Merrill Lynch
Industry: Banking company
DescriptionMerrill Lynch Wealth Management is an American wealth management division under the auspices of Bank of America. Along with Bank of America Merrill Lynch, the investment banking arm, both firms engage in prime brokerage and security dealings. Headquarters: New York City, New York, United States Founder: Charles E. Merrill Subsidiaries: MERRILL LYNCH PIERCE FENNER & SMITH INC, Parent organization: Bank of America
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Merrill Lynch Employees
WhiteSpace Financial, LLC March 2009 - Present
De Anza College 1995 - Present
CFP Board January 2012 - January 2015
CFP Board February 2009 - December 2011
Merrill Lynch March 1995 - March 2009
United States Navy 1988 - 1994
Skills
Wealth Management, Investment Management, Strategic Financial..., Retirement, Financial Advisory, Wealth, Personal Finance, Asset Allocation, Investment Advisory, Retirement Planning, Series 7, Mutual Funds, Investments, Series 63, Asset Managment
Education
College for Financial Planning 2006 — 2007
CRPC, Chartered Retirement Planning Counselor
College for Financial Planning 2006 — 2007
CRPS, Chartered Retirement Plans Specialist
Zhan-Kaplan Advanced Financial Planning 2005 — 2007
CFP, Personal Finance
Keller Graduate School of Management of DeVry University 2001 — 2004
MBA
Miami University 1984 — 1988
B.S. Business, Finance and Economics
HMS
Wells Fargo Advisors, LLC February 2009 - Present
Merrill Lynch June 2002 - February 2009
Morgan Stanley Wealth Management May 1998 - June 2002
Skills
Wealth Management..., Retirement Planning, Investments, Financial Advisory, Insurance, Finance, IRAs, Asset Allocation, Mutual Funds, Retirement, Fixed Annuities, Alternative Investments, Wealth, 401k, 529 Plans, Estate Planning Strategy, Financial Services, Securities
Education
Flagler College 1993 — 1996
Bachelor's Degree, Finance/ Economics
LAKELAND SR. HIGH SCHOOL 1989 — 1991
American College of Financial Planning
CFM, Financial Planning
College for Financial Planning
Chartered Retirement Planning Counselor, CRPC, Retirement Income Planning
Benchmark Wealth Management, LLC August 2007 - Present
Merrill Lynch May 2000 - August 2007
American Ref-Fuel February 1990 - January 2000
American Ref-Fuel/ now Covanta Energy 1990 - 2000
US Navy February 1984 - February 1990
Skills
Education Funding, Disability Insurance, Wealth Management, Strategic Financial..., Investments, Financial Advisory, Management, Insurance, Wealth, Finance, Risk Management, Asset Allocation, Certified Financial..., Investment Management, Investment Advisory, Retirement Planning, Mutual Funds, Alternative Investments, Asset Management, Financial Planning, Portfolio Management
Education
College for Financial Planning 2012 — 2014
Master of Science (M.S.)
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 1997 — 2000
MBA
University of New Haven 1992 — 1997
Bachelor of Science
DHS 1979 — 1983
University of Pennsylvania - The Wharton School
Strategic Income Group March 2013 - Present
Merrill Lynch August 1993 - March 2013
Skills
Wealth Management, Series 7, Investments, Retirement Planning, Mutual Funds, Series 63, Portfolio Management, Equities, Financial Services, Fixed Income, Asset Management, Securities, Hedge Funds, Strategic Financial..., Retirement, Credit, Financial Planning, Investment Advisory
Education
College for Financial Planning 2013 — 2014
Registered Paraplanner, Financial Planning and Services
UDY Wealth Management January 2011 - Present
TriCor Financial LLC January 2011 - Present
UBS May 2006 - January 2011
Banc of America Investment Services, Inc. July 2002 - May 2006
Merrill Lynch January 2000 - July 2002
Skills
Series 7, Investments, Wealth Management, Retirement Planning, Portfolio Management, Asset Allocation, Strategic Financial..., Estate Planning, Series 63, Financial Advisory, Alternative Investments, Fixed Annuities, Retirement, Mutual Funds, Investment Advisory, Tax, Finance, Equities, IRAs, 401k, Wealth, Financial Services, Insurance, Life Insurance, Asset Management, Uniform Combined State..., Series 6, Wealth Management..., Investment Management, Securities, Investment Strategies, Small Business, High Net Worth..., Series 65, FINRA, Due Diligence, Series 24, Financial Planners, Fixed Income, ETFs, Personal Financial..., Financial Planning
Education
Texas A&M University-Commerce 2010 — 2011
M.B.A., Master of Business Administration
College for Financial Planning 2008 — 2010
MS-PFP, Personal Financial Planning
University of Phoenix 2005 — 2008
BS-Business, Finance
Invesco PowerShares May 2015 - Present
Virtus Investment Partners March 2014 - May 2015
Deutsche Asset & Wealth Management August 2012 - March 2014
Merrill Lynch March 2008 - March 2012
Northern Trust Wealth Management June 2007 - March 2008
U.S. Trust November 2003 - June 2007
Banc of America Investments November 2001 - November 2003
A.G. Edwards August 1995 - November 2001
Skills
Series 65, Series 7, Portfolio Management, Behavioral Finance, Monetary Policy, Politics, Strategic Financial..., Personal Financial..., Wealth Management, Global Investment..., Asset Allocation, Financial Risk..., Alternative Investments, Private Banking, Wealth Management..., Investments, Fixed Annuities, Investment Advisory, Hedge Funds, Investment Strategies, Retirement Planning, Financial Advisory, Series 63, High Net Worth..., Financial Markets, Asset Management, Mutual Funds, Retirement, Series 24, Uniform Combined State..., Presenting Solutions, Equities, Securities, Investment Management, Separately Managed..., Economics, Options, Structured Products, Bonds, Wealth, Finance, 401k, ETFs, IRAs, FINRA, Financial Analysis, Equity Research, Financial Services, Morningstar, Financial Planning
Education
College for Financial Planning 2002 — 2006
M.S., Financial Analysis
University of South Florida - College of Business Administration 1998 — 2000
B.S., Economics, International Finance
AXIOS Financial Services, LLC December 2012 to present December 2012 - Present
Parker Capital Management, Inc—February 1996 to December 2012 April 1996 - December 2012
Smith Barney December 1988 - February 1996
Merrill Lynch October 1982 - December 1988
NBC November 1981 - June 1982
Skills
Long-term Care, Insurance, Medicare, Financial Advisory, Securities, Series 63, IRAs, Assisted Living..., Marketing, Business Development, Coaching, Training, Mentoring, Series 24, Series 7, Series 65, Wealth Management, Mutual Funds, Investment Advisory, Healthcare, Property & Casualty..., Team Building, Customer Service, Public Speaking, Financial Planning, Management, Strategic Planning, Small Business, Leadership
Education
University of Utah/Graduate School of Economics 1977 — 1979
N/A, Social Work, Economics
Utah State University 1973 — 1977
BSW, Psychology, Sociology, Social Work, Gerontology
AD Banker
Continuing Education, Insurance
College for Financial Planning
Bank of America Merrill Lynch August 2015 - Present
Merrill Lynch July 2014 - Present
Bank of America Merrill Lynch June 2013 - Present
Bank of America Merrill Lynch August 2006 - June 2013
Charles Schwab May 2004 - February 2006
Morgan Stanley April 2002 - July 2003
Skills
Economics, Fixed Annuities, Financial Advisory, Series 63, Series 7, Strategic Planning, Wealth Management, Wealth, Securities, Investment Advisory, 401k, Alternative Investments, Asset Allocation, Banking, FINRA, Finance, Investment Strategies, Retirement, Retirement Planning, Financial Services, Uniform Combined State..., Fixed Income, Investments, Equities, Portfolio Management, Asset Management, Managed Futures, IRAs, Internal Audit, Mutual Funds
Education
College for Financial Planning 2010 — 2011
Millersville University of Pennsylvania 1986 — 1989
B.A., Economics
Merrill Lynch March 2012 - Present
JPMorgan Chase January 2009 - March 2012
JPMorgan Chase October 2005 - March 2012
Merrill Lynch May 2005 - August 2005
StudentCity.com August 2003 - May 2005
Northern Illinois University May 2003 - August 2004
Ron Webber & Associates June 2000 - June 2001
Rockford Public Schools June 1999 - June 2001
Skills
Holistic Financial..., Wealth Management, Banking, Bilingual-Spanish, Investments, Market Analysis, Marketing Strategy, Market Research, Financial Advisory, Strategic Financial..., Succession Planning, Helping Clients Succeed, Building Long Lasting..., Passion for Helping..., Relationship Marketing, Financial Analysis, Financial Markets, Cash-flow Management, Retail Banking, Commercial Banking, Cash Management, Small Business Lending, Commercial Lending, Client Aquisition, Customer Service, Customer Satisfaction, Customer Retention, Educational Leadership, Mentoring, Estate Planning, Business Planning, Community Outreach, Microsoft Office, Google Docs, Google Apps, Outlook, Small Business, Sales, New Business Development, Leadership, Marketing
Education
College for Financial Planning 2014 — 2016
CFP
Rockford University 2009 — 2012
Masters, Business Administration; Finance, 3.6
Northern Illinois University 2003 — 2005
Bachelor of Science, Economics
Rock Valley College 2000 — 2003
Associate of Arts (A.A.), Business Administration and Management, General
Guilford Highschool 1997 — 1998
High School Diploma
Harlem high school 1995 — 1997
Boylan Catholic High School 1993 — 1994
Prominence Capital June 2011 - Present
Cooperative Purchasers February 2008 - December 2013
Wells Fargo Investments December 2005 - November 2007
Merrill Lynch April 2003 - December 2005
UBS January 2002 - April 2003
Skills
Investments, Portfolio Management, Strategic Financial..., Asset Management, Valuation, Finance, Equities, Strategy, Risk Management, Hedge Funds, Investment Management, Analysis, Corporate Finance, Private Equity, Financial Modeling, Financial Services, Financial Analysis, Retirement Planning, Wealth Management, Due Diligence, Negotiation, Mutual Funds, Alternative Investments, Financial Advisory, Investment Advisory, Investment Strategies, Asset Allocation, High Net Worth..., Fixed Income, Capital Markets, Securities, Entrepreneurship, Derivatives, Wealth Management..., Financial Markets, Bonds, Estate Planning, Options, Financial Structuring, ETFs, Series 65, Personal Finance, Financial Planners, Business Valuation, 401k, Options Strategies, Stocks, Economics, Budgets, Personal Financial...
Education
University of Southern California - Marshall School of Business 2007 — 2009
MBA, Finance
College for Financial Planning 2013 — 2016
Certified Financial Planner (CFP) Professional Education Program
Northeastern University 1995 — 2000
BS, Sports Medicine/Athletic Training
Bolts Wealth Management LLC 2010 - Present
Merrill Lynch 2001 - 2005
Merrill Lynch 2001 - 2005
Merrill Lynch 2001 - 2005
Mutual of Omaha 1979 - 2000
Skills
Strategic Financial..., Finance, Financial Analysis, Banking, Financial Modeling, Equities
Education
University of Missouri - Kansas City 1979 — 1983
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
College for Financial Planning
Chartered Retirement Planning Couselor CRPC®
Wells Fargo Advisors,LLC February 2012 - Present
Newtown square historical society 2012 - 2015
Newtown square historical society 2012 - 2015
Merrill Lynch January 1979 - February 2012
WCAU CBS Phila 1975 - 1987
Skills
Retirement Planning, Asset Allocation, Retirement, Investment Strategies, Mutual Funds, Financial Advisory, 401k Rollovers, Saving for Education, Fixed Annuities, Bonds, Investments, IRAs, 401k, Securities, ETFs, Alternative Investments, Insurance, Estate Investment...
Education
College for Financial Planning 1980 — 1983
Certified Financial Planner (CFP) designation
La Salle University 1976 — 1979
Master of Business Administration (M.B.A.), Business/Managerial Economics
Saint Joseph's University 1970 — 1974
Bachelor's Science, Business/Managerial Economics
Marple Newtown High S chool
Cetera Advisor Networks LLC March 2013 - Present
Cetera Advisor Networks LLC April 2012 - February 2013
Bank of America October 2009 - January 2011
Merrill Lynch July 1995 - January 2011
Merrill Lynch July 1986 - June 1995
Skills
Wealth Management, Investments, Portfolio Management, Retirement Planning, Series 7, Strategic Financial..., Strategic Planning, Asset Allocation, Financial Advisory, Financial Analysis, Investment Advisory, Securities, Asset Management, Risk Management, Finance, Insurance, Equities, Team Building, Business Strategy, Sales Management, Management, Estate Planning, Business Planning, Banking, Public Speaking, Customer Service, Mutual Funds, Budgets, Coaching, Financial Planning, Leadership Development, Credit, Asset Managment, Change Management, Marketing Strategy, New Business Development, Project Planning, Negotiation, Fundraising, Hedge Funds, Series 63, Alternative Investments, FINRA, Nonprofits, Mergers & Acquisitions
Education
Carlson School of Management, University of Minnesota
Master of Business Administration (M.B.A.)
Virginia Polytechnic Institute and State University
Bachelor's Degree, Finance
Virginia Polytechnic Institute and State University
Bachelor's Degree, Management
College for Financial Planning 1986 — 1989
CFP, Certified Financial Planner
Merrill Lynch 2015 - Present
Wells Fargo Advisors April 2013 - March 2014
Wells Fargo Advisors March 2007 - March 2013
Smith Barney June 2005 - March 2007
Trilogy Financial Services June 2004 - June 2005
Skills
Series 6, Series 7, Series 63, Series 66, Life and Health..., Certified Financial..., 200 hr. Yoga Alliance...
Education
University of California, Santa Barbara 1999 — 2003
Bachelor of Arts, Environmental Studies
College for Financial Planning 2007 — 2009
Certified Financial Planning Designation, CFP, Financial Planning and Services
Maestro Wealth Advisors, LLC October 2014 - Present
Maestro Wealth Advisors, LLC July 2012 - Present
Merrill Lynch September 2006 - June 2012
UBS Wealth Management September 2000 - July 2006
Moser Financial Services 1992 - 1999
Skills
Retirement Planning, Investments, Retirement, Series 7, Asset Allocation, Wealth Management, Portfolio Management, Strategic Financial..., Mutual Funds, Uniform Combined State..., Financial Services, Wealth, Equities, Fixed Income, Derivatives, Hedge Funds, Asset Managment, Alternative Investments, Series 66, Financial Advisory, CRPC, CFP
Education
College for Financial Planning
Chartered Retirement Planning Counselor, Certified Financial Planner
The University of Texas at San Antonio
Pre-Medicine/Pre-Medical Studies
Wake Forest University
Psychology
Winston-Salem State University
Bachelor of Science (B.S.), Financial Planning and Services
US Trust, Bank of America Private Wealth Management February 2004 - Present
Merrill Lynch September 2001 - February 2004
Edward Jones Trust Company December 1995 - September 2001
UMB Bank October 1988 - December 1995
Skills
Estate Planning, Trusts, Estate Tax Planning, Wealth Management, Wealth Management..., Retirement Planning, Investments, High Net Worth..., Strategic Financial..., Alternative Investments, Investment Advisory, Asset Protection, Securities, Asset Allocation, Series 7, Wills, Asset Managment, Investment Management, Trust Services, Private Banking, Investment Strategies, Private Equity, Long-term Care, Financial Planners, Insurance, Tax, Life Insurance, Succession Planning, Equities, Financial Advisory, Mutual Funds, Estate Law, Wealth, Personal Financial..., 401k, Financial Services, Planned Giving, Fixed Annuities, Charities, Inheritance Tax Planning, Fixed Income, Trust Management, Asset Management, Financial Planning
Education
College for Financial Planning 2002 — 2002
CRPC, Chartered Retirement Planning Counselor (CRPC)
College for Financial Planning 1990 — 1991
CFP, Certified Financial Planning
University of Missouri-Kansas City School of Law 1982 — 1985
JD, Law
University of Missouri-Kansas City 1978 — 1982
BA, Administration of Justice
Fidelity Investments April 2010 - January 2014
Bedell Frazier Investment Counselling July 2008 - March 2010
Charles Schwab November 1996 - July 2008
Merrill Lynch July 1983 - January 1992
Skills
Microsoft Word, Certified Financial..., Retirement Planning, Investments, 401k, IRAs, Mutual Funds, Insurance, Fixed Annuities, Variable Annuities, Wealth Management, Customer Retention, Brand Ambassadors, Customer Service, Relationship Marketing, Relationship Management, Financial Services, Investment Strategies, Management, Retirement, Financial Planning, Strategic Planning, Portfolio Management
Education
College for Financial Planning
Diablo Valley College
Golden Gate University
Principal Financial Group February 2012 - Present
John Hancock Financial Services September 2011 - January 2012
Morgan Stanley November 2009 - August 2011
Merrill Lynch June 2008 - November 2009
INEPT - Recording Artist August 2005 - April 2008
US Bank December 2004 - June 2007
Skills
CRPS, ERISA, Defined Benefit, Insurance, 401k, Financial Services, Retirement, Retirement Planning
Education
College for Financial Planning 2011 — 2011
Chartered Retirement Plans Specialist, Financial Planning and Services
Northern Illinois University 2005 — 2007
Bachelors, Business Management, Human Resources & Finance
College of DuPage 2002 — 2005
Associates, Business Management
Not currently approved yet December 2012 - Present
Merrill Lynch July 2010 - December 2012
Wells Fargo Advisors, LLC April 2008 - July 2010
American Income Life August 1999 - March 2008
Skills
Wealth Management, Retirement Planning, Insurance, Leadership Development, Retirement, Recruiting, Training, Investments, Sales, Strategic Financial..., Financial Planning
Education
College for Financial Planning 2008 — 2009
CRPC, Financial Planning and Services
Saint Paul College 1995 — 1999
Construction Electricity
Keller Williams Realty St. Pete May 2012 - Present
Prudential Tropical Realty September 2010 - May 2012
Merrill Lynch April 2004 - September 2010
Skills
Investment Properties, Real Estate Transactions, Real Estate, First Time Home Buyers, Short Sales, REO, Foreclosures, Condos, Sellers, FHA, Relocation, Single Family Homes, New Home Sales, Buyer Representation, Listings, Sales, Negotiation, Investors, Investments, Referrals, Property, Townhomes, Vacation Homes, Residential Homes
Education
College for Financial Planning 1986 — 1989
CFP, Financial Planning and Services
Florida State University - College of Business 1981 — 1983
Bachelor's degree, Marketing
Weaver Wealth Advisors April 2014 - Present
LPL Financial 2005 - April 2014
Merrill Lynch 2004 - 2005
A.G. Edwards & Sons, Inc. 2000 - 2004
Skills
IRAs, 401k Rollovers, Strategic Financial..., Uniform Combined State..., Long-term Care, Variable Annuities, Investment Advisory, Fixed Annuities, Asset Allocation, Financial Advisory, Retirement, Mutual Funds, Series 7, Wealth Management, Estate Planning, Life & Health Insurance..., Trust Services, Socially Responsible..., Indexed Annuities, Stocks, Bonds, LGBT Individual and..., Retirement Income..., Investments, Securities, Financial Services, Financial Planning, Finance
Education
College for Financial Planning
Virginia Polytechnic Institute and State University
Bachelor of Science (B.S.), Biology
Apriem Advisors June 2011 - Present
Merrill Lynch December 2004 - May 2011
Transamerica Financial Advisors March 1999 - December 2004
Education
University of Southern California 1996 — 2000
BS, Public Policy and Management
Punahou School 1990 — 1996
College for Financial Planning
CRPC®
Wells Fargo Advisors, LLC December 2014 - Present
UBS November 2002 - December 2014
Merrill Lynch December 1983 - November 2002
Skills
Risk Management, Strategic Planning, Insurance, Multi-Generational..., Investment Strategies, Business Owner Planning, Estate Planning, Financial Advisory...
Education
College for Financial Planning
CFP®, Financial Planning
Northwestern University - Kellogg School of Management
MBA
Spring Hill College
BS, Psychology
Wells Fargo Advisors March 2015 - Present
Merrill Lynch May 2013 - March 2015
Merrill Lynch Private Banking & Investment Group March 2005 - May 2013
Merrill Lynch October 2003 - March 2005
Skills
Investments, Strategic Financial..., Retirement Planning, Asset Allocation, Certified Financial..., Investment Advisory, Retirement, Financial Analysis, Series 7, Personal Financial..., Mutual Funds, Wealth Management, Asset Management, Financial Advisory, Wealth Management..., Financial Planners, Personal Finance
Education
University of Utah - David Eccles School of Business 1996 — 2000
BS, Finance
College for Financial Planning 2010 — 2011
CRPC, Financial & Retirement Planning
Merrill Lynch September 2014 - Present
Bank of America October 2011 - September 2014
Verizon Wireless March 2008 - October 2011
Skills
Banking, Customer Satisfaction, Wireless, Retail Banking, Sales, Microsoft Office, Customer Experience, Credit, Customer Service, Retail, Team Leadership, Finance, Cross Selling, Relationship Management, Consumer Lending, Credit Cards, Deposits, Financial Services, Branch Banking, Time Management, Cold Calling, Marketing, Solution Selling, Sales Management, Telecommunications, Financial Analysis, Sales Process, Strategic Planning, Public Speaking, Sales Operations
Education
College for Financial Planning 2015 — 2018
Master's degree, Certified Financial Planner
Liberty University 2010 — 2014
Master's degree, Management & Leadership
Lynchburg College 2005 — 2008
Bachelor of Science (B.S.), Computer Science
Merrill Lynch May 2012 - Present
Bolide Technology Group July 2008 - February 2012
Skills
Uniform Combined State..., Series 7, FINRA, Securities, 401k Rollovers, Wealth Management, Asset Allocation, Investment Advisory, Client Relations Skills, Estate Planning, Retirement, Financial Advisory, Retirement Planning, Financial Goals, Strategic Financial..., Relationship Management, Wealth, Portfolio Management, Mutual Funds, Investment Strategies, Credit, Fixed Annuities, Bonds, Equities, Investments, Lines Of Credit, Loans, 401k, IRAs, Mortgage Lending
Education
College for Financial Planning 2012 — 2013
University of California, Riverside 2007 — 2011
BA, Political Science
Relocated to Coastal Virginia 2015 - 2015
Merrill Lynch 1996 - 2014
Skills
Retirement Planning, Coaching, Wealth Management, Series 7, Mutual Funds, Asset Allocation, Investments, Project Management, Strategic Financial..., Finance, Alternative Investments, Estate Planning, Investment Strategies, Portfolio Management, Sales, Marketing, Financial Services, Talent Management, Instructional Design, Life Insurance, Insurance, Securities Lending, Mortgage Lending, Financial Planning, Social Security, Liability Analysis, Lending Solutions, Liability Management, Structured Credit, Credit
Education
Harvard University
A Public University in the Midwest
Bachelor's Degree, and Honors College scholar
Regionally Accredited University in the Midwest
University Issued: Career Development Facilitator (CDF) Certificate, (Career Counselor / Career Coach / Career Advisor)
College for Financial Planning
AAMS - Accredited Asset Management Specialist, CRPC - Chartered Retirement Planning Counselor
Licenses, Designations and Certificates – Investments / Wealth Management / Financial Services / Banking Industry
Merrill Lynch May 2014 - Present
Merrill Lynch March 1999 - Present
Merrill Lynch 2005 - 2007
US Navy July 1987 - October 1995
Skills
Investments, Insurance, Equities, Retirement Planning, Options, Credit, Mortgage Lending, 401k, 401k Rollovers, Bonds, Municipal Bonds, Fixed Annuities, Uniform Combined State..., Series 7, Series 63, Mutual Funds, Portfolio Management, Financial Advisory, Wealth Management, Asset Allocation, Fixed Income, Asset Management, Investment Advisory, Alternative Investments, Strategic Planning
Education
UCLA Anderson School of Management 2012 — 2014
Certified 401(k) Professional Designation Program, The Retirement Advisor University at UCLA
Pace University - Lubin School of Business 1999 — 1999
Fundamentals of Financial Planning
College for Financial Planning
Certified Financial Manager (CFM)
Quinnipiac University
CFP Certificant Program, Financial Planning and Services
Merrill Edge April 2013 - Present
Studio Omega Photography February 2011 - Present
Merrill Lynch April 2012 - October 2012
Morgan Stanley Smith Barney 2011 - 2011
HSBC Bank USA, N. A. 2005 - 2011
Wachovia Bank, N. A. 1986 - 2004
Mid-State Bank 1982 - 1986
Skills
Microsoft Office, Business Relationship..., Analytical Skills, Commercial Photography, Computer Literate, Retirement Planning, FINRA Series 7, 66, 6 &..., Life, Accident & Health..., Financial Sales, Adobe Photoshop, Canon EOS
Education
College for Financial Planning
CRPC® - Chartered Retirement Planning Counselor℠
Gwynedd Mercy University
Business Administration
American Institute of Banking
Commercial Lending
Pennsylvania State University
Economics/Arts & Sciences
MetLife of North Central Florida January 2012 - Present
Merrill Lynch March 2009 - January 2012
ERA November 2003 - March 2009
Reeb Inc. November 1989 - September 2003
Skills
Protecting and..., Financial Planning, Retirement Planning, Wealth Management, Estate Planning, Insurance, Investments, Asset Management, Portfolio Management, Public Speaking, Risk Management, Asset Allocation
Education
College for Financial Planning 2011 — 2011
CRPC, Chartered Retirement Planning Counslor
Saint Leo University 1996 — 2001
MBA, Specialization in management
Santa Fe Community College 1996 — 1998
AA, Business Adminastration
FA Technologies LLC January 2015 - Present
Heritage Museum of Orange County September 2013 - March 2015
Planned Giving Round Table of Orange County January 2014 - December 2014
USS MIDWAY Museum April 2008 - August 2013
The Village Gourmet/San Clemente Cooking School January 2003 - January 2008
San Clemente Downtown Business Association 2007 - 2008
Transamerica 1998 - 2003
Saddleback Community College 1998 - 2000
New York Life Insurance Company September 1990 - September 1993
Merrill Lynch June 1983 - September 1988
Skills
Planned Giving, Charities, Public Speaking, Gifts, Fundraising, Stewardship, Annual Giving, Estate Planning, Non-profits, Grants, Fundraisers, Grant Writing, Philanthropy, Endowments, Charitable Trusts, Board Development, Charitable Gift Planning, Volunteer Management, Prospect Research, Nonprofits, Trusts, Leadership, Museums, Major Gift Development, Community Outreach, Program Development, Moves Management, Program Management, Public Relations, Alumni Relations, Non-profit..., Capital Campaigns, Non-profit Board..., Raiser's Edge, Board Relations, Resource Development, Private Foundations, Foundations, Proposal Writing
Education
Saddleback College 2010 — 2014
Certificate of Accomplishment, Travel and Tourism Department
Western State University College of Law 1993 — 1997
Juris Doctor (J.D.), Law
College for Financial Planning 1985 — 1988
Certified Financial Planner, Financial Planning and Services
California State University- East Bay 1978 — 1980
Bachelor's Degree, Finance
Merrill Lynch Financial AdvisorMerrill LynchFinancial AdvisorJanney Montgomery Scott LLCAugust 2000 - August 2010
Education
College for Financial Planning
Accredited Wealth Management Advisor
Wells Fargo Advisors, LLC. October 2014 - Present
Citi Private Wealth Management February 2013 - October 2014
LPL Financial November 2010 - February 2013
Merrill Lynch February 2009 - November 2010
Banc of America Investments February 2009 - November 2010
Wachovia, A Wells Fargo Company December 2004 - February 2009
Independent Insurance Agent June 2002 - December 2004
Morgan Stanley 1997 - 2002
Exxon Corporation 1990 - 1997
Steak and Ale Restaurant Corporation 1984 - 1989
Skills
Investments, Securities, Retirement, Retirement Planning, High Net Worth..., Insurance, Mutual Funds, Financial Analysis, Wealth, Asset Allocation, Alternative Investments, Credit, Risk Management, Fixed Annuities, Term Life Insurance, Annuities, Bonds, 401k, FINRA, Options, Equities, Long Term Care, IRA's, Fixed Income, Pensions, Investment Strategies, Business Planning, Cash Management, Trading, Customer Relations, Employee Benefits, Compliance, Funding
Education
College for Financial Planning 2002 — 2011
Various
UBS Financial Services Inc. September 2011 - Present
Wells Fargo September 2004 - September 2011
Morgan Stanley November 2000 - September 2004
Merrill Lynch June 1998 - November 2000
Wells Fargo October 1994 - May 1998
Education
Dickinson College 1984 — 1988
BA, Policy & Management Studies/Economics
Temple University - Fox School of Business and Management 1994 — 1997
MBA, Finance
College for Financial Planning 2004 — 2005
CFP, Financial Planning
Ameriprise Financial April 2009 - Present
Merrill Lynch January 1999 - March 2009
Merrill Lynch June 1995 - December 1998
Education
College for Financial Planning
Milford High School
FINRA June 2009 - Present
Redstone Financial Advisors, LLC January 2006 - Present
Redstone Financial Advisors LLC January 2006 - Present
Merrill Lynch 1993 - 1993
Dean Witter Reynolds 1973 - 1987
Skills
Wealth Management, Investments, Mutual Funds, Portfolio Management, Estate Planning, Finance, Financial Services, Strategic Financial..., Securities, Wealth, Asset Managment, Retirement Planning, Investment Advisory, New Business Development, 401k, Management, Fixed Annuities, CRM, ETFs, Law Firms, Loans, Managerial Finance, Credit, Employee Benefits, Retirement, Life Insurance, Asset Management, Mortgage Lending, Banking, Series 7, Financial Advisory, Entrepreneurship, Risk Management, Disability Insurance, Financial Planners, IRAs, Personal Finance, Long-term Care, Asset Allocation, Series 63, Trusts, Investment Strategies, Financial Planning
Education
College for Financial Planning 2007 — 2010
Bachelor of Arts (B.A.), CFP Certification Professional Education Program
University of Mary Washington 1965 — 1969
B.A., English
Presentations Direct February 2010 - Present
Merrill Lynch December 1982 - July 2009
Skills
New Business Development, Strategic Planning, Sales, Sales Process, Sales Management, Business Planning, Marketing, Team Building, Marketing Strategy, Business Development, Direct Sales, Account Management, Business Strategy, Leadership, Selling, B2B, Financial Analysis, Strategic Financial..., Finance, Investments, Insurance, Advertising, Media Planning, Coaching, Banking, Retirement Planning, Investment Strategies, Business Owner Planning, Social Media Advertising, Brand Development, Budget Process, Economic Research, Interactive Whiteboard
Education
College for Financial Planning 1986 — 1988
CFP, Certified Financial Planning
Eden Theological Seminary 1976 — 1977
N/A, Theology/Religion
University of Missouri-Columbia 1971 — 1976
B.A., Psychology, Philosophy, Business Administration and Finance
Wells Fargo Advisors July 2014 - Present
Morgan Stanley Smith Barney September 2006 - July 2014
UBS financial services September 2001 - September 2006
Merrill Lynch September 1995 - September 2000
Shearson Lehman Brothers September 1984 - September 1995
Skills
Retirement Planning, Series 7, Wealth Management, Asset Management, Investments, Series 63, Alternative Investments, Mutual Funds, Equities, Asset Allocation, Fixed Income, Portfolio Management, Financial Services, Strategic Financial..., Securities
Education
College for Financial Planning 2009 — 2010
crps, retirement planning
none 1986 — 1989
University of Hartford 1979 — 1983
bs, finance/insurance
scranton central high school 1976 — 1979
Fidelity Investments August 2014 - Present
Lockton Companies July 2010 - April 2013
LT Wealth Advisors August 2009 - July 2010
AIM Investments May 1991 - June 2008
Merrill Lynch August 1989 - December 1990
Shearson Lehman Brothers August 1984 - July 1989
Skills
Professional Services, Investment Advisory, Series 7, Series 63, Fixed Annuities, Securities, Multilingual, Business Relationship..., Investment Management, Investments, Mutual Funds, Alternative Investments, Campaigns, Series 6, Asset Allocation, Spanish, Retirement Planning, Sales, Financial Advisory, Finance, 401k, Retirement, Wealth Management
Education
College for Financial Planning 2008 — 2009
Graduate, Financial Planning
The University of Texas at Austin 1983 — 1988
BBA, Finance
Make Your Money Count, LLC 2007 - Present
Raymond James Financial Services, Inc. August 2009 - September 2014
Merrill Lynch September 2002 - August 2009
Skills
Strategic Financial..., Investments, Retirement, Financial Advisory, Portfolio Management, Securities, Strategic Planning, Investment Management, Public Speaking, Finance, Asset Management, Retirement Planning, Financial Planning, Estate Planning, Management, Mutual Funds
Education
College for Financial Planning 2004 — 2006
CFP, Financial Planning and Insurance, Retirement Planning, Investments, Estate Planning, Income Taxation
University of Wisconsin-River Falls
Neuberger Berman 2014 - Present
Transamerica 2009 - 2014
Merrill Lynch 2005 - 2009
Citi 2002 - 2005
Paychex 1999 - 2002
Vestax Securities Corporation 1991 - 2002
Skills
Mutual Funds, Investments, Asset Managment, Separately Managed..., Alternative Investments, Tactical Asset..., Retirement Planning, Retirement Plan..., Wealth Management, Equities, Fixed Income, Series 7, Series 65, Series 6, Series 63, IRAs, Asset Management, 401k, Retirement, Fixed Annuities
Education
College for Financial Planning 2006 — 2006
CRPC®
Institute of Business & Finance (IBF) 2004 — 2004
CFS®
University of Central Missouri 1987 — 1991
Bachelor of Science in Business Administration
Merrill Lynch March 2010 - Present
Blaylock Robert Van, LLC July 2009 - March 2010
Thought to Action March 2009 - June 2009
Ivy Funds September 2007 - December 2008
Principal Funds January 2007 - September 2007
WM Group of Funds May 2004 - December 2006
WM Financial Services 1996 - 2004
ASB Financial Services 1996 - 1997
First Interstate Investments 1994 - 1996
James Mitchell and Co. 1989 - 1994
Education
College for Financial Planning 1986 — 1989
CFP
University of Illinois at Urbana-Champaign - College of Business 1981 — 1985
Palatine High School
Princeton Performance Dynamics March 2000 - Present
ClientWise LLC November 2007 - Present
Net Expat October 2011 - Present
Merrill Lynch January 1996 - March 2000
Bankers Trust Company February 1989 - March 1996
Dean Witter Reynolds January 1983 - January 1989
Electronic Data Systems January 1980 - December 1982
Skills
Executive Coaching, Leadership Development, Coaching, Strategy, Nonprofits, Career Counseling, Strategic Planning, Leadership, Executive Development, Small Business, Marketing Strategy, Organizational..., Consulting, Team Building, Personal Development, Management Consulting, Public Speaking, Workshop Facilitation, Cross-functional Team..., Change Management, Organizational..., Entrepreneurship, Strategy Facilitation, Personal Strategic..., Retreat Facilitation, Business Planning, Strategic Planning..., Meeting Planning, Change Leadership, Team Leadership, New Business Development, Client Relationship..., Speaking Engagements, Leadership Communication, Time Management, Family Business, Strategic Thinking, Organizational Change, Mentoring, Large Group Facilitation, Problem Solving, Business Strategy, Organizational..., Teamwork, Employee Engagement, Strategy Development, Planning, meeting facilitation, Trusted Advisor, Emotional Intelligence
Education
College for Financial Planning 1990 — 1995
CFP, Financial Planning
New York University - Leonard N. Stern School of Business 1985 — 1989
MBA, Finance
University at Albany, SUNY 1976 — 1979
BS, Marketing
Merrill Lynch August 2011 - April 2013
David Lerner Associates, inc. September 2010 - August 2011
Wells Fargo February 2009 - September 2010
Bristol-Myers Squibb June 2007 - September 2007
Merrill Lynch June 2004 - August 2004
Skills
Investments, Securities, Credit, Excel, Financial Reporting, Insurance, Finance, Portfolio Management, Strategic Financial..., Microsoft Excel, Corporate Finance
Education
The College of New Jersey 2004 — 2008
Bachelor of Science, Finance
College for Financial Planning
Certified Financial Planner (CFP®) Designation Program, Financial Planning, Insurance and Estate Planning, Investments
Raymond James December 2009 - Present
A.G. Edwards October 1997 - December 2009
Merrill Lynch December 1988 - October 1997
Skills
Investments, Financial Advisory, Retirement Planning, Fixed Annuities, Securities
Education
Northern Illinois University
Bachelor of Science (B.S.), Secondary Education
College for Financial Planning
Certified Financial Planner
Wells Fargo Advisors, LLC January 2009 - Present
Merrill Lynch June 1999 - January 2009
Sealed Air Corporation February 1994 - June 1999
Wallace Computer Services July 1989 - February 1994
Skills
Retirement Planning, Investments, Retirement, Asset Allocation, Securities, Wealth Management, Mutual Funds, 401k Rollovers, Investment Planning
Education
College for Financial Planning 2009 — 2010
Accredited Domestic Partnership AdvisorSM
College for Financial Planning 2007 — 2008
CRPC ®, Chartered Retirment Planning Counselor®
Keller Graduate School of Management of DeVry University 1997 — 1999
MBA, Business Adminstration
Illinois State University 1985 — 1989
BS, Finance and Business Administration
Buffalo Grove High School 1981 — 1985
J.P. Morgan Securities LLC September 2012 - Present
Merrill Lynch June 2010 - August 2012
Bank of America January 2005 - April 2009
Bank of America April 2005 - April 2008
Countrywide Home Loans June 2004 - March 2005
Washington Mutual January 2001 - January 2004
Skills
Series 7, Series 63, Series 65, Life Insurance, Health Insurance
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2013 — 2015
Executive Certificate in Financial Planning, Financial Planning
University of Houston-Downtown
Bachelor of Business Administration (B.B.A.), MANAGEMENT
Lamar High School
College for Financial Planning 2011 — 2011
Chartered Retirement Planning Counselor, Retirement Planning
National Academy of Sports Medicine 2009 — 2009
CPT, PES, Fitness Training
UBS Financial Services, Inc. May 2002 - Present
Merrill Lynch January 1999 - May 2002
Universal Music Publishing Group 1997 - 1999
Education
College for Financial Planning 2009 — 2011
Certified Financial Planner designation, Financial Planning and Services, Certified
University of Phoenix 2008 — 2010
Bachelor's Degree, Global Business Management, 4.0
Musicians Institute 1988 — 1989
Certificate of completion, Jazz/funk/rock drumming, Afro-cuban rhythms., N/A: completion or not; I completed
UBS Wealth Management April 2013 - Present
Morgan Stanley Smith Barney 2001 - April 2013
Merrill Lynch 1997 - 2001
Education
College for Financial Planning 2007 — 2007
University of Pennsylvania 2001 — 2001
Wright State University 1991 — 1995
BS, Business
Texas A&M University 1990 — 1991
Queen City Financial Advisors 2014 - Present
Merrill Lynch 2011 - 2014
Kemba Credit Union April 2009 - December 2011
Farmers Insurance March 2007 - April 2009
Baynes Contracting Inc. June 1995 - March 2007
Skills
Strategy, Business Development, Insurance, Management, Sales, Finance, Portfolio Management, Project Planning, Credit, Banking, Loans, Risk Management, Leadership, Customer Service, Fixed Annuities, New Business Development, Marketing, Relationship Management, Strategic Planning
Education
Indiana Wesleyan University
Bachelors of Science, Business Administration
College for Financial Planning
Certified Financial Planning
University of Cincinnati
Information Technology
Merrill Lynch May 1996 - Present
Bank of Oklahoma Securities Corp December 1993 - May 1996
Sooner Federal Savings and Loan 1987 - 1993
Education
College for Financial Planning 2007 — 2007
CRPC, Financial Planning
Tulsa Community College 1976 — 1978
UBS February 2008 - Present
Morgan Stanley December 1981 - February 2008
Merrill Lynch June 1980 - November 1981
Skills
Customized Portfolio..., Tactical Asset..., Risk Averse Investing, Wealth Management, Estate Planning, Wealth Transfer Planning, Wealth Protection..., Charitable Gift Planning, Retirement Planning, Retirement Income..., Tax Planning, Business Succession..., 401(k) & Other..., Series 7, Series 63
Education
Wharton School, University of Pennsylvania 1998 — 1999
Investment Consultant, Portfolio Management
College for Financial Planning 1990 — 1992
Certified Financial Planner, Financial Planning and Services
Gannon University 1972 — 1976
Bachelor of Science (BS), Accounting and Finance
Cochranton Jr. Sr. HS 1968 — 1972
College Prep
CBRE June 2015 - Present
Keeley Construction, Inc. September 2014 - June 2015
BSC Private Wealth Management June 2013 - September 2014
Indiana University August 2010 - May 2013
Active Kidz Shanghai June 2012 - August 2012
Merrill Lynch May 2011 - August 2011
Keeley Construction, Inc. 2008 - 2010
Education
Indiana University Bloomington 2010 — 2013
Bachelor of Science (B.S.), Economics
College for Financial Planning 2013 — 2014
Accredited Wealth Management Advisor, AWMA®
Southern Methodist University 2009 — 2010
Finance, General
PNC Investments November 2013 - Present
Wells Fargo June 2013 - October 2013
Wells Fargo August 2012 - June 2013
PNC February 2009 - February 2012
Cary Street Partners August 2008 - December 2008
Merrill Lynch August 2008 - December 2008
Skills
Investments, Customer Service, Microsoft Excel, Microsoft Office, Leadership, PowerPoint, Finance, Public Speaking, Financial Services, Management, Certified Financial..., Asset Allocation, Portfolio Management, Insurance, Financial Planning, Mutual Funds, Equities, Fixed Income, Retirement Planning
Education
University of Mary Washington 2005 — 2008
Bachelor's degree, Business Administration
College for Financial Planning
CFP Professional Education Studies, Financial Planning and Services
Janney Montgomery Scott LLC October 2013 - Present
Merrill Lynch December 2012 - October 2013
Prudential Financial October 2007 - December 2012
Skills
Retirement Planning, Investment Management, Wealth Management, Risk Management, Retirement Income, Pensions, Insurance, Business Planning, Wealth Transfer, Investment Planning, Long-term Care
Education
Providence College 2003 — 2007
Bachelor's Degree
University of Pennsylvania - The Wharton School 2014 — 2014
Executive Education - Certified Investment Management Analyst®
The American College 2013 — 2014
Kaplan University 2011 — 2012
CFP Board Registered Education Courses
College for Financial Planning 2011 — 2012
CRPC®
Morgan Stanley June 2012 - Present
Merrill Lynch May 2005 - June 2012
ABN AMRO Bank N.V. May 2004 - May 2005
Skills
Asset Allocation, Wealth Management, Mutual Funds, Series 63, Alternative Investments, Retirement Planning, Equities, Portfolio Management, Fixed Income, Investment Advisory, Uniform Combined State..., Investment Strategies, Financial Modeling, Strategic Financial..., Hedge Funds, Bloomberg
Education
College for Financial Planning 2006 — 2006
Chartered Retirement Planning Counselor, Financial Planning and Services
Purdue University 2000 — 2004
Bachelor's degree, Finance, General
Ameriprise Financial Services, Inc. April 2013 - Present
Merrill Lynch 1999 - 2013
Education
The Retirement Advisor University, UCLA
Certified 401k Professional C(k)P
College for Financial Planning 2006 — 2007
Chartered Retirement Planning Counselor (CRPC)
Wharton Business School 2004 — 2005
Certified Investment Management Analyst (CIMA)
Rensselaer Polytechnic Institute 1979 — 1981
Master of Business Administration (M.B.A.), Finance
The Ohio State University 1971 — 1976
Bachelor of Science (B.S.), College of Engineering, School of Architecture
Merrill Lynch June 1999 - Present
MassMutual Financial Group January 1995 - June 1999
Lutheran Brotherhood June 1985 - December 1994
Skills
Series 7, Retirement Planning, Wealth Management, Investments, Mutual Funds, Strategic Financial..., Asset Allocation, Investment Advisory, Retirement, Portfolio Management, Series 63, Equities, Fixed Income, Investment Strategies, Securities, Wealth Management..., Fixed Annuities, Estate Planning, Insurance
Education
College for Financial Planning 1993 — 1994
Certified Financial Planner, Estate Planning, Retirement Planning, Wealth Management Advisor
Poplar Forest Capital LLC August 2015 - Present
Gabelli Funds December 2013 - August 2015
Oppenheimer & Co. November 2012 - November 2013
Thornburg Investment Management March 2008 - October 2012
Merrill Lynch March 1998 - March 2008
Skills
Series 63, Series 7, Mutual Funds, Series 24, Wealth Management, Alternative Investments, Retirement Planning, Asset Allocation, Investments, ETFs, Asset Managment, Hedge Funds, Investment Advisory, Fixed Annuities, Fixed Income, Retirement, Separately Managed..., Financial Advisory, Strategic Financial..., Wealth Management..., High Net Worth..., Life Insurance, 401k, 529 Plans, Certified Financial..., Investment Strategies, IRAs, Variable Annuities, Series 65, Portfolio Management, Bonds, Retirement Plan..., 401k Rollovers, Series 6, Investment Management, Structured Products, Securities
Education
Loyola University of Chicago 1988 — 1992
Bachelor of Science, Finance, General
College for Financial Planning
Certified Financial Planner
M. Griffith Investment Services, Inc. November 2009 - Present
HSBC Securities April 2009 - November 2009
Merrill Lynch June 2007 - February 2009
Skills
Retirement, Estate Planning, Fixed Annuities, Financial Advisory, Investments, Investment Management, Financial Services, Small Business, Long Term Care Insurance, Health Insurance, Nonprofits, Equities, Wealth Management
Education
Hamilton College
Bachelor's degree, Political Science and Government
College for Financial Planning
Chartered Retirement Planning Counselor
MassMutual Financial Group April 2012 - Present
LPL Financial 2010 - 2011
Wachovia 2009 - 2010
Merrill Lynch 2002 - 2009
American Express Financial Advisors 2001 - 2002
Smith Barney 2001 - 2002
MFS Investment Management 2000 - 2001
Fidelity Investments 1999 - 2000
Various 1988 - 1999
Education
Gordon College 1993 — 1998
Bachelor of Arts, Biblical and Theological Studies; Minor: Marine Biology
College for Financial Planning 2000 — 2003
CFP®, Financial Planning
University of Maryland University College 2007 — 2009
Graduate Work, Accounting and Financial Management
Jerusalem University College (JUC) - Old City Jerusalem, Israel 1996 — 1997
Course Work, Biblical and Theological Studies
Sea Education Association (SEA) - Woods Hole, Massachusetts 1995 — 1996
Course Work, Marine Biology
Montana Wilderness School of the Bible (MWSB) - Augusta, Montana 1992 — 1993
St. Paul's (SP) - Brooklandville, Maryland 1989 — 1991
Valley Forge Military Academy & College 1988 — 1989
Merrill Lynch June 2006 - Present
Bank of America 2005 - 2006
Skills
Loans, Mortgage Lending, Credit, Banking, Wealth Management, Asset Management, Investments, Mutual Funds, Portfolio Management, Retirement Planning, Securities, Series 7, Strategic Financial..., Asset Allocation, Finance, Financial Planning, Series 63
Education
College for Financial Planning 2010 — 2010
AAMS® and CRPC® Education
University of Tampa - John H. Sykes College of Business 1996 — 2001
Bachelor of Science (B.S.), Business/Managerial Economics
TIAA-CREF October 2012 - Present
Acumen Financial Services Consulting, LLC May 2011 - October 2012
Oculus Partners, LLC May 2011 - April 2012
Merrill Lynch September 1996 - May 2011
Bank of America 1996 - May 2011
Deustche Bank May 1999 - August 2000
Coopers & Lybrand May 1995 - September 1996
The Vanguard Group September 1989 - May 1995
Skills
Financial Planning, Retirement, Product Development, Management Consulting, Business Strategy, Project Management, Wealth Management, Investments, Financial Services, Portfolio Management, Asset Managment, Mutual Funds, Series 7, Retirement Planning, Financial Advisory, Equities
Education
La Salle University - School of Business Administration 1985 — 1989
BS, HR & Marketing
College for Financial Planning
CFP, Financial Planning
Bridgespan February 2015 - Present
United Capital Financial Partners, Inc May 2010 - January 2015
Invest Financial 1984 - 2000
Merrill Lynch 1982 - 1984
Skills
Wealth Management, Mutual Funds, Retirement Planning, Investment Advisory, Investments, Strategic Financial..., Mergers & Acquisitions, Retirement, Asset Allocation, Securities, Financial Advisory, Estate Planning
Education
College for Financial Planning 1987 — 1989
CFP, Financial Planning
State University of New York at Buffalo - School of Management 1977 — 1981
BS, Management
Capitol Financial Solutions June 2013 - Present
Financial Directions Group January 2009 - June 2013
First Allied Securities 2009 - June 2013
Sagemark Consulting July 2002 - January 2009
Wachovia Bank May 1998 - July 2002
Merrill Lynch November 1992 - April 1998
Skills
Retirement Planning, Estate Planning, Wealth Management, Investments, Retirement, Strategy, Finance, Insurance, Long-term Care, Financial Planners, Tax, Analysis
Education
College for Financial Planning
Master of Science (M.S.), Financial Planning and Services
College for Financial Planning
CERTIFIED FINANCIAL PLANNER™ practitioner, Financial Planning and Services
Western Carolina University 1975 — 1977
ABT Masters Degree, Clinical Psychology, Didn't finish my Thesis
St. Andrews Presbyterian College 1971 — 1974
BA, Psychology
UVA 1969 — 1971
none, Religion
USAA August 2011 - Present
Merrill Lynch Investment Managers June 2010 - August 2011
Merrill Lynch December 1991 - June 2010
Merrill Lynch November 2002 - September 2005
Merrill Lynch 2002 - 2004
Merrill Lynch July 1996 - November 2000
Merrill Lynch 1993 - 1995
Skills
Management, Sales Management, Customer Service, Operations Management, Team Building
Education
College for Financial Planning 2013 — 2015
Master's degree, Personal Financial Planning
University of Phoenix 2005 — 2009
BS, Business Management
Western State Colorado University 1989 — 1991
Business
Bennett High school 1986 — 1989
Jacobus Wealth Management April 2009 - Present
Merrill Lynch April 2007 - December 2008
Excel, University School, Homestead & Oak Creek High September 1994 - June 2006
IBM March 1975 - March 1987
Odyssey International Travel Service May 1972 - March 1975
Skills
Wealth Management, Asset Allocation, Investment Management, Retirement Planning, Family Office, Investments, Finance, Financial Services, Portfolio Management, Wealth, Sales, Financial Advisory, Marketing, Mutual Funds, Securities, Strategic Planning
Education
College for Financial Planning 2003 — 2013
CFP modules, CRPC certification, Continuing Education
University of Wisconsin-Milwaukee - School of Business Administration 1980 — 1982
Executive MBA, Business
University of Wisconsin-Madison 1967 — 1972
BS, German, French, Education
New York Life Insurance Company November 2014 - Present
Wells Fargo Advisors May 2009 - October 2014
Merrill Lynch September 2007 - May 2009
Raymond James Financial Inc. February 2001 - September 2007
Skills
Finance, Leadership, Investments, Retirement Planning, Wealth Management, Financial Planning, Wealth, Retirement, Mutual Funds, Series 7, Financial Advisory, Life Insurance, Financial Services, Fixed Annuities, Insurance
Education
The American College 1998 — 2003
Finance
College for Financial Planning 2005 — 2007
Retirement Planning
UBS December 2011 - Present
Wells Fargo Advisors February 2008 - February 2011
HSBC February 2007 - February 2008
Merrill Lynch February 2005 - February 2006
Lloyds Banking Group February 2003 - February 2005
Wells Fargo Advisors February 1999 - February 2003
Education
Harvard University 2015 — 2018
MLA in General Management, General Management
College for Financial Planning 2007 — 2011
Master's Degree, Financial Planning and Services
Harvard Kennedy School of Government 2002 — 2002
Post Graduate, Behavioral Finance, Passed
Florida International University 1998 — 2001
Bachelor of Business Administration (B.B.A.), International Business
Wells Fargo Advisors Financial Network May 2012 - Present
Merrill Lynch February 2006 - May 2012
Morgan Stanley Smith Barney Wealth Management January 1994 - February 2006
Skills
Certified Investment..., Chartered Retirement..., Equities, Wealth Management, Portfolio Management, Asset Management, Wealth Management..., Financial Services, Management
Education
College of St. Rose 1983 — 1987
Bachelor's Degree, Finance/Music
University of Pennsylvania - The Wharton School 2004 — 2005
Certification: Certified Investment Management Analyst, Finance, General
College for Financial Planning 2005 — 2006
Certification: Chartered Retirement Planning Counselor, Retirement Planning
VSR Financial Services, Inc November 2006 - Present
Wachovia Securities 2002 - 2006
Merrill Lynch 1992 - 2002
Merrill Lynch 1983 - 1988
Education
Gettysburg College 1980 — 1984
Bachelor of Business Administration (B.B.A.), Economics & Finance
Holy Cross High School 1976 — 1980
College Preparatory
College for Financial Planning
UBS Financial Services, Inc. - Private Wealth Management April 2012 - Present
Merrill Lynch July 2000 - April 2012
Raymond James Financial, Inc. September 1996 - September 1999
American Express Financial Advisors September 1992 - September 1995
Education
College for Financial Planning
Master of Science Finance, Financial Analysis
University of South Florida 1983 — 1988
Bachelor of Science, Marketing
Merrill Lynch
Skills
Financial Planning and..., Risk & Debt Management, Alternative Investments, Business Services, Cash Flow Management, Credit & Lending, Managing Company Stock..., Tax Minimization, Philanthropic..., Retirement Planning, Estate Coordination, Inter-Generational..., Transition Counseling, Legacy Implemenation, Fixed Income Analysis, Equity Research Analysis, Hedge Funds, Commodities, Private Equity, Derivatives, Options Strategies, Fund Due Diligence, Cash Flow, Financial Advisory, Finance, Investment Management, Investment Strategies, Investments, Tax, Wealth Management, Commodity, Financial Planning, Asset Management
Education
Chartered Alternative Investment Analyst Association
Chartered Alternative Investment Analyst (CAIA), Private Equity, Hedge Funds, Commodities, Managed Futures, Real Assets, Structured Finance
College for Financial Planning
Chartered Retirement Planning Counselor, Retirement Planning
The American College
Investments, Financial Planning, Estate Planning, Tax Planning, Ins Planning, Retirement Planning
University of Illinois at Chicago
Finance, General
Edward Jones June 2015 - Present
Merrill Lynch April 2014 - June 2015
Toledo Mud Hens Baseball Club & Toledo Walleye Hockey Club January 2003 - March 2014
Skills
Sports Management, Sports Marketing, Sports, Sponsorship, Event Management, Event Planning, Ticket Sales, Media Relations, Public Relations, Marketing, PowerPoint, Microsoft Word, Television, Sales, Time Management, Leadership, Social Media, Customer Service, Management, Cold Calling, Business Development, Facebook, Marketing Communications, Advertising, Social Networking, Marketing Strategy, Sponsorship Sales, Nonprofits, Public Speaking, Press Releases, Email Marketing, Fundraising, Account Management
Education
University of Michigan 1999 — 2003
B.A, Management and Communication
University of Toledo 2013 — 2015
MBA, Double Major - Marketing & Finance
College for Financial Planning 2015 — 2017
Certified Financial Planner (CFP)
Independent Consultant April 2014 - Present
NestWise January 2013 - September 2013
Waddell & Reed November 2009 - January 2013
Ameriprise Financial December 2007 - November 2009
Ameriprise Financial 2005 - 2007
Ameriprise Financial 2003 - 2005
Merrill Lynch 1995 - 1996
United States Marine Corps Reserve 1988 - 1994
Skills
Retirement Planning, Series 7, Wealth Management, Strategic Financial..., Investments, Mutual Funds, Financial Advisory, Estate Planning, Retirement, Investment Advisory, Asset Allocation, 401k, Negotiation, Asset Management, Financial Services, Wealth, Finance, Leadership, Business Development, Series 63, Management, Training, Recruiting, Insurance, Investment Strategies, Financial Planners, Series 24, Series 65, Personal Finance, Personal Financial..., Wealth Management..., Investment Management, Entrepreneurship, Long Term Care Insurance, Financial Planning
Education
College for Financial Planning 1991 — 2008
CFP
Tennessee Temple University 1984 — 1986
Morgan Stanley September 2011 - Present
Merrill Lynch 2003 - September 2011
Skills
Retirement Planning, Series 7, Series 63, Wealth Management, Retirement, Wealth, Investment Management, Asset Management, Wealth Management..., Small Business, Finance, Asset Allocation, Financial Advisory, Financial Planning, Investment Advisory, Investments, Mutual Funds, Securities, Wealth Accumulation, Portfolio Management, Financial Services, Financial Analysis, Investment Strategies, Risk Management, Banking
Education
The American College 2014 — 2015
Chartered Financial Consultant
Investment Management Consultants Association 2010 — 2010
CIMA, Certified Investment Management Analyst
Wharton School, University of Pennsylvania 2010 — 2010
Investment Management
College for Financial Planning 2009 — 2009
CRPC, Chartered Retirement Planning Counselor
College for Financial Planning 2002 — 2003
CFP, Certified Financial Planner
Saint Leo University 2000 — 2002
MBA
University of South Florida 1995 — 1999
Undergraduate, Finance
Merrill Lynch May 1999 - Present
Skills
Mutual Funds, Alternative Investments, Investments, Retirement Planning, Fixed Income Analysis, Asset Allocation, Wealth Management, Financial Advisory, Finance, Asset Management, Strategic Financial..., Series 63
Education
College for Financial Planning 2006 — 2006
Chartered Retirement Planning Counselor
University of Indianapolis 1995 — 1999
BS, Finance & Economics
Merrill Edge 2007 - Present
University of Phoenix 2006 - 2007
Merrill Lynch 2005 - 2007
Merrill Lynch 2000 - 2005
Merrill Lynch 1996 - 2000
Skills
Series 7, IRS Enrolled Agent, Uniform Combined State..., Retirement, Strategic Financial..., 401k Rollovers, IRAs, ETFs, Series 66, Series 9, Series 10, Certified Financial..., Personal Financial..., Income Tax, Retirement Planning, Investments, Socially Responsible..., Financial Advisory, Wealth Management, Personal Finance, Investment Advisory, Fixed Income, FINRA, Branch Management, Certified Public..., Estate Planning, Equities, Investment Strategies, Fixed Annuities, High Net Worth..., Relationship Management, Financial Planners, Finance, Series 63, Portfolio Management, Asset Allocation, 401k, Securities, Alternative Investments, Wealth Management..., Mutual Funds, Financial Services, Financial Planning, Asset Management, Leadership
Education
Regis University 1994 — 1996
Bachelor of Science, Business Administration:Management, 4.0 / 4.0
Regis University 1996 — 1998
Master of Business Administration (M.B.A.), Finance and Accounting / Information Systems, 3.769 / 4.0
College for Financial Planning 1996 — 1998
CFP(R), Financial Planning
College for Financial Planning 2002 — 2004
Master of Science in Financial Planning (MSFP), Graduate Degree in Financial Planning, 3.86 / 4.0
The American College 2000 — 2001
Chartered Financial Consultant (ChFC), Financial Planning
Ocean County College 1982 — 1986
Business Administration and Management, General
Brick Twp. High School 1978 — 1981
Preferred Resume Group, LLC (212) 220.2587 / (239) 228.6284 / (516) 754.1433 May 2007 - Present
R.W. Pressprich March 2005 - September 2007
Merrill Lynch June 2004 - March 2005
Cosmopolitan Coach June 1993 - December 2003
Donaldson, Lufkin & Jenrette (DLJ) June 1982 - March 1993
Skills
Resume Writing, C-Level Resumes, Executive Resume Writer, Wall Street Resumes, Resumes for Finance..., LinkedIn Profiling, Cover Letters, Personal Branding, Career Services, Interview Preparation, Customer Satisfaction, Job Search, Career Counseling, Resume Critique
Education
Cornell University
Certification, Financial Management
College for Financial Planning
CMFC* (Inactive), Chartered Mutual Fund Counselor
Raymond James & Associates 2006 - Present
Raymond James Morgan Keegan 2006 - 2013
Merrill Lynch 1994 - 2005
Synovus 1983 - 1993
Skills
Wealth Management, Portfolio Management, Estate Planning, Investment Strategies, Retirement Plan..., Investment Management, Banking, Bonds, Employee Benefits, Risk Management, Retirement Planning, Life Insurance, Asset Allocation, Asset Based Lending, Small Business Lending, Municipal Bonds, Derivatives, Private Equity, Financial Modeling, Financial Analysis, Asset Management, Financial Services, Personal Budgeting, Series 65, Wealth Management..., Investment Banking, Retirement, Finance, Mutual Funds
Education
College for Financial Planning
Accredited Asset Management Specialist, AAMS®, Asset Management
Kaplan University
Wealth Management Specialist, Wealth Management
Columbus State University
BBA, Finance
Conlon Dart Wealth Management 2013 - Present
Fidelity Investments 1998 - 2012
Wells Fargo Securities 1996 - 1998
Bank of America 1993 - 1996
Merrill Lynch 1991 - 1993
Skills
Investments, Finance, Retirement Planning, Retirement, Strategic Financial..., Mutual Funds, Small Business, Asset Management, Financial Planning, Alternative Investments, Sales, Wealth Management, Estate Planning, Leadership, Investment Properties, New Business Development, Mortgage Lending, Real Estate, Certified Financial..., Portfolio Management, Investment Advisory
Education
College for Financial Planning
Professional, Financial Planning
Western Washington University
B.A., Finance, Marketing
Java's Cyber Espresso Bar - Gahanna September 2010 - April 2012
Prudential Financial March 2009 - September 2010
Chase June 2008 - September 2008
Merrill Lynch October 2004 - June 2008
McDonald Financial Group October 1992 - October 2004
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Series 7, Retirement, Estate Planning, Mutual Funds, Investment Advisory, Fixed Annuities, Asset Allocation, Portfolio Management, Financial Advisory, Investment Strategies, Uniform Combined State...
Education
College for Financial Planning 1994 — 1998
NCSECU 2012 - Present
Wake Technical Community College 2009 - 2010
TIAA-CREF 1999 - 2007
Fulcrum Financial Advisors 1998 - 1999
Merrill Lynch 1995 - 1998
Skills
Series 7, Series 24, Series 63, Series 65, Life Insurance, Financial Services, Health Insurance, Finance, Wealth Management, Relationship Management, Strategic Financial..., Investments, Investment Strategies, Equities, Mutual Funds, Retirement Planning, 401k, IRAs, Pensions, Employee Benefits, Fixed Annuities, Insurance, Asset Managment, Management, Loans, Retirement, Estate Planning, Leadership, Strategic Planning, Public Speaking, Process Improvement, Training, Customer Service, Banking, Team Building, Investment Advisory, Financial Analysis, Portfolio Management, Financial Advisory, Small Business, Uniform Combined State..., Risk Management, Asset Allocation, Microsoft Excel, Account Management, Mortgage Lending, Budgets, Hedge Funds, Long Term Care Insurance
Education
College for Financial Planning
Chartered Mutual Fund Counselor
College for Financial Planning
Certified Financial Planner
East Carolina University - College of Business
North Carolina State University
Shaw University
The American College
Chartered Financial Consultant (ChFC
USAA April 2013 - Present
USAA August 2010 - April 2013
Merrill Lynch 2008 - 2010
Cbeyond 2007 - 2008
KPMG Advisory 2006 - 2007
Skills
Financial Analysis, Strategic Financial..., Financial Modeling, Banking, Investments, Credit Analysis, Insurance, Asset Managment, Due Diligence, Strategic Planning, Forecasting, Commercial Lending, Risk Management, Loans, New Business Development, Analysis, Portfolio Management, Accounting, Asset Management
Education
Sydney University 2004 — 2005
International Finance
College for Financial Planning
Chartered Retirement Planning Counselor and Accredited Asset Management Specialist
Texas Tech University
Bachelor of Business Administration (B.B.A.), Finance
austin high school
Regal Securities May 2013 - Present
Merrill Lynch December 2011 - May 2013
Morgan Stanley October 2010 - December 2011
deVere and Partners January 2009 - October 2010
American Express August 2006 - December 2008
Education
College for Financial Planning 2011 — 2012
Corporate Retirement Plan Specialist, Banking, Corporate, Finance, and Securities Law
FINRA 2011 — 2011
Series 7, 66, 3, Financial Services
Hong Kong Finance Authority 2009 — 2010
HKFA, Financial Regulatory papers
FSA Chartered Insurance Institute / Securities & Investment Institute 2009 — 2009
Stockbroker License, Securities & Derivatives, Investment Risk, Financial Protection, Retirement Planning
University of Liverpool 2002 — 2005
BA HONS
Winstanley College 1999 — 2001
A Levels, English, History, Media, Economics
St Bedes R.C high 1994 — 1999
Uncle Jester's Fine Foods, LLC. 1998 - Present
Merrill Lynch November 2006 - December 2008
McDonald Investments July 2005 - November 2006
American Express Financial Adivsors April 2000 - July 2005
Mead Fine Paper September 1997 - December 1999
Skills
Strategic Planning, Product Development, Co-packing, Venture Capital, Business Development, Marketing, Food, Investments, Business Strategy, New Business Development, Business Planning, Entrepreneurship, Financial Analysis, Start-ups, Competitive Analysis, Management Consulting, Strategic Financial..., Marketing Strategy, Customer Service, Small Business, Negotiation, Team Leadership, Management, Account Management, Sales, Brand Development, Product Marketing, Leadership, Analysis, Finance, Sales Management
Education
University of California, Davis 2012 — 2013
Better Process Controls, Certified
College for Financial Planning 2006 — 2007
Certification, Chartered Retirement Planning Counselor
Wright State University 1997 — 1999
MBA, Management, Finance
The Ohio State University 1990 — 1995
BS, Food, Agriculture, and Environmental Science
Wells Fargo Advisors May 2011 - Present
Merrill Lynch January 2008 - May 2011
Wells Fargo Home Mortgage January 1996 - October 2005
Education
Northern Michigan University 1991 — 1995
Bachelor of Science
College for Financial Planning
CRPC, Chartered Retirement Planning Counselor
Merrill Lynch June 2013 - Present
Merrill Lynch November 2012 - Present
Merrill Lynch June 2001 - Present
Merrill Lynch July 2001 - November 2012
Financial Services Industry April 1994 - June 2001
Skills
Retirement Planning, Leadership, Asset Allocation, Wealth Management, Strategic Financial..., Investments, Portfolio Management, Estate Planning
Education
College for Financial Planning 2005 — 2006
CRPC, Retirement Planning
Queens University of Charlotte 1999 — 2001
CFP, Financial Planning
Hollins University 1990 — 1992
BA, English, Economics
Albers & Associates Consulting, LLC January 2012 - Present
True North Partners Consulting, LLC January 2013 - Present
Merrill Lynch February 2009 - December 2011
Merrill Lynch February 2008 - February 2009
Merrill Lynch March 2007 - February 2008
Morgan Stanley December 2004 - March 2007
Morgan Stanley April 2003 - December 2004
Morgan Stanley March 2002 - April 2003
Morgan Stanley August 2000 - March 2002
Morgan Stanley June 1998 - August 2000
Skills
Wealth Management, Retirement Planning, Financial Advisory, Series 7, Career Counseling, Executive Search, Financial Planning, Compliance, Investment Strategies, Leadership Development, Sales Management, Executive Management, Series 8, Series 3, Series 4, Series 65, Strategic Financial..., Investment Advisory, FINRA, Estate Planning, Alternative Investments
Education
College for Financial Planning 2011 — 2011
Chartered Retirement Planning Couselor
Wharton School, University of Pennsylvania - Morgan Stanley Senior Branch 2001 — 2002
Executive Education, Morgan Stanley Senior Branch Management Program
Royal Military College of Canada/Collège militaire royal du Canada 1980 — 1985
BAdm, Business
Security Service Investment Group April 2010 - Present
Morgan Stanley Smith Barney July 2005 - April 2010
Wells Fargo Bank February 2002 - July 2005
Merrill Lynch May 1999 - September 2000
Skills
Series 7, Retirement Planning, Investments, Strategic Financial..., Mutual Funds, Wealth Management, Uniform Combined State..., Investment Advisory, Retirement, Portfolio Management, Asset Allocation, Banking, Financial Advisory, Investment Management, 401k, Series 65, Insurance, Fixed Annuities, Risk Management, 401k Rollovers, IRAs, Roth IRA, Personal Financial..., Life Insurance, Fixed Income, Variable Annuities, Finance, Financial Planning
Education
College for Financial Planning 2006 — 2007
Chartered Retirement Plans Specialist
Colorado State University-Pueblo 2002 — 2003
Economics
Merrill Lynch January 1999 - Present
Skills
Bilingual, Wealth Management..., Estate Planning, Insurance, Business, Financial Advisory, Investments, Retirement, Mortgage Lending, Wealth, Fixed Income, Wealth Management, Investment Advisory, Retirement Planning, Options, Series 7, Financial Analysis, Due Diligence, Asset Allocation, Series 63, Securities, Mutual Funds, Asset Management, Investment Strategies, Alternative Investments, Finance, Uniform Combined State..., FINRA
Education
University of Kentucky
B.A, POLITICAL SCIENCE
College for Financial Planning
Fidelity Investments December 2013 - Present
Fidelity Investments August 2012 - December 2013
Merrill Lynch October 2010 - August 2012
Morgan Stanley Smith Barney February 2008 - October 2010
Community First Fund July 2006 - January 2008
Sterling Financial Corporation 2003 - 2006
Skills
Retirement Planning, Estate Planning, College Education..., 401k Rollovers, Certified Special Needs..., Chartered Retirement..., Wealth Management
Education
Susquehanna University 1999 — 2003
B.A., Information Systems & Accounting
The American College 2011 — 2012
Financial Planning
College for Financial Planning 2010 — 2011
Retirement Planning
CoastalStates Bank Lieutenant Colonel
1 CAV DIV 2011 - 2012
MaxHil LLC, dba Marble Slab Creamery 2003 - 2005
Prudential Financial 2001 - 2003
Merrill Lynch 2000 - 2001
Synovus Financial Corporation 1995 - 2000
US Army 1987 - 1995
Skills
Risk Management, Finance, Strategic Planning, Leadership, Management, Banking, Loans, Team Building, Credit, Financial Analysis, Program Management, Financial Risk, Customer Service, Insurance, Risk Analysis, MIS, Mortgage Lending, Operations Management, Training, Credit Analysis, Project Management, Leadership Development, Process Improvement, Portfolio Management, Sales, Business Strategy, Team Leadership, Crisis Management, Risk Assessment, Financial Modeling, Enterprise Risk..., Microsoft Office, Analysis, Operational Risk..., Investments, Budgets, Business Development, Mergers & Acquisitions, Executive Management
Education
US Army Civil Affairs Qualification Course 2011 — 2011
Civil Affairs
US Army Command & General Staff College 2008 — 2010
ILE
College for Financial Planning 1998 — 2000
Certificate, Financial Planning
Texas Tech University 1982 — 1987
BA, Advertising
Substantial Financial August 2012 - Present
Bremer Investment Services April 2011 - August 2012
Merrill Lynch July 2005 - April 2011
Colorado College July 1999 - June 2005
Dartmouth College July 1989 - June 1999
EF Hutton July 1983 - June 1989
Skills
Strategic Financial..., Investments, Alternative Investments, 401k, Financial Modeling, Investment Advisory, Wealth Management, Retirement Planning, Asset Managment, Corporate Finance, Risk Management, Wealth, Investment Strategies, Securities, Public Speaking, Nonprofits, Finance, Fundraising
Education
College for Financial Planning 2007 — 2007
CRPC, Chartered Retirement Planning Counselor
Plymouth State University 1991 — 1994
MBA, Finance
College for Financial Planning 1986 — 1988
CFP, Financial Planning
Dartmouth College 1973 — 1977
AB, Earth Science
The Mutual Fund Store January 2013 - Present
KeyCorp April 2011 - March 2012
Merrill Lynch September 2009 - April 2011
HSBC February 2006 - December 2008
Citi May 2003 - February 2006
American Express Financial Advisors February 2001 - May 2003
Skills
Mutual Funds, Investments, Retirement Planning, Asset Allocation, Portfolio Management, Investment Advisory, Finance, Asset Management, Banking, Wealth Management, Securities, Risk Management, Equities, Financial Advisory, Leadership, Estate Planning, Marketing, Management, 401k, Separately Managed..., Roth IRA, Traditional IRA, SEP IRA, 403 b, Simple IRA, Registered Investment..., 401k Rollovers, Tactical Asset..., Financial Planning, 457 Plans, Retirement
Education
Lincoln University 1995 — 2000
Bachelor of Science (BS), Economics
Amherst Highschool
College for Financial Planning
St. Joseph's Collegiate Institute
The American College
Thompson Wealth Management and Life Planning, Inc. March 2003 - Present
Merrill Lynch 1993 - 2003
Skills
Estate Planning, Investments, Series 7, Securities, Small Business, Financial Services, Finance, Certified Financial..., Management, Personal Financial..., Personal Finance, Retirement Planning, Portfolio Management, Wealth Management, Asset Allocation, Strategic Financial..., Financial Analysis, Mutual Funds, Retirement, Series 63, Financial Advisory, 401k, Financial Planning, Fixed Annuities, Investment Advisory, Strategic Planning
Education
College for Financial Planning 2000 — 2001
CFP, Certifed Financial Planner
The American College 2003 — 2003
CLU, Charted Life Undewriter
University of South Alabama 1987 — 1991
Bachelor of Science (BS), Finance
Barry Investment Advisors February 2015 - Present
Fidelity Investments January 2014 - February 2015
Fidelity Investments January 2011 - January 2014
Corrigan Financial, Inc. June 2002 - January 2011
Corrigan Financial, Inc. June 2002 - January 2011
RPW Investments, LLC. 1999 - 2002
Charles Schwab & Co., Inc. January 1997 - January 1999
Merrill Lynch January 1994 - January 1997
St. Paul Insurance January 1991 - January 1993
Third Beach Club 1981 - 1986
Skills
Investments, Portfolio Management, Securities, Series 7, Asset Allocation, Finance, Wealth Management, Investment Advisory, Retirement Planning, Financial Planning
Education
University of California, Santa Barbara 1986 — 1990
Bachelor of Arts, Political Science; International Affairs
College for Financial Planning
CFPE - Certified Financial Planner Program
Rhode Island College 2012 — 2013
Financial Planning and Services
University of Rhode Island
Post Baccalaureate (Non Degree Program), Pre Medicine
Middletown High School 1984 — 1986
Diploma
Oakton High School 1982 — 1984
Janney Montgomery Scott July 2008 - Present
Ryan Beck & Co., Inc February 2002 - July 2008
Gruntal & Co December 1997 - February 2002
Merrill Lynch 1995 - 1997
Wheat First Butcher And Singer 1987 - 1996
Skills
Financial Planning, Retirement Planning, Series 7, Portfolio Management, Succession Planning, Asset Management, Investments, Investment Strategies, Insurance, Compliance, Investment Advisory, Securities, Asset Allocation, Wealth Management, Retirement, Equities, Mutual Funds, Estate Planning, Team Building, Coaching, Vendor Management, Talent Management, Leadership Development, Product Management, Sales Management, Financial Advisory, Strategic Financial..., Financial Planners, Certified Financial..., Personal Financial..., Holistic Financial..., Trust Services, Financial Services, Asset Managment, ETFs, Alternative Investments, Wealth, FINRA, Series 65, Wealth Management..., Series 24, 401k, Separately Managed..., Investment Management, Uniform Combined State..., Bonds, Fixed Annuities, Variable Annuities, High Net Worth..., Fixed Income
Education
College for Financial Planning 2008 — 2011
Masters, Personal Financial Planning - Completed 8/2011
Drexel University 1984 — 1987
BS, Finance, Economics, Marketing
George School 1978 — 1985
University of Delaware 1982 — 1984
Merrill Lynch June 2008 - Present
Morgan Keegan November 2004 - June 2008
Skills
Investment Advisory, Portfolio Management, Management, Investments, Investment Strategies, Wealth Management, Wealth
Education
University of Tennessee-Knoxville 1991 — 1994
Hampden-Sydney College 1989 — 1991
Webb School of Knoxville 1986 — 1989
College for Financial Planning
A.A.M.S; C.S.N.A
Merrill Lynch September 2010 - Present
AXA Advisors July 2006 - September 2010
Wichita State University 1993 - 2006
Skills
Investments, Financial Services, Estate Planning, Retirement, Marketing, Financial Advisory, Social Networking, Public Speaking, Finance, Life Insurance, Succession Planning, Graphic Design, Employee Benefits, Strategic Planning
Education
College for Financial Planning 2013 — 2013
CRPC® or Chartered Retirement Planning Counselor, Finance, B
Wichita State University 1986 — 1991
BBA, MBA
Wichita West Hight School 1983 — 1986
Concord University August 2012 - Present
Disciplined Advisors Group 2006 - Present
Banc of America Investments 2003 - 2005
Morgan Stanley 1978 - 2003
Morgan Stanley Dean Witter 1995 - 2000
Merrill Lynch 1972 - 1977
Skills
Investments
Education
Concord University 1966 — 1970
Bachelor of Science (BS), Business/Economics
College for Financial Planning
CFP
Oasis Outsourcing April 2014 - Present
Employer Solutions Group March 2013 - April 2014
Discovery Outsourcing January 2012 - January 2013
CoAdvantage March 2010 - August 2011
Progressive Employer Services February 2006 - November 2008
Automatic Data Processing, Inc. (ADP) December 2003 - December 2005
Merrill Lynch December 1999 - September 2003
United States Marine Corps 1990 - 1995
Skills
Payroll, Workers Compensation, Employee Benefits, Benefits, Employee Relations, HRIS, Benefits Administration, FMLA, Compensation, Insurance, COBRA, Unemployment Claims, 401k, Open Enrollment, Health Insurance, Group Benefits, Employment Practices..., PEO, Sales Management, ADP, ADP Payroll, HRO, Outsourcing, Outsourcing Advisory, Selling, Consultative Selling, Value Based Selling, Solution Selling, B2B Marketing, B2B, Management, Applicant Tracking..., Business Development, BPO, Cold Calling, Deferred Compensation, Employee Engagement, Employee Handbooks, Employee Training, HR Consulting, HR Policies, Human Capital, Human Resources, Job Descriptions, Leadership, Legal Compliance, New Hire Orientations, Onboarding, Payroll Services, Payroll Taxes
Education
Regis University 1998 — 2005
Bachelor of Science, Banking & Finance
College for Financial Planning
Certified Financial Manager
Opimum Investment Advisors January 2011 - Present
Bank of America Global Commercial Banking June 2010 - January 2011
Merrill Lynch February 2009 - June 2010
Bank of America Premier Banking and Investments October 2008 - January 2009
LaSalle Bank March 2004 - October 2008
Midwest Energy LLC September 1996 - March 2004
ISS Retail Services, Inc. August 1991 - September 1996
Skills
Notary Public, Wealth Management, Banking, Loans, Series 7, Credit, High Net Worth..., Uniform Combined State..., Securities, Portfolio Management, Advent, Moxy, Microsoft Office, Orion, Fidelity, TD Ameritrade, Charles Schwab
Education
Kaplan University 2009 — 2009
Series 7, Investments
College for Financial Planning 2005 — 2005
RP, Financial Planning
Raymond James Financial Inc. August 2012 - Present
Merrill Lynch September 2004 - August 2012
Skills
Retirement Planning, Series 7, Investments, Uniform Combined State..., Wealth Management, Asset Allocation, Investment Strategies, Retirement, Securities, Financial Services, Entrepreneurship, Investment Advisory, Series 63, Mutual Funds, Series 65, Saving for Education, 401k Rollovers, PowerPoint, Alternative Investments, Strategic Financial..., Financial Advisory, Equities, Certified Financial...
Education
Montclair State University 2001 — 2005
College for Financial Planning
CRPC®, Finance
BNPParibas New York January 2013 - Present
Normandy Consulting LLC January 2007 - Present
Natixis North America June 2011 - December 2012
BNP Paribas New York March 2010 - June 2011
Societe Generale 2009 - 2009
Natixis North America January 2008 - December 2008
Societe Generale March 2007 - December 2007
Merrill Lynch May 1999 - July 2006
KPMG Advisory 1997 - 1999
Credit Suisse 1987 - 1996
Skills
Derivatives, Treasury, Treasury Management, Capital Markets, Risk Management, Securities, Prime Brokerage, Financial Markets, Fixed Income, Trading, Financial Services, Middle Office, Currency, Investment Banking, FX trading, Funding, Liquidity Risk, Market Risk, FX Options, Banking, Equities, FX Hedging, Accounting, Finance
Education
College for Financial Planning 1998 — 1999
CFP, Personal Financial Planning
UCLA Anderson School of Management 1976 — 1978
MBA, International Finance
Sciences Po 1973 — 1974
Oak Ridge Investments September 2014 - Present
Goldman Sachs April 2009 - September 2014
UBS Financial Services, Inc. 2004 - 2009
Merrill Lynch November 2001 - October 2004
Merrill Lynch 1997 - 2001
Skills
Retirement Planning, Retirement, Fixed Annuities, Asset Allocation, Investments, Wealth Management, Asset Management, Mutual Funds, Alternative Investments, Investment Advisory, Portfolio Management, Equities, Defined Benefit Asset..., Defined Contribution..., Variable Annuities
Education
San Jose State University 1990 — 1994
Bachelor of Science (B.S.), Public Relations/Image Management
College for Financial Planning
Master of Science (MS), Financial Planning
Raymond James January 1993 - Present
Merrill Lynch September 1989 - January 1993
Skills
Retirement Planning, Retirement, Financial Planning, Estate Planning, Asset Allocation
Education
College for Financial Planning 1984 — 1989
CFP® professional, Financial Planning
Western Michigan University - Haworth College of Business 1976 — 1980
BBA, Management, Finance
Scottrade October 2012 - April 2015
Merrill Lynch January 2011 - September 2012
CitiStreet/ING June 2004 - January 2011
Moore Trucking October 2002 - May 2004
SPC Transport January 2001 - October 2002
Eastern Freightways June 1998 - May 2000
SPC Transport May 1997 - May 1998
National Linen Service October 1996 - April 1997
US Navy May 1985 - October 1995
Skills
Customer Service, Credit, Financial Planners, Finance, Benefits Administration, Retail, Sales, Due Diligence, Inventory Management, Software Documentation, Government, Telemarketing
Education
Southern New Hampshire University 2007 — 2010
Bachelors of Science, Business Administration
College for Financial Planning 2006 — 2006
Merrill Lynch February 1999 - Present
Summit Bank January 1986 - February 1999
Futures Tour 1982 - 1985
Skills
Wealth Management, Retirement Planning, Strategic Financial..., Investment Strategies, Portfolio Management, Asset Managment, 401k, Asset Management, Business Planning, Private Equity, Risk Management, Fixed Income, Equities, Strategic Planning, Relationship Management, Wealth
Education
College for Financial Planning 1996 — 1997
CFP, Financial Planning
Rutgers, The State University of New Jersey-New Brunswick 1987 — 1990
BA, Political Science
Florida Atlantic University 1981 — 1983
UBS Financial Services,Inc. September 2008 - Present
Merrill Lynch November 1991 - September 2008
Skills
Wealth Management, Investments, Personal Financial...
Education
University of Vermont 1984 — 1988
B.S., Finance
College for Financial Planning 1997 — 1999
CFP, Financial Planning
Philip Xanthopoulos, CFP June 2011 - Present
Alamo Capital May 2011 - June 2011
Wells Fargo Investments May 2006 - November 2009
Merrill Lynch 2004 - 2006
Advest 2004 - 2006
Lebenthal 2004 - 2006
Prudential Securities 1983 - 2004
Skills
Securities, Series 7, Investments, Wealth Management, Financial Analysis, Financial Services, Insurance, Financial Advisory, Mutual Funds, Asset Managment, Equities, Portfolio Management, Series 63, Fixed Income, Management, Leadership, Investment Management, Finance, Financial Risk, Asset Management, Investment Advisory, Strategic Financial..., Asset Allocation, Alternative Investments, Banking, Investment Strategies, Retirement Planning
Education
Penn State University 1963 — 1966
BA
Valley Forge Military Academy & College 1959 — 1964
College for Financial Planning
CFP
Fidelity Investments July 2012 - Present
Merrill Lynch September 2010 - August 2011
Alexandra & James Co., LLC 2007 - 2010
Pershing June 2004 - June 2007
ABN AMRO 2000 - 2004
Bankers Trust April 1994 - February 2000
Societe Generale July 1987 - March 1994
Skills
Investment Advisory, Separately Managed..., Unified Managed Accounts, Alternative Investments, Prime Brokerage, Securities Lending, Equities, Fixed Income Products, Treasury Management, Accounting, Relationship Management, Hedge Funds., Fund Of Funds, Business Management, Series 7, Series 63, Series 24, Series 66, Managed Accounts, CFP(R)
Education
Fordham Gabelli School of Business 1989 — 1992
MBA, Finance
College for Financial Planning 2008 — 2011
CFP Certification Professional Education Program, CFP
Pace University 1983 — 1987
BBA, Finance & Accounting
Don Bosco Prep. 1979 — 1983
HS Diploma
Northeast Planning Corporation October 2011 - Present
Park Avenue Securities October 2011 - Present
NAACP 2012 - 2014
NAACP 2012 - 2014
Morgan Stanley Smith Barney April 2009 - October 2011
Merrill Lynch April 2007 - April 2009
Gunn Allen Financial May 2006 - April 2007
Great Eastern Securities/Maxim Financial Group November 2005 - May 2006
Sky Capital August 2002 - November 2005
Skills
Strategic Planning, Retirement Planning, Investments, Investment Strategies, Retirement, 401k, Securities, Financial Services, Finance, Series 63, Small Business, Disability Insurance, Financial Advisory, Wealth Management, Banking, Strategic Financial..., Financial Modeling, Term Life Insurance, Trading, Fixed Annuities, Equities, Mutual Funds, Life Insurance, Insurance, Asset Management, Investment Advisory, Financial Planners, Credit, Series 7, Portfolio Management, Alternative Investments, Bonds, Risk Management, Series 6, Relationship Management, Asset Allocation, 401k Rollovers, Financial Markets, Executive Management, Mortgage Lending, Estate Planning, IRAs, Wealth, Hedge Funds, Fixed Income, Long-term Care, Financial Analysis, Capital Markets, Loans, Employee Benefits
Education
College for Financial Planning 2010 — 2010
Chartered Retirement Plans Specialist, Qualified Plans and Retirement Planning Strategies
West Virginia Wesleyan College 1998 — 2002
B.A., International Business and Management
Toms River North
Merrill Lynch May 1993 - Present
Merrill Lynch May 1993 - Present
Chase Bank June 1984 - May 1993
Education
College for Financial Planning
CFP(R), Certified Financial Planner
University of Houston
MBA
University of Nebraska-Lincoln
Bachelor of Science, Finance
Merrill Lynch December 1992 - Present
Skills
Retirement Planning, Series 7, Investments, Series 63, Portfolio Management, Wealth Management
Education
College for Financial Planning
Chartered Retirement Planning Counselor
University of Arizona 1984 — 1988
Bachelor of Science in Business Administration
UBS Wealth Management April 2012 - Present
Wilmington Trust October 2008 - April 2012
Merrill Lynch June 2002 - September 2008
Skills
Wealth Management, Investments, Asset Allocation, Portfolio Management
Education
St. Michael's College 1988 — 1992
Bachelor of Science (BS), Business Administration and Management, General
College for Financial Planning 1996 — 2006
Wells Fargo Advisors, LLC January 2014 - Present
Wells Fargo Advisors, LLC December 2008 - December 2013
Merrill Lynch May 2004 - December 2008
MetLife May 2001 - May 2004
Ameriprise Financial Services, Inc. October 1984 - May 2001
Skills
Insurance, Retirement, Investments, Mutual Funds, Retirement Planning, Securities, Risk Management, Financial Analysis, Financial Services, Financial Risk, Relationship Management
Education
The American College 1994 — 1998
Chartered Financial Consultant (ChFC), Financial Planning and Services
College for Financial Planning 1987 — 1991
Certified Financial Planner (CFP), Financial Planning and Services
The University of South Dakota 1978 — 1982
Bachelor of Science (BS), Management
Raymond James February 2012 - Present
Merrill Lynch July 1998 - February 2012
Skills
Series 7, Securities, Series 63, Portfolio Management, Investment Advisory, Alternative Investments, Asset Allocation, Wealth Management, Certified Financial..., Series 65, Financial Advisory, Strategic Financial..., Retirement Planning, Valuation, CIMA, MBA, Certified Investment..., Personal Financial...
Education
College for Financial Planning 2006 — 2007
CFP
Indiana University-Southeast 2000 — 2004
MBA, Business
University of Pennsylvania - The Wharton School 2002 — 2003
CIMA
University of Louisville 1993 — 1996
BS, Accounting
University of Louisville 1987 — 1990
BSBA, Political Science
Belleair Motor Cars July 2013 - Present
Merrill Lynch June 2012 - July 2013
Exit Realty Suncoast August 2005 - June 2012
Skills
Series 7, Series 66, 2-15 Life, Health and..., NMLS, Sales, Purchasing, Automotive, Luxury Goods
Education
College for Financial Planning 2012 — 2014
Master of Financial Planning and CFP Designation, Financial Planning and Services, In Progress
Merrill Lynch March 2010 - Present
Bank of America Home Loans June 2000 - March 2010
Equicredit Corporation July 1997 - June 2000
Skills
Mortgage Lending, Wealth Management..., Financial Advisory, Series 7, Series 63, Series 65
Education
University of Toledo
Bachelor of Arts (B.A.), minor in Business Administration
College for Financial Planning
Accredited Wealth Management Advisor (sm)
College for Financial Planning
Chartered Retirement Planning Counselor (sm)
Ottawa Hills High School 1986 — 1990
Diploma
Gammero International Realty January 2015 - Present
Ocean Walk Shoppes July 2012 - Present
Ziegler 2010 - 2012
Merrill Lynch 2009 - 2010
Wells Fargo Advisors 2008 - 2009
Exit Realty Home Team 2006 - 2008
Exit Realty Home Team 2006 - 2008
Skills
Investments, Retirement Planning, Marketing, Small Business, Finance, Real Estate, Management, Commercial Real Estate, Advertising, Online Advertising, Online Marketing, Property Management, Business Process, Business Process..., Business Intelligence, Business Planning, Business Analysis, Marketing Strategy, Leadership, Strategy, Life Coaching
Education
College for Financial Planning
Retirement Planning
Daytona College
Business Administration and Management, General
Merrill Lynch September 1984 - Present
Skills
Series 7, Wealth Management, Retirement Planning, Equities, Fixed Income, Investments, Portfolio Management, Financial Modeling, Asset Allocation, Mutual Funds
Education
Duquesne University 1979 — 1982
BA, Political Science Business Administration
College for Financial Planning
Marco April 2012 - Present
Merrill Lynch September 2010 - April 2012
Olympic Steel April 2006 - September 2010
Crestliner Boats September 2000 - April 2006
Lozier Corporation 1988 - 2000
Skills
Strategic Planning, Team Building, Negotiation, New Business Development, Management, Financial Analysis, Manufacturing, Process Improvement, Customer Service, Coaching, Sales Management, Sales, Marketing, Budgets, Operations Management, Marketing Strategy, Account Management, Inventory Management, Leadership
Education
University of Nebraska at Omaha 1992 — 1996
MBA, Management
Creighton University 1985 — 1989
BSBA, Management and Marketing
Ankeny
College for Financial Planning
CRPC, Chartered Retirement Planning Counselor
Fidelity Investments August 2010 - Present
Fidelity Investments March 2009 - August 2010
Merrill Lynch August 2006 - February 2009
Rubell Family Collection March 1997 - July 2003
Skills
Private Wealth..., Strategic Financial..., Series 7, Series 66, Finance
Education
New World School of the Arts 1996 — 2000
Classical Ballet
College for Financial Planning 1997 — 1998
CRPC
F. P. Orzel & Co. August 2004 - Present
ABN AMRO Investment Services January 1999 - January 2004
Citicorp Investment Services October 1990 - January 1999
FN Investment Center 1989 - 1990
Merrill Lynch June 1985 - June 1988
Dean Witter Reynolds January 1983 - June 1985
Skills
Series 7, Series 24, Series 63, Series 65, Investments, Securities, Variable Annuities, Fixed Annuities, Mutual Funds, Investment Strategies, Financial Advisory, Wealth Management, Retirement, Estate Planning, Licensed Life & Health..., Certificate of...
Education
Loyola University of Chicago 1992 — 1994
Paralegal, Paralegal Studies, Graduated with honors
College for Financial Planning 1988 — 1990
Certified Financial Planner
DePaul University
Bachelor of Arts (B.A.), Business Administration and Management, General
Bowen High School
Joyfull Events June 2010 - Present
Merrill Lynch 2006 - 2008
Ameriprise Financial Services, Inc. 2005 - 2006
Skills
Business Development, Start-ups, New Business Development, Marketing, Entrepreneurship, Negotiation, Networking, Interior Design, Strategic Financial..., Financial Services, Small Business, Finance, Investments, Management
Education
College for Financial Planning 2006 — 2006
Chartered Retirement Planning Counselor
University of Pennsylvania - The Wharton School 2000 — 2004
Bachelor of Science (BS), Management
Wharton Business School 2000 — 2004
Bachelor of Science (B.S.), Management, Entrepreneurship
Capitalguard Financial January 2001 - Present
OptimalFolios January 2014 - Present
Bear Stearns June 1998 - January 2001
Merrill Lynch June 1996 - June 1998
Smith Barney June 1992 - June 1996
Skills
Investments, Disability Insurance, Retirement Planning, Fixed Annuities, Estate Planning, 401k, Life Insurance, Securities, Insurance, Long Term Care Insurance, Retirement, Wealth Management..., Personal Financial..., 401k Rollovers, Traditional IRA, SEP IRA, Equity Indexed Annuities, Investment Advisory, Long-term Care, Tactical Asset..., Life Settlements, Financial Planners, Investment Strategies, 401k Plans, Indexed Annuities, Key Person Insurance, Buy-sell Agreements, Term Life Insurance
Education
University of Oklahoma
Bachelor's degree
College for Financial Planning
Merrill Lynch February 1994 - Present
Education
College for Financial Planning
Chartered Financial Planning Counselor