LPL Company
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Customer service: 1 (800) 877-7210 Headquarters: Boston, MA CEO: Dan Arnold (Jan 2017–) Parent organization: LPL Financial Holdings Inc
LPL List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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LPL Employees
Employee
Years
Job
Industry
Lynsey Mercier Lynsey Mercier's LPL Experience March 2005 - Present
Job Account Specialist at LPL
Industry Financial Services
Experience
LPL March 2005 - Present
Cox Media June 2002 - February 2003
Education
Abertay University 1998 — 1999
tv, radio production
LPL March 2005 - Present
Cox Media June 2002 - February 2003
Education
Abertay University 1998 — 1999
tv, radio production
Derek Loranger Derek Loranger's LPL Experience June 2010 - June 2011
Job Owner at Burger Bench
Industry Restaurants
Experience
Burger Bench April 2014 - Present
lynda.com December 2012 - April 2014
lynda.com October 2011 - December 2012
Self Employed June 2011 - October 2011
LPL June 2010 - June 2011
Nielsen Norman Group October 2000 - June 2010
Intuit 2000 - 2003
Skills
Photoshop, Dreamweaver, Digital Video, Siebel, User Experience, Usability Testing, Usability, Usability Labs, User Experience Testing, Remote User Testing, Contextual Inquiry, Field Studies, Mobile Testing, User-centered Design, Premiere, Experience Design, User Research, Heuristic Evaluation, Persona, Paper Prototyping, Human Computer..., User Experience Design, Product Strategies, TechSmith Morae and..., Adobe Premiere, User Scenarios, Wire Framing, Adobe Fireworks, OmniGraffle
Education
California State University-Fullerton 1990 — 1999
Psychology/Criminal Justice
Burger Bench April 2014 - Present
lynda.com December 2012 - April 2014
lynda.com October 2011 - December 2012
Self Employed June 2011 - October 2011
LPL June 2010 - June 2011
Nielsen Norman Group October 2000 - June 2010
Intuit 2000 - 2003
Skills
Photoshop, Dreamweaver, Digital Video, Siebel, User Experience, Usability Testing, Usability, Usability Labs, User Experience Testing, Remote User Testing, Contextual Inquiry, Field Studies, Mobile Testing, User-centered Design, Premiere, Experience Design, User Research, Heuristic Evaluation, Persona, Paper Prototyping, Human Computer..., User Experience Design, Product Strategies, TechSmith Morae and..., Adobe Premiere, User Scenarios, Wire Framing, Adobe Fireworks, OmniGraffle
Education
California State University-Fullerton 1990 — 1999
Psychology/Criminal Justice
Bill Hammond, PMP Bill Hammond, PMP's LPL Experience September 2008 - September 2009
Job Security Program Manager/Engineer at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2013 - Present
LPL Financial January 2011 - September 2013
LPL Financial Services, San Diego August 2009 - December 2010
LPL September 2008 - September 2009
LPL Financial April 2007 - July 2008
LPL Financial Services 2006 - 2007
LPL Financial September 2005 - September 2006
Skills
Financial Services, Risk Management, Disaster Recovery, Sarbanes-Oxley Act, MS Project, Auditing, Securities, Portfolio Management, Investments, Asset Managment, SDLC, Strategic Financial..., Financial Planners, Project Management, Business Continuity, PMP, Risk Assessment, Integration, Vendor Management, Business Analysis, Business Process..., Change Management, Management, Process Improvement, Analysis, Enterprise Software, Information Technology, Internal Audit, Financial Risk, PMO, Software Documentation, Enterprise Risk..., SharePoint, Asset Management, IT Management, Software Development, Project Portfolio..., Visio, Business Process, Software Project..., Program Management, Budgets, Business Intelligence, IT Strategy, CISA, Governance, Enterprise Architecture, Infrastructure, Requirements Gathering, Agile Project Management
Education
Haverford College 1989 — 1993
B.A., History
The Hill School
LPL Financial September 2013 - Present
LPL Financial January 2011 - September 2013
LPL Financial Services, San Diego August 2009 - December 2010
LPL September 2008 - September 2009
LPL Financial April 2007 - July 2008
LPL Financial Services 2006 - 2007
LPL Financial September 2005 - September 2006
Skills
Financial Services, Risk Management, Disaster Recovery, Sarbanes-Oxley Act, MS Project, Auditing, Securities, Portfolio Management, Investments, Asset Managment, SDLC, Strategic Financial..., Financial Planners, Project Management, Business Continuity, PMP, Risk Assessment, Integration, Vendor Management, Business Analysis, Business Process..., Change Management, Management, Process Improvement, Analysis, Enterprise Software, Information Technology, Internal Audit, Financial Risk, PMO, Software Documentation, Enterprise Risk..., SharePoint, Asset Management, IT Management, Software Development, Project Portfolio..., Visio, Business Process, Software Project..., Program Management, Budgets, Business Intelligence, IT Strategy, CISA, Governance, Enterprise Architecture, Infrastructure, Requirements Gathering, Agile Project Management
Education
Haverford College 1989 — 1993
B.A., History
The Hill School
Kevin M. Kruse Kevin M. Kruse's LPL Experience May 2012 - Present
Job Financial Consultant at LPL
Industry Financial Services
Experience
LPL May 2012 - Present
Charter One Investment Services June 1999 - May 2012
Skills
Series 63, Mutual Funds, Retirement Planning, Portfolio Management, Series 7, Wealth Management, Investment Advisory, Asset Allocation, Insurance, Finance, Financial Planning, Investments, Banking, Retirement, Financial Analysis
Education
Illinois State University
Bachelor of Science (BS), Finance / Risk Management
LPL May 2012 - Present
Charter One Investment Services June 1999 - May 2012
Skills
Series 63, Mutual Funds, Retirement Planning, Portfolio Management, Series 7, Wealth Management, Investment Advisory, Asset Allocation, Insurance, Finance, Financial Planning, Investments, Banking, Retirement, Financial Analysis
Education
Illinois State University
Bachelor of Science (BS), Finance / Risk Management
Sharon Herman, AAMS ADPA Sharon Herman, AAMS ADPA's LPL Experience April 2011 - Present
Job CEO at Silver Key Wealth Management
Industry Financial Services
Experience
Silver Key Wealth Management April 2011 - Present
LPL April 2011 - Present
Edward Jones November 2001 - April 2011
Skills
Wealth Management, Retirement Planning, Mutual Funds, Strategic Financial..., Life Insurance, FINRA, Alternative Investments, Finance, Series 7, IRAs, Investments, Long Term Care Insurance, Bonds, Series 63, LGBT community, Accredited Domestic..., Stocks, Women's investing needs, Widows Investment Needs, series 66, ADPA, AAMS, Variable Annuities, Retirement Income...
Education
Eastern Michigan University
B.S., Chemistry, Minor in Management
Silver Key Wealth Management April 2011 - Present
LPL April 2011 - Present
Edward Jones November 2001 - April 2011
Skills
Wealth Management, Retirement Planning, Mutual Funds, Strategic Financial..., Life Insurance, FINRA, Alternative Investments, Finance, Series 7, IRAs, Investments, Long Term Care Insurance, Bonds, Series 63, LGBT community, Accredited Domestic..., Stocks, Women's investing needs, Widows Investment Needs, series 66, ADPA, AAMS, Variable Annuities, Retirement Income...
Education
Eastern Michigan University
B.S., Chemistry, Minor in Management
Burt Williamson's LPL Experience December 2004 - June 2006
Job PlanPrep Advice for Life
Industry Financial Services
Experience
PlanPrep LLC June 2006 - Present
LPL December 2004 - June 2006
Hartford Life January 2003 - January 2004
AMEX Financial Advisors 1995 - 2001
Skills
Life Insurance, Personal Financial..., Paraplanning, Estate Planning, Retirement Planning, Asset Allocation, Investment Strategies
Education
Columbia University in the City of New York 1980 — 1984
BA, Economics
The University of Connecticut School of Business 1990 — 1992
MBA, Marketing & Business Administration
PlanPrep LLC June 2006 - Present
LPL December 2004 - June 2006
Hartford Life January 2003 - January 2004
AMEX Financial Advisors 1995 - 2001
Skills
Life Insurance, Personal Financial..., Paraplanning, Estate Planning, Retirement Planning, Asset Allocation, Investment Strategies
Education
Columbia University in the City of New York 1980 — 1984
BA, Economics
The University of Connecticut School of Business 1990 — 1992
MBA, Marketing & Business Administration
James McIntosh James McIntosh's LPL Experience June 2008 - August 2008
Job Process Analyst at Charter Communications
Industry Telecommunications
Experience
Charter Communications June 2014 - Present
Schenectech Incorporated January 2014 - December 2014
Western Michigan University November 2013 - June 2014
Carlisle & Gallagher Consulting Group October 2011 - February 2013
Ithaca College August 2010 - August 2011
DocTalkGroup.com January 2011 - July 2011
Nationstar Mortgage November 2009 - August 2010
LPL June 2008 - August 2008
Skills
Microsoft Office, Microsoft Excel, Research, Leadership, Data Analysis, Change Management, Management Consulting, Entrepreneurship, Process Flow Charts, Mortgage Servicing, Customer Service, Presentations, Training, LSAMS, LPS, Hardwork, Project Management, Management, Quality Assurance, Team Leadership, Process Improvement, Accounting, Business Analysis, Analysis, Organizational..., Marketing, Competitive Analysis, Business Strategy, Human Resources, Consulting, Negotiation, Risk Management, Portfolio Management, Program Management, Business Process..., Financial Analysis, Strategy, Coaching, Market Research, Leadership Development, Banking, Team Building, Financial Services, Due Diligence, Business Development, Strategic Planning, CRM, Analytics, Business Planning, Financial Modeling
Education
Ithaca College 2010 — 2011
M.B.A., Business Administration
Ithaca College 2005 — 2009
B.S., Business Administration Management
Ithaca College 2005 — 2009
B.S., Applied Economics
Charter Communications June 2014 - Present
Schenectech Incorporated January 2014 - December 2014
Western Michigan University November 2013 - June 2014
Carlisle & Gallagher Consulting Group October 2011 - February 2013
Ithaca College August 2010 - August 2011
DocTalkGroup.com January 2011 - July 2011
Nationstar Mortgage November 2009 - August 2010
LPL June 2008 - August 2008
Skills
Microsoft Office, Microsoft Excel, Research, Leadership, Data Analysis, Change Management, Management Consulting, Entrepreneurship, Process Flow Charts, Mortgage Servicing, Customer Service, Presentations, Training, LSAMS, LPS, Hardwork, Project Management, Management, Quality Assurance, Team Leadership, Process Improvement, Accounting, Business Analysis, Analysis, Organizational..., Marketing, Competitive Analysis, Business Strategy, Human Resources, Consulting, Negotiation, Risk Management, Portfolio Management, Program Management, Business Process..., Financial Analysis, Strategy, Coaching, Market Research, Leadership Development, Banking, Team Building, Financial Services, Due Diligence, Business Development, Strategic Planning, CRM, Analytics, Business Planning, Financial Modeling
Education
Ithaca College 2010 — 2011
M.B.A., Business Administration
Ithaca College 2005 — 2009
B.S., Business Administration Management
Ithaca College 2005 — 2009
B.S., Applied Economics
Louis Brace Louis Brace's LPL Experience March 2007 - September 2007
Job Financial Manager
Industry Computer Software
Experience
Microsoft April 2011 - Present
L.B. Fotography Co. May 2010 - Present
Carpet and Tile Liquidators May 2006 - December 2010
Microsoft June 2008 - May 2010
LPL March 2007 - September 2007
Look Here Advertising January 2006 - May 2006
Skills
Business Analysis, Financial Modeling, Finance, Business Intelligence, Forecasting, Project Planning, SDLC, SharePoint, Visio, Business Development, Enterprise Software, Management, Project Management, Strategy, Program Management, Financial Analysis, Cloud Computing, Leadership, Vendor Management
Education
West Virginia University 2001 — 2005
Bachelor of Science in Business Administration, Finance
Griffith University
International Financial Markets
Microsoft April 2011 - Present
L.B. Fotography Co. May 2010 - Present
Carpet and Tile Liquidators May 2006 - December 2010
Microsoft June 2008 - May 2010
LPL March 2007 - September 2007
Look Here Advertising January 2006 - May 2006
Skills
Business Analysis, Financial Modeling, Finance, Business Intelligence, Forecasting, Project Planning, SDLC, SharePoint, Visio, Business Development, Enterprise Software, Management, Project Management, Strategy, Program Management, Financial Analysis, Cloud Computing, Leadership, Vendor Management
Education
West Virginia University 2001 — 2005
Bachelor of Science in Business Administration, Finance
Griffith University
International Financial Markets
Brad Berger, CFP®, CLF® Brad Berger, CFP®, CLF®'s LPL Experience January 2009 - Present
Job Managing Partner and Owner, Cornerstone Financial Strategies
Industry Financial Services
Experience
Author June 2015 - Present
Cornerstone Financial Strategies LLC January 2009 - Present
LPL January 2009 - Present
Pay Yourself First, LLC January 2005 - Present
First Command Financial Services July 1991 - October 2008
First Command Financial Planning July 1991 - October 2008
Skills
Thank you for endorsing..., Securities, Financial Planning, Retirement Planning, Estate Planning, Business Planning, Business Strategy, Insurance, Tax, Risk Management, Retirement, Series 7, Wealth Management, Investments, Small Business, Annuities, Strategic Financial..., Fixed Annuities, FINRA, Financial Services, Financial Planners, Mutual Funds, Long Term Care Insurance, Financial Advisory, Wealth, Asset Allocation, Investment Strategies, Asset Management, Series 63
Education
Learning Institute for Financial Executives 2009 — 2009
Retirement Distribution and Taxation Protection
The American College 2006 — 2007
CLF, Leadership
College for Financial Planning 2003 — 2005
CFP, Financial Planning
United States Military Academy at West Point 1983 — 1987
B.S., Computer Science
Author June 2015 - Present
Cornerstone Financial Strategies LLC January 2009 - Present
LPL January 2009 - Present
Pay Yourself First, LLC January 2005 - Present
First Command Financial Services July 1991 - October 2008
First Command Financial Planning July 1991 - October 2008
Skills
Thank you for endorsing..., Securities, Financial Planning, Retirement Planning, Estate Planning, Business Planning, Business Strategy, Insurance, Tax, Risk Management, Retirement, Series 7, Wealth Management, Investments, Small Business, Annuities, Strategic Financial..., Fixed Annuities, FINRA, Financial Services, Financial Planners, Mutual Funds, Long Term Care Insurance, Financial Advisory, Wealth, Asset Allocation, Investment Strategies, Asset Management, Series 63
Education
Learning Institute for Financial Executives 2009 — 2009
Retirement Distribution and Taxation Protection
The American College 2006 — 2007
CLF, Leadership
College for Financial Planning 2003 — 2005
CFP, Financial Planning
United States Military Academy at West Point 1983 — 1987
B.S., Computer Science
Pamela NeSmith Pamela NeSmith's LPL Experience 1996 - 1998
Job Technical Support III, Nuance Communications, Healthcare
Industry Information Technology and Services
Experience
Nuance Communications May 2014 - Present
McKesson Provider Technologies October 2009 - September 2012
LPL 1996 - 1998
The University of Alabama System 1992 - 1996
Skills
HL7, SQL, VMware, XML, BizTalk, VBScript, DICOM, SQL Server, Databases, Healthcare IT, Windows, Windows Server, .NET, Java, Crystal Reports, Documentation, SharePoint, Unix, Healthcare Information..., Microsoft SQL Server, Active Directory, Disaster Recovery, Integration, Software Documentation, EHR, Program Management, Troubleshooting, PACS, RIS, Visio, Software Implementation, Health Information..., Oracle, HIPAA, Informatics, Cerner, Systems Analysis, EMR, SDLC, Healthcare Industry, CPOE, System Administration, Access
Education
Florida Institute of Technology
Master of Business Administration (MBA), Healthcare IT and Management
Syracuse University
PMP Certification
University of West Alabama 1984 — 1987
B.S., Business
Nuance Communications May 2014 - Present
McKesson Provider Technologies October 2009 - September 2012
LPL 1996 - 1998
The University of Alabama System 1992 - 1996
Skills
HL7, SQL, VMware, XML, BizTalk, VBScript, DICOM, SQL Server, Databases, Healthcare IT, Windows, Windows Server, .NET, Java, Crystal Reports, Documentation, SharePoint, Unix, Healthcare Information..., Microsoft SQL Server, Active Directory, Disaster Recovery, Integration, Software Documentation, EHR, Program Management, Troubleshooting, PACS, RIS, Visio, Software Implementation, Health Information..., Oracle, HIPAA, Informatics, Cerner, Systems Analysis, EMR, SDLC, Healthcare Industry, CPOE, System Administration, Access
Education
Florida Institute of Technology
Master of Business Administration (MBA), Healthcare IT and Management
Syracuse University
PMP Certification
University of West Alabama 1984 — 1987
B.S., Business
Brett Waterfield Brett Waterfield's LPL Experience June 2008 - March 2015
Job Senior Vice President Division Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
LPL June 2008 - March 2015
TD Ameritrade 2004 - 2008
Federated Investors 2001 - 2004
Talbot Financial 1999 - 2001
Raymond James 1997 - 1999
US Army 1992 - 1997
Skills
Series 7, Series 66, CFP
Education
Boston University Questrom School of Business 2008 — 2011
MS, Banking and Financial Services
Michigan State University 1995 — 1998
BA, Finance
LPL Financial March 2015 - Present
LPL June 2008 - March 2015
TD Ameritrade 2004 - 2008
Federated Investors 2001 - 2004
Talbot Financial 1999 - 2001
Raymond James 1997 - 1999
US Army 1992 - 1997
Skills
Series 7, Series 66, CFP
Education
Boston University Questrom School of Business 2008 — 2011
MS, Banking and Financial Services
Michigan State University 1995 — 1998
BA, Finance
Alexandra Kinander, CFP®'s LPL Experience July 2007 - August 2011
Job Financial Advisor, CA Insurance Lic.#0F80681
Industry Financial Services
Experience
D.M. Brenner & Associates August 2011 - Present
LPL July 2007 - August 2011
Souza, Cescon Avedissian, Barrieu e Flesch Advogados September 2002 - October 2003
Davis Polk & Wardwell LLP August 2001 - August 2002
Education
Pontifícia Universidade Católica de São Paulo 1998 — 2002
Masters, Commercial Lay
Fundação Getulio Vargas 1993 — 1997
Bachelor, Business, Public Administration
Pontifícia Universidade Católica de São Paulo 1993 — 1997
Bachelor, Law
Fundação Getulio Vargas 1992 — 1996
BBA, Public Administration
D.M. Brenner & Associates August 2011 - Present
LPL July 2007 - August 2011
Souza, Cescon Avedissian, Barrieu e Flesch Advogados September 2002 - October 2003
Davis Polk & Wardwell LLP August 2001 - August 2002
Education
Pontifícia Universidade Católica de São Paulo 1998 — 2002
Masters, Commercial Lay
Fundação Getulio Vargas 1993 — 1997
Bachelor, Business, Public Administration
Pontifícia Universidade Católica de São Paulo 1993 — 1997
Bachelor, Law
Fundação Getulio Vargas 1992 — 1996
BBA, Public Administration
Tim Bain Tim Bain's LPL Experience August 1997 - June 1999
Job Experienced Financial Services Professional (and Avid Music Lover)
Industry Financial Services
Experience
Elledge : Bain : Sides : LLC October 2010 - Present
Spark Asset Management Group 2010 - Present
Music49 2003 - Present
JBS Liberty Securities, Inc. 2007 - October 2010
Synergy Investment Group 1998 - October 2010
LPL August 1997 - June 1999
Edward Jones June 1994 - August 1997
Education
North Carolina State University 1990 — 1994
Bachelor of Science (BS), Economics
North Carolina State University 1990 — 1994
Bachelor of Arts (B.A.), Business Management with a Finance Concentration
Elledge : Bain : Sides : LLC October 2010 - Present
Spark Asset Management Group 2010 - Present
Music49 2003 - Present
JBS Liberty Securities, Inc. 2007 - October 2010
Synergy Investment Group 1998 - October 2010
LPL August 1997 - June 1999
Edward Jones June 1994 - August 1997
Education
North Carolina State University 1990 — 1994
Bachelor of Science (BS), Economics
North Carolina State University 1990 — 1994
Bachelor of Arts (B.A.), Business Management with a Finance Concentration
Brian Lampron's LPL Experience March 2003 - July 2005
Job Director of Investment Consulting Services at Commonwealth Financial Network
Industry Financial Services
Experience
Commonwealth Financial Network August 2005 - Present
LPL March 2003 - July 2005
Financial Perspectives February 2000 - December 2003
Wells Fargo Capital Finance - Foothill Capital July 1998 - December 1999
Fidelity Investments May 1997 - July 1998
Skills
Series 7, Series 63, Series 24, AIF designation, Mutual Funds, Asset Allocation, Investment Strategies, Wealth Management
Education
Bentley University 1993 — 1997
BA, Accounting
Pentucket High
Commonwealth Financial Network August 2005 - Present
LPL March 2003 - July 2005
Financial Perspectives February 2000 - December 2003
Wells Fargo Capital Finance - Foothill Capital July 1998 - December 1999
Fidelity Investments May 1997 - July 1998
Skills
Series 7, Series 63, Series 24, AIF designation, Mutual Funds, Asset Allocation, Investment Strategies, Wealth Management
Education
Bentley University 1993 — 1997
BA, Accounting
Pentucket High
Tim Kriksciun Tim Kriksciun's LPL Experience January 2003 - July 2006
Job Software QA Manager at PayForward
Industry Information Technology and Services
Experience
PayForward 2014 - Present
Opera Solutions August 2011 - 2014
CoreLogic June 2007 - August 2011
MakMitchell LLC July 2006 - June 2007
LPL January 2003 - July 2006
Warner Music Group May 2000 - June 2002
Banc of America Securities October 1999 - May 2000
Intuit April 1999 - October 1999
LPL September 1995 - April 1999
Skills
Software Quality..., Quality Assurance, SDLC, Test Planning, Test Automation, Agile Methodologies, Testing, Software Development
Education
California State University-San Marcos - College of Business Administration 1996 — 1998
Bachelor of Science, Business Administration
PayForward 2014 - Present
Opera Solutions August 2011 - 2014
CoreLogic June 2007 - August 2011
MakMitchell LLC July 2006 - June 2007
LPL January 2003 - July 2006
Warner Music Group May 2000 - June 2002
Banc of America Securities October 1999 - May 2000
Intuit April 1999 - October 1999
LPL September 1995 - April 1999
Skills
Software Quality..., Quality Assurance, SDLC, Test Planning, Test Automation, Agile Methodologies, Testing, Software Development
Education
California State University-San Marcos - College of Business Administration 1996 — 1998
Bachelor of Science, Business Administration
Kaisar Khatak Kaisar Khatak's LPL Experience June 2008 - September 2008
Job Data Nerd at Nova Technology Solutions. Open to BI and Big Data Analytics Opportunities
Industry Information Technology and Services
Experience
Nova Technology Solutions, Inc April 2006 - Present
iPass April 2012 - January 2013
NetApp November 2011 - April 2012
KBR, Inc. May 2011 - May 2011
Tupperware Brands October 2010 - May 2011
Wells Fargo November 2009 - July 2010
Apollo Group December 2008 - August 2009
Data Solutions Direct September 2008 - January 2009
Soft-Train October 2008 - November 2008
LPL June 2008 - September 2008
Skills
SQL, PL/SQL, Oracle E-Business Suite, Oracle, Oracle Reports, Oracle Forms, Oracle Applications, Oracle Discoverer, Unix, Data Warehousing, Business Intelligence, ETL, Integration, Databases, Unix Shell Scripting, Toad, SDLC, Database Design, Enterprise Software, Cloud Computing, Hadoop, Hive, SQL tuning, NoSQL, Tableau, R, Perl, Oracle Financials, XML Publisher, Data Modeling, ERP, Performance Tuning, Data Migration, Shell Scripting, Business Objects, Data Conversion, Data Integration, Systems Analysis, Business Process, Requirements Analysis, Business Analysis, System Administration, Data Analysis, Information Technology, Professional Services, Consulting, Relational Databases, Project Management, IT Strategy, Enterprise Architecture
Education
Oracle University 2002 — 2002
Certificate of Completion
Boston University 1997 — 1998
Application Developer Certification
Ithaca College
Universidad Interamericana de Puerto Rico
University of Massachusetts, Amherst
BA
Williston Northampton School
High School
Nova Technology Solutions, Inc April 2006 - Present
iPass April 2012 - January 2013
NetApp November 2011 - April 2012
KBR, Inc. May 2011 - May 2011
Tupperware Brands October 2010 - May 2011
Wells Fargo November 2009 - July 2010
Apollo Group December 2008 - August 2009
Data Solutions Direct September 2008 - January 2009
Soft-Train October 2008 - November 2008
LPL June 2008 - September 2008
Skills
SQL, PL/SQL, Oracle E-Business Suite, Oracle, Oracle Reports, Oracle Forms, Oracle Applications, Oracle Discoverer, Unix, Data Warehousing, Business Intelligence, ETL, Integration, Databases, Unix Shell Scripting, Toad, SDLC, Database Design, Enterprise Software, Cloud Computing, Hadoop, Hive, SQL tuning, NoSQL, Tableau, R, Perl, Oracle Financials, XML Publisher, Data Modeling, ERP, Performance Tuning, Data Migration, Shell Scripting, Business Objects, Data Conversion, Data Integration, Systems Analysis, Business Process, Requirements Analysis, Business Analysis, System Administration, Data Analysis, Information Technology, Professional Services, Consulting, Relational Databases, Project Management, IT Strategy, Enterprise Architecture
Education
Oracle University 2002 — 2002
Certificate of Completion
Boston University 1997 — 1998
Application Developer Certification
Ithaca College
Universidad Interamericana de Puerto Rico
University of Massachusetts, Amherst
BA
Williston Northampton School
High School
Dominic Lopez Dominic Lopez's LPL Experience February 2011 - June 2011
Job Service Center 360 Represntative at LPL Financial
Industry Financial Services
Experience
LPL Financial December 2013 - Present
Poway Honda February 2013 - July 2013
Walmart April 2006 - February 2013
LPL Financial June 2011 - July 2012
LPL February 2011 - June 2011
First Allied Securities July 2006 - October 2009
LPL December 1999 - July 2006
Accredited Home Lenders January 1998 - December 2000
BankAmerica Housing Services 1989 - 2000
Skills
Microsoft Office, Sales Management, Customer Service, Call Center Development, Human Resources, Training, Call Center, Analysis, Banking, Mutual Funds, Retail, Leadership, PowerPoint, Microsoft Word, Microsoft Excel, Vendor Management, Business Analysis, Team Building, Recruiting, Access, Employee Relations, Project Management, New Business Development, Visio, Process Improvement, Finance, Insurance, Call Centers
Education
University of Phoenix 1996 — 1998
MBA, Finance
National University 1981 — 1984
BBA, Finance
LPL Financial December 2013 - Present
Poway Honda February 2013 - July 2013
Walmart April 2006 - February 2013
LPL Financial June 2011 - July 2012
LPL February 2011 - June 2011
First Allied Securities July 2006 - October 2009
LPL December 1999 - July 2006
Accredited Home Lenders January 1998 - December 2000
BankAmerica Housing Services 1989 - 2000
Skills
Microsoft Office, Sales Management, Customer Service, Call Center Development, Human Resources, Training, Call Center, Analysis, Banking, Mutual Funds, Retail, Leadership, PowerPoint, Microsoft Word, Microsoft Excel, Vendor Management, Business Analysis, Team Building, Recruiting, Access, Employee Relations, Project Management, New Business Development, Visio, Process Improvement, Finance, Insurance, Call Centers
Education
University of Phoenix 1996 — 1998
MBA, Finance
National University 1981 — 1984
BBA, Finance
Frederick R. Bitsky, JD, CFP Frederick R. Bitsky, JD, CFP's LPL Experience December 1995 - Present
Job Proactive Private Wealth Management by WealthGuard LLC
Industry Financial Services
Experience
WealthGuard LLC December 1999 - Present
LPL December 1995 - Present
Skills
Estate Planning, Wealth Management, Investments, Insurance, Risk Management, Banking, Retirement Planning, Strategic Financial..., Asset Managment, IRAs, Fixed Annuities, Financial Advisory, Wealth Management..., Investment Advisory, Mutual Funds, Securities, Series 7, Retirement, Portfolio Management
Education
Brooklyn Law School 1976 — 1979
JD, Law
City University of New York-Brooklyn College 1972 — 1976
BA, Politics
WealthGuard LLC December 1999 - Present
LPL December 1995 - Present
Skills
Estate Planning, Wealth Management, Investments, Insurance, Risk Management, Banking, Retirement Planning, Strategic Financial..., Asset Managment, IRAs, Fixed Annuities, Financial Advisory, Wealth Management..., Investment Advisory, Mutual Funds, Securities, Series 7, Retirement, Portfolio Management
Education
Brooklyn Law School 1976 — 1979
JD, Law
City University of New York-Brooklyn College 1972 — 1976
BA, Politics
Kevin Clary Kevin Clary's LPL Experience August 2005 - August 2007
Job Manager at Booth Creek Management Corp.
