Moors & Cabot
Industry: Company
DescriptionFounded: 1890 Subsidiaries: Moors & Cabot, Inc., Asset Management Arm, FeedbackDisclaimer Claim this knowledge panel Knowledge ResultSee outside Moved, closed, or was never hereReportMap location is approximate. Can you help us improve it? Moors & CabotWebsite Saved (0) Saved Save Stock broker in New York City, New York Address: New York, NY 10013 Phone: (212) 226-2676Category: : Place name: : : Hours: : : Website: : Website: https://www.moorscabot.com/ Category: Stock broker Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Moors & Cabot Posting publicly on the Web Write a review Reviews Be the first to review
Moors & Cabot List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Moors & Cabot. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Moors & Cabot Employees
Employee
Years
Job
Industry
Barbara Case Barbara Case's Moors & Cabot Experience March 2011 - October 2013
Job APMA®, Financial Advisor, Vice President
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. October 2013 - Present
Moors & Cabot March 2011 - October 2013
Moors & Cabot September 2009 - March 2011
RBC Dain Rauscher March 2002 - September 2009
PaineWebber May 1998 - March 2002
Education
Canton High School
Canton High School
Eastern Nazarene College
Ameriprise Financial Services, Inc. October 2013 - Present
Moors & Cabot March 2011 - October 2013
Moors & Cabot September 2009 - March 2011
RBC Dain Rauscher March 2002 - September 2009
PaineWebber May 1998 - March 2002
Education
Canton High School
Canton High School
Eastern Nazarene College
Deeann Griebel Deeann Griebel's Moors & Cabot Experience October 2013 - Present
Job Managing DirectorInvestments
Industry Financial Services
Experience
Moors & Cabot October 2013 - Present
Wells Fargo Advisors March 1988 - September 2013
Education
Southwest Minnesota State University 1976 — 1980
Accounting degree, Accounting
St. Cloud State University 1971 — 1976
Business Education and Physical Education Major--Health minor, Business Teacher Education, Physical Education Teacher
Moors & Cabot October 2013 - Present
Wells Fargo Advisors March 1988 - September 2013
Education
Southwest Minnesota State University 1976 — 1980
Accounting degree, Accounting
St. Cloud State University 1971 — 1976
Business Education and Physical Education Major--Health minor, Business Teacher Education, Physical Education Teacher
Jeffrey W. Askins, CFP®, CDFA™'s Moors & Cabot Experience June 2010 - December 2011
Job Senior Vice President & LPL Financial Planner
Industry Financial Services
Experience
Six Pillars Financial Advisors December 2011 - Present
Moors & Cabot June 2010 - December 2011
BB&T July 2003 - March 2010
Education
Florida State University - College of Business 1978 — 1980
BS, Business
Six Pillars Financial Advisors December 2011 - Present
Moors & Cabot June 2010 - December 2011
BB&T July 2003 - March 2010
Education
Florida State University - College of Business 1978 — 1980
BS, Business
John Wentworth John Wentworth's Moors & Cabot Experience November 2003 - Present
Job Senior VP Investments at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot November 2003 - Present
Wells Fargo Advisors July 2000 - November 2003
US Bank Piper Jaffray, Inc February 1995 - July 2000
Skills
Series 7, Retirement Planning, Uniform Combined State..., Series 63, Wealth Management, Mutual Funds, Equities, Securities, Series 24, Bloomberg, Investments, Fixed Annuities, Investment Advisory, Strategic Financial..., Options
Education
Santa Clara University 1985 — 1989
Moors & Cabot November 2003 - Present
Wells Fargo Advisors July 2000 - November 2003
US Bank Piper Jaffray, Inc February 1995 - July 2000
Skills
Series 7, Retirement Planning, Uniform Combined State..., Series 63, Wealth Management, Mutual Funds, Equities, Securities, Series 24, Bloomberg, Investments, Fixed Annuities, Investment Advisory, Strategic Financial..., Options
Education
Santa Clara University 1985 — 1989
Aaron Pierce, MBA Aaron Pierce, MBA's Moors & Cabot Experience December 2012 - Present
Job Associate at Gyroscope Capital Management Group, Moors & Cabot
Industry Financial Services
Experience
Gyroscope Capital Management Group December 2012 - Present
Moors & Cabot December 2012 - Present
Insurance & Risk Management Services, Inc. August 2009 - December 2012
Best Buy April 2009 - January 2010
Skills
Investments, Finance, Management, Portfolio Management, Equities, Customer Service, Trading, Capital Markets, Insurance, Retirement Planning, Strategy, Risk Management
Education
Florida Gulf Coast University 2011 — 2012
M.B.A., Finance
Bemidji State University 2006 — 2008
Bachelors of Science, Business Administration, Finance
CFA Institute
2014 Level I Candidate in the CFA Program
Gyroscope Capital Management Group December 2012 - Present
Moors & Cabot December 2012 - Present
Insurance & Risk Management Services, Inc. August 2009 - December 2012
Best Buy April 2009 - January 2010
Skills
Investments, Finance, Management, Portfolio Management, Equities, Customer Service, Trading, Capital Markets, Insurance, Retirement Planning, Strategy, Risk Management
Education
Florida Gulf Coast University 2011 — 2012
M.B.A., Finance
Bemidji State University 2006 — 2008
Bachelors of Science, Business Administration, Finance
CFA Institute
2014 Level I Candidate in the CFA Program
Brian Mulcahy Brian Mulcahy's Moors & Cabot Experience June 2000 - August 2004
Job Sales Director, East at Opera Mediaworks
Industry Internet
Experience
Opera Mediaworks January 2015 - Present
AdColony (Acquired by Opera Mediaworks) March 2014 - December 2014
Martini Media Inc. May 2012 - February 2014
Martini Media Inc. July 2010 - May 2012
Winstar Interactive July 2008 - August 2010
T.A.G. Securities April 2008 - July 2008
Bay Crest Partners LLC. August 2004 - April 2008
Moors & Cabot June 2000 - August 2004
Skills
Advertising, Research, Digital Marketing, Sales, Account Management, Salesforce.com, Integrated Marketing, Online Advertising, Marketing, Social Media, Business Development, Sales Management, Digital Media, Digital Strategy, Mobile Marketing, Media Buying, Ad Serving, Management, Lead Generation, Google Analytics
Education
The New Actors Workshop 2000 — 2002
Theatre and Improv
Salem State University 2000 — 2001
History
Opera Mediaworks January 2015 - Present
AdColony (Acquired by Opera Mediaworks) March 2014 - December 2014
Martini Media Inc. May 2012 - February 2014
Martini Media Inc. July 2010 - May 2012
Winstar Interactive July 2008 - August 2010
T.A.G. Securities April 2008 - July 2008
Bay Crest Partners LLC. August 2004 - April 2008
Moors & Cabot June 2000 - August 2004
Skills
Advertising, Research, Digital Marketing, Sales, Account Management, Salesforce.com, Integrated Marketing, Online Advertising, Marketing, Social Media, Business Development, Sales Management, Digital Media, Digital Strategy, Mobile Marketing, Media Buying, Ad Serving, Management, Lead Generation, Google Analytics
Education
The New Actors Workshop 2000 — 2002
Theatre and Improv
Salem State University 2000 — 2001
History
Curtis Thompson's Moors & Cabot Experience March 2002 - February 2006
Job Managing Director at PL Capital Group
Industry Financial Services
Experience
PL Capital Group July 2012 - Present
Sterne Agee February 2006 - June 2012
Moors & Cabot March 2002 - February 2006
Tucker Anthony/Cleary Gull April 1997 - February 2002
Rodman & Renshaw February 1994 - April 1997
Oppenheimer & Co. 1993 - 1994
Skills
Equities, Hedge Funds, Investments, Capital Markets, Series 7, Portfolio Management, Alternative Investments, Asset Management, Valuation, Equity Research, Financial Modeling, Fixed Income, Private Equity, Investment Banking, Securities, Series 63, Financial Analysis, Mutual Funds, Bloomberg, Trading
Education
University of Iowa
BBA, Finance - Economics Minor
PL Capital Group July 2012 - Present
Sterne Agee February 2006 - June 2012
Moors & Cabot March 2002 - February 2006
Tucker Anthony/Cleary Gull April 1997 - February 2002
Rodman & Renshaw February 1994 - April 1997
Oppenheimer & Co. 1993 - 1994
Skills
Equities, Hedge Funds, Investments, Capital Markets, Series 7, Portfolio Management, Alternative Investments, Asset Management, Valuation, Equity Research, Financial Modeling, Fixed Income, Private Equity, Investment Banking, Securities, Series 63, Financial Analysis, Mutual Funds, Bloomberg, Trading
Education
University of Iowa
BBA, Finance - Economics Minor
Richard Karp Richard Karp's Moors & Cabot Experience August 2015 - Present
Job Vice President of Investments at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot August 2015 - Present
Raymond James January 2010 - July 2015
RBC Capital Markets/RBC Professional Traders Group May 2006 - July 2009
Savvytrader, Inc. November 1996 - April 2006
Raymond James March 1994 - November 1996
Dean Witter Reynolds March 1989 - March 1994
Education
Bucknell University 1982 — 1986
Business Management, Finance
Moors & Cabot August 2015 - Present
Raymond James January 2010 - July 2015
RBC Capital Markets/RBC Professional Traders Group May 2006 - July 2009
Savvytrader, Inc. November 1996 - April 2006
Raymond James March 1994 - November 1996
Dean Witter Reynolds March 1989 - March 1994
Education
Bucknell University 1982 — 1986
Business Management, Finance
Cindy Shaw, CFA Cindy Shaw, CFA's Moors & Cabot Experience 2005 - 2006
Job TriplePlay Expertise in Investing/Finance, Technology & Strategy
Industry Investment Management
Experience
Independant Consultant 2015 - Present
DISCERN 2011 - February 2015
AlphaSense April 2010 - December 2012
Independent 2009 - 2012
Wharton Club of Northern California October 2009 - October 2010
Mellon Capital Management (Bank of New York Mellon) 2007 - October 2009
Moors & Cabot 2005 - 2006
SoundView Technology Group 2002 - 2004
Salomon Smith Barney (now Citigroup Investment Research) 1999 - 2002
Montgomery Securities (now Bank of America Merrill Lynch Securities) 1998 - 1999
Skills
Strategy, Equity Research, Analysis, Investments, Leadership, Finance, Valuation, Competitive Analysis, Analytical Skills, Investment Strategies, Technology, Forecasting, Innovation, Negotiation, Research, Writing, Presentations, Start-ups, Investor Relations, CRM, Bloomberg, Management, Financial Modeling, Fixed Income
Education
University of Pennsylvania - The Wharton School
MBA
Stanford University - School of Engineering
BS
Independant Consultant 2015 - Present
DISCERN 2011 - February 2015
AlphaSense April 2010 - December 2012
Independent 2009 - 2012
Wharton Club of Northern California October 2009 - October 2010
Mellon Capital Management (Bank of New York Mellon) 2007 - October 2009
Moors & Cabot 2005 - 2006
SoundView Technology Group 2002 - 2004
Salomon Smith Barney (now Citigroup Investment Research) 1999 - 2002
Montgomery Securities (now Bank of America Merrill Lynch Securities) 1998 - 1999
Skills
Strategy, Equity Research, Analysis, Investments, Leadership, Finance, Valuation, Competitive Analysis, Analytical Skills, Investment Strategies, Technology, Forecasting, Innovation, Negotiation, Research, Writing, Presentations, Start-ups, Investor Relations, CRM, Bloomberg, Management, Financial Modeling, Fixed Income
Education
University of Pennsylvania - The Wharton School
MBA
Stanford University - School of Engineering
BS
Peter Medgyesy's Moors & Cabot Experience July 2012 - Present
Job Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot July 2012 - Present
Arthur W Wood Company February 2010 - July 2012
State Street March 2008 - February 2010
Wachovia Securities, LLC September 2006 - February 2008
Skills
Investments, Series 7, Mutual Funds, Financial Modeling, Financial Analysis, Wealth Management, Fixed Income, Investment Strategies, Asset Management, Securities, Equities, Finance, Hedge Funds, Trading, Asset Allocation, Series 63, Retirement Planning, Alternative Investments, Portfolio Management, FINRA, Fixed Annuities, Bloomberg, Capital Markets, Strategic Financial..., Options, Bloomberg Terminal, Valuation
Education
Rollins College 2002 — 2006
Economics
Providence Country Day School 1996 — 2002
Moors & Cabot July 2012 - Present
Arthur W Wood Company February 2010 - July 2012
State Street March 2008 - February 2010
Wachovia Securities, LLC September 2006 - February 2008
Skills
Investments, Series 7, Mutual Funds, Financial Modeling, Financial Analysis, Wealth Management, Fixed Income, Investment Strategies, Asset Management, Securities, Equities, Finance, Hedge Funds, Trading, Asset Allocation, Series 63, Retirement Planning, Alternative Investments, Portfolio Management, FINRA, Fixed Annuities, Bloomberg, Capital Markets, Strategic Financial..., Options, Bloomberg Terminal, Valuation
Education
Rollins College 2002 — 2006
Economics
Providence Country Day School 1996 — 2002
Bettina Hackett Bettina Hackett's Moors & Cabot Experience May 1986 - April 1995
Job Sales Assistant
Industry Executive Office
Experience
33 Bennington Road April 1995 - Present
Moors & Cabot May 1986 - April 1995
Moors & Cabot, Inc. May 1986 - April 1995
Moors & Cabot, Inc January 1986 - January 1995
Skills
Microsoft Office
Education
Hollins University 1981 — 1985
B.A., Psychology
Hollins University 1981 — 1985
B.A, Psychology
33 Bennington Road April 1995 - Present
Moors & Cabot May 1986 - April 1995
Moors & Cabot, Inc. May 1986 - April 1995
Moors & Cabot, Inc January 1986 - January 1995
Skills
Microsoft Office
Education
Hollins University 1981 — 1985
B.A., Psychology
Hollins University 1981 — 1985
B.A, Psychology
William McCarty William McCarty's Moors & Cabot Experience February 1999 - April 2000
Job ETF & SMA Specialist | First Trust | Greater Los Angeles
Industry Financial Services
Experience
First Trust January 2012 - Present
Genworth Financial August 2009 - April 2012
Genworth Financial June 2007 - August 2009
LPL Financial December 2003 - June 2007
Putnam Investments October 2000 - August 2003
Moors & Cabot February 1999 - April 2000
Gruntal & Co. December 1997 - January 1999
Dean Witter Reynolds Inc. July 1997 - October 1997
Education
Lewis University
College of Business, MBA - Finance
University of Massachusetts at Lowell
Villanova University
Project Management, Certificate
Lowell Catholic High School
College Prep
First Trust January 2012 - Present
Genworth Financial August 2009 - April 2012
Genworth Financial June 2007 - August 2009
LPL Financial December 2003 - June 2007
Putnam Investments October 2000 - August 2003
Moors & Cabot February 1999 - April 2000
Gruntal & Co. December 1997 - January 1999
Dean Witter Reynolds Inc. July 1997 - October 1997
Education
Lewis University
College of Business, MBA - Finance
University of Massachusetts at Lowell
Villanova University
Project Management, Certificate
Lowell Catholic High School
College Prep
Gina Banks Gina Banks's Moors & Cabot Experience January 2012 - May 2012
Job Retail management professional
Industry Retail
Experience
Target September 2012 - Present
Moors & Cabot January 2012 - May 2012
EY June 2010 - August 2010
Skills
PowerPoint, Microsoft Office, Microsoft Excel, Public Speaking, Microsoft Word, Research, Customer Service, Event Planning, Teaching, Nonprofits, Photoshop, Spanish, Community Outreach, Editing, Social Media, Social Media Marketing
Education
La Sierra University
Master of Business Administration (M.B.A.)
University of California, Berkeley 2009 — 2012
Bachelor of Business Administration (BBA), Business Administration and Management, General, Senior
Target September 2012 - Present
Moors & Cabot January 2012 - May 2012
EY June 2010 - August 2010
Skills
PowerPoint, Microsoft Office, Microsoft Excel, Public Speaking, Microsoft Word, Research, Customer Service, Event Planning, Teaching, Nonprofits, Photoshop, Spanish, Community Outreach, Editing, Social Media, Social Media Marketing
Education
La Sierra University
Master of Business Administration (M.B.A.)
University of California, Berkeley 2009 — 2012
Bachelor of Business Administration (BBA), Business Administration and Management, General, Senior
Adam Aspes's Moors & Cabot Experience 2002 - 2006
Job Institutional Equity Sales at Piper Jaffray
Industry Financial Services
Experience
Piper Jaffray March 2015 - Present
Sterne Agee February 2006 - February 2015
Moors & Cabot 2002 - 2006
Keefe Managers 2000 - 2002
Education
University of Florida 1993 — 1997
Bachelor of Science (BS), Finance, General
Richmond, The American International University in London 1996 — 1996
Piper Jaffray March 2015 - Present
Sterne Agee February 2006 - February 2015
Moors & Cabot 2002 - 2006
Keefe Managers 2000 - 2002
Education
University of Florida 1993 — 1997
Bachelor of Science (BS), Finance, General
Richmond, The American International University in London 1996 — 1996
Scot B. Wilks, CFP®'s Moors & Cabot Experience December 2007 - January 2012
Job Financial Consultant at Fidelity Investments
Industry Investment Management
Experience
Fidelity Investments February 2013 - Present
Fidelity Investments January 2012 - January 2013
Moors & Cabot December 2007 - January 2012
Edwards Angell Palmer & Dodge LLP August 2007 - December 2007
Morgan Stanley Private Wealth Management June 2006 - September 2006
College Pro April 2004 - September 2005
Skills
Retirement Planning, Market Analysis, Wealth Management, Fixed Income, ETFs, Strategic Financial..., Estate Planning
Education
Bates College 2003 — 2007
BA, English; Economics; Major
Charles University
Czech; Central European Languages, Literature, Economics, Politics, and Architecture
Fidelity Investments February 2013 - Present
Fidelity Investments January 2012 - January 2013
Moors & Cabot December 2007 - January 2012
Edwards Angell Palmer & Dodge LLP August 2007 - December 2007
Morgan Stanley Private Wealth Management June 2006 - September 2006
College Pro April 2004 - September 2005
Skills
Retirement Planning, Market Analysis, Wealth Management, Fixed Income, ETFs, Strategic Financial..., Estate Planning
Education
Bates College 2003 — 2007
BA, English; Economics; Major
Charles University
Czech; Central European Languages, Literature, Economics, Politics, and Architecture
Jerry Labadie Jerry Labadie's Moors & Cabot Experience February 2012 - Present
Job System Support Analyst at Moors & Cabot
Industry Information Technology and Services
Experience
Moors & Cabot February 2012 - Present
Latham & Watkins April 2011 - July 2011
MBTA January 2011 - April 2011
Haemonetics Corporation October 2010 - February 2011
National Water Main Cleaning Company September 2009 - May 2010
Geek Choice March 2009 - September 2009
Kronos Inc January 2003 - January 2009
Goodwin Procter LLP March 2002 - October 2002
MFS Investment Management August 1999 - March 2002
First Data Corporation March 1997 - August 1999
Skills
Active Directory, Troubleshooting, Documentation, Citrix, Laptops, Printers, Windows, Access, SQL Server, Customer Relations, SharePoint, Customer Service, Microsoft Office, Outlook, Computer Hardware, Vendor Management, Operating Systems, Security, Windows 7, XP, VMware, TCP/IP, Linux, Problem Solving, Process Improvement, Excel, Word, Disaster Recovery, Change Management, Visio, Virtualization, Cisco, Databases, SQL, System Administration, Administration, Team Leadership, Visual Basic, Windows Server 2003, Desktop Support, Servers, Blackberry, IT Management, 2008 R2, Postini, Google Apps, Websense, Symantec Endpoint..., SmartStation, Bloomberg
Education
University of Phoenix 2005 — 2007
Bachelor of Science (BS), Information Technology
Clark University 2003 — 2004
MCSE
Massasoit Community College 1991 — 1994
Assiot, Computer Sience
South Shore Vo-Tech 1987 — 1991
Management
Moors & Cabot February 2012 - Present
Latham & Watkins April 2011 - July 2011
MBTA January 2011 - April 2011
Haemonetics Corporation October 2010 - February 2011
National Water Main Cleaning Company September 2009 - May 2010
Geek Choice March 2009 - September 2009
Kronos Inc January 2003 - January 2009
Goodwin Procter LLP March 2002 - October 2002
MFS Investment Management August 1999 - March 2002
First Data Corporation March 1997 - August 1999
Skills
Active Directory, Troubleshooting, Documentation, Citrix, Laptops, Printers, Windows, Access, SQL Server, Customer Relations, SharePoint, Customer Service, Microsoft Office, Outlook, Computer Hardware, Vendor Management, Operating Systems, Security, Windows 7, XP, VMware, TCP/IP, Linux, Problem Solving, Process Improvement, Excel, Word, Disaster Recovery, Change Management, Visio, Virtualization, Cisco, Databases, SQL, System Administration, Administration, Team Leadership, Visual Basic, Windows Server 2003, Desktop Support, Servers, Blackberry, IT Management, 2008 R2, Postini, Google Apps, Websense, Symantec Endpoint..., SmartStation, Bloomberg
Education
University of Phoenix 2005 — 2007
Bachelor of Science (BS), Information Technology
Clark University 2003 — 2004
MCSE
Massasoit Community College 1991 — 1994
Assiot, Computer Sience
South Shore Vo-Tech 1987 — 1991
Management
Brad Buttner's Moors & Cabot Experience July 2002 - October 2008
Job Senior Vice President/Investments Janney Montgomery Scott, LLC
Industry Financial Services
Experience
Janney Montgomery Scott October 2008 - Present
Mayflower Bancorp, Inc. 1985 - Present
Moors & Cabot July 2002 - October 2008
Legg Mason February 1995 - July 2002
Education
Rollins College
Bachelor of Science, Business Administration
Janney Montgomery Scott October 2008 - Present
Mayflower Bancorp, Inc. 1985 - Present
Moors & Cabot July 2002 - October 2008
Legg Mason February 1995 - July 2002
Education
Rollins College
Bachelor of Science, Business Administration
Alexandra Case Alexandra Case's Moors & Cabot Experience 2011 - 2013
Job Educator at Hingham Public Schools
Industry Marketing and Advertising
Experience
Hingham Public Schools September 2014 - Present
Friends of Mel Foundation December 2013 - Present
The Chef's Table September 2014 - June 2015
Cohasset Town Hall June 2014 - September 2014
Reebok June 2012 - February 2014
Chi Omega Sorority 2012 - 2014
Moors & Cabot 2011 - 2013
Skills
Event Planning, Social Media, Social Media Marketing, Marketing, Education, Teaching, Behavior Analysis, Leadership, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Time Management, Social Networking, Teamwork, Communication, Fundraising
Education
American International College 2015 — 2017
Masters in Early Childhood Education
University of Massachusetts, Amherst 2010 — 2014
Bachelor of Arts (B.A.), Psychology
Pembroke High School 2006 — 2010
High School Diploma
Hingham Public Schools September 2014 - Present
Friends of Mel Foundation December 2013 - Present
The Chef's Table September 2014 - June 2015
Cohasset Town Hall June 2014 - September 2014
Reebok June 2012 - February 2014
Chi Omega Sorority 2012 - 2014
Moors & Cabot 2011 - 2013
Skills
Event Planning, Social Media, Social Media Marketing, Marketing, Education, Teaching, Behavior Analysis, Leadership, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Time Management, Social Networking, Teamwork, Communication, Fundraising
Education
American International College 2015 — 2017
Masters in Early Childhood Education
University of Massachusetts, Amherst 2010 — 2014
Bachelor of Arts (B.A.), Psychology
Pembroke High School 2006 — 2010
High School Diploma
David Lazowski's Moors & Cabot Experience January 2001 - April 2002
Job Branch Manager and Home Mortgage Loan Specialist at Fairway Independent Mortgage Corporation
Industry Real Estate
Experience
Fairway Independent Mortgage Corporation January 2008 - Present
Fairway Independent Mortgage Corporation 2008 - 2010
Sherwood Mortgage Group Inc. July 2006 - 2007
Palm Street Capital 2003 - 2005
Moors & Cabot January 2001 - April 2002
Lehman Brothers June 2000 - October 2001
Oppenheimer & Co. December 1995 - January 2000
Oppenheimer 1995 - 2000
Oppenheimer 1995 - 2000
bear stearns 1995 - 2000
Skills
Residential Mortgages, Mortgage Lending, Loans, Mortgage Banking, Refinance, FHA, Investment Properties, Sales Presentations, Real Estate, FHA financing, Customer Retention, Loan Origination, VA loans, First Time Home Buyers, Sales, Investments, Investors, Residential Homes
Education
Boston University - School of Management 1984 — 1988
Bachelor of Science (BS), Finance, General
Bloomfield High School 1980 — 1984
Graduated
Fairway Independent Mortgage Corporation January 2008 - Present
Fairway Independent Mortgage Corporation 2008 - 2010
Sherwood Mortgage Group Inc. July 2006 - 2007
Palm Street Capital 2003 - 2005
Moors & Cabot January 2001 - April 2002
Lehman Brothers June 2000 - October 2001
Oppenheimer & Co. December 1995 - January 2000
Oppenheimer 1995 - 2000
Oppenheimer 1995 - 2000
bear stearns 1995 - 2000
Skills
Residential Mortgages, Mortgage Lending, Loans, Mortgage Banking, Refinance, FHA, Investment Properties, Sales Presentations, Real Estate, FHA financing, Customer Retention, Loan Origination, VA loans, First Time Home Buyers, Sales, Investments, Investors, Residential Homes
Education
Boston University - School of Management 1984 — 1988
Bachelor of Science (BS), Finance, General
Bloomfield High School 1980 — 1984
Graduated
Marie M. Jean-Faublas Marie M. Jean-Faublas's Moors & Cabot Experience December 2005 - April 2010
Job Small Business Consultant
Industry Management Consulting
Experience
Inspirations for Youth and Families LLC February 2015 - Present
MJ Solutions, LLC April 2007 - Present
FLA-CAL INC. (DBA Resort Stop Clothing Company, Inc.) May 2010 - August 2012
Moors & Cabot December 2005 - April 2010
First Baptist Haitian Church August 1998 - August 2002
Skills
Microsoft Office, Financial Planning, Financial Analysis, Office Management, Bookkeeping, Payroll Administration, Accounts Payable, Accounts Receivable, Budgeting, Budget Management, Budget Preparation, Budget Tracking, Expense Management, Expense Control, Cash Management, Cash Flow, Payroll, Small Business, Customer Service, Recruiting, Microsoft Excel, Accounting, Employee Relations, Strategic Financial..., Budgets, Human Resources, Insurance, Microsoft Word, Sales, Training, Management, Account Management, Outlook, PowerPoint, Event Planning, Sales Management, Business Strategy, New Business Development, Time Management, Event Management, Management Consulting, Employee Benefits, Finance, Resume Writing, Employee Training, Teamwork, Team Building, Leadership, Coaching
Education
Salem International University 2010 — 2012
M.B.A, International Business
South University 2007 — 2010
B.S, BUSINESS ADMINISTRATION
Palm Beach Community College 2002 — 2005
A.A, BUSINESS ADMINISTRATION
Inspirations for Youth and Families LLC February 2015 - Present
MJ Solutions, LLC April 2007 - Present
FLA-CAL INC. (DBA Resort Stop Clothing Company, Inc.) May 2010 - August 2012
Moors & Cabot December 2005 - April 2010
First Baptist Haitian Church August 1998 - August 2002
Skills
Microsoft Office, Financial Planning, Financial Analysis, Office Management, Bookkeeping, Payroll Administration, Accounts Payable, Accounts Receivable, Budgeting, Budget Management, Budget Preparation, Budget Tracking, Expense Management, Expense Control, Cash Management, Cash Flow, Payroll, Small Business, Customer Service, Recruiting, Microsoft Excel, Accounting, Employee Relations, Strategic Financial..., Budgets, Human Resources, Insurance, Microsoft Word, Sales, Training, Management, Account Management, Outlook, PowerPoint, Event Planning, Sales Management, Business Strategy, New Business Development, Time Management, Event Management, Management Consulting, Employee Benefits, Finance, Resume Writing, Employee Training, Teamwork, Team Building, Leadership, Coaching
Education
Salem International University 2010 — 2012
M.B.A, International Business
South University 2007 — 2010
B.S, BUSINESS ADMINISTRATION
Palm Beach Community College 2002 — 2005
A.A, BUSINESS ADMINISTRATION
Vern Gibson's Moors & Cabot Experience November 2006 - Present
Job BostonComplex Manager Senior VP of Investments at Moors and Cabot
Industry Financial Services
Experience
Moors & Cabot November 2006 - Present
janney montgomery scott May 1998 - November 2006
Merrill Lynch May 1994 - May 1998
Skills
Retirement Planning, Investments, Mutual Funds, Series 7, Series 63, Financial Advisory, Wealth Management, Securities, Equities, Financial Planning
Education
New England Conservatory of Music 1983 — 1985
applied jazz
Bridgewater State College 1980 — 1982
ma, creative arts
Eastern Nazarene College 1967 — 1971
bs, music ed.
Moors & Cabot November 2006 - Present
janney montgomery scott May 1998 - November 2006
Merrill Lynch May 1994 - May 1998
Skills
Retirement Planning, Investments, Mutual Funds, Series 7, Series 63, Financial Advisory, Wealth Management, Securities, Equities, Financial Planning
Education
New England Conservatory of Music 1983 — 1985
applied jazz
Bridgewater State College 1980 — 1982
ma, creative arts
Eastern Nazarene College 1967 — 1971
bs, music ed.
Frederic Goldstein Frederic Goldstein's Moors & Cabot Experience April 1989 - Present
Job CFP,Sr.VP of Investments at
Industry Financial Services
Experience
Moors & Cabot April 1989 - Present
Alternative Investment Corp January 1976 - April 1987
Skills
Retirement Planning, Investments, Equities, Retirement, Strategy, Financial Analysis, Asset Allocation, Capital Markets, Finance, Investment Banking, Private Equity, Strategic Planning, Series 63, Alternative Investments, Hedge Funds
Education
Northeastern University 1955 — 1960
BS, Chemistry
Moors & Cabot April 1989 - Present
Alternative Investment Corp January 1976 - April 1987
Skills
Retirement Planning, Investments, Equities, Retirement, Strategy, Financial Analysis, Asset Allocation, Capital Markets, Finance, Investment Banking, Private Equity, Strategic Planning, Series 63, Alternative Investments, Hedge Funds
Education
Northeastern University 1955 — 1960
BS, Chemistry
Rudy Bruer Rudy Bruer's Moors & Cabot Experience September 1993 - December 2009
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Investment Management
Experience
Ameriprise Financial January 2010 - Present
Rotary 1994 - 2011
Moors & Cabot September 1993 - December 2009
Josephthal, Lyon & Ross 1992 - 1993
Education
Franklin Pierce University 1986 — 1990
bs, Economics, Finance
The Stony Brook School 1980 — 1986
Ameriprise Financial January 2010 - Present
Rotary 1994 - 2011
Moors & Cabot September 1993 - December 2009
Josephthal, Lyon & Ross 1992 - 1993
Education
Franklin Pierce University 1986 — 1990
bs, Economics, Finance
The Stony Brook School 1980 — 1986
Lih-Hann Chiu Lih-Hann Chiu's Moors & Cabot Experience July 2005 - February 2006
Job Business Advisor | Product Builder | Problem Solver
Industry Management Consulting
Experience
Indicium Digital, LLC October 2013 - Present
HIP Investor October 2014 - Present
Third Square Investments April 2014 - Present
JOC Group Inc. October 2013 - March 2014
JOC Group Inc. September 2011 - September 2013
Revere Data, LLC September 2010 - August 2011
Revere Data, LLC April 2010 - August 2010
Revere Data, LLC January 2010 - March 2010
Revere Data, LLC March 2006 - December 2009
Moors & Cabot July 2005 - February 2006
Skills
Product Management, Market Research, Change Management, Client Development, Organizational..., Project Management, Management, Information Services, Leadership, Strategic Planning, Information Technology, Enterprise Software, Business Development, Financial Modeling, Data Analysis, Sales, Product Development, Strategy, Competitive Analysis, Web Analytics, Training, Outsourcing, Equities, Hedge Funds, Investments
Education
San Francisco State University 2002 — 2004
B.S., Computer Science
Indicium Digital, LLC October 2013 - Present
HIP Investor October 2014 - Present
Third Square Investments April 2014 - Present
JOC Group Inc. October 2013 - March 2014
JOC Group Inc. September 2011 - September 2013
Revere Data, LLC September 2010 - August 2011
Revere Data, LLC April 2010 - August 2010
Revere Data, LLC January 2010 - March 2010
Revere Data, LLC March 2006 - December 2009
Moors & Cabot July 2005 - February 2006
Skills
Product Management, Market Research, Change Management, Client Development, Organizational..., Project Management, Management, Information Services, Leadership, Strategic Planning, Information Technology, Enterprise Software, Business Development, Financial Modeling, Data Analysis, Sales, Product Development, Strategy, Competitive Analysis, Web Analytics, Training, Outsourcing, Equities, Hedge Funds, Investments
Education
San Francisco State University 2002 — 2004
B.S., Computer Science
Robert Jandreau II Robert Jandreau II's Moors & Cabot Experience October 1992 - December 1992
Job Investment Services Officer at Bankers' Bank Northeast
Industry Financial Services
Experience
Bankers' Bank Northeast January 2015 - July 2015
Multi-Bank Securities, Inc. November 2013 - July 2015
Bankers' Bank Northeast August 2013 - January 2015
Conning Asset Management October 2000 - July 2012
Knights of Columbus September 1995 - September 2000
Lehman Brothers August 1994 - September 1995
First Data Corporation 1993 - 1994
The Boston Company January 1993 - April 1993
Moors & Cabot October 1992 - December 1992
State Street Bank April 1992 - June 1992
Skills
ABS, Portfolio Management, Fixed Income, MBS, Bonds, Alternative Investments, Trading, Investment Strategies, Financial Services, Financial Markets, Securities, Mutual Funds, Investments, Equities, Capital Markets, Bloomberg, Credit, High Yield, Asset Management, Series 7, Series 63, Investment Management
Education
Northeastern University 1988 — 1993
Bachelor of Science, Finance and International Business
Toll Gate 1986 — 1988
Bankers' Bank Northeast January 2015 - July 2015
Multi-Bank Securities, Inc. November 2013 - July 2015
Bankers' Bank Northeast August 2013 - January 2015
Conning Asset Management October 2000 - July 2012
Knights of Columbus September 1995 - September 2000
Lehman Brothers August 1994 - September 1995
First Data Corporation 1993 - 1994
The Boston Company January 1993 - April 1993
Moors & Cabot October 1992 - December 1992
State Street Bank April 1992 - June 1992
Skills
ABS, Portfolio Management, Fixed Income, MBS, Bonds, Alternative Investments, Trading, Investment Strategies, Financial Services, Financial Markets, Securities, Mutual Funds, Investments, Equities, Capital Markets, Bloomberg, Credit, High Yield, Asset Management, Series 7, Series 63, Investment Management
Education
Northeastern University 1988 — 1993
Bachelor of Science, Finance and International Business
Toll Gate 1986 — 1988
James Baker, CFA's Moors & Cabot Experience March 2009 - August 2009
Job Investor Associate at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan July 2013 - Present
J.P. Morgan July 2010 - June 2013
Moors & Cabot March 2009 - August 2009
Russell Reynolds Associates October 2008 - December 2008
State Street June 2008 - August 2008
Education
Boston College 2006 — 2010
BS, Finance, Management and Leadership
Marblehead High 2002 — 2006
J.P. Morgan July 2013 - Present
J.P. Morgan July 2010 - June 2013
Moors & Cabot March 2009 - August 2009
Russell Reynolds Associates October 2008 - December 2008
State Street June 2008 - August 2008
Education
Boston College 2006 — 2010
BS, Finance, Management and Leadership
Marblehead High 2002 — 2006
david bender david bender's Moors & Cabot Experience August 2002 - October 2009
Job senior vicepresident, managing director, u.s. private client group at StockCross
Industry Financial Services
Experience
StockCross July 2010 - Present
Moors & Cabot August 2002 - October 2009
Prudential Financial May 1994 - June 2002
Skills
Yoga, Basketball, Ski, Golf, Tennis, Piano, Chess, Asset Management, Bonds, ETFs, Equities, Finance, High Net Worth..., Investments, Management, Marketing, Marketing Strategy, Municipal Bonds, Portfolio Management, Social Media, Wealth Management
Education
UCLA 1973 — 1977
Bachelor of Arts (B.A.), Political Science and sociology
StockCross July 2010 - Present
Moors & Cabot August 2002 - October 2009
Prudential Financial May 1994 - June 2002
Skills
Yoga, Basketball, Ski, Golf, Tennis, Piano, Chess, Asset Management, Bonds, ETFs, Equities, Finance, High Net Worth..., Investments, Management, Marketing, Marketing Strategy, Municipal Bonds, Portfolio Management, Social Media, Wealth Management
Education
UCLA 1973 — 1977
Bachelor of Arts (B.A.), Political Science and sociology
Rebecca Records, APR, AIF Rebecca Records, APR, AIF's Moors & Cabot Experience September 2003 - July 2007
Job Director of Retirement Plan Services at Capital Wealth Management ,Inc.
Industry Financial Services
Experience
Capital Wealth Management, Inc. September 2008 - Present
Moors & Cabot September 2003 - July 2007
Skills
Retirement Planning
Education
Eastern Connecticut State University 1999 — 2003
Business Adminstration, Finance
Capital Wealth Management, Inc. September 2008 - Present
Moors & Cabot September 2003 - July 2007
Skills
Retirement Planning
Education
Eastern Connecticut State University 1999 — 2003
Business Adminstration, Finance
Tucker Madey Tucker Madey's Moors & Cabot Experience July 2001 - November 2005
Job Partner at Sacred Thirst Selections, Office manager at Heron Wines
Industry Wine and Spirits
Experience
Heron Wines October 2012 - Present
Sacred Thirst Selections September 2012 - Present
Vintage '59 Imports February 2011 - August 2012
Sutton Cellars September 2010 - August 2012
D&M Wine and Liquors May 2010 - February 2011
Terrell Wines November 2009 - July 2010
Stag's Leap Wine Cellars August 2009 - November 2009
San Francisco Brewcraft April 2006 - August 2009
Gratta Wines November 2007 - January 2009
Moors & Cabot July 2001 - November 2005
Skills
Winemaking, Marketing, Financial Modeling, Strategic Planning, Sales Management, Brewing, Wine Tasting, Beer, Sales, Alcoholic Beverages, Marketing Strategy, Food
Education
University of California, Davis 2007 — 2009
Viticulture and Enology
San Francisco City College 2004 — 2006
Transfer, Chemistry
Heron Wines October 2012 - Present
Sacred Thirst Selections September 2012 - Present
Vintage '59 Imports February 2011 - August 2012
Sutton Cellars September 2010 - August 2012
D&M Wine and Liquors May 2010 - February 2011
Terrell Wines November 2009 - July 2010
Stag's Leap Wine Cellars August 2009 - November 2009
San Francisco Brewcraft April 2006 - August 2009
Gratta Wines November 2007 - January 2009
Moors & Cabot July 2001 - November 2005
Skills
Winemaking, Marketing, Financial Modeling, Strategic Planning, Sales Management, Brewing, Wine Tasting, Beer, Sales, Alcoholic Beverages, Marketing Strategy, Food
Education
University of California, Davis 2007 — 2009
Viticulture and Enology
San Francisco City College 2004 — 2006
Transfer, Chemistry
Ed Bierdeman Ed Bierdeman's Moors & Cabot Experience September 1994 - August 2004
Job Woodside Capital Research, Band of Angels
Industry Computer Software
Experience
Woodside Capital Partners Research December 2011 - Present
Band of Angels March 2009 - Present
Inflection Point Research, LLC. August 2004 - November 2011
Intelenex, Inc. October 2004 - October 2006
Moors & Cabot September 1994 - August 2004
Oracle Corporation October 1989 - July 1992
Hambrecht & Quist June 1987 - September 1989
Skills
Cloud Computing, Business Intelligence, Web 2.0, Venture Capital, Financial Analysis, Social Media, Sales Process, Start-ups, Investments, Big Data, Mergers, Equity Research, Enterprise Software, Virtualization, Mobile Devices, SaaS, Business Strategy, Analytics, Databases, Security, Product Management, Strategic Partnerships, Entrepreneurship, Professional Services, Business Development, Go-to-market Strategy, ERP, Competitive Analysis, Consulting, Stock Picking, Strategy, Analysis, Product Marketing, Executive Management, Corporate Development, CRM, Business Alliances, Cross-functional Team..., Distributed Systems, E-commerce, Management Consulting
Education
University of California, Berkeley
MBA
Stanford University
MS
Syracuse University
BSME
Syracuse University
BA
Woodside Capital Partners Research December 2011 - Present
Band of Angels March 2009 - Present
Inflection Point Research, LLC. August 2004 - November 2011
Intelenex, Inc. October 2004 - October 2006
Moors & Cabot September 1994 - August 2004
Oracle Corporation October 1989 - July 1992
Hambrecht & Quist June 1987 - September 1989
Skills
Cloud Computing, Business Intelligence, Web 2.0, Venture Capital, Financial Analysis, Social Media, Sales Process, Start-ups, Investments, Big Data, Mergers, Equity Research, Enterprise Software, Virtualization, Mobile Devices, SaaS, Business Strategy, Analytics, Databases, Security, Product Management, Strategic Partnerships, Entrepreneurship, Professional Services, Business Development, Go-to-market Strategy, ERP, Competitive Analysis, Consulting, Stock Picking, Strategy, Analysis, Product Marketing, Executive Management, Corporate Development, CRM, Business Alliances, Cross-functional Team..., Distributed Systems, E-commerce, Management Consulting
Education
University of California, Berkeley
MBA
Stanford University
MS
Syracuse University
BSME
Syracuse University
BA
Paul Roche Paul Roche's Moors & Cabot Experience 1991 - 2004
Job Strategic Relationship Manager at Putnam Investments
Industry Financial Services
Experience
Putnam Investments August 2012 - Present
Putnam Investments March 2006 - July 2012
New York Life Insurance Company August 2005 - February 2006
Pure Trading August 2004 - March 2005
Moors & Cabot 1991 - 2004
Skills
Series 7, Series 65, Series 55, Series 63, Trading, Strategy, FINRA, Finance, Portfolio Management, Asset Allocation, Investment Advisory, Competitive Analysis, Mutual Funds, Alternative Investments, Investments, Equities, Securities, Asset Management, Financial Services, Fixed Income, Wealth Management
Education
University of Massachusetts, Amherst 1988 — 1992
Putnam Investments August 2012 - Present
Putnam Investments March 2006 - July 2012
New York Life Insurance Company August 2005 - February 2006
Pure Trading August 2004 - March 2005
Moors & Cabot 1991 - 2004
Skills
Series 7, Series 65, Series 55, Series 63, Trading, Strategy, FINRA, Finance, Portfolio Management, Asset Allocation, Investment Advisory, Competitive Analysis, Mutual Funds, Alternative Investments, Investments, Equities, Securities, Asset Management, Financial Services, Fixed Income, Wealth Management
Education
University of Massachusetts, Amherst 1988 — 1992
Kelsey Murrietta Kelsey Murrietta's Moors & Cabot Experience August 2006 - August 2008
Job Owner, Flossy: Excessively Stylish Design, LLC
Industry Design
Experience
Flossy: Excessively Stylish Design, LLC August 2006 - Present
In Awe Weddings and Events April 2003 - Present
Moors & Cabot August 2006 - August 2008
Allied Advertising December 2005 - June 2006
Skills
Marketing, Public Relations, Weddings, Social Media, Photoshop, Microsoft Office, Sales, PowerPoint, Microsoft Word, Microsoft Excel, Training, Account Management, Facebook, Event Management, Social Media Marketing, Blogging, Advertising, Marketing Communications, Entrepreneurship, Press Releases, Social Networking, Event Planning, Marketing Strategy
Education
Arizona State University 2003 — 2006
Bachelor of Arts, Journalism, Mass Communication, Public Relations
Point Loma Nazarene University 2002 — 2003
History, Journalism
Flossy: Excessively Stylish Design, LLC August 2006 - Present
In Awe Weddings and Events April 2003 - Present
Moors & Cabot August 2006 - August 2008
Allied Advertising December 2005 - June 2006
Skills
Marketing, Public Relations, Weddings, Social Media, Photoshop, Microsoft Office, Sales, PowerPoint, Microsoft Word, Microsoft Excel, Training, Account Management, Facebook, Event Management, Social Media Marketing, Blogging, Advertising, Marketing Communications, Entrepreneurship, Press Releases, Social Networking, Event Planning, Marketing Strategy
Education
Arizona State University 2003 — 2006
Bachelor of Arts, Journalism, Mass Communication, Public Relations
Point Loma Nazarene University 2002 — 2003
History, Journalism
Dennis Michels Dennis Michels's Moors & Cabot Experience 2011 - Present
Job First Vice President Investments at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot 2011 - Present
Robert W. Baird 2001 - 2011
Skills
Series 7, Financial Analysis, Investments, Wealth Management, Financial Advisory, Finance, Management, Estate Planning, Strategic Financial..., Mutual Funds, Portfolio Management, Securities, Equities, Mergers & Acquisitions, Financial Modeling, Financial Planning
Education
University of Michigan 1970 — 1974
BA, Economics
Moors & Cabot 2011 - Present
Robert W. Baird 2001 - 2011
Skills
Series 7, Financial Analysis, Investments, Wealth Management, Financial Advisory, Finance, Management, Estate Planning, Strategic Financial..., Mutual Funds, Portfolio Management, Securities, Equities, Mergers & Acquisitions, Financial Modeling, Financial Planning
Education
University of Michigan 1970 — 1974
BA, Economics
Gene Kim, CFP®'s Moors & Cabot Experience March 2013 - December 2014
Job Director, Marketing at Commonwealth Financial Network
Industry Marketing and Advertising
Experience
Commonwealth Financial Network December 2014 - Present
Moors & Cabot March 2013 - December 2014
Old Mutual Asset Management May 2011 - February 2012
Old Mutual Asset Management December 2007 - May 2011
Sun Life Financial June 2004 - December 2007
Columbia Funds Distributor December 2000 - June 2004
John Hancock June 1994 - December 2000
Skills
Mutual Funds, Financial Services, Product Management, Product Marketing, Marketing Strategy, Marketing Communications, Marketing, Business Strategy, Relationship Management, Investments, Series 63, Alternative Investments, Asset Allocation, Series 6, Social Media Marketing, Digital Marketing, Brand Management, ETFs, Digital Strategy, Portfolio Management, Corporate Branding, Public Relations, Strategic Communications, Integrated Marketing, Project Management, Social Media, Email Marketing, Securities, Insurance, Retirement, Asset Managment, Wealth Management, Equities, Marketing Management, Brand Developement, Strategic Planning, Product Development, Investment Strategies, Investment Management, Market Research, Direct Marketing, Online Advertising, FINRA, Institutional...
Education
Boston University
B.S., Advertising & Public Relations
Riverdale Country School
Commonwealth Financial Network December 2014 - Present
Moors & Cabot March 2013 - December 2014
Old Mutual Asset Management May 2011 - February 2012
Old Mutual Asset Management December 2007 - May 2011
Sun Life Financial June 2004 - December 2007
Columbia Funds Distributor December 2000 - June 2004
John Hancock June 1994 - December 2000
Skills
Mutual Funds, Financial Services, Product Management, Product Marketing, Marketing Strategy, Marketing Communications, Marketing, Business Strategy, Relationship Management, Investments, Series 63, Alternative Investments, Asset Allocation, Series 6, Social Media Marketing, Digital Marketing, Brand Management, ETFs, Digital Strategy, Portfolio Management, Corporate Branding, Public Relations, Strategic Communications, Integrated Marketing, Project Management, Social Media, Email Marketing, Securities, Insurance, Retirement, Asset Managment, Wealth Management, Equities, Marketing Management, Brand Developement, Strategic Planning, Product Development, Investment Strategies, Investment Management, Market Research, Direct Marketing, Online Advertising, FINRA, Institutional...
