Morgan Stanley Smith Barney LLC
Industry: Financial services company
DescriptionMorgan Stanley Wealth Management is an American multinational financial services corporation specializing in retail brokerage. It is the wealth & asset management division of Morgan Stanley. Customer service: 1 (888) 454-3965 Assets under management: 2.05 trillion USD (2014) CEO: James P. Gorman (Jan 2012–) Headquarters: Purchase, Harrison, NY Parent organization: Morgan Stanley Domestic Holdings Inc Founders: Charles D. Barney, Edward B. Smith
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Morgan Stanley Smith Barney LLC Employees
Employee
Years
Job
Industry
Rene' Nourse, CFP® Rene' Nourse, CFP®'s Morgan Stanley Smith Barney LLC Experience September 2000 - June 2012
Job FOUNDER, URBAN WEALTH MANAGEMENT
Industry Financial Services
Experience
CNBC 2013 - Present
Urban Wealth Management June 2012 - Present
Morgan Stanley Smith Barney, LLC September 2000 - June 2012
Prudential Securities April 1993 - September 2000
Dean Witter September 1985 - April 1993
Skills
Wealth Management, Strategic Financial..., Retirement Planning, Retirement, Financial Advisory, Asset Management, Finance, Managerial Finance, Small Business, Wealth Management..., Strategy, Wealth, Nonprofits, Financial Analysis, Financial Planners, Financial Planning, Leadership, Strategic Planning, Management, Financial Management
Education
Oberlin College 1972 — 1976
B.A., Psychology
St. Mary's Academy 1969 — 1972
CNBC 2013 - Present
Urban Wealth Management June 2012 - Present
Morgan Stanley Smith Barney, LLC September 2000 - June 2012
Prudential Securities April 1993 - September 2000
Dean Witter September 1985 - April 1993
Skills
Wealth Management, Strategic Financial..., Retirement Planning, Retirement, Financial Advisory, Asset Management, Finance, Managerial Finance, Small Business, Wealth Management..., Strategy, Wealth, Nonprofits, Financial Analysis, Financial Planners, Financial Planning, Leadership, Strategic Planning, Management, Financial Management
Education
Oberlin College 1972 — 1976
B.A., Psychology
St. Mary's Academy 1969 — 1972
Daniel J. Bulawa Daniel J. Bulawa's Morgan Stanley Smith Barney LLC Experience August 2007 - April 2010
Job Regional Vice President at RS Investments
Industry Financial Services
Experience
RS Investments January 2012 - Present
RS Investments April 2010 - December 2011
Morgan Stanley Smith Barney, LLC August 2007 - April 2010
A.G. Edwards & Sons, Inc. July 2005 - August 2007
Education
University of Hartford 2001 — 2005
BS, Finance / Economics
The Gunnery School 1993 — 1997
RS Investments January 2012 - Present
RS Investments April 2010 - December 2011
Morgan Stanley Smith Barney, LLC August 2007 - April 2010
A.G. Edwards & Sons, Inc. July 2005 - August 2007
Education
University of Hartford 2001 — 2005
BS, Finance / Economics
The Gunnery School 1993 — 1997
Pamela Walsh Pamela Walsh's Morgan Stanley Smith Barney LLC Experience May 2006 - February 2013
Job UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services, Inc. February 2013 - Present
Morgan Stanley Smith Barney LLC May 2006 - February 2013
Center For Oral & Facial Enhancements November 2004 - May 2006
SunTrust October 1998 - November 2004
MetLife October 1996 - October 1998
Fidelity Investments November 1993 - August 1996
Computer Service Group May 1993 - October 1993
Education
New Kent High School 1976 — 1981
American InterContinental University
BS, Criminal Justice
UBS Financial Services, Inc. February 2013 - Present
Morgan Stanley Smith Barney LLC May 2006 - February 2013
Center For Oral & Facial Enhancements November 2004 - May 2006
SunTrust October 1998 - November 2004
MetLife October 1996 - October 1998
Fidelity Investments November 1993 - August 1996
Computer Service Group May 1993 - October 1993
Education
New Kent High School 1976 — 1981
American InterContinental University
BS, Criminal Justice
Daniel Magney's Morgan Stanley Smith Barney LLC Experience May 2009 - July 2009
Job Leasing Associate and Commercial Sales Coordinator at Thur & Associates, Commercial Real Estate Brokerage
Industry Law Practice
Experience
Thur & Associates, Commercial Real Estate Brokerage May 2014 - Present
U.S. Department of Justice: Community Relations Service June 2012 - August 2012
Law Office of Michael P. Tempesta June 2011 - October 2011
Chambers of Judge George J. Silver: New York County Civil Supreme Court June 2011 - August 2011
Morgan Stanley Smith Barney LLC May 2009 - July 2009
Beijing Yin Han Da Pei Xun Xue Xia English School August 2008 - December 2008
Cleary Gottlieb Steen and Hamilton LLP May 2004 - January 2008
Skills
Competition Law, Legal Research, Arbitration, International Relations, Research, Lexis, Legal Writing, Depositions, Corporate Law, Westlaw, Civil Litigation, Mediation, Legal Issues, Microsoft Office, Litigation, Courts, Public Speaking, Employment Law, Social Media, LexisNexis, Commercial Real Estate, Tax Law, Microsoft Excel, Microsoft Word
Education
New York Law School 2010 — 2013
J.D, Law
Dickinson College 2006 — 2010
Bachelor of Arts, International Studies
