Merrill Lynch, Pierce, Fenner & Smith
Industry: Company
DescriptionHeadquarters: New York City, NY Subsidiaries: MERRILL LYNCH PROFESSIONAL CLEARING CORP, Parent organizations: Bank of America, Merrill Lynch, BAC North America Holding Company
Merrill Lynch, Pierce, Fenner & Smith List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Merrill Lynch, Pierce, Fenner & Smith. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Merrill Lynch, Pierce, Fenner & Smith Salaries. You can even request information on how much does Merrill Lynch, Pierce, Fenner & Smith pay if you want to. Learn about salaries, pros and cons of working for Merrill Lynch, Pierce, Fenner & Smith directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
103 Merrill Lynch, Pierce, Fenner & Smith employees in database. Find out everything there's to know about Merrill Lynch, Pierce, Fenner & Smith employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Merrill Lynch, Pierce, Fenner & Smith Employees
Employee
Years
Job
Industry
Aaron Charrouf Aaron Charrouf's Merrill Lynch, Pierce, Fenner & Smith Experience May 2011 - August 2014
Job Law Practice Professional
Industry Law Practice
Experience
ALAW - Albertelli Law August 2014 - August 2015
Merrill Lynch Pierce Fenner & Smith May 2011 - August 2014
Skills
Civil Litigation, Legal Research, Litigation, Legal Writing, Appeals, Analysis, Estate Planning, Securities, Mediation
Education
Florida Coastal School of Law 2007 — 2010
Juris Doctorate, Law
Central Michigan University 2004 — 2006
Bachelors, Business Economics
Grand Valley State University 2001 — 2004
Economics
ALAW - Albertelli Law August 2014 - August 2015
Merrill Lynch Pierce Fenner & Smith May 2011 - August 2014
Skills
Civil Litigation, Legal Research, Litigation, Legal Writing, Appeals, Analysis, Estate Planning, Securities, Mediation
Education
Florida Coastal School of Law 2007 — 2010
Juris Doctorate, Law
Central Michigan University 2004 — 2006
Bachelors, Business Economics
Grand Valley State University 2001 — 2004
Economics
Cheryl Philipps Cheryl Philipps's Merrill Lynch, Pierce, Fenner & Smith Experience June 1990 - September 1998
Job at
Industry Health, Wellness and Fitness
Experience
The Woodlands Behavioral Health & Wellness Center 2014 - Present
The Woodland Behavioral Health and Wellness Center 2013 - Present
Community Involvement Activities June 2006 - June 2011
Merrill Lynch Pierce Fenner & Smith June 1990 - September 1998
Skills
Customer Service, Strategic Planning, Microsoft Office, Leadership, Nonprofits, Coaching, Marketing, Fitness, Teaching, Wellness, Nutrition, Grants, Sports, Public Speaking, Personal Training, Community Outreach, Healthcare, Fundraising, Customer Retention, Event Planning, Editing, PowerPoint, Research, Program Development, Social Media, Nutrition Education, Volunteer Management, Grant Writing
Education
Framingham State University 2010 — 2014
Master's Degree, The John C. Stalker Institute of Food and Nutrition
Keene State College 1988 — 1990
Bachelor of Science, Business Administration, Concentration in Marketing
The Woodlands Behavioral Health & Wellness Center 2014 - Present
The Woodland Behavioral Health and Wellness Center 2013 - Present
Community Involvement Activities June 2006 - June 2011
Merrill Lynch Pierce Fenner & Smith June 1990 - September 1998
Skills
Customer Service, Strategic Planning, Microsoft Office, Leadership, Nonprofits, Coaching, Marketing, Fitness, Teaching, Wellness, Nutrition, Grants, Sports, Public Speaking, Personal Training, Community Outreach, Healthcare, Fundraising, Customer Retention, Event Planning, Editing, PowerPoint, Research, Program Development, Social Media, Nutrition Education, Volunteer Management, Grant Writing
Education
Framingham State University 2010 — 2014
Master's Degree, The John C. Stalker Institute of Food and Nutrition
Keene State College 1988 — 1990
Bachelor of Science, Business Administration, Concentration in Marketing
Brittany Haun, CIMA Brittany Haun, CIMA's Merrill Lynch, Pierce, Fenner & Smith Experience 2014 - 2015
Job Investment Management
Industry Financial Services
Experience
Merrill Lynch, Pierce, Fenner & Smith 2014 - 2015
Morgan Stanley Wealth Management 2011 - 2014
Morgan Stanley Wealth Management 2010 - 2011
Morgan Stanley Wealth Management 2007 - 2010
Swiss Finance Academy 2007 - 2007
Skills
Investment Management, Strategic Analysis /..., Financial Advisement..., Billion-Dollar..., Financial Plans /..., Performance Reports /..., Client Relationship..., IPOs / M&As / LBOs /..., High-Net-Worth Client..., Client AUM, Book of Business..., Partnership Development, Team Building / Training, Workflow Prioritization, Project Management, Portfolio Construction, Research Processes, Deal Simulations, Investment Policy...
Education
Seattle Pacific University
Bachelor of Arts in Economics
Merrill Lynch, Pierce, Fenner & Smith 2014 - 2015
Morgan Stanley Wealth Management 2011 - 2014
Morgan Stanley Wealth Management 2010 - 2011
Morgan Stanley Wealth Management 2007 - 2010
Swiss Finance Academy 2007 - 2007
Skills
Investment Management, Strategic Analysis /..., Financial Advisement..., Billion-Dollar..., Financial Plans /..., Performance Reports /..., Client Relationship..., IPOs / M&As / LBOs /..., High-Net-Worth Client..., Client AUM, Book of Business..., Partnership Development, Team Building / Training, Workflow Prioritization, Project Management, Portfolio Construction, Research Processes, Deal Simulations, Investment Policy...
Education
Seattle Pacific University
Bachelor of Arts in Economics
Hunter Stunzi Hunter Stunzi's Merrill Lynch, Pierce, Fenner & Smith Experience December 2010 - July 2012
Job President & CoFounder
Industry Financial Services
Experience
SnapCap July 2012 - Present
Merrill Lynch, Pierce, Fenner & Smith December 2010 - July 2012
Wells Fargo Capital Finance December 2008 - December 2010
Skills
Investments, Retirement Planning, Portfolio Management, Wealth Management, Credit, Mortgage Lending, Loans, Financial Analysis, Banking, Mutual Funds, Credit Analysis, Equities, Financial Modeling, Asset Allocation, Asset Managment, Retirement, Risk Management, Series 7, Series 63, Series 65, Equity Trading, Options Strategies, Investment Management, Trading, Valuation, Securities, Asset Management
Education
College of Charleston 2003 — 2007
Bachelor of Arts (B.A.)
University of Vermont 2002 — 2003
St. Johns Preparatory 1998 — 2002
SnapCap July 2012 - Present
Merrill Lynch, Pierce, Fenner & Smith December 2010 - July 2012
Wells Fargo Capital Finance December 2008 - December 2010
Skills
Investments, Retirement Planning, Portfolio Management, Wealth Management, Credit, Mortgage Lending, Loans, Financial Analysis, Banking, Mutual Funds, Credit Analysis, Equities, Financial Modeling, Asset Allocation, Asset Managment, Retirement, Risk Management, Series 7, Series 63, Series 65, Equity Trading, Options Strategies, Investment Management, Trading, Valuation, Securities, Asset Management
Education
College of Charleston 2003 — 2007
Bachelor of Arts (B.A.)
University of Vermont 2002 — 2003
St. Johns Preparatory 1998 — 2002
Drew Brandwein, CS Drew Brandwein, CS's Merrill Lynch, Pierce, Fenner & Smith Experience July 1997 - October 1999
Job Beverage Director at Ralph Brennan Restaurant Group
Industry Wine and Spirits
Experience
Ralph Brennan Restaurant Group June 2014 - Present
Four Seasons December 2012 - November 2013
Pyramid Hotel Group December 2011 - December 2012
Shanahan’s Steakhouse November 2009 - October 2011
primebar April 2009 - October 2009
CRU Wine Bar May 2008 - April 2009
Alto December 2006 - May 2008
EQUIDRY SYSTEMS March 2002 - August 2005
SALOMON SMITH BARNEY October 1999 - March 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH July 1997 - October 1999
Skills
Wine Tasting, Sales, Bartending, Training, Food, Menu Development, Management, Hotels, Wine, Food, Event Management, Alcoholic Beverages, Inventory Control, Hospitality, Hospitality Management, Hospitality Industry, Fine Dining, Finance, Hotel Management, Resorts, Restaurant Management, Banquets, Catering, Food Service, Pre-opening, Inventory Management, Accounts Receivable, Restaurants, Food & Beverage, Beer, Beverage Industry, Customer Service, Food Pairing
Education
Prescott College 1991 — 1995
Bachelor of the Arts, Business/Mathematics January
The Peddie School 1986 — 1989
BA
Ralph Brennan Restaurant Group June 2014 - Present
Four Seasons December 2012 - November 2013
Pyramid Hotel Group December 2011 - December 2012
Shanahan’s Steakhouse November 2009 - October 2011
primebar April 2009 - October 2009
CRU Wine Bar May 2008 - April 2009
Alto December 2006 - May 2008
EQUIDRY SYSTEMS March 2002 - August 2005
SALOMON SMITH BARNEY October 1999 - March 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH July 1997 - October 1999
Skills
Wine Tasting, Sales, Bartending, Training, Food, Menu Development, Management, Hotels, Wine, Food, Event Management, Alcoholic Beverages, Inventory Control, Hospitality, Hospitality Management, Hospitality Industry, Fine Dining, Finance, Hotel Management, Resorts, Restaurant Management, Banquets, Catering, Food Service, Pre-opening, Inventory Management, Accounts Receivable, Restaurants, Food & Beverage, Beer, Beverage Industry, Customer Service, Food Pairing
Education
Prescott College 1991 — 1995
Bachelor of the Arts, Business/Mathematics January
The Peddie School 1986 — 1989
BA
William Swink William Swink's Merrill Lynch, Pierce, Fenner & Smith Experience April 2012 - August 2012
Job Financial Consultant at Dawson James Securities
Industry Financial Services
Experience
Dawson James Securities October 2014 - Present
Personal Account June 2014 - October 2014
Florida International University January 2012 - December 2012
Merrill Lynch, Pierce, Fenner & Smith April 2012 - August 2012
American Multi-Cinema (AMC) October 2005 - April 2008
Skills
Analytical Skills, Financial Statement..., Financial Modeling, Risk Management, Proprietary Trading, Technical Analysis, Fundamental Analysis, Economics, Operations Management, FX Trading, Team Leadership, Reflexivity, Portfolio Management, Customer Service, Microsoft Excel, Event Planning, Leadership, Public Speaking, Microsoft Word, PowerPoint, Sales, Microsoft Office, Finance, Investments
Education
Florida International University - College of Business 2010 — 2012
Bachelor of Business Administration (B.B.A.), Finance, 3.3
Dawson James Securities October 2014 - Present
Personal Account June 2014 - October 2014
Florida International University January 2012 - December 2012
Merrill Lynch, Pierce, Fenner & Smith April 2012 - August 2012
American Multi-Cinema (AMC) October 2005 - April 2008
Skills
Analytical Skills, Financial Statement..., Financial Modeling, Risk Management, Proprietary Trading, Technical Analysis, Fundamental Analysis, Economics, Operations Management, FX Trading, Team Leadership, Reflexivity, Portfolio Management, Customer Service, Microsoft Excel, Event Planning, Leadership, Public Speaking, Microsoft Word, PowerPoint, Sales, Microsoft Office, Finance, Investments
Education
Florida International University - College of Business 2010 — 2012
Bachelor of Business Administration (B.B.A.), Finance, 3.3
Barbara Swanson Barbara Swanson's Merrill Lynch, Pierce, Fenner & Smith Experience 1981 - 1987
Job Experienced Real Estate Professional in the Western Suburbs of Chicago
Industry Real Estate
Experience
County Line Properties 1993 - Present
Merrill Lynch Pierce Fenner & Smith 1981 - 1987
Skills
Real Estate, Real Estate Transactions, First Time Home Buyers, Transferees, Negotiation, Contract Negotiation, Sellers, First Time Home Sellers, Assisting First Time..., Home Staging, Real Estate Staging, Marketing, Relocation, Corporate Relocation, Relocation Buyers, Buyer Representation, Customer Service, Investment Properties, Sales
Education
University of Illinois at Urbana-Champaign 1976 — 1980
Bachelor of Science (B.S.)
Melvin Sibley High School 1972 — 1976
County Line Properties 1993 - Present
Merrill Lynch Pierce Fenner & Smith 1981 - 1987
Skills
Real Estate, Real Estate Transactions, First Time Home Buyers, Transferees, Negotiation, Contract Negotiation, Sellers, First Time Home Sellers, Assisting First Time..., Home Staging, Real Estate Staging, Marketing, Relocation, Corporate Relocation, Relocation Buyers, Buyer Representation, Customer Service, Investment Properties, Sales
Education
University of Illinois at Urbana-Champaign 1976 — 1980
Bachelor of Science (B.S.)
Melvin Sibley High School 1972 — 1976
Rich Rittichai Rich Rittichai's Merrill Lynch, Pierce, Fenner & Smith Experience August 2014 - Present
Job Financial Advisor at Merrill Lynch
Industry Investment Banking
Experience
Merrill Lynch, Pierce, Fenner & Smith August 2014 - Present
Club Life at The University of North Florida December 2013 - May 2014
Dicks Sporting Goods May 2013 - December 2013
Club Life at The University of North Florida August 2012 - August 2013
Lynnrich LLC May 2010 - August 2012
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Public Speaking, Strategic Planning, Budgets, Leadership, Event Planning, Teamwork, Time Management, Finance
Education
University of North Florida
Bachelor of Science (BS), Business Administration
Winter Park Highschool
Merrill Lynch, Pierce, Fenner & Smith August 2014 - Present
Club Life at The University of North Florida December 2013 - May 2014
Dicks Sporting Goods May 2013 - December 2013
Club Life at The University of North Florida August 2012 - August 2013
Lynnrich LLC May 2010 - August 2012
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Public Speaking, Strategic Planning, Budgets, Leadership, Event Planning, Teamwork, Time Management, Finance
Education
University of North Florida
Bachelor of Science (BS), Business Administration
Winter Park Highschool
Farris Martini Farris Martini's Merrill Lynch, Pierce, Fenner & Smith Experience May 2007 - August 2007
Job Associate Attorney at Smith Moore Leatherwood LLP
Industry Law Practice
Experience
Smith Moore Leatherwood LLP August 2014 - Present
North Carolina Business Court September 2013 - August 2014
Smith Moore Leatherwood LLP June 2012 - August 2012
Orange County District Attorney's Office August 2011 - May 2012
North Carolina Department of Justice May 2010 - August 2010
Merrill Lynch, Pierce, Fenner & Smith May 2007 - August 2007
Education
Duke University School of Law 2010 — 2013
Juris Doctor
Northwestern University 2007 — 2010
Bachelor of Arts (B.A.), Economics
Smith Moore Leatherwood LLP August 2014 - Present
North Carolina Business Court September 2013 - August 2014
Smith Moore Leatherwood LLP June 2012 - August 2012
Orange County District Attorney's Office August 2011 - May 2012
North Carolina Department of Justice May 2010 - August 2010
Merrill Lynch, Pierce, Fenner & Smith May 2007 - August 2007
Education
Duke University School of Law 2010 — 2013
Juris Doctor
Northwestern University 2007 — 2010
Bachelor of Arts (B.A.), Economics
Brent Chandler's Merrill Lynch, Pierce, Fenner & Smith Experience 1992 - 1995
Job Chief Executive
Industry Financial Services
Experience
FormFree Holdings Corp. January 2009 - Present
CashEdge July 2003 - February 2009
Fidelity National Information Services 2002 - 2003
Vhayu Technologies, Inc. June 2001 - June 2002
Fiserv 1996 - 2000
Merrill Lynch, Pierce, Fenner & Smith 1992 - 1995
United States Marine Corps 1986 - 1992
Skills
Financial Services, Enterprise Software, Product Management, SaaS, Strategic Partnerships, New Business Development, Start-ups, Cloud Computing, Product Marketing, Sales Management, Business Strategy, Sales, Entrepreneurship, Management, Business Development, Lead Generation, E-commerce, Analysis, CRM, Executive Management, Finance, Portfolio Management, Leadership, Wealth Management, Venture Capital, Business Analysis, Mutual Funds, Go-to-market Strategy, Marketing, Investments, Banking, Product Development, Mergers & Acquisitions, Strategic Financial..., Strategy, Analytics, Management Consulting, Financial Advisory
Education
Southern Illinois University, Carbondale 1988 — 1992
Bachelor Science, Mathematics and Computer Science
University of Delaware 1986 — 1987
Mathematics
FormFree Holdings Corp. January 2009 - Present
CashEdge July 2003 - February 2009
Fidelity National Information Services 2002 - 2003
Vhayu Technologies, Inc. June 2001 - June 2002
Fiserv 1996 - 2000
Merrill Lynch, Pierce, Fenner & Smith 1992 - 1995
United States Marine Corps 1986 - 1992
Skills
Financial Services, Enterprise Software, Product Management, SaaS, Strategic Partnerships, New Business Development, Start-ups, Cloud Computing, Product Marketing, Sales Management, Business Strategy, Sales, Entrepreneurship, Management, Business Development, Lead Generation, E-commerce, Analysis, CRM, Executive Management, Finance, Portfolio Management, Leadership, Wealth Management, Venture Capital, Business Analysis, Mutual Funds, Go-to-market Strategy, Marketing, Investments, Banking, Product Development, Mergers & Acquisitions, Strategic Financial..., Strategy, Analytics, Management Consulting, Financial Advisory
Education
Southern Illinois University, Carbondale 1988 — 1992
Bachelor Science, Mathematics and Computer Science
University of Delaware 1986 — 1987
Mathematics
Robert N Phillips, Jr Robert N Phillips, Jr's Merrill Lynch, Pierce, Fenner & Smith Experience May 1980 - May 1988
Job Principal and Portfolio Manager at Burke Lawton Brewer & Burke
Industry Financial Services
Experience
Burke Lawton Brewer & Burke September 2008 - Present
Walnut Asset Management 1990 - 2008
W.H. Newbold's Son & Co. May 1988 - January 1990
Merrill Lynch Pierce Fenner & Smith May 1980 - May 1988
Education
Harvard University 1997 — 1997
Investment Management and Behavioral Finance Coursework
Indiana University of Pennsylvania
Bachelor of Arts (B.A.), Economics
Burke Lawton Brewer & Burke September 2008 - Present
Walnut Asset Management 1990 - 2008
W.H. Newbold's Son & Co. May 1988 - January 1990
Merrill Lynch Pierce Fenner & Smith May 1980 - May 1988
Education
Harvard University 1997 — 1997
Investment Management and Behavioral Finance Coursework
Indiana University of Pennsylvania
Bachelor of Arts (B.A.), Economics
William (Bill) Pilcher William (Bill) Pilcher's Merrill Lynch, Pierce, Fenner & Smith Experience December 1984 - April 1986
Job Sr Director, Program Management Office at Dallas Independent School District
Industry Education Management
Experience
Dallas Independent School District August 2015 - Present
L-3 Communications Integrated Systems May 2011 - May 2015
United States Air Force April 2009 - February 2011
United States Air Force July 2008 - April 2009
United States Air Force 2005 - 2008
United States Air Force 2003 - 2005
United States Air Force 2001 - 2003
United States Air Force 1998 - 2001
United States Air Force 1986 - 1998
Merrill Lynch, Pierce, Fenner & Smith December 1984 - April 1986
Skills
Special Operations, Mentoring, Team Building, Planning, Diplomacy, Coordination, Defense, Aviation, Homeland Security, Military, Military Operations, DoD, Security Clearance, Command, Organizational..., Air Force, Tactics, Top Secret, Military Leadership, Emergency Management, Operational Planning, Government, Operations Management, National Security, Aerospace, Crisis Management, Aviation Operations, Strategic Planning, Project Planning, Government Contracting, Risk Management, Leadership, Military Experience, Training, Information Assurance, Counterterrorism, Earned Value Management, C4ISR, SIGINT, Force Protection, Military Logistics, Intelligence Community, Intelligence, Weapons, Flight Test, Flights, Federal Government, Electronic Warfare, Radar, Physical Security
Education
University of Arkansas
MS, Operations Management
Texas A&M University
BS, Mechanized Agriculture
J J Pearce High School
Dallas Independent School District August 2015 - Present
L-3 Communications Integrated Systems May 2011 - May 2015
United States Air Force April 2009 - February 2011
United States Air Force July 2008 - April 2009
United States Air Force 2005 - 2008
United States Air Force 2003 - 2005
United States Air Force 2001 - 2003
United States Air Force 1998 - 2001
United States Air Force 1986 - 1998
Merrill Lynch, Pierce, Fenner & Smith December 1984 - April 1986
Skills
Special Operations, Mentoring, Team Building, Planning, Diplomacy, Coordination, Defense, Aviation, Homeland Security, Military, Military Operations, DoD, Security Clearance, Command, Organizational..., Air Force, Tactics, Top Secret, Military Leadership, Emergency Management, Operational Planning, Government, Operations Management, National Security, Aerospace, Crisis Management, Aviation Operations, Strategic Planning, Project Planning, Government Contracting, Risk Management, Leadership, Military Experience, Training, Information Assurance, Counterterrorism, Earned Value Management, C4ISR, SIGINT, Force Protection, Military Logistics, Intelligence Community, Intelligence, Weapons, Flight Test, Flights, Federal Government, Electronic Warfare, Radar, Physical Security
