Merrill Lynch Pierce Fenner and Smith
Industry: Company
DescriptionHeadquarters: New York City, NY Subsidiaries: MERRILL LYNCH PROFESSIONAL CLEARING CORP, Parent organizations: Bank of America, Merrill Lynch, BAC North America Holding Company
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Merrill Lynch Pierce Fenner and Smith Employees
Employee
Years
Job
Industry
Francisco Gonzalez, CFA Francisco Gonzalez, CFA's Merrill Lynch Pierce Fenner and Smith Experience January 1996 - Present
Job Experienced Wealth Management Professional
Industry Financial Services
Experience
Merrill Lynch September 2014 - Present
Merrill Lynch, Pierce, Fenner and Smith January 1996 - Present
Merrill Lynch June 1996 - Present
Skills
Bloomberg Terminal, Thompson financial..., Financial Analysis, Financial Modeling, Asset Allocation, Personal Financial..., Equity Valuation, Series 7, Fundamental Analysis, Wealth Management, Series 63, Uniform Combined State..., Alternative Investments, Investment Advisory, Mutual Funds, Financial Systems, ETFs, Options, Fixed Income, Separately Managed..., Portfolio Management, Retirement Planning, Strategic Financial..., Valuation, Risk Management, Trading, Series 65, Equities, Investments, Securities, Financial Services, Bonds, Asset Managment, Investment Strategies, Estate Planning, Bloomberg, Hedge Funds, Retirement, FINRA, Financial Risk, Investment Management, Capital Markets, High Net Worth..., Series 24, Series 6, Wealth Management..., Equity Research, Financial Markets, Derivatives, 401k
Education
University of Houston, C.T. Bauer College of Business 1988 — 1990
Bba, Finance
North Harris Community College 1986 — 1988
Core Curriculum, 3.47
Merrill Lynch September 2014 - Present
Merrill Lynch, Pierce, Fenner and Smith January 1996 - Present
Merrill Lynch June 1996 - Present
Skills
Bloomberg Terminal, Thompson financial..., Financial Analysis, Financial Modeling, Asset Allocation, Personal Financial..., Equity Valuation, Series 7, Fundamental Analysis, Wealth Management, Series 63, Uniform Combined State..., Alternative Investments, Investment Advisory, Mutual Funds, Financial Systems, ETFs, Options, Fixed Income, Separately Managed..., Portfolio Management, Retirement Planning, Strategic Financial..., Valuation, Risk Management, Trading, Series 65, Equities, Investments, Securities, Financial Services, Bonds, Asset Managment, Investment Strategies, Estate Planning, Bloomberg, Hedge Funds, Retirement, FINRA, Financial Risk, Investment Management, Capital Markets, High Net Worth..., Series 24, Series 6, Wealth Management..., Equity Research, Financial Markets, Derivatives, 401k
Education
University of Houston, C.T. Bauer College of Business 1988 — 1990
Bba, Finance
North Harris Community College 1986 — 1988
Core Curriculum, 3.47
Donna Salter Donna Salter's Merrill Lynch Pierce Fenner and Smith Experience July 1981 - July 1988
Job Administrative Professional
Industry Oil & Energy
Experience
Bennu Oil & Gas, LLC and ATP Oil & Gas Corporation April 2008 - March 2014
Coldwell Banker United Realtors April 2001 - April 2008
Texas American Title Company September 2000 - January 2001
Lamar Consolidated ISD January 2000 - May 2000
Dell Computer Corporation March 1995 - July 1999
The John A. Barclay Agency, Inc. July 1988 - December 1991
Texas Commerce Bank July 1988 - December 1991
Merrill Lynch, Pierce, Fenner and Smith July 1981 - July 1988
Skills
Invoicing, Administrative..., Receptionist, Accounts..., Customer Service, Administration, Filing, Sales, Fax, Receptionist Duties
Education
Texas A&M University
Bachelor of Science, Economics
Bennu Oil & Gas, LLC and ATP Oil & Gas Corporation April 2008 - March 2014
Coldwell Banker United Realtors April 2001 - April 2008
Texas American Title Company September 2000 - January 2001
Lamar Consolidated ISD January 2000 - May 2000
Dell Computer Corporation March 1995 - July 1999
The John A. Barclay Agency, Inc. July 1988 - December 1991
Texas Commerce Bank July 1988 - December 1991
Merrill Lynch, Pierce, Fenner and Smith July 1981 - July 1988
Skills
Invoicing, Administrative..., Receptionist, Accounts..., Customer Service, Administration, Filing, Sales, Fax, Receptionist Duties
Education
Texas A&M University
Bachelor of Science, Economics
Tracey A. Abby Tracey A. Abby's Merrill Lynch Pierce Fenner and Smith Experience May 2003 - March 2004
Job
Industry Computer & Network Security
Experience
Tenable Network Security April 2015 - Present
IBM May 2014 - April 2015
IBM July 2010 - May 2014
BigFix, Inc. January 2007 - July 2010
BigFix, Inc. February 2005 - January 2007
Sygate Technologies, Inc. March 2004 - January 2005
Merrill Lynch, Pierce, Fenner and Smith May 2003 - March 2004
Zone Labs, Inc. August 2001 - March 2003
NetworkICE January 2001 - August 2001
Network Associates January 1998 - December 2000
Skills
New Business Development, Leadership, Strategic Alliances, Budgets, SaaS, Channel, Solution Selling, Change Management, Enterprise Software, Product Marketing, Strategic Partnerships, Recruiting, Business Planning, Sales Enablement, Business Alliances, Salesforce.com, Security, Managed Services, Sales, Direct Sales, Cold Calling, Business Development, Software Industry, Start-ups, Sales Operations, Demand Generation, Product Management, Sales Process, Channel Partners, Strategy, Management, Sales Management, CRM, Product Development, Go-to-market Strategy, Cloud Computing, Marketing, Lead Generation, Partner Management, Training, Professional Services, Selling, Program Management, Competitive Analysis, Account Management, B2B, Multi-channel Marketing, Pre-sales, Complex Sales, International Sales
Education
Ohio Wesleyan University
BA, Education
Tenable Network Security April 2015 - Present
IBM May 2014 - April 2015
IBM July 2010 - May 2014
BigFix, Inc. January 2007 - July 2010
BigFix, Inc. February 2005 - January 2007
Sygate Technologies, Inc. March 2004 - January 2005
Merrill Lynch, Pierce, Fenner and Smith May 2003 - March 2004
Zone Labs, Inc. August 2001 - March 2003
NetworkICE January 2001 - August 2001
Network Associates January 1998 - December 2000
Skills
New Business Development, Leadership, Strategic Alliances, Budgets, SaaS, Channel, Solution Selling, Change Management, Enterprise Software, Product Marketing, Strategic Partnerships, Recruiting, Business Planning, Sales Enablement, Business Alliances, Salesforce.com, Security, Managed Services, Sales, Direct Sales, Cold Calling, Business Development, Software Industry, Start-ups, Sales Operations, Demand Generation, Product Management, Sales Process, Channel Partners, Strategy, Management, Sales Management, CRM, Product Development, Go-to-market Strategy, Cloud Computing, Marketing, Lead Generation, Partner Management, Training, Professional Services, Selling, Program Management, Competitive Analysis, Account Management, B2B, Multi-channel Marketing, Pre-sales, Complex Sales, International Sales
Education
Ohio Wesleyan University
BA, Education
Ellen Wall Ellen Wall's Merrill Lynch Pierce Fenner and Smith Experience May 2008 - December 2010
Job Senior Trust Administrator at Wells Fargo Bank
Industry Financial Services
Experience
Wells Fargo Bank December 2010 - Present
Merrill Lynch Pierce Fenner and Smith May 2008 - December 2010
First Citizen's Private Wealth February 2004 - May 2008
Legg Mason Trust August 2000 - September 2003
North Carolina State University February 2000 - August 2000
Wachovia Bank, NA March 1990 - February 2000
Skills
Wealth Management, Investments, Mutual Funds, Retirement Planning, Asset Managment, Financial Services, Portfolio Management, Strategic Financial..., Wealth Management..., Risk Management, Risk, Financial Advisory, Financial Risk, High Net Worth..., Investment Management, Finance
Education
Syracuse University 1981 — 1984
BA, Psychology
Roanoke College 1980 — 1981
Wells Fargo Bank December 2010 - Present
Merrill Lynch Pierce Fenner and Smith May 2008 - December 2010
First Citizen's Private Wealth February 2004 - May 2008
Legg Mason Trust August 2000 - September 2003
North Carolina State University February 2000 - August 2000
Wachovia Bank, NA March 1990 - February 2000
Skills
Wealth Management, Investments, Mutual Funds, Retirement Planning, Asset Managment, Financial Services, Portfolio Management, Strategic Financial..., Wealth Management..., Risk Management, Risk, Financial Advisory, Financial Risk, High Net Worth..., Investment Management, Finance
Education
Syracuse University 1981 — 1984
BA, Psychology
Roanoke College 1980 — 1981
Don Webster Don Webster's Merrill Lynch Pierce Fenner and Smith Experience October 2009 - March 2011
Job Site Leader at Optum
Industry Insurance
Experience
Optum January 2015 - Present
OptionsHouse July 2011 - March 2012
Merrill Lynch Pierce Fenner and Smith October 2009 - March 2011
Banc of America Investment Services September 1994 - October 2009
Skills
Investments, Series 63, Options, Series 7, Risk Management, Call Centers, Banking
Education
Embry-Riddle Aeronautical University
Optum January 2015 - Present
OptionsHouse July 2011 - March 2012
Merrill Lynch Pierce Fenner and Smith October 2009 - March 2011
Banc of America Investment Services September 1994 - October 2009
Skills
Investments, Series 63, Options, Series 7, Risk Management, Call Centers, Banking
Education
Embry-Riddle Aeronautical University
Russell Mollot's Merrill Lynch Pierce Fenner and Smith Experience 1977 - 1978
Job CEO at Chess Express Ratings, Inc.
Industry Information Technology and Services
Experience
Long Island Specie Bank 2002 - Present
Chess Express Ratings, Inc. January 1995 - Present
New York Masters 2004 - 2006
Bankers Athletic League 2002 - 2005
SIAC 1986 - 2005
Merrill Lynch Pierce Fenner and Smith 1977 - 1978
Academic Computer Center - NYU 1969 - 1977
Skills
Databases, Coaching, Derivatives, Software Development, SQL, Chess, Project Management, Data Analysis, Entrepreneurship, Perl, Social Networking, JavaScript, Leadership, Public Speaking
Education
New York University 1967 — 1972
BS, Computer Science
Long Island Specie Bank 2002 - Present
Chess Express Ratings, Inc. January 1995 - Present
New York Masters 2004 - 2006
Bankers Athletic League 2002 - 2005
SIAC 1986 - 2005
Merrill Lynch Pierce Fenner and Smith 1977 - 1978
Academic Computer Center - NYU 1969 - 1977
Skills
Databases, Coaching, Derivatives, Software Development, SQL, Chess, Project Management, Data Analysis, Entrepreneurship, Perl, Social Networking, JavaScript, Leadership, Public Speaking
Education
New York University 1967 — 1972
BS, Computer Science
Aldo Degrassi Aldo Degrassi's Merrill Lynch Pierce Fenner and Smith Experience January 1980 - February 1984
Job Financial Operations Professional
Industry Financial Services
Experience
Broadridge Financial Solutions 2011 - 2013
ABN Amro Inc / RBS Securities Inc August 2001 - October 2009
ABN AMRO Inc January 1990 - August 2001
Petco Options February 1984 - December 1989
Merrill Lynch Pierce Fenner and Smith January 1980 - February 1984
Smith Barney Harris Upham August 1978 - January 1980
Skills
Series 7, Equities, Series 63, Fixed Income, Options, Trading, Securities, Financial Services, Capital Markets, FINRA, Investment Banking, Financial Markets, Back Office, Bloomberg, Investments, Middle Office, Prime Brokerage, Corporate Actions, Equity Trading, Collateral Management, FX Options, Settlement, Trading Systems, Bonds, Mutual Funds, Electronic Trading, Equity Derivatives, Financial Risk
Education
Thomas Edison State College 2010 — 2015
BSBA - Finance
DePaul University 1977 — 1979
Business Management
Broadridge Financial Solutions 2011 - 2013
ABN Amro Inc / RBS Securities Inc August 2001 - October 2009
ABN AMRO Inc January 1990 - August 2001
Petco Options February 1984 - December 1989
Merrill Lynch Pierce Fenner and Smith January 1980 - February 1984
Smith Barney Harris Upham August 1978 - January 1980
Skills
Series 7, Equities, Series 63, Fixed Income, Options, Trading, Securities, Financial Services, Capital Markets, FINRA, Investment Banking, Financial Markets, Back Office, Bloomberg, Investments, Middle Office, Prime Brokerage, Corporate Actions, Equity Trading, Collateral Management, FX Options, Settlement, Trading Systems, Bonds, Mutual Funds, Electronic Trading, Equity Derivatives, Financial Risk
Education
Thomas Edison State College 2010 — 2015
BSBA - Finance
DePaul University 1977 — 1979
Business Management
J.J. Lastelick's Merrill Lynch Pierce Fenner and Smith Experience August 1996 - August 2000
Job Self Defense/Security Professional
Industry Public Safety
Experience
Defensive Arts February 2010 - Present
Gurun Investment Advisors, Inc. September 2001 - Present
Loss Prevention Specialist November 2010 - August 2015
Salomon Smith Barney, La Jolla, CA August 2000 - August 2001
Merrill Lynch, Pierce, Fenner and Smith August 1996 - August 2000
Defensive Arts January 1994 - March 1998
Pro Player Reps March 1991 - August 1996
American Studios of Self Defense October 1986 - October 1991
Yim's Taekwondo June 1984 - July 1986
Skills
Investments, Marketing Strategy, Marketing, Sales, New Business Development, Strategic Planning, Business Development, Business Planning, Negotiation, Sales Management, Contract Negotiation, Forecasting, Account Management, Competitive Analysis, Customer Service, Financial Analysis, Entrepreneurship, Strategy, Financial Modeling, Real Estate, Budgets, Social Media, Security, Loss Prevention, Public Safety, Self Defense, Self Defense Instruction, Retail, Start-ups
Education
University of San Diego 1986 — 1990
B.B.A., Economics
Jesuit College Preparatory School 1982 — 1986
Defensive Arts February 2010 - Present
Gurun Investment Advisors, Inc. September 2001 - Present
Loss Prevention Specialist November 2010 - August 2015
Salomon Smith Barney, La Jolla, CA August 2000 - August 2001
Merrill Lynch, Pierce, Fenner and Smith August 1996 - August 2000
Defensive Arts January 1994 - March 1998
Pro Player Reps March 1991 - August 1996
American Studios of Self Defense October 1986 - October 1991
Yim's Taekwondo June 1984 - July 1986
Skills
Investments, Marketing Strategy, Marketing, Sales, New Business Development, Strategic Planning, Business Development, Business Planning, Negotiation, Sales Management, Contract Negotiation, Forecasting, Account Management, Competitive Analysis, Customer Service, Financial Analysis, Entrepreneurship, Strategy, Financial Modeling, Real Estate, Budgets, Social Media, Security, Loss Prevention, Public Safety, Self Defense, Self Defense Instruction, Retail, Start-ups
Education
University of San Diego 1986 — 1990
B.B.A., Economics
Jesuit College Preparatory School 1982 — 1986
Christine Flynn-Bazzini's Merrill Lynch Pierce Fenner and Smith Experience March 1980 - June 1985
Job Compliance Specialist (Investment Securities)
Industry Financial Services
Experience
Self Employed Compliance Specialist and Hub International Investment Services, Inc. March 2011 - Present
Foothill Securities, Inc. September 1989 - September 2009
Foothill Securities, Inc September 1989 - September 2009
Christopher Weil & Co July 1988 - September 1989
Merrill Lynch, Pierce Fenner and Smith March 1980 - June 1985
Merrill Lynch June 1974 - August 1976
Skills
Securities, Investments, Series 7, FINRA, Series 24, Mutual Funds, Wealth Management, Real Estate, Hold Series 7, Hold Series 24, Hold Series 27, Hold Series 63, Retirement Planning
Education
Cabrillo College 1989 — 1992
Business Administration, Computer Science
Florida State University - College of Business 1976 — 1979
Broward College 1973 — 1974
Self Employed Compliance Specialist and Hub International Investment Services, Inc. March 2011 - Present
Foothill Securities, Inc. September 1989 - September 2009
Foothill Securities, Inc September 1989 - September 2009
Christopher Weil & Co July 1988 - September 1989
Merrill Lynch, Pierce Fenner and Smith March 1980 - June 1985
Merrill Lynch June 1974 - August 1976
Skills
Securities, Investments, Series 7, FINRA, Series 24, Mutual Funds, Wealth Management, Real Estate, Hold Series 7, Hold Series 24, Hold Series 27, Hold Series 63, Retirement Planning
Education
Cabrillo College 1989 — 1992
Business Administration, Computer Science
Florida State University - College of Business 1976 — 1979
Broward College 1973 — 1974
Mary Ann (LoGiudice/Reilly) Petraitis Mary Ann (LoGiudice/Reilly) Petraitis's Merrill Lynch Pierce Fenner and Smith Experience July 1987 - June 1990
Job Vice President at Morgan Stanley Private Bank
Industry Banking
Experience
Morgan Stanley Private Wealth Management September 2012 - Present
ExperisNL March 2012 - September 2012
The Bank of New York Mellon 2001 - 2010
Summit Bank June 1990 - May 2001
Merrill Lynch Pierce Fenner and Smith July 1987 - June 1990
Skills
Banking, Investments, Bonds, Customer Relations, Securities, Excel, Word, Microsoft Office, Customer Service, Microsoft Word, Wealth Management, Analysis, Strategic Planning, Training, Risk Management, Investment Banking, Financial Analysis
Education
Cranford High School
Montclair State University
BA, Consumer Affairs
Morgan Stanley Private Wealth Management September 2012 - Present
ExperisNL March 2012 - September 2012
The Bank of New York Mellon 2001 - 2010
Summit Bank June 1990 - May 2001
Merrill Lynch Pierce Fenner and Smith July 1987 - June 1990
Skills
Banking, Investments, Bonds, Customer Relations, Securities, Excel, Word, Microsoft Office, Customer Service, Microsoft Word, Wealth Management, Analysis, Strategic Planning, Training, Risk Management, Investment Banking, Financial Analysis
Education
Cranford High School
Montclair State University
BA, Consumer Affairs
Phillip Gutman, Jr's Merrill Lynch Pierce Fenner and Smith Experience 1983 - 1995
Job Head Municipal Underwriter and Head Trader and Manager of Fixed Income Sales and Trading
Industry Financial Services
Experience
William Blair 1995-2015 Managing a total fixed income inventory of 100-125 million which included Corporate Bonds, Municipal Bonds, and Preferred Stock. I also was actively involved in the syndication of any new issue we did on our floor whether the debt raised was Taxable or Tax Exempt.Municipal Bonds Underwriter/Trader/ManagerPhillip E Gutman, Jr1995 - Present
Merrill Lynch Pierce, Fenner and Smith 1983 - 1995
Skills
Marketing: Pricing and..., Finance, Risk Management, Securities, Management, Underwriting, Strategic Planning, Leadership, Sales Management, Financial Services
Education
The John Marshall Law School 1985 — 1989
Juris Doctor (J.D.)
Indiana University
Master’s Degree, M.S.B.A.
Indiana University Bloomington
Bachelor’s Degree, Business/Finance
William Blair 1995-2015 Managing a total fixed income inventory of 100-125 million which included Corporate Bonds, Municipal Bonds, and Preferred Stock. I also was actively involved in the syndication of any new issue we did on our floor whether the debt raised was Taxable or Tax Exempt.Municipal Bonds Underwriter/Trader/ManagerPhillip E Gutman, Jr1995 - Present
Merrill Lynch Pierce, Fenner and Smith 1983 - 1995
Skills
Marketing: Pricing and..., Finance, Risk Management, Securities, Management, Underwriting, Strategic Planning, Leadership, Sales Management, Financial Services
Education
The John Marshall Law School 1985 — 1989
Juris Doctor (J.D.)
Indiana University
Master’s Degree, M.S.B.A.
Indiana University Bloomington
Bachelor’s Degree, Business/Finance
Joan Isi Okogun's Merrill Lynch Pierce Fenner and Smith Experience July 1994 - July 1996
Job Senior Analyst
Industry Investment Management
Experience
GE January 2011 - Present
GE Asset Management December 2006 - December 2010
FCMB Capital Markets June 2003 - February 2006
Lehman Brothers 2006 - 2006
Lehman Brothers 2006 - 2006
Goldman Sachs & Co. June 2000 - April 2003
Bankboston Robertson Stephens Inc. September 1996 - August 1999
Merrill Lynch Pierce Fenner and Smith July 1994 - July 1996
Skills
Credit Analysis, High Yield Bonds, Fundamental Analysis, High Yield, Investment Banking, Capital Markets, Investment Management, Loans, Analysis, Financial Modeling, Leveraged Finance, Valuation
Education
Northwestern University - Kellogg School of Management 1999 — 2001
MBA, Finance, International Business and Entrepreneurship
Mount Holyoke College 1990 — 1994
Bachelors, Economics
Lester B. Pearson United World College of The Pacific. British Columbia, CANADA 1988 — 1990
International Baccalaureate
International School Ibadan
GE January 2011 - Present
GE Asset Management December 2006 - December 2010
FCMB Capital Markets June 2003 - February 2006
Lehman Brothers 2006 - 2006
Lehman Brothers 2006 - 2006
Goldman Sachs & Co. June 2000 - April 2003
Bankboston Robertson Stephens Inc. September 1996 - August 1999
Merrill Lynch Pierce Fenner and Smith July 1994 - July 1996
Skills
Credit Analysis, High Yield Bonds, Fundamental Analysis, High Yield, Investment Banking, Capital Markets, Investment Management, Loans, Analysis, Financial Modeling, Leveraged Finance, Valuation
Education
Northwestern University - Kellogg School of Management 1999 — 2001
MBA, Finance, International Business and Entrepreneurship
Mount Holyoke College 1990 — 1994
Bachelors, Economics
Lester B. Pearson United World College of The Pacific. British Columbia, CANADA 1988 — 1990
International Baccalaureate
International School Ibadan
Gennifer Johansen's Merrill Lynch Pierce Fenner and Smith Experience November 1987 - June 1988
Job Customer Service at BMS
Industry Pharmaceuticals
Experience
Bristol-Myers Squibb January 2008 - Present
Bristol-Myers Squibb January 2003 - January 2008
Bristol-Myers Squibb January 2000 - January 2003
Bristol-Myers Squibb January 1988 - January 1996
Merrill Lynch, Pierce, Fenner and Smith November 1987 - June 1988
Erisco Inc March 1985 - November 1987
Skills
Pharmaceutical Industry, Cross-functional Team..., Pharmaceutical Sales, Managed Care, Process Improvement, Sop, Product Launch, Sales Operations, Vendor Management, SAP, Change Management, Strategic Planning, Project Management, Sales Management, Strategic Sourcing, Validation, Data Management, Leadership
Education
Chubb Institute for Computer Technology
Rutgers, The State University of New Jersey-New Brunswick 1979 — 1983
BS, Accounting/Economics
Rutgers College, Rutgers University
B.A, Economics
Fairleigh Dickinson University
Masters, Management
Bristol-Myers Squibb January 2008 - Present
Bristol-Myers Squibb January 2003 - January 2008
Bristol-Myers Squibb January 2000 - January 2003
Bristol-Myers Squibb January 1988 - January 1996
Merrill Lynch, Pierce, Fenner and Smith November 1987 - June 1988
Erisco Inc March 1985 - November 1987
Skills
Pharmaceutical Industry, Cross-functional Team..., Pharmaceutical Sales, Managed Care, Process Improvement, Sop, Product Launch, Sales Operations, Vendor Management, SAP, Change Management, Strategic Planning, Project Management, Sales Management, Strategic Sourcing, Validation, Data Management, Leadership
Education
Chubb Institute for Computer Technology
Rutgers, The State University of New Jersey-New Brunswick 1979 — 1983
BS, Accounting/Economics
Rutgers College, Rutgers University
B.A, Economics
Fairleigh Dickinson University
Masters, Management
Sylvio Canu's Merrill Lynch Pierce Fenner and Smith Experience June 1978 - December 1980
Job Project Manager at PCI LLC.
Industry Information Technology and Services
Experience
PCI LLC. October 2014 - Present
City of Virginia Beach November 2013 - September 2014
IIBA Hampton Roads Chapter 2011 - December 2013
City of Norfolk January 1981 - September 2013
Merrill Lynch Pierce Fenner and Smith June 1978 - December 1980
Income Tax January 1977 - June 1977
Skills
Change Management, Strategic Planning, Visio, Business Analysis, Process Improvement, Program Management, Requirements Analysis, PMP, MS Project, Business Process..., SharePoint, Software Documentation, IT Strategy, Integration, IT Management, Microsoft Project
Education
Old Dominion University - College of Business and Public Administration 1981 — 1993
B.S. in B.A., Managment Information Systems
Naples Italy - University of Commerce and Economy 1976 — 1977
Degree in Informatica, Computer Science
PCI LLC. October 2014 - Present
City of Virginia Beach November 2013 - September 2014
IIBA Hampton Roads Chapter 2011 - December 2013
City of Norfolk January 1981 - September 2013
Merrill Lynch Pierce Fenner and Smith June 1978 - December 1980
Income Tax January 1977 - June 1977
Skills
Change Management, Strategic Planning, Visio, Business Analysis, Process Improvement, Program Management, Requirements Analysis, PMP, MS Project, Business Process..., SharePoint, Software Documentation, IT Strategy, Integration, IT Management, Microsoft Project
Education
Old Dominion University - College of Business and Public Administration 1981 — 1993
B.S. in B.A., Managment Information Systems
Naples Italy - University of Commerce and Economy 1976 — 1977
Degree in Informatica, Computer Science
Alfred DeMalteris's Merrill Lynch Pierce Fenner and Smith Experience 1981 - 1985
Job Job Searching
Industry Telecommunications
Experience
Federal Emergency Management Agency 2009 - Present
ACT Teleconferencing Inc 1998 - 2008
ACT Teleconferencing Services, Inc. 1998 - 2008
United Air Lines 1987 - 1997
Capital Citie/ABC 1985 - 1987
Merrill Lynch Pierce Fenner and Smith 1981 - 1985
Education
New York University 1982 — 1985
Federal Emergency Management Agency 2009 - Present
ACT Teleconferencing Inc 1998 - 2008
ACT Teleconferencing Services, Inc. 1998 - 2008
United Air Lines 1987 - 1997
Capital Citie/ABC 1985 - 1987
Merrill Lynch Pierce Fenner and Smith 1981 - 1985
Education
New York University 1982 — 1985
David Paradiso's Merrill Lynch Pierce Fenner and Smith Experience April 1985 - May 1994
Job Regional Account Manager at Thomson Reuters
Industry Consumer Services
Experience
Thomson Reuters March 2014 - Present
Experian January 2003 - February 2014
Goldleaf Technogolies, Inc. May 2002 - December 2002
Network Controls International, Inc. August 2001 - April 2002
Harland Financial Solutions February 1998 - August 2001
Dow Jones Telerate May 1994 - February 1998
Merrill Lynch Pierce, Fenner and Smith April 1985 - May 1994
Education
Montclair State University
Bachelor of Arts (B.A.), History
Thomson Reuters March 2014 - Present
Experian January 2003 - February 2014
Goldleaf Technogolies, Inc. May 2002 - December 2002
Network Controls International, Inc. August 2001 - April 2002
Harland Financial Solutions February 1998 - August 2001
Dow Jones Telerate May 1994 - February 1998
Merrill Lynch Pierce, Fenner and Smith April 1985 - May 1994
Education
Montclair State University
Bachelor of Arts (B.A.), History
Jill Witkin's Merrill Lynch Pierce Fenner and Smith Experience 1980 - 1982
Job Massage Therapist
Industry Health, Wellness and Fitness
Experience
Massage Envy November 2007 - Present
PNC Bank, N.A. 1998 - 2008
Bank of America (formerly NationsBank) 1991 - 1997
Wachovia (formerly Signet Trust Company) 1986 - 1991
Bank of America (formerly Maryland National Bank) 1982 - 1986
Merrill Lynch Pierce Fenner and Smith 1980 - 1982
Skills
Deep Tissue Massage, Swedish Masssage, Pregnancy Massage, Myofascial Release, Thai Massage, Reiki
Education
Baltimore School of Massage 1998 — 1999
LMT, Massage Therapy
Cannon Financial Institute 1990 — 1992
CRSP, Retirement Services
University of Baltimore 1985 — 1987
Graduate Level Business Courses
University of Maryland Baltimore County 1976 — 1980
BA, American Studies, Theater
Milford Mill High School 1973 — 1976
Massage Envy November 2007 - Present
PNC Bank, N.A. 1998 - 2008
Bank of America (formerly NationsBank) 1991 - 1997
Wachovia (formerly Signet Trust Company) 1986 - 1991
Bank of America (formerly Maryland National Bank) 1982 - 1986
Merrill Lynch Pierce Fenner and Smith 1980 - 1982
Skills
Deep Tissue Massage, Swedish Masssage, Pregnancy Massage, Myofascial Release, Thai Massage, Reiki
Education
Baltimore School of Massage 1998 — 1999
LMT, Massage Therapy
Cannon Financial Institute 1990 — 1992
CRSP, Retirement Services
University of Baltimore 1985 — 1987
Graduate Level Business Courses
University of Maryland Baltimore County 1976 — 1980
BA, American Studies, Theater
Milford Mill High School 1973 — 1976
Jean DeShazo Jumet's Merrill Lynch Pierce Fenner and Smith Experience 1980 - 1985
Job Managing Director at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2003 - Present
Crestar/SunTrust Investment Services 1993 - 2003
Sovran Investment Corp 1986 - 1991
Merrill Lynch Pierce Fenner and Smith 1980 - 1985
Skills
Series 7, Securities, Wealth Management, Investments, Mutual Funds, Asset Managment, Series 63, Portfolio Management, Investment Advisory, Equities, Alternative Investments, Financial Services, Risk Management, FINRA, Retirement Planning
Education
University of Pennsylvania - The Wharton School 2004 — 2007
Pepperdine University
BS
Wells Fargo Advisors, LLC 2003 - Present
Crestar/SunTrust Investment Services 1993 - 2003
Sovran Investment Corp 1986 - 1991
Merrill Lynch Pierce Fenner and Smith 1980 - 1985
Skills
Series 7, Securities, Wealth Management, Investments, Mutual Funds, Asset Managment, Series 63, Portfolio Management, Investment Advisory, Equities, Alternative Investments, Financial Services, Risk Management, FINRA, Retirement Planning
Education
University of Pennsylvania - The Wharton School 2004 — 2007
Pepperdine University
BS
Clark Lindsley, CRPC®'s Merrill Lynch Pierce Fenner and Smith Experience 2011 - Present
Job Financial Industry, Series 9 and 10
Industry Financial Services
Experience
Bank of America/ Merrill Lynch November 2011 - Present
Merrill Lynch, Pierce, Fenner and Smith 2011 - Present
TD Ameritrade August 2009 - March 2010
Ameriprise Financial March 2005 - August 2009
Sears Holdings Management Corporation January 2001 - March 2005
XO Communications January 2000 - March 2002
Qwest Communications April 1997 - March 2000
Skills
Retirement Planning, Wealth Management, Investments, Series 7, Retirement, Financial Services, Investment Strategies, Portfolio Management, Risk Management, Asset Management, Financial Analysis
Education
Southern Methodist University 1980 — 1982
B.S., Economics
Southern Methodist University 1980 — 1982
B.A., Psychology
Bank of America/ Merrill Lynch November 2011 - Present
Merrill Lynch, Pierce, Fenner and Smith 2011 - Present
TD Ameritrade August 2009 - March 2010
Ameriprise Financial March 2005 - August 2009
Sears Holdings Management Corporation January 2001 - March 2005
XO Communications January 2000 - March 2002
Qwest Communications April 1997 - March 2000
Skills
Retirement Planning, Wealth Management, Investments, Series 7, Retirement, Financial Services, Investment Strategies, Portfolio Management, Risk Management, Asset Management, Financial Analysis
Education
Southern Methodist University 1980 — 1982
B.S., Economics
Southern Methodist University 1980 — 1982
B.A., Psychology
Fran Fisher's Merrill Lynch Pierce Fenner and Smith Experience 1983 - 1989
Job Global Account Manager at SAP
Industry Banking
Experience
SAP October 2006 - Present
SSA Global 2001 - 2006
CA 1996 - 2001
Merrill Lynch Pierce Fenner and Smith 1983 - 1989
Education
Rowan University
BA
SAP October 2006 - Present
SSA Global 2001 - 2006
CA 1996 - 2001
Merrill Lynch Pierce Fenner and Smith 1983 - 1989
Education
Rowan University
BA
Christine Decker's Merrill Lynch Pierce Fenner and Smith Experience January 1989 - January 1994
Job Licensed Office Professional at Thrivent Financial
Industry Financial Services
Experience
Thrivent Financial October 2014 - Present
Ameriprise Financial Services, Inc. January 2014 - October 2014
Gilman Ciocia September 2012 - October 2013
BMO Harris Financial Advisors, Inc. a part of BMO Financial Group Inc. June 2010 - October 2012
SunTrust Investment Services, Inc, Downtown December 2005 - February 2010
Fifth Third Securities February 2002 - November 2005
Fifth Third Securities, Nat City, Merrill Lynch January 1994 - January 2002
MERRILL LYNCH PIERCE FENNER AND SMITH January 1989 - January 1994
Skills
Knowledge, experience..., Investments, Strategic Financial..., Series 7, Banking, Insurance, Retirement, Financial Services, Finance, Wealth Management, Series 63, Retirement Planning, Mutual Funds, Wealth, Securities, Income Tax, Investment Advisory, Asset Allocation, Retail Banking, FINRA, Financial Planners, Fixed Annuities, Portfolio Management, Uniform Combined State..., Series 24, Financial Planning
Education
Self Study 2015 — 2015
Fraternal Professional Certificate, Insurance
H & R Block 2013 — 2013
Tax Advisor 2, Taxation
Davenport University 2002 — 2004
BA, Business Management
Bridgeport High School 1975 — 1979
Major, General Studies
Thrivent Financial October 2014 - Present
Ameriprise Financial Services, Inc. January 2014 - October 2014
Gilman Ciocia September 2012 - October 2013
BMO Harris Financial Advisors, Inc. a part of BMO Financial Group Inc. June 2010 - October 2012
SunTrust Investment Services, Inc, Downtown December 2005 - February 2010
Fifth Third Securities February 2002 - November 2005
Fifth Third Securities, Nat City, Merrill Lynch January 1994 - January 2002
MERRILL LYNCH PIERCE FENNER AND SMITH January 1989 - January 1994
Skills
Knowledge, experience..., Investments, Strategic Financial..., Series 7, Banking, Insurance, Retirement, Financial Services, Finance, Wealth Management, Series 63, Retirement Planning, Mutual Funds, Wealth, Securities, Income Tax, Investment Advisory, Asset Allocation, Retail Banking, FINRA, Financial Planners, Fixed Annuities, Portfolio Management, Uniform Combined State..., Series 24, Financial Planning
Education
Self Study 2015 — 2015
Fraternal Professional Certificate, Insurance
H & R Block 2013 — 2013
Tax Advisor 2, Taxation
Davenport University 2002 — 2004
BA, Business Management
Bridgeport High School 1975 — 1979
Major, General Studies
Rich Madrak's Merrill Lynch Pierce Fenner and Smith Experience February 1998 - November 2000
Job President at Waste Resource Recovery, Inc.
Industry Renewables & Environment
Experience
Waste Resource Recovery, Inc. November 2014 - Present
Madrak June 2006 - Present
RPM Sustainable Technologies, Inc. March 2011 - June 2014
TOR Energy Company 2000 - 2006
Merrill Lynch Pierce Fenner and Smith February 1998 - November 2000
Skills
Strategic Planning, Investments, New Business Development, Business Strategy, Process Improvement, Due Diligence, Analysis, Team Leadership, Policy, Project Management, Team Building, Research, Nonprofits, Budgets, Social Media, Negotiation, Fundraising, Public Speaking, Management, Leadership Development, Start-ups, Strategy, Business Development, Data Analysis
Education
University of Connecticut 1989 — 1993
BA, Anthropology
Simsbury High School
UCONN
Waste Resource Recovery, Inc. November 2014 - Present
Madrak June 2006 - Present
RPM Sustainable Technologies, Inc. March 2011 - June 2014
TOR Energy Company 2000 - 2006
Merrill Lynch Pierce Fenner and Smith February 1998 - November 2000
Skills
Strategic Planning, Investments, New Business Development, Business Strategy, Process Improvement, Due Diligence, Analysis, Team Leadership, Policy, Project Management, Team Building, Research, Nonprofits, Budgets, Social Media, Negotiation, Fundraising, Public Speaking, Management, Leadership Development, Start-ups, Strategy, Business Development, Data Analysis
Education
University of Connecticut 1989 — 1993
BA, Anthropology
Simsbury High School
UCONN
Bob Symon's Merrill Lynch Pierce Fenner and Smith Experience January 1985 - May 1988
Job Analyst
Industry Defense & Space
Experience
US Gov 2010 - Present
Adjunct 2009 - 2010
Broadcast Television February 1988 - December 2008
Merrill Lynch, Pierce, Fenner and Smith January 1985 - May 1988
Skills
Defense, Public Speaking, National Security, Government, Research, Analysis, Command, Program Management, Strategic Communications, Proposal Writing, Strategic Planning, Public Relations, Management, Team Building, Leadership, Project Management
Education
University of Louisville 2000 — 2005
MA, History
Florida State University 1989 — 1991
BS, Meteorology
The University of Texas at Austin 1980 — 1984
BA, Journalism
Westchester
US Gov 2010 - Present
Adjunct 2009 - 2010
Broadcast Television February 1988 - December 2008
Merrill Lynch, Pierce, Fenner and Smith January 1985 - May 1988
Skills
Defense, Public Speaking, National Security, Government, Research, Analysis, Command, Program Management, Strategic Communications, Proposal Writing, Strategic Planning, Public Relations, Management, Team Building, Leadership, Project Management
Education
University of Louisville 2000 — 2005
MA, History
Florida State University 1989 — 1991
BS, Meteorology
The University of Texas at Austin 1980 — 1984
BA, Journalism
Westchester
Felicia DaSilva's Merrill Lynch Pierce Fenner and Smith Experience March 2006 - September 2012
Job Payments and Cash management
Industry Financial Services
Experience
UBS February 2014 - November 2014
Merrill Lynch, Pierce, Fenner and Smith March 2006 - September 2012
Merrill Corporation September 1999 - September 2012
Merrill Lynch, Pierce, Fenner and Smith October 2000 - November 2003
Merrill Lynch, Pierce, Fenner and Smith September 1999 - October 2000
Skills
Legal Research, Microsoft Office, Contract Negotiation, Customer Service, Due Diligence, Networking, Technical Support, Accounts Payable, Human Resources, Accounting, Banking, Leadership, Risk Management, Spreadsheets, Business Analysis, PowerPoint, Project Management
Education
Florida Metropolitan University Online
Criminal Justice
Brookdale Community College
Criminal Justice
UBS February 2014 - November 2014
Merrill Lynch, Pierce, Fenner and Smith March 2006 - September 2012
Merrill Corporation September 1999 - September 2012
Merrill Lynch, Pierce, Fenner and Smith October 2000 - November 2003
Merrill Lynch, Pierce, Fenner and Smith September 1999 - October 2000
Skills
Legal Research, Microsoft Office, Contract Negotiation, Customer Service, Due Diligence, Networking, Technical Support, Accounts Payable, Human Resources, Accounting, Banking, Leadership, Risk Management, Spreadsheets, Business Analysis, PowerPoint, Project Management
Education
Florida Metropolitan University Online
Criminal Justice
Brookdale Community College
Criminal Justice
Richard Danforth's Merrill Lynch Pierce Fenner and Smith Experience July 2006 - Present
Job Investment Specialist
Industry Financial Services
Experience
Merrill Lynch Pierce Fenner and Smith July 2006 - Present
MFS 2000 - 2006
Massachusetts Financial Services 2000 - 2006
MFS 1999 - 2006
Liberty Funds Services 1993 - 1999
Liberty Funds Services 1993 - 1999
Colonial Funds Services 1993 - 1999
Skills
Series 9/10, Series 7, Series 63, Investments, Retirement, Retirement Planning, Wealth Management, Mutual Funds, Options
Education
University of Rhode Island 1988 — 1993
Bachelor of Science (BS), Consumer Affairs
Merrill Lynch Pierce Fenner and Smith July 2006 - Present
MFS 2000 - 2006
Massachusetts Financial Services 2000 - 2006
MFS 1999 - 2006
Liberty Funds Services 1993 - 1999
Liberty Funds Services 1993 - 1999
Colonial Funds Services 1993 - 1999
Skills
Series 9/10, Series 7, Series 63, Investments, Retirement, Retirement Planning, Wealth Management, Mutual Funds, Options
Education
University of Rhode Island 1988 — 1993
Bachelor of Science (BS), Consumer Affairs
Amy Phillipson's Merrill Lynch Pierce Fenner and Smith Experience August 2006 - January 2009
Job Customer Service Agent at FedEx
Industry Package/Freight Delivery
Experience
FedEx April 2011 - Present
U.S Census April 2010 - July 2010
Merrill Lynch Pierce Fenner and Smith August 2006 - January 2009
Veritude-Fidelity Investments July 2006 - August 2006
Wachovia Securities June 2004 - April 2006
State Street February 2003 - June 2004
Deutsche Bank November 1999 - February 2003
Citibank October 1980 - November 1999
Citibank October 1980 - November 1999
Citbank NA Capital Markets October 1980 - November 1999
Skills
Fixed Income, Bloomberg, Securities, Settlement, Portfolio Management, Back Office, FX Options, Asset Managment, Derivatives, Equities, Hedge Funds, Trading, MBS, Banking, Finance, Account Reconciliation, Funding, Financial Risk, Financial Services, Capital Markets, Investment Banking, Management, Credit, Treasury, Accounting, Investments, Training, Risk Management, Financial Markets, Mutual Funds, Collateral Management, Leadership, Time Management, Corporate Finance, Strategic Financial..., Business Analysis, Options, Wealth Management, Financial Analysis, Financial Modeling, Budgets, Client Services, Foreign Exchange, Series 7
Education
Pace University
Business Administration
ps 306
FedEx April 2011 - Present
U.S Census April 2010 - July 2010
Merrill Lynch Pierce Fenner and Smith August 2006 - January 2009
Veritude-Fidelity Investments July 2006 - August 2006
Wachovia Securities June 2004 - April 2006
State Street February 2003 - June 2004
Deutsche Bank November 1999 - February 2003
Citibank October 1980 - November 1999
Citibank October 1980 - November 1999
Citbank NA Capital Markets October 1980 - November 1999
Skills
Fixed Income, Bloomberg, Securities, Settlement, Portfolio Management, Back Office, FX Options, Asset Managment, Derivatives, Equities, Hedge Funds, Trading, MBS, Banking, Finance, Account Reconciliation, Funding, Financial Risk, Financial Services, Capital Markets, Investment Banking, Management, Credit, Treasury, Accounting, Investments, Training, Risk Management, Financial Markets, Mutual Funds, Collateral Management, Leadership, Time Management, Corporate Finance, Strategic Financial..., Business Analysis, Options, Wealth Management, Financial Analysis, Financial Modeling, Budgets, Client Services, Foreign Exchange, Series 7
Education
Pace University
Business Administration
ps 306
Jacki McDugle's Merrill Lynch Pierce Fenner and Smith Experience August 1983 - August 1988
Job Instructor at Blackhawk Technical College
Industry Education Management
Experience
Blackhawk Technical College August 1988 - Present
Merrill Lynch, Pierce, Fenner and Smith August 1983 - August 1988
Education
Northern Illinois University 1968 — 1991
MSEd, Business Education/Adult Education
Blackhawk Technical College August 1988 - Present
Merrill Lynch, Pierce, Fenner and Smith August 1983 - August 1988
Education
Northern Illinois University 1968 — 1991
MSEd, Business Education/Adult Education
Tony Valdes's Merrill Lynch Pierce Fenner and Smith Experience 1998 - Present
Job Director International Trust at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch, Pierce, Fenner and Smith 1998 - Present
Skills
Wealth Management, Asset Management, Investments, Risk Management, Securities, Series 7, Equities, Capital Markets, Portfolio Management, Banking, Family Planning, Fixed Income, Mutual Funds, Hedge Funds, Strategic Financial..., Strategic Planning, Asset Allocation, Wealth Management..., Private Banking, Estate Planning, Financial Analysis, Strategy, Alternative Investments, Financial Services
Education
University of Dayton 1974 — 1978
BS, Finance & Economics
Merrill Lynch, Pierce, Fenner and Smith 1998 - Present
Skills
Wealth Management, Asset Management, Investments, Risk Management, Securities, Series 7, Equities, Capital Markets, Portfolio Management, Banking, Family Planning, Fixed Income, Mutual Funds, Hedge Funds, Strategic Financial..., Strategic Planning, Asset Allocation, Wealth Management..., Private Banking, Estate Planning, Financial Analysis, Strategy, Alternative Investments, Financial Services
Education
University of Dayton 1974 — 1978
BS, Finance & Economics
Angela Kershner's Merrill Lynch Pierce Fenner and Smith Experience February 1989 - July 1992
Job Financial Services
Industry Financial Services
Experience
Sunbelt Securities May 2004 - Present
J Jill November 2008 - May 2009
Mass Mutual November 2007 - May 2008
Sunbelt Securities August 2002 - November 2003
Oxford Financial Group September 1997 - November 2001
TradeStar Investments, Inc July 1995 - August 1997
GBM International, Inc February 1994 - July 1995
Compass Brokerage Services July 1992 - February 1994
Merrill Lynch, Pierce, Fenner and Smith February 1989 - July 1992
Education
Stephen F. Austin State University
Finance
Stephen F. Austin State University
Sunbelt Securities May 2004 - Present
J Jill November 2008 - May 2009
Mass Mutual November 2007 - May 2008
Sunbelt Securities August 2002 - November 2003
Oxford Financial Group September 1997 - November 2001
TradeStar Investments, Inc July 1995 - August 1997
GBM International, Inc February 1994 - July 1995
Compass Brokerage Services July 1992 - February 1994
Merrill Lynch, Pierce, Fenner and Smith February 1989 - July 1992
Education
Stephen F. Austin State University
Finance
Stephen F. Austin State University
James Ayoob's Merrill Lynch Pierce Fenner and Smith Experience January 2000 - December 2003
Job Owner at JRA Surplus Lines,Inc
Industry Insurance
Experience
HUB International December 2009 - Present
JRA Surplus Lines,Inc January 2008 - Present
J6 Insurance Services January 2004 - November 2009
Merrill Lynch Pierce Fenner and Smith January 2000 - December 2003
Skills
Insurance, Workers Compensation, Property & Casualty..., Commercial Insurance, Claim, Umbrella Insurance, Professional Liability, Commercial Lines, New Business Development, General Insurance, Brokers, Casualty, Legal Liability, Employee Benefits, Customer Service, D&O, Liability, Sales, Casualty Insurance, Underwriting
Education
Hastings College of the Law 1968 — 1971
JD Law, Law
California State University-Chico 1964 — 1968
BS, Business
HUB International December 2009 - Present
JRA Surplus Lines,Inc January 2008 - Present
J6 Insurance Services January 2004 - November 2009
Merrill Lynch Pierce Fenner and Smith January 2000 - December 2003
Skills
Insurance, Workers Compensation, Property & Casualty..., Commercial Insurance, Claim, Umbrella Insurance, Professional Liability, Commercial Lines, New Business Development, General Insurance, Brokers, Casualty, Legal Liability, Employee Benefits, Customer Service, D&O, Liability, Sales, Casualty Insurance, Underwriting
Education
Hastings College of the Law 1968 — 1971
JD Law, Law
California State University-Chico 1964 — 1968
BS, Business
Shawna Baron's Merrill Lynch Pierce Fenner and Smith Experience January 1997 - January 2001
Job Processor at Wells Fargo RVS
Industry Financial Services
Experience
Wells Fargo RVS July 2014 - Present
Pulte Mortgage March 2012 - September 2013
Wells Fargo Home Mortgage2011 August 2010 - September 2011
Aerotek/Wells Fargo2010 March 2010 - June 2010
Rose International2009 March 2009 - December 2009
Countrywide Home Loans 2005 - 2008
Chase Manhattan Mortgage 2003-2005 2003 - 2005
Merrill Lynch Pierce Fenner and Smith January 1997 - January 2001
Merrill Lynch Pierce Fenner and Smith January 1997 - January 2001
Skills
Loans, Loan Servicing, Underwriting, Construction Loans, Finance, Leadership, Financial Services, Mortgage Lending, Software Documentation, Management, Access, Funding, Call Centers, Business Analysis, Sales, Customer Satisfaction
Education
University of Phoenix 2008 — 2010
N/A, Business Management, 3.5
Wells Fargo RVS July 2014 - Present
Pulte Mortgage March 2012 - September 2013
Wells Fargo Home Mortgage2011 August 2010 - September 2011
Aerotek/Wells Fargo2010 March 2010 - June 2010
Rose International2009 March 2009 - December 2009
Countrywide Home Loans 2005 - 2008
Chase Manhattan Mortgage 2003-2005 2003 - 2005
Merrill Lynch Pierce Fenner and Smith January 1997 - January 2001
Merrill Lynch Pierce Fenner and Smith January 1997 - January 2001
Skills
Loans, Loan Servicing, Underwriting, Construction Loans, Finance, Leadership, Financial Services, Mortgage Lending, Software Documentation, Management, Access, Funding, Call Centers, Business Analysis, Sales, Customer Satisfaction
Education
University of Phoenix 2008 — 2010
N/A, Business Management, 3.5
Peter Tennyson's Merrill Lynch Pierce Fenner and Smith Experience June 1980 - June 1981
Job DIRECTOR at Financial Industry Regulatory Authority
Industry Financial Services
Experience
Financial Industry Regulatory Authority April 2011 - Present
Barclays Capital September 2008 - April 2011
Lehman Brothers August 1994 - September 2008
PANACHE December 1981 - August 1994
Peter Tennyson June 1981 - December 1981
Merrill Lynch Pierce Fenner and Smith June 1980 - June 1981
Fanning Personnel June 1979 - June 1980
Skills
Fixed Income, Hedge Funds, Equity Derivatives, Capital Markets, Prime Brokerage, Derivatives, Equities, Securities, Commodity, Trading Systems, FINRA, Electronic Trading, Middle Office, Options, Investment Banking, Accounting, Mergers & Acquisitions, Swaps, Structured Products, Operational Risk..., Credit Derivatives, Financial Risk, AML
Education
Kingsborough Community College 1977 — 1979
Associates Degree, Liberal Arts and Sciences/Liberal Studies, 3.2
Financial Industry Regulatory Authority April 2011 - Present
Barclays Capital September 2008 - April 2011
Lehman Brothers August 1994 - September 2008
PANACHE December 1981 - August 1994
Peter Tennyson June 1981 - December 1981
Merrill Lynch Pierce Fenner and Smith June 1980 - June 1981
Fanning Personnel June 1979 - June 1980
Skills
Fixed Income, Hedge Funds, Equity Derivatives, Capital Markets, Prime Brokerage, Derivatives, Equities, Securities, Commodity, Trading Systems, FINRA, Electronic Trading, Middle Office, Options, Investment Banking, Accounting, Mergers & Acquisitions, Swaps, Structured Products, Operational Risk..., Credit Derivatives, Financial Risk, AML
Education
Kingsborough Community College 1977 — 1979
Associates Degree, Liberal Arts and Sciences/Liberal Studies, 3.2
Regina Puccio's Merrill Lynch Pierce Fenner and Smith Experience January 1979 - June 1991
Job Legal Assistant at Alan W Clark and Associates
Industry Law Practice
Experience
Alan W Clark and Associates July 2005 - Present
Family and Childrens Association April 2003 - July 2005
Merrill Lynch Pierce Fenner and Smith January 1979 - June 1991
Skills
Westlaw, Medical Malpractice, WordPerfect, Pleadings, PACER, Trials, Document Review, Legal Writing, Legal Assistance, Depositions, Dictaphone, Electronic Filing, Notary Public, Wordperfect, Litigation Support, Personal Injury, Document Preparation, Legal Issues, Hearings, Transcription, Legal Discovery, Paralegals, Courts
Education
Molloy College 2011 — 2014
Continuing, Medical Administrative/Executive Assistant and Medical Secretary
St. Joseph High School 1975 — 1979
Alan W Clark and Associates July 2005 - Present
Family and Childrens Association April 2003 - July 2005
Merrill Lynch Pierce Fenner and Smith January 1979 - June 1991
Skills
Westlaw, Medical Malpractice, WordPerfect, Pleadings, PACER, Trials, Document Review, Legal Writing, Legal Assistance, Depositions, Dictaphone, Electronic Filing, Notary Public, Wordperfect, Litigation Support, Personal Injury, Document Preparation, Legal Issues, Hearings, Transcription, Legal Discovery, Paralegals, Courts
Education
Molloy College 2011 — 2014
Continuing, Medical Administrative/Executive Assistant and Medical Secretary
St. Joseph High School 1975 — 1979
Bart Barnett's Merrill Lynch Pierce Fenner and Smith Experience May 1991 - December 1994
Job Financial Services Professional
Industry Financial Services
Experience
Morgan Keegan & Company November 2002 - Present
BB&T Capital Markets August 2000 - October 2002
J.C.Bradford February 2000 - June 2000
Montgomery Securities, Bank of America 1995 - February 2000
Merrill Lynch, Pierce, Fenner and Smith May 1991 - December 1994
Education
Columbia University in the City of New York 1986 — 1990
Morgan Keegan & Company November 2002 - Present
BB&T Capital Markets August 2000 - October 2002
J.C.Bradford February 2000 - June 2000
Montgomery Securities, Bank of America 1995 - February 2000
Merrill Lynch, Pierce, Fenner and Smith May 1991 - December 1994
Education
Columbia University in the City of New York 1986 — 1990
Shirl Coons's Merrill Lynch Pierce Fenner and Smith Experience 1985 - 1989
Job Apprentice Coordinator at Ca. Fire Fighter JAC
Industry Education Management
Experience
Ca. Fire Fighter JAC July 1990 - Present
Merrill Lynch, Pierce Fenner and Smith 1985 - 1989
Education
American River College
Leon Sports College and High School England
Ca. Fire Fighter JAC July 1990 - Present
Merrill Lynch, Pierce Fenner and Smith 1985 - 1989
Education
American River College
Leon Sports College and High School England
Shawmeet Mukherjee's Merrill Lynch Pierce Fenner and Smith Experience March 2014 - June 2014
Job Operations Analyst at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch, Pierce, Fenner and Smith March 2014 - June 2014
Merrill Edge August 2013 - November 2013
Kaplan University March 2010 - June 2012
Pershing, LLC/ Corporate Actions Dept, Corporate Bonds August 2007 - October 2009
Siemens March 2006 - October 2006
Mercantile Commercial Capital August 2005 - December 2005
Skills
Retirement Planning
Education
University of Central Florida
B.S.B.A, Finance
University of Florida
A. A
Merrill Lynch, Pierce, Fenner and Smith March 2014 - June 2014
Merrill Edge August 2013 - November 2013
Kaplan University March 2010 - June 2012
Pershing, LLC/ Corporate Actions Dept, Corporate Bonds August 2007 - October 2009
Siemens March 2006 - October 2006
Mercantile Commercial Capital August 2005 - December 2005
Skills
Retirement Planning
Education
University of Central Florida
B.S.B.A, Finance
University of Florida
A. A
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY