LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Sam Denny Sam Denny's LPL Financial Experience July 2006 - October 2007
Job Doctorate of Physical Therapy
Industry Hospital & Health Care
Experience
Northwest Hospital & Medical Center August 2015 - Present
University of Washington September 2012 - June 2015
Rehab Authority Clinic at Eagle Road August 2013 - September 2013
Private Stretching and Strengthening March 2010 - August 2012
Qingdao College of Hotel Management 2009 - January 2010
Great Western Grog Shop November 2007 - January 2009
LPL Financial July 2006 - October 2007
UBS Financial Services 2005 - June 2005
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training, New Business Development, Public Speaking, Healthcare
Education
University of Washington 2012 — 2015
Doctor of Physical Therapy, Physical Therapy/Therapist
University of Colorado Boulder 2001 — 2005
Bachelor of Arts (B.A.), Economics
Northwest Hospital & Medical Center August 2015 - Present
University of Washington September 2012 - June 2015
Rehab Authority Clinic at Eagle Road August 2013 - September 2013
Private Stretching and Strengthening March 2010 - August 2012
Qingdao College of Hotel Management 2009 - January 2010
Great Western Grog Shop November 2007 - January 2009
LPL Financial July 2006 - October 2007
UBS Financial Services 2005 - June 2005
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training, New Business Development, Public Speaking, Healthcare
Education
University of Washington 2012 — 2015
Doctor of Physical Therapy, Physical Therapy/Therapist
University of Colorado Boulder 2001 — 2005
Bachelor of Arts (B.A.), Economics
Tony Strotman Tony Strotman's LPL Financial Experience June 2013 - Present
Job Senior Examiner
Industry Financial Services
Experience
LPL Financial June 2013 - Present
IFS Financial Services March 2012 - June 2013
Capital Analysts Inc September 2010 - March 2012
Capital Analysts Incorporated July 2008 - September 2010
Fidelity Investments July 2007 - July 2008
Fidelity Investments July 2006 - July 2007
Fidelity Investments July 2005 - July 2006
Fidelity Investments July 2003 - July 2005
Education
Xavier University 2007 — 2008
Certificate, Certified Financial Planning (CFP)
University of Dayton 1999 — 2003
BSBA, International Business, Spanish
Cincinnati Elder 1995 — 1999
HS Diploma
LPL Financial June 2013 - Present
IFS Financial Services March 2012 - June 2013
Capital Analysts Inc September 2010 - March 2012
Capital Analysts Incorporated July 2008 - September 2010
Fidelity Investments July 2007 - July 2008
Fidelity Investments July 2006 - July 2007
Fidelity Investments July 2005 - July 2006
Fidelity Investments July 2003 - July 2005
Education
Xavier University 2007 — 2008
Certificate, Certified Financial Planning (CFP)
University of Dayton 1999 — 2003
BSBA, International Business, Spanish
Cincinnati Elder 1995 — 1999
HS Diploma
William Filer William Filer's LPL Financial Experience December 2009 - Present
Job President, LPL Financial
Industry Financial Services
Experience
LPL Financial December 2009 - Present
Banc of America Investments August 2004 - December 2009
Skills
Wealth Management, Series 7, Investments, Retirement Planning, Strategic Financial..., Asset Allocation, Portfolio Management, Mutual Funds, Series 63, Securities, Alternative Investments, Asset Management, Investment Advisory, Financial Services, Financial Analysis
Education
University of Delaware 1995 — 1999
Economics
Salesianum 1991 — 1995
LPL Financial December 2009 - Present
Banc of America Investments August 2004 - December 2009
Skills
Wealth Management, Series 7, Investments, Retirement Planning, Strategic Financial..., Asset Allocation, Portfolio Management, Mutual Funds, Series 63, Securities, Alternative Investments, Asset Management, Investment Advisory, Financial Services, Financial Analysis
Education
University of Delaware 1995 — 1999
Economics
Salesianum 1991 — 1995
Christopher Cuzzucoli Christopher Cuzzucoli's LPL Financial Experience May 2014 - Present
Job SVP, Financial Intelligence Unit LPL Financial
Industry Financial Services
Experience
LPL Financial May 2014 - Present
Charles Schwab March 2010 - May 2014
Barclays Bank March 2009 - March 2010
Citigroup September 2006 - February 2009
Citigroup September 2004 - September 2006
Dresdner Bank August 2002 - August 2004
TD Bank December 2001 - July 2002
Citi Smith Barney February 2000 - December 2001
Paine Webber 1999 - 2000
Skills
USA PATRIOT Act, Bank Secrecy Act, OFAC, Compliance, BSA, AML, KYC, Sanctions, FCPA, CAMS
Education
University of Denver - Sturm College of Law 1989 — 1991
Doctor of Law (J.D.)
University of Colorado Boulder 1982 — 1986
BA, Psychology
LPL Financial May 2014 - Present
Charles Schwab March 2010 - May 2014
Barclays Bank March 2009 - March 2010
Citigroup September 2006 - February 2009
Citigroup September 2004 - September 2006
Dresdner Bank August 2002 - August 2004
TD Bank December 2001 - July 2002
Citi Smith Barney February 2000 - December 2001
Paine Webber 1999 - 2000
Skills
USA PATRIOT Act, Bank Secrecy Act, OFAC, Compliance, BSA, AML, KYC, Sanctions, FCPA, CAMS
Education
University of Denver - Sturm College of Law 1989 — 1991
Doctor of Law (J.D.)
University of Colorado Boulder 1982 — 1986
BA, Psychology
Mark Weinstein Mark Weinstein's LPL Financial Experience December 2014 - Present
Job Assistant Vice President of Business Development for LPL Financial
Industry Financial Services
Experience
LPL Financial December 2014 - Present
LPL Financial June 2012 - December 2014
LPL Financial September 2011 - December 2014
Fidelity Investments March 2006 - September 2011
Skills
Series 7, Recruiting, Wealth Management, Onboarding, Series 63, Retirement Planning, Financial Services, 401k, Securities, Mutual Funds, Investments, Investment Advisory, RIA, Practice Management, Succession Planning
Education
University of California, Santa Cruz 1997 — 2003
Business Managements Economics, Business/Managerial Economics
Ponderosa Elementary
Nuclear Physics
LPL Financial December 2014 - Present
LPL Financial June 2012 - December 2014
LPL Financial September 2011 - December 2014
Fidelity Investments March 2006 - September 2011
Skills
Series 7, Recruiting, Wealth Management, Onboarding, Series 63, Retirement Planning, Financial Services, 401k, Securities, Mutual Funds, Investments, Investment Advisory, RIA, Practice Management, Succession Planning
Education
University of California, Santa Cruz 1997 — 2003
Business Managements Economics, Business/Managerial Economics
Ponderosa Elementary
Nuclear Physics
Matthew Barbacane Matthew Barbacane's LPL Financial Experience September 2006 - October 2010
Job Financial Adviser, Registered Representative, New England Securities at Creative Financial Group
Industry Financial Services
Experience
Creative Financial Group October 2010 - Present
LPL Financial September 2006 - October 2010
SEI Investments May 2006 - September 2006
Education
University of Delaware 2002 — 2006
B.S., Economics
Creative Financial Group October 2010 - Present
LPL Financial September 2006 - October 2010
SEI Investments May 2006 - September 2006
Education
University of Delaware 2002 — 2006
B.S., Economics
Erin Anglim Erin Anglim's LPL Financial Experience March 2010 - August 2010
Job Service Support Specialist at JPMorgan Chase
Industry Retail
Experience
Boenning and Scattergood, Inc. June 2015 - Present
JPMorgan Chase July 2013 - Present
OPOC.us June 2012 - July 2013
University of Dayton Book Store 2011 - 2011
LPL Financial March 2010 - August 2010
The Great Indoors February 2010 - July 2010
Skills
Customer Satisfaction, Microsoft Office, Sales, Inventory Management, Microsoft Excel, Data Entry, Merchandising, Customer Experience, Microsoft Word, Time Management, Visual Merchandising, Retail Sales, Store Management, Outlook, PowerPoint
Education
University of Dayton
Biolgy
Boenning and Scattergood, Inc. June 2015 - Present
JPMorgan Chase July 2013 - Present
OPOC.us June 2012 - July 2013
University of Dayton Book Store 2011 - 2011
LPL Financial March 2010 - August 2010
The Great Indoors February 2010 - July 2010
Skills
Customer Satisfaction, Microsoft Office, Sales, Inventory Management, Microsoft Excel, Data Entry, Merchandising, Customer Experience, Microsoft Word, Time Management, Visual Merchandising, Retail Sales, Store Management, Outlook, PowerPoint
Education
University of Dayton
Biolgy
Christopher P. Hill, RFC Christopher P. Hill, RFC's LPL Financial Experience August 2006 - June 2007
Job Financial and Retirement Services Professional
Industry Financial Services
Experience
Wealth and Income Group LLC June 2007 - Present
MassMutual Financial Group April 2012 - June 2013
LPL Financial August 2006 - June 2007
Skills
Disability Insurance, Financial Services, Long Term Care Insurance, Retirement Planning, Fixed Annuities, Small Business, Finance, Life Insurance, Series 7, Financial Planners, Series 63, Mutual Funds, Financial Advisory, Marketing Strategy, Wealth, IRAs, Long-term Care, Strategic Financial..., Investment Advisory, Health Insurance, 401k, Investments, Series 6, Term Life Insurance, Wealth Accumulation, Sales Management..., Estate Planning, Business Planning, End of Life Planning, Mortgage Protection, Editorial, Blogger, Experienced Speaker, Seminar Marketing
Education
University of Florida 1986 — 1990
Bachelor of Science Degree, Finance
Wealth and Income Group LLC June 2007 - Present
MassMutual Financial Group April 2012 - June 2013
LPL Financial August 2006 - June 2007
Skills
Disability Insurance, Financial Services, Long Term Care Insurance, Retirement Planning, Fixed Annuities, Small Business, Finance, Life Insurance, Series 7, Financial Planners, Series 63, Mutual Funds, Financial Advisory, Marketing Strategy, Wealth, IRAs, Long-term Care, Strategic Financial..., Investment Advisory, Health Insurance, 401k, Investments, Series 6, Term Life Insurance, Wealth Accumulation, Sales Management..., Estate Planning, Business Planning, End of Life Planning, Mortgage Protection, Editorial, Blogger, Experienced Speaker, Seminar Marketing
Education
University of Florida 1986 — 1990
Bachelor of Science Degree, Finance
Neal Dasgupta Neal Dasgupta's LPL Financial Experience October 2011 - January 2012
Job Records Technician at Canon Business Process Services, Inc.
Industry Writing and Editing
Experience
Modern Woodmen of America May 2015 - August 2015
Canon Business Process Services, Inc. September 2013 - March 2014
Macy's April 2012 - October 2012
LPL Financial October 2011 - January 2012
The Daily Cougar June 2010 - May 2011
KIAH-TV June 2010 - August 2010
The Daily Cougar January 2010 - May 2010
Skills
Editing, Journalism, Copy Editing, Social Media, Blogging, Press Releases, Microsoft Office, Facebook, Research, Ap Style, Public Relations, Public Speaking, Event Planning, Media Relations, Microsoft Excel, Storytelling, Video
Education
University of Houston-Clear Lake 2013 — 2015
Master of Business Administration (MBA)
University of Houston 2006 — 2011
Communications, Print Journalism
Modern Woodmen of America May 2015 - August 2015
Canon Business Process Services, Inc. September 2013 - March 2014
Macy's April 2012 - October 2012
LPL Financial October 2011 - January 2012
The Daily Cougar June 2010 - May 2011
KIAH-TV June 2010 - August 2010
The Daily Cougar January 2010 - May 2010
Skills
Editing, Journalism, Copy Editing, Social Media, Blogging, Press Releases, Microsoft Office, Facebook, Research, Ap Style, Public Relations, Public Speaking, Event Planning, Media Relations, Microsoft Excel, Storytelling, Video
Education
University of Houston-Clear Lake 2013 — 2015
Master of Business Administration (MBA)
University of Houston 2006 — 2011
Communications, Print Journalism
Tido Thac Hoang, EA. Tido Thac Hoang, EA.'s LPL Financial Experience June 2008 - June 2009
Job Owner, Tido Financial
Industry Financial Services
Experience
TIDO FINANCIAL INC.- HD VEST INVESTMENT SERVICES August 2007 - Present
LPL Financial June 2008 - June 2009
E*TRADE Financial 2000 - 2004
Skills
Strategic Financial..., Mutual Funds, Retirement Planning, Investments, Tax, Risk Management, Retirement, IRAs, Insurance, Series 7, Microsoft Office, Series 63, Customer Service, PowerPoint, Financial Analysis, Process Improvement, Microsoft Excel, Securities, Financial Planners, Small Business
Education
UC Davis 2003 — 2004
CERTIFICANT, Personal Financial Planning
University of California, Santa Cruz 1992 — 1996
Economics/psychology
TIDO FINANCIAL INC.- HD VEST INVESTMENT SERVICES August 2007 - Present
LPL Financial June 2008 - June 2009
E*TRADE Financial 2000 - 2004
Skills
Strategic Financial..., Mutual Funds, Retirement Planning, Investments, Tax, Risk Management, Retirement, IRAs, Insurance, Series 7, Microsoft Office, Series 63, Customer Service, PowerPoint, Financial Analysis, Process Improvement, Microsoft Excel, Securities, Financial Planners, Small Business
Education
UC Davis 2003 — 2004
CERTIFICANT, Personal Financial Planning
University of California, Santa Cruz 1992 — 1996
Economics/psychology
Bilal BK Khan Bilal BK Khan's LPL Financial Experience January 2008 - July 2009
Job Associate at Goldman Sachs
Industry Investment Banking
Experience
Goldman Sachs August 2014 - Present
Wells Fargo Securities June 2011 - August 2014
Crosstree Capital Partners, Inc. May 2010 - August 2010
T Rowe Price February 2010 - May 2010
LPL Financial January 2008 - July 2009
ING June 2007 - December 2007
Skills
Investment Banking, Mergers, Valuation, Financial Modeling, Financial Analysis, Equity Valuation, Leveraged Finance, Mergers & Acquisitions, Series 7, Finance, Asset Management, Bloomberg, Financial Advisory, Investments, Private Equity, Capital Markets
Education
University of South Florida 2009 — 2011
Masters, Finance
University of Florida 2003 — 2007
Bachelors of Arts, Political Science
Goldman Sachs August 2014 - Present
Wells Fargo Securities June 2011 - August 2014
Crosstree Capital Partners, Inc. May 2010 - August 2010
T Rowe Price February 2010 - May 2010
LPL Financial January 2008 - July 2009
ING June 2007 - December 2007
Skills
Investment Banking, Mergers, Valuation, Financial Modeling, Financial Analysis, Equity Valuation, Leveraged Finance, Mergers & Acquisitions, Series 7, Finance, Asset Management, Bloomberg, Financial Advisory, Investments, Private Equity, Capital Markets
Education
University of South Florida 2009 — 2011
Masters, Finance
University of Florida 2003 — 2007
Bachelors of Arts, Political Science
Steven K. Pointer, CAS®, AIF® Steven K. Pointer, CAS®, AIF®'s LPL Financial Experience January 2013 - Present
Job Internal Consulting Associate at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2013 - Present
Education
University of California, Santa Barbara
B.A., Business Communication
LPL Financial January 2013 - Present
Education
University of California, Santa Barbara
B.A., Business Communication
Scott Raider Scott Raider's LPL Financial Experience March 2012 - October 2013
Job Associate Vice President, Supervision at First Allied Securities
Industry Financial Services
Experience
First Allied Securities October 2013 - Present
LPL Financial March 2012 - October 2013
LPL Financial November 2010 - February 2012
Trust Administration Services March 2007 - March 2010
South Coast Community FCU February 2006 - January 2007
Skills
Compliance, SEC compliance, Bank Secrecy Act, AML, Securities, USA PATRIOT Act, Process Improvement, Budgets, IRAs, Investment Advisory, Business Development, Analysis, KYC, Equity Trading, Relationship Management, Cash Flow, Alternative Investments, SEC, Insurance, Series 63, Mutual Funds, OFAC, Finance, Financial Advisory, Hedge Funds, Retirement Planning, Banking, Valuation, Series 7, FINRA, Financial Risk, Private Equity, Mortgage Lending, Wealth Management, Internal Controls, Securities Regulation, Series 24, Financial Markets, Uniform Combined State..., Due Diligence, Loans, Investments, Management, Business Valuation, Fraud, Risk Management, Investment Strategies, Fixed Annuities, ETFs, Financial Services
Education
University of California, Santa Barbara 2000 — 2005
Bachelor's degree, Political Science
First Allied Securities October 2013 - Present
LPL Financial March 2012 - October 2013
LPL Financial November 2010 - February 2012
Trust Administration Services March 2007 - March 2010
South Coast Community FCU February 2006 - January 2007
Skills
Compliance, SEC compliance, Bank Secrecy Act, AML, Securities, USA PATRIOT Act, Process Improvement, Budgets, IRAs, Investment Advisory, Business Development, Analysis, KYC, Equity Trading, Relationship Management, Cash Flow, Alternative Investments, SEC, Insurance, Series 63, Mutual Funds, OFAC, Finance, Financial Advisory, Hedge Funds, Retirement Planning, Banking, Valuation, Series 7, FINRA, Financial Risk, Private Equity, Mortgage Lending, Wealth Management, Internal Controls, Securities Regulation, Series 24, Financial Markets, Uniform Combined State..., Due Diligence, Loans, Investments, Management, Business Valuation, Fraud, Risk Management, Investment Strategies, Fixed Annuities, ETFs, Financial Services
Education
University of California, Santa Barbara 2000 — 2005
Bachelor's degree, Political Science
Nicholas Lithopoulos Nicholas Lithopoulos's LPL Financial Experience December 2011 - June 2012
Job Distribution Coordinator, Specialty Products at Centennial Energy LLC
Industry Oil & Energy
Experience
High Sierra Energy, LP - Subsidiary of NGL Energy Partners LP August 2014 - Present
LPL Financial December 2011 - June 2012
J.Crew September 2010 - June 2011
Steele Canyon Golf Club July 2008 - December 2008
Skills
Financial Analysis, Customer Service, Sales, Microsoft Excel, Data Analysis, Investments, PowerPoint, Microsoft Office, Leadership, Marketing, Mutual Funds, Retirement, Social Media, Social Networking, Budgets, Technical Analysis, Access, Forecasting, Fundamental Analysis, Logistics, Scheduling
Education
University of Denver 2006 — 2011
Bachelors of Science in Business Administration, Management
High Sierra Energy, LP - Subsidiary of NGL Energy Partners LP August 2014 - Present
LPL Financial December 2011 - June 2012
J.Crew September 2010 - June 2011
Steele Canyon Golf Club July 2008 - December 2008
Skills
Financial Analysis, Customer Service, Sales, Microsoft Excel, Data Analysis, Investments, PowerPoint, Microsoft Office, Leadership, Marketing, Mutual Funds, Retirement, Social Media, Social Networking, Budgets, Technical Analysis, Access, Forecasting, Fundamental Analysis, Logistics, Scheduling
Education
University of Denver 2006 — 2011
Bachelors of Science in Business Administration, Management
Courtney Monaco Courtney Monaco's LPL Financial Experience June 2013 - Present
Job Sr. Sales Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2013 - Present
Group Interactive Networks, Inc. December 2012 - June 2013
Lincoln Financial Distributors September 2011 - June 2013
Lincoln Financial Distributors September 2010 - September 2011
Skills
Customer Service, Investments, Sales Management, Fixed Annuities, Series 63, Series 6, New Business Development, Sales, Relationship Management, Insurance, Retirement Planning, Life Insurance, Marketing, Wealth Management, Series 7
Education
University of Florida - Warrington College of Business Administration 2006 — 2010
Bachelor of Science, Finance
Paris Research Center 2010 — 2010
Language, History, Art and Globalization
LPL Financial June 2013 - Present
Group Interactive Networks, Inc. December 2012 - June 2013
Lincoln Financial Distributors September 2011 - June 2013
Lincoln Financial Distributors September 2010 - September 2011
Skills
Customer Service, Investments, Sales Management, Fixed Annuities, Series 63, Series 6, New Business Development, Sales, Relationship Management, Insurance, Retirement Planning, Life Insurance, Marketing, Wealth Management, Series 7
Education
University of Florida - Warrington College of Business Administration 2006 — 2010
Bachelor of Science, Finance
Paris Research Center 2010 — 2010
Language, History, Art and Globalization
Micaela Kerr Micaela Kerr's LPL Financial Experience May 2007 - October 2011
Job Director, National Accounts at Franklin Square Capital Partners
Industry Financial Services
Experience
Franklin Square Capital Partners November 2011 - Present
LPL Financial May 2007 - October 2011
LPL Financial 2004 - 2007
PrimeVest Financial Services 2002 - 2004
Skills
Series 7, Series 63, Investments, Securities
Education
University of Delaware
Finance
Franklin Square Capital Partners November 2011 - Present
LPL Financial May 2007 - October 2011
LPL Financial 2004 - 2007
PrimeVest Financial Services 2002 - 2004
Skills
Series 7, Series 63, Investments, Securities
Education
University of Delaware
Finance
Deniz Saribal Deniz Saribal's LPL Financial Experience April 2012 - Present
Job Senior Point of Integration Account Transfers Specialist
Industry Financial Services
Experience
LPL Financial April 2012 - Present
LPL Financial December 2009 - April 2012
LPL Financial October 2007 - December 2009
SCME Mortgage Bankers, Inc January 2007 - October 2007
CMG Mortgage, Inc October 2005 - January 2007
Skills
Investments, Mutual Funds, Financial Services, Securities, Insurance, Retirement, Equities, Asset Management, Financial Analysis
Education
University of Colorado at Boulder 2000 — 2004
Bachelor of Arts (B.A.), Communication
LPL Financial April 2012 - Present
LPL Financial December 2009 - April 2012
LPL Financial October 2007 - December 2009
SCME Mortgage Bankers, Inc January 2007 - October 2007
CMG Mortgage, Inc October 2005 - January 2007
Skills
Investments, Mutual Funds, Financial Services, Securities, Insurance, Retirement, Equities, Asset Management, Financial Analysis
Education
University of Colorado at Boulder 2000 — 2004
Bachelor of Arts (B.A.), Communication
Brian Kovener, MBA's LPL Financial Experience January 2009 - September 2009
Job Director of Recruiting at Investacorp, Inc.
Industry Financial Services
Experience
Investacorp, Inc. January 2011 - Present
Summit Brokerage Services September 2009 - January 2011
LPL Financial January 2009 - September 2009
Mutual Service Corporation 2006 - 2009
Morgan Stanley May 2005 - August 2006
Skills
Social Networking, Recruitment/Retention, New Business Development, Customer Relations, Cold Calling, Time Management, Health, Business Development, Customer Service, Public Speaking, Marketing Strategy, Brand Development, Finance, Contract Negotiation, Team Leadership, Leadership, Recruiting, Marketing, Customer Satisfaction, Social Media Marketing, Management, Sales, Financial Services, Strategy, Entrepreneurship, Securities, Training, Coaching, Sales Operations, Portfolio Management, Strategic Financial..., Small Business, Series 7, Wealth Management, Series 63, Retirement Planning, Asset Allocation, Investments, Series 24, Financial Advisory, Mutual Funds, Investment Advisory, 401k, FINRA, Competitive Analysis, Retirement, Fixed Annuities, Uniform Combined State..., Series 6, Asset Management
Education
Florida Atlantic University 2003 — 2005
MBA, Sports Management
University of Central Florida 1998 — 2003
BSBA, Marketing
Investacorp, Inc. January 2011 - Present
Summit Brokerage Services September 2009 - January 2011
LPL Financial January 2009 - September 2009
Mutual Service Corporation 2006 - 2009
Morgan Stanley May 2005 - August 2006
Skills
Social Networking, Recruitment/Retention, New Business Development, Customer Relations, Cold Calling, Time Management, Health, Business Development, Customer Service, Public Speaking, Marketing Strategy, Brand Development, Finance, Contract Negotiation, Team Leadership, Leadership, Recruiting, Marketing, Customer Satisfaction, Social Media Marketing, Management, Sales, Financial Services, Strategy, Entrepreneurship, Securities, Training, Coaching, Sales Operations, Portfolio Management, Strategic Financial..., Small Business, Series 7, Wealth Management, Series 63, Retirement Planning, Asset Allocation, Investments, Series 24, Financial Advisory, Mutual Funds, Investment Advisory, 401k, FINRA, Competitive Analysis, Retirement, Fixed Annuities, Uniform Combined State..., Series 6, Asset Management
Education
Florida Atlantic University 2003 — 2005
MBA, Sports Management
University of Central Florida 1998 — 2003
BSBA, Marketing
Nick Biancucci Nick Biancucci's LPL Financial Experience June 2008 - September 2009
Job Senior Loan Officer at Salem Five Mortgage Corp.
Industry Financial Services
Experience
Salem Five Mortgage Corp. June 2015 - Present
Sentinel Benefits & Financial Group September 2009 - May 2015
MSA Mortgage April 2009 - May 2015
LPL Financial June 2008 - September 2009
Simplicity Mortgage January 2001 - April 2009
Skills
Retirement Planning, sales, Strategic Financial..., Investments, Retirement, Finance, Insurance, Mortgage Lending, Investment Management, Financial Advisory, First Time Home Buyers, Employee Benefits
Education
University of Massachusetts, Amherst 1984 — 1989
BSME, Mechanical Engineering
St. John's Prep
University of Hawaii at Manoa
Salem Five Mortgage Corp. June 2015 - Present
Sentinel Benefits & Financial Group September 2009 - May 2015
MSA Mortgage April 2009 - May 2015
LPL Financial June 2008 - September 2009
Simplicity Mortgage January 2001 - April 2009
Skills
Retirement Planning, sales, Strategic Financial..., Investments, Retirement, Finance, Insurance, Mortgage Lending, Investment Management, Financial Advisory, First Time Home Buyers, Employee Benefits
Education
University of Massachusetts, Amherst 1984 — 1989
BSME, Mechanical Engineering
St. John's Prep
University of Hawaii at Manoa
Brian Rowley, MBA's LPL Financial Experience October 2009 - January 2011
Job Assistant Vice President Credit Administration Analyst at ANB Bank
Industry Banking
Experience
ANB Bank May 2015 - Present
ANB Bank October 2014 - May 2015
ANB Bank February 2012 - October 2014
ANB Bank January 2011 - February 2012
LPL Financial October 2009 - January 2011
Education
University of Colorado Denver 2013 — 2015
Master of Business Administration (M.B.A.), Finance, General
University of Colorado at Boulder
Bachelor's degree, Finance
ANB Bank May 2015 - Present
ANB Bank October 2014 - May 2015
ANB Bank February 2012 - October 2014
ANB Bank January 2011 - February 2012
LPL Financial October 2009 - January 2011
Education
University of Colorado Denver 2013 — 2015
Master of Business Administration (M.B.A.), Finance, General
University of Colorado at Boulder
Bachelor's degree, Finance
Brad Cady Brad Cady's LPL Financial Experience November 2002 - August 2010
Job VP Business Development NFP
Industry Financial Services
Experience
NFP Advisor Services November 2013 - Present
Independent Financial Group LLC March 2011 - October 2013
Lincoln Financial Advisors September 2010 - March 2011
LPL Financial November 2002 - August 2010
Education
The University of Connecticut 1995 — 2000
BS, Finance, General
NFP Advisor Services November 2013 - Present
Independent Financial Group LLC March 2011 - October 2013
Lincoln Financial Advisors September 2010 - March 2011
LPL Financial November 2002 - August 2010
Education
The University of Connecticut 1995 — 2000
BS, Finance, General
Benjamin Chin's LPL Financial Experience May 2015 - Present
Job Senior Operations Reconciliation Specialist at LPL Financial
Industry Accounting
Experience
LPL Financial May 2015 - Present
Amazon.com October 2014 - April 2015
McNair and Associates, P.A. CPA January 2014 - May 2014
Community Food and Outreach Center January 2014 - May 2014
Skills
Donor Pro 9.3, File in Time, QuickBooks, Leadership, Teamwork, Organization, Non-profits..., Social Media, Microsoft Word, Outlook, PowerPoint, Microsoft Excel, Financial Accounting, Accounting, Event Planning, Customer Service, Time Management, Public Speaking, Research
Education
University of Central Florida 2011 — 2015
Bachelor of Business Administration (B.B.A.), Accounting
LPL Financial May 2015 - Present
Amazon.com October 2014 - April 2015
McNair and Associates, P.A. CPA January 2014 - May 2014
Community Food and Outreach Center January 2014 - May 2014
Skills
Donor Pro 9.3, File in Time, QuickBooks, Leadership, Teamwork, Organization, Non-profits..., Social Media, Microsoft Word, Outlook, PowerPoint, Microsoft Excel, Financial Accounting, Accounting, Event Planning, Customer Service, Time Management, Public Speaking, Research
Education
University of Central Florida 2011 — 2015
Bachelor of Business Administration (B.B.A.), Accounting
Brooke B. Michell's LPL Financial Experience January 2014 - May 2014
Job Administrative Assistant
Industry Executive Office
Experience
Baker Tilly Virchow Krause, LLP, formerly ParenteBeard LLC September 2014 - Present
The Merry Employment Group June 2014 - September 2014
LPL Financial January 2014 - May 2014
LPL Finanical December 2013 - January 2014
Flamig Farm May 2013 - December 2013
Flamig Farm Summer Adventure Camp June 2010 - May 2013
Paul Cryan Photography May 2009 - December 2010
Flamig Farm Adventure Camp June 2009 - June 2010
Flamig Farm Summer Adventure Camp June 2007 - June 2009
Skills
Leadership, Organization, Time Management, Friendly Personality, Team Leadership, People-oriented, People Skills, Kindness, Pay Close Attention to..., Microsoft Office, Photoshop, PowerPoint, Data Entry, Customer Satisfaction, Microsoft Excel, Microsoft Word
Education
The University of Connecticut 2009 — 2013
Bachelor of Arts (B.A.), Psychology
Northwestern Regional 7 High School 2005 — 2009
Baker Tilly Virchow Krause, LLP, formerly ParenteBeard LLC September 2014 - Present
The Merry Employment Group June 2014 - September 2014
LPL Financial January 2014 - May 2014
LPL Finanical December 2013 - January 2014
Flamig Farm May 2013 - December 2013
Flamig Farm Summer Adventure Camp June 2010 - May 2013
Paul Cryan Photography May 2009 - December 2010
Flamig Farm Adventure Camp June 2009 - June 2010
Flamig Farm Summer Adventure Camp June 2007 - June 2009
Skills
Leadership, Organization, Time Management, Friendly Personality, Team Leadership, People-oriented, People Skills, Kindness, Pay Close Attention to..., Microsoft Office, Photoshop, PowerPoint, Data Entry, Customer Satisfaction, Microsoft Excel, Microsoft Word
Education
The University of Connecticut 2009 — 2013
Bachelor of Arts (B.A.), Psychology
Northwestern Regional 7 High School 2005 — 2009
Jeff Daigneault Jeff Daigneault's LPL Financial Experience October 2006 - July 2009
Job Vice President, Advisor Consultant at Nuveen Investments
Industry Financial Services
Experience
Nuveen Investments July 2009 - Present
First American Funds 2009 - 2010
LPL Financial October 2006 - July 2009
Credit Suisse December 2003 - October 2006
Merrill Lynch 1998 - 2002
Skills
Series 7, Investments, Mutual Funds, Alternative Investments, Asset Allocation, Securities, Wealth Management, Fixed Income, Investment Advisory, Equities, Investment Strategies, Portfolio Management
Education
NYU Stern School of Business 2004 — 2012
Masters, Business
University of Florida 1994 — 1998
BS, Finance
Nuveen Investments July 2009 - Present
First American Funds 2009 - 2010
LPL Financial October 2006 - July 2009
Credit Suisse December 2003 - October 2006
Merrill Lynch 1998 - 2002
Skills
Series 7, Investments, Mutual Funds, Alternative Investments, Asset Allocation, Securities, Wealth Management, Fixed Income, Investment Advisory, Equities, Investment Strategies, Portfolio Management
Education
NYU Stern School of Business 2004 — 2012
Masters, Business
University of Florida 1994 — 1998
BS, Finance
Knox, Lou's LPL Financial Experience September 2008 - Present
Job Louis Knox Financial
Industry Financial Services
Experience
Focus Retirement Plan Partners January 2009 - Present
LPL Financial September 2008 - Present
Louis Knox Financial June 1976 - Present
Skills
Retirement Planning
Education
University of Illinois at Urbana-Champaign 1971 — 1975
Bachelor of Science, Finance
Focus Retirement Plan Partners January 2009 - Present
LPL Financial September 2008 - Present
Louis Knox Financial June 1976 - Present
Skills
Retirement Planning
Education
University of Illinois at Urbana-Champaign 1971 — 1975
Bachelor of Science, Finance
Michael J. Murdock, MBA, JD Michael J. Murdock, MBA, JD's LPL Financial Experience 2003 - 2007
Job Regional Recruiting Director at Ameriprise
Industry Financial Services
Experience
Ameriprise January 2013 - Present
Ameriprise January 2013 - Present
NFP Advisor Services Group June 2011 - January 2013
VALIC January 2009 - June 2011
Lincoln Financial Group December 2007 - December 2008
LPL Financial 2003 - 2007
Skills
Securities, Life Insurance, New Business Development, Business Relationship..., Salesforce.com, Series 7, Series 24, series 66, series 51, Recruiting, Practice Management, Strategic Prospecting, Asset Managment, Wealth Management, Financial Services, Investments, 401k, Brokers, RIA Registered..., Uniform Combined State..., Retirement Planning, Asset Management
Education
Western Michigan University Cooley Law School 2010 — 2015
Doctor of Law (JD)
University of Indianapolis - School of Business 1997 — 2001
MBA, Business
University of Tennessee-Knoxville 1988 — 1993
North Central High School 1984 — 1988
tmcls
Ameriprise January 2013 - Present
Ameriprise January 2013 - Present
NFP Advisor Services Group June 2011 - January 2013
VALIC January 2009 - June 2011
Lincoln Financial Group December 2007 - December 2008
LPL Financial 2003 - 2007
Skills
Securities, Life Insurance, New Business Development, Business Relationship..., Salesforce.com, Series 7, Series 24, series 66, series 51, Recruiting, Practice Management, Strategic Prospecting, Asset Managment, Wealth Management, Financial Services, Investments, 401k, Brokers, RIA Registered..., Uniform Combined State..., Retirement Planning, Asset Management
Education
Western Michigan University Cooley Law School 2010 — 2015
Doctor of Law (JD)
University of Indianapolis - School of Business 1997 — 2001
MBA, Business
University of Tennessee-Knoxville 1988 — 1993
North Central High School 1984 — 1988
tmcls
Stephen Deutsch Stephen Deutsch's LPL Financial Experience February 2010 - April 2011
Job Regulatory Affairs Manager, Enterprise Compliance Program Management at Ally Financial Inc.
Industry Financial Services
Experience
Ally Financial Inc. January 2015 - Present
Ally Financial Inc. June 2013 - January 2015
Ally Financial Inc. April 2012 - June 2013
Ally Financial Inc. April 2011 - April 2012
LPL Financial February 2010 - April 2011
LPL Financial February 2009 - February 2010
LPL Financial April 2008 - February 2009
Gabelli Asset Management May 2005 - July 2005
Skills
Risk Management, AML, Risk Assessment, Securities, Investments, Compliance, Training, Financial Risk, Governance, Internal Controls, OFAC, Leadership, Regulatory Affairs, Regulatory Examinations, Regulatory Reporting
Education
UNSW Australia 2007 — 2007
Masters Study Abroad, International Business
University of Florida - Warrington College of Business Administration 2006 — 2007
Master of Arts in Business Administration, International Business
University of Florida - Warrington College of Business Administration 2003 — 2006
BSBA, Bachelor of Science in Business Administration, Finance, Entrepreneurship
Ally Financial Inc. January 2015 - Present
Ally Financial Inc. June 2013 - January 2015
Ally Financial Inc. April 2012 - June 2013
Ally Financial Inc. April 2011 - April 2012
LPL Financial February 2010 - April 2011
LPL Financial February 2009 - February 2010
LPL Financial April 2008 - February 2009
Gabelli Asset Management May 2005 - July 2005
Skills
Risk Management, AML, Risk Assessment, Securities, Investments, Compliance, Training, Financial Risk, Governance, Internal Controls, OFAC, Leadership, Regulatory Affairs, Regulatory Examinations, Regulatory Reporting
Education
UNSW Australia 2007 — 2007
Masters Study Abroad, International Business
University of Florida - Warrington College of Business Administration 2006 — 2007
Master of Arts in Business Administration, International Business
University of Florida - Warrington College of Business Administration 2003 — 2006
BSBA, Bachelor of Science in Business Administration, Finance, Entrepreneurship
Brian Shulstad's LPL Financial Experience March 2007 - Present
Job AVP | Recruiting at LPL Financial, GA, AL, North FL
Industry Financial Services
Experience
LPL Financial March 2007 - Present
H&R Block Financial Advisors February 2001 - March 2007
A.G. Edwards/Olde May 1995 - January 2001
Skills
Recruiting, Management, Series 9, Series 10, Series 7, Mutual Funds, Investment Advisory, Wealth Management, Asset Allocation, Retirement Planning, Retirement, Securities, 401k, Bonds, Alternative Investments, Investment Strategies, FINRA, Insurance
Education
University of Georgia - Terry College of Business 1990 — 1994
Bachelor of Business Administration (BBA), Finance
LPL Financial March 2007 - Present
H&R Block Financial Advisors February 2001 - March 2007
A.G. Edwards/Olde May 1995 - January 2001
Skills
Recruiting, Management, Series 9, Series 10, Series 7, Mutual Funds, Investment Advisory, Wealth Management, Asset Allocation, Retirement Planning, Retirement, Securities, 401k, Bonds, Alternative Investments, Investment Strategies, FINRA, Insurance
Education
University of Georgia - Terry College of Business 1990 — 1994
Bachelor of Business Administration (BBA), Finance
Stephen Manelski Stephen Manelski's LPL Financial Experience May 2005 - December 2012
Job Videographer, CMAC
Industry Motion Pictures and Film
Experience
LPL Financial May 2005 - December 2012
Paine Webber/UBS Financial Services January 1995 - April 2005
Skills
Investment Management, Investments, Financial Services, Securities, Mutual Funds, Portfolio Management, Risk Management, Financial Advisory, Fixed Annuities
Education
CSU Fresno Craig School of Business 2003 — 2004
Certificate Program in Financial Planning
Commercial Investment Real Estate Institute 1987 — 1992
Commercial R.E. Investment
University of Colorado at Boulder 1969 — 1971
B.A., Geological Sciences
LPL Financial May 2005 - December 2012
Paine Webber/UBS Financial Services January 1995 - April 2005
Skills
Investment Management, Investments, Financial Services, Securities, Mutual Funds, Portfolio Management, Risk Management, Financial Advisory, Fixed Annuities
Education
CSU Fresno Craig School of Business 2003 — 2004
Certificate Program in Financial Planning
Commercial Investment Real Estate Institute 1987 — 1992
Commercial R.E. Investment
University of Colorado at Boulder 1969 — 1971
B.A., Geological Sciences
Christie Shaw Christie Shaw's LPL Financial Experience June 2012 - Present
Job Compliance Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2012 - Present
LPL Financial September 2010 - June 2012
Regina Inc - Coldwell Banker January 2009 - April 2011
Skills
Series 7, Series 24, Securities, Process Improvement, Microsoft Excel, Customer Service, Mutual Funds
Education
University of Colorado at Boulder 1998 — 2002
Bachelor of Arts (B.A.), Economics
LPL Financial June 2012 - Present
LPL Financial September 2010 - June 2012
Regina Inc - Coldwell Banker January 2009 - April 2011
Skills
Series 7, Series 24, Securities, Process Improvement, Microsoft Excel, Customer Service, Mutual Funds
Education
University of Colorado at Boulder 1998 — 2002
Bachelor of Arts (B.A.), Economics
Lloyd Dossey's LPL Financial Experience 2010 - January 2012
Job Multifunctional Financial Analyst SR at Lockheed Martin
Industry Financial Services
Experience
Lockheed Martin January 2012 - Present
LPL Financial 2010 - January 2012
Harris 2000 - 2010
Wells Fargo Financial (Norwest) 2005 - 2009
Education
Melbourne
University of Central Florida
Bachelor's Degree, Finance, Financial Investments (Portfolio Analysis, etc.), Business
Lockheed Martin January 2012 - Present
LPL Financial 2010 - January 2012
Harris 2000 - 2010
Wells Fargo Financial (Norwest) 2005 - 2009
Education
Melbourne
University of Central Florida
Bachelor's Degree, Finance, Financial Investments (Portfolio Analysis, etc.), Business
Kathleen Zemaitis Kathleen Zemaitis's LPL Financial Experience February 2015 - Present
Job Senior Vice President, Internal Communication and Social Responsibility at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2015 - Present
LPL Financial November 2013 - February 2015
LPL Financial August 2011 - October 2013
TIAA-CREF/Financial Services February 2010 - August 2011
TIAA-CREF March 2004 - December 2009
ZINC December 1994 - March 2004
Price/McNabb January 1992 - January 1994
Hal Riney & Partners January 1988 - January 1992
Skills
Press Releases, Management, Entrepreneurship, Event Management, Marketing Communications, Leadership, Community Development, Nonprofits, Strategy, Internal Communications, Public Relations, Advertising, Media Relations, Thought Leadership, Program Management, Public Speaking, Analysis, Sales, Project Management, Crisis Communications, Corporate Communications, Community Outreach, Non-profits, Process Improvement
Education
University of Illinois at Urbana-Champaign 1984 — 1988
B.S., Business Administration/Marketing
Boston College Center for Corporate Citizenship
Continuing Education
LPL Financial February 2015 - Present
LPL Financial November 2013 - February 2015
LPL Financial August 2011 - October 2013
TIAA-CREF/Financial Services February 2010 - August 2011
TIAA-CREF March 2004 - December 2009
ZINC December 1994 - March 2004
Price/McNabb January 1992 - January 1994
Hal Riney & Partners January 1988 - January 1992
Skills
Press Releases, Management, Entrepreneurship, Event Management, Marketing Communications, Leadership, Community Development, Nonprofits, Strategy, Internal Communications, Public Relations, Advertising, Media Relations, Thought Leadership, Program Management, Public Speaking, Analysis, Sales, Project Management, Crisis Communications, Corporate Communications, Community Outreach, Non-profits, Process Improvement
Education
University of Illinois at Urbana-Champaign 1984 — 1988
B.S., Business Administration/Marketing
Boston College Center for Corporate Citizenship
Continuing Education
Melissa Podulka Melissa Podulka's LPL Financial Experience July 2012 - Present
Job Branch Operations Manager
Industry Financial Services
Experience
LPL Financial July 2012 - Present
EarthStone Midwest August 2011 - December 2011
Carmines Restaurant January 2007 - December 2011
Skills
•Experienced with..., Series 63, Series 6, Life & Health Insurance..., Marketing, Time Management, Social Media, CRM, Customer Service, PowerPoint, Microsoft Excel, Microsoft Office, Event Planning, Microsoft Word, Social Networking, Data Analysis, Project Management, Event Management
Education
University of Illinois at Chicago
Bachelor of Science (BS), Management
LPL Financial July 2012 - Present
EarthStone Midwest August 2011 - December 2011
Carmines Restaurant January 2007 - December 2011
Skills
•Experienced with..., Series 63, Series 6, Life & Health Insurance..., Marketing, Time Management, Social Media, CRM, Customer Service, PowerPoint, Microsoft Excel, Microsoft Office, Event Planning, Microsoft Word, Social Networking, Data Analysis, Project Management, Event Management
Education
University of Illinois at Chicago
Bachelor of Science (BS), Management
Gary Bedford, ChFC, CIMA, MA Gary Bedford, ChFC, CIMA, MA's LPL Financial Experience November 2014 - Present
Job Independent Financial Consultant Bedford Wealth Advisors / LPL Financial
Industry Financial Services
Experience
Bedford Wealth Advisors 1979 - Present
LPL Financial November 2014 - Present
GSB Insurance 1985 - Present
Mid Atlantic Financial Management Inc. January 2004 - November 2014
Bedford & Associates, Inc. 1985 - 2012
London Pacific Capital Corp. 1993 - May 2004
Skills
Asset Allocation, Investment Advisory, Retirement, Estate Planning, Financial Advisory, Wealth, Public Speaking, CIMA, Investment Management, Portfolio Management, 401k, Customer Service, Strategic Planning, FINRA, ChFC, Retirement Planning, Securities, Trusts, Personal Financial..., Socially Responsible..., Economics, Wealth Management, Small Business, Accredited Estate...
Education
University of Denver 2009 — 2011
Masters Degree, Philosophy and Religious Studies, Successful Completion, including thesis
Investment Management Consultants Association (IMCA) 1997 — 1999
Certified Investment Management Analyst (CIMA), Investment Management and Consulting, Completed Designation
Bedford Wealth Advisors 1979 - Present
LPL Financial November 2014 - Present
GSB Insurance 1985 - Present
Mid Atlantic Financial Management Inc. January 2004 - November 2014
Bedford & Associates, Inc. 1985 - 2012
London Pacific Capital Corp. 1993 - May 2004
Skills
Asset Allocation, Investment Advisory, Retirement, Estate Planning, Financial Advisory, Wealth, Public Speaking, CIMA, Investment Management, Portfolio Management, 401k, Customer Service, Strategic Planning, FINRA, ChFC, Retirement Planning, Securities, Trusts, Personal Financial..., Socially Responsible..., Economics, Wealth Management, Small Business, Accredited Estate...
Education
University of Denver 2009 — 2011
Masters Degree, Philosophy and Religious Studies, Successful Completion, including thesis
Investment Management Consultants Association (IMCA) 1997 — 1999
Certified Investment Management Analyst (CIMA), Investment Management and Consulting, Completed Designation
Erin Hughes's LPL Financial Experience February 2010 - September 2012
Job Consulting Sales at Oracle
Industry Information Technology and Services
Experience
Oracle September 2012 - Present
LPL Financial February 2010 - September 2012
New York Life Insurance Company January 2008 - February 2010
Skills
Cloud Computing, Pre-sales, Channel, Professional Services, Salesforce.com, Solution Architecture, Business Alliances, Partner Management, Siebel, Business Analysis, Oracle Applications, SDLC, Oracle E-Business Suite, Strategy, SaaS, Enterprise Software, Account Management, Oracle, CRM, Consulting
Education
University of Colorado at Boulder
Bachelor of Science (BS), Finance, General
Walpole
Oracle September 2012 - Present
LPL Financial February 2010 - September 2012
New York Life Insurance Company January 2008 - February 2010
Skills
Cloud Computing, Pre-sales, Channel, Professional Services, Salesforce.com, Solution Architecture, Business Alliances, Partner Management, Siebel, Business Analysis, Oracle Applications, SDLC, Oracle E-Business Suite, Strategy, SaaS, Enterprise Software, Account Management, Oracle, CRM, Consulting
Education
University of Colorado at Boulder
Bachelor of Science (BS), Finance, General
Walpole
Steve Pirigyi's LPL Financial Experience November 1993 - Present
Job Executive Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial November 1993 - Present
Education
The University of Connecticut 1985 — 1989
Bachelor of Science, Finance
LPL Financial November 1993 - Present
Education
The University of Connecticut 1985 — 1989
Bachelor of Science, Finance
Sarah Reusch Sarah Reusch's LPL Financial Experience June 2012 - September 2013
Job Strategic Finance Professional
Industry Aviation & Aerospace
Experience
Pratt & Whitney January 2014 - Present
LPL Financial June 2012 - September 2013
LPL Financial August 2010 - July 2012
San Diego County Regional Airport Authority December 2009 - March 2010
Chicago Transit Authority February 2009 - November 2009
Chicago Transit Authority October 2007 - February 2009
Renewal by Andersen March 2006 - August 2008
Entrust Chicago January 2007 - September 2007
Center for Wealth Preservation 2006 - 2006
Skills
Financial Analysis, Budgets, Accounting, Forecasting, Strategic Planning, Microsoft Excel, PowerPoint, Finance, Financial Modeling, Process Improvement, Project Management, Customer Service, Data Analysis, Research, Microsoft Office, Financial Reporting, Analysis, Performance Management, Marketing, Management, Business Analysis, Risk Management, Strategic Financial..., Leadership, Access, Investments, Business Strategy
Education
West Leyden
University of Illinois at Chicago 2003 — 2006
B.A, Economics, Spanish
UC San Diego Extension 2013 — 2014
Finance Certificate
Pratt & Whitney January 2014 - Present
LPL Financial June 2012 - September 2013
LPL Financial August 2010 - July 2012
San Diego County Regional Airport Authority December 2009 - March 2010
Chicago Transit Authority February 2009 - November 2009
Chicago Transit Authority October 2007 - February 2009
Renewal by Andersen March 2006 - August 2008
Entrust Chicago January 2007 - September 2007
Center for Wealth Preservation 2006 - 2006
Skills
Financial Analysis, Budgets, Accounting, Forecasting, Strategic Planning, Microsoft Excel, PowerPoint, Finance, Financial Modeling, Process Improvement, Project Management, Customer Service, Data Analysis, Research, Microsoft Office, Financial Reporting, Analysis, Performance Management, Marketing, Management, Business Analysis, Risk Management, Strategic Financial..., Leadership, Access, Investments, Business Strategy
Education
West Leyden
University of Illinois at Chicago 2003 — 2006
B.A, Economics, Spanish
UC San Diego Extension 2013 — 2014
Finance Certificate
Rupal Jain Rupal Jain's LPL Financial Experience June 2013 - Present
Job Accounting manager
Industry Financial Services
Experience
LPL Financial June 2013 - Present
LPL Financial January 2012 - June 2013
LPL Financial January 2011 - January 2012
Charlotte Russe March 2009 - September 2010
Bank of New York Mellon January 2008 - November 2008
Bank of New York Mellon July 2006 - December 2007
Cote real estate January 2006 - July 2006
Skills
Financial Analysis, Accounting, Account Reconciliation, Sarbanes-Oxley Act, Financial Reporting, General Ledger, GAAP, Internal Controls, Financial Accounting, QuickBooks, Journal Entries, Financial Statements, Accruals, Variance Analysis, US GAAP, Cost Accounting, Revenue Recognition, Cash Flow
Education
University of Houston, C.T. Bauer College of Business 2007 — 2008
MBA, Finance
University of Houston 2002 — 2005
BBA, Accounting
LPL Financial June 2013 - Present
LPL Financial January 2012 - June 2013
LPL Financial January 2011 - January 2012
Charlotte Russe March 2009 - September 2010
Bank of New York Mellon January 2008 - November 2008
Bank of New York Mellon July 2006 - December 2007
Cote real estate January 2006 - July 2006
Skills
Financial Analysis, Accounting, Account Reconciliation, Sarbanes-Oxley Act, Financial Reporting, General Ledger, GAAP, Internal Controls, Financial Accounting, QuickBooks, Journal Entries, Financial Statements, Accruals, Variance Analysis, US GAAP, Cost Accounting, Revenue Recognition, Cash Flow
Education
University of Houston, C.T. Bauer College of Business 2007 — 2008
MBA, Finance
University of Houston 2002 — 2005
BBA, Accounting
Cindy Nagel, CFP® Cindy Nagel, CFP®'s LPL Financial Experience 2010 - March 2012
Job SVP, Regional Sales Manager, Carolinas at PNC Investments
Industry Financial Services
Experience
PNC Investments March 2012 - Present
LPL Financial 2010 - March 2012
Mercantile Bank 2006 - 2010
FASTRAK Consulting, Inc. 1996 - 2004
Nagel Financial Services 1998 - 2003
GNA January 1994 - October 1996
FISCO Equity / FIS 1989 - 1994
Skills
Retirement Planning, Wealth Management, Project Management, Sales Management, Certified Financial..., Relationship Management, Business Development, Leadership, Investments, Strategic Financial..., Strategy, Series 6, Series 7, Series 24, Series 53, Series 63, Series 65, Series 26, Finance, Financial Services, Risk Management, Securities, Mutual Funds, FINRA, Financial Planning
Education
University of Florida
BSBA, Finance
PNC Investments March 2012 - Present
LPL Financial 2010 - March 2012
Mercantile Bank 2006 - 2010
FASTRAK Consulting, Inc. 1996 - 2004
Nagel Financial Services 1998 - 2003
GNA January 1994 - October 1996
FISCO Equity / FIS 1989 - 1994
Skills
Retirement Planning, Wealth Management, Project Management, Sales Management, Certified Financial..., Relationship Management, Business Development, Leadership, Investments, Strategic Financial..., Strategy, Series 6, Series 7, Series 24, Series 53, Series 63, Series 65, Series 26, Finance, Financial Services, Risk Management, Securities, Mutual Funds, FINRA, Financial Planning
Education
University of Florida
BSBA, Finance
Lauren Mitchell Lauren Mitchell's LPL Financial Experience January 2014 - Present
Job Vice President, Annuity Solutions at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2014 - Present
LPL Finanical March 2012 - January 2014
LPL Financial December 2010 - March 2012
LPL Financial September 2008 - December 2010
AIG SunAmerica May 2007 - September 2008
AIG SunAmerica May 2005 - May 2007
AIG SunAmerica September 2003 - May 2005
Skills
Series 63, Series 7, Series 6, Fixed Annuities, Mutual Funds, Variable Annuities, Retirement Planning, Retirement, Securities, Investments
Education
University of California, Santa Barbara 1999 — 2003
Bachelor of Arts, Sociology
La Canada High School 1995 — 1999
LPL Financial January 2014 - Present
LPL Finanical March 2012 - January 2014
LPL Financial December 2010 - March 2012
LPL Financial September 2008 - December 2010
AIG SunAmerica May 2007 - September 2008
AIG SunAmerica May 2005 - May 2007
AIG SunAmerica September 2003 - May 2005
Skills
Series 63, Series 7, Series 6, Fixed Annuities, Mutual Funds, Variable Annuities, Retirement Planning, Retirement, Securities, Investments
Education
University of California, Santa Barbara 1999 — 2003
Bachelor of Arts, Sociology
La Canada High School 1995 — 1999
Akira Sirvain Akira Sirvain's LPL Financial Experience March 2014 - May 2015
Job Operations Specialist at LPL Financial
Industry Financial Services
Experience
Dickstein Shapiro LLP September 2015 - Present
LPL Financial March 2014 - May 2015
Hertz July 2013 - November 2013
Citi November 2012 - June 2013
McLean Asset Management Corporation January 2010 - August 2011
Skills
Software Documentation, Portfolio Management, Competitive Analysis, Finance, Leadership, Risk Management, Management, Investments, Financial Analysis, Microsoft Excel, Accounting, Operations Management, Budgets, Process Improvement, Data Analysis, Business Strategy, Strategic Planning, Microsoft Office, Microsoft Word
Education
University of Delaware 2008 — 2012
Bachelor of Science, Finance
Dickstein Shapiro LLP September 2015 - Present
LPL Financial March 2014 - May 2015
Hertz July 2013 - November 2013
Citi November 2012 - June 2013
McLean Asset Management Corporation January 2010 - August 2011
Skills
Software Documentation, Portfolio Management, Competitive Analysis, Finance, Leadership, Risk Management, Management, Investments, Financial Analysis, Microsoft Excel, Accounting, Operations Management, Budgets, Process Improvement, Data Analysis, Business Strategy, Strategic Planning, Microsoft Office, Microsoft Word
Education
University of Delaware 2008 — 2012
Bachelor of Science, Finance
Jeremy Ziemer Jeremy Ziemer's LPL Financial Experience April 2013 - Present
Job Financial Advisor at LPL Financial, MBA
Industry Financial Services
Experience
LPL Financial April 2013 - Present
Edward Jones October 2008 - April 2013
Skills
Financial Analysis, Banking, Loans, Investments, Finance
Education
University of Colorado Colorado Springs 2003 — 2006
MBA, Finance
LPL Financial April 2013 - Present
Edward Jones October 2008 - April 2013
Skills
Financial Analysis, Banking, Loans, Investments, Finance
Education
University of Colorado Colorado Springs 2003 — 2006
MBA, Finance
Monica Daggs's LPL Financial Experience December 1999 - February 2005
Job Senior Vice President, Trading and Implementations at Sorrento Pacific Financial, LLC
Industry Financial Services
Experience
Sorrento Pacific Financial, LLC July 2015 - Present
CUSO Financial Services, LP July 2015 - Present
Self Employed January 2003 - Present
CUSO Financial Services, LP January 2014 - June 2015
Sorrento Pacific Financial, LLC January 2014 - June 2015
CUSO Financial Services, LP February 2005 - January 2014
Sorrento Pacific Financial, LLC February 2005 - January 2014
LPL Financial December 1999 - February 2005
Skills
Series 7, Series 24, Series 4, Series 65, Series 53, Series 99
Education
University of Illinois at Urbana-Champaign 1991 — 1995
Bachelor's degree, Social Work
Sorrento Pacific Financial, LLC July 2015 - Present
CUSO Financial Services, LP July 2015 - Present
Self Employed January 2003 - Present
CUSO Financial Services, LP January 2014 - June 2015
Sorrento Pacific Financial, LLC January 2014 - June 2015
CUSO Financial Services, LP February 2005 - January 2014
Sorrento Pacific Financial, LLC February 2005 - January 2014
LPL Financial December 1999 - February 2005
Skills
Series 7, Series 24, Series 4, Series 65, Series 53, Series 99
Education
University of Illinois at Urbana-Champaign 1991 — 1995
Bachelor's degree, Social Work
Angie Trandai CFP®'s LPL Financial Experience January 1998 - March 2013
Job Personalized, Professional and Caring Financial Advisor
Industry Financial Services
Experience
Brokers International Financial Services, LLC March 2013 - Present
LPL Financial January 1998 - March 2013
Procter & Gamble January 1985 - December 1996
Skills
Personal Finance, Wealth Management..., Financial Analysis, Financial Goals, Long-term Customer..., Solutions Marketing, Wealth Accumulation, Retirement Planning, Wealth Management, CERTIFIED FINANCIAL..., Practical Solutions, Goal Setting, Life Goals, Estate Planning
Education
College of Financial Planning 1998 — 2000
CFP Professional Education Program, Financial Planning- Denver, CO
University of Illinois at Urbana-Champaign 1980 — 1984
Bachelor’s of Science, Chemical Engineering
Brokers International Financial Services, LLC March 2013 - Present
LPL Financial January 1998 - March 2013
Procter & Gamble January 1985 - December 1996
Skills
Personal Finance, Wealth Management..., Financial Analysis, Financial Goals, Long-term Customer..., Solutions Marketing, Wealth Accumulation, Retirement Planning, Wealth Management, CERTIFIED FINANCIAL..., Practical Solutions, Goal Setting, Life Goals, Estate Planning
Education
College of Financial Planning 1998 — 2000
CFP Professional Education Program, Financial Planning- Denver, CO
University of Illinois at Urbana-Champaign 1980 — 1984
Bachelor’s of Science, Chemical Engineering
Thomas H. Shanley, JD's LPL Financial Experience August 2008 - December 2014
Job Attorney / Private Wealth Manager
Industry Law Practice
Experience
SHANLEY WEALTH MANAGEMENT, LLC January 2006 - Present
T. HANEMAN SHANLEY, LLC January 2000 - Present
DFPG Investments, Inc. December 2014 - Present
Colorado State University August 2011 - Present
LPL Financial August 2008 - December 2014
Skills
Estate Planning, Wealth Management, Financial Planners, Finance, Securities, Retirement Planning, Investment Management, Financial Services, Trusts, Investments, Risk Management, Insurance, Portfolio Management, Wealth, Financial Planning, Succession Planning, Tax, Small Business, Contract Negotiation, Business Planning, Public Speaking, Probate, Mutual Funds, Series 7, Asset Management, Start-ups, Financial Analysis
Education
University of Denver - Sturm College of Law 1993 — 1996
J.D., Law
University of Colorado Boulder 1984 — 1988
Bachelor of Science (B.S.), Business Finance
SHANLEY WEALTH MANAGEMENT, LLC January 2006 - Present
T. HANEMAN SHANLEY, LLC January 2000 - Present
DFPG Investments, Inc. December 2014 - Present
Colorado State University August 2011 - Present
LPL Financial August 2008 - December 2014
Skills
Estate Planning, Wealth Management, Financial Planners, Finance, Securities, Retirement Planning, Investment Management, Financial Services, Trusts, Investments, Risk Management, Insurance, Portfolio Management, Wealth, Financial Planning, Succession Planning, Tax, Small Business, Contract Negotiation, Business Planning, Public Speaking, Probate, Mutual Funds, Series 7, Asset Management, Start-ups, Financial Analysis
Education
University of Denver - Sturm College of Law 1993 — 1996
J.D., Law
University of Colorado Boulder 1984 — 1988
Bachelor of Science (B.S.), Business Finance
Craig Horner Craig Horner's LPL Financial Experience 2003 - 2009
Job Financial Planning Consultant at LPL Financial Services
Industry Financial Services
Experience
LPL Financial Services 2011 - Present
Craig & Deborah 1968 - Present
Magis Group, Inc. 2010 - 2010
LPL Financial 2003 - 2009
Amerian Express Financial Advisors 1988 - 2003
Skills
Strategic Financial..., Estate Planning, Retirement Planning, Wealth Management, Certified Financial..., Retirement, Series 7, Wealth Accumulation, Wealth, Finance, Financial Advisory, Fixed Annuities, Series 63, IRAs, Financial Planners, Mutual Funds, Series 65, 401k, Investment Strategies, Long-term Care, Securities, Asset Allocation, Financial Planning
Education
University of Iowa 1968 — 1969
University of Northern Iowa 1967 — 1968
LPL Financial Services 2011 - Present
Craig & Deborah 1968 - Present
Magis Group, Inc. 2010 - 2010
LPL Financial 2003 - 2009
Amerian Express Financial Advisors 1988 - 2003
Skills
Strategic Financial..., Estate Planning, Retirement Planning, Wealth Management, Certified Financial..., Retirement, Series 7, Wealth Accumulation, Wealth, Finance, Financial Advisory, Fixed Annuities, Series 63, IRAs, Financial Planners, Mutual Funds, Series 65, 401k, Investment Strategies, Long-term Care, Securities, Asset Allocation, Financial Planning
Education
University of Iowa 1968 — 1969
University of Northern Iowa 1967 — 1968
Marcus Anderson, CIMA®, AIF®'s LPL Financial Experience January 2008 - June 2015
Job Vice President, Regional Advisory Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2008 - June 2015
LPL August 2005 - January 2008
LPL 2002 - July 2005
Morgan Stanley 2000 - 2002
Ritz-Carlton 1997 - 2000
Skills
Investments, Financial Services, Strategic Planning, Securities, Financial Advisory, Wealth Management, Series 7, Asset Allocation, Training, Alternative Investments, Mutual Funds, Asset Managment, Risk Management, Asset Management, Investment Advisory, Finance, Retirement Planning, Trading, Banking, Portfolio Management, Financial Planning, Retirement, Management, Investment Strategies, Investment Management, Financial Analysis, Fixed Income
Education
University of California, Santa Barbara 1993 — 1997
BA, Business/Economics, Minor - Japanese
LPL Financial January 2008 - June 2015
LPL August 2005 - January 2008
LPL 2002 - July 2005
Morgan Stanley 2000 - 2002
Ritz-Carlton 1997 - 2000
Skills
Investments, Financial Services, Strategic Planning, Securities, Financial Advisory, Wealth Management, Series 7, Asset Allocation, Training, Alternative Investments, Mutual Funds, Asset Managment, Risk Management, Asset Management, Investment Advisory, Finance, Retirement Planning, Trading, Banking, Portfolio Management, Financial Planning, Retirement, Management, Investment Strategies, Investment Management, Financial Analysis, Fixed Income
Education
University of California, Santa Barbara 1993 — 1997
BA, Business/Economics, Minor - Japanese
Joseph LaPenta's LPL Financial Experience September 2015 - Present
Job Finance Intern at LPL Financial
Industry
Experience
LPL Financial September 2015 - Present
360 Federal Credit Union November 2014 - Present
University of Hartford August 2014 - Present
University of Connecticut Residential Life May 2012 - June 2014
Education
University of Hartford 2014 — 2016
Master of Business Administration (M.B.A.), Management
University of Connecticut 2010 — 2014
Bachelor’s Degree, Resource Economics and Business Administration
LPL Financial September 2015 - Present
360 Federal Credit Union November 2014 - Present
University of Hartford August 2014 - Present
University of Connecticut Residential Life May 2012 - June 2014
Education
University of Hartford 2014 — 2016
Master of Business Administration (M.B.A.), Management
University of Connecticut 2010 — 2014
Bachelor’s Degree, Resource Economics and Business Administration
Ryan P. Tuttle, CFP® Ryan P. Tuttle, CFP®'s LPL Financial Experience January 2010 - December 2011
Job Wealth Manager
Industry Financial Services
Experience
Connecticut Wealth Management, LLC January 2013 - Present
Connecticut Wealth Management, LLC October 2010 - December 2012
LPL Financial January 2010 - December 2011
KR Wealth Management, LLC January 2010 - September 2010
KR Wealth Management, LLC June 2005 - January 2010
Skills
Financial Planning, Wealth Management
Education
University of Connecticut 2002 — 2006
Bachelor of Science in Business Administration, Finance
Connecticut Wealth Management, LLC January 2013 - Present
Connecticut Wealth Management, LLC October 2010 - December 2012
LPL Financial January 2010 - December 2011
KR Wealth Management, LLC January 2010 - September 2010
KR Wealth Management, LLC June 2005 - January 2010
Skills
Financial Planning, Wealth Management
Education
University of Connecticut 2002 — 2006
Bachelor of Science in Business Administration, Finance
Aria Woodley's LPL Financial Experience December 2008 - June 2009
Job Associate at J.P. Morgan Private Bank
Industry Financial Services
Experience
J.P. Morgan September 2014 - Present
Bank of America June 2013 - August 2013
Merrill Lynch September 2009 - August 2012
LPL Financial December 2008 - June 2009
Skills
Investments, Strategic Financial..., Finance, Series 7, Financial Services, Portfolio Management, Financial Advisory, Mutual Funds, Wealth Management, Banking, Asset Allocation, Investment Advisory, Estate Planning, Securities, Investment Management, Event Management, Investment Strategies, Quantitative, Retirement Planning, Morningstar, Personal Budgeting, Microsoft Excel, Microsoft Office, Data Analysis, Project Management, Process Improvement, Business Strategy, Project Implementation
Education
Northwestern University - Kellogg School of Management 2012 — 2014
Master of Business Administration (MBA), Management & Organizations, Management & Strategy, Finance
University of Florida 2004 — 2008
Bachelor's Degree, Finance
J.P. Morgan September 2014 - Present
Bank of America June 2013 - August 2013
Merrill Lynch September 2009 - August 2012
LPL Financial December 2008 - June 2009
Skills
Investments, Strategic Financial..., Finance, Series 7, Financial Services, Portfolio Management, Financial Advisory, Mutual Funds, Wealth Management, Banking, Asset Allocation, Investment Advisory, Estate Planning, Securities, Investment Management, Event Management, Investment Strategies, Quantitative, Retirement Planning, Morningstar, Personal Budgeting, Microsoft Excel, Microsoft Office, Data Analysis, Project Management, Process Improvement, Business Strategy, Project Implementation
Education
Northwestern University - Kellogg School of Management 2012 — 2014
Master of Business Administration (MBA), Management & Organizations, Management & Strategy, Finance
University of Florida 2004 — 2008
Bachelor's Degree, Finance
Keith Svendby's LPL Financial Experience May 2011 - Present
Job President of Milestone Financial Services, Financial Representative
Industry Financial Services
Experience
LPL Financial May 2011 - Present
Milestone Financial Services 1996 - Present
Milestone Financial Group May 2005 - 2011
BNI 2003 - 2009
Education
University of Central Florida 1982 — 1985
BSBA, Finance
LPL Financial May 2011 - Present
Milestone Financial Services 1996 - Present
Milestone Financial Group May 2005 - 2011
BNI 2003 - 2009
Education
University of Central Florida 1982 — 1985
BSBA, Finance
Bryan Norwood's LPL Financial Experience April 2014 - June 2015
Job Operations Specialist, Margins at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2014 - June 2015
LPL Finanical September 2013 - March 2014
Craft-A-Brew LLC June 2012 - July 2013
Bank of America March 2011 - May 2012
Skills
Entrepreneurship, Microsoft Office, Networking, Project Management, Advertising, Marketing
Education
University of Central Florida
Bachelor of Science, Business Administration, Marketing
LPL Financial April 2014 - June 2015
LPL Finanical September 2013 - March 2014
Craft-A-Brew LLC June 2012 - July 2013
Bank of America March 2011 - May 2012
Skills
Entrepreneurship, Microsoft Office, Networking, Project Management, Advertising, Marketing
Education
University of Central Florida
Bachelor of Science, Business Administration, Marketing
Brandon Livrago's LPL Financial Experience 2014 - 2015
Job
Industry Financial Services
Experience
Flynn Financial Partners, Ltd. April 2014 - Present
LPL Financial 2014 - 2015
Fidelity National Information Services January 2013 - January 2014
Raymond James Financial Inc. January 2013 - May 2013
Fidelity National Information Services April 2012 - December 2012
Gainesville Open MRI January 2009 - April 2012
Falcon Financial Management October 2011 - February 2012
Skills
Competitive Analysis, Management, Analysis, Market Research, Marketing, Finance, Business Analysis, Process Improvement, Financial Analysis, Data Analysis, Forecasting, Accounting, Investments, Insurance, Financial Services
Education
University of South Florida 2012 — 2013
Master of Business Administration (MBA), Finance, General, 3.86
University of Florida 2008 — 2011
Bachelor of the Arts, Economics, 3.23
Flynn Financial Partners, Ltd. April 2014 - Present
LPL Financial 2014 - 2015
Fidelity National Information Services January 2013 - January 2014
Raymond James Financial Inc. January 2013 - May 2013
Fidelity National Information Services April 2012 - December 2012
Gainesville Open MRI January 2009 - April 2012
Falcon Financial Management October 2011 - February 2012
Skills
Competitive Analysis, Management, Analysis, Market Research, Marketing, Finance, Business Analysis, Process Improvement, Financial Analysis, Data Analysis, Forecasting, Accounting, Investments, Insurance, Financial Services
Education
University of South Florida 2012 — 2013
Master of Business Administration (MBA), Finance, General, 3.86
University of Florida 2008 — 2011
Bachelor of the Arts, Economics, 3.23
Stacie Smith's LPL Financial Experience 2009 - 2011
Job Account Executive at Valark Financial
Industry Financial Services
Experience
Valark Financial April 2015 - Present
Mecanex USA June 2012 - April 2015
Robert Half International 2011 - June 2012
LPL Financial 2009 - 2011
University of Connecticut 2006 - 2009
Skills
Maintenance & Repair, Inventory Control, Purchasing Negotiation, Sourcing, Management, Recruiting, Contract Management, Talent Acquisition, College Recruiting, Onboarding, Cost Saving Initiatives, Sales Management, Staffing Services, Vendor Management, Human Resources, Cold Calling, Interviews, Customer Service, Screening Resumes, Networking, Market Research, Marketing, Strategic Communications, Hiring, Employee Relations, PeopleSoft, Benefits Negotiation, Resume Writing, Aerospace, Military Aviation, Maintenance Management, Electronics Repair, Avionics, Landing Gear, Inventory Management, Cost Savings Strategies, Government Contracting
Education
The University of Connecticut 2005 — 2009
Bachelor's Degree, English, History
Litchfield High School 2001 — 2005
High School
Valark Financial April 2015 - Present
Mecanex USA June 2012 - April 2015
Robert Half International 2011 - June 2012
LPL Financial 2009 - 2011
University of Connecticut 2006 - 2009
Skills
Maintenance & Repair, Inventory Control, Purchasing Negotiation, Sourcing, Management, Recruiting, Contract Management, Talent Acquisition, College Recruiting, Onboarding, Cost Saving Initiatives, Sales Management, Staffing Services, Vendor Management, Human Resources, Cold Calling, Interviews, Customer Service, Screening Resumes, Networking, Market Research, Marketing, Strategic Communications, Hiring, Employee Relations, PeopleSoft, Benefits Negotiation, Resume Writing, Aerospace, Military Aviation, Maintenance Management, Electronics Repair, Avionics, Landing Gear, Inventory Management, Cost Savings Strategies, Government Contracting
Education
The University of Connecticut 2005 — 2009
Bachelor's Degree, English, History
Litchfield High School 2001 — 2005
High School
Brent Whiddon Brent Whiddon's LPL Financial Experience November 2009 - Present
Job Financial Advisor at Whiddon Wealth Management, LLC
Industry Financial Services
Experience
Whiddon Wealth Management LLC November 2009 - Present
LPL Financial November 2009 - Present
Whiddon Wealth Management, LLC November 2009 - Present
Peak Advisor Alliance 2009 - Present
Edward Jones August 1995 - November 2009
Skills
Wealth Management, Financial Advisory, Investment Strategies, Investment Advisory, Investment Management, Securities, FINRA, Mutual Funds, Investments, Retirement Planning, Long-term Care, Long Term Care Insurance, Portfolio Management, 401k Rollovers, Wealth Accumulation, Roth IRA, Retirement Plan..., Investment Advisory..., Income Protection, Retirement Savings, Life Insurance, Asset Management, Series 24, Alternative Investments, ETFs, Variable Annuities, Fixed Annuities, 401k, IRAs, Asset Allocation, Series 7, Financial Services, Retirement, Finance, Series 63, Separately Managed..., Series 6, Estate Planning, Disability Insurance, Strategic Financial..., Financial Planning
Education
University of Georgia - Terry College of Business 1987 — 1990
BBA, Risk Management and Insurance
Whiddon Wealth Management LLC November 2009 - Present
LPL Financial November 2009 - Present
Whiddon Wealth Management, LLC November 2009 - Present
Peak Advisor Alliance 2009 - Present
Edward Jones August 1995 - November 2009
Skills
Wealth Management, Financial Advisory, Investment Strategies, Investment Advisory, Investment Management, Securities, FINRA, Mutual Funds, Investments, Retirement Planning, Long-term Care, Long Term Care Insurance, Portfolio Management, 401k Rollovers, Wealth Accumulation, Roth IRA, Retirement Plan..., Investment Advisory..., Income Protection, Retirement Savings, Life Insurance, Asset Management, Series 24, Alternative Investments, ETFs, Variable Annuities, Fixed Annuities, 401k, IRAs, Asset Allocation, Series 7, Financial Services, Retirement, Finance, Series 63, Separately Managed..., Series 6, Estate Planning, Disability Insurance, Strategic Financial..., Financial Planning
Education
University of Georgia - Terry College of Business 1987 — 1990
BBA, Risk Management and Insurance
Kevin Sahnd's LPL Financial Experience December 2010 - June 2012
Job Associate Sales Representative, Compass Spine Exclusive Distributor for NuVasive
Industry Medical Devices
Experience
Compass Spine, Exclusive Distributor for NuVasive February 2015 - Present
NuVasive January 2014 - January 2015
NuVasive June 2012 - January 2014
LPL Financial December 2010 - June 2012
Crown Partners May 2008 - September 2009
LexisNexis August 2007 - May 2008
Chipotle Mexican Grill December 2005 - December 2007
Skills
User Experience, Strategy, Salesforce.com, Marketing, Sales Operations, Business Analysis, Analysis, Social Media, Medical Devices, Spine, Pricing, CMS, Google Analytics, Data Analysis, Quote, SAP, Training, Operating Room, Neurosurgery, Business Intelligence, Account Management, Management, Product Management, Project Management, Sales, Road Warrior, Comedy, Customer Service
Education
University of Dayton 2004 — 2008
Management Information Systems
Compass Spine, Exclusive Distributor for NuVasive February 2015 - Present
NuVasive January 2014 - January 2015
NuVasive June 2012 - January 2014
LPL Financial December 2010 - June 2012
Crown Partners May 2008 - September 2009
LexisNexis August 2007 - May 2008
Chipotle Mexican Grill December 2005 - December 2007
Skills
User Experience, Strategy, Salesforce.com, Marketing, Sales Operations, Business Analysis, Analysis, Social Media, Medical Devices, Spine, Pricing, CMS, Google Analytics, Data Analysis, Quote, SAP, Training, Operating Room, Neurosurgery, Business Intelligence, Account Management, Management, Product Management, Project Management, Sales, Road Warrior, Comedy, Customer Service
Education
University of Dayton 2004 — 2008
Management Information Systems
Laurie Murphy Laurie Murphy's LPL Financial Experience 2006 - 2010
Job BioPharma Recruiter
Industry Biotechnology
Experience
Synageva BioPharma Corp. February 2015 - May 2015
Next Step Living, Inc September 2012 - December 2014
PerkinElmer February 2012 - September 2012
Liberty Mutual Insurance 2010 - 2012
LPL Financial 2006 - 2010
Education
University of Massachusetts Dartmouth 1999 — 2003
Bachelor’s Degree, Marketing
University of Denver 2014 — 2015
Graduate Certificate in Social Work, Animals and Human Health
Synageva BioPharma Corp. February 2015 - May 2015
Next Step Living, Inc September 2012 - December 2014
PerkinElmer February 2012 - September 2012
Liberty Mutual Insurance 2010 - 2012
LPL Financial 2006 - 2010
Education
University of Massachusetts Dartmouth 1999 — 2003
Bachelor’s Degree, Marketing
University of Denver 2014 — 2015
Graduate Certificate in Social Work, Animals and Human Health
Michael Orecchio Michael Orecchio's LPL Financial Experience October 2014 - Present
Job LPL Financial Advisor
Industry Financial Services
Experience
Northbridge Financial Group October 2014 - Present
LPL Financial October 2014 - Present
Securian Financial Group 2001 - September 2014
Education
University of Florida
Bachelor of Science (B.S.), Finance and Economics
Northbridge Financial Group October 2014 - Present
LPL Financial October 2014 - Present
Securian Financial Group 2001 - September 2014
Education
University of Florida
Bachelor of Science (B.S.), Finance and Economics
Joshua Bautz Joshua Bautz's LPL Financial Experience August 2013 - August 2014
Job J.D. Candidate at University of Miami School of Law
Industry Legal Services
Experience
Sioli Alexander Pino May 2015 - August 2015
LPL Financial August 2013 - August 2014
Alachua County Courthouse, Criminal Justice Center July 2013 - August 2013
Ariel National Leadership Development Center May 2012 - July 2012
Skills
Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, Research, Teamwork, Social Media, Public Speaking, Legal Research, Legal Writing, Finance, Financial Analysis
Education
University of Miami School of Law 2014 — 2017
Doctor of Law (J.D.)
University of Florida 2009 — 2013
Master's degree, Finance, General
University of Florida 2009 — 2013
Bachelor of Science (B.S.), Finance, General
Sioli Alexander Pino May 2015 - August 2015
LPL Financial August 2013 - August 2014
Alachua County Courthouse, Criminal Justice Center July 2013 - August 2013
Ariel National Leadership Development Center May 2012 - July 2012
Skills
Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, Research, Teamwork, Social Media, Public Speaking, Legal Research, Legal Writing, Finance, Financial Analysis
Education
University of Miami School of Law 2014 — 2017
Doctor of Law (J.D.)
University of Florida 2009 — 2013
Master's degree, Finance, General
University of Florida 2009 — 2013
Bachelor of Science (B.S.), Finance, General
Bart Fujimoto, CFP® Bart Fujimoto, CFP®'s LPL Financial Experience December 2012 - Present
Job Financial Consultant at LPL Financial, CERTIFIED FINANCIAL PLANNER™
Industry Financial Services
Experience
LPL Financial December 2012 - Present
First Hawaiian Bank August 1999 - December 2012
Education
University of Hawaii at Manoa 1991 — 1995
Bachelor of Business Administration (BBA), Finance
Mid Pacific Institute 1985 — 1991
LPL Financial December 2012 - Present
First Hawaiian Bank August 1999 - December 2012
Education
University of Hawaii at Manoa 1991 — 1995
Bachelor of Business Administration (BBA), Finance
Mid Pacific Institute 1985 — 1991
David Washburn's LPL Financial Experience October 2013 - December 2013
Job Field Marketing Manager at Paragon Marketing Group
Industry Marketing and Advertising
Experience
Paragon Marketing Group December 2013 - Present
LPL Financial October 2013 - December 2013
Zones April 2013 - September 2013
Jimmy John's Franchise LLC November 2010 - September 2012
Chase August 2008 - June 2010
Skills
Marketing, Communication, Sales, Information Technology, Leadership, Training, Time Management, Customer Service, Public Relations, Retail, Sales Management, Banking, Public Speaking, Budgets, Management, Social Networking, Event Management, Event Planning, Social Media, Advertising, Recruiting, Project Management, Microsoft Office, Marketing Communications, Account Management, Market Research
Education
University of Illinois at Urbana-Champaign 2004 — 2008
Leisure Arts and Sciences, Economics
University of Illinois at Urbana-Champaign 2004 — 2008
Economics
Paragon Marketing Group December 2013 - Present
LPL Financial October 2013 - December 2013
Zones April 2013 - September 2013
Jimmy John's Franchise LLC November 2010 - September 2012
Chase August 2008 - June 2010
Skills
Marketing, Communication, Sales, Information Technology, Leadership, Training, Time Management, Customer Service, Public Relations, Retail, Sales Management, Banking, Public Speaking, Budgets, Management, Social Networking, Event Management, Event Planning, Social Media, Advertising, Recruiting, Project Management, Microsoft Office, Marketing Communications, Account Management, Market Research
Education
University of Illinois at Urbana-Champaign 2004 — 2008
Leisure Arts and Sciences, Economics
University of Illinois at Urbana-Champaign 2004 — 2008
Economics
Brad Yeager Brad Yeager's LPL Financial Experience June 2009 - December 2010
Job Business Analyst at Calypso Technology
Industry Capital Markets
Experience
Calypso Technology June 2011 - Present
MGSE, Inc. September 2005 - Present
LPL Financial June 2009 - December 2010
New Intensive Courses In English Program, Outreach College, University of Hawaii at Manoa October 2008 - December 2009
Preservation Department, Hamilton Library, University of Hawaii at Manoa June 2006 - September 2009
MGSE, Inc. 2006 - 2008
Skills
PowerPoint, Excel, Word, Small Business..., Financial Modeling, Risk Management, Corporate Finance, Portfolio Management, Financial Analysis, Valuation, Business Analysis, SQL, Technical Writing, Equities, Investments, Risk, Securities, Derivatives, Research, Asset Management, Capital Markets, Microsoft Excel, Financial Risk, Calypso, Microsoft Word, Strategy, Analysis, Mergers & Acquisitions, Options
Education
University of Hawaii at Manoa 2005 — 2010
BBA, Corporate Finance & Investment Management
University of Oregon 2007 — 2008
Business Administration, Sports Marketing
Calypso Technology June 2011 - Present
MGSE, Inc. September 2005 - Present
LPL Financial June 2009 - December 2010
New Intensive Courses In English Program, Outreach College, University of Hawaii at Manoa October 2008 - December 2009
Preservation Department, Hamilton Library, University of Hawaii at Manoa June 2006 - September 2009
MGSE, Inc. 2006 - 2008
Skills
PowerPoint, Excel, Word, Small Business..., Financial Modeling, Risk Management, Corporate Finance, Portfolio Management, Financial Analysis, Valuation, Business Analysis, SQL, Technical Writing, Equities, Investments, Risk, Securities, Derivatives, Research, Asset Management, Capital Markets, Microsoft Excel, Financial Risk, Calypso, Microsoft Word, Strategy, Analysis, Mergers & Acquisitions, Options
Education
University of Hawaii at Manoa 2005 — 2010
BBA, Corporate Finance & Investment Management
University of Oregon 2007 — 2008
Business Administration, Sports Marketing
Frank Molnar's LPL Financial Experience May 2013 - Present
Job Wealth Management Advisor at LPL Financial
Industry Fund-Raising
Experience
LPL Financial May 2013 - Present
Buy4.com February 2011 - Present
M Group January 2001 - February 2011
Skills
Fundraising, Philanthropy, Public Speaking, Management, Board Development, Brand Development, Planned Giving, Community Development, Annual Giving, Grants
Education
University of Central Florida 1990 — 1992
Bachelor of Science in Business Administration(B.S.B.A.), Finance
LPL Financial May 2013 - Present
Buy4.com February 2011 - Present
M Group January 2001 - February 2011
Skills
Fundraising, Philanthropy, Public Speaking, Management, Board Development, Brand Development, Planned Giving, Community Development, Annual Giving, Grants
Education
University of Central Florida 1990 — 1992
Bachelor of Science in Business Administration(B.S.B.A.), Finance
Frank Patzke, CFP® Frank Patzke, CFP®'s LPL Financial Experience 1993 - Present
Job President of Guidant Wealth Advisors
Industry Financial Services
Experience
Guidant Wealth Advisors 2001 - Present
LPL Financial 1993 - Present
FSKS Properties 2007 - Present
FP Financial Services, Inc. January 1996 - August 2009
Responsible Investment Group February 1993 - October 1995
The Chicago Corporation March 1988 - January 1993
Prescott, Ball & Turben January 1984 - March 1988
Burton J. Vincent, Chesley & Company October 1978 - January 1984
Education
University of Illinois at Urbana-Champaign 1975 — 1978
MBA
University of Illinois at Urbana-Champaign 1968 — 1973
BA, Political Science
Guidant Wealth Advisors 2001 - Present
LPL Financial 1993 - Present
FSKS Properties 2007 - Present
FP Financial Services, Inc. January 1996 - August 2009
Responsible Investment Group February 1993 - October 1995
The Chicago Corporation March 1988 - January 1993
Prescott, Ball & Turben January 1984 - March 1988
Burton J. Vincent, Chesley & Company October 1978 - January 1984
Education
University of Illinois at Urbana-Champaign 1975 — 1978
MBA
University of Illinois at Urbana-Champaign 1968 — 1973
BA, Political Science
Ryan Hsin Ryan Hsin's LPL Financial Experience January 2013 - June 2013
Job Real Estate Intern at Radius Group
Industry Financial Services
Experience
Radius Group January 2014 - March 2014
Berkshire Hathaway HomeServices September 2013 - December 2013
LPL Financial January 2013 - June 2013
Financial Network Investment Corporation, Member SIPC October 2012 - January 2013
UCSB Facilities Management October 2012 - December 2012
Creekside Elementary School Extended School Services October 2010 - June 2011
Papa John’s September 2010 - June 2011
Skills
Administrative..., Facilities Management, Call Center, Database Administration, Asset Allocation, Financial Analysis, Account Management, Marketing
Education
UCSB 2011 — 2014
Bachelor of Arts (B.A.), Economics
Mt. Carmel High School 2007 — 2011
High School Diploma
Radius Group January 2014 - March 2014
Berkshire Hathaway HomeServices September 2013 - December 2013
LPL Financial January 2013 - June 2013
Financial Network Investment Corporation, Member SIPC October 2012 - January 2013
UCSB Facilities Management October 2012 - December 2012
Creekside Elementary School Extended School Services October 2010 - June 2011
Papa John’s September 2010 - June 2011
Skills
Administrative..., Facilities Management, Call Center, Database Administration, Asset Allocation, Financial Analysis, Account Management, Marketing
Education
UCSB 2011 — 2014
Bachelor of Arts (B.A.), Economics
Mt. Carmel High School 2007 — 2011
High School Diploma
Brent D. Thoman's LPL Financial Experience July 2014 - Present
Job Partner at coreVision Financial Group
Industry Financial Services
Experience
coreVision Financial Group January 2015 - Present
LPL Financial July 2014 - Present
Thoman Financial Advisors July 2012 - December 2014
Lincoln Financial Securities July 2005 - July 2014
Business & Professional Financial Services, Inc. June 1999 - June 2012
Skills
Fee Based Investment..., 401k Rollovers, Mutual Funds, Stocks, Bonds, Traditional IRA's, Roth IRA's, 529 Plans, Variable Annuities, Fixed Annuities, 401k's, Retirement Planning, Estate Planning, Life Insurance -..., Long Term Care Insurance, Securities, Financial Services, Financial Advisory, FINRA, Insurance, Marketing, Series 7, Life Insurance, Retirement, Wealth Management, Long-term Care, Term Life Insurance, Strategic Financial..., Investments, Health Insurance, Asset Management, Small Business, Investment Advisory, IRAs, Relationship Management, Wealth Management..., Wealth, Financial Planners, ERISA, Investment Strategies, Employee Benefits, Series 63
Education
University of Indianapolis 1995 — 1999
Bachelor of Science, Economics and Finance
coreVision Financial Group January 2015 - Present
LPL Financial July 2014 - Present
Thoman Financial Advisors July 2012 - December 2014
Lincoln Financial Securities July 2005 - July 2014
Business & Professional Financial Services, Inc. June 1999 - June 2012
Skills
Fee Based Investment..., 401k Rollovers, Mutual Funds, Stocks, Bonds, Traditional IRA's, Roth IRA's, 529 Plans, Variable Annuities, Fixed Annuities, 401k's, Retirement Planning, Estate Planning, Life Insurance -..., Long Term Care Insurance, Securities, Financial Services, Financial Advisory, FINRA, Insurance, Marketing, Series 7, Life Insurance, Retirement, Wealth Management, Long-term Care, Term Life Insurance, Strategic Financial..., Investments, Health Insurance, Asset Management, Small Business, Investment Advisory, IRAs, Relationship Management, Wealth Management..., Wealth, Financial Planners, ERISA, Investment Strategies, Employee Benefits, Series 63
Education
University of Indianapolis 1995 — 1999
Bachelor of Science, Economics and Finance
Blake Baynham's LPL Financial Experience May 2008 - December 2008
Job Owner at Tropical Smoothie Cafe Wellington
Industry Health, Wellness and Fitness
Experience
Tropical Smoothie Cafe Wellington July 2015 - Present
Hard Exercise Works, Wellington May 2012 - Present
Atlas Spine, Inc. January 2010 - May 2012
Atlas Spine, Inc. September 2009 - January 2010
Atlas Spine, Inc. January 2009 - August 2009
LPL Financial May 2008 - December 2008
Skills
Business Philosophy, Business Planning, Business Strategy, Business Analysis, Business Process..., Team Building, Employee Management, Employee Relations, Employee Training, Project Management, Medical Devices, Spine, Sales Management, Orthopedic, Operating Room, Surgeons, Market Development, Product Launch, Neurosurgery, Healthcare, Surgical Instruments, Microsoft Excel, Microsoft Office, Orthopedics, Sales
Education
University of Florida 2004 — 2008
Bachelor of Science, Psychology
Tropical Smoothie Cafe Wellington July 2015 - Present
Hard Exercise Works, Wellington May 2012 - Present
Atlas Spine, Inc. January 2010 - May 2012
Atlas Spine, Inc. September 2009 - January 2010
Atlas Spine, Inc. January 2009 - August 2009
LPL Financial May 2008 - December 2008
Skills
Business Philosophy, Business Planning, Business Strategy, Business Analysis, Business Process..., Team Building, Employee Management, Employee Relations, Employee Training, Project Management, Medical Devices, Spine, Sales Management, Orthopedic, Operating Room, Surgeons, Market Development, Product Launch, Neurosurgery, Healthcare, Surgical Instruments, Microsoft Excel, Microsoft Office, Orthopedics, Sales
Education
University of Florida 2004 — 2008
Bachelor of Science, Psychology
Dottie Johnson-Newman Dottie Johnson-Newman's LPL Financial Experience April 2013 - Present
Job Securities Industry Compliance Professional
Industry Financial Services
Experience
LPL Financial April 2013 - Present
Financial Industry Regulatory Authority September 1998 - Present
Royal Alliance August 2000 - December 2010
Raymond James February 1997 - November 1999
Joseph Charles & Associates April 1995 - October 1997
Skills
FINRA, Compliance, Investment Advisory, Investments, Series 7, Mutual Funds, Securities, Asset Management, Series 24, Equities, Risk Management, Wealth Management, Series 63, Insurance, Fixed Income, Licensing, Retirement Planning, Supervisory Skills, Series 66, Microsoft Office, Problem Solving, Annuities, Banking, Series 65, Wealth, Broker-Dealer, Investment Advisory..., Bonds, Life & Health Insurance..., Stocks, Asset Managment, Fixed Annuities, Fraud, FinCEN, Compliance Monitoring, Relationship Management, Retirement, Asset Allocation, Variable Annuities, Financial Advisory, ETFs, Alternative Investments, IRAs, 401k, Investment Strategies, Investment Management, Estate Planning, Options
Education
University of Florida
University of West Georgia
Business
LPL Financial April 2013 - Present
Financial Industry Regulatory Authority September 1998 - Present
Royal Alliance August 2000 - December 2010
Raymond James February 1997 - November 1999
Joseph Charles & Associates April 1995 - October 1997
Skills
FINRA, Compliance, Investment Advisory, Investments, Series 7, Mutual Funds, Securities, Asset Management, Series 24, Equities, Risk Management, Wealth Management, Series 63, Insurance, Fixed Income, Licensing, Retirement Planning, Supervisory Skills, Series 66, Microsoft Office, Problem Solving, Annuities, Banking, Series 65, Wealth, Broker-Dealer, Investment Advisory..., Bonds, Life & Health Insurance..., Stocks, Asset Managment, Fixed Annuities, Fraud, FinCEN, Compliance Monitoring, Relationship Management, Retirement, Asset Allocation, Variable Annuities, Financial Advisory, ETFs, Alternative Investments, IRAs, 401k, Investment Strategies, Investment Management, Estate Planning, Options
Education
University of Florida
University of West Georgia
Business
Solome Okolong Solome Okolong's LPL Financial Experience July 2012 - December 2012
Job University of Hartford
Industry Investment Management
Experience
LPL Financial July 2012 - December 2012
ARAMARK February 2011 - December 2012
Skills
Microsoft Excel, Microsoft Office, Event Management, Tax Returns, Customer Service, Food Service, Public Speaking, Accounting, PowerPoint, Event Planning, Office Management, Microsoft Word
Education
University of Hartford 2009 — 2012
Bachelor of Science, Economics & Finance, Accounting
LPL Financial July 2012 - December 2012
ARAMARK February 2011 - December 2012
Skills
Microsoft Excel, Microsoft Office, Event Management, Tax Returns, Customer Service, Food Service, Public Speaking, Accounting, PowerPoint, Event Planning, Office Management, Microsoft Word
Education
University of Hartford 2009 — 2012
Bachelor of Science, Economics & Finance, Accounting
Jason Rini Jason Rini's LPL Financial Experience March 2013 - April 2015
Job Product Management
Industry Financial Services
Experience
LPL Financial March 2013 - April 2015
LPL Financial March 2011 - March 2013
LPL Financial March 2010 - March 2011
LPL Financial January 2007 - March 2010
LPL Financial September 2005 - January 2007
LPL Financial November 2004 - September 2005
LPL Financial December 2003 - November 2004
LPL Financial April 2002 - December 2003
Push America January 2001 - May 2001
Skills
Series 7, Series 63, Series 24, Securities, Mutual Funds, FINRA, Wealth Management, Alternative Investments, Risk Management, Vendor Management, Investments, Uniform Combined State..., Financial Services, Portfolio Management, Finance, Equities, Asset Management, Financial Analysis, Relationship Management, Retirement, Asset Allocation, Series 65, ETFs, Trading, Hedge Funds, Options, Insurance, Business Process, Capital Markets, Series 6, Variable Annuities, Fixed Income, Bloomberg, Financial Markets, 401k, Financial Modeling, Equity Trading, Budgets, AML, Bonds, Due Diligence, Business Process..., Project Management
Education
University of Colorado at Boulder 1996 — 2000
Bachelor’s of Science – Business Administration, Finance
University of Colorado at Boulder - Leeds School of Business 1996 — 2000
Bachelor’s of Science – Business Administration, Finance, General
CSU
LPL Financial March 2013 - April 2015
LPL Financial March 2011 - March 2013
LPL Financial March 2010 - March 2011
LPL Financial January 2007 - March 2010
LPL Financial September 2005 - January 2007
LPL Financial November 2004 - September 2005
LPL Financial December 2003 - November 2004
LPL Financial April 2002 - December 2003
Push America January 2001 - May 2001
Skills
Series 7, Series 63, Series 24, Securities, Mutual Funds, FINRA, Wealth Management, Alternative Investments, Risk Management, Vendor Management, Investments, Uniform Combined State..., Financial Services, Portfolio Management, Finance, Equities, Asset Management, Financial Analysis, Relationship Management, Retirement, Asset Allocation, Series 65, ETFs, Trading, Hedge Funds, Options, Insurance, Business Process, Capital Markets, Series 6, Variable Annuities, Fixed Income, Bloomberg, Financial Markets, 401k, Financial Modeling, Equity Trading, Budgets, AML, Bonds, Due Diligence, Business Process..., Project Management
Education
University of Colorado at Boulder 1996 — 2000
Bachelor’s of Science – Business Administration, Finance
University of Colorado at Boulder - Leeds School of Business 1996 — 2000
Bachelor’s of Science – Business Administration, Finance, General
CSU
Kendra Gray Kendra Gray's LPL Financial Experience November 2014 - Present
Job Supervisory Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2014 - Present
First Midwest Securities, Inc. September 2013 - November 2014
First Midwest Securities, Inc January 2012 - September 2013
First Midwest Securities, Inc August 2010 - January 2012
Midwestern Securities Trading Company, LLC November 2000 - August 2010
Skills
Investment Advisory, AML, Securities, Series 24, Mutual Funds, FINRA, Equities, Investments, Series 63, Financial Services, Portfolio Management, Fixed Annuities, Risk Management
Education
University of Illinois Springfield 2003 — 2005
Bachelor of Arts, Management
LPL Financial November 2014 - Present
First Midwest Securities, Inc. September 2013 - November 2014
First Midwest Securities, Inc January 2012 - September 2013
First Midwest Securities, Inc August 2010 - January 2012
Midwestern Securities Trading Company, LLC November 2000 - August 2010
Skills
Investment Advisory, AML, Securities, Series 24, Mutual Funds, FINRA, Equities, Investments, Series 63, Financial Services, Portfolio Management, Fixed Annuities, Risk Management
Education
University of Illinois Springfield 2003 — 2005
Bachelor of Arts, Management
Richard Dunstan Richard Dunstan's LPL Financial Experience February 2008 - Present
Job VP Compliance & Risk Control at LPL
Industry Financial Services
Experience
LPL Financial February 2008 - Present
Multi-Financial Securities Corporation August 2002 - January 2008
IFG Network Securities, Inc February 1996 - April 2002
Skills
Securities, Compliance, Series 7, Securities Regulation, Auditing, Mutual Funds, Asset Management, Investments, Customer Relations, Investment Advisory, Risk Management, AML, Licensing, Microsoft Office, Excel, Coaching, Securities Law, Client Service, Word, FINRA, Series 24, Series 63, Equities, Risk, Financial Services, Broker-Dealer, Wealth Management, Series 65, Retirement Planning, ETFs, Asset Allocation, Investment Management, Anti Money Laundering, Customer Service
Education
University of Florida
BA
LPL Financial February 2008 - Present
Multi-Financial Securities Corporation August 2002 - January 2008
IFG Network Securities, Inc February 1996 - April 2002
Skills
Securities, Compliance, Series 7, Securities Regulation, Auditing, Mutual Funds, Asset Management, Investments, Customer Relations, Investment Advisory, Risk Management, AML, Licensing, Microsoft Office, Excel, Coaching, Securities Law, Client Service, Word, FINRA, Series 24, Series 63, Equities, Risk, Financial Services, Broker-Dealer, Wealth Management, Series 65, Retirement Planning, ETFs, Asset Allocation, Investment Management, Anti Money Laundering, Customer Service
Education
University of Florida
BA
Kristen Reed Kristen Reed's LPL Financial Experience June 2012 - September 2012
Job Public Accountant
Industry Accounting
Experience
Kentner Sellers CPAs September 2013 - Present
Ferco Aerospace Group October 2012 - September 2013
LPL Financial June 2012 - September 2012
University of Cincinnati September 2010 - June 2012
St. John the Baptist Catholic Church June 2007 - June 2012
Skills
Music, Musicians, Accounting, Facebook, Financial Accounting, Saxophone, Social Media, Microsoft Word, Classical, Tax Preparation, Excel, Music Theory, Word, Accounts Payable, Twitter, Tumblr, Account Reconciliation, Customer Service, Accounts Receivable, General Ledger, Pianist, Bank Reconciliation, Leadership, Ensemble, Band, Piano, Choral, YouTube, Music Education, Music Performance, Fundraising, Arts Administration, Volunteering, Music Festivals, Team Leadership, Microsoft Excel, Bands, Auditing, Financial Reporting
Education
University of Cincinnati 2008 — 2012
Bachelor of Music, Music Performance and Accounting
University of Cincinnati, College-Conservatory of Music 200 2008 — 2012
BA, Music Performance, June 2012
Tippecanoe High School 2004 — 2008
Kentner Sellers CPAs September 2013 - Present
Ferco Aerospace Group October 2012 - September 2013
LPL Financial June 2012 - September 2012
University of Cincinnati September 2010 - June 2012
St. John the Baptist Catholic Church June 2007 - June 2012
Skills
Music, Musicians, Accounting, Facebook, Financial Accounting, Saxophone, Social Media, Microsoft Word, Classical, Tax Preparation, Excel, Music Theory, Word, Accounts Payable, Twitter, Tumblr, Account Reconciliation, Customer Service, Accounts Receivable, General Ledger, Pianist, Bank Reconciliation, Leadership, Ensemble, Band, Piano, Choral, YouTube, Music Education, Music Performance, Fundraising, Arts Administration, Volunteering, Music Festivals, Team Leadership, Microsoft Excel, Bands, Auditing, Financial Reporting
Education
University of Cincinnati 2008 — 2012
Bachelor of Music, Music Performance and Accounting
University of Cincinnati, College-Conservatory of Music 200 2008 — 2012
BA, Music Performance, June 2012
Tippecanoe High School 2004 — 2008
Amy (Zvonkovic) Galli's LPL Financial Experience January 2005 - October 2011
Job Vice President, Advisor Marketing Programs at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group October 2011 - Present
LPL Financial January 2005 - October 2011
Merrill Lynch 1998 - 2003
Education
University of Delaware 1994 — 1998
Bachelor, Consumer Economics
Cetera Financial Group October 2011 - Present
LPL Financial January 2005 - October 2011
Merrill Lynch 1998 - 2003
Education
University of Delaware 1994 — 1998
Bachelor, Consumer Economics
Ashwin Kantaria Ashwin Kantaria's LPL Financial Experience January 2014 - August 2014
Job Program Manager at Nielsen
Industry Information Technology and Services
Experience
Nielsen May 2015 - Present
Staples December 2014 - April 2015
LPL Financial January 2014 - August 2014
Cigna July 2013 - October 2013
Fidelity Investments April 2012 - March 2013
Merck January 2010 - July 2012
CIGNA June 2009 - September 2009
Pfizer June 2004 - December 2008
Pfizer November 2003 - May 2004
CIGNA January 2001 - September 2003
Skills
Health Insurance, Aerospace, Retail, Quality Assurance, Insurance - Life &..., Pharmaceuticals, Manufacturing, Sales Support, Customer Satisfaction, IT Management, IT Service Management, Process Improvement, Informatics, Program Management, Pharmaceutical Industry, Data Warehousing, Finance, Project Management, Continuous Improvement, Vendor Management, Sales Operations, ITIL, Cross-functional Team..., Leadership, Team Building, Financial Services, SDLC, Software Documentation, Requirements Analysis, Business Process, ERP, Project Portfolio..., Change Management, Testing, Strategy
Education
University of Detroit Mercy 1980 — 1983
M.E., Engineering
DDIT, Uni of Gujarat, India 1973 — 1979
BS, Engineering
Nielsen May 2015 - Present
Staples December 2014 - April 2015
LPL Financial January 2014 - August 2014
Cigna July 2013 - October 2013
Fidelity Investments April 2012 - March 2013
Merck January 2010 - July 2012
CIGNA June 2009 - September 2009
Pfizer June 2004 - December 2008
Pfizer November 2003 - May 2004
CIGNA January 2001 - September 2003
Skills
Health Insurance, Aerospace, Retail, Quality Assurance, Insurance - Life &..., Pharmaceuticals, Manufacturing, Sales Support, Customer Satisfaction, IT Management, IT Service Management, Process Improvement, Informatics, Program Management, Pharmaceutical Industry, Data Warehousing, Finance, Project Management, Continuous Improvement, Vendor Management, Sales Operations, ITIL, Cross-functional Team..., Leadership, Team Building, Financial Services, SDLC, Software Documentation, Requirements Analysis, Business Process, ERP, Project Portfolio..., Change Management, Testing, Strategy
Education
University of Detroit Mercy 1980 — 1983
M.E., Engineering
DDIT, Uni of Gujarat, India 1973 — 1979
BS, Engineering
Julie Murphy Casserly's LPL Financial Experience 2007 - Present
Job CFP®,CLU, ChFC, MBA, President of JMC Wealth Management.
Industry Financial Services
Experience
Beyond Your Wildest Dreams, LLC July 2008 - Present
LPL Financial 2007 - Present
JMC Wealth Management, Inc. October 2003 - Present
Carolyn Gable Retreats It's All About Women April 2012 - April 2012
Sages & Scientists 2012 - 2012
Emotion Behind Money 2008 - 2011
PWCC Luncheon 2007 - 2011
PWCC Luncheon 2007 - 2011
Speaker @ WBDC 2008 - 2010
Speaker/Author on The Emotion Behind Money 2005 - 2010
Skills
Public Speaking, Wealth Management, Financial Services, Finance, Small Business, Strategic Planning, Investments, Coaching, Strategic Financial..., Financial Modeling, Wealth Accumulation..., Wealth Preservation..., Money Management, Media, Motivational Speaking, Retirement Planning, Business Strategy, Mutual Funds, Fixed Annuities, Engaging Public Speaker, Securities, Strategy, Retirement, Financial Advisory, Estate Planning, Oil/Gas, Investment Strategies, 401k, Asset Allocation, Wealth, IRAs, Alternative Investments, Financial Planners, Investment Management, Personal Finance, Series 63, FINRA, Portfolio Management, Asset Management, Life Insurance, Long-term Care
Education
University of Notre Dame - Mendoza College of Business 2003 — 2005
MBA, Executive Program
University of Illinois at Urbana-Champaign - College of Business 1991 — 1995
Bachelors, Finance
Beyond Your Wildest Dreams, LLC July 2008 - Present
LPL Financial 2007 - Present
JMC Wealth Management, Inc. October 2003 - Present
Carolyn Gable Retreats It's All About Women April 2012 - April 2012
Sages & Scientists 2012 - 2012
Emotion Behind Money 2008 - 2011
PWCC Luncheon 2007 - 2011
PWCC Luncheon 2007 - 2011
Speaker @ WBDC 2008 - 2010
Speaker/Author on The Emotion Behind Money 2005 - 2010
Skills
Public Speaking, Wealth Management, Financial Services, Finance, Small Business, Strategic Planning, Investments, Coaching, Strategic Financial..., Financial Modeling, Wealth Accumulation..., Wealth Preservation..., Money Management, Media, Motivational Speaking, Retirement Planning, Business Strategy, Mutual Funds, Fixed Annuities, Engaging Public Speaker, Securities, Strategy, Retirement, Financial Advisory, Estate Planning, Oil/Gas, Investment Strategies, 401k, Asset Allocation, Wealth, IRAs, Alternative Investments, Financial Planners, Investment Management, Personal Finance, Series 63, FINRA, Portfolio Management, Asset Management, Life Insurance, Long-term Care
Education
University of Notre Dame - Mendoza College of Business 2003 — 2005
MBA, Executive Program
University of Illinois at Urbana-Champaign - College of Business 1991 — 1995
Bachelors, Finance
Deanna I. Moss, CLTC Deanna I. Moss, CLTC's LPL Financial Experience February 2015 - Present
Job Senior Internal Consultant | Insurance & Annuities LPL Financial
Industry Financial Services
Experience
LPL Financial February 2015 - Present
LPL Financial March 2010 - Present
LPL Financial March 2008 - March 2010
RBC Insurance 2007 - 2008
Bankers Life and Casualty 2006 - September 2007
Detroiters Working for Environmental Justice January 2002 - November 2005
City Wide Paging November 1994 - February 2001
Skills
Series 6, Life, LTC & Med Supp..., Long Term Care Planning, Disability Insurance, Annuities, Product Placement, Consulting, Universal Life, Term Life Insurance, Long Term Care Insurance, Long-term Care, Fixed Annuities, Retirement Planning, Retirement, Insurance, Life Insurance, Series 63, Small Business, Whole Life, Asset Allocation, Financial Services, Sales
Education
University of Detroit Mercy
Bachelor of Arts (B.A.), Communications
LPL Financial February 2015 - Present
LPL Financial March 2010 - Present
LPL Financial March 2008 - March 2010
RBC Insurance 2007 - 2008
Bankers Life and Casualty 2006 - September 2007
Detroiters Working for Environmental Justice January 2002 - November 2005
City Wide Paging November 1994 - February 2001
Skills
Series 6, Life, LTC & Med Supp..., Long Term Care Planning, Disability Insurance, Annuities, Product Placement, Consulting, Universal Life, Term Life Insurance, Long Term Care Insurance, Long-term Care, Fixed Annuities, Retirement Planning, Retirement, Insurance, Life Insurance, Series 63, Small Business, Whole Life, Asset Allocation, Financial Services, Sales
Education
University of Detroit Mercy
Bachelor of Arts (B.A.), Communications
Karen Vail Karen Vail's LPL Financial Experience February 2008 - November 2008
Job Vascular Sales Rep at CareFusion
Industry Medical Devices
Experience
CareFusion November 2008 - Present
LPL Financial February 2008 - November 2008
Student Loan Xpress January 2006 - February 2008
Hilton September 2003 - December 2006
Hilton October 2002 - August 2003
· Coconut Grove Arts Festival May 2000 - September 2002
Skills
Marketing, Sales, Medical Devices, Event Management
Education
University of Florida 1995 — 2000
Bachelor of Science, Public Relations
CareFusion November 2008 - Present
LPL Financial February 2008 - November 2008
Student Loan Xpress January 2006 - February 2008
Hilton September 2003 - December 2006
Hilton October 2002 - August 2003
· Coconut Grove Arts Festival May 2000 - September 2002
Skills
Marketing, Sales, Medical Devices, Event Management
Education
University of Florida 1995 — 2000
Bachelor of Science, Public Relations
Donna (Shattuck) Schroeder's LPL Financial Experience March 2004 - September 2005
Job Financial Services Professional
Industry Financial Services
Experience
Financial Industry Regulatory Authority (FINRA) September 2005 - August 2006
LPL Financial March 2004 - September 2005
Commonwealth Financial Network October 2003 - March 2004
LPL Financial April 2002 - October 2003
Commonwealth Financial Group October 2001 - April 2002
Bank One June 1997 - July 2001
Skills
Training, Finance, Investments, Auditing, Securities
Education
University of Central Oklahoma 1989 — 1998
Bachelor’s Degree, Marketing
Financial Industry Regulatory Authority (FINRA) September 2005 - August 2006
LPL Financial March 2004 - September 2005
Commonwealth Financial Network October 2003 - March 2004
LPL Financial April 2002 - October 2003
Commonwealth Financial Group October 2001 - April 2002
Bank One June 1997 - July 2001
Skills
Training, Finance, Investments, Auditing, Securities
Education
University of Central Oklahoma 1989 — 1998
Bachelor’s Degree, Marketing
Brendan Marshall's LPL Financial Experience September 2009 - July 2010
Job
Industry Nonprofit Organization Management
Experience
CohnReznick LLP June 2013 - June 2015
WebbMason November 2010 - February 2013
Octagon June 2010 - October 2010
LPL Financial September 2009 - July 2010
Skills
Planning, Logistics, Organization, Writing, Leadership, Efficiency
Education
University of Delaware - Lerner College of Business and Economics 2005 — 2009
B.S.
Loyola Blakefield 1998 — 2005
CohnReznick LLP June 2013 - June 2015
WebbMason November 2010 - February 2013
Octagon June 2010 - October 2010
LPL Financial September 2009 - July 2010
Skills
Planning, Logistics, Organization, Writing, Leadership, Efficiency
Education
University of Delaware - Lerner College of Business and Economics 2005 — 2009
B.S.
Loyola Blakefield 1998 — 2005
Steve Haulk's LPL Financial Experience May 2015 - Present
Job Compliance Analyst within the Centralized Consulting Group at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2015 - Present
Tradeking LLC December 2013 - May 2015
Waddell & Reed February 2013 - December 2013
SKH Consulting January 2012 - March 2013
Atkins North America, Inc. October 2010 - January 2012
DRMP, Inc. July 2009 - October 2010
HNTB, Inc. October 2008 - June 2009
ESciences, Inc. December 2007 - August 2008
MSCW, Inc. August 2002 - December 2007
WilsonMiller, Inc. 1998 - 2002
Skills
Project Management, Staff Management, Financial Analysis, Budget Process, Proposal Writing, Communication Skills, Microsof Office..., Superior Work Ethic, Highly Developed..., Applied Research, Managing Deadlines, Goal Oriented, Federal Coordination..., Highly Detail Oriented, Exceptional Organization, Business Relationship..., Financial Contract..., Environmental Impact..., Environmental Awareness, Environmental Consulting, Microsoft Office, Stormwater Management, Civil Engineering, Ecology, GIS
Education
University of Central Florida 1994 — 1996
Bachelor of Science (B.S.), Biology, General
LPL Financial May 2015 - Present
Tradeking LLC December 2013 - May 2015
Waddell & Reed February 2013 - December 2013
SKH Consulting January 2012 - March 2013
Atkins North America, Inc. October 2010 - January 2012
DRMP, Inc. July 2009 - October 2010
HNTB, Inc. October 2008 - June 2009
ESciences, Inc. December 2007 - August 2008
MSCW, Inc. August 2002 - December 2007
WilsonMiller, Inc. 1998 - 2002
Skills
Project Management, Staff Management, Financial Analysis, Budget Process, Proposal Writing, Communication Skills, Microsof Office..., Superior Work Ethic, Highly Developed..., Applied Research, Managing Deadlines, Goal Oriented, Federal Coordination..., Highly Detail Oriented, Exceptional Organization, Business Relationship..., Financial Contract..., Environmental Impact..., Environmental Awareness, Environmental Consulting, Microsoft Office, Stormwater Management, Civil Engineering, Ecology, GIS
Education
University of Central Florida 1994 — 1996
Bachelor of Science (B.S.), Biology, General
John Venne, CFP®, ChFC®'s LPL Financial Experience August 2015 - Present
Job Private Wealth Advisor
Industry Financial Services
Experience
LPL Financial August 2015 - Present
PNC Investments August 2009 - August 2015
Ameriprise Financial September 2005 - July 2009
Newmark & Company Real Estate May 2004 - June 2005
Canon August 2000 - April 2004
Education
University of Delaware 1996 — 2000
BS
Holy Ghost
LPL Financial August 2015 - Present
PNC Investments August 2009 - August 2015
Ameriprise Financial September 2005 - July 2009
Newmark & Company Real Estate May 2004 - June 2005
Canon August 2000 - April 2004
Education
University of Delaware 1996 — 2000
BS
Holy Ghost
Liz Legacy's LPL Financial Experience 2006 - 2007
Job
Industry Financial Services
Experience
Commonwealth Financial Network October 2013 - Present
Commonwealth Financial Network February 2013 - October 2013
Commonwealth Financial Network September 2011 - February 2013
LPL July 2007 - December 2010
LPL Financial 2006 - 2007
Ameriprise Financial 2002 - 2006
American Express Financial Advisors 2001 - 2002
Education
University of Redlands 2004 — 2006
M.B.A, Finance
University of California, Santa Cruz 1999 — 2000
B.A., Business Management Economics
Commonwealth Financial Network October 2013 - Present
Commonwealth Financial Network February 2013 - October 2013
Commonwealth Financial Network September 2011 - February 2013
LPL July 2007 - December 2010
LPL Financial 2006 - 2007
Ameriprise Financial 2002 - 2006
American Express Financial Advisors 2001 - 2002
Education
University of Redlands 2004 — 2006
M.B.A, Finance
University of California, Santa Cruz 1999 — 2000
B.A., Business Management Economics
Albert Joseph III's LPL Financial Experience June 2009 - April 2010
Job Service360 Team LPL Financial
Industry Financial Services
Experience
LPL Financial June 2009 - April 2010
The Newport Group April 2008 - August 2008
Standard Retirement Services June 2002 - March 2008
Skills
Business Analysis, Process Improvement, Retirement Planning, Team Leadership, Customer Service, Insurance, Team Building
Education
University of Colorado Denver
LPL Financial June 2009 - April 2010
The Newport Group April 2008 - August 2008
Standard Retirement Services June 2002 - March 2008
Skills
Business Analysis, Process Improvement, Retirement Planning, Team Leadership, Customer Service, Insurance, Team Building
Education
University of Colorado Denver
Aaron Cannata's LPL Financial Experience December 2009 - May 2011
Job Investment Consultant at Scottrade
Industry Financial Services
Experience
Scottrade April 2014 - Present
New England Securities March 2012 - March 2014
Honest Label Foods May 2011 - January 2012
LPL Financial December 2009 - May 2011
Remington International July 2007 - January 2008
Skills
Management, Strategic Planning, Investments, Sales, Analysis, Research, Strategic Financial..., Account Management, New Business Development, Sales Management, Customer Service, Salesforce.com, Business Development, Microsoft Excel, Microsoft Office
Education
University of California, Santa Cruz 2003 — 2007
BS, Finance
Irvine High School 1999 — 2003
Scottrade April 2014 - Present
New England Securities March 2012 - March 2014
Honest Label Foods May 2011 - January 2012
LPL Financial December 2009 - May 2011
Remington International July 2007 - January 2008
Skills
Management, Strategic Planning, Investments, Sales, Analysis, Research, Strategic Financial..., Account Management, New Business Development, Sales Management, Customer Service, Salesforce.com, Business Development, Microsoft Excel, Microsoft Office
Education
University of California, Santa Cruz 2003 — 2007
BS, Finance
Irvine High School 1999 — 2003
Adam Login's LPL Financial Experience October 2007 - April 2009
Job Internal Wholesaler at The Prudential Insurance Company of America
Industry Financial Services
Experience
The Prudential Insurance Company of America November 2013 - Present
The Prudential Insurance Company of America August 2012 - November 2013
The Prudential Insurance Company of America May 2011 - August 2012
Ameriprise Financial November 2010 - February 2011
American Eagle Financial Services October 2007 - November 2010
LPL Financial October 2007 - April 2009
New York Life May 2006 - October 2007
Hartford Life November 2004 - May 2006
Morgan Stanley June 2004 - September 2004
Skills
Life Insurance
Education
The American College 2014 — 2017
CLU
University of Hartford 2000 — 2004
Bachelor of Science (B.S.), Economics and Finance
University of Hartford 2000 — 2002
Associate of Arts (A.A.), Liberal Arts and Sciences/Liberal Studies
The Prudential Insurance Company of America November 2013 - Present
The Prudential Insurance Company of America August 2012 - November 2013
The Prudential Insurance Company of America May 2011 - August 2012
Ameriprise Financial November 2010 - February 2011
American Eagle Financial Services October 2007 - November 2010
LPL Financial October 2007 - April 2009
New York Life May 2006 - October 2007
Hartford Life November 2004 - May 2006
Morgan Stanley June 2004 - September 2004
Skills
Life Insurance
Education
The American College 2014 — 2017
CLU
University of Hartford 2000 — 2004
Bachelor of Science (B.S.), Economics and Finance
University of Hartford 2000 — 2002
Associate of Arts (A.A.), Liberal Arts and Sciences/Liberal Studies
Lauren Hoyt-Williams's LPL Financial Experience September 2014 - Present
Job Public Relations
Industry Public Relations and Communications
Experience
LPL Financial September 2014 - Present
Laser Spine Institute April 2013 - February 2014
Busch Gardens and Adventure Island December 2010 - April 2013
Busch Gardens/SeaWorld Parks & Entertainment September 2007 - December 2010
The Herald October 2000 - January 2007
Skills
Media Relations, Press Releases, Public Relations, Copywriting, Journalism, Marketing Communications, Ap Style, Editing, Publicity, Event Planning, Advertising, Social Networking, Marketing, Corporate Communications, Integrated Marketing, Copy Editing, Internal Communications, Strategic Communications, Newspapers, Creative Writing, Content Strategy, Proofreading, Content Development, Speech Writing, Feature Articles, Storytelling, Corporate Events, Newsletters
Education
University of Florida 1997 — 1999
B.S., Journalism
University of Florida 1993 — 1997
B.S., Advertising
LPL Financial September 2014 - Present
Laser Spine Institute April 2013 - February 2014
Busch Gardens and Adventure Island December 2010 - April 2013
Busch Gardens/SeaWorld Parks & Entertainment September 2007 - December 2010
The Herald October 2000 - January 2007
Skills
Media Relations, Press Releases, Public Relations, Copywriting, Journalism, Marketing Communications, Ap Style, Editing, Publicity, Event Planning, Advertising, Social Networking, Marketing, Corporate Communications, Integrated Marketing, Copy Editing, Internal Communications, Strategic Communications, Newspapers, Creative Writing, Content Strategy, Proofreading, Content Development, Speech Writing, Feature Articles, Storytelling, Corporate Events, Newsletters
Education
University of Florida 1997 — 1999
B.S., Journalism
University of Florida 1993 — 1997
B.S., Advertising
Scott Dozier's LPL Financial Experience June 2007 - October 2010
Job Vice President of Sales and Marketing at Alliance Benefit Group of Houston
Industry Financial Services
Experience
Alliance Benefit Group of Houston March 2013 - Present
Fidelity Investments October 2010 - March 2013
Houston Wealth Strategies May 2009 - October 2010
LPL Financial June 2007 - October 2010
Sterling Bank June 2007 - May 2009
Merrill Lynch December 2004 - June 2007
Skills
Wealth Management, Investments, Mutual Funds, Investment Advisory, Retirement Planning, 401k, Employee Benefits, Retirement, Asset Management, Portfolio Management, Strategic Financial..., Customer Service, Series 7, Retirement Plan..., Qualified Retirement..., Financial Advisory, Finance, Defined Benefit, Asset Allocation, Series 63, Securities, Alternative Investments, Uniform Combined State..., Financial Planning
Education
University of Houston 1993 — 1998
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Alliance Benefit Group of Houston March 2013 - Present
Fidelity Investments October 2010 - March 2013
Houston Wealth Strategies May 2009 - October 2010
LPL Financial June 2007 - October 2010
Sterling Bank June 2007 - May 2009
Merrill Lynch December 2004 - June 2007
Skills
Wealth Management, Investments, Mutual Funds, Investment Advisory, Retirement Planning, 401k, Employee Benefits, Retirement, Asset Management, Portfolio Management, Strategic Financial..., Customer Service, Series 7, Retirement Plan..., Qualified Retirement..., Financial Advisory, Finance, Defined Benefit, Asset Allocation, Series 63, Securities, Alternative Investments, Uniform Combined State..., Financial Planning
Education
University of Houston 1993 — 1998
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Eric Hagebusch, AIF®'s LPL Financial Experience September 2014 - June 2015
Job The ROI Experience™ | Employee Benefits | Corporate Retirement Plans | Benefits Technology | Benefits Communication
Industry Financial Services
Experience
CapFinancial Securites, LLC June 2015 - Present
Pensionmark Retirement Group September 2014 - Present
Kainos Partners, Inc. January 2011 - Present
United Benefit Advisors January 2005 - Present
LPL Financial September 2014 - June 2015
Financial Telesis, Inc. January 2011 - September 2014
First Harbor Group, LLC July 1999 - December 2010
Securities America March 1999 - December 2010
Securities America Advisors, Inc. March 1999 - December 2010
First Harbor Group, LLC 1998 - December 2010
Skills
Retirement Plan..., 401k, 403 b, Fiduciary Services, Non-Qualified Deferred..., Retirement Savings, Cost Savings, Employee Benefits, Health Insurance, Disability Insurance, Life Insurance, Dental Insurance, Vision Insurance, Long Term Care Insurance, Critical Illness, Voluntary Employee..., Health Savings Accounts, Benefits Administration, Online Enrollment, Cost Control, HRIS, Management, Leadership
Education
University of Houston, C.T. Bauer College of Business
Business
CapFinancial Securites, LLC June 2015 - Present
Pensionmark Retirement Group September 2014 - Present
Kainos Partners, Inc. January 2011 - Present
United Benefit Advisors January 2005 - Present
LPL Financial September 2014 - June 2015
Financial Telesis, Inc. January 2011 - September 2014
First Harbor Group, LLC July 1999 - December 2010
Securities America March 1999 - December 2010
Securities America Advisors, Inc. March 1999 - December 2010
First Harbor Group, LLC 1998 - December 2010
Skills
Retirement Plan..., 401k, 403 b, Fiduciary Services, Non-Qualified Deferred..., Retirement Savings, Cost Savings, Employee Benefits, Health Insurance, Disability Insurance, Life Insurance, Dental Insurance, Vision Insurance, Long Term Care Insurance, Critical Illness, Voluntary Employee..., Health Savings Accounts, Benefits Administration, Online Enrollment, Cost Control, HRIS, Management, Leadership
Education
University of Houston, C.T. Bauer College of Business
Business
Barbara. Peck's LPL Financial Experience 2005 - Present
Job VP Trust consultant at LPL Financial Services
Industry Financial Services
Experience
LPL Financial Services 2005 - Present
Linsco/Private Ledger 2005 - Present
LPL Financial 2005 - Present
LPL 2005 - Present
Banknorth group 1993 - 2000
Skills
Series 63, Wealth Management, Mutual Funds, Retirement Planning, Series 7
Education
University of Connecticut 1968 — 1972
BSN, Nursing
LPL Financial Services 2005 - Present
Linsco/Private Ledger 2005 - Present
LPL Financial 2005 - Present
LPL 2005 - Present
Banknorth group 1993 - 2000
Skills
Series 63, Wealth Management, Mutual Funds, Retirement Planning, Series 7
Education
University of Connecticut 1968 — 1972
BSN, Nursing
Nathan Helms CFP CRPC's LPL Financial Experience April 2008 - February 2014
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. February 2014 - Present
LPL Financial April 2008 - February 2014
Education
University of Florida 2004 — 2006
BA, Finance
Ameriprise Financial Services, Inc. February 2014 - Present
LPL Financial April 2008 - February 2014
Education
University of Florida 2004 — 2006
BA, Finance
Manny Tsesmelis, AAMS's LPL Financial Experience December 2014 - Present
Job President, Financial Advisor at Tsesmelis Wealth Management, Inc. (TWM)
Industry Financial Services
Experience
LPL Financial December 2014 - Present
Wells Fargo Advisors, LLC July 2012 - November 2014
Edward Jones December 2008 - July 2012
JP Morgan Chase May 2007 - November 2008
SunTrust Bank 2006 - 2007
Guaranty Bank 2004 - 2006
US Navy 1997 - 2004
Skills
Investments, Retirement Planning, Leadership, Finance, Marketing, Strategic Financial..., Customer Service, Mutual Funds, Sales, Asset Allocation, Financial Advisory, Uniform Combined State..., Investment Strategies, Retirement, 401k Rollovers, IRAs, FINRA, Wealth Management..., ETFs, Financial Planning, Credit, Loans
Education
University of Florida 1987 — 1993
Bachelor of Arts, Economics
LPL Financial December 2014 - Present
Wells Fargo Advisors, LLC July 2012 - November 2014
Edward Jones December 2008 - July 2012
JP Morgan Chase May 2007 - November 2008
SunTrust Bank 2006 - 2007
Guaranty Bank 2004 - 2006
US Navy 1997 - 2004
Skills
Investments, Retirement Planning, Leadership, Finance, Marketing, Strategic Financial..., Customer Service, Mutual Funds, Sales, Asset Allocation, Financial Advisory, Uniform Combined State..., Investment Strategies, Retirement, 401k Rollovers, IRAs, FINRA, Wealth Management..., ETFs, Financial Planning, Credit, Loans
Education
University of Florida 1987 — 1993
Bachelor of Arts, Economics
Paul Furusho's LPL Financial Experience March 2010 - May 2015
Job Regional Director, Sunlight Financial, LLC
Industry Financial Services
Experience
Sunlight Financial, LLC May 2015 - Present
LPL Financial March 2010 - May 2015
San Francisco Associates December 2007 - January 2010
Citibank 2002 - 2004
Cal Fed Investments 1994 - 2002
Skills
Retirement, Retirement Planning, FINRA, Mutual Funds, Finance, Series 7, 401k, Asset Allocation, Asset Management, Financial Advisory, Fixed Annuities, Investment Advisory, Investments, Life Insurance, Securities, Series 63, Strategic Financial..., Wealth Management
Education
University of Colorado Boulder 1984 — 1989
BA, Economics
Sunlight Financial, LLC May 2015 - Present
LPL Financial March 2010 - May 2015
San Francisco Associates December 2007 - January 2010
Citibank 2002 - 2004
Cal Fed Investments 1994 - 2002
Skills
Retirement, Retirement Planning, FINRA, Mutual Funds, Finance, Series 7, 401k, Asset Allocation, Asset Management, Financial Advisory, Fixed Annuities, Investment Advisory, Investments, Life Insurance, Securities, Series 63, Strategic Financial..., Wealth Management
Education
University of Colorado Boulder 1984 — 1989
BA, Economics
Corrine Morse's LPL Financial Experience May 2011 - November 2012
Job Accountant at Qualcomm
Industry Accounting
Experience
Qualcomm November 2012 - Present
LPL Financial May 2011 - November 2012
Raytheon Polar Services Company November 2008 - October 2010
Wealth Touch Inc January 2007 - October 2008
Food Bank of the Rockies May 2006 - January 2007
Red Rocks Federal Credit Union August 2000 - February 2004
Skills
Common Sense, Microsoft Excel, Microsoft Word, Outlook, Oracle R12 Financials, Tax Accounting, Peachtree, Creative Solutions..., QuickBooks, 10 Key, General Ledger, Microsoft Office, Problem Solving, Close Attention to..., High Organizational..., Time Management, Analytical Skills, Communication Skills, Leadership, Efficent, Account Reconciliation, Accounting, Financial Analysis, Finance
Education
University of Colorado at Denver 2002 — 2006
BS, Accounting and Finance
Qualcomm November 2012 - Present
LPL Financial May 2011 - November 2012
Raytheon Polar Services Company November 2008 - October 2010
Wealth Touch Inc January 2007 - October 2008
Food Bank of the Rockies May 2006 - January 2007
Red Rocks Federal Credit Union August 2000 - February 2004
Skills
Common Sense, Microsoft Excel, Microsoft Word, Outlook, Oracle R12 Financials, Tax Accounting, Peachtree, Creative Solutions..., QuickBooks, 10 Key, General Ledger, Microsoft Office, Problem Solving, Close Attention to..., High Organizational..., Time Management, Analytical Skills, Communication Skills, Leadership, Efficent, Account Reconciliation, Accounting, Financial Analysis, Finance
Education
University of Colorado at Denver 2002 — 2006
BS, Accounting and Finance
Lorenzo Palermo's LPL Financial Experience 2007 - 2008
Job Managing Partner at Steeplechase, LLC
Industry Capital Markets
Experience
Steeplechase, LLC January 2009 - Present
LPL Financial 2007 - 2008
Morgan Stanley 2006 - 2007
Skills
Due Diligence, Restructuring, Portfolio Management, Financial Analysis, Financial Modeling, Mergers, Investments, Hedge Funds, Corporate Finance, Private Equity, Capital Markets, Valuation, Banking, Loans, Credit, Strategic Financial..., Credit Analysis, Risk Management, Corporate Development, Investment Banking, Equities, Securities, Asset Management
Education
University of Illinois at Urbana-Champaign 1999 — 2003
FINANCE & ACCOUNTING
Steeplechase, LLC January 2009 - Present
LPL Financial 2007 - 2008
Morgan Stanley 2006 - 2007
Skills
Due Diligence, Restructuring, Portfolio Management, Financial Analysis, Financial Modeling, Mergers, Investments, Hedge Funds, Corporate Finance, Private Equity, Capital Markets, Valuation, Banking, Loans, Credit, Strategic Financial..., Credit Analysis, Risk Management, Corporate Development, Investment Banking, Equities, Securities, Asset Management
Education
University of Illinois at Urbana-Champaign 1999 — 2003
FINANCE & ACCOUNTING
Jeff Frankel's LPL Financial Experience November 2004 - January 2009
Job Chief Compliance Officer at LM Capital Group, LLC.
Industry Financial Services
Experience
LM Capital Group, LLC January 2010 - Present
LPL Financial November 2004 - January 2009
AIG/Sun America June 2004 - October 2004
Security Investment Co. Of KC 1997 - 2001
Instinet Corporation 1993 - 1997
Education
University of Hartford 1988 — 1992
BA, Political Science
LM Capital Group, LLC January 2010 - Present
LPL Financial November 2004 - January 2009
AIG/Sun America June 2004 - October 2004
Security Investment Co. Of KC 1997 - 2001
Instinet Corporation 1993 - 1997
Education
University of Hartford 1988 — 1992
BA, Political Science
Robin Susskind's LPL Financial Experience January 2009 - December 2011
Job Accountant at Saul B. Lipson & Company
Industry Accounting
Experience
Saul B. Lipson & Company June 2009 - Present
LPL Financial January 2009 - December 2011
Springboard Consulting 2007 - 2008
Skills
Financial Analysis, Accounting, Financial Reporting, Tax, Internal Controls, Business Planning, GAAP, Sarbanes-Oxley Act, Variance Analysis, Analysis, Account Reconciliation, Strategic Financial..., General Ledger
Education
University of Florida 1988 — 1993
Masters, Accounting
Saul B. Lipson & Company June 2009 - Present
LPL Financial January 2009 - December 2011
Springboard Consulting 2007 - 2008
Skills
Financial Analysis, Accounting, Financial Reporting, Tax, Internal Controls, Business Planning, GAAP, Sarbanes-Oxley Act, Variance Analysis, Analysis, Account Reconciliation, Strategic Financial..., General Ledger
Education
University of Florida 1988 — 1993
Masters, Accounting
Jennifer Caffery, CFP®, CDFA's LPL Financial Experience January 2013 - June 2013
Job AVPFinancial Solutions Advisor at Merrill Edge
Industry Financial Services
Experience
LPL Financial January 2013 - June 2013
USAA March 2010 - May 2012
First Command Financial Services January 2010 - March 2010
GEC Marketing, Inc. January 1990 - December 2009
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Mutual Funds, Retirement, Asset Allocation, Estate Planning, Insurance, Asset Management, Certified Divorce..., College Savings Plans, Collaboration, Retirement Savings, Financial Goals, Women Owned Business, NAWBO Member
Education
University of Portland 2007 — 2008
Certificate, Executive Certificate of Financial Planning
University of Houston
BBA, Marketing
LPL Financial January 2013 - June 2013
USAA March 2010 - May 2012
First Command Financial Services January 2010 - March 2010
GEC Marketing, Inc. January 1990 - December 2009
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Mutual Funds, Retirement, Asset Allocation, Estate Planning, Insurance, Asset Management, Certified Divorce..., College Savings Plans, Collaboration, Retirement Savings, Financial Goals, Women Owned Business, NAWBO Member
Education
University of Portland 2007 — 2008
Certificate, Executive Certificate of Financial Planning
University of Houston
BBA, Marketing
Adam Bach's LPL Financial Experience March 2009 - August 2010
Job Field Energy Consultant at SolarCity
Industry Real Estate
Experience
SolarCity May 2014 - Present
ADT Home Security Alarm System September 2012 - Present
The National Group May 2012 - September 2012
Eric L. Bach & Associates September 2010 - October 2011
LPL Financial March 2009 - August 2010
The Hartford January 2008 - March 2009
Skills
Customer Service, Microsoft Office, PowerPoint, Research, Data Entry, Marketing, Outlook, Administrative..., Access, Event Planning, Spreadsheets, Budgets, Social Media, Marketing Strategy, Management, Social Networking, Microsoft Word, Sales, Insurance, Problem Solving, Lead Generation, Prospect List Creation, Oracle, Time Management, Flexibility, Accountable
Education
University of Hartford 2002 — 2006
Bachelor of Science (B.S.), Insurance and Finance
SolarCity May 2014 - Present
ADT Home Security Alarm System September 2012 - Present
The National Group May 2012 - September 2012
Eric L. Bach & Associates September 2010 - October 2011
LPL Financial March 2009 - August 2010
The Hartford January 2008 - March 2009
Skills
Customer Service, Microsoft Office, PowerPoint, Research, Data Entry, Marketing, Outlook, Administrative..., Access, Event Planning, Spreadsheets, Budgets, Social Media, Marketing Strategy, Management, Social Networking, Microsoft Word, Sales, Insurance, Problem Solving, Lead Generation, Prospect List Creation, Oracle, Time Management, Flexibility, Accountable
Education
University of Hartford 2002 — 2006
Bachelor of Science (B.S.), Insurance and Finance
Michele Comarsh-Hein's LPL Financial Experience November 1991 - Present
Job VP Compliance at LPL Financial
Industry Financial Services
Experience
LPL Financial November 1991 - Present
Linsco/Private Ledger 1991 - Present
First Affiliated Securties August 1989 - November 1991
Skills
Securities, FINRA, Series 24, Series 7, Series 65, Series 3, Technology Compliance, Project Management, System Testing, Compliance Testing, Investment Advisory, SEC, Series 63, AML, Financial Services, Alternative Investments, ETFs, Mutual Funds, Broker-Dealer, Uniform Combined State..., 401k, Securities Regulation, Wealth Management, Wealth Management..., Retirement Planning, Variable Annuities, Asset Management
Education
UCSB 1985 — 1989
Bachelor of Arts (BA), Business Economics
LPL Financial November 1991 - Present
Linsco/Private Ledger 1991 - Present
First Affiliated Securties August 1989 - November 1991
Skills
Securities, FINRA, Series 24, Series 7, Series 65, Series 3, Technology Compliance, Project Management, System Testing, Compliance Testing, Investment Advisory, SEC, Series 63, AML, Financial Services, Alternative Investments, ETFs, Mutual Funds, Broker-Dealer, Uniform Combined State..., 401k, Securities Regulation, Wealth Management, Wealth Management..., Retirement Planning, Variable Annuities, Asset Management
Education
UCSB 1985 — 1989
Bachelor of Arts (BA), Business Economics
Abbey (Hue-Ying) Yit's LPL Financial Experience April 2012 - April 2013
Job Accountant at Qualcomm
Industry Accounting
Experience
Qualcomm April 2013 - Present
LPL Financial April 2012 - April 2013
Hawaiian Host Inc. September 2011 - March 2012
University of Hawaii at Manoa August 2007 - January 2012
Starbucks Coffee Hawaii June 2006 - August 2007
Education
University of Hawaii at Manoa 2007 — 2011
BA, Accounting
Qualcomm April 2013 - Present
LPL Financial April 2012 - April 2013
Hawaiian Host Inc. September 2011 - March 2012
University of Hawaii at Manoa August 2007 - January 2012
Starbucks Coffee Hawaii June 2006 - August 2007
Education
University of Hawaii at Manoa 2007 — 2011
BA, Accounting
Eduardo Arenas CLU's LPL Financial Experience April 2009 - Present
Job LPL Financial
Industry Financial Services
Experience
LPL Financial April 2009 - Present
Metlife November 1985 - March 2009
Skills
Mutual Funds, ETFs, Financial Planning, Retirement Planning, Annuities, Insurance, 401k, Investments, Series 7, IRA's, Insurance Planning, Wealth Management, Asset Allocation, Retirement, Series 66, Investment Advisory, Series 63, 529 Plans, Estate Planning, Series 6, Strategic Financial..., FINRA, Fixed Annuities, Uniform Combined State..., Financial Planners, Long Term Care Insurance, IRAs, Disability Insurance
Education
The America College 1990 — 2004
Chartered Life Underwriter, CLU
University of Central Florida - College of Business Administration 1983 — 1985
Marketing
LPL Financial April 2009 - Present
Metlife November 1985 - March 2009
Skills
Mutual Funds, ETFs, Financial Planning, Retirement Planning, Annuities, Insurance, 401k, Investments, Series 7, IRA's, Insurance Planning, Wealth Management, Asset Allocation, Retirement, Series 66, Investment Advisory, Series 63, 529 Plans, Estate Planning, Series 6, Strategic Financial..., FINRA, Fixed Annuities, Uniform Combined State..., Financial Planners, Long Term Care Insurance, IRAs, Disability Insurance
Education
The America College 1990 — 2004
Chartered Life Underwriter, CLU
University of Central Florida - College of Business Administration 1983 — 1985
Marketing
Basab Dattaray's LPL Financial Experience Engineering Manager, New Business InitiativesIntuitFebruary 2006 - October 2009
Job AVP at LPL Financial
Industry Financial Services
Experience
LPL Financial Engineering Manager, New Business InitiativesIntuitFebruary 2006 - October 2009
Education
University of Houston 1982 — 1983
MS, Computer Science
LPL Financial Engineering Manager, New Business InitiativesIntuitFebruary 2006 - October 2009
Education
University of Houston 1982 — 1983
MS, Computer Science
Bradley J. Armstrong's LPL Financial Experience June 1987 - Present
Job CFP® Armstrong & Associates, Inc.
Industry Financial Services
Experience
Armstrong & Associates, Inc. July 1988 - Present
LPL Financial June 1987 - Present
Skills
Investment Advisory, Series 7
Education
University of Iowa 1980 — 1985
BBA, Finance
Armstrong & Associates, Inc. July 1988 - Present
LPL Financial June 1987 - Present
Skills
Investment Advisory, Series 7
Education
University of Iowa 1980 — 1985
BBA, Finance
Davis Talmage's LPL Financial Experience June 2009 - Present
Job Financial Planner at LPL Financial
Industry Investment Management
Experience
Talmage Financial Group June 2009 - Present
LPL Financial June 2009 - Present
Merrill Insurance Group October 2014 - Present
Pruett Williams Insurance January 2011 - September 2014
New England Financial January 2008 - June 2009
Skills
Retirement Planning, Investments, Insurance, Estate Planning, Life Insurance, Wealth Management, Long-term Care, Disability Insurance, Strategic Financial..., Asset Managment, Investment Advisory..., Fixed Annuities, Asset Management, Securities, Wealth Accumulation..., Wealth Preservation..., Fixed Income Strategies, IRAs, 401k Rollovers, Tactical Asset..., 529 Plans, Retirement Plan..., Individual Pension Plans, Qualified Retirement..., Financial Planners, Property & Casualty..., Commercial Insurance, Mutual Funds, Equities, Bonds, 401k, Pensions, Variable Annuities, Small Business, Long Term Care Insurance, Finance, Term Life Insurance
Education
University of Florida
Bachelors
Talmage Financial Group June 2009 - Present
LPL Financial June 2009 - Present
Merrill Insurance Group October 2014 - Present
Pruett Williams Insurance January 2011 - September 2014
New England Financial January 2008 - June 2009
Skills
Retirement Planning, Investments, Insurance, Estate Planning, Life Insurance, Wealth Management, Long-term Care, Disability Insurance, Strategic Financial..., Asset Managment, Investment Advisory..., Fixed Annuities, Asset Management, Securities, Wealth Accumulation..., Wealth Preservation..., Fixed Income Strategies, IRAs, 401k Rollovers, Tactical Asset..., 529 Plans, Retirement Plan..., Individual Pension Plans, Qualified Retirement..., Financial Planners, Property & Casualty..., Commercial Insurance, Mutual Funds, Equities, Bonds, 401k, Pensions, Variable Annuities, Small Business, Long Term Care Insurance, Finance, Term Life Insurance
Education
University of Florida
Bachelors
Gay Nell Lewing Currie's LPL Financial Experience February 2013 - Present
Job Designated Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2013 - Present
SagePoint Financial May 2005 - May 2012
Morgan Stanley February 2002 - June 2004
Comerica Securities April 2001 - February 2002
Banc of America Investment Services, Inc. May 1995 - April 2001
Skills
Certified Financial..., Fixed Annuities, Series 24, Series 63, Series 7, Insurance, Supervisory Skills, Securities, Cash Management, Investment Management, Risk Management, Risk Assessment, Series 9-10, Series 65, Texas Insurance..., Retirement, Variable Annuities, Retirement Planning, FINRA, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Series 6, Investment Strategies, Uniform Combined State..., Alternative Investments, IRAs, Financial Advisory, 401k, Investments, Estate Planning, Life Insurance, Wealth Management..., Financial Services, Strategic Financial..., Asset Management, Separately Managed..., ETFs, Portfolio Management, Long-term Care, Equities
Education
University of Houston-Clear Lake
Bachelor of Arts (B.A.), Liberal Arts and Sciences, General Studies and Humanities
LPL Financial February 2013 - Present
SagePoint Financial May 2005 - May 2012
Morgan Stanley February 2002 - June 2004
Comerica Securities April 2001 - February 2002
Banc of America Investment Services, Inc. May 1995 - April 2001
Skills
Certified Financial..., Fixed Annuities, Series 24, Series 63, Series 7, Insurance, Supervisory Skills, Securities, Cash Management, Investment Management, Risk Management, Risk Assessment, Series 9-10, Series 65, Texas Insurance..., Retirement, Variable Annuities, Retirement Planning, FINRA, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Series 6, Investment Strategies, Uniform Combined State..., Alternative Investments, IRAs, Financial Advisory, 401k, Investments, Estate Planning, Life Insurance, Wealth Management..., Financial Services, Strategic Financial..., Asset Management, Separately Managed..., ETFs, Portfolio Management, Long-term Care, Equities
Education
University of Houston-Clear Lake
Bachelor of Arts (B.A.), Liberal Arts and Sciences, General Studies and Humanities
Stacie Minervino's LPL Financial Experience Payroll Supervisor, Student ManagerUniversity CateringOctober 2003 - May 2005
Job Executive Administrative Assistant at LPL Financial
Industry Financial Services
Experience
LPL Financial Payroll Supervisor, Student ManagerUniversity CateringOctober 2003 - May 2005
Education
University of Connecticut 2005 — 2009
Bachelors of Arts, English and History
LPL Financial Payroll Supervisor, Student ManagerUniversity CateringOctober 2003 - May 2005
Education
University of Connecticut 2005 — 2009
Bachelors of Arts, English and History
Rachael Samuels's LPL Financial Experience February 2010 - August 2013
Job Social Media Specialist
Industry Marketing and Advertising
Experience
Agua Caliente Band of Cahuilla Indians October 2013 - Present
LPL Financial February 2010 - August 2013
Ink Limited June 2012 - October 2012
Marshall Creative August 2011 - September 2011
Skills
Social Media Strategist, Social Media Integration, Social Marketing, Search Engine Technology, Social Media ROI, Social Networking, Web Content Creation, Social Media, Custom Content Creation, Creative Content..., HTML, Programming Languages, Backlinks, Word Processing, Keyword Advertising, Content Strategy, Marketing, Social Media Marketing, Public Speaking, Facebook, WordPress, Microsoft Office, SEO, Event Planning, Advertising, Twitter, Public Relations
Education
University of California, Santa Barbara 2009 — 2013
Bachelor of Arts (B.A.), Sociology
Palm Springs High Scool 2005 — 2009
High School Diploma
Agua Caliente Band of Cahuilla Indians October 2013 - Present
LPL Financial February 2010 - August 2013
Ink Limited June 2012 - October 2012
Marshall Creative August 2011 - September 2011
Skills
Social Media Strategist, Social Media Integration, Social Marketing, Search Engine Technology, Social Media ROI, Social Networking, Web Content Creation, Social Media, Custom Content Creation, Creative Content..., HTML, Programming Languages, Backlinks, Word Processing, Keyword Advertising, Content Strategy, Marketing, Social Media Marketing, Public Speaking, Facebook, WordPress, Microsoft Office, SEO, Event Planning, Advertising, Twitter, Public Relations
Education
University of California, Santa Barbara 2009 — 2013
Bachelor of Arts (B.A.), Sociology
Palm Springs High Scool 2005 — 2009
High School Diploma
Robert Graddy, AIF®'s LPL Financial Experience August 2008 - Present
Job Technology, Financial Services
Industry Financial Services
Experience
LPL Financial August 2008 - Present
Self Employed December 2002 - August 2008
Pelago Networks February 2000 - November 2002
Lucent Technologies July 1994 - February 2000
Various July 1985 - July 1994
Skills
OOAD, Software Lifecycle, ClearCase, Unix, DBMS, SIP, IP, Business Operations /..., Efficient and..., Staff Recruiting /..., Software and Systems..., Project Planning /..., Requirements Definition..., Software Release..., System Testing / Test..., Product Documentation /..., Customer / Client /..., Scalable Multi-Layered..., High Availability..., Software Diagnostics /..., LAN / WAN / Wireline /..., PSTN / IN / SS7, Network Configuration..., Call Processing, LNP / CLASS / Enhanced..., Web-based Service..., Stock Trading /..., FINRA and SEC..., Fiduciary Practices, C, SQL, Telecommunications, C++
Education
University of Central Florida
Bachelor of Science (B.S.), Computer Science
University of Central Florida
Bachelor of Science (B.S.), Microbiology
LPL Financial August 2008 - Present
Self Employed December 2002 - August 2008
Pelago Networks February 2000 - November 2002
Lucent Technologies July 1994 - February 2000
Various July 1985 - July 1994
Skills
OOAD, Software Lifecycle, ClearCase, Unix, DBMS, SIP, IP, Business Operations /..., Efficient and..., Staff Recruiting /..., Software and Systems..., Project Planning /..., Requirements Definition..., Software Release..., System Testing / Test..., Product Documentation /..., Customer / Client /..., Scalable Multi-Layered..., High Availability..., Software Diagnostics /..., LAN / WAN / Wireline /..., PSTN / IN / SS7, Network Configuration..., Call Processing, LNP / CLASS / Enhanced..., Web-based Service..., Stock Trading /..., FINRA and SEC..., Fiduciary Practices, C, SQL, Telecommunications, C++
Education
University of Central Florida
Bachelor of Science (B.S.), Computer Science
University of Central Florida
Bachelor of Science (B.S.), Microbiology
Shaun Clark's LPL Financial Experience February 2008 - April 2010
Job Advice Operations Analyst at TIAA Cref
Industry Information Technology and Services
Experience
TIAA Cref July 2013 - Present
Principle Solutions Group May 2012 - August 2012
Modis April 2010 - May 2012
LPL Financial February 2008 - April 2010
Enterprise Rent-A-Car December 2006 - February 2008
Skills
Technical Recruiting, Recruiting, Business Intelligence, Business Development, Staff Augmentation, Business Analysis, Applicant Tracking..., Oracle, Professional Services, Human Resources, Internet Recruiting, CRM, .NET, Leadership, Staffing Services
Education
University of Central Florida 2000 — 2004
BS, Information Technology
TIAA Cref July 2013 - Present
Principle Solutions Group May 2012 - August 2012
Modis April 2010 - May 2012
LPL Financial February 2008 - April 2010
Enterprise Rent-A-Car December 2006 - February 2008
Skills
Technical Recruiting, Recruiting, Business Intelligence, Business Development, Staff Augmentation, Business Analysis, Applicant Tracking..., Oracle, Professional Services, Human Resources, Internet Recruiting, CRM, .NET, Leadership, Staffing Services
Education
University of Central Florida 2000 — 2004
BS, Information Technology
Shauna Blake's LPL Financial Experience September 2015 - Present
Job Executive Director, Risk Management at Morgan Stanley Wealth Management
Industry Financial Services
Experience
LPL Financial September 2015 - Present
Morgan Stanley Wealth Management July 2007 - Present
UBS August 2002 - June 2006
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Outlook, Photoshop, HTML, Public Speaking, Budgets, Strategic Planning, Editing
Education
University of Delaware 1997 — 2001
Bachelor of Arts (B.A.), Communications
LPL Financial September 2015 - Present
Morgan Stanley Wealth Management July 2007 - Present
UBS August 2002 - June 2006
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Outlook, Photoshop, HTML, Public Speaking, Budgets, Strategic Planning, Editing
Education
University of Delaware 1997 — 2001
Bachelor of Arts (B.A.), Communications
Lila Gates's LPL Financial Experience January 2010 - June 2010
Job Retirement Plan Sales Associate at John Hancock Financial Services
Industry Financial Services
Experience
John Hancock Financial Services March 2014 - Present
John Hancock Life Insurance Company (U.S.A.) September 2011 - March 2014
John Hancock Financial Services July 2010 - September 2011
Salem Five Bank March 2009 - July 2010
LPL Financial January 2010 - June 2010
Skills
Event Planning, Marketing, Event Management, Meeting Planning, Mutual Funds, Corporate Events, PowerPoint, Time Management, Outlook, Financial Services, Marketing Communications, Management, Social Media, Retail, Retail Sales, Relationship Management, Microsoft Office, 401k, Qualified Retirement...
Education
Salem State University 2008 — 2010
Bachelor of Science (B.S.), Accounting and Finance
University of Central Florida 2005 — 2007
Lynnfield High School
John Hancock Financial Services March 2014 - Present
John Hancock Life Insurance Company (U.S.A.) September 2011 - March 2014
John Hancock Financial Services July 2010 - September 2011
Salem Five Bank March 2009 - July 2010
LPL Financial January 2010 - June 2010
Skills
Event Planning, Marketing, Event Management, Meeting Planning, Mutual Funds, Corporate Events, PowerPoint, Time Management, Outlook, Financial Services, Marketing Communications, Management, Social Media, Retail, Retail Sales, Relationship Management, Microsoft Office, 401k, Qualified Retirement...
Education
Salem State University 2008 — 2010
Bachelor of Science (B.S.), Accounting and Finance
University of Central Florida 2005 — 2007
Lynnfield High School
Kevin Nhan's LPL Financial Experience November 2010 - April 2012
Job Payroll, Accts. Payable, and HR Administrator at Best Sea Pack of Texas, Inc.
Industry Food Production
Experience
Best Sea Pack of Texas, Inc. April 2014 - Present
Stewart Lender Services July 2013 - April 2014
Nationstar Mortgage April 2012 - July 2013
LPL Financial November 2010 - April 2012
Houston Dynamo May 2010 - November 2010
Skills
Microsoft Office, Salesforce.com, CRM software, Morningstar, Principia, LSAMS, Event Planning, SAP, Sales, Finance, Banking, Customer Service, Recruiting, Loans, Analysis
Education
University of Houston 2010 — 2011
Bachelor of Business Administration (B.B.A.), Marketing
Best Sea Pack of Texas, Inc. April 2014 - Present
Stewart Lender Services July 2013 - April 2014
Nationstar Mortgage April 2012 - July 2013
LPL Financial November 2010 - April 2012
Houston Dynamo May 2010 - November 2010
Skills
Microsoft Office, Salesforce.com, CRM software, Morningstar, Principia, LSAMS, Event Planning, SAP, Sales, Finance, Banking, Customer Service, Recruiting, Loans, Analysis
Education
University of Houston 2010 — 2011
Bachelor of Business Administration (B.B.A.), Marketing
Joe Heinrich's LPL Financial Experience May 2011 - August 2012
Job Regional Vice President at AXA Equitable
Industry Insurance
Experience
AXA Equitable September 2012 - Present
LPL Financial May 2011 - August 2012
The Producers Group March 2003 - August 2010
Travelers Life and Annuity June 2002 - March 2003
USA Hauling and Recycling INC August 2000 - May 2002
ICG Inc November 1997 - July 2000
Skills
Life Insurance, Estate Planning, Employee Benefits, Insurance, Underwriting, Retirement, Retirement Planning, Universal Life, Health Insurance, 401k, Financial Advisory, Wealth Management, Whole Life, IRAs, Disability Insurance, Wealth, Mutual Funds, Term Life Insurance, Financial Planners, Financial Services, Long Term Care Insurance, Long-term Care, Series 6, Series 63, Fixed Annuities
Education
The University of Connecticut
AXA Equitable September 2012 - Present
LPL Financial May 2011 - August 2012
The Producers Group March 2003 - August 2010
Travelers Life and Annuity June 2002 - March 2003
USA Hauling and Recycling INC August 2000 - May 2002
ICG Inc November 1997 - July 2000
Skills
Life Insurance, Estate Planning, Employee Benefits, Insurance, Underwriting, Retirement, Retirement Planning, Universal Life, Health Insurance, 401k, Financial Advisory, Wealth Management, Whole Life, IRAs, Disability Insurance, Wealth, Mutual Funds, Term Life Insurance, Financial Planners, Financial Services, Long Term Care Insurance, Long-term Care, Series 6, Series 63, Fixed Annuities
Education
The University of Connecticut
Stephen Brixey's LPL Financial Experience March 2012 - Present
Job Equity Trader at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2012 - Present
Pacific American Securities, LLC January 1999 - October 2011
Yaeger Capital Markets, Inc January 1993 - January 1999
Kemper Securities, Inc January 1987 - January 1992
Skills
FINRA, Securities, Fixed Income, Options, Trading, Bonds, Investments, Risk Management, Financial Services, Management, Series 24, Equities
Education
University of Southern California - Marshall School of Business 1990 — 1993
MBA, Finance
University of California, Santa Barbara 1980 — 1984
BA, Business Economics
LPL Financial March 2012 - Present
Pacific American Securities, LLC January 1999 - October 2011
Yaeger Capital Markets, Inc January 1993 - January 1999
Kemper Securities, Inc January 1987 - January 1992
Skills
FINRA, Securities, Fixed Income, Options, Trading, Bonds, Investments, Risk Management, Financial Services, Management, Series 24, Equities
Education
University of Southern California - Marshall School of Business 1990 — 1993
MBA, Finance
University of California, Santa Barbara 1980 — 1984
BA, Business Economics
Wallis Paez's LPL Financial Experience June 2010 - August 2010
Job Rail Scheduler and Contract Administration CIMA ENERGY
Industry Oil & Energy
Experience
CIMA ENERGY December 2011 - Present
CIMA ENERGY May 2011 - December 2011
LPL Financial June 2010 - August 2010
Neighborhood Tax Centers Inc. January 2007 - June 2010
Skills
Microsoft Office, PowerPoint, Microsoft Word, Microsoft Excel, Outlook, Accounting, Marketing, Training
Education
University of Houston 2007 — 2011
Bachelor of Business Administration (B.B.A.), Accounting and Finance
University of Houston, C.T. Bauer College of Business 2007 — 2011
Bachelor of Business Administration (BBA), Finance and Accounting
CIMA ENERGY December 2011 - Present
CIMA ENERGY May 2011 - December 2011
LPL Financial June 2010 - August 2010
Neighborhood Tax Centers Inc. January 2007 - June 2010
Skills
Microsoft Office, PowerPoint, Microsoft Word, Microsoft Excel, Outlook, Accounting, Marketing, Training
Education
University of Houston 2007 — 2011
Bachelor of Business Administration (B.B.A.), Accounting and Finance
University of Houston, C.T. Bauer College of Business 2007 — 2011
Bachelor of Business Administration (BBA), Finance and Accounting
Michael Pfardresher's LPL Financial Experience March 2014 - Present
Job Senior Accountant at LPL Financial
Industry Accounting
Experience
LPL Financial March 2014 - Present
ACTIVE Network October 2013 - March 2014
The Active Network February 2012 - October 2013
EDF Renewable Energy November 2011 - February 2012
PacketVideo October 2007 - October 2011
GCE Industries, Inc March 2006 - October 2007
Leap / Cricket Communications May 2005 - March 2006
Leap / Cricket Communications February 2002 - May 2005
Skills
Sarbanes-Oxley Act, General Ledger, Accounts Receivable, Financial Reporting, Accounting, Accounts Payable, Account Reconciliation, Auditing, Forecasting, Variance Analysis, Internal Audit, Finance, Process Improvement, Analysis, GAAP, Journal Entries
Education
University of Houston-Downtown 2000 — 2001
Bachelors, Business Administration
Blinn College, College
Associates, Business, Science; Accounting
LPL Financial March 2014 - Present
ACTIVE Network October 2013 - March 2014
The Active Network February 2012 - October 2013
EDF Renewable Energy November 2011 - February 2012
PacketVideo October 2007 - October 2011
GCE Industries, Inc March 2006 - October 2007
Leap / Cricket Communications May 2005 - March 2006
Leap / Cricket Communications February 2002 - May 2005
Skills
Sarbanes-Oxley Act, General Ledger, Accounts Receivable, Financial Reporting, Accounting, Accounts Payable, Account Reconciliation, Auditing, Forecasting, Variance Analysis, Internal Audit, Finance, Process Improvement, Analysis, GAAP, Journal Entries
Education
University of Houston-Downtown 2000 — 2001
Bachelors, Business Administration
Blinn College, College
Associates, Business, Science; Accounting
Matt Hammes's LPL Financial Experience March 2015 - Present
Job Compliance Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
LPL Financial 2012 - Present
LPL Financial 2010 - Present
First Allied Securities 2009 - 2010
LPL Financial 2006 - 2009
Skills
Series 7, Series 66, Series 24, California Life Agent, Microsoft Office, Adobe Acrobat, Oracle Applications, Uniform Combined State...
Education
University of Iowa
Bachelor of Arts, Economics
LPL Financial March 2015 - Present
LPL Financial 2012 - Present
LPL Financial 2010 - Present
First Allied Securities 2009 - 2010
LPL Financial 2006 - 2009
Skills
Series 7, Series 66, Series 24, California Life Agent, Microsoft Office, Adobe Acrobat, Oracle Applications, Uniform Combined State...
Education
University of Iowa
Bachelor of Arts, Economics
Lee Birdsell's LPL Financial Experience September 2009 - May 2011
Job Financial Services Professional looking for a position in the Denver, CO area
Industry Financial Services
Experience
LPL Financial September 2009 - May 2011
Wells Fargo Advisors 1999 - 2009
District AAL January 1978 - January 1999
Skills
•NASD Series "6",..., •Wealth Transfer, •Estate Planning, Business Insurance, •Retirement and..., •Joint field work and..., Series 7, Series 63, Series 24
Education
University of Illinois
B.A, Psychology
LPL Financial September 2009 - May 2011
Wells Fargo Advisors 1999 - 2009
District AAL January 1978 - January 1999
Skills
•NASD Series "6",..., •Wealth Transfer, •Estate Planning, Business Insurance, •Retirement and..., •Joint field work and..., Series 7, Series 63, Series 24
Education
University of Illinois
B.A, Psychology
Matt Hammes's LPL Financial Experience March 2015 - Present
Job Compliance Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
LPL Financial September 2012 - March 2015
Education
University of Iowa 2001 — 2004
Bachelor's degree, Economics
LPL Financial March 2015 - Present
LPL Financial September 2012 - March 2015
Education
University of Iowa 2001 — 2004
Bachelor's degree, Economics
Pettus Lilliott's LPL Financial Experience March 2005 - March 2010
Job Executive Assistant
Industry Investment Banking
Experience
Jefferies LLC March 2010 - October 2013
LPL Financial March 2005 - March 2010
Continental March 2004 - March 2005
Accenture December 1998 - March 2004
Skills
Administrative..., Analysis, Human Resources, CRM, Project Management, Travel Arrangements, Management
Education
University of Houston 1987 — 1991
Bachelor's degree, Business Administration and Management, General
Jefferies LLC March 2010 - October 2013
LPL Financial March 2005 - March 2010
Continental March 2004 - March 2005
Accenture December 1998 - March 2004
Skills
Administrative..., Analysis, Human Resources, CRM, Project Management, Travel Arrangements, Management
Education
University of Houston 1987 — 1991
Bachelor's degree, Business Administration and Management, General
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.