Education
University of Arkansas
MS, Operations Management
Texas A&M University
BS, Mechanized Agriculture
J J Pearce High School
Jay Mani Jay Mani's Merrill Lynch, Pierce, Fenner & Smith Experience September 1998 - September 2001
Job Sales Specialist Enterprise Real Time & Platform at Thomson Reuters
Industry Capital Markets
Experience
Thomson Reuters February 2015 - Present
Thomson Reuters May 2013 - Present
Thomson Reuters September 2012 - Present
Thomson Reuters August 2010 - September 2012
Thomson Reuters September 2009 - August 2010
Thomson Reuters May 2004 - September 2009
Merrill Lynch, Pierce Fenner & Smith September 1998 - September 2001
Salomon Smith Barney February 1993 - September 1998
US Trust May 1992 - February 1993
Morgan Stanley June 1991 - May 1992
Skills
Fixed Income, Equities, Derivatives, Securities, Reference Data, Bonds, Swaps, CDS, Electronic Trading, Commodity, Financial Markets, Capital Markets, Market Data, Options, Trading, Trading Systems, Hedge Funds, Risk Management, Equity Derivatives, Technical Analysis, Credit Derivatives, ETFs, Business Development, Project Management, Salesforce.com, Finance, Product Management, Financial Services, Relationship Management, Business Analysis, FX Options, Investment Management, Analytics, Bloomberg, Low Latency, Back Office
Education
City University of New York-Baruch College - Zicklin School of Business 1992 — 1994
MBA, Finance
City University of New York-Baruch College 1987 — 1991
BBA, Finance
Thomson Reuters February 2015 - Present
Thomson Reuters May 2013 - Present
Thomson Reuters September 2012 - Present
Thomson Reuters August 2010 - September 2012
Thomson Reuters September 2009 - August 2010
Thomson Reuters May 2004 - September 2009
Merrill Lynch, Pierce Fenner & Smith September 1998 - September 2001
Salomon Smith Barney February 1993 - September 1998
US Trust May 1992 - February 1993
Morgan Stanley June 1991 - May 1992
Skills
Fixed Income, Equities, Derivatives, Securities, Reference Data, Bonds, Swaps, CDS, Electronic Trading, Commodity, Financial Markets, Capital Markets, Market Data, Options, Trading, Trading Systems, Hedge Funds, Risk Management, Equity Derivatives, Technical Analysis, Credit Derivatives, ETFs, Business Development, Project Management, Salesforce.com, Finance, Product Management, Financial Services, Relationship Management, Business Analysis, FX Options, Investment Management, Analytics, Bloomberg, Low Latency, Back Office
Education
City University of New York-Baruch College - Zicklin School of Business 1992 — 1994
MBA, Finance
City University of New York-Baruch College 1987 — 1991
BBA, Finance
Ryan Morse Ryan Morse's Merrill Lynch, Pierce, Fenner & Smith Experience January 2006 - November 2011
Job Client Manager at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments October 2014 - Present
Fidelity Investments March 2012 - October 2014
COMMONWEALTH FINANCIAL NETWORK November 2011 - January 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH January 2006 - November 2011
A.G. EDWARDS & SONS September 2004 - January 2006
Skills
Management, CRM, Call Centers, Securities, Wealth Management..., Investments, Brokerage, Finance, Financial Advisory, Equities, Banking, Series 7, Mutual Funds, Financial Services
Education
Stonehill College
B.S.B.A. Bachelors of Science, Business Administration
Fidelity Investments October 2014 - Present
Fidelity Investments March 2012 - October 2014
COMMONWEALTH FINANCIAL NETWORK November 2011 - January 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH January 2006 - November 2011
A.G. EDWARDS & SONS September 2004 - January 2006
Skills
Management, CRM, Call Centers, Securities, Wealth Management..., Investments, Brokerage, Finance, Financial Advisory, Equities, Banking, Series 7, Mutual Funds, Financial Services
Education
Stonehill College
B.S.B.A. Bachelors of Science, Business Administration
Lourdes Pinto Lourdes Pinto's Merrill Lynch, Pierce, Fenner & Smith Experience December 1996 - September 1999
Job Legal Assistant at Goodwin & Procter
Industry Health, Wellness and Fitness
Experience
QIVANA IBO February 2013 - Present
Goodwin Procter LLP September 2005 - Present
Roberts & Holland June 2001 - August 2005
Law Offices of Carol A. Schrager July 2000 - June 2001
Prudential Long Island Realty September 1999 - June 2001
Merrill Lynch, Pierce, Fenner & Smith December 1996 - September 1999
Bally's Total Fitness 1997 - 1998
Dewey Ballantine September 1990 - December 1996
Skills
Public Speaking, Social Media, Customer Service, Social Networking, Microsoft Office, Event Planning, Research, Social Media Marketing, Marketing, Microsoft Excel, Entrepreneurship, Grant Writing, Visio, Team Building, PowerPoint, Fundraising, Program Management, Time Management, Training, Leadership, Nonprofits
Education
Nyack College 1993 — 1996
Bachelor of Arts (B.A.), Organizational Management
Laguardia Community College 1985 — 1988
Associate of Arts and Sciences (A.A.S.), Legal Office Tech
QIVANA IBO February 2013 - Present
Goodwin Procter LLP September 2005 - Present
Roberts & Holland June 2001 - August 2005
Law Offices of Carol A. Schrager July 2000 - June 2001
Prudential Long Island Realty September 1999 - June 2001
Merrill Lynch, Pierce, Fenner & Smith December 1996 - September 1999
Bally's Total Fitness 1997 - 1998
Dewey Ballantine September 1990 - December 1996
Skills
Public Speaking, Social Media, Customer Service, Social Networking, Microsoft Office, Event Planning, Research, Social Media Marketing, Marketing, Microsoft Excel, Entrepreneurship, Grant Writing, Visio, Team Building, PowerPoint, Fundraising, Program Management, Time Management, Training, Leadership, Nonprofits
Education
Nyack College 1993 — 1996
Bachelor of Arts (B.A.), Organizational Management
Laguardia Community College 1985 — 1988
Associate of Arts and Sciences (A.A.S.), Legal Office Tech
Heather Umbenhower's Merrill Lynch, Pierce, Fenner & Smith Experience January 2002 - February 2006
Job Student at LaGuardia Community College
Industry Financial Services
Experience
LaGuardia Community College August 2011 - June 2012
TRACKDATA CORP September 2008 - May 2011
GEORGESON SHAREHOLDERInstitutional Proxy January 2007 - September 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH January 2002 - February 2006
Skills
Customer Satisfaction, Marketing Communications, Strategic Financial..., Wealth Management..., Resource Allocation, Corporate Communications, Client Liaison, Helping Clients Succeed, Outlook, Management, Salesforce.com, Analysis
Education
Laguardia Community College 2011 — 2012
Liberal Arts/Accounting, 3.228
Bunker Hill Community College 1997 — 1997
LaGuardia Community College August 2011 - June 2012
TRACKDATA CORP September 2008 - May 2011
GEORGESON SHAREHOLDERInstitutional Proxy January 2007 - September 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH January 2002 - February 2006
Skills
Customer Satisfaction, Marketing Communications, Strategic Financial..., Wealth Management..., Resource Allocation, Corporate Communications, Client Liaison, Helping Clients Succeed, Outlook, Management, Salesforce.com, Analysis
Education
Laguardia Community College 2011 — 2012
Liberal Arts/Accounting, 3.228
Bunker Hill Community College 1997 — 1997
Cynthia Thatcher, CFA's Merrill Lynch, Pierce, Fenner & Smith Experience 1982 - 1988
Job Portfolio Manager, Asset Management at American Beacon Advisors
Industry Financial Services
Experience
American Beacon Advisors December 1999 - Present
Sabre Airline Solutions 1997 - 1999
Texas-New Mexico Power Company 1995 - 1997
ARCO Oil and Gas Company 1989 - 1995
Merrill Lynch, Pierce Fenner & Smith 1982 - 1988
Skills
Asset Management, Corporate Governance, Portfolio Management, Alternative Investments, Risk Management, Investment Strategies, Investments, Mergers & Acquisitions, Asset Allocation, Asset Managment, Mutual Funds
Education
The University of Dallas 1988 — 1989
MBA, Corporate Finance
Indiana University Bloomington
Bachelor of Arts, Mathematics
American Beacon Advisors December 1999 - Present
Sabre Airline Solutions 1997 - 1999
Texas-New Mexico Power Company 1995 - 1997
ARCO Oil and Gas Company 1989 - 1995
Merrill Lynch, Pierce Fenner & Smith 1982 - 1988
Skills
Asset Management, Corporate Governance, Portfolio Management, Alternative Investments, Risk Management, Investment Strategies, Investments, Mergers & Acquisitions, Asset Allocation, Asset Managment, Mutual Funds
Education
The University of Dallas 1988 — 1989
MBA, Corporate Finance
Indiana University Bloomington
Bachelor of Arts, Mathematics
Paulina Rewooh Paulina Rewooh's Merrill Lynch, Pierce, Fenner & Smith Experience March 2002 - March 2003
Job Assistant Vice President at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company March 2011 - Present
New York Life Insurance Company April 2008 - March 2011
New York Life Insurance Company April 2007 - March 2008
New York Life Insurance Company September 2005 - April 2007
AIG Royal Alliance October 2004 - September 2005
AIG Royal Alliance July 2003 - October 2004
Merrill Lynch Pierce Fenner & Smith March 2002 - March 2003
Charles Schwab & Company August 1999 - June 2001
Skills
Fixed Annuities, Investments, Call Center, Quality Control, Securities, Series 7, Leadership, Call Centers, Management, Financial Services, Mutual Funds
Education
University of Maryland College Park
History
New York Life Insurance Company March 2011 - Present
New York Life Insurance Company April 2008 - March 2011
New York Life Insurance Company April 2007 - March 2008
New York Life Insurance Company September 2005 - April 2007
AIG Royal Alliance October 2004 - September 2005
AIG Royal Alliance July 2003 - October 2004
Merrill Lynch Pierce Fenner & Smith March 2002 - March 2003
Charles Schwab & Company August 1999 - June 2001
Skills
Fixed Annuities, Investments, Call Center, Quality Control, Securities, Series 7, Leadership, Call Centers, Management, Financial Services, Mutual Funds
Education
University of Maryland College Park
History
Frank Apellaniz Frank Apellaniz's Merrill Lynch, Pierce, Fenner & Smith Experience January 1985 - January 1986
Job VP at Barclays Capital
Industry Investment Banking
Experience
Barclays Capital January 2010 - Present
UBS Investment Bank January 2006 - October 2009
PEROT SYSTEMS CORPORATION / UBS Investment Bank January 1997 - January 2006
PEROT SYSTEMS CORPORATION / UBS Investment Bank 1997 - 2006
UBS Warburg Dillon Reed January 1997 - January 2000
NATIONSBANC CAPITAL MARKETS (CRT Government Services) January 1986 - January 1997
NATIONSBANC CAPITAL MARKETS (CRT Government Services) January 1989 - January 1990
NATIONSBANC CAPITAL MARKETS (CRT Government Services) January 1986 - January 1989
MERRILL LYNCH PIERCE FENNER & SMITH January 1985 - January 1986
Skills
Bloomberg, Business Analysis, CRM, Change Management, Derivatives, Electronic Trading, Enterprise Software, Equities, Fixed Income, IT Service Management, Incident Management, Integration, Investment Banking, Leadership, Management, Market Data, Operations Management, Options, Outsourcing, Performance Improvement, Process Engineering, Sales, Service Delivery, Strategy, System Administration, Systems Management, Team Building, Technical Support, Trading, Trading Systems, Budgets, Unix, Vendor Management, Back Office, Middle Office, Reference Data, Credit Derivatives, Equity Derivatives, FX Options, Prime Brokerage, Bloomberg Terminal, Interest Rate..., Equity Trading, Hedge Funds, Financial Markets
Education
Montclair State University 1981 — 1984
B.S, Business Management/Accounting
Brookdale Community College 1979 — 1981
AA, Accounting/Business
Barclays Capital January 2010 - Present
UBS Investment Bank January 2006 - October 2009
PEROT SYSTEMS CORPORATION / UBS Investment Bank January 1997 - January 2006
PEROT SYSTEMS CORPORATION / UBS Investment Bank 1997 - 2006
UBS Warburg Dillon Reed January 1997 - January 2000
NATIONSBANC CAPITAL MARKETS (CRT Government Services) January 1986 - January 1997
NATIONSBANC CAPITAL MARKETS (CRT Government Services) January 1989 - January 1990
NATIONSBANC CAPITAL MARKETS (CRT Government Services) January 1986 - January 1989
MERRILL LYNCH PIERCE FENNER & SMITH January 1985 - January 1986
Skills
Bloomberg, Business Analysis, CRM, Change Management, Derivatives, Electronic Trading, Enterprise Software, Equities, Fixed Income, IT Service Management, Incident Management, Integration, Investment Banking, Leadership, Management, Market Data, Operations Management, Options, Outsourcing, Performance Improvement, Process Engineering, Sales, Service Delivery, Strategy, System Administration, Systems Management, Team Building, Technical Support, Trading, Trading Systems, Budgets, Unix, Vendor Management, Back Office, Middle Office, Reference Data, Credit Derivatives, Equity Derivatives, FX Options, Prime Brokerage, Bloomberg Terminal, Interest Rate..., Equity Trading, Hedge Funds, Financial Markets
Education
Montclair State University 1981 — 1984
B.S, Business Management/Accounting
Brookdale Community College 1979 — 1981
AA, Accounting/Business
David Wolfensperger ❖Automotive Marketing❖ David Wolfensperger ❖Automotive Marketing❖'s Merrill Lynch, Pierce, Fenner & Smith Experience September 1979 - December 1985
Job Optimize Dealer ROI: UPs; Turns; Buy Units Right; Exposure, Video w/Voice; SF UPs; SMS Compliance TextChat; WebChat AAS
Industry Automotive
Experience
CarSalesSpecialist.com August 2006 - Present
Ohio.LocalMarketingIntegrated.com August 2006 - Present
David Elmer Wolfensperger April 1986 - August 2006
Merrill Lynch Pierce Fenner & Smith September 1979 - December 1985
Skills
Automotive Marketing, Reputation Marketing, Lead Generation, Lead Capture, Re-Targeting, Customer Retention, YouTube Advertising, Call Tracking, SMS Marketing, Marketing Automation, Auto Marketing, Car Marketing, Lost Service Customer..., Customer Recovery, Real Time Bidding (RTB), Marketing Strategy, Facebook Advertising, Targeted Advertising, Customer Loyalty, Email Marketing, Integrated Marketing, Advertising, Direct Marketing, GEO Targeted Advertising, Re-Marketing, Facebook Ads, Mobile Marketing, Reputation Management, Facebook Marketing, Digital Marketing, Viral Marketing, Marketing Communications, PPC, Marketing, Facebook, Entrepreneurship, Web Marketing, SEM, Mobile Devices, Google Adwords, Brand Awareness, Sales Process, Online Advertising, Competitive Analysis, Customer Satisfaction, Automotive, Sales, Online Marketing
Education
University of Cincinnati College of Business 1975 — 1980
Bachelor of Business Administration (B.B.A.), Accounting and Finance, 3.356
Roger Bacon High School 1971 — 1975
College Preparation, Business
CarSalesSpecialist.com August 2006 - Present
Ohio.LocalMarketingIntegrated.com August 2006 - Present
David Elmer Wolfensperger April 1986 - August 2006
Merrill Lynch Pierce Fenner & Smith September 1979 - December 1985
Skills
Automotive Marketing, Reputation Marketing, Lead Generation, Lead Capture, Re-Targeting, Customer Retention, YouTube Advertising, Call Tracking, SMS Marketing, Marketing Automation, Auto Marketing, Car Marketing, Lost Service Customer..., Customer Recovery, Real Time Bidding (RTB), Marketing Strategy, Facebook Advertising, Targeted Advertising, Customer Loyalty, Email Marketing, Integrated Marketing, Advertising, Direct Marketing, GEO Targeted Advertising, Re-Marketing, Facebook Ads, Mobile Marketing, Reputation Management, Facebook Marketing, Digital Marketing, Viral Marketing, Marketing Communications, PPC, Marketing, Facebook, Entrepreneurship, Web Marketing, SEM, Mobile Devices, Google Adwords, Brand Awareness, Sales Process, Online Advertising, Competitive Analysis, Customer Satisfaction, Automotive, Sales, Online Marketing
Education
University of Cincinnati College of Business 1975 — 1980
Bachelor of Business Administration (B.B.A.), Accounting and Finance, 3.356
Roger Bacon High School 1971 — 1975
College Preparation, Business
Richard P. Diaz, MBA Richard P. Diaz, MBA's Merrill Lynch, Pierce, Fenner & Smith Experience February 1992 - March 2008
Job Sales Associate at Keller Williams Realty West Monmouth
Industry Real Estate
Experience
Keller Williams Realty West Monmouth June 2015 - Present
Thespian Scholars of America December 2014 - Present
RPD Compliance Consulting Services March 2015 - Present
IBM Global Business Services February 2014 - February 2015
Barclays February 2013 - January 2014
Morgan Stanley February 2010 - February 2013
Blue Sky MLS March 2009 - February 2010
Paragon Computer Professionals Inc. September 2008 - February 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated July 1992 - March 2008
Merrill Lynch, Pierce, Fenner & Smith February 1992 - March 2008
Skills
Securities, Financial Risk, Capital Markets, Equities, Series 7, Financial Services, FINRA, Investment Banking, AML, Banking, Series 63, Risk Management, Asset Managment, Management, Information Management, Information Governance, Records Management, Records Retention..., Blue Sky, Governance, Hedge Funds, Investments, Asset Management, Fixed Income, Anti Money Laundering, Program Management
Education
Saint Peter's University 1997 — 2001
MBA, Information Systems & International Business
City University of New York-College of Staten Island 1984 — 1989
Bachelor of Arts (B.A.), Psychology with Business Minor
Keller Williams Realty West Monmouth June 2015 - Present
Thespian Scholars of America December 2014 - Present
RPD Compliance Consulting Services March 2015 - Present
IBM Global Business Services February 2014 - February 2015
Barclays February 2013 - January 2014
Morgan Stanley February 2010 - February 2013
Blue Sky MLS March 2009 - February 2010
Paragon Computer Professionals Inc. September 2008 - February 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated July 1992 - March 2008
Merrill Lynch, Pierce, Fenner & Smith February 1992 - March 2008
Skills
Securities, Financial Risk, Capital Markets, Equities, Series 7, Financial Services, FINRA, Investment Banking, AML, Banking, Series 63, Risk Management, Asset Managment, Management, Information Management, Information Governance, Records Management, Records Retention..., Blue Sky, Governance, Hedge Funds, Investments, Asset Management, Fixed Income, Anti Money Laundering, Program Management
Education
Saint Peter's University 1997 — 2001
MBA, Information Systems & International Business
City University of New York-College of Staten Island 1984 — 1989
Bachelor of Arts (B.A.), Psychology with Business Minor
Glenn Baytala Glenn Baytala's Merrill Lynch, Pierce, Fenner & Smith Experience January 1973 - January 1980
Job Back looking for work in the business
Industry Financial Services
Experience
Garwood Sec. LLC. December 2013 - Present
CCM Equities January 2011 - June 2012
Gar Wood Securities 2011 - 2012
CCM Equities January 2010 - January 2011
Fortis Clearing Americas January 2000 - January 2010
Lake Shore Securities L.P January 1989 - January 1999
Thomson McKinnon Securities, Inc January 1980 - January 1989
Merrill Lynch, Pierce, Fenner & Smith January 1973 - January 1980
Skills
Series 7, Series 63, CBOE Membership, Options, Trading, Securities, Financial Markets, Equity Derivatives, Equities, Derivatives, Electronic Trading, Back Office, Brokerage, Commodity, Bloomberg, Equity Trading, FINRA, Hedging, Proprietary Trading, Trading Systems
Education
University of Illinois at Chicago 1974 — 1976
Political Science and Government, 3.0
Garwood Sec. LLC. December 2013 - Present
CCM Equities January 2011 - June 2012
Gar Wood Securities 2011 - 2012
CCM Equities January 2010 - January 2011
Fortis Clearing Americas January 2000 - January 2010
Lake Shore Securities L.P January 1989 - January 1999
Thomson McKinnon Securities, Inc January 1980 - January 1989
Merrill Lynch, Pierce, Fenner & Smith January 1973 - January 1980
Skills
Series 7, Series 63, CBOE Membership, Options, Trading, Securities, Financial Markets, Equity Derivatives, Equities, Derivatives, Electronic Trading, Back Office, Brokerage, Commodity, Bloomberg, Equity Trading, FINRA, Hedging, Proprietary Trading, Trading Systems
Education
University of Illinois at Chicago 1974 — 1976
Political Science and Government, 3.0
Chris Merlin Chris Merlin's Merrill Lynch, Pierce, Fenner & Smith Experience January 1983 - January 1988
Job Control Specialist at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 2010 - Present
Quest Capital February 2010 - April 2010
Banc of America Securities January 2000 - January 2008
Montgomery Securities January 1996 - January 2000
DEAN WITTER DISCOVER & COMPANY January 1995 - January 1996
MERRILL LYNCH PIERCE FENNER & SMITH January 1983 - January 1988
Skills
Securities, Equities, Management, Operations Management, Investments, Financial Services
Education
California State University-East Bay
MBA, Finance
University of Wisconsin-Madison
B.S, Geography; Locational Analysis
Wells Fargo Advisors, LLC September 2010 - Present
Quest Capital February 2010 - April 2010
Banc of America Securities January 2000 - January 2008
Montgomery Securities January 1996 - January 2000
DEAN WITTER DISCOVER & COMPANY January 1995 - January 1996
MERRILL LYNCH PIERCE FENNER & SMITH January 1983 - January 1988
Skills
Securities, Equities, Management, Operations Management, Investments, Financial Services
Education
California State University-East Bay
MBA, Finance
University of Wisconsin-Madison
B.S, Geography; Locational Analysis
Barry Skolnick Barry Skolnick's Merrill Lynch, Pierce, Fenner & Smith Experience 1984 - 2008
Job Partner at Mitchell Williams
Industry Law Practice
Experience
Mitchell Williams PLLC 2008 - Present
Merrill Lynch Insurance Group 1989 - 2008
Merrill Lynch, Pierce, Fenner & Smith 1984 - 2008
National Benefit Life Insurance Company 1983 - 1984
Manhattan Life Insurance Company 1979 - 1983
Skills
Insurance Law, Insurance, Training, Securities Regulation, Fixed Annuities, Auditing, Tax, Legal Advice, FINRA, Corporate Law
Education
Boston University School of Law 1978 — 1983
LLM Taxation, Taxation
Western New England College School of Law 1973 — 1976
JD
Boston University 1969 — 1973
BS, Communications
Mitchell Williams PLLC 2008 - Present
Merrill Lynch Insurance Group 1989 - 2008
Merrill Lynch, Pierce, Fenner & Smith 1984 - 2008
National Benefit Life Insurance Company 1983 - 1984
Manhattan Life Insurance Company 1979 - 1983
Skills
Insurance Law, Insurance, Training, Securities Regulation, Fixed Annuities, Auditing, Tax, Legal Advice, FINRA, Corporate Law
Education
Boston University School of Law 1978 — 1983
LLM Taxation, Taxation
Western New England College School of Law 1973 — 1976
JD
Boston University 1969 — 1973
BS, Communications
Hal Beals's Merrill Lynch, Pierce, Fenner & Smith Experience March 1993 - September 1997
Job Investor Relations Manager
Industry Financial Services
Experience
American Life, Inc. May 2015 - Present
Wells Fargo Bank April 1999 - April 2015
Merrill Lynch Pierce Fenner & Smith March 1993 - September 1997
Skills
Finance, Investments, Loans, Strategy, Commercial Real Estate, Commercial Lending, Commercial Banking, Management, Treasury Management, Strategic Planning, Investment Banking, Leadership, Financial Analysis, Business Strategy, Real Estate, Nonprofits, Banking
Education
University of Kentucky 1962 — 1966
BA, History, Economics
American Life, Inc. May 2015 - Present
Wells Fargo Bank April 1999 - April 2015
Merrill Lynch Pierce Fenner & Smith March 1993 - September 1997
Skills
Finance, Investments, Loans, Strategy, Commercial Real Estate, Commercial Lending, Commercial Banking, Management, Treasury Management, Strategic Planning, Investment Banking, Leadership, Financial Analysis, Business Strategy, Real Estate, Nonprofits, Banking
Education
University of Kentucky 1962 — 1966
BA, History, Economics
Therese Norton's Merrill Lynch, Pierce, Fenner & Smith Experience January 2007 - January 2008
Job Pharmaceuticals Professional
Industry Pharmaceuticals
Experience
Delaware County Community College August 2011 - Present
Merrill Lynch, Pierce Fenner & Smith January 2007 - January 2008
Johnson and Johnson - Janssen Pharmaceutica December 1999 - June 2004
Bristol-Myers Squibb 1992 - 1999
American Biomaterials Corp. 1985 - 1988
Skills
Leadership, Microsoft Excel, Training, Adult Education, Management, Strategic Planning, Medicolegal Death..., Interviews, Human Resources, Process Improvement, Pharmaceutical Industry, Recruiting, Marketing Communications, Accounting, Medical Devices, Market Research, Cross-functional Team..., Marketing Strategy, Cpr Certified, Oncology, CNS disorders, Women's Health, Cardiology, Product Marketing, Product Launch, Product Launch Events, Event Planning, Employee Training, Surgical Technology, Retail Sales, Event Management, Project Coordination, Project Management, Creative Writing, Biotechnology, Customer Service, Business Development
Education
Delaware County Community College 2011 — 2014
Associate of Science (A.S.), Surgical Technology
East Brunswick High School, St. Mary's High School 1970 — 1975
diploma, College Prep
Delaware County Community College August 2011 - Present
Merrill Lynch, Pierce Fenner & Smith January 2007 - January 2008
Johnson and Johnson - Janssen Pharmaceutica December 1999 - June 2004
Bristol-Myers Squibb 1992 - 1999
American Biomaterials Corp. 1985 - 1988
Skills
Leadership, Microsoft Excel, Training, Adult Education, Management, Strategic Planning, Medicolegal Death..., Interviews, Human Resources, Process Improvement, Pharmaceutical Industry, Recruiting, Marketing Communications, Accounting, Medical Devices, Market Research, Cross-functional Team..., Marketing Strategy, Cpr Certified, Oncology, CNS disorders, Women's Health, Cardiology, Product Marketing, Product Launch, Product Launch Events, Event Planning, Employee Training, Surgical Technology, Retail Sales, Event Management, Project Coordination, Project Management, Creative Writing, Biotechnology, Customer Service, Business Development
Education
Delaware County Community College 2011 — 2014
Associate of Science (A.S.), Surgical Technology
East Brunswick High School, St. Mary's High School 1970 — 1975
diploma, College Prep
Anthony Daulerio Anthony Daulerio's Merrill Lynch, Pierce, Fenner & Smith Experience April 1995 - June 1998
Job CFO at Mizuho Capital Markets Corporation
Industry Financial Services
Experience
Mizuho Capital Markets Corporation July 2009 - Present
Merrill Lynch Retirement Group June 2004 - June 2008
Merrill Lynch Europe, Middle East February 2003 - May 2004
Merrill Lynch Institutional Services Group November 2002 - February 2003
Merrill Lynch Japan Securities July 1998 - November 2002
Merrill Lynch Pierce, Fenner & Smith April 1995 - June 1998
Merrill Lynch International April 1992 - March 1995
Merrill Lynch April 1991 - March 1992
Merrill Lynch April 1989 - March 1991
McGraw-Hill May 1987 - April 1989
Skills
Divestitures, Restructuring, Turn Around Management, PeopleSoft, Business Case, Integration, Internal Controls, FASB, Acquisition Integration, SEC filings, M&A experience, Mergers, Financial Modeling, Valuation, Capital Structure, Sarbanes-Oxley Act, Accounting, Forecasting, Finance, Mergers & Acquisitions, Capital Markets, Due Diligence, Management Consulting, Internal Audit, Equities, Auditing, Investment Banking, Derivatives, Portfolio Management, Financial Services, Strategy, Executive Management, Investments, Securities
Education
Cornell University - S.C. Johnson Graduate School of Management 2010 — 2012
MBA, Graduated "with Distinction"
Michigan State University - The Eli Broad College of Business 1979 — 1984
BA, Accounting, (HRI) Management
Mizuho Capital Markets Corporation July 2009 - Present
Merrill Lynch Retirement Group June 2004 - June 2008
Merrill Lynch Europe, Middle East February 2003 - May 2004
Merrill Lynch Institutional Services Group November 2002 - February 2003
Merrill Lynch Japan Securities July 1998 - November 2002
Merrill Lynch Pierce, Fenner & Smith April 1995 - June 1998
Merrill Lynch International April 1992 - March 1995
Merrill Lynch April 1991 - March 1992
Merrill Lynch April 1989 - March 1991
McGraw-Hill May 1987 - April 1989
Skills
Divestitures, Restructuring, Turn Around Management, PeopleSoft, Business Case, Integration, Internal Controls, FASB, Acquisition Integration, SEC filings, M&A experience, Mergers, Financial Modeling, Valuation, Capital Structure, Sarbanes-Oxley Act, Accounting, Forecasting, Finance, Mergers & Acquisitions, Capital Markets, Due Diligence, Management Consulting, Internal Audit, Equities, Auditing, Investment Banking, Derivatives, Portfolio Management, Financial Services, Strategy, Executive Management, Investments, Securities
Education
Cornell University - S.C. Johnson Graduate School of Management 2010 — 2012
MBA, Graduated "with Distinction"
Michigan State University - The Eli Broad College of Business 1979 — 1984
BA, Accounting, (HRI) Management
Joshua Yelapi Joshua Yelapi's Merrill Lynch, Pierce, Fenner & Smith Experience December 2011 - June 2012
Job Business Consultant at Palco Plastics Inc.
Industry Plastics
Experience
Palco Plastics Inc. June 2012 - Present
Merrill Lynch, Pierce, Fenner & Smith December 2011 - June 2012
Palco Plastics Company June 2007 - July 2011
Skills
Operations Management, International Economics, Government Bonds, Corporate Bonds, Equities, Derivatives, Exchange Rates, Interest Rates, Monetary Policy, Fiscal Policy, Financial Portfolio..., Risk Management, Series 7, Economics
Education
University of Massachusetts Boston 2008 — 2010
Master of Science in Public Affairs/International Relations, International Economics, 3.75 GPA
University of Massachusetts Dartmouth 2005 — 2007
Bachelor of Arts, Political Science
Palco Plastics Inc. June 2012 - Present
Merrill Lynch, Pierce, Fenner & Smith December 2011 - June 2012
Palco Plastics Company June 2007 - July 2011
Skills
Operations Management, International Economics, Government Bonds, Corporate Bonds, Equities, Derivatives, Exchange Rates, Interest Rates, Monetary Policy, Fiscal Policy, Financial Portfolio..., Risk Management, Series 7, Economics
Education
University of Massachusetts Boston 2008 — 2010
Master of Science in Public Affairs/International Relations, International Economics, 3.75 GPA
University of Massachusetts Dartmouth 2005 — 2007
Bachelor of Arts, Political Science
Libby Plunkett Libby Plunkett's Merrill Lynch, Pierce, Fenner & Smith Experience September 1982 - February 1988
Job Vice PresidentInvestment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors (formerly A.G. Edwards & Sons, Inc.) June 1994 - Present
Alex. Brown & Sons, Inc. June 1990 - June 1994
Loyola Investment Services February 1988 - June 1990
Merrill Lynch, Pierce, Fenner & Smith September 1982 - February 1988
Skills
Retirement Planning, Investments, Mutual Funds, Life Insurance, Insurance
Education
Loyola University Maryland 1984 — 1989
MBA, Finance
Mount St. Mary's University 1978 — 1982
BS, Business & Finance/Economics
Wells Fargo Advisors (formerly A.G. Edwards & Sons, Inc.) June 1994 - Present
Alex. Brown & Sons, Inc. June 1990 - June 1994
Loyola Investment Services February 1988 - June 1990
Merrill Lynch, Pierce, Fenner & Smith September 1982 - February 1988
Skills
Retirement Planning, Investments, Mutual Funds, Life Insurance, Insurance
Education
Loyola University Maryland 1984 — 1989
MBA, Finance
Mount St. Mary's University 1978 — 1982
BS, Business & Finance/Economics
Shelia McCann Shelia McCann's Merrill Lynch, Pierce, Fenner & Smith Experience 1987 - 1989
Job Grant & Program Manager at Health Choice Network of Florida
Industry Executive Office
Experience
Health Choice Network of Florida October 2014 - Present
Health Choice Network of Florida October 2013 - Present
Grant Professionals Association 2011 - Present
Health Choice Network of Florida November 2010 - Present
Beddows McCann Consulting LLC July 2001 - December 2012
Women In Distress of Broward County, Inc. June 2002 - February 2007
U.S. Department of the Treasury May 1998 - January 2001
Paine Webber January 1991 - March 1993
Merrill Lynch Pierce Fenner & Smith 1987 - 1989
Skills
Strategic Planning, Change Management, Team Building, Account Management, Team Leadership, Personnel Management, Technology Needs..., Grant Writing, Grant Administration, Grantsmanship, Program Development, Program Management, Program Evaluation, Business Process..., Board Relations, Grants, Community Outreach, Public Speaking, Nonprofits, Proposal Writing, Event Planning, Budgets, Organizational..., Philanthropy, Board Development, Volunteer Management, Fundraising, Leadership, Annual Giving, Non-profit..., Community Development
Education
MIT-Sloan School of Management 1977 — 1979
Masters in Science, Organizational Development & Labor, NA
Tufts University 1972 — 1974
Masters Degree, Education (Guidance & Counseling)
Clark University 1967 — 1971
Bachelor's degree, American History & American Literature
Health Choice Network of Florida October 2014 - Present
Health Choice Network of Florida October 2013 - Present
Grant Professionals Association 2011 - Present
Health Choice Network of Florida November 2010 - Present
Beddows McCann Consulting LLC July 2001 - December 2012
Women In Distress of Broward County, Inc. June 2002 - February 2007
U.S. Department of the Treasury May 1998 - January 2001
Paine Webber January 1991 - March 1993
Merrill Lynch Pierce Fenner & Smith 1987 - 1989
Skills
Strategic Planning, Change Management, Team Building, Account Management, Team Leadership, Personnel Management, Technology Needs..., Grant Writing, Grant Administration, Grantsmanship, Program Development, Program Management, Program Evaluation, Business Process..., Board Relations, Grants, Community Outreach, Public Speaking, Nonprofits, Proposal Writing, Event Planning, Budgets, Organizational..., Philanthropy, Board Development, Volunteer Management, Fundraising, Leadership, Annual Giving, Non-profit..., Community Development
Education
MIT-Sloan School of Management 1977 — 1979
Masters in Science, Organizational Development & Labor, NA
Tufts University 1972 — 1974
Masters Degree, Education (Guidance & Counseling)
Clark University 1967 — 1971
Bachelor's degree, American History & American Literature
Joe Worthington Joe Worthington's Merrill Lynch, Pierce, Fenner & Smith Experience October 1991 - June 1995
Job PharmD Candidate
Industry Health, Wellness and Fitness
Experience
Walgreens Boots Alliance June 2015 - Present
Strategic Workplace Solutions, Inc. February 2011 - August 2013
MB Land, LLC. January 2004 - December 2007
Worthington & Williams November 1998 - January 2004
East Central Technical College March 1996 - June 1999
Merrill Lynch, Pierce, Fenner & Smith October 1991 - June 1995
Democratic Party of Georgia/Zell Miller for Governor/Office of Lieutenant Governor of Georgia January 1990 - June 1991
United States Senate September 1989 - December 1989
Skills
Politics, Fundraising, Strategic Planning, Public Relations, Media Relations, Marketing Communications, Budgets, Advertising, Management, Leadership, Customer Service, Research, Nonprofits
Education
University of North Carolina Eshelman School of Pharmacy 2013 — 2017
Doctor of Pharmacy (PharmD)
Montreat College 2008 — 2011
MBA, Business Administration
Georgia College and State University 1985 — 1990
BS, Public Administration
Walgreens Boots Alliance June 2015 - Present
Strategic Workplace Solutions, Inc. February 2011 - August 2013
MB Land, LLC. January 2004 - December 2007
Worthington & Williams November 1998 - January 2004
East Central Technical College March 1996 - June 1999
Merrill Lynch, Pierce, Fenner & Smith October 1991 - June 1995
Democratic Party of Georgia/Zell Miller for Governor/Office of Lieutenant Governor of Georgia January 1990 - June 1991
United States Senate September 1989 - December 1989
Skills
Politics, Fundraising, Strategic Planning, Public Relations, Media Relations, Marketing Communications, Budgets, Advertising, Management, Leadership, Customer Service, Research, Nonprofits
Education
University of North Carolina Eshelman School of Pharmacy 2013 — 2017
Doctor of Pharmacy (PharmD)
Montreat College 2008 — 2011
MBA, Business Administration
Georgia College and State University 1985 — 1990
BS, Public Administration
Adam Brickner Adam Brickner's Merrill Lynch, Pierce, Fenner & Smith Experience June 2001 - January 2002
Job Senior Equity Compliance Specialist at Brean Capital, LLC
Industry Financial Services
Experience
Brean Capital, LLC March 2011 - Present
Maxim Group October 2009 - April 2011
Hudson Securities 2003 - December 2009
Puglisi & Co. 2002 - 2003
Herzog Heine Geduld 1995 - 2003
Brokerage America January 2002 - December 2002
MERRILL LYNCH PIERCE FENNER & SMITH June 2001 - January 2002
Charles Schwab 1991 - 1995
Skills
Compliance, Equities, Capital Markets, Trading, Securities, Equity Trading, Institutional, Series 7, Investment Banking, Bloomberg, Series 63, Risk Management, Derivatives, Series 24, Trading Systems, Investments, Electronic Trading, Financial Services, ETFs, Trading Strategies, Hedge Funds, Stocks, Equity Research, Options, Financial Markets, Fixed Income, Portfolio Management, AML, Alternative Investments, Financial Risk, Asset Management, FINRA, Bonds, Financial Regulation, USA PATRIOT Act, Equity Derivatives, Mutual Funds, Due Diligence, Prime Brokerage, KYC, Investment Management, Investment Advisory, Securities Regulation, OFAC, Private Equity, IPO, Emerging Markets, Structured Products, SEC, Broker-Dealer
Education
Long Island University, C.W. Post Campus 1984 — 1986
Bachelor of Science (B.S.), Finance, General
Commack HS South 1977 — 1981
High School
University of Notre Dame - Mendoza College of Business
Brean Capital, LLC March 2011 - Present
Maxim Group October 2009 - April 2011
Hudson Securities 2003 - December 2009
Puglisi & Co. 2002 - 2003
Herzog Heine Geduld 1995 - 2003
Brokerage America January 2002 - December 2002
MERRILL LYNCH PIERCE FENNER & SMITH June 2001 - January 2002
Charles Schwab 1991 - 1995
Skills
Compliance, Equities, Capital Markets, Trading, Securities, Equity Trading, Institutional, Series 7, Investment Banking, Bloomberg, Series 63, Risk Management, Derivatives, Series 24, Trading Systems, Investments, Electronic Trading, Financial Services, ETFs, Trading Strategies, Hedge Funds, Stocks, Equity Research, Options, Financial Markets, Fixed Income, Portfolio Management, AML, Alternative Investments, Financial Risk, Asset Management, FINRA, Bonds, Financial Regulation, USA PATRIOT Act, Equity Derivatives, Mutual Funds, Due Diligence, Prime Brokerage, KYC, Investment Management, Investment Advisory, Securities Regulation, OFAC, Private Equity, IPO, Emerging Markets, Structured Products, SEC, Broker-Dealer
Education
Long Island University, C.W. Post Campus 1984 — 1986
Bachelor of Science (B.S.), Finance, General
Commack HS South 1977 — 1981
High School
University of Notre Dame - Mendoza College of Business
Francis X. Maloney 1-844-52-VOLVO's Merrill Lynch, Pierce, Fenner & Smith Experience October 1982 - October 1986
Job Sales @ NewVolvoTrucks.com
Industry Transportation/Trucking/Railroad
Experience
Volvo Truck Sales June 2013 - Present
Ottawa Yard Truck Sales 2011 - June 2013
Peterbilt Truck Sales September 2009 - July 2011
Fleet Informer Magazine September 1997 - March 2004
South Florida Market October 1989 - March 1998
National Automobile Dealers Association October 1986 - October 1989
Merrill Lynch, Pierce, Fenner & Smith October 1982 - October 1986
Skills
Prospecting Machine, Market Research, Selling is a Science!, Inventory Management, Forecasting, Purchasing, Selling, Microsoft Excel, Management, Supply Chain Management, Start-ups, Microsoft Word, Customer Service, New Business Development, Manufacturing, Training, Logistics, Operations Management, Team Building, Truck, Automobile, Coaching, Contract Negotiation, Pricing, Sales, Transportation..., P&L Management, Negotiation
Education
Florida State University 1979 — 1980
No Degree Earned
Volvo Truck Sales June 2013 - Present
Ottawa Yard Truck Sales 2011 - June 2013
Peterbilt Truck Sales September 2009 - July 2011
Fleet Informer Magazine September 1997 - March 2004
South Florida Market October 1989 - March 1998
National Automobile Dealers Association October 1986 - October 1989
Merrill Lynch, Pierce, Fenner & Smith October 1982 - October 1986
Skills
Prospecting Machine, Market Research, Selling is a Science!, Inventory Management, Forecasting, Purchasing, Selling, Microsoft Excel, Management, Supply Chain Management, Start-ups, Microsoft Word, Customer Service, New Business Development, Manufacturing, Training, Logistics, Operations Management, Team Building, Truck, Automobile, Coaching, Contract Negotiation, Pricing, Sales, Transportation..., P&L Management, Negotiation
Education
Florida State University 1979 — 1980
No Degree Earned
Karen Gleicher Heisler's Merrill Lynch, Pierce, Fenner & Smith Experience June 1986 - December 2008
Job SVP, Wealth Advisor and Sustainable Investing at UBS
Industry Financial Services
Experience
UBS Financial Services December 2008 - Present
Merrill Lynch, Pierce, Fenner & Smith June 1986 - December 2008
Education
Emory University 1980 — 1984
Bachelor of Arts, International Studies/Economics
UBS Financial Services December 2008 - Present
Merrill Lynch, Pierce, Fenner & Smith June 1986 - December 2008
Education
Emory University 1980 — 1984
Bachelor of Arts, International Studies/Economics
Carl Meger Carl Meger's Merrill Lynch, Pierce, Fenner & Smith Experience January 1985 - May 1986
Job Program Manager for large, complex systems integration and development programs.
Industry Information Technology and Services
Experience
CSC Consulting June 1996 - Present
Andersen Consulting / Accenture August 1990 - June 1996
TIAA-CREF May 1986 - August 1988
Merrill Lynch, Pierce, Fenner & Smith January 1985 - May 1986
Skills
PMO, IT Strategy, Program Management, SDLC, Business Process..., Integration, Management Consulting, PMP, Project Management, Business Process, Vendor Management
Education
Boston University Questrom School of Business 1988 — 1990
MS, Management Information Systems
Boston University Questrom School of Business 1988 — 1990
MBA, Management
University of Colorado Boulder 1980 — 1984
BS, Finance
CSC Consulting June 1996 - Present
Andersen Consulting / Accenture August 1990 - June 1996
TIAA-CREF May 1986 - August 1988
Merrill Lynch, Pierce, Fenner & Smith January 1985 - May 1986
Skills
PMO, IT Strategy, Program Management, SDLC, Business Process..., Integration, Management Consulting, PMP, Project Management, Business Process, Vendor Management
Education
Boston University Questrom School of Business 1988 — 1990
MS, Management Information Systems
Boston University Questrom School of Business 1988 — 1990
MBA, Management
University of Colorado Boulder 1980 — 1984
BS, Finance
John Ogorzalek John Ogorzalek's Merrill Lynch, Pierce, Fenner & Smith Experience 1992 - 2009
Job Biology, Sciences and Mathematics teacher
Industry Education Management
Experience
Mount Snow Academy December 2012 - Present
Merrill Lynch Pierce Fenner & Smith 1992 - 2009
Skills
Economics, Sustainability, Research, Public Speaking, Statistics, Data Analysis, Report Writing, Nonprofits, Microsoft Office, Renewable Energy, Community Development, Teaching, Strategic Planning, Negotiation
Education
Antioch New England Graduate School, Antioch University 2010 — 2012
Master of Science (MS), Environmental Studies - Conservation Biology
Mount Snow Academy December 2012 - Present
Merrill Lynch Pierce Fenner & Smith 1992 - 2009
Skills
Economics, Sustainability, Research, Public Speaking, Statistics, Data Analysis, Report Writing, Nonprofits, Microsoft Office, Renewable Energy, Community Development, Teaching, Strategic Planning, Negotiation
Education
Antioch New England Graduate School, Antioch University 2010 — 2012
Master of Science (MS), Environmental Studies - Conservation Biology
Alex Terzis Alex Terzis's Merrill Lynch, Pierce, Fenner & Smith Experience September 2011 - March 2012
Job USAA
Industry Financial Services
Experience
USAA February 2015 - Present
Financial Engines April 2012 - February 2015
DPR REALTY December 2009 - December 2014
Merrill Lynch, Pierce, Fenner & Smith September 2011 - March 2012
Vanguard February 2007 - September 2011
Edward Jones- Financial Services August 2006 - February 2007
Target Corporation March 1999 - February 2005
Skills
Investments, Insurance, Asset, Retirement, Real Estate, Series 7, Uniform Combined State..., Retirement Planning, Real Estate Transactions, Relationship Management, Consultative Sales..., 401k, Finance, Investment Strategies, Series 63, Mutual Funds, Asset Allocation, Wealth Management, Securities
Education
University of Arizona 2002 — 2006
Bachelor of Applied Science (B.A.Sc.), Agricultural Economics and Business Management
USAA February 2015 - Present
Financial Engines April 2012 - February 2015
DPR REALTY December 2009 - December 2014
Merrill Lynch, Pierce, Fenner & Smith September 2011 - March 2012
Vanguard February 2007 - September 2011
Edward Jones- Financial Services August 2006 - February 2007
Target Corporation March 1999 - February 2005
Skills
Investments, Insurance, Asset, Retirement, Real Estate, Series 7, Uniform Combined State..., Retirement Planning, Real Estate Transactions, Relationship Management, Consultative Sales..., 401k, Finance, Investment Strategies, Series 63, Mutual Funds, Asset Allocation, Wealth Management, Securities
Education
University of Arizona 2002 — 2006
Bachelor of Applied Science (B.A.Sc.), Agricultural Economics and Business Management
Jeff Bear's Merrill Lynch, Pierce, Fenner & Smith Experience 1984 - August 1989
Job Vice President, Member Firm Development at M Financial Group
Industry Financial Services
Experience
M Financial Group January 2007 - Present
Strong Capital Management Retirement Plan Services 1996 - 2006
Trilog, A CIGNA Company August 1989 - September 1996
Merrill Lynch Pierce Fenner & Smith 1984 - August 1989
Skills
Retirement Planning, Wealth Management, Series 7, Pensions, Asset Allocation, Series 24, 401k, Retirement, High Net Worth..., Investment Advisory, Mutual Funds, Financial Services, Estate Planning, Investments
Education
Marquette University 2002 — 2003
MBA
St. Ambrose University 1980 — 1984
BA, Business
M Financial Group January 2007 - Present
Strong Capital Management Retirement Plan Services 1996 - 2006
Trilog, A CIGNA Company August 1989 - September 1996
Merrill Lynch Pierce Fenner & Smith 1984 - August 1989
Skills
Retirement Planning, Wealth Management, Series 7, Pensions, Asset Allocation, Series 24, 401k, Retirement, High Net Worth..., Investment Advisory, Mutual Funds, Financial Services, Estate Planning, Investments
Education
Marquette University 2002 — 2003
MBA
St. Ambrose University 1980 — 1984
BA, Business
Annette Whittemore's Merrill Lynch, Pierce, Fenner & Smith Experience 1980 - 1983
Job VP Chase Wealth Management Project Management at Chase
Industry Financial Services
Experience
Chase 2012 - Present
J. P. Morgan 2004 - 2012
Bank One 1993 - 2004
Marine Midland Bank, NA (now HSBC) 1986 - 1993
The Bank of New York 1983 - 1986
Merrill Lynch, Pierce, Fenner & Smith 1980 - 1983
Skills
Financial Services, Investment Management, Marketing Strategy, Product Management, Research, Strategic Planning, Customer Satisfaction, Product Development, Competitive Intelligence, Project Management, Program Management, Mergers & Acquisitions, Management Consulting, Management, Marketing, Business Intelligence, Banking, Sales, Asset Management, Wealth Management, Strategy
Education
New York University
MBA, Marketing and International
State University of New York College at Fredonia
Bachelor of Science (B.S.)
Chase 2012 - Present
J. P. Morgan 2004 - 2012
Bank One 1993 - 2004
Marine Midland Bank, NA (now HSBC) 1986 - 1993
The Bank of New York 1983 - 1986
Merrill Lynch, Pierce, Fenner & Smith 1980 - 1983
Skills
Financial Services, Investment Management, Marketing Strategy, Product Management, Research, Strategic Planning, Customer Satisfaction, Product Development, Competitive Intelligence, Project Management, Program Management, Mergers & Acquisitions, Management Consulting, Management, Marketing, Business Intelligence, Banking, Sales, Asset Management, Wealth Management, Strategy
Education
New York University
MBA, Marketing and International
State University of New York College at Fredonia
Bachelor of Science (B.S.)
Andrea Bartholomew's Merrill Lynch, Pierce, Fenner & Smith Experience 1991 - 1998
Job Marketing and Production Professional
Industry Marketing and Advertising
Experience
Paul S. Bartholomew Photography, LLC June 2006 - Present
HH Global May 2013 - Present
The Hibbert Group March 2011 - May 2013
Quadriga Art March 2010 - March 2011
PHH Mortgage May 2008 - December 2009
LA Weight Loss Franchise Company September 2007 - May 2008
MKTG Services March 2006 - August 2007
Films Media Group December 2000 - March 2006
Vertis, Inc. 1998 - 2000
Merrill Lynch, Pierce, Fenner & Smith 1991 - 1998
Skills
Email Marketing, Direct Marketing, Social Media, Direct Mail, Account Management, Advertising, Graphic Design, Marketing Communications, SEO, Social Media Marketing, Marketing, Brochures, Blogging, Management, Integrated Marketing, Photoshop, Photography, Public Relations, Creative Direction, Sales, Digital Marketing, Facebook, Digital Media, Leadership, Online Marketing, Online Advertising, Brand Development, Copywriting
Education
Thomas Edison State College
Bachelor of Arts, Liberal Arts Major with a Minor in Liberal Arts
The Chubb Institute 1995 — 1996
COBOL Programming
Rutgers University-New Brunswick 1993 — 1994
English
The College of New Jersey 1990 — 1992
Fine Arts & Interior Design / Technical Drawing
Middlesex County College 1988 — 1990
Associate in Arts, Engineering, Arts & Humanities
Paul S. Bartholomew Photography, LLC June 2006 - Present
HH Global May 2013 - Present
The Hibbert Group March 2011 - May 2013
Quadriga Art March 2010 - March 2011
PHH Mortgage May 2008 - December 2009
LA Weight Loss Franchise Company September 2007 - May 2008
MKTG Services March 2006 - August 2007
Films Media Group December 2000 - March 2006
Vertis, Inc. 1998 - 2000
Merrill Lynch, Pierce, Fenner & Smith 1991 - 1998
Skills
Email Marketing, Direct Marketing, Social Media, Direct Mail, Account Management, Advertising, Graphic Design, Marketing Communications, SEO, Social Media Marketing, Marketing, Brochures, Blogging, Management, Integrated Marketing, Photoshop, Photography, Public Relations, Creative Direction, Sales, Digital Marketing, Facebook, Digital Media, Leadership, Online Marketing, Online Advertising, Brand Development, Copywriting
Education
Thomas Edison State College
Bachelor of Arts, Liberal Arts Major with a Minor in Liberal Arts
The Chubb Institute 1995 — 1996
COBOL Programming
Rutgers University-New Brunswick 1993 — 1994
English
The College of New Jersey 1990 — 1992
Fine Arts & Interior Design / Technical Drawing
Middlesex County College 1988 — 1990
Associate in Arts, Engineering, Arts & Humanities
Gina Bruno Gina Bruno's Merrill Lynch, Pierce, Fenner & Smith Experience August 1984 - May 1988
Job Information Risk Officer
Industry Financial Services
Experience
Verisk Analytics April 2015 - Present
Pershing, a BNY Mellon company April 2012 - September 2014
Pershing Advisor Solutions, LLC September 2005 - April 2012
Investment Manager Services ( Pershing LLC Prime Brokerage Services) June 1997 - September 2005
Lehman Brothers May 1992 - May 1997
Shearson Lehman Brothers June 1988 - April 1992
Merrill Lynch Pierce Fenner & Smith August 1984 - May 1988
Skills
Privacy, USA PATRIOT Act, Business Continuity, Operational Risk, Regulatory Compliance, Risk Assessment, Information Security, Financial Regulation, Vendor Management, Broker-Dealer, Prime Brokerage, Risk Management, Data Privacy, FINRA, Series 7, Series 24, Series 63, Series 8, Series 4, CIPP, Securities, Options, Fixed Income, RCSA, Team Leadership, Mentoring, Hedge Funds, Process Improvement, Anti Money Laundering, KYC, Mutual Funds, Account Reconciliation, Financial Services
Education
Broward College
Middlesex County College
Verisk Analytics April 2015 - Present
Pershing, a BNY Mellon company April 2012 - September 2014
Pershing Advisor Solutions, LLC September 2005 - April 2012
Investment Manager Services ( Pershing LLC Prime Brokerage Services) June 1997 - September 2005
Lehman Brothers May 1992 - May 1997
Shearson Lehman Brothers June 1988 - April 1992
Merrill Lynch Pierce Fenner & Smith August 1984 - May 1988
Skills
Privacy, USA PATRIOT Act, Business Continuity, Operational Risk, Regulatory Compliance, Risk Assessment, Information Security, Financial Regulation, Vendor Management, Broker-Dealer, Prime Brokerage, Risk Management, Data Privacy, FINRA, Series 7, Series 24, Series 63, Series 8, Series 4, CIPP, Securities, Options, Fixed Income, RCSA, Team Leadership, Mentoring, Hedge Funds, Process Improvement, Anti Money Laundering, KYC, Mutual Funds, Account Reconciliation, Financial Services
Education
Broward College
Middlesex County College
John Sokolowski John Sokolowski's Merrill Lynch, Pierce, Fenner & Smith Experience January 1999 - October 2000
Job Senior Manager, Budgets and Financial Reporting at CorePharma LLC
Industry Pharmaceuticals
Experience
Impax Laboratories August 2011 - Present
SYNOVATE, INC June 2009 - August 2011
SYNOVATE HEALTHCARE November 2004 - June 2009
ISIS RESEARCH August 2001 - October 2004
MERRILL LYNCH PIERCE FENNER & SMITH January 1999 - October 2000
MERRILL LYNCH TRUST COMPANIES January 1989 - December 1998
MERRILL LYNCH BANK AND TRUST COMPANY September 1985 - December 1989
MERRILL LYNCH CAPITAL RESOURCES December 1982 - September 1984
Skills
Analysis, Financial Analysis, Financial Modeling, Financial Reporting, Forecasting, Strategy, Process Improvement, Business Planning, Budgets, Finance, Accounting, Strategic Financial...
Education
Jacksonville University 1977 — 1981
Bachlor of Science, Accounting
Rider University 1977 — 1979
Bachelor of Science (B.S.), Accounting
Impax Laboratories August 2011 - Present
SYNOVATE, INC June 2009 - August 2011
SYNOVATE HEALTHCARE November 2004 - June 2009
ISIS RESEARCH August 2001 - October 2004
MERRILL LYNCH PIERCE FENNER & SMITH January 1999 - October 2000
MERRILL LYNCH TRUST COMPANIES January 1989 - December 1998
MERRILL LYNCH BANK AND TRUST COMPANY September 1985 - December 1989
MERRILL LYNCH CAPITAL RESOURCES December 1982 - September 1984
Skills
Analysis, Financial Analysis, Financial Modeling, Financial Reporting, Forecasting, Strategy, Process Improvement, Business Planning, Budgets, Finance, Accounting, Strategic Financial...
Education
Jacksonville University 1977 — 1981
Bachlor of Science, Accounting
Rider University 1977 — 1979
Bachelor of Science (B.S.), Accounting
Kenny Youmans Kenny Youmans's Merrill Lynch, Pierce, Fenner & Smith Experience December 1969 - December 1979
Job Motivational Speaker
Industry Events Services
Experience
Kenny Youmans, Motivational & Inspirational Speaker 2000 - Present
Kenny Youmans Insurance Agency January 1980 - May 2000
Merrill Lynch, Pierce, Fenner & Smith December 1969 - December 1979
Will Ross Hospital Supply January 1967 - December 1969
Burroughs Corporation March 1965 - December 1966
Skills
Public Speaking, Storytelling, Inspiration, Motivational Speaking, Facebook, Management, Copywriting, Blogging, Entertainment, Coaching, Sales, Entrepreneurship, Photography, Media Relations, Small Business, Direct Sales
Education
University of Georgia - Terry College of Business 1961 — 1964
BBA, Business
Kenny Youmans, Motivational & Inspirational Speaker 2000 - Present
Kenny Youmans Insurance Agency January 1980 - May 2000
Merrill Lynch, Pierce, Fenner & Smith December 1969 - December 1979
Will Ross Hospital Supply January 1967 - December 1969
Burroughs Corporation March 1965 - December 1966
Skills
Public Speaking, Storytelling, Inspiration, Motivational Speaking, Facebook, Management, Copywriting, Blogging, Entertainment, Coaching, Sales, Entrepreneurship, Photography, Media Relations, Small Business, Direct Sales
Education
University of Georgia - Terry College of Business 1961 — 1964
BBA, Business
Basil Giletto's Merrill Lynch, Pierce, Fenner & Smith Experience June 2007 - June 2008
Job Operations Specialist at TD Wealth Management
Industry Financial Services
Experience
TD Wealth Management November 2012 - Present
Merrill Lynch March 2011 - November 2012
Merrill Lynch June 2008 - March 2011
Merrill Lynch, Pierce, Fenner & Smith June 2007 - June 2008
Merrill Lynch January 2007 - June 2007
Merrill Lynch June 2005 - January 2007
Merrill Lynch, Pierce, Fenner & Smith January 2003 - June 2005
Skills
Series 7, Series 24, Six Sigma, MBA, Visio, Microsoft Excel, SharePoint, Minitab, Live Meeting, Mutual Funds, Management, Auditing, Banking, Uniform Combined State..., Trading, Credit, Financial Services, Wealth Management, Business Analysis, Financial Analysis, Risk Management, Equities, Investments, Securities
Education
University of Phoenix 2006 — 2008
MBA, Business
Saint Joseph's University 2000 — 2001
Education
Villanova University 1996 — 2000
Bachelor of Arts (BA)
TD Wealth Management November 2012 - Present
Merrill Lynch March 2011 - November 2012
Merrill Lynch June 2008 - March 2011
Merrill Lynch, Pierce, Fenner & Smith June 2007 - June 2008
Merrill Lynch January 2007 - June 2007
Merrill Lynch June 2005 - January 2007
Merrill Lynch, Pierce, Fenner & Smith January 2003 - June 2005
Skills
Series 7, Series 24, Six Sigma, MBA, Visio, Microsoft Excel, SharePoint, Minitab, Live Meeting, Mutual Funds, Management, Auditing, Banking, Uniform Combined State..., Trading, Credit, Financial Services, Wealth Management, Business Analysis, Financial Analysis, Risk Management, Equities, Investments, Securities
Education
University of Phoenix 2006 — 2008
MBA, Business
Saint Joseph's University 2000 — 2001
Education
Villanova University 1996 — 2000
Bachelor of Arts (BA)
David Keogh's Merrill Lynch, Pierce, Fenner & Smith Experience May 1997 - March 2001
Job Expert / Consultant & Director of Compliance at LifeMark Securities Corp
Industry Financial Services
Experience
DJK Consulting LLC March 2003 - Present
LifeMark Securities Corp April 2014 - Present
Anderson House April 2010 - Present
Professional Economic Growth Group February 2011 - August 2012
Lincoln Financial Advisors/Sagemark Consulting September 2008 - April 2010
Parker Financial Corp. November 2005 - March 2007
Grayson Financial Corporation February 2002 - April 2004
Merrill Lynch, Pierce, Fenner & Smith May 1997 - March 2001
First Metropolitan Securities November 1995 - May 1997
Meyers Pollock & Robbins May 1994 - October 1995
Skills
Series 4, Series 7, Series 8, Series 63, Series 65, Life & Health Insurance..., Securities Litigation, Expert Witness, Options, Equities, Litigation Support, Litigation Consulting, Supervision, Suitability, Mutual Funds, Failure to Supervise, Misrepresentation, Securities Fraud, Ponzi Schemes, Compliance Examinations, FINRA, Margin, Rule 144, CRD, Surveillance, Strategic Planning, Trading, Compliance, Office Administration, New Business Development, Strategic Partnerships, Project Management, Microsoft Excel, Microsoft Word, Arbitration, Risk Management, Securities Regulation, Investments, Financial Services, Securities, Mediation, Investment Advisory, Wealth Management, Financial Markets, Finance, Retirement Planning, Alternative Investments, Asset Allocation, Investment Strategies, Investment Banking
Education
St. Peter's College 1986 — 1988
Business Administration and Management, General
DJK Consulting LLC March 2003 - Present
LifeMark Securities Corp April 2014 - Present
Anderson House April 2010 - Present
Professional Economic Growth Group February 2011 - August 2012
Lincoln Financial Advisors/Sagemark Consulting September 2008 - April 2010
Parker Financial Corp. November 2005 - March 2007
Grayson Financial Corporation February 2002 - April 2004
Merrill Lynch, Pierce, Fenner & Smith May 1997 - March 2001
First Metropolitan Securities November 1995 - May 1997
Meyers Pollock & Robbins May 1994 - October 1995
Skills
Series 4, Series 7, Series 8, Series 63, Series 65, Life & Health Insurance..., Securities Litigation, Expert Witness, Options, Equities, Litigation Support, Litigation Consulting, Supervision, Suitability, Mutual Funds, Failure to Supervise, Misrepresentation, Securities Fraud, Ponzi Schemes, Compliance Examinations, FINRA, Margin, Rule 144, CRD, Surveillance, Strategic Planning, Trading, Compliance, Office Administration, New Business Development, Strategic Partnerships, Project Management, Microsoft Excel, Microsoft Word, Arbitration, Risk Management, Securities Regulation, Investments, Financial Services, Securities, Mediation, Investment Advisory, Wealth Management, Financial Markets, Finance, Retirement Planning, Alternative Investments, Asset Allocation, Investment Strategies, Investment Banking
Education
St. Peter's College 1986 — 1988
Business Administration and Management, General
Henry Mollenthiel Henry Mollenthiel's Merrill Lynch, Pierce, Fenner & Smith Experience March 1982 - January 1985
Job Client Reporting and Statement Services
Industry Financial Services
Experience
Citi July 2008 - Present
Wachovia Bank July 2003 - June 2008
Morgan Stanley January 1996 - December 2002
Dean Witter, Discover & Co. February 1985 - December 1995
Merrill Lynch, Pierce, Fenner & Smith March 1982 - January 1985
Skills
Operations Management, Budget, Problem Solving, Project Management, Troubleshooting, Training, DTC, Bloomberg Terminal, Communication Skills, Cost Accounting, Foreign Exchange, Cash Management, Options, Performance Reviews, Repurchase Agreement, Profit/Loss..., System Testing, Procedure Creation, Leading Meetings, Budgets, Account Reconciliation, Equities, Derivatives, Banking, Mutual Funds, Investments, Bloomberg, Risk Management, FX Options, Trading
Education
Hunter College
Bachelor's degree, Mathematics
New Utrecht High School, Brooklyn, NY
Academic Studies
Citi July 2008 - Present
Wachovia Bank July 2003 - June 2008
Morgan Stanley January 1996 - December 2002
Dean Witter, Discover & Co. February 1985 - December 1995
Merrill Lynch, Pierce, Fenner & Smith March 1982 - January 1985
Skills
Operations Management, Budget, Problem Solving, Project Management, Troubleshooting, Training, DTC, Bloomberg Terminal, Communication Skills, Cost Accounting, Foreign Exchange, Cash Management, Options, Performance Reviews, Repurchase Agreement, Profit/Loss..., System Testing, Procedure Creation, Leading Meetings, Budgets, Account Reconciliation, Equities, Derivatives, Banking, Mutual Funds, Investments, Bloomberg, Risk Management, FX Options, Trading
Education
Hunter College
Bachelor's degree, Mathematics
New Utrecht High School, Brooklyn, NY
Academic Studies
Mack Hartwell, CFP®, CIMA®'s Merrill Lynch, Pierce, Fenner & Smith Experience February 1993 - Present
Job First Vice President Wealth Management, Wealth Management Advisor
Industry Financial Services
Experience
Merrill Lynch, Pierce, Fenner & Smith February 1993 - Present
Skills
Certified Financial..., Certified Investment..., Retirement Planning, Wealth Management, Investment Management, Investments, Asset Management, Strategic Financial..., Financial Planning
Education
The Ohio State University
Bachelor of Arts
Merrill Lynch, Pierce, Fenner & Smith February 1993 - Present
Skills
Certified Financial..., Certified Investment..., Retirement Planning, Wealth Management, Investment Management, Investments, Asset Management, Strategic Financial..., Financial Planning
Education
The Ohio State University
Bachelor of Arts
John Trentanove's Merrill Lynch, Pierce, Fenner & Smith Experience November 1997 - December 2014
Job Senior Vice President, Senior Financial Advisor at Capitol Securities Management Inc.
Industry Financial Services
Experience
Capitol Securities Management Inc. January 2015 - Present
Merrill Lynch, Pierce, Fenner & Smith November 1997 - December 2014
Kinko's Graphics Corp. 1987 - 1997
FedEx Kinko's 1987 - 1997
kinkos 1985 - 1997
Skills
Team Building, Relationship Management, Banking, Customer Service, Sales, Financial Services, Investments, Wealth Management
Education
University of South Carolina - Darla Moore School of Business 1978 — 1982
BS, Finance, Marketing
Capitol Securities Management Inc. January 2015 - Present
Merrill Lynch, Pierce, Fenner & Smith November 1997 - December 2014
Kinko's Graphics Corp. 1987 - 1997
FedEx Kinko's 1987 - 1997
kinkos 1985 - 1997
Skills
Team Building, Relationship Management, Banking, Customer Service, Sales, Financial Services, Investments, Wealth Management
Education
University of South Carolina - Darla Moore School of Business 1978 — 1982
BS, Finance, Marketing
Steve Cosolito's Merrill Lynch, Pierce, Fenner & Smith Experience 1983 - 1986
Job Manager of International Finance at Lowe's Companies
Industry Retail
Experience
Lowes Companies 2007 - Present
Lowe's Companies July 1996 - Present
Lowe's Home Improvement July 1996 - Present
Lowe's July 1996 - April 2004
Camelot Music October 1994 - June 1996
Midial USA March 1988 - October 1994
Marshalls Inc. November 1986 - 1988
Merrill Lynch, Pierce Fenner & Smith 1983 - 1986
Zayre Department Stores November 1981 - April 1983
Skills
Budgeting, Consolidation, Long Range Planning, Budget Process, Financial Reporting, Capital Budgeting, Forecasting, Microstrategy, Financial Planning, Variance Analysis, Hyperion, PeopleSoft, Financial Analysis, Accounting, Capex, Financial Modeling, Financials, Cash Flow, Retail, Analysis, Planning, Budgets, Strategic Financial..., Hyperion Enterprise, Project Planning, P&L Management, Inventory Management, Income Statement, Expense Management, Profit, Leadership, Finance, Financial Forecasting, Internal Audit, Cash Management, Cost Accounting, Sarbanes-Oxley Act, Pricing, Internal Controls, Process Improvement, Essbase, Access, General Ledger, Accounts Receivable, Auditing, Accounts Payable, Business Process..., SAP, Account Reconciliation, Financial Accounting
Education
Bryant University 1977 — 1981
Bachelor of Science (BS), Accounting
Lowes Companies 2007 - Present
Lowe's Companies July 1996 - Present
Lowe's Home Improvement July 1996 - Present
Lowe's July 1996 - April 2004
Camelot Music October 1994 - June 1996
Midial USA March 1988 - October 1994
Marshalls Inc. November 1986 - 1988
Merrill Lynch, Pierce Fenner & Smith 1983 - 1986
Zayre Department Stores November 1981 - April 1983
Skills
Budgeting, Consolidation, Long Range Planning, Budget Process, Financial Reporting, Capital Budgeting, Forecasting, Microstrategy, Financial Planning, Variance Analysis, Hyperion, PeopleSoft, Financial Analysis, Accounting, Capex, Financial Modeling, Financials, Cash Flow, Retail, Analysis, Planning, Budgets, Strategic Financial..., Hyperion Enterprise, Project Planning, P&L Management, Inventory Management, Income Statement, Expense Management, Profit, Leadership, Finance, Financial Forecasting, Internal Audit, Cash Management, Cost Accounting, Sarbanes-Oxley Act, Pricing, Internal Controls, Process Improvement, Essbase, Access, General Ledger, Accounts Receivable, Auditing, Accounts Payable, Business Process..., SAP, Account Reconciliation, Financial Accounting
Education
Bryant University 1977 — 1981
Bachelor of Science (BS), Accounting
Kristin Hetzer CMT's Merrill Lynch, Pierce, Fenner & Smith Experience January 1982 - January 1986
Job Principal at Royal Palms Capital LLC and Owner, Royal Palms Capital LLC
Industry Financial Services
Experience
Royal Palms Capital LLC April 2005 - Present
UBS Financial Services, Inc March 2001 - March 2005
Prudential Securities January 1994 - March 2001
Prudential Securities January 1988 - March 2001
Kidder Peabody & Company January 1986 - January 1988
Merrill Lynch Pierce Fenner & Smith January 1982 - January 1986
Wyeth Laboratories January 1978 - January 1982
Skills
Wealth Management, Retirement Planning, Strategic Financial..., Financial Advisory, Management, Management Consulting, Investments, Alternative Investments, Hedge Funds, Brokerage, Securities, Fixed Income
Education
University of Pennsylvania - The Wharton School 2000 — 2000
CIMA, Investment Management Analyst
College of Financial Planning 1987 — 1989
CFP, Financial Planning
California State University-Long Beach 1979 — 1981
economics, businesslaw, accounting and finance
Hope College 1974 — 1978
Bachelors of Arts, Biology
Royal Palms Capital LLC April 2005 - Present
UBS Financial Services, Inc March 2001 - March 2005
Prudential Securities January 1994 - March 2001
Prudential Securities January 1988 - March 2001
Kidder Peabody & Company January 1986 - January 1988
Merrill Lynch Pierce Fenner & Smith January 1982 - January 1986
Wyeth Laboratories January 1978 - January 1982
Skills
Wealth Management, Retirement Planning, Strategic Financial..., Financial Advisory, Management, Management Consulting, Investments, Alternative Investments, Hedge Funds, Brokerage, Securities, Fixed Income
Education
University of Pennsylvania - The Wharton School 2000 — 2000
CIMA, Investment Management Analyst
College of Financial Planning 1987 — 1989
CFP, Financial Planning
California State University-Long Beach 1979 — 1981
economics, businesslaw, accounting and finance
Hope College 1974 — 1978
Bachelors of Arts, Biology
Kathleen Brown's Merrill Lynch, Pierce, Fenner & Smith Experience 2000 - 2002
Job Consultant, Fiduciary Consulting Services, LLC
Industry Financial Services
Experience
Fiduciary Consulting Services, LLC 2007 - Present
Merrill Lynch Trust Company 2006 - 2007
Merrill Lynch Trust Company 2003 - 2006
Merrill Lynch, Pierce, Fenner & Smith 2000 - 2002
Merrill Lynch, Pierce, Fenner & Smith 1996 - 1999
Skills
Trust Services, Marketing, Estate Planning, Product Marketing, Product Development, Philanthropy, Writing, Editing, Marketing Strategy, Strategic Planning, Wealth Management
Education
Columbia University School of Law 1987 — 1990
Doctor of Law (JD)
Muhlenberg College 1983 — 1987
Bachelor's degree, Econmics
St. hubert's Catholic high school for girsl
Fiduciary Consulting Services, LLC 2007 - Present
Merrill Lynch Trust Company 2006 - 2007
Merrill Lynch Trust Company 2003 - 2006
Merrill Lynch, Pierce, Fenner & Smith 2000 - 2002
Merrill Lynch, Pierce, Fenner & Smith 1996 - 1999
Skills
Trust Services, Marketing, Estate Planning, Product Marketing, Product Development, Philanthropy, Writing, Editing, Marketing Strategy, Strategic Planning, Wealth Management
Education
Columbia University School of Law 1987 — 1990
Doctor of Law (JD)
Muhlenberg College 1983 — 1987
Bachelor's degree, Econmics
St. hubert's Catholic high school for girsl
Thomas P Brennan III, AIF's Merrill Lynch, Pierce, Fenner & Smith Experience August 1995 - August 2002
Job Regional Vice President Emerging Markets at Transamerica Retirement Solutions
Industry Financial Services
Experience
Transamerica Retirement Solutions June 2013 - Present
Transamerica Retirement Services January 2009 - May 2013
Fesnak and Associates, LLP July 2008 - December 2008
Lincoln Financial Group October 2006 - December 2007
Citigroup August 2002 - October 2006
Merrill Lynch Pierce Fenner & Smith August 1995 - August 2002
The Vanguard Group January 1992 - August 1995
Skills
401(k), ERISA, Defined Contribution, Defined Benefit, MEP, Taft-Hartley, Non-Qualified Deferred..., Income for Life, Sales Management, Marketing, Marketing Strategy, P&L Responsibility, Trade Compliance, Product Development, Production Managment, Product Marketing, Strategic Planning, Strategic Thinking, Channel Management, Qualified Retirement..., Financial Services, Mutual Funds, P&L Management, Retirement Plan..., 401k, Employee Benefits, Retirement, Series 7, Asset Allocation
Education
Bishop McDevitt High School
College Preparatory
Saint Joseph's University
B.A., Political Science
Transamerica Retirement Solutions June 2013 - Present
Transamerica Retirement Services January 2009 - May 2013
Fesnak and Associates, LLP July 2008 - December 2008
Lincoln Financial Group October 2006 - December 2007
Citigroup August 2002 - October 2006
Merrill Lynch Pierce Fenner & Smith August 1995 - August 2002
The Vanguard Group January 1992 - August 1995
Skills
401(k), ERISA, Defined Contribution, Defined Benefit, MEP, Taft-Hartley, Non-Qualified Deferred..., Income for Life, Sales Management, Marketing, Marketing Strategy, P&L Responsibility, Trade Compliance, Product Development, Production Managment, Product Marketing, Strategic Planning, Strategic Thinking, Channel Management, Qualified Retirement..., Financial Services, Mutual Funds, P&L Management, Retirement Plan..., 401k, Employee Benefits, Retirement, Series 7, Asset Allocation
Education
Bishop McDevitt High School
College Preparatory
Saint Joseph's University
B.A., Political Science
James Culp III's Merrill Lynch, Pierce, Fenner & Smith Experience July 2006 - September 2008
Job Financial Consultant at National Asset Management, Inc.
Industry Financial Services
Experience
National Asset Management, Inc. March 2011 - Present
National Securities Corporation December 2010 - Present
Bank of America Merrill Lynch September 2008 - December 2010
Merrill Lynch, Pierce, Fenner & Smith July 2006 - September 2008
Skills
Series 7, Series 66, Wealth Management, Retirement Planning, Strategic Financial..., Investment Advisory, Estate Planning, Equities, Investment Strategies
Education
Gettysburg College 2002 — 2006
Bachelor of Arts (B.A.), Business Management, Economics
Ridley High School 1997 — 2002
National Asset Management, Inc. March 2011 - Present
National Securities Corporation December 2010 - Present
Bank of America Merrill Lynch September 2008 - December 2010
Merrill Lynch, Pierce, Fenner & Smith July 2006 - September 2008
Skills
Series 7, Series 66, Wealth Management, Retirement Planning, Strategic Financial..., Investment Advisory, Estate Planning, Equities, Investment Strategies
Education
Gettysburg College 2002 — 2006
Bachelor of Arts (B.A.), Business Management, Economics
Ridley High School 1997 — 2002
Gerry Curry's Merrill Lynch, Pierce, Fenner & Smith Experience July 2004 - Present
Job Director Enterprise Independent Testing, Global Markets Surveillance, at Merrill Lynch Pierce Fenner & Smith
Industry Investment Banking
Experience
Merrill Lynch Pierce Fenner & Smith July 2004 - Present
Wachovia Securities February 1998 - July 2004
Daiwa Securities February 1997 - January 1998
Lehman Brothers 1984 - 1996
Skills
Fixed Income, Series 7, Series 63, Capital Markets, Derivatives, Equities, Financial Services, Risk Management, Hedge Funds, Securities
Education
Pace University - Lubin School of Business
Merrill Lynch Pierce Fenner & Smith July 2004 - Present
Wachovia Securities February 1998 - July 2004
Daiwa Securities February 1997 - January 1998
Lehman Brothers 1984 - 1996
Skills
Fixed Income, Series 7, Series 63, Capital Markets, Derivatives, Equities, Financial Services, Risk Management, Hedge Funds, Securities
Education
Pace University - Lubin School of Business
Richard Larkin's Merrill Lynch, Pierce, Fenner & Smith Experience September 1985 - September 1988
Job Director of Enterprise Project Management, Enterprise Project Office & Software Configuration Management at Pershing LLC
Industry Financial Services
Experience
Pershing LLC, a BNY Mellon Company September 2010 - Present
JPMorgan Chase April 2009 - June 2010
JPMorgan Chase January 2008 - April 2009
Citigroup December 2005 - November 2007
Citigroup January 2001 - December 2005
Citigroup January 1995 - January 2001
Citigroup September 1988 - January 1995
Merrill Lynch, Pierce, Fenner & Smith September 1985 - September 1988
Kidder, Peabody & Company June 1983 - August 1985
Skills
Trading Systems, Prime Brokerage, Equities, SDLC, Capital Markets, Business Analysis, Financial Services, Vendor Management, Fixed Income, Derivatives, Market Data, PMO, Re-engineering, Risk Management, Reference Data, Offshoring, Portfolio Management, IT Strategy, Mutual Funds, Securities, Back Office, Program Management, Settlement, Hedge Funds, Series 7, User Acceptance Testing, Corporate Actions, Securities Lending, Financial Markets, Integration, Trading, Middle Office, Electronic Trading, Investment Banking, Business Requirements, Asset Management, Banking, Collateral Management, FX Options, Analysis, Equity Derivatives, Options, Bloomberg, Relationship Management, PMO Management, Operational Risk, Software Documentation, Equity Trading, Financial Risk
Education
Pace University 1986 — 1991
MBA, Finance
Saint Peter's University 1981 — 1985
BS, Computer Science and Mathematics
Pershing LLC, a BNY Mellon Company September 2010 - Present
JPMorgan Chase April 2009 - June 2010
JPMorgan Chase January 2008 - April 2009
Citigroup December 2005 - November 2007
Citigroup January 2001 - December 2005
Citigroup January 1995 - January 2001
Citigroup September 1988 - January 1995
Merrill Lynch, Pierce, Fenner & Smith September 1985 - September 1988
Kidder, Peabody & Company June 1983 - August 1985
Skills
Trading Systems, Prime Brokerage, Equities, SDLC, Capital Markets, Business Analysis, Financial Services, Vendor Management, Fixed Income, Derivatives, Market Data, PMO, Re-engineering, Risk Management, Reference Data, Offshoring, Portfolio Management, IT Strategy, Mutual Funds, Securities, Back Office, Program Management, Settlement, Hedge Funds, Series 7, User Acceptance Testing, Corporate Actions, Securities Lending, Financial Markets, Integration, Trading, Middle Office, Electronic Trading, Investment Banking, Business Requirements, Asset Management, Banking, Collateral Management, FX Options, Analysis, Equity Derivatives, Options, Bloomberg, Relationship Management, PMO Management, Operational Risk, Software Documentation, Equity Trading, Financial Risk
Education
Pace University 1986 — 1991
MBA, Finance
Saint Peter's University 1981 — 1985
BS, Computer Science and Mathematics
David H. Nguyen's Merrill Lynch, Pierce, Fenner & Smith Experience January 2012 - Present
Job
Industry Internet
Experience
Merrill Lynch Pierce Fenner & Smith January 2012 - Present
Edward Jones 2008 - 2009
Alliance Bancorp 2004 - 2008
New Century Mortgage 2002 - 2004
CNA Trust 2000 - 2003
Skills
Financial Services, Retirement, Investments, Loans, Finance, Mortgage Banking, Banking, Sales, Credit, Mortgage Lending, Financial Planning, Retirement Planning, Portfolio Management, Loan Origination, Strategic Planning, Customer Service, Asset Management, Leadership
Education
California Lutheran University
BS, Business Administration
Merrill Lynch Pierce Fenner & Smith January 2012 - Present
Edward Jones 2008 - 2009
Alliance Bancorp 2004 - 2008
New Century Mortgage 2002 - 2004
CNA Trust 2000 - 2003
Skills
Financial Services, Retirement, Investments, Loans, Finance, Mortgage Banking, Banking, Sales, Credit, Mortgage Lending, Financial Planning, Retirement Planning, Portfolio Management, Loan Origination, Strategic Planning, Customer Service, Asset Management, Leadership
Education
California Lutheran University
BS, Business Administration
Christopher Guerin's Merrill Lynch, Pierce, Fenner & Smith Experience February 1996 - May 1997
Job Assistant Vice President International Markets
Industry Financial Services
Experience
Transamerica Life Insurance Company October 2013 - Present
Transamerica Life Insurance Company June 2006 - October 2013
Transamerica Life Insurance Company November 2004 - June 2006
Transamerica Life Insurance Company October 1999 - June 2006
Transamerica Life Insurance Company May 1997 - October 1999
Merrill Lynch, Pierce Fenner & Smith February 1996 - May 1997
MassMutual Life Insurance Company October 1989 - February 1996
Skills
Underwriting, Life Insurance, Risk Management, Process Improvement, Leadership, Strategic Planning, Management, Vendor Management
Education
University of Massachusetts 1983 — 1986
Bachelor of Arts, Music Theory and Composition
Holyoke Community College 1980 — 1983
Associate of Arts, Music Education & Business
Westfield High School 1976 — 1980
Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Transamerica Life Insurance Company October 2013 - Present
Transamerica Life Insurance Company June 2006 - October 2013
Transamerica Life Insurance Company November 2004 - June 2006
Transamerica Life Insurance Company October 1999 - June 2006
Transamerica Life Insurance Company May 1997 - October 1999
Merrill Lynch, Pierce Fenner & Smith February 1996 - May 1997
MassMutual Life Insurance Company October 1989 - February 1996
Skills
Underwriting, Life Insurance, Risk Management, Process Improvement, Leadership, Strategic Planning, Management, Vendor Management
Education
University of Massachusetts 1983 — 1986
Bachelor of Arts, Music Theory and Composition
Holyoke Community College 1980 — 1983
Associate of Arts, Music Education & Business
Westfield High School 1976 — 1980
Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Rad Neuhaus's Merrill Lynch, Pierce, Fenner & Smith Experience 1993 - Present
Job SVP at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch, Pierce, Fenner & Smith 1993 - Present
Education
University of Mississippi 1984 — 1988
bba, Finance, Accounting, Economics
Merrill Lynch, Pierce, Fenner & Smith 1993 - Present
Education
University of Mississippi 1984 — 1988
bba, Finance, Accounting, Economics
Allyson Wilbur's Merrill Lynch, Pierce, Fenner & Smith Experience April 1996 - March 1997
Job Solution Architect for Hewitt Associates
Industry Outsourcing/Offshoring
Experience
Hewitt Associates 2010 - Present
Aon Hewitt 2010 - Present
Fidelity Investments September 2007 - March 2010
Fidelity Personal and Workplace Investing September 2007 - March 2010
Fidelity Human Resources Services Company July 2002 - September 2007
Fidelity Institutional Retirement Services Company November 1999 - July 2002
Fidelity Investments March 1997 - July 2002
Fidelity Institutional Retirement Services Company July 1998 - November 1999
Fidelity Institutional Retirement Services Company March 1997 - July 1998
Merrill Lynch Pierce Fenner & Smith April 1996 - March 1997
Skills
Proposal Writing, Benefits Administration, RFP, Business Analysis, Negotiation, Process Management, Excel, PowerPoint, Salesforce.com, Pre-sales, Word, Customer Service, Requirements Analysis, Outsourcing, CRM, Risk Management, Process Improvement, Microsoft Excel
Education
Emmanuel College 2002 — 2010
BS, Business Administration
Hewitt Associates 2010 - Present
Aon Hewitt 2010 - Present
Fidelity Investments September 2007 - March 2010
Fidelity Personal and Workplace Investing September 2007 - March 2010
Fidelity Human Resources Services Company July 2002 - September 2007
Fidelity Institutional Retirement Services Company November 1999 - July 2002
Fidelity Investments March 1997 - July 2002
Fidelity Institutional Retirement Services Company July 1998 - November 1999
Fidelity Institutional Retirement Services Company March 1997 - July 1998
Merrill Lynch Pierce Fenner & Smith April 1996 - March 1997
Skills
Proposal Writing, Benefits Administration, RFP, Business Analysis, Negotiation, Process Management, Excel, PowerPoint, Salesforce.com, Pre-sales, Word, Customer Service, Requirements Analysis, Outsourcing, CRM, Risk Management, Process Improvement, Microsoft Excel
Education
Emmanuel College 2002 — 2010
BS, Business Administration
Vivian Hairston's Merrill Lynch, Pierce, Fenner & Smith Experience April 1998 - November 2003
Job Senior Portfolio Manager at Huntington National Bank
Industry Investment Management
Experience
Huntington National Bank November 2003 - Present
Merrill Lynch, Pierce, Fenner & Smith April 1998 - November 2003
KeyBank, N.A. April 1986 - March 1998
Skills
Asset Allocation, Portfolio Management, Wealth Management, Asset Managment
Education
Case Western Reserve University - Weatherhead School of Management 1994 — 1996
Master of Business Administration (MBA), Banking and Finance
Baldwin Wallace University 1988 — 1991
Bachelor of Arts, Finance & Economics
Collinwood High School
Huntington National Bank November 2003 - Present
Merrill Lynch, Pierce, Fenner & Smith April 1998 - November 2003
KeyBank, N.A. April 1986 - March 1998
Skills
Asset Allocation, Portfolio Management, Wealth Management, Asset Managment
Education
Case Western Reserve University - Weatherhead School of Management 1994 — 1996
Master of Business Administration (MBA), Banking and Finance
Baldwin Wallace University 1988 — 1991
Bachelor of Arts, Finance & Economics
Collinwood High School
Jayne Amodio's Merrill Lynch, Pierce, Fenner & Smith Experience 1980 - 1988
Job Wardrobe & Image Consultant at DONCASTER Extraordinary Apparel for Extraordinary Woment
Industry Apparel & Fashion
Experience
DONCASTER Extraordinary Apparel for Extraordinary Woment 2000 - Present
Amodio Moving & Storage 1988 - 2000
Merrill Lynch Pierce Fenner & Smith 1980 - 1988
Education
Babson College 1978 — 1980
MBA, Finance
Simmons College 1974 — 1978
BS, Economics
DONCASTER Extraordinary Apparel for Extraordinary Woment 2000 - Present
Amodio Moving & Storage 1988 - 2000
Merrill Lynch Pierce Fenner & Smith 1980 - 1988
Education
Babson College 1978 — 1980
MBA, Finance
Simmons College 1974 — 1978
BS, Economics
James W. Skip Mersereau's Merrill Lynch, Pierce, Fenner & Smith Experience September 1979 - November 1980
Job Owner, Carderock Capital Management, Inc
Industry Investment Management
Experience
Carderock Capital Management, Inc November 1986 - Present
Riggs National Bank February 1983 - October 1986
Merrill Lynch Pierce Fenner & Smith September 1979 - November 1980
Education
American University - Kogod School of Business 1981 — 1983
MBA, Finance
Vanderbilt University 1975 — 1979
BA, Medieval Studies
St. Albans School 1969 — 1975
High School
Carderock Capital Management, Inc November 1986 - Present
Riggs National Bank February 1983 - October 1986
Merrill Lynch Pierce Fenner & Smith September 1979 - November 1980
Education
American University - Kogod School of Business 1981 — 1983
MBA, Finance
Vanderbilt University 1975 — 1979
BA, Medieval Studies
St. Albans School 1969 — 1975
High School
Milton Miyashiro's Merrill Lynch, Pierce, Fenner & Smith Experience March 2010 - May 2012
Job Head of Regulatory Compliance for Evaluations at Thomson Reuters
Industry Investment Banking
Experience
Thomson Reuters June 2012 - Present
Merrill Lynch Pierce Fenner & Smith March 2010 - May 2012
Thomson Reuters August 2009 - March 2010
JPMorgan May 2008 - August 2009
Bear Stearns 1999 - 2008
Price Waterhouse Coopers December 1997 - December 1998
ABN AMRO Bank (LaSalle Bank NA) 1994 - 1997
Bankers Trust December 1992 - October 1994
Security Pacific Bank May 1991 - August 1992
Smith, Linden, & Basso January 1988 - April 1991
Education
Golden Gate University 1990 — 1993
MS, Taxation
University of Notre Dame 1983 — 1987
BBA, Accountancy
Thomson Reuters June 2012 - Present
Merrill Lynch Pierce Fenner & Smith March 2010 - May 2012
Thomson Reuters August 2009 - March 2010
JPMorgan May 2008 - August 2009
Bear Stearns 1999 - 2008
Price Waterhouse Coopers December 1997 - December 1998
ABN AMRO Bank (LaSalle Bank NA) 1994 - 1997
Bankers Trust December 1992 - October 1994
Security Pacific Bank May 1991 - August 1992
Smith, Linden, & Basso January 1988 - April 1991
Education
Golden Gate University 1990 — 1993
MS, Taxation
University of Notre Dame 1983 — 1987
BBA, Accountancy
Neil Witoff's Merrill Lynch, Pierce, Fenner & Smith Experience February 1981 - April 1984
Job Vice President at Zions First National Bank
Industry Banking
Experience
Zions First National Bank July 2003 - Present
Northwestern Mutual Financial Network October 2002 - July 2003
M&T Bank August 1991 - September 2002
Midlantic National Bank April 1988 - September 1991
The First Jersey National Bank April 1986 - April 1988
U.S. Trust Company of NY June 1984 - April 1986
Merrill Lynch Pierce Fenner & Smith February 1981 - April 1984
Skills
Commercial Lending, Bonds, Finance, Loans, Financial Analysis, Credit, Banking, Portfolio Management, Credit Analysis, Investments, Commercial Banking, Securities, M&A Escrows, Structured Finance, Securitization, Insurance
Education
State University of New York College at Brockport 1976 — 1980
BS, Business
Zions First National Bank July 2003 - Present
Northwestern Mutual Financial Network October 2002 - July 2003
M&T Bank August 1991 - September 2002
Midlantic National Bank April 1988 - September 1991
The First Jersey National Bank April 1986 - April 1988
U.S. Trust Company of NY June 1984 - April 1986
Merrill Lynch Pierce Fenner & Smith February 1981 - April 1984
Skills
Commercial Lending, Bonds, Finance, Loans, Financial Analysis, Credit, Banking, Portfolio Management, Credit Analysis, Investments, Commercial Banking, Securities, M&A Escrows, Structured Finance, Securitization, Insurance
Education
State University of New York College at Brockport 1976 — 1980
BS, Business
Edward A. (Ned) Tuggle's Merrill Lynch, Pierce, Fenner & Smith Experience 2005 - 2009
Job Financial Advisor
Industry Financial Services
Experience
not applicable 2010 - Present
Merrill Lynch, Pierce, Fenner & Smith 2005 - 2009
A. G. Edwards & Sons, Inc. 1998 - 2005
Education
Columbia University - Columbia Business School 1985 — 1988
MBA
University of Virginia
BA, English
not applicable 2010 - Present
Merrill Lynch, Pierce, Fenner & Smith 2005 - 2009
A. G. Edwards & Sons, Inc. 1998 - 2005
Education
Columbia University - Columbia Business School 1985 — 1988
MBA
University of Virginia
BA, English
Dana Bezerra Pancrazi's Merrill Lynch, Pierce, Fenner & Smith Experience May 1999 - December 2005
Job Vice President, Capital Markets at The F.B. Heron Foundation
Industry Philanthropy
Experience
The F.B. Heron Foundation January 2006 - Present
Merrill Lynch, Pierce, Fenner & Smith May 1999 - December 2005
Skills
Philanthropy, Community Development
Education
California Polytechnic State University-San Luis Obispo 1991 — 1994
BS, Agricultural Business & Public Policy
The F.B. Heron Foundation January 2006 - Present
Merrill Lynch, Pierce, Fenner & Smith May 1999 - December 2005
Skills
Philanthropy, Community Development
Education
California Polytechnic State University-San Luis Obispo 1991 — 1994
BS, Agricultural Business & Public Policy
Jean (Jeanne) Stembel's Merrill Lynch, Pierce, Fenner & Smith Experience January 1997 - November 2001
Job Paralegal / Notary Public
Industry Higher Education
Experience
The Samaritan Center at the Jersey Shore November 2011 - Present
Magg's & McDermott, LLC May 2015 - August 2015
Brookdale Community College September 2014 - May 2015
GS1 US September 2007 - December 2008
Hub-Servall Record Mfg. January 2004 - September 2007
Merrill Lynch, Pierce, Fenner & Smith January 1997 - November 2001
Ross-Ellis 1987 - 1989
Skills
LexisNexis, Lawyers Diary, Legal Writing, Legal research, Microsoft Word, Microsoft Excel, Outlook, Access, Teamwork, PowerPoint, Problem Solving, Time Matters, Sales, Streamline Processes, Problem Analysis, Team Spirit, Follow-up, Evaluation, Customer Satisfaction, Salesforce.com, Siebel, eTapestry, Non-profits..., Great Organizer, Microsoft Office, Customer Service, CRM, WordPerfect, superior work ethic
Education
Brookdale Community College 2012 — 2015
Associate of Applied Science, Paralegal, G.P.A. 3.9
T.H.E. Technologies, LLC 2011 — 2011
Business Technology Specialist, Microsoft Office 2007 Specialist, Medical Terminology, Medical Billing/Coding, HIPAA
The Samaritan Center at the Jersey Shore November 2011 - Present
Magg's & McDermott, LLC May 2015 - August 2015
Brookdale Community College September 2014 - May 2015
GS1 US September 2007 - December 2008
Hub-Servall Record Mfg. January 2004 - September 2007
Merrill Lynch, Pierce, Fenner & Smith January 1997 - November 2001
Ross-Ellis 1987 - 1989
Skills
LexisNexis, Lawyers Diary, Legal Writing, Legal research, Microsoft Word, Microsoft Excel, Outlook, Access, Teamwork, PowerPoint, Problem Solving, Time Matters, Sales, Streamline Processes, Problem Analysis, Team Spirit, Follow-up, Evaluation, Customer Satisfaction, Salesforce.com, Siebel, eTapestry, Non-profits..., Great Organizer, Microsoft Office, Customer Service, CRM, WordPerfect, superior work ethic
Education
Brookdale Community College 2012 — 2015
Associate of Applied Science, Paralegal, G.P.A. 3.9
T.H.E. Technologies, LLC 2011 — 2011
Business Technology Specialist, Microsoft Office 2007 Specialist, Medical Terminology, Medical Billing/Coding, HIPAA
Kevin Moynihan's Merrill Lynch, Pierce, Fenner & Smith Experience 1991 - 2009
Job Retired Financial Services Industry Attorney
Industry Investment Banking
Experience
Not employed August 2009 - Present
Bank of America - Merrill Lynch 1991 - August 2009
Merrill Lynch 2005 - 2009
Merrill Lynch, Pierce, Fenner & Smith 1991 - 2009
Paribas North America, Inc. September 1988 - June 1991
The Moseley Holding Corporation February 1982 - August 1988
AG Becker/Warburg Paribas Becker Inc. October 1977 - January 1982
US Securities and Exchange Commission August 1974 - September 1977
Skills
Securities, Capital Markets, Corporate Finance, Investment Banking, Financial Services, Finance, Securities Regulation, Investment Management, Management, Series 7, Hedge Funds, Equities, Fixed Income, Alternative Investments, Private Equity, Asset Management, Investments, FINRA, Series 63, Wealth Management
Education
Boston College Law School 1971 — 1974
JD
Georgetown University 1967 — 1971
AB, Government
Not employed August 2009 - Present
Bank of America - Merrill Lynch 1991 - August 2009
Merrill Lynch 2005 - 2009
Merrill Lynch, Pierce, Fenner & Smith 1991 - 2009
Paribas North America, Inc. September 1988 - June 1991
The Moseley Holding Corporation February 1982 - August 1988
AG Becker/Warburg Paribas Becker Inc. October 1977 - January 1982
US Securities and Exchange Commission August 1974 - September 1977
Skills
Securities, Capital Markets, Corporate Finance, Investment Banking, Financial Services, Finance, Securities Regulation, Investment Management, Management, Series 7, Hedge Funds, Equities, Fixed Income, Alternative Investments, Private Equity, Asset Management, Investments, FINRA, Series 63, Wealth Management
Education
Boston College Law School 1971 — 1974
JD
Georgetown University 1967 — 1971
AB, Government
Katherine Zrike's Merrill Lynch, Pierce, Fenner & Smith Experience June 2003 - Present
Job Managing Director at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch, Pierce, Fenner & Smith June 2003 - Present
Merrill Lynch March 1994 - June 2003
Shearman and Sterling September 1984 - August 1992
Education
Vanderbilt University Law School 1981 — 1984
JD
Georgetown University 1977 — 1981
BS, Arab Studies/ International Relations
Merrill Lynch, Pierce, Fenner & Smith June 2003 - Present
Merrill Lynch March 1994 - June 2003
Shearman and Sterling September 1984 - August 1992
Education
Vanderbilt University Law School 1981 — 1984
JD
Georgetown University 1977 — 1981
BS, Arab Studies/ International Relations
Marianne Harris's Merrill Lynch, Pierce, Fenner & Smith Experience 2003 - 2006
Job Member of the Board of Directors at Hydro One Limited and Hydro One Inc,
Industry Capital Markets
Experience
Hydro One Limited and Hydro One Inc, July 2015 - Present
Sun Life Inc. and Sun Life Assurance Company of Canada December 2013 - Present
Investment Industry Regulatory Organization of Canada - IIROC September 2012 - Present
Agrium Inc. August 2014 - August 2015
Merrill Lynch Canada April 2006 - October 2013
Merrill Lynch Pierce Fenner & Smith 2003 - 2006
Merrill Lynch September 2000 - September 2003
RBC Capital Markets September 1984 - August 2000
Skills
Investment Banking, Strategic Financial..., Capital Markets, Equities, Series 7, Fixed Income, Financial Analysis, Series 24 and 63, Finance, Financial Risk, Investments, Portfolio Management, Financial Planning, Financial Services, Mergers & Acquisitions, Strategy, Corporate Finance
Education
York University - Osgoode Hall Law School 1979 — 1983
Juris Doctorate JD, Law
York University - Schulich School of Business 1979 — 1983
Master of Business Administration (MBA)
Queen's University 1975 — 1979
Hons B.Sc., Biology, General
Hydro One Limited and Hydro One Inc, July 2015 - Present
Sun Life Inc. and Sun Life Assurance Company of Canada December 2013 - Present
Investment Industry Regulatory Organization of Canada - IIROC September 2012 - Present
Agrium Inc. August 2014 - August 2015
Merrill Lynch Canada April 2006 - October 2013
Merrill Lynch Pierce Fenner & Smith 2003 - 2006
Merrill Lynch September 2000 - September 2003
RBC Capital Markets September 1984 - August 2000
Skills
Investment Banking, Strategic Financial..., Capital Markets, Equities, Series 7, Fixed Income, Financial Analysis, Series 24 and 63, Finance, Financial Risk, Investments, Portfolio Management, Financial Planning, Financial Services, Mergers & Acquisitions, Strategy, Corporate Finance
Education
York University - Osgoode Hall Law School 1979 — 1983
Juris Doctorate JD, Law
York University - Schulich School of Business 1979 — 1983
Master of Business Administration (MBA)
Queen's University 1975 — 1979
Hons B.Sc., Biology, General
Erin McAllister's Merrill Lynch, Pierce, Fenner & Smith Experience March 2005 - June 2007
Job Art therapy counseling intern at Community Link
Industry Mental Health Care
Experience
St. Louis Green, Inc. May 2012 - May 2013
Missouri Votes Conservation February 2010 - May 2012
Midwest Energy Efficiency Alliance July 2007 - February 2010
Merrill Lynch, Pierce Fenner & Smith March 2005 - June 2007
Skills
Large-scale Event..., Conference Coordination, Website Development, Contact Management, Social Media Marketing, Fundraising, Sponsorship, Visual Arts, Customer Service, Volunteer Management, Non-profit..., Non-profit Board..., Non-profit Fund..., Sales Process, Blogging, Green Living, Green Marketing, Environmental Awareness, Environmental Education, Sustainability, Social Media
Education
Southern Illinois University, Edwardsville
Master's Degree, Art Therapy Counseling
DePaul University 2000 — 2004
BA, Art History
St. Louis Green, Inc. May 2012 - May 2013
Missouri Votes Conservation February 2010 - May 2012
Midwest Energy Efficiency Alliance July 2007 - February 2010
Merrill Lynch, Pierce Fenner & Smith March 2005 - June 2007
Skills
Large-scale Event..., Conference Coordination, Website Development, Contact Management, Social Media Marketing, Fundraising, Sponsorship, Visual Arts, Customer Service, Volunteer Management, Non-profit..., Non-profit Board..., Non-profit Fund..., Sales Process, Blogging, Green Living, Green Marketing, Environmental Awareness, Environmental Education, Sustainability, Social Media
Education
Southern Illinois University, Edwardsville
Master's Degree, Art Therapy Counseling
DePaul University 2000 — 2004
BA, Art History
Neil Brisson's Merrill Lynch, Pierce, Fenner & Smith Experience June 1996 - November 2002
Job Managing Director, Head of Loan Sales & Trading
Industry Investment Banking
Experience
U.S. Bank N.A. December 2008 - Present
BNY Mellon September 2003 - February 2008
Merrill Lynch Pierce Fenner & Smith June 1996 - November 2002
Skills
Syndications, Leveraged Finance, Loans, Credit Analysis, Origination, Capital Markets, Trading, Loan Origination, Structured Finance, Portfolio Management, Financial Structuring, Investment Banking, Bonds, Credit, Equities, Fixed Income
Education
Columbia Business School 1985 — 1987
MBA, Real Estate Finance
Middlebury College
Bachelor of Arts (B.A.), Russian
U.S. Bank N.A. December 2008 - Present
BNY Mellon September 2003 - February 2008
Merrill Lynch Pierce Fenner & Smith June 1996 - November 2002
Skills
Syndications, Leveraged Finance, Loans, Credit Analysis, Origination, Capital Markets, Trading, Loan Origination, Structured Finance, Portfolio Management, Financial Structuring, Investment Banking, Bonds, Credit, Equities, Fixed Income
Education
Columbia Business School 1985 — 1987
MBA, Real Estate Finance
Middlebury College
Bachelor of Arts (B.A.), Russian
Terri White's Merrill Lynch, Pierce, Fenner & Smith Experience 1979 - 1982
Job Chief Operating Officer at TCG Visual
Industry Events Services
Experience
TCG Visual January 2015 - Present
Helix Leisure 2009 - December 2014
Dwyer Law Firm 2007 - 2009
Maul Family Practice 2003 - 2007
Stonewood Investments 2001 - 2003
Dallas Trial Services 1998 - 2001
Pulse Charge Systems, Inc 1992 - 1997
Poweright Products, Inc 1986 - 1992
Harris Corporation 1982 - 1986
Merrill Lynch Pierce Fenner & Smith 1979 - 1982
Skills
Financial Reporting, Accounting, Accounts Receivable, Accounts Payable, Budgets, Forecasting, Payroll, Financial Audits, Variance Analysis, Strategic Financial..., Financial Analysis, Managerial Finance, Internal Controls, SAP, Business Planning, Management Accounting, Cash Flow Forecasting, Training, Cash Management, Invoicing, Mergers & Acquisitions, Operations Management, Analysis, Revenue Recognition, Account Reconciliation, Cost Accounting, Process Improvement, Management, Financial Accounting, Cash Flow, GAAP, Insurance, Consolidation, Financial Forecasting, Internal Audit, Microsoft Excel, Human Resources, Finance, Financial Modeling, General Ledger, Hyperion Enterprise, Business Analysis, QuickBooks, Essbase, Financial Planning
Education
Stephens College
BA, Business Administration and Management, General
The University of Dallas
MBA, Finance and Financial Management Services
TCG Visual January 2015 - Present
Helix Leisure 2009 - December 2014
Dwyer Law Firm 2007 - 2009
Maul Family Practice 2003 - 2007
Stonewood Investments 2001 - 2003
Dallas Trial Services 1998 - 2001
Pulse Charge Systems, Inc 1992 - 1997
Poweright Products, Inc 1986 - 1992
Harris Corporation 1982 - 1986
Merrill Lynch Pierce Fenner & Smith 1979 - 1982
Skills
Financial Reporting, Accounting, Accounts Receivable, Accounts Payable, Budgets, Forecasting, Payroll, Financial Audits, Variance Analysis, Strategic Financial..., Financial Analysis, Managerial Finance, Internal Controls, SAP, Business Planning, Management Accounting, Cash Flow Forecasting, Training, Cash Management, Invoicing, Mergers & Acquisitions, Operations Management, Analysis, Revenue Recognition, Account Reconciliation, Cost Accounting, Process Improvement, Management, Financial Accounting, Cash Flow, GAAP, Insurance, Consolidation, Financial Forecasting, Internal Audit, Microsoft Excel, Human Resources, Finance, Financial Modeling, General Ledger, Hyperion Enterprise, Business Analysis, QuickBooks, Essbase, Financial Planning
Education
Stephens College
BA, Business Administration and Management, General
The University of Dallas
MBA, Finance and Financial Management Services
Geoffrey Stagg's Merrill Lynch, Pierce, Fenner & Smith Experience May 2002 - June 2005
Job Information Technology and Services Professional
Industry Information Technology and Services
Experience
Dex One April 2010 - December 2010
Lincoln Financial Group September 2005 - April 2009
Merrill Lynch Pierce Fenner & Smith May 2002 - June 2005
Volvo IT November 2000 - February 2002
Skills
XML, JavaScript, Business Process..., Testing, Java, Tomcat, Quality Assurance, Software Development, Customer Service
Education
Hope College
BA, Mathematics and Computer Science
Dex One April 2010 - December 2010
Lincoln Financial Group September 2005 - April 2009
Merrill Lynch Pierce Fenner & Smith May 2002 - June 2005
Volvo IT November 2000 - February 2002
Skills
XML, JavaScript, Business Process..., Testing, Java, Tomcat, Quality Assurance, Software Development, Customer Service
Education
Hope College
BA, Mathematics and Computer Science
Kevin F. Wozniak's Merrill Lynch, Pierce, Fenner & Smith Experience October 2000 - April 2002
Job Accounting/Tax Preparation at Kevin F. Wozniak
Industry Financial Services
Experience
Kevin F. Wozniak February 1995 - Present
Carrington Real Estate Services October 2011 - Present
Various January 2004 - Present
Bank of America Merrill Lynch April 2002 - December 2010
Merrill Lynch, Pierce, Fenner & Smith October 2000 - April 2002
Skills
Financial Analysis, General Ledger, Banking, Finance, Training, Risk Management, Budgets, Credit, Journal Entries, Investments, Process Improvement, Sales, Access, Financial Services, Small Business, Business Analysis, Loans, Strategic Planning, Mortgage Lending, Business, QuickBooks, Portfolio Management, Relationship Management, Payroll, Negotiation, PowerPoint, Investment Properties, Employee Benefits, Real Estate Economics, Leadership, Project Management, Insurance, Start-ups, Microsoft Office, Customer Service, Coaching, Marketing, Teamwork, New Business Development, Real Estate, Entrepreneurship, Management, Commercial Lending, Loan Origination, Credit Analysis, Accounting
Education
Keller/DeVry 2009 — 2012
Master's, Accounting and Financial Management
Career Path Academy 2011 — 2011
University of Phoenix 2007 — 2009
Bachelor of Science, Business Management/Accounting
Fairleigh Dickinson University 1989 — 1991
Bachelor of Arts, Economics/Accounting
Kevin F. Wozniak February 1995 - Present
Carrington Real Estate Services October 2011 - Present
Various January 2004 - Present
Bank of America Merrill Lynch April 2002 - December 2010
Merrill Lynch, Pierce, Fenner & Smith October 2000 - April 2002
Skills
Financial Analysis, General Ledger, Banking, Finance, Training, Risk Management, Budgets, Credit, Journal Entries, Investments, Process Improvement, Sales, Access, Financial Services, Small Business, Business Analysis, Loans, Strategic Planning, Mortgage Lending, Business, QuickBooks, Portfolio Management, Relationship Management, Payroll, Negotiation, PowerPoint, Investment Properties, Employee Benefits, Real Estate Economics, Leadership, Project Management, Insurance, Start-ups, Microsoft Office, Customer Service, Coaching, Marketing, Teamwork, New Business Development, Real Estate, Entrepreneurship, Management, Commercial Lending, Loan Origination, Credit Analysis, Accounting
Education
Keller/DeVry 2009 — 2012
Master's, Accounting and Financial Management
Career Path Academy 2011 — 2011
University of Phoenix 2007 — 2009
Bachelor of Science, Business Management/Accounting
Fairleigh Dickinson University 1989 — 1991
Bachelor of Arts, Economics/Accounting
John Failla's Merrill Lynch, Pierce, Fenner & Smith Experience 1975 - 2001
Job
Industry Financial Services
Experience
Diocese of Rockville Center May 2005 - Present
St Elizabeth of Hungary Roman Catholic Church May 2005 - Present
Merrill Lynch 1975 - 2001
Merrill Lynch, Pierce, Fenner & Smith 1975 - 2001
Skills
Strategic Planning, Securities, Risk Management, Series 7, Wealth Management, Equities, Mutual Funds, Portfolio Management, Investments, Strategic Financial..., Banking, AML, Corporate Governance, Financial Services, Hedge Funds, Due Diligence, FINRA, Alternative Investments, Asset Management, Financial Risk, Investment Banking, Investment Advisory, Fixed Income, Private Equity, Series 63, Derivatives, Capital Markets, Asset Allocation, Options, Bloomberg, Financial Advisory, Financial Markets, Retirement Planning, Structured Finance, Finance, Trading, Mergers & Acquisitions, Financial Modeling, Financial Analysis, Long-term Care, Fixed Annuities, Relationship Management, Religion, Funding, Insurance, Theology, Cataloging, Pastoral Care, Youth Ministry, Library
Education
University of Georgia - Terry College of Business 1968 — 1970
BBA
Seminary of the Immaculate Conception
MA Theology, Master of Art in Theology
Diocese of Rockville Center May 2005 - Present
St Elizabeth of Hungary Roman Catholic Church May 2005 - Present
Merrill Lynch 1975 - 2001
Merrill Lynch, Pierce, Fenner & Smith 1975 - 2001
Skills
Strategic Planning, Securities, Risk Management, Series 7, Wealth Management, Equities, Mutual Funds, Portfolio Management, Investments, Strategic Financial..., Banking, AML, Corporate Governance, Financial Services, Hedge Funds, Due Diligence, FINRA, Alternative Investments, Asset Management, Financial Risk, Investment Banking, Investment Advisory, Fixed Income, Private Equity, Series 63, Derivatives, Capital Markets, Asset Allocation, Options, Bloomberg, Financial Advisory, Financial Markets, Retirement Planning, Structured Finance, Finance, Trading, Mergers & Acquisitions, Financial Modeling, Financial Analysis, Long-term Care, Fixed Annuities, Relationship Management, Religion, Funding, Insurance, Theology, Cataloging, Pastoral Care, Youth Ministry, Library
Education
University of Georgia - Terry College of Business 1968 — 1970
BBA
Seminary of the Immaculate Conception
MA Theology, Master of Art in Theology
Timothy DeGroot's Merrill Lynch, Pierce, Fenner & Smith Experience March 2007 - October 2008
Job Director at Credit Suisse
Industry Financial Services
Experience
Credit Suisse November 2008 - Present
Merrill Lynch, Pierce, Fenner & Smith March 2007 - October 2008
Skills
Derivatives, Strategic Planning, Trading, Fixed Income, Options, Product Control, Business Development, Internal Controls, Capital Markets, Equities, Investment Banking, Securities, Risk Management, Prime Brokerage, Structured Products
Education
Drexel University 1982 — 1987
Bachelor of Science (B.A.Sc.), Finance and Accounting
Credit Suisse November 2008 - Present
Merrill Lynch, Pierce, Fenner & Smith March 2007 - October 2008
Skills
Derivatives, Strategic Planning, Trading, Fixed Income, Options, Product Control, Business Development, Internal Controls, Capital Markets, Equities, Investment Banking, Securities, Risk Management, Prime Brokerage, Structured Products
Education
Drexel University 1982 — 1987
Bachelor of Science (B.A.Sc.), Finance and Accounting
Paul Thiels AIF®'s Merrill Lynch, Pierce, Fenner & Smith Experience March 1987 - April 1994
Job Founder/Principal at Cypress Advisor Wealth Management Services
Industry Financial Services
Experience
Cypress Advisor Wealth Management Services July 2004 - Present
GE Financial Assurance May 2001 - December 2002
AEGON November 1996 - April 2001
Piper Jaffray & Co. July 1994 - November 1996
Merrill Lynch, Pierce Fenner & Smith March 1987 - April 1994
Skills
Investments, Retirement, Strategic Financial..., Securities, FINRA, Retirement Planning, Asset Management, Asset Allocation, Estate Planning, Alternative Investments, Wealth Management..., Wealth Preservation..., Qualified Retirement..., Series 7, Wealth Management, Fixed Annuities, Investment Advisory, Series 63, Mutual Funds, Investment Strategies, Portfolio Management, Wealth, Financial Planners, Finance, Financial Services, Equities, Hedge Funds, Long-term Care, Capital Markets, Private Equity, Life Insurance, Valuation, Disability Insurance, Financial Planning
Education
Louisiana Tech University 1982 — 1986
B.S., Finance
Cypress Advisor Wealth Management Services July 2004 - Present
GE Financial Assurance May 2001 - December 2002
AEGON November 1996 - April 2001
Piper Jaffray & Co. July 1994 - November 1996
Merrill Lynch, Pierce Fenner & Smith March 1987 - April 1994
Skills
Investments, Retirement, Strategic Financial..., Securities, FINRA, Retirement Planning, Asset Management, Asset Allocation, Estate Planning, Alternative Investments, Wealth Management..., Wealth Preservation..., Qualified Retirement..., Series 7, Wealth Management, Fixed Annuities, Investment Advisory, Series 63, Mutual Funds, Investment Strategies, Portfolio Management, Wealth, Financial Planners, Finance, Financial Services, Equities, Hedge Funds, Long-term Care, Capital Markets, Private Equity, Life Insurance, Valuation, Disability Insurance, Financial Planning
Education
Louisiana Tech University 1982 — 1986
B.S., Finance
Doug Chin's Merrill Lynch, Pierce, Fenner & Smith Experience September 1984 - April 1987
Job Vice PresidentInstitutional Sales at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities December 2000 - Present
Prudential Securities May 1994 - December 2000
Lehman Brothers April 1987 - May 1994
Merrill Lynch Pierce Fenner & Smith September 1984 - April 1987
Skills
Credit, Investments, Mutual Funds, Fixed Income, Risk Management, Finance, Series 7, Loans, Bonds, Sales, Financial Analysis, Relationship Management, Banking
Education
University of Hawaii at Manoa
School of Travel Industry Management
University of Washington, Michael G. Foster School of Business
BA, Business Administration
Wells Fargo Securities December 2000 - Present
Prudential Securities May 1994 - December 2000
Lehman Brothers April 1987 - May 1994
Merrill Lynch Pierce Fenner & Smith September 1984 - April 1987
Skills
Credit, Investments, Mutual Funds, Fixed Income, Risk Management, Finance, Series 7, Loans, Bonds, Sales, Financial Analysis, Relationship Management, Banking
Education
University of Hawaii at Manoa
School of Travel Industry Management
University of Washington, Michael G. Foster School of Business
BA, Business Administration
Richard Fremgen's Merrill Lynch, Pierce, Fenner & Smith Experience 1980 - 2010
Job Director, Global Markets Sr. Operations Compliance Manager
Industry Financial Services
Experience
Merrill Lynch Risk and Control ManagerMerill Lynch1980 - Present
Merrill Lynch Pierce Fenner & Smith 1980 - 2010
Merrill Lynch March 2006 - April 2009
Education
Lycoming College 1976 — 1980
BA, Criminal Justice
Merrill Lynch Risk and Control ManagerMerill Lynch1980 - Present
Merrill Lynch Pierce Fenner & Smith 1980 - 2010
Merrill Lynch March 2006 - April 2009
Education
Lycoming College 1976 — 1980
BA, Criminal Justice
Caroline Laiacona's Merrill Lynch, Pierce, Fenner & Smith Experience April 2002 - October 2004
Job Director of Operations
Industry Commercial Real Estate
Experience
Commerce Real Estate Solutions September 2015 - Present
Commerce Real Estate Solutions Cushman & Wakefield Alliance Member July 2013 - Present
CB Richard Ellis - Global Corporate Services June 2009 - June 2013
Wedbush Morgan Securities October 2006 - June 2009
Nevada State Bank May 2006 - October 2006
Wachovia Securities Financial Network October 2004 - May 2006
MERRILL LYNCH PIERCE FENNER & SMITH April 2002 - October 2004
Wells Fargo Advisors July 1999 - April 2002
Skills
Budgeting, Forecasting, P&L, Administration, Securities, Customer Service, Word, Microsoft Office, Investments, Budgets, Real Estate, Recruiting, Finance, Team Building, Income Statement, Banking, Financial Services, System Administration, Analysis, Management, Training, Marketing, Human Resources, Contract Negotiation, Microsoft Word, Strategic Planning, Financial Analysis, Risk Management, Leadership, Negotiation, Business Development, Sales, Operations Management, Business Planning, Policy, Process Improvement, Facilities Management, Insurance, Project Management, Asset Management, Office Administration, Contract Management, Property Management, Leases, Commercial Real Estate, Due Diligence, Process Scheduler, Real Estate Economics, Real Estate Development, Investment Properties
Education
College of Staten Island 1984 — 1986
Business, Psychology
City University of New York-College of Staten Island
Business / Psychology
Commerce Real Estate Solutions September 2015 - Present
Commerce Real Estate Solutions Cushman & Wakefield Alliance Member July 2013 - Present
CB Richard Ellis - Global Corporate Services June 2009 - June 2013
Wedbush Morgan Securities October 2006 - June 2009
Nevada State Bank May 2006 - October 2006
Wachovia Securities Financial Network October 2004 - May 2006
MERRILL LYNCH PIERCE FENNER & SMITH April 2002 - October 2004
Wells Fargo Advisors July 1999 - April 2002
Skills
Budgeting, Forecasting, P&L, Administration, Securities, Customer Service, Word, Microsoft Office, Investments, Budgets, Real Estate, Recruiting, Finance, Team Building, Income Statement, Banking, Financial Services, System Administration, Analysis, Management, Training, Marketing, Human Resources, Contract Negotiation, Microsoft Word, Strategic Planning, Financial Analysis, Risk Management, Leadership, Negotiation, Business Development, Sales, Operations Management, Business Planning, Policy, Process Improvement, Facilities Management, Insurance, Project Management, Asset Management, Office Administration, Contract Management, Property Management, Leases, Commercial Real Estate, Due Diligence, Process Scheduler, Real Estate Economics, Real Estate Development, Investment Properties
Education
College of Staten Island 1984 — 1986
Business, Psychology
City University of New York-College of Staten Island
Business / Psychology
Michael Di Leo's Merrill Lynch, Pierce, Fenner & Smith Experience April 1960 - November 2000
Job Owner, MotherMerrill LLC
Industry Financial Services
Experience
MotherMerrill LLC March 2011 - Present
Mother Merrill web site 2009 - Present
Mother Merrill 2009 - Present
Merrill Lynch Pierce Fenner & Smith April 1960 - November 2000
Merrill Lynch & Co 1960 - 2000
Skills
Management, Change Management, Management Consulting, Series 7, Securities, Mutual Funds, Investments, Asset Management, Compliance, Due Diligence, Business Planning, Strategic Planning, Team Building, Equities, Operations Management, Coaching, Customer Relations, Problem Solving, Leadership Development, Portfolio Management, Investment Advisory, Risk Management, Asset Managment, Wealth Management, Finance, Series 63, Customer Service, Alternative Investments, Hedge Funds, Asset Allocation
Education
Newtown H.S. Queens NYC 1954 — 1959
Queens College
MotherMerrill LLC March 2011 - Present
Mother Merrill web site 2009 - Present
Mother Merrill 2009 - Present
Merrill Lynch Pierce Fenner & Smith April 1960 - November 2000
Merrill Lynch & Co 1960 - 2000
Skills
Management, Change Management, Management Consulting, Series 7, Securities, Mutual Funds, Investments, Asset Management, Compliance, Due Diligence, Business Planning, Strategic Planning, Team Building, Equities, Operations Management, Coaching, Customer Relations, Problem Solving, Leadership Development, Portfolio Management, Investment Advisory, Risk Management, Asset Managment, Wealth Management, Finance, Series 63, Customer Service, Alternative Investments, Hedge Funds, Asset Allocation
Education
Newtown H.S. Queens NYC 1954 — 1959
Queens College
Elaine Marquez's Merrill Lynch, Pierce, Fenner & Smith Experience January 2003 - August 2006
Job Human Resources Professional
Industry Human Resources
Experience
Morgan Stanley January 2008 - July 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH January 2003 - August 2006
Merrill Lynch Pierce Fenner & Smith August 2000 - December 2002
AG EDWARDS & SONS June 1998 - July 2000
Education
DeVry University 2006 — 2010
Bachelors, Business Administration
Keller Graduate School of Management of DeVry University
Master of Business Administration (MBA), Mhrm
Morgan Stanley January 2008 - July 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH January 2003 - August 2006
Merrill Lynch Pierce Fenner & Smith August 2000 - December 2002
AG EDWARDS & SONS June 1998 - July 2000
Education
DeVry University 2006 — 2010
Bachelors, Business Administration
Keller Graduate School of Management of DeVry University
Master of Business Administration (MBA), Mhrm
Nancy Boland's Merrill Lynch, Pierce, Fenner & Smith Experience April 1999 - March 2007
Job Administrative Aide at Westinghouse Electric Company
Industry Executive Office
Experience
Westinghouse Electric Company May 2013 - Present
Westinghouse Electric Company June 2011 - June 2012
St. Paul's Evangelical Lutheran Church August 2008 - August 2011
Sewickley Valley YMCA August 2004 - May 2008
Merrill Lynch Pierce Fenner & Smith April 1999 - March 2007
Epicurean Kitchens of Sewickley, Inc September 2001 - July 2004
Parente Randolph Orlando & Carey/RJ Gallagher & Associates September 1988 - August 1990
Mellon Financial Services February 1983 - September 1988
Skills
Event Planning, Customer Service, Time Management, Event Management, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Research, Non-profits, Microsoft Publisher, QuickBooks
Education
Robert Morris University - Illinois 1976 — 1977
N/A, Associate/Business
Rochester Area High School 1971 — 1975
HS Diploma, Academic/Business
Westinghouse Electric Company May 2013 - Present
Westinghouse Electric Company June 2011 - June 2012
St. Paul's Evangelical Lutheran Church August 2008 - August 2011
Sewickley Valley YMCA August 2004 - May 2008
Merrill Lynch Pierce Fenner & Smith April 1999 - March 2007
Epicurean Kitchens of Sewickley, Inc September 2001 - July 2004
Parente Randolph Orlando & Carey/RJ Gallagher & Associates September 1988 - August 1990
Mellon Financial Services February 1983 - September 1988
Skills
Event Planning, Customer Service, Time Management, Event Management, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Research, Non-profits, Microsoft Publisher, QuickBooks
Education
Robert Morris University - Illinois 1976 — 1977
N/A, Associate/Business
Rochester Area High School 1971 — 1975
HS Diploma, Academic/Business
Rosa Szeliga's Merrill Lynch, Pierce, Fenner & Smith Experience 1991 - 1993
Job Program Specialist at The Commercialization Center for Innovative Technologies
Industry Biotechnology
Experience
Commercialization Center for Innovative Technologies 2002 - Present
M.J. Financials 1995 - 2002
Accurate Information Systems 1994 - 1995
Merrill Lynch, Pierce Fenner & Smith 1991 - 1993
Merrill Lynch, Pierce, Fenner & Smith 1990 - 1991
Merrill Lynch, Pierce, Fenner & Smith 1987 - 1990
Merrill Lynch, Pierce, Fenner & Smith 1986 - 1987
Skills
Entrepreneurship, Economic Development, Start-ups, Commercialization, Nonprofits, Budgets, Management, Strategy, Research, Program Management, Customer Service, Public Speaking, Life Sciences, Strategic Partnerships, Project Management
Education
Seton Hall University
Commercialization Center for Innovative Technologies 2002 - Present
M.J. Financials 1995 - 2002
Accurate Information Systems 1994 - 1995
Merrill Lynch, Pierce Fenner & Smith 1991 - 1993
Merrill Lynch, Pierce, Fenner & Smith 1990 - 1991
Merrill Lynch, Pierce, Fenner & Smith 1987 - 1990
Merrill Lynch, Pierce, Fenner & Smith 1986 - 1987
Skills
Entrepreneurship, Economic Development, Start-ups, Commercialization, Nonprofits, Budgets, Management, Strategy, Research, Program Management, Customer Service, Public Speaking, Life Sciences, Strategic Partnerships, Project Management
Education
Seton Hall University
Leslie Dunaiski's Merrill Lynch, Pierce, Fenner & Smith Experience 1998 - 2002
Job Administrative
Industry Financial Services
Experience
Merrill Lynch Pierce Fenner & Smith 1998 - 2002
Paine Webber 1986 - 1989
New York & Foreign Securities 1984 - 1986
Merrill Lynch Pierce Fenner & Smith 1980 - 1984
Education
Muhlenberg College 1974 — 1978
United States Military Academy at West Point 1974 — 1978
BA, English
Merrill Lynch Pierce Fenner & Smith 1998 - 2002
Paine Webber 1986 - 1989
New York & Foreign Securities 1984 - 1986
Merrill Lynch Pierce Fenner & Smith 1980 - 1984
Education
Muhlenberg College 1974 — 1978
United States Military Academy at West Point 1974 — 1978
BA, English
Anthony Ishmael's Merrill Lynch, Pierce, Fenner & Smith Experience 2007 - 2008
Job President at Ishmael Consulting, Inc.
Industry Financial Services
Experience
Ishmael Consulting, Inc. January 2014 - Present
Bank of America Merrill Lynch February 2011 - December 2013
Bank of America Merrill Lynch January 2009 - February 2011
Merrill Lynch Pierce Fenner & Smith 2007 - 2008
Merrill Lynch Pierce Fenner & Smith 2005 - 2007
Merrill Lynch Pierce Fenner & Smith 2001 - 2005
Merrill Lynch Pierce Fenner & Smith 1998 - 2001
SunGard Futures Systems 1993 - 1998
Richardson Greenshilds Securities Inc. 1976 - 1992
Education
University of Illinois at Urbana-Champaign
Bachelor of Science (BS), Accounting
Ishmael Consulting, Inc. January 2014 - Present
Bank of America Merrill Lynch February 2011 - December 2013
Bank of America Merrill Lynch January 2009 - February 2011
Merrill Lynch Pierce Fenner & Smith 2007 - 2008
Merrill Lynch Pierce Fenner & Smith 2005 - 2007
Merrill Lynch Pierce Fenner & Smith 2001 - 2005
Merrill Lynch Pierce Fenner & Smith 1998 - 2001
SunGard Futures Systems 1993 - 1998
Richardson Greenshilds Securities Inc. 1976 - 1992
Education
University of Illinois at Urbana-Champaign
Bachelor of Science (BS), Accounting
Frank Slee's Merrill Lynch, Pierce, Fenner & Smith Experience 1986 - 1992
Job Financial Advisor at Capitol Securities Management Inc.
Industry Financial Services
Experience
Capitol Securities Management Inc. July 2011 - Present
Janney Montgomery Scott LLC 1992 - 2011
Merrill Lynch Pierce Fenner & Smith 1986 - 1992
Bissel, Gorochow & Associates CPA's 1983 - 1986
Skills
Retirement Planning, Series 7, Wealth Management, Investment Advisory, 401k, Strategic Financial..., Estate Planning, Securities, Investments, Fixed Income, Portfolio Management, Insurance, Mutual Funds, Uniform Combined State..., Retirement, Asset Allocation, Fixed Annuities, Investment Strategies, IRAs, Financial Planning
Education
Radford University
Bachelor's Degree, Accounting
Annandale High School
Radford University
BS, Accounting
Capitol Securities Management Inc. July 2011 - Present
Janney Montgomery Scott LLC 1992 - 2011
Merrill Lynch Pierce Fenner & Smith 1986 - 1992
Bissel, Gorochow & Associates CPA's 1983 - 1986
Skills
Retirement Planning, Series 7, Wealth Management, Investment Advisory, 401k, Strategic Financial..., Estate Planning, Securities, Investments, Fixed Income, Portfolio Management, Insurance, Mutual Funds, Uniform Combined State..., Retirement, Asset Allocation, Fixed Annuities, Investment Strategies, IRAs, Financial Planning
Education
Radford University
Bachelor's Degree, Accounting
Annandale High School
Radford University
BS, Accounting
Diane Reyes's Merrill Lynch, Pierce, Fenner & Smith Experience 1982 - 1985
Job
Industry Legal Services
Experience
Borenstein McConnell & Calpin, P.C. April 2002 - Present
Summit Associates, Inc. August 1996 - April 2002
Hartz Mountain Corporation May 1989 - August 1996
Baker Industries, Inc. January 1987 - August 1989
Eberstadt Fleming 1985 - 1987
Merrill Lynch Pierce Fenner & Smith 1982 - 1985
C.F. Mueller Company 1979 - 1982
Skills
Human Resources, Accounts Payable, Accounts Receivable, Attorney Billing, Attorney Trust Account..., Microsoft Office User..., Westlaw, Legal Writing, Legal Research, File Management, Wordperfect, Spreadsheets, Fax, Outlook, Office Equipment, Expense Reports
Education
Berkeley College 1995 — 1996
Felician College 1993 — 1995
Borenstein McConnell & Calpin, P.C. April 2002 - Present
Summit Associates, Inc. August 1996 - April 2002
Hartz Mountain Corporation May 1989 - August 1996
Baker Industries, Inc. January 1987 - August 1989
Eberstadt Fleming 1985 - 1987
Merrill Lynch Pierce Fenner & Smith 1982 - 1985
C.F. Mueller Company 1979 - 1982
Skills
Human Resources, Accounts Payable, Accounts Receivable, Attorney Billing, Attorney Trust Account..., Microsoft Office User..., Westlaw, Legal Writing, Legal Research, File Management, Wordperfect, Spreadsheets, Fax, Outlook, Office Equipment, Expense Reports
Education
Berkeley College 1995 — 1996
Felician College 1993 — 1995
Kenneth Fliegel's Merrill Lynch, Pierce, Fenner & Smith Experience August 1986 - September 1990
Job Director at Legg Mason Global Asset Management
Industry Financial Services
Experience
Legg Mason Global Asset Management January 2006 - Present
Smith Barney Asset Management August 2000 - January 2006
Citicorp Global Asset Management October 1992 - August 2000
Citicorp Investment Services September 1990 - October 1992
Merrill Lynch Pierce Fenner & Smith August 1986 - September 1990
Skills
Series 24, Series 7, Series 63, Series 65, Separately Managed..., Managed Accounts, Alternative Investments, Mutual Funds, Investment Products, Asset Allocation, Investment Advisory, Wealth Management, Wholesaling, Hedge Funds, Asset Management, Asset Managment, Portfolio Management, Investments, Finance, Equities
Education
SUNY Albany 1984 — 1986
Bachelor of Arts, Political Science
California State University-Northridge 1982 — 1983
Political Science
Legg Mason Global Asset Management January 2006 - Present
Smith Barney Asset Management August 2000 - January 2006
Citicorp Global Asset Management October 1992 - August 2000
Citicorp Investment Services September 1990 - October 1992
Merrill Lynch Pierce Fenner & Smith August 1986 - September 1990
Skills
Series 24, Series 7, Series 63, Series 65, Separately Managed..., Managed Accounts, Alternative Investments, Mutual Funds, Investment Products, Asset Allocation, Investment Advisory, Wealth Management, Wholesaling, Hedge Funds, Asset Management, Asset Managment, Portfolio Management, Investments, Finance, Equities
Education
SUNY Albany 1984 — 1986
Bachelor of Arts, Political Science
California State University-Northridge 1982 — 1983
Political Science
Krista Schweiker's Merrill Lynch, Pierce, Fenner & Smith Experience January 1998 - Present
Job Vice President and Senior Manager at Merrill Lynch Pierce Fenner & Smith
Industry Financial Services
Experience
Merrill Lynch Pierce Fenner & Smith January 1998 - Present
Skills
Consumer Banking Laws..., Anti Money Laundering
Education
Drexel University
Bachelors of Science Degrees, Accounting and Finance
Merrill Lynch Pierce Fenner & Smith January 1998 - Present
Skills
Consumer Banking Laws..., Anti Money Laundering
Education
Drexel University
Bachelors of Science Degrees, Accounting and Finance
Margaret Zitch's Merrill Lynch, Pierce, Fenner & Smith Experience March 1978 - September 1983
Job Physical Therapy Aide at Medical Rehabilitation Centers of Pennsylvania
Industry Hospital & Health Care
Experience
Medical Rehabilitation Centers of Pennsylvania September 2012 - Present
Thomson McKinnon Securities October 1983 - July 1984
Merrill Lynch Pierce Fenner & Smith March 1978 - September 1983
Education
University of Maryland College Park
Bachelor of Science (BS), Textiles and Marketing
Medical Rehabilitation Centers of Pennsylvania September 2012 - Present
Thomson McKinnon Securities October 1983 - July 1984
Merrill Lynch Pierce Fenner & Smith March 1978 - September 1983
Education
University of Maryland College Park
Bachelor of Science (BS), Textiles and Marketing
Rhonda Stogner's Merrill Lynch, Pierce, Fenner & Smith Experience May 1996 - October 1998
Job SR QA Analyst/Application SecurityTest at Delhaize America
Industry Information Technology and Services
Experience
Delhaize America February 2013 - Present
Delhaize America July 2008 - February 2013
Epicor Software August 2004 - January 2008
RCN Corporation June 2000 - September 2002
SynData Technologies Inc September 1999 - May 2000
Optimark Technologies October 1998 - June 1999
Merrill Lynch Pierce, Fenner & Smith May 1996 - October 1998
Pinkerton Computer Consultants November 1995 - May 1996
Electronic Data Systems May 1994 - November 1995
Skills
HP QC Administrator, IBM APPSCAN, Burp Suite, ZAP, HP Quality Center, SQL, VBScript, HP Site Scope, Microsoft SQL Server, HP Performance Center, JIRA, JIRA Administration, HP UFT, Microsoft Visio, Microsoft Project, Microsoft Office, Microsoft Word, Management, Microsoft Excel, Research, PowerPoint, Leadership, Training, Photoshop
Education
Mount Saint Mary College
Accounting
Delhaize America February 2013 - Present
Delhaize America July 2008 - February 2013
Epicor Software August 2004 - January 2008
RCN Corporation June 2000 - September 2002
SynData Technologies Inc September 1999 - May 2000
Optimark Technologies October 1998 - June 1999
Merrill Lynch Pierce, Fenner & Smith May 1996 - October 1998
Pinkerton Computer Consultants November 1995 - May 1996
Electronic Data Systems May 1994 - November 1995
Skills
HP QC Administrator, IBM APPSCAN, Burp Suite, ZAP, HP Quality Center, SQL, VBScript, HP Site Scope, Microsoft SQL Server, HP Performance Center, JIRA, JIRA Administration, HP UFT, Microsoft Visio, Microsoft Project, Microsoft Office, Microsoft Word, Management, Microsoft Excel, Research, PowerPoint, Leadership, Training, Photoshop
Education
Mount Saint Mary College
Accounting
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY