LPL Financial
Industry: Financial services company
DescriptionLPL Financial LLC is the largest independent broker-dealer in the United States. As of 2017 the company had more than 15,000 financial advisors, over $615 billion in advisory & brokerage assets, and generated approximately $4.2 billion in annual revenue for the 2017 fiscal year. Headquarters: Boston, Massachusetts, United States CEO: Dan Arnold (Jan 2017–) Subsidiaries: AdvisoryWorld, Inc., LINSCO PRIVATE LEDGER CORP, Private Trust Co, Fortigent Holdings Company, Inc. Parent organization: LPL Financial Holdings Inc
LPL Financial List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at LPL Financial. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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3,941 LPL Financial employees in database. Find out everything there's to know about LPL Financial employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
LPL Financial Employees
Employee
Years
Job
Industry
Brianna Leissoo Brianna Leissoo's LPL Financial Experience March 2013 - October 2014
Job Talent Development Program Manager at Hulu
Industry Professional Training & Coaching
Experience
Hulu November 2014 - Present
LPL Financial March 2013 - October 2014
LPL Financial September 2011 - March 2013
LPL Financial August 2009 - September 2011
Regis University May 2008 - August 2009
Skills
E-Learning, Public Speaking, Coaching, Leadership, Adult Education, Needs Analysis, Leadership Development, Research, Team Building, Employee Training, Staff Development, Training, Organizational..., Event Management, Instructional Design, Analysis, Instructor-led Training, Blended Learning, Program Management, Career Development, Management, Onboarding
Education
University of San Diego 1998 — 2002
Bachelor of Arts, Education
Hulu November 2014 - Present
LPL Financial March 2013 - October 2014
LPL Financial September 2011 - March 2013
LPL Financial August 2009 - September 2011
Regis University May 2008 - August 2009
Skills
E-Learning, Public Speaking, Coaching, Leadership, Adult Education, Needs Analysis, Leadership Development, Research, Team Building, Employee Training, Staff Development, Training, Organizational..., Event Management, Instructional Design, Analysis, Instructor-led Training, Blended Learning, Program Management, Career Development, Management, Onboarding
Education
University of San Diego 1998 — 2002
Bachelor of Arts, Education
Jeff Bochicchio Jeff Bochicchio's LPL Financial Experience December 2011 - May 2012
Job Account Manager at Noble Americas Energy Solutions, LLC
Industry Oil & Energy
Experience
Noble Americas Energy Solutions, LLC July 2014 - Present
Noble Americas Energy Solutions, LLC October 2013 - September 2014
Soccer Plus July 2007 - July 2014
Noble Americas Energy Solutions, LLC May 2012 - October 2013
LPL Financial December 2011 - May 2012
Ingargiola Wealth Management Group - LPL Financial June 2010 - August 2010
Scranton/Wilkes-Barre Yankees - Mandalay Entertainment April 2009 - September 2009
Education
University of Scranton 2010 — 2011
M.B.A, Accounting
University of Scranton 2006 — 2010
B.S., Finance
Noble Americas Energy Solutions, LLC July 2014 - Present
Noble Americas Energy Solutions, LLC October 2013 - September 2014
Soccer Plus July 2007 - July 2014
Noble Americas Energy Solutions, LLC May 2012 - October 2013
LPL Financial December 2011 - May 2012
Ingargiola Wealth Management Group - LPL Financial June 2010 - August 2010
Scranton/Wilkes-Barre Yankees - Mandalay Entertainment April 2009 - September 2009
Education
University of Scranton 2010 — 2011
M.B.A, Accounting
University of Scranton 2006 — 2010
B.S., Finance
Tom Wright, CIMA, AIF Tom Wright, CIMA, AIF's LPL Financial Experience 2006 - 2009
Job Vice President at National Financial Partners
Industry Financial Services
Experience
National Financial Partners 2012 - Present
Goldman Sachs 2009 - 2012
LPL Financial 2006 - 2009
Franklin Templeton Investments 2001 - 2006
Franklin Templeton Investments 1996 - 2001
Skills
Equities, Series 7, Fixed Income, Securities, Investments, Capital Markets, Hedge Funds, Alternative Investments, Investment Banking, Portfolio Management, Financial Modeling, Asset Management, Valuation, Series 63, Mutual Funds, Bloomberg, Wealth Management, Derivatives, Private Equity, Corporate Finance
Education
University of Oklahoma
Bachelor of Arts (BA), Economics
National Financial Partners 2012 - Present
Goldman Sachs 2009 - 2012
LPL Financial 2006 - 2009
Franklin Templeton Investments 2001 - 2006
Franklin Templeton Investments 1996 - 2001
Skills
Equities, Series 7, Fixed Income, Securities, Investments, Capital Markets, Hedge Funds, Alternative Investments, Investment Banking, Portfolio Management, Financial Modeling, Asset Management, Valuation, Series 63, Mutual Funds, Bloomberg, Wealth Management, Derivatives, Private Equity, Corporate Finance
Education
University of Oklahoma
Bachelor of Arts (BA), Economics
Bill Corder Bill Corder's LPL Financial Experience 2000 - 2008
Job Financial Advisor
Industry Financial Services
Experience
Manning Wealth Management October 2008 - Present
LPL Financial 2000 - 2008
Skills
Financial Planning, Licensing, Wealth Management, Securities, Insurance, Series 7, Estate Planning, Retirement, Investment Advisory, Mutual Funds, Investments, Asset Management, Retirement Planning, Series 66, Retirement Income..., Annuities, IRA's, 401k, Insurance Planning, Financial Advisory
Education
University of Phoenix 2006 — 2010
Bachelor of Sciences, Business Management
Manning Wealth Management October 2008 - Present
LPL Financial 2000 - 2008
Skills
Financial Planning, Licensing, Wealth Management, Securities, Insurance, Series 7, Estate Planning, Retirement, Investment Advisory, Mutual Funds, Investments, Asset Management, Retirement Planning, Series 66, Retirement Income..., Annuities, IRA's, 401k, Insurance Planning, Financial Advisory
Education
University of Phoenix 2006 — 2010
Bachelor of Sciences, Business Management
Christopher Kuan Christopher Kuan's LPL Financial Experience June 2014 - July 2014
Job Operations Specialist at Altegris
Industry Financial Services
Experience
Altegris July 2015 - Present
Altegris Investments July 2014 - Present
LPL Financial June 2014 - July 2014
Nordstrom June 2014 - July 2014
Bumrungrad International June 2013 - September 2013
Ravits Watches & Jewelry January 2010 - September 2012
Education
University of San Diego 2012 — 2014
Bachelor of Business Administration (BBA), Finance, Focus in International Business
Singpaore American School 2008 — 2010
High School Diploma
Carlmont High School 2006 — 2008
Altegris July 2015 - Present
Altegris Investments July 2014 - Present
LPL Financial June 2014 - July 2014
Nordstrom June 2014 - July 2014
Bumrungrad International June 2013 - September 2013
Ravits Watches & Jewelry January 2010 - September 2012
Education
University of San Diego 2012 — 2014
Bachelor of Business Administration (BBA), Finance, Focus in International Business
Singpaore American School 2008 — 2010
High School Diploma
Carlmont High School 2006 — 2008
Jeff Lorenz Jeff Lorenz's LPL Financial Experience October 2013 - Present
Job Associate Accountant at LPL Financial
Industry Accounting
Experience
LPL Financial October 2013 - Present
AMN Healthcare October 2012 - July 2013
University of San Diego School of Business Administration August 2008 - May 2012
Skills
PowerPoint, Microsoft Excel, Accounting, Financial Accounting, Microsoft Word, Auditing, Financial Reporting, Access, Financial Analysis, QuickBooks
Education
University of San Diego
LPL Financial October 2013 - Present
AMN Healthcare October 2012 - July 2013
University of San Diego School of Business Administration August 2008 - May 2012
Skills
PowerPoint, Microsoft Excel, Accounting, Financial Accounting, Microsoft Word, Auditing, Financial Reporting, Access, Financial Analysis, QuickBooks
Education
University of San Diego
Margoth Romero Margoth Romero's LPL Financial Experience March 2011 - June 2012
Job Associate at Delphi Private Advisors
Industry Financial Services
Experience
Delphi Private Advisors April 2013 - Present
Vanguard August 2012 - April 2013
LPL Financial March 2011 - June 2012
Andrew Arroyo Investments February 2012 - May 2012
Merrill Lynch September 2010 - December 2010
World Trade Center Santiago June 2010 - August 2010
South County Economic Development Council May 2009 - August 2009
Ernst & Young June 2005 - August 2005
Skills
Market Research, Bloomberg, Microsoft Office, Customer Service, Money Management, Negotiation, Social Media, Siebel, International Trade, Smarterm Beta Software, RemitPro Software, Cash Management, Series 6, Series 63, Series 65
Education
University of San Diego 2006 — 2011
BBA, Business Economics and Finance
Delphi Private Advisors April 2013 - Present
Vanguard August 2012 - April 2013
LPL Financial March 2011 - June 2012
Andrew Arroyo Investments February 2012 - May 2012
Merrill Lynch September 2010 - December 2010
World Trade Center Santiago June 2010 - August 2010
South County Economic Development Council May 2009 - August 2009
Ernst & Young June 2005 - August 2005
Skills
Market Research, Bloomberg, Microsoft Office, Customer Service, Money Management, Negotiation, Social Media, Siebel, International Trade, Smarterm Beta Software, RemitPro Software, Cash Management, Series 6, Series 63, Series 65
Education
University of San Diego 2006 — 2011
BBA, Business Economics and Finance
Aimee Swindall Aimee Swindall's LPL Financial Experience August 2012 - May 2013
Job Business Systems Analyst at Millennium Health
Industry Information Technology and Services
Experience
Millennium Health May 2013 - Present
LPL Financial August 2012 - May 2013
CoreLogic September 2011 - July 2012
CoreLogic April 2009 - September 2011
CoreLogic April 2006 - April 2009
MedImpact September 2005 - April 2006
CGI February 2004 - September 2005
Arrowhead General Insurance Agency May 2002 - February 2004
Skills
Business Analysis, Visio, Process Improvement, SharePoint, SDLC, Vendor Management, Software Documentation, Requirements Analysis, Software Project..., Microsoft SQL Server, SQL, Requirements Gathering, Information Technology, Business Process..., Cross-functional Team..., Agile Methodologies, Business Requirements, Testing, Integration, Business Process, Agile Project Management
Education
University of Rhode Island 1990 — 1994
BS, Business Administration
Millennium Health May 2013 - Present
LPL Financial August 2012 - May 2013
CoreLogic September 2011 - July 2012
CoreLogic April 2009 - September 2011
CoreLogic April 2006 - April 2009
MedImpact September 2005 - April 2006
CGI February 2004 - September 2005
Arrowhead General Insurance Agency May 2002 - February 2004
Skills
Business Analysis, Visio, Process Improvement, SharePoint, SDLC, Vendor Management, Software Documentation, Requirements Analysis, Software Project..., Microsoft SQL Server, SQL, Requirements Gathering, Information Technology, Business Process..., Cross-functional Team..., Agile Methodologies, Business Requirements, Testing, Integration, Business Process, Agile Project Management
Education
University of Rhode Island 1990 — 1994
BS, Business Administration
Lauren Mailloux Lauren Mailloux's LPL Financial Experience January 2012 - Present
Job Administrative Assistant
Industry Financial Services
Experience
Wealthcare Investment Partners January 2012 - Present
LPL Financial January 2012 - Present
Hyatt Regency Newport June 2012 - January 2013
Forty 1 North April 2009 - October 2011
Skills
Microsoft Office, Coordinating Events, Childcare, Dance, Public Speaking, Public Relations, Customer Service, Social Media, Event Management, PowerPoint
Education
University of Rhode Island 2010 — 2014
Bachelor's Degree, Business/Corporate Communications
Wealthcare Investment Partners January 2012 - Present
LPL Financial January 2012 - Present
Hyatt Regency Newport June 2012 - January 2013
Forty 1 North April 2009 - October 2011
Skills
Microsoft Office, Coordinating Events, Childcare, Dance, Public Speaking, Public Relations, Customer Service, Social Media, Event Management, PowerPoint
Education
University of Rhode Island 2010 — 2014
Bachelor's Degree, Business/Corporate Communications
Hussein Yahfoufi's LPL Financial Experience October 2009 - June 2012
Job VP Technology | Executive Management | Product Strategy | Product Development | Strategic Leadership | Project Delivery
Industry Internet
Experience
eCapital LLC February 2015 - Present
ConvoLounge 2014 - Present
DiamPrice March 2010 - Present
appsplit September 2010 - Present
OneRoof Energy, Inc. June 2012 - February 2015
LPL Financial October 2009 - June 2012
LPL Financial November 2007 - October 2009
LPL Financial April 2006 - November 2007
Morgan Stanley July 2005 - April 2006
Skills
Senior Executive..., Technology Leadership, Product Development, SDLC, Management, IT Strategy, Program Management, PMO, Leadership, Strategic Planning, Product Innovation, Strategy, Technology Management, Strategic Leadership, Outsourcing, Integration, Project Portfolio..., Project Management, Process Improvement, Technology Roadmapping, Business Analysis, Project Delivery, Offshoring, Software Development, Agile Methodologies, Systems Analysis, Software Quality..., Recruiting, Software Engineering, Hiring, Quality Assurance, Vendor Management, Requirements Gathering, Business Intelligence, ERP, CRM, Agile Project Management, SaaS, PMP, Business Process, Mergers & Acquisitions, Budgets, Web Services, Product Management, Scrum, Portfolio Management, Web Applications, Mobile Technology, Crowdsourcing, Executive Management
Education
University of San Diego 2001 — 2005
Bachelor's, Business Administration / Finance
eCapital LLC February 2015 - Present
ConvoLounge 2014 - Present
DiamPrice March 2010 - Present
appsplit September 2010 - Present
OneRoof Energy, Inc. June 2012 - February 2015
LPL Financial October 2009 - June 2012
LPL Financial November 2007 - October 2009
LPL Financial April 2006 - November 2007
Morgan Stanley July 2005 - April 2006
Skills
Senior Executive..., Technology Leadership, Product Development, SDLC, Management, IT Strategy, Program Management, PMO, Leadership, Strategic Planning, Product Innovation, Strategy, Technology Management, Strategic Leadership, Outsourcing, Integration, Project Portfolio..., Project Management, Process Improvement, Technology Roadmapping, Business Analysis, Project Delivery, Offshoring, Software Development, Agile Methodologies, Systems Analysis, Software Quality..., Recruiting, Software Engineering, Hiring, Quality Assurance, Vendor Management, Requirements Gathering, Business Intelligence, ERP, CRM, Agile Project Management, SaaS, PMP, Business Process, Mergers & Acquisitions, Budgets, Web Services, Product Management, Scrum, Portfolio Management, Web Applications, Mobile Technology, Crowdsourcing, Executive Management
Education
University of San Diego 2001 — 2005
Bachelor's, Business Administration / Finance
Lane Clelland's LPL Financial Experience October 2013 - October 2014
Job Financial Advisor at International Assets Advisory
Industry Financial Services
Experience
LPL Financial October 2013 - October 2014
Hines Securities Inc. June 2012 - October 2013
University of Notre Dame June 2008 - May 2012
University of Notre Dame June 2008 - May 2012
Skills
Finance, Series 7, Salesforce.com, Building Relationships, Wealth Management, Retirement Planning, Alternative Investments, Commercial Real Estate, Private Banking, Investment Management
Education
University of Notre Dame 2008 — 2012
B.A., English
McDonogh School 2002 — 2008
7-12
LPL Financial October 2013 - October 2014
Hines Securities Inc. June 2012 - October 2013
University of Notre Dame June 2008 - May 2012
University of Notre Dame June 2008 - May 2012
Skills
Finance, Series 7, Salesforce.com, Building Relationships, Wealth Management, Retirement Planning, Alternative Investments, Commercial Real Estate, Private Banking, Investment Management
Education
University of Notre Dame 2008 — 2012
B.A., English
McDonogh School 2002 — 2008
7-12
Tu Ngo Tu Ngo's LPL Financial Experience November 2014 - April 2015
Job Accounting Graduate, University of South Alabama
Industry Food & Beverages
Experience
LPL Financial November 2014 - April 2015
Event Network, Inc. June 2014 - September 2014
Bamboo Japanese Steakhouse November 2011 - December 2013
SPS of Louisiana, Inc. April 2012 - December 2012
University of South Alabama August 2008 - December 2010
Skills
Time Management, Numerical Analysis, Accounts Payable, Active Team Player, Committed to..., Customer Service, Problem Solving, Accounts Receivable, Tax Preparation
Education
University of South Alabama 2006 — 2013
Bachelor of Science (BS), Accounting
University of South Alabama 2006 — 2013
Bachelor of Science (BS), Chemistry
LPL Financial November 2014 - April 2015
Event Network, Inc. June 2014 - September 2014
Bamboo Japanese Steakhouse November 2011 - December 2013
SPS of Louisiana, Inc. April 2012 - December 2012
University of South Alabama August 2008 - December 2010
Skills
Time Management, Numerical Analysis, Accounts Payable, Active Team Player, Committed to..., Customer Service, Problem Solving, Accounts Receivable, Tax Preparation
Education
University of South Alabama 2006 — 2013
Bachelor of Science (BS), Accounting
University of South Alabama 2006 — 2013
Bachelor of Science (BS), Chemistry
Lisette Campo-Luciano Lisette Campo-Luciano's LPL Financial Experience March 2007 - April 2008
Job Administration Generalist III at Northrop Grumman Coporation
Industry Defense & Space
Experience
Northrop Grumman Coporation February 2015 - Present
Northrop Grumman Corporation March 2013 - February 2015
Northrop Grumman Corporation March 2009 - February 2013
LPL Financial March 2007 - April 2008
SAIC May 2000 - December 2006
Tactical Investigative Services July 1998 - March 2000
Skills
Administrative..., Outlook, SharePoint, Visio, Office Management, Microsoft Office, MS Project, Microsoft Excel, PowerPoint
Education
University of Phoenix 2010 — 2012
Bachelor's degree, Business Management, General
Northrop Grumman Coporation February 2015 - Present
Northrop Grumman Corporation March 2013 - February 2015
Northrop Grumman Corporation March 2009 - February 2013
LPL Financial March 2007 - April 2008
SAIC May 2000 - December 2006
Tactical Investigative Services July 1998 - March 2000
Skills
Administrative..., Outlook, SharePoint, Visio, Office Management, Microsoft Office, MS Project, Microsoft Excel, PowerPoint
Education
University of Phoenix 2010 — 2012
Bachelor's degree, Business Management, General
Syed A Syed A's LPL Financial Experience September 2014 - Present
Job Sr. Exadata DMA at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial September 2014 - Present
Wells Fargo April 2014 - September 2014
Bank of America August 2011 - January 2014
Duke Energy February 2009 - May 2011
Bank of America June 2006 - December 2008
Time Warner Cable March 2006 - June 2006
MTC-Vodafone (UK) July 2003 - December 2005
Paktel Ltd January 2001 - June 2003
Skills
Performance Tuning, RMAN, Oracle Enterprise..., SQL Tuning, PL/SQL, Oracle SQL, Clustering, Database Administration, Oracle RAC, Shell Scripting, Oracle, Cluster, Data Warehousing, Databases, SQL, Solaris, Disaster Recovery, Database Design, Oracle Applications, Microsoft SQL Server, Data Modeling, ITIL, Unix, Oracle E-Business Suite
Education
University of Sindh 1996 — 1999
Bachelor, Computer Science
Petroman Training Institute 1994 — 1995
Diploma, Computer Science
Oracle University
Certification, Oracle DBA 7.3 / 9i / 10g
LPL Financial September 2014 - Present
Wells Fargo April 2014 - September 2014
Bank of America August 2011 - January 2014
Duke Energy February 2009 - May 2011
Bank of America June 2006 - December 2008
Time Warner Cable March 2006 - June 2006
MTC-Vodafone (UK) July 2003 - December 2005
Paktel Ltd January 2001 - June 2003
Skills
Performance Tuning, RMAN, Oracle Enterprise..., SQL Tuning, PL/SQL, Oracle SQL, Clustering, Database Administration, Oracle RAC, Shell Scripting, Oracle, Cluster, Data Warehousing, Databases, SQL, Solaris, Disaster Recovery, Database Design, Oracle Applications, Microsoft SQL Server, Data Modeling, ITIL, Unix, Oracle E-Business Suite
Education
University of Sindh 1996 — 1999
Bachelor, Computer Science
Petroman Training Institute 1994 — 1995
Diploma, Computer Science
Oracle University
Certification, Oracle DBA 7.3 / 9i / 10g
Chris Friedel's LPL Financial Experience June 2011 - August 2013
Job TFA at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch June 2015 - Present
Sigma Pi Fraternity April 2013 - November 2014
LPL Financial June 2011 - August 2013
Sigma Pi - Iota Epsilon November 2012 - April 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Outlook, HTML, Strategic Planning, Budgets, Negotiation, Editing, Finance, Management
Education
University of Oregon 2011 — 2015
Bachelor of Science (B.S.), Economics, Junior
Bank of America Merrill Lynch June 2015 - Present
Sigma Pi Fraternity April 2013 - November 2014
LPL Financial June 2011 - August 2013