Thur & Associates, Commercial Real Estate Brokerage May 2014 - Present
U.S. Department of Justice: Community Relations Service June 2012 - August 2012
Law Office of Michael P. Tempesta June 2011 - October 2011
Chambers of Judge George J. Silver: New York County Civil Supreme Court June 2011 - August 2011
Morgan Stanley Smith Barney LLC May 2009 - July 2009
Beijing Yin Han Da Pei Xun Xue Xia English School August 2008 - December 2008
Cleary Gottlieb Steen and Hamilton LLP May 2004 - January 2008
Skills
Competition Law, Legal Research, Arbitration, International Relations, Research, Lexis, Legal Writing, Depositions, Corporate Law, Westlaw, Civil Litigation, Mediation, Legal Issues, Microsoft Office, Litigation, Courts, Public Speaking, Employment Law, Social Media, LexisNexis, Commercial Real Estate, Tax Law, Microsoft Excel, Microsoft Word
Education
New York Law School 2010 — 2013
J.D, Law
Dickinson College 2006 — 2010
Bachelor of Arts, International Studies
Sharon Phelan, CFP® Sharon Phelan, CFP®'s Morgan Stanley Smith Barney LLC Experience February 2005 - November 2011
Job Client Manager, Certified Financial Planner™ at Ropes Wealth Advisors LLC
Industry Financial Services
Experience
Ropes Wealth Advisors LLC January 2015 - Present
Ropes & Gray LLP December 2011 - Present
Morgan Stanley Smith Barney, LLC February 2005 - November 2011
Morgan Stanley & Co, Inc - Transition Management Services June 2007 - July 2008
Morgan Stanley & Co, Inc February 2006 - June 2007
Skills
Wealth Management, Retirement Planning, Estate Planning, IRAs, Mutual Funds, Investment Management, Series 7, Fixed Annuities, Investment Advisory, Uniform Combined State..., Portfolio Management, Estate Administration, Trust Management, Securities, CRM, Retirement, Client Relationship..., Business Planning
Education
Boston University - Center for Professional Education 2013 — 2014
Boston University 2011 — 2011
Paralegal Certification
University of North Carolina at Greensboro 1997 — 2001
Bachelor of Arts
Ropes Wealth Advisors LLC January 2015 - Present
Ropes & Gray LLP December 2011 - Present
Morgan Stanley Smith Barney, LLC February 2005 - November 2011
Morgan Stanley & Co, Inc - Transition Management Services June 2007 - July 2008
Morgan Stanley & Co, Inc February 2006 - June 2007
Skills
Wealth Management, Retirement Planning, Estate Planning, IRAs, Mutual Funds, Investment Management, Series 7, Fixed Annuities, Investment Advisory, Uniform Combined State..., Portfolio Management, Estate Administration, Trust Management, Securities, CRM, Retirement, Client Relationship..., Business Planning
Education
Boston University - Center for Professional Education 2013 — 2014
Boston University 2011 — 2011
Paralegal Certification
University of North Carolina at Greensboro 1997 — 2001
Bachelor of Arts
valdis coleman valdis coleman's Morgan Stanley Smith Barney LLC Experience January 2011 - Present
Job Business Consultant and IT Trainer
Industry Professional Training & Coaching
Experience
The Training Associates January 2011 - Present
Morgan Stanley Smith Barney, LLC January 2011 - Present
Wells Fargo Bank, NA August 2010 - January 2011
PNC Bank February 2010 - September 2010
Capital One Bank, NA June 2009 - March 2010
Supreme Mortgage Group, LLC September 2006 - June 2009
Wells Fargo Bank, NA July 2003 - August 2006
State Farm Insurance Companies May 1995 - June 2003
Skills
Coaching, Training, Employee Training, Leadership, Recruiting, Organizational..., Negotiation, Performance Management, Leadership Development, Personal Development, Training Delivery, Program Management, CRM, Instructional Design, Software Documentation, Call Centers, E-Learning, Time Management, Sales
Education
University of Texas
Bachelor, Political and Social Sciences
Odessa College
Associates Degree of Arts
The Training Associates January 2011 - Present
Morgan Stanley Smith Barney, LLC January 2011 - Present
Wells Fargo Bank, NA August 2010 - January 2011
PNC Bank February 2010 - September 2010
Capital One Bank, NA June 2009 - March 2010
Supreme Mortgage Group, LLC September 2006 - June 2009
Wells Fargo Bank, NA July 2003 - August 2006
State Farm Insurance Companies May 1995 - June 2003
Skills
Coaching, Training, Employee Training, Leadership, Recruiting, Organizational..., Negotiation, Performance Management, Leadership Development, Personal Development, Training Delivery, Program Management, CRM, Instructional Design, Software Documentation, Call Centers, E-Learning, Time Management, Sales
Education
University of Texas
Bachelor, Political and Social Sciences
Odessa College
Associates Degree of Arts
Robert Henry, CRPC®, CRPS® Robert Henry, CRPC®, CRPS®'s Morgan Stanley Smith Barney LLC Experience 2005 - 2007
Job Associate Vice President Investment Officer at Boggs Wealth Management Group of Wells Fargo Advisors LLC
Industry Financial Services
Experience
Boggs Wealth Management Group of Wells Fargo Advisors LLC November 2007 - Present
Morgan Stanley Smith Barney LLC 2005 - 2007
Legg Mason 2005 - 2005
Education
Champlain College
Bachelor of Business Administration (B.B.A.)
Boggs Wealth Management Group of Wells Fargo Advisors LLC November 2007 - Present
Morgan Stanley Smith Barney LLC 2005 - 2007
Legg Mason 2005 - 2005
Education
Champlain College
Bachelor of Business Administration (B.B.A.)
Joon Cho, JD Joon Cho, JD's Morgan Stanley Smith Barney LLC Experience April 2007 - November 2009
Job Corporate Vice President | Head of Financial Planning at The Nautilus Group | A Service of New York Life
Industry Financial Services
Experience
The Nautilus Group A Service of New York Life October 2014 - Present
New York Life Advanced Planning Group 2009 - October 2014
Suffolk University Law School DC Alumni Chapter Board of Directors 2009 - 2011
Morgan Stanley Smith Barney, LLC April 2007 - November 2009
USPAACC 2009 - 2009
Fairfax County Human Rights Commission 2005 - 2009
AXA Advisors, LLC March 2005 - March 2007
Korean Central Presbyterian Church September 2002 - June 2006
Various Youth Group Ministries September 1989 - June 2006
Fairfax County Public School Human Relations Advisory Board 2005 - 2005
Skills
Retirement Planning, Estate Planning, Wealth Management, Strategic Financial..., Investments, Retirement, Fixed Annuities, Series 7, Asset Management, Insurance, Portfolio Management, Asset Allocation, Risk Management, Strategy, Mergers & Acquisitions, Financial Advisory, Financial Services, Wealth, Life Insurance, Disability Insurance, Employee Benefits, Securities, Finance, Financial Planners, 401k, Pensions, Mutual Funds, Investment Advisory, Series 63, Investment Strategies, Uniform Combined State..., IRAs, Long-term Care, Series 6, Leadership, Alternative Investments, Investment Management, Wealth Management..., FINRA, High Net Worth..., Long Term Care Insurance, Succession Planning, Equities, Personal Financial..., Credit, Term Life Insurance, Financial Markets, Variable Annuities, 401k Rollovers, Personal Finance
Education
Suffolk University Law School 1995 — 1999
Juris Doctor, Law
Calvin College 1989 — 1992
Bachelor of Arts, Sociology
Smith Barney
FPS, Financial Planning Specialist Designation
The Nautilus Group A Service of New York Life October 2014 - Present
New York Life Advanced Planning Group 2009 - October 2014
Suffolk University Law School DC Alumni Chapter Board of Directors 2009 - 2011
Morgan Stanley Smith Barney, LLC April 2007 - November 2009
USPAACC 2009 - 2009
Fairfax County Human Rights Commission 2005 - 2009
AXA Advisors, LLC March 2005 - March 2007
Korean Central Presbyterian Church September 2002 - June 2006
Various Youth Group Ministries September 1989 - June 2006
Fairfax County Public School Human Relations Advisory Board 2005 - 2005
Skills
Retirement Planning, Estate Planning, Wealth Management, Strategic Financial..., Investments, Retirement, Fixed Annuities, Series 7, Asset Management, Insurance, Portfolio Management, Asset Allocation, Risk Management, Strategy, Mergers & Acquisitions, Financial Advisory, Financial Services, Wealth, Life Insurance, Disability Insurance, Employee Benefits, Securities, Finance, Financial Planners, 401k, Pensions, Mutual Funds, Investment Advisory, Series 63, Investment Strategies, Uniform Combined State..., IRAs, Long-term Care, Series 6, Leadership, Alternative Investments, Investment Management, Wealth Management..., FINRA, High Net Worth..., Long Term Care Insurance, Succession Planning, Equities, Personal Financial..., Credit, Term Life Insurance, Financial Markets, Variable Annuities, 401k Rollovers, Personal Finance
Education
Suffolk University Law School 1995 — 1999
Juris Doctor, Law
Calvin College 1989 — 1992
Bachelor of Arts, Sociology
Smith Barney
FPS, Financial Planning Specialist Designation
Michele Vasapoli Michele Vasapoli's Morgan Stanley Smith Barney LLC Experience February 2008 - April 2009
Job Senior Sales Specialist for Small Businesses at ADP
Industry Human Resources
Experience
ADP March 2012 - Present
Bond no. 9 January 2011 - March 2012
Bond No. 9 December 2009 - August 2011
Bond no. 9 April 2009 - August 2009
Morgan Stanley Smith Barney, LLC February 2008 - April 2009
Skills
Competitive Analysis, Sales, Merchandising, Customer Service, Training, Analysis, Account Management, New Business Development, Business Development, Social Networking, Salesforce.com, Human Resources
Education
Quinnipiac University 2005 — 2009
B.S, Finance
ADP March 2012 - Present
Bond no. 9 January 2011 - March 2012
Bond No. 9 December 2009 - August 2011
Bond no. 9 April 2009 - August 2009
Morgan Stanley Smith Barney, LLC February 2008 - April 2009
Skills
Competitive Analysis, Sales, Merchandising, Customer Service, Training, Analysis, Account Management, New Business Development, Business Development, Social Networking, Salesforce.com, Human Resources
Education
Quinnipiac University 2005 — 2009
B.S, Finance
Karen Shea Karen Shea's Morgan Stanley Smith Barney LLC Experience 1998 - 2003
Job Certified Financial Planner ®
Industry Financial Services
Experience
Zeiders Enterprises, Inc. April 2013 - Present
Shea Wealth Management February 2007 - November 2012
Morgan Stanley Smith Barney LLC 1998 - 2003
Skills
Financial Planners, Finance, Insurance, Financial Services, Alternative Investments, Small Business, Banking, Strategic Planning, Bonds, Certified Financial..., Coaching, Leadership, FINRA
Education
Christian Brothers University 2005 — 2006
Certified Financial Planning Certificate (r), Financial Planning and Services, A+/Pass
The University of Memphis 1964 — 1971
BSEd, Secondary Education, English and Business
Overton High School 1960 — 1963
Graduated, Mathematics and Science
Zeiders Enterprises, Inc. April 2013 - Present
Shea Wealth Management February 2007 - November 2012
Morgan Stanley Smith Barney LLC 1998 - 2003
Skills
Financial Planners, Finance, Insurance, Financial Services, Alternative Investments, Small Business, Banking, Strategic Planning, Bonds, Certified Financial..., Coaching, Leadership, FINRA
Education
Christian Brothers University 2005 — 2006
Certified Financial Planning Certificate (r), Financial Planning and Services, A+/Pass
The University of Memphis 1964 — 1971
BSEd, Secondary Education, English and Business
Overton High School 1960 — 1963
Graduated, Mathematics and Science
R. Joseph Sullivan Jr., CPWA® R. Joseph Sullivan Jr., CPWA®'s Morgan Stanley Smith Barney LLC Experience October 2009 - June 2010
Job Financial Advisor at Northern Trust Securities, Inc.