Industry Capital Markets
Experience
Booth Creek Management 2007 - Present
LPL August 2005 - August 2007
Skills
Investments, Financial Modeling, Equities, Financial Analysis, Asset Management, Portfolio Management, Valuation, Alternative Investments, Investment Strategies, Corporate Finance, Due Diligence, Finance, Financial Reporting, Strategic Planning, Securities, Business Planning, Equity Valuation, Private Equity
Education
Montana State University-Bozeman 2002 — 2005
Bachelor, Finance & Economics
Booth Creek Management 2007 - Present
LPL August 2005 - August 2007
Skills
Investments, Financial Modeling, Equities, Financial Analysis, Asset Management, Portfolio Management, Valuation, Alternative Investments, Investment Strategies, Corporate Finance, Due Diligence, Finance, Financial Reporting, Strategic Planning, Securities, Business Planning, Equity Valuation, Private Equity
Education
Montana State University-Bozeman 2002 — 2005
Bachelor, Finance & Economics
Scott Accamando Scott Accamando's LPL Experience 2002 - 2009
Job Associate Branch Manager at Lincoln Investment
Industry Financial Services
Experience
Lincoln Investment June 2015 - Present
Benchmark Financial Advisors April 2014 - June 2015
Cetera Advisors Network January 2013 - February 2014
Mid Atlantic Capital Group, Inc. August 2011 - December 2012
Securities America, Inc. April 2009 - July 2011
LPL 2002 - 2009
Wachovia Securities 2000 - 2002
Prudential Securities 1998 - 2000
Dean Witter 1996 - 1998
Skills
Investments, Financial Advisory, Recruiting, Series 7, Mutual Funds
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business
MBA, Finance
Allegheny College 1989 — 1993
BA, English
Gateway High School 1986 — 1989
Moon Junior High School
Lincoln Investment June 2015 - Present
Benchmark Financial Advisors April 2014 - June 2015
Cetera Advisors Network January 2013 - February 2014
Mid Atlantic Capital Group, Inc. August 2011 - December 2012
Securities America, Inc. April 2009 - July 2011
LPL 2002 - 2009
Wachovia Securities 2000 - 2002
Prudential Securities 1998 - 2000
Dean Witter 1996 - 1998
Skills
Investments, Financial Advisory, Recruiting, Series 7, Mutual Funds
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business
MBA, Finance
Allegheny College 1989 — 1993
BA, English
Gateway High School 1986 — 1989
Moon Junior High School
Becky Prsha Becky Prsha's LPL Experience December 2009 - June 2011
Job Business Owner
Industry Financial Services
Experience
Messner and Smith December 2011 - Present
Value Electric & Communications, Inc May 2000 - Present
LPL December 2009 - June 2011
LPL Financial December 2009 - June 2011
First Allied Securities April 2007 - October 2008
Pacific Life June 2004 - April 2007
WS Griffith Securities April 1998 - May 2004
Skills
Investments, Financial Services, Portfolio Management, Leadership, Financial Advisory, Management, Multi-Property...
Education
Auburn University 1977 — 1981
BA, French w/business minor
Messner and Smith December 2011 - Present
Value Electric & Communications, Inc May 2000 - Present
LPL December 2009 - June 2011
LPL Financial December 2009 - June 2011
First Allied Securities April 2007 - October 2008
Pacific Life June 2004 - April 2007
WS Griffith Securities April 1998 - May 2004
Skills
Investments, Financial Services, Portfolio Management, Leadership, Financial Advisory, Management, Multi-Property...
Education
Auburn University 1977 — 1981
BA, French w/business minor
Douglas Frigon Douglas Frigon's LPL Experience December 1989 - May 1993
Job Director at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. July 2011 - Present
Stone & Youngberg September 2004 - July 2011
Braveheart Capital Management October 2000 - September 2004
Bank of America February 1995 - April 1999
Charles Schwab May 1993 - February 1995
LPL December 1989 - May 1993
Skills
ABS, Trading, Hedge Funds, Financial Structuring, Portfolio Management, Investments, Derivatives, Capital Markets, Equities, Asset Allocation, Fixed Income, Securities, Investment Advisory, Investment Strategies
Education
Penn State University 1987 — 1989
MBA, Finance
The University of Kansas 1980 — 1986
BFA, Industrial Design
Robert W. Baird & Co. July 2011 - Present
Stone & Youngberg September 2004 - July 2011
Braveheart Capital Management October 2000 - September 2004
Bank of America February 1995 - April 1999
Charles Schwab May 1993 - February 1995
LPL December 1989 - May 1993
Skills
ABS, Trading, Hedge Funds, Financial Structuring, Portfolio Management, Investments, Derivatives, Capital Markets, Equities, Asset Allocation, Fixed Income, Securities, Investment Advisory, Investment Strategies
Education
Penn State University 1987 — 1989
MBA, Finance
The University of Kansas 1980 — 1986
BFA, Industrial Design
Marnie Biando's LPL Experience July 2006 - December 2008
Job
Industry Information Technology and Services
Experience
LPL Financial January 2009 - May 2011
LPL July 2006 - December 2008
Process Exchange January 2006 - June 2006
Oakwood Worldwide November 2005 - January 2006
Kaiser Permanente May 2003 - October 2005
Kaiser Permanente July 1997 - February 2002
Skills
Quality Assurance, Software Quality..., Process Improvement, PMP, Testing, Staff Management, PMO, Metrics, Software Project..., Quality Center, Team Building, Quality Management, Requirements Analysis, Software Development, Program Management, Business Intelligence, SDLC, Agile Project Management, Agile Methodologies, Business Analysis, Project Management, Leadership, Visio, Outsourcing, Scrum, Waterfall, Integration, Software Documentation, Analysis, Test Planning, MS Project, Requirements Gathering, User Acceptance Testing
Education
Massachusetts Institute of Technology
B.S.
LPL Financial January 2009 - May 2011
LPL July 2006 - December 2008
Process Exchange January 2006 - June 2006
Oakwood Worldwide November 2005 - January 2006
Kaiser Permanente May 2003 - October 2005
Kaiser Permanente July 1997 - February 2002
Skills
Quality Assurance, Software Quality..., Process Improvement, PMP, Testing, Staff Management, PMO, Metrics, Software Project..., Quality Center, Team Building, Quality Management, Requirements Analysis, Software Development, Program Management, Business Intelligence, SDLC, Agile Project Management, Agile Methodologies, Business Analysis, Project Management, Leadership, Visio, Outsourcing, Scrum, Waterfall, Integration, Software Documentation, Analysis, Test Planning, MS Project, Requirements Gathering, User Acceptance Testing
Education
Massachusetts Institute of Technology
B.S.
Chris Ciocca, CIMA®, AIF® Chris Ciocca, CIMA®, AIF®'s LPL Experience 2006 - 2009
Job Regional Sales Manager, Cetera Financial
Industry Investment Management
Experience
Cetera Financial Group 2012 - Present
Ameriprise Financial Services, Inc. 2009 - 2012
LPL 2006 - 2009
Columbia Management 2005 - 2005
Salomon Smith Barney 1998 - 2005
State Street 1996 - 1998
Skills
Financial Services, Sales Operations, Series 7, Financial Advisory, Investments, Finance, New Business Development, Sales, Alternative Investments, Securities, Asset Allocation
Education
D'Amore-McKim School of Business at Northeastern University 1999 — 2001
MSF, Masters of Science, Finance
University of New Hampshire -- Peter T. Paul College of Business and Economics 1991 — 1995
BS, Business Admin.
Harborfields
Cetera Financial Group 2012 - Present
Ameriprise Financial Services, Inc. 2009 - 2012
LPL 2006 - 2009
Columbia Management 2005 - 2005
Salomon Smith Barney 1998 - 2005
State Street 1996 - 1998
Skills
Financial Services, Sales Operations, Series 7, Financial Advisory, Investments, Finance, New Business Development, Sales, Alternative Investments, Securities, Asset Allocation
Education
D'Amore-McKim School of Business at Northeastern University 1999 — 2001
MSF, Masters of Science, Finance
University of New Hampshire -- Peter T. Paul College of Business and Economics 1991 — 1995
BS, Business Admin.
Harborfields
Jamal Powell Jamal Powell's LPL Experience October 2007 - May 2009
Job Consumer Services Professional
Industry Consumer Services
Experience
LPL October 2007 - May 2009
Education
Alliant International University-San Diego Scripps Ranch 1999 — 2003
B.S., International Business Administration
London Central High School
LPL October 2007 - May 2009
Education
Alliant International University-San Diego Scripps Ranch 1999 — 2003
B.S., International Business Administration
London Central High School
Laurel Marshall's LPL Experience October 2006 - November 2010
Job Certified Health Coach & Personal Trainer at Laurel Marshall: Health and Fitness Coach
Industry Health, Wellness and Fitness
Experience
Laurel Marshall: Health and Fitness Coach July 2015 - Present
Laurel Marshall, Personal Trainer February 2015 - Present
Graveyard Vineyards May 2013 - November 2014
Divine Weddings and Events July 2010 - March 2012
Eagle Castle Winery 2011 - 2012
LPL October 2006 - November 2010
Cuesta College December 2000 - June 2002
Career Group Inc. January 2000 - August 2000
Skills
Event Management, Event Planning, Customer Service, Human Resources, Recruiting, Marketing, Microsoft Office, Training, Outlook, Public Speaking, Microsoft Excel, PowerPoint, Coaching, Microsoft Word, Social Media, Data Entry, Conflict Resolution, Team Building, Research, Budgets, Management, Public Relations, Leadership, Social Networking
Education
Institute of Integrative Nutrition 2015 — 2015
Health Coach Certification, Foods, Nutrition, and Wellness Studies, General
American Council on Exercise 2014 — 2015
Personal Trainer Certification, Physical Fitness Technician
Penn Foster University 2010 — 2010
Certificate, Bridal Consultant
California State University-Northridge 1995 — 1999
B.S., Business Administration
Laurel Marshall: Health and Fitness Coach July 2015 - Present
Laurel Marshall, Personal Trainer February 2015 - Present
Graveyard Vineyards May 2013 - November 2014
Divine Weddings and Events July 2010 - March 2012
Eagle Castle Winery 2011 - 2012
LPL October 2006 - November 2010
Cuesta College December 2000 - June 2002
Career Group Inc. January 2000 - August 2000
Skills
Event Management, Event Planning, Customer Service, Human Resources, Recruiting, Marketing, Microsoft Office, Training, Outlook, Public Speaking, Microsoft Excel, PowerPoint, Coaching, Microsoft Word, Social Media, Data Entry, Conflict Resolution, Team Building, Research, Budgets, Management, Public Relations, Leadership, Social Networking
Education
Institute of Integrative Nutrition 2015 — 2015
Health Coach Certification, Foods, Nutrition, and Wellness Studies, General
American Council on Exercise 2014 — 2015
Personal Trainer Certification, Physical Fitness Technician
Penn Foster University 2010 — 2010
Certificate, Bridal Consultant
California State University-Northridge 1995 — 1999
B.S., Business Administration
Jim Cronin, CIMA's LPL Experience 1990 - 1992
Job Head of USIS Financial Advisors Broker/Dealer at T. Rowe Price
Industry Investment Management
Experience
T. Rowe Price November 2014 - Present
TS Capital, LLC May 2014 - November 2014
Sentinel Financial Services Company November 2006 - December 2013
MFS Investment Management 2000 - 2006
AllianceBernstein 1996 - 2000
Invesco US 1994 - 1996
LPL 1990 - 1992
American Finance Group 1985 - 1990
Education
Bentley University
Bachelor of Science (BS), Economics
T. Rowe Price November 2014 - Present
TS Capital, LLC May 2014 - November 2014
Sentinel Financial Services Company November 2006 - December 2013
MFS Investment Management 2000 - 2006
AllianceBernstein 1996 - 2000
Invesco US 1994 - 1996
LPL 1990 - 1992
American Finance Group 1985 - 1990
Education
Bentley University
Bachelor of Science (BS), Economics
Nicholas Leone Nicholas Leone's LPL Experience 2005 - 2007
Job Owner, Global Fund Group, LLC
Industry Investment Management
Experience
Global Fund Group, LLC 2007 - Present
LPL 2005 - 2007
AIG Advisor Group 2003 - 2005
Source Capital Group 1997 - 2003
United Nations 1997 - 1997
Deutsche Asset Management 1994 - 1997
Merrill Lynch 1992 - 1994
Skills
Alternative Investments, Portfolio Management, Investment Management, Hedge Funds, Strategy, Investments, Philanthropy, Principles of Economics
Education
Harvard Business School 2004 — 2004
Financial Management
Pepperdine University School of Law 1991 — 1991
Strauss Institute
Fuller Theological Seminary 1989 — 1991
MA, Theology & Intercultural Studies
Gordon College 1984 — 1989
BS, Business Administration & Exercise Physiology
McGill University 1986 — 1987
Physical Education
Tabor
Global Fund Group, LLC 2007 - Present
LPL 2005 - 2007
AIG Advisor Group 2003 - 2005
Source Capital Group 1997 - 2003
United Nations 1997 - 1997
Deutsche Asset Management 1994 - 1997
Merrill Lynch 1992 - 1994
Skills
Alternative Investments, Portfolio Management, Investment Management, Hedge Funds, Strategy, Investments, Philanthropy, Principles of Economics
Education
Harvard Business School 2004 — 2004
Financial Management
Pepperdine University School of Law 1991 — 1991
Strauss Institute
Fuller Theological Seminary 1989 — 1991
MA, Theology & Intercultural Studies
Gordon College 1984 — 1989
BS, Business Administration & Exercise Physiology
McGill University 1986 — 1987
Physical Education
Tabor
Robert Drury Robert Drury's LPL Experience August 2010 - November 2013
Job Financial Planner & Analyst talented in strategic planning and in leveraging longterm relationships
Industry Financial Services
Experience
Linden, Thomas and Company December 2013 - Present
LPL August 2010 - November 2013
Vanguard September 2005 - August 2010
Verizon Wireless November 2004 - September 2005
News 14 Carolina December 2003 - June 2004
WMAZ April 2003 - November 2003
WGXA July 2002 - December 2002
Skills
Investments, Strategic Financial..., Portfolio Management, Retirement Planning, Series 7, Financial Planning, Word, Series 63, FINRA, Series 24, Asset Management, Financial Analysis, Excel, PowerPoint, Wealth Management, Compliance, Bloomberg, Problem Solving, Equities, Microsoft Office, Customer Service, Outlook, Analysis, Fixed Income, Bonds, Morningstar, Capital Markets, Options
Education
Appalachian State University 1995 — 2000
Bachelor of Science (B.S.), Communications/Broadcast Journalism - Minor in International Business
Northwest Cabarrus High School
Northwest Cabarrus High School
Linden, Thomas and Company December 2013 - Present
LPL August 2010 - November 2013
Vanguard September 2005 - August 2010
Verizon Wireless November 2004 - September 2005
News 14 Carolina December 2003 - June 2004
WMAZ April 2003 - November 2003
WGXA July 2002 - December 2002
Skills
Investments, Strategic Financial..., Portfolio Management, Retirement Planning, Series 7, Financial Planning, Word, Series 63, FINRA, Series 24, Asset Management, Financial Analysis, Excel, PowerPoint, Wealth Management, Compliance, Bloomberg, Problem Solving, Equities, Microsoft Office, Customer Service, Outlook, Analysis, Fixed Income, Bonds, Morningstar, Capital Markets, Options
Education
Appalachian State University 1995 — 2000
Bachelor of Science (B.S.), Communications/Broadcast Journalism - Minor in International Business
Northwest Cabarrus High School
Northwest Cabarrus High School
Lee Abramovitz Lee Abramovitz's LPL Experience 2009 - Present
Job CFP® at LPL
Industry Financial Services
Experience
LPL 2009 - Present
Self Employed June 2008 - Present
Lincoln Financial Advisors November 1993 - May 2008
Jewish Community Center 1989 - 1993
Maryland Medical Laboratories 1990 - 1992
Skills
Retirement, Wealth Management, Financial Advisory, Wealth, Financial Planning, Retirement Planning, Investment Strategies, Securities, Investments, Investment Advisory, Estate Planning, Mutual Funds, Small Business, Risk Management, Asset Allocation, 401k, Insurance, Series 7, Personal Finance, Alternative Investments, Asset Management, Disability Insurance, Portfolio Management, Trust Services, Pensions, Long-term Care, Employee Benefits, Equities, Series 63, Business Planning, Comprehensive Wealth..., Efficient Investment..., Succession Planning, Planning, Insurance Planning, IRA's, Annuities, Retirement Income..., Long Term Care, Series 66, Stocks, Group Benefits, Bonds, Options, Charitable Giving, Asset Protection, Wealth Accumulation, Fixed Income, Series 6, Real Estate Investment
Education
Juniata College 1985 — 1989
B.S., Chemistry
Owen J Roberts HS 1981 — 1985
High School Diploma, College Prep
LPL 2009 - Present
Self Employed June 2008 - Present
Lincoln Financial Advisors November 1993 - May 2008
Jewish Community Center 1989 - 1993
Maryland Medical Laboratories 1990 - 1992
Skills
Retirement, Wealth Management, Financial Advisory, Wealth, Financial Planning, Retirement Planning, Investment Strategies, Securities, Investments, Investment Advisory, Estate Planning, Mutual Funds, Small Business, Risk Management, Asset Allocation, 401k, Insurance, Series 7, Personal Finance, Alternative Investments, Asset Management, Disability Insurance, Portfolio Management, Trust Services, Pensions, Long-term Care, Employee Benefits, Equities, Series 63, Business Planning, Comprehensive Wealth..., Efficient Investment..., Succession Planning, Planning, Insurance Planning, IRA's, Annuities, Retirement Income..., Long Term Care, Series 66, Stocks, Group Benefits, Bonds, Options, Charitable Giving, Asset Protection, Wealth Accumulation, Fixed Income, Series 6, Real Estate Investment
Education
Juniata College 1985 — 1989
B.S., Chemistry
Owen J Roberts HS 1981 — 1985
High School Diploma, College Prep
Jeffrey Mantoani's LPL Experience 2005 - 2007
Job Director of Operations at Duncan Financial
Industry Financial Services
Experience
Duncan Financial March 2010 - Present
LPL Financial March 2005 - March 2009
LPL 2005 - 2007
TD Waterhouse 1997 - 2005
Road Runner Sports 1991 - 1995
Education
California State University-Sacramento
Duncan Financial March 2010 - Present
LPL Financial March 2005 - March 2009
LPL 2005 - 2007
TD Waterhouse 1997 - 2005
Road Runner Sports 1991 - 1995
Education
California State University-Sacramento
John Antrobus John Antrobus's LPL Experience November 2005 - February 2009
Job President at Milestone Advisory Group
Industry Financial Services
Experience
Milestone Advisory Group November 2010 - Present
Brewer Financial Services 2009 - 2010
LPL November 2005 - February 2009
AXA Advisors, LLC December 1998 - November 2005
Skills
Retirement Planning, Estate Planning, Annuities, Financial Planning, Retirement Income..., Mutual Funds, Long Term Care, Insurance, Health Insurance, Investment Advisory
Education
Illinois State University 1994 — 1996
BS, Marketing
Illinois State University 1991 — 1992
Bachelor of Science (B.S.), Marketing
Iowa State University 1990 — 1991
Milestone Advisory Group November 2010 - Present
Brewer Financial Services 2009 - 2010
LPL November 2005 - February 2009
AXA Advisors, LLC December 1998 - November 2005
Skills
Retirement Planning, Estate Planning, Annuities, Financial Planning, Retirement Income..., Mutual Funds, Long Term Care, Insurance, Health Insurance, Investment Advisory
Education
Illinois State University 1994 — 1996
BS, Marketing
Illinois State University 1991 — 1992
Bachelor of Science (B.S.), Marketing
Iowa State University 1990 — 1991
Christine McLynn, CFA Christine McLynn, CFA's LPL Experience 2009 - 2010
Job Retired Investment Analyst | Personal Financial Planner
Industry Financial Services
Experience
Home August 2012 - Present
Educational Sabbatical September 2010 - Present
Goal-Based Planning September 2010 - August 2012
ProNet Charlotte 2010 - 2012
LPL 2009 - 2010
Ameriprise Financial 2007 - 2009
Bank of America 1985 - 2006
Skills
Data Gathering, Comprehensive Analysis, Creative Problem Solving, Options Development, Organization of Ideas,..., Negotiating Outcomes, Consensus Building, Follow Up, Peer Counseling, Organization, Options, Analysis, Negotiation, Peer Support, Estate Planning, Data Collection, Finance, Wealth Management, Portfolio Management, Marketing, Financial Analysis, Banking, Investments
Education
Beloit College
BA, Economics and Business
University of North Carolina at Charlotte
CFP Certification, Financial Planning
Home August 2012 - Present
Educational Sabbatical September 2010 - Present
Goal-Based Planning September 2010 - August 2012
ProNet Charlotte 2010 - 2012
LPL 2009 - 2010
Ameriprise Financial 2007 - 2009
Bank of America 1985 - 2006
Skills
Data Gathering, Comprehensive Analysis, Creative Problem Solving, Options Development, Organization of Ideas,..., Negotiating Outcomes, Consensus Building, Follow Up, Peer Counseling, Organization, Options, Analysis, Negotiation, Peer Support, Estate Planning, Data Collection, Finance, Wealth Management, Portfolio Management, Marketing, Financial Analysis, Banking, Investments
Education
Beloit College
BA, Economics and Business
University of North Carolina at Charlotte
CFP Certification, Financial Planning
Chuck Kirby's LPL Experience September 2009 - Present
Job Vice President of Stability and Operations at LPL
Industry Information Technology and Services
Experience
LPL September 2009 - Present
Intuit March 2000 - September 2009
SAIC August 1996 - March 2000
Resource Consultants Inc. 1993 - 1996
U.S. Navy January 1985 - January 1994
Skills
Service Management, Project Management, Application Hosting, Data Center, IT Operations, IT Financial Management, ITIL, ITIL Certified, IT Management, Integration, Active Directory, Enterprise Architecture, Security, Process Improvement, Project Portfolio..., Disaster Recovery, Vendor Management, Information Technology, IT Strategy, Telecommunications, Virtualization, IT Service Management, Microsoft Exchange, Management, Enterprise Software, Cross-functional Team..., Microsoft SQL Server, PMO, Cisco Technologies, High Availability, Infrastructure, Testing, SaaS, VMware, Cloud Computing, Information Security, Storage Area Networks, Software Project..., Servers, Network Architecture, Technical Support, Storage, VMware ESX, Firewalls, SAN, HP, System Deployment, Network Security, IIS, Unix
Education
University of Phoenix 1997 — 1999
Information Technology
Chapman University 1991 — 1993
Electrical Engineering
LPL September 2009 - Present
Intuit March 2000 - September 2009
SAIC August 1996 - March 2000
Resource Consultants Inc. 1993 - 1996
U.S. Navy January 1985 - January 1994
Skills
Service Management, Project Management, Application Hosting, Data Center, IT Operations, IT Financial Management, ITIL, ITIL Certified, IT Management, Integration, Active Directory, Enterprise Architecture, Security, Process Improvement, Project Portfolio..., Disaster Recovery, Vendor Management, Information Technology, IT Strategy, Telecommunications, Virtualization, IT Service Management, Microsoft Exchange, Management, Enterprise Software, Cross-functional Team..., Microsoft SQL Server, PMO, Cisco Technologies, High Availability, Infrastructure, Testing, SaaS, VMware, Cloud Computing, Information Security, Storage Area Networks, Software Project..., Servers, Network Architecture, Technical Support, Storage, VMware ESX, Firewalls, SAN, HP, System Deployment, Network Security, IIS, Unix
Education
University of Phoenix 1997 — 1999
Information Technology
Chapman University 1991 — 1993
Electrical Engineering
Vaea Cruz's LPL Experience October 2007 - January 2008
Job Business Analyst at Cisco
Industry Computer Networking
Experience
Cisco June 2015 - Present
Cisco May 2014 - June 2015
Cisco Systems July 2012 - May 2014
LPL Financial January 2010 - June 2012
LPL Financial January 2008 - January 2010
LPL October 2007 - January 2008
LPL Financial August 2006 - October 2007
Skills
Mutual Funds, Back Office, Finance, Financial Analysis, Project Management, Business Analysis, Liaison, Accounting, Sales, Business Objects, Risk Management, SDLC, Access, Customer Service
Education
California State University-San Marcos - College of Business Administration 2003 — 2006
Bachelor, Finance
New York Institue of Finance
Certificate in Operations
Cisco June 2015 - Present
Cisco May 2014 - June 2015
Cisco Systems July 2012 - May 2014
LPL Financial January 2010 - June 2012
LPL Financial January 2008 - January 2010
LPL October 2007 - January 2008
LPL Financial August 2006 - October 2007
Skills
Mutual Funds, Back Office, Finance, Financial Analysis, Project Management, Business Analysis, Liaison, Accounting, Sales, Business Objects, Risk Management, SDLC, Access, Customer Service
Education
California State University-San Marcos - College of Business Administration 2003 — 2006
Bachelor, Finance
New York Institue of Finance
Certificate in Operations
Hakeem Gray Hakeem Gray's LPL Experience April 2011 - April 2015
Job Solutions Consultant at Aspect Software
Industry Financial Services
Experience
Aspect Software April 2015 - Present
LPL April 2011 - April 2015
LPL Financial Services March 2007 - April 2011
Cox Communications 2000 - 2006
Skills
Call Center, Vendor Management, Business Analysis, CRM, Operations Management, Quality Assurance, Training, Program Management, Change Management, Access, Team Leadership, Performance Management, Call Centers, Microsoft Excel, Project Management, Cross-functional Team..., Process Improvement, Management, Financial Services, Team Building, Leadership, Telecommunications, Analysis, Data Analysis, Account Management, Customer Service, Strategic Planning, Troubleshooting, Risk Management, Workforce Management, Visio, Business Process..., SDLC, Software Documentation, SharePoint, Requirements Analysis, Insurance, Integration
Education
Cuyamaca College 2000 — 2002
Computer Aided Design (CADD), Mechanical Engineering
Aspect Software April 2015 - Present
LPL April 2011 - April 2015
LPL Financial Services March 2007 - April 2011
Cox Communications 2000 - 2006
Skills
Call Center, Vendor Management, Business Analysis, CRM, Operations Management, Quality Assurance, Training, Program Management, Change Management, Access, Team Leadership, Performance Management, Call Centers, Microsoft Excel, Project Management, Cross-functional Team..., Process Improvement, Management, Financial Services, Team Building, Leadership, Telecommunications, Analysis, Data Analysis, Account Management, Customer Service, Strategic Planning, Troubleshooting, Risk Management, Workforce Management, Visio, Business Process..., SDLC, Software Documentation, SharePoint, Requirements Analysis, Insurance, Integration
Education
Cuyamaca College 2000 — 2002
Computer Aided Design (CADD), Mechanical Engineering
Ty Toney Ty Toney's LPL Experience January 2006 - December 2009
Job Thrive for Excellence
Industry Financial Services
Experience
MGM Resorts International March 2013 - Present
Caesars Entertainment Corporation December 2011 - March 2013
San Pablo Lytton Casino May 2011 - December 2011
LPL Financial January 2009 - August 2010
LPL January 2006 - December 2009
J'La Chic Entertainment Productions March 2004 - October 2005
GT Nexus August 2000 - September 2003
Education
John F. Kennedy University 2011 — 2012
MBA, Finance: Business Management
California State University-Sacramento 2003 — 2005
B.S., Finance
Salesian High School 1993 — 1997
MGM Resorts International March 2013 - Present
Caesars Entertainment Corporation December 2011 - March 2013
San Pablo Lytton Casino May 2011 - December 2011
LPL Financial January 2009 - August 2010
LPL January 2006 - December 2009
J'La Chic Entertainment Productions March 2004 - October 2005
GT Nexus August 2000 - September 2003
Education
John F. Kennedy University 2011 — 2012
MBA, Finance: Business Management
California State University-Sacramento 2003 — 2005
B.S., Finance
Salesian High School 1993 — 1997
Wanda Burnett's LPL Experience May 2006 - August 2008
Job Procurement Analyst
Industry Information Technology and Services
Experience
Cadence Health August 2012 - Present
Advanced Resources 2010 - 2012
QR Tax Service January 2011 - May 2011
FIC America August 2009 - February 2011
LPL May 2006 - August 2008
Waubonsee Community College August 2005 - December 2005
Volunteer Income Tax Assistant January 2005 - April 2005
Spaghetti Warehouse May 2003 - October 2004
Burnett Electric September 1998 - September 2002
Fox Valley Park District November 1991 - March 1998
Skills
Customer Service, Microsoft Excel, Microsoft Office, Leadership, Access, Event Planning, PowerPoint, Data Entry, Microsoft Word, ADP Payroll, Sales, Telephone Skills, Payroll, Time Management, Human Resources, Budgets, Management, Onboarding, Marketing, Outlook, Coaching, Employee Relations, Purchasing, Recruiting, Training
Education
Aurora University 2008 — 2010
Business & Commerce, and Operations Management
Waubonsee Community College 2003 — 2006
AAS, Business
Cadence Health August 2012 - Present
Advanced Resources 2010 - 2012
QR Tax Service January 2011 - May 2011
FIC America August 2009 - February 2011
LPL May 2006 - August 2008
Waubonsee Community College August 2005 - December 2005
Volunteer Income Tax Assistant January 2005 - April 2005
Spaghetti Warehouse May 2003 - October 2004
Burnett Electric September 1998 - September 2002
Fox Valley Park District November 1991 - March 1998
Skills
Customer Service, Microsoft Excel, Microsoft Office, Leadership, Access, Event Planning, PowerPoint, Data Entry, Microsoft Word, ADP Payroll, Sales, Telephone Skills, Payroll, Time Management, Human Resources, Budgets, Management, Onboarding, Marketing, Outlook, Coaching, Employee Relations, Purchasing, Recruiting, Training
Education
Aurora University 2008 — 2010
Business & Commerce, and Operations Management
Waubonsee Community College 2003 — 2006
AAS, Business
Alan Galinsky, ChFC Alan Galinsky, ChFC's LPL Experience 2005 - 2012
Job Senior Wealth Advisor at Arch Financial Group, LLC
Industry Financial Services
Experience
Arch Financial Group, LLC September 1999 - Present
Arch Financial Group, LLC June 1999 - Present
LPL 2005 - 2012
AG Financial Organization, Inc. June 1989 - June 1999
Skills
Retirement Planning, FINRA, Investments, Wealth, Securities, Estate Planning, Finance, Retirement, Wealth Management, Investment Advisory
Education
Baruch College, City University of New York (CUNY) 1985 — 1989
BA, Business Administration
Arch Financial Group, LLC September 1999 - Present
Arch Financial Group, LLC June 1999 - Present
LPL 2005 - 2012
AG Financial Organization, Inc. June 1989 - June 1999
Skills
Retirement Planning, FINRA, Investments, Wealth, Securities, Estate Planning, Finance, Retirement, Wealth Management, Investment Advisory
Education
Baruch College, City University of New York (CUNY) 1985 — 1989
BA, Business Administration
Christine Ransom, PHR, SHRM-CP, PAHM Christine Ransom, PHR, SHRM-CP, PAHM's LPL Experience January 2004 - April 2006
Job Team Lead Project Analyst at the TriZetto Corporation at TriZetto Corporation
Industry Information Services
Experience
TriZetto Corporation June 2014 - Present
TriZetto Corporation August 2013 - June 2014
Whataburger January 2012 - August 2013
Whataburger July 2010 - December 2011
Whataburger September 2009 - July 2010
GCI - General Communication Inc. July 2006 - May 2009
Millennium & Copthorne Hotels April 2006 - July 2006
LPL January 2004 - April 2006
Hotel Del Coronado August 2002 - December 2003
Hilton March 2002 - August 2002
Skills
Employee Relations, Training, Customer Service, Coaching, Recruiting, Management, Profit Maximization, Projects, Team Building, Vendor Management, PHR, Data Analysis, Analytics, Project Management, Hospitality, Microsoft Office, Organization, Problem Solving, Process Improvement, Strategic Planning, Strategy, Budgets, Software Documentation, Personnel Management
Education
Colorado State University 2014 — 2014
Certificate
University of Phoenix 2007 — 2009
Master's
California State University-Fullerton 1997 — 2001
BA
TriZetto Corporation June 2014 - Present
TriZetto Corporation August 2013 - June 2014
Whataburger January 2012 - August 2013
Whataburger July 2010 - December 2011
Whataburger September 2009 - July 2010
GCI - General Communication Inc. July 2006 - May 2009
Millennium & Copthorne Hotels April 2006 - July 2006
LPL January 2004 - April 2006
Hotel Del Coronado August 2002 - December 2003
Hilton March 2002 - August 2002
Skills
Employee Relations, Training, Customer Service, Coaching, Recruiting, Management, Profit Maximization, Projects, Team Building, Vendor Management, PHR, Data Analysis, Analytics, Project Management, Hospitality, Microsoft Office, Organization, Problem Solving, Process Improvement, Strategic Planning, Strategy, Budgets, Software Documentation, Personnel Management
Education
Colorado State University 2014 — 2014
Certificate
University of Phoenix 2007 — 2009
Master's
California State University-Fullerton 1997 — 2001
BA
Lindsay Garmon Lindsay Garmon's LPL Experience November 2007 - March 2009
Job Recruiter at AmeriFirst Financial, Inc.
Industry Human Resources
Experience
AmeriFirst Financial, Inc. September 2015 - Present
Thermo Fisher Scientific March 2011 - March 2015
Life Technologies July 2009 - March 2011
LPL November 2007 - March 2009
Alcock&McFadden Employment Consultants March 2007 - November 2007
Charter Funding November 2005 - March 2007
Skills
Talent Acquisition, Onboarding, HRIS, Applicant Tracking..., Employee Relations, New Hire Orientations, Deferred Compensation, Employee Benefits, Personnel Management, College Recruiting, Employee Engagement, FMLA, Human Resources, Management, Performance Management, Succession Planning, Talent Management, Workforce Planning
Education
California State University-Chico 2000 — 2004
BA, Liberal Studies
AmeriFirst Financial, Inc. September 2015 - Present
Thermo Fisher Scientific March 2011 - March 2015
Life Technologies July 2009 - March 2011
LPL November 2007 - March 2009
Alcock&McFadden Employment Consultants March 2007 - November 2007
Charter Funding November 2005 - March 2007
Skills
Talent Acquisition, Onboarding, HRIS, Applicant Tracking..., Employee Relations, New Hire Orientations, Deferred Compensation, Employee Benefits, Personnel Management, College Recruiting, Employee Engagement, FMLA, Human Resources, Management, Performance Management, Succession Planning, Talent Management, Workforce Planning
Education
California State University-Chico 2000 — 2004
BA, Liberal Studies
Jim Marchetti's LPL Experience June 2009 - January 2010
Job Seasoned Business Continuity/Disaster Recovery manager
Industry Insurance
Experience
Dell November 2013 - Present
Blue Shield of California October 2011 - November 2013
Yodlee January 2009 - September 2011
LPL June 2009 - January 2010
James Marchetti Enterprises, INC. June 2008 - June 2009
Barclays Global Investors March 2005 - June 2008
Barclays Global Investors February 1999 - March 2005
Barclays Global Investors August 1998 - February 2000
James Marchetti Enterprises 1999 - 2000
Instinet June 1997 - August 1998
Skills
Business Continuity, Disaster Recovery, ITIL, Change Management, Team Leadership, Risk Assessment, IT Management, Team Building, Operations Management, Data Center, Incident Management, Problem Solving, Technical Writing, Project Planning, Public Speaking, Budgeting, Risk Mitigation, Risk Management, Project Management, IT Strategy, IT Operations, Integration, Enterprise Architecture, Program Management, Troubleshooting, Budgets, Telecommunications, Information Technology, Visio, IT Service Management, Training, Management, Business Analysis, Leadership, SDLC, Unix, Process Improvement, Quality Assurance, System Administration, Analysis, Business Process, Vendor Management, Business Continuity..., Testing, Networking, Project Portfolio..., PMP, PMO, Software Documentation, Business Process...
Education
Columbia College 1990 — 1991
AA
Awalt 1978 — 1982
Dell November 2013 - Present
Blue Shield of California October 2011 - November 2013
Yodlee January 2009 - September 2011
LPL June 2009 - January 2010
James Marchetti Enterprises, INC. June 2008 - June 2009
Barclays Global Investors March 2005 - June 2008
Barclays Global Investors February 1999 - March 2005
Barclays Global Investors August 1998 - February 2000
James Marchetti Enterprises 1999 - 2000
Instinet June 1997 - August 1998
Skills
Business Continuity, Disaster Recovery, ITIL, Change Management, Team Leadership, Risk Assessment, IT Management, Team Building, Operations Management, Data Center, Incident Management, Problem Solving, Technical Writing, Project Planning, Public Speaking, Budgeting, Risk Mitigation, Risk Management, Project Management, IT Strategy, IT Operations, Integration, Enterprise Architecture, Program Management, Troubleshooting, Budgets, Telecommunications, Information Technology, Visio, IT Service Management, Training, Management, Business Analysis, Leadership, SDLC, Unix, Process Improvement, Quality Assurance, System Administration, Analysis, Business Process, Vendor Management, Business Continuity..., Testing, Networking, Project Portfolio..., PMP, PMO, Software Documentation, Business Process...
Education
Columbia College 1990 — 1991
AA
Awalt 1978 — 1982
Derek Moyer's LPL Experience June 2009 - November 2009
Job Account Executive at Valley Forge Asset Management
Industry Financial Services
Experience
Valley Forge Asset Management June 2014 - Present
Valley Forge Asset Management July 2012 - Present
ESPN Wide World of Sports June 2011 - May 2012
University of Florida January 2011 - April 2011
University of Florida Athletic Association January 2011 - April 2011
Dick's Sporting Goods November 2009 - May 2010
LPL June 2009 - November 2009
Janney Montgomery Scott May 1999 - June 2009
Skills
Sports Management, Volunteer Management, Marketing, Sports, Strategic Planning, Strategy, Leadership, Event Management, Sports Marketing, Finance, Time Management, Customer Service, Analysis, Sales Operations, Microsoft Excel, Management, Financial Analysis, Sales, Account Reconciliation, Investments, Microsoft Office, SAP
Education
University of Florida 2010 — 2012
Master of Science, Sport Management
Temple University 1994 — 1996
Bachelor Business Administration, Marketing and Business Law
Drexel University 1992 — 1993
Oxford Area School District 1989 — 1992
Valley Forge Asset Management June 2014 - Present
Valley Forge Asset Management July 2012 - Present
ESPN Wide World of Sports June 2011 - May 2012
University of Florida January 2011 - April 2011
University of Florida Athletic Association January 2011 - April 2011
Dick's Sporting Goods November 2009 - May 2010
LPL June 2009 - November 2009
Janney Montgomery Scott May 1999 - June 2009
Skills
Sports Management, Volunteer Management, Marketing, Sports, Strategic Planning, Strategy, Leadership, Event Management, Sports Marketing, Finance, Time Management, Customer Service, Analysis, Sales Operations, Microsoft Excel, Management, Financial Analysis, Sales, Account Reconciliation, Investments, Microsoft Office, SAP
Education
University of Florida 2010 — 2012
Master of Science, Sport Management
Temple University 1994 — 1996
Bachelor Business Administration, Marketing and Business Law
Drexel University 1992 — 1993
Oxford Area School District 1989 — 1992
Gretchen Ditto, CFP®, ChFC®, CLU®, Gretchen Ditto, CFP®, ChFC®, CLU®,'s LPL Experience November 2002 - May 2004
Job Region Vice President at Ameriprise Financial, RiverSource Insurance
Industry Financial Services
Experience
Ameriprise Financial, RiverSource Insurance August 2013 - Present
Ameriprise Financial Services, Inc. October 2011 - August 2013
Ditto & Co February 2009 - September 2011
Ameriprise Financial January 2007 - February 2009
Ameriprise Financial May 2004 - January 2007
LPL November 2002 - May 2004
Ameriprise Financial 1999 - 2002
Ameriprise Financial Services, Inc. January 1996 - August 1999
Education
Arizona State University
Bachelor of Science, Marketing
Ameriprise Financial, RiverSource Insurance August 2013 - Present
Ameriprise Financial Services, Inc. October 2011 - August 2013
Ditto & Co February 2009 - September 2011
Ameriprise Financial January 2007 - February 2009
Ameriprise Financial May 2004 - January 2007
LPL November 2002 - May 2004
Ameriprise Financial 1999 - 2002
Ameriprise Financial Services, Inc. January 1996 - August 1999
Education
Arizona State University
Bachelor of Science, Marketing
Sarvesh Chinnappa Sarvesh Chinnappa's LPL Experience June 2006 - February 2007
Job Principal Consultant at Browncoats Software
Industry Computer Software
Experience
Browncoats Software Consulting May 2008 - Present
AudaExplore November 2009 - August 2010
Frothmail August 2008 - November 2009
Intuit June 2007 - August 2008
LPL June 2006 - February 2007
Applied Materials August 2005 - April 2006
Celstream Technologies September 2003 - August 2005
Skills
Software Development, .NET, ASP.NET MVC, Node.js, AngularJS, C#, C, Objective-C, iOS Development, Enterprise Architecture, Team Leadership, Business Strategy, Typescript, Swift, WPF, WinRT, Windows Azure, WCF, Amazon Web Services..., Backend as a Service, SOA, Web Services, Scrum, Design Patterns, Agile Methodologies, SDLC, SQL, Outsourcing, Integration, JavaScript, Consulting, Software Project..., Architecture
Education
Bangalore University
Bachelor of Engineering (B.E.), Computer Science and Electronics Engineering
Browncoats Software Consulting May 2008 - Present
AudaExplore November 2009 - August 2010
Frothmail August 2008 - November 2009
Intuit June 2007 - August 2008
LPL June 2006 - February 2007
Applied Materials August 2005 - April 2006
Celstream Technologies September 2003 - August 2005
Skills
Software Development, .NET, ASP.NET MVC, Node.js, AngularJS, C#, C, Objective-C, iOS Development, Enterprise Architecture, Team Leadership, Business Strategy, Typescript, Swift, WPF, WinRT, Windows Azure, WCF, Amazon Web Services..., Backend as a Service, SOA, Web Services, Scrum, Design Patterns, Agile Methodologies, SDLC, SQL, Outsourcing, Integration, JavaScript, Consulting, Software Project..., Architecture
Education
Bangalore University
Bachelor of Engineering (B.E.), Computer Science and Electronics Engineering
L. Mark Halstead, Jr. MFP, CFP, CSNP, CLTC, CSA L. Mark Halstead, Jr. MFP, CFP, CSNP, CLTC, CSA's LPL Experience 2009 - 2010
Job Director of Financial Planning, Training, Compliance at Brock and Associates, LLC
Industry Financial Services
Experience
Brock and Associates, LLC January 2010 - Present
Financial Planning Association 1983 - 2012
LPL 2009 - 2010
American Red Cross Mountain Valley Chapter 2008 - 2010
Independant Insurance Agent 1983 - 2010
Financial Planning Association 1983 - 2010
NAIFA 1983 - 2010
FPA 1983 - 2010
Financial Planning Association 1983 - 2010
American Red Cross - Southern Nevada Chapter 2007 - 2009
Skills
Financial Planning, Insurance, Securities, Estate Planning, Wealth Management, Investments, Retirement Planning, Retirement, Asset Management, 401k, Wealth, Tax, Small Business, Funding, Mutual Funds, Planning, Business Planning, Public Speaking, Investment Advisory, Budgeting, Strategic Planning, Portfolio Management, Risk Management, Asset Allocation, Negotiation, Employee Benefits, Long Term Care, Asset, Annuities, Series 7, Succession Planning, Pensions, Money, Personal Finance, Cash Flow, Options, Retirement Income..., Savings, Financial Advisory, Business Strategy
Education
College for Financial Planning 2007 — 2009
Masters, Financial Planning
University of Phoenix 2005 — 2007
Bachelor of Science, Business Administration
FPA
Master of Science in Financial Planning, Financial Planning
Brock and Associates, LLC January 2010 - Present
Financial Planning Association 1983 - 2012
LPL 2009 - 2010
American Red Cross Mountain Valley Chapter 2008 - 2010
Independant Insurance Agent 1983 - 2010
Financial Planning Association 1983 - 2010
NAIFA 1983 - 2010
FPA 1983 - 2010
Financial Planning Association 1983 - 2010
American Red Cross - Southern Nevada Chapter 2007 - 2009
Skills
Financial Planning, Insurance, Securities, Estate Planning, Wealth Management, Investments, Retirement Planning, Retirement, Asset Management, 401k, Wealth, Tax, Small Business, Funding, Mutual Funds, Planning, Business Planning, Public Speaking, Investment Advisory, Budgeting, Strategic Planning, Portfolio Management, Risk Management, Asset Allocation, Negotiation, Employee Benefits, Long Term Care, Asset, Annuities, Series 7, Succession Planning, Pensions, Money, Personal Finance, Cash Flow, Options, Retirement Income..., Savings, Financial Advisory, Business Strategy
Education
College for Financial Planning 2007 — 2009
Masters, Financial Planning
University of Phoenix 2005 — 2007
Bachelor of Science, Business Administration
FPA
Master of Science in Financial Planning, Financial Planning
Ginia Moodie Polyzos's LPL Experience July 2007 - April 2008
Job Vice President, Service Delivery Consultant | Global Network & Infrastructure Solutions at Bank of America
Industry Professional Training & Coaching
Experience
Bank of America November 2014 - Present
Logos Development Group LLC February 2002 - Present
Bank of America August 2010 - August 2014
Genesis10 June 2009 - August 2010
LPL July 2007 - April 2008
UVEST Financial Services June 2003 - June 2007
First Union National Bank 1999 - 2002
Management Advisors International 1993 - 1998
Barclays American Mortgage 1990 - 1992
Barnett Bank of Pasco County 1984 - 1986
Education
Institute of Neuro Semantics 1997 — 1999
Master Practitioner Certification, Neuro Semantics, Cognitive Psychology, Neuro Linguistic Programming
Nova Southeastern University 1984 — 1987
MBA, Business Administration and Finance, 3.84 GPA - With Honors
Nova Southeastern University 1982 — 1984
B.S.P.M, Professional Management
Forest Park High School 1969 — 1973
High School Diploma
Bank of America November 2014 - Present
Logos Development Group LLC February 2002 - Present
Bank of America August 2010 - August 2014
Genesis10 June 2009 - August 2010
LPL July 2007 - April 2008
UVEST Financial Services June 2003 - June 2007
First Union National Bank 1999 - 2002
Management Advisors International 1993 - 1998
Barclays American Mortgage 1990 - 1992
Barnett Bank of Pasco County 1984 - 1986
Education
Institute of Neuro Semantics 1997 — 1999
Master Practitioner Certification, Neuro Semantics, Cognitive Psychology, Neuro Linguistic Programming
Nova Southeastern University 1984 — 1987
MBA, Business Administration and Finance, 3.84 GPA - With Honors
Nova Southeastern University 1982 — 1984
B.S.P.M, Professional Management
Forest Park High School 1969 — 1973
High School Diploma
Michelle Barsanti Michelle Barsanti's LPL Experience September 2007 - March 2008
Job First Vice President Field Leadership, Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors April 2015 - Present
Wells Fargo December 2013 - March 2015
Wells Fargo Advisors May 2011 - December 2013
BD Education Group, LLC January 2010 - September 2011
Evergreen Investments March 2008 - March 2010
LPL September 2007 - March 2008
Evergreen Investments June 2006 - September 2007
Evergreen Investments July 2004 - May 2006
Wachovia Securities, LLC October 2002 - July 2004
American Express Financial Advisors August 2001 - October 2002
Skills
Mutual Funds, Series 7, Management, Series 63, Financial Services, Retirement Planning, Finance, Sales, Investments, Leadership, Executive Coaching
Education
Indiana University of Pennsylvania 1995 — 1999
Bachelor of Science, International Business, Marketing
Wells Fargo Advisors April 2015 - Present
Wells Fargo December 2013 - March 2015
Wells Fargo Advisors May 2011 - December 2013
BD Education Group, LLC January 2010 - September 2011
Evergreen Investments March 2008 - March 2010
LPL September 2007 - March 2008
Evergreen Investments June 2006 - September 2007
Evergreen Investments July 2004 - May 2006
Wachovia Securities, LLC October 2002 - July 2004
American Express Financial Advisors August 2001 - October 2002
Skills
Mutual Funds, Series 7, Management, Series 63, Financial Services, Retirement Planning, Finance, Sales, Investments, Leadership, Executive Coaching
Education
Indiana University of Pennsylvania 1995 — 1999
Bachelor of Science, International Business, Marketing
Matt Jaeggli Matt Jaeggli's LPL Experience November 2007 - April 2008
Job Senior Manager, Finance
Industry Capital Markets
Experience
American Credit Acceptance September 2015 - Present
TD July 2013 - September 2015
TD Bank Group January 2011 - July 2013
The South Financial Group October 2008 - February 2011
The South Financial Group April 2008 - October 2008
LPL November 2007 - April 2008
Banc of America Investments November 2005 - November 2007
Skills
Bloomberg, Banking, Capital Markets, Fixed Income, ALM, Securities, Portfolio Management, Liquidity, Fixed Income Portfolio..., Series 7, Series 63, Hedging, Interest Rate Risk..., Derivatives, Series 24, Cash Management, Financial Analysis, Credit, Mutual Funds, Credit Analysis, Tableau, Microsoft SQL Server
Education
Bob Jones University 2001 — 2005
BS, Accounting
American Credit Acceptance September 2015 - Present
TD July 2013 - September 2015
TD Bank Group January 2011 - July 2013
The South Financial Group October 2008 - February 2011
The South Financial Group April 2008 - October 2008
LPL November 2007 - April 2008
Banc of America Investments November 2005 - November 2007
Skills
Bloomberg, Banking, Capital Markets, Fixed Income, ALM, Securities, Portfolio Management, Liquidity, Fixed Income Portfolio..., Series 7, Series 63, Hedging, Interest Rate Risk..., Derivatives, Series 24, Cash Management, Financial Analysis, Credit, Mutual Funds, Credit Analysis, Tableau, Microsoft SQL Server
Education
Bob Jones University 2001 — 2005
BS, Accounting
Edward Simpson MBA, PhD's LPL Experience September 2007 - February 2012
Job Investment Consultant at Western International Securities
Industry Financial Services
Experience
Western International Securities February 2012 - Present
LPL September 2007 - February 2012
Morgan Stanley May 2006 - September 2007
Wachovia Securities December 2001 - May 2006
Edward Jones August 1997 - December 2001
US Army 1990 - 1997
Skills
Investments, Economics, Risk, Small Business, Savings, Series 7, Investment Strategies, Investment Advisory, Asset Allocation, Retirement Planning, Alternative Investments, Mutual Funds, Financial Advisory, Financial Planning, Wealth Management, Securities, Annuities, 401k, Fixed Income, Equities, Portfolio Management, Retirement, Bonds, Series 63, Asset Management, Stocks, Wealth, IRA's, Insurance, Estate Planning, Options, Risk Management, ETFs, Financial Markets, Asset, Strategic Financial..., FINRA, Finance, Financial Services, Wealth Management..., Banking, Separately Managed..., Uniform Combined State...
Education
ISMF 2004 — 2007
PhD, Economics
Munich Business School 1992 — 1994
MBA, International Business
CVHS 1987 — 1990
Western International Securities February 2012 - Present
LPL September 2007 - February 2012
Morgan Stanley May 2006 - September 2007
Wachovia Securities December 2001 - May 2006
Edward Jones August 1997 - December 2001
US Army 1990 - 1997
Skills
Investments, Economics, Risk, Small Business, Savings, Series 7, Investment Strategies, Investment Advisory, Asset Allocation, Retirement Planning, Alternative Investments, Mutual Funds, Financial Advisory, Financial Planning, Wealth Management, Securities, Annuities, 401k, Fixed Income, Equities, Portfolio Management, Retirement, Bonds, Series 63, Asset Management, Stocks, Wealth, IRA's, Insurance, Estate Planning, Options, Risk Management, ETFs, Financial Markets, Asset, Strategic Financial..., FINRA, Finance, Financial Services, Wealth Management..., Banking, Separately Managed..., Uniform Combined State...
Education
ISMF 2004 — 2007
PhD, Economics
Munich Business School 1992 — 1994
MBA, International Business
CVHS 1987 — 1990
Marie-France St-Pierre, MBA's LPL Experience May 2005 - July 2006
Job Sr. Test Lead Linguistic Software at SDL plc
Industry Financial Services
Experience
SDL plc July 2015 - Present
SDL International May 2015 - Present
Marie's Furry Buddies, LLC May 2015 - Present
TIAA-CREF May 2014 - March 2015
Envestnet Asset Management November 2010 - May 2014
Envestnet Asset Management July 2006 - November 2010
LPL May 2005 - July 2006
Charles Schwab & Co 2004 - 2005
LPL (Headquarters) December 2000 - May 2003
Skills
Series 7, Mutual Funds, Securities, Asset Allocation, Equities, Series 63, Trading, Fixed Income, Analysis, Investment Advisory, Alternative Investments, Risk Management, Derivatives, Bloomberg, Financial Services, Banking, Investment Strategies
Education
University of Denver 2004 — 2006
MBA, Finance
Université de Montréal 1991 — 1994
B. A., East Asian Studies and Political Sc.
McGill University 1987 — 1991
B. Sc, Microbiology & Immunology
SDL plc July 2015 - Present
SDL International May 2015 - Present
Marie's Furry Buddies, LLC May 2015 - Present
TIAA-CREF May 2014 - March 2015
Envestnet Asset Management November 2010 - May 2014
Envestnet Asset Management July 2006 - November 2010
LPL May 2005 - July 2006
Charles Schwab & Co 2004 - 2005
LPL (Headquarters) December 2000 - May 2003
Skills
Series 7, Mutual Funds, Securities, Asset Allocation, Equities, Series 63, Trading, Fixed Income, Analysis, Investment Advisory, Alternative Investments, Risk Management, Derivatives, Bloomberg, Financial Services, Banking, Investment Strategies
Education
University of Denver 2004 — 2006
MBA, Finance
Université de Montréal 1991 — 1994
B. A., East Asian Studies and Political Sc.
McGill University 1987 — 1991
B. Sc, Microbiology & Immunology
Adam Rafalski's LPL Experience August 2005 - July 2008
Job Vice President | Associate Complex Manager at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley June 2015 - Present
Morgan Stanley Wealth Management December 2013 - June 2015
Ameriprise Financial January 2011 - December 2013
Roanoke Valley Match Play Championship June 2008 - June 2012
SunTrust Bank July 2008 - January 2011
LPL August 2005 - July 2008
Skills
Strategic Financial..., Retirement Planning, Risk Management, Financial Advisory, Estate Planning, Investment Strategies, Insurance, Finance, Banking, Wealth Management, Investments, Leadership, Marketing Strategy, Sales Operations, Asset Management, Asset Allocation, Investment Advisory, Marketing, Mutual Funds, Sales, Investment Management, Retirement, Business Development, Financial Planning, Financial Services, Management
Education
Bridgewater College 2003 — 2005
BS, Accounting and Finance
United States Military Academy at West Point 2000 — 2002
BS, Systems Engineering
Bel Air High School 1995 — 1999
Diploma
Morgan Stanley June 2015 - Present
Morgan Stanley Wealth Management December 2013 - June 2015
Ameriprise Financial January 2011 - December 2013
Roanoke Valley Match Play Championship June 2008 - June 2012
SunTrust Bank July 2008 - January 2011
LPL August 2005 - July 2008
Skills
Strategic Financial..., Retirement Planning, Risk Management, Financial Advisory, Estate Planning, Investment Strategies, Insurance, Finance, Banking, Wealth Management, Investments, Leadership, Marketing Strategy, Sales Operations, Asset Management, Asset Allocation, Investment Advisory, Marketing, Mutual Funds, Sales, Investment Management, Retirement, Business Development, Financial Planning, Financial Services, Management
Education
Bridgewater College 2003 — 2005
BS, Accounting and Finance
United States Military Academy at West Point 2000 — 2002
BS, Systems Engineering
Bel Air High School 1995 — 1999
Diploma
Amy Morehouse Amy Morehouse's LPL Experience September 2000 - June 2003
Job CFO at Doctor's Weight Control
Industry Health, Wellness and Fitness
Experience
Doctor's Weight Control June 2003 - Present
LPL September 2000 - June 2003
Smoak Cattle Company April 1987 - April 2002
Assured Financial Services June 1985 - April 1987
DeSisto Schools July 1981 - May 1985
Skills
Social Networking, Trade Finance, Healthcare, Public Speaking, Event Planning, Insurance, Finance, Employee Benefits, Banking, Small Business, Accounting, Budgets, Accounts Payable, Strategic Planning, Marketing
Education
Harvard Medical School 2008 — 2008
CE, Obesity and Alternative Treatments
Herbal Healer Academy 2007 — 2008
Certified Herbalist, Natural Herbal Medicine
University of South Florida 2006 — 2006
CE, Obesity
Orlando College 1981 — 1983
AA, Business
Clermont High School 1978 — 1981
Diploma, College Prep
Doctor's Weight Control June 2003 - Present
LPL September 2000 - June 2003
Smoak Cattle Company April 1987 - April 2002
Assured Financial Services June 1985 - April 1987
DeSisto Schools July 1981 - May 1985
Skills
Social Networking, Trade Finance, Healthcare, Public Speaking, Event Planning, Insurance, Finance, Employee Benefits, Banking, Small Business, Accounting, Budgets, Accounts Payable, Strategic Planning, Marketing
Education
Harvard Medical School 2008 — 2008
CE, Obesity and Alternative Treatments
Herbal Healer Academy 2007 — 2008
Certified Herbalist, Natural Herbal Medicine
University of South Florida 2006 — 2006
CE, Obesity
Orlando College 1981 — 1983
AA, Business
Clermont High School 1978 — 1981
Diploma, College Prep
Alana Yarbrough's LPL Experience February 2005 - September 2006
Job Social Media Strategist / Integrated Marketing / Handlettering
Industry Marketing and Advertising
Experience
Executive Consultant September 2006 - Present
MIT Sloan School of Management July 2008 - August 2011
Sony Electronics September 2010 - December 2010
San Diego Film Festival February 2007 - February 2009
L7 Creative Communications July 2007 - August 2008
LPL February 2005 - September 2006
NPO Freelancing November 1999 - November 2004
International Communications June 1997 - November 2004
Skills
Social Media Marketing, Copywriting, Creative Direction, Advertising, SEO, Graphic Design, Adobe Creative Suite, Blogging, Facebook, Marketing Strategy, Logo Design, Digital Marketing, Marketing Communications, Illustration, Content Writing, Social Media, Branding & Identity
Education
Massachusetts Institute of Technology - Sloan School of Management 2009 — 2012
Executive Certificate
The Art Institute of California-San Diego 2008 — 2011
University of California, San Diego 2007 — 2007
Certificate
Executive Consultant September 2006 - Present
MIT Sloan School of Management July 2008 - August 2011
Sony Electronics September 2010 - December 2010
San Diego Film Festival February 2007 - February 2009
L7 Creative Communications July 2007 - August 2008
LPL February 2005 - September 2006
NPO Freelancing November 1999 - November 2004
International Communications June 1997 - November 2004
Skills
Social Media Marketing, Copywriting, Creative Direction, Advertising, SEO, Graphic Design, Adobe Creative Suite, Blogging, Facebook, Marketing Strategy, Logo Design, Digital Marketing, Marketing Communications, Illustration, Content Writing, Social Media, Branding & Identity
Education
Massachusetts Institute of Technology - Sloan School of Management 2009 — 2012
Executive Certificate
The Art Institute of California-San Diego 2008 — 2011
University of California, San Diego 2007 — 2007
Certificate
Cinde Samudio's LPL Experience June 2010 - Present
Job AXA Gold Customer Service Rep. at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2012 - Present
LPL June 2010 - Present
Spectra Funding Inc. March 2009 - July 2010
LPL January 2008 - March 2009
First Franklin September 1999 - April 2007
First Franklin - Merrill Lynch 1999 - 2007
Skills
Management, Mortgage Banking, Mortgage Lending, Loans, Customer Service
Education
Grossmont College
Accounting Classes
Southwestern College
General Education
LPL Financial July 2012 - Present
LPL June 2010 - Present
Spectra Funding Inc. March 2009 - July 2010
LPL January 2008 - March 2009
First Franklin September 1999 - April 2007
First Franklin - Merrill Lynch 1999 - 2007
Skills
Management, Mortgage Banking, Mortgage Lending, Loans, Customer Service
Education
Grossmont College
Accounting Classes
Southwestern College
General Education
Nichole Ake's LPL Experience 1992 - 1996
Job SVP,Sr BSA Group Manager at BBVA Compass
Industry Financial Services
Experience
Condera, LLC June 2011 - December 2013
U.S. Capital Advisors LLC February 2010 - September 2011
Dallas Securities Traders Association December 2009 - December 2010
Stanford Group Company November 2008 - March 2009
Penson Financial Services November 1999 - June 2008
Huberman Financial 1996 - 1999
LPL 1992 - 1996
Lehman Brothers 1989 - 1992
Skills
Securities, Wealth Management, Series 7, Equities, Alternative Investments, FINRA, Hedge Funds, Financial Services, Investments, Trading, Asset Management, Investment Management, Portfolio Management, Human Resources, Operations Management, Equity Trading, Investment Advisory, ETFs, Asset Managment, Financial Markets, Derivatives, Investment Banking
Education
Southern Methodist University 1998 — 2000
MBA
Boston College
BS, Finance
Condera, LLC June 2011 - December 2013
U.S. Capital Advisors LLC February 2010 - September 2011
Dallas Securities Traders Association December 2009 - December 2010
Stanford Group Company November 2008 - March 2009
Penson Financial Services November 1999 - June 2008
Huberman Financial 1996 - 1999
LPL 1992 - 1996
Lehman Brothers 1989 - 1992
Skills
Securities, Wealth Management, Series 7, Equities, Alternative Investments, FINRA, Hedge Funds, Financial Services, Investments, Trading, Asset Management, Investment Management, Portfolio Management, Human Resources, Operations Management, Equity Trading, Investment Advisory, ETFs, Asset Managment, Financial Markets, Derivatives, Investment Banking
Education
Southern Methodist University 1998 — 2000
MBA
Boston College
BS, Finance
Curtis Merrill Curtis Merrill's LPL Experience April 2008 - July 2010
Job Advertising Executive
Industry Marketing and Advertising
Experience
Statesman Journal Media Group December 2014 - Present
KeyBank September 2012 - December 2013
VALIC March 2011 - September 2012
American Equity Mortgage August 2010 - March 2011
US Census April 2010 - August 2010
LPL April 2008 - July 2010
Banc of America Investments 2006 - 2008
Merrill Lynch 2004 - 2007
Skills
Leadership, Retirement Planning, Investments, Management, Mortgage Banking, Training, Mortgage Lending, Loans, Finance, Retirement, Small Business, Mutual Funds, Financial Advisory, Portfolio Management, Wealth Management, Customer Service, Insurance, Marketing, Sales
Education
Oregon State University 1999 — 2003
BS, Political Science, Business Admin
Marist High School 1995 — 1999
High School, High School Diploma
Statesman Journal Media Group December 2014 - Present
KeyBank September 2012 - December 2013
VALIC March 2011 - September 2012
American Equity Mortgage August 2010 - March 2011
US Census April 2010 - August 2010
LPL April 2008 - July 2010
Banc of America Investments 2006 - 2008
Merrill Lynch 2004 - 2007
Skills
Leadership, Retirement Planning, Investments, Management, Mortgage Banking, Training, Mortgage Lending, Loans, Finance, Retirement, Small Business, Mutual Funds, Financial Advisory, Portfolio Management, Wealth Management, Customer Service, Insurance, Marketing, Sales
Education
Oregon State University 1999 — 2003
BS, Political Science, Business Admin
Marist High School 1995 — 1999
High School, High School Diploma
Joshua Brewer's LPL Experience January 2000 - January 2003
Job Head Women's Golf Coach at University of Georgia
Industry Sports
Experience
University of Georgia June 2012 - Present
University of Southern California August 2008 - June 2012
Indiana University March 2003 - August 2008
LPL January 2000 - January 2003
Skills
Public Speaking, Fundraising, Teaching, Coaching, Customer Service, Event Management, Microsoft Office, Sales, Social Media Marketing, Golf, Research, Event Planning, Public Relations, Sports, PowerPoint, Sports Management, Marketing, Microsoft Excel, Marketing Strategy, Microsoft Word
Education
Indiana University Bloomington 2005 — 2008
MS, Sports Marketing and Management
Indiana University - Kelley School of Business 1994 — 1998
BS, Business Management
University of Georgia June 2012 - Present
University of Southern California August 2008 - June 2012
Indiana University March 2003 - August 2008
LPL January 2000 - January 2003
Skills
Public Speaking, Fundraising, Teaching, Coaching, Customer Service, Event Management, Microsoft Office, Sales, Social Media Marketing, Golf, Research, Event Planning, Public Relations, Sports, PowerPoint, Sports Management, Marketing, Microsoft Excel, Marketing Strategy, Microsoft Word
Education
Indiana University Bloomington 2005 — 2008
MS, Sports Marketing and Management
Indiana University - Kelley School of Business 1994 — 1998
BS, Business Management
Joshua Grossman Joshua Grossman's LPL Experience May 2008 - August 2008
Job Associate U.S. Corporate Banking Portfolio Management Group at Bank of TokyoMitsubishi UFJ
Industry Financial Services
Experience
Bank of Tokyo-Mitsubishi UFJ February 2013 - Present
Citi January 2012 - February 2013
Citi July 2010 - January 2012
ITG June 2009 - August 2009
LPL May 2008 - August 2008
LPL May 2007 - August 2007
Brighton Securities Corp. March 2006 - May 2006
Skills
Equities, Financial Risk, Risk Management, Portfolio Management, Mutual Funds, Hedge Funds, Credit Risk, Hedging, Treasury, Alternative Investments, Bloomberg, Fixed Income, Derivatives, Credit Analysis, Financial Markets, Trading Systems, Capital Markets, Investments, Credit, Valuation, Market Risk, Financial Modeling
Education
Carnegie Mellon University 2006 — 2010
BS, Business Administration: Finance, and Manufacturing Management & Consulting
Carnegie Mellon University - Tepper School of Business 2006 — 2010
BS, Business Administration: Finance, and Manufacturing Management & Consulting
Bank of Tokyo-Mitsubishi UFJ February 2013 - Present
Citi January 2012 - February 2013
Citi July 2010 - January 2012
ITG June 2009 - August 2009
LPL May 2008 - August 2008
LPL May 2007 - August 2007
Brighton Securities Corp. March 2006 - May 2006
Skills
Equities, Financial Risk, Risk Management, Portfolio Management, Mutual Funds, Hedge Funds, Credit Risk, Hedging, Treasury, Alternative Investments, Bloomberg, Fixed Income, Derivatives, Credit Analysis, Financial Markets, Trading Systems, Capital Markets, Investments, Credit, Valuation, Market Risk, Financial Modeling
Education
Carnegie Mellon University 2006 — 2010
BS, Business Administration: Finance, and Manufacturing Management & Consulting
Carnegie Mellon University - Tepper School of Business 2006 — 2010
BS, Business Administration: Finance, and Manufacturing Management & Consulting
Sonia Shah Sonia Shah's LPL Experience February 2006 - July 2010
Job Senior Associate, PwC Consulting
Industry Management Consulting
Experience
PwC Consulting August 2012 - Present
GE Capital June 2011 - August 2011
LPL February 2006 - July 2010
Skills
Series 7, Financial Analysis, Investments, Strategic Financial..., Financial Advisory, Mutual Funds, Series 63, Asset Managment, Portfolio Management, Business Strategy, Investment Management, Investment Advisory, Equities, Hedge Funds, CRM, Strategy, Derivatives, Project Management, Training, Valuation, Financial Modeling, Asset Management, Alternative Investments, Financial Planning
Education
University of Michigan - Stephen M. Ross School of Business 2010 — 2012
MBA, Business
San Diego State University-California State University 2001 — 2005
BS, Finance
PwC Consulting August 2012 - Present
GE Capital June 2011 - August 2011
LPL February 2006 - July 2010
Skills
Series 7, Financial Analysis, Investments, Strategic Financial..., Financial Advisory, Mutual Funds, Series 63, Asset Managment, Portfolio Management, Business Strategy, Investment Management, Investment Advisory, Equities, Hedge Funds, CRM, Strategy, Derivatives, Project Management, Training, Valuation, Financial Modeling, Asset Management, Alternative Investments, Financial Planning
Education
University of Michigan - Stephen M. Ross School of Business 2010 — 2012
MBA, Business
San Diego State University-California State University 2001 — 2005
BS, Finance
Stephen Lank Stephen Lank's LPL Experience 2005 - Present
Job Executive Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2012 - Present
LPL Financial November 2009 - Present
LPL Financial Services 2005 - Present
LPL 2005 - Present
IFMG September 2007 - December 2008
Jefferson Pilot Financial July 1999 - August 2005
Jefferson Pilot Securities 1999 - 2005
Lincoln Financial Group 1999 - 2005
Jefferson Pilot Financial & Securities 1999 - 2005
Skills
Series 7, Investment Advisory, Wealth Management, Mutual Funds, Alternative Investments, Series 4, Series 24, Series 53, Series 63, Series 65, FINRA, Settlement, Securities Regulation, Uniform Combined State..., Financial Services, Leadership Initiatives, Retirement, Securities, Fixed Annuities, Investment Strategies, Series 6
Education
Keene State College 1986 — 1991
Bachelor of Science (B.S.), Business Administration and Management, General
LPL Financial February 2012 - Present
LPL Financial November 2009 - Present
LPL Financial Services 2005 - Present
LPL 2005 - Present
IFMG September 2007 - December 2008
Jefferson Pilot Financial July 1999 - August 2005
Jefferson Pilot Securities 1999 - 2005
Lincoln Financial Group 1999 - 2005
Jefferson Pilot Financial & Securities 1999 - 2005
Skills
Series 7, Investment Advisory, Wealth Management, Mutual Funds, Alternative Investments, Series 4, Series 24, Series 53, Series 63, Series 65, FINRA, Settlement, Securities Regulation, Uniform Combined State..., Financial Services, Leadership Initiatives, Retirement, Securities, Fixed Annuities, Investment Strategies, Series 6
Education
Keene State College 1986 — 1991
Bachelor of Science (B.S.), Business Administration and Management, General
Malcolm Rhyne Malcolm Rhyne's LPL Experience June 2011 - August 2011
Job Pricing Analyst at Carrier Corporation
Industry Banking
Experience
Carrier Corporation September 2011 - Present
LPL June 2011 - August 2011
Wells Fargo Bank April 2010 - May 2011
Wachovia February 2008 - July 2008
Wachovia Bank February 2008 - July 2008
Northwestern Mutual Financial Network September 2005 - December 2007
Skills
Customer Service, Risk Management, Management, Analysis, Business Development, Microsoft Excel, New Business Development, Finance, Financial Analysis, Microsoft Office, Pricing, Project Management
Education
Queens University of Charlotte 2014 — 2016
MBA, Business Administration and Management, General
University of North Carolina at 2001 — 2005
B.S.B.A, Management; Entrepreneurship
Carrier Corporation September 2011 - Present
LPL June 2011 - August 2011
Wells Fargo Bank April 2010 - May 2011
Wachovia February 2008 - July 2008
Wachovia Bank February 2008 - July 2008
Northwestern Mutual Financial Network September 2005 - December 2007
Skills
Customer Service, Risk Management, Management, Analysis, Business Development, Microsoft Excel, New Business Development, Finance, Financial Analysis, Microsoft Office, Pricing, Project Management
Education
Queens University of Charlotte 2014 — 2016
MBA, Business Administration and Management, General
University of North Carolina at 2001 — 2005
B.S.B.A, Management; Entrepreneurship
Jason Gregory Jason Gregory's LPL Experience December 2004 - August 2008
Job Director of Sales
Industry Insurance
Experience
GoHealth June 2012 - Present
Rockstar Funds September 2010 - Present
Fintegra Financial April 2010 - September 2010
Ameriprise Financial August 2008 - April 2010
LPL December 2004 - August 2008
UBS Wealth Management February 2002 - December 2004
Morgan Stanley Dean Witter January 1998 - January 2002
Skills
Account Management, Strategic Planning, Start-ups, Management, Business Planning, Marketing Strategy, Sales Operations, Sales, Forecasting, Direct Marketing, Investments, Selling, Insurance, Customer Service, Cold Calling, Customer Retention, P&L Management, Finance, Leadership, New Business Development, Direct Sales, CRM, Marketing, Sales Process, Sales Management, Business Development, Salesforce.com, Team Building, Strategy, Coaching, Public Speaking, B2B, Training, Sales Presentations, Recruiting, Contract Negotiation, Team Leadership, Microsoft Office
Education
Judson University
BA, Education
GoHealth June 2012 - Present
Rockstar Funds September 2010 - Present
Fintegra Financial April 2010 - September 2010
Ameriprise Financial August 2008 - April 2010
LPL December 2004 - August 2008
UBS Wealth Management February 2002 - December 2004
Morgan Stanley Dean Witter January 1998 - January 2002
Skills
Account Management, Strategic Planning, Start-ups, Management, Business Planning, Marketing Strategy, Sales Operations, Sales, Forecasting, Direct Marketing, Investments, Selling, Insurance, Customer Service, Cold Calling, Customer Retention, P&L Management, Finance, Leadership, New Business Development, Direct Sales, CRM, Marketing, Sales Process, Sales Management, Business Development, Salesforce.com, Team Building, Strategy, Coaching, Public Speaking, B2B, Training, Sales Presentations, Recruiting, Contract Negotiation, Team Leadership, Microsoft Office
Education
Judson University
BA, Education
Jane Cronin Ahrens Jane Cronin Ahrens's LPL Experience April 1993 - August 1994
Job Design Manager at Parsons Brinckerhoff
Industry Architecture & Planning
Experience
Parsons Brinckerhoff July 2013 - Present
Gresham, Smith and Partners February 2009 - July 2013
Gresham, Smith and Partners January 2007 - July 2013
Green Advantage January 2006 - March 2011
USGBC North Texas Chapter 2002 - 2009
The University of Texas at Arlington May 2003 - January 2007
Pierce Goodwin Alexander & Linville August 1997 - September 2001
LPL April 1993 - August 1994
Skills
Sustainable Design, Architectural Design, LEED, LEED AP, Design Research, Green Building, Sustainability, Architecture, Construction Management, Construction Drawings, Construction, Environmental Awareness, Sustainable Architecture, Comprehensive Planning, LEED Accredited, Submittals, Architectures
Education
Central Connecticut State University
BSIT
The University of Texas at Arlington
MArch
Parsons Brinckerhoff July 2013 - Present
Gresham, Smith and Partners February 2009 - July 2013
Gresham, Smith and Partners January 2007 - July 2013
Green Advantage January 2006 - March 2011
USGBC North Texas Chapter 2002 - 2009
The University of Texas at Arlington May 2003 - January 2007
Pierce Goodwin Alexander & Linville August 1997 - September 2001
LPL April 1993 - August 1994
Skills
Sustainable Design, Architectural Design, LEED, LEED AP, Design Research, Green Building, Sustainability, Architecture, Construction Management, Construction Drawings, Construction, Environmental Awareness, Sustainable Architecture, Comprehensive Planning, LEED Accredited, Submittals, Architectures
Education
Central Connecticut State University
BSIT
The University of Texas at Arlington
MArch
Daniel Huck Daniel Huck's LPL Experience May 2011 - June 2013
Job Complex Products Supervision Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2013 - Present
LPL May 2011 - June 2013
Madison Avenue Securities June 2010 - April 2011
Madison Avenue Securities, Inc. September 2009 - January 2010
Madison Avenue Securities, Inc. December 2007 - September 2008
Ken Stern & Associates January 2004 - December 2007
Ken Stern & Associates July 2002 - December 2007
Skills
Investments, Financial Services, Portfolio Management, Training, Management, FINRA, Financial Advisory, Trading, Marketing, Auditing, Sales, Internal Audit, Business Process, Securities, Series 7, Series 63, Staff Development, Mutual Funds, Series 24, SEC
Education
Loyola University of Chicago 1996 — 2000
Finance
El Capitan High School 1992 — 1996
General
LPL Financial June 2013 - Present
LPL May 2011 - June 2013
Madison Avenue Securities June 2010 - April 2011
Madison Avenue Securities, Inc. September 2009 - January 2010
Madison Avenue Securities, Inc. December 2007 - September 2008
Ken Stern & Associates January 2004 - December 2007
Ken Stern & Associates July 2002 - December 2007
Skills
Investments, Financial Services, Portfolio Management, Training, Management, FINRA, Financial Advisory, Trading, Marketing, Auditing, Sales, Internal Audit, Business Process, Securities, Series 7, Series 63, Staff Development, Mutual Funds, Series 24, SEC
Education
Loyola University of Chicago 1996 — 2000
Finance
El Capitan High School 1992 — 1996
General
Kate Politano's LPL Experience 1998 - 2000
Job Client satisfaction, technology, results.
Industry Hospital & Health Care
Experience
McKesson August 2013 - May 2015
PLAY! December 2011 - April 2014
Ingenix January 2011 - October 2012
Ingenix May 2007 - February 2011
Eliza 2005 - 2007
Massachusetts General Hospital 2001 - 2004
MCI Worldcom 2000 - 2001
LPL 1998 - 2000
Fidelity Investments 1994 - 1999
Skills
Healthcare, Strategic Planning, Account Management, Channel Partners, Client Development, Passion for Helping..., Business Development, Strategic Partnerships, Analytics, Solution Selling, Business Strategy, Healthcare Information..., Cross-functional Team..., Sales Process, Selling, Strategy, Start-ups, Salesforce.com, Product Management, Business Intelligence, Leadership, Enterprise Software, Competitive Analysis, Small Business Marketing, Consulting, Non-profit Board..., SaaS, Executive Management, Process Improvement, CRM, Vendor Management, Program Management
Education
Cambridge College 2002 — 2004
Masters, Management
University of Phoenix 1999 — 2001
BA, Marketing
Bedford High School 1987 — 1990
McKesson August 2013 - May 2015
PLAY! December 2011 - April 2014
Ingenix January 2011 - October 2012
Ingenix May 2007 - February 2011
Eliza 2005 - 2007
Massachusetts General Hospital 2001 - 2004
MCI Worldcom 2000 - 2001
LPL 1998 - 2000
Fidelity Investments 1994 - 1999
Skills
Healthcare, Strategic Planning, Account Management, Channel Partners, Client Development, Passion for Helping..., Business Development, Strategic Partnerships, Analytics, Solution Selling, Business Strategy, Healthcare Information..., Cross-functional Team..., Sales Process, Selling, Strategy, Start-ups, Salesforce.com, Product Management, Business Intelligence, Leadership, Enterprise Software, Competitive Analysis, Small Business Marketing, Consulting, Non-profit Board..., SaaS, Executive Management, Process Improvement, CRM, Vendor Management, Program Management
Education
Cambridge College 2002 — 2004
Masters, Management
University of Phoenix 1999 — 2001
BA, Marketing
Bedford High School 1987 — 1990
Andrew Kitchings, CAIA, ERP Andrew Kitchings, CAIA, ERP's LPL Experience August 2009 - August 2014
Job Investment Analyst at Commonwealth Financial Network
Industry Investment Management
Experience
Commonwealth Financial Network September 2014 - Present
LPL August 2009 - August 2014
Bank of America May 2007 - January 2009
Bank of America May 2006 - November 2007
Bank of America August 2005 - May 2006
Trusco Capital Management June 2004 - August 2004
Skills
Investment Strategies, Equity Research, Investments, Alternative Investments, Investment Advisory, Bloomberg, Mutual Funds, Financial Advisory, ETFs, Investment Products, Hedge Funds, Fixed Income Research, Qualitative Research, Quantitative Research, Global Macro, Event Driven, Special Situations, FactSet, Microsoft Office, Morningstar Direct, Investment Management, Equities, Fixed Income, Asset Allocation, Due Diligence, Operational Due...
Education
Emory University 2001 — 2005
BA, Economics and History (Concentration in East Asian Studies)
University of Melbourne 2003 — 2003
Economics
Westminster School
Commonwealth Financial Network September 2014 - Present
LPL August 2009 - August 2014
Bank of America May 2007 - January 2009
Bank of America May 2006 - November 2007
Bank of America August 2005 - May 2006
Trusco Capital Management June 2004 - August 2004
Skills
Investment Strategies, Equity Research, Investments, Alternative Investments, Investment Advisory, Bloomberg, Mutual Funds, Financial Advisory, ETFs, Investment Products, Hedge Funds, Fixed Income Research, Qualitative Research, Quantitative Research, Global Macro, Event Driven, Special Situations, FactSet, Microsoft Office, Morningstar Direct, Investment Management, Equities, Fixed Income, Asset Allocation, Due Diligence, Operational Due...
Education
Emory University 2001 — 2005
BA, Economics and History (Concentration in East Asian Studies)
University of Melbourne 2003 — 2003
Economics
Westminster School
William Pearce William Pearce's LPL Experience September 2008 - January 2009
Job Trading and Portfolio Construction at PanAgora Asset Management
Industry Investment Management
Experience
PanAgora Asset Management July 2014 - Present
PanAgora Asset Management August 2013 - Present
PanAgora Asset Management July 2011 - July 2013
360 Huntington Fund September 2010 - 2013
State Street Bank July 2009 - July 2011
LPL September 2008 - January 2009
Northwestern Mutual May 2008 - August 2008
Skills
Portfolio Management, Investments, Mutual Funds, SQL, Trading Systems, Corporate Finance, Bloomberg, Financial Analysis, Asset Management, Equity Research, Finance, Economics, Equities, Asset Managment, Strategic Financial..., Leadership, Financial Modeling, Financial Risk, Hedge Funds, Valuation, Securities, Business Analysis, Analytical Skills, Fixed Income, Microsoft Office, Financial Planning, Marketing, Microsoft Excel, PowerPoint, Series 3, Equity Trading, Electronic Trading..., Foreign Exchange, Trading
Education
Northeastern University - Graduate School of Business Administration 2010 — 2014
Master of Business Administration (M.B.A.), Investments and Securities
Salve Regina University 2005 — 2009
Bachelor, Business Administration
New Fairfield High School 2001 — 2005
PanAgora Asset Management July 2014 - Present
PanAgora Asset Management August 2013 - Present
PanAgora Asset Management July 2011 - July 2013
360 Huntington Fund September 2010 - 2013
State Street Bank July 2009 - July 2011
LPL September 2008 - January 2009
Northwestern Mutual May 2008 - August 2008
Skills
Portfolio Management, Investments, Mutual Funds, SQL, Trading Systems, Corporate Finance, Bloomberg, Financial Analysis, Asset Management, Equity Research, Finance, Economics, Equities, Asset Managment, Strategic Financial..., Leadership, Financial Modeling, Financial Risk, Hedge Funds, Valuation, Securities, Business Analysis, Analytical Skills, Fixed Income, Microsoft Office, Financial Planning, Marketing, Microsoft Excel, PowerPoint, Series 3, Equity Trading, Electronic Trading..., Foreign Exchange, Trading
Education
Northeastern University - Graduate School of Business Administration 2010 — 2014
Master of Business Administration (M.B.A.), Investments and Securities
Salve Regina University 2005 — 2009
Bachelor, Business Administration
New Fairfield High School 2001 — 2005
Mark Baldi Mark Baldi's LPL Experience 1990 - 1997
Job CEO / Founder
Industry Marketing and Advertising
Experience
Platypus Studios, Inc. January 1998 - Present
Masterplan Creative, Inc 2005 - 2007
AIG SunAmerica 1997 - 2000
LPL 1990 - 1997
Skills
Advertising, Digital Media, Product Marketing, Graphic Design, Online Marketing, Strategy, Marketing Communications, Online Advertising, Brand Development, User Experience, Business Strategy, New Business Development, Marketing, Creative Direction
Education
San Diego State University-California State University 1987 — 1991
Dual-degrees, Advertising, English
Platypus Studios, Inc. January 1998 - Present
Masterplan Creative, Inc 2005 - 2007
AIG SunAmerica 1997 - 2000
LPL 1990 - 1997
Skills
Advertising, Digital Media, Product Marketing, Graphic Design, Online Marketing, Strategy, Marketing Communications, Online Advertising, Brand Development, User Experience, Business Strategy, New Business Development, Marketing, Creative Direction
Education
San Diego State University-California State University 1987 — 1991
Dual-degrees, Advertising, English
Michael Scherer Michael Scherer's LPL Experience March 2005 - February 2006
Job Director Connecticut and Westchester at Janus Capital Group
Industry Investment Management
Experience
Janus Capital Group January 2007 - Present
Janus Capital Group January 2006 - December 2006
LPL March 2005 - February 2006
Prudential Financial October 2003 - March 2005
Skills
Series 7, Mutual Funds, Series 63, Investments
Education
University of Denver 2002 — 2003
Master of Arts (M.A.), Psychology
Muhlenberg College 1997 — 2001
Bachelor of Arts (B.A.)
Janus Capital Group January 2007 - Present
Janus Capital Group January 2006 - December 2006
LPL March 2005 - February 2006
Prudential Financial October 2003 - March 2005
Skills
Series 7, Mutual Funds, Series 63, Investments
Education
University of Denver 2002 — 2003
Master of Arts (M.A.), Psychology
Muhlenberg College 1997 — 2001
Bachelor of Arts (B.A.)
Kelly Jette's LPL Experience 2000 - 2003
Job Law Office of Kelly G. Jette (Estate Planning)
Industry Legal Services
Experience
Law Office Kelly Ghilardi Jette November 2007 - Present
Ken Stern & Associates 2003 - 2006
LPL 2000 - 2003
Morgan Stanley 1998 - 2000
Skills
Legal Research, Product Marketing, Estate Planning
Education
Thomas Jefferson School of Law 2002 — 2006
JD
San Diego State University-California State University 1996 — 2000
Law Office Kelly Ghilardi Jette November 2007 - Present
Ken Stern & Associates 2003 - 2006
LPL 2000 - 2003
Morgan Stanley 1998 - 2000
Skills
Legal Research, Product Marketing, Estate Planning
Education
Thomas Jefferson School of Law 2002 — 2006
JD
San Diego State University-California State University 1996 — 2000
Brian Bole's LPL Experience Advisory Accounting AnalystLPL Financial Services2006 - Present
Job Advisory Accounting at LPL
Industry Financial Services
Experience
LPL Advisory Accounting AnalystLPL Financial Services2006 - Present
Education
Loyola University Maryland 1999 — 2003
Malvern Prep 1994 — 1998
High School
LPL Advisory Accounting AnalystLPL Financial Services2006 - Present
Education
Loyola University Maryland 1999 — 2003
Malvern Prep 1994 — 1998
High School
Marco Senelly's LPL Experience January 2001 - January 2002
Job UC Specialist
Industry Information Technology and Services
Experience
Cisco Systems August 2013 - Present
OneVision Solutions, Inc. September 2008 - July 2013
Partners HealthCare Systems August 2003 - August 2008
LPL January 2001 - January 2002
Skills
Cisco Technologies, Cisco IOS, Polycom Video..., Cisco Call Manager, Cisco UCS, CCVP, Telecommunications, Tandberg, Telepresence, VoIP, H.323, SIP, Unified Communications, Video Conferencing, Integration, Managed Services, Audio Conferencing, IP, Ethernet, Collaboration Solutions, Solution Selling, Telephony
Education
Brandeis University 1999 — 2003
N/A
Cisco Systems August 2013 - Present
OneVision Solutions, Inc. September 2008 - July 2013
Partners HealthCare Systems August 2003 - August 2008
LPL January 2001 - January 2002
Skills
Cisco Technologies, Cisco IOS, Polycom Video..., Cisco Call Manager, Cisco UCS, CCVP, Telecommunications, Tandberg, Telepresence, VoIP, H.323, SIP, Unified Communications, Video Conferencing, Integration, Managed Services, Audio Conferencing, IP, Ethernet, Collaboration Solutions, Solution Selling, Telephony
Education
Brandeis University 1999 — 2003
N/A
Rebecca Power's LPL Experience June 2006 - Present
Job AVP at LPL
Industry Financial Services
Experience
LPL June 2006 - Present
Education
Bentley University 1992 — 1996
LPL June 2006 - Present
Education
Bentley University 1992 — 1996
Christina Wallin's LPL Experience January 2008 - Present
Job Project Manager
Industry Financial Services
Experience
LPL January 2008 - Present
Education
Chapman University 1997 — 2000
LPL January 2008 - Present
Education
Chapman University 1997 — 2000
David Schaper, CRPC, AWMA's LPL Experience 2004 - 2010
Job Owner, Benchmark Wealth Management. Securities offered through LPL Financial, member FINRA / SIPC.
Industry Financial Services
Experience
Benchmark Wealth Management 2005 - Present
Los Angeles County Sheriff's Department 2005 - 2010
LPL 2004 - 2010
Anaheim Memorial Medical Center Foundation Board 2005 - 2008
Skills
Retirement Planning, Series 7, Mutual Funds, Wealth Management, Securities
Education
Leadership Orange 2009 — 2010
Fullerton College
John F Kennedy
Benchmark Wealth Management 2005 - Present
Los Angeles County Sheriff's Department 2005 - 2010
LPL 2004 - 2010
Anaheim Memorial Medical Center Foundation Board 2005 - 2008
Skills
Retirement Planning, Series 7, Mutual Funds, Wealth Management, Securities
Education
Leadership Orange 2009 — 2010
Fullerton College
John F Kennedy
Jennifer Paxton's LPL Experience September 2005 - July 2007
Job Software Engineer
Industry Information Technology and Services
Experience
Brink Software April 2015 - Present
BeneTrac May 2013 - April 2015
CIR Law Offices August 2012 - April 2013
MaintenanceNet November 2007 - August 2012
Computer Market Research August 2007 - October 2007
LPL September 2005 - July 2007
Printable Technologies 1999 - 2005
Skills
C#, VB.NET, SQL, Microsoft SQL Server, Oracle SQL, ASP.NET MVC, Agile Project Management, Agile Application..., Kanban, HTML, Software Design Patterns, SDLC, Workflow, JavaScript, Software Engineering, Problem Solving, Debugging Code, Visual Studio, Software Development, Cloud Computing, Agile Methodologies, XML, Subversion, .NET, Web Development, SOA, WCF, ASP.NET, Database Design, IIS, LINQ, Scrum, Web Services, Web Applications, T-SQL, TFS
Education
California State University-San Marcos 1993 — 1995
Bachelor of Arts (BA), Liberal Arts and Sciences/Liberal Studies
poway HS 1983 — 1987
MeadowBrook Middle School
Brink Software April 2015 - Present
BeneTrac May 2013 - April 2015
CIR Law Offices August 2012 - April 2013
MaintenanceNet November 2007 - August 2012
Computer Market Research August 2007 - October 2007
LPL September 2005 - July 2007
Printable Technologies 1999 - 2005
Skills
C#, VB.NET, SQL, Microsoft SQL Server, Oracle SQL, ASP.NET MVC, Agile Project Management, Agile Application..., Kanban, HTML, Software Design Patterns, SDLC, Workflow, JavaScript, Software Engineering, Problem Solving, Debugging Code, Visual Studio, Software Development, Cloud Computing, Agile Methodologies, XML, Subversion, .NET, Web Development, SOA, WCF, ASP.NET, Database Design, IIS, LINQ, Scrum, Web Services, Web Applications, T-SQL, TFS
Education
California State University-San Marcos 1993 — 1995
Bachelor of Arts (BA), Liberal Arts and Sciences/Liberal Studies
poway HS 1983 — 1987
MeadowBrook Middle School
Jana Berrett's LPL Experience 2009 - Present
Job Assistant Vice President at LPL Financial
Industry Financial Services
Experience
LPL 2009 - Present
Sony Pictures Entertainment 2007 - 2008
PricewaterhouseCoopers 2002 - 2007
Skills
Sarbanes-Oxley Act, IT Audit, SAS70, Software Project..., Business Process..., Business Intelligence, Project Management, Internal Controls, Microsoft SQL Server, Process Improvement, Agile Methodologies, Business Analysis, SDLC, CISA, Internal Audit, SQL, Software Development, Enterprise Risk..., Risk Management, Disaster Recovery, Auditing, Scrum, Certified Scrum Master..., Vendor Management, Securities, Program Management, Financial Services, IT Management, ERP, Enterprise Architecture, Software Documentation, Visio, Quality Assurance, Information Technology, Testing, Governance, Management, Access, Risk Assessment, PMO, Financial Risk, SharePoint, Accounting, IT Strategy, Business Process, PMP, Project Portfolio...
Education
Brigham Young University 2000 — 2002
Master of Information Systems Management, Management Information Systems, General, 3.75
Brigham Young University
Bachelor of Science (B.S.), Business Administration and Management, General, 3.80
LPL 2009 - Present
Sony Pictures Entertainment 2007 - 2008
PricewaterhouseCoopers 2002 - 2007
Skills
Sarbanes-Oxley Act, IT Audit, SAS70, Software Project..., Business Process..., Business Intelligence, Project Management, Internal Controls, Microsoft SQL Server, Process Improvement, Agile Methodologies, Business Analysis, SDLC, CISA, Internal Audit, SQL, Software Development, Enterprise Risk..., Risk Management, Disaster Recovery, Auditing, Scrum, Certified Scrum Master..., Vendor Management, Securities, Program Management, Financial Services, IT Management, ERP, Enterprise Architecture, Software Documentation, Visio, Quality Assurance, Information Technology, Testing, Governance, Management, Access, Risk Assessment, PMO, Financial Risk, SharePoint, Accounting, IT Strategy, Business Process, PMP, Project Portfolio...
Education
Brigham Young University 2000 — 2002
Master of Information Systems Management, Management Information Systems, General, 3.75
Brigham Young University
Bachelor of Science (B.S.), Business Administration and Management, General, 3.80
Todd Statton's LPL Experience October 2008 - July 2011
Job Internal Wholesaler at Oppenheimer Funds
Industry Financial Services
Experience
Oppenheimer Funds July 2011 - Present
LPL October 2008 - July 2011
AXA Advisors July 2007 - October 2008
Enterprise Mutual Funds August 2004 - August 2007
Education
Appalachian State University 1996 — 2000
Economics, BSBA
Oppenheimer Funds July 2011 - Present
LPL October 2008 - July 2011
AXA Advisors July 2007 - October 2008
Enterprise Mutual Funds August 2004 - August 2007
Education
Appalachian State University 1996 — 2000
Economics, BSBA
Aaron Case's LPL Experience March 2008 - November 2014
Job Manager Home Office Supervision at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2014 - Present
discovery place childcare 2009 - Present
LPL March 2008 - November 2014
LPL FIS March 2007 - March 2008
Smith Barney March 2005 - March 2007
Domestiks Inc June 1999 - March 2005
Skills
Securities, Mutual Funds, Investment Advisory, Alternative Investments, Compliance, Training, Equities, Analysis, Financial Risk, Fixed Annuities, Financial Advisory, Series 24, FINRA, Investments, Series 63, Series 7
Education
Husson College 2005 — 2006
MBA, Business
University of New England 1999 — 2003
B.S., Business Management
LPL Financial November 2014 - Present
discovery place childcare 2009 - Present
LPL March 2008 - November 2014
LPL FIS March 2007 - March 2008
Smith Barney March 2005 - March 2007
Domestiks Inc June 1999 - March 2005
Skills
Securities, Mutual Funds, Investment Advisory, Alternative Investments, Compliance, Training, Equities, Analysis, Financial Risk, Fixed Annuities, Financial Advisory, Series 24, FINRA, Investments, Series 63, Series 7
Education
Husson College 2005 — 2006
MBA, Business
University of New England 1999 — 2003
B.S., Business Management
Dave Dingle's LPL Experience July 2008 - April 2013
Job Sr. Vice President/Wealth Management at LaSalle St. Securities, LLC
Industry Investment Management
Experience
LaSalle St. Securities, LLC April 2013 - Present
LPL July 2008 - April 2013
Banc of America Investment Services February 2003 - July 2008
Northern Trust June 1989 - February 2003
Education
Iowa State University 1983 — 1987
CL Central
LaSalle St. Securities, LLC April 2013 - Present
LPL July 2008 - April 2013
Banc of America Investment Services February 2003 - July 2008
Northern Trust June 1989 - February 2003
Education
Iowa State University 1983 — 1987
CL Central
Tiha Harris's LPL Experience January 2010 - Present
Job Customer Service Representative at LPL
Industry Consumer Goods
Experience
LPL January 2010 - Present
Lions Fine Jewelry Stores April 2007 - May 2009
Lions Jewelers LLC April 2007 - May 2009
Jared the Galleria of Jewelry November 2003 - 2007
ALLTEL Communications (ICSC Access Services) March 2003 - October 2006
Alltel April 2003 - August 2005
Sprint April 1996 - December 2004
Sprint Business November 1994 - December 2002
Sprint November 1994 - December 2002
Sprint Business November 1994 - December 2002
Education
Central Piedmont Community College
Certificate Intepreter for Deaf and Hard of Hearing
Central Piedmont Community College
The University of Akron
The University of Akron
Business Administration, Marketing
LPL January 2010 - Present
Lions Fine Jewelry Stores April 2007 - May 2009
Lions Jewelers LLC April 2007 - May 2009
Jared the Galleria of Jewelry November 2003 - 2007
ALLTEL Communications (ICSC Access Services) March 2003 - October 2006
Alltel April 2003 - August 2005
Sprint April 1996 - December 2004
Sprint Business November 1994 - December 2002
Sprint November 1994 - December 2002
Sprint Business November 1994 - December 2002
Education
Central Piedmont Community College
Certificate Intepreter for Deaf and Hard of Hearing
Central Piedmont Community College
The University of Akron
The University of Akron
Business Administration, Marketing
Christopher McCarry's LPL Experience October 2007 - July 2010
Job Vice President at Chandler Asset Management
Industry Financial Services
Experience
Chandler Asset Management July 2013 - Present
Zacks Investment Management July 2010 - June 2013
LPL October 2007 - July 2010
LPL Financial Services October 2007 - July 2010
LPL Financial October 2007 - July 2010
LPL July 2005 - September 2007
Education
Bucknell University 1997 — 2001
Bachelor of Arts (B.A.), International Relations and Affairs
Chandler Asset Management July 2013 - Present
Zacks Investment Management July 2010 - June 2013
LPL October 2007 - July 2010
LPL Financial Services October 2007 - July 2010
LPL Financial October 2007 - July 2010
LPL July 2005 - September 2007
Education
Bucknell University 1997 — 2001
Bachelor of Arts (B.A.), International Relations and Affairs
Alexandra Kinander's LPL Experience June 2007 - Present
Job Financial Advisor at LPL
Industry Financial Services
Experience
LPL June 2007 - Present
Infocore 2005 - 2006
Souza Cescon November 2002 - December 2003
Davis Polk & Wardwell September 2001 - August 2002
Machado Meyer Sendacz e Opice January 1999 - August 2001
Education
Fundação Getulio Vargas 1995 — 1998
Pontifícia Universidade Católica de São Paulo 1994 — 1998
Bachelor, Law
Fundação Getulio Vargas 1992 — 1996
BA
LPL June 2007 - Present
Infocore 2005 - 2006
Souza Cescon November 2002 - December 2003
Davis Polk & Wardwell September 2001 - August 2002
Machado Meyer Sendacz e Opice January 1999 - August 2001
Education
Fundação Getulio Vargas 1995 — 1998
Pontifícia Universidade Católica de São Paulo 1994 — 1998
Bachelor, Law
Fundação Getulio Vargas 1992 — 1996
BA
Dakila Gorman's LPL Experience March 2010 - March 2011
Job Private Client Banker
Industry Financial Services
Experience
JPMorgan Chase Bank N.A. March 2011 - Present
LPL March 2010 - March 2011
Harris Bank January 2009 - March 2010
Financial Partners Network, LLC/ AXA Advisors June 2008 - January 2009
Banco Popular March 2002 - May 2008
LaSalle Financial Services July 2000 - March 2002
LaSalle Financial Services May 1998 - July 2000
Education
Northeastern Illinois University 1996 — 2000
BS, Finance
JPMorgan Chase Bank N.A. March 2011 - Present
LPL March 2010 - March 2011
Harris Bank January 2009 - March 2010
Financial Partners Network, LLC/ AXA Advisors June 2008 - January 2009
Banco Popular March 2002 - May 2008
LaSalle Financial Services July 2000 - March 2002
LaSalle Financial Services May 1998 - July 2000
Education
Northeastern Illinois University 1996 — 2000
BS, Finance
Erin O'Grady's LPL Experience September 2001 - May 2004
Job Product Manager
Industry Computer Software
Experience
Symitar January 2009 - Present
Symitar August 2004 - January 2009
LPL September 2001 - May 2004
Musicmatch June 2000 - July 2001
Comdial September 1997 - January 2000
T. Rowe Price June 1996 - August 1996
San Diego Trust and Savings Bank July 1993 - June 1995
LPL Financial Services 1987 - 1993
Education
University of Virginia Darden School of Business 1995 — 1997
MBA, Marketing
Babson College 1982 — 1986
B.A., Finance and Investments
Symitar January 2009 - Present
Symitar August 2004 - January 2009
LPL September 2001 - May 2004
Musicmatch June 2000 - July 2001
Comdial September 1997 - January 2000
T. Rowe Price June 1996 - August 1996
San Diego Trust and Savings Bank July 1993 - June 1995
LPL Financial Services 1987 - 1993
Education
University of Virginia Darden School of Business 1995 — 1997
MBA, Marketing
Babson College 1982 — 1986
B.A., Finance and Investments
Erin Casey's LPL Experience May 2006 - December 2010
Job Wells Fargo Securities Compliance
Industry Financial Services
Experience
Wells Fargo Securities 2014 - Present
Erin Casey Consulting, LLC 2010 - 2014
LPL May 2006 - December 2010
Bank of America Investments 1997 - 2006
Skills
Fixed Income, Bonds, Financial Advisory, Trading, Series 63, Securities, Series 7, Series 24, FINRA, Financial Services, Mutual Funds, Alternative Investments, Structured Products, Bloomberg, Investment Advisory, Capital Markets, Product Management
Education
Wake Forest University - Babcock Graduate School of Management 1998 — 2000
Master of Business Administration (MBA)
Franklin & Marshall College 1986 — 1990
BA, Anthropology
Wells Fargo Securities 2014 - Present
Erin Casey Consulting, LLC 2010 - 2014
LPL May 2006 - December 2010
Bank of America Investments 1997 - 2006
Skills
Fixed Income, Bonds, Financial Advisory, Trading, Series 63, Securities, Series 7, Series 24, FINRA, Financial Services, Mutual Funds, Alternative Investments, Structured Products, Bloomberg, Investment Advisory, Capital Markets, Product Management
Education
Wake Forest University - Babcock Graduate School of Management 1998 — 2000
Master of Business Administration (MBA)
Franklin & Marshall College 1986 — 1990
BA, Anthropology
Raymond Turro, CFA's LPL Experience April 2009 - April 2011
Job Senior Manager, High Yield, Emerging Market & Bank Loan Evaluations at Interactive Data
Industry Financial Services
Experience
Interactive Data March 2015 - Present
Interactive Data January 2014 - March 2015
Interactive Data April 2011 - January 2014
LPL April 2009 - April 2011
Randy Neumann & Associates November 2008 - April 2011
Turro Financial, LLC October 2007 - April 2011
Citigroup January 1994 - August 2007
Smith Barney 1994 - 1998
Lehman Brothers July 1986 - January 1994
Skills
Investment Advisory, Trading, Bonds, Portfolio Management, Series 7, Strategic Financial..., Equities, Fixed Income, Emerging Markets, Derivatives, Valuation, Securities, Wealth Management, Risk Management, Mutual Funds, Capital Markets, Investments, FINRA, Trading Systems, Series 63, Asset Management, Investment Strategies, Wealth Management..., Finance, Structured Products, Commodity, Hedge Funds, Financial Markets, Alternative Investments, Asset Allocation, Options, Bloomberg, ETFs, Financial Services, Investment Banking, Investment Management, Financial Planning
Education
Bucknell University 1982 — 1986
Midland Park High School 1978 — 1982
HS Diploma
Interactive Data March 2015 - Present
Interactive Data January 2014 - March 2015
Interactive Data April 2011 - January 2014
LPL April 2009 - April 2011
Randy Neumann & Associates November 2008 - April 2011
Turro Financial, LLC October 2007 - April 2011
Citigroup January 1994 - August 2007
Smith Barney 1994 - 1998
Lehman Brothers July 1986 - January 1994
Skills
Investment Advisory, Trading, Bonds, Portfolio Management, Series 7, Strategic Financial..., Equities, Fixed Income, Emerging Markets, Derivatives, Valuation, Securities, Wealth Management, Risk Management, Mutual Funds, Capital Markets, Investments, FINRA, Trading Systems, Series 63, Asset Management, Investment Strategies, Wealth Management..., Finance, Structured Products, Commodity, Hedge Funds, Financial Markets, Alternative Investments, Asset Allocation, Options, Bloomberg, ETFs, Financial Services, Investment Banking, Investment Management, Financial Planning
Education
Bucknell University 1982 — 1986
Midland Park High School 1978 — 1982
HS Diploma
Joseph Uschmann's LPL Experience March 2007 - Present
Job Director at J.R. Credit Inc.
Industry Information Technology and Services
Experience
J.R. Credit Inc. October 2009 - Present
LPL March 2007 - Present
Abercrombie & Fitch July 2006 - November 2006
California Department of Justice July 2000 - May 2005
Education
California State University-Sacramento 2000 — 2005
Universidad Complutense de Madrid 2002 — 2003
Spanish Language Program
J.R. Credit Inc. October 2009 - Present
LPL March 2007 - Present
Abercrombie & Fitch July 2006 - November 2006
California Department of Justice July 2000 - May 2005
Education
California State University-Sacramento 2000 — 2005
Universidad Complutense de Madrid 2002 — 2003
Spanish Language Program
Dawn Heard's LPL Experience February 2007 - Present
Job Experienced Senior Compliance Specialist
Industry Financial Services
Experience
LPL February 2007 - Present
Bank of America March 2000 - September 2007
Bank of America (Contract) October 2006 - February 2007
UVEST Financial Services September 1998 - September 2000
Wachovia Bank January 1996 - January 1998
Wachovia Bank January 1991 - January 1996
Education
Queens University of Charlotte 1985 — 1989
LPL February 2007 - Present
Bank of America March 2000 - September 2007
Bank of America (Contract) October 2006 - February 2007
UVEST Financial Services September 1998 - September 2000
Wachovia Bank January 1996 - January 1998
Wachovia Bank January 1991 - January 1996
Education
Queens University of Charlotte 1985 — 1989
Rob Engle's LPL Experience March 2002 - Present
Job SVP at LPLBusiness Development
Industry Financial Services
Experience
LPL Financial February 2009 - Present
LPL March 2002 - Present
Skills
Series 7, Retirement Planning, Wealth Management, Series 63, Investment Advisory, Securities, Asset Allocation, Retirement, Mutual Funds, 401k, Investments, Series 24, Estate Planning, Financial Advisory, FINRA, Uniform Combined State..., Strategic Financial..., Alternative Investments, Financial Services, Fixed Annuities
Education
Marquette University 2011 — 2013
Master of Business Administration (M.B.A.), International Business
Ottawa 1992 — 1996
LPL Financial February 2009 - Present
LPL March 2002 - Present
Skills
Series 7, Retirement Planning, Wealth Management, Series 63, Investment Advisory, Securities, Asset Allocation, Retirement, Mutual Funds, 401k, Investments, Series 24, Estate Planning, Financial Advisory, FINRA, Uniform Combined State..., Strategic Financial..., Alternative Investments, Financial Services, Fixed Annuities
Education
Marquette University 2011 — 2013
Master of Business Administration (M.B.A.), International Business
Ottawa 1992 — 1996
Scott Sipe's LPL Experience 1998 - 1999
Job Director, Outlink Processing Services at Jack Henry & Associates
Industry Information Technology and Services
Experience
Jack Henry & Associates June 2013 - Present
Jack Henry & Associates June 2012 - Present
Symitar 2005 - June 2012
Jack Henry & Associates 2005 - June 2012
Jack Henry & Associates April 2000 - June 2004
24 Hour Fitness 1999 - 2000
LPL 1998 - 1999
Kforce 1996 - 1998
Skills
Business Analysis, Process Improvement, Vendor Management, Project Management, SDLC, Software Development, Management, Integration, Program Management, Quality Assurance
Education
University of California, Berkeley 1985 — 1990
BA, Psychology
Coleman College 1992 — 1993
Programming
Jack Henry & Associates June 2013 - Present
Jack Henry & Associates June 2012 - Present
Symitar 2005 - June 2012
Jack Henry & Associates 2005 - June 2012
Jack Henry & Associates April 2000 - June 2004
24 Hour Fitness 1999 - 2000
LPL 1998 - 1999
Kforce 1996 - 1998
Skills
Business Analysis, Process Improvement, Vendor Management, Project Management, SDLC, Software Development, Management, Integration, Program Management, Quality Assurance
Education
University of California, Berkeley 1985 — 1990
BA, Psychology
Coleman College 1992 — 1993
Programming
Radhika Tallamraju's LPL Experience September 2008 - January 2009
Job Sr. Database Engineer at Daybreak Games(formerly Sony Online Entertainment)
Industry Computer Software
Experience
Sony Online Entertainment June 2014 - Present
XIFIN January 2014 - June 2014
Sony Online Entertainment January 2013 - January 2014
Sony Online Entertainment January 2009 - January 2013
LPL September 2008 - January 2009
Fidelity August 2007 - May 2008
First American April 2007 - August 2007
Societe Generale November 2005 - April 2007
ADP May 2004 - November 2005
Skills
ETL, Oracle, PL/SQL, SQL, Databases, Microsoft SQL Server, Unix, Unix Shell Scripting, Business Intelligence, SDLC, T-SQL, Database Design, Agile Methodologies, XML, Sybase, Performance Tuning, Informatica, GoldenGate, Software Development, Data Integration, Software Project..., Data Modeling, Data Warehousing, Perl, Scrum, SQL Server, Talend, Microstrategy, Vertica, Apex Programming, Shell Scripting
Education
International Institute of Information Technology 2002 — 2004
M.S, Information Technology
Jawaharlal Nehru Technological University 1997 — 2001
B.Tech, Computer Science
MIDS @ Berkeley
Sony Online Entertainment June 2014 - Present
XIFIN January 2014 - June 2014
Sony Online Entertainment January 2013 - January 2014
Sony Online Entertainment January 2009 - January 2013
LPL September 2008 - January 2009
Fidelity August 2007 - May 2008
First American April 2007 - August 2007
Societe Generale November 2005 - April 2007
ADP May 2004 - November 2005
Skills
ETL, Oracle, PL/SQL, SQL, Databases, Microsoft SQL Server, Unix, Unix Shell Scripting, Business Intelligence, SDLC, T-SQL, Database Design, Agile Methodologies, XML, Sybase, Performance Tuning, Informatica, GoldenGate, Software Development, Data Integration, Software Project..., Data Modeling, Data Warehousing, Perl, Scrum, SQL Server, Talend, Microstrategy, Vertica, Apex Programming, Shell Scripting
Education
International Institute of Information Technology 2002 — 2004
M.S, Information Technology
Jawaharlal Nehru Technological University 1997 — 2001
B.Tech, Computer Science
MIDS @ Berkeley
Alain Ngono's LPL Experience December 2007 - May 2008
Job ETL / Oracle Developer at Warner Bros. Entertainment Group of Companies
Industry Information Technology and Services
Experience
Warner Bros. Entertainment Group of Companies June 2010 - Present
iConstituent September 2008 - August 2009
LPL December 2007 - May 2008
ING Life Insurance and Annuity Company June 2007 - December 2007
Skills
Informatica, SQL, ETL, Microsoft SQL Server, Data Warehousing, Visio, Data Integration, Dimensional Modeling, PL/SQL, Oracle
Education
California State University-Los Angeles 2003 — 2006
Bachelor of Science (BS), Computer Science
Warner Bros. Entertainment Group of Companies June 2010 - Present
iConstituent September 2008 - August 2009
LPL December 2007 - May 2008
ING Life Insurance and Annuity Company June 2007 - December 2007
Skills
Informatica, SQL, ETL, Microsoft SQL Server, Data Warehousing, Visio, Data Integration, Dimensional Modeling, PL/SQL, Oracle
Education
California State University-Los Angeles 2003 — 2006
Bachelor of Science (BS), Computer Science
Sarah Simeone's LPL Experience November 2005 - April 2007
Job Contract Administration at CFM International
Industry Aviation & Aerospace
Experience
CFM International August 2009 - Present
Integrated Corporate Health September 2008 - March 2009
Eaton Corporation May 2008 - June 2008
Miami University May 2007 - June 2008
GE Aviation August 2007 - May 2008
LPL November 2005 - April 2007
San Diego Youth & Community Services March 2004 - November 2006
Skills
Strategic Planning, Data Analysis, Microsoft Excel, Analysis, Process Improvement
Education
Miami University 2007 — 2008
MBA, Business Administration and Management, General
Providence College 1999 — 2003
Bachelor, Economics
University of Economics, Prague 2002 — 2002
Economics
St. Teresa's Academy 1995 — 1999
CFM International August 2009 - Present
Integrated Corporate Health September 2008 - March 2009
Eaton Corporation May 2008 - June 2008
Miami University May 2007 - June 2008
GE Aviation August 2007 - May 2008
LPL November 2005 - April 2007
San Diego Youth & Community Services March 2004 - November 2006
Skills
Strategic Planning, Data Analysis, Microsoft Excel, Analysis, Process Improvement
Education
Miami University 2007 — 2008
MBA, Business Administration and Management, General
Providence College 1999 — 2003
Bachelor, Economics
University of Economics, Prague 2002 — 2002
Economics
St. Teresa's Academy 1995 — 1999
Tom Kersten's LPL Experience January 1998 - December 1998
Job eMarketing Specialist
Industry Marketing and Advertising
Experience
Taproot Foundation January 2010 - December 2010
Everdream October 1999 - June 2001
Microsoft January 1999 - September 1999
LPL January 1998 - December 1998
Skills
Social Networking, Social Media, Salesforce.com, SEO
Education
San Diego State University-California State University 1986 — 1991
MBA, Finance, General
Lehigh University 1971 — 1975
BA, Political Science
Taproot Foundation January 2010 - December 2010
Everdream October 1999 - June 2001
Microsoft January 1999 - September 1999
LPL January 1998 - December 1998
Skills
Social Networking, Social Media, Salesforce.com, SEO
Education
San Diego State University-California State University 1986 — 1991
MBA, Finance, General
Lehigh University 1971 — 1975
BA, Political Science
Jon Kostic's LPL Experience July 2006 - Present
Job Software Developer at LPL
Industry Financial Services
Experience
LPL July 2006 - Present
Stellent January 2004 - July 2006
Hewlett-Packard November 1999 - October 2003
Lucent \IBM 1997 - 1999
Skills
Software Project..., Enterprise Content..., Microsoft SQL Server, Integration, SOA, Software Development, Program Management, Agile Methodologies, Enterprise Architecture, SharePoint, Business Analysis, .NET, Databases, Requirements Analysis
Education
Keller Graduate School of Management of DeVry University 2011 — 2014
Master of Business Administration (M.B.A.), Accounting
DeVry University 2010 — 2011
Bachelor's degree, Technical Management with a focus in Accounting
DeVry Institute of Technology 1996 — 1999
Blachors of Science, Computer and Information Sciences, General
Fort Lewis College 1994 — 1995
LPL July 2006 - Present
Stellent January 2004 - July 2006
Hewlett-Packard November 1999 - October 2003
Lucent \IBM 1997 - 1999
Skills
Software Project..., Enterprise Content..., Microsoft SQL Server, Integration, SOA, Software Development, Program Management, Agile Methodologies, Enterprise Architecture, SharePoint, Business Analysis, .NET, Databases, Requirements Analysis
Education
Keller Graduate School of Management of DeVry University 2011 — 2014
Master of Business Administration (M.B.A.), Accounting
DeVry University 2010 — 2011
Bachelor's degree, Technical Management with a focus in Accounting
DeVry Institute of Technology 1996 — 1999
Blachors of Science, Computer and Information Sciences, General
Fort Lewis College 1994 — 1995
Laura Malechuk's LPL Experience 1983 - 1994
Job Vice President, Finance at Foresters Equity Services, Inc
Industry Financial Services
Experience
Foresters Equity Services, Inc. November 1996 - Present
LPL 1983 - 1994
The Arizona Bank October 1976 - March 1982
Skills
Investments, Mutual Funds, Leadership, Securities, Estate Planning, Management, Insurance, Equities, Financial Services
Education
Phoenix College 1979 — 1982
AA, Banking & Investments
Foresters Equity Services, Inc. November 1996 - Present
LPL 1983 - 1994
The Arizona Bank October 1976 - March 1982
Skills
Investments, Mutual Funds, Leadership, Securities, Estate Planning, Management, Insurance, Equities, Financial Services
Education
Phoenix College 1979 — 1982
AA, Banking & Investments
Jay Jackson's LPL Experience August 2006 - February 2007
Job Vice President, Strategic Relationships at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group February 2015 - Present
LPL Financial June 2002 - February 2015
LPL August 2006 - February 2007
John Hancock 1998 - 2001
Skills
Series 63, Mutual Funds, FINRA, Investment Advisory, Retirement Planning, Wealth Management, Securities, Alternative Investments, Fixed Annuities, 401k, Retirement, Asset Allocation, Series 6, Investments, Asset Managment, Investment Strategies
Education
Colgate University 1994 — 1998
Bachelor of Arts (B.A.), German Language and Literature
Colgate University 1994 — 1998
Cetera Financial Group February 2015 - Present
LPL Financial June 2002 - February 2015
LPL August 2006 - February 2007
John Hancock 1998 - 2001
Skills
Series 63, Mutual Funds, FINRA, Investment Advisory, Retirement Planning, Wealth Management, Securities, Alternative Investments, Fixed Annuities, 401k, Retirement, Asset Allocation, Series 6, Investments, Asset Managment, Investment Strategies
Education
Colgate University 1994 — 1998
Bachelor of Arts (B.A.), German Language and Literature
Colgate University 1994 — 1998
Lisa (Scanlon) Stahovec's LPL Experience November 1995 - December 1996
Job Independent Human Resources Professional
Industry Human Resources
Experience
EF Education First October 2002 - November 2003
EF Education January 1997 - October 2002
LPL November 1995 - December 1996
Skandinaviska Enskilda Banken October 1993 - September 1995
Skills
Employee Relations, Event Planning, Recruiting, Performance Management, Human Resources, Project Planning, Microsoft Office, Organizational..., Event Management
Education
Fairfield University 1989 — 1993
RHS, Ridgewood, NJ
EF Education First October 2002 - November 2003
EF Education January 1997 - October 2002
LPL November 1995 - December 1996
Skandinaviska Enskilda Banken October 1993 - September 1995
Skills
Employee Relations, Event Planning, Recruiting, Performance Management, Human Resources, Project Planning, Microsoft Office, Organizational..., Event Management
Education
Fairfield University 1989 — 1993
RHS, Ridgewood, NJ
Brigette Ruffel's LPL Experience September 2001 - November 2005
Job Financial Services Professional, Human Resources, Marketing Professional
Industry Financial Services
Experience
Junior League of Denver May 2012 - May 2013
LPL September 2001 - November 2005
Schneider Securities October 2000 - June 2001
Kirkpatrick Pettis December 1999 - September 2000
Skills
Insurance, Fundraising, Financial Analysis, Event Planning, Customer Service, Microsoft Excel, PowerPoint, Budgets, Non-profits, Office Management, Due Diligence, Forecasting, Process Improvement, Microsoft Office, Strategic Financial..., Leadership, Strategic Planning, Nonprofits
Education
Colorado State University 1993 — 1997
Bachelor of Science (B.S.), Biology/Biological Sciences, General
Boston University
Junior League of Denver May 2012 - May 2013
LPL September 2001 - November 2005
Schneider Securities October 2000 - June 2001
Kirkpatrick Pettis December 1999 - September 2000
Skills
Insurance, Fundraising, Financial Analysis, Event Planning, Customer Service, Microsoft Excel, PowerPoint, Budgets, Non-profits, Office Management, Due Diligence, Forecasting, Process Improvement, Microsoft Office, Strategic Financial..., Leadership, Strategic Planning, Nonprofits
Education
Colorado State University 1993 — 1997
Bachelor of Science (B.S.), Biology/Biological Sciences, General
Boston University
Susy Lerner's LPL Experience July 2008 - Present
Job Financial Planning Consultant at LPL
Industry Financial Services
Experience
LPL July 2008 - Present
Asset Preservation Strategies, Inc., and QA3 LLC June 2003 - October 2007
Washington Mutual 2004 - 2007
RSM McGladrey November 2000 - April 2002
AXA Financial June 1999 - August 2000
Prudential Financial January 1998 - July 1999
Wheat First Union 1996 - 1997
Lerner Financial Network October 1987 - October 1996
Skills
Financial Planning, Wealth Management, Insurance, Asset Allocation, Investment Advisory, Asset Management, Series 7, Investment Strategies, Insurance Planning, Financial Advisory, Cash Flow, Public Speaking, Series 66, Series 63, Customer Relations, Financial Planners, Uniform Combined State..., Strategic Financial..., Investments, Customer Service, Wealth Management...
Education
College for Financial Planning
CFP, financial planning
College for Financial Planning
CMFC, Investments
The American College
CLU, Insurance
University of Maryland College Park
BS, Science Education
University of Maryland College Park
MEd, Science Education
LPL July 2008 - Present
Asset Preservation Strategies, Inc., and QA3 LLC June 2003 - October 2007
Washington Mutual 2004 - 2007
RSM McGladrey November 2000 - April 2002
AXA Financial June 1999 - August 2000
Prudential Financial January 1998 - July 1999
Wheat First Union 1996 - 1997
Lerner Financial Network October 1987 - October 1996
Skills
Financial Planning, Wealth Management, Insurance, Asset Allocation, Investment Advisory, Asset Management, Series 7, Investment Strategies, Insurance Planning, Financial Advisory, Cash Flow, Public Speaking, Series 66, Series 63, Customer Relations, Financial Planners, Uniform Combined State..., Strategic Financial..., Investments, Customer Service, Wealth Management...
Education
College for Financial Planning
CFP, financial planning
College for Financial Planning
CMFC, Investments
The American College
CLU, Insurance
University of Maryland College Park
BS, Science Education
University of Maryland College Park
MEd, Science Education
Behnam Vessal's LPL Experience 1995 - 1998
Job Principal Analyst at SDDPC
Industry Computer Software
Experience
SDDPC February 2000 - Present
San Diego DPC 2000 - Present
San Diego Data Processing Corp 2000 - Present
SBI 1997 - 2000
Structural Bioinformatics Inc 1997 - 2000
LPL 1995 - 1998
Biosym 1992 - 1995
Accelrys 1992 - 1995
Keele University 1988 - 1992
Aarhus University 1985 - 1986
Education
Keele University 1986 — 1992
Post Doc, Physical Chemistry
University of Pennsylvania 1973 — 1979
Pahlavi University 1970 — 1973
B.S., Chemistry
Shiraz University 1970 — 1973
B.S., Chemistry
SDDPC February 2000 - Present
San Diego DPC 2000 - Present
San Diego Data Processing Corp 2000 - Present
SBI 1997 - 2000
Structural Bioinformatics Inc 1997 - 2000
LPL 1995 - 1998
Biosym 1992 - 1995
Accelrys 1992 - 1995
Keele University 1988 - 1992
Aarhus University 1985 - 1986
Education
Keele University 1986 — 1992
Post Doc, Physical Chemistry
University of Pennsylvania 1973 — 1979
Pahlavi University 1970 — 1973
B.S., Chemistry
Shiraz University 1970 — 1973
B.S., Chemistry
Sara Flaherty's LPL Experience May 1999 - March 2005
Job Senior Staffing Coordinator at PrideStaff
Industry Staffing and Recruiting
Experience
PrideStaff June 2008 - Present
Robert Half International February 2006 - March 2008
LPL May 1999 - March 2005
Education
Hamilton College 1995 — 1999
PrideStaff June 2008 - Present
Robert Half International February 2006 - March 2008
LPL May 1999 - March 2005
Education
Hamilton College 1995 — 1999
Sherri Dawn-zaback's LPL Experience LOAN COORDINATORWASHINGTON MUTUAL2002 - 2007
Job Service Center at LPL
Industry Financial Services
Experience
LPL LOAN COORDINATORWASHINGTON MUTUAL2002 - 2007
Education
MiraCosta College
LPL LOAN COORDINATORWASHINGTON MUTUAL2002 - 2007
Education
MiraCosta College
Scott Bornhoft's LPL Experience September 2008 - May 2009
Job Business Development Specialist at BuilderTREND Solutions
Industry Computer Software
Experience
BuilderTREND Solutions December 2014 - Present
BuilderTREND Solutions November 2012 - November 2014
TD Ameritrade July 2009 - November 2012
LPL September 2008 - May 2009
TD Ameritrade September 2007 - August 2008
Skills
Budgets, Contract Negotiation, Customer Service, Sales, Strategic Planning
Education
Bellevue University 2003 — 2006
MBA, MBA Straight
University of Nebraska at Omaha 1998 — 2002
BSBA, Banking and Finance
BuilderTREND Solutions December 2014 - Present
BuilderTREND Solutions November 2012 - November 2014
TD Ameritrade July 2009 - November 2012
LPL September 2008 - May 2009
TD Ameritrade September 2007 - August 2008
Skills
Budgets, Contract Negotiation, Customer Service, Sales, Strategic Planning
Education
Bellevue University 2003 — 2006
MBA, MBA Straight
University of Nebraska at Omaha 1998 — 2002
BSBA, Banking and Finance
Blair Bolen's LPL Experience October 2006 - July 2008
Job Sr. Analyst; Loan Loss Reserves at Bank of America
Industry Banking
Experience
Bank of America July 2010 - Present
Bank of America July 2008 - July 2010
LPL October 2006 - July 2008
Skills
Investments, Financial Modeling, Cold Calling, Strategic Planning
Education
NCSU 2000 — 2004
North Carolina State University - College of Management 2000 — 2004
Finance, General
Bank of America July 2010 - Present
Bank of America July 2008 - July 2010
LPL October 2006 - July 2008
Skills
Investments, Financial Modeling, Cold Calling, Strategic Planning
Education
NCSU 2000 — 2004
North Carolina State University - College of Management 2000 — 2004
Finance, General
Lionel Prout, Jr's LPL Experience February 2001 - September 2006
Job Information Architect, Internet Visionary, Web Designer, Show Doctor, Entrepreneur & Investor
Industry Information Technology and Services
Experience
Prout & Companies January 1991 - Present
Prescio Consulting 2005 - 2007
LPL February 2001 - September 2006
Westec 1989 - 1999
Dayton-Hudson "Target" 1983 - 1985
Skills
Customer Service, SDLC, Call Center, Project Management, Team Building, Consulting, Strategic Planning, Process Improvement, Entrepreneurship, Business Analysis, Management, Windows, Leadership, IT Service Management, CRM, Program Management, Team Leadership
Education
University of California, Los Angeles 1977 — 1981
Kearny High
Montgomery Junior High
San Diego Mesa College
General Education
Prout & Companies January 1991 - Present
Prescio Consulting 2005 - 2007
LPL February 2001 - September 2006
Westec 1989 - 1999
Dayton-Hudson "Target" 1983 - 1985
Skills
Customer Service, SDLC, Call Center, Project Management, Team Building, Consulting, Strategic Planning, Process Improvement, Entrepreneurship, Business Analysis, Management, Windows, Leadership, IT Service Management, CRM, Program Management, Team Leadership
Education
University of California, Los Angeles 1977 — 1981
Kearny High
Montgomery Junior High
San Diego Mesa College
General Education
Tonya Fraley Smith's LPL Experience June 2009 - August 2011
Job Accountant at State of West Virginia
Industry Accounting
Experience
State of West Virginia May 2011 - Present
LPL June 2009 - August 2011
E*TRADE FINANCIAL 2006 - 2008
Skills
Accounting, Financial Analysis, Financial Reporting, Strategic Financial..., Account Reconciliation, Auditing, Finance, Accounts Payable, Accounts Receivable, Budgets, Forecasting, Internal Controls, Process Improvement, Tax
Education
Concord University 1998 — 2003
Bachelor of Science, Business Management
State of West Virginia May 2011 - Present
LPL June 2009 - August 2011
E*TRADE FINANCIAL 2006 - 2008
Skills
Accounting, Financial Analysis, Financial Reporting, Strategic Financial..., Account Reconciliation, Auditing, Finance, Accounts Payable, Accounts Receivable, Budgets, Forecasting, Internal Controls, Process Improvement, Tax
Education
Concord University 1998 — 2003
Bachelor of Science, Business Management
Larry Wankovsky's LPL Experience April 2006 - Present
Job executive vicepresident at buffalo grove area chamber of commerce
Industry Insurance
Experience
triple j ventures,ltd August 2006 - Present
LPL April 2006 - Present
buffalo grove area chamber of commerce January 2002 - Present
jj&m insurance agency June 1984 - July 2006
Skills
Insurance Planning, Consultancy, Sales Management, Health Plans, Annuities, Investments, Mutual Funds, Management, Fixed Annuities, Property & Casualty..., Financial Planners, Mortgage Lending, Health Policy, Estate Planning, Small Business, Retirement Planning, Disability Insurance, Health Insurance, 401k, Investment Advisory, Employee Benefits, Whole Life, Sales, Long Term Care Insurance, Term Life Insurance, Long-term Care, Retirement, Critical Illness, Financial Advisory, Strategic Financial..., Wealth Management, Life Insurance, Accounting, Risk Management, Series 7, Wealth, IRAs, Medicare
Education
Roosevelt University 1968 — 1972
bsba, accounting
triple j ventures,ltd August 2006 - Present
LPL April 2006 - Present
buffalo grove area chamber of commerce January 2002 - Present
jj&m insurance agency June 1984 - July 2006
Skills
Insurance Planning, Consultancy, Sales Management, Health Plans, Annuities, Investments, Mutual Funds, Management, Fixed Annuities, Property & Casualty..., Financial Planners, Mortgage Lending, Health Policy, Estate Planning, Small Business, Retirement Planning, Disability Insurance, Health Insurance, 401k, Investment Advisory, Employee Benefits, Whole Life, Sales, Long Term Care Insurance, Term Life Insurance, Long-term Care, Retirement, Critical Illness, Financial Advisory, Strategic Financial..., Wealth Management, Life Insurance, Accounting, Risk Management, Series 7, Wealth, IRAs, Medicare
Education
Roosevelt University 1968 — 1972
bsba, accounting
Aaron Visse's LPL Experience 2000 - 2002
Job Portfolio Manager at Forward
Industry Financial Services
Experience
Forward June 2009 - Present
Kensington Investment Group June 2007 - June 2009
LPL 2000 - 2002
Skills
Portfolio Management, Mutual Funds, Asset Allocation, Infrastructure, Alternative Investments, Investment Strategies, Equities, Asset Management, Equity Research, Investments, Bloomberg, International Research, Fixed Income, Asset Managment
Education
San Diego State University-California State University 1998 — 1999
MSBA, Finance
University of Colorado Boulder 1990 — 1994
BS, Business
Beaverton High School 1987 — 1990
HS diploma
Whitford
Forward June 2009 - Present
Kensington Investment Group June 2007 - June 2009
LPL 2000 - 2002
Skills
Portfolio Management, Mutual Funds, Asset Allocation, Infrastructure, Alternative Investments, Investment Strategies, Equities, Asset Management, Equity Research, Investments, Bloomberg, International Research, Fixed Income, Asset Managment
Education
San Diego State University-California State University 1998 — 1999
MSBA, Finance
University of Colorado Boulder 1990 — 1994
BS, Business
Beaverton High School 1987 — 1990
HS diploma
Whitford
Shumaila Akqil's LPL Experience March 2004 - April 2006
Job Independent Writing and Editing Professional
Industry Writing and Editing
Experience
LPL March 2004 - April 2006
Education
DePaul University 1999 — 2003
BS, Information System
LPL March 2004 - April 2006
Education
DePaul University 1999 — 2003
BS, Information System
Shannon Howe's LPL Experience April 2009 - September 2012
Job Sr. Business Consultant Internal Relationship Manager
Industry Financial Services
Experience
LPL Financial February 2014 - Present
LPL Financial September 2012 - February 2014
LPL April 2009 - September 2012
Hollister August 2008 - April 2009
Robert Half International September 2007 - July 2008
Education
Roger Williams University 2003 — 2007
Bachelor of, Business
LPL Financial February 2014 - Present
LPL Financial September 2012 - February 2014
LPL April 2009 - September 2012
Hollister August 2008 - April 2009
Robert Half International September 2007 - July 2008
Education
Roger Williams University 2003 — 2007
Bachelor of, Business
Richard D Wilson, Jr.'s LPL Experience June 2007 - November 2012
Job Regional Director at The Milner Group
Industry Financial Services
Experience
The Milner Group January 2014 - Present
LPL June 2007 - November 2012
MassMutual Financial Group 2006 - 2007
Travelers 2005 - 2006
New England Financial 1998 - 2003
Skills
Series 7, Series 63, Series 24, MA Life, Accident, and..., Retirement Planning, Strategic Financial..., Life Insurance, Insurance, Financial Services, Fixed Annuities, Disability Insurance, Long-term Care, Employee Benefits, Underwriting
Education
Bates College
Bachelor of Arts (BA), Political Science and Government
The American College
CLU, ChFC, Financial Planning and Services
The Milner Group January 2014 - Present
LPL June 2007 - November 2012
MassMutual Financial Group 2006 - 2007
Travelers 2005 - 2006
New England Financial 1998 - 2003
Skills
Series 7, Series 63, Series 24, MA Life, Accident, and..., Retirement Planning, Strategic Financial..., Life Insurance, Insurance, Financial Services, Fixed Annuities, Disability Insurance, Long-term Care, Employee Benefits, Underwriting
Education
Bates College
Bachelor of Arts (BA), Political Science and Government
The American College
CLU, ChFC, Financial Planning and Services
Chris Wellman's LPL Experience May 2003 - October 2006
Job Assistant Portfolio Manager at VLP Financial Advisors
Industry Financial Services
Experience
VLP Financial Advisors November 2009 - Present
Dunham & Associates 2005 - 2009
LPL May 2003 - October 2006
Skills
Asset Allocation, Portfolio Management
Education
University of Maryland University College 2009 — 2011
Master's Degree, Finance
Minnesota State University, Mankato 1996 — 1999
BS, International Business / Spanish
VLP Financial Advisors November 2009 - Present
Dunham & Associates 2005 - 2009
LPL May 2003 - October 2006
Skills
Asset Allocation, Portfolio Management
Education
University of Maryland University College 2009 — 2011
Master's Degree, Finance
Minnesota State University, Mankato 1996 — 1999
BS, International Business / Spanish
Jerry Cowan's LPL Experience July 2010 - Present
Job Technical Support at LPL
Industry Computer Networking
Experience
LPL July 2010 - Present
Cowan and Associates April 2008 - Present
TLC Staffing July 2009 - July 2010
Data Strategies, Inc. March 2006 - March 2007
Hydro-Scape Products, Inc. May 1999 - March 2006
Skills
Servers, IIS, XP, Microsoft SQL Server, Troubleshooting, Technical Support, Security, IT Management, Hardware, Networking, Software Installation, SDLC, WAN, System Deployment, SQL, Training, Information Technology, Project Planning, VMware, Active Directory, Data Center, Disaster Recovery, Microsoft Exchange, SaaS, System Administration, Systems Analysis, Windows 7, Windows Server, Windows XP
Education
Coleman College 2002 — 2004
Associates Degree, Information Systems
LPL July 2010 - Present
Cowan and Associates April 2008 - Present
TLC Staffing July 2009 - July 2010
Data Strategies, Inc. March 2006 - March 2007
Hydro-Scape Products, Inc. May 1999 - March 2006
Skills
Servers, IIS, XP, Microsoft SQL Server, Troubleshooting, Technical Support, Security, IT Management, Hardware, Networking, Software Installation, SDLC, WAN, System Deployment, SQL, Training, Information Technology, Project Planning, VMware, Active Directory, Data Center, Disaster Recovery, Microsoft Exchange, SaaS, System Administration, Systems Analysis, Windows 7, Windows Server, Windows XP
Education
Coleman College 2002 — 2004
Associates Degree, Information Systems
Ed Shevac's LPL Experience August 1999 - Present
Job OSJ at LPL
Industry Financial Services
Experience
LPL August 1999 - Present
American Express Financial Advisors December 1993 - August 1999
Reda Inc. June 1990 - July 1993
Herman's World of Sporting Goods 1985 - 1989
Skills
Wealth Management, Estate Planning, Securities, Retirement, FINRA
Education
Fairleigh Dickinson University
MBA, Business
LPL August 1999 - Present
American Express Financial Advisors December 1993 - August 1999
Reda Inc. June 1990 - July 1993
Herman's World of Sporting Goods 1985 - 1989
Skills
Wealth Management, Estate Planning, Securities, Retirement, FINRA
Education
Fairleigh Dickinson University
MBA, Business
Gretchen Hernandez's LPL Experience January 2010 - Present
Job AVP, OperationsRetirement Department at LPL
Industry Financial Services
Experience
LPL January 2010 - Present
LPL Financial Services June 2000 - August 2007
Mossy Automotive 1996 - 2000
Ralph's Grocery Company 1986 - 1996
Education
San Diego State University-California State University 1993 — 1997
Bachelor of Art in Liberal Arts and Sciences, Sociology, Business Administration
LPL January 2010 - Present
LPL Financial Services June 2000 - August 2007
Mossy Automotive 1996 - 2000
Ralph's Grocery Company 1986 - 1996
Education
San Diego State University-California State University 1993 — 1997
Bachelor of Art in Liberal Arts and Sciences, Sociology, Business Administration
Marv Walker's LPL Experience 1999 - 2006
Job Director, Consulting Delivery at TriZetto Corporation
Industry Information Technology and Services
Experience
TriZetto Corporation May 2011 - Present
Comprehensive Software Systems 2009 - 2011
First Allied Securities 2007 - 2009
Abbott Vascular Devices 2007 - 2007
LPL 1999 - 2006
Skills
T-SQL, Software Project..., SDLC, Vendor Management, PMP, Cross-functional Team..., Microsoft SQL Server, Agile Methodologies, Project Management, Program Management, Requirements Analysis, Business Analysis, Integration, Process Improvement, Business Process..., Visio, CRM, PMO
Education
California Polytechnic State University-San Luis Obispo 1979 — 1983
TriZetto Corporation May 2011 - Present
Comprehensive Software Systems 2009 - 2011
First Allied Securities 2007 - 2009
Abbott Vascular Devices 2007 - 2007
LPL 1999 - 2006
Skills
T-SQL, Software Project..., SDLC, Vendor Management, PMP, Cross-functional Team..., Microsoft SQL Server, Agile Methodologies, Project Management, Program Management, Requirements Analysis, Business Analysis, Integration, Process Improvement, Business Process..., Visio, CRM, PMO
Education
California Polytechnic State University-San Luis Obispo 1979 — 1983
Wayne Setzer's LPL Experience August 2009 - Present
Job Workforce Management Analyst at LPL
Industry Consumer Services
Experience
LPL August 2009 - Present
Wachovia Securities, LLC April 2007 - October 2009
Harland Clarke May 2002 - March 2007
Bank of America June 1998 - November 2001
Education
Central Piedmont Community College 2009 — 2009
Real Estate Appraisal
University of North Carolina at Greensboro 1983 — 1987
BA, Communications
LPL August 2009 - Present
Wachovia Securities, LLC April 2007 - October 2009
Harland Clarke May 2002 - March 2007
Bank of America June 1998 - November 2001
Education
Central Piedmont Community College 2009 — 2009
Real Estate Appraisal
University of North Carolina at Greensboro 1983 — 1987
BA, Communications
Joseph DeVierno's LPL Experience 2010 - December 2013
Job Executive Director UBS Risk and Compliance
Industry Financial Services
Experience
LPL 2010 - December 2013
Merrill Lynch 1986 - 2009
United States Air Force 1980 - 1986
Skills
Risk Management, Securities, AML, FINRA, Financial Services, Internal Audit, Capital Markets, Series 7, Equities, Governance, Financial Risk, Mutual Funds, Finance, Auditing, Financial Analysis, RIA, Compliance, Enterprise Risk..., Broker-Dealer, Investments, Asset Management, Management, Fixed Income, Project Management
Education
Florida Institute of Technology 1983 — 1985
Florida Institute of Technology, MBA
Northeastern University 1973 — 1978
BS, Criminal Justice
LPL 2010 - December 2013
Merrill Lynch 1986 - 2009
United States Air Force 1980 - 1986
Skills
Risk Management, Securities, AML, FINRA, Financial Services, Internal Audit, Capital Markets, Series 7, Equities, Governance, Financial Risk, Mutual Funds, Finance, Auditing, Financial Analysis, RIA, Compliance, Enterprise Risk..., Broker-Dealer, Investments, Asset Management, Management, Fixed Income, Project Management
Education
Florida Institute of Technology 1983 — 1985
Florida Institute of Technology, MBA
Northeastern University 1973 — 1978
BS, Criminal Justice
Nicholas St.George CRPC®'s LPL Experience July 2010 - June 2012
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch June 2012 - Present
LPL July 2010 - June 2012
UBS Wealth Management May 2009 - July 2010
Banc of America Investments May 2008 - May 2009
Banc of America Investments September 2005 - May 2008
Investors Bank & Trust June 2005 - September 2005
Skills
Wealth Management, Retirement Income..., Retirement Planning
Education
Bryant University 2001 — 2005
Bachelors, Finance
Mount Saint Charles 1995 — 2001
Merrill Lynch June 2012 - Present
LPL July 2010 - June 2012
UBS Wealth Management May 2009 - July 2010
Banc of America Investments May 2008 - May 2009
Banc of America Investments September 2005 - May 2008
Investors Bank & Trust June 2005 - September 2005
Skills
Wealth Management, Retirement Income..., Retirement Planning
Education
Bryant University 2001 — 2005
Bachelors, Finance
Mount Saint Charles 1995 — 2001
Nick Ouellette's LPL Experience August 2007 - December 2007
Job Student at Northeastern University
Industry Financial Services
Experience
Wellington Management June 2008 - January 2009
LPL August 2007 - December 2007
John Hancock May 2006 - December 2006
Education
Northeastern University 2004 — 2009
Wellington Management June 2008 - January 2009
LPL August 2007 - December 2007
John Hancock May 2006 - December 2006
Education
Northeastern University 2004 — 2009
Karla E. Thompson's LPL Experience August 2006 - January 2007
Job Experienced Relationship Manager
Industry Financial Services
Experience
Independent Financial Group LLC October 2013 - Present
Girard Securities, Inc. January 2007 - October 2013
LPL August 2006 - January 2007
LPL 2004 - 2006
National car rental 1995 - 2000
Education
National University 2012 — 2016
Bachelor of Science (BS), Business Administration and Management, General
Riverside Community College 1993 — 1995
Associate of Science (A.S.)
Riverside Community College 1993 — 1995
Associate of Arts (AA)
Independent Financial Group LLC October 2013 - Present
Girard Securities, Inc. January 2007 - October 2013
LPL August 2006 - January 2007
LPL 2004 - 2006
National car rental 1995 - 2000
Education
National University 2012 — 2016
Bachelor of Science (BS), Business Administration and Management, General
Riverside Community College 1993 — 1995
Associate of Science (A.S.)
Riverside Community College 1993 — 1995
Associate of Arts (AA)
Lenny Crosland's LPL Experience January 2008 - Present
Job SURVEILLANCE COMPLIANCE ANALYST at LPL
Industry Financial Services
Experience
LPL January 2008 - Present
Bear Stearns January 1993 - August 2005
Bear Stearns January 1992 - January 1993
Bear Stearns January 1990 - January 1992
Skills
FINRA, Trading, Series 24, Equities, Financial Risk, Options, Securities, Series 63, Management, Series 7, AML, Mutual Funds, Hedge Funds, Investment Advisory, Uniform Combined State..., Alternative Investments, Financial Services, Fixed Income
Education
New York Institute Of Finance 1992 — 1993
Certificate Received, MARGIN, CREDIT CONTROL, OPTIONS
Borough of Manhattan Community College 1986 — 1988
LPL January 2008 - Present
Bear Stearns January 1993 - August 2005
Bear Stearns January 1992 - January 1993
Bear Stearns January 1990 - January 1992
Skills
FINRA, Trading, Series 24, Equities, Financial Risk, Options, Securities, Series 63, Management, Series 7, AML, Mutual Funds, Hedge Funds, Investment Advisory, Uniform Combined State..., Alternative Investments, Financial Services, Fixed Income
Education
New York Institute Of Finance 1992 — 1993
Certificate Received, MARGIN, CREDIT CONTROL, OPTIONS
Borough of Manhattan Community College 1986 — 1988
Mark Lange AWMA CRPC CRPS's LPL Experience May 2000 - Present
Job President at Prudent Financial LLC
Industry Financial Services
Experience
Prudent Financial LLC May 2014 - Present
Warwick Valley Financial Advisors May 2011 - Present
LPL May 2000 - Present
Morristown Financial Group 2000 - Present
Skills
Retirement and Estate..., Estate Planning, Finance, Retirement, Strategic Financial..., Retirement Planning, Financial Advisory, Investment Advisory, Financial Planning, Mutual Funds, Asset Allocation, Investments, Wealth Management, Series 7, Portfolio Management, Securities
Education
College for Financial Planning 2012 — 2013
Accredited Wealth Management Advisor, Personal Finance
College for Financial Planning 2004 — 2005
Chartered Retirement Plans Specialist, Personal Finance
College for Financial Planning 2004 — 2005
Chartered Retirement Plans Specialist, Business Retirement Plans
College for Financial Planning 2002 — 2003
Chatered Retirement Planning Councelor, Personal Finance
Upsala College 1980 — 1982
Business Administration, Finance
County College of Morris 1993 — 1995
Completed October 1995, CFP Professional Education Program
Prudent Financial LLC May 2014 - Present
Warwick Valley Financial Advisors May 2011 - Present
LPL May 2000 - Present
Morristown Financial Group 2000 - Present
Skills
Retirement and Estate..., Estate Planning, Finance, Retirement, Strategic Financial..., Retirement Planning, Financial Advisory, Investment Advisory, Financial Planning, Mutual Funds, Asset Allocation, Investments, Wealth Management, Series 7, Portfolio Management, Securities
Education
College for Financial Planning 2012 — 2013
Accredited Wealth Management Advisor, Personal Finance
College for Financial Planning 2004 — 2005
Chartered Retirement Plans Specialist, Personal Finance
College for Financial Planning 2004 — 2005
Chartered Retirement Plans Specialist, Business Retirement Plans
College for Financial Planning 2002 — 2003
Chatered Retirement Planning Councelor, Personal Finance
Upsala College 1980 — 1982
Business Administration, Finance
County College of Morris 1993 — 1995
Completed October 1995, CFP Professional Education Program
Cheri Mataraza's LPL Experience February 2008 - Present
Job Administrative Assistant and Medical Transcriptionist
Industry Financial Services
Experience
LPL February 2008 - Present
Medical Transcription 2008 - 2014
Medical Transcription 2008 - 2014
Medical Transcription 2008 - 2014
Skills
Administrative..., Data Entry, Microsoft Office, Outlook, Telephone Skills, Lotus Notes, Spreadsheets, 10 Key, Confidentiality, Office Management, Medical Terminology, Medical Transcription
Education
Everett Community College
Medical Transcription
LPL February 2008 - Present
Medical Transcription 2008 - 2014
Medical Transcription 2008 - 2014
Medical Transcription 2008 - 2014
Skills
Administrative..., Data Entry, Microsoft Office, Outlook, Telephone Skills, Lotus Notes, Spreadsheets, 10 Key, Confidentiality, Office Management, Medical Terminology, Medical Transcription
Education
Everett Community College
Medical Transcription
Lakshmi Nelakuditi's LPL Experience June 2006 - May 2010
Job SR QA at The UPS Store
Industry Information Technology and Services
Experience
The UPS Store June 2011 - Present
LPL June 2006 - May 2010
Education
Acharya Nagarjuna University
BSc
The UPS Store June 2011 - Present
LPL June 2006 - May 2010
Education
Acharya Nagarjuna University
BSc
Jad Pabla's LPL Experience 2001 - 2009
Job Consultant at Logic Alchemy Consulting Services
Industry Information Technology and Services
Experience
ARI Network Services February 2010 - Present
Logic Alchemy Consulting Services July 2009 - Present
Protegra May 2001 - April 2009
LPL 2001 - 2009
Edge Networks Corporation November 2000 - February 2001
Online Business Systems May 1998 - November 2000
MTS Advanced 1999 - 2000
Rescom Ventures Inc July 1997 - April 1998
Software Brewers / Ventures Inc. 1994 - 1997
Skills
.NET, Agile Methodologies, C#, Visual Studio, Web Applications, MongoDB, jQuery, Software Development, Agile Project Management, NoSQL, SQL, MVC, Windows Mobile, Lean Projects, Nodejs, Javascript, SaaS, C++, Linux, JavaScript, Microsoft SQL Server, Web Services
Education
Ateneo de Manila University 1989 — 1993
BS, Computer Science
Infant Jesus Academy 1987 — 1989
HS
ARI Network Services February 2010 - Present
Logic Alchemy Consulting Services July 2009 - Present
Protegra May 2001 - April 2009
LPL 2001 - 2009
Edge Networks Corporation November 2000 - February 2001
Online Business Systems May 1998 - November 2000
MTS Advanced 1999 - 2000
Rescom Ventures Inc July 1997 - April 1998
Software Brewers / Ventures Inc. 1994 - 1997
Skills
.NET, Agile Methodologies, C#, Visual Studio, Web Applications, MongoDB, jQuery, Software Development, Agile Project Management, NoSQL, SQL, MVC, Windows Mobile, Lean Projects, Nodejs, Javascript, SaaS, C++, Linux, JavaScript, Microsoft SQL Server, Web Services
Education
Ateneo de Manila University 1989 — 1993
BS, Computer Science
Infant Jesus Academy 1987 — 1989
HS
Patie Rogers's LPL Experience March 2006 - January 2008
Job at University of San Diego
Industry Higher Education
Experience
University of San Diego Budget and Finance OfficerUniversity of San DiegoFebruary 2008 - Present
LPL March 2006 - January 2008
RCG San Diego January 1996 - January 2008
Northwestern Mutual September 2004 - March 2006
San Diego State University September 1993 - December 1995
Sharp HealthCare January 1986 - June 1990
Education
San Diego State University-California State University 1988 — 1993
Public Administration
San Diego State University-California State University 1984 — 1987
BS, Finance
Grossmont College 1981 — 1983
AS, Business Administration
University of San Diego Budget and Finance OfficerUniversity of San DiegoFebruary 2008 - Present
LPL March 2006 - January 2008
RCG San Diego January 1996 - January 2008
Northwestern Mutual September 2004 - March 2006
San Diego State University September 1993 - December 1995
Sharp HealthCare January 1986 - June 1990
Education
San Diego State University-California State University 1988 — 1993
Public Administration
San Diego State University-California State University 1984 — 1987
BS, Finance
Grossmont College 1981 — 1983
AS, Business Administration
Amanda Smithberg's LPL Experience Shareholder Account RepresentativeAmerican FundsOctober 2002 - April 2004
Job Financial Consultant at LPL
Industry Financial Services
Experience
LPL Shareholder Account RepresentativeAmerican FundsOctober 2002 - April 2004
Education
Capella University 2005 — 2009
MBA, Business and Finance
LPL Shareholder Account RepresentativeAmerican FundsOctober 2002 - April 2004
Education
Capella University 2005 — 2009
MBA, Business and Finance
Bruce Rosenberg's LPL Experience Investment SpecialistCharles SchwabNovember 1993 - December 2004
Job Supervisor at LPL
Industry Financial Services
Experience
LPL Investment SpecialistCharles SchwabNovember 1993 - December 2004
Education
Eckerd College 1988 — 1992
Psychology, Psychology, Management, Organizational Behaviour
LPL Investment SpecialistCharles SchwabNovember 1993 - December 2004
Education
Eckerd College 1988 — 1992
Psychology, Psychology, Management, Organizational Behaviour
Craig Cheney's LPL Experience January 2010 - May 2011
Job Branch Director / Private Wealth Manager Upstream Investment Partners
Industry Financial Services
Experience
Upstream Investment Partners, LLC August 2012 - Present
Sage Wealth Management LLC / MassMutual August 2010 - August 2012
LPL January 2010 - May 2011
Massachusetts Mutual 2005 - 2008
MFS Investment Management 1994 - 2000
Skills
Retirement, Life Insurance, Insurance, Securities, Investments, Finance, Financial Advisory, Mutual Funds, Retirement Planning, Series 7, Series 63, Wealth
Education
Eastern Oregon University 1972 — 1975
Upstream Investment Partners, LLC August 2012 - Present
Sage Wealth Management LLC / MassMutual August 2010 - August 2012
LPL January 2010 - May 2011
Massachusetts Mutual 2005 - 2008
MFS Investment Management 1994 - 2000
Skills
Retirement, Life Insurance, Insurance, Securities, Investments, Finance, Financial Advisory, Mutual Funds, Retirement Planning, Series 7, Series 63, Wealth
Education
Eastern Oregon University 1972 — 1975
Nick Chapekis's LPL Experience July 1995 - October 1997
Job Senior Regulatory Counsel at Wells Fargo & Co
Industry Law Practice
Experience
Wells Fargo & Co January 2009 - Present
Wachovia Securities, LLC 2008 - 2009
A.G. Edwards & Sons, Inc. 1997 - 2008
LPL July 1995 - October 1997
US Securities and Exchange Commission 1989 - 1995
Securities and Exchange Commission 1989 - 1995
Olde Discount Corportation July 1985 - July 1989
Skills
Securities Regulation, Enforcement, Compliance, Due Diligence, Fraud, Licensing, Securities, FINRA, Corporate Law, Series 7, Corporate Governance, SEC, Litigation, AML, Capital Markets, Hedge Funds, Financial Services, Mutual Funds, Equities, Risk Management, Alternative Investments, Mergers & Acquisitions, Financial Regulation, Asset Management
Education
University of Detroit Mercy School of Law 1980 — 1983
JD
Michigan State University 1976 — 1980
BA, Business
Wells Fargo & Co January 2009 - Present
Wachovia Securities, LLC 2008 - 2009
A.G. Edwards & Sons, Inc. 1997 - 2008
LPL July 1995 - October 1997
US Securities and Exchange Commission 1989 - 1995
Securities and Exchange Commission 1989 - 1995
Olde Discount Corportation July 1985 - July 1989
Skills
Securities Regulation, Enforcement, Compliance, Due Diligence, Fraud, Licensing, Securities, FINRA, Corporate Law, Series 7, Corporate Governance, SEC, Litigation, AML, Capital Markets, Hedge Funds, Financial Services, Mutual Funds, Equities, Risk Management, Alternative Investments, Mergers & Acquisitions, Financial Regulation, Asset Management
Education
University of Detroit Mercy School of Law 1980 — 1983
JD
Michigan State University 1976 — 1980
BA, Business
Vin Speranza's LPL Experience March 2004 - April 2005
Job Senior T&E Administrator / Amex Administrator at Sony Music Entertainment
Industry Music
Experience
Sony Music Entertainment April 2005 - Present
LPL March 2004 - April 2005
Tower Records December 2001 - March 2004
Education
Ramapo College of New Jersey 1997 — 2001
Sony Music Entertainment April 2005 - Present
LPL March 2004 - April 2005
Tower Records December 2001 - March 2004
Education
Ramapo College of New Jersey 1997 — 2001
Natalie Knott's LPL Experience March 2008 - July 2010
Job Accountant
Industry Accounting
Experience
LPL March 2008 - July 2010
Carr, Riggs and Ingram 2002 - 2007
Education
Florida State University 1998 — 2001
BS, Accounting
Chipola Junior College 1996 — 1998
AA, Mathematics
LPL March 2008 - July 2010
Carr, Riggs and Ingram 2002 - 2007
Education
Florida State University 1998 — 2001
BS, Accounting
Chipola Junior College 1996 — 1998
AA, Mathematics
Sophia Burgoa's LPL Experience October 2009 - Present
Job Account Transfer Specialist at LPL
Industry Financial Services
Experience
LPL October 2009 - Present
Education
California State University-Long Beach
LPL October 2009 - Present
Education
California State University-Long Beach
Samuel Paolino's LPL Experience February 2009 - May 2010
Job Regional Planning Specialist at Cetera Financial Specialist
Industry Financial Services
Experience
Cetera Financial Specialist May 2010 - Present
LPL February 2009 - May 2010
AIG October 2007 - February 2009
Lincoln Financial Distributors September 2004 - October 2007
Hartford Financial September 2002 - September 2004
Skills
Retirement Planning, Series 7, Series 63
Education
La Salle University - School of Business Administration 1992 — 1996
BS, Finance
Cetera Financial Specialist May 2010 - Present
LPL February 2009 - May 2010
AIG October 2007 - February 2009
Lincoln Financial Distributors September 2004 - October 2007
Hartford Financial September 2002 - September 2004
Skills
Retirement Planning, Series 7, Series 63
Education
La Salle University - School of Business Administration 1992 — 1996
BS, Finance
Christine Kreps's LPL Experience November 2004 - July 2005
Job Compliance Branch Examinations
Industry Financial Services
Experience
Merrill Lynch August 2006 - Present
First Allied Securities July 2005 - August 2006
LPL November 2004 - July 2005
Bear Stearns February 2001 - October 2004
Skills
Series 7, FINRA, Securities, Asset Management, Investments, Series 9, Series 3, Series 10, Series 24, Series 66, Series 63
Education
California State University-Northridge
Bachelors, Business Administration - Management
Merrill Lynch August 2006 - Present
First Allied Securities July 2005 - August 2006
LPL November 2004 - July 2005
Bear Stearns February 2001 - October 2004
Skills
Series 7, FINRA, Securities, Asset Management, Investments, Series 9, Series 3, Series 10, Series 24, Series 66, Series 63
Education
California State University-Northridge
Bachelors, Business Administration - Management
Ashley J. Commito's LPL Experience April 2009 - February 2013
Job Manager, Legal Intake and Matter Management
Industry Financial Services
Experience
LPL Financial August 2015 - Present
LPL Financial June 2014 - August 2015
LPL Financial February 2013 - June 2014
LPL April 2009 - February 2013
Thomas Weisel Partners February 2007 - February 2009
Skills
Customer Service, Legal Assistance, Securities, Event Planning, Financial Services, Financial Analysis, Microsoft Excel, Microsoft Office
Education
Emmanuel College 2002 — 2006
BA, Political Science
LPL Financial August 2015 - Present
LPL Financial June 2014 - August 2015
LPL Financial February 2013 - June 2014
LPL April 2009 - February 2013
Thomas Weisel Partners February 2007 - February 2009
Skills
Customer Service, Legal Assistance, Securities, Event Planning, Financial Services, Financial Analysis, Microsoft Excel, Microsoft Office
Education
Emmanuel College 2002 — 2006
BA, Political Science
Kevin Kershaw's LPL Experience May 2007 - April 2011
Job Regional Director at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2015 - Present
LPL Finanical April 2011 - December 2013
LPL May 2007 - April 2011
Pinnacle Capital & Investments April 2005 - May 2007
UBS January 2000 - January 2001
Skills
Mutual Funds, Process Improvement, Program Management, Investments, Management, Analysis, Project Management, Business Process, Portfolio Management, Due Diligence, Mergers, Investment Advisory, Strategy, Research, Financial Modeling, Relationship Management, Finance, Leadership, Marketing, Risk Management, Budgets, Asset Management, Financial Analysis, Strategic Financial..., Financial Services, Securities, Business Analysis
Education
Cal State
BA, Kinesiology
Marymount College
LPL Financial September 2015 - Present
LPL Finanical April 2011 - December 2013
LPL May 2007 - April 2011
Pinnacle Capital & Investments April 2005 - May 2007
UBS January 2000 - January 2001
Skills
Mutual Funds, Process Improvement, Program Management, Investments, Management, Analysis, Project Management, Business Process, Portfolio Management, Due Diligence, Mergers, Investment Advisory, Strategy, Research, Financial Modeling, Relationship Management, Finance, Leadership, Marketing, Risk Management, Budgets, Asset Management, Financial Analysis, Strategic Financial..., Financial Services, Securities, Business Analysis
Education
Cal State
BA, Kinesiology
Marymount College
Adam Mclaughlin's LPL Experience September 2009 - Present
Job Wealth Management Advisor at LPL
Industry Financial Services
Experience
LPL September 2009 - Present
World Financial Group (WFG) April 2006 - September 2009
Ford Motor Company May 1999 - June 2006
Skills
Series 7, Retirement Planning, 401k Rollovers, Wealth Management, Series 65, IRAs, Investment Advisory, Series 63, Retirement, 529 Plans, Asset Allocation, Uniform Combined State..., Life Insurance, Roth IRA, Strategic Financial...
Education
Baker College Corporate Services 2001 — 2004
Monroe County Community College 1997 — 1998
Monroe High
LPL September 2009 - Present
World Financial Group (WFG) April 2006 - September 2009
Ford Motor Company May 1999 - June 2006
Skills
Series 7, Retirement Planning, 401k Rollovers, Wealth Management, Series 65, IRAs, Investment Advisory, Series 63, Retirement, 529 Plans, Asset Allocation, Uniform Combined State..., Life Insurance, Roth IRA, Strategic Financial...
Education
Baker College Corporate Services 2001 — 2004
Monroe County Community College 1997 — 1998
Monroe High
Chris Renna's LPL Experience September 2012 - August 2015
Job Financial Consultant at Cambridge Investment Research, Inc.
Industry Financial Services
Experience
Cambridge Investment Research, Inc. August 2015 - Present
LPL September 2012 - August 2015
Knight Capital Group 2004 - 2010
Merrill Lynch June 2002 - April 2004
J&W Seligman November 2000 - June 2002
Nassau County June 1994 - November 2000
Education
Baruch College 1998 — 2000
Bachelor of Business Administration (BBA), Finance
Cambridge Investment Research, Inc. August 2015 - Present
LPL September 2012 - August 2015
Knight Capital Group 2004 - 2010
Merrill Lynch June 2002 - April 2004
J&W Seligman November 2000 - June 2002
Nassau County June 1994 - November 2000
Education
Baruch College 1998 — 2000
Bachelor of Business Administration (BBA), Finance
joseph fritsch's LPL Experience November 2004 - Present
Job customer service manager at LPL
Industry Financial Services
Experience
LPL November 2004 - Present
American School for the Deaf May 2002 - November 2004
Gallaudet University January 1994 - December 2001
Education
American University
Master's degree, Education
The University of Texas at Austin
Education
LPL November 2004 - Present
American School for the Deaf May 2002 - November 2004
Gallaudet University January 1994 - December 2001
Education
American University
Master's degree, Education
The University of Texas at Austin
Education
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.