Merlin Securities
Address: 101 California St, San Francisco, CA 94111 Phone: (415) 848-4050: : : : : Hours: Website: Place name: Category: : Website: http://www.merlinsecurities.com/ Category: Stock broker Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Merlin Securities Posting publicly on the Web Write a review Reviews Be the first to review
Merlin Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Merlin Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Merlin Securities Employees
Equilibrium Capital Group February 2012 - Present
Compliance Assist January 2003 - Present
The Women's Venture Capital Fund 2012 - 2014
KQED January 2008 - December 2013
Wealthfront Brokerage Corporation March 2010 - January 2012
Merlin Securities April 2005 - December 2008
Shoreline Pacific September 1999 - December 2004
Maier & Siebel January 1998 - August 1999
Northern Trust 1995 - 1997
Bain & Company 1987 - 1989
Education
UC Berkeley 1984 — 1987
Economics, Finance and Economics
Princeton University 1986 — 1986
Fellowship, Economics
Santa Clara University 2008 — 2009
Certificate of Advanced Accounting Proficiency, Accounting
Wells Fargo Prime Services December 2012 - Present
Merlin Securities January 2006 - July 2012
Thomson Financial 2000 - 2006
Skills
Market Data, Equities, Hedge Funds, Securities, Equity Trading, Prime Brokerage, Asset Managment, Bloomberg, Portfolio Management, Middle Office, Alternative Investments, Asset Management, Mutual Funds, Risk Management, Investments, Bloomberg Terminal, Commodity, Equity Derivatives, FINRA, Relationship Management, Private Equity
Education
New York Institute of Technology-Old Westbury 2004 — 2007
MBA, Finance, GPA 3.80
New York Institute of Technology 1995 — 1999
BS, Infromation Systems
Halcyon Asset Management October 2014 - Present
Wells Fargo Securities August 2012 - October 2014
Merlin Securities June 2011 - August 2012
Focus Investment Group November 2007 - May 2011
Aquent June 2005 - November 2007
Grey Worldwide June 2004 - June 2005
B squared design and printing 2000 - 2003
Skills
Hedge Funds, Investments, Alternative Investments, Portfolio Management, Trading, Risk Management, Equities, Business Development, Series 7, Asset Management, Financial Services, Investment Advisory, Finance, Relationship Management, Series 63
Education
New York University 1999 — 2003
Bachelor of Science, Communications
Lawrenceville 1996 — 1999
The Mirman School 1992 — 1996
Salesforce August 2015 - Present
salesforce.com April 2014 - August 2015
Kauffman Fellows Program July 2012 - June 2014
Opus Capital April 2012 - April 2014
VeloCloud Networks, Inc. December 2011 - April 2012
CalCEF Clean Energy Angel Fund August 2010 - January 2012
Jefferies & Company June 2011 - August 2011
Merlin Securities December 2010 - April 2011
Juniper Networks June 2010 - August 2010
Solyndra June 2008 - May 2010
Education
University of California, Berkeley - Walter A. Haas School of Business 2009 — 2011
MBA, Finance, Strategy
Stanford University 2000 — 2002
MS, Mechanical Engineering
Indian Institute of Technology, Bombay 1996 — 2000
B-Tech, Mechanical Engineering
CFA Institute
Wells Fargo Securities August 2012 - Present
Merlin Securities March 2005 - August 2012
Susquehanna 2002 - 2005
Banc of America Securities 1997 - 2002
Montgomery Securities 1994 - 1997
Skills
Equities, Electronic Trading, Equity Trading, Derivatives Trading, Prime Brokerage, Options, Trading Systems, Hedge Funds, Trading, Series 7, Derivatives, Bloomberg, Alternative Investments, Equity Derivatives, Financial Markets, Fixed Income
Education
California State University-Sacramento 1988 — 1992
BS, Business
Rizm Inc. November 2012 - Present
Del Toro Shoes May 2007 - June 2013
Merlin Securities June 2010 - March 2011
Bradley, Foster & Sargent, Inc. January 2010 - May 2010
UBS September 2009 - December 2009
Merlin Securities June 2009 - August 2009
Cushman & Wakefield May 2006 - August 2006
Skills
Financial Modeling, Hedge Funds, Equities, Valuation, Investments, Financial Analysis, Private Equity, Capital Markets, Bloomberg, Microsoft Excel, Series 7, Social Media, Equity Research, Research, Asset Managment, Venture Capital, Portfolio Management, Due Diligence, Entrepreneurship, Strategy, Executive Management, Competitive Analysis, Trading, Start-ups, Investment Banking, Corporate Development, Asset Management, Emerging Markets, Alternative Investments, Corporate Finance, Series 63
Education
Trinity College-Hartford 2006 — 2010
BA, Economics
Kent School 2002 — 2010
Buckley School
Palm Beach Day School
Merlin Securities July 2009 - Present
Skills
Alternative Investments, Asset Management, Banking, Equities, Fixed Income, Hedge Funds, Investments, Portfolio Management, Prime Brokerage, Risk Management, Sales
Education
Curtin University 1989 — 1992
B.BUS
Agami Technologies April 2006 - Present
Merlin Securities July 2004 - August 2012
Banc of America Securities Prime Brokerage 2002 - 2004
Banc of America Securities 2001 - 2004
24/7 Real Media 1996 - 2002
Skills
SDLC, Cisco Technologies, Enterprise Architecture, Integration, Cisco Certified, Data Center, Disaster Recovery, IT Strategy, Security, Agile Methodologies, Cloud Computing, Enterprise Software, Information Security, PMP, Routing, Software Development, VoIP, Project Management
Education
City University of New York City College 1991 — 1996
Bachelor, Computer Science
College St. Marc
Wells Fargo Securities August 2012 - Present
Merlin Securities May 2009 - August 2012
Morgan Stanley July 2002 - October 2008
Skills
Alternative Investments, Fund Of Funds, Prime Brokerage, Series 7, Hedge Funds, Asset Management, Equities, Emerging Markets, Portfolio Management, Private Equity, Capital, Capital Markets
Education
Williams College 1998 — 2002
BA, Economics
Choate Rosemary Hall 1994 — 1998
1998
Freelance Audio Engineer April 2012 - Present
Piedmont Lacrosse August 2009 - March 2015
AudioHigh November 2013 - March 2014
American Audio Visual Center September 2013 - November 2013
The LEAP Foundation, Inc. August 2010 - August 2013
Ex'pression College for Digital Arts September 2010 - July 2013
West Elm 2009 - 2012
Merlin Securities August 2009 - December 2009
Skills
Leadership, Pro Tools, Audio Engineering, Time Management, Research, Sound Design, Sound Editing, Logic Pro, Mac OS X, Microsoft Office, Social Media, Coaching, Music, Live Sound, Audio Editing, Audio Post Production, Music Production, OS X, Final Cut Pro, Studio Recording, Sound, Video Editing, Recording, PowerPoint, Mastering, Music Theory
Education
Berklee College of Music 2014 — 2014
Online Class, Game Audio Production with Wwise
Ex'pression College for Digital Arts 2010 — 2013
Bachelor of Applied Science, Sound Arts
University of Arizona 2008 — 2009
Criminal Justice
Merrill Lynch March 2012 - Present
Merlin Securities July 2011 - December 2011
Beacon Trust Company August 2009 - December 2010
ThinkEquity LLC July 2004 - July 2009
Axia Capital Management January 2002 - July 2004
Zweig-Dimenna Associates November 1998 - December 2000
ING Furman Selz May 1996 - November 1998
Lehman Brothers October 1989 - May 1996
Prudential Securities August 1984 - October 1989
DuPont August 1980 - July 1982
Skills
Wealth Management, Portfolio Management, Equities, Alternative Investments, Asset Management, Hedge Funds, Investments, Equity Research, Capital Markets, Investment Management, Research Management, Valuation
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Northwestern University, McCormick School of Engineering 1976 — 1980
B.S, Chemical Engineering
John F. Kennedy High School
Merlin Securities July 2010 - February 2012
Omega Advisors December 2007 - May 2009
Harbor View Growth Equity Management May 2006 - November 2007
Cerberus Capital Management November 2005 - August 2006
Context Parters LLC January 2003 - December 2004
Wasatch Advisors 2001 - 2002
Winstar Communications January 1999 - December 2000
Bank of America January 1997 - October 1998
Dillon Read & Co January 1996 - December 1996
NatWest Securities July 1993 - December 1995
Skills
Equities, Investments, Equity Research, Valuation, Sell Side, Hedge Funds, Private Equity, Due Diligence, Venture Capital, Capital Markets, Bloomberg, Portfolio Management, Trading, Asset Management, Financial Modeling, Alternative Investments, Mergers & Acquisitions, Investment Management, Management, Investment Banking
Education
Harvard University 1980 — 1985
AB, Government / International Political Economy
MetaVision Media July 2013 - Present
Gilt Groupe June 2012 - August 2012
Bamboo Grille Restaurant June 2010 - August 2012
Merlin Securities June 2011 - August 2011
Susquehanna Leadership Institute for Entrepreneurship (LIFE) Program July 2009 - August 2009
New Jersey National Golf Course June 2007 - August 2009
Skills
PowerPoint, Microsoft Word, Creativity Skills, Written & Oral..., Marketing Communications, Microsoft Excel, Product Marketing, Marketing Strategy, Management, Strategy, Customer Service, Microsoft Office, Public Speaking
Education
Susquehanna University 2009 — 2013
Bachelor of Arts (B.A.), Corporate Communications
Ridge High School 2005 — 2009
Bizfi July 2015 - Present
Merchant Cash and Capital LLC May 2012 - Present
Merlin Securities October 2010 - June 2012
BGC Partners January 2010 - August 2010
Pali Capital January 2002 - January 2010
Skills
Derivatives, Equities, Trading, Equity Trading, Series 63, Swaps, Trading Systems, Prime Brokerage, Equity Research, Hedge Funds, Series 7, Alternative Investments, Financial Markets, Electronic Trading, Options, Securities, Sales, Funding, Financial Analysis, Financial Modeling, Financial Services, Finance, Asset Management, Leadership, Portfolio Management
Education
University of Arizona 1998 — 2001
Bachelor of Arts (B.A.), School of Behavioral Science
University of Colorado Boulder 1997 — 1998
Leeds School of Business
Tee Times USA November 2013 - Present
Kenan-Flagler Business School Applied Investment Management at UNC Chapel Hill October 2011 - Present
Cantor Fitzgerald & Co. September 2012 - November 2013
Merlin Securities July 2010 - July 2012
Millennium Partners August 2008 - July 2010
First New York Securities/EFX Capital March 2001 - August 2008
Skills
Golf Management, Leisure Travel, Golf Courses, Golf Course Management, Investments, Golf, Hedge Funds, Asset Management, Marketing, Alternative Investments, Portfolio Management, Equities, Private Equity, Mutual Funds, Capital Markets, Fixed Income, Risk Management, Asset Managment, Trading, Valuation, Securities, Business Process..., Due Diligence, Venture Capital, Investment Banking, Financial Modeling, Investment Management, Investor Relations, Asset Allocation, Bloomberg, Management, Financial Markets, Fund Of Funds, Investment Strategies, Electronic Trading, Analysis, Series 63, Corporate Finance, Mergers & Acquisitions, Proprietary Trading, Prime Brokerage, Seeding, Golf Instruction, Emerging Markets, Leadership
Education
New York Law School 1997 — 2000
JD
American University 1993 — 1997
BA, Law and Society
Sunrise Capital Partners LLC August 2015 - Present
Core Compliance & Legal Services, Inc. March 2015 - July 2015
Wells Fargo Securities August 2009 - March 2015
Merlin Securities August 2009 - August 2012
Barclays Capital 2008 - 2009
Jarod Winters Consulting 2008 - 2009
ESP 2003 - 2008
FutureTrade 2000 - 2003
Citysearch 1997 - 1998
Skills
Electronic Trading, Trading Systems, Hedge Funds, Equities, Equity Trading, Trading, Series 7, Derivatives, Options, Market Data, Prime Brokerage, Fixed Income, Series 63, Alternative Investments, Capital Markets, Portfolio Management, Asset Managment, Securities, Financial Markets, Equity Derivatives, Asset Management, Back Office, Investments, Risk Management, Trading Strategies, Trade Compliance
Education
The University of Texas at Austin - Red McCombs School of Business 1998 — 2000
MBA, eCommerce and Finance
The University of Texas at Austin 1990 — 1994
BA, Humanities, Political Science
Prosper Marketplace March 2014 - Present
Prosper Marketplace January 2013 - March 2014
HazelTree Fund Services June 2011 - July 2013
Wells Fargo Securities August 2012 - January 2013
Merlin Securities April 2008 - July 2012
Spectrum Global Fund Administration July 2006 - April 2008
Bear Stearns July 1992 - June 2006
Pershing June 1986 - June 1991
Education
University of California, Berkeley 1983 — 1986
BA, Economics
University of California, San Diego 1982 — 1983
Self October 2013 - November 2014
Confidential April 2013 - June 2013
Oh My Green! April 2013 - June 2013
Team HBV Collegiate September 2009 - June 2012
Stanford University June 2011 - August 2011
Merlin Securities June 2010 - August 2010
Skills
Rapid Prototyping, Design Thinking, Supply Chain Management, Decision Analysis, Writing, Strategic Consulting, Entrepreneurship
Education
Stanford University 2012 — 2013
Master of Science (M.S.), Management Science & Engineering
Stanford University 2008 — 2012
Bachelor of Science (B.S.), Mechanical Engineering
Knights of Columbus September 2014 - Present
East End Food Consultants May 2004 - October 2014
DICK'S Sporting Goods November 2013 - April 2014
Mattituck Junior-Senior High School February 2012 - June 2012
Symmetry Partners June 2011 - August 2011
Merlin Securities July 2010 - August 2010
Skills
Sales Management, Sales Operations, Financial Analysis, Business Strategy, Internal Communications, Event Management, Account Management
Education
Clemson University 2008 — 2011
BS Business Management, Business Management, History, 3.71
Mattituck H.S. 2004 — 2008
High School Diploma
Prosper Marketplace March 2014 - Present
Prosper Marketplace January 2013 - March 2014
Wells Fargo Securities December 2012 - January 2013
Merlin, a Wells Fargo Company August 2012 - November 2012
Merlin Securities May 2004 - July 2012
Merlin Securities April 2004 - July 2012
Banc of America Securities September 1997 - March 2003
Montgomery Securities April 1995 - August 1997
Furman Selz February 1984 - March 1995
L. F. Rothschild & Co. May 1970 - January 1981
Skills
Prime Brokerage, Hedge Funds, Alternative Investments, Equities, Equity Trading, Series 7, Fixed Income, Securities, Capital Markets, Private Equity, Trading, Investment Banking, Financial Markets
Education
Babson College 1964 — 1967
B.S., Finance
Wells Fargo Securities August 2012 - April 2015
Merlin Securities July 2010 - July 2012
Shumway Capital November 2006 - July 2010
Robert Half International January 2004 - September 2006
Skills
Microsoft Excel, Event Planning, Equities, Fixed Income, Alternative Investments, Hedge Funds, Bloomberg, Capital Markets, Equity Research, Options
Education
University of California, Berkeley
Bachelors, English Language and Literature/Letters
KeyBanc Capital Markets April 2014 - Present
Merlin Securities September 2010 - January 2012
Syngenta June 2009 - August 2009
Skills
Investment Banking, Microsoft Excel, Financial Modeling, Financial Analysis, Valuation, PowerPoint
Education
Dickinson College 2006 — 2010
BA, International Business and Management
Hawkins International Public Relations February 2012 - Present
Donna D'Alessandro, Consulting 2010 - 2012
Merlin Securities 2008 - 2009
CARBONBASED CONSULTING, INC. / CARBON360 / SIMPLIFY LLC 2006 - 2008
Aremet Capital Management LLC 2005 - 2006
Avery Partners LP 1997 - 2004
Andco Securities Inc. 1985 - 1996
Marquette de Bary 1981 - 1985
Skills
Hedge Funds, Alternative Investments, Management, Investments, Due Diligence, Securities, Media Relations, Financial Services, Equities, Operations Management, Series 63, FINRA, Strategic Planning, Finance, Investment Management, Fixed Income, Social Media, Relationship Management, Professional Ethics, Financial Operations, Press Releases, Constant Contact, Mutual Funds, Publicity, Options, Investor Relations, Prime Brokerage, Project Management, Process Improvement, Derrivatives, Compliance, Business Ethics, Family Office, Employee Benefits, Employee Training, Space planning, Event Planning, Bookkeeping, Equity Trading, Trading Systems, Organization, Investment Banking, Event Management, Interior Design, Human Resources, IT Infrastructure..., IT Operations Management, Inventory Management, Social Media Marketing, Consulting
Education
Mount Holyoke College 1977 — 1980
BA, Politics and Sociology
Kent Place School 1972 — 1976
Diploma
Wells Fargo Securities August 2012 - Present
Merlin Securities August 2011 - August 2012
Bank of America Merrill Lynch January 2010 - December 2010
Bank of America Merrill Lynch January 2009 - December 2009
Banc of America Securities January 2007 - December 2008
Banc of America Securities April 2005 - December 2006
IASG June 2004 - March 2005
MasterCard International January 2002 - April 2004
Sapient Corporation April 1998 - December 2002
APL Digital January 1997 - March 1998
Skills
SDLC, Software Development, Integration, Enterprise Software, Project Management, Oracle, Software Project..., CRM, Market Data, Java, Electronic Trading, Web Applications, Project Delivery, Infrastructure, Start-ups, Trading Systems, Agile Methodologies, Financial Services, Sybase, Enterprise Architecture, Unix, Unix Shell Scripting, SOA, Outsourcing, IT Strategy, Equity Derivatives, Prime Brokerage, Agile Project Management, Perl, Groovy, Security, Architectures, GWT, JavaScript, PL/SQL, Red Hat Linux, Financial Markets, Financial Reporting, Software Documentation, Apache Commons, Tomcat, Objective-C, Xcode, GNU tools, iOS, SmartGWT, Application Development, Infrastructure Projects, Dell PowerEdge Servers, VMware ESX
Education
Rochester Institute of Technology 1989 — 1991
MS, Software Engineering
Syracuse University 1982 — 1986
BS, Computer Engineering
Sewanhaka High School 1979 — 1982
Instrumentation & Automation (pre Engineering)
King Low Heywood Thomas August 2012 - June 2015
New England Storm Lacrosse September 2013 - March 2015
King Low Heywood Thomas August 2011 - June 2014
Soundview Sports Camp June 2013 - August 2013
Infinity Fitness August 2011 - February 2012
Merlin Securities June 2010 - August 2010
Education
Skidmore College 2007 — 2011
Bachelor of Arts (BA), English Language and Literature, General
King Low Heywood Thomas 2003 — 2007
Funemployed May 2015 - Present
Peter's Photography January 2005 - Present
Wells Fargo Securities August 2012 - May 2015
Merlin Securities May 2011 - July 2012
Bridgewater Associates November 2008 - August 2009
Bank of America September 2006 - November 2008
JPMorganChase November 2004 - August 2006
JPMorgan 2004 - 2006
Credit Suisse First Boston September 2002 - November 2004
Sapient June 1997 - July 2002
Skills
Trading Systems, Equities, Options, SDLC, Application Architecture, Hedge Funds, Prime Brokerage, Program Trading, Agile Methodologies, Subversion, JIRA, HTML, Sybase, C++, SOA, C#, Oracle, JSON, Derivatives, WPF, Electronic Trading, XML, Financial Markets, Microsoft SQL Server, Software Development, Enterprise Architecture, Object Oriented Design, .NET, Project Management, Consulting, Software Project..., Trading, Capital Markets
Education
Rensselaer Polytechnic Institute 1993 — 1997
BS
Wells Fargo Securities August 2012 - Present
Merlin Securities September 2007 - August 2012
Bank of America 1998 - 2007
Education
California State University-Chico 1994 — 1997
Wells Fargo Securities August 2012 - Present
Merlin Securities January 2011 - August 2012
Reval 2008 - January 2011
Nirvana Financial July 2007 - August 2008
Citigroup January 2006 - July 2007
Advanced Financial Applications January 2005 - January 2006
Skills
Electronic Trading, Trading Systems, Market Data, Equities, Hedge Funds, Risk Management, Trading, Options, Derivatives, Fixed Income, Capital Markets, Business Analysis, Portfolio Management, Valuation, Financial Risk, SDLC, Prime Brokerage, Financial Services
Education
The University of Connecticut 2000 — 2004
Bachelor's degree, Management Information Systems
Wells Fargo Securities September 2014 - Present
Wells Fargo Prime Services, LLC August 2012 - August 2014
Merlin Securities January 2010 - August 2012
Merlin Securities October 2005 - December 2009
Skills
Prime Brokerage, Hedge Funds, Alternative Investments, Series 7, Asset Management, Equities, Outlook, Selling, Settlement, International..., International Trade, Domestic Settlements
Education
Diablo Valley College
Merlin Securities May 2005 - Present
Bank of America June 2001 - May 2005
Lockheed Martin June 1998 - June 2001
Education
Syracuse University 1998 — 2001
Master of Science (M.S.), Computer Engineering
Syracuse University 1994 — 1998
Bachelor of Science (BS), Bioengineering and Biomedical Engineering
Wells Fargo Prime Services August 2012 - Present
Merlin Securities June 2005 - August 2012
Online Business Ltd. 1999 - 2001
Telrad Networks 1994 - 1999
Skills
Fixed Income, Perl, Visual Basic, Unix, Equities, Equity Trading, Trading, Investment Banking, Hedge Funds, Java, Capital Markets, Oracle SQL, Oracle PL/SQL..., FIX, PL/SQL, Market Data
Education
Bar-Ilan University 1992 — 1995
B.Sc., Physics and Computer Sciences
Merlin Securities March 2005 - Present
Chase Auto Finance January 2003 - February 2005
Skills
JavaScript, Java, Oracle, SDLC, Software Development, Groovy, Flex, Tomcat, Weblogic, Prime Brokerage
Education
City University of New York-Queens College 2000 — 2003
Bachelor's of Science, Computer Science
Broadridge Investment Management Solutions (Formerly "Paladyne") October 2011 - Present
Cantor Fitzgerald October 2009 - September 2011
Merlin Securities November 2008 - October 2009
UBS Investment Bank May 2007 - May 2008
Bear, Stearns and Co August 1998 - May 2007
Bankers Trust March 1998 - August 1999
Education
University of Maryland - Robert H. Smith School of Business 1991 — 1995
ITG December 2012 - Present
Merlin Securities April 2010 - August 2012
Oppenheimer & Co. May 2000 - April 2010
The Hartford September 1999 - April 2000
Skills
Corporate Finance, Hedge Funds, Equities, Capital Markets, Alternative Investments, Private Equity, Fixed Income, Series 7, Investments, Securities, Asset Management, Valuation, Investment Banking, Trading, Portfolio Management, Options, Equity Research, Financial Modeling, Series 63, Equity Trading
Education
Central Connecticut State University 1995 — 1999
Bachelors, Finance, Economics
Wells Fargo Prime Services August 2012 - Present
Merlin Securities January 2007 - August 2012
Skills
Hedge Funds, Alternative Investments, Fund Of Funds, Prime Brokerage, Equities, Securities, Private Equity, Trading, Asset Managment, Options, Fixed Income, Series 7, Equity Trading, Trading Systems, Risk Management, Capital Markets, Asset Management, Mutual Funds, Series 63, Investment Management, Portfolio Management, Financial Markets, Investments, Investment Strategies, Equity Research, Derivatives, Bloomberg, FINRA, Electronic Trading
Education
St. Mary's College of California 1992 — 1996
BS, Business Administration & Marketing
PM Digital December 2014 - Present
Ajax Union May 2012 - November 2014
newphilosophy llc. April 2011 - May 2012
Dimension Trading January 2010 - August 2010
Merlin Securities September 2006 - July 2009
W Quillen Securites 2004 - 2006
Ashland Management Inc 1998 - 2003
Skills
Web Development, Google Analytics, Google Adwords, Project Management, SEO, Google Webmaster Tools, Google Docs, Social Media, Gmail, Google Apps, Basecamp, Microsoft Office, iWork, HTML 5, CSS3, jQuery, Wordpress, Email Marketing, PPC, MSN AdCenter, Web Analytics, Facebook Marketing, Digital Marketing, Social Marketing, SMO, SEM
Education
SUNY Oneonta 1994 — 1996
BS, Business and Economics
Wells Fargo Securities August 2012 - Present
Merlin Securities August 2009 - August 2012
Tower Capital Asset Management July 2008 - July 2009
Brightleaf Capital January 2007 - May 2008
Thomson Financial 2005 - 2006
Deutsche Asset Management 2002 - 2005
Education
Penn State University 1997 — 2001
Finance & International Business
Temple University 2000 — 2000
Morgan Stanley May 2012 - Present
Merlin Securities April 2011 - February 2012
JP Morgan 2008 - 2011
Bear Stearns 2005 - 2008
National Football League 1999 - 1999
Fox Sports Net 1997 - 1999
Turner Sports 1995 - 1997
Washington Bullets 1995 - 1995
Skills
Hedge Funds, Series 7, Prime Brokerage, Fixed Income, Series 63, Series 24, Series 55, Equities, Client Service, Sales, Commodities, Client Onboarding, Derivatives, Capital Markets, Securities, Commodity, Settlement, Middle Office, Onboarding, Investment Banking, Bloomberg, Financial Services, Financial Markets, Options, Electronic Trading, Trading Systems, Trading
Education
University of Rochester
BA, Economics
William E. Simon School of Business
Management Certificate, Accounting & Finance
Balyasny Asset Management L.P. July 2014 - Present
Firestorm Capital, LLC January 2011 - July 2014
Merlin Securities July 2010 - December 2010
Passport Capital June 2009 - June 2010
Haas School of Business August 2008 - May 2010
Alchemy Ventures December 2008 - May 2009
BearingPoint April 2006 - June 2008
Gap Inc. 2006 - 2007
Mitchell Madison Group November 2004 - January 2006
GreenPoint Mortgage July 2003 - November 2004
Skills
Asset Management, Investments, Hedge Funds, Equities, Financial Modeling, Portfolio Management, Equity Research, Investment Management, Financial Analysis, Alternative Investments, Derivatives, Real Estate, Private Equity, Valuation, Analysis, Start-ups, Asset Managment, Mutual Funds, Finance, Venture Capital, Entrepreneurship
Education
University of California, Berkeley, Haas School of Business 2008 — 2010
MBA, Business
University of California, Los Angeles 1999 — 2003
BA, International Economics & Political Science
Choate Rosemary Hall 1997 — 1999
High School
Merlin Securities September 2006 - September 2009
Education
NYU 2006 — 2007
Certificate on Portfolio Management
Universidad Metropolitana (VE) 1998 — 2003
Mercer February 2013 - Present
Mercer May 2011 - February 2013
Merlin Securities October 2007 - March 2011
World Savings Bank (merged with Wachovia) April 2006 - May 2007
Deloitte April 2005 - March 2006
Skills
Editing, PowerPoint, Microsoft Excel, Employee Relations, Office Management, Administrative...
Education
San Jose State University
BA, Liberal Studies
Weeden Prime Services, LLC June 2015 - Present
Wells Fargo Prime Services August 2012 - April 2015
Merlin Securities 2008 - August 2012
Bear Stearns January 2004 - April 2008
Education
University of New Hampshire 1990 — 1994
Mercersburg Academy 1988 — 1989
East Boston High School 1984 — 1988
Merlin Securities April 2008 - November 2012
Merlin Securities 2008 - August 2012
Terra Nova Financial April 2005 - March 2008
Terra Nova Financial Group 2005 - 2008
Terra Nova Trading 2005 - 2008
JP Morgan Chase (aquired Hambrecht & Quist) 2001 - 2002
JP Morgan (formerly Hambrecht & Quist LLC) 2000 - 2002
Education
California State University-Long Beach 1979 — 1982
BS, Marketing
I.A. Englander & Co. April 2013 - April 2014
Wheels Up 2013 - 2014
Dash Financial 2012 - February 2013
Knight Direct LLC March 2011 - June 2012
JMH Consulting 2009 - March 2011
Merlin Securities June 2008 - July 2009
Patrina Corporation 2006 - 2007
Merrill Lynch 2002 - 2005
Skills
Trading, Prime Brokerage, Institutional, FINRA, Sell Side, Algorithms, DMA, FIX, Business Development, Direct Market Access, Series 7, Electronic Trading, Equity Trading, Trading Systems, Hedge Funds, Relationship Management, emerging managers, Family Office, Fund Of Funds, Separately Managed...
Education
Ohio Wesleyan University 1992 — 1996
Bachelor of Arts (B.A.), Economic/History
Salisbury Prep 1987 — 1990
High School
Aspetuck Capital Management July 2015 - Present
Balestra Capital, Ltd. April 2011 - May 2015
Merlin Securities May 2010 - March 2011
Morgan Stanley May 2007 - May 2010
HBO Sports 2002 - 2003
Skills
Hedge Funds, Alternative Investments, Series 7, Series 63, Series 3, Investor Relations, Capital, FINRA, Asset Management, Business Development, Mutual Funds, Derivatives, Valuation, Securities, Due Diligence, Wealth Management, Financial Services, Research
Education
New York University 2001 — 2005
Bachelor of Arts (B.A.), Journalism, Spanish
San Francisco University High School 1998 — 2001
Lawrence Livermore National Laboratory July 2014 - Present
Uber Technologies July 2013 - May 2014
Onmego September 2013 - March 2014
Merlin Securities June 2010 - August 2010
Merlin Securities June 2009 - August 2009
MetroPCS June 2005 - June 2007
Skills
C++, HTML, CSS, Ruby on Rails, PHP, MySQL, Photoshop, Illustrator, JavaScript, Agile Web Development, Personal Training, Web Development, HTML 5, HTML5, Ruby
Education
California State University East Bay 2010 — 2014
Computer Science
California State University-East Bay
Computer Science
BTIG October 2012 - Present
Merlin Securities December 2008 - 2012
Morgan Stanley 2007 - 2009
Citco Fund Services 2006 - 2008
Barclays Global Investors 2000 - 2005
Skills
Prime Brokerage, Series 7, Series 63, Mutual Funds, Equities, Portfolio Management, Investments, Hedge Funds, Securities Lending, Fixed Income, Alternative Investments, Middle Office, Risk Management, Securities, Bloomberg, Equity Trading, Options, Derivatives, Electronic Trading, Capital Markets
Education
Saint Mary's College of California 2006 — 2008
Master of Science (MS), Finance, General
University of California, Davis 1988 — 1993
Bachelor of Arts (B.A.), Economics
Wells Fargo Securities August 2012 - Present
Merlin Securities April 2011 - August 2012
UBS Investment Bank February 2006 - April 2011
Banc of America Securities April 2002 - February 2006
Fidelity Investments February 1997 - March 2002
Charles Schwab March 1993 - January 1997
Education
Collin County Community College
Tulsa Community College
Chestnut Ridge Partners 2015 - Present
Wells Fargo Securities 2012 - 2014
Merlin Securities 2004 - 2012
Citigate Group/Incepta plc 1994 - 2004
Skills
Investments, Management, Strategic Planning, Business Strategy, Financial Analysis, Asset Management, Equities, Strategy, Finance, Leadership, Prime Brokerage, Capital Raising, Marketing Strategy, Alternative Investments, Hedge Funds, Securities, Financial Services
Education
University of Richmond 1978 — 1982
Bachleor of Arts, Pre-Law Studies
Kent School 1974 — 1978
Independent Portfolio Consultants October 2014 - Present
Cantor Fitzgerald February 2011 - February 2014
Merlin Securities September 2008 - February 2011
Connecticut Capital Management, LLC September 2000 - September 2008
Skills
Series 7, Fixed Income, Management Consulting, Capital Markets, Hedge Funds, Alternative Investments, Derivatives, Prime Brokerage, Equities, Securities, Asset Management, Electronic Trading, Trading Systems, Series 63, Options, Investments, Portfolio Management
Education
University of North Carolina at Chapel Hill 1996 — 2000
BA
Greenwich High School 1992 — 1996
Greenwich Academy 1987 — 1990
Merlin Securities 2008 - Present
Banc of America Securities 1998 - 2008
Education
University of California, Davis 1992 — 1996
Wells Fargo Prime Services December 2012 - Present
Merlin Securities September 2010 - December 2012
Keck Securities July 1997 - November 2007
Morgan Stanley & Co. Incorporated 1986 - 1992
Education
University of California Irvine 1975 — 1979
BA, English
University of California, Irvine
Gagnon Securities 2012 - Present
Greenlight Re July 2004 - Present
Merlin Securities May 2008 - September 2012
UBS July 2000 - March 2008
Paine Webber May 1990 - July 2000
Hambrecht & Quist January 1985 - May 1990
Skills
Investments, Hedge Funds, Asset Management, Valuation, Financial Modeling, Due Diligence, Private Equity, Alternative Investments, Equities, Venture Capital, Capital Markets, Fixed Income, Series 7, Investment Banking, Financial Analysis
Education
Carleton College
B.A.
A. Zerega's Sons Inc. January 2015 - Present
Wells Fargo Securities December 2012 - December 2014
Merlin Securities 2009 - December 2012
UBS Investment Bank 2005 - 2009
Education
Georgetown University 1999 — 2003
BS
Delbarton School 1995 — 1999
Barclays December 2011 - Present
Merlin Securities October 2011 - January 2012
SnagFilms June 2011 - September 2011
Dickinson College August 2009 - May 2011
StoreBoard Media July 2010 - August 2010
Skills
Series 63, Series 66, Uniform Combined State..., Series 3, Series 7
Education
Dickinson College
B.A, Political Science
Millbrook School
Morgan Stanley June 2015 - Present
Wells Fargo Advisors February 2012 - May 2015
Merlin Securities May 2008 - July 2011
PEARSON TULCIN WOLFF INC October 2001 - July 2007
Merrill Lynch April 1993 - April 1999
Skills
Securities, Equities, Fixed Income, Options, Hedge Funds, Trading, Middle Office, Prime Brokerage, Institutional, Sell Side, Compliance, Capital Markets, Investments, Customer Relations, Bonds, FX, Settlements, Microsoft Office, Mutual Funds, Private Placements, Equity Trading, Alternative Investments, Stocks, Fixed Income Products, Currency, Back Office, Settlement, DTC, Hedging, Investment Products, Cash, Corporate Actions, Prime, Debt
Education
College of Business Administration 1984 — 1988
Bachelor of Science (BS), Management
St. John's University 1984 — 1988
Bachelor of Science, Business/Managerial Economics
Wells Fargo Securities August 2012 - Present
Merlin Securities April 2010 - August 2012
Oppenheim & Co Limited July 2006 - April 2010
Morgan Stanley June 2005 - July 2006
Skills
Hedge Funds, Equities, Alternative Investments, Fixed Income, Series 7, Bloomberg, Capital Markets, Investments, Sales, Options
Education
SUNY Albany 2001 — 2005
BS, Finance/Marketing
Prosper Marketplace September 2014 - Present
Wells Fargo Securities June 2012 - September 2014
Merlin Securities September 2008 - June 2012
Merriman Capital, Inc. September 2003 - September 2008
Skills
Financial Analysis, Microsoft Excel, Accounting, Financial Reporting, Financial Modeling, Management, Financial Accounting, Mergers & Acquisitions
Education
San Diego State University-California State University
Bachelor’s Degree, Accounting
San Diego State University-California State University
Bachelor's degree, Accounting