Industry Financial Services
Experience
Northern Trust June 2010 - Present
Morgan Stanley Smith Barney LLC October 2009 - June 2010
Morgan Stanley Smith Barney LLC April 2005 - October 2009
Smith Barney August 1999 - April 2005
Levi Strauss & Co. December 1992 - July 1999
High Performance Review, Muze, Classical.net 1991 - 1999
Education
Brown University 1988 — 1990
MFA, Creative Writing
Stanford University 1984 — 1988
AB, English - Fiction Writing
Sacramento Waldorf School 1980 — 1984
Diploma
Northern Trust June 2010 - Present
Morgan Stanley Smith Barney LLC October 2009 - June 2010
Morgan Stanley Smith Barney LLC April 2005 - October 2009
Smith Barney August 1999 - April 2005
Levi Strauss & Co. December 1992 - July 1999
High Performance Review, Muze, Classical.net 1991 - 1999
Education
Brown University 1988 — 1990
MFA, Creative Writing
Stanford University 1984 — 1988
AB, English - Fiction Writing
Sacramento Waldorf School 1980 — 1984
Diploma
Lori (Connor) Martinez's Morgan Stanley Smith Barney LLC Experience May 2008 - April 2010
Job District Development Manager at Colonial Life
Industry Executive Office
Experience
Colonial Life February 2015 - Present
New England Enrollment Strategies July 2011 - Present
Colonial Life July 2011 - Present
Meridien Financial Group July 2010 - December 2012
Meridien Financial Group May 2010 - December 2012
Morgan Stanley Smith Barney LLC May 2008 - April 2010
Commercial Financial Exchange 2006 - 2008
First National Bank of AZ 2005 - 2007
Skills
Marketing Strategy, Business Strategy, Sales, Business Planning, Financial Analysis, Insurance, Negotiation, New Business Development, Strategic Planning, Online Marketing, Strategic Financial..., Management, Strategy, Marketing, Analysis, Licensed Life & Health..., Voluntary Employee..., Employee Benefits, Public & Private Sectors, Union Experience, Insurance Brokerage, Group Benefit Plans, Disability Insurance, Supplemental Health, Municipal Services, Local Government Finance, Benefits Design, Business Relationship..., Strategic Partnerships, Small Business, Executive Management, Program Management, Human Resources, Business Development, Investments, Finance, Health Insurance, Retirement, Life Insurance, Financial Planning
Education
The American College 2010 — 2014
Registered Employee Benefits Consultant
Southern New Hampshire University 1999 — 2003
B.S., Marketing, Business
Colonial Life February 2015 - Present
New England Enrollment Strategies July 2011 - Present
Colonial Life July 2011 - Present
Meridien Financial Group July 2010 - December 2012
Meridien Financial Group May 2010 - December 2012
Morgan Stanley Smith Barney LLC May 2008 - April 2010
Commercial Financial Exchange 2006 - 2008
First National Bank of AZ 2005 - 2007
Skills
Marketing Strategy, Business Strategy, Sales, Business Planning, Financial Analysis, Insurance, Negotiation, New Business Development, Strategic Planning, Online Marketing, Strategic Financial..., Management, Strategy, Marketing, Analysis, Licensed Life & Health..., Voluntary Employee..., Employee Benefits, Public & Private Sectors, Union Experience, Insurance Brokerage, Group Benefit Plans, Disability Insurance, Supplemental Health, Municipal Services, Local Government Finance, Benefits Design, Business Relationship..., Strategic Partnerships, Small Business, Executive Management, Program Management, Human Resources, Business Development, Investments, Finance, Health Insurance, Retirement, Life Insurance, Financial Planning
Education
The American College 2010 — 2014
Registered Employee Benefits Consultant
Southern New Hampshire University 1999 — 2003
B.S., Marketing, Business
Tav Scott Tav Scott's Morgan Stanley Smith Barney LLC Experience September 2009 - January 2010
Job Sales Operations Analyst at Intel Corporation
Industry Information Technology and Services
Experience
Intel Corporation August 2014 - Present
Symantec July 2013 - August 2014
Symantec November 2011 - July 2013
State Farm Insurance January 2011 - June 2011
Morgan Stanley Smith Barney LLC September 2009 - January 2010
Casey Industrial June 2009 - September 2009
Skills
Sales Operations, Financial Analysis, SaaS, Salesforce.com, Finance, Financial Forecasting, Revenue Analysis, Channel Partners, Microsoft Excel, Customer Service, Sales Process, Training, Order Management, Quote to Cash, Business Process..., Contracts Administrators, Cloud Computing, Solution Selling, Enterprise Software, Microsoft Office, Management, Sales
Education
University of Oregon 2006 — 2011
Bachelor of Science (B.S.), Charles H. Lundquist College of Business
Intel Corporation August 2014 - Present
Symantec July 2013 - August 2014
Symantec November 2011 - July 2013
State Farm Insurance January 2011 - June 2011
Morgan Stanley Smith Barney LLC September 2009 - January 2010
Casey Industrial June 2009 - September 2009
Skills
Sales Operations, Financial Analysis, SaaS, Salesforce.com, Finance, Financial Forecasting, Revenue Analysis, Channel Partners, Microsoft Excel, Customer Service, Sales Process, Training, Order Management, Quote to Cash, Business Process..., Contracts Administrators, Cloud Computing, Solution Selling, Enterprise Software, Microsoft Office, Management, Sales
Education
University of Oregon 2006 — 2011
Bachelor of Science (B.S.), Charles H. Lundquist College of Business
Olga Martynyuk's Morgan Stanley Smith Barney LLC Experience May 2008 - November 2012
Job State and Local Tax Senior Associate at Grant Thornton LLP
Industry Financial Services
Experience
Grant Thornton LLP November 2012 - Present
Morgan Stanley Smith Barney LLC May 2008 - November 2012
Morgan Stanley May 2008 - November 2012
Cross County Medical May 2006 - May 2008
Skills
Tax, Fixed Assets, Invoicing, Sales Tax, Property Tax, Accounting, Finance, Use Tax, Microsoft Excel, Bloomberg, Economics
Education
Kaplan University 2014 — 2015
Master’s Degree, Accounting, 3.5
CUNY Baruch College New 2006 — 2011
Bachelors, Science; Mathematics
Grant Thornton LLP November 2012 - Present
Morgan Stanley Smith Barney LLC May 2008 - November 2012
Morgan Stanley May 2008 - November 2012
Cross County Medical May 2006 - May 2008
Skills
Tax, Fixed Assets, Invoicing, Sales Tax, Property Tax, Accounting, Finance, Use Tax, Microsoft Excel, Bloomberg, Economics
Education
Kaplan University 2014 — 2015
Master’s Degree, Accounting, 3.5
CUNY Baruch College New 2006 — 2011
Bachelors, Science; Mathematics
Debra Melvin, MBA, CDFA's Morgan Stanley Smith Barney LLC Experience December 2003 - October 2011
Job Financial Advisor at Investors Advisory Group
Industry Financial Services
Experience
Investors Advisory Group March 2014 - Present
Cedar Creek Securities Inc. October 2011 - March 2014
Executive Women's Golf Association October 2010 - October 2012
Morgan Stanley Smith Barney LLC December 2003 - October 2011
A.G. Edwards & Sons, Inc. 2003 - 2003
Investors Advisory Group, Raymond James December 2000 - December 2002
Integrated Financial Solutions May 2000 - September 2000
Skills
Retirement Planning, Strategic Financial..., Wealth Management, Investment Management, Investments, 401k, Series 7, 401k Rollovers, Mutual Funds, Alternative Investments, Employee Benefits
Education
Marquette University
MBA, Finance Specialization
Oconomowoc High School
University of Wisconsin-Madison
Bachelor of Science
Investors Advisory Group March 2014 - Present
Cedar Creek Securities Inc. October 2011 - March 2014
Executive Women's Golf Association October 2010 - October 2012
Morgan Stanley Smith Barney LLC December 2003 - October 2011
A.G. Edwards & Sons, Inc. 2003 - 2003
Investors Advisory Group, Raymond James December 2000 - December 2002
Integrated Financial Solutions May 2000 - September 2000
Skills
Retirement Planning, Strategic Financial..., Wealth Management, Investment Management, Investments, 401k, Series 7, 401k Rollovers, Mutual Funds, Alternative Investments, Employee Benefits
Education
Marquette University
MBA, Finance Specialization
Oconomowoc High School
University of Wisconsin-Madison
Bachelor of Science
Merle R. DiVita, CFP®, CIMA® Merle R. DiVita, CFP®, CIMA®'s Morgan Stanley Smith Barney LLC Experience July 1980 - September 2009
Job Founder, SWAN Investing®
Industry Financial Services
Experience
Merle R. DiVita, CFP®, CIMA® September 2009 - Present
Morgan Stanley Smith Barney, LLC July 1980 - September 2009
EF Hutton 1980 - 1988
Skills
Certified Financial..., Certified Investment..., Series 7, Series 65, Retirement Income..., Women in Transition..., Women Alone by Choice..., Series 24
Education
The Wharton School, University of Pennsylvania
University of Maryland College Park
University of Southern California
Merle R. DiVita, CFP®, CIMA® September 2009 - Present
Morgan Stanley Smith Barney, LLC July 1980 - September 2009
EF Hutton 1980 - 1988
Skills
Certified Financial..., Certified Investment..., Series 7, Series 65, Retirement Income..., Women in Transition..., Women Alone by Choice..., Series 24
Education
The Wharton School, University of Pennsylvania
University of Maryland College Park
University of Southern California
Stephen H. Boyle Stephen H. Boyle's Morgan Stanley Smith Barney LLC Experience December 2004 - August 2011
Job Finance Director at North of Boston Media Group
Industry Information Technology and Services
Experience
North of Boston Media Group October 2013 - Present
Oxbow Software, Inc. August 2011 - April 2013
Morgan Stanley Smith Barney, LLC December 2004 - August 2011
Koch Membrane Systems 2002 - 2004
Tyco Telecommunications 1991 - 2001
Skills
Forecasting, Accounting, Financial Analysis, Management, Finance, Strategic Financial..., Analysis, Budgets, Internal Controls, Financial Modeling, Financial Reporting, Banking, Mergers & Acquisitions, Corporate Finance, Managerial Finance, Human Resources, Due Diligence, QuickBooks
Education
Boston College - Wallace E. Carroll Graduate School of Management 1988 — 1990
MS, Finance
University of New Hampshire - Whittemore School of Business & Economics 1985 — 1988
BS, Business Administration
Naperville North High School 1980 — 1984
North of Boston Media Group October 2013 - Present
Oxbow Software, Inc. August 2011 - April 2013
Morgan Stanley Smith Barney, LLC December 2004 - August 2011
Koch Membrane Systems 2002 - 2004
Tyco Telecommunications 1991 - 2001
Skills
Forecasting, Accounting, Financial Analysis, Management, Finance, Strategic Financial..., Analysis, Budgets, Internal Controls, Financial Modeling, Financial Reporting, Banking, Mergers & Acquisitions, Corporate Finance, Managerial Finance, Human Resources, Due Diligence, QuickBooks
Education
Boston College - Wallace E. Carroll Graduate School of Management 1988 — 1990
MS, Finance
University of New Hampshire - Whittemore School of Business & Economics 1985 — 1988
BS, Business Administration
Naperville North High School 1980 — 1984
David G. Jorgensen David G. Jorgensen's Morgan Stanley Smith Barney LLC Experience June 2010 - August 2010
Job Associate at Sidley Austin LLP
Industry Law Practice
Experience
Sidley Austin LLP September 2012 - Present
Sidley Austin LLP May 2011 - July 2011
Morgan Stanley Smith Barney LLC June 2010 - August 2010
Skills
Legal Research, Westlaw, Legal Writing, Civil Litigation, Corporate Law, Litigation
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2009 — 2012
Doctor of Law (J.D.)
University of Wisconsin-Madison - School of Business 2004 — 2008
BBA, Real Estate and Urban Land Economics
Sidley Austin LLP September 2012 - Present
Sidley Austin LLP May 2011 - July 2011
Morgan Stanley Smith Barney LLC June 2010 - August 2010
Skills
Legal Research, Westlaw, Legal Writing, Civil Litigation, Corporate Law, Litigation
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2009 — 2012
Doctor of Law (J.D.)
University of Wisconsin-Madison - School of Business 2004 — 2008
BBA, Real Estate and Urban Land Economics
Brent Williams Brent Williams's Morgan Stanley Smith Barney LLC Experience September 2008 - June 2010
Job Regional Account Executive at RegEd
Industry Financial Services
Experience
RegEd October 2011 - Present
VALIC Financial Advisors, Inc. June 2010 - September 2011
Morgan Stanley Smith Barney, LLC September 2008 - June 2010
Nortel Networks February 2003 - September 2008
Nortel Networks January 2001 - January 2003
Nortel Networks June 1998 - December 2000
Nortel Networks June 1996 - May 1998
Skills
Financial Modeling, Corporate Finance, Forecasting, Risk Management, Telecommunications, Financial Reporting, Account Management, Strategic Financial..., Financial Services, Financial Analysis, CRM, Analysis, Strategic Planning, Strategy, Portfolio Management, Finance, New Business Development, Enterprise Software, Business Development, VoIP, Leadership, Cross-functional Team..., Solution Selling, Management, Selling, SaaS, Executive Management, Professional Services, Sales, Networking
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
Master of Business Administration (M.B.A.)
University of Virginia - McIntire School of Commerce
B.S.
RegEd October 2011 - Present
VALIC Financial Advisors, Inc. June 2010 - September 2011
Morgan Stanley Smith Barney, LLC September 2008 - June 2010
Nortel Networks February 2003 - September 2008
Nortel Networks January 2001 - January 2003
Nortel Networks June 1998 - December 2000
Nortel Networks June 1996 - May 1998
Skills
Financial Modeling, Corporate Finance, Forecasting, Risk Management, Telecommunications, Financial Reporting, Account Management, Strategic Financial..., Financial Services, Financial Analysis, CRM, Analysis, Strategic Planning, Strategy, Portfolio Management, Finance, New Business Development, Enterprise Software, Business Development, VoIP, Leadership, Cross-functional Team..., Solution Selling, Management, Selling, SaaS, Executive Management, Professional Services, Sales, Networking
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
Master of Business Administration (M.B.A.)
University of Virginia - McIntire School of Commerce
B.S.
Charles Aiello Charles Aiello's Morgan Stanley Smith Barney LLC Experience 2004 - 2011
Job Charles T. Aiello, CPA, CMA, CFP(r)
Industry Accounting
Experience
Charles Aiello, CPA, CMA, CFP(r) 1979 - Present
Morgan Stanley Smith Barney, LLC 2004 - 2011
Rockefeller Group Technology Solutions, Inc. (RGTS) 1995 - 2003
Skills
Accounting, Auditing, Financial Accounting, Due Diligence, Financial Analysis, Financial Reporting, Internal Controls, Financial Modeling, Risk Management, Strategic Financial..., Finance, QuickBooks, Microsoft Excel, Management
Education
Iona College
MBA, Accounting
Iona College 1968 — 1972
BA, Mathematics
Charles Aiello, CPA, CMA, CFP(r) 1979 - Present
Morgan Stanley Smith Barney, LLC 2004 - 2011
Rockefeller Group Technology Solutions, Inc. (RGTS) 1995 - 2003
Skills
Accounting, Auditing, Financial Accounting, Due Diligence, Financial Analysis, Financial Reporting, Internal Controls, Financial Modeling, Risk Management, Strategic Financial..., Finance, QuickBooks, Microsoft Excel, Management
Education
Iona College
MBA, Accounting
Iona College 1968 — 1972
BA, Mathematics
Clint Thomas, EIT, CEM Clint Thomas, EIT, CEM's Morgan Stanley Smith Barney LLC Experience January 2004 - June 2010
Job Energy Engineer at UT Southwestern Medical Center
Industry Mechanical or Industrial Engineering
Experience
UT Southwestern Medical Center April 2010 - Present
Morgan Stanley Smith Barney, LLC January 2004 - June 2010
Custom Energy, LLC 2000 - 2004
AEP Power Generation 1999 - 2000
AEP Power Generation 1991 - 2000
Oak Cliff Bible Fellowship 1991 - 2000
Enershop, Inc. (an AEP Company) 1997 - 1999
DeSoto Chamber of Commerce 1996 - 1998
Career Transition Workshop 1995 - 1998
AEP Power Generation 1996 - 1997
Skills
Energy Management, Energy Efficiency, Contract Negotiation, Energy, Contract Management, Business Development, Demand Response, Engineering, Energy Audits, Energy Conservation, Program Management, Finance, New Business Development, Project Management, Management, Sales, Electricity, Negotiation
Education
Texas Tech University 1985 — 1990
Bachelor of Science, Mechanical Engrineer
Certified Energy Manager (CEM)
Certified Energy Manager (CEM)
Engineer In Training (EIT)
Engineer In Training (EIT)
UT Southwestern Medical Center April 2010 - Present
Morgan Stanley Smith Barney, LLC January 2004 - June 2010
Custom Energy, LLC 2000 - 2004
AEP Power Generation 1999 - 2000
AEP Power Generation 1991 - 2000
Oak Cliff Bible Fellowship 1991 - 2000
Enershop, Inc. (an AEP Company) 1997 - 1999
DeSoto Chamber of Commerce 1996 - 1998
Career Transition Workshop 1995 - 1998
AEP Power Generation 1996 - 1997
Skills
Energy Management, Energy Efficiency, Contract Negotiation, Energy, Contract Management, Business Development, Demand Response, Engineering, Energy Audits, Energy Conservation, Program Management, Finance, New Business Development, Project Management, Management, Sales, Electricity, Negotiation
Education
Texas Tech University 1985 — 1990
Bachelor of Science, Mechanical Engrineer
Certified Energy Manager (CEM)
Certified Energy Manager (CEM)
Engineer In Training (EIT)
Engineer In Training (EIT)
Jeremy Blum, CFP® Jeremy Blum, CFP®'s Morgan Stanley Smith Barney LLC Experience 2000 - 2010
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC July 2010 - Present
Morgan Stanley Smith Barney, LLC 2000 - 2010
GeoSyntec Consultants 1995 - 2000
Skills
Investments, Insurance, Asset Allocation, Mutual Funds, IRAs, Securities, Fixed Annuities, 401k, Finance, Retirement, Retirement Planning, Management, Investment Strategies, Financial Services, Financial Analysis, Stocks, Customer Service
Education
College for Financial Planning 2006 — 2007
CFP®, Financial Planning
California State University-Fullerton 1989 — 1993
Bachelor's degree, Engineering Geology
Wells Fargo Advisors, LLC July 2010 - Present
Morgan Stanley Smith Barney, LLC 2000 - 2010
GeoSyntec Consultants 1995 - 2000
Skills
Investments, Insurance, Asset Allocation, Mutual Funds, IRAs, Securities, Fixed Annuities, 401k, Finance, Retirement, Retirement Planning, Management, Investment Strategies, Financial Services, Financial Analysis, Stocks, Customer Service
Education
College for Financial Planning 2006 — 2007
CFP®, Financial Planning
California State University-Fullerton 1989 — 1993
Bachelor's degree, Engineering Geology
Cindy Hawks Cindy Hawks's Morgan Stanley Smith Barney LLC Experience September 2008 - September 2014
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch September 2014 - Present
Morgan Stanley Smith Barney, LLC September 2008 - September 2014
Morgan Stanley July 2006 - September 2008
Atlas Securities- Golden West Financial May 2005 - July 2006
Essex National Securities 2003 - 2005
Premier Financial Group 1999 - 2002
Signature Financial Partners, LLC a member of John Hancock Financial Network 1998 - 1999
Education
California State University-Sacramento 1994 — 1998
Bachelor of Science, Business Administration, Dual Concentrations in Finance, Accountancy
Vintage High
Merrill Lynch September 2014 - Present
Morgan Stanley Smith Barney, LLC September 2008 - September 2014
