Mitsubishi UFJ Securities (USA), Inc.

Description

Address: 6th Floor, 1001, 1221 6th Ave, New York, NY 10020 Phone: (212) 405-7000Place name: Category: : : : Website: : Hours: : : Website: http://www.mufgsecurities.com/ Category: Financial Institution Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo.Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of MUFG Securities Americas Inc. Posting publicly on the Web Write a review Reviews Be the first to review

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Mitsubishi UFJ Securities (USA), Inc. Employees

Employee
Years
Job
Industry
Rachael Deutsch Rachael Deutsch Greater Boston Area Details
Rachael Deutsch's Mitsubishi UFJ Securities (USA), Inc. Experience August 2013 - August 2013
Job Assistant Sales Consultant, Sector Solutions, State Street Global Services at State Street
Industry Financial Services
Experience
State Street  May 2015 - Present
State Street  June 2014 - May 2015
Mitsubishi UFJ Securities (USA), Inc.   August 2013 - August 2013
The Taunton Press  July 2013 - August 2013

Skills
Microsoft Excel, PowerPoint, Microsoft Word, Microsoft Office, Adobe Acrobat, SNL, Salesforce.com, Global Center, Outlook, InDesign, Microsoft Publisher, QuickBooks, Customer Service, Scrubbing, MS Excel Pivot Tables, Vlookup, RFP Generation, Marketing Communications, Leadership, Team Mentoring, Sales Presentations, Sales Process, Direct Marketing, Morningstar, Project Management, Project Planning

Education
Northeastern University   2012 — 2017
Bachelor of Science in Business Administration, Logistics, Materials, and Supply Chain Management, Minor in International Affairs

Brookfield High School   2008 — 2012
High School Diploma

Shane Riccio Shane Riccio Greater Philadelphia Area Details
Shane Riccio's Mitsubishi UFJ Securities (USA), Inc. Experience June 2010 - July 2011
Job Producer at The Graham Company
Industry Insurance
Experience
The Graham Company  July 2011 - Present
Mitsubishi UFJ Securities (USA), Inc.   June 2010 - July 2011
The Graham Company  June 2009 - August 2009

Skills
Risk Management, Research, Insurance, Strategic Planning, Property & Casualty..., New Business Development, Commercial Insurance

Education
Bucknell University   2006 — 2010
BS, Accounting

Watchung Hills Regional HS   2002 — 2006

Samuel E. Connett Samuel E. Connett Dobbs Ferry, New York Details
Samuel E. Connett's Mitsubishi UFJ Securities (USA), Inc. Experience September 2014 - Present
Job Credit Analyst at Mitsubishi UFJ Securities (USA), Inc.
Industry
Experience
Mitsubishi UFJ Securities (USA), Inc.   September 2014 - Present
Mitsui & Co Commodity Risk Management, Ltd.   June 2012 - August 2013
Mitsui & Co Commodity Risk Management, Ltd.   December 2011 - January 2012
Dobbs Ferry Recreation Department   May 2010 - August 2011
The Dobbs Ferry Teen Camp   June 2008 - July 2011
Village of Dobbs Ferry   June 2006 - July 2007

Skills
Microsoft Excel, Microsoft Office, Microsoft Word, Public Speaking, Social Networking, Marketing, Finance, PowerPoint, Teamwork, Data Analysis, Trading Systems, Nonprofits, Research

Education
University of Delaware - Lerner College of Business and Economics   2010 — 2014
Bachelor of Arts (BA), Finance

Dobbs Ferry High School   2006 — 2010

Felicia Muntean Rick Felicia Muntean Rick Greater New York City Area Details
Felicia Muntean Rick's Mitsubishi UFJ Securities (USA), Inc. Experience November 2013 - Present
Job Executive Assistant Office Manager at Mitsubishi UFJ Securities (USA), Inc.
Industry Architecture & Planning
Experience
Mitsubishi UFJ Securities (USA), Inc.   November 2013 - Present
PACKNWOOD USA   March 2013 - August 2013
MADISON AVENUE COUTURE Inc   March 2012 - August 2012
BARLIS WEDLICK ARCHITECT   November 2011 - May 2012
MICHELE NEGRI   November 2009 - December 2010
RAINBOW ROOM by CIPRIANI   March 2007 - July 2009
CIPRIANI USA   September 2001 - February 2007
BARNEY'S NY   February 2006 - September 2006

Skills
Microsoft Office, Mac OS X, Quickbooks, Peachtree, Photoshop, Dreamweaver, Retail Pro POS Software, Micros POS Software, OS X, QuickBooks, Microsoft Excel, Facebook, Spanish, Event Management, Budgets, Payroll, Social Media, Customer Service, Marketing, Microsoft Word, Social Networking, Sales, Event Planning, Management, PowerPoint, Strategic Planning

Education
Pace University   2003 — 2007
Lubin School of Business: Bachelor, Business Administration; Business Management

Hilary Farley Hilary Farley Greater New York City Area Details
Hilary Farley's Mitsubishi UFJ Securities (USA), Inc. Experience May 2011 - August 2012
Job Project Manager at Cauldwell Wingate
Industry Construction
Experience
Cauldwell Wingate  September 2014 - Present
Cauldwell Wingate  January 2012 - August 2014
Mitsubishi UFJ Securities (USA), Inc.   May 2011 - August 2012
Cauldwell Wingate  May 2008 - July 2009

Skills
Contract Management, Project Planning, Outlook, Microsoft Office, Project Management, Accounting, Financial Modeling, Financial Analysis, Construction Management, Microsoft Excel, Construction, Budgets, Research, Management, Project Estimation, Microsoft Word, PowerPoint, Risk Management, Invoicing, Sales, Value Engineering, LEED, Contract Negotiation, AutoCAD, Negotiation, MS Project, Strategic Planning, Process Scheduler, Project Coordination, Cost Management, Customer Service, Proposal Writing, Purchasing, Constructability, Program Management, Change Orders, Due Diligence, Process Improvement, Leadership, Access, Adobe Acrobat, Subcontracting, Cost Control

Education
Lafayette College   2007 — 2011
BA, Government/Law and Economics

IES Abroad Business and International Affairs: Paris, France   2010 — 2010

Ridge High School   2003 — 2007

Hirono Ota Hirono Ota Brooklyn, New York Details
Hirono Ota's Mitsubishi UFJ Securities (USA), Inc. Experience February 2002 - February 2004
Job VP/Collateral Manager Commodity Finance at The Bank of TokyoMitsubishi UFJ, Ltd.
Industry Banking
Experience
The Bank of Tokyo-Mitsubishi UFJ, Ltd.   October 2013 - Present
Societe Generale  November 2006 - October 2013
The Bank of Tokyo-Mitsubishi UFJ, Ltd.   February 2004 - November 2006
Mitsubishi UFJ Securities (USA), Inc.   February 2002 - February 2004

Skills
Commodity, Trade Finance, Structured Finance, Collateral Management, Risk Management, Credit Risk, Operational Risk, Funding, Portfolio Management, Finance, Derivatives, Corporate Finance, Capital Markets, Structured Products, Financial Analysis, Financial Risk, Investment Banking, Banking, Fixed Income

Education
Meijo University
Bachelor of Science in Agriculture

John Lover John Lover Brooklyn, New York Details
John Lover's Mitsubishi UFJ Securities (USA), Inc. Experience September 1992 - November 2014
Job Fixed Income Operations
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   September 1992 - November 2014
The Grand Sutton   September 1990 - September 1991
Salomon Brothers, Inc.   September 1982 - September 1990
Breed,Abbott, and Morgan   July 1974 - September 1982

Skills
Fixed Income, Trading, Good knowledge of..., Process Improvement, identify problems and..., Communication, Multi-task & Handle..., Derivatives, Bonds, Adapt well to changes,..., situations and take the..., ICI Platform, Bank of New York GSCX..., Securities, Accesedge, Finance Pro

Education
St. Francis College   1976 — 1980
Bachelor's Degree, History

Bishop Ford High School   1972 — 1976
High School, Social Studies, Math, English, Religion, Spanish, Biology, Chemistry, Physics, Physical Education, B

Ekaterina Solokhina Ekaterina Solokhina New York, New York Details
Ekaterina Solokhina's Mitsubishi UFJ Securities (USA), Inc. Experience June 2014 - August 2014
Job Columbia University Student
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   June 2014 - August 2014
Zoo Sanatoriy (Pets Hotel)   April 2007 - May 2014
Tectonic Advisory Partners   December 2013 - January 2014
MD Global Partners, LLC  September 2013 - December 2013
TrimTabs Investment Research   June 2013 - August 2013
Self Employed  December 2010 - June 2013

Skills
Microsoft Excel, Customer Service, Training, Management, Marketing, Bloomberg Terminal, Salesforce.com, Photography, Social Networking, Microsoft Office, Bloomberg, Advertising, Teaching, Asset Management, Human Resources, Data Analysis, Economics, Public Relations

Education
Columbia University in the City of New York   2011 — 2014
Bachelor of Arts (B.A.), Financial Economics, 3.4

Yerlyn Rojas Yerlyn Rojas New York, New York Details
Yerlyn Rojas's Mitsubishi UFJ Securities (USA), Inc. Experience July 2010 - August 2010
Job Student at Georgetown University
Industry Civic & Social Organization
Experience
Georgetown University  2012 - 2013
Office of the Attorney General of the State of New York  November 2011 - March 2012
St. Ignatius Camp   July 2011 - August 2011
Mitsubishi UFJ Securities (USA), Inc.   July 2010 - August 2010
Camp Holy Child   June 2010 - July 2010

Education
Georgetown University   2012 — 2016

Julie Cerullo Julie Cerullo New York, New York Details
Julie Cerullo's Mitsubishi UFJ Securities (USA), Inc. Experience July 2011 - July 2011
Job Worldwide Newsgathering at NBC News
Industry Broadcast Media
Experience
NBC News  July 2015 - Present
NBC News  August 2014 - Present
MSNBC  June 2014 - August 2014
TheStreet  June 2014 - August 2014
ABC Television  June 2012 - August 2012
Mitsubishi UFJ Securities (USA), Inc.   July 2011 - July 2011

Education
Columbia University - Graduate School of Journalism   2013 — 2014
Master of Science (M.S.), Multimedia Journalism and Broadcast News

Princeton University   2009 — 2013
Bachelor of Arts (B.A.), Major: French and Italian

Tuck School of Business at Dartmouth   2011 — 2011
Accounting, Managerial Economics, Marketing, Corporate Finance

Neil Roth Neil Roth Greater New York City Area Details
Neil Roth's Mitsubishi UFJ Securities (USA), Inc. Experience January 2013 - July 2015
Job Head of Operational Risk for Combined U.S. Operations at RBC
Industry Banking
Experience
RBC  July 2015 - Present
Mitsubishi UFJ Securities (USA), Inc.   January 2013 - July 2015
BNP Paribas  January 2010 - January 2013
Fortis Bank  July 2007 - December 2009
Bank of New York Mellon  April 2002 - June 2007
Morgan Stanley  May 1993 - April 2001
United States Fidelity & Guarantee   March 1988 - August 1991

Skills
Operational Risk, Operational Risk..., Key Risk Indicators, KRIs, Key Performance..., KPIs, Risk Self Assessments, RSAs, Internal Loss Analysis, External Loss Analysis, Audit Issue Tracking, Scenario Analysis, Framework Validation, Cash Management, Key Metrics, Financial Risk, Basel II, Banking, Treasury, Commercial Banking, Treasury Management, Financial Institutions, Structured Finance, Investment Banking, Fixed Income, Derivatives, Internal Audit

Education
Brown University   1983 — 1987
B.A., Philosophy and Economics

John Turini John Turini Plainview, New York Details
John Turini's Mitsubishi UFJ Securities (USA), Inc. Experience July 2013 - Present
Job Static Data Analyst at Mitsubishi UFJ Securities (USA), Inc.
Industry
Experience
Mitsubishi UFJ Securities (USA), Inc.   July 2013 - Present
Mathnasium - The Math Learning Center  September 2011 - May 2013
Hamlin Capital Management, LLC   June 2012 - August 2012
Fairfield University Radio   September 2009 - May 2011
Rite Aid Pharmacy  March 2007 - August 2009

Skills
Mathematics, Statistics, Probability Theory, Microsoft Office, Microsoft Excel, Microsoft Word

Education
Fairfield University   2009 — 2013
Bachelor of Science (B.S.), Mathematics

Chaminade High School   2005 — 2009

Kent Weston Kent Weston Greater New York City Area Details
Kent Weston's Mitsubishi UFJ Securities (USA), Inc. Experience April 2014 - Present
Job Emerging Markets
Industry Investment Banking
Experience
Scotiabank  August 2015 - Present
Mitsubishi UFJ Securities (USA), Inc.   April 2014 - Present
Barclays Capital  November 2003 - January 2014

Skills
Fixed Income

Education
Washington University in St. Louis - Olin Business School   1992 — 1994
MBA

Emory University   1988 — 1992
Bachelor's degree, Economics

Choate Rosemary Hall   1985 — 1988

Leah Jordan Leah Jordan New York, New York Details
Leah Jordan's Mitsubishi UFJ Securities (USA), Inc. Experience August 2014 - Present
Job Equity Capital Markets Analyst at Mitsubishi UFJ Securities (USA), Inc.
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   August 2014 - Present
Raymond James Financial Inc.  June 2013 - August 2013

Skills
Valuation, Investment Banking, Equity Capital Markets

Education
Princeton University   2010 — 2014
Bachelor's degree, Economics

Anthony Agrusa Anthony Agrusa New York, New York Details
Anthony Agrusa's Mitsubishi UFJ Securities (USA), Inc. Experience July 2012 - Present
Job Data Warehouse Designer
Industry Information Technology and Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   July 2012 - Present
BNY Mellon  June 2001 - July 2012

Skills
Dimensional Modeling, Microsoft SQL Server, Market Data, Business Intelligence, C#, Unix, Program Management, Informatica, ETL Tools, SDLC, Enterprise Software, SSIS, SSRS, Technical Product..., Enterprise IT Strategy, CISSP, SSAS, TCP/IP, Network Security, Windows Server, Analysis Services, OS X, Financial Sector..., Repo Market, Mac OS X

Education
Polytechnic Institute of New York University   2008 — 2009
Masters of Science, Telecommunication and Information Management

State University of New York at Stony Brook   1998 — 2002
Bachelor of Science (B.S.), Computer and Information Systems Security/Information Assurance

Steve Karczmer, CPA and CISA Steve Karczmer, CPA and CISA Greater New York City Area Details
Steve Karczmer, CPA and CISA's Mitsubishi UFJ Securities (USA), Inc. Experience June 2014 - May 2015
Job Director Corporate and IT Security at Safe Banking Systems
Industry Information Technology and Services
Experience
Safe Banking Systems  May 2015 - Present
Mitsubishi UFJ Securities (USA), Inc.   June 2014 - May 2015
BNP Paribas  October 2012 - June 2014
Nomura Holding America  June 2001 - July 2012
Deutsche Bank  July 1998 - May 2001
NatWest Markets  June 1996 - July 1998
Salomon Brothers  May 1993 - June 1996
Peat Marwick  July 1985 - July 1990
Touche Ross  1983 - 1985

Skills
IT Audit, COBIT, Governance, Pre-implementation..., BCM, Sarbanes-Oxley, Operational Risk, Investment Banking, Fixed Income, Derivatives, Equities, IT Risk Management, SAS70, GRC, Paisley GRC, Project Management, Methodology, Internal Audit, Internal Controls, Trading Systems, Risk Management, Market Data, Securities, Auditing, Risk Assessment, Business Process

Education
State University of New York at Buffalo - School of Management   1977 — 1981
BS, Accounting, Computer Science

Kerry Hayde Esmay, CFA Kerry Hayde Esmay, CFA New York, New York Details
Kerry Hayde Esmay, CFA's Mitsubishi UFJ Securities (USA), Inc. Experience November 2009 - Present
Job Director at Mitsubishi UFJ Securities, Debt Capital Markets, Oil & Gas
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   November 2009 - Present
Ann Foundation   April 2010 - July 2011
Banc of America Securities/ Bank of America Merrill Lynch   June 2006 - November 2009

Skills
Capital Markets, Bonds, Hedge Funds, Management Consulting, Equities, Bloomberg, Financial Mgmt, Credit Derivatives, Series 7, Securities, Derivatives, Investment Banking, Middle Office, Corporate Finance, Fixed Income, Valuation, Finance, Trading

Education
City University of New York-Hunter College
Bachelors, Biochemistry

Ted Kobishyn Ted Kobishyn Greater New York City Area Details
Ted Kobishyn's Mitsubishi UFJ Securities (USA), Inc. Experience April 2009 - September 2013
Job Investment Management Professional / Rates / Funding
Industry Investment Management
Experience
Mitsubishi UFJ Securities (USA), Inc.   April 2009 - September 2013
UBS Securities, LLC  1990 - 2009
UBS Investment Bank  March 1990 - November 2008
UBS  1990 - 2008
Lehman Brothers  1985 - 1990
EF Hutton Co.   1980 - 1985

Skills
Fixed Income, Trading, Sales, Sales Operations, Relationship Management, Team Building, Customer Acquisition, Customer Retention, Government Agencies, US Treasuries, Agency MBS, Sales Management, Team Management, Reverse Mortgages, Building Customer..., Cross Selling, Bloomberg, Financial Markets, Investment Banking, Hedge Funds, Finance, Bonds, Derivatives, Capital Markets, Financial Risk, Mutual Funds, Equities, Securities, Trading Systems

Education
Adelphi University   1972 — 1974
B.S.

Joshua Younger Joshua Younger Brooklyn, New York Details
Joshua Younger's Mitsubishi UFJ Securities (USA), Inc. Experience August 2014 - Present
Job Operations/Facilities Assistant (temporary) at Mitsubishi UFJ Securities (USA), Inc.
Industry Facilities Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   August 2014 - Present
Food Network  January 2014 - January 2014
GFI Capital Resources Group, Inc.   2014 - 2014
Mitsubishi UFJ Securities (USA), Inc.   August 2013 - September 2013
Resort World Casino   February 2012 - September 2013

Skills
Excellent phone..., Highly detail oriented, Excellent customer..., Learn New Software..., Computer Proficiency, Personal Appearances, Communication Skills, Dependable Team Player, Highly motivated..., Highly Reliable, Proficient Typing Skills, File Management, Microsoft Office, Microsoft Excel

Education
CUNY Medgar Evers College   2007 — 2008
College Coursework, Business Administration and Management, General

St. John’s University   2004 — 2005
Business Administration and Management, General

Sarah Follen Sarah Follen Greater New York City Area Details
Sarah Follen's Mitsubishi UFJ Securities (USA), Inc. Experience 2010 - 2013
Job Consultant at Royal Bank of Scotland Securities Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   2010 - 2013
European Bank for Reconstruction and Development  2000 - 2005
Credit Suisse  1992 - 1995
Scandinavian Airlines  1988 - 1990
Bank of America  1984 - 1987

Skills
Credit Analysis, Corporate Finance, Customer Negotiations, Transaction Origination, Languages: French,..., Due Diligence, Emerging Markets, Negotiation, Investments, Financial Modeling, Risk Management, Private Equity, Credit, Business Strategy, Investment Banking, Restructuring, Finance, Mergers & Acquisitions

Education
University of Cambridge, Girton College   1990 — 1992
LLB, MA, Law

Institut d'Etudes Politiques de Paris   1980 — 1981
Certifcate, International Affairs and Economics

La Sorbonne   1979 — 1980
French Language

Boston University   1975 — 1979
BA, Cum Laude, Russian Studies

Ed Takvor Ed Takvor Garden City, New York Details
Ed Takvor's Mitsubishi UFJ Securities (USA), Inc. Experience June 2013 - Present
Job USD IRS Trading, Mitsubishi Securities
Industry Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   June 2013 - Present
TD Securities  October 2010 - January 2013
Nomura Securities  October 2007 - June 2010
ABN AMRO Bank N.V.   February 2006 - October 2007

Skills
Portfolio Management, Banking, Credit Risk, Financial Analysis, Capital Markets, Credit, Swaps, Fixed Income, Equities, Derivatives, Bloomberg, Hedge Funds, Middle Office, Options, FX Options, Bonds, Financial Markets

Education
Columbia College (NY)   1986 — 1990
Bachelor's degree, Economics

Thomas Reader Thomas Reader New York, New York Details
Thomas Reader's Mitsubishi UFJ Securities (USA), Inc. Experience February 2013 - Present
Job Head of Liability Management at Mitsubishi UFJ Securities (USA), Inc.
Industry Capital Markets
Experience
Mitsubishi UFJ Securities (USA), Inc.   February 2013 - Present
Patriarch Partners  March 2012 - February 2013
UBS Investment Bank  June 2009 - September 2011
Brigade Capital Management  April 2008 - May 2009
Citi  August 2002 - April 2008
Citi  July 1999 - August 2002
Cahill Gordon & Reindel  September 1995 - July 1999

Skills
Investment Banking, High Yield, Leveraged Finance, Hedge Funds, Fixed Income, Capital Markets, Financial Analysis, Series 7, Corporate Finance, Credit Analysis, Investments, Debt, Bonds, Securities, Corporate Law, Securities Law, Series 24, DCM, Securities Regulation, Structured Products, ALM, Derivatives, Structured Finance, Mergers & Acquisitions, Venture Capital, Private Equity, ABS

Education
University of Pennsylvania Law School   1992 — 1995
J.D.

University of Delaware   1988 — 1992
B.S.B.A., Finance

Milan KC Milan KC Greater New York City Area Details
Milan KC's Mitsubishi UFJ Securities (USA), Inc. Experience September 2015 - Present
Job Product Control
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   September 2015 - Present
PwC  September 2012 - Present
Brigham Young University  August 2010 - December 2011
Global Financial Advisors  August 2010 - December 2010
Portfolio Advisors, LLC  August 2010 - December 2010
Ensign Peak Advisors  January 2010 - April 2010
Seton Hill University  2007 - 2008

Skills
Private Equity, Microsoft Word, Investments, Portfolio Management, Valuation, Strategic Financial..., Financial Modeling, Microsoft Excel, Microsoft Office, Financial Analysis, Finance

Education
Brigham Young University   2009 — 2011
Bachelors in Finance, Finance

Seton Hill University   2007 — 2008

Robert Luxem Robert Luxem Greater Chicago Area Details
Robert Luxem's Mitsubishi UFJ Securities (USA), Inc. Experience March 1994 - June 1998
Job Senior Vice President at TJM Institutional Services, LLC
Industry Investment Banking
Experience
TJM Institutional Services, LLC   April 2014 - Present
Viridian Energy  May 2012 - Present
Newedge  January 2008 - March 2014
Fimat  September 2006 - January 2008
Cube Financial LLC   April 2001 - September 2006
ING  June 1998 - April 2001
Mitsubishi UFJ Securities (USA), Inc.   March 1994 - June 1998
Harris Bank  March 1990 - April 1994

Skills
Options, Electronic Trading, Equities, Trading, Fixed Income, Derivatives, Hedge Funds, Series 7, Commodity, Capital Markets, Financial Markets, Alternative Investments, Bloomberg, Securities, Hedging, Trading Systems, Bonds, FINRA, Investment Banking, Market Data, Swaps, Technical Analysis, Interest Rate..., Brokerage, FX Options, Prime Brokerage, Proprietary Trading

Education
Northwestern University - Kellogg School of Management   2000 — 2002
MBA, Management

University of Notre Dame   1985 — 1988
BA, American Studies

Holy Cross College   1984 — 1985

Loyola Academy   1980 — 1984

Andrew Lindner Andrew Lindner Wilton, Connecticut Details
Andrew Lindner's Mitsubishi UFJ Securities (USA), Inc. Experience June 2014 - August 2014
Job Analyst at Mitsubishi UFJ Securities
Industry Financial Services
Experience
MUFG in the Americas  July 2015 - Present
Mitsubishi UFJ Securities (USA), Inc.   June 2014 - August 2014
C.L. King & Associates   December 2013 - March 2014
Dartmouth College  September 2013 - December 2013

Education
Dartmouth College   2011 — 2015
Bachelor of Arts (BA), Economics

Wilton High School   2007 — 2011
High School

Matt Landry Matt Landry New York, New York Details
Matt Landry's Mitsubishi UFJ Securities (USA), Inc. Experience August 2014 - Present
Job Analyst at Mitsubishi UFJ Securities (USA), Inc.
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   August 2014 - Present
Broadstone Real Estate, LLC  June 2014 - August 2014
Edgestream Partners, L.P.   June 2013 - August 2013
JGPetrucci   February 2013 - May 2013

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Salesforce.com, InDesign, Research, Capital Markets, Financial Analysis, Bloomberg, Finance

Education
Princeton University   2009 — 2014
Bachelor of Arts (BA), Politics

Rahul Verma Rahul Verma Greater New York City Area Details
Rahul Verma's Mitsubishi UFJ Securities (USA), Inc. Experience March 2011 - April 2012
Job Financial Institution Supervision
Industry Banking
Experience
Federal Reserve Bank of New York  May 2014 - Present
Banes Capital Group, LLC  April 2012 - March 2014
Mitsubishi UFJ Securities (USA), Inc.   March 2011 - April 2012
SGCIB  December 2008 - March 2011
SGCIB  October 2006 - December 2008
SGCIB  December 1999 - September 2006
Merrill Lynch  1997 - 1999
Fidelity Investments  July 1995 - March 1997

Skills
Credit Trading, Structured Finance, Risk Management, Derivatives, CDO, Trading Systems, Proprietary Trading, Credit, SBA, SBA 504, Fixed Income, Trading, Structured Products, Equity Derivatives, Credit Derivatives, Hedge Funds, Investment Banking, Equities, Bonds, Financial Services, Portfolio Management, CDS, CLO, Loans, Capital Markets, Financial Structuring, Swaps, ABS, Interest Rate..., FX Options, Alcoholic Beverages, Cheese

Education
Carnegie Mellon University   1991 — 1995
BS, Mathematics, Computer Science, Finance

The Doon School   1985 — 1991
ISC, Physics, Mathematics, Chemistry and Computer Science

Joseph Coscia Joseph Coscia Washington, District Of Columbia Details
Joseph Coscia's Mitsubishi UFJ Securities (USA), Inc. Experience June 2009 - August 2009
Job Consultant at Solutions Economics LLC
Industry International Trade and Development
Experience
Solutions Economics LLC   July 2012 - Present
Export-Import Bank of the United States  September 2011 - December 2011
Mitsubishi UFJ Securities (USA), Inc.   June 2009 - August 2009
Office of Congressman Frank Pallone Jr.   January 2009 - May 2009

Skills
Regulated Industries, Financial Modeling, Regulatory Accounting, International..., International Economics, Economics Research, Stata, Excel VBA, @Risk, MS Access

Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS)   2015 — 2017
Master of Arts (M.A.), International Economics / Energy, Resources and Environment

Georgetown University   2008 — 2012
International Political Economy

Michael Colletti Michael Colletti Greater New York City Area Details
Michael Colletti's Mitsubishi UFJ Securities (USA), Inc. Experience November 2008 - April 2009
Job Compliance Associate at RBC Capital Markets
Industry Financial Services
Experience
RBC Capital Markets  October 2015 - Present
Financial Industry Regulatory Authority  May 2013 - Present
National Grid  August 2009 - April 2013
Mitsubishi UFJ Securities (USA), Inc.   November 2008 - April 2009

Skills
Energy Markets, Commodity Markets, Energy, Bloomberg, Trading, Financial Analysis, Risk Management, Financial Risk, Commodity, Microsoft Excel, Finance, Regulatory Compliance, Financial Risk..., FINRA

Education
Siena College   2004 — 2008
Bachelor's degree, Finance

Siena College   2004 — 2008
Bachelor of Science (B.S.), Finance

Anjum Rangwala Anjum Rangwala New York, New York Details
Anjum Rangwala's Mitsubishi UFJ Securities (USA), Inc. Experience August 2014 - Present
Job Analyst at Mitsubishi UFJ Securities (USA), Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   August 2014 - Present
Mitsubishi UFJ Securities (USA), Inc.   June 2013 - August 2013
Carnegie Mellon University  January 2013 - May 2013
Donald Danforth Plant Science Center  May 2012 - August 2012
Washington University in St. Louis  May 2011 - August 2011
Kumon Learning Center  June 2009 - July 2010
Washington University  June 2008 - August 2008
Donald Danforth Plant Science Center  June 2008 - August 2008

Skills
Python, R, InDesign, JavaScript, DNA, Microsoft Excel, Photoshop, Spanish, Risk Management, Gretl, Laser Capture..., Chromatin..., Market Risk, VBA, Public Speaking, PowerPoint, Data Analysis

Education
Carnegie Mellon University   2010 — 2014
B.S, Economics

Mayako Kawai Mayako Kawai Greater New York City Area Details
Mayako Kawai's Mitsubishi UFJ Securities (USA), Inc. Experience February 2002 - December 2010
Job Client Relationship Management Algomi Ltd.
Industry Financial Services
Experience
Algomi Ltd   December 2013 - Present
Bonds.com  May 2012 - October 2013
Aladdin Capital Management  March 2011 - November 2011
Mitsubishi UFJ Securities (USA), Inc.   February 2002 - December 2010
Tokai Bank Ltd (formerly UFJ)   August 1998 - January 2002

Skills
Series 7 & 63, Japanese, Portfolio Management, Credit, Investments, Electronic Trading, Series 63, Derivatives, Fixed Income, Bonds, Capital Markets, Financial Structuring, Asset Managment, Bloomberg, FX Options, Banking, Hedge Funds, Asset Management, Private Equity, Credit Derivatives, Mutual Funds, Alternative Investments, Equities, Interest Rate..., Series 7

Education
University of Michigan   1994 — 1998
BA, Economics & Japanese

Stephen Berkley Stephen Berkley New York, New York Details
Stephen Berkley's Mitsubishi UFJ Securities (USA), Inc. Experience May 2014 - Present
Job Director Interest Rate Derivatives at Mitsubishi UFJ Securities (USA), Inc.
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   May 2014 - Present
Natixis  August 2012 - May 2014
Deutsche Bank  April 2011 - August 2012
Deutsche Bank  June 2006 - April 2011

Skills
Derivatives, Options, Swaps, Structured Finance, Treasury, Fixed Income, Equities, Capital Markets, Bloomberg, Investment Banking, Hedge Funds, Financial Modeling, Proprietary Trading, Operational Risk, IPO, Institutional Sales, Fundamental Analysis, Structured Products

Education
Carnegie Mellon University   2002 — 2006
Bachelor of Science in Business Administration, Finance

Anthony Falco Anthony Falco Greater New York City Area Details
Anthony Falco's Mitsubishi UFJ Securities (USA), Inc. Experience December 2000 - June 2007
Job Collateral Analyst at BNP Paribas
Industry Financial Services
Experience
BNP Paribas  May 2014 - Present
Scottrade  March 2014 - May 2014
Merrill Lynch  November 2012 - October 2013
RBC Capital Markets  May 2010 - August 2010
Mitsubishi UFJ Securities (USA), Inc.   December 2000 - June 2007
Mitsubishi UFJ Securities (USA), Inc.   November 1993 - December 2000
Discount Corporation of New York  April 1989 - May 1993

Skills
Fixed Income Trading, Fixed Income, Money Market, Middle Office, Bloomberg, Series 7, Electronic Trading, Settlement, Securities Lending, Derivatives, Series 63, Financial Markets, Trading, MBS, Series 65, Bonds, Investments

Education
Saint John's University   1981 — 1984
ASBA

Thomas Edison State College
BSBA, Finance

Eiki Mera Eiki Mera Greater New York City Area Details
Eiki Mera's Mitsubishi UFJ Securities (USA), Inc. Experience September 2011 - September 2012
Job Executive Director at Natixis CIB Americas
Industry Financial Services
Experience
Natixis CIB Americas  January 2015 - Present
Natixis North America  2012 - Present
Mitsubishi UFJ Securities (USA), Inc.   September 2011 - September 2012
Mitsubishi UFJ Securities (USA), Inc.   April 2010 - April 2012
Dexia Credit Local  August 2007 - April 2010
Bank of Tokyo-Mitsubishi  June 1992 - August 2007
TMG Financial Products   July 1994 - April 1997
AT&T  1988 - 1990

Skills
Swaps, Options, Trading, Risk Management, ALM, Risk, Technical Analysis, Fixed Income, Derivatives, Series 7, Portfolio Management, Market Risk, Bloomberg, Series 63, Murex, Summit, VBA, Microsoft Excel, SQL, Java, C++, Unix, Ksh, TWS, Bond Pricing, MarketAxess, Banking, Capital Markets, Credit Derivatives, Financial Risk, Structured Products

Education
Cornell University - Johnson Graduate School of Management   1990 — 1992
MBA, Finance

University of Maryland College Park   1984 — 1988
BS, Computer Science

Joseph Bobo Joseph Bobo Orange County, California Area Details
Joseph Bobo's Mitsubishi UFJ Securities (USA), Inc. Experience June 2013 - August 2013
Job Portfolio Associate at PIMCO
Industry Investment Management
Experience
PIMCO  March 2015 - Present
HSBC  February 2014 - February 2015
Mitsubishi UFJ Securities (USA), Inc.   June 2013 - August 2013
The National Hockey League  June 2012 - August 2012
Cunningham Lindsey  May 2011 - August 2011
New York Yankees  May 2010 - June 2010

Education
NEW YORK UNIVERSITY, STERN SCHOOL OF BUSINESS   2010 — 2014
Bachelor of Science, Finance, Management

NYU Stern School of Business   2010 — 2014

NYU

TAMPA PREPARATORY SCHOOL

Alexander Jeffers Alexander Jeffers Langhorne, Pennsylvania Details
Alexander Jeffers's Mitsubishi UFJ Securities (USA), Inc. Experience July 2013 - Present
Job Investment Grade Debt Capital Markets Analyst at Mitsubishi UFJ Securities (USA), Inc.
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   July 2013 - Present
Bank of Tokyo-Mitsubishi UFJ  December 2012 - January 2013
Bank of Tokyo-Mitsubishi UFJ  May 2012 - August 2012

Skills
Microsoft Excel, PowerPoint, Marketing, Microsoft Office, Time Management, Microsoft Word, Financial Modeling, Bloomberg, Capital Markets, Fixed Income

Education
James Madison University   2009 — 2013
Bachelor of Business Administration (B.B.A.), Finance, General

Blair Potter Blair Potter Rumson, New Jersey Details
Blair Potter's Mitsubishi UFJ Securities (USA), Inc. Experience April 2015 - Present
Job Credit Analyst at Mitsubishi UFJ Securities
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   April 2015 - Present
McAdam Financially Advance   June 2014 - April 2015
Murphy & Durieu  May 2013 - January 2014
Northwestern Mutual  March 2013 - May 2013
Sunnymeath Asset Management   April 2011 - May 2011

Skills
Bloomberg, Microsoft Excel, Microsoft Office, Valuation, Investments, Process Modeling, SAP, Morningstar, Business Strategy, Strategic Planning, Thompson One, Photoshop, Estate Planning, Retirement Planning, Life Insurance, Long Term Care Insurance, Disability Insurance, Wealth Management, PowerPoint, Microsoft Word, Finance, Portfolio Management, Equities, Fixed Income

Education
Bentley University   2010 — 2014
Bachelor's Degree, Finance, General, 3.3

RMIT University   2012 — 2012
Study Abroad Program, International Finance

CFA Program
2016 Level II Candidate in the CFA Program

Alex Gerson Alex Gerson New York, New York Details
Alex Gerson's Mitsubishi UFJ Securities (USA), Inc. Experience August 2013 - July 2014
Job Associate at Pomona Capital
Industry Financial Services
Experience
Pomona Capital  March 2015 - Present
Pomona Capital  July 2014 - Present
Mitsubishi UFJ Securities (USA), Inc.   August 2013 - July 2014
The Daily Princetonian  January 2012 - February 2013
Janney Montgomery Scott  June 2012 - August 2012
The Daily Princetonian  April 2010 - January 2012
Glenmede  2011 - 2011
Congressman Joe Sestak  June 2010 - September 2010

Skills
Investment Banking, Spanish, Business Management..., Finance, Trombone, Managing Accounts, Social Media, Research, Tuba, Motorcycle, Speed Reading, Hedge Funds, Capital Markets, Economics, PowerPoint

Education
Princeton University   2009 — 2013
AB, History

Lower Merion High SchoolArdmore   2005 — 2009

Dan Spitzberg Dan Spitzberg Greater New York City Area Details
Dan Spitzberg's Mitsubishi UFJ Securities (USA), Inc. Experience June 2008 - May 2012
Job Vice President, Credit Sales
Industry Banking
Experience
Citi  June 2012 - Present
Mitsubishi UFJ Securities (USA), Inc.   June 2008 - May 2012
Nomura Securities  January 2005 - June 2008

Skills
Structured Finance, High Yield, Emerging Markets, Project Finance, Private Placements, Investment Grade Credit

Education
Penn State University   2000 — 2004
Bachelor of Science (B.S.), Finance and International Business

Penn State University

Arthur (AJ) Micheli Arthur (AJ) Micheli Greater New York City Area Details
Arthur (AJ) Micheli's Mitsubishi UFJ Securities (USA), Inc. Experience August 2015 - Present
Job CCAR and Capital Analyst at Mitsubishi UFJ Securities (USA), Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   August 2015 - Present
Federal Deposit Insurance Corporation  January 2014 - August 2015
Federal Deposit Insurance Corporation  July 2012 - January 2014
Caroline Center  September 2011 - May 2012
Town of Mamaroneck  June 2011 - August 2011
Town of Mamaroneck  June 2006 - August 2010

Skills
Economics, Stata, Nonprofits, Matlab, Excel, Statistics, Econometrics, Banking, SAS, SQL, Data Analysis, SNL, Financial Analysis, Data Management, Bloomberg Terminal

Education
Loyola College in Maryland   2008 — 2012
B.A., Quantitative Economics, Minor in Mathematics

Fordham Preparatory School   2004 — 2004

Samuel Murphy Samuel Murphy Greater New York City Area Details
Samuel Murphy's Mitsubishi UFJ Securities (USA), Inc. Experience June 2013 - August 2013
Job Analyst at RBC Capital Markets
Industry Capital Markets
Experience
RBC Capital Markets  July 2015 - Present
RBC Capital Markets  June 2014 - August 2014
Mitsubishi UFJ Securities (USA), Inc.   June 2013 - August 2013
Parsons Brinckerhoff  June 2011 - August 2011

Skills
Research, Statistics, Data Analysis, Programming, Matlab, Microsoft Excel, Bonds, Capital Markets, Equity Derivatives, Mathematica, Physics

Education
Columbia University in the City of New York   2014 — 2015
Master of Arts (M.A.), Mathematics of Finance

Columbia University - Fu Foundation School of Engineering and Applied Science   2012 — 2014
Bachelor of Science (B.S.), Applied Mathematics

State University of New York College at Geneseo   2009 — 2012
Bachelor of Arts (B.A.), Physics

Jeremy Shockcor Jeremy Shockcor New York, New York Details
Jeremy Shockcor's Mitsubishi UFJ Securities (USA), Inc. Experience January 2012 - October 2012
Job Passed the Level III exam of the CFA Program in June '12 and passed each exam on the first attempt
Industry Financial Services
Experience
Credit Suisse  April 2014 - Present
Morgan Stanley  August 2013 - October 2013
Chesapeake Energy  January 2013 - July 2013
Mitsubishi UFJ Securities (USA), Inc.   January 2012 - October 2012
Mitsubishi UFJ Securities (USA), Inc.   November 2011 - December 2011
Mitsubishi UFJ Securities (USA), Inc.   September 2011 - November 2011
Mitsubishi UFJ Securities (USA), Inc.   June 2011 - August 2011
West Virginia University  June 2010 - August 2010
U.S. Census Bureau: Public Finance Analysis Branch   May 2007 - August 2007
Greater Morgantown Convention and Visitors Bureau   May 2006 - August 2006

Skills
Investments, Portfolio Management, Financial Analysis, Corporate Finance, Bloomberg, Bloomberg Terminal, Research, Valuation, Risk Management, Finance, Bonds, Capital Markets, Equities, Fixed Income, Financial Modeling, Data Analysis, Financial Services, Investment Management, Fixed Income Analysis, Equity Research, Project Management, Analysis, Accounting, Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Portfolio Performance..., Portfolio Optimization, High Yield Bonds, Investment Strategies, Time Series Analysis, Equity Valuation, VAR, Wealth Management, Relationship Management, Derivatives, Financial Markets, Credit Analysis, Institutional..., Quantitative Analytics, Client Services, Customer Support

Education
West Virginia University   2010 — 2011
Master of Science, Finance

West Virginia University   2009 — 2010
Master of Business Administration (M.B.A.)

Clemson University   2004 — 2008
Bachelor of Science, Financial Management, Minor in Accounting

Jason J. Consoli Jason J. Consoli Greater New York City Area Details
Jason J. Consoli's Mitsubishi UFJ Securities (USA), Inc. Experience April 2013 - Present
Job Associate Mitsubishi UFJ Securities
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   April 2013 - Present

Skills
Business Analysis, Financial Analysis, Management, Analysis, Budgets, Data Analysis, Back Office, Finance, Portfolio Management

Education
New York University - School of Continuing and Professional Studies   2011 — 2012
Professional Certificate in Portfolio Management

Rensselaer Polytechnic Institute - The Lally School of Management and Technology   1997 — 2001
B.S., Management (Concentration in Finance)

Martin Vullo Martin Vullo Greater New York City Area Details
Martin Vullo's Mitsubishi UFJ Securities (USA), Inc. Experience May 2015 - Present
Job Associate at Mitsubishi UFJ Securities (USA), Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   May 2015 - Present
Credit Suisse  November 2014 - May 2015
Barclays Capital  July 2010 - November 2014
Barclays Capital  June 2009 - August 2009
Broadridge  June 2008 - August 2008
Forex Capital Markets  May 2007 - May 2008

Education
St. John's University, The Peter J. Tobin College of Business   2006 — 2010

Christina Pae Christina Pae Greater New York City Area Details
Christina Pae's Mitsubishi UFJ Securities (USA), Inc. Experience April 2010 - April 2013
Job entrepreneur
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   April 2010 - April 2013
Lehman Brothers  2006 - 2008
Morgan Stanley  1998 - 2006

Education
Harvard Law School   1991 — 1994

Brown University   1987 — 1990
AB, Russian Studies

Dave Hagel Dave Hagel New York, New York Details
Dave Hagel's Mitsubishi UFJ Securities (USA), Inc. Experience January 2011 - March 2014
Job Credit Trader at George Weiss Associates
Industry Financial Services
Experience
George Weiss Associates  January 2015 - Present
RBC Capital Markets  March 2014 - January 2015
Mitsubishi UFJ Securities (USA), Inc.   January 2011 - March 2014
KBC Financial Products  October 2007 - February 2011

Skills
Alternative Investments, Bloomberg, Capital Markets, Credit Derivatives, Equities, Fixed Income, Hedge Funds, Investments, Portfolio Management, Options, Valuation, Series 7, Bonds

Education
University of Pennsylvania   2003 — 2007

Michael Grieci Michael Grieci Greater New York City Area Details
Michael Grieci's Mitsubishi UFJ Securities (USA), Inc. Experience March 2009 - April 2014
Job Director, Fixed Income Buy Side Product at Ipreo
Industry Capital Markets
Experience
Ipreo  April 2014 - Present
Mitsubishi UFJ Securities (USA), Inc.   March 2009 - April 2014
Deutsche Bank Securities  2006 - 2009
Credit Suisse  2005 - 2006
Wachovia Bank  2003 - 2005
Prudential Securities  1998 - 2003

Skills
Capital Markets, Bloomberg, Fixed Income, Equities, Bonds, Microsoft Office, Series 7, Series 63, Series 79, Project Management, MS Excel Pivot Tables, Syndicate, Investment Banking, Securitization, Financial Modeling, Hedge Funds, Investments, Portfolio Management, FINRA, Trading, Derivatives, Financial Services

Education
Fashion Institute of Technology   2004 — 2005
Computer Animation

City University of New York-College of Staten Island   1996 — 2000
Liberal Arts

Iona College   1994 — 1996

Alexander Magazinnik Alexander Magazinnik Greater New York City Area Details
Alexander Magazinnik's Mitsubishi UFJ Securities (USA), Inc. Experience July 2011 - Present
Job Mitsubishi UFJ Securities (USA), Inc.
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   July 2011 - Present
Nomura Securities International  April 1999 - July 2011
PaineWebber Group   November 1994 - April 1999
Republic New York Securities   January 1994 - November 1994

Skills
Market Data, Multithreading, Sybase, Bloomberg, Perl, Oracle, Java, TCP/IP, XML, Databases, Messaging, HTML, Message Queue, UDP, Trading Systems, Low Latency, Electronic Trading, Equities, Fixed Income, TIBCO, SQL, Bonds, Software Development, Unix Shell Scripting, Software Project..., Series 7, Solaris, Unix, Series 63, Equity Derivatives, Options, Derivatives, Middle Office, Credit Derivatives, Reference Data, Equity Trading, Interest Rate..., Swaps, Object Oriented Design, Exchange Connectivity, Quantitative Finance, High Frequency Trading, Securities, Middleware, Statistical Arbitrage, JIRA, Agile Project Management, Performance Tuning, Shell Scripting, Web Applications

Education
New York University - Polytechnic School of Engineering   1989 — 1992
BS

Jon Brosnahan Jon Brosnahan Greater New York City Area Details
Jon Brosnahan's Mitsubishi UFJ Securities (USA), Inc. Experience February 2014 - Present
Job Vice President Treasury at Mitsubishi UFJ Securities (USA), Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   February 2014 - Present
Citi  2010 - February 2014
Citi  2008 - 2010
Citi  2006 - 2008

Skills
Treasury, Corporate Finance, Capital Markets, Risk Management, Liquidity Management, Project Management, Business Planning

Education
Boston University   2002 — 2006
Bachelor of Arts (B.A.), International Economics

Xavier High School   1998 — 2002

Leon Chen Leon Chen New York, New York Details
Leon Chen's Mitsubishi UFJ Securities (USA), Inc. Experience 2008 - 2014
Job Managing Director
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   2008 - 2014
Nomura Securities  1991 - 2007

Education
Fudan University
BA

Washington University in St. Louis
MA

Marc Hughes Marc Hughes San Francisco Bay Area Details
Marc Hughes's Mitsubishi UFJ Securities (USA), Inc. Experience May 2011 - September 2014
Job Managing Director at Mesirow Financial
Industry Investment Banking
Experience
Mesirow Financial  September 2014 - Present
Mitsubishi UFJ Securities (USA), Inc.   May 2011 - September 2014
San Francisco Public Utilities Commission  February 2010 - May 2011
Jefferies & Co.   January 2002 - January 2010

Skills
Credit Analysis, Financial Analysis, Credit, Finance, Risk Management, Capital Markets, Fixed Income, Investment Banking, Bonds, Strategic Planning, Financial Modeling, Structured Finance, Valuation, Corporate Finance, Public Finance, Securities, Project Finance, Investments, Municipalities, Due Diligence, Economics, Securitization, Funding, Asset Management, Series 7, Economic Development

Education
University of Southern California - Marshall School of Business   1995 — 1997
MBA

California State University-Long Beach   1984 — 1989
BA, Political Science

Jeff Estremera, CFA Jeff Estremera, CFA Greater New York City Area Details
Jeff Estremera, CFA's Mitsubishi UFJ Securities (USA), Inc. Experience March 2012 - Present
Job Vice President at Mitsubishi UFJ Securities
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   March 2012 - Present
Mitsubishi UFJ Securities (USA), Inc.   January 2010 - March 2012
Dresdner Kleinwort  June 2005 - November 2009

Education
University of Delaware - Lerner College of Business and Economics   2001 — 2005
Bachelor of Science (BS), Finance and Economics

Sean Gibson Sean Gibson New York, New York Details
Sean Gibson's Mitsubishi UFJ Securities (USA), Inc. Experience October 2011 - Present
Job Structured Products Mitsubishi UFJ Securities
Industry Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   October 2011 - Present
MF Global  October 2008 - June 2011
Morgan Stanley  June 2003 - June 2008
Bear Stearns  April 2001 - June 2003

Skills
Structured Finance, CDO, Structured Products, Securitization, Structuring, Fixed Income, ABS, Capital Markets, CLO, Financial Structuring, Bonds, Credit Derivatives, MBS, Loan Origination, Derivatives, Hedge Funds, High Yield, Investment Banking, Leveraged Finance, Proprietary Trading, CMBS, Alternative Investments, CDS, Trading, Swaps, Interest Rate..., Securities

Education
State University of New York at Buffalo   1994 — 1998
BS, Business Administration and Management, Accounting and Finance Concentration

Pat Garvey Pat Garvey Greater New York City Area Details
Pat Garvey's Mitsubishi UFJ Securities (USA), Inc. Experience February 2009 - April 2010
Job Managing Director; Global CoHead of Fixed Income Trading
Industry Financial Services
Experience
BNY Mellon  July 2013 - Present
New York Jets LLC   August 2012 - January 2013
Cantor Fitzgerald & Co.   April 2010 - February 2012
Mitsubishi UFJ Securities (USA), Inc.   February 2009 - April 2010
UBS Investment Bank  August 1998 - October 2008
Lehman Brothers  1987 - 1998
DWS Scudder Investments  May 1985 - January 1987
KPMG US  July 1978 - May 1985

Skills
Relationship Management, Equities, Fixed Income, Prime Brokerage, Bonds, Capital Markets, Securities Lending, Collateral Management, Management Consulting, Consulting, Financial Services, Trading, Alternative Investments, Structured Products

Education
Iona College
BBA, Accounting

Pace University - Lubin School of Business
Master of Business Administration (MBA), Information Sytems

Andrew Surgan Andrew Surgan Greater New York City Area Details
Andrew Surgan's Mitsubishi UFJ Securities (USA), Inc. Experience January 2013 - Present
Job Chief Compliance Officer at Mitsubishi UFJ Securities (USA)
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   January 2013 - Present
Ally Securities LLC   April 2011 - December 2012
Madison Williams and Company  July 2009 - April 2011
RBC Capital Markets  April 2006 - June 2009
The Bank of New York  2005 - 2006
Citigroup  March 2000 - February 2005

Skills
Securities, Due Diligence, Capital Markets, FINRA, Securities Regulation, Broker-Dealer, AML, Equities, Financial Services, Fixed Income, Hedge Funds, Trading, Series 7, SEC, Private Equity, Investment Banking

Education
Brooklyn Law School   1991 — 1992
JD, Securites Law

Baruch College   1988 — 1990
Master of Business Administration (MBA), Finance, General

Hsi-yun Hsiung Hsi-yun Hsiung Greater New York City Area Details
Hsi-yun Hsiung's Mitsubishi UFJ Securities (USA), Inc. Experience January 2011 - June 2012
Job Tech Guy
Industry Financial Services
Experience
Citi  August 2012 - March 2013
Mitsubishi UFJ Securities (USA), Inc.   January 2011 - June 2012
Mitsubishi UFJ Securities (USA), Inc.   November 2008 - January 2011
NYC Cabinetry & Millwork Inc.   January 2008 - May 2008
Nomura  August 2004 - May 2007
Nomura Securities International  1998 - 2005
Nomura  April 1998 - August 2004

Skills
Electronic Trading, Fixed Income

Education
Bates College   1994 — 1998
BS, Biochemistry

United Nations International School

Peter Sallerson Peter Sallerson Greater New York City Area Details
Peter Sallerson's Mitsubishi UFJ Securities (USA), Inc. Experience December 2010 - September 2013
Job Structured Finance
Industry Financial Services
Experience
Moody's Analytics  December 2014 - Present
Independent Consultant  September 2013 - November 2014
Mitsubishi UFJ Securities (USA), Inc.   December 2010 - September 2013
Consultant  2010 - December 2010
Further Lane   December 2007 - October 2010
Columbia Graduate School of Business   March 2010 - June 2010
Moody's Analytics  October 2008 - November 2008
Bear Stearns  July 1993 - October 2007
Nomura  July 1986 - July 1993
Gellman Research   September 1982 - August 1984

Skills
Fixed Income, CDO, ABS, Cash Flow, Product Development, Structured Finance, Capital Markets, Alternative Investments, Derivatives, Investment Banking, Structured Products, Securitization, Securities, Valuation, Finance, Private Equity, Financial Structuring, Financial Modeling, Credit, Bonds, Banking

Education
The University of Chicago Booth School of Business   1984 — 1986
MBA, Accounting & Finance

Middlebury College   1978 — 1982
BA, Economics & Math

The London School of Economics and Political Science (LSE)   1980 — 1981
JYA, Economics

Brighton High School   1974 — 1978
Diploma, General

Marc Platizky Marc Platizky Greater New York City Area Details
Marc Platizky's Mitsubishi UFJ Securities (USA), Inc. Experience February 2015 - Present
Job Vice PresidentInternal Audit Mitsubishi UFJ Securities (USA) Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   February 2015 - Present
Mitsubishi UFJ Securities (USA), Inc.   September 2014 - February 2015
Gleacher & Company  November 2012 - April 2013
Nomura Holding America Inc.  June 2009 - October 2012
Bear Stearns  October 2002 - September 2008
Daiwa Securities  1986 - April 2002
Dillion Read & Co. Inc.   1983 - 1986
Frederick S. Todman & Co. CPA's   1978 - 1983

Skills
Enterprise Risk..., AML, Risk Management, Internal Audit, Management, Banking, Sarbanes-Oxley Act, Finance, Operational Risk, Accounting, Capital Markets, Derivatives, Financial Risk, Equities, Hedge Funds, Corporate Finance, External Audit, Internal Controls, Program Management, Financial Services, Fixed Income, Auditing, Investment Banking, Mergers & Acquisitions, Operational Risk..., Asset Management

Education
Baruch College, City University of New York (CUNY)   1974 — 1978
Bachelors of Business Administration, Cum Laude, Majors: Accounting / Marketing

Mark Castillo Mark Castillo Greater New York City Area Details
Mark Castillo's Mitsubishi UFJ Securities (USA), Inc. Experience March 2014 - June 2014
Job Client Service Officer at Citi
Industry Financial Services
Experience
Citi  June 2014 - Present
Mitsubishi UFJ Securities (USA), Inc.   March 2014 - June 2014
Credit Suisse  October 2012 - March 2014
Macquarie Bank  August 2009 - April 2012
Citigroup  July 2005 - August 2009

Skills
Fixed Income, Equities, Securities, Bloomberg

Education
Fordham University   1998 — 2002
Bachelor of Arts (B.A.), Economics and History

Demetrios J. Nanavrakis Demetrios J. Nanavrakis Greater New York City Area Details
Demetrios J. Nanavrakis's Mitsubishi UFJ Securities (USA), Inc. Experience September 2015 - Present
Job MBS Operations & Secondary Support at Mitsubishi UFJ Securities (America), Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   September 2015 - Present
Daiwa Capital Markets  August 2012 - September 2015
Morgan Stanley  November 2011 - July 2012
MF Global  May 2011 - November 2011
Morgan Stanley  March 2010 - May 2011
Marathon National Bank of New York  October 2008 - March 2010
Bear, Stearns & Co. Inc.   September 2004 - August 2008

Skills
Fixed Income, Capital Markets, MBS, Middle Office, Operations Management, Series 7, Trading Systems, Bloomberg Terminal, Back Office, Settlement, ETFs, Credit Derivatives, Equities

Education
Loyola College in Maryland   1999 — 2003
Bachelor, Business Administration, International Business

Chaminade High School   1995 — 1999
High School Diploma

Alexander Sheers Alexander Sheers Greater New York City Area Details
Alexander Sheers's Mitsubishi UFJ Securities (USA), Inc. Experience 2009 - 2013
Job Deputy General Counsel, Guggenheim Securities, LLC
Industry Legal Services
Experience
Guggenheim Securities  January 2015 - Present
Law Offices of Alexander Sheers   2013 - January 2015
Mitsubishi UFJ Securities (USA), Inc.   2009 - 2013
JPMorgan Chase  2008 - 2008
Bear Stearns  1994 - 2008
Shearman and Sterling  1985 - 1994
Spengler Carlson Gubar Brodsky & Frischling  1983 - 1985

Skills
Capital Markets, Investment Banking, Corporate Finance, Corporate Governance, Derivatives, Mergers, Private Equity, Compliance, Regulatory Affairs, Investments

Education
Columbia Law School   1980 — 1983
JD, Law

Princeton University   1977 — 1980
MA, Comparative Literature

University of Massachusetts, Amherst   1973 — 1977
BA, Comparative Literature

Phillips Exeter Academy   1970 — 1972

Gaby Novak Gaby Novak Greater New York City Area Details
Gaby Novak's Mitsubishi UFJ Securities (USA), Inc. Experience 2007 - 2009
Job Excecutive Assistant at Columbia University Medical Center
Industry Hospital & Health Care
Experience
Columbia University Medical Center  January 2011 - Present
Mitsubishi UFJ Securities (USA), Inc.   2007 - 2009
All Stars Immigration Law Office   2006 - 2007

Skills
Investment Banking, Valuation, Corporate Finance, Finance, Due Diligence, Investments, Public Health, Project Management, Office Administration, Corporate Events, Private Events, Cross-functional..., Entertainment, Staff Development

Education
LaGuardia Community College
Associate of Arts and Sciences (A.A.S.), Paralegal Studies & Social Sciences and Humanities

Universidad Mayor de San Simón
Bachelor of Applied Science (B.A.Sc.), Communication and Media Studies

Rick Bernard, CFA Rick Bernard, CFA Greater New York City Area Details
Rick Bernard, CFA's Mitsubishi UFJ Securities (USA), Inc. Experience May 2013 - Present
Job Institutional Sales and Trading Professional
Industry Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   May 2013 - Present
Cantor Fitzgerald  November 2010 - February 2012
Knight Capital Group  June 2009 - September 2010
Lehman Brothers  May 1992 - March 2008

Skills
Investment Banking, Structured Products, Investments, FX Options, Series 7, Series 63, Chartered Financial..., Convertible Bonds, High Yield Bonds, Equities

Education
University of North Carolina at Chapel Hill   1990 — 1992
MBA

Colby College   1982 — 1986
Bachelor of Arts (B.A.), Economics

Rozina Dewji Rozina Dewji Greater New York City Area Details
Rozina Dewji's Mitsubishi UFJ Securities (USA), Inc. Experience January 2015 - Present
Job Vice President/Trading Agreements Negotiator
Industry Legal Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   January 2015 - Present
Citigroup  April 2009 - December 2014
Lehman Brothers Inc.  November 2007 - October 2008
SMBC Capital Markets, Inc.   April 1994 - November 1997

Skills
Capital Markets, Hedge Funds, Credit, Derivatives, Fixed Income, ISDA

Education
Brooklyn Law School
J.D, Law

Duke University
A.B., Political Science

Naoko Shimizu-Chequer Naoko Shimizu-Chequer San Francisco Bay Area Details
Naoko Shimizu-Chequer's Mitsubishi UFJ Securities (USA), Inc. Experience May 2005 - Present
Job Vice President at Mitsubishi UFJ Securities (USA), Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   May 2005 - Present
Mizuho Financial Group  April 1988 - December 2003
IBJ International plc, London   1997 - 2002

Skills
Securities, Fixed Income, Investment Banking, Capital Markets, Equities

Education
Gakushuin University
B.A., Political Science

Abid Abbas Abid Abbas Greater New York City Area Details
Abid Abbas's Mitsubishi UFJ Securities (USA), Inc. Experience April 2013 - Present
Job Director at Windforce Capital
Industry Financial Services
Experience
Windforce Capital   March 2015 - Present
Mitsubishi UFJ Securities (USA), Inc.   April 2013 - Present
Bank of America - Merrill Lynch  2010 - Present
Bank of America Merill Lynch  April 2010 - April 2013
MarketAxess  April 2009 - April 2010

Skills
Risk Management, Fixed Income, Capital Markets, Derivatives, Investment Banking, Financial Modeling, Financial Analysis, Equities, Bloomberg, Trading Systems, Corporate Finance, Investments

Education
New York University   2005 — 2006
M.S., Maths and Computer Science

Lahore University of Management Sciences   2000 — 2004
Bachelor of Science (BSc)

Masayuki Abe Masayuki Abe United States Details
Masayuki Abe's Mitsubishi UFJ Securities (USA), Inc. Experience January 2007 - January 2011
Job Business Analyst at Bank of TokyoMitsubishi UFJ
Industry Investment Banking
Experience
Bank of Tokyo-Mitsubishi UFJ  August 2014 - Present
S&P Capital IQ  January 2012 - August 2014
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd   February 2011 - December 2011
Mitsubishi UFJ Securities (USA), Inc.   January 2007 - January 2011

Skills
Equity Research, Equities, Fixed Income, Capital Markets, Bloomberg, Investment Banking, Derivatives, Financial Modeling, Valuation, Hedge Funds, Corporate Finance, Investments, Portfolio Management, Financial Analysis, Trading, Private Equity, Securities, Credit Analysis, Series 7, Alternative Investments

Education
慶応義塾大学   1999 — 2004
Bachelor, Economics

Justine Johnson Justine Johnson Greater New York City Area Details
Justine Johnson's Mitsubishi UFJ Securities (USA), Inc. Experience October 2012 - June 2013
Job Senior Coordinator at Capital One
Industry Investment Banking
Experience
Capital One  July 2013 - Present
Mitsubishi UFJ Securities (USA), Inc.   October 2012 - June 2013
Anheuser-Busch InBev  August 2012 - October 2012
The Carlyle Group  March 2011 - June 2011
Franklin Templeton Investments  November 2005 - October 2010

Skills
Office Administration, Reporting & Analysis, Financial Modeling, Corporate Finance, Financial Analysis, Market Research, Private Equity

Education
City University of New York-Brooklyn College
Bachelor's of Arts, International Economics

City University of New York-Brooklyn College
Bachelor's of Business Administration (B.B.A.), Business Finance & Investments

New York University
Certificate, Portfolio Management: Equity & Real Estate

Natsuki Kaijima Natsuki Kaijima Greater New York City Area Details
Natsuki Kaijima's Mitsubishi UFJ Securities (USA), Inc. Experience May 2010 - Present
Job Executive Director, CLO Desk, Capital Markets at Mitsubishi UFJ Securities (USA), Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   May 2010 - Present
Mizuho Alternative Investments, LLC  October 2007 - May 2010
Mizuho Corporate Bank New York Branch   August 2005 - October 2007
UFJ Bank, New York Branch   September 2004 - July 2005
Barclays Capital  May 2003 - September 2004
Nippon Mirai Capital   April 2002 - April 2003
Credit Suisse  March 2000 - April 2002
Sanwa Bank  April 1987 - March 2000

Skills
High Yield, Fixed Income, Alternative Investments, Hedge Funds, CLO, CDO, Portfolio Management, Credit Derivatives, ABS, Credit Analysis, Structured Finance, Credit, Distressed Debt, Capital Markets, Financial Structuring, Investment Banking, Private Equity, Trading

Education
獨協大学 / Dokkyo University   1983 — 1987
Japanese Law

Misa Butkiewicz Misa Butkiewicz Greater New York City Area Details
Misa Butkiewicz's Mitsubishi UFJ Securities (USA), Inc. Experience August 2001 - March 2009
Job Independent translator (JE and EJ)
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   August 2001 - March 2009
Yazaki International Corp   February 2000 - May 2000
Daiwa Securities America Inc.  June 1987 - July 1997

Education
Mount Holyoke College   1983 — 1987
BA, Physics

Junko Trainor Junko Trainor Greater New York City Area Details
Junko Trainor's Mitsubishi UFJ Securities (USA), Inc. Experience January 2011 - September 2013
Job Compliance and Business Continuity Professional, CBCP
Industry Investment Banking
Experience
The Bank of Tokyo-Mitsubishi UFJ, Ltd; Latin America Business Departmemt   May 2014 - Present
Mitsubishi UFJ Securities (USA), Inc.   January 2011 - September 2013
Mitsubishi UFJ Securities (USA), Inc.   February 2007 - January 2011
Mitsubishi UFJ Securities (USA), Inc.   April 2002 - February 2007

Skills
Investment Banking, CBCP, Series 7, Fixed Income, Equities, Series 63, Hedge Funds, Disaster Recovery, Business Continuity, KYC, Business Continuity..., Electronic Trading, Trading, Bloomberg, Bonds, Capital Markets, Derivatives, CRM, FINRA, Series 24, AML, Due Diligence, Financial Services, Broker-Dealer, Corporate Social..., Anti Money Laundering

Education
Iwate University   1987 — 1992
BA

Yoko (Hokari) Sakai Yoko (Hokari) Sakai Greater New York City Area Details
Yoko (Hokari) Sakai's Mitsubishi UFJ Securities (USA), Inc. Experience 1999 - 2003
Job Analyst at Harding Loevner Management
Industry Investment Management
Experience
Harding Loevner Management  June 2005 - Present
Mitsubishi UFJ Securities (USA), Inc.   1999 - 2003
J & Co   1994 - 1997
HSBC Securities (New York, Tokyo)   1989 - 1994

Skills
Equities, Derivatives

Education
Columbia Engineering   1986 — 1989
BS, Mechanical Engineering

Colin Morris Colin Morris Greater New York City Area Details
Colin Morris's Mitsubishi UFJ Securities (USA), Inc. Experience August 2011 - December 2013
Job Winton Capital
Industry Financial Services
Experience
Winton Capital Management  June 2014 - Present
The Blackstone Group  December 2013 - May 2014
Mitsubishi UFJ Securities (USA), Inc.   August 2011 - December 2013
Ned Davis Research  June 2010 - August 2010
Springbok Sports Academies   September 2008 - November 2009
Sierra Nevada College  June 2008 - July 2008

Skills
Bonds, Coaching, Customer Service, Marketing, Business Planning, Hedge Funds, Fundraising, Financial Statement..., Credit Analysis, Credit Risk, Equity Capital Markets, Debt Capital Markets, Bloomberg, Market Analysis, Banking, Capital Markets, Financial Analysis, Finance, Investment Banking, Strategy

Education
Harvard University   2007 — 2011
Bachelor's Degree, Economics; Psychology

Dartmouth College - The Tuck School of Business at Dartmouth   2011 — 2011
Business Bridge Summer Program, Finance, General

Tsuyoshi Togo Tsuyoshi Togo Greater New York City Area Details
Tsuyoshi Togo's Mitsubishi UFJ Securities (USA), Inc. Experience 2003 - 2007
Job Managing Director at TrueNorth Capital Partners LLC
Industry Investment Banking
Experience
TrueNorth Capital Partners LLC  December 2013 - Present
GCA Savvian Advisors  July 2008 - December 2013
Mitsubishi UFJ Securities (USA), Inc.   2003 - 2007

Skills
Mergers & Acquisitions, Valuation, Corporate Finance, Investment Banking, Strategy, Investments, Financial Modeling, Private Equity, Due Diligence, Management, Capital Markets, Venture Capital, Joint Ventures, Business Strategy

Education
The Tuck School of Business at Dartmouth   2001 — 2003
MBA, Business Administration

Keio University   1990 — 1993
BA, Economics

Alex Fazio Alex Fazio Greater New York City Area Details
Alex Fazio's Mitsubishi UFJ Securities (USA), Inc. Experience February 2012 - May 2012
Job Global Procurement Finance at PepsiCo
Industry Food & Beverages
Experience
PepsiCo  October 2012 - Present
Mitsubishi UFJ Securities (USA), Inc.   February 2012 - May 2012
Winoker Realty Company  February 2009 - October 2010
UBS Investment Bank  August 2003 - July 2007

Skills
Corporate Finance, Financial Modeling, Private Equity, Capital Markets, Financial Analysis, Valuation, Investments, Risk Management, Project Finance, Business Strategy, Fixed Income, Entrepreneurship, Spanish, Management Consulting, Equities, Competitive Analysis, Negotiation

Education
Instituto de Empresa   2010 — 2011
MBA, Business Administration

Boston University - School of Management   1999 — 2003
Bachelor of Science, Finance, 3.74

Gregory Stanek Gregory Stanek Greater New York City Area Details
Gregory Stanek's Mitsubishi UFJ Securities (USA), Inc. Experience August 2009 - August 2013
Job Portfolio Manager at Gilman Hill Asset Management
Industry Investment Management
Experience
Gilman Hill Asset Management   September 2013 - Present
Mitsubishi UFJ Securities (USA), Inc.   August 2009 - August 2013
Clay Finlay  August 1998 - July 2009

Skills
Equities, Equity Research, Bloomberg, Asset Management, Asset Allocation, Portfolio Management, Investment Strategies, Mutual Funds, Investments, Investment Management, Financial Modeling, Capital Markets, Securities, Valuation, Emerging Markets

Education
New York University - Leonard N. Stern School of Business   2003 — 2006
MBA, Finance, Economics

Hofstra University   1995 — 1998
BBA, Finance

Jeanne Campanelli Jeanne Campanelli Greater New York City Area Details
Jeanne Campanelli's Mitsubishi UFJ Securities (USA), Inc. Experience 2013 - 2014
Job General Counsel
Industry Financial Services
Experience
Promontory Financial Group, LLC  2014 - Present
Mitsubishi UFJ Securities (USA), Inc.   2013 - 2014
Lehman Brothers Holdings Inc.  2009 - 2012
Citigroup  2005 - 2009
Citigroup  2000 - 2005
Shearman and Sterling  1999 - 2000
Shearman and Sterling  1990 - 1998
Fried Frank  1989 - 1990
Morgan Stanley  1983 - 1987

Skills
Capital Markets, Securities, Investment Banking, Equities, Securities Regulation, Derivatives, Private Placements, Corporate Law, Corporate Governance, Corporate Finance, General Corporate..., Fixed Income, Risk Management, IPO

Education
Georgetown University Law Center   1987 — 1990
JD, Law

Georgetown University   1979 — 1983
BSFS, International Economics

Ci Sun Ci Sun Greater New York City Area Details
Ci Sun's Mitsubishi UFJ Securities (USA), Inc. Experience February 2014 - Present
Job DBA Mitsubishi UFJ Securities (USA), Inc.
Industry Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   February 2014 - Present
RBC Capital Markets  October 2010 - Present
SoundBite Communications  July 2010 - September 2010
Sun Microsystems  2001 - April 2010
Jardine Lloyd Thompson Asia   October 1999 - December 2000
JTC Corporation   July 1996 - September 1999
National Computer Board   April 1990 - June 1996

Education
Beijing University of Technology

Yuka Kimoto Yuka Kimoto Greater New York City Area Details
Yuka Kimoto's Mitsubishi UFJ Securities (USA), Inc. Experience May 2005 - September 2010
Job Vice President at Mitsubishi UFJ Securities (USA), Inc.
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   May 2005 - September 2010

Education
The Tuck School of Business at Dartmouth   2000 — 2002
MBA

Brendan Lavin Brendan Lavin Greater New York City Area Details
Brendan Lavin's Mitsubishi UFJ Securities (USA), Inc. Experience August 2013 - March 2014
Job Risk Management Audit Associate
Industry Financial Services
Experience
Morgan Stanley  April 2014 - Present
Mitsubishi UFJ Securities (USA), Inc.   August 2013 - March 2014
David Lerner Associates, Inc.   March 2013 - August 2013
David Lerner Associates, Inc.   July 2011 - February 2013

Skills
Financial Analysis, PowerPoint, Series 7, Securities, FINRA, Microsoft Office, Mutual Funds, Fixed Income, Risk Management, Portfolio Management, Financial Services, Finance, Bloomberg, Operational Risk

Education
Marist College   2008 — 2011
Bachelor's degree, Finance, General

Joseph Vithayathil Joseph Vithayathil Miami/Fort Lauderdale Area Details
Joseph Vithayathil's Mitsubishi UFJ Securities (USA), Inc. Experience July 2012 - March 2013
Job Director at Globoplast, Inc.
Industry Packaging and Containers
Experience
Globoplast, Inc.   June 2013 - Present
Mitsubishi UFJ Securities (USA), Inc.   July 2012 - March 2013
Apple Inc.  April 2008 - June 2010

Skills
Series 7, Bloomberg, Financial Markets, Financial Modeling, Financial Reporting, Valuation, Economics, Investment Banking, Investments, Capital Markets, Financial Analysis, Finance

Education
Georgetown University   2010 — 2012
Bachelors, Economics

Miami Dade College   2008 — 2010
AA, Economics

Dev Gandhi Dev Gandhi New York, New York Details
Dev Gandhi's Mitsubishi UFJ Securities (USA), Inc. Experience 2010 - Present
Job Director at Mitsubishi UFJ Securities (USA), Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   2010 - Present
Allen & Overy  2007 - 2009
Spivak Lipton LLP  June 2006 - August 2006
Morrison Cohen LLP  January 2003 - July 2005

Skills
Capital Markets, Corporate Finance, Management, Securities Regulation, Private Equity, Mergers

Education
Yale University   1998 — 2002
BA, History

Fordham University School of Law
JD

Trinity High School, New York, NY

Tara (Eliason) McMahon Tara (Eliason) McMahon Greater New York City Area Details
Tara (Eliason) McMahon's Mitsubishi UFJ Securities (USA), Inc. Experience December 2014 - Present
Job Vice President, Compensation at Mitsubishi UFJ Securities
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   December 2014 - Present
Barclays Capital  December 2010 - December 2014
Take 2 Interactive  2009 - 2010
Credit Suisse  2003 - 2009
McLagan  2001 - 2003

Skills
Human Resources, Incentive Programs, HR Consulting, Global Compensation, Microsoft Excel

Education
Manhattanville College   1997 — 2001
Bachelor's degree, Economics, 3.8

Laxmi Kambhampati Laxmi Kambhampati Greater New York City Area Details
Laxmi Kambhampati's Mitsubishi UFJ Securities (USA), Inc. Experience February 2007 - Present
Job Vice President at Mitsubishi UFJ Securities (USA), Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   February 2007 - Present
Forest Laboratories  August 2005 - January 2007

Skills
Capital Markets, Fixed Income, Bloomberg

Education
University of Michigan   2001 — 2005
BA, Economics

Sally Ai, CPA Sally Ai, CPA Greater New York City Area Details
Sally Ai, CPA's Mitsubishi UFJ Securities (USA), Inc. Experience September 2010 - November 2010
Job Accoutant at Redscout
Industry Accounting
Experience
Wafra Investment Advisory Group, Inc.   December 2014 - Present
Redscout  February 2014 - Present
Hertz Herson LLP  December 2010 - January 2014
Mitsubishi UFJ Securities (USA), Inc.   September 2010 - November 2010
Gramercy Park Hotel  May 2010 - July 2010
U.S. Census Bureau -- Census Coverage Management   April 2010 - June 2010

Skills
Tax Preparation, Accounts Payable, Payroll, Microsoft Excel, Accounting, Auditing, Financial Reporting, Accounts Receivable, Journal Entries, Tax, QuickBooks, Invoicing, Spreadsheets

Education
City University of New York-Baruch College - Zicklin School of Business   2005 — 2009
BBA, Accounting

Fang (Helen) Shi Fang (Helen) Shi Greater New York City Area Details
Fang (Helen) Shi's Mitsubishi UFJ Securities (USA), Inc. Experience December 1999 - June 2004
Job AVP at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch  August 2006 - June 2011
Merrill Lynch  August 2006 - June 2011
MetLife  December 2005 - September 2006
Washington Mutual Bank  June 2004 - June 2005
Mitsubishi UFJ Securities (USA), Inc.   December 1999 - June 2004
The UFJ Bank Limited   December 1999 - June 2004

Skills
Trading, Financial Services, Equities, Fixed Income

Education
Dowling College
MBA, Banking/Finance

Dowling College
Finance major

International Language School
Japanese

Nanjing University

Wuxi Light Industry University

Suren Grigoryan Suren Grigoryan Greater New York City Area Details
Suren Grigoryan's Mitsubishi UFJ Securities (USA), Inc. Experience September 2013 - Present
Job Market Risk • Data Analysis
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   September 2013 - Present
Barclays Investment Bank  November 2012 - September 2013
CIBC World Markets  July 2010 - September 2010

Education
State University of New York at Stony Brook   2008 — 2010
M.S., Quantitative Finance

State University of New York at Stony Brook   2004 — 2008
B.S., Mathematics

Kew Forest

Leslie DeFelice Leslie DeFelice New York, New York Details
Leslie DeFelice's Mitsubishi UFJ Securities (USA), Inc. Experience June 2015 - Present
Job Project Administrator EPS MIS PMO
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   June 2015 - Present
Mitsubishi UFJ Securities (USA), Inc.   July 2012 - May 2015
RPG  April 2010 - July 2012
Eli Klein Fine Art  January 2010 - March 2010
Novo Arts, Inc.   July 2009 - December 2009
Kerckhoff Coffee House  November 2007 - June 2009
Morgan Stanley Children's Hospital of New York Presbyterian  July 2008 - August 2008

Skills
Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Social Media, Customer Service, Outlook, QuickBooks, Drawing, Administrative..., Sales, Photoshop, Graphic Design, Event Planning, Research, Facebook, Art, Blogging, Social Networking, Oracle iExpense...

Education
University of California, Los Angeles   2005 — 2009
Bachelor of Arts, Art, Art History

University of California, Los Angeles   2005 — 2009

Andrew Ragone Andrew Ragone Greater New York City Area Details
Andrew Ragone's Mitsubishi UFJ Securities (USA), Inc. Experience February 2015 - Present
Job Mitsubishi UFJ Risk Developer IT
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   February 2015 - Present
Barclays Investment Bank  October 2008 - January 2015
Dynamic Credit Partners  May 2007 - October 2008
Royalblue Fidessa   April 2005 - May 2007

Skills
Market Risk, Fixed Income, Investment Banking, Interest Rate..., Derivatives, FX Options, Credit Derivatives, Bloomberg, Equity Derivatives, Trading Systems, Equities, Swaps, Market Data, Structured Products, Capital Markets, Financial Markets, Middle Office, Hedge Funds, Quantitative Finance

Education
Drexel University
Bachelor's degree, Mathematics and Computer Science

Alex Mautone, CFA Alex Mautone, CFA New York, New York Details
Alex Mautone, CFA's Mitsubishi UFJ Securities (USA), Inc. Experience 2009 - Present
Job Vice President at Mitsubishi UFJ Securities (USA), Inc.
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   2009 - Present
Merrill Lynch  2007 - 2009

Education
Columbia University - Columbia Business School   2015 — 2017
Master of Business Administration (MBA)

Wesleyan University   2003 — 2007
Bachelor of Arts (BA), Economics

Winston Kitchingham Winston Kitchingham New York, New York Details
Winston Kitchingham's Mitsubishi UFJ Securities (USA), Inc. Experience March 2014 - Present
Job Executive Director Legal at Mitsubishi UFJ Securities (USA), Inc.
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   March 2014 - Present
Lazard Capital Markets  June 2006 - March 2014
Simpson Thacher & Bartlett LLP  March 2005 - June 2006
Dewey & LeBoeuf LLP  September 2001 - February 2005

Skills
Financial Modeling, Financial Analysis, Valuation, Equities, Derivatives, Mergers, Private Equity, Securities, Mergers & Acquisitions, Securities Regulation

Education
Tulane University Law School   1998 — 2001
Doctor of Law (J.D.)

Louisiana State University   1995 — 1998
Bachelor of Arts (BA)

Robert Lanfranchi Robert Lanfranchi Brooklyn, New York Details
Robert Lanfranchi's Mitsubishi UFJ Securities (USA), Inc. Experience April 2007 - February 2009
Job Director Information Technology / Information Security Officer at Jewish Home Lifecare
Industry Hospital & Health Care
Experience
Jewish Home Lifecare  February 2009 - Present
Mitsubishi UFJ Securities (USA), Inc.   April 2007 - February 2009
Visiting Nurse Regional Health Care System  December 2000 - April 2007

Skills
Data Center, Account Management, Cisco Technologies, Information Technology, Infrastructure, SDLC, Microsoft Exchange, Networking, Disaster Recovery, Virtualization, Management, Software Documentation, Integration, Security, Troubleshooting

Education
Brooklyn College
Bachelor's degree, Business Management and Finance

Kingsborough Community College
Associate's degree, Business Management

Diana Fudiman Diana Fudiman Greater New York City Area Details
Diana Fudiman's Mitsubishi UFJ Securities (USA), Inc. Experience March 2011 - May 2013
Job Director at Morgan Stanley
Industry Law Practice
Experience
Morgan Stanley  May 2013 - Present
Mitsubishi UFJ Securities (USA), Inc.   March 2011 - May 2013

Education
Fordham Law School   2009 — 2012
Doctor of Law (J.D.)

New York University, Stern School of Business   2005 — 2009
Bachelor's degree, Finance, Marketing, International Business

James Gorman James Gorman New York, New York Details
James Gorman's Mitsubishi UFJ Securities (USA), Inc. Experience November 2009 - Present
Job Managing Director at Mitsubishi UFJ Securities
Industry Investment Banking
Experience
Mitsubishi UFJ Securities (USA), Inc.   November 2009 - Present
CIT Securities, Inc.   February 2008 - October 2009
Bear, Stearns & Co., Inc.   October 1999 - November 2007

Education
NYU Stern School of Business   1997 — 2000
MBA, Finance

Indiana University Bloomington   1990 — 1994
Bachelor's of Science, Business

Karen Eltrich Karen Eltrich New York, New York Details
Karen Eltrich's Mitsubishi UFJ Securities (USA), Inc. Experience November 2013 - July 2014
Job Director at Mitsubishi UFJ Securities (USA), Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc.   November 2013 - July 2014
Goldman Sachs  2001 - 2012

Education
NYU
Bachelor of Science (BS), Finance & Economics

Alan Edouard Alan Edouard Brooklyn, New York Details
Alan Edouard's Mitsubishi UFJ Securities (USA), Inc. Experience 2011 - 2013
Job Senior Software Engineer
Industry Computer Software
Experience
Self-employed  June 2000 - Present
Mitsubishi UFJ Securities (USA), Inc.   2011 - 2013
Beyondbond, Inc.   2000 - 2011

Skills
Java, C#, XML, Software Development, Agile Methodologies, JavaScript, C++, Web Services, Software Engineering, SQL, Java Enterprise Edition, C, Linux, Microsoft SQL Server, Eclipse, MySQL, Spring, AJAX

Education
Columbia University in the City of New York   1997 — 2001
Bachelor of Science (BS), Computer Engineering