Lockwood Advisors

Industry: Company

Description

Headquarters: Malvern, PA Founded: 1995 Parent organizations: Pershing Group LLC, Bank of New York Subsidiary: Lockwood Capital Management, Inc.FeedbackDisclaimer Claim this knowledge panel Knowledge ResultSee outside Moved, closed, or was never hereReportLockwood Advisors, Inc.WebsiteDirections Saved (0) Saved Save Investment company in the King of Prussia, Pennsylvania Address: 760 Moore Rd, King of Prussia, PA 19406 Phone: (800) 200-3033: : : : : Category: Website: Hours: Place name: : Website: https://www.lockwoodadvisors.com/ Category: Investment company Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo.Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Lockwood Advisors, Inc. Posting publicly on the Web Write a review Reviews Be the first to review

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Lockwood Advisors Employees

Employee
Years
Job
Industry
Chris Paydock Chris Paydock Sacramento, California Area Details
Chris Paydock's Lockwood Advisors Experience 2003 - 2004
Job Financial Advisor at National Planning Corporation
Industry Investment Management
Experience
National Planning Corporation (NPC)   January 2014 - Present
Curian Capital  October 2008 - January 2014
ICON Advisers  December 2004 - October 2008
Lockwood Advisors   2003 - 2004
McDonald Investments/Keybank   1999 - 2003

Skills
Series 63, Mutual Funds, Securities, Investments, Alternative Investments, Retirement Planning, Separately Managed..., Asset Allocation, Wealth Management, Asset Management, Investment Advisory, 401k, Series 7, Long-term Care, ETFs, Uniform Combined State..., Series 65, FINRA

Education
Bowling Green State University
Bachelor of Science (BS) Economics, Economics / Finance

St. Edward H.S.

Joseph Robostello Joseph Robostello Philadelphia, Pennsylvania Details
Joseph Robostello's Lockwood Advisors Experience July 2010 - April 2013
Job LPL Financial Advisor & Client Relationship Manager
Industry Financial Services
Experience
Levy Wealth Management Group   May 2013 - Present
Lockwood Advisors   July 2010 - April 2013
Lockwood Advisors   September 2007 - July 2010

Skills
Comprehensive Planning, Portfolio Management, Mutual Funds, Investments, Securities, Financial Services, Asset Allocation, Discovery Process, Financial Analysis, Recommendations and..., Strategy Implementation, Progress Monitoring, Health Care Planning, Life Insurance Planning, Asset Management, Asset Transfer, Series 7, Series 24, Series 66, CFA level 2 Candidate, CFP Candidate, Trading, Life Insurance, Health Insurance, Annuity Sales

Education
The University of New Mexico   2002 — 2006
Bachelor of Science, Management

Bec Bradley Bec Bradley Greater Philadelphia Area Details
Bec Bradley's Lockwood Advisors Experience 2011 - 2015
Job Director, Compliance
Industry Financial Services
Experience
Lockwood Advisors, Inc, an affiliate of Pershing LLC, both BNY Mellon companies   April 2011 - Present
Lockwood Advisors   2011 - 2015
Lockwood Advisors   2011 - 2015
Lockwood Advisors, Inc.   2011 - 2015
Lockwood Advisors, Inc.   2011 - 2015
Lockwood Advisors, Inc.   2011 - 2015
Janney Montgomery Scott LLC  October 2005 - September 2010
Nationwide Financial Services Inc   June 2001 - October 2005
American Skandia Inc.   September 1997 - May 2001

Skills
Risk Management, Securities, Financial Services, AML, FINRA, Insurance, Investments, Strategy, Litigation, Management, Risk Assessment, Process Improvement, Leadership, Training, Wealth Management, SEC, Internal Controls, Project Management

Education
University of Connecticut School of Law, Insurance Law Institute   1998 — 2000

Rutgers University School of Law - Camden   1992 — 1996
Juris Doctor, Law

Immaculata College
Bachelor of Arts

Bryn Mawr College

Josh Kaplan Josh Kaplan Greater Philadelphia Area Details
Josh Kaplan's Lockwood Advisors Experience 2002 - 2004
Job Managing Director Hedged Strategies
Industry Investment Management
Experience
Ascension Investment Management   2010 - Present
Drexel University  2007 - 2009
Smart Financial Advisors   2004 - 2006
Lockwood Advisors   2002 - 2004
Brinker Capital  1996 - 2002

Skills
Alternative Investments, Asset Allocation, Asset Management, Asset Managment, Capital Markets, Due Diligence, Equities, Financial Analysis, Financial Modeling, Hedge Funds, Investment Strategies, Investments, Management, Portfolio Management, Private Equity, Risk Management, Valuation, Venture Capital

Education
Emory University   1992 — 1996
BBA, Finance

Andy LaPointe Andy LaPointe Greater Detroit Area Details
Andy LaPointe's Lockwood Advisors Experience 2000 - 2006
Job CEO at Michigan Way Marketing
Industry Professional Training & Coaching
Experience
Michigan Way Marketing   January 2014 - Present
Fruit Advantage / Traverse Bay Farms   2005 - Present
Lockwood Advisors   2000 - 2006
Travelers Insurance  1997 - 1999
ING Investment Management  January 1993 - May 1997

Skills
Online Marketing, Entrepreneurship, Social Media Marketing, Brand Development, Marketing, Social Media, Product Development, Sales, Public Speaking, Brand Management, Investments, Web Marketing, Content Strategy, Contract Management, Blogging, Advertising, E-commerce, Leadership Development, Management

Education
Eastern Michigan University   1988 — 1991
BBA, Finance

Eastern Michigan University   1987 — 1991
BBA, Finance

Kris Schwork, CFA Kris Schwork, CFA Greater Philadelphia Area Details
Kris Schwork, CFA's Lockwood Advisors Experience January 2000 - Present
Job Senior Portfolio Manager
Industry Financial Services
Experience
Lockwood Advisors   January 2000 - Present
K's Gourmet   June 1996 - December 1999
Trinity Investment Management   May 1989 - December 1999

Skills
Asset Allocation, Investment Advisory, Client Service, Portfolio Management, Investment Strategies, Due Diligence, Mutual Funds, Separately Managed..., ETFs, Writing, Presentation Skills, Investment Management, Securities, Investments, Series 7, Asset Management, Alternative Investments, Wealth Management

Education
Bucknell University
Bachelor of Arts (B.A.), Economics and Legal Studies

Neil Patton, CFA, CAIA Neil Patton, CFA, CAIA Greater Philadelphia Area Details
Neil Patton, CFA, CAIA's Lockwood Advisors Experience October 2010 - June 2014
Job Lincoln Financial Group
Industry Investment Management
Experience
Lincoln Financial Group  July 2014 - Present
Lockwood Advisors   October 2010 - June 2014

Education
University of Pittsburgh
BSBA, Finance

Shawn Waltz Shawn Waltz Greater Philadelphia Area Details
Shawn Waltz's Lockwood Advisors Experience 2007 - Present
Job Regional Sales Director
Industry Financial Services
Experience
Lockwood Advisors   2007 - Present
PNC Investments  2009 - 2010

Skills
Series 7, Series 63, Mutual Funds, Asset Allocation, Wealth Management, Alternative Investments, Separately Managed..., Investment Advisory, Asset Management, Investments, Series 24

Education
Penn State University
Business Administration, Business Administration and Management, General

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