND LOCKWOOD September 1989 - August 1997
Skills
Securities, Mutual Funds, Due Diligence, Derivatives, Risk Management, Investments, Hedge Funds, Financial Services, Mergers & Acquisitions, Corporate Governance, Corporate Law, Asset Management, Capital Markets, Corporate Finance, Equities, Finance, Legal Compliance, Legal Writing, Management, Microsoft Office, Private Equity
Education
Notary Public / State of CT 2011 — 2018
CT Notary, legal
Sacred Heart University 1995 — 2001
Bachelors in Business Administration/Finance concentration, Bachelor of Science
University of Connecticut 1997 — 1997
Paralegal Certificate, Paralegal Studies
Katherine Gibbs SchoolC 1986 — 1987
Certificate, Administrative Studies
GE Capital November 2011 - Present
General Electric November 2009 - June 2012
Soul Sherpa July 2008 - November 2009
LEGG MASON & CO., LLC March 2005 - June 2008
J.P. Morgan November 2004 - March 2005
Andor Capital Management September 2001 - December 2003
PANAMSAT CORPORATION September 1997 - July 2001
CUMMINGS AND LOCKWOOD September 1989 - August 1997
Skills
Securities, Mutual Funds, Due Diligence, Derivatives, Risk Management, Investments, Hedge Funds, Financial Services, Mergers & Acquisitions, Corporate Governance, Corporate Law, Asset Management, Capital Markets, Corporate Finance, Equities, Finance, Legal Compliance, Legal Writing, Management, Microsoft Office, Private Equity
Education
Notary Public / State of CT 2011 — 2018
CT Notary, legal
Sacred Heart University 1995 — 2001
Bachelors in Business Administration/Finance concentration, Bachelor of Science
University of Connecticut 1997 — 1997
Paralegal Certificate, Paralegal Studies
Katherine Gibbs SchoolC 1986 — 1987
Certificate, Administrative Studies
Gordon R. Schonfeld, CFA Gordon R. Schonfeld, CFA's Legg Mason & Co., LLC Experience November 2009 - July 2011
Job Marketing Communicator
Industry Writing and Editing
Experience
HSBC Global Asset Management September 2011 - April 2012
Legg Mason & Co., LLC November 2009 - July 2011
J.P. Morgan Asset Management January 2009 - March 2009
AllianceBernstein Institutional Investments November 2005 - October 2008
Credit Suisse Asset Management 1996 - 2004
Skills
Marketing communications, Financial writing, Financial services, Asset management, Thought leadership, Content development, Website content audit, DC/Retirement, Content Development, Mutual Funds, Hedge Funds, Competitive Analysis, Equities, Finance, Alternative Investments, Editing, Financial Services, Fixed Income, Asset Managment, Marketing Communications, Portfolio Management, Investments, Thought Leadership, Capital Markets, Asset Allocation, Asset Management, Investment Strategies, Private Equity, Integrated Marketing, Investment Management, Emerging Markets, Market Research, Securities, Strategy, Series 7, Financial Advisory, ETFs, Economics, Financial Markets, Bonds
Education
CFA Institute
Chartered Financial Analyst
New York University - Leonard N. Stern School of Business
M.B.A., finance
University of Pennsylvania
B.A., American civilization
HSBC Global Asset Management September 2011 - April 2012
Legg Mason & Co., LLC November 2009 - July 2011
J.P. Morgan Asset Management January 2009 - March 2009
AllianceBernstein Institutional Investments November 2005 - October 2008
Credit Suisse Asset Management 1996 - 2004
Skills
Marketing communications, Financial writing, Financial services, Asset management, Thought leadership, Content development, Website content audit, DC/Retirement, Content Development, Mutual Funds, Hedge Funds, Competitive Analysis, Equities, Finance, Alternative Investments, Editing, Financial Services, Fixed Income, Asset Managment, Marketing Communications, Portfolio Management, Investments, Thought Leadership, Capital Markets, Asset Allocation, Asset Management, Investment Strategies, Private Equity, Integrated Marketing, Investment Management, Emerging Markets, Market Research, Securities, Strategy, Series 7, Financial Advisory, ETFs, Economics, Financial Markets, Bonds
Education
CFA Institute
Chartered Financial Analyst
New York University - Leonard N. Stern School of Business
M.B.A., finance
University of Pennsylvania
B.A., American civilization
Rosalie Chalfant Rosalie Chalfant's Legg Mason & Co., LLC Experience May 2000 - June 2005
Job Mutual Funds
Industry Financial Services
Experience
BNY Mellon September 2012 - Present
Easton Personnel (Contract Employee) at BNY Mellon April 2012 - August 2012
Dongbaek Elementary School September 2009 - August 2011
Avalon English Academy (iGen Corp.) October 2006 - May 2009
The Language House TEFL October 2005 - October 2006
Legg Mason & Co., Llc May 2000 - June 2005
PFPC March 1998 - May 2000
Skills
Financial Reporting, Microsoft Office, Variance Analysis, Excel, Word, Accounting, Outlook, Customer Service, Microsoft Word, Analysis, Training, Microsoft Excel
Education
The Language House 2005 — 2005
TEFL Certification, English as a Foreign Language
Midwestern State University 1992 — 1997
BBA, Accounting
Rutger's University, Livingston College 1989 — 1991
Psychology
BNY Mellon September 2012 - Present
Easton Personnel (Contract Employee) at BNY Mellon April 2012 - August 2012
Dongbaek Elementary School September 2009 - August 2011
Avalon English Academy (iGen Corp.) October 2006 - May 2009
The Language House TEFL October 2005 - October 2006
Legg Mason & Co., Llc May 2000 - June 2005
PFPC March 1998 - May 2000
Skills
Financial Reporting, Microsoft Office, Variance Analysis, Excel, Word, Accounting, Outlook, Customer Service, Microsoft Word, Analysis, Training, Microsoft Excel
Education
The Language House 2005 — 2005
TEFL Certification, English as a Foreign Language
Midwestern State University 1992 — 1997
BBA, Accounting
Rutger's University, Livingston College 1989 — 1991
Psychology
Lonnette Harris, MBA's Legg Mason & Co., LLC Experience May 2008 - March 2009
Job Fund Accounting Team Manager/AVP at Regions Bank
Industry Accounting
Experience
Regions Bank October 2013 - Present
Wilmington Trust ( an Affiliate of M&T Bank) October 2010 - October 2013
Maryland Department of Labor Licensing and Regulation October 2009 - October 2010
Legg Mason & Co., LLC May 2008 - March 2009
Citigroup, Inc September 2007 - April 2008
PFPC, Inc December 1996 - September 2007
Skills
Bloomberg, Financial Statements, Investments, Equities, Accruals, Derivatives, Microsoft Excel, Executive Management, Microsoft Word, Help Desk Support, Policy Analysis, Automation, Process Engineering, Advertising, SEC filings, Mutual Funds, Sarbanes-Oxley Act, Financial Analysis, Financial Reporting, Hedge Funds, Financial Services, Fund Accounting
Education
Strayer University 2009 — 2011
MBA, Accounting
Morgan State University 1985 — 1989
BS, Accounting
Regions Bank October 2013 - Present
Wilmington Trust ( an Affiliate of M&T Bank) October 2010 - October 2013
Maryland Department of Labor Licensing and Regulation October 2009 - October 2010
Legg Mason & Co., LLC May 2008 - March 2009
Citigroup, Inc September 2007 - April 2008
PFPC, Inc December 1996 - September 2007
Skills
Bloomberg, Financial Statements, Investments, Equities, Accruals, Derivatives, Microsoft Excel, Executive Management, Microsoft Word, Help Desk Support, Policy Analysis, Automation, Process Engineering, Advertising, SEC filings, Mutual Funds, Sarbanes-Oxley Act, Financial Analysis, Financial Reporting, Hedge Funds, Financial Services, Fund Accounting
Education
Strayer University 2009 — 2011
MBA, Accounting
Morgan State University 1985 — 1989
BS, Accounting
John Natalizio John Natalizio's Legg Mason & Co., LLC Experience October 2012 - July 2013
Job Law Student, Pepperdine School of Law
Industry Law Practice
Experience
Los Angeles County District Attorney’s Office, Major Crimes January 2015 - April 2015
Los Angeles County District Attorney’s Office, Victim Impact Program May 2014 - December 2014
Legg Mason & Co., LLC October 2012 - July 2013
University of Maryland January 2011 - May 2013
University of Maryland September 2009 - December 2012
City of College Park January 2012 - May 2012
Office of U.S. Congressman Charles Bass June 2011 - August 2011
Office of Intergovernmental Affairs, National Nuclear Security Administration January 2011 - May 2011
J. Miller & Associates, PLLC May 2010 - August 2010
Skills
Community Outreach, Government, Management, Analysis, Program Management, International Relations, Budgets, Public Speaking, Data Analysis, Event Planning, Social Media, Public Policy
Education
Pepperdine School of Law 2013 — 2016
Doctor of Law (J.D.)
University of Maryland, College Park 2009 — 2013
Bachelor of Arts (B.A.), Government and Politics
Los Angeles County District Attorney’s Office, Major Crimes January 2015 - April 2015
Los Angeles County District Attorney’s Office, Victim Impact Program May 2014 - December 2014
Legg Mason & Co., LLC October 2012 - July 2013
University of Maryland January 2011 - May 2013
University of Maryland September 2009 - December 2012
City of College Park January 2012 - May 2012
Office of U.S. Congressman Charles Bass June 2011 - August 2011
Office of Intergovernmental Affairs, National Nuclear Security Administration January 2011 - May 2011
J. Miller & Associates, PLLC May 2010 - August 2010
Skills
Community Outreach, Government, Management, Analysis, Program Management, International Relations, Budgets, Public Speaking, Data Analysis, Event Planning, Social Media, Public Policy
Education
Pepperdine School of Law 2013 — 2016
Doctor of Law (J.D.)
University of Maryland, College Park 2009 — 2013
Bachelor of Arts (B.A.), Government and Politics
Pat Hoffman's Legg Mason & Co., LLC Experience June 2005 - Present
Job Director at Legg Mason, LLC
Industry Investment Management
Experience
Legg Mason & Co., LLC June 2005 - Present
Rorer Asset Management May 2000 - June 2005
Rorer Asset Management, LLC January 2000 - January 2005
PNC Advisors February 1999 - May 2000
PNC Bank January 1999 - January 2000
Creative Finacial Group May 1997 - February 1999
Creative Financial Group January 1997 - January 1999
Merrill Lynch April 1995 - May 1997
Merrill Lynch January 1995 - January 1997
M.L. Dessert Corporation January 1992 - January 1995
Skills
Series 7, Asset Management, Investments, Mutual Funds, Alternative Investments, Financial Services, Hedge Funds, Investment Advisory, Asset Allocation, Financial Advisory, Finance, Leadership, Management, Sales Operations, Asset Managment
Education
United States Naval Academy 1982 — 1986
BS, Physical Science
Legg Mason & Co., LLC June 2005 - Present
Rorer Asset Management May 2000 - June 2005
Rorer Asset Management, LLC January 2000 - January 2005
PNC Advisors February 1999 - May 2000
PNC Bank January 1999 - January 2000
Creative Finacial Group May 1997 - February 1999
Creative Financial Group January 1997 - January 1999
Merrill Lynch April 1995 - May 1997
Merrill Lynch January 1995 - January 1997
M.L. Dessert Corporation January 1992 - January 1995
Skills
Series 7, Asset Management, Investments, Mutual Funds, Alternative Investments, Financial Services, Hedge Funds, Investment Advisory, Asset Allocation, Financial Advisory, Finance, Leadership, Management, Sales Operations, Asset Managment
Education
United States Naval Academy 1982 — 1986
BS, Physical Science
Jasna Dolgov's Legg Mason & Co., LLC Experience Associate General CounselLegg Mason & Co., LLCApril 2012 - Present
Job Associate General Counsel at Legg Mason & Co., LLC
Industry Investment Management
Experience
Legg Mason & Co., LLC Associate General CounselLegg Mason & Co., LLCApril 2012 - Present
Artisan Partners Limited Partnership March 2007 - March 2012
Skills
Investment Management, Hedge Funds, Alternative Investments, FINRA, Securities, Mutual Funds, Securities Regulation, Corporate Governance, Asset Management, Equities, Investments, Corporate Law, Due Diligence, Mergers & Acquisitions, Legal Research, Financial Services, Legal Writing
Education
Indiana University School of Law—Bloomington 1998 — 2001
Doctor of Law (JD), Law
Ball State University 1994 — 1998
Bachelor of Arts (BA), Economics
Legg Mason & Co., LLC Associate General CounselLegg Mason & Co., LLCApril 2012 - Present
Artisan Partners Limited Partnership March 2007 - March 2012
Skills
Investment Management, Hedge Funds, Alternative Investments, FINRA, Securities, Mutual Funds, Securities Regulation, Corporate Governance, Asset Management, Equities, Investments, Corporate Law, Due Diligence, Mergers & Acquisitions, Legal Research, Financial Services, Legal Writing
Education
Indiana University School of Law—Bloomington 1998 — 2001
Doctor of Law (JD), Law
Ball State University 1994 — 1998
Bachelor of Arts (BA), Economics
Mark Lavan's Legg Mason & Co., LLC Experience November 2012 - Present
Job Director, National Account Manager at Legg Mason & Co., LLC
Industry Financial Services
Experience
Legg Mason & Co., LLC November 2012 - Present
Merrill Lynch April 2007 - November 2012
Lord Abbett February 2002 - April 2007
TD Waterhouse January 2001 - February 2002
Education
Fordham University - Graduate School of Business Administration 2004 — 2006
MBA, Investment Management
University of Rhode Island 1996 — 2000
Bachelor of Science, Management Information Systems
Legg Mason & Co., LLC November 2012 - Present
Merrill Lynch April 2007 - November 2012
Lord Abbett February 2002 - April 2007
TD Waterhouse January 2001 - February 2002
Education
Fordham University - Graduate School of Business Administration 2004 — 2006
MBA, Investment Management
University of Rhode Island 1996 — 2000
Bachelor of Science, Management Information Systems
Nicole McGuckian's Legg Mason & Co., LLC Experience August 2009 - Present
Job Assistant Vice President, Business Implementation
Industry Financial Services
Experience
Legg Mason & Co., LLC August 2009 - Present
JPMorgan Asset Management September 2006 - May 2008
Bayerische Hypo- und Vereinsbank AG August 2005 - August 2006
Bridgewater Associates, Inc. July 2004 - August 2005
Skills
Finance, Fixed Income, Portfolio Management, Risk Management
Education
Fairfield University 2000 — 2004
BS, Finance
Legg Mason & Co., LLC August 2009 - Present
JPMorgan Asset Management September 2006 - May 2008
Bayerische Hypo- und Vereinsbank AG August 2005 - August 2006
Bridgewater Associates, Inc. July 2004 - August 2005
Skills
Finance, Fixed Income, Portfolio Management, Risk Management
Education
Fairfield University 2000 — 2004
BS, Finance
Ron Holinsky's Legg Mason & Co., LLC Experience October 2004 - September 2010
Job Vice President, Chief Compliance Officer & Assistant General Counsel at Lincoln Financial Group
Industry Investment Management
Experience
Lincoln Financial Group September 2013 - Present
Janney Capital Management LLC September 2012 - September 2013
Janney Montgomery Scott September 2010 - September 2013
Legg Mason Investor Services, LLC December 2008 - September 2010
Legg Mason & Co., LLC October 2004 - September 2010
K&L Gates LLP January 2001 - September 2004
US Securities and Exchange Commission August 1997 - December 2000
Skills
Banking, Asset Management, Investments, Investment Advisory, Hedge Funds, Trading, Mutual Funds, Securities, Financial Services, Financial Structuring, Portfolio Management, Management, Business Strategy, Alternative Investments, SEC, Investment Management, ETFs, Investment Company Act, Policy, Private Placements, Options, Series 7, Securities Regulation, Financial Advisory
Education
University of Baltimore School of Law 1993 — 1996
JD, Law
West Virginia University 1988 — 1992
BSBA, Finance
Lincoln Financial Group September 2013 - Present
Janney Capital Management LLC September 2012 - September 2013
Janney Montgomery Scott September 2010 - September 2013
Legg Mason Investor Services, LLC December 2008 - September 2010
Legg Mason & Co., LLC October 2004 - September 2010
