Mitsubishi UFJ Securities (USA), Inc.
Address: 6th Floor, 1001, 1221 6th Ave, New York, NY 10020 Phone: (212) 405-7000Place name: Category: : : : Website: : Hours: : : Website: http://www.mufgsecurities.com/ Category: Financial Institution Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo.Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of MUFG Securities Americas Inc. Posting publicly on the Web Write a review Reviews Be the first to review
Mitsubishi UFJ Securities (USA), Inc. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Mitsubishi UFJ Securities (USA), Inc.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Mitsubishi UFJ Securities (USA), Inc. Employees
State Street May 2015 - Present
State Street June 2014 - May 2015
Mitsubishi UFJ Securities (USA), Inc. August 2013 - August 2013
The Taunton Press July 2013 - August 2013
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Microsoft Office, Adobe Acrobat, SNL, Salesforce.com, Global Center, Outlook, InDesign, Microsoft Publisher, QuickBooks, Customer Service, Scrubbing, MS Excel Pivot Tables, Vlookup, RFP Generation, Marketing Communications, Leadership, Team Mentoring, Sales Presentations, Sales Process, Direct Marketing, Morningstar, Project Management, Project Planning
Education
Northeastern University 2012 — 2017
Bachelor of Science in Business Administration, Logistics, Materials, and Supply Chain Management, Minor in International Affairs
Brookfield High School 2008 — 2012
High School Diploma
The Graham Company July 2011 - Present
Mitsubishi UFJ Securities (USA), Inc. June 2010 - July 2011
The Graham Company June 2009 - August 2009
Skills
Risk Management, Research, Insurance, Strategic Planning, Property & Casualty..., New Business Development, Commercial Insurance
Education
Bucknell University 2006 — 2010
BS, Accounting
Watchung Hills Regional HS 2002 — 2006
Mitsubishi UFJ Securities (USA), Inc. September 2014 - Present
Mitsui & Co Commodity Risk Management, Ltd. June 2012 - August 2013
Mitsui & Co Commodity Risk Management, Ltd. December 2011 - January 2012
Dobbs Ferry Recreation Department May 2010 - August 2011
The Dobbs Ferry Teen Camp June 2008 - July 2011
Village of Dobbs Ferry June 2006 - July 2007
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, Public Speaking, Social Networking, Marketing, Finance, PowerPoint, Teamwork, Data Analysis, Trading Systems, Nonprofits, Research
Education
University of Delaware - Lerner College of Business and Economics 2010 — 2014
Bachelor of Arts (BA), Finance
Dobbs Ferry High School 2006 — 2010
Mitsubishi UFJ Securities (USA), Inc. November 2013 - Present
PACKNWOOD USA March 2013 - August 2013
MADISON AVENUE COUTURE Inc March 2012 - August 2012
BARLIS WEDLICK ARCHITECT November 2011 - May 2012
MICHELE NEGRI November 2009 - December 2010
RAINBOW ROOM by CIPRIANI March 2007 - July 2009
CIPRIANI USA September 2001 - February 2007
BARNEY'S NY February 2006 - September 2006
Skills
Microsoft Office, Mac OS X, Quickbooks, Peachtree, Photoshop, Dreamweaver, Retail Pro POS Software, Micros POS Software, OS X, QuickBooks, Microsoft Excel, Facebook, Spanish, Event Management, Budgets, Payroll, Social Media, Customer Service, Marketing, Microsoft Word, Social Networking, Sales, Event Planning, Management, PowerPoint, Strategic Planning
Education
Pace University 2003 — 2007
Lubin School of Business: Bachelor, Business Administration; Business Management
Cauldwell Wingate September 2014 - Present
Cauldwell Wingate January 2012 - August 2014
Mitsubishi UFJ Securities (USA), Inc. May 2011 - August 2012
Cauldwell Wingate May 2008 - July 2009
Skills
Contract Management, Project Planning, Outlook, Microsoft Office, Project Management, Accounting, Financial Modeling, Financial Analysis, Construction Management, Microsoft Excel, Construction, Budgets, Research, Management, Project Estimation, Microsoft Word, PowerPoint, Risk Management, Invoicing, Sales, Value Engineering, LEED, Contract Negotiation, AutoCAD, Negotiation, MS Project, Strategic Planning, Process Scheduler, Project Coordination, Cost Management, Customer Service, Proposal Writing, Purchasing, Constructability, Program Management, Change Orders, Due Diligence, Process Improvement, Leadership, Access, Adobe Acrobat, Subcontracting, Cost Control
Education
Lafayette College 2007 — 2011
BA, Government/Law and Economics
IES Abroad Business and International Affairs: Paris, France 2010 — 2010
Ridge High School 2003 — 2007
The Bank of Tokyo-Mitsubishi UFJ, Ltd. October 2013 - Present
Societe Generale November 2006 - October 2013
The Bank of Tokyo-Mitsubishi UFJ, Ltd. February 2004 - November 2006
Mitsubishi UFJ Securities (USA), Inc. February 2002 - February 2004
Skills
Commodity, Trade Finance, Structured Finance, Collateral Management, Risk Management, Credit Risk, Operational Risk, Funding, Portfolio Management, Finance, Derivatives, Corporate Finance, Capital Markets, Structured Products, Financial Analysis, Financial Risk, Investment Banking, Banking, Fixed Income
Education
Meijo University
Bachelor of Science in Agriculture
Mitsubishi UFJ Securities (USA), Inc. September 1992 - November 2014
The Grand Sutton September 1990 - September 1991
Salomon Brothers, Inc. September 1982 - September 1990
Breed,Abbott, and Morgan July 1974 - September 1982
Skills
Fixed Income, Trading, Good knowledge of..., Process Improvement, identify problems and..., Communication, Multi-task & Handle..., Derivatives, Bonds, Adapt well to changes,..., situations and take the..., ICI Platform, Bank of New York GSCX..., Securities, Accesedge, Finance Pro
Education
St. Francis College 1976 — 1980
Bachelor's Degree, History
Bishop Ford High School 1972 — 1976
High School, Social Studies, Math, English, Religion, Spanish, Biology, Chemistry, Physics, Physical Education, B
Mitsubishi UFJ Securities (USA), Inc. June 2014 - August 2014
Zoo Sanatoriy (Pets Hotel) April 2007 - May 2014
Tectonic Advisory Partners December 2013 - January 2014
MD Global Partners, LLC September 2013 - December 2013
TrimTabs Investment Research June 2013 - August 2013
Self Employed December 2010 - June 2013
Skills
Microsoft Excel, Customer Service, Training, Management, Marketing, Bloomberg Terminal, Salesforce.com, Photography, Social Networking, Microsoft Office, Bloomberg, Advertising, Teaching, Asset Management, Human Resources, Data Analysis, Economics, Public Relations
Education
Columbia University in the City of New York 2011 — 2014
Bachelor of Arts (B.A.), Financial Economics, 3.4
Georgetown University 2012 - 2013
Office of the Attorney General of the State of New York November 2011 - March 2012
St. Ignatius Camp July 2011 - August 2011
Mitsubishi UFJ Securities (USA), Inc. July 2010 - August 2010
Camp Holy Child June 2010 - July 2010
Education
Georgetown University 2012 — 2016
NBC News July 2015 - Present
NBC News August 2014 - Present
MSNBC June 2014 - August 2014
TheStreet June 2014 - August 2014
ABC Television June 2012 - August 2012
Mitsubishi UFJ Securities (USA), Inc. July 2011 - July 2011
Education
Columbia University - Graduate School of Journalism 2013 — 2014
Master of Science (M.S.), Multimedia Journalism and Broadcast News
Princeton University 2009 — 2013
Bachelor of Arts (B.A.), Major: French and Italian
Tuck School of Business at Dartmouth 2011 — 2011
Accounting, Managerial Economics, Marketing, Corporate Finance
RBC July 2015 - Present
Mitsubishi UFJ Securities (USA), Inc. January 2013 - July 2015
BNP Paribas January 2010 - January 2013
Fortis Bank July 2007 - December 2009
Bank of New York Mellon April 2002 - June 2007
Morgan Stanley May 1993 - April 2001
United States Fidelity & Guarantee March 1988 - August 1991
Skills
Operational Risk, Operational Risk..., Key Risk Indicators, KRIs, Key Performance..., KPIs, Risk Self Assessments, RSAs, Internal Loss Analysis, External Loss Analysis, Audit Issue Tracking, Scenario Analysis, Framework Validation, Cash Management, Key Metrics, Financial Risk, Basel II, Banking, Treasury, Commercial Banking, Treasury Management, Financial Institutions, Structured Finance, Investment Banking, Fixed Income, Derivatives, Internal Audit
Education
Brown University 1983 — 1987
B.A., Philosophy and Economics
Mitsubishi UFJ Securities (USA), Inc. July 2013 - Present
Mathnasium - The Math Learning Center September 2011 - May 2013
Hamlin Capital Management, LLC June 2012 - August 2012
Fairfield University Radio September 2009 - May 2011
Rite Aid Pharmacy March 2007 - August 2009
Skills
Mathematics, Statistics, Probability Theory, Microsoft Office, Microsoft Excel, Microsoft Word
Education
Fairfield University 2009 — 2013
Bachelor of Science (B.S.), Mathematics
Chaminade High School 2005 — 2009
Scotiabank August 2015 - Present
Mitsubishi UFJ Securities (USA), Inc. April 2014 - Present
Barclays Capital November 2003 - January 2014
Skills
Fixed Income
Education
Washington University in St. Louis - Olin Business School 1992 — 1994
MBA
Emory University 1988 — 1992
Bachelor's degree, Economics
Choate Rosemary Hall 1985 — 1988
Mitsubishi UFJ Securities (USA), Inc. August 2014 - Present
Raymond James Financial Inc. June 2013 - August 2013
Skills
Valuation, Investment Banking, Equity Capital Markets
Education
Princeton University 2010 — 2014
Bachelor's degree, Economics
Mitsubishi UFJ Securities (USA), Inc. July 2012 - Present
BNY Mellon June 2001 - July 2012
Skills
Dimensional Modeling, Microsoft SQL Server, Market Data, Business Intelligence, C#, Unix, Program Management, Informatica, ETL Tools, SDLC, Enterprise Software, SSIS, SSRS, Technical Product..., Enterprise IT Strategy, CISSP, SSAS, TCP/IP, Network Security, Windows Server, Analysis Services, OS X, Financial Sector..., Repo Market, Mac OS X
Education
Polytechnic Institute of New York University 2008 — 2009
Masters of Science, Telecommunication and Information Management
State University of New York at Stony Brook 1998 — 2002
Bachelor of Science (B.S.), Computer and Information Systems Security/Information Assurance
Safe Banking Systems May 2015 - Present
Mitsubishi UFJ Securities (USA), Inc. June 2014 - May 2015
BNP Paribas October 2012 - June 2014
Nomura Holding America June 2001 - July 2012
Deutsche Bank July 1998 - May 2001
NatWest Markets June 1996 - July 1998
Salomon Brothers May 1993 - June 1996
Peat Marwick July 1985 - July 1990
Touche Ross 1983 - 1985
Skills
IT Audit, COBIT, Governance, Pre-implementation..., BCM, Sarbanes-Oxley, Operational Risk, Investment Banking, Fixed Income, Derivatives, Equities, IT Risk Management, SAS70, GRC, Paisley GRC, Project Management, Methodology, Internal Audit, Internal Controls, Trading Systems, Risk Management, Market Data, Securities, Auditing, Risk Assessment, Business Process
Education
State University of New York at Buffalo - School of Management 1977 — 1981
BS, Accounting, Computer Science
Mitsubishi UFJ Securities (USA), Inc. November 2009 - Present
Ann Foundation April 2010 - July 2011
Banc of America Securities/ Bank of America Merrill Lynch June 2006 - November 2009
Skills
Capital Markets, Bonds, Hedge Funds, Management Consulting, Equities, Bloomberg, Financial Mgmt, Credit Derivatives, Series 7, Securities, Derivatives, Investment Banking, Middle Office, Corporate Finance, Fixed Income, Valuation, Finance, Trading
Education
City University of New York-Hunter College
Bachelors, Biochemistry
Mitsubishi UFJ Securities (USA), Inc. April 2009 - September 2013
UBS Securities, LLC 1990 - 2009
UBS Investment Bank March 1990 - November 2008
UBS 1990 - 2008
Lehman Brothers 1985 - 1990
EF Hutton Co. 1980 - 1985
Skills
Fixed Income, Trading, Sales, Sales Operations, Relationship Management, Team Building, Customer Acquisition, Customer Retention, Government Agencies, US Treasuries, Agency MBS, Sales Management, Team Management, Reverse Mortgages, Building Customer..., Cross Selling, Bloomberg, Financial Markets, Investment Banking, Hedge Funds, Finance, Bonds, Derivatives, Capital Markets, Financial Risk, Mutual Funds, Equities, Securities, Trading Systems
Education
Adelphi University 1972 — 1974
B.S.
Mitsubishi UFJ Securities (USA), Inc. August 2014 - Present
Food Network January 2014 - January 2014
GFI Capital Resources Group, Inc. 2014 - 2014
Mitsubishi UFJ Securities (USA), Inc. August 2013 - September 2013
Resort World Casino February 2012 - September 2013
Skills
Excellent phone..., Highly detail oriented, Excellent customer..., Learn New Software..., Computer Proficiency, Personal Appearances, Communication Skills, Dependable Team Player, Highly motivated..., Highly Reliable, Proficient Typing Skills, File Management, Microsoft Office, Microsoft Excel
Education
CUNY Medgar Evers College 2007 — 2008
College Coursework, Business Administration and Management, General
St. John’s University 2004 — 2005
Business Administration and Management, General
Mitsubishi UFJ Securities (USA), Inc. 2010 - 2013
European Bank for Reconstruction and Development 2000 - 2005
Credit Suisse 1992 - 1995
Scandinavian Airlines 1988 - 1990
Bank of America 1984 - 1987
Skills
Credit Analysis, Corporate Finance, Customer Negotiations, Transaction Origination, Languages: French,..., Due Diligence, Emerging Markets, Negotiation, Investments, Financial Modeling, Risk Management, Private Equity, Credit, Business Strategy, Investment Banking, Restructuring, Finance, Mergers & Acquisitions
Education
University of Cambridge, Girton College 1990 — 1992
LLB, MA, Law
Institut d'Etudes Politiques de Paris 1980 — 1981
Certifcate, International Affairs and Economics
La Sorbonne 1979 — 1980
French Language
Boston University 1975 — 1979
BA, Cum Laude, Russian Studies
Mitsubishi UFJ Securities (USA), Inc. June 2013 - Present
TD Securities October 2010 - January 2013
Nomura Securities October 2007 - June 2010
ABN AMRO Bank N.V. February 2006 - October 2007
Skills
Portfolio Management, Banking, Credit Risk, Financial Analysis, Capital Markets, Credit, Swaps, Fixed Income, Equities, Derivatives, Bloomberg, Hedge Funds, Middle Office, Options, FX Options, Bonds, Financial Markets
Education
Columbia College (NY) 1986 — 1990
Bachelor's degree, Economics
Mitsubishi UFJ Securities (USA), Inc. February 2013 - Present
Patriarch Partners March 2012 - February 2013
UBS Investment Bank June 2009 - September 2011
Brigade Capital Management April 2008 - May 2009
Citi August 2002 - April 2008
Citi July 1999 - August 2002
Cahill Gordon & Reindel September 1995 - July 1999
Skills
Investment Banking, High Yield, Leveraged Finance, Hedge Funds, Fixed Income, Capital Markets, Financial Analysis, Series 7, Corporate Finance, Credit Analysis, Investments, Debt, Bonds, Securities, Corporate Law, Securities Law, Series 24, DCM, Securities Regulation, Structured Products, ALM, Derivatives, Structured Finance, Mergers & Acquisitions, Venture Capital, Private Equity, ABS
Education
University of Pennsylvania Law School 1992 — 1995
J.D.
University of Delaware 1988 — 1992
B.S.B.A., Finance
Mitsubishi UFJ Securities (USA), Inc. September 2015 - Present
PwC September 2012 - Present
Brigham Young University August 2010 - December 2011
Global Financial Advisors August 2010 - December 2010
Portfolio Advisors, LLC August 2010 - December 2010
Ensign Peak Advisors January 2010 - April 2010
Seton Hill University 2007 - 2008
Skills
Private Equity, Microsoft Word, Investments, Portfolio Management, Valuation, Strategic Financial..., Financial Modeling, Microsoft Excel, Microsoft Office, Financial Analysis, Finance
Education
Brigham Young University 2009 — 2011
Bachelors in Finance, Finance
Seton Hill University 2007 — 2008
TJM Institutional Services, LLC April 2014 - Present
Viridian Energy May 2012 - Present
Newedge January 2008 - March 2014
Fimat September 2006 - January 2008
Cube Financial LLC April 2001 - September 2006
ING June 1998 - April 2001
Mitsubishi UFJ Securities (USA), Inc. March 1994 - June 1998
Harris Bank March 1990 - April 1994
Skills
Options, Electronic Trading, Equities, Trading, Fixed Income, Derivatives, Hedge Funds, Series 7, Commodity, Capital Markets, Financial Markets, Alternative Investments, Bloomberg, Securities, Hedging, Trading Systems, Bonds, FINRA, Investment Banking, Market Data, Swaps, Technical Analysis, Interest Rate..., Brokerage, FX Options, Prime Brokerage, Proprietary Trading
Education
Northwestern University - Kellogg School of Management 2000 — 2002
MBA, Management
University of Notre Dame 1985 — 1988
BA, American Studies
Holy Cross College 1984 — 1985
Loyola Academy 1980 — 1984
MUFG in the Americas July 2015 - Present
Mitsubishi UFJ Securities (USA), Inc. June 2014 - August 2014
C.L. King & Associates December 2013 - March 2014
Dartmouth College September 2013 - December 2013
Education
Dartmouth College 2011 — 2015
Bachelor of Arts (BA), Economics
Wilton High School 2007 — 2011
High School
Mitsubishi UFJ Securities (USA), Inc. August 2014 - Present
Broadstone Real Estate, LLC June 2014 - August 2014
Edgestream Partners, L.P. June 2013 - August 2013
JGPetrucci February 2013 - May 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Salesforce.com, InDesign, Research, Capital Markets, Financial Analysis, Bloomberg, Finance
Education
Princeton University 2009 — 2014
Bachelor of Arts (BA), Politics
Federal Reserve Bank of New York May 2014 - Present
Banes Capital Group, LLC April 2012 - March 2014
Mitsubishi UFJ Securities (USA), Inc. March 2011 - April 2012
SGCIB December 2008 - March 2011
SGCIB October 2006 - December 2008
SGCIB December 1999 - September 2006
Merrill Lynch 1997 - 1999
Fidelity Investments July 1995 - March 1997
Skills
Credit Trading, Structured Finance, Risk Management, Derivatives, CDO, Trading Systems, Proprietary Trading, Credit, SBA, SBA 504, Fixed Income, Trading, Structured Products, Equity Derivatives, Credit Derivatives, Hedge Funds, Investment Banking, Equities, Bonds, Financial Services, Portfolio Management, CDS, CLO, Loans, Capital Markets, Financial Structuring, Swaps, ABS, Interest Rate..., FX Options, Alcoholic Beverages, Cheese
Education
Carnegie Mellon University 1991 — 1995
BS, Mathematics, Computer Science, Finance
The Doon School 1985 — 1991
ISC, Physics, Mathematics, Chemistry and Computer Science
Solutions Economics LLC July 2012 - Present
Export-Import Bank of the United States September 2011 - December 2011
Mitsubishi UFJ Securities (USA), Inc. June 2009 - August 2009
Office of Congressman Frank Pallone Jr. January 2009 - May 2009
Skills
Regulated Industries, Financial Modeling, Regulatory Accounting, International..., International Economics, Economics Research, Stata, Excel VBA, @Risk, MS Access
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 2015 — 2017
Master of Arts (M.A.), International Economics / Energy, Resources and Environment
Georgetown University 2008 — 2012
International Political Economy
RBC Capital Markets October 2015 - Present
Financial Industry Regulatory Authority May 2013 - Present
National Grid August 2009 - April 2013
Mitsubishi UFJ Securities (USA), Inc. November 2008 - April 2009
Skills
Energy Markets, Commodity Markets, Energy, Bloomberg, Trading, Financial Analysis, Risk Management, Financial Risk, Commodity, Microsoft Excel, Finance, Regulatory Compliance, Financial Risk..., FINRA
Education
Siena College 2004 — 2008
Bachelor's degree, Finance
Siena College 2004 — 2008
Bachelor of Science (B.S.), Finance
Mitsubishi UFJ Securities (USA), Inc. August 2014 - Present
Mitsubishi UFJ Securities (USA), Inc. June 2013 - August 2013
Carnegie Mellon University January 2013 - May 2013
Donald Danforth Plant Science Center May 2012 - August 2012
Washington University in St. Louis May 2011 - August 2011
Kumon Learning Center June 2009 - July 2010
Washington University June 2008 - August 2008
Donald Danforth Plant Science Center June 2008 - August 2008
Skills
Python, R, InDesign, JavaScript, DNA, Microsoft Excel, Photoshop, Spanish, Risk Management, Gretl, Laser Capture..., Chromatin..., Market Risk, VBA, Public Speaking, PowerPoint, Data Analysis
Education
Carnegie Mellon University 2010 — 2014
B.S, Economics
Algomi Ltd December 2013 - Present
Bonds.com May 2012 - October 2013
Aladdin Capital Management March 2011 - November 2011
Mitsubishi UFJ Securities (USA), Inc. February 2002 - December 2010
Tokai Bank Ltd (formerly UFJ) August 1998 - January 2002
Skills
Series 7 & 63, Japanese, Portfolio Management, Credit, Investments, Electronic Trading, Series 63, Derivatives, Fixed Income, Bonds, Capital Markets, Financial Structuring, Asset Managment, Bloomberg, FX Options, Banking, Hedge Funds, Asset Management, Private Equity, Credit Derivatives, Mutual Funds, Alternative Investments, Equities, Interest Rate..., Series 7
Education
University of Michigan 1994 — 1998
BA, Economics & Japanese
Mitsubishi UFJ Securities (USA), Inc. May 2014 - Present
Natixis August 2012 - May 2014
Deutsche Bank April 2011 - August 2012
Deutsche Bank June 2006 - April 2011
Skills
Derivatives, Options, Swaps, Structured Finance, Treasury, Fixed Income, Equities, Capital Markets, Bloomberg, Investment Banking, Hedge Funds, Financial Modeling, Proprietary Trading, Operational Risk, IPO, Institutional Sales, Fundamental Analysis, Structured Products
Education
Carnegie Mellon University 2002 — 2006
Bachelor of Science in Business Administration, Finance
BNP Paribas May 2014 - Present
Scottrade March 2014 - May 2014
Merrill Lynch November 2012 - October 2013
RBC Capital Markets May 2010 - August 2010
Mitsubishi UFJ Securities (USA), Inc. December 2000 - June 2007
Mitsubishi UFJ Securities (USA), Inc. November 1993 - December 2000
Discount Corporation of New York April 1989 - May 1993
Skills
Fixed Income Trading, Fixed Income, Money Market, Middle Office, Bloomberg, Series 7, Electronic Trading, Settlement, Securities Lending, Derivatives, Series 63, Financial Markets, Trading, MBS, Series 65, Bonds, Investments
Education
Saint John's University 1981 — 1984
ASBA
Thomas Edison State College
BSBA, Finance
Natixis CIB Americas January 2015 - Present
Natixis North America 2012 - Present
Mitsubishi UFJ Securities (USA), Inc. September 2011 - September 2012
Mitsubishi UFJ Securities (USA), Inc. April 2010 - April 2012
Dexia Credit Local August 2007 - April 2010
Bank of Tokyo-Mitsubishi June 1992 - August 2007
TMG Financial Products July 1994 - April 1997
AT&T 1988 - 1990
Skills
Swaps, Options, Trading, Risk Management, ALM, Risk, Technical Analysis, Fixed Income, Derivatives, Series 7, Portfolio Management, Market Risk, Bloomberg, Series 63, Murex, Summit, VBA, Microsoft Excel, SQL, Java, C++, Unix, Ksh, TWS, Bond Pricing, MarketAxess, Banking, Capital Markets, Credit Derivatives, Financial Risk, Structured Products
Education
Cornell University - Johnson Graduate School of Management 1990 — 1992
MBA, Finance
University of Maryland College Park 1984 — 1988
BS, Computer Science
PIMCO March 2015 - Present
HSBC February 2014 - February 2015
Mitsubishi UFJ Securities (USA), Inc. June 2013 - August 2013
The National Hockey League June 2012 - August 2012
Cunningham Lindsey May 2011 - August 2011
New York Yankees May 2010 - June 2010
Education
NEW YORK UNIVERSITY, STERN SCHOOL OF BUSINESS 2010 — 2014
Bachelor of Science, Finance, Management
NYU Stern School of Business 2010 — 2014
NYU
TAMPA PREPARATORY SCHOOL
Mitsubishi UFJ Securities (USA), Inc. July 2013 - Present
Bank of Tokyo-Mitsubishi UFJ December 2012 - January 2013
Bank of Tokyo-Mitsubishi UFJ May 2012 - August 2012
Skills
Microsoft Excel, PowerPoint, Marketing, Microsoft Office, Time Management, Microsoft Word, Financial Modeling, Bloomberg, Capital Markets, Fixed Income
Education
James Madison University 2009 — 2013
Bachelor of Business Administration (B.B.A.), Finance, General
Mitsubishi UFJ Securities (USA), Inc. April 2015 - Present
McAdam Financially Advance June 2014 - April 2015
Murphy & Durieu May 2013 - January 2014
Northwestern Mutual March 2013 - May 2013
Sunnymeath Asset Management April 2011 - May 2011
Skills
Bloomberg, Microsoft Excel, Microsoft Office, Valuation, Investments, Process Modeling, SAP, Morningstar, Business Strategy, Strategic Planning, Thompson One, Photoshop, Estate Planning, Retirement Planning, Life Insurance, Long Term Care Insurance, Disability Insurance, Wealth Management, PowerPoint, Microsoft Word, Finance, Portfolio Management, Equities, Fixed Income
Education
Bentley University 2010 — 2014
Bachelor's Degree, Finance, General, 3.3
RMIT University 2012 — 2012
Study Abroad Program, International Finance
CFA Program
2016 Level II Candidate in the CFA Program
Pomona Capital March 2015 - Present
Pomona Capital July 2014 - Present
Mitsubishi UFJ Securities (USA), Inc. August 2013 - July 2014
The Daily Princetonian January 2012 - February 2013
Janney Montgomery Scott June 2012 - August 2012
The Daily Princetonian April 2010 - January 2012
Glenmede 2011 - 2011
Congressman Joe Sestak June 2010 - September 2010
Skills
Investment Banking, Spanish, Business Management..., Finance, Trombone, Managing Accounts, Social Media, Research, Tuba, Motorcycle, Speed Reading, Hedge Funds, Capital Markets, Economics, PowerPoint
Education
Princeton University 2009 — 2013
AB, History
Lower Merion High SchoolArdmore 2005 — 2009
Citi June 2012 - Present
Mitsubishi UFJ Securities (USA), Inc. June 2008 - May 2012
Nomura Securities January 2005 - June 2008
Skills
Structured Finance, High Yield, Emerging Markets, Project Finance, Private Placements, Investment Grade Credit
Education
Penn State University 2000 — 2004
Bachelor of Science (B.S.), Finance and International Business
Penn State University
Mitsubishi UFJ Securities (USA), Inc. August 2015 - Present
Federal Deposit Insurance Corporation January 2014 - August 2015
Federal Deposit Insurance Corporation July 2012 - January 2014
Caroline Center September 2011 - May 2012
Town of Mamaroneck June 2011 - August 2011
Town of Mamaroneck June 2006 - August 2010
Skills
Economics, Stata, Nonprofits, Matlab, Excel, Statistics, Econometrics, Banking, SAS, SQL, Data Analysis, SNL, Financial Analysis, Data Management, Bloomberg Terminal
Education
Loyola College in Maryland 2008 — 2012
B.A., Quantitative Economics, Minor in Mathematics
Fordham Preparatory School 2004 — 2004
RBC Capital Markets July 2015 - Present
RBC Capital Markets June 2014 - August 2014
Mitsubishi UFJ Securities (USA), Inc. June 2013 - August 2013
Parsons Brinckerhoff June 2011 - August 2011
Skills
Research, Statistics, Data Analysis, Programming, Matlab, Microsoft Excel, Bonds, Capital Markets, Equity Derivatives, Mathematica, Physics
Education
Columbia University in the City of New York 2014 — 2015
Master of Arts (M.A.), Mathematics of Finance
Columbia University - Fu Foundation School of Engineering and Applied Science 2012 — 2014
Bachelor of Science (B.S.), Applied Mathematics
State University of New York College at Geneseo 2009 — 2012
Bachelor of Arts (B.A.), Physics
Credit Suisse April 2014 - Present
Morgan Stanley August 2013 - October 2013
Chesapeake Energy January 2013 - July 2013
Mitsubishi UFJ Securities (USA), Inc. January 2012 - October 2012
Mitsubishi UFJ Securities (USA), Inc. November 2011 - December 2011
Mitsubishi UFJ Securities (USA), Inc. September 2011 - November 2011
Mitsubishi UFJ Securities (USA), Inc. June 2011 - August 2011
West Virginia University June 2010 - August 2010
U.S. Census Bureau: Public Finance Analysis Branch May 2007 - August 2007
Greater Morgantown Convention and Visitors Bureau May 2006 - August 2006
Skills
Investments, Portfolio Management, Financial Analysis, Corporate Finance, Bloomberg, Bloomberg Terminal, Research, Valuation, Risk Management, Finance, Bonds, Capital Markets, Equities, Fixed Income, Financial Modeling, Data Analysis, Financial Services, Investment Management, Fixed Income Analysis, Equity Research, Project Management, Analysis, Accounting, Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Portfolio Performance..., Portfolio Optimization, High Yield Bonds, Investment Strategies, Time Series Analysis, Equity Valuation, VAR, Wealth Management, Relationship Management, Derivatives, Financial Markets, Credit Analysis, Institutional..., Quantitative Analytics, Client Services, Customer Support
Education
West Virginia University 2010 — 2011
Master of Science, Finance
West Virginia University 2009 — 2010
Master of Business Administration (M.B.A.)
Clemson University 2004 — 2008
Bachelor of Science, Financial Management, Minor in Accounting
Mitsubishi UFJ Securities (USA), Inc. April 2013 - Present
Skills
Business Analysis, Financial Analysis, Management, Analysis, Budgets, Data Analysis, Back Office, Finance, Portfolio Management
Education
New York University - School of Continuing and Professional Studies 2011 — 2012
Professional Certificate in Portfolio Management
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 1997 — 2001
B.S., Management (Concentration in Finance)
Mitsubishi UFJ Securities (USA), Inc. May 2015 - Present
Credit Suisse November 2014 - May 2015
Barclays Capital July 2010 - November 2014
Barclays Capital June 2009 - August 2009
Broadridge June 2008 - August 2008
Forex Capital Markets May 2007 - May 2008
Education
St. John's University, The Peter J. Tobin College of Business 2006 — 2010
Mitsubishi UFJ Securities (USA), Inc. April 2010 - April 2013
Lehman Brothers 2006 - 2008
Morgan Stanley 1998 - 2006
Education
Harvard Law School 1991 — 1994
Brown University 1987 — 1990
AB, Russian Studies
George Weiss Associates January 2015 - Present
RBC Capital Markets March 2014 - January 2015
Mitsubishi UFJ Securities (USA), Inc. January 2011 - March 2014
KBC Financial Products October 2007 - February 2011
Skills
Alternative Investments, Bloomberg, Capital Markets, Credit Derivatives, Equities, Fixed Income, Hedge Funds, Investments, Portfolio Management, Options, Valuation, Series 7, Bonds
Education
University of Pennsylvania 2003 — 2007
Ipreo April 2014 - Present
Mitsubishi UFJ Securities (USA), Inc. March 2009 - April 2014
Deutsche Bank Securities 2006 - 2009
Credit Suisse 2005 - 2006
Wachovia Bank 2003 - 2005
Prudential Securities 1998 - 2003
Skills
Capital Markets, Bloomberg, Fixed Income, Equities, Bonds, Microsoft Office, Series 7, Series 63, Series 79, Project Management, MS Excel Pivot Tables, Syndicate, Investment Banking, Securitization, Financial Modeling, Hedge Funds, Investments, Portfolio Management, FINRA, Trading, Derivatives, Financial Services
Education
Fashion Institute of Technology 2004 — 2005
Computer Animation
City University of New York-College of Staten Island 1996 — 2000
Liberal Arts
Iona College 1994 — 1996
Mitsubishi UFJ Securities (USA), Inc. July 2011 - Present
Nomura Securities International April 1999 - July 2011
PaineWebber Group November 1994 - April 1999
Republic New York Securities January 1994 - November 1994
Skills
Market Data, Multithreading, Sybase, Bloomberg, Perl, Oracle, Java, TCP/IP, XML, Databases, Messaging, HTML, Message Queue, UDP, Trading Systems, Low Latency, Electronic Trading, Equities, Fixed Income, TIBCO, SQL, Bonds, Software Development, Unix Shell Scripting, Software Project..., Series 7, Solaris, Unix, Series 63, Equity Derivatives, Options, Derivatives, Middle Office, Credit Derivatives, Reference Data, Equity Trading, Interest Rate..., Swaps, Object Oriented Design, Exchange Connectivity, Quantitative Finance, High Frequency Trading, Securities, Middleware, Statistical Arbitrage, JIRA, Agile Project Management, Performance Tuning, Shell Scripting, Web Applications
Education
New York University - Polytechnic School of Engineering 1989 — 1992
BS
Mitsubishi UFJ Securities (USA), Inc. February 2014 - Present
Citi 2010 - February 2014
Citi 2008 - 2010
Citi 2006 - 2008
Skills
Treasury, Corporate Finance, Capital Markets, Risk Management, Liquidity Management, Project Management, Business Planning
Education
Boston University 2002 — 2006
Bachelor of Arts (B.A.), International Economics
Xavier High School 1998 — 2002
Mitsubishi UFJ Securities (USA), Inc. 2008 - 2014
Nomura Securities 1991 - 2007
Education
Fudan University
BA
Washington University in St. Louis
MA
Mesirow Financial September 2014 - Present
Mitsubishi UFJ Securities (USA), Inc. May 2011 - September 2014
San Francisco Public Utilities Commission February 2010 - May 2011
Jefferies & Co. January 2002 - January 2010
Skills
Credit Analysis, Financial Analysis, Credit, Finance, Risk Management, Capital Markets, Fixed Income, Investment Banking, Bonds, Strategic Planning, Financial Modeling, Structured Finance, Valuation, Corporate Finance, Public Finance, Securities, Project Finance, Investments, Municipalities, Due Diligence, Economics, Securitization, Funding, Asset Management, Series 7, Economic Development
Education
University of Southern California - Marshall School of Business 1995 — 1997
MBA
California State University-Long Beach 1984 — 1989
BA, Political Science
Mitsubishi UFJ Securities (USA), Inc. March 2012 - Present
Mitsubishi UFJ Securities (USA), Inc. January 2010 - March 2012
Dresdner Kleinwort June 2005 - November 2009
Education
University of Delaware - Lerner College of Business and Economics 2001 — 2005
Bachelor of Science (BS), Finance and Economics
Mitsubishi UFJ Securities (USA), Inc. October 2011 - Present
MF Global October 2008 - June 2011
Morgan Stanley June 2003 - June 2008
Bear Stearns April 2001 - June 2003
Skills
Structured Finance, CDO, Structured Products, Securitization, Structuring, Fixed Income, ABS, Capital Markets, CLO, Financial Structuring, Bonds, Credit Derivatives, MBS, Loan Origination, Derivatives, Hedge Funds, High Yield, Investment Banking, Leveraged Finance, Proprietary Trading, CMBS, Alternative Investments, CDS, Trading, Swaps, Interest Rate..., Securities
Education
State University of New York at Buffalo 1994 — 1998
BS, Business Administration and Management, Accounting and Finance Concentration
BNY Mellon July 2013 - Present
New York Jets LLC August 2012 - January 2013
Cantor Fitzgerald & Co. April 2010 - February 2012
Mitsubishi UFJ Securities (USA), Inc. February 2009 - April 2010
UBS Investment Bank August 1998 - October 2008
Lehman Brothers 1987 - 1998
DWS Scudder Investments May 1985 - January 1987
KPMG US July 1978 - May 1985
Skills
Relationship Management, Equities, Fixed Income, Prime Brokerage, Bonds, Capital Markets, Securities Lending, Collateral Management, Management Consulting, Consulting, Financial Services, Trading, Alternative Investments, Structured Products
Education
Iona College
BBA, Accounting
Pace University - Lubin School of Business
Master of Business Administration (MBA), Information Sytems
Mitsubishi UFJ Securities (USA), Inc. January 2013 - Present
Ally Securities LLC April 2011 - December 2012
Madison Williams and Company July 2009 - April 2011
RBC Capital Markets April 2006 - June 2009
The Bank of New York 2005 - 2006
Citigroup March 2000 - February 2005
Skills
Securities, Due Diligence, Capital Markets, FINRA, Securities Regulation, Broker-Dealer, AML, Equities, Financial Services, Fixed Income, Hedge Funds, Trading, Series 7, SEC, Private Equity, Investment Banking
Education
Brooklyn Law School 1991 — 1992
JD, Securites Law
Baruch College 1988 — 1990
Master of Business Administration (MBA), Finance, General
Citi August 2012 - March 2013
Mitsubishi UFJ Securities (USA), Inc. January 2011 - June 2012
Mitsubishi UFJ Securities (USA), Inc. November 2008 - January 2011
NYC Cabinetry & Millwork Inc. January 2008 - May 2008
Nomura August 2004 - May 2007
Nomura Securities International 1998 - 2005
Nomura April 1998 - August 2004
Skills
Electronic Trading, Fixed Income
Education
Bates College 1994 — 1998
BS, Biochemistry
United Nations International School
Moody's Analytics December 2014 - Present
Independent Consultant September 2013 - November 2014
Mitsubishi UFJ Securities (USA), Inc. December 2010 - September 2013
Consultant 2010 - December 2010
Further Lane December 2007 - October 2010
Columbia Graduate School of Business March 2010 - June 2010
Moody's Analytics October 2008 - November 2008
Bear Stearns July 1993 - October 2007
Nomura July 1986 - July 1993
Gellman Research September 1982 - August 1984
Skills
Fixed Income, CDO, ABS, Cash Flow, Product Development, Structured Finance, Capital Markets, Alternative Investments, Derivatives, Investment Banking, Structured Products, Securitization, Securities, Valuation, Finance, Private Equity, Financial Structuring, Financial Modeling, Credit, Bonds, Banking
Education
The University of Chicago Booth School of Business 1984 — 1986
MBA, Accounting & Finance
Middlebury College 1978 — 1982
BA, Economics & Math
The London School of Economics and Political Science (LSE) 1980 — 1981
JYA, Economics
Brighton High School 1974 — 1978
Diploma, General
Mitsubishi UFJ Securities (USA), Inc. February 2015 - Present
Mitsubishi UFJ Securities (USA), Inc. September 2014 - February 2015
Gleacher & Company November 2012 - April 2013
Nomura Holding America Inc. June 2009 - October 2012
Bear Stearns October 2002 - September 2008
Daiwa Securities 1986 - April 2002
Dillion Read & Co. Inc. 1983 - 1986
Frederick S. Todman & Co. CPA's 1978 - 1983
Skills
Enterprise Risk..., AML, Risk Management, Internal Audit, Management, Banking, Sarbanes-Oxley Act, Finance, Operational Risk, Accounting, Capital Markets, Derivatives, Financial Risk, Equities, Hedge Funds, Corporate Finance, External Audit, Internal Controls, Program Management, Financial Services, Fixed Income, Auditing, Investment Banking, Mergers & Acquisitions, Operational Risk..., Asset Management
Education
Baruch College, City University of New York (CUNY) 1974 — 1978
Bachelors of Business Administration, Cum Laude, Majors: Accounting / Marketing
Citi June 2014 - Present
Mitsubishi UFJ Securities (USA), Inc. March 2014 - June 2014
Credit Suisse October 2012 - March 2014
Macquarie Bank August 2009 - April 2012
Citigroup July 2005 - August 2009
Skills
Fixed Income, Equities, Securities, Bloomberg
Education
Fordham University 1998 — 2002
Bachelor of Arts (B.A.), Economics and History
Mitsubishi UFJ Securities (USA), Inc. September 2015 - Present
Daiwa Capital Markets August 2012 - September 2015
Morgan Stanley November 2011 - July 2012
MF Global May 2011 - November 2011
Morgan Stanley March 2010 - May 2011
Marathon National Bank of New York October 2008 - March 2010
Bear, Stearns & Co. Inc. September 2004 - August 2008
Skills
Fixed Income, Capital Markets, MBS, Middle Office, Operations Management, Series 7, Trading Systems, Bloomberg Terminal, Back Office, Settlement, ETFs, Credit Derivatives, Equities
Education
Loyola College in Maryland 1999 — 2003
Bachelor, Business Administration, International Business
Chaminade High School 1995 — 1999
High School Diploma
Guggenheim Securities January 2015 - Present
Law Offices of Alexander Sheers 2013 - January 2015
Mitsubishi UFJ Securities (USA), Inc. 2009 - 2013
JPMorgan Chase 2008 - 2008
Bear Stearns 1994 - 2008
Shearman and Sterling 1985 - 1994
Spengler Carlson Gubar Brodsky & Frischling 1983 - 1985
Skills
Capital Markets, Investment Banking, Corporate Finance, Corporate Governance, Derivatives, Mergers, Private Equity, Compliance, Regulatory Affairs, Investments
Education
Columbia Law School 1980 — 1983
JD, Law
Princeton University 1977 — 1980
MA, Comparative Literature
University of Massachusetts, Amherst 1973 — 1977
BA, Comparative Literature
Phillips Exeter Academy 1970 — 1972
Columbia University Medical Center January 2011 - Present
Mitsubishi UFJ Securities (USA), Inc. 2007 - 2009
All Stars Immigration Law Office 2006 - 2007
Skills
Investment Banking, Valuation, Corporate Finance, Finance, Due Diligence, Investments, Public Health, Project Management, Office Administration, Corporate Events, Private Events, Cross-functional..., Entertainment, Staff Development
Education
LaGuardia Community College
Associate of Arts and Sciences (A.A.S.), Paralegal Studies & Social Sciences and Humanities
Universidad Mayor de San Simón
Bachelor of Applied Science (B.A.Sc.), Communication and Media Studies
Mitsubishi UFJ Securities (USA), Inc. May 2013 - Present
Cantor Fitzgerald November 2010 - February 2012
Knight Capital Group June 2009 - September 2010
Lehman Brothers May 1992 - March 2008
Skills
Investment Banking, Structured Products, Investments, FX Options, Series 7, Series 63, Chartered Financial..., Convertible Bonds, High Yield Bonds, Equities
Education
University of North Carolina at Chapel Hill 1990 — 1992
MBA
Colby College 1982 — 1986
Bachelor of Arts (B.A.), Economics
Mitsubishi UFJ Securities (USA), Inc. January 2015 - Present
Citigroup April 2009 - December 2014
Lehman Brothers Inc. November 2007 - October 2008
SMBC Capital Markets, Inc. April 1994 - November 1997
Skills
Capital Markets, Hedge Funds, Credit, Derivatives, Fixed Income, ISDA
Education
Brooklyn Law School
J.D, Law
Duke University
A.B., Political Science
Mitsubishi UFJ Securities (USA), Inc. May 2005 - Present
Mizuho Financial Group April 1988 - December 2003
IBJ International plc, London 1997 - 2002
Skills
Securities, Fixed Income, Investment Banking, Capital Markets, Equities
Education
Gakushuin University
B.A., Political Science
Windforce Capital March 2015 - Present
Mitsubishi UFJ Securities (USA), Inc. April 2013 - Present
Bank of America - Merrill Lynch 2010 - Present
Bank of America Merill Lynch April 2010 - April 2013
MarketAxess April 2009 - April 2010
Skills
Risk Management, Fixed Income, Capital Markets, Derivatives, Investment Banking, Financial Modeling, Financial Analysis, Equities, Bloomberg, Trading Systems, Corporate Finance, Investments
Education
New York University 2005 — 2006
M.S., Maths and Computer Science
Lahore University of Management Sciences 2000 — 2004
Bachelor of Science (BSc)
Bank of Tokyo-Mitsubishi UFJ August 2014 - Present
S&P Capital IQ January 2012 - August 2014
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd February 2011 - December 2011
Mitsubishi UFJ Securities (USA), Inc. January 2007 - January 2011
Skills
Equity Research, Equities, Fixed Income, Capital Markets, Bloomberg, Investment Banking, Derivatives, Financial Modeling, Valuation, Hedge Funds, Corporate Finance, Investments, Portfolio Management, Financial Analysis, Trading, Private Equity, Securities, Credit Analysis, Series 7, Alternative Investments
Education
慶応義塾大学 1999 — 2004
Bachelor, Economics
Capital One July 2013 - Present
Mitsubishi UFJ Securities (USA), Inc. October 2012 - June 2013
Anheuser-Busch InBev August 2012 - October 2012
The Carlyle Group March 2011 - June 2011
Franklin Templeton Investments November 2005 - October 2010
Skills
Office Administration, Reporting & Analysis, Financial Modeling, Corporate Finance, Financial Analysis, Market Research, Private Equity
Education
City University of New York-Brooklyn College
Bachelor's of Arts, International Economics
City University of New York-Brooklyn College
Bachelor's of Business Administration (B.B.A.), Business Finance & Investments
New York University
Certificate, Portfolio Management: Equity & Real Estate
Mitsubishi UFJ Securities (USA), Inc. May 2010 - Present
Mizuho Alternative Investments, LLC October 2007 - May 2010
Mizuho Corporate Bank New York Branch August 2005 - October 2007
UFJ Bank, New York Branch September 2004 - July 2005
Barclays Capital May 2003 - September 2004
Nippon Mirai Capital April 2002 - April 2003
Credit Suisse March 2000 - April 2002
Sanwa Bank April 1987 - March 2000
Skills
High Yield, Fixed Income, Alternative Investments, Hedge Funds, CLO, CDO, Portfolio Management, Credit Derivatives, ABS, Credit Analysis, Structured Finance, Credit, Distressed Debt, Capital Markets, Financial Structuring, Investment Banking, Private Equity, Trading
Education
獨協大学 / Dokkyo University 1983 — 1987
Japanese Law
Mitsubishi UFJ Securities (USA), Inc. August 2001 - March 2009
Yazaki International Corp February 2000 - May 2000
Daiwa Securities America Inc. June 1987 - July 1997
Education
Mount Holyoke College 1983 — 1987
BA, Physics
The Bank of Tokyo-Mitsubishi UFJ, Ltd; Latin America Business Departmemt May 2014 - Present
Mitsubishi UFJ Securities (USA), Inc. January 2011 - September 2013
Mitsubishi UFJ Securities (USA), Inc. February 2007 - January 2011
Mitsubishi UFJ Securities (USA), Inc. April 2002 - February 2007
Skills
Investment Banking, CBCP, Series 7, Fixed Income, Equities, Series 63, Hedge Funds, Disaster Recovery, Business Continuity, KYC, Business Continuity..., Electronic Trading, Trading, Bloomberg, Bonds, Capital Markets, Derivatives, CRM, FINRA, Series 24, AML, Due Diligence, Financial Services, Broker-Dealer, Corporate Social..., Anti Money Laundering
Education
Iwate University 1987 — 1992
BA
Harding Loevner Management June 2005 - Present
Mitsubishi UFJ Securities (USA), Inc. 1999 - 2003
J & Co 1994 - 1997
HSBC Securities (New York, Tokyo) 1989 - 1994
Skills
Equities, Derivatives
Education
Columbia Engineering 1986 — 1989
BS, Mechanical Engineering
Winton Capital Management June 2014 - Present
The Blackstone Group December 2013 - May 2014
Mitsubishi UFJ Securities (USA), Inc. August 2011 - December 2013
Ned Davis Research June 2010 - August 2010
Springbok Sports Academies September 2008 - November 2009
Sierra Nevada College June 2008 - July 2008
Skills
Bonds, Coaching, Customer Service, Marketing, Business Planning, Hedge Funds, Fundraising, Financial Statement..., Credit Analysis, Credit Risk, Equity Capital Markets, Debt Capital Markets, Bloomberg, Market Analysis, Banking, Capital Markets, Financial Analysis, Finance, Investment Banking, Strategy
Education
Harvard University 2007 — 2011
Bachelor's Degree, Economics; Psychology
Dartmouth College - The Tuck School of Business at Dartmouth 2011 — 2011
Business Bridge Summer Program, Finance, General
TrueNorth Capital Partners LLC December 2013 - Present
GCA Savvian Advisors July 2008 - December 2013
Mitsubishi UFJ Securities (USA), Inc. 2003 - 2007
Skills
Mergers & Acquisitions, Valuation, Corporate Finance, Investment Banking, Strategy, Investments, Financial Modeling, Private Equity, Due Diligence, Management, Capital Markets, Venture Capital, Joint Ventures, Business Strategy
Education
The Tuck School of Business at Dartmouth 2001 — 2003
MBA, Business Administration
Keio University 1990 — 1993
BA, Economics
PepsiCo October 2012 - Present
Mitsubishi UFJ Securities (USA), Inc. February 2012 - May 2012
Winoker Realty Company February 2009 - October 2010
UBS Investment Bank August 2003 - July 2007
Skills
Corporate Finance, Financial Modeling, Private Equity, Capital Markets, Financial Analysis, Valuation, Investments, Risk Management, Project Finance, Business Strategy, Fixed Income, Entrepreneurship, Spanish, Management Consulting, Equities, Competitive Analysis, Negotiation
Education
Instituto de Empresa 2010 — 2011
MBA, Business Administration
Boston University - School of Management 1999 — 2003
Bachelor of Science, Finance, 3.74
Gilman Hill Asset Management September 2013 - Present
Mitsubishi UFJ Securities (USA), Inc. August 2009 - August 2013
Clay Finlay August 1998 - July 2009
Skills
Equities, Equity Research, Bloomberg, Asset Management, Asset Allocation, Portfolio Management, Investment Strategies, Mutual Funds, Investments, Investment Management, Financial Modeling, Capital Markets, Securities, Valuation, Emerging Markets
Education
New York University - Leonard N. Stern School of Business 2003 — 2006
MBA, Finance, Economics
Hofstra University 1995 — 1998
BBA, Finance
Promontory Financial Group, LLC 2014 - Present
Mitsubishi UFJ Securities (USA), Inc. 2013 - 2014
Lehman Brothers Holdings Inc. 2009 - 2012
Citigroup 2005 - 2009
Citigroup 2000 - 2005
Shearman and Sterling 1999 - 2000
Shearman and Sterling 1990 - 1998
Fried Frank 1989 - 1990
Morgan Stanley 1983 - 1987
Skills
Capital Markets, Securities, Investment Banking, Equities, Securities Regulation, Derivatives, Private Placements, Corporate Law, Corporate Governance, Corporate Finance, General Corporate..., Fixed Income, Risk Management, IPO
Education
Georgetown University Law Center 1987 — 1990
JD, Law
Georgetown University 1979 — 1983
BSFS, International Economics
Mitsubishi UFJ Securities (USA), Inc. February 2014 - Present
RBC Capital Markets October 2010 - Present
SoundBite Communications July 2010 - September 2010
Sun Microsystems 2001 - April 2010
Jardine Lloyd Thompson Asia October 1999 - December 2000
JTC Corporation July 1996 - September 1999
National Computer Board April 1990 - June 1996
Education
Beijing University of Technology
Mitsubishi UFJ Securities (USA), Inc. May 2005 - September 2010
Education
The Tuck School of Business at Dartmouth 2000 — 2002
MBA
Morgan Stanley April 2014 - Present
Mitsubishi UFJ Securities (USA), Inc. August 2013 - March 2014
David Lerner Associates, Inc. March 2013 - August 2013
David Lerner Associates, Inc. July 2011 - February 2013
Skills
Financial Analysis, PowerPoint, Series 7, Securities, FINRA, Microsoft Office, Mutual Funds, Fixed Income, Risk Management, Portfolio Management, Financial Services, Finance, Bloomberg, Operational Risk
Education
Marist College 2008 — 2011
Bachelor's degree, Finance, General
Globoplast, Inc. June 2013 - Present
Mitsubishi UFJ Securities (USA), Inc. July 2012 - March 2013
Apple Inc. April 2008 - June 2010
Skills
Series 7, Bloomberg, Financial Markets, Financial Modeling, Financial Reporting, Valuation, Economics, Investment Banking, Investments, Capital Markets, Financial Analysis, Finance
Education
Georgetown University 2010 — 2012
Bachelors, Economics
Miami Dade College 2008 — 2010
AA, Economics
Mitsubishi UFJ Securities (USA), Inc. 2010 - Present
Allen & Overy 2007 - 2009
Spivak Lipton LLP June 2006 - August 2006
Morrison Cohen LLP January 2003 - July 2005
Skills
Capital Markets, Corporate Finance, Management, Securities Regulation, Private Equity, Mergers
Education
Yale University 1998 — 2002
BA, History
Fordham University School of Law
JD
Trinity High School, New York, NY
Mitsubishi UFJ Securities (USA), Inc. December 2014 - Present
Barclays Capital December 2010 - December 2014
Take 2 Interactive 2009 - 2010
Credit Suisse 2003 - 2009
McLagan 2001 - 2003
Skills
Human Resources, Incentive Programs, HR Consulting, Global Compensation, Microsoft Excel
Education
Manhattanville College 1997 — 2001
Bachelor's degree, Economics, 3.8
Mitsubishi UFJ Securities (USA), Inc. February 2007 - Present
Forest Laboratories August 2005 - January 2007
Skills
Capital Markets, Fixed Income, Bloomberg
Education
University of Michigan 2001 — 2005
BA, Economics
Wafra Investment Advisory Group, Inc. December 2014 - Present
Redscout February 2014 - Present
Hertz Herson LLP December 2010 - January 2014
Mitsubishi UFJ Securities (USA), Inc. September 2010 - November 2010
Gramercy Park Hotel May 2010 - July 2010
U.S. Census Bureau -- Census Coverage Management April 2010 - June 2010
Skills
Tax Preparation, Accounts Payable, Payroll, Microsoft Excel, Accounting, Auditing, Financial Reporting, Accounts Receivable, Journal Entries, Tax, QuickBooks, Invoicing, Spreadsheets
Education
City University of New York-Baruch College - Zicklin School of Business 2005 — 2009
BBA, Accounting
Merrill Lynch August 2006 - June 2011
Merrill Lynch August 2006 - June 2011
MetLife December 2005 - September 2006
Washington Mutual Bank June 2004 - June 2005
Mitsubishi UFJ Securities (USA), Inc. December 1999 - June 2004
The UFJ Bank Limited December 1999 - June 2004
Skills
Trading, Financial Services, Equities, Fixed Income
Education
Dowling College
MBA, Banking/Finance
Dowling College
Finance major
International Language School
Japanese
Nanjing University
Wuxi Light Industry University
Mitsubishi UFJ Securities (USA), Inc. September 2013 - Present
Barclays Investment Bank November 2012 - September 2013
CIBC World Markets July 2010 - September 2010
Education
State University of New York at Stony Brook 2008 — 2010
M.S., Quantitative Finance
State University of New York at Stony Brook 2004 — 2008
B.S., Mathematics
Kew Forest
Mitsubishi UFJ Securities (USA), Inc. June 2015 - Present
Mitsubishi UFJ Securities (USA), Inc. July 2012 - May 2015
RPG April 2010 - July 2012
Eli Klein Fine Art January 2010 - March 2010
Novo Arts, Inc. July 2009 - December 2009
Kerckhoff Coffee House November 2007 - June 2009
Morgan Stanley Children's Hospital of New York Presbyterian July 2008 - August 2008
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Social Media, Customer Service, Outlook, QuickBooks, Drawing, Administrative..., Sales, Photoshop, Graphic Design, Event Planning, Research, Facebook, Art, Blogging, Social Networking, Oracle iExpense...
Education
University of California, Los Angeles 2005 — 2009
Bachelor of Arts, Art, Art History
University of California, Los Angeles 2005 — 2009
Mitsubishi UFJ Securities (USA), Inc. February 2015 - Present
Barclays Investment Bank October 2008 - January 2015
Dynamic Credit Partners May 2007 - October 2008
Royalblue Fidessa April 2005 - May 2007
Skills
Market Risk, Fixed Income, Investment Banking, Interest Rate..., Derivatives, FX Options, Credit Derivatives, Bloomberg, Equity Derivatives, Trading Systems, Equities, Swaps, Market Data, Structured Products, Capital Markets, Financial Markets, Middle Office, Hedge Funds, Quantitative Finance
Education
Drexel University
Bachelor's degree, Mathematics and Computer Science
Mitsubishi UFJ Securities (USA), Inc. 2009 - Present
Merrill Lynch 2007 - 2009
Education
Columbia University - Columbia Business School 2015 — 2017
Master of Business Administration (MBA)
Wesleyan University 2003 — 2007
Bachelor of Arts (BA), Economics
Mitsubishi UFJ Securities (USA), Inc. March 2014 - Present
Lazard Capital Markets June 2006 - March 2014
Simpson Thacher & Bartlett LLP March 2005 - June 2006
Dewey & LeBoeuf LLP September 2001 - February 2005
Skills
Financial Modeling, Financial Analysis, Valuation, Equities, Derivatives, Mergers, Private Equity, Securities, Mergers & Acquisitions, Securities Regulation
Education
Tulane University Law School 1998 — 2001
Doctor of Law (J.D.)
Louisiana State University 1995 — 1998
Bachelor of Arts (BA)
Jewish Home Lifecare February 2009 - Present
Mitsubishi UFJ Securities (USA), Inc. April 2007 - February 2009
Visiting Nurse Regional Health Care System December 2000 - April 2007
Skills
Data Center, Account Management, Cisco Technologies, Information Technology, Infrastructure, SDLC, Microsoft Exchange, Networking, Disaster Recovery, Virtualization, Management, Software Documentation, Integration, Security, Troubleshooting
Education
Brooklyn College
Bachelor's degree, Business Management and Finance
Kingsborough Community College
Associate's degree, Business Management
Morgan Stanley May 2013 - Present
Mitsubishi UFJ Securities (USA), Inc. March 2011 - May 2013
Education
Fordham Law School 2009 — 2012
Doctor of Law (J.D.)
New York University, Stern School of Business 2005 — 2009
Bachelor's degree, Finance, Marketing, International Business
Mitsubishi UFJ Securities (USA), Inc. November 2009 - Present
CIT Securities, Inc. February 2008 - October 2009
Bear, Stearns & Co., Inc. October 1999 - November 2007
Education
NYU Stern School of Business 1997 — 2000
MBA, Finance
Indiana University Bloomington 1990 — 1994
Bachelor's of Science, Business
Mitsubishi UFJ Securities (USA), Inc. November 2013 - July 2014
Goldman Sachs 2001 - 2012
Education
NYU
Bachelor of Science (BS), Finance & Economics
Self-employed June 2000 - Present
Mitsubishi UFJ Securities (USA), Inc. 2011 - 2013
Beyondbond, Inc. 2000 - 2011
Skills
Java, C#, XML, Software Development, Agile Methodologies, JavaScript, C++, Web Services, Software Engineering, SQL, Java Enterprise Edition, C, Linux, Microsoft SQL Server, Eclipse, MySQL, Spring, AJAX
Education
Columbia University in the City of New York 1997 — 2001
Bachelor of Science (BS), Computer Engineering