Education
Boston University
B.S., Advertising & Public Relations
Riverdale Country School
Michael Fein Michael Fein's Moors & Cabot Experience November 2010 - Present
Job Vice President Investments at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot November 2010 - Present
Detwiler Fenton & Co. 2004 - November 2010
RBC Wealth Management 1998 - 2004
Paine Webber 1992 - 1998
Education
University of New Hampshire - Whittemore School of Business and Economics
BS, Business Administration
Moors & Cabot November 2010 - Present
Detwiler Fenton & Co. 2004 - November 2010
RBC Wealth Management 1998 - 2004
Paine Webber 1992 - 1998
Education
University of New Hampshire - Whittemore School of Business and Economics
BS, Business Administration
Dawn Moschella Dawn Moschella's Moors & Cabot Experience September 2011 - Present
Job Registered Investment Associate at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot September 2011 - Present
Baystate Financial Services March 2011 - September 2011
M. Griffith Investment Services, Inc. April 2007 - October 2010
Skills
Customer Service, Investments, Portfolio Management, Series 7, Sales, Financial Planning, Financial Services, Mutual Funds, Wealth Management, Series 63, Equities, Asset Management, Retirement, Retirement Planning
Education
Marion Court
Certificate, Human Resources Management/Personnel Administration, General
North Shore Community College
Associate's degree, Executive Assistant/Executive Secretary
Moors & Cabot September 2011 - Present
Baystate Financial Services March 2011 - September 2011
M. Griffith Investment Services, Inc. April 2007 - October 2010
Skills
Customer Service, Investments, Portfolio Management, Series 7, Sales, Financial Planning, Financial Services, Mutual Funds, Wealth Management, Series 63, Equities, Asset Management, Retirement, Retirement Planning
Education
Marion Court
Certificate, Human Resources Management/Personnel Administration, General
North Shore Community College
Associate's degree, Executive Assistant/Executive Secretary
Sing Yuen (Joey) Chan Sing Yuen (Joey) Chan's Moors & Cabot Experience May 2012 - August 2012
Job Administrative Fellow at Cleveland Clinic
Industry Hospital & Health Care
Experience
Cleveland Clinic July 2015 - Present
Cleveland Clinic June 2014 - August 2014
Yale New Haven Hospital January 2014 - May 2014
Moors & Cabot May 2012 - August 2012
Bioproduction Group September 2011 - December 2011
Skills
Healthcare Management, Data Analysis, Project Management, Marketing Communications, Strategic Planning, Financial Analysis, Leadership Development, Culture, Market Research, Event Planning, Public Speaking, Nonprofits, Analysis, Healthcare, Management, Leadership, Research
Education
Yale School of Public Health 2013 — 2015
Master's Degree, Health care Management
University of California, Berkeley 2009 — 2013
Bachelor's Degree, Economics, Honor
Cleveland Clinic July 2015 - Present
Cleveland Clinic June 2014 - August 2014
Yale New Haven Hospital January 2014 - May 2014
Moors & Cabot May 2012 - August 2012
Bioproduction Group September 2011 - December 2011
Skills
Healthcare Management, Data Analysis, Project Management, Marketing Communications, Strategic Planning, Financial Analysis, Leadership Development, Culture, Market Research, Event Planning, Public Speaking, Nonprofits, Analysis, Healthcare, Management, Leadership, Research
Education
Yale School of Public Health 2013 — 2015
Master's Degree, Health care Management
University of California, Berkeley 2009 — 2013
Bachelor's Degree, Economics, Honor
Eric Berman's Moors & Cabot Experience September 2009 - November 2009
Job Senior Audit Control Analyst at Brown Brothers Harriman
Industry Financial Services
Experience
Brown Brothers Harriman August 2015 - Present
Brown Brothers Harriman December 2013 - August 2015
Boston Landlord Reviews July 2010 - September 2014
Preview Properties Real Estate February 2012 - September 2013
Trinity Yard School September 2012 - December 2012
Instrumart January 2005 - January 2011
Garden Street Capital Allocation Strategies June 2010 - August 2010
Moors & Cabot September 2009 - November 2009
Green Mountain Digital May 2009 - August 2009
Skills
Financial Accounting, Bloomberg Terminal, Internal Audit, Financial Modeling, Microsoft Excel, Financial Audits, Fund Accounting, Sales, Real Estate Transactions, Business Development, Microsoft Office, Start-ups, Fundraising, Real Estate, Advertising, Website Development, Non-profit Volunteer, Teaching, Investments, Public Speaking, Social Media Marketing
Education
Boston University 2007 — 2011
Bachelor of Arts, Economics, Statistics
Brown Brothers Harriman August 2015 - Present
Brown Brothers Harriman December 2013 - August 2015
Boston Landlord Reviews July 2010 - September 2014
Preview Properties Real Estate February 2012 - September 2013
Trinity Yard School September 2012 - December 2012
Instrumart January 2005 - January 2011
Garden Street Capital Allocation Strategies June 2010 - August 2010
Moors & Cabot September 2009 - November 2009
Green Mountain Digital May 2009 - August 2009
Skills
Financial Accounting, Bloomberg Terminal, Internal Audit, Financial Modeling, Microsoft Excel, Financial Audits, Fund Accounting, Sales, Real Estate Transactions, Business Development, Microsoft Office, Start-ups, Fundraising, Real Estate, Advertising, Website Development, Non-profit Volunteer, Teaching, Investments, Public Speaking, Social Media Marketing
Education
Boston University 2007 — 2011
Bachelor of Arts, Economics, Statistics
Sven Kvinlaug Sven Kvinlaug's Moors & Cabot Experience 2009 - December 2013
Job Investment Advisor & Trust Officer at Community Financial Services Group, LLC
Industry Financial Services
Experience
Community Financial Services Group, LLC January 2014 - Present
Moors & Cabot 2009 - December 2013
Morgan Stanley 2007 - 2009
Skills
Portfolio Management, Investment Education, Stock Trading, Option Trading, Retirement Plan..., Retirement Planning, Series 7, Series 63, Insurance, Financial Analysis, Strategic Financial..., Securities, Wealth Management, Finance, Investments, Financial Advisory, Financial Services, Mutual Funds, Marketing, Management, Asset Allocation, Equities, Fixed Income, Asset Management
Education
Skidmore College 2003 — 2007
Bachelor's degree, Business Administration and Management, General
Community Financial Services Group, LLC January 2014 - Present
Moors & Cabot 2009 - December 2013
Morgan Stanley 2007 - 2009
Skills
Portfolio Management, Investment Education, Stock Trading, Option Trading, Retirement Plan..., Retirement Planning, Series 7, Series 63, Insurance, Financial Analysis, Strategic Financial..., Securities, Wealth Management, Finance, Investments, Financial Advisory, Financial Services, Mutual Funds, Marketing, Management, Asset Allocation, Equities, Fixed Income, Asset Management
Education
Skidmore College 2003 — 2007
Bachelor's degree, Business Administration and Management, General
Clayton Brannon Clayton Brannon's Moors & Cabot Experience October 2005 - January 2007
Job Vice President of IT Operations at Leerink Swann
Industry Information Technology and Services
Experience
Leerink Swann October 2013 - Present
ITG, Inc. February 2007 - May 2013
Moors & Cabot October 2005 - January 2007
Eze Castle Integration April 2001 - October 2005
Mirror Image Internet, LLC August 2000 - April 2001
Robertson Stephens February 2000 - August 2000
Fidelity Investments (FMRco) February 1998 - February 2000
US Army June 1991 - June 1994
Skills
VMware, Windows, Data Center, Operating Systems, VMware Infrastructure, ITIL v3 Foundations..., Disaster Recovery, Servers, Firewalls, Citrix, Virtualization, Windows Server, Unix, Microsoft Exchange, Troubleshooting, DNS, Active Directory, Cisco Technologies, ITIL
Education
Northern Essex Community College 1995 — 1997
A.S., Computer Science/PC specialist
Rolla Senior High 1986 — 1991
Diploma, General
New Horizons
New Horizons
Leerink Swann October 2013 - Present
ITG, Inc. February 2007 - May 2013
Moors & Cabot October 2005 - January 2007
Eze Castle Integration April 2001 - October 2005
Mirror Image Internet, LLC August 2000 - April 2001
Robertson Stephens February 2000 - August 2000
Fidelity Investments (FMRco) February 1998 - February 2000
US Army June 1991 - June 1994
Skills
VMware, Windows, Data Center, Operating Systems, VMware Infrastructure, ITIL v3 Foundations..., Disaster Recovery, Servers, Firewalls, Citrix, Virtualization, Windows Server, Unix, Microsoft Exchange, Troubleshooting, DNS, Active Directory, Cisco Technologies, ITIL
Education
Northern Essex Community College 1995 — 1997
A.S., Computer Science/PC specialist
Rolla Senior High 1986 — 1991
Diploma, General
New Horizons
New Horizons
Steve Klatt Steve Klatt's Moors & Cabot Experience July 1999 - June 2004
Job Manager, Controller at M2 Service Group
Industry Facilities Services
Experience
M2 Service Group May 2014 - Present
Steve Klatt January 2012 - Present
InfoEx October 2007 - October 2012
Pure Trading July 2004 - April 2007
Moors & Cabot July 1999 - June 2004
Boston Stock Exchange 1983 - 2003
Dresdner Securities November 1983 - July 1999
Skills
Hedge Funds, Equity Trading, Trading Systems, Trading, Financial Services, Financial Markets, Capital Markets, Equities, Risk Management, Electronic Trading, Asset Management, Alternative Investments, Series 7, Securities, Fixed Income, Management, Operations Management
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1978 — 1983
M2 Service Group May 2014 - Present
Steve Klatt January 2012 - Present
InfoEx October 2007 - October 2012
Pure Trading July 2004 - April 2007
Moors & Cabot July 1999 - June 2004
Boston Stock Exchange 1983 - 2003
Dresdner Securities November 1983 - July 1999
Skills
Hedge Funds, Equity Trading, Trading Systems, Trading, Financial Services, Financial Markets, Capital Markets, Equities, Risk Management, Electronic Trading, Asset Management, Alternative Investments, Series 7, Securities, Fixed Income, Management, Operations Management
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1978 — 1983
Carly DeLine Carly DeLine's Moors & Cabot Experience October 2012 - Present
Job Assistant to the Director of Insurance at Moors & Cabot
Industry Education Management
Experience
Moors & Cabot October 2012 - Present
Converse International School of Languages June 2012 - November 2012
Early Learning Management February 2012 - June 2012
Cranbrook Elementary Boys Prep School February 2012 - June 2012
Moriah College Independent Private School February 2012 - June 2012
Loyola Marymount University May 2009 - August 2011
National MS Society January 2011 - April 2011
Skills
Microsoft Office, Public Speaking, Social Media, PowerPoint, Event Planning, Microsoft Excel, Facebook, Microsoft Word, Research, Social Media Marketing, Public Relations, Community Outreach, Editing, Tutoring, Event Management, Market Research, Marketing, Customer Service, Leadership, Fundraising, Budgets, Program Management, Teamwork, Social Networking, Nonprofits
Education
Loyola Marymount University 2007 — 2011
Bachelor of Arts (B.A.), Liberal Studies- Education
Loyola Marymount University 2007 — 2011
Elementary Educaiton
Moors & Cabot October 2012 - Present
Converse International School of Languages June 2012 - November 2012
Early Learning Management February 2012 - June 2012
Cranbrook Elementary Boys Prep School February 2012 - June 2012
Moriah College Independent Private School February 2012 - June 2012
Loyola Marymount University May 2009 - August 2011
National MS Society January 2011 - April 2011
Skills
Microsoft Office, Public Speaking, Social Media, PowerPoint, Event Planning, Microsoft Excel, Facebook, Microsoft Word, Research, Social Media Marketing, Public Relations, Community Outreach, Editing, Tutoring, Event Management, Market Research, Marketing, Customer Service, Leadership, Fundraising, Budgets, Program Management, Teamwork, Social Networking, Nonprofits
Education
Loyola Marymount University 2007 — 2011
Bachelor of Arts (B.A.), Liberal Studies- Education
Loyola Marymount University 2007 — 2011
Elementary Educaiton
Sabiela Isufaj Sabiela Isufaj's Moors & Cabot Experience February 2010 - June 2011
Job Business Analyst at Eze Software Group
Industry Information Technology and Services
Experience
Eze Software Group September 2013 - Present
Eze Castle Software September 2011 - August 2013
Moors & Cabot February 2010 - June 2011
Apollonia Financial Services June 2008 - August 2008
Sears Holdings Inc April 2007 - June 2008
Skills
Data Analysis, Analysis, Corporate Finance, Marketing, Finance, Customer Service, Microsoft Office, Access, Leadership, Sales, PowerPoint, Investments, Microsoft Excel, Business Analysis, Financial Analysis
Education
Suffolk University 2007 — 2011
BSBA, Finance & Information Systems
Suffolk University - Sawyer School of Management 2007 — 2011
BSBA, Finance & Information Systems double major
Eze Software Group September 2013 - Present
Eze Castle Software September 2011 - August 2013
Moors & Cabot February 2010 - June 2011
Apollonia Financial Services June 2008 - August 2008
Sears Holdings Inc April 2007 - June 2008
Skills
Data Analysis, Analysis, Corporate Finance, Marketing, Finance, Customer Service, Microsoft Office, Access, Leadership, Sales, PowerPoint, Investments, Microsoft Excel, Business Analysis, Financial Analysis
Education
Suffolk University 2007 — 2011
BSBA, Finance & Information Systems
Suffolk University - Sawyer School of Management 2007 — 2011
BSBA, Finance & Information Systems double major
Peter Clancey Peter Clancey's Moors & Cabot Experience November 2011 - November 2014
Job Analyst at BlackRock
Industry Financial Services
Experience
BlackRock December 2014 - Present
Moors & Cabot November 2011 - November 2014
Leader Bank August 2011 - November 2011
Skills
Investments, Financial Markets, Customer Service, Portfolio Management, Strategic Financial..., Series 7, Series 66, Wealth Management, Equities
Education
St. Lawrence University 2007 — 2011
Bachelor of Arts, History, Canadian Studies & European Studies
Payap University 2010 — 2010
Chiang Mai, Thailand
Anglo-americká vysoká skola, Anglo-American University 2009 — 2009
Prague, Czech Republic
Dover-Sherborn Regional High School
BlackRock December 2014 - Present
Moors & Cabot November 2011 - November 2014
Leader Bank August 2011 - November 2011
Skills
Investments, Financial Markets, Customer Service, Portfolio Management, Strategic Financial..., Series 7, Series 66, Wealth Management, Equities
Education
St. Lawrence University 2007 — 2011
Bachelor of Arts, History, Canadian Studies & European Studies
Payap University 2010 — 2010
Chiang Mai, Thailand
Anglo-americká vysoká skola, Anglo-American University 2009 — 2009
Prague, Czech Republic
Dover-Sherborn Regional High School
Stephen Decatur III's Moors & Cabot Experience December 2013 - January 2014
Job Financial Reporting Specialist at Brown Brothers Harriman
Industry Financial Services
Experience
Brown Brothers Harriman July 2015 - Present
Brown Brothers Harriman June 2014 - August 2014
Moors & Cabot December 2013 - January 2014
Thomson Reuters June 2013 - August 2013
Skills
Research, Microsoft Office, Data Analysis, Economics, Microsoft Excel, Microsoft Word, PowerPoint, Microsoft Access, SAS ABM, Financial Modeling, Public Speaking, Social Media, Bloomberg Terminal
Education
Hobart and William Smith Colleges 2011 — 2015
Bachelor of Arts (B.A.), Economics
UPCES: Undergraduate Program in Central European Studies 2014 — 2014
Hamilton Wenham Regional High School 2007 — 2011
Brown Brothers Harriman July 2015 - Present
Brown Brothers Harriman June 2014 - August 2014
Moors & Cabot December 2013 - January 2014
Thomson Reuters June 2013 - August 2013
Skills
Research, Microsoft Office, Data Analysis, Economics, Microsoft Excel, Microsoft Word, PowerPoint, Microsoft Access, SAS ABM, Financial Modeling, Public Speaking, Social Media, Bloomberg Terminal
Education
Hobart and William Smith Colleges 2011 — 2015
Bachelor of Arts (B.A.), Economics
UPCES: Undergraduate Program in Central European Studies 2014 — 2014
Hamilton Wenham Regional High School 2007 — 2011
Tim Smisek Tim Smisek's Moors & Cabot Experience September 2014 - Present
Job Vice President / Investments at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot September 2014 - Present
MetLife December 2003 - September 2014
MONY Life of America August 1998 - December 2003
United States Air Force September 1992 - January 1998
Education
Webster University 1993 — 1995
MBA, Management
University of Central Florida 1988 — 1992
B.S.B.A., Human Resource Management, Aerospace Studies
Moors & Cabot September 2014 - Present
MetLife December 2003 - September 2014
MONY Life of America August 1998 - December 2003
United States Air Force September 1992 - January 1998
Education
Webster University 1993 — 1995
MBA, Management
University of Central Florida 1988 — 1992
B.S.B.A., Human Resource Management, Aerospace Studies
Brendan Callahan's Moors & Cabot Experience June 2015 - Present
Job Moors & Cabot
Industry Marketing and Advertising
Experience
Moors & Cabot June 2015 - Present
WordStream October 2014 - May 2015
Mimecast April 2011 - May 2014
Northwestern Mutual August 2010 - April 2011
Skills
Customer Service, Sales Presentations, Management, Security, Solution Selling, Demand Generation, Account Management, Professional Services, SaaS, Enterprise Software, Cold Calling, Sales, Salesforce.com
Education
The Catholic University of America 2006 — 2010
B.A., Media Studies
Reading Memorial High School 2003 — 2006
Moors & Cabot June 2015 - Present
WordStream October 2014 - May 2015
Mimecast April 2011 - May 2014
Northwestern Mutual August 2010 - April 2011
Skills
Customer Service, Sales Presentations, Management, Security, Solution Selling, Demand Generation, Account Management, Professional Services, SaaS, Enterprise Software, Cold Calling, Sales, Salesforce.com
Education
The Catholic University of America 2006 — 2010
B.A., Media Studies
Reading Memorial High School 2003 — 2006
Scott Hallermann Scott Hallermann's Moors & Cabot Experience 2002 - 2006
Job Finance & Consulting Professional
Industry Financial Services
Experience
Sterne Agee 2006 - April 2015
Moors & Cabot 2002 - 2006
Deloitte 1997 - 2002
Illinois State Medical Society 1992 - 1997
Skills
Capital Markets, Management Consulting, Project Management, Equities, Investments, Valuation, Hedge Funds, Portfolio Management, Equity Research, Trading, Management, Investment Banking, Business Modeling, Business Development, Series 7, Series 63, Financial Analysis, Financial Statement..., Stock Trading, Large Systems...
Education
Northwestern University 1986 — 1990
BS, Engineering & Management Science
Sterne Agee 2006 - April 2015
Moors & Cabot 2002 - 2006
Deloitte 1997 - 2002
Illinois State Medical Society 1992 - 1997
Skills
Capital Markets, Management Consulting, Project Management, Equities, Investments, Valuation, Hedge Funds, Portfolio Management, Equity Research, Trading, Management, Investment Banking, Business Modeling, Business Development, Series 7, Series 63, Financial Analysis, Financial Statement..., Stock Trading, Large Systems...
Education
Northwestern University 1986 — 1990
BS, Engineering & Management Science
Ben Joyce, CFP®, CIMA® Ben Joyce, CFP®, CIMA®'s Moors & Cabot Experience June 2010 - July 2012
Job Associate Vice President Investment Officer at Wells Fargo Advisors LLC, Branch Manager
Industry Financial Services
Experience
Wells Fargo Advisors, LLC June 2015 - Present
Wells Fargo Advisors, LLC July 2012 - Present
Moors & Cabot June 2010 - July 2012
Moors & Cabot April 2010 - July 2012
Merrill Lynch October 1998 - April 2010
Cintas July 1997 - September 1998
Chevron November 1991 - June 1997
California State University, Chico April 1994 - May 1997
California State University, Chico September 1993 - May 1997
East Bay Regional Park District April 1996 - September 1996
Skills
Financial Advisory, Investments, Insurance, Finance, Risk Management, Retirement Planning, Business Strategy, Microsoft Office, Leadership, Retirement, Management, Training, Mutual Funds, Investment Planning
Education
California State University-Chico 1992 — 1997
English Literature, Poetry, Engineering
Wells Fargo Advisors, LLC June 2015 - Present
Wells Fargo Advisors, LLC July 2012 - Present
Moors & Cabot June 2010 - July 2012
Moors & Cabot April 2010 - July 2012
Merrill Lynch October 1998 - April 2010
Cintas July 1997 - September 1998
Chevron November 1991 - June 1997
California State University, Chico April 1994 - May 1997
California State University, Chico September 1993 - May 1997
East Bay Regional Park District April 1996 - September 1996
Skills
Financial Advisory, Investments, Insurance, Finance, Risk Management, Retirement Planning, Business Strategy, Microsoft Office, Leadership, Retirement, Management, Training, Mutual Funds, Investment Planning
Education
California State University-Chico 1992 — 1997
English Literature, Poetry, Engineering
Justin McDonald's Moors & Cabot Experience May 2012 - May 2012
Job Sperry Consumer Marketing Intern
Industry Marketing and Advertising
Experience
Sperry September 2015 - Present
Bentley University September 2012 - Present
Stride Rite June 2014 - September 2015
Bentley University September 2012 - December 2014
Concord Button Downs July 2013 - August 2014
HealthcareSource January 2013 - January 2013
Meadow Breeze Day Camp June 2012 - August 2012
Moors & Cabot May 2012 - May 2012
Skills
Social Media, Microsoft Excel, Works Well in Groups, Customer Service, Salesforce.com, Time Management, Sales, Google Adwords, Photoshop, Social Media Marketing, Editorial Calendars, Corporate Social..., Customer Engagement, Microsoft Office, Alumni Relations, Teamwork, Delegation, Travel Planning, Digital Marketing, SEM, SEO, Online Contests, Facebook, Blogging, Marketing, Advertising, Data Analysis, Social Networking, Photography, Outlook
Education
Bentley University 2012 — 2016
Candidate for a Bachelor of Science, Marketing, Junior
Lexington Christian Academy 2006 — 2012
High School
Sperry September 2015 - Present
Bentley University September 2012 - Present
Stride Rite June 2014 - September 2015
Bentley University September 2012 - December 2014
Concord Button Downs July 2013 - August 2014
HealthcareSource January 2013 - January 2013
Meadow Breeze Day Camp June 2012 - August 2012
Moors & Cabot May 2012 - May 2012
Skills
Social Media, Microsoft Excel, Works Well in Groups, Customer Service, Salesforce.com, Time Management, Sales, Google Adwords, Photoshop, Social Media Marketing, Editorial Calendars, Corporate Social..., Customer Engagement, Microsoft Office, Alumni Relations, Teamwork, Delegation, Travel Planning, Digital Marketing, SEM, SEO, Online Contests, Facebook, Blogging, Marketing, Advertising, Data Analysis, Social Networking, Photography, Outlook
Education
Bentley University 2012 — 2016
Candidate for a Bachelor of Science, Marketing, Junior
Lexington Christian Academy 2006 — 2012
High School
Kara Messenger Kara Messenger's Moors & Cabot Experience July 2008 - April 2010
Job Senior Associate Financial Counselor at The Colony Group
Industry Financial Services
Experience
The Colony Group September 2013 - Present
O'Brien Management May 2010 - September 2013
Moors & Cabot July 2008 - April 2010
Education
Simmons College 2005 — 2009
BA, Finance, Economics
Boston University Center for Professional Education 2011 — 2013
Certificate, Financial Planning
The Colony Group September 2013 - Present
O'Brien Management May 2010 - September 2013
Moors & Cabot July 2008 - April 2010
Education
Simmons College 2005 — 2009
BA, Finance, Economics
Boston University Center for Professional Education 2011 — 2013
Certificate, Financial Planning
Kevin Zack Cottrell's Moors & Cabot Experience March 2003 - June 2005
Job Investment Consultant at TD Ameritrade
Industry Investment Banking
Experience
TD Ameritrade April 2015 - Present
Full Compass Investment Advisors LLC February 2013 - Present
SRA Capital inc. January 2007 - October 2012
MDB Capital Group January 2006 - December 2006
Moors & Cabot March 2003 - June 2005
Skills
Series 63, Series 7, Equities, Trading, Bloomberg, Series 24, Options, Series 9, series 10, series 55, SEC compliance, Series 65, Investments, Financial Services, Hedge Funds, Investment Banking, FINRA, SEC, Securities, Portfolio Management, Private Equity, Alternative Investments, Asset Management, Financial Advisory, Capital Markets, Fixed Income, Equity Trading, Derivatives, Investment Strategies
Education
Santa Clara University 1975 — 1979
BS in Commerce, Accounting
Terra Linda HS 1971 — 1975
TD Ameritrade April 2015 - Present
Full Compass Investment Advisors LLC February 2013 - Present
SRA Capital inc. January 2007 - October 2012
MDB Capital Group January 2006 - December 2006
Moors & Cabot March 2003 - June 2005
Skills
Series 63, Series 7, Equities, Trading, Bloomberg, Series 24, Options, Series 9, series 10, series 55, SEC compliance, Series 65, Investments, Financial Services, Hedge Funds, Investment Banking, FINRA, SEC, Securities, Portfolio Management, Private Equity, Alternative Investments, Asset Management, Financial Advisory, Capital Markets, Fixed Income, Equity Trading, Derivatives, Investment Strategies
Education
Santa Clara University 1975 — 1979
BS in Commerce, Accounting
Terra Linda HS 1971 — 1975
Caroline Cotrone Caroline Cotrone's Moors & Cabot Experience June 2009 - December 2009
Job Fund Accountant at Larch Lane Advisors LLC
Industry Financial Services
Experience
Larch Lane Advisors LLC November 2014 - Present
Larch Lane Advisors LLC September 2011 - Present
Brown Brothers Harriman December 2009 - September 2011
Moors & Cabot June 2009 - December 2009
Education
Fairfield University 2005 — 2009
BA, Philosophy, Economics
Universitat Autònoma de Barcelona 2008 — 2008
Spanish
Larch Lane Advisors LLC November 2014 - Present
Larch Lane Advisors LLC September 2011 - Present
Brown Brothers Harriman December 2009 - September 2011
Moors & Cabot June 2009 - December 2009
Education
Fairfield University 2005 — 2009
BA, Philosophy, Economics
Universitat Autònoma de Barcelona 2008 — 2008
Spanish
Al Aloise Al Aloise's Moors & Cabot Experience 1990 - Present
Job VP Institutional Trading at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot 1990 - Present
Boston Securities Traders Association January 2010 - December 2010
Boston Securities Traders Association January 2007 - December 2009
Skills
Political Science, Economics, Series 7, Stock, Trading, Equities, Series 55, Series 63, Options, FINRA, Bloomberg, Securities, Mutual Funds, Equity Trading, Hedge Funds
Education
Salem State University 1981 — 1985
BS, Political Science and Economics
Moors & Cabot 1990 - Present
Boston Securities Traders Association January 2010 - December 2010
Boston Securities Traders Association January 2007 - December 2009
Skills
Political Science, Economics, Series 7, Stock, Trading, Equities, Series 55, Series 63, Options, FINRA, Bloomberg, Securities, Mutual Funds, Equity Trading, Hedge Funds
Education
Salem State University 1981 — 1985
BS, Political Science and Economics
Tony Dorval, CFP® Tony Dorval, CFP®'s Moors & Cabot Experience September 2013 - Present
Job Branch Manager, Senior Vice President at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot September 2013 - Present
New England Financial March 2003 - September 2013
Merrill Lynch January 1999 - March 2003
New Missions 1988 - 1998
Skills
Risk Management, Investments, Investment Advisory, Retirement, Process Improvement, IRAs, Securities, Retirement Planning, Finance
Education
Nichols College 1981 — 1985
Bachelor of Science (BS), Business Administration and Management, General
Moors & Cabot September 2013 - Present
New England Financial March 2003 - September 2013
Merrill Lynch January 1999 - March 2003
New Missions 1988 - 1998
Skills
Risk Management, Investments, Investment Advisory, Retirement, Process Improvement, IRAs, Securities, Retirement Planning, Finance
Education
Nichols College 1981 — 1985
Bachelor of Science (BS), Business Administration and Management, General
Anna Singer Anna Singer's Moors & Cabot Experience July 2006 - July 2007
Job Benefits Consultant at Blue Cross Blue Shield of Massachusetts
Industry Insurance
Experience
Blue Cross Blue Shield of Massachusetts March 2012 - Present
Wiley Rein LLP 2007 - 2012
Moors & Cabot July 2006 - July 2007
Talbots June 2005 - May 2006
Skills
Microsoft Office, MS-DOS, Ceridian, EEO compliance, ERISA, COBRA Administration, FMLA, HIPAA, COBRA, Employee Benefits, Health Savings Accounts, Health Insurance, Disability Insurance, Human Resources, Benefits Administration, HRIS, Employee Wellness..., 401k, Flexible Spending..., Open Enrollment, Workday, Health Care Reform, Customer Service, Deferred Compensation, Employee Relations, Insurance
Education
Marymount University 2007 — 2009
Masters of Arts, Human Resource Management
Eckerd College 2001 — 2005
Bachelors of Arts, Psychology
Blue Cross Blue Shield of Massachusetts March 2012 - Present
Wiley Rein LLP 2007 - 2012
Moors & Cabot July 2006 - July 2007
Talbots June 2005 - May 2006
Skills
Microsoft Office, MS-DOS, Ceridian, EEO compliance, ERISA, COBRA Administration, FMLA, HIPAA, COBRA, Employee Benefits, Health Savings Accounts, Health Insurance, Disability Insurance, Human Resources, Benefits Administration, HRIS, Employee Wellness..., 401k, Flexible Spending..., Open Enrollment, Workday, Health Care Reform, Customer Service, Deferred Compensation, Employee Relations, Insurance
Education
Marymount University 2007 — 2009
Masters of Arts, Human Resource Management
Eckerd College 2001 — 2005
Bachelors of Arts, Psychology
Gregg Cormier Gregg Cormier's Moors & Cabot Experience December 2004 - September 2006
Job Financial Representative at Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual May 2014 - Present
SunTrust Investment Services September 2006 - October 2009
Moors & Cabot December 2004 - September 2006
UBS Wealth Management September 2003 - December 2004
Kelmoore Investment Company December 2001 - June 2003
Morgan Stanley January 2000 - December 2001
Skills
Series 7, Strategic Planning, PowerPoint, Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, Investments, Public Speaking, Event Management, Project Management, Insurance, Management, Sales, Finance, Portfolio Management, Mutual Funds
Education
Keene State College 1995 — 1999
Bachelor of Science (B.S.), Economics & Mathematics
Northwestern Mutual May 2014 - Present
SunTrust Investment Services September 2006 - October 2009
Moors & Cabot December 2004 - September 2006
UBS Wealth Management September 2003 - December 2004
Kelmoore Investment Company December 2001 - June 2003
Morgan Stanley January 2000 - December 2001
Skills
Series 7, Strategic Planning, PowerPoint, Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, Investments, Public Speaking, Event Management, Project Management, Insurance, Management, Sales, Finance, Portfolio Management, Mutual Funds
Education
Keene State College 1995 — 1999
Bachelor of Science (B.S.), Economics & Mathematics
Jason Willey's Moors & Cabot Experience January 2005 - December 2005
Job Director, Investor Relations at FEI Company
Industry Nanotechnology
Experience
FEI Company June 2014 - Present
Cowen and Company January 2012 - September 2013
Around The World Adventure January 2011 - November 2011
Standard & Poor's June 2008 - January 2011
Standard & Poor's January 2006 - June 2008
Moors & Cabot January 2005 - December 2005
SoundView Technology Group August 2000 - October 2004
SoundView Technology Group September 2000 - July 2001
Legg Mason January 1999 - September 2000
Skills
Equity Research, Financial Modeling, Valuation, Investments, Financial Analysis, Mobile Technology, Intellectual Property, Capital Markets, Finance, Financial Services, Mergers & Acquisitions, Due Diligence, Analysis, DCF
Education
University of Pennsylvania - The Wharton School 1995 — 1999
Bachelor of Science
FEI Company June 2014 - Present
Cowen and Company January 2012 - September 2013
Around The World Adventure January 2011 - November 2011
Standard & Poor's June 2008 - January 2011
Standard & Poor's January 2006 - June 2008
Moors & Cabot January 2005 - December 2005
SoundView Technology Group August 2000 - October 2004
SoundView Technology Group September 2000 - July 2001
Legg Mason January 1999 - September 2000
Skills
Equity Research, Financial Modeling, Valuation, Investments, Financial Analysis, Mobile Technology, Intellectual Property, Capital Markets, Finance, Financial Services, Mergers & Acquisitions, Due Diligence, Analysis, DCF
Education
University of Pennsylvania - The Wharton School 1995 — 1999
Bachelor of Science
Craig Baskis's Moors & Cabot Experience September 2003 - December 2003
Job Point of Sale Manager, AMPAC at Sonos, Inc.
Industry Consumer Electronics
Experience
Sonos, Inc. October 2012 - Present
Sonos, Inc. October 2011 - October 2012
Sonos, Inc. March 2011 - December 2011
Sonos, Inc. May 2010 - March 2011
Sonos, Inc. April 2007 - June 2010
Sonos, Inc. February 2006 - June 2007
NitroSecurity, Inc. September 2005 - February 2006
NitroSecurity July 2005 - September 2005
Personal Nerd, LLC August 2004 - July 2005
Moors & Cabot September 2003 - December 2003
Skills
POS, Integration, Customer Relations, Project Implementation, Project Management, Merchandising, Visual Merchandising, Training, Account Management, Cross-functional Team..., Customer Service, Consumer Electronics, Inventory Management, Management, Marketing, Retail, Sales, Sales Management, Sales Operations
Education
Endicott College 2000 — 2004
BS, Computer Science
Sonos, Inc. October 2012 - Present
Sonos, Inc. October 2011 - October 2012
Sonos, Inc. March 2011 - December 2011
Sonos, Inc. May 2010 - March 2011
Sonos, Inc. April 2007 - June 2010
Sonos, Inc. February 2006 - June 2007
NitroSecurity, Inc. September 2005 - February 2006
NitroSecurity July 2005 - September 2005
Personal Nerd, LLC August 2004 - July 2005
Moors & Cabot September 2003 - December 2003
Skills
POS, Integration, Customer Relations, Project Implementation, Project Management, Merchandising, Visual Merchandising, Training, Account Management, Cross-functional Team..., Customer Service, Consumer Electronics, Inventory Management, Management, Marketing, Retail, Sales, Sales Management, Sales Operations
Education
Endicott College 2000 — 2004
BS, Computer Science
Ann-Marie Wilson's Moors & Cabot Experience December 2000 - July 2002
Job VPMarketing Development at Stanford Group Company
Industry Financial Services
Experience
Stanford Group Company July 2006 - February 2009
Athena Diagnostics January 2006 - July 2006
Harvard Business School April 2004 - January 2006
Vandham Securities July 2002 - December 2003
Moors & Cabot December 2000 - July 2002
Moors & Cabot June 2000 - December 2000
Moors & Cabot July 1999 - June 2000
Education
Providence College 1995 — 1999
Stanford Group Company July 2006 - February 2009
Athena Diagnostics January 2006 - July 2006
Harvard Business School April 2004 - January 2006
Vandham Securities July 2002 - December 2003
Moors & Cabot December 2000 - July 2002
Moors & Cabot June 2000 - December 2000
Moors & Cabot July 1999 - June 2000
Education
Providence College 1995 — 1999
Matt DeChellis's Moors & Cabot Experience June 2012 - December 2014
Job Project Manager at SurfMerchants LLC
Industry Financial Services
Experience
SurfMerchants LLC January 2015 - Present
Moors & Cabot June 2012 - December 2014
Surfmerchants LLC April 2004 - June 2012
Education
University of Massachusetts, Amherst 1996 — 2000
SurfMerchants LLC January 2015 - Present
Moors & Cabot June 2012 - December 2014
Surfmerchants LLC April 2004 - June 2012
Education
University of Massachusetts, Amherst 1996 — 2000
Mike Shafir's Moors & Cabot Experience May 2004 - March 2006
Job Analyst at Clover Partners
Industry Financial Services
Experience
Clover Partners September 2012 - Present
Sterne Agee April 2006 - August 2012
Moors & Cabot May 2004 - March 2006
Ryan Beck & Co. May 2003 - August 2003
Skills
Equity Research, Equities, Fixed Income Analysis, Thompson One, Valuation, Equity Valuation, Financial Modeling, Capital Markets, Series 7, Hedge Funds, Morningstar, Alternative Investments, Portfolio Management, Private Equity
Education
Rutgers, The State University of New Jersey - Rutgers Business School 2002 — 2004
Master of Business Administration (M.B.A.), Finance, General
Brandeis University 1994 — 1998
Bachelor of Arts (B.A.), History
Clover Partners September 2012 - Present
Sterne Agee April 2006 - August 2012
Moors & Cabot May 2004 - March 2006
Ryan Beck & Co. May 2003 - August 2003
Skills
Equity Research, Equities, Fixed Income Analysis, Thompson One, Valuation, Equity Valuation, Financial Modeling, Capital Markets, Series 7, Hedge Funds, Morningstar, Alternative Investments, Portfolio Management, Private Equity
Education
Rutgers, The State University of New Jersey - Rutgers Business School 2002 — 2004
Master of Business Administration (M.B.A.), Finance, General
Brandeis University 1994 — 1998
Bachelor of Arts (B.A.), History
Kenneth Garcia's Moors & Cabot Experience November 2003 - January 2005
Job
Industry Oil & Energy
Experience
WGL February 2015 - Present
WGL March 2013 - Present
Zenimax February 2011 - March 2013
ComEd November 2008 - February 2011
Exelon November 2006 - December 2008
Exelon February 2005 - December 2006
Moors & Cabot November 2003 - January 2005
Skills
Business Intelligence, Benchmarking, Business Planning, Long Range Planning, Financial Modeling, Financial Analysis, Hyperion Enterprise, Forecasting, Corporate Finance, Financial Reporting, Sarbanes-Oxley Act
Education
Howard University 2012 — 2014
Executive MBA, Graduate School of Business
University of Illinois at Chicago 1999 — 2004
Bachelors of Science, Accounting and Finance
WGL February 2015 - Present
WGL March 2013 - Present
Zenimax February 2011 - March 2013
ComEd November 2008 - February 2011
Exelon November 2006 - December 2008
Exelon February 2005 - December 2006
Moors & Cabot November 2003 - January 2005
Skills
Business Intelligence, Benchmarking, Business Planning, Long Range Planning, Financial Modeling, Financial Analysis, Hyperion Enterprise, Forecasting, Corporate Finance, Financial Reporting, Sarbanes-Oxley Act
Education
Howard University 2012 — 2014
Executive MBA, Graduate School of Business
University of Illinois at Chicago 1999 — 2004
Bachelors of Science, Accounting and Finance
Charles Mastellone's Moors & Cabot Experience January 2006 - September 2006
Job Experienced financial services professional looking for innovative and/or startup opportunities
Industry Financial Services
Experience
Mizuho Securities USA Inc. April 2011 - May 2015
Merriman Capital, Inc. October 2006 - April 2011
Gendai Solutions LLC July 2005 - March 2008
Moors & Cabot January 2006 - September 2006
Sallea Antiques, Inc September 2004 - December 2005
Japan Exchange and Teaching Program(me) (JET) July 2003 - August 2004
Skills
Series 7, Equities, Equity Research, Hedge Funds, Analysis, Bloomberg, Research, Japanese, Capital Markets, Fixed Income, Securities, Financial Modeling, series 24
Education
Colgate University 1998 — 2002
BA, Japanese
Middlebury College 2002 — 2002
N/A, Japanese
Mizuho Securities USA Inc. April 2011 - May 2015
Merriman Capital, Inc. October 2006 - April 2011
Gendai Solutions LLC July 2005 - March 2008
Moors & Cabot January 2006 - September 2006
Sallea Antiques, Inc September 2004 - December 2005
Japan Exchange and Teaching Program(me) (JET) July 2003 - August 2004
Skills
Series 7, Equities, Equity Research, Hedge Funds, Analysis, Bloomberg, Research, Japanese, Capital Markets, Fixed Income, Securities, Financial Modeling, series 24
Education
Colgate University 1998 — 2002
BA, Japanese
Middlebury College 2002 — 2002
N/A, Japanese
Troy Wiebler's Moors & Cabot Experience 2006 - 2008
Job Vice President | Wealth Management Advisor at UBS
Industry Financial Services
Experience
UBS Wealth Management March 2015 - Present
Merrill Lynch 2008 - March 2015
Moors & Cabot 2006 - 2008
Skills
Asset Management, Estate Planning, Retirement, Process Improvement, Investments, Portfolio Management, Financial Planners, Corporate Benefits, Concentrated Stock..., Wealth Management
Education
Bentley University
Shattuck St. Mary's
UBS Wealth Management March 2015 - Present
Merrill Lynch 2008 - March 2015
Moors & Cabot 2006 - 2008
Skills
Asset Management, Estate Planning, Retirement, Process Improvement, Investments, Portfolio Management, Financial Planners, Corporate Benefits, Concentrated Stock..., Wealth Management
Education
Bentley University
Shattuck St. Mary's
Matthew Hoffman's Moors & Cabot Experience January 2005 - February 2006
Job Research Analyst
Industry Capital Markets
Experience
BlackBerry October 2014 - June 2015
Mizuho Securities USA Inc. September 2013 - October 2014
Cowen February 2006 - August 2013
Moors & Cabot January 2005 - February 2006
SoundView Technology Group August 1999 - December 2004
Gartner April 1998 - August 1999
Ericsson 1995 - 1998
Skills
Management, Business Strategy, Financial Modeling, Equities, Strategic Partnerships, Valuation, Start-ups, Equity Research, Strategy, Capital Markets, Business Development, Corporate Development, Cross-functional Team..., IPO, Market Research, Private Equity, Wireless, Wireless Networking, Program Management, Product Marketing
Education
Miami University 1991 — 1993
M.A.
BlackBerry October 2014 - June 2015
Mizuho Securities USA Inc. September 2013 - October 2014
Cowen February 2006 - August 2013
Moors & Cabot January 2005 - February 2006
SoundView Technology Group August 1999 - December 2004
Gartner April 1998 - August 1999
Ericsson 1995 - 1998
Skills
Management, Business Strategy, Financial Modeling, Equities, Strategic Partnerships, Valuation, Start-ups, Equity Research, Strategy, Capital Markets, Business Development, Corporate Development, Cross-functional Team..., IPO, Market Research, Private Equity, Wireless, Wireless Networking, Program Management, Product Marketing
Education
Miami University 1991 — 1993
M.A.
Anna Martel's Moors & Cabot Experience 2006 - 2008
Job The Research Associate at Research Institute for Learning and Development
Industry Mental Health Care
Experience
Salem State University September 2011 - Present
Research Institute for Learning and Development September 2011 - Present
Moors & Cabot 2006 - 2008
teradyne 2000 - 2006
Education
Loyola University Maryland 2009 — 2011
Master's Degree, Clinical Psychology
Tufts University 1997 — 2000
Bachelor of Arts, English
Salem State University September 2011 - Present
Research Institute for Learning and Development September 2011 - Present
Moors & Cabot 2006 - 2008
teradyne 2000 - 2006
Education
Loyola University Maryland 2009 — 2011
Master's Degree, Clinical Psychology
Tufts University 1997 — 2000
Bachelor of Arts, English
Michael J. Egan CFP® CIMA®'s Moors & Cabot Experience 2005 - Present
Job President of Gyroscope Capital Management Group, Managing Director at Moors & Cabot Investments
Industry Financial Services
Experience
Gyroscope Capital Management Group 2006 - Present
Moors & Cabot 2005 - Present
Author 2004 - Present
The Colony Group, LLC 2005 - 2006
Legg Mason Wood Walker, Inc. 1994 - 2005
The American Express Company, Lehman Brothers, Inc. 1990 - 1992
American Express Travel Services 1989 - 1990
Skills
Investment Advisory, Investments, Portfolio Management, Asset Managment, Mutual Funds, Strategic Financial..., Retirement, Alternative Investments, Securities, Investment Strategies, Insurance, Fixed Annuities, Financial Analysis, Fixed Income, Hedge Funds, Financial Planners, Series 24, Risk Management, Long-term Care, Trading
Education
Fuqua School of Business, Duke University 1992 — 1994
Master of Business Administration (M.B.A.)
New York University 1989 — 1992
Master of Arts (M.A.), Economics
The London School of Economics and Political Science 1989 — 1989
The College of William and Mary 1985 — 1989
Bachelor of Arts (B.A.), Economics
Gyroscope Capital Management Group 2006 - Present
Moors & Cabot 2005 - Present
Author 2004 - Present
The Colony Group, LLC 2005 - 2006
Legg Mason Wood Walker, Inc. 1994 - 2005
The American Express Company, Lehman Brothers, Inc. 1990 - 1992
American Express Travel Services 1989 - 1990
Skills
Investment Advisory, Investments, Portfolio Management, Asset Managment, Mutual Funds, Strategic Financial..., Retirement, Alternative Investments, Securities, Investment Strategies, Insurance, Fixed Annuities, Financial Analysis, Fixed Income, Hedge Funds, Financial Planners, Series 24, Risk Management, Long-term Care, Trading
Education
Fuqua School of Business, Duke University 1992 — 1994
Master of Business Administration (M.B.A.)
New York University 1989 — 1992
Master of Arts (M.A.), Economics
The London School of Economics and Political Science 1989 — 1989
The College of William and Mary 1985 — 1989
Bachelor of Arts (B.A.), Economics
Nicole O'Connell's Moors & Cabot Experience 2003 - 2005
Job Equity Trader at Columbia Management
Industry Financial Services
Experience
Columbia Management June 2005 - Present
Moors & Cabot 2003 - 2005
Skills
Equity Trading, Series 7, Equities, Investments, Alternative Investments, Series 63, Trading, Hedge Funds, Securities, Fixed Income, Bloomberg, Capital Markets, Electronic Trading, Customer Service, Asset Management, Mutual Funds
Education
Boston College - Wallace E. Carroll Graduate School of Management 1999 — 2002
MS, Finance
Columbia Management June 2005 - Present
Moors & Cabot 2003 - 2005
Skills
Equity Trading, Series 7, Equities, Investments, Alternative Investments, Series 63, Trading, Hedge Funds, Securities, Fixed Income, Bloomberg, Capital Markets, Electronic Trading, Customer Service, Asset Management, Mutual Funds
Education
Boston College - Wallace E. Carroll Graduate School of Management 1999 — 2002
MS, Finance
Jonathan Kelley's Moors & Cabot Experience September 1998 - April 2001
Job Director, Insitutional Equities AES at Credit Suisse
Industry Financial Services
Experience
Credit Suisse April 2010 - Present
TradeWeb January 2008 - April 2010
FTN Midwest Securities March 2006 - May 2007
Ward Conary & Murphy April 2001 - May 2005
Moors & Cabot September 1998 - April 2001
Education
Princeton University 1992 — 1996
Bachelor of Arts
Credit Suisse April 2010 - Present
TradeWeb January 2008 - April 2010
FTN Midwest Securities March 2006 - May 2007
Ward Conary & Murphy April 2001 - May 2005
Moors & Cabot September 1998 - April 2001
Education
Princeton University 1992 — 1996
Bachelor of Arts
Roy Lobo's Moors & Cabot Experience 1997 - 2001
Job
Industry Computer Software
Experience
Saba 2010 - Present
Oracle 2006 - 2010
Consulting 2002 - 2005
Moors & Cabot 1997 - 2001
RCM Capital Management 1992 - 1996
Skills
Strong Analytical Skills, Competitive Analysis, Corporate Strategy, Strategic Messaging, Collaboration, Investor Relations, Financial Modeling &..., Financial Planning &..., Valuation, Business Strategy, Strategic Communications, Finance, Portfolio Management, SaaS, Due Diligence, Strategic Partnerships
Education
University of California, Santa Cruz 2001 — 2003
Post Baccalaureate, Engineering - Specializing in E-Commerce
CFA Institute 1997 — 2000
Chartered Financial Analyst
San Francisco State University 1988 — 1991
Bachelor of Science, Finance
Saba 2010 - Present
Oracle 2006 - 2010
Consulting 2002 - 2005
Moors & Cabot 1997 - 2001
RCM Capital Management 1992 - 1996
Skills
Strong Analytical Skills, Competitive Analysis, Corporate Strategy, Strategic Messaging, Collaboration, Investor Relations, Financial Modeling &..., Financial Planning &..., Valuation, Business Strategy, Strategic Communications, Finance, Portfolio Management, SaaS, Due Diligence, Strategic Partnerships
Education
University of California, Santa Cruz 2001 — 2003
Post Baccalaureate, Engineering - Specializing in E-Commerce
CFA Institute 1997 — 2000
Chartered Financial Analyst
San Francisco State University 1988 — 1991
Bachelor of Science, Finance
Kevin N. Malick's Moors & Cabot Experience May 2010 - 2014
Job Sales Executive | Client Relationship Manager
Industry Investment Management
Experience
Moors & Cabot May 2010 - 2014
Meridian Investments 2005 - May 2010
Atlas Van Lines 2002 - 2005
Skills
Investments, Affordable Housing, LIHTC, Investor Relations, Tax Credits, Community Development, Hold Series 7, Series 63, Institutional Sales, Institutional Relations, Investor Sales, Direct Sales, Sales Presentations, Project Management
Education
Lynn University 1996 — 2000
Business Administration and Management
Moors & Cabot May 2010 - 2014
Meridian Investments 2005 - May 2010
Atlas Van Lines 2002 - 2005
Skills
Investments, Affordable Housing, LIHTC, Investor Relations, Tax Credits, Community Development, Hold Series 7, Series 63, Institutional Sales, Institutional Relations, Investor Sales, Direct Sales, Sales Presentations, Project Management
Education
Lynn University 1996 — 2000
Business Administration and Management
Robert R. Atkins Jr.'s Moors & Cabot Experience January 2008 - February 2008
Job Associate at Walter T. Wolf, LLC
Industry Law Practice
Experience
Walter T. Wolf, LLC September 2014 - May 2015
Pepper Hamilton LLP May 2013 - September 2014
Self Employed March 2013 - April 2013
The Chartwell Law Offices, LLP June 2012 - February 2013
Special Counsel March 2012 - May 2012
Suffolk University Law School May 2010 - September 2010
Massachusetts House of Representatives Office of House Counsel June 2010 - August 2010
Heritage Watch July 2009 - September 2009
Moors & Cabot January 2008 - February 2008
Public Responsibility in Medicine and Research October 2007 - December 2007
Skills
Litigation, Transactional Law, International Law, Research, Government, Non-profits, Perservation Law, Historic Preservation, Legal Writing, Trials, Legal Issues, Appeals, Legal Research, Mediation, Civil Litigation, Commercial Litigation, Nonprofits, Courts, Westlaw
Education
Suffolk University Law School 2008 — 2011
JD, Law
UCL 2005 — 2006
Master of Science, Agriculture
Boston University 2000 — 2004
Bachelor of Arts, Archaeology
St. Joseph's Prep 1996 — 2000
High School, High School
Walter T. Wolf, LLC September 2014 - May 2015
Pepper Hamilton LLP May 2013 - September 2014
Self Employed March 2013 - April 2013
The Chartwell Law Offices, LLP June 2012 - February 2013
Special Counsel March 2012 - May 2012
Suffolk University Law School May 2010 - September 2010
Massachusetts House of Representatives Office of House Counsel June 2010 - August 2010
Heritage Watch July 2009 - September 2009
Moors & Cabot January 2008 - February 2008
Public Responsibility in Medicine and Research October 2007 - December 2007
Skills
Litigation, Transactional Law, International Law, Research, Government, Non-profits, Perservation Law, Historic Preservation, Legal Writing, Trials, Legal Issues, Appeals, Legal Research, Mediation, Civil Litigation, Commercial Litigation, Nonprofits, Courts, Westlaw
Education
Suffolk University Law School 2008 — 2011
JD, Law
UCL 2005 — 2006
Master of Science, Agriculture
Boston University 2000 — 2004
Bachelor of Arts, Archaeology
St. Joseph's Prep 1996 — 2000
High School, High School
Vincent Kusy's Moors & Cabot Experience April 2004 - October 2006
Job Associate Director, Compliance Officer at UBS
Industry Financial Services
Experience
UBS June 2015 - Present
Murphy & Durieu October 2008 - February 2015
Merriman Curhan Ford & Co. October 2006 - August 2008
Moors & Cabot April 2004 - October 2006
Deutsche Bank June 2002 - March 2004
NDB Capital Markets October 1995 - June 2002
Skills
Electronic Trading, Trading, Equity Trading, Equities, Bloomberg, Equity Research, Trading Systems, Traders, Series 7, Capital Markets, Financial Markets, Series 63, Securities, FINRA, Series 24, Series 55, Hedge Funds, Market Making, Options, Proprietary Trading
Education
State University of New York College at Oneonta 1990 — 1994
Bachelor of Science (B.S.), Business/Managerial Economics
UBS June 2015 - Present
Murphy & Durieu October 2008 - February 2015
Merriman Curhan Ford & Co. October 2006 - August 2008
Moors & Cabot April 2004 - October 2006
Deutsche Bank June 2002 - March 2004
NDB Capital Markets October 1995 - June 2002
Skills
Electronic Trading, Trading, Equity Trading, Equities, Bloomberg, Equity Research, Trading Systems, Traders, Series 7, Capital Markets, Financial Markets, Series 63, Securities, FINRA, Series 24, Series 55, Hedge Funds, Market Making, Options, Proprietary Trading
Education
State University of New York College at Oneonta 1990 — 1994
Bachelor of Science (B.S.), Business/Managerial Economics
John Ribortone's Moors & Cabot Experience November 2009 - December 2013
Job Complex Risk Supervisor at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management December 2013 - Present
Moors & Cabot November 2009 - December 2013
Countrywide Investment Services February 2004 - February 2009
Brokerage America May 2002 - August 2003
Herzog Heine Geduld June 1997 - January 2002
Skills
Series 3, Series 4, Series 7, Series 24, Series 53, Series 55, Series 63
Education
University of Scranton 1992 — 1996
Morgan Stanley Wealth Management December 2013 - Present
Moors & Cabot November 2009 - December 2013
Countrywide Investment Services February 2004 - February 2009
Brokerage America May 2002 - August 2003
Herzog Heine Geduld June 1997 - January 2002
Skills
Series 3, Series 4, Series 7, Series 24, Series 53, Series 55, Series 63
Education
University of Scranton 1992 — 1996
Joseph Mattison's Moors & Cabot Experience October 2006 - April 2007
Job at RBG Capital
Industry Investment Management
Experience
RBG Capital January 2007 - Present
Merrill Lynch December 2007 - January 2009
Moors & Cabot October 2006 - April 2007
Education
Suffolk University Law School 2004 — 2007
LAW, LAW
Boston University 2000 — 2004
BA, Political Science
Phillips Andover 1996 — 2000
RBG Capital January 2007 - Present
Merrill Lynch December 2007 - January 2009
Moors & Cabot October 2006 - April 2007
Education
Suffolk University Law School 2004 — 2007
LAW, LAW
Boston University 2000 — 2004
BA, Political Science
Phillips Andover 1996 — 2000
Colleen Savage's Moors & Cabot Experience December 2002 - Present
Job Account Manager at Savage Realty Group, LLC.
Industry Accounting
Experience
Savage Realty Group, LLC. April 2014 - Present
Moors & Cabot December 2002 - Present
Arthur D. Little June 2000 - September 2002
Randstad North America June 1995 - June 2000
Skills
Accounting, Finance, Payroll, Accounts Payable, Series 99
Education
Salem State University 1990 — 1994
Bachelor of Science (BS), Business Teacher Education
Savage Realty Group, LLC. April 2014 - Present
Moors & Cabot December 2002 - Present
Arthur D. Little June 2000 - September 2002
Randstad North America June 1995 - June 2000
Skills
Accounting, Finance, Payroll, Accounts Payable, Series 99
Education
Salem State University 1990 — 1994
Bachelor of Science (BS), Business Teacher Education
Matthew McCall's Moors & Cabot Experience May 2006 - August 2007
Job Operations Manager at Federal Street Advisors
Industry Financial Services
Experience
Federal Street Advisors June 2012 - Present
Federal Street Advisors July 2010 - June 2012
State Street Bank July 2008 - July 2010
Moors & Cabot May 2006 - August 2007
Education
Bowdoin College 2004 — 2008
Bachelor of Arts, Economics, Psychology
University of St. Andrews 2007 — 2007
Study Abroad, Psychology, History
Federal Street Advisors June 2012 - Present
Federal Street Advisors July 2010 - June 2012
State Street Bank July 2008 - July 2010
Moors & Cabot May 2006 - August 2007
Education
Bowdoin College 2004 — 2008
Bachelor of Arts, Economics, Psychology
University of St. Andrews 2007 — 2007
Study Abroad, Psychology, History
Aline Lavelle's Moors & Cabot Experience September 1989 - Present
Job Senior Vice President at Moors & Cabot
Industry Investment Banking
Experience
Moors & Cabot September 1989 - Present
Alternative Investments September 1984 - August 1989
Skills
Affordable Housing, Tax Credits, Equities, Real Estate Economics, LIHTC, Financial Analysis, Asset Management
Education
University of Massachusetts, Amherst
BA, History
Moors & Cabot September 1989 - Present
Alternative Investments September 1984 - August 1989
Skills
Affordable Housing, Tax Credits, Equities, Real Estate Economics, LIHTC, Financial Analysis, Asset Management
Education
University of Massachusetts, Amherst
BA, History
Pilcher Susan's Moors & Cabot Experience January 1999 - July 2006
Job Senior Director at Global Crown Capital
Industry Telecommunications
Experience
Global Crown Capital July 2006 - Present
Moors & Cabot January 1999 - July 2006
C. J. Lawrence June 1986 - July 1996
Education
Fairleigh Dickinson University 1980 — 1986
BS, MBA, Economics, Finance
Global Crown Capital July 2006 - Present
Moors & Cabot January 1999 - July 2006
C. J. Lawrence June 1986 - July 1996
Education
Fairleigh Dickinson University 1980 — 1986
BS, MBA, Economics, Finance
Jeff Shipos's Moors & Cabot Experience May 1999 - February 2001
Job VP at State Street Corp
Industry Investment Management
Experience
State Street Corportation February 2001 - Present
State Street Corporation 2001 - Present
Moors & Cabot May 1999 - February 2001
Fleet Securities March 1993 - May 1999
Skills
Municipal Bonds, Fixed Income Portfolio..., Trading, Fixed Income, Public Finance, US Treasuries, Bloomberg, Portfolio Management, Capital Markets, Asset Management, Securities
Education
Northeastern University 1996 — 2000
BS, Finance
State Street Corportation February 2001 - Present
State Street Corporation 2001 - Present
Moors & Cabot May 1999 - February 2001
Fleet Securities March 1993 - May 1999
Skills
Municipal Bonds, Fixed Income Portfolio..., Trading, Fixed Income, Public Finance, US Treasuries, Bloomberg, Portfolio Management, Capital Markets, Asset Management, Securities
Education
Northeastern University 1996 — 2000
BS, Finance
Bill Salmons's Moors & Cabot Experience 2002 - 2007
Job Director of Finance, Treasurer at Pet Food Experts
Industry Accounting
Experience
Pet Food Experts September 2014 - Present
Design Mark Industries, Inc. June 2007 - June 2013
Moors & Cabot 2002 - 2007
Merrill Lynch 1987 - 1995
JPMorgan Chase 1979 - 1987
Skills
Corporate Finance, Management, Accounting, Strategy, Strategic Planning, Venture Capital
Education
Harvard University 1973 — 1978
AB, Organizational Psychology
Saint George's School, Newport RI 1971 — 1973
Pet Food Experts September 2014 - Present
Design Mark Industries, Inc. June 2007 - June 2013
Moors & Cabot 2002 - 2007
Merrill Lynch 1987 - 1995
JPMorgan Chase 1979 - 1987
Skills
Corporate Finance, Management, Accounting, Strategy, Strategic Planning, Venture Capital
Education
Harvard University 1973 — 1978
AB, Organizational Psychology
Saint George's School, Newport RI 1971 — 1973
Gita Ghafuri's Moors & Cabot Experience July 2006 - November 2006
Job Financial Consultant at TIAACREF
Industry Financial Services
Experience
TIAA-CREF September 2014 - Present
Merrill Edge, Bank of America Merrill Lynch August 2011 - December 2013
AXA Advisors November 2010 - June 2011
Pershing LLC, Bank of New York Mellon November 2006 - February 2009
Moors & Cabot July 2006 - November 2006
Presidio Financial Partners November 2005 - February 2006
Oppenheimer & Co. November 2002 - October 2005
Wachovia Securities, LLC May 2001 - May 2002
Robertson Stephens April 1999 - April 2001
Skills
Investments, Series 7, Financial Services, Equities, Asset Management, Series 63, Strategic Financial..., Estate Planning, Financial Advisory, Investment Strategies, Asset Allocation, Risk Management, Insurance, Finance, Alternative Investments, Strategy, Mutual Funds, Wealth Management, Institutional Sales, Account Management, Relationship Management, Corporate Training, Retirement Planning, Investment Advisory, Wealth Management..., Portfolio Management, Securities, Banking, New Business Development, Sales Presentations, FINRA, Sales Management, Retirement, Financial Markets, Sales Process, Financial Planning
Education
Golden Gate University
MBA, Finance
University of Hamburg
BS / Vordiplom, Business Administration
TIAA-CREF September 2014 - Present
Merrill Edge, Bank of America Merrill Lynch August 2011 - December 2013
AXA Advisors November 2010 - June 2011
Pershing LLC, Bank of New York Mellon November 2006 - February 2009
Moors & Cabot July 2006 - November 2006
Presidio Financial Partners November 2005 - February 2006
Oppenheimer & Co. November 2002 - October 2005
Wachovia Securities, LLC May 2001 - May 2002
Robertson Stephens April 1999 - April 2001
Skills
Investments, Series 7, Financial Services, Equities, Asset Management, Series 63, Strategic Financial..., Estate Planning, Financial Advisory, Investment Strategies, Asset Allocation, Risk Management, Insurance, Finance, Alternative Investments, Strategy, Mutual Funds, Wealth Management, Institutional Sales, Account Management, Relationship Management, Corporate Training, Retirement Planning, Investment Advisory, Wealth Management..., Portfolio Management, Securities, Banking, New Business Development, Sales Presentations, FINRA, Sales Management, Retirement, Financial Markets, Sales Process, Financial Planning
Education
Golden Gate University
MBA, Finance
University of Hamburg
BS / Vordiplom, Business Administration
Thomas LaBrie's Moors & Cabot Experience March 2000 - February 2009
Job Managing Principal of the Boston, MA and Windsor , CT Lincoln Financial Advisors offices.
Industry Financial Services
Experience
Lincoln Financial Advisors March 2012 - Present
TIAA-CREF August 2009 - March 2012
Moors & Cabot March 2000 - February 2009
Fidelity Investments December 1991 - March 2000
Columbia Management January 1990 - December 1991
Krupp Company January 1989 - December 1989
Dean Witter 1987 - 1989
Skills
Financial Advisory, Series 7, Series 24, Series 63, Series 65, Life Insurance, Mutual Funds, Retirement Planning, Sales Management, Wealth Management, Financial Services, Investments, Securities, Investment Advisory, Financial Planning, Asset Management, Finance, Relationship Management, Alternative Investments, Insurance, Portfolio Management
Education
Northeastern University 1980 — 1985
Business, Business Administration
Norwich Free Academy 1976 — 1980
College Prep, Business Administration and Management, General
Lincoln Financial Advisors March 2012 - Present
TIAA-CREF August 2009 - March 2012
Moors & Cabot March 2000 - February 2009
Fidelity Investments December 1991 - March 2000
Columbia Management January 1990 - December 1991
Krupp Company January 1989 - December 1989
Dean Witter 1987 - 1989
Skills
Financial Advisory, Series 7, Series 24, Series 63, Series 65, Life Insurance, Mutual Funds, Retirement Planning, Sales Management, Wealth Management, Financial Services, Investments, Securities, Investment Advisory, Financial Planning, Asset Management, Finance, Relationship Management, Alternative Investments, Insurance, Portfolio Management
Education
Northeastern University 1980 — 1985
Business, Business Administration
Norwich Free Academy 1976 — 1980
College Prep, Business Administration and Management, General
Jared Barilaro's Moors & Cabot Experience February 2008 - July 2008
Job Legal Services Professional
Industry Legal Services
Experience
The Shepard Law Firm August 2008 - February 2009
Moors & Cabot February 2008 - July 2008
Education
University of Massachusetts, Amherst 2003 — 2007
Bachlors, Legal Studies
The Shepard Law Firm August 2008 - February 2009
Moors & Cabot February 2008 - July 2008
Education
University of Massachusetts, Amherst 2003 — 2007
Bachlors, Legal Studies
Brad East's Moors & Cabot Experience November 2003 - Present
Job Managing Director of Investments at Moors & Cabot, Investment Brokerage Since 1890
Industry Financial Services
Experience
Moors & Cabot November 2003 - Present
Moors & Cabot, Inc November 2003 - Present
Moors & Cabot, Investment Brokerage Since 1890 November 2003 - Present
JW Garrett 1992 - 2000
Skills
Series 7, Retirement Planning, Mutual Funds, Wealth Management, Equities, Insurance, Securities, Options, Portfolio Management, Hedge Funds, Trading
Education
University of Arizona 1988 — 1992
Bachelor, Finance/Economics
Moors & Cabot November 2003 - Present
Moors & Cabot, Inc November 2003 - Present
Moors & Cabot, Investment Brokerage Since 1890 November 2003 - Present
JW Garrett 1992 - 2000
Skills
Series 7, Retirement Planning, Mutual Funds, Wealth Management, Equities, Insurance, Securities, Options, Portfolio Management, Hedge Funds, Trading
Education
University of Arizona 1988 — 1992
Bachelor, Finance/Economics
Jamie Alano's Moors & Cabot Experience June 2004 - December 2004
Job VP, Risk and Compliance at BOX Options Exchange
Industry Financial Services
Experience
BOX Options Exchange June 2014 - Present
BOSTON OPTIONS EXCHANGE REGULATION February 2012 - Present
TradeStation Securities October 2010 - May 2012
Flector Maynard 2009 - 2010
International Securities Exchange September 2008 - April 2009
Boston Options Exchange July 2005 - September 2008
Moors & Cabot June 2004 - December 2004
Standish Mellon Asset Management June 2003 - December 2003
Detwiler Mitchell Fenton & Graves June 2002 - December 2002
Skills
Options, Equities, Trading, Fixed Income, Analysis, Hedge Funds, Finance, Equity Derivatives, Securities, Market Data, Bonds, Mutual Funds, Bloomberg, Portfolio Management, FINRA, Series 7, Series 63, Electronic Trading, Derivatives, Trading Systems
Education
George Mason University 2013 — 2013
Graduate Certificate in Internal Audit, Risk Management
Northeastern University 2000 — 2005
Bachelor of Science in Business Administration, Finance
BOX Options Exchange June 2014 - Present
BOSTON OPTIONS EXCHANGE REGULATION February 2012 - Present
TradeStation Securities October 2010 - May 2012
Flector Maynard 2009 - 2010
International Securities Exchange September 2008 - April 2009
Boston Options Exchange July 2005 - September 2008
Moors & Cabot June 2004 - December 2004
Standish Mellon Asset Management June 2003 - December 2003
Detwiler Mitchell Fenton & Graves June 2002 - December 2002
Skills
Options, Equities, Trading, Fixed Income, Analysis, Hedge Funds, Finance, Equity Derivatives, Securities, Market Data, Bonds, Mutual Funds, Bloomberg, Portfolio Management, FINRA, Series 7, Series 63, Electronic Trading, Derivatives, Trading Systems
Education
George Mason University 2013 — 2013
Graduate Certificate in Internal Audit, Risk Management
Northeastern University 2000 — 2005
Bachelor of Science in Business Administration, Finance
Erik DeGregorio CLU, ChFC's Moors & Cabot Experience 2005 - 2008
Job President, The PenFacs Group
Industry Insurance
Experience
The PenFacs Group January 2008 - Present
PenFacs Financial Services, Inc January 2001 - January 2008
Moors & Cabot 2005 - 2008
PenFacs Financial Services January 1999 - January 2001
PenFacs Financial Services January 1996 - January 1999
PenFacs Financial Services January 1994 - January 1996
PenFacs Financial Services January 1993 - January 1994
Skills
Disability Insurance, Estate Planning, Fixed Annuities, Insurance, Investments, Life Insurance, Retirement Planning, Financial Advisory, Financial Services, Long Term Care Insurance, Long-term Care
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics
B.S., Business Administration, Political Science
The PenFacs Group January 2008 - Present
PenFacs Financial Services, Inc January 2001 - January 2008
Moors & Cabot 2005 - 2008
PenFacs Financial Services January 1999 - January 2001
PenFacs Financial Services January 1996 - January 1999
PenFacs Financial Services January 1994 - January 1996
PenFacs Financial Services January 1993 - January 1994
Skills
Disability Insurance, Estate Planning, Fixed Annuities, Insurance, Investments, Life Insurance, Retirement Planning, Financial Advisory, Financial Services, Long Term Care Insurance, Long-term Care
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics
B.S., Business Administration, Political Science
Ashley Strickland's Moors & Cabot Experience December 2013 - March 2015
Job Client Assistant
Industry Financial Services
Experience
Robert W. Baird & Co. March 2015 - Present
Moors & Cabot December 2013 - March 2015
Aloft Tempe October 2012 - December 2013
W Store Scottsdale February 2010 - March 2012
Sportiqe Apparel October 2011 - January 2012
Missomnimedia 2011 - 2011
Here on the Corner January 2008 - January 2010
Skills
Wordpress, Facebook, Twitter, Social Media, Customer Service, Inventory Management, Social Media Marketing, Mac, Word, Microsoft Office, Tumblr, Sales, Time Management, Microsoft Word, Advertising
Education
Arizona State University 2007 — 2012
Robert W. Baird & Co. March 2015 - Present
Moors & Cabot December 2013 - March 2015
Aloft Tempe October 2012 - December 2013
W Store Scottsdale February 2010 - March 2012
Sportiqe Apparel October 2011 - January 2012
Missomnimedia 2011 - 2011
Here on the Corner January 2008 - January 2010
Skills
Wordpress, Facebook, Twitter, Social Media, Customer Service, Inventory Management, Social Media Marketing, Mac, Word, Microsoft Office, Tumblr, Sales, Time Management, Microsoft Word, Advertising
Education
Arizona State University 2007 — 2012
Jerome Robbins's Moors & Cabot Experience 2009 - Present
Job Sr VP investments at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot 2009 - Present
Skills
Series 7, Retirement Planning, Wealth Management, Series 63, Equities, Investments, Mutual Funds, Asset Allocation, Investment Advisory, Portfolio Management, Alternative Investments, Securities, Strategic Financial..., Fixed Income, Uniform Combined State..., Options, Trading, Fixed Annuities, Retirement, Asset Managment, Asset Management
Education
The University of Maryland 1968 — 1972
Bachelor of Arts (B.A.), Business, Management, Marketing, and Related Support Services
University of Maryland College Park 1968 — 1972
bachelor of arts, Inter disciplinary studies
Moors & Cabot 2009 - Present
Skills
Series 7, Retirement Planning, Wealth Management, Series 63, Equities, Investments, Mutual Funds, Asset Allocation, Investment Advisory, Portfolio Management, Alternative Investments, Securities, Strategic Financial..., Fixed Income, Uniform Combined State..., Options, Trading, Fixed Annuities, Retirement, Asset Managment, Asset Management
Education
The University of Maryland 1968 — 1972
Bachelor of Arts (B.A.), Business, Management, Marketing, and Related Support Services
University of Maryland College Park 1968 — 1972
bachelor of arts, Inter disciplinary studies
Jonathan Engert's Moors & Cabot Experience November 2008 - Present
Job Director, Insurance & Annuities at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot November 2008 - Present
John Hancock Life Insurance Company (U.S.A.) June 2006 - July 2008
Education
Bentley University 2002 — 2006
BS, Finance
Moors & Cabot November 2008 - Present
John Hancock Life Insurance Company (U.S.A.) June 2006 - July 2008
Education
Bentley University 2002 — 2006
BS, Finance
David Trevisan's Moors & Cabot Experience June 2009 - February 2012
Job Production Manager at Organic Investment SAC
Industry Financial Services
Experience
Organic Investment SAC October 2009 - Present
Moors & Cabot June 2009 - February 2012
merrill lynch May 2002 - June 2009
Fidelity Investments April 1993 - December 2001
Century Bank February 1991 - April 1993
Bear Stearns November 1989 - February 1991
Merrill Lynch October 1983 - November 1989
Skills
Insurance, Equities, Investments, Investment Advisory, Finance, Wealth Management, Mutual Funds, Asset Allocation, Asset Management, Series 7, Retirement, Portfolio Management, Retirement Planning, Trading
Education
Boston University 1973 — 1977
Bachelor's Degree, Business Administration and Management, General
Organic Investment SAC October 2009 - Present
Moors & Cabot June 2009 - February 2012
merrill lynch May 2002 - June 2009
Fidelity Investments April 1993 - December 2001
Century Bank February 1991 - April 1993
Bear Stearns November 1989 - February 1991
Merrill Lynch October 1983 - November 1989
Skills
Insurance, Equities, Investments, Investment Advisory, Finance, Wealth Management, Mutual Funds, Asset Allocation, Asset Management, Series 7, Retirement, Portfolio Management, Retirement Planning, Trading
Education
Boston University 1973 — 1977
Bachelor's Degree, Business Administration and Management, General
Chris D'Ambrosio's Moors & Cabot Experience October 1993 - May 2007
Job Morgan Stanley Private Wealth Management
Industry Financial Services
Experience
Morgan Stanley Private Wealth Management March 2010 - Present
Janney Montgomery Scott August 2008 - June 2009
Stanford Financial May 2007 - May 2008
Moors & Cabot October 1993 - May 2007
Skills
Series 7, Equity Trading, Technical Analysis, CMT Level 2, CMT Level 1, Investments, Trading, Proprietary Trading, Community Bank and..., Series 24, Series 55
Education
Merrimack College 1985 — 1989
Morgan Stanley Private Wealth Management March 2010 - Present
Janney Montgomery Scott August 2008 - June 2009
Stanford Financial May 2007 - May 2008
Moors & Cabot October 1993 - May 2007
Skills
Series 7, Equity Trading, Technical Analysis, CMT Level 2, CMT Level 1, Investments, Trading, Proprietary Trading, Community Bank and..., Series 24, Series 55
Education
Merrimack College 1985 — 1989
William Kwak's Moors & Cabot Experience September 2009 - Present
Job Registered Investment Associate at Moors & Cabot Investments
Industry Financial Services
Experience
Moors & Cabot September 2009 - Present
Education
Bentley University 2005 — 2009
Bachelor's degree, Finance
Moors & Cabot September 2009 - Present
Education
Bentley University 2005 — 2009
Bachelor's degree, Finance
Laurie Faille, CFP®'s Moors & Cabot Experience July 2003 - July 2004
Job Financial Planner at Proctor Financial, Inc.
Industry Financial Services
Experience
Proctor Financial, Inc. June 2011 - Present
Seaward Management November 2004 - June 2011
Moors & Cabot July 2003 - July 2004
Education
Boston University
Certificate, Financial Planning
University of Massachusetts
Journalism
Proctor Financial, Inc. June 2011 - Present
Seaward Management November 2004 - June 2011
Moors & Cabot July 2003 - July 2004
Education
Boston University
Certificate, Financial Planning
University of Massachusetts
Journalism
Ellen Moran's Moors & Cabot Experience February 2000 - April 2002
Job Senior Product Consultant at Sun Life Financial
Industry Financial Services
Experience
Sun Life Financial February 2014 - Present
Fidelity Investments January 2012 - January 2014
Fideity Investments June 1999 - January 2014
State Street Corporation February 2010 - December 2011
State Street Global Advisors August 2007 - February 2010
ByAll Accounts April 2002 - June 2004
Moors & Cabot February 2000 - April 2002
Skills
FINRA Series 7, FINRA Series 63, Securities, Hedge Funds, Equities, Relationship Management, Mutual Funds, Options, Finance, Financial Services, Alternative Investments, Investments, Back Office, FINRA, Trading, Fixed Income, Asset Management, Asset Allocation, Wealth Management, Risk Management, Series 7, Series 63
Education
University of Massachusetts Boston
Bachelor of Business Administration (BBA), Business Administration and Management, General
Sun Life Financial February 2014 - Present
Fidelity Investments January 2012 - January 2014
Fideity Investments June 1999 - January 2014
State Street Corporation February 2010 - December 2011
State Street Global Advisors August 2007 - February 2010
ByAll Accounts April 2002 - June 2004
Moors & Cabot February 2000 - April 2002
Skills
FINRA Series 7, FINRA Series 63, Securities, Hedge Funds, Equities, Relationship Management, Mutual Funds, Options, Finance, Financial Services, Alternative Investments, Investments, Back Office, FINRA, Trading, Fixed Income, Asset Management, Asset Allocation, Wealth Management, Risk Management, Series 7, Series 63
Education
University of Massachusetts Boston
Bachelor of Business Administration (BBA), Business Administration and Management, General
Emmy Quinby's Moors & Cabot Experience Vice President - InvestmentsUBS Wealth ManagementJune 2000 - April 2009
Job Vice President Investments at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot Vice President - InvestmentsUBS Wealth ManagementJune 2000 - April 2009
Education
University of Massachusetts, Amherst 1971 — 1973
BS, Pre-Veterinary: Equine Studies
Moors & Cabot Vice President - InvestmentsUBS Wealth ManagementJune 2000 - April 2009
Education
University of Massachusetts, Amherst 1971 — 1973
BS, Pre-Veterinary: Equine Studies
Terrence McDaniels's Moors & Cabot Experience November 2001 - June 2004
Job Broker at McDaniels Commercial Realty
Industry Real Estate
Experience
McDaniels Commercial Realty December 2007 - Present
Stafford Smith Commercial Realty 2004 - 2007
Moors & Cabot November 2001 - June 2004
New York Stock Exchange 1995 - 2003
Education
Northeastern University
McDaniels Commercial Realty December 2007 - Present
Stafford Smith Commercial Realty 2004 - 2007
Moors & Cabot November 2001 - June 2004
New York Stock Exchange 1995 - 2003
Education
Northeastern University
Brian Lam's Moors & Cabot Experience May 2012 - July 2012
Job Recent graduate from UC Berkeley
Industry Financial Services
Experience
Balboa Capital August 2015 - August 2015
Square March 2015 - April 2015
Citi June 2013 - August 2013
Vista Point Advisors August 2012 - October 2012
Western Peaks Financial Corporation June 2012 - August 2012
Moors & Cabot May 2012 - July 2012
Skills
Financial Analysis, Finance, Portfolio Management
Education
University of California, Berkeley 2012 — 2014
Interdisciplinary Studies, Business Administration, Sociology, Information
Ohlone College
Associate’s Degree
Balboa Capital August 2015 - August 2015
Square March 2015 - April 2015
Citi June 2013 - August 2013
Vista Point Advisors August 2012 - October 2012
Western Peaks Financial Corporation June 2012 - August 2012
Moors & Cabot May 2012 - July 2012
Skills
Financial Analysis, Finance, Portfolio Management
Education
University of California, Berkeley 2012 — 2014
Interdisciplinary Studies, Business Administration, Sociology, Information
Ohlone College
Associate’s Degree
David W. Donahue, Jr., CFA's Moors & Cabot Experience 2005 - Present
Job SVP, Portfolio Manager
Industry Financial Services
Experience
Moors & Cabot 2005 - Present
EagleClaw Capital Management, LLC 2005 - Present
RBC Wealth Management 2001 - 2005
Tucker Anthony, Inc. 1994 - 2001
Education
Bowdoin College 1983 — 1987
Bachelor of Arts, Psychology, Economics
Belmont Hill School 1979 — 1983
Moors & Cabot 2005 - Present
EagleClaw Capital Management, LLC 2005 - Present
RBC Wealth Management 2001 - 2005
Tucker Anthony, Inc. 1994 - 2001
Education
Bowdoin College 1983 — 1987
Bachelor of Arts, Psychology, Economics
Belmont Hill School 1979 — 1983
Genine Levin's Moors & Cabot Experience April 2012 - March 2014
Job Executive Office Assoicate at Tenacity
Industry Nonprofit Organization Management
Experience
Tenacity March 2014 - Present
Town Sports International June 2011 - Present
Moors & Cabot April 2012 - March 2014
Judge Baker Children's Center January 2012 - April 2012
Harvard School of Public Health January 2012 - April 2012
Rowan University January 2010 - May 2011
Rocky Ledge Swimming Association May 2006 - September 2010
Skills
Editing, Office Administration, C-Level Relationships, Phone Etiquette, QuarkXPress, Customer Service, Switchboard Operator, Microsoft Office, Layout, Creative Writing, Social Media, Copy Editing, Publishing, Proofreading, Editorial, Copywriting, Books, Blogging, Journalism, Magazines, Press Releases, Social Networking, Social Media Marketing, InDesign, Public Relations, Sales, Data Entry, Facebook, Publicity, Event Management, Marketing
Education
Endicott College 2014 — 2016
Master of Business Administration (M.B.A.), Human Resources Management
Rowan University 2007 — 2011
BA, English
Ardsley High School 2003 — 2007
Tenacity March 2014 - Present
Town Sports International June 2011 - Present
Moors & Cabot April 2012 - March 2014
Judge Baker Children's Center January 2012 - April 2012
Harvard School of Public Health January 2012 - April 2012
Rowan University January 2010 - May 2011
Rocky Ledge Swimming Association May 2006 - September 2010
Skills
Editing, Office Administration, C-Level Relationships, Phone Etiquette, QuarkXPress, Customer Service, Switchboard Operator, Microsoft Office, Layout, Creative Writing, Social Media, Copy Editing, Publishing, Proofreading, Editorial, Copywriting, Books, Blogging, Journalism, Magazines, Press Releases, Social Networking, Social Media Marketing, InDesign, Public Relations, Sales, Data Entry, Facebook, Publicity, Event Management, Marketing
Education
Endicott College 2014 — 2016
Master of Business Administration (M.B.A.), Human Resources Management
Rowan University 2007 — 2011
BA, English
Ardsley High School 2003 — 2007
Mitchell Crisci's Moors & Cabot Experience January 2005 - January 2007
Job Vice President, Business Development at Performance Improvement Partners
Industry Management Consulting
Experience
Performance Improvement Partners, LLC January 2009 - Present
MGC Consulting Company llc September 2008 - Present
Pacific Growth Equities May 2007 - August 2008
Moors & Cabot January 2005 - January 2007
Schwab Soundview Capital Markets January 2001 - November 2004
Merrill Lynch January 1999 - June 2000
Education
University of Colorado Boulder 1996 — 2000
Double Degree Program, Business Administration: Finance Major, Marketing Minor and Bachelor of Arts: Communications Major
Performance Improvement Partners, LLC January 2009 - Present
MGC Consulting Company llc September 2008 - Present
Pacific Growth Equities May 2007 - August 2008
Moors & Cabot January 2005 - January 2007
Schwab Soundview Capital Markets January 2001 - November 2004
Merrill Lynch January 1999 - June 2000
Education
University of Colorado Boulder 1996 — 2000
Double Degree Program, Business Administration: Finance Major, Marketing Minor and Bachelor of Arts: Communications Major
Bob P. Hodges Jr., CFS's Moors & Cabot Experience July 2005 - October 2010
Job Branch Manager at Capital Guardian Wealth Management
Industry Financial Services
Experience
Capital Guardian Wealth Management February 2015 - Present
Capital Guardian Wealth Management October 2010 - Present
Capital Guardian LLC October 2010 - August 2011
Moors & Cabot July 2005 - October 2010
Janney Montgomery Scott September 1999 - July 2005
Paine Webber September 1997 - September 1999
Great Western Financial Services June 1992 - September 1997
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Estate Planning, Public Speaking, Budgets, Retirement, Insurance, Investment Advisory, Portfolio Management, Series 7, Strategic Planning, Tax, Asset Managment, Asset Allocation, Investment Strategies, Financial Advisory, Customer Service, Mutual Funds
Education
University of Central Florida 1985 — 1989
Bachelor of Arts (BA), Political Science - Pre Law
Admiral Farragut Academy 1979 — 1984
Capital Guardian Wealth Management February 2015 - Present
Capital Guardian Wealth Management October 2010 - Present
Capital Guardian LLC October 2010 - August 2011
Moors & Cabot July 2005 - October 2010
Janney Montgomery Scott September 1999 - July 2005
Paine Webber September 1997 - September 1999
Great Western Financial Services June 1992 - September 1997
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Estate Planning, Public Speaking, Budgets, Retirement, Insurance, Investment Advisory, Portfolio Management, Series 7, Strategic Planning, Tax, Asset Managment, Asset Allocation, Investment Strategies, Financial Advisory, Customer Service, Mutual Funds
Education
University of Central Florida 1985 — 1989
Bachelor of Arts (BA), Political Science - Pre Law
Admiral Farragut Academy 1979 — 1984
Edward Morey's Moors & Cabot Experience January 2006 - Present
Job Finance
Industry Financial Services
Experience
Moors & Cabot January 2006 - Present
Education
Downside School
Georgetown University
Moors & Cabot January 2006 - Present
Education
Downside School
Georgetown University
Carolann Guadagnino's Moors & Cabot Experience August 2011 - Present
Job Registered Assistant at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot August 2011 - Present
Skills
Investments, Series 7, Series 63, Customer Service
Education
Bentley University
Marketing
Cape Cod Community College
Hotel Restaurant Management
Moors & Cabot August 2011 - Present
Skills
Investments, Series 7, Series 63, Customer Service
Education
Bentley University
Marketing
Cape Cod Community College
Hotel Restaurant Management
Alan Dimock's Moors & Cabot Experience April 1983 - December 1990
Job Operations GP Wolfpaw Partners
Industry Investment Management
Experience
Wolfpaw Partners January 1991 - Present
NWFF Environmental December 2005 - Present
Moors & Cabot April 1983 - December 1990
Skills
Project Planning, Operations Management, Equity Trading, Accounting, Direct Sales, Marketing Management, Managerial Finance, Writing, Sourcing, Problem Solving
Education
Portland State University 1979 — 1982
Bachelor of Arts (BA), Political Science and Government, Honors
Wolfpaw Partners January 1991 - Present
NWFF Environmental December 2005 - Present
Moors & Cabot April 1983 - December 1990
Skills
Project Planning, Operations Management, Equity Trading, Accounting, Direct Sales, Marketing Management, Managerial Finance, Writing, Sourcing, Problem Solving
Education
Portland State University 1979 — 1982
Bachelor of Arts (BA), Political Science and Government, Honors
Brian Locarni's Moors & Cabot Experience July 1997 - September 2005
Job Senior Trader at Windhaven Investment Management
Industry Financial Services
Experience
Windhaven Investment Management October 2011 - Present
Edwards Angell Palmer & Dodge LLP September 2005 - October 2011
Moors & Cabot July 1997 - September 2005
Skills
Trading Desk, Trading, Moxy, ETFs, Collective Trust Funds, Equities, Mutual Funds, Fixed Income, Bloomberg Terminal, Options, Attribution, Asset Allocation, Derivatives, Investment Management
Education
Northeastern University
Bachelor of Science (BS), Economics
Windhaven Investment Management October 2011 - Present
Edwards Angell Palmer & Dodge LLP September 2005 - October 2011
Moors & Cabot July 1997 - September 2005
Skills
Trading Desk, Trading, Moxy, ETFs, Collective Trust Funds, Equities, Mutual Funds, Fixed Income, Bloomberg Terminal, Options, Attribution, Asset Allocation, Derivatives, Investment Management
Education
Northeastern University
Bachelor of Science (BS), Economics
Amy B. Versaggi's Moors & Cabot Experience 1993 - 2001
Job Independent Public Relations Contractor
Industry Public Relations and Communications
Experience
Self Employed 2012 - Present
Carlisle 2003 - Present
Moors & Cabot 1993 - 2001
Nicolazzo & Associates 1991 - 1993
David L. Babson & Company 1988 - 1992
Skills
Series 7, Financial Services, Public Relations, Marketing, Securities
Education
Emerson College 1990 — 1992
Master's degree, Public Relations, Concentration in Investor Relations
Franklin & Marshall College 1984 — 1988
Bachelor of Arts (BA), Psychology
Self Employed 2012 - Present
Carlisle 2003 - Present
Moors & Cabot 1993 - 2001
Nicolazzo & Associates 1991 - 1993
David L. Babson & Company 1988 - 1992
Skills
Series 7, Financial Services, Public Relations, Marketing, Securities
Education
Emerson College 1990 — 1992
Master's degree, Public Relations, Concentration in Investor Relations
Franklin & Marshall College 1984 — 1988
Bachelor of Arts (BA), Psychology
Peter Thorbahn's Moors & Cabot Experience January 2012 - Present
Job Registered Investment Advisor
Industry Financial Services
Experience
Moors & Cabot January 2012 - Present
First Trust Financial January 1989 - January 2010
Skills
Highly skilled..., Portfolio Management, Indepth institutional..., Market Neutral Equity
Education
Bridgewater State University 1980 — 1984
Management Science, Finance, General, Bachelor's
Moors & Cabot January 2012 - Present
First Trust Financial January 1989 - January 2010
Skills
Highly skilled..., Portfolio Management, Indepth institutional..., Market Neutral Equity
Education
Bridgewater State University 1980 — 1984
Management Science, Finance, General, Bachelor's
Jill Kreidel's Moors & Cabot Experience August 2015 - Present
Job Client Associate at Moors & Cabot
Industry Insurance
Experience
Moors & Cabot August 2015 - Present
Murray Insurance Agency April 2015 - August 2015
ABB November 2011 - January 2015
Self-Employed August 2006 - August 2008
Lake Mary, Fl May 2001 - August 2006
Skills
Office Administration, Microsoft Office, QuickBooks, Bookkeeping, Telephone Reception, Facilities Management, Data Mining, Data Analysis, SAP, Quicken, Accounts Payable, Accounts Receivable, Calendar Planning, Executive Calendar..., Travel Planning, Business Travel, Oral & Written..., Customer Service, Timeslips, Written Correspondence, Manufacturing, Product Marketing, Engineering, Product Development, Cross-functional Team..., Process Improvement, Project Management, Microsoft Excel
Education
Seminole Community College 1994 — 1998
Political Science
Lake Mary High School 1992 — 1992
Moors & Cabot August 2015 - Present
Murray Insurance Agency April 2015 - August 2015
ABB November 2011 - January 2015
Self-Employed August 2006 - August 2008
Lake Mary, Fl May 2001 - August 2006
Skills
Office Administration, Microsoft Office, QuickBooks, Bookkeeping, Telephone Reception, Facilities Management, Data Mining, Data Analysis, SAP, Quicken, Accounts Payable, Accounts Receivable, Calendar Planning, Executive Calendar..., Travel Planning, Business Travel, Oral & Written..., Customer Service, Timeslips, Written Correspondence, Manufacturing, Product Marketing, Engineering, Product Development, Cross-functional Team..., Process Improvement, Project Management, Microsoft Excel
Education
Seminole Community College 1994 — 1998
Political Science
Lake Mary High School 1992 — 1992
John Perillo's Moors & Cabot Experience 2000 - February 2001
Job Vice President Sales & Trading at Detwiler Fenton & Co
Industry
Experience
Detwiler Fenton & Co February 2001 - Present
Moors & Cabot 2000 - February 2001
SunTrust 1998 - 2000
Southeast Reseach Partners,Inc 1996 - 1998
Fidelity Capital Markets 1993 - 1996
Education
Eckerd College 1978 — 1982
Bachelor of Arts (B.A.), Business Administration and Management
Detwiler Fenton & Co February 2001 - Present
Moors & Cabot 2000 - February 2001
SunTrust 1998 - 2000
Southeast Reseach Partners,Inc 1996 - 1998
Fidelity Capital Markets 1993 - 1996
Education
Eckerd College 1978 — 1982
Bachelor of Arts (B.A.), Business Administration and Management
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY