Massachusetts Securities Division
Description
Address: 1 Ashburton Pl # 17, Boston, MA 02108 Phone: (617) 727-3548: : Place name: Category: : : : Website: : Hours: Website: http://www.sec.state.ma.us/sct/ Category: State government office Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Securities Division Posting publicly on the Web Write a review Reviews Be the first to review
Massachusetts Securities Division List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Massachusetts Securities Division. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Massachusetts Securities Division Employees
Employee
Years
Job
Industry
Christina Ricotta Cryts Christina Ricotta Cryts's Massachusetts Securities Division Experience June 2010 - August 2010
Job Associate at Nixon Peabody
Industry Law Practice
Experience
Nixon Peabody LLP December 2013 - Present
Sherin and Lodgen LLP November 2011 - December 2013
EMC June 2011 - August 2011
Hon. Deborah A. Batts, United States District Judge, S.D.N.Y. November 2010 - February 2011
Massachusetts Securities Division June 2010 - August 2010
Keefe and Associates July 2008 - August 2009
Education
Northeastern University School of Law 2009 — 2012
J.D.
University of Wisconsin-Madison 2003 — 2007
BS, Consumer Science: Consumer Affairs
Noble and Greenough School 1999 — 2003
Nixon Peabody LLP December 2013 - Present
Sherin and Lodgen LLP November 2011 - December 2013
EMC June 2011 - August 2011
Hon. Deborah A. Batts, United States District Judge, S.D.N.Y. November 2010 - February 2011
Massachusetts Securities Division June 2010 - August 2010
Keefe and Associates July 2008 - August 2009
Education
Northeastern University School of Law 2009 — 2012
J.D.
University of Wisconsin-Madison 2003 — 2007
BS, Consumer Science: Consumer Affairs
Noble and Greenough School 1999 — 2003
Abby-Gail Chaffatt Abby-Gail Chaffatt's Massachusetts Securities Division Experience June 2010 - August 2010
Job Regulatory Consultant
Industry Legal Services
Experience
Promontory Financial Group, LLC August 2014 - Present
Federal Reserve Bank of New York May 2012 - May 2014
Federal Reserve Bank of Boston August 2010 - December 2010
Massachusetts Securities Division June 2010 - August 2010
District Court, Lowell, MA January 2010 - April 2010
Legal Aid Society May 2009 - August 2009
PricewaterhouseCoopers June 2006 - August 2007
Wachovia June 2005 - August 2005
Skills
Spreadsheets, Analysis, Banking, Legal Writing, Finance, Legal Research, Corporate Finance, Program Management, Corporate Governance, Securities, Civil Litigation, Courts, Policy, Securities Regulation, Corporate Law
Education
Boston University School of Law 2008 — 2011
J.D., Concentration in Business Organizations and Financial Law
University of Florida - Warrington College of Business Administration 2004 — 2008
BS, Finance
Promontory Financial Group, LLC August 2014 - Present
Federal Reserve Bank of New York May 2012 - May 2014
Federal Reserve Bank of Boston August 2010 - December 2010
Massachusetts Securities Division June 2010 - August 2010
District Court, Lowell, MA January 2010 - April 2010
Legal Aid Society May 2009 - August 2009
PricewaterhouseCoopers June 2006 - August 2007
Wachovia June 2005 - August 2005
Skills
Spreadsheets, Analysis, Banking, Legal Writing, Finance, Legal Research, Corporate Finance, Program Management, Corporate Governance, Securities, Civil Litigation, Courts, Policy, Securities Regulation, Corporate Law
Education
Boston University School of Law 2008 — 2011
J.D., Concentration in Business Organizations and Financial Law
University of Florida - Warrington College of Business Administration 2004 — 2008
BS, Finance
Hao Li Hao Li's Massachusetts Securities Division Experience January 2015 - May 2015
Job Enforcement Investigator at Financial Industry Regulatory Authority (FINRA); Securities Attorney
Industry Law Practice
Experience
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
Massachusetts Securities Division January 2015 - May 2015
Massachusetts Securities Division December 2011 - January 2015
US Securities and Exchange Commission June 2010 - August 2010
MetLife May 2009 - August 2009
Financial Industry Regulatory Authority May 2008 - August 2008
Petillon Hiraide and Loomis LLP May 2007 - August 2007
Skills
Corporate Law, Securities, Securities Regulation, Corporate Governance, FINRA, Legal Research, Private Placements, Litigation, Broker-Dealer, SEC, Alternative Investments, Investment Advisor..., Investment Advisers Act, Investment Company Act
Education
Boston College Law School 2007 — 2011
Doctor of Law (JD), Securities and Corporate Law
Harvard University 2009 — 2011
Master of Arts (M.A.), Regional Studies-East Asia
University of California, Berkeley 2002 — 2006
Bachelor of Arts (B.A.), Economics and Legal Studies
West Torrance High School
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
Massachusetts Securities Division January 2015 - May 2015
Massachusetts Securities Division December 2011 - January 2015
US Securities and Exchange Commission June 2010 - August 2010
MetLife May 2009 - August 2009
Financial Industry Regulatory Authority May 2008 - August 2008
Petillon Hiraide and Loomis LLP May 2007 - August 2007
Skills
Corporate Law, Securities, Securities Regulation, Corporate Governance, FINRA, Legal Research, Private Placements, Litigation, Broker-Dealer, SEC, Alternative Investments, Investment Advisor..., Investment Advisers Act, Investment Company Act
Education
Boston College Law School 2007 — 2011
Doctor of Law (JD), Securities and Corporate Law
Harvard University 2009 — 2011
Master of Arts (M.A.), Regional Studies-East Asia
University of California, Berkeley 2002 — 2006
Bachelor of Arts (B.A.), Economics and Legal Studies
West Torrance High School
Jeremy Entwistle Jeremy Entwistle's Massachusetts Securities Division Experience August 2014 - Present
Job Attorney at Massachusetts Securities Division
Industry Law Practice
Experience
Massachusetts Securities Division August 2014 - Present
NASAA 2014 - 2015
University of Massachusetts May 2013 - December 2013
Boston University School of Law June 2013 - September 2013
Massachusetts Appeals Court June 2012 - August 2012
College of the Holy Cross Writer's Workshop September 2009 - May 2011
McAuliffe & Associates June 2010 - August 2010
Skills
Legal Writing, Research, Legal Research, Litigation
Education
Boston University School of Law 2011 — 2014
Doctor of Law (J.D.)
College of the Holy Cross 2007 — 2011
Bachelor of Arts (B.A.), Philosophy, Cum Laude
Massachusetts Securities Division August 2014 - Present
NASAA 2014 - 2015
University of Massachusetts May 2013 - December 2013
Boston University School of Law June 2013 - September 2013
Massachusetts Appeals Court June 2012 - August 2012
College of the Holy Cross Writer's Workshop September 2009 - May 2011
McAuliffe & Associates June 2010 - August 2010
Skills
Legal Writing, Research, Legal Research, Litigation
Education
Boston University School of Law 2011 — 2014
Doctor of Law (J.D.)
College of the Holy Cross 2007 — 2011
Bachelor of Arts (B.A.), Philosophy, Cum Laude
Robert Larkin Robert Larkin's Massachusetts Securities Division Experience 1984 - 1986
Job President at Senior Living Residences
Industry Commercial Real Estate
Experience
Senior Living Residences January 1990 - Present
Massachusetts Securities Division 1984 - 1986
Massachusetts Secretary of State's Office 1980 - 1984
Massachusetts House of Representatives January 1977 - January 1981
Education
Suffolk University Law School 1979 — 1983
Juris Doctorate, Law
Boston College 1973 — 1977
BA, Economics, Political Science
Senior Living Residences January 1990 - Present
Massachusetts Securities Division 1984 - 1986
Massachusetts Secretary of State's Office 1980 - 1984
Massachusetts House of Representatives January 1977 - January 1981
Education
Suffolk University Law School 1979 — 1983
Juris Doctorate, Law
Boston College 1973 — 1977
BA, Economics, Political Science
Eric Rudolph Eric Rudolph's Massachusetts Securities Division Experience March 1996 - September 1998
Job Experienced Trade Compliance Professional and Attorney
Industry Import and Export
Experience
Ernst & Young LLP February 2015 - Present
Rudolph Export Consulting, Inc. June 2013 - January 2015
Sensata Technologies December 2006 - May 2013
KVH Industries September 2004 - December 2006
Quaker Fabric Corporation October 1998 - September 2004
Massachusetts Securities Division March 1996 - September 1998
Skills
Corporate Governance, Corporate Law, Litigation Management, Export Controls, FCPA, International Business, International Trade, Intellectual Property, Legal Writing, Contract Negotiation, Management, Contract Negotiations, Regulatory Affairs, Trade Secrets, Licensing, Compliance, Automotive, Employment Law, Government Contracting
Education
Seton Hall University School of Law 1990 — 1993
Fairfield University 1982 — 1986
Ernst & Young LLP February 2015 - Present
Rudolph Export Consulting, Inc. June 2013 - January 2015
Sensata Technologies December 2006 - May 2013
KVH Industries September 2004 - December 2006
Quaker Fabric Corporation October 1998 - September 2004
Massachusetts Securities Division March 1996 - September 1998
Skills
Corporate Governance, Corporate Law, Litigation Management, Export Controls, FCPA, International Business, International Trade, Intellectual Property, Legal Writing, Contract Negotiation, Management, Contract Negotiations, Regulatory Affairs, Trade Secrets, Licensing, Compliance, Automotive, Employment Law, Government Contracting
Education
Seton Hall University School of Law 1990 — 1993
Fairfield University 1982 — 1986
David Shellenberger's Massachusetts Securities Division Experience 1998 - 1999
Job Libertarian Commentator
Industry Writing and Editing
Experience
David E. Shellenberger January 2010 - Present
A major financial services company in NY 2004 - 2007
FINRA 1999 - 2004
Massachusetts Securities Division 1998 - 1999
Law Office of David E. Shellenberger 1989 - 1998
Skills
Legal Research, Legal Writing, Securities Regulation, Litigation, Politics, Corporate Governance, Corporate Law, Public Policy, Policy Analysis, Mediation, Public Speaking, Commercial Litigation, Securities, Arbitration, Due Diligence, Privacy Law, Civil Litigation, Courts, Leadership, Policy, Criminal Law, Research, Bankruptcy, Legal Assistance, Legal Advice, Government, Intellectual Property, Internal Investigations, Nonprofits, Political Consulting, Legislative Relations, International Relations, Administrative Law, Dispute Resolution, Enforcement, Legal Issues, Alternative Dispute..., Entrepreneurship, Licensing, Appeals, Westlaw, Fraud, Speech Writing, Fundraising, Social Media, Public Relations, Article Writing, Blogger
Education
Boston University School of Law 1975 — 1978
J.D., Law
David E. Shellenberger January 2010 - Present
A major financial services company in NY 2004 - 2007
FINRA 1999 - 2004
Massachusetts Securities Division 1998 - 1999
Law Office of David E. Shellenberger 1989 - 1998
Skills
Legal Research, Legal Writing, Securities Regulation, Litigation, Politics, Corporate Governance, Corporate Law, Public Policy, Policy Analysis, Mediation, Public Speaking, Commercial Litigation, Securities, Arbitration, Due Diligence, Privacy Law, Civil Litigation, Courts, Leadership, Policy, Criminal Law, Research, Bankruptcy, Legal Assistance, Legal Advice, Government, Intellectual Property, Internal Investigations, Nonprofits, Political Consulting, Legislative Relations, International Relations, Administrative Law, Dispute Resolution, Enforcement, Legal Issues, Alternative Dispute..., Entrepreneurship, Licensing, Appeals, Westlaw, Fraud, Speech Writing, Fundraising, Social Media, Public Relations, Article Writing, Blogger
Education
Boston University School of Law 1975 — 1978
J.D., Law
Michael S. Greenside Michael S. Greenside's Massachusetts Securities Division Experience January 2015 - April 2015
Job Attorney, Senior Examiner at Financial Industry Regulatory Authority (FINRA)
Industry Law Practice
Experience
Financial Industry Regulatory Authority (FINRA) April 2015 - Present
Massachusetts Securities Division January 2015 - April 2015
Massachusetts Securities Division August 2010 - January 2015
Massachusetts Securities Division November 2009 - February 2010
District of Columbia Department of Insurance, Securities and Banking May 2009 - August 2009
United States District Court for the District of Massachusetts December 2008 - February 2009
Skills
Civil Litigation, Litigation, Securities Regulation, Securities Enforcement..., Financial Services, Broker-Dealer Regulation, AML Compliance
Education
Northeastern University School of Law 2007 — 2010
Juris Doctorate, May 2010, Law
The University of Georgia 2002 — 2006
Bachelor of Arts, International Affairs, minor in Spanish
Financial Industry Regulatory Authority (FINRA) April 2015 - Present
Massachusetts Securities Division January 2015 - April 2015
Massachusetts Securities Division August 2010 - January 2015
Massachusetts Securities Division November 2009 - February 2010
District of Columbia Department of Insurance, Securities and Banking May 2009 - August 2009
United States District Court for the District of Massachusetts December 2008 - February 2009
Skills
Civil Litigation, Litigation, Securities Regulation, Securities Enforcement..., Financial Services, Broker-Dealer Regulation, AML Compliance
Education
Northeastern University School of Law 2007 — 2010
Juris Doctorate, May 2010, Law
The University of Georgia 2002 — 2006
Bachelor of Arts, International Affairs, minor in Spanish
Rebecca Mushlin Rebecca Mushlin's Massachusetts Securities Division Experience August 2015 - Present
Job Enforcement Investigator at Massachusetts Securities Division
Industry Law Practice
Experience
Massachusetts Securities Division August 2015 - Present
New England Law Boston, Law Review May 2014 - May 2015
Massachusetts Securities Division January 2015 - April 2015
The Law Offices of Attorney Nick Yousif May 2014 - December 2014
Harmon Law Offices, P.C. September 2010 - April 2012
Skills
Social Media, Microsoft Word, Research, PowerPoint, Legal Research, Microsoft Excel, Editing, Public Speaking, Westlaw, LexisNexis, Microsoft Office
Education
New England School of Law 2012 — 2015
Juris Doctor
University of Massachusetts, Amherst 2005 — 2009
Bachelor of Arts (B.A.), Political Science, Commonwealth College Scholar (honors program)
Universidad del Belgrano 2008 — 2008
Study abroad
Massachusetts Securities Division August 2015 - Present
New England Law Boston, Law Review May 2014 - May 2015
Massachusetts Securities Division January 2015 - April 2015
The Law Offices of Attorney Nick Yousif May 2014 - December 2014
Harmon Law Offices, P.C. September 2010 - April 2012
Skills
Social Media, Microsoft Word, Research, PowerPoint, Legal Research, Microsoft Excel, Editing, Public Speaking, Westlaw, LexisNexis, Microsoft Office
Education
New England School of Law 2012 — 2015
Juris Doctor
University of Massachusetts, Amherst 2005 — 2009
Bachelor of Arts (B.A.), Political Science, Commonwealth College Scholar (honors program)
Universidad del Belgrano 2008 — 2008
Study abroad
Michael Bednarz's Massachusetts Securities Division Experience May 2011 - August 2011
Job Associate at Berluti McLaughlin & Kutchin LLP
Industry Legal Services
Experience
Berluti McLaughlin & Kutchin LLP November 2013 - Present
Berluti McLaughlin & Kutchin LLP February 2012 - November 2013
Massachusetts Securities Division May 2011 - August 2011
Skills
Litigation, Legal Writing, Civil Litigation, Legal Research, Commercial Litigation, Westlaw, Courts, Microsoft Office, LexisNexis, Mediation
Education
Suffolk University Law School 2010 — 2013
Doctor of Law (J.D.), Business Law and Financial Services Concentration
Saint Michael's College 2006 — 2010
B.S., Accounting, Finance
Bishop Guertin High School
Berluti McLaughlin & Kutchin LLP November 2013 - Present
Berluti McLaughlin & Kutchin LLP February 2012 - November 2013
Massachusetts Securities Division May 2011 - August 2011
Skills
Litigation, Legal Writing, Civil Litigation, Legal Research, Commercial Litigation, Westlaw, Courts, Microsoft Office, LexisNexis, Mediation
Education
Suffolk University Law School 2010 — 2013
Doctor of Law (J.D.), Business Law and Financial Services Concentration
Saint Michael's College 2006 — 2010
B.S., Accounting, Finance
Bishop Guertin High School
Zachary Heller's Massachusetts Securities Division Experience May 2013 - August 2013
Job Staff Attorney
Industry Law Practice
Experience
Patterson Belknap Webb & Tyler LLP June 2015 - Present
New York International Arbitration Center February 2015 - May 2015
New England Law Boston, Law Review May 2013 - May 2014
BARBRI Bar Review September 2011 - May 2014
United States Bankruptcy Appellate Panel for the First Circuit September 2013 - December 2013
Massachusetts Securities Division May 2013 - August 2013
United States Bankruptcy Court January 2013 - May 2013
Lubin & Meyer, PC June 2012 - December 2012
New England Law Boston March 2012 - August 2012
P. F. Chang's China June 2008 - May 2011
Skills
Research, Microsoft Office, PowerPoint, Writing, Social Media, Legal Research, Westlaw, Lexis, Editing, Legal Writing, Motions, Appeals, Hearings, Bankruptcy, Litigation, Courts, LexisNexis
Education
New York University School of Law 2014 — 2015
Master of Laws (LL.M.), International Business Regulation, Litigation, and Arbitration
New England Law Boston 2011 — 2014
Juris Doctor (J.D.), Law, 3.86
The College of New Jersey 2007 — 2011
Bachelor of the Arts, Political Science, 3.27
University of Economics, Prague 2009 — 2009
globalization and political economy
Patterson Belknap Webb & Tyler LLP June 2015 - Present
New York International Arbitration Center February 2015 - May 2015
New England Law Boston, Law Review May 2013 - May 2014
BARBRI Bar Review September 2011 - May 2014
United States Bankruptcy Appellate Panel for the First Circuit September 2013 - December 2013
Massachusetts Securities Division May 2013 - August 2013
United States Bankruptcy Court January 2013 - May 2013
Lubin & Meyer, PC June 2012 - December 2012
New England Law Boston March 2012 - August 2012
P. F. Chang's China June 2008 - May 2011
Skills
Research, Microsoft Office, PowerPoint, Writing, Social Media, Legal Research, Westlaw, Lexis, Editing, Legal Writing, Motions, Appeals, Hearings, Bankruptcy, Litigation, Courts, LexisNexis
Education
New York University School of Law 2014 — 2015
Master of Laws (LL.M.), International Business Regulation, Litigation, and Arbitration
New England Law Boston 2011 — 2014
Juris Doctor (J.D.), Law, 3.86
The College of New Jersey 2007 — 2011
Bachelor of the Arts, Political Science, 3.27
University of Economics, Prague 2009 — 2009
globalization and political economy
Amanda Bailey's Massachusetts Securities Division Experience January 2014 - May 2014
Job Compliance Associate, Licensed Attorney
Industry Law Practice
Experience
Cordium August 2014 - Present
Massachusetts Securities Division January 2014 - May 2014
Shapiro Haber & Urmy LLP September 2013 - January 2014
United Nations High Commissioner for Refugees June 2013 - August 2013
Jesuit Refugee Service June 2013 - August 2013
Massachusetts Department of Public Safety May 2013 - July 2013
Office of Consumer Affairs and Business Regulations 2012 - 2013
Lerner, Sampson & Rothfuss 2005 - 2011
Skills
financial compliance, Legal Compliance, Legal Research, Legal Writing, Westlaw, Pleadings, Litigation, Civil Litigation, Bankruptcy, Document Review, Electronic Discovery, Paralegal, Securities Regulation, Lexis, Investment Advisers Act, Securities Market, Investment Advisor..., Legal Assistance, Research, Motions, Corporate Governance, Policy, Due Diligence, Securities, Document Drafting, Financial Services, Hedge Funds, Private Equity, SEC, LexisNexis
Education
New England School of Law 2011 — 2014
Juris Doctorate, Focus on Securities Regulation
Northern Kentucky University
Bachelor of Arts (B.A.), Psychology
St. Henry District High School
Cordium August 2014 - Present
Massachusetts Securities Division January 2014 - May 2014
Shapiro Haber & Urmy LLP September 2013 - January 2014
United Nations High Commissioner for Refugees June 2013 - August 2013
Jesuit Refugee Service June 2013 - August 2013
Massachusetts Department of Public Safety May 2013 - July 2013
Office of Consumer Affairs and Business Regulations 2012 - 2013
Lerner, Sampson & Rothfuss 2005 - 2011
Skills
financial compliance, Legal Compliance, Legal Research, Legal Writing, Westlaw, Pleadings, Litigation, Civil Litigation, Bankruptcy, Document Review, Electronic Discovery, Paralegal, Securities Regulation, Lexis, Investment Advisers Act, Securities Market, Investment Advisor..., Legal Assistance, Research, Motions, Corporate Governance, Policy, Due Diligence, Securities, Document Drafting, Financial Services, Hedge Funds, Private Equity, SEC, LexisNexis
Education
New England School of Law 2011 — 2014
Juris Doctorate, Focus on Securities Regulation
Northern Kentucky University
Bachelor of Arts (B.A.), Psychology
St. Henry District High School
Bridgette Buchanan Bridgette Buchanan's Massachusetts Securities Division Experience May 2014 - August 2014
Job J.D. Candidate Class of 2016
Industry Law Practice
Experience
State Street Global Advisors June 2015 - Present
Northeastern University Law Journal May 2015 - Present
Alere Inc. December 2014 - June 2015
Massachusetts Securities Division May 2014 - August 2014
State Farm March 2010 - August 2013
Tennessee Technological University August 2012 - May 2013
Tennessee Technological University May 2012 - May 2013
Tennessee Technological University August 2011 - May 2013
Tennessee Technological University August 2011 - May 2013
FLS International June 2012 - August 2012
Skills
Debate, Speech, Social Media, Insurance, Advertising, Mathematics, Organization, Leadership, Problem Solving, Critical Thinking, Constitutional Law, Civil Rights Law, Public Affairs, Microsoft Office, Public Speaking, Legal Writing, Event Planning
Education
Northeastern University School of Law 2013 — 2016
Juris Doctor Candidate
Tennessee Technological University 2010 — 2013
Bachelor of Science (B.S.), Communication, Speech, Magna Cum Laude, 3.89
Walters State Community College 2008 — 2010
Associate of Science (A.S.), Associate of Arts (A.A.), Mathematics, General Education, 3.92, 4.0
State Street Global Advisors June 2015 - Present
Northeastern University Law Journal May 2015 - Present
Alere Inc. December 2014 - June 2015
Massachusetts Securities Division May 2014 - August 2014
State Farm March 2010 - August 2013
Tennessee Technological University August 2012 - May 2013
Tennessee Technological University May 2012 - May 2013
Tennessee Technological University August 2011 - May 2013
Tennessee Technological University August 2011 - May 2013
FLS International June 2012 - August 2012
Skills
Debate, Speech, Social Media, Insurance, Advertising, Mathematics, Organization, Leadership, Problem Solving, Critical Thinking, Constitutional Law, Civil Rights Law, Public Affairs, Microsoft Office, Public Speaking, Legal Writing, Event Planning
Education
Northeastern University School of Law 2013 — 2016
Juris Doctor Candidate
Tennessee Technological University 2010 — 2013
Bachelor of Science (B.S.), Communication, Speech, Magna Cum Laude, 3.89
Walters State Community College 2008 — 2010
Associate of Science (A.S.), Associate of Arts (A.A.), Mathematics, General Education, 3.92, 4.0
William Donahue William Donahue's Massachusetts Securities Division Experience June 2004 - July 2010
Job Senior Counsel at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission August 2010 - Present
Massachusetts Securities Division June 2004 - July 2010
Devine, Millimet & Branch, PA February 2002 - June 2004
City of Boston Law Department June 1997 - February 2002
Skills
Litigation, Securities, Securities Law, Enforcement, Securities Litigation, Civil Litigation, Courts, Employment Litigation, Appeals, Legal Research, Legal Writing, Securities Regulation
Education
Suffolk University Law School 1991 — 1995
Law
US Securities and Exchange Commission August 2010 - Present
Massachusetts Securities Division June 2004 - July 2010
Devine, Millimet & Branch, PA February 2002 - June 2004
City of Boston Law Department June 1997 - February 2002
Skills
Litigation, Securities, Securities Law, Enforcement, Securities Litigation, Civil Litigation, Courts, Employment Litigation, Appeals, Legal Research, Legal Writing, Securities Regulation
Education
Suffolk University Law School 1991 — 1995
Law
Jonathan Arlen Miller's Massachusetts Securities Division Experience August 2014 - November 2014
Job Contracts Specialist at Ahold
Industry Law Practice
Experience
Ahold September 2015 - Present
Sat for the July, 2015 New York and Massachusetts Bar Exams July 2015 - July 2015
Morse, Barnes-Brown & Pendleton, P.C. December 2014 - February 2015
Massachusetts Securities Division August 2014 - November 2014
Northeastern University School of Law, Intellectual Property Clinic August 2014 - November 2014
Geron Corporation May 2014 - August 2014
Wolf Greenfield December 2013 - February 2014
U.S. Department of Labor, Office of Administrative Law Judges May 2013 - August 2013
EMC July 2011 - July 2012
Tufts University September 2010 - May 2011
Skills
Research, Data Analysis, History, Qualitative Research, English, Policy Analysis, Contract Negotiation, Open Source Licensing, Patent Licensing, Non-disclosure..., Patent Litigation, Trademarks, Securities Regulation, Trade Secrets, Intellectual Property, Legal Compliance, Securities Fraud, Privacy Law, Westlaw, LexisNexis, Licensing, Due Diligence, Legal Research, Legal Writing, Corporate Law, Copyright Law, Patents
Education
Northeastern University School of Law 2012 — 2015
Doctor of Law (J.D.), Concentration: Intellectual Property and Innovation
Tufts University 2007 — 2011
BA, Ancient History (Major), Astrophysics (Minor), 3.62 (cum laude)
Mamaroneck High School 2003 — 2007
High School
Ahold September 2015 - Present
Sat for the July, 2015 New York and Massachusetts Bar Exams July 2015 - July 2015
Morse, Barnes-Brown & Pendleton, P.C. December 2014 - February 2015
Massachusetts Securities Division August 2014 - November 2014
Northeastern University School of Law, Intellectual Property Clinic August 2014 - November 2014
Geron Corporation May 2014 - August 2014
Wolf Greenfield December 2013 - February 2014
U.S. Department of Labor, Office of Administrative Law Judges May 2013 - August 2013
EMC July 2011 - July 2012
Tufts University September 2010 - May 2011
Skills
Research, Data Analysis, History, Qualitative Research, English, Policy Analysis, Contract Negotiation, Open Source Licensing, Patent Licensing, Non-disclosure..., Patent Litigation, Trademarks, Securities Regulation, Trade Secrets, Intellectual Property, Legal Compliance, Securities Fraud, Privacy Law, Westlaw, LexisNexis, Licensing, Due Diligence, Legal Research, Legal Writing, Corporate Law, Copyright Law, Patents
Education
Northeastern University School of Law 2012 — 2015
Doctor of Law (J.D.), Concentration: Intellectual Property and Innovation
Tufts University 2007 — 2011
BA, Ancient History (Major), Astrophysics (Minor), 3.62 (cum laude)
Mamaroneck High School 2003 — 2007
High School
Jeffrey Giuffrida's Massachusetts Securities Division Experience May 2013 - August 2013
Job Law Fellow at California Lawyers for the Arts
Industry Law Practice
Experience
California Lawyers for the Arts September 2015 - Present
Boston University February 2015 - May 2015
State Street May 2014 - August 2014
United States District Court, District of Massachusetts December 2013 - February 2014
Massachusetts Securities Division May 2013 - August 2013
Hill House June 2012 - August 2012
Martin G. Weinberg, P.C. February 2011 - June 2012
Brown Rudnick December 2010 - February 2011
Litchfield Cavo, LLP. June 2009 - December 2010
Travelers June 2005 - March 2009
Skills
Westlaw, Legal Research, Legal Writing, Lexis, Editing, Research, Trials, Litigation, Civil Litigation, Depositions, Commercial Litigation, Pleadings, Public Policy, Corporate Finance, Securities, Securities Regulation, Securities Fraud, Mutual Funds, Fund Administration, Fund Accounting, Nonprofits, Non-profit..., Gluten Intolerance, Squash, Intellectual Property, Legal Support Services, Art Law
Education
Northeastern University 2014 — 2015
College of Professional Studies
Northeastern University School of Law 2012 — 2015
J.D., Concentration in Business and Commercial Law
Harvard Business School 2014 — 2014
Summer 2014 HBX Harvard Business School CORe: Credential of Readiness, 2014 Pioneer Cohort
Trinity College-Hartford 2006 — 2010
B.A., Political Science
Kingswood-Oxford School 2002 — 2006
H.S.
California Lawyers for the Arts September 2015 - Present
Boston University February 2015 - May 2015
State Street May 2014 - August 2014
United States District Court, District of Massachusetts December 2013 - February 2014
Massachusetts Securities Division May 2013 - August 2013
Hill House June 2012 - August 2012
Martin G. Weinberg, P.C. February 2011 - June 2012
Brown Rudnick December 2010 - February 2011
Litchfield Cavo, LLP. June 2009 - December 2010
Travelers June 2005 - March 2009
Skills
Westlaw, Legal Research, Legal Writing, Lexis, Editing, Research, Trials, Litigation, Civil Litigation, Depositions, Commercial Litigation, Pleadings, Public Policy, Corporate Finance, Securities, Securities Regulation, Securities Fraud, Mutual Funds, Fund Administration, Fund Accounting, Nonprofits, Non-profit..., Gluten Intolerance, Squash, Intellectual Property, Legal Support Services, Art Law
Education
Northeastern University 2014 — 2015
College of Professional Studies
Northeastern University School of Law 2012 — 2015
J.D., Concentration in Business and Commercial Law
Harvard Business School 2014 — 2014
Summer 2014 HBX Harvard Business School CORe: Credential of Readiness, 2014 Pioneer Cohort
Trinity College-Hartford 2006 — 2010
B.A., Political Science
Kingswood-Oxford School 2002 — 2006
H.S.
Joshua Grinspoon Joshua Grinspoon's Massachusetts Securities Division Experience May 2006 - August 2009
Job
Industry Law Practice
Experience
United States Securities and Exchange Commission August 2009 - Present
Northeastern University School of Law May 2009 - Present
Massachusetts Securities Division May 2006 - August 2009
Gadsby Hannah LLP June 2000 - April 2006
Nordhaus Law Firm September 1994 - June 1999
Skills
Securities Regulation, Securities, Legal Writing, Corporate Law, Corporate Governance, Corporate Finance, teaching
Education
Harvard University Kennedy School of Government 1998 — 2000
Masters in Public Administration, finance and regulation of financial markets
Northeastern University School of Law 1990 — 1993
Juris Doctor, corporate law
Cornell University 1985 — 1988
Bachelor of Arts, Philosophy; Physics
United States Securities and Exchange Commission August 2009 - Present
Northeastern University School of Law May 2009 - Present
Massachusetts Securities Division May 2006 - August 2009
Gadsby Hannah LLP June 2000 - April 2006
Nordhaus Law Firm September 1994 - June 1999
Skills
Securities Regulation, Securities, Legal Writing, Corporate Law, Corporate Governance, Corporate Finance, teaching
Education
Harvard University Kennedy School of Government 1998 — 2000
Masters in Public Administration, finance and regulation of financial markets
Northeastern University School of Law 1990 — 1993
Juris Doctor, corporate law
Cornell University 1985 — 1988
Bachelor of Arts, Philosophy; Physics
Gabe Balzano-Brookes Gabe Balzano-Brookes's Massachusetts Securities Division Experience November 2012 - February 2013
Job J.D.
Industry Law Practice
Experience
Krokidas & Bluestein LLP December 2013 - February 2014
Northeastern University Office of the General Counsel May 2013 - August 2013
Massachusetts Securities Division November 2012 - February 2013
Suffolk County Juvenile Court May 2012 - July 2012
Education
Northeastern University School of Law 2011 — 2014
Juris Doctor
Stonehill College 2007 — 2011
Bachelor of Arts (BA), American Studies
Krokidas & Bluestein LLP December 2013 - February 2014
Northeastern University Office of the General Counsel May 2013 - August 2013
Massachusetts Securities Division November 2012 - February 2013
Suffolk County Juvenile Court May 2012 - July 2012
Education
Northeastern University School of Law 2011 — 2014
Juris Doctor
Stonehill College 2007 — 2011
Bachelor of Arts (BA), American Studies
Erin Gaudreau, Esq. Erin Gaudreau, Esq.'s Massachusetts Securities Division Experience September 2013 - November 2013
Job Compliance Associate, Attorney
Industry Law Practice
Experience
Cordium February 2015 - Present
Santander Bank, N.A. August 2014 - January 2015
State Street January 2014 - April 2014
Massachusetts Securities Division September 2013 - November 2013
Rhode Island Public Defenders Office May 2013 - August 2013
Vera Bradley May 2012 - May 2013
US Securities and Exchange Commission January 2013 - April 2013
Suffolk Superior Court May 2012 - August 2012
Trafford's Restaurant June 2011 - September 2011
University of Massachusetts Athletic Ticketing Office October 2008 - May 2011
Skills
Sales, Westlaw, Legal Research, Legal Writing, Lexis, PowerPoint, Data Entry, Microsoft Word, Microsoft Office, Microsoft Excel, Legal Assistance, Research, Time Management, Civil Litigation, Commercial Litigation
Education
New England School of Law 2011 — 2014
Doctor of Law (J.D.), Business Law, 2LD
University of Massachusetts 2007 — 2011
Dual Bachelor of Arts, Psychology and Political Science
University College Cork 2010 — 2010
Semester Abroad, Political Science and Government
Cordium February 2015 - Present
Santander Bank, N.A. August 2014 - January 2015
State Street January 2014 - April 2014
Massachusetts Securities Division September 2013 - November 2013
Rhode Island Public Defenders Office May 2013 - August 2013
Vera Bradley May 2012 - May 2013
US Securities and Exchange Commission January 2013 - April 2013
Suffolk Superior Court May 2012 - August 2012
Trafford's Restaurant June 2011 - September 2011
University of Massachusetts Athletic Ticketing Office October 2008 - May 2011
Skills
Sales, Westlaw, Legal Research, Legal Writing, Lexis, PowerPoint, Data Entry, Microsoft Word, Microsoft Office, Microsoft Excel, Legal Assistance, Research, Time Management, Civil Litigation, Commercial Litigation
Education
New England School of Law 2011 — 2014
Doctor of Law (J.D.), Business Law, 2LD
University of Massachusetts 2007 — 2011
Dual Bachelor of Arts, Psychology and Political Science
University College Cork 2010 — 2010
Semester Abroad, Political Science and Government
Harrison Freeman Harrison Freeman's Massachusetts Securities Division Experience May 2015 - Present
Job Legal Intern in Corporate Finance Section of Massachusetts Securities Division
Industry Capital Markets
Experience
Massachusetts Securities Division May 2015 - Present
Kaplan Test Prep June 2013 - Present
Kaplan Test Prep June 2013 - Present
McGill Sports and Recreation September 2013 - April 2014
McGill Pre Law Society September 2013 - April 2014
McGill Sports and Recreation September 2011 - April 2014
McGill University September 2010 - April 2014
Camp B'nai Brith June 2009 - August 2012
District Realty May 2012 - June 2012
Skills
Business Strategy, Problem Solving, Mathematics, English, Research, Teamwork, Microsoft Excel, Event Planning, PowerPoint, Microsoft Word, Public Speaking, Microsoft Office, Time Management, Leadership, Team Leadership, French, Customer Service, Social Media
Education
Boston University School of Law 2014 — 2017
Doctor of Law (J.D.)
McGill University 2010 — 2014
Bachelor of Arts (B.A.), Labor and Industrial Relations
University of Melbourne 2013 — 2013
Exchange Semester, Economics and Business
Sir Robert Borden High School 2006 — 2010
High School Diploma
Massachusetts Securities Division May 2015 - Present
Kaplan Test Prep June 2013 - Present
Kaplan Test Prep June 2013 - Present
McGill Sports and Recreation September 2013 - April 2014
McGill Pre Law Society September 2013 - April 2014
McGill Sports and Recreation September 2011 - April 2014
McGill University September 2010 - April 2014
Camp B'nai Brith June 2009 - August 2012
District Realty May 2012 - June 2012
Skills
Business Strategy, Problem Solving, Mathematics, English, Research, Teamwork, Microsoft Excel, Event Planning, PowerPoint, Microsoft Word, Public Speaking, Microsoft Office, Time Management, Leadership, Team Leadership, French, Customer Service, Social Media
Education
Boston University School of Law 2014 — 2017
Doctor of Law (J.D.)
McGill University 2010 — 2014
Bachelor of Arts (B.A.), Labor and Industrial Relations
University of Melbourne 2013 — 2013
Exchange Semester, Economics and Business
Sir Robert Borden High School 2006 — 2010
High School Diploma
Matthew Pei Matthew Pei's Massachusetts Securities Division Experience May 2013 - July 2013
Job Columbia Law School J.D. Candidate '15
Industry Law Practice
Experience
Willkie Farr & Gallagher LLP 2015 - 2015
Willkie Farr & Gallagher LLP May 2014 - July 2014
Massachusetts Securities Division May 2013 - July 2013
University of California July 2010 - June 2011
University of Wisconsin-Milwaukee August 2006 - May 2008
Skills
Teaching
Education
Columbia Law School 2012 — 2015
Doctor of Law (J.D.)
University of Wisconsin-Milwaukee 2006 — 2008
Master of Arts (M.A.), Philosophy
Vassar College 2001 — 2005
A.B, Philosophy
Cambridge Rindge & Latin
Willkie Farr & Gallagher LLP 2015 - 2015
Willkie Farr & Gallagher LLP May 2014 - July 2014
Massachusetts Securities Division May 2013 - July 2013
University of California July 2010 - June 2011
University of Wisconsin-Milwaukee August 2006 - May 2008
Skills
Teaching
Education
Columbia Law School 2012 — 2015
Doctor of Law (J.D.)
University of Wisconsin-Milwaukee 2006 — 2008
Master of Arts (M.A.), Philosophy
Vassar College 2001 — 2005
A.B, Philosophy
Cambridge Rindge & Latin
Brian Killoy's Massachusetts Securities Division Experience May 2009 - August 2009
Job Associate at Cooke Clancy & Gruenthal LLP
Industry Law Practice
Experience
Cooke Clancy & Gruenthal LLP February 2012 - Present
Cooley Manion Jones LLP May 2010 - August 2010
Massachusetts Securities Division May 2009 - August 2009
Fitzhugh & Mariani LLP October 2006 - August 2008
Skills
Litigation, Legal Research, Legal Writing, Employment Law, Business Litigation, Securities, Courts, Commercial Litigation, Civil Litigation, Intellectual Property
Education
Boston University School of Law 2009 — 2011
JD
Boston College 2002 — 2006
BA, History, Philosophy
Cooke Clancy & Gruenthal LLP February 2012 - Present
Cooley Manion Jones LLP May 2010 - August 2010
Massachusetts Securities Division May 2009 - August 2009
Fitzhugh & Mariani LLP October 2006 - August 2008
Skills
Litigation, Legal Research, Legal Writing, Employment Law, Business Litigation, Securities, Courts, Commercial Litigation, Civil Litigation, Intellectual Property
Education
Boston University School of Law 2009 — 2011
JD
Boston College 2002 — 2006
BA, History, Philosophy
Seth Eckstein's Massachusetts Securities Division Experience 2009 - 2009
Job Employment and Labor Attorney at Oakland Unified School District
Industry Legal Services
Experience
Oakland Unified School District November 2012 - Present
Oakland Unified School District July 2012 - November 2012
Oakland Unified School District January 2012 - July 2012
Oakland Unified School District September 2011 - December 2011
Alston Hunt Floyd & Ing December 2010 - February 2011
Van Der Hout, Brigagliano, & Nightingale, LLP June 2010 - August 2010
U.S. Ninth Circuit Court of Appeals December 2009 - February 2010
Massachusetts Securities Division 2009 - 2009
Clark & Elbing LLP October 2006 - July 2008
Academy of the Pacific Rim August 2001 - July 2005
Skills
Mandarin, Education Law, Education, Courts, Immigration Law, Legal Research, Legal Writing, Westlaw, Litigation, Public Speaking, Civil Litigation, Nonprofits, Hearings
Education
Northeastern University School of Law 2008 — 2011
JD, Law
Colby College 1997 — 2001
BA, International Studies, East Asian Studies
Associated Colleges in China 1999 — 2000
Certification of Completion, Mandarin
Oakland Unified School District November 2012 - Present
Oakland Unified School District July 2012 - November 2012
Oakland Unified School District January 2012 - July 2012
Oakland Unified School District September 2011 - December 2011
Alston Hunt Floyd & Ing December 2010 - February 2011
Van Der Hout, Brigagliano, & Nightingale, LLP June 2010 - August 2010
U.S. Ninth Circuit Court of Appeals December 2009 - February 2010
Massachusetts Securities Division 2009 - 2009
Clark & Elbing LLP October 2006 - July 2008
Academy of the Pacific Rim August 2001 - July 2005
Skills
Mandarin, Education Law, Education, Courts, Immigration Law, Legal Research, Legal Writing, Westlaw, Litigation, Public Speaking, Civil Litigation, Nonprofits, Hearings
Education
Northeastern University School of Law 2008 — 2011
JD, Law
Colby College 1997 — 2001
BA, International Studies, East Asian Studies
Associated Colleges in China 1999 — 2000
Certification of Completion, Mandarin
Scott Dias's Massachusetts Securities Division Experience 1994 - 1996
Job Chief Compliance Officer and General Counsel at Acadian Asset Management LLC
Industry Law Practice
Experience
Acadian Asset Management LLC October 2004 - Present
LPL Financial Services 1996 - 2004
Massachusetts Securities Division 1994 - 1996
Education
New England School of Law 1991 — 1994
JD
Babson College 1986 — 1990
Acadian Asset Management LLC October 2004 - Present
LPL Financial Services 1996 - 2004
Massachusetts Securities Division 1994 - 1996
Education
New England School of Law 1991 — 1994
JD
Babson College 1986 — 1990
Anthony Drenzek's Massachusetts Securities Division Experience March 2012 - April 2015
Job Special Regulatory Counsel Private Investment Funds Group at Proskauer Rose LLP
Industry Law Practice
Experience
Proskauer Rose LLP April 2015 - Present
Massachusetts Securities Division March 2012 - April 2015
Office of the Massachusetts Attorney General May 2008 - April 2015
Massachusetts Securities Division April 2011 - December 2014
Bentley University January 2008 - May 2013
Massachusetts Securities Division August 2005 - April 2011
Massachusetts Mutual Financial Group January 2002 - June 2002
Pratt & Whitney May 2001 - September 2001
Skills
Securities, Trials, Investments, Auditing, Securities Regulation, Courts, Legal Writing, Private Investigations, FINRA, Legal Research, Enforcement, Teamwork, Due Diligence
Education
Suffolk University Law School 2002 — 2005
JD, Securities Regulation and Taxation
Isenberg School of Management, UMass Amherst 2000 — 2002
MBA, Organizational Change Management
Western New England University 1994 — 1998
BS, Management Science
Proskauer Rose LLP April 2015 - Present
Massachusetts Securities Division March 2012 - April 2015
Office of the Massachusetts Attorney General May 2008 - April 2015
Massachusetts Securities Division April 2011 - December 2014
Bentley University January 2008 - May 2013
Massachusetts Securities Division August 2005 - April 2011
Massachusetts Mutual Financial Group January 2002 - June 2002
Pratt & Whitney May 2001 - September 2001
Skills
Securities, Trials, Investments, Auditing, Securities Regulation, Courts, Legal Writing, Private Investigations, FINRA, Legal Research, Enforcement, Teamwork, Due Diligence
Education
Suffolk University Law School 2002 — 2005
JD, Securities Regulation and Taxation
Isenberg School of Management, UMass Amherst 2000 — 2002
MBA, Organizational Change Management
Western New England University 1994 — 1998
BS, Management Science
Nina Mathur's Massachusetts Securities Division Experience June 2012 - November 2012
Job
Industry Law Practice
Experience
United States Bankruptcy Court January 2013 - May 2013
Massachusetts Securities Division June 2012 - November 2012
Barclays Capital 2009 - June 2011
Lehman Brothers May 2008 - August 2008
Pitney Bowes May 2007 - August 2007
Pitney Bowes May 2006 - August 2006
Skills
Microsoft Excel, PowerPoint, Language:..., Microsoft Office, Outlook, Microsoft Word, Public Speaking
Education
New England School of Law 2011 — 2014
Rutgers, The State University of New Jersey-New Brunswick 2005 — 2009
BS, Finance
United States Bankruptcy Court January 2013 - May 2013
Massachusetts Securities Division June 2012 - November 2012
Barclays Capital 2009 - June 2011
Lehman Brothers May 2008 - August 2008
Pitney Bowes May 2007 - August 2007
Pitney Bowes May 2006 - August 2006
Skills
Microsoft Excel, PowerPoint, Language:..., Microsoft Office, Outlook, Microsoft Word, Public Speaking
Education
New England School of Law 2011 — 2014
Rutgers, The State University of New Jersey-New Brunswick 2005 — 2009
BS, Finance
Danielle Sherbertes's Massachusetts Securities Division Experience March 2004 - Present
Job Manager at Massachusetts Securities Division
Industry Financial Services
Experience
Massachusetts Securities Division March 2004 - Present
Massachusetts Securities Division 2004 - Present
Office of Legislative Affairs January 2003 - October 2003
Tucker Anthony 2000 - 2002
Moors and Cabot 1997 - 2000
Smith Barney 1995 - 1997
Education
University of Massachusetts Boston 2005 — 2007
Masters, Public Affairs
Bridgewater State University 1990 — 1994
Bachelors, Political Science and History
Massachusetts Securities Division March 2004 - Present
Massachusetts Securities Division 2004 - Present
Office of Legislative Affairs January 2003 - October 2003
Tucker Anthony 2000 - 2002
Moors and Cabot 1997 - 2000
Smith Barney 1995 - 1997
Education
University of Massachusetts Boston 2005 — 2007
Masters, Public Affairs
Bridgewater State University 1990 — 1994
Bachelors, Political Science and History
Anthony K. Stankiewicz, Esq.'s Massachusetts Securities Division Experience May 1987 - May 1994
Job Chief Advancement Officer / Chief of Staff at Codman Square Health Center
Industry Hospital & Health Care
Experience
Codman Square Health Center January 2011 - Present
Holy Family Hospital 2004 - 2014
Codman Square Health Center August 2009 - January 2011
Anthony K. Stankiewicz September 2008 - August 2009
Boston Equities Exchange, LLC 2006 - 2008
Boston Stock Exchange 1994 - 2008
eBX, LLC (dba LeveL ATS) 2005 - 2007
Boston Options Exchange, LLC 2000 - 2007
Massachusetts Securities Division May 1987 - May 1994
Skills
Nonprofits, Strategy, Community Outreach, Non-profits, Program Development, Community Development, Public Speaking, Policy, Governance, Fundraising, Marketing, Government, Corporate Finance, Strategic Planning, Healthcare, Leadership, Board Development, Event Planning, Grant Writing, Foundations
Education
Suffolk University Law School 1984 — 1987
JD
Boston College 1980 — 1984
BA, Political Science, Romance Languages
Codman Square Health Center January 2011 - Present
Holy Family Hospital 2004 - 2014
Codman Square Health Center August 2009 - January 2011
Anthony K. Stankiewicz September 2008 - August 2009
Boston Equities Exchange, LLC 2006 - 2008
Boston Stock Exchange 1994 - 2008
eBX, LLC (dba LeveL ATS) 2005 - 2007
Boston Options Exchange, LLC 2000 - 2007
Massachusetts Securities Division May 1987 - May 1994
Skills
Nonprofits, Strategy, Community Outreach, Non-profits, Program Development, Community Development, Public Speaking, Policy, Governance, Fundraising, Marketing, Government, Corporate Finance, Strategic Planning, Healthcare, Leadership, Board Development, Event Planning, Grant Writing, Foundations
Education
Suffolk University Law School 1984 — 1987
JD
Boston College 1980 — 1984
BA, Political Science, Romance Languages
Kelly Syer's Massachusetts Securities Division Experience 2000 - 2003
Job Owner, Cordially for You
Industry Events Services
Experience
Cordially for You 2009 - Present
Massachusetts Securities Division 2000 - 2003
Education
University of Massachusetts Dartmouth 1996 — 2000
Easthampton High School 1992 — 1996
Cordially for You 2009 - Present
Massachusetts Securities Division 2000 - 2003
Education
University of Massachusetts Dartmouth 1996 — 2000
Easthampton High School 1992 — 1996
Gregory Abram's Massachusetts Securities Division Experience February 2010 - May 2014
Job Senior Compliance Advisor at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments May 2014 - Present
Massachusetts Securities Division February 2010 - May 2014
NASDAQ OMX November 2008 - February 2010
CCO Investment Services Corp January 2002 - August 2005
Skills
Policy, Compliance, Securities, Hedge Funds, Investment Advisory, Investigations, Securities Regulation, Securities Law
Education
Northeastern University School of Law 2005 — 2008
J.D., Law
Fidelity Investments May 2014 - Present
Massachusetts Securities Division February 2010 - May 2014
NASDAQ OMX November 2008 - February 2010
CCO Investment Services Corp January 2002 - August 2005
Skills
Policy, Compliance, Securities, Hedge Funds, Investment Advisory, Investigations, Securities Regulation, Securities Law
Education
Northeastern University School of Law 2005 — 2008
J.D., Law
John Colin Jones's Massachusetts Securities Division Experience January 1986 - September 1997
Job Chief Cook & Bottlewasher at Law Office of JC Jones
Industry Law Practice
Experience
Law Office of JC Jones January 1985 - Present
National Equity Fund May 1998 - March 2000
Massachusetts Securities Division January 1986 - September 1997
Education
Suffolk University Law School 1981 — 1985
JD, law
Boston College 1974 — 1978
BA, English
Boston College High 1970 — 1974
Public Transportation, college prepatory
Law Office of JC Jones January 1985 - Present
National Equity Fund May 1998 - March 2000
Massachusetts Securities Division January 1986 - September 1997
Education
Suffolk University Law School 1981 — 1985
JD, law
Boston College 1974 — 1978
BA, English
Boston College High 1970 — 1974
Public Transportation, college prepatory
Deborah Jenkins's Massachusetts Securities Division Experience 1989 - 1990
Job HRBP/Senior Employee Relations Specialist at Brandeis University
Industry Higher Education
Experience
Brandeis University December 2012 - Present
Omnicare November 2011 - November 2012
Children's Hospital Boston 2007 - 2011
State Street Bank 2000 - 2003
Massachusetts Securities Division 1989 - 1990
Massachusetts Securities Division 1989 - 1990
Skills
Recruiting, Employee Relations, Onboarding, Employee Benefits, Deferred Compensation, Performance Management, Training, Organizational..., Employee Engagement, Human Resources, Program Management, Hiring, Organizational Design, Personnel Management, Management, Applicant Tracking..., Succession Planning, HRIS, Workforce Planning, Policy, Staff Development, Talent Management, Benefits Administration
Education
Roxbury Community College
Associates, Early Childhood Education
Suffolk University
Masters Certificate in HR, Human Resources
University of Massachusetts Boston
BS, Public Administration
Brandeis University December 2012 - Present
Omnicare November 2011 - November 2012
Children's Hospital Boston 2007 - 2011
State Street Bank 2000 - 2003
Massachusetts Securities Division 1989 - 1990
Massachusetts Securities Division 1989 - 1990
Skills
Recruiting, Employee Relations, Onboarding, Employee Benefits, Deferred Compensation, Performance Management, Training, Organizational..., Employee Engagement, Human Resources, Program Management, Hiring, Organizational Design, Personnel Management, Management, Applicant Tracking..., Succession Planning, HRIS, Workforce Planning, Policy, Staff Development, Talent Management, Benefits Administration
Education
Roxbury Community College
Associates, Early Childhood Education
Suffolk University
Masters Certificate in HR, Human Resources
University of Massachusetts Boston
BS, Public Administration
Keith K. Grissom's Massachusetts Securities Division Experience December 2003 - May 2004
Job Attorney at Greensfelder, Hemker & Gale, P.C.
Industry Law Practice
Experience
Greensfelder, Hemker & Gale, P.C. August 2015 - Present
Weiss Attorneys at Law July 2012 - August 2015
Whaley Realty, Inc. August 2005 - June 2012
Massachusetts Securities Division December 2003 - May 2004
Missouri State Public Defender System May 2003 - August 2003
Coin Acceptors June 2001 - August 2001
Charles Schwab May 2000 - August 2000
Skills
Tax Law, Corporate Law, Estate Planning, Real Estate Transactions, Partnerships, Finance, Small Business, Motions, Strategic Planning, Legal Research, Real Estate
Education
Washington University in St. Louis School of Law 2010 — 2012
LL.M. Taxation
Suffolk University Law School 2002 — 2005
J.D.
University of Central Missouri 1999 — 2002
Bachelors of Science, Business Administration
Greensfelder, Hemker & Gale, P.C. August 2015 - Present
Weiss Attorneys at Law July 2012 - August 2015
Whaley Realty, Inc. August 2005 - June 2012
Massachusetts Securities Division December 2003 - May 2004
Missouri State Public Defender System May 2003 - August 2003
Coin Acceptors June 2001 - August 2001
Charles Schwab May 2000 - August 2000
Skills
Tax Law, Corporate Law, Estate Planning, Real Estate Transactions, Partnerships, Finance, Small Business, Motions, Strategic Planning, Legal Research, Real Estate
Education
Washington University in St. Louis School of Law 2010 — 2012
LL.M. Taxation
Suffolk University Law School 2002 — 2005
J.D.
University of Central Missouri 1999 — 2002
Bachelors of Science, Business Administration
Nicholas J. Ordway's Massachusetts Securities Division Experience April 2012 - Present
Job Senior Registration, Inspections, Compliance and Examinations Attorney at Massachusetts Securities Division
Industry Financial Services
Experience
Massachusetts Securities Division April 2012 - Present
WilmerHale December 2011 - April 2012
McDonough, Hacking & Lavoie, LLC August 2011 - December 2011
Berluti McLaughlin & Kutchin LLP November 2010 - July 2011
Cooley Manion Jones LLP March 2010 - May 2010
Berluti McLaughlin & Kutchin LLP September 2009 - January 2010
Massachusetts Department of Revenue March 2009 - May 2009
Massachusetts Superior Court August 2008 - November 2008
Education
Northeastern University School of Law 2007 — 2010
Juris Doctor (J.D.)
Bowdoin College 2002 — 2006
Bachelor of Arts (B.A.), Government and Legal Studies
Massachusetts Securities Division April 2012 - Present
WilmerHale December 2011 - April 2012
McDonough, Hacking & Lavoie, LLC August 2011 - December 2011
Berluti McLaughlin & Kutchin LLP November 2010 - July 2011
Cooley Manion Jones LLP March 2010 - May 2010
Berluti McLaughlin & Kutchin LLP September 2009 - January 2010
Massachusetts Department of Revenue March 2009 - May 2009
Massachusetts Superior Court August 2008 - November 2008
Education
Northeastern University School of Law 2007 — 2010
Juris Doctor (J.D.)
Bowdoin College 2002 — 2006
Bachelor of Arts (B.A.), Government and Legal Studies