Sigma Pi - Iota Epsilon November 2012 - April 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Outlook, HTML, Strategic Planning, Budgets, Negotiation, Editing, Finance, Management
Education
University of Oregon 2011 — 2015
Bachelor of Science (B.S.), Economics, Junior
Gary Muder Gary Muder's LPL Financial Experience April 2011 - November 2014
Job Financial Advisor
Industry Financial Services
Experience
Spence Cassidy & Associates, LLC May 2015 - Present
LPL Financial April 2011 - November 2014
JPMorgan Chase July 2009 - March 2011
JPMorgan Chase July 2005 - July 2009
Education
University of Phoenix 1995 — 1997
BS, Business Management
Spence Cassidy & Associates, LLC May 2015 - Present
LPL Financial April 2011 - November 2014
JPMorgan Chase July 2009 - March 2011
JPMorgan Chase July 2005 - July 2009
Education
University of Phoenix 1995 — 1997
BS, Business Management
Stephanie Van Hook Stephanie Van Hook's LPL Financial Experience May 2012 - Present
Job Mutual Fund Trader at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2012 - Present
LPL Financial October 2009 - May 2012
AllianceBernstein May 2008 - January 2009
SJS Corporation January 2008 - March 2008
2005 January 2006 - January 2008
Skills
Mutual Funds, Investments, Economics, Research, Series 7, Series 63, Retail, Securities, Asset Allocation, Portfolio Management, Trading, Equities
Education
University of San Diego 2003 — 2007
B.A, Business Economics
LPL Financial May 2012 - Present
LPL Financial October 2009 - May 2012
AllianceBernstein May 2008 - January 2009
SJS Corporation January 2008 - March 2008
2005 January 2006 - January 2008
Skills
Mutual Funds, Investments, Economics, Research, Series 7, Series 63, Retail, Securities, Asset Allocation, Portfolio Management, Trading, Equities
Education
University of San Diego 2003 — 2007
B.A, Business Economics
Genya Van Houten's LPL Financial Experience August 2001 - March 2003
Job Customer Call Center Senior at Freddie Mac
Industry Financial Services
Experience
Freddie Mac September 2014 - Present
Nationstar Mortgage Retail February 2012 - August 2014
Bank of America April 2009 - February 2012
Bank of America November 2008 - April 2009
Bank of America February 2008 - November 2008
Bank of America October 2004 - February 2008
Colonial Bank April 2003 - September 2004
LPL Financial August 2001 - March 2003
Charles Schwab April 2000 - June 2001
Wells Fargo October 1998 - April 2000
Skills
Banking, Wealth Management, Mortgage Lending, Leadership, Investments, Credit, Customer Service, Mutual Funds, Loans, Strategic Financial..., Management, Portfolio Management, Series 7, Insurance, Securities, Commercial Banking, Finance, Series 63, Training, Real Estate, Financial Services, Coaching, Relationship Management, Process Improvement, Project Management, Sales, Asset Management, Retirement Planning, Equities, Retirement, Private Banking, Life Insurance, Negotiation, Team Building, Fixed Annuities, FINRA, Refinance, Mortgage Banking, Retail Banking, FHA, Loan Origination, Financial Analysis, Credit Analysis, Underwriting, Consumer Lending, Financial Planning
Education
University of Phoenix 2002 — 2004
Bachelor of Science, Business Administration
Freddie Mac September 2014 - Present
Nationstar Mortgage Retail February 2012 - August 2014
Bank of America April 2009 - February 2012
Bank of America November 2008 - April 2009
Bank of America February 2008 - November 2008
Bank of America October 2004 - February 2008
Colonial Bank April 2003 - September 2004
LPL Financial August 2001 - March 2003
Charles Schwab April 2000 - June 2001
Wells Fargo October 1998 - April 2000
Skills
Banking, Wealth Management, Mortgage Lending, Leadership, Investments, Credit, Customer Service, Mutual Funds, Loans, Strategic Financial..., Management, Portfolio Management, Series 7, Insurance, Securities, Commercial Banking, Finance, Series 63, Training, Real Estate, Financial Services, Coaching, Relationship Management, Process Improvement, Project Management, Sales, Asset Management, Retirement Planning, Equities, Retirement, Private Banking, Life Insurance, Negotiation, Team Building, Fixed Annuities, FINRA, Refinance, Mortgage Banking, Retail Banking, FHA, Loan Origination, Financial Analysis, Credit Analysis, Underwriting, Consumer Lending, Financial Planning
Education
University of Phoenix 2002 — 2004
Bachelor of Science, Business Administration
David Urso David Urso's LPL Financial Experience September 2009 - Present
Job Investment Advisor Representative
Industry Financial Services
Experience
LPL Financial September 2009 - Present
Education
University of Rhode Island 1973 — 1977
Master of Science (MS), Business Administration and Management, General
LPL Financial September 2009 - Present
Education
University of Rhode Island 1973 — 1977
Master of Science (MS), Business Administration and Management, General
melanie hardin's LPL Financial Experience 2010 - Present
Job Executive Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial 2010 - Present
ADP 2004 - 2010
Charles Schwab 1991 - 2004
Wells Fargo 1995 - 1996
Skills
Strategic Planning, Financial Services, Management, Strategy, Business Development, Leadership, Start-ups, Strategic Partnerships, Investments, Business Strategy, Mergers & Acquisitions, Portfolio Management, Executive Management, Marketing Strategy, Asset Management, Marketing, Financial Advisory, Series 7
Education
Yale University - Yale School of Management 1993 — 1995
Master of Business Administration (MBA), Business Administration and Management, General
University of San Francisco
Bachelor's degree, Business Administration and Management, General
LPL Financial 2010 - Present
ADP 2004 - 2010
Charles Schwab 1991 - 2004
Wells Fargo 1995 - 1996
Skills
Strategic Planning, Financial Services, Management, Strategy, Business Development, Leadership, Start-ups, Strategic Partnerships, Investments, Business Strategy, Mergers & Acquisitions, Portfolio Management, Executive Management, Marketing Strategy, Asset Management, Marketing, Financial Advisory, Series 7
Education
Yale University - Yale School of Management 1993 — 1995
Master of Business Administration (MBA), Business Administration and Management, General
University of San Francisco
Bachelor's degree, Business Administration and Management, General
Kiko Liwag Kiko Liwag's LPL Financial Experience December 2008 - January 2009
Job Video Campaign Manager at CBS Interactive
Industry Online Media
Experience
CBS Interactive March 2014 - Present
CBS Interactive May 2013 - March 2014
CEB June 2012 - February 2013
College Works Painting November 2011 - March 2012
LPL Financial December 2008 - January 2009
Skills
Microsoft Office, Photoshop, Time Management, PowerPoint, Customer Service, Social Media Marketing, Social Networking, Marketing, Sales, Outlook, Account Management, Event Management, Leadership, Management
Education
University of San Francisco 2008 — 2012
Bachelor of Science (B.S.), Business Administration, Marketing
CBS Interactive March 2014 - Present
CBS Interactive May 2013 - March 2014
CEB June 2012 - February 2013
College Works Painting November 2011 - March 2012
LPL Financial December 2008 - January 2009
Skills
Microsoft Office, Photoshop, Time Management, PowerPoint, Customer Service, Social Media Marketing, Social Networking, Marketing, Sales, Outlook, Account Management, Event Management, Leadership, Management
Education
University of San Francisco 2008 — 2012
Bachelor of Science (B.S.), Business Administration, Marketing
Brian Pedroza Brian Pedroza's LPL Financial Experience May 2014 - Present
Job Wealth Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2014 - Present
Fusion Wealth Management December 2011 - September 2013
New England Securities October 2011 - September 2013
Skills
Series 7, Securities, Retirement, Investment Advisory..., Wealth Management, Retirement Planning, IRAs, Finance, FINRA
Education
University of Phoenix 2009 — 2010
Associate of Arts, Hospitality, Travel, Tourism
LPL Financial May 2014 - Present
Fusion Wealth Management December 2011 - September 2013
New England Securities October 2011 - September 2013
Skills
Series 7, Securities, Retirement, Investment Advisory..., Wealth Management, Retirement Planning, IRAs, Finance, FINRA
Education
University of Phoenix 2009 — 2010
Associate of Arts, Hospitality, Travel, Tourism
James Sharcot James Sharcot's LPL Financial Experience September 2009 - Present
Job Senior Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2009 - Present
Citizens Bank January 2008 - August 2009
First Investors May 2007 - December 2008
Skills
Microsoft Office, Public Speaking, Social Media, Microsoft Word, Social Media Marketing, Social Networking, Customer Service, Microsoft Excel, Project Management, Process Improvement, Financial Planning
Education
Westminster College (PA) 2003 — 2007
Bachelor's Degree, Business/Managerial Economics
University of Oxford 2004 — 2005
Bachelor's Degree, International Business/Trade/Commerce
LPL Financial September 2009 - Present
Citizens Bank January 2008 - August 2009
First Investors May 2007 - December 2008
Skills
Microsoft Office, Public Speaking, Social Media, Microsoft Word, Social Media Marketing, Social Networking, Customer Service, Microsoft Excel, Project Management, Process Improvement, Financial Planning
Education
Westminster College (PA) 2003 — 2007
Bachelor's Degree, Business/Managerial Economics
University of Oxford 2004 — 2005
Bachelor's Degree, International Business/Trade/Commerce
Samuel Shepherd's LPL Financial Experience June 2010 - August 2010
Job Financial Advisory at Ernst & Young
Industry Financial Services
Experience
EY August 2014 - Present
Cassidy & Associates June 2013 - August 2013
Fairmount Capital Advisors, Inc. January 2013 - May 2013
Beals Associates, Inc June 2012 - August 2012
State Street June 2011 - August 2011
LPL Financial June 2010 - August 2010
Ability PLUS December 2007 - March 2010
Skills
Microsoft Office, Microsoft Excel, Data Analysis, Public Speaking, Research, PowerPoint, Microsoft Word, Leadership, Event Planning, Finance, Social Media
Education
University of Pennsylvania 2010 — 2014
Bachelor of Arts (B.A.), Urban Studies, Magna Cum Laude
Winchester High School 2006 — 2010
EY August 2014 - Present
Cassidy & Associates June 2013 - August 2013
Fairmount Capital Advisors, Inc. January 2013 - May 2013
Beals Associates, Inc June 2012 - August 2012
State Street June 2011 - August 2011
LPL Financial June 2010 - August 2010
Ability PLUS December 2007 - March 2010
Skills
Microsoft Office, Microsoft Excel, Data Analysis, Public Speaking, Research, PowerPoint, Microsoft Word, Leadership, Event Planning, Finance, Social Media
Education
University of Pennsylvania 2010 — 2014
Bachelor of Arts (B.A.), Urban Studies, Magna Cum Laude
Winchester High School 2006 — 2010
Adam Beach Adam Beach's LPL Financial Experience June 2012 - September 2012
Job Graduate of the University of Oregon '15
Industry Higher Education
Experience
University of Oregon September 2012 - Present
LPL Financial June 2012 - September 2012
Skills
Microsoft Office, Microsoft Word, Public Speaking, Research, Social Media, Teamwork, Analysis
Education
University of Oregon 2011 — 2015
Bachelor of Science, General Social Studies
University of Oregon September 2012 - Present
LPL Financial June 2012 - September 2012
Skills
Microsoft Office, Microsoft Word, Public Speaking, Research, Social Media, Teamwork, Analysis
Education
University of Oregon 2011 — 2015
Bachelor of Science, General Social Studies
Valerie Bolch Pimenta's LPL Financial Experience June 1999 - May 2002
Job
Industry Financial Services
Experience
Fisher Investments January 2011 - Present
Fisher Investments January 2007 - December 2010
Fisher Investments February 2005 - December 2006
Fisher Investments June 2002 - January 2005
LPL Financial June 1999 - May 2002
Merrill Lynch June 1998 - May 1999
Education
University of San Diego 2000 — 2002
Master of Business Administration (M.B.A.)
Westmont College 1996 — 1998
Bachelor of Arts (B.A.), Economics and Business
Fisher Investments January 2011 - Present
Fisher Investments January 2007 - December 2010
Fisher Investments February 2005 - December 2006
Fisher Investments June 2002 - January 2005
LPL Financial June 1999 - May 2002
Merrill Lynch June 1998 - May 1999
Education
University of San Diego 2000 — 2002
Master of Business Administration (M.B.A.)
Westmont College 1996 — 1998
Bachelor of Arts (B.A.), Economics and Business
Daniel Scherr's LPL Financial Experience July 2015 - Present
Job AVP, Agile Solutions at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial July 2015 - Present
LPL Financial October 2013 - Present
Sogeti Group October 2010 - October 2013
Lion Apparel July 2008 - June 2010
Scherr Enterprises July 1993 - May 2010
Victoria Theatre Association August 2006 - May 2008
United Computing Resources January 2004 - July 2006
Chances R' Lounge January 2001 - January 2004
Skills
Active Directory, Technical Architecture, Solution Architecture, Microsoft Technologies, Windows Server, Messaging, Project Planning, Project Coordination, VMware, Network Administration, Dell PowerEdge Servers, HP Server Hardware, Email Migration, Storage, 2008 R2, Microsoft Office, Unified Communications, Netbackup, Microsoft Certified..., Data Center, Integration, Office 365, Solution Design, Microsoft Infrastructure, Project Implementation, ITIL Certified, Platform Architecture, windows server..., SQL Server..., Windows..., High Availability..., Hyper-V, Exchange..., Lync Server 2010/2013, Cloud Computing, IT Service Management, MetaLogix Content Matrix, Migration Projects, SCCM, ITIL, Infrastructure, Virtualization, Microsoft Exchange
Education
University of Phoenix
Associate's degree, Information Technology/Networking
Wright State University
Dual BS, Computer Science and Computer Systems Engineering
LPL Financial July 2015 - Present
LPL Financial October 2013 - Present
Sogeti Group October 2010 - October 2013
Lion Apparel July 2008 - June 2010
Scherr Enterprises July 1993 - May 2010
Victoria Theatre Association August 2006 - May 2008
United Computing Resources January 2004 - July 2006
Chances R' Lounge January 2001 - January 2004
Skills
Active Directory, Technical Architecture, Solution Architecture, Microsoft Technologies, Windows Server, Messaging, Project Planning, Project Coordination, VMware, Network Administration, Dell PowerEdge Servers, HP Server Hardware, Email Migration, Storage, 2008 R2, Microsoft Office, Unified Communications, Netbackup, Microsoft Certified..., Data Center, Integration, Office 365, Solution Design, Microsoft Infrastructure, Project Implementation, ITIL Certified, Platform Architecture, windows server..., SQL Server..., Windows..., High Availability..., Hyper-V, Exchange..., Lync Server 2010/2013, Cloud Computing, IT Service Management, MetaLogix Content Matrix, Migration Projects, SCCM, ITIL, Infrastructure, Virtualization, Microsoft Exchange
Education
University of Phoenix
Associate's degree, Information Technology/Networking
Wright State University
Dual BS, Computer Science and Computer Systems Engineering
Michelle Almodovar Michelle Almodovar's LPL Financial Experience 2001 - 2006
Job Financial Analyst Staff at Lockheed Martin
Industry Defense & Space
Experience
Lockheed Martin January 2012 - Present
Almodovar Photography April 2011 - Present
Lockheed Martin April 2010 - January 2012
Lockheed Martin September 2008 - March 2010
Lockheed Martin February 2007 - September 2008
LPL Financial 2001 - 2006
Hertz Rent a Car March 2000 - October 2000
Skills
Accounting, Budgets, Analysis, Earned Value Management, Asset Managment, Training, Financial Analysis, Variance Analysis, Financial Modeling, Government Contracting, Risk Management, Hyperion Enterprise, Financial Reporting, Strategic Financial..., Management, Finance, Cross-functional Team..., Cost Accounting
Education
University of Oklahoma - Price College of Business 1997 — 1999
BBA, Finance
University of Oklahoma - Price College of Business 1997 — 1999
BBA, Management
Coastal Carolina Community College 1984 — 1988
AAS, Accounting
Lockheed Martin January 2012 - Present
Almodovar Photography April 2011 - Present
Lockheed Martin April 2010 - January 2012
Lockheed Martin September 2008 - March 2010
Lockheed Martin February 2007 - September 2008
LPL Financial 2001 - 2006
Hertz Rent a Car March 2000 - October 2000
Skills
Accounting, Budgets, Analysis, Earned Value Management, Asset Managment, Training, Financial Analysis, Variance Analysis, Financial Modeling, Government Contracting, Risk Management, Hyperion Enterprise, Financial Reporting, Strategic Financial..., Management, Finance, Cross-functional Team..., Cost Accounting
Education
University of Oklahoma - Price College of Business 1997 — 1999
BBA, Finance
University of Oklahoma - Price College of Business 1997 — 1999
BBA, Management
Coastal Carolina Community College 1984 — 1988
AAS, Accounting
Dustin Dean Dustin Dean's LPL Financial Experience June 2015 - Present
Job Branch Examiner
Industry Financial Services
Experience
LPL Financial June 2015 - Present
Strategic Financial Group, LLC March 2013 - June 2015
FSC Securities March 2013 - May 2015
Capitol Financial Solutions May 2009 - March 2013
Skills
Retirement Planning, Fixed Annuities, IRAs, Roth IRA, Retirement, 401k Rollovers, Variable Annuities, Long-term Care, Securities, Key Person Insurance, Buy-sell Agreements, 529 Plans, Brokerage, Disability Insurance, Long Term Care Insurance, 401k, Whole Life, Strategic Financial..., Wealth Management, Life Insurance, College Savings Plans, Wealth Accumulation, IRA's, Mutual Funds, Estate Planning, Investments, Financial Advisory, Financial Planning
Education
University of Richmond 2005 — 2009
BA, Rhetoric and Communication Studies & Business Administration
Harrisonburg High School
LPL Financial June 2015 - Present
Strategic Financial Group, LLC March 2013 - June 2015
FSC Securities March 2013 - May 2015
Capitol Financial Solutions May 2009 - March 2013
Skills
Retirement Planning, Fixed Annuities, IRAs, Roth IRA, Retirement, 401k Rollovers, Variable Annuities, Long-term Care, Securities, Key Person Insurance, Buy-sell Agreements, 529 Plans, Brokerage, Disability Insurance, Long Term Care Insurance, 401k, Whole Life, Strategic Financial..., Wealth Management, Life Insurance, College Savings Plans, Wealth Accumulation, IRA's, Mutual Funds, Estate Planning, Investments, Financial Advisory, Financial Planning
Education
University of Richmond 2005 — 2009
BA, Rhetoric and Communication Studies & Business Administration
Harrisonburg High School
Jody Campillo Jody Campillo's LPL Financial Experience June 1994 - September 1996
Job Senior Project Manager, Commercialization & Organizational Readiness Dispensing Technologies at CareFusion
Industry Accounting
Experience
CareFusion March 2012 - Present
CareFusion October 2008 - April 2012
Cost Xpert Group Inc. 1999 - 2008
McGladrey & Pullen, LLC 1996 - June 1999
LPL Financial June 1994 - September 1996
PwC September 1991 - June 1994
Skills
Accounting, Financial Reporting, Hyperion Enterprise, General Ledger, Mergers, Forecasting, Financial Analysis, Revenue Recognition, SAP, Variance Analysis, Process Improvement, Internal Controls, Auditing, Sarbanes-Oxley, Mergers & Acquisitions, Finance, Consolidation, Account Reconciliation, Sarbanes-Oxley Act, Managerial Finance, Internal Audit, Business Process..., ERP, Cost Accounting, Financial Accounting, Financial Modeling, US GAAP, Project Management
Education
University of San Diego 1987 — 1991
Bachelor of Accountancy, Accounting
CareFusion March 2012 - Present
CareFusion October 2008 - April 2012
Cost Xpert Group Inc. 1999 - 2008
McGladrey & Pullen, LLC 1996 - June 1999
LPL Financial June 1994 - September 1996
PwC September 1991 - June 1994
Skills
Accounting, Financial Reporting, Hyperion Enterprise, General Ledger, Mergers, Forecasting, Financial Analysis, Revenue Recognition, SAP, Variance Analysis, Process Improvement, Internal Controls, Auditing, Sarbanes-Oxley, Mergers & Acquisitions, Finance, Consolidation, Account Reconciliation, Sarbanes-Oxley Act, Managerial Finance, Internal Audit, Business Process..., ERP, Cost Accounting, Financial Accounting, Financial Modeling, US GAAP, Project Management
Education
University of San Diego 1987 — 1991
Bachelor of Accountancy, Accounting
Theodore Brakatselos Theodore Brakatselos's LPL Financial Experience March 2012 - Present
Job Wealth Advisor, Registered Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2012 - Present
Education
New York University, Stern School of Business 1978 — 1982
Bachelor of Science (B.S.), Accounting
University of Pennsylvania - The Wharton School
AIMSE Investment Institute at Wharton Program - January 1998
LPL Financial March 2012 - Present
Education
New York University, Stern School of Business 1978 — 1982
Bachelor of Science (B.S.), Accounting
University of Pennsylvania - The Wharton School
AIMSE Investment Institute at Wharton Program - January 1998
Ane Miren Perez's LPL Financial Experience September 2014 - Present
Job Sr. Financial Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2014 - Present
Clear Channel Communications June 2012 - Present
Skills
Microsoft Excel, Spanish, Forecasting, Financial Analysis, Finance, Microsoft Office, Brazilian Portuguese, PowerPoint, Financial Modeling, Accounting, French, Data Analysis, Customer Service, Access, Financial Accounting, Program Management, Corporate Finance, Corporate Financial..., Research, Social Media
Education
University of Notre Dame 2008 — 2012
Bachelor of Business Administration (B.B.A.), Finance, International Business Certificate
University of Notre Dame - Mendoza College of Business 2008 — 2012
LPL Financial September 2014 - Present
Clear Channel Communications June 2012 - Present
Skills
Microsoft Excel, Spanish, Forecasting, Financial Analysis, Finance, Microsoft Office, Brazilian Portuguese, PowerPoint, Financial Modeling, Accounting, French, Data Analysis, Customer Service, Access, Financial Accounting, Program Management, Corporate Finance, Corporate Financial..., Research, Social Media
Education
University of Notre Dame 2008 — 2012
Bachelor of Business Administration (B.B.A.), Finance, International Business Certificate
University of Notre Dame - Mendoza College of Business 2008 — 2012
Ashley Roman Ashley Roman's LPL Financial Experience July 2013 - May 2015
Job AML Officer
Industry Financial Services
Experience
Citi May 2015 - Present
LPL Financial July 2013 - May 2015
AXA Equitable January 2012 - December 2012
AXA Equitable May 2008 - January 2012
AXA Equitable January 2007 - May 2008
Bank of America January 2006 - January 2007
Skills
Spreadsheets, Outlook, Lotus Notes, Access, LOMA 280, LOMA 290, Banking, Customer Service, Microsoft Excel, Microsoft Word, Data Entry, PowerPoint, Microsoft Office, Life Insurance, Customer Experience, New Business Development, Risk Management, Financial Services, Process Improvement, Project Management, Sales, Underwriting
Education
University of Phoenix 2009 — 2011
Associates, Accounting
Citi May 2015 - Present
LPL Financial July 2013 - May 2015
AXA Equitable January 2012 - December 2012
AXA Equitable May 2008 - January 2012
AXA Equitable January 2007 - May 2008
Bank of America January 2006 - January 2007
Skills
Spreadsheets, Outlook, Lotus Notes, Access, LOMA 280, LOMA 290, Banking, Customer Service, Microsoft Excel, Microsoft Word, Data Entry, PowerPoint, Microsoft Office, Life Insurance, Customer Experience, New Business Development, Risk Management, Financial Services, Process Improvement, Project Management, Sales, Underwriting
Education
University of Phoenix 2009 — 2011
Associates, Accounting
Chip Messenger Chip Messenger's LPL Financial Experience October 2008 - Present
Job Financial Advisor with LPL Financial
Industry Financial Services
Experience
LPL Financial October 2008 - Present
Edward Jones November 1998 - October 2008
The Southwestern Company June 1997 - September 1998
Skills
Wealth Management..., Finance, Financial Services, Management, Sales
Education
University of Oregon - Charles H. Lundquist College of Business 1993 — 1997
Bachelor of Science (B.S.), Finance
LPL Financial October 2008 - Present
Edward Jones November 1998 - October 2008
The Southwestern Company June 1997 - September 1998
Skills
Wealth Management..., Finance, Financial Services, Management, Sales
Education
University of Oregon - Charles H. Lundquist College of Business 1993 — 1997
Bachelor of Science (B.S.), Finance
Jerome Meary's LPL Financial Experience January 2009 - August 2009
Job Major League Soccer Player Deparment Cslt
Industry Sports
Experience
Eurosport September 2015 - Present
Urban Soccer New York August 2014 - Present
Major League Soccer October 2012 - Present
Elite Athletes Corp. January 2010 - Present
University Elite Athletes January 2010 - Present
Federation Française de Football January 2012 - June 2013
LPL Financial January 2009 - August 2009
Skills
Sports Marketing, Sports Coaching, Sports, Soccer, Sponsorship, Sports Management, Athletics, Event Management, Football, Social Media, Marketing Strategy
Education
Université Panthéon Sorbonne (Paris I) / IAE Paris 2007 — 2008
Master of Business Administration (MBA), Finance, General
Ecole Speciale des travaux Publics de Paris 2004 — 2007
Master's degree, Civil Engineering
Eurosport September 2015 - Present
Urban Soccer New York August 2014 - Present
Major League Soccer October 2012 - Present
Elite Athletes Corp. January 2010 - Present
University Elite Athletes January 2010 - Present
Federation Française de Football January 2012 - June 2013
LPL Financial January 2009 - August 2009
Skills
Sports Marketing, Sports Coaching, Sports, Soccer, Sponsorship, Sports Management, Athletics, Event Management, Football, Social Media, Marketing Strategy
Education
Université Panthéon Sorbonne (Paris I) / IAE Paris 2007 — 2008
Master of Business Administration (MBA), Finance, General
Ecole Speciale des travaux Publics de Paris 2004 — 2007
Master's degree, Civil Engineering
Brett Hoppe's LPL Financial Experience June 2012 - December 2012
Job Underwriting Associate at BHHC
Industry Insurance
Experience
Berkshire Hathaway Homestate Companies July 2013 - Present
LPL Financial June 2012 - December 2012
Global Equity Finance May 2011 - September 2011
Merrill Lynch April 2010 - August 2010
SFO Forecast Inc & Portco Inc May 2008 - July 2010
Education
University of San Diego 2008 — 2012
Bachelor of Business Administration (B.B.A.), Finance (Major) & Economics (Minor)
Semester at Sea, University of Virginia
International Finance and Study Abroad, Junior
Redwood High School
Berkshire Hathaway Homestate Companies July 2013 - Present
LPL Financial June 2012 - December 2012
Global Equity Finance May 2011 - September 2011
Merrill Lynch April 2010 - August 2010
SFO Forecast Inc & Portco Inc May 2008 - July 2010
Education
University of San Diego 2008 — 2012
Bachelor of Business Administration (B.B.A.), Finance (Major) & Economics (Minor)
Semester at Sea, University of Virginia
International Finance and Study Abroad, Junior
Redwood High School
Michele Bjorkgren Michele Bjorkgren's LPL Financial Experience August 2002 - Present
Job Experienced in the insurance, group benefits and financial services industry for over 25 years.
Industry Financial Services
Experience
LPL Financial August 2002 - Present
Marsh McLennan August 1991 - August 2002
Marsh McLennan August 1991 - August 2002
Skills
Strategic Communications, Financial Analysis, Strategic Financial..., Insurance
Education
University of Northern Iowa
Business Management
LPL Financial August 2002 - Present
Marsh McLennan August 1991 - August 2002
Marsh McLennan August 1991 - August 2002
Skills
Strategic Communications, Financial Analysis, Strategic Financial..., Insurance
Education
University of Northern Iowa
Business Management
William Maher William Maher's LPL Financial Experience June 2011 - August 2011
Job KPMG Audit Associate
Industry Accounting
Experience
KPMG US June 2013 - Present
Santa Barbara Tax Products Group June 2012 - December 2013
LPL Financial June 2011 - August 2011
Skills
PowerPoint, Microsoft Excel, Financial Modeling, Financial Analysis, Microsoft Word, Microsoft Office, Market Research, Data Analysis, Accounting, Social Media Marketing, Auditing, Financial Reporting, Financial Accounting, Public Speaking, GAAP, Social Media
Education
University of San Diego 2009 — 2013
Bachelor's Degree, Accounting and Finance
KPMG US June 2013 - Present
Santa Barbara Tax Products Group June 2012 - December 2013
LPL Financial June 2011 - August 2011
Skills
PowerPoint, Microsoft Excel, Financial Modeling, Financial Analysis, Microsoft Word, Microsoft Office, Market Research, Data Analysis, Accounting, Social Media Marketing, Auditing, Financial Reporting, Financial Accounting, Public Speaking, GAAP, Social Media
Education
University of San Diego 2009 — 2013
Bachelor's Degree, Accounting and Finance
Ramonette Belen Ramonette Belen's LPL Financial Experience September 2015 - Present
Job Assistant Vice President at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2015 - Present
LPL Financial June 2015 - September 2015
LPL Financial July 2014 - June 2015
Vanguard July 2013 - July 2014
Vanguard November 2000 - July 2014
Bank of America September 1990 - November 2000
Skills
Training, Leadership, Project Management, Call Centers, Coaching, Series 63, Series 7, Internal Controls, 401k, Sales, Relationship Management, Auditing, Management, Mutual Funds, Research, Banking, Business Process, Human Resources, Six Sigma, Process Improvement, Financial Risk, Sales Management, Analysis, Business Development, Customer Service, Financial Analysis, Series 6, Risk Assessment, Financial Services, Investments, Onboarding
Education
University of Phoenix
BS, Business Management
LPL Financial September 2015 - Present
LPL Financial June 2015 - September 2015
LPL Financial July 2014 - June 2015
Vanguard July 2013 - July 2014
Vanguard November 2000 - July 2014
Bank of America September 1990 - November 2000
Skills
Training, Leadership, Project Management, Call Centers, Coaching, Series 63, Series 7, Internal Controls, 401k, Sales, Relationship Management, Auditing, Management, Mutual Funds, Research, Banking, Business Process, Human Resources, Six Sigma, Process Improvement, Financial Risk, Sales Management, Analysis, Business Development, Customer Service, Financial Analysis, Series 6, Risk Assessment, Financial Services, Investments, Onboarding
Education
University of Phoenix
BS, Business Management
Peter Vacheron, ChFC - Principal's LPL Financial Experience 2008 - Present
Job IBG Financial Partners, LLC
Industry Financial Services
Experience
IBG Financial Partners, LLC 1996 - Present
LPL Financial 2008 - Present
AXA Advisors 1986 - 2008
Education
University of Rhode Island 1982 — 1986
Bachelor of Science (BS), Economics
American College 1990 — 1993
ChFC, Advanced Financial Services
IBG Financial Partners, LLC 1996 - Present
LPL Financial 2008 - Present
AXA Advisors 1986 - 2008
Education
University of Rhode Island 1982 — 1986
Bachelor of Science (BS), Economics
American College 1990 — 1993
ChFC, Advanced Financial Services
Jake Cruel Jake Cruel's LPL Financial Experience 2012 - November 2012
Job Project Management Consultant at TTOS Global, LLC
Industry Information Technology and Services
Experience
TTOS Global, LLC April 2013 - Present
LPL Financial 2012 - November 2012
LPL Financial 2010 - November 2012
LPL Financial 2007 - 2010
LPL Financial 2004 - 2007
LPL Financial 2001 - 2004
LPL Financial March 1998 - 2001
United Way of San Diego County November 1995 - February 1998
CB Commercial August 1994 - November 1995
Waxie April 1992 - July 1994
Skills
Accounting, Access, Financial Planners, Microsoft Excel, Finance, Financial Services, Project Management, Alternative Investments, Recruiting, Management, Strategic Financial..., Leadership, Securities, Risk Management, Process Improvement, Financial Reporting, Financial Analysis, Analysis, Asset Management, Auditing, Business Analysis, Equities, FINRA, Financial Risk, Fixed Income, IRAs, Investment Advisory, Investment Strategies, Investments, Mutual Funds, Portfolio Management, Project Planning, Retirement Planning, Software Documentation, Strategy, Team Building, Time Management, Wealth Management, Financial Planning
Education
University of Phoenix 1995 — 1997
MBA
University of Phoenix 1992 — 1995
BA
TTOS Global, LLC April 2013 - Present
LPL Financial 2012 - November 2012
LPL Financial 2010 - November 2012
LPL Financial 2007 - 2010
LPL Financial 2004 - 2007
LPL Financial 2001 - 2004
LPL Financial March 1998 - 2001
United Way of San Diego County November 1995 - February 1998
CB Commercial August 1994 - November 1995
Waxie April 1992 - July 1994
Skills
Accounting, Access, Financial Planners, Microsoft Excel, Finance, Financial Services, Project Management, Alternative Investments, Recruiting, Management, Strategic Financial..., Leadership, Securities, Risk Management, Process Improvement, Financial Reporting, Financial Analysis, Analysis, Asset Management, Auditing, Business Analysis, Equities, FINRA, Financial Risk, Fixed Income, IRAs, Investment Advisory, Investment Strategies, Investments, Mutual Funds, Portfolio Management, Project Planning, Retirement Planning, Software Documentation, Strategy, Team Building, Time Management, Wealth Management, Financial Planning
Education
University of Phoenix 1995 — 1997
MBA
University of Phoenix 1992 — 1995
BA
Larry Celniker Larry Celniker's LPL Financial Experience March 2015 - Present
Job Wealth Management Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
The Newport Group January 2008 - Present
Northwestern Mutual Financial Network August 1985 - February 2015
Skills
Retirement, Life Insurance, Strategic Financial..., Wealth Management, Finance, Portfolio Management, Estate Planning, Financial Analysis, Mutual Funds, 401k, Asset Management, Investments, Asset Managment
Education
University of Richmond 1981 — 1985
BS, Business Administration
LPL Financial March 2015 - Present
The Newport Group January 2008 - Present
Northwestern Mutual Financial Network August 1985 - February 2015
Skills
Retirement, Life Insurance, Strategic Financial..., Wealth Management, Finance, Portfolio Management, Estate Planning, Financial Analysis, Mutual Funds, 401k, Asset Management, Investments, Asset Managment
Education
University of Richmond 1981 — 1985
BS, Business Administration
Scott Kraus Scott Kraus's LPL Financial Experience June 2013 - Present
Job Financial Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2013 - Present
LPL Financial September 2010 - June 2013
Key Equipment Finance Inc. December 2006 - June 2010
Key Equipment Finance Inc. April 2004 - December 2006
Salomon Smith Barney Inc. September 2002 - April 2003
Skills
Management, Analysis, Finance, Forecasting, Leadership, Portfolio Management, Asset Management, Investments, Credit, Microsoft Office, Project Planning, Financial Services, Time Management, Business Process..., Loans, Financial Analysis, Banking
Education
University of San Francisco 2000 — 2003
B.S.B.A, Finance
LPL Financial June 2013 - Present
LPL Financial September 2010 - June 2013
Key Equipment Finance Inc. December 2006 - June 2010
Key Equipment Finance Inc. April 2004 - December 2006
Salomon Smith Barney Inc. September 2002 - April 2003
Skills
Management, Analysis, Finance, Forecasting, Leadership, Portfolio Management, Asset Management, Investments, Credit, Microsoft Office, Project Planning, Financial Services, Time Management, Business Process..., Loans, Financial Analysis, Banking
Education
University of San Francisco 2000 — 2003
B.S.B.A, Finance
Tameka (Tameka Hoagland) Stephens, MBA Tameka (Tameka Hoagland) Stephens, MBA's LPL Financial Experience April 2013 - Present
Job RIA Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2013 - Present
LPL Financial September 2011 - April 2013
DA/CA Financial Group November 2010 - September 2011
Coldwell Banker First Realty August 2009 - June 2010
T&T BOUTIQUE March 2008 - December 2009
FIRST FLIGHT FEDERAL CREDIT UNION December 2008 - July 2009
FIRST FLIGHT FEDERAL CREDIT UNION September 2008 - December 2008
JPMORGAN CHASE BANK July 2004 - October 2005
Bank of Oklahoma January 2004 - January 2005
Skills
Customer Service, Financial Analysis, Budgets, Accounting, Payroll, Leadership, Management, Banking, Marketing, Sales, Strategic Planning, Real Estate, Microsoft Excel, Training, Accounts Payable
Education
Webster University 2008 — 2012
MBA, FINANCE
University of Phoenix 2004 — 2006
Bachelors of Science Business Finance
University of Oklahoma 2000 — 2003
N/A, Finance
LPL Financial April 2013 - Present
LPL Financial September 2011 - April 2013
DA/CA Financial Group November 2010 - September 2011
Coldwell Banker First Realty August 2009 - June 2010
T&T BOUTIQUE March 2008 - December 2009
FIRST FLIGHT FEDERAL CREDIT UNION December 2008 - July 2009
FIRST FLIGHT FEDERAL CREDIT UNION September 2008 - December 2008
JPMORGAN CHASE BANK July 2004 - October 2005
Bank of Oklahoma January 2004 - January 2005
Skills
Customer Service, Financial Analysis, Budgets, Accounting, Payroll, Leadership, Management, Banking, Marketing, Sales, Strategic Planning, Real Estate, Microsoft Excel, Training, Accounts Payable
Education
Webster University 2008 — 2012
MBA, FINANCE
University of Phoenix 2004 — 2006
Bachelors of Science Business Finance
University of Oklahoma 2000 — 2003
N/A, Finance
Alina St Julien's LPL Financial Experience September 2014 - Present
Job Retirement Consultant at LPL Retirement Partners
Industry Financial Services
Experience
LPL Financial September 2014 - Present
Henderson Brothers, Inc. June 2012 - September 2014
Mavrovic Architects PC July 2011 - June 2012
Skills
Financial Services, Marketing Communications, Social Media Marketing, Educational Technology, Multilingual, Digital Marketing, Market Research, Event Planning, International Marketing, Brand Development, 404 Compliance, Marketing Plan Creation, Marketing Compliance, Marketing, Product Development, Sales
Education
University of Pittsburgh 2006 — 2010
Bachelor's Degree, Marketing
LPL Financial September 2014 - Present
Henderson Brothers, Inc. June 2012 - September 2014
Mavrovic Architects PC July 2011 - June 2012
Skills
Financial Services, Marketing Communications, Social Media Marketing, Educational Technology, Multilingual, Digital Marketing, Market Research, Event Planning, International Marketing, Brand Development, 404 Compliance, Marketing Plan Creation, Marketing Compliance, Marketing, Product Development, Sales
Education
University of Pittsburgh 2006 — 2010
Bachelor's Degree, Marketing
Jessi Christian's LPL Financial Experience March 2015 - Present
Job Retirement Partners RPCP Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2015 - Present
United Spirit Association June 1997 - Present
Destination Concepts Inc January 2014 - Present
Pello Events January 2014 - Present
LPL Financial September 2007 - Present
AMN Healthcare September 2005 - September 2007
Skills
Social Media, Public Relations, Management, Time Management, Leadership, PowerPoint, Social Networking, Event Planning, Hospitals, Marketing, Public Speaking, Event Management, Fundraising, Customer Service, Coaching, Teamwork, Team Building
Education
University of San Diego 1997 — 2001
Bachelor's degree, English
University of San Diego 1997 — 2001
Bachelor of Arts (B.A.), English Language and Literature, General
LPL Financial March 2015 - Present
United Spirit Association June 1997 - Present
Destination Concepts Inc January 2014 - Present
Pello Events January 2014 - Present
LPL Financial September 2007 - Present
AMN Healthcare September 2005 - September 2007
Skills
Social Media, Public Relations, Management, Time Management, Leadership, PowerPoint, Social Networking, Event Planning, Hospitals, Marketing, Public Speaking, Event Management, Fundraising, Customer Service, Coaching, Teamwork, Team Building
Education
University of San Diego 1997 — 2001
Bachelor's degree, English
University of San Diego 1997 — 2001
Bachelor of Arts (B.A.), English Language and Literature, General
Romarie May Tiong Romarie May Tiong's LPL Financial Experience August 2012 - Present
Job Money Desk Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2012 - Present
Hickam Federal Credit Union September 2010 - March 2011
Bank of America November 2007 - January 2009
Skills
10 key typing, Customer Service, Problem Solving, Cash-handling, Cash Operations, Computer-savvy, Keyboard Skills
Education
University of Phoenix 2006 — 2010
Bachelor of Science (B.S.), Health/Health Care Administration/Management
Southwestern Community College 2003 — 2005
Associate's degree, Tourism and Travel Services Management
Simon Sanchez High School
LPL Financial August 2012 - Present
Hickam Federal Credit Union September 2010 - March 2011
Bank of America November 2007 - January 2009
Skills
10 key typing, Customer Service, Problem Solving, Cash-handling, Cash Operations, Computer-savvy, Keyboard Skills
Education
University of Phoenix 2006 — 2010
Bachelor of Science (B.S.), Health/Health Care Administration/Management
Southwestern Community College 2003 — 2005
Associate's degree, Tourism and Travel Services Management
Simon Sanchez High School
Jonathan Reidenouer Jonathan Reidenouer's LPL Financial Experience October 2013 - Present
Job Strategic Relationship Manager | AVP, Business Consulting at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2013 - Present
LPL Financial August 2012 - October 2013
LPL Financial May 2011 - August 2012
LPL Financial March 2010 - May 2011
LPL Financial October 2007 - March 2010
LPL Financial September 2005 - September 2007
Skills
Series 7, Financial Services, Cross-functional Team..., Series 24, Management, Strategy, Leadership, Business Development, Analysis, Process Improvement, Consulting, Succession Planning, Series 66, Business Strategy, Customer Service..., Customer Service, Practice Management, Business Continuity, Project Management, Strategic Consulting, Presentations, Project Planning, Six Sigma, Business Analysis, Small Business...
Education
University of Richmond - Robins School of Business 1992 — 1996
Bachelor of Science in Business Administration, Finance
LPL Financial October 2013 - Present
LPL Financial August 2012 - October 2013
LPL Financial May 2011 - August 2012
LPL Financial March 2010 - May 2011
LPL Financial October 2007 - March 2010
LPL Financial September 2005 - September 2007
Skills
Series 7, Financial Services, Cross-functional Team..., Series 24, Management, Strategy, Leadership, Business Development, Analysis, Process Improvement, Consulting, Succession Planning, Series 66, Business Strategy, Customer Service..., Customer Service, Practice Management, Business Continuity, Project Management, Strategic Consulting, Presentations, Project Planning, Six Sigma, Business Analysis, Small Business...
Education
University of Richmond - Robins School of Business 1992 — 1996
Bachelor of Science in Business Administration, Finance
Belvin Doane Belvin Doane's LPL Financial Experience September 2003 - September 2013
Job Senior Financial Advisor
Industry Investment Management
Experience
Acclaro Wealth Manangement February 2013 - Present
LPL Financial September 2003 - September 2013
Acclaro Wealth Manangement September 2010 - January 2013
Royal Alliance Associates 1989 - 2003
Skills
Small Company 401k..., Socially Responsible..., Investment Management, Retirement Planning, Financial Advisory, Securities, Pensions, Finance, Asset Allocation
Education
University of Oregon 1960 — 1967
Master of Science, 1967
Acclaro Wealth Manangement February 2013 - Present
LPL Financial September 2003 - September 2013
Acclaro Wealth Manangement September 2010 - January 2013
Royal Alliance Associates 1989 - 2003
Skills
Small Company 401k..., Socially Responsible..., Investment Management, Retirement Planning, Financial Advisory, Securities, Pensions, Finance, Asset Allocation
Education
University of Oregon 1960 — 1967
Master of Science, 1967
Tim Kenney, CFP® Tim Kenney, CFP®'s LPL Financial Experience January 2001 - May 2008
Job Wealth Manager at USAA
Industry Financial Services
Experience
USAA February 2014 - Present
UBS Financial Services, Inc. January 2010 - February 2014
Wells Fargo Investments May 2008 - January 2010
LPL Financial January 2001 - May 2008
Education
University of San Diego 1992 — 1997
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
USAA February 2014 - Present
UBS Financial Services, Inc. January 2010 - February 2014
Wells Fargo Investments May 2008 - January 2010
LPL Financial January 2001 - May 2008
Education
University of San Diego 1992 — 1997
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Donna Nauss Donna Nauss's LPL Financial Experience 2004 - 2009
Job Custom Compliance Consulting for Investment Advisors and Broker/Dealers
Industry Financial Services
Experience
D Nauss and Associates, LLC October 2009 - Present
LPL Financial 2004 - 2009
Linsco/Private Ledger (predecessor to LPL Financial) 2000 - 2004
Linsco/Private Ledger 1991 - 2000
Skills
FINRA, Investment Advisers Act, Series 24, Series 7, Investment Advisory, Securities, Financial Advisory, Investments, Series 63, ETFs, Uniform Combined State..., Fixed Income, Wealth Management, Mutual Funds, Retirement Planning, Fixed Annuities, Financial Planners, Finance, Series 65, Financial Services, Investment Strategies, Alternative Investments, Leadership, SEC, Risk Management, Management, IRAs, Variable Annuities, Asset Management, Executive Management, 401k, Investment Advisory..., Strategic Financial..., Certified Financial..., Asset Allocation, Retirement Plan..., High Net Worth..., Retirement, Wealth, Strategy, Estate Planning, Portfolio Management, Qualified Retirement..., Series 6, Separately Managed..., Investment Management, Insurance, 401k Rollovers, Bonds, Wealth Management...
Education
San Diego State University
BS, Major - Finance; Minor - Psychology
University of San Diego
MBA
D Nauss and Associates, LLC October 2009 - Present
LPL Financial 2004 - 2009
Linsco/Private Ledger (predecessor to LPL Financial) 2000 - 2004
Linsco/Private Ledger 1991 - 2000
Skills
FINRA, Investment Advisers Act, Series 24, Series 7, Investment Advisory, Securities, Financial Advisory, Investments, Series 63, ETFs, Uniform Combined State..., Fixed Income, Wealth Management, Mutual Funds, Retirement Planning, Fixed Annuities, Financial Planners, Finance, Series 65, Financial Services, Investment Strategies, Alternative Investments, Leadership, SEC, Risk Management, Management, IRAs, Variable Annuities, Asset Management, Executive Management, 401k, Investment Advisory..., Strategic Financial..., Certified Financial..., Asset Allocation, Retirement Plan..., High Net Worth..., Retirement, Wealth, Strategy, Estate Planning, Portfolio Management, Qualified Retirement..., Series 6, Separately Managed..., Investment Management, Insurance, 401k Rollovers, Bonds, Wealth Management...
Education
San Diego State University
BS, Major - Finance; Minor - Psychology
University of San Diego
MBA
A. Thomas Taverna IV A. Thomas Taverna IV's LPL Financial Experience December 2013 - Present
Job Experienced Internal Audit Leader
Industry Financial Services
Experience
LPL Financial December 2013 - Present
Advanced Math & Science Academy Charter School September 2012 - Present
Protiviti Inc. May 2002 - November 2013
Arthur Andersen LLP June 2000 - May 2002
PricewaterhouseCoopers LLP June 1991 - June 2000
Skills
Enterprise Risk..., Sarbanes-Oxley Act, Business Process..., Governance, Internal Audit, Internal Controls, IT Audit, IT Outsourcing, Compliance, Disaster Recovery, Financial Risk, Project Management, Outsourcing, Risk Assessment, Information Security, Planning Budgeting &..., Operational Risk, Business Continuity, Operational Risk..., Information Technology, Leadership
Education
University of Rochester - William E. Simon Graduate School of Business Administration 1989 — 1991
MBA, Finance & Information Systems
University of Rochester 1985 — 1989
BA, Economics & Political Science
LPL Financial December 2013 - Present
Advanced Math & Science Academy Charter School September 2012 - Present
Protiviti Inc. May 2002 - November 2013
Arthur Andersen LLP June 2000 - May 2002
PricewaterhouseCoopers LLP June 1991 - June 2000
Skills
Enterprise Risk..., Sarbanes-Oxley Act, Business Process..., Governance, Internal Audit, Internal Controls, IT Audit, IT Outsourcing, Compliance, Disaster Recovery, Financial Risk, Project Management, Outsourcing, Risk Assessment, Information Security, Planning Budgeting &..., Operational Risk, Business Continuity, Operational Risk..., Information Technology, Leadership
Education
University of Rochester - William E. Simon Graduate School of Business Administration 1989 — 1991
MBA, Finance & Information Systems
University of Rochester 1985 — 1989
BA, Economics & Political Science
Lindsey Shultz Lindsey Shultz's LPL Financial Experience March 2012 - October 2012
Job Intellectual Property Assistant at Knobbe Martens Olson & Bear LLP
Industry Legal Services
Experience
Knobbe Martens Olson & Bear LLP September 2013 - Present
Dunk Law Firm/ Lack Law Group October 2012 - September 2013
LPL Financial March 2012 - October 2012
Merrill Lynch September 2010 - December 2010
Skills
PowerPoint, Pivot Tables, Vlookup, Lexis, Tabs3, SmartDraw, PCLaw, Wordperfect, AbacusLaw, Microsoft Excel, Microsoft Word, Microsoft Office, Social Networking, Investments, Chart, Sales, Real Estate, Management, Marketing, Finance, Macro, Social Media Marketing, Social Media
Education
University of San Diego 2012 — 2013
Paralegal Certification Program, Legal Services, Awarded Honors
SAN DIEGO STATE UNIVERSITY 2007 — 2011
Bachelor of Science, Business Administration/Finance
Knobbe Martens Olson & Bear LLP September 2013 - Present
Dunk Law Firm/ Lack Law Group October 2012 - September 2013
LPL Financial March 2012 - October 2012
Merrill Lynch September 2010 - December 2010
Skills
PowerPoint, Pivot Tables, Vlookup, Lexis, Tabs3, SmartDraw, PCLaw, Wordperfect, AbacusLaw, Microsoft Excel, Microsoft Word, Microsoft Office, Social Networking, Investments, Chart, Sales, Real Estate, Management, Marketing, Finance, Macro, Social Media Marketing, Social Media
Education
University of San Diego 2012 — 2013
Paralegal Certification Program, Legal Services, Awarded Honors
SAN DIEGO STATE UNIVERSITY 2007 — 2011
Bachelor of Science, Business Administration/Finance
Allie Flint Allie Flint's LPL Financial Experience June 2015 - Present
Job .
Industry Financial Services
Experience
LPL Financial June 2015 - Present
Metropolitan West Capital Management, LLC February 2010 - Present
Lee and Sakahara Architects October 2008 - March 2009
Beacon Pointe Advisors June 2005 - October 2008
Skills
Asset Managment, Asset Management
Education
University of San Diego 2003 — 2007
BBA, Business Administration
LPL Financial June 2015 - Present
Metropolitan West Capital Management, LLC February 2010 - Present
Lee and Sakahara Architects October 2008 - March 2009
Beacon Pointe Advisors June 2005 - October 2008
Skills
Asset Managment, Asset Management
Education
University of San Diego 2003 — 2007
BBA, Business Administration
Daniel Casnettie Daniel Casnettie's LPL Financial Experience February 2010 - 2010
Job Closer at Wells Fargo
Industry Financial Services
Experience
Wells Fargo July 2014 - Present
Wells Fargo February 2012 - June 2014
Wells Fargo Advisors January 2011 - November 2011
LPL Financial February 2010 - 2010
Merrill Lynch May 2009 - December 2009
First Command Financial Services May 2009 - December 2009
Northwestern Mutual May 2008 - August 2008
Skills
LoanIQ, ClearPar, Syndtrak, Commercial Loan..., Credit, Financial Analysis, Finance, Loans, Marketing, Portfolio Management, Wealth Management, Asset Management, Financial Modeling, Management, Investments, Credit Analysis, Strategic Planning, Customer Service, Leadership
Education
University of South Carolina - The Moore School of Business 2005 — 2009
Bachelor's, Finance, Real Estate
Wells Fargo July 2014 - Present
Wells Fargo February 2012 - June 2014
Wells Fargo Advisors January 2011 - November 2011
LPL Financial February 2010 - 2010
Merrill Lynch May 2009 - December 2009
First Command Financial Services May 2009 - December 2009
Northwestern Mutual May 2008 - August 2008
Skills
LoanIQ, ClearPar, Syndtrak, Commercial Loan..., Credit, Financial Analysis, Finance, Loans, Marketing, Portfolio Management, Wealth Management, Asset Management, Financial Modeling, Management, Investments, Credit Analysis, Strategic Planning, Customer Service, Leadership
Education
University of South Carolina - The Moore School of Business 2005 — 2009
Bachelor's, Finance, Real Estate
Luke Riela Luke Riela's LPL Financial Experience June 2010 - July 2010
Job Private Markets Data Analyst at Meketa Investment Group
Industry Financial Services
Experience
Meketa Investment Group February 2015 - Present
Blackstone Gaming, LLC July 2014 - February 2015
RVK, Inc. October 2013 - May 2014
Coast to Coast Tax Service June 2013 - August 2013
The University of Portland August 2011 - May 2012
The University of Portland, The Beacon September 2010 - May 2011
LPL Financial June 2010 - July 2010
Los Poblanos Historic Inn & Organic Farm November 2008 - May 2010
Skills
Microsoft Office, Business News, Accounting, Finance, Typing, Oral & Written..., Collaboration, Data Analysis, Interviews, Databases, Microsoft Excel
Education
University of Portland 2010 — 2014
Master of Business Administration (M.B.A.), Finance, 3.6
Meketa Investment Group February 2015 - Present
Blackstone Gaming, LLC July 2014 - February 2015
RVK, Inc. October 2013 - May 2014
Coast to Coast Tax Service June 2013 - August 2013
The University of Portland August 2011 - May 2012
The University of Portland, The Beacon September 2010 - May 2011
LPL Financial June 2010 - July 2010
Los Poblanos Historic Inn & Organic Farm November 2008 - May 2010
Skills
Microsoft Office, Business News, Accounting, Finance, Typing, Oral & Written..., Collaboration, Data Analysis, Interviews, Databases, Microsoft Excel
Education
University of Portland 2010 — 2014
Master of Business Administration (M.B.A.), Finance, 3.6
Brett Gillespie Brett Gillespie's LPL Financial Experience September 2013 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2013 - Present
MetLife Securities September 2011 - August 2013
La Jolla Sports Club February 2005 - December 2011
Scholarship for Athletes October 2010 - September 2011
Skills
Investments, Retirement Planning, Asset Managment, Risk Management, Wealth Accumulation, Wealth Preservation...
Education
University of San Diego 2000 — 2004
Bachelor of Business Administration
West Linn HS
LPL Financial September 2013 - Present
MetLife Securities September 2011 - August 2013
La Jolla Sports Club February 2005 - December 2011
Scholarship for Athletes October 2010 - September 2011
Skills
Investments, Retirement Planning, Asset Managment, Risk Management, Wealth Accumulation, Wealth Preservation...
Education
University of San Diego 2000 — 2004
Bachelor of Business Administration
West Linn HS
Nicholas Koehler Nicholas Koehler's LPL Financial Experience February 2013 - April 2013
Job Investment Associate at RVK, Inc.
Industry Investment Management
Experience
RVK, Inc. May 2015 - Present
Northern Trust April 2013 - April 2015
LPL Financial February 2013 - April 2013
Illumina December 2012 - February 2013
Thomson Reuters June 2012 - November 2012
Tang Capital Management May 2012 - June 2012
Xponential Growth Solutions June 2010 - August 2010
Pacific Ethanol inc June 2009 - August 2009
Skills
Investments, Financial Analysis, Financial Modeling, Portfolio Management, Social Networking, Leadership, Alternative Investments, Private Equity, Business Ethics, Superior Client Service, Hedge Funds, Financial Economics, Derivatives, Investment Banking, Investment Management, Public Speaking, Finance, Portfolio Optimization, Wealth Management, Business Development, Fixed Income Analysis, Client Services, Financial Advisory, Financial Planning, Social Media, Quantitative Finance, Microeconomics, Macroeconomics, Marketing, Graphic Design, Social Media Marketing, Marketing Communications, Marketing Strategy, Pitch Books, Presentations, Branding, Entrepreneurship, Strategic Planning, Venture Capital
Education
San Diego State University 2007 — 2012
BA degree, Business Administration Finance
Oxford University 2010 — 2011
Geopolitics, International Government
Davis Senior High School 2005 — 2007
RVK, Inc. May 2015 - Present
Northern Trust April 2013 - April 2015
LPL Financial February 2013 - April 2013
Illumina December 2012 - February 2013
Thomson Reuters June 2012 - November 2012
Tang Capital Management May 2012 - June 2012
Xponential Growth Solutions June 2010 - August 2010
Pacific Ethanol inc June 2009 - August 2009
Skills
Investments, Financial Analysis, Financial Modeling, Portfolio Management, Social Networking, Leadership, Alternative Investments, Private Equity, Business Ethics, Superior Client Service, Hedge Funds, Financial Economics, Derivatives, Investment Banking, Investment Management, Public Speaking, Finance, Portfolio Optimization, Wealth Management, Business Development, Fixed Income Analysis, Client Services, Financial Advisory, Financial Planning, Social Media, Quantitative Finance, Microeconomics, Macroeconomics, Marketing, Graphic Design, Social Media Marketing, Marketing Communications, Marketing Strategy, Pitch Books, Presentations, Branding, Entrepreneurship, Strategic Planning, Venture Capital
Education
San Diego State University 2007 — 2012
BA degree, Business Administration Finance
Oxford University 2010 — 2011
Geopolitics, International Government
Davis Senior High School 2005 — 2007
Rica Jones Rica Jones's LPL Financial Experience April 2011 - August 2011
Job Travel Agent Commissions Analyst at Extended Stay Hotels
Industry Financial Services
Experience
Extended Stay Hotels November 2011 - Present
LPL Financial April 2011 - August 2011
Duke Energy Corporation May 2007 - June 2009
American Product Distributors, Inc. April 2001 - January 2007
Skills
Business Development, Business Process, Financial Analysis, Leadership, Management, Microsoft Office, Project Management, Research
Education
Walden University 2015 — 2018
PhD in Psychology, Social Psychology
University of Phoenix 2009 — 2011
Master of Business Administration (M.B.A.), Small Business Administration/Management
University of Phoenix 2005 — 2009
Bachelor of Business Administration (B.B.A.), Small Business Administration/Management
Extended Stay Hotels November 2011 - Present
LPL Financial April 2011 - August 2011
Duke Energy Corporation May 2007 - June 2009
American Product Distributors, Inc. April 2001 - January 2007
Skills
Business Development, Business Process, Financial Analysis, Leadership, Management, Microsoft Office, Project Management, Research
Education
Walden University 2015 — 2018
PhD in Psychology, Social Psychology
University of Phoenix 2009 — 2011
Master of Business Administration (M.B.A.), Small Business Administration/Management
University of Phoenix 2005 — 2009
Bachelor of Business Administration (B.B.A.), Small Business Administration/Management
Betty F. Faasamala Betty F. Faasamala's LPL Financial Experience July 2015 - Present
Job Executive Assistant at LPL Financial, Product & Business Management
Industry Investment Management
Experience
LPL Financial July 2015 - Present
arc: After School & Experiential Education September 2014 - Present
Brandes Investment Partners, L.P. January 2010 - July 2013
City of Oceanside Sister City Foundation January 2001 - 2013
Brandes Investment Partners, L.P. September 1997 - October 2010
SER Jobs for Progress National, Inc - San Diego Division March 1993 - October 1997
Emerald Luxury Homes, Inc. July 1989 - July 1990
Edison International April 1987 - May 1988
Skills
Mutual Funds, Investment Management, Equities, Asset Managment, Investment Advisory, Investments, Asset Allocation, Managing Accounts, Trading, Analysis, Microsoft Excel, File Management, Access, Visio, Policy, Data Analysis, Quality Control, Budgets, Internal Audit, Securities, Customer Service, Investment Strategies, Performance Attribution, Nonprofits, Alternative Investments, Administrative Work, Separately Managed..., Process Improvement, Strategic Planning, Value Investing, Leadership, Asset Management, Human Resources, Financial Analysis, Risk Management, Management, Business Planning, Training, Bloomberg Terminal, Emerging Markets, Event Planning, Microsoft Word, Equity Valuation, Team Building, Series 63, PowerPoint, Corporate Actions, Microsoft Office, Employee Benefits, Forecasting
Education
University of Phoenix 1999 — 2001
Business Administration, Management and Operations
LPL Financial July 2015 - Present
arc: After School & Experiential Education September 2014 - Present
Brandes Investment Partners, L.P. January 2010 - July 2013
City of Oceanside Sister City Foundation January 2001 - 2013
Brandes Investment Partners, L.P. September 1997 - October 2010
SER Jobs for Progress National, Inc - San Diego Division March 1993 - October 1997
Emerald Luxury Homes, Inc. July 1989 - July 1990
Edison International April 1987 - May 1988
Skills
Mutual Funds, Investment Management, Equities, Asset Managment, Investment Advisory, Investments, Asset Allocation, Managing Accounts, Trading, Analysis, Microsoft Excel, File Management, Access, Visio, Policy, Data Analysis, Quality Control, Budgets, Internal Audit, Securities, Customer Service, Investment Strategies, Performance Attribution, Nonprofits, Alternative Investments, Administrative Work, Separately Managed..., Process Improvement, Strategic Planning, Value Investing, Leadership, Asset Management, Human Resources, Financial Analysis, Risk Management, Management, Business Planning, Training, Bloomberg Terminal, Emerging Markets, Event Planning, Microsoft Word, Equity Valuation, Team Building, Series 63, PowerPoint, Corporate Actions, Microsoft Office, Employee Benefits, Forecasting
Education
University of Phoenix 1999 — 2001
Business Administration, Management and Operations
Erika (Mitchell) Paige's LPL Financial Experience April 2010 - October 2011
Job
Industry Investment Management
Experience
TIAA-CREF - via Mom Corp Staffing October 2014 - March 2015
ABG Pentegra October 2011 - June 2013
LPL Financial April 2010 - October 2011
2008- 2010 Vanguard Fiduciary Trust Co September 2008 - September 2009
2005-2008Rollover Systems Inc October 2005 - July 2008
2004-2005PFPC Inc January 2004 - October 2005
Skills
Project Coordination, Certified Project..., Management, Investments, Customer Relations, Project Planning, Customer Service, Budget Management, Business Management, Non-profits, Training, Budgets, Project Management, Leadership, Process Improvement, Nonprofits, Analysis, Team Building, Sales, Public Speaking, Microsoft Office, Microsoft Excel, Finance
Education
University of Phoenix 2007 — 2010
2010Bachelor of Science, Business Management
University of Phoenix 2008 — 2009
CPM, Project Management
TIAA-CREF - via Mom Corp Staffing October 2014 - March 2015
ABG Pentegra October 2011 - June 2013
LPL Financial April 2010 - October 2011
2008- 2010 Vanguard Fiduciary Trust Co September 2008 - September 2009
2005-2008Rollover Systems Inc October 2005 - July 2008
2004-2005PFPC Inc January 2004 - October 2005
Skills
Project Coordination, Certified Project..., Management, Investments, Customer Relations, Project Planning, Customer Service, Budget Management, Business Management, Non-profits, Training, Budgets, Project Management, Leadership, Process Improvement, Nonprofits, Analysis, Team Building, Sales, Public Speaking, Microsoft Office, Microsoft Excel, Finance
Education
University of Phoenix 2007 — 2010
2010Bachelor of Science, Business Management
University of Phoenix 2008 — 2009
CPM, Project Management
Melissa Persaud-Hermiz Melissa Persaud-Hermiz's LPL Financial Experience November 2012 - March 2013
Job Accounts Receivable Specialist at MGA Home Healthcare
Industry Accounting
Experience
MGA Home Healthcare July 2015 - Present
Starwood Hotels & Resorts Worldwide, Inc. May 2015 - July 2015
Adelante Healthcare October 2014 - April 2015
International Cruise and Excursions, Inc. March 2014 - May 2014
ThyssenKrupp Bilstein September 2013 - November 2013
ACTIVE Network March 2013 - June 2013
LPL Financial November 2012 - March 2013
Kontron August 2012 - November 2012
American Specialty Health April 2012 - June 2012
Sackett National Holdings March 2011 - November 2011
Skills
Microsoft Office, Oracle, Quickbooks, Sage, Microsoft Excel, Microsoft Word, EDI, Account Reconciliation, Teamwork, Sales, GAAP, Customer Service, Data Entry, Payments, Negotiation, Budgets, Accounts Payable, SAP, Invoicing, PowerPoint, Accounts Receivable, Balance, Cash Receipts, Financial Statements, Mas 90, Access, QuickBooks, Leadership, Cash, Spreadsheets, Outlook, Team Building, Financial Analysis, Journal Entries, Accounting, Accruals, Account Management, Financial Reporting, Bank Reconciliation, General Ledger, Internal Controls, Monthly Close, Finance, Cash Management, Banking, Employee Benefits
Education
University of Phoenix 2004 — 2008
Bachelor of Science, Business in Accounting
University of Phoenix 2004 — 2008
Bachelor's Degree in Accounting, Accounting
MGA Home Healthcare July 2015 - Present
Starwood Hotels & Resorts Worldwide, Inc. May 2015 - July 2015
Adelante Healthcare October 2014 - April 2015
International Cruise and Excursions, Inc. March 2014 - May 2014
ThyssenKrupp Bilstein September 2013 - November 2013
ACTIVE Network March 2013 - June 2013
LPL Financial November 2012 - March 2013
Kontron August 2012 - November 2012
American Specialty Health April 2012 - June 2012
Sackett National Holdings March 2011 - November 2011
Skills
Microsoft Office, Oracle, Quickbooks, Sage, Microsoft Excel, Microsoft Word, EDI, Account Reconciliation, Teamwork, Sales, GAAP, Customer Service, Data Entry, Payments, Negotiation, Budgets, Accounts Payable, SAP, Invoicing, PowerPoint, Accounts Receivable, Balance, Cash Receipts, Financial Statements, Mas 90, Access, QuickBooks, Leadership, Cash, Spreadsheets, Outlook, Team Building, Financial Analysis, Journal Entries, Accounting, Accruals, Account Management, Financial Reporting, Bank Reconciliation, General Ledger, Internal Controls, Monthly Close, Finance, Cash Management, Banking, Employee Benefits
Education
University of Phoenix 2004 — 2008
Bachelor of Science, Business in Accounting
University of Phoenix 2004 — 2008
Bachelor's Degree in Accounting, Accounting
Alexander Rubi Alexander Rubi's LPL Financial Experience December 2007 - June 2008
Job Business Administrator
Industry Automotive
Experience
Kia Motors America February 2015 - June 2015
Mazda North American Operations September 2013 - February 2015
Scott Robinson Honda June 2012 - August 2013
American Honda Motor Company, Inc. April 2011 - April 2012
Penske Automotive Group August 2008 - April 2011
LPL Financial December 2007 - June 2008
Mortgage I.T. January 2005 - June 2007
JPMorgan Chase November 2002 - November 2004
Skills
MS..., Customer Service, Typing: 68wpm, Mortgage Lending, Mortgage Servicing, Administrative support, Loans
Education
University of Phoenix 2001 — 2003
Bachelor of Business Administration (BBA), Accounting
Kia Motors America February 2015 - June 2015
Mazda North American Operations September 2013 - February 2015
Scott Robinson Honda June 2012 - August 2013
American Honda Motor Company, Inc. April 2011 - April 2012
Penske Automotive Group August 2008 - April 2011
LPL Financial December 2007 - June 2008
Mortgage I.T. January 2005 - June 2007
JPMorgan Chase November 2002 - November 2004
Skills
MS..., Customer Service, Typing: 68wpm, Mortgage Lending, Mortgage Servicing, Administrative support, Loans
Education
University of Phoenix 2001 — 2003
Bachelor of Business Administration (BBA), Accounting
Marilyn Wilson Marilyn Wilson's LPL Financial Experience June 2013 - March 2014
Job Operations Specialist at Independent Financial Group LLC
Industry Financial Services
Experience
Independent Financial Group LLC March 2014 - Present
LPL Financial June 2013 - March 2014
Quidel November 2012 - June 2013
Financial Planning Association February 2012 - May 2012
Something Silver June 2011 - April 2012
Skills
Microsoft Excel, Sales, Microsoft Word, Auditing, Marketing, Financial Analysis, Time Management, SAP ERP, Financial Modeling, Financial Statement..., Microsoft Office, Merchandising, Retail, Customer Service, PowerPoint
Education
University of San Diego 2008 — 2012
Bachelor of Business Administration (B.B.A.), Finance
Independent Financial Group LLC March 2014 - Present
LPL Financial June 2013 - March 2014
Quidel November 2012 - June 2013
Financial Planning Association February 2012 - May 2012
Something Silver June 2011 - April 2012
Skills
Microsoft Excel, Sales, Microsoft Word, Auditing, Marketing, Financial Analysis, Time Management, SAP ERP, Financial Modeling, Financial Statement..., Microsoft Office, Merchandising, Retail, Customer Service, PowerPoint
Education
University of San Diego 2008 — 2012
Bachelor of Business Administration (B.B.A.), Finance
Alec Horley 1-855-606-5480 Alec Horley 1-855-606-5480's LPL Financial Experience April 2015 - Present
Job President at Accumulus Wealth Management/LPL Investment Advisor Representative
Industry Investment Management
Experience
Accumulus Wealth Management April 2015 - Present
LPL Financial April 2015 - Present
Phillips and Company Advisors LLC January 2013 - Present
Rotary Club of Portland June 2014 - Present
Phillips and Company Securities November 2011 - April 2015
Phillips & Company Wealth Strategies September 2005 - April 2015
Skills
Team Leadership, Microsoft Office, Asset Management, Retirement Planning, Microsoft Excel, Investments, Analysis, Process Improvement, Project Management, Leadership, Microsoft Word, Financial Analysis, Customer Service
Education
University of Oregon
BS, Economics
Accumulus Wealth Management April 2015 - Present
LPL Financial April 2015 - Present
Phillips and Company Advisors LLC January 2013 - Present
Rotary Club of Portland June 2014 - Present
Phillips and Company Securities November 2011 - April 2015
Phillips & Company Wealth Strategies September 2005 - April 2015
Skills
Team Leadership, Microsoft Office, Asset Management, Retirement Planning, Microsoft Excel, Investments, Analysis, Process Improvement, Project Management, Leadership, Microsoft Word, Financial Analysis, Customer Service
Education
University of Oregon
BS, Economics
Hadeel Hamil Hadeel Hamil's LPL Financial Experience May 2012 - 2013
Job Paralegal at Garmo & Garmo, LLP
Industry Legal Services
Experience
Garmo & Garmo, LLP January 2013 - Present
LPL Financial May 2012 - 2013
Skills
Microsoft Excel, Outlook, Project Portfolio..., Recruiting, SharePoint, Customer Service, PowerPoint, Microsoft Office, Microsoft Word, Social Media, Process Improvement, Program Management, Visio
Education
University of San Diego School of Law 2011 — 2012
Paralegal Studies
Garmo & Garmo, LLP January 2013 - Present
LPL Financial May 2012 - 2013
Skills
Microsoft Excel, Outlook, Project Portfolio..., Recruiting, SharePoint, Customer Service, PowerPoint, Microsoft Office, Microsoft Word, Social Media, Process Improvement, Program Management, Visio
Education
University of San Diego School of Law 2011 — 2012
Paralegal Studies
James Labastida James Labastida's LPL Financial Experience April 2013 - July 2013
Job Senior Accountant @ MOGL
Industry Internet
Experience
Mogl January 2014 - Present
Event Network July 2013 - January 2014
LPL Financial April 2013 - July 2013
Hosaka, Rotherham, & Company August 2012 - July 2013
Matrix Direct June 2011 - August 2012
Vien Dong IV Supermarket November 2009 - September 2011
Skills
Account Reconciliation, Microsoft Excel, Financial Analysis, Strategic Planning, Forecasting, Financial Reporting, Financial Audits, PowerPoint, Bank Reconciliation, Business Analysis, Financial Modeling, Managerial Finance, Project Management, Budget Process, Strategic Financial..., Accounting, Auditing, Financial Statements, Accounts Payable, Accruals, Internal Controls, Invoicing, Management, Budgets
Education
University of San Diego 2008 — 2012
Bachelor's degree, Accounting
University of San Diego 2008 — 2012
Mogl January 2014 - Present
Event Network July 2013 - January 2014
LPL Financial April 2013 - July 2013
Hosaka, Rotherham, & Company August 2012 - July 2013
Matrix Direct June 2011 - August 2012
Vien Dong IV Supermarket November 2009 - September 2011
Skills
Account Reconciliation, Microsoft Excel, Financial Analysis, Strategic Planning, Forecasting, Financial Reporting, Financial Audits, PowerPoint, Bank Reconciliation, Business Analysis, Financial Modeling, Managerial Finance, Project Management, Budget Process, Strategic Financial..., Accounting, Auditing, Financial Statements, Accounts Payable, Accruals, Internal Controls, Invoicing, Management, Budgets
Education
University of San Diego 2008 — 2012
Bachelor's degree, Accounting
University of San Diego 2008 — 2012
Curtis Neuman Curtis Neuman's LPL Financial Experience January 2002 - December 2013
Job Financial Security Group
Industry Financial Services
Experience
Financial Security Group June 2015 - Present
USA Financial January 2014 - June 2015
LPL Financial January 2002 - December 2013
Financial Security Advisors Inc. July 1995 - December 2013
Skills
Strategic Financial..., Securities, Insurance, Risk Management, Investment Management, Investment Advisory, Wealth Management, Retirement Planning, Investments, Mutual Funds, Retirement, Financial Advisory, Fixed Annuities, Estate Planning, Financial Analysis, Finance, 401k, Disability Insurance, Long Term Care Insurance, Investment Strategies, IRAs, Due Diligence, Life Insurance, Alternative Investments, Wealth Management..., Series 24, Employee Benefits, Equities, Personal Finance, Term Life Insurance, Financial Planners, Hedge Funds, Asset Managment
Education
University of Oxford 2007 — 2007
Certificate, Economics @ Manchester College
The Strategic Coach 2003 — 2009
University of Wisconsin-Oshkosh 1975 — 1978
Bachelor of Science (BS), Finance
University of Wisconsin - Fond du Lac 1973 — 1975
Associate of Science (A.S.)
IBM 1973 — 1973
Technical Service
Financial Security Group June 2015 - Present
USA Financial January 2014 - June 2015
LPL Financial January 2002 - December 2013
Financial Security Advisors Inc. July 1995 - December 2013
Skills
Strategic Financial..., Securities, Insurance, Risk Management, Investment Management, Investment Advisory, Wealth Management, Retirement Planning, Investments, Mutual Funds, Retirement, Financial Advisory, Fixed Annuities, Estate Planning, Financial Analysis, Finance, 401k, Disability Insurance, Long Term Care Insurance, Investment Strategies, IRAs, Due Diligence, Life Insurance, Alternative Investments, Wealth Management..., Series 24, Employee Benefits, Equities, Personal Finance, Term Life Insurance, Financial Planners, Hedge Funds, Asset Managment
Education
University of Oxford 2007 — 2007
Certificate, Economics @ Manchester College
The Strategic Coach 2003 — 2009
University of Wisconsin-Oshkosh 1975 — 1978
Bachelor of Science (BS), Finance
University of Wisconsin - Fond du Lac 1973 — 1975
Associate of Science (A.S.)
IBM 1973 — 1973
Technical Service
Kyle Cheadle Kyle Cheadle's LPL Financial Experience August 2015 - Present
Job Corporate Actions Analyst at LPL
Industry Financial Services
Experience
LPL Financial August 2015 - Present
Vanguard August 2013 - August 2015
Vanguard March 2012 - August 2013
University of South Carolina Student Government July 2011 - May 2012
Carolina Fund, University of South Carolina October 2010 - March 2012
Skills
Series 7, Series 63, Financial Analysis, Mutual Funds, Investments, Wealth Management, Retirement Planning, Portfolio Management, Equities, Fixed Income, Securities, Retirement, Asset Managment, Strategic Financial..., Financial Services, Investment Advisory, Investment Strategies, Asset Management
Education
University of South Carolina - The Moore School of Business 2008 — 2012
Bachelor's degree, Finance, 3.75 Business School GPA
University of South Carolina-Columbia 2008 — 2012
Bachelor's degree, Economics, 3.75 Business School GPA
CFA Institute
Passed Level I of Chartered Financial Analyst Exam
LPL Financial August 2015 - Present
Vanguard August 2013 - August 2015
Vanguard March 2012 - August 2013
University of South Carolina Student Government July 2011 - May 2012
Carolina Fund, University of South Carolina October 2010 - March 2012
Skills
Series 7, Series 63, Financial Analysis, Mutual Funds, Investments, Wealth Management, Retirement Planning, Portfolio Management, Equities, Fixed Income, Securities, Retirement, Asset Managment, Strategic Financial..., Financial Services, Investment Advisory, Investment Strategies, Asset Management
Education
University of South Carolina - The Moore School of Business 2008 — 2012
Bachelor's degree, Finance, 3.75 Business School GPA
University of South Carolina-Columbia 2008 — 2012
Bachelor's degree, Economics, 3.75 Business School GPA
CFA Institute
Passed Level I of Chartered Financial Analyst Exam
Jeffrey B. Clark CFP®, CIMA® Jeffrey B. Clark CFP®, CIMA®'s LPL Financial Experience January 2002 - Present
Job Wealth Management Consultant at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2002 - Present
Skills
Wealth Management, Investment Management, Alternative Investments, Certified Investment..., Series 7, Series 24, Series 63, Series 65, College Funding..., Retirement Planning, Estate Planning, Buy-sell Agreements, Executive Compensation..., Qualified Retirement..., Employee Stock Options..., Licensed Property &..., Alternative Risk..., Small Captives, Licensed Life & Health..., CERTIFIED FINANCIAL..., Insurance
Education
University of Pennsylvania - The Wharton School
Certified Investment Management Analyst® educational program
The College for Financial Planning
Certified Financial Planner® designation
St. John's University, School of Risk Management* 1978 — 1985
Bachelor of Science (BS), Actuarial Science (cum laude)
LPL Financial January 2002 - Present
Skills
Wealth Management, Investment Management, Alternative Investments, Certified Investment..., Series 7, Series 24, Series 63, Series 65, College Funding..., Retirement Planning, Estate Planning, Buy-sell Agreements, Executive Compensation..., Qualified Retirement..., Employee Stock Options..., Licensed Property &..., Alternative Risk..., Small Captives, Licensed Life & Health..., CERTIFIED FINANCIAL..., Insurance
Education
University of Pennsylvania - The Wharton School
Certified Investment Management Analyst® educational program
The College for Financial Planning
Certified Financial Planner® designation
St. John's University, School of Risk Management* 1978 — 1985
Bachelor of Science (BS), Actuarial Science (cum laude)
Derrick Walsh, CPA Derrick Walsh, CPA's LPL Financial Experience June 2011 - July 2013
Job Experienced Financial Reporting and Accounting Professional
Industry Financial Services
Experience
BofI Federal Bank February 2015 - Present
BofI Federal Bank July 2014 - Present
BofI Federal Bank July 2013 - Present
Quick Spikes LLC March 2011 - Present
LPL Financial June 2011 - July 2013
Jack & Jasper Cellars, LLC January 2009 - December 2011
CBIZ MHM, LLC June 2007 - June 2011
PKF Witt Mares & Co July 2004 - May 2007
Skills
CPA, Series 27, Financial Analysis, Financial Reporting, Accounting, Project Management, Financial Modeling, Entrepreneurship, Start-ups, Department Budgeting, Financial Projection, Series 7, Series 66, GAAP, Mergers & Acquisitions, Venture Capital, Finance, Internal Controls, Sarbanes-Oxley Act, SEC filings, Revenue Recognition, Financial Accounting, Financial Statements, Managerial Finance, Cost Accounting, Internal Audit, Auditing, Consolidation, Sarbanes-Oxley, US GAAP, Budgets, Tax, Analysis, Strategic Financial..., SEC Filings
Education
University of Richmond
BSBA, Accounting; Finance
BofI Federal Bank February 2015 - Present
BofI Federal Bank July 2014 - Present
BofI Federal Bank July 2013 - Present
Quick Spikes LLC March 2011 - Present
LPL Financial June 2011 - July 2013
Jack & Jasper Cellars, LLC January 2009 - December 2011
CBIZ MHM, LLC June 2007 - June 2011
PKF Witt Mares & Co July 2004 - May 2007
Skills
CPA, Series 27, Financial Analysis, Financial Reporting, Accounting, Project Management, Financial Modeling, Entrepreneurship, Start-ups, Department Budgeting, Financial Projection, Series 7, Series 66, GAAP, Mergers & Acquisitions, Venture Capital, Finance, Internal Controls, Sarbanes-Oxley Act, SEC filings, Revenue Recognition, Financial Accounting, Financial Statements, Managerial Finance, Cost Accounting, Internal Audit, Auditing, Consolidation, Sarbanes-Oxley, US GAAP, Budgets, Tax, Analysis, Strategic Financial..., SEC Filings
Education
University of Richmond
BSBA, Accounting; Finance
Arlynn Alonzo Arlynn Alonzo's LPL Financial Experience December 2000 - July 2004
Job Billing Specialist
Industry Financial Services
Experience
First Allied Securities September 2006 - Present
LPL Financial December 2000 - July 2004
Education
University of San Diego 1990 — 1994
Bachelor of Science, Psychology
First Allied Securities September 2006 - Present
LPL Financial December 2000 - July 2004
Education
University of San Diego 1990 — 1994
Bachelor of Science, Psychology
Kelly Gleeson Kelly Gleeson's LPL Financial Experience April 2010 - Present
Job Compliance Associate at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2010 - Present
Conde Nast October 2009 - January 2010
KPMG 2009 - 2010
San Diego Bowl Game Association November 2008 - January 2009
Prudential California Realty 2004 - 2008
Education
University of San Diego 2004 — 2008
BBA, Business Administration
LPL Financial April 2010 - Present
Conde Nast October 2009 - January 2010
KPMG 2009 - 2010
San Diego Bowl Game Association November 2008 - January 2009
Prudential California Realty 2004 - 2008
Education
University of San Diego 2004 — 2008
BBA, Business Administration
Matthew W. Moore's LPL Financial Experience June 2014 - Present
Job Associate Analyst, Overlay Portfolio Management Group at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2014 - Present
LPL Financial October 2012 - May 2014
LPL Financial December 2010 - May 2011
Merrill Lynch November 2009 - May 2010
GEICO April 2006 - December 2007
Sea World May 1999 - April 2006
Skills
Portfolio Management, Quantitative, Organization, Analytical Skills, Communication, Highly detail oriented, Microsoft Excel, Project Management, Multi Tasking, Collaboration, Works well in a team, Customer Service, Leadership, Research, Investments, Monte Carlo Simulation
Education
San Diego State University 2008 — 2010
Master, Business Administration; Finance
University of San Diego 2002 — 2005
Bachelor of Business Administration
LPL Financial June 2014 - Present
LPL Financial October 2012 - May 2014
LPL Financial December 2010 - May 2011
Merrill Lynch November 2009 - May 2010
GEICO April 2006 - December 2007
Sea World May 1999 - April 2006
Skills
Portfolio Management, Quantitative, Organization, Analytical Skills, Communication, Highly detail oriented, Microsoft Excel, Project Management, Multi Tasking, Collaboration, Works well in a team, Customer Service, Leadership, Research, Investments, Monte Carlo Simulation
Education
San Diego State University 2008 — 2010
Master, Business Administration; Finance
University of San Diego 2002 — 2005
Bachelor of Business Administration
Madeline McCubbin Madeline McCubbin's LPL Financial Experience January 2015 - Present
Job Home Office Coordinator at LPL Financial
Industry Financial Services
Experience
LPL Financial January 2015 - Present
XV Beacon Hotel May 2012 - January 2015
Skills
Concierge Services, Hospitality, Boutique Hotels, Hotel Booking, International Studies, Travel Arrangements, Restaurant Reviews, Microsoft Office, Literary Criticism, Microsoft Word, Facebook, Front Office
Education
University of Oklahoma 2008 — 2012
Bachelor of Science (B.S.), English Language and Literature, General
LPL Financial January 2015 - Present
XV Beacon Hotel May 2012 - January 2015
Skills
Concierge Services, Hospitality, Boutique Hotels, Hotel Booking, International Studies, Travel Arrangements, Restaurant Reviews, Microsoft Office, Literary Criticism, Microsoft Word, Facebook, Front Office
Education
University of Oklahoma 2008 — 2012
Bachelor of Science (B.S.), English Language and Literature, General
Katherine Douma's LPL Financial Experience May 2013 - August 2013
Job Experience marketing at E&J Gallo Winery
Industry Marketing and Advertising
Experience
E. & J. Gallo Winery May 2015 - Present
E. & J. Gallo Winery May 2014 - Present
Certona November 2013 - May 2014
Direct Response Media Inc September 2013 - December 2013
LPL Financial May 2013 - August 2013
Sleeping Giant Music January 2013 - April 2013
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Photoshop, Social Media, Teamwork, Public Speaking, English, Windows, Event Planning, Team Leadership, Marketing, Facebook, Market Research, Social Media Marketing, Public Relations, Social Networking
Education
University of San Diego 2010 — 2014
Bachelor of Business Administration (BBA), Marketing
E. & J. Gallo Winery May 2015 - Present
E. & J. Gallo Winery May 2014 - Present
Certona November 2013 - May 2014
Direct Response Media Inc September 2013 - December 2013
LPL Financial May 2013 - August 2013
Sleeping Giant Music January 2013 - April 2013
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Photoshop, Social Media, Teamwork, Public Speaking, English, Windows, Event Planning, Team Leadership, Marketing, Facebook, Market Research, Social Media Marketing, Public Relations, Social Networking
Education
University of San Diego 2010 — 2014
Bachelor of Business Administration (BBA), Marketing
Maureen Kelly- Dickinson Maureen Kelly- Dickinson's LPL Financial Experience September 2008 - Present
Job
Industry Financial Services
Experience
LPL Financial September 2008 - Present
Milco Industries May 2004 - September 2008
Fab Industries, Inc November 1992 - May 2004
Pile Tuft Fabrics March 1988 - October 1992
MCS Canon June 1987 - March 1988
Skills
Sales, Management, Direct Sales, Lead Generation, Email Marketing, Selling, Retail, Time Management, Analysis, Manufacturing, Troubleshooting, Security, Apparel, Mutual Funds, Investments, New Business Development, Account Management, Superior Client Service, Social Media Marketing, Customer Service, Team Management
Education
University of Scranton 1983 — 1987
Bachelor of Science (B.S.) Health & Human Service Administration
LPL Financial September 2008 - Present
Milco Industries May 2004 - September 2008
Fab Industries, Inc November 1992 - May 2004
Pile Tuft Fabrics March 1988 - October 1992
MCS Canon June 1987 - March 1988
Skills
Sales, Management, Direct Sales, Lead Generation, Email Marketing, Selling, Retail, Time Management, Analysis, Manufacturing, Troubleshooting, Security, Apparel, Mutual Funds, Investments, New Business Development, Account Management, Superior Client Service, Social Media Marketing, Customer Service, Team Management
Education
University of Scranton 1983 — 1987
Bachelor of Science (B.S.) Health & Human Service Administration
Dennis Noto Dennis Noto's LPL Financial Experience April 2015 - Present
Job SVP Advisor Facing Solutions (ASO) Platform Services at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2015 - Present
Trust Company of America March 2010 - December 2014
CRI/Scottrade 2006 - March 2010
ADP September 2005 - 2006
ADP/SIS 2001 - 2005
ADP/SIS 1995 - 2001
ADP/SIS 1987 - 1995
Skills
Enterprise Architecture, Architectural Design, Strategic Planning, Relational Databases, Software Development, User Experience Design, Network Architecture, Cloud Computing, Visionary Thinking, Financial Services, Database Design, Business Continuity..., Project Management, Quality Assurance, Disaster Recovery, Fault Tolerant Systems, IT Strategy, Data Warehousing, Data Center, Solaris, Software, Red Hat Linux, AIX, Trading Systems, IT Operations, SaaS, Enterprise Storage, Mobile Applications, Web Development, Java Enterprise Edition, SOA, VMware, ISO 27001, Iso 9000, Performance Reporting, Agile Methodologies, Databases, Unix, Business Process, Linux, SQL, SDLC, Governance, Information Technology, Integration, XML, Change Management, Software Project...
Education
University of Oklahoma 1982 — 1986
Bachelor Degree in Science, Computer Science and Minor in MIS
LPL Financial April 2015 - Present
Trust Company of America March 2010 - December 2014
CRI/Scottrade 2006 - March 2010
ADP September 2005 - 2006
ADP/SIS 2001 - 2005
ADP/SIS 1995 - 2001
ADP/SIS 1987 - 1995
Skills
Enterprise Architecture, Architectural Design, Strategic Planning, Relational Databases, Software Development, User Experience Design, Network Architecture, Cloud Computing, Visionary Thinking, Financial Services, Database Design, Business Continuity..., Project Management, Quality Assurance, Disaster Recovery, Fault Tolerant Systems, IT Strategy, Data Warehousing, Data Center, Solaris, Software, Red Hat Linux, AIX, Trading Systems, IT Operations, SaaS, Enterprise Storage, Mobile Applications, Web Development, Java Enterprise Edition, SOA, VMware, ISO 27001, Iso 9000, Performance Reporting, Agile Methodologies, Databases, Unix, Business Process, Linux, SQL, SDLC, Governance, Information Technology, Integration, XML, Change Management, Software Project...
Education
University of Oklahoma 1982 — 1986
Bachelor Degree in Science, Computer Science and Minor in MIS
Ethan Stein Ethan Stein's LPL Financial Experience September 2010 - April 2014
Job Owner at EthanStein Financial Modeling & Analysis
Industry Financial Services
Experience
EthanStein Financial Modeling & Analysis November 2014 - Present
LPL Financial September 2010 - April 2014
McGregor & Associates 2008 - August 2010
Marshall School of Business/USC 2006 - 2008
Wachovia March 1998 - 2008
Grom Project January 2003 - December 2005
Skills
Loans, Management, Investments, Financial Analysis, Risk Management, Portfolio Management, New Business Development, Analysis, Business Process..., Finance, Banking, Leadership, Financial Modeling, Financial Services, Strategic Planning, Strategy
Education
University of Southern California - Marshall School of Business 2006 — 2008
MBA, Finance
University of San Diego
Bachelor of Business Administration (BBA)
EthanStein Financial Modeling & Analysis November 2014 - Present
LPL Financial September 2010 - April 2014
McGregor & Associates 2008 - August 2010
Marshall School of Business/USC 2006 - 2008
Wachovia March 1998 - 2008
Grom Project January 2003 - December 2005
Skills
Loans, Management, Investments, Financial Analysis, Risk Management, Portfolio Management, New Business Development, Analysis, Business Process..., Finance, Banking, Leadership, Financial Modeling, Financial Services, Strategic Planning, Strategy
Education
University of Southern California - Marshall School of Business 2006 — 2008
MBA, Finance
University of San Diego
Bachelor of Business Administration (BBA)
Larry. Bernstein Larry. Bernstein's LPL Financial Experience December 2007 - October 2013
Job Sr. Program Efficiency Consultant at LPL Finanical
Industry Financial Services
Experience
LPL Finanical October 2013 - Present
LPL Financial December 2007 - October 2013
LPL Financial December 2007 - September 2009
Wachovia Mortgage June 2007 - December 2007
Novastar Home Mortgage, Incorporated September 2005 - June 2007
Chase Home Finance July 1998 - June 2005
Auto Club Cellular January 1996 - January 1998
Jean Country January 1986 - January 1995
Skills
Mortgage Lending, Loans, Refinance, Banking, Mortgage Banking, Customer Relations, Customer Service, Retail, Investments, Coaching, Team Building, Negotiation, Problem Solving, Call Center, Credit Analysis, Sales Management, Customer Satisfaction, New Business Development, Relationship Management, Selling, Financial Services, Sales, Call Centers, Analysis, Credit
Education
University of Phoenix 2005 — 2007
Bachelor of Science, Business Management
University of Phoenix 2003 — 2007
BS, Managment
LPL Finanical October 2013 - Present
LPL Financial December 2007 - October 2013
LPL Financial December 2007 - September 2009
Wachovia Mortgage June 2007 - December 2007
Novastar Home Mortgage, Incorporated September 2005 - June 2007
Chase Home Finance July 1998 - June 2005
Auto Club Cellular January 1996 - January 1998
Jean Country January 1986 - January 1995
Skills
Mortgage Lending, Loans, Refinance, Banking, Mortgage Banking, Customer Relations, Customer Service, Retail, Investments, Coaching, Team Building, Negotiation, Problem Solving, Call Center, Credit Analysis, Sales Management, Customer Satisfaction, New Business Development, Relationship Management, Selling, Financial Services, Sales, Call Centers, Analysis, Credit
Education
University of Phoenix 2005 — 2007
Bachelor of Science, Business Management
University of Phoenix 2003 — 2007
BS, Managment
Jason Tucker's LPL Financial Experience May 2014 - Present
Job AVP, Project Management Legal at LPL Financial
Industry Information Technology and Services
Experience
LPL Financial May 2014 - Present
MetLife March 2008 - May 2014
Ibis Consulting March 2006 - March 2008
Ibis Consulting August 2003 - March 2006
Skills
Litigation Support
Education
University of Rhode Island
LPL Financial May 2014 - Present
MetLife March 2008 - May 2014
Ibis Consulting March 2006 - March 2008
Ibis Consulting August 2003 - March 2006
Skills
Litigation Support
Education
University of Rhode Island
Anna Badger's LPL Financial Experience February 2015 - Present
Job Sr. Business Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial February 2015 - Present
LPL Financial April 2012 - Present
LPL Financial November 2009 - January 2011
McMillin Mortgage, Inc. April 2006 - November 2008
Skills
Outlook, Administrative..., Microsoft Excel, PowerPoint, Microsoft Word, Microsoft Office, Program Management, Data Entry, 10 Key, Ariba, Time Recording System..., Adobe Acrobat, SharePoint, Procurement
Education
Art Institute of California - San Diego 2008 — 2010
Associates, Culinary Arts
University of Phoenix 2004 — 2005
LPL Financial February 2015 - Present
LPL Financial April 2012 - Present
LPL Financial November 2009 - January 2011
McMillin Mortgage, Inc. April 2006 - November 2008
Skills
Outlook, Administrative..., Microsoft Excel, PowerPoint, Microsoft Word, Microsoft Office, Program Management, Data Entry, 10 Key, Ariba, Time Recording System..., Adobe Acrobat, SharePoint, Procurement
Education
Art Institute of California - San Diego 2008 — 2010
Associates, Culinary Arts
University of Phoenix 2004 — 2005
Leann Burkholder's LPL Financial Experience December 2014 - Present
Job Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial December 2014 - Present
Edward Jones August 2005 - December 2014
Skills
Investment Management, Retirement Planning, Social Security, Customer Satisfaction, Retirement Income..., Medicare, Tax Planning, Intergenerational...
Education
University of Northern Iowa 1990 — 1992
Master's Degree, Educational Administration and Supervision
University of Pittsburgh 1984 — 1988
Bachelor's Degree, Education
LPL Financial December 2014 - Present
Edward Jones August 2005 - December 2014
Skills
Investment Management, Retirement Planning, Social Security, Customer Satisfaction, Retirement Income..., Medicare, Tax Planning, Intergenerational...
Education
University of Northern Iowa 1990 — 1992
Master's Degree, Educational Administration and Supervision
University of Pittsburgh 1984 — 1988
Bachelor's Degree, Education
Rachel Vence's LPL Financial Experience August 2011 - Present
Job Manager Software Quality Assurance
Industry Information Technology and Services
Experience
LPL Financial August 2011 - Present
Aspen Marketing Services 2009 - August 2011
Litel Instruments June 2004 - March 2009
Newgen Results November 1999 - June 2004
Newgen Results Corporation 1999 - 2004
Skills
SDLC, Software Quality..., Testing, Agile Methodologies, Quality Assurance, Software Project..., Business Analysis, Requirements Analysis, Software Development, Vendor Management, Integration, White Box Testing, Microsoft SQL Server, Process Improvement, SQL, Management
Education
University of Phoenix 1999 — 2003
BS, Business Information Systems
LPL Financial August 2011 - Present
Aspen Marketing Services 2009 - August 2011
Litel Instruments June 2004 - March 2009
Newgen Results November 1999 - June 2004
Newgen Results Corporation 1999 - 2004
Skills
SDLC, Software Quality..., Testing, Agile Methodologies, Quality Assurance, Software Project..., Business Analysis, Requirements Analysis, Software Development, Vendor Management, Integration, White Box Testing, Microsoft SQL Server, Process Improvement, SQL, Management
Education
University of Phoenix 1999 — 2003
BS, Business Information Systems
Bill McFarlane's LPL Financial Experience 1997 - Present
Job Vice President Business Technology Services at LPL Financial
Industry Financial Services
Experience
LPL Financial 1997 - Present
Andersen Consulting August 1995 - September 1997
Education
University of Notre Dame 1991 — 1995
BS, Civil Engineering - Structural
LPL Financial 1997 - Present
Andersen Consulting August 1995 - September 1997
Education
University of Notre Dame 1991 — 1995
BS, Civil Engineering - Structural
Charles Turney's LPL Financial Experience 1996 - 2002
Job Investments
Industry Investment Management
Experience
Charles Turney & Co. 2003 - Present
LPL Financial 1996 - 2002
Education
University of Oklahoma 1972 — 1976
Charles Turney & Co. 2003 - Present
LPL Financial 1996 - 2002
Education
University of Oklahoma 1972 — 1976
Miles Weatherup's LPL Financial Experience April 2005 - January 2013
Job Director of Operations at Cetera Advisor Networks
Industry Financial Services
Experience
Cetera Advisor Networks LLC February 2013 - Present
LPL Financial April 2005 - January 2013
Smith Barney June 1998 - April 2005
Skills
Mutual Funds, Series 63, FINRA, Series 7, Securities, Portfolio Management, Risk Management, Retirement, Trading, Financial Advisory, Series 24, Uniform Combined State..., Wealth Management, Investments, Asset Managment, Investment Advisory, IT Strategy, Asset Allocation, Business Ethics, Alternative Investments, Series 6, Financial Services, ETFs, Capital Markets, Asset Management, Financial Analysis, Investment Strategies, Fixed Income, Relationship Management, Retirement Planning, IRAs, Investment Management, Insurance, Strategic Financial..., Options, Equities, Finance, Estate Planning, Variable Annuities, Cash Management, Bloomberg, Hedge Funds, Series 65, Financial Planners, Fixed Annuities, Bonds, 401k, Management, Leadership, Project Management
Education
University of San Diego 1996 — 2000
Bachelors, Accounting and Finance
Cetera Advisor Networks LLC February 2013 - Present
LPL Financial April 2005 - January 2013
Smith Barney June 1998 - April 2005
Skills
Mutual Funds, Series 63, FINRA, Series 7, Securities, Portfolio Management, Risk Management, Retirement, Trading, Financial Advisory, Series 24, Uniform Combined State..., Wealth Management, Investments, Asset Managment, Investment Advisory, IT Strategy, Asset Allocation, Business Ethics, Alternative Investments, Series 6, Financial Services, ETFs, Capital Markets, Asset Management, Financial Analysis, Investment Strategies, Fixed Income, Relationship Management, Retirement Planning, IRAs, Investment Management, Insurance, Strategic Financial..., Options, Equities, Finance, Estate Planning, Variable Annuities, Cash Management, Bloomberg, Hedge Funds, Series 65, Financial Planners, Fixed Annuities, Bonds, 401k, Management, Leadership, Project Management
Education
University of San Diego 1996 — 2000
Bachelors, Accounting and Finance
Rachel Oakes's LPL Financial Experience September 2006 - January 2007
Job Web Designer/Photographer
Industry Photography
Experience
Glantz Design April 2013 - Present
Rachel Oakes Photography July 2008 - Present
United Tank Technology December 2010 - March 2013
Strong Healthy Woman July 2009 - November 2010
Sentinel Real Estate November 2007 - July 2009
Waldorf=Astoria April 2007 - October 2007
Emigrant Commercial Real Estate February 2007 - April 2007
LPL Financial September 2006 - January 2007
Skills
Invoicing, Budgets, Management, Process Scheduler, Microsoft Office, Marketing, Social Media
Education
University of Rhode Island 2001 — 2005
University of Rhode Island
Bachelors of Science Degree, Nutrition and Dietetics
Glantz Design April 2013 - Present
Rachel Oakes Photography July 2008 - Present
United Tank Technology December 2010 - March 2013
Strong Healthy Woman July 2009 - November 2010
Sentinel Real Estate November 2007 - July 2009
Waldorf=Astoria April 2007 - October 2007
Emigrant Commercial Real Estate February 2007 - April 2007
LPL Financial September 2006 - January 2007
Skills
Invoicing, Budgets, Management, Process Scheduler, Microsoft Office, Marketing, Social Media
Education
University of Rhode Island 2001 — 2005
University of Rhode Island
Bachelors of Science Degree, Nutrition and Dietetics
Jared Fager's LPL Financial Experience September 2014 - December 2014
Job System Administrator at GIA
Industry Information Technology and Services
Experience
GIA August 2015 - Present
Jack in the Box 2015 - 2015
San Diego Housing Commission 2015 - 2015
LPL Financial September 2014 - December 2014
Alere Inc. January 2013 - April 2014
LPL Financial 2014 - 2014
Accelrys July 2012 - October 2012
Systems Made Simple, Inc. July 2011 - November 2011
Systems Made Simple, A Lockheed Martin Company July 2011 - October 2011
Boart Longyear December 2010 - April 2011
Skills
Windows XP, Troubleshooting, Customer Service, Management, Testing, HTML, Strategic Planning, Sales, Research, Microsoft Office, Engineering, Public Speaking, Technical Support, Software Installation, Citrix, Windows 7, Active Directory, Microsoft Exchange, Windows, Hardware, Operating Systems
Education
University of Phoenix 2011 — 2013
Bachelor of Science (B.S.), Organizational Security and Management
University of Phoenix 2008 — 2010
Associate of Arts (A.A.), IT/Networking
GIA August 2015 - Present
Jack in the Box 2015 - 2015
San Diego Housing Commission 2015 - 2015
LPL Financial September 2014 - December 2014
Alere Inc. January 2013 - April 2014
LPL Financial 2014 - 2014
Accelrys July 2012 - October 2012
Systems Made Simple, Inc. July 2011 - November 2011
Systems Made Simple, A Lockheed Martin Company July 2011 - October 2011
Boart Longyear December 2010 - April 2011
Skills
Windows XP, Troubleshooting, Customer Service, Management, Testing, HTML, Strategic Planning, Sales, Research, Microsoft Office, Engineering, Public Speaking, Technical Support, Software Installation, Citrix, Windows 7, Active Directory, Microsoft Exchange, Windows, Hardware, Operating Systems
Education
University of Phoenix 2011 — 2013
Bachelor of Science (B.S.), Organizational Security and Management
University of Phoenix 2008 — 2010
Associate of Arts (A.A.), IT/Networking
Rollin C. Ellis's LPL Financial Experience November 2013 - Present
Job Regional Director of Business Development at LPL Financial
Industry Financial Services
Experience
LPL Financial November 2013 - Present
First Allied Securities, Ken Stern & Associates RIA November 2012 - November 2013
Presidential Brokerage, Inc. March 2012 - November 2012
Prudential Financial June 2010 - March 2012
Pelitier Wine Station November 2009 - July 2010
Skills
Strategic Financial..., Finance, Portfolio Management, Series 7, Retirement Planning, Series 63, Asset Allocation, Financial Analysis, Series 6, Retirement, Investment Strategies, Marketing, Financial Planning, Customer Satisfaction, Risk Management, Wealth Management, Financial Advisory, Mutual Funds, Sales, Fixed Annuities, IRAs, Uniform Combined State..., 401k, Market Research, Sales Process, Small Business, Financial Planners, Series 65, Social Security Law, Social Security Planning, Distribution Strategies, Recruiting, Project Management, Client Development
Education
University of San Diego 2007 — 2009
Bachelor, Business Administration
The Restaurant School of Philadelphia 1995 — 1997
Trained, hospitality management
LPL Financial November 2013 - Present
First Allied Securities, Ken Stern & Associates RIA November 2012 - November 2013
Presidential Brokerage, Inc. March 2012 - November 2012
Prudential Financial June 2010 - March 2012
Pelitier Wine Station November 2009 - July 2010
Skills
Strategic Financial..., Finance, Portfolio Management, Series 7, Retirement Planning, Series 63, Asset Allocation, Financial Analysis, Series 6, Retirement, Investment Strategies, Marketing, Financial Planning, Customer Satisfaction, Risk Management, Wealth Management, Financial Advisory, Mutual Funds, Sales, Fixed Annuities, IRAs, Uniform Combined State..., 401k, Market Research, Sales Process, Small Business, Financial Planners, Series 65, Social Security Law, Social Security Planning, Distribution Strategies, Recruiting, Project Management, Client Development
Education
University of San Diego 2007 — 2009
Bachelor, Business Administration
The Restaurant School of Philadelphia 1995 — 1997
Trained, hospitality management
Beau English's LPL Financial Experience June 2014 - June 2015
Job Exchange Online Engineer Blueprint Consulting Services @ Microsoft
Industry Information Technology and Services
Experience
Blueprint Consulting Services June 2015 - Present
LPL Financial June 2014 - June 2015
Piedmont Natural Gas April 2014 - June 2014
Bank of America January 2014 - April 2014
UPS October 2013 - January 2014
Insight Global May 2012 - October 2013
Belk 2012 - 2013
Genesis 10 August 2011 - May 2012
Technisource June 2009 - August 2011
Robert Half Technology October 2007 - October 2008
Skills
SharePoint, Technical Support, ITIL, Troubleshooting, Visio, Active Directory, System Administration, Process Improvement, Software Documentation, Windows Server, Help Desk Support, XP, Disaster Recovery, Hardware, Windows 7, Servers, Software Installation, Information Technology, VMware, Network Administration, Operating Systems, IT Management, IT Service Management, Security, Databases, Computer Hardware, Vendor Management, Networking, Integration, SDLC, Wireless Networking, Windows, Data Center, Microsoft SQL Server, Unix, SAN, System Deployment, SQL, Oracle, Enterprise Architecture, Requirements Analysis, Citrix, IT Operations, MS Project, Requirements Gathering, Windows XP
Education
University of Phoenix 2009 — 2011
Associate, Information Technology
University of Phoenix
AAIT
Blueprint Consulting Services June 2015 - Present
LPL Financial June 2014 - June 2015
Piedmont Natural Gas April 2014 - June 2014
Bank of America January 2014 - April 2014
UPS October 2013 - January 2014
Insight Global May 2012 - October 2013
Belk 2012 - 2013
Genesis 10 August 2011 - May 2012
Technisource June 2009 - August 2011
Robert Half Technology October 2007 - October 2008
Skills
SharePoint, Technical Support, ITIL, Troubleshooting, Visio, Active Directory, System Administration, Process Improvement, Software Documentation, Windows Server, Help Desk Support, XP, Disaster Recovery, Hardware, Windows 7, Servers, Software Installation, Information Technology, VMware, Network Administration, Operating Systems, IT Management, IT Service Management, Security, Databases, Computer Hardware, Vendor Management, Networking, Integration, SDLC, Wireless Networking, Windows, Data Center, Microsoft SQL Server, Unix, SAN, System Deployment, SQL, Oracle, Enterprise Architecture, Requirements Analysis, Citrix, IT Operations, MS Project, Requirements Gathering, Windows XP
Education
University of Phoenix 2009 — 2011
Associate, Information Technology
University of Phoenix
AAIT
Chet Rockwell's LPL Financial Experience 2009 - Present
Job Registered Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial 2009 - Present
Merrill Lynch 1997 - 2009
Education
University of Richmond 1993 — 1997
BA
LPL Financial 2009 - Present
Merrill Lynch 1997 - 2009
Education
University of Richmond 1993 — 1997
BA
Bob Cumming's LPL Financial Experience December 2011 - Present
Job Financial Advisor
Industry Financial Services
Experience
LPL Financial December 2011 - Present
Morgan Stanley Smith Barney January 2004 - December 2011
Merrill Lynch February 2000 - January 2004
Skills
Series 66, 401k Rollovers, Retirement Planning, Retirement Income..., Series 7, IRA's, Trust Services, Insurance Planning, Charitable Giving, Wealth Management, Annuities, Retirement, Wealth Accumulation, Asset Allocation, Roth IRA, Charitable Giving..., Investment Advisory, Long Term Care
Education
University of South Carolina - The Moore School of Business 1972 — 1976
B.S., Accounting
LPL Financial December 2011 - Present
Morgan Stanley Smith Barney January 2004 - December 2011
Merrill Lynch February 2000 - January 2004
Skills
Series 66, 401k Rollovers, Retirement Planning, Retirement Income..., Series 7, IRA's, Trust Services, Insurance Planning, Charitable Giving, Wealth Management, Annuities, Retirement, Wealth Accumulation, Asset Allocation, Roth IRA, Charitable Giving..., Investment Advisory, Long Term Care
Education
University of South Carolina - The Moore School of Business 1972 — 1976
B.S., Accounting
Brian Ware's LPL Financial Experience November 2006 - July 2008
Job Network Engineer
Industry Information Technology and Services
Experience
Dream Job February 2015 - Present
Qualcomm September 2013 - November 2014
Arctic Information Technology December 2012 - August 2013
Network Business Systems October 2010 - June 2012
ICW Group July 2008 - February 2009
LPL Financial November 2006 - July 2008
RFP Express July 2005 - November 2006
Angus-Hamer Networking June 2004 - July 2005
LPL Financial January 2003 - March 2004
US Navy July 1997 - July 2002
Skills
SQL, Networking, Active Directory, Security, Windows Server, Network Administration, Troubleshooting, Servers, Network Security, Windows 7, System Administration
Education
University of Phoenix 2000 — 2002
Colony High School 1992 — 1995
High School Diploma
Dream Job February 2015 - Present
Qualcomm September 2013 - November 2014
Arctic Information Technology December 2012 - August 2013
Network Business Systems October 2010 - June 2012
ICW Group July 2008 - February 2009
LPL Financial November 2006 - July 2008
RFP Express July 2005 - November 2006
Angus-Hamer Networking June 2004 - July 2005
LPL Financial January 2003 - March 2004
US Navy July 1997 - July 2002
Skills
SQL, Networking, Active Directory, Security, Windows Server, Network Administration, Troubleshooting, Servers, Network Security, Windows 7, System Administration
Education
University of Phoenix 2000 — 2002
Colony High School 1992 — 1995
High School Diploma
Janae Stec's LPL Financial Experience February 2013 - August 2014
Job Neurology Staff Assistant at Massachusetts General Hospital
Industry Hospital & Health Care
Experience
Massachusetts General Hospital December 2014 - Present
LPL Financial February 2013 - August 2014
TFC Financial Management - Kennison and Associates Inc. Staffing August 2012 - February 2013
Tufts University School of Medicine - Kennison and Associates Inc. Staffing June 2012 - July 2012
MultiPlan - Aerotek Professional Services April 2012 - May 2012
The Children's Place November 2010 - February 2012
The Children's Place June 2009 - November 2010
The University of Scranton, PCPS Dean's Office October 2004 - May 2008
OUR365 September 2007 - February 2008
Skills
Employee Relations, Customer Service
Education
University of Scranton 2004 — 2008
B.S., Human Resources
Lakeland High School
Massachusetts General Hospital December 2014 - Present
LPL Financial February 2013 - August 2014
TFC Financial Management - Kennison and Associates Inc. Staffing August 2012 - February 2013
Tufts University School of Medicine - Kennison and Associates Inc. Staffing June 2012 - July 2012
MultiPlan - Aerotek Professional Services April 2012 - May 2012
The Children's Place November 2010 - February 2012
The Children's Place June 2009 - November 2010
The University of Scranton, PCPS Dean's Office October 2004 - May 2008
OUR365 September 2007 - February 2008
Skills
Employee Relations, Customer Service
Education
University of Scranton 2004 — 2008
B.S., Human Resources
Lakeland High School
John Hurford, CFA's LPL Financial Experience 2009 - 2011
Job Portfolio Manager at Bank of America
Industry Financial Services
Experience
Bank of America 2013 - Present
Bank of America 2011 - 2013
LPL Financial 2009 - 2011
The City Church 2007 - 2009
Hansch Financial Group 2006 - 2007
Skills
Portfolio Management, Equities, Financial Modeling, Fixed Income, Emerging Markets, Equity Research, Trading, Asset Allocation, Valuation, Derivatives, Hedge Funds, Bloomberg, Matlab, C, Microsoft Excel
Education
University of San Diego
BBA, Business Administration
Bank of America 2013 - Present
Bank of America 2011 - 2013
LPL Financial 2009 - 2011
The City Church 2007 - 2009
Hansch Financial Group 2006 - 2007
Skills
Portfolio Management, Equities, Financial Modeling, Fixed Income, Emerging Markets, Equity Research, Trading, Asset Allocation, Valuation, Derivatives, Hedge Funds, Bloomberg, Matlab, C, Microsoft Excel
Education
University of San Diego
BBA, Business Administration
Amalia Israel's LPL Financial Experience March 2013 - March 2014
Job Financial Analyst at Total Merchant Services
Industry Financial Services
Experience
Total Merchant Services April 2015 - Present
Charlotte Russe September 2014 - April 2015
Guild Mortgage March 2014 - September 2014
LPL Financial March 2013 - March 2014
LPL Financial January 2011 - March 2013
LPL Financial December 2010 - January 2011
LPL Financial September 2009 - December 2010
Search Optics, Inc October 2008 - September 2009
SAIC May 2008 - August 2008
Skills
Forecasting, Account Reconciliation, General Ledger, Budgets, Variance Analysis, Finance, Internal Controls, Auditing, Accounts Payable, Microsoft Excel, Internal Audit, Analysis, Cost Accounting, Financial Analysis, Financial Modeling, Accounting, Financial Reporting, Accruals, Invoicing, Sarbanes-Oxley Act
Education
University of San Diego 2011 — 2013
Master of Science in Global Leadership
University of San Diego 2005 — 2009
BBA
Total Merchant Services April 2015 - Present
Charlotte Russe September 2014 - April 2015
Guild Mortgage March 2014 - September 2014
LPL Financial March 2013 - March 2014
LPL Financial January 2011 - March 2013
LPL Financial December 2010 - January 2011
LPL Financial September 2009 - December 2010
Search Optics, Inc October 2008 - September 2009
SAIC May 2008 - August 2008
Skills
Forecasting, Account Reconciliation, General Ledger, Budgets, Variance Analysis, Finance, Internal Controls, Auditing, Accounts Payable, Microsoft Excel, Internal Audit, Analysis, Cost Accounting, Financial Analysis, Financial Modeling, Accounting, Financial Reporting, Accruals, Invoicing, Sarbanes-Oxley Act
Education
University of San Diego 2011 — 2013
Master of Science in Global Leadership
University of San Diego 2005 — 2009
BBA
Jeannine Sanchez's LPL Financial Experience April 2005 - Present
Job Advertising Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2005 - Present
Education
University of San Diego 1995 — 1999
BA, Business Admin
LPL Financial April 2005 - Present
Education
University of San Diego 1995 — 1999
BA, Business Admin
Bill Timm, MBA, AAMS's LPL Financial Experience March 2008 - Present
Job Financial Advisor,OSJ Branch Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial March 2008 - Present
Edward Jones September 1999 - March 2008
Skills
Retirement Planning, Insurance, Financial Planning, Wealth Management, Investment Management, Asset Allocation, Investments, Finance
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1990 — 1993
Master of Business Administration (MBA)
University of Pittsburgh 1985 — 1989
Bachelor's degree, Physical Therapy/Therapist
LPL Financial March 2008 - Present
Edward Jones September 1999 - March 2008
Skills
Retirement Planning, Insurance, Financial Planning, Wealth Management, Investment Management, Asset Allocation, Investments, Finance
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1990 — 1993
Master of Business Administration (MBA)
University of Pittsburgh 1985 — 1989
Bachelor's degree, Physical Therapy/Therapist
Shannon Roper's LPL Financial Experience December 2013 - September 2014
Job
Industry Investment Banking
Experience
LPL Financial December 2013 - September 2014
JPMorgan Chase February 2011 - May 2012
Bank of America October 2009 - February 2011
Credit Suisse June 2005 - August 2009
Skills
Outlook, Quickbooks, Microsoft Office, Concur, AMEX travel, Salesforce.com, Lotus Notes, Time Management, Google Apps, Organization Skills, At Multitasking, Social Media, Customer Service, Handle Confidential..., CRM Databases, Microsoft Excel, PowerPoint
Education
University of Phoenix 2009 — 2010
Master of Business Administration (M.B.A.), Business Administration and Management, General, 3.06
University of Phoenix 2004 — 2008
Bachelor of Science, Business Administration, 3.6 GPA
LPL Financial December 2013 - September 2014
JPMorgan Chase February 2011 - May 2012
Bank of America October 2009 - February 2011
Credit Suisse June 2005 - August 2009
Skills
Outlook, Quickbooks, Microsoft Office, Concur, AMEX travel, Salesforce.com, Lotus Notes, Time Management, Google Apps, Organization Skills, At Multitasking, Social Media, Customer Service, Handle Confidential..., CRM Databases, Microsoft Excel, PowerPoint
Education
University of Phoenix 2009 — 2010
Master of Business Administration (M.B.A.), Business Administration and Management, General, 3.06
University of Phoenix 2004 — 2008
Bachelor of Science, Business Administration, 3.6 GPA
Bret Henderson's LPL Financial Experience July 2001 - February 2003
Job Director of Operations at Telgian
Industry Facilities Services
Experience
Telgian November 2005 - Present
CIT May 2004 - November 2005
CIT May 2003 - May 2004
LPL Financial July 2001 - February 2003
Skills
Employee Benefits, Payroll, General Ledger, Facilities Management, Management, Team Building, Budgets, Customer Service, Contract Management, Project Management, Contract Negotiation, Human Resources, Strategic Planning, Account Management, Project Planning, Invoicing, Accounts Payable, Operations Management
Education
University of Phoenix 2004 — 2009
Bachelor of Applied Science (B.A.Sc.), Business Administration, Management and Operations
Telgian November 2005 - Present
CIT May 2004 - November 2005
CIT May 2003 - May 2004
LPL Financial July 2001 - February 2003
Skills
Employee Benefits, Payroll, General Ledger, Facilities Management, Management, Team Building, Budgets, Customer Service, Contract Management, Project Management, Contract Negotiation, Human Resources, Strategic Planning, Account Management, Project Planning, Invoicing, Accounts Payable, Operations Management
Education
University of Phoenix 2004 — 2009
Bachelor of Applied Science (B.A.Sc.), Business Administration, Management and Operations
Nicholas Toma's LPL Financial Experience February 2010 - May 2010
Job Financial Analyst Cloud and Virtualization Group at Cisco
Industry Computer Networking
Experience
Cisco September 2015 - Present
Cisco March 2015 - August 2015
Cisco September 2014 - February 2015
Cisco May 2013 - August 2014
Pratt & Whitney June 2012 - April 2013
Hamilton Sundstrand April 2011 - May 2012
Jamor Enterprises LLC May 2010 - December 2010
LPL Financial February 2010 - May 2010
University of San Diego September 2009 - January 2010
Skills
PowerPoint, Microsoft Word, Mathematical Analysis, Microsoft Excel, Access, Data Analysis, Microsoft Office, Financial Analysis, Budgets, Supply Chain Management, Essbase, Plan-It, Trend Analysis, FX Hedging, FX Rate Models, Business Objects, Finance, Financial Modeling, Analysis
Education
University of San Diego 2008 — 2012
Bachelor of Business Administration (B.B.A.), Business/Managerial Economics
Cisco September 2015 - Present
Cisco March 2015 - August 2015
Cisco September 2014 - February 2015
Cisco May 2013 - August 2014
Pratt & Whitney June 2012 - April 2013
Hamilton Sundstrand April 2011 - May 2012
Jamor Enterprises LLC May 2010 - December 2010
LPL Financial February 2010 - May 2010
University of San Diego September 2009 - January 2010
Skills
PowerPoint, Microsoft Word, Mathematical Analysis, Microsoft Excel, Access, Data Analysis, Microsoft Office, Financial Analysis, Budgets, Supply Chain Management, Essbase, Plan-It, Trend Analysis, FX Hedging, FX Rate Models, Business Objects, Finance, Financial Modeling, Analysis
Education
University of San Diego 2008 — 2012
Bachelor of Business Administration (B.B.A.), Business/Managerial Economics
Dalbert Rodriguez's LPL Financial Experience April 2015 - Present
Job Sr. Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2015 - Present
Skills
Financial Analysis, Customer Service, Process Improvement, Financial Services, Risk Management, Microsoft Excel, Business Analysis, Finance, Securities, Management, Real Estate License, Credit, Vendor Management, Banking, PowerPoint, Investments, Budgets, Leadership, Strategy, Project Management, Analysis, Microsoft Office, Sales, Accounting, Marketing, Alternative Investments, Mutual Funds, Business Development, Coaching, Event Planning, Public Speaking, Social Media, Series 63, New Business Development, Human Resources, Series 27, Series 7, Marketing Strategy, SQL, Team Building, Hold Series 7
Education
University of San Diego
LPL Financial April 2015 - Present
Skills
Financial Analysis, Customer Service, Process Improvement, Financial Services, Risk Management, Microsoft Excel, Business Analysis, Finance, Securities, Management, Real Estate License, Credit, Vendor Management, Banking, PowerPoint, Investments, Budgets, Leadership, Strategy, Project Management, Analysis, Microsoft Office, Sales, Accounting, Marketing, Alternative Investments, Mutual Funds, Business Development, Coaching, Event Planning, Public Speaking, Social Media, Series 63, New Business Development, Human Resources, Series 27, Series 7, Marketing Strategy, SQL, Team Building, Hold Series 7
Education
University of San Diego
Dan Thomas CRCP's LPL Financial Experience July 2011 - Present
Job Financial Services Compliance Professional
Industry Financial Services
Experience
LPL Financial July 2011 - Present
Stonehurst Securities 2006 - 2009
Brecek & Young 2004 - 2004
Scottrade 1998 - 2004
Skills
Series 7, FINRA, Series 24, Series 63, Securities, Mutual Funds, AML, Investment Advisory, Options, Wealth Management, Equities, ETFs, Fixed Income, Alternative Investments, Compliance, Asset Management, Investments, Annuities, Trading, Risk, Risk Management, Due Diligence, Bonds, Derivatives, Private Equity, Securities Regulation, Investment Strategies, Series 53, Financial Advisory
Education
University of Pennsylvania - The Wharton School
LPL Financial July 2011 - Present
Stonehurst Securities 2006 - 2009
Brecek & Young 2004 - 2004
Scottrade 1998 - 2004
Skills
Series 7, FINRA, Series 24, Series 63, Securities, Mutual Funds, AML, Investment Advisory, Options, Wealth Management, Equities, ETFs, Fixed Income, Alternative Investments, Compliance, Asset Management, Investments, Annuities, Trading, Risk, Risk Management, Due Diligence, Bonds, Derivatives, Private Equity, Securities Regulation, Investment Strategies, Series 53, Financial Advisory
Education
University of Pennsylvania - The Wharton School
Barbara Foster's LPL Financial Experience November 2001 - December 2012
Job Director of Business Development at CBIZ Life Insurance Solutions, Inc
Industry Financial Services
Experience
CBIZ Life Insurance Solutions, Inc January 2014 - February 2015
Strategy Driven Marketing January 2013 - December 2013
LPL Financial November 2001 - December 2012
Nicholas Applegate September 1991 - November 2001
Carver Federal Savings Bank 1986 - 1989
Skills
National Accounts, Strategic Communications, Strategic Planning, Marketing Strategy, Insurance, Business Development, Relationship Marketing, Business Relationship..., Building Strong..., Presentation Development, Key Account..., Key Account Growth, Written Communication, Management, Long-term Care, Life Insurance, Financial Services, Financial Advisory, Leadership, Account Management
Education
University of San Diego 1991 — 1993
Master of Business Administration (MBA)
University of San Diego 1985 — 1989
Bachelor of Business Administration (BBA), Business Economics
CBIZ Life Insurance Solutions, Inc January 2014 - February 2015
Strategy Driven Marketing January 2013 - December 2013
LPL Financial November 2001 - December 2012
Nicholas Applegate September 1991 - November 2001
Carver Federal Savings Bank 1986 - 1989
Skills
National Accounts, Strategic Communications, Strategic Planning, Marketing Strategy, Insurance, Business Development, Relationship Marketing, Business Relationship..., Building Strong..., Presentation Development, Key Account..., Key Account Growth, Written Communication, Management, Long-term Care, Life Insurance, Financial Services, Financial Advisory, Leadership, Account Management
Education
University of San Diego 1991 — 1993
Master of Business Administration (MBA)
University of San Diego 1985 — 1989
Bachelor of Business Administration (BBA), Business Economics
Sandy Arami's LPL Financial Experience June 2013 - April 2014
Job Staff Accountant at Guild Mortgage
Industry Higher Education
Experience
La Jolla Tennis Club January 2014 - Present
Guild Mortgage May 2014 - Present
LPL Financial June 2013 - April 2014
University of San Diego September 2009 - May 2013
Northwestern Mutual June 2012 - July 2012
Skills
PowerPoint, Microsoft Office, Microsoft Word, Microsoft Excel, Event Planning, Social Media, Student Leadership, Photoshop
Education
University of San Diego 2009 — 2013
Bachelor of Business Administration (B.B.A.), Finance, General
La Jolla High School 2005 — 2009
La Jolla Tennis Club January 2014 - Present
Guild Mortgage May 2014 - Present
LPL Financial June 2013 - April 2014
University of San Diego September 2009 - May 2013
Northwestern Mutual June 2012 - July 2012
Skills
PowerPoint, Microsoft Office, Microsoft Word, Microsoft Excel, Event Planning, Social Media, Student Leadership, Photoshop
Education
University of San Diego 2009 — 2013
Bachelor of Business Administration (B.B.A.), Finance, General
La Jolla High School 2005 — 2009
Jeff Puntney, CIMA's LPL Financial Experience March 2001 - January 2003
Job Director at BlackRock
Industry Financial Services
Experience
BlackRock December 2005 - Present
State Street Research and Management February 2003 - December 2005
State Street Research 2003 - 2005
LPL Financial March 2001 - January 2003
Skills
Mutual Funds, Asset Allocation, Alternative Investments, Asset Management, Series 7, Investments, Series 63, Fixed Income, Equities, Wealth Management
Education
Wharton School, University of Pennsylvania 2006 — 2007
CIMA
University of Wisconsin-Madison 1989 — 1993
Bachelor of Arts, Political Science
BlackRock December 2005 - Present
State Street Research and Management February 2003 - December 2005
State Street Research 2003 - 2005
LPL Financial March 2001 - January 2003
Skills
Mutual Funds, Asset Allocation, Alternative Investments, Asset Management, Series 7, Investments, Series 63, Fixed Income, Equities, Wealth Management
Education
Wharton School, University of Pennsylvania 2006 — 2007
CIMA
University of Wisconsin-Madison 1989 — 1993
Bachelor of Arts, Political Science
TRACEY MATTHEW's LPL Financial Experience September 2013 - Present
Job Sr. QA Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2013 - Present
TIAA-CREF February 2003 - May 2013
Vanguard April 1997 - February 2003
Skills
Process Improvement, Financial Analysis, Microsoft Office, Financial Services, Finance, Leadership, Risk Management, Microsoft Word, Financial Planning, Banking
Education
University of Phoenix 2006 — 2011
Bachelor's degree, Business management
University of Phoenix
Business Management, Business Administration, Management and Operations
LPL Financial September 2013 - Present
TIAA-CREF February 2003 - May 2013
Vanguard April 1997 - February 2003
Skills
Process Improvement, Financial Analysis, Microsoft Office, Financial Services, Finance, Leadership, Risk Management, Microsoft Word, Financial Planning, Banking
Education
University of Phoenix 2006 — 2011
Bachelor's degree, Business management
University of Phoenix
Business Management, Business Administration, Management and Operations
Jacob Tindol's LPL Financial Experience June 2011 - August 2011
Job Operational Buyer at Nestlé Professional
Industry Food & Beverages
Experience
Nestle Professional Beverages May 2013 - Present
Nestlé Professional June 2012 - August 2012
LPL Financial June 2011 - August 2011
Education
University of Tampa - John H. Sykes College of Business 2014 — 2016
Master of Business Administration (M.B.A.)
University of Richmond 2009 — 2013
Bachelor's Degree, Business Administration and Management, General
Nestle Professional Beverages May 2013 - Present
Nestlé Professional June 2012 - August 2012
LPL Financial June 2011 - August 2011
Education
University of Tampa - John H. Sykes College of Business 2014 — 2016
Master of Business Administration (M.B.A.)
University of Richmond 2009 — 2013
Bachelor's Degree, Business Administration and Management, General
Brian Flatley's LPL Financial Experience July 2006 - Present
Job Manager of Finance
Industry Telecommunications
Experience
LPL Financial July 2006 - Present
Skills
Financial Modeling, Financial Analysis, Strategic Financial..., Process Improvement, Financial Services, Business Analysis, Corporate Finance, Valuation, Financial Reporting, Securities, Accounting, Finance, SEC filings
Education
University of Notre Dame 1998 — 2002
Bachelor of Science (B.S.), Management Information Systems, General
LPL Financial July 2006 - Present
Skills
Financial Modeling, Financial Analysis, Strategic Financial..., Process Improvement, Financial Services, Business Analysis, Corporate Finance, Valuation, Financial Reporting, Securities, Accounting, Finance, SEC filings
Education
University of Notre Dame 1998 — 2002
Bachelor of Science (B.S.), Management Information Systems, General
Irene Gamboa - Limon's LPL Financial Experience September 2006 - December 2012
Job Accounting, Benefits, and Payroll Specialist at Cubic Corporation
Industry Defense & Space
Experience
Cubic Corporation December 2012 - Present
LPL Financial September 2006 - December 2012
Accredited Home Lenders August 2004 - December 2005
Charlotte Russe 1990 - 2004
Education
University of Phoenix 2007 — 2010
Bachelor's Degree, Accounting
Cubic Corporation December 2012 - Present
LPL Financial September 2006 - December 2012
Accredited Home Lenders August 2004 - December 2005
Charlotte Russe 1990 - 2004
Education
University of Phoenix 2007 — 2010
Bachelor's Degree, Accounting
Carina Espinoza's LPL Financial Experience April 2015 - Present
Job Sr. Analyst at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2015 - Present
LPL Financial August 2013 - April 2015
Union Bank November 2011 - August 2013
Union Bank September 2010 - November 2011
Union Bank July 2007 - September 2010
Union Bank May 2005 - July 2007
Union Bank May 2003 - May 2005
Citibank September 1999 - May 2003
Washington Mutual September 1997 - September 1999
Education
University of Phoenix 2008 — 2010
Bachelor's of Science, Business Management
LPL Financial April 2015 - Present
LPL Financial August 2013 - April 2015
Union Bank November 2011 - August 2013
Union Bank September 2010 - November 2011
Union Bank July 2007 - September 2010
Union Bank May 2005 - July 2007
Union Bank May 2003 - May 2005
Citibank September 1999 - May 2003
Washington Mutual September 1997 - September 1999
Education
University of Phoenix 2008 — 2010
Bachelor's of Science, Business Management
Brian Marsee's LPL Financial Experience October 2011 - December 2013
Job Supervisory Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial October 2011 - December 2013
LPL Financial November 2009 - October 2011
Lincoln Financial Group December 1999 - August 2009
Skills
S7, S24, and S66..., FINRA
Education
University of Saint Francis 1990 — 2004
Bachelor's degree, Business Administration
LPL Financial October 2011 - December 2013
LPL Financial November 2009 - October 2011
Lincoln Financial Group December 1999 - August 2009
Skills
S7, S24, and S66..., FINRA
Education
University of Saint Francis 1990 — 2004
Bachelor's degree, Business Administration
Jessi Christian's LPL Financial Experience September 2007 - Present
Job POI team member at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2007 - Present
United Spirit Association June 1997 - 2013
AMN Healthcare June 2005 - September 2007
Skills
Public Speaking, Social Media, Event Planning, Event Management, Fundraising, Coaching, Public Relations, Nonprofits, Facebook, PowerPoint, Customer Service, Microsoft Excel, Marketing, Microsoft Office, Microsoft Word, Leadership Development, Media Relations
Education
University of San Diego 1997 — 2001
BS, English
LPL Financial September 2007 - Present
United Spirit Association June 1997 - 2013
AMN Healthcare June 2005 - September 2007
Skills
Public Speaking, Social Media, Event Planning, Event Management, Fundraising, Coaching, Public Relations, Nonprofits, Facebook, PowerPoint, Customer Service, Microsoft Excel, Marketing, Microsoft Office, Microsoft Word, Leadership Development, Media Relations
Education
University of San Diego 1997 — 2001
BS, English
Rebecca Snider's LPL Financial Experience June 2003 - September 2005
Job CCO, AIG Capital Services, Inc.
Industry Financial Services
Experience
AIG Capital Services, Inc. April 2012 - Present
SunAmerica Retirement Markets September 2005 - April 2012
LPL Financial June 2003 - September 2005
Skills
Series 7, Series 24, Compliance, Risk Management, Project Management, Broker-Dealer, Marketing
Education
University of Santa Monica 2008 — 2010
Master's degree, Spiritual Psychology
University of Illinois at Urbana-Champaign
Bachelor of Arts (BA), Psychology
AIG Capital Services, Inc. April 2012 - Present
SunAmerica Retirement Markets September 2005 - April 2012
LPL Financial June 2003 - September 2005
Skills
Series 7, Series 24, Compliance, Risk Management, Project Management, Broker-Dealer, Marketing
Education
University of Santa Monica 2008 — 2010
Master's degree, Spiritual Psychology
University of Illinois at Urbana-Champaign
Bachelor of Arts (BA), Psychology
lisa van arsdale's LPL Financial Experience September 2013 - Present
Job Supervisory Principal at LPL Financial
Industry Investment Management
Experience
LPL Financial September 2013 - Present
Skills
Series 7, Mutual Funds, Wealth Management, Investments, Securities, FINRA, Series 63, Series 24, Investment Advisory, Portfolio Management
Education
University of Richmond
LPL Financial September 2013 - Present
Skills
Series 7, Mutual Funds, Wealth Management, Investments, Securities, FINRA, Series 63, Series 24, Investment Advisory, Portfolio Management
Education
University of Richmond
Pauline McLeod's LPL Financial Experience 2009 - 2011
Job Financial Services Professional
Industry Financial Services
Experience
LPL Financial 2009 - 2011
San Diego County Credit Union 2007 - 2009
Education
National University
Bachelor of Science (B.S.), Accounting
University of San Diego
LPL Financial 2009 - 2011
San Diego County Credit Union 2007 - 2009
Education
National University
Bachelor of Science (B.S.), Accounting
University of San Diego
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.