K&L Gates LLP January 2001 - September 2004
US Securities and Exchange Commission August 1997 - December 2000
Skills
Banking, Asset Management, Investments, Investment Advisory, Hedge Funds, Trading, Mutual Funds, Securities, Financial Services, Financial Structuring, Portfolio Management, Management, Business Strategy, Alternative Investments, SEC, Investment Management, ETFs, Investment Company Act, Policy, Private Placements, Options, Series 7, Securities Regulation, Financial Advisory
Education
University of Baltimore School of Law 1993 — 1996
JD, Law
West Virginia University 1988 — 1992
BSBA, Finance
Michael Dunleavy's Legg Mason & Co., LLC Experience June 2008 - July 2011
Job Vice President OTC Derivatives at BNY Mellon
Industry Financial Services
Experience
BNY Mellon March 2015 - Present
BNY Mellon December 2011 - February 2015
Bridgewater Associates August 2011 - December 2011
Legg Mason & Co., LLC June 2008 - July 2011
General Electric Co October 2007 - May 2008
Acorn Financial Services June 2007 - August 2007
Education
Fairfield University 2004 — 2008
BS, Finance
BNY Mellon March 2015 - Present
BNY Mellon December 2011 - February 2015
Bridgewater Associates August 2011 - December 2011
Legg Mason & Co., LLC June 2008 - July 2011
General Electric Co October 2007 - May 2008
Acorn Financial Services June 2007 - August 2007
Education
Fairfield University 2004 — 2008
BS, Finance
Sara Smahl's Legg Mason & Co., LLC Experience February 2007 - November 2014
Job Sr. Paralegal at TIAACREF
Industry Financial Services
Experience
TIAA-CREF December 2014 - Present
Legg Mason & Co., LLC February 2007 - November 2014
Morgan, Lewis & Bockius LLP April 2006 - February 2007
New York Life Investment Management 2000 - 2005
Brown and Wood LLP July 1998 - January 2000
Davis Polk & Wardwell LLP March 1996 - July 1998
Skills
Private Equity, Investment Management, Securities, Mutual Funds, FINRA, Asset Management, Securities Regulation, Corporate Governance, Due Diligence, AML, Financial Services, Investments
Education
Adelphi University 1994 — 1994
Certificate, Lawyers Assistant Program
New York University 1974 — 1978
Bachelor of Arts, English Major; Political Science Minor
TIAA-CREF December 2014 - Present
Legg Mason & Co., LLC February 2007 - November 2014
Morgan, Lewis & Bockius LLP April 2006 - February 2007
New York Life Investment Management 2000 - 2005
Brown and Wood LLP July 1998 - January 2000
Davis Polk & Wardwell LLP March 1996 - July 1998
Skills
Private Equity, Investment Management, Securities, Mutual Funds, FINRA, Asset Management, Securities Regulation, Corporate Governance, Due Diligence, AML, Financial Services, Investments
Education
Adelphi University 1994 — 1994
Certificate, Lawyers Assistant Program
New York University 1974 — 1978
Bachelor of Arts, English Major; Political Science Minor
Susan Lively's Legg Mason & Co., LLC Experience November 2014 - Present
Job Associate General Counsel at Legg Mason & Co., LLC
Industry Investment Management
Experience
Legg Mason & Co., LLC November 2014 - Present
Lord, Abbett & Co. LLC May 2011 - November 2014
Sidley Austin LLP September 2008 - May 2011
Education
Fordham University School of Law 2005 — 2008
Doctor of Law (J.D.)
College of the Holy Cross 1999 — 2003
Bachelor of Arts (B.A.), English
Legg Mason & Co., LLC November 2014 - Present
Lord, Abbett & Co. LLC May 2011 - November 2014
Sidley Austin LLP September 2008 - May 2011
Education
Fordham University School of Law 2005 — 2008
Doctor of Law (J.D.)
College of the Holy Cross 1999 — 2003
Bachelor of Arts (B.A.), English
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