Morgan Stanley July 2006 - September 2008
Atlas Securities- Golden West Financial May 2005 - July 2006
Essex National Securities 2003 - 2005
Premier Financial Group 1999 - 2002
Signature Financial Partners, LLC a member of John Hancock Financial Network 1998 - 1999
Education
California State University-Sacramento 1994 — 1998
Bachelor of Science, Business Administration, Dual Concentrations in Finance, Accountancy
Vintage High
Jeffrey Hertz's Morgan Stanley Smith Barney LLC Experience May 2009 - August 2011
Job Account Executive at Yelp
Industry Information Services
Experience
Yelp February 2014 - Present
Varonis May 2013 - December 2013
Broadridge Financial Solutions September 2012 - May 2013
Morgan Stanley Smith Barney LLC May 2009 - August 2011
Affordable Financial Services May 2009 - August 2009
Modell's Sporting Goods October 2007 - August 2008
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Customer Service, Sales, Analysis, Business Development, Leadership, Management, Marketing, Social Networking
Education
University of Massachusetts at Amherst - Isenberg School of Management 2008 — 2012
Bachelor of Science (B.S.), Resource Economics
Commack High School 2004 — 2008
High School Diploma
Yelp February 2014 - Present
Varonis May 2013 - December 2013
Broadridge Financial Solutions September 2012 - May 2013
Morgan Stanley Smith Barney LLC May 2009 - August 2011
Affordable Financial Services May 2009 - August 2009
Modell's Sporting Goods October 2007 - August 2008
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Customer Service, Sales, Analysis, Business Development, Leadership, Management, Marketing, Social Networking
Education
University of Massachusetts at Amherst - Isenberg School of Management 2008 — 2012
Bachelor of Science (B.S.), Resource Economics
Commack High School 2004 — 2008
High School Diploma
B. Melvin Honeycutt, Jr. CFP B. Melvin Honeycutt, Jr. CFP's Morgan Stanley Smith Barney LLC Experience December 2005 - January 2010
Job Principal, Honeycutt Wealth Management Inc.
Industry Financial Services
Experience
Honeycutt Wealth Management Inc. January 2010 - Present
Morgan Stanley Smith Barney LLC December 2005 - January 2010
Legg Mason Wood Walker Inc. August 1994 - December 2005
Skills
Estate Planning, Series 7, Investments, Wealth Management, Retirement Planning, Investment Advisory, Series 63, Strategic Financial..., Asset Allocation, Retirement, Financial Advisory, Mutual Funds
Education
Campbell University 1992 — 1994
Master, Business Administration
North Carolina State University 1982 — 1987
BS, Industrial Engineering
Honeycutt Wealth Management Inc. January 2010 - Present
Morgan Stanley Smith Barney LLC December 2005 - January 2010
Legg Mason Wood Walker Inc. August 1994 - December 2005
Skills
Estate Planning, Series 7, Investments, Wealth Management, Retirement Planning, Investment Advisory, Series 63, Strategic Financial..., Asset Allocation, Retirement, Financial Advisory, Mutual Funds
Education
Campbell University 1992 — 1994
Master, Business Administration
North Carolina State University 1982 — 1987
BS, Industrial Engineering
Leslie Tucker Leslie Tucker's Morgan Stanley Smith Barney LLC Experience March 2006 - August 2006
Job
Industry Retail
Experience
Williams-Sonoma, Inc. May 2015 - Present
Williams-Sonoma, Inc. March 2013 - Present
Williams-Sonoma, Inc. April 2012 - March 2013
Williams-Sonoma, Inc. April 2011 - April 2012
MARCARIA November 2007 - September 2009
Full-Pak S.A. June 2007 - October 2007
Full-Pak S.A. November 2006 - May 2007
MORGAN STANLEY SMITH BARNEY LLC March 2006 - August 2006
ALEXANDER & HAMILTON, INC June 2005 - August 2005
MORGAN STANLEY SMITH BARNEY LLC June 2004 - August 2004
Education
LOYOLA UNIVERSITY NEW 2000 — 2005
Bachelor
Johannes Kepler Universität Linz 2002 — 2003
Williams-Sonoma, Inc. May 2015 - Present
Williams-Sonoma, Inc. March 2013 - Present
Williams-Sonoma, Inc. April 2012 - March 2013
Williams-Sonoma, Inc. April 2011 - April 2012
MARCARIA November 2007 - September 2009
Full-Pak S.A. June 2007 - October 2007
Full-Pak S.A. November 2006 - May 2007
MORGAN STANLEY SMITH BARNEY LLC March 2006 - August 2006
ALEXANDER & HAMILTON, INC June 2005 - August 2005
MORGAN STANLEY SMITH BARNEY LLC June 2004 - August 2004
Education
LOYOLA UNIVERSITY NEW 2000 — 2005
Bachelor
Johannes Kepler Universität Linz 2002 — 2003
Jerry Boening's Morgan Stanley Smith Barney LLC Experience November 1998 - Present
Job VP Wealth Management Smithbarney
Industry Financial Services
Experience
Morgan Stanley Smith Barney, LLC November 1998 - Present
Boening Brothers October 1992 - June 1998
Oak Beverages 1992 - 1994
Dean Witter 1989 - 1992
Education
Siena College 1985 — 1989
BA in Finance, Business
Morgan Stanley Smith Barney, LLC November 1998 - Present
Boening Brothers October 1992 - June 1998
Oak Beverages 1992 - 1994
Dean Witter 1989 - 1992
Education
Siena College 1985 — 1989
BA in Finance, Business
Richard Rossi's Morgan Stanley Smith Barney LLC Experience May 2006 - Present
Job Accounting Policy Officer at Morgan Stanley Wealth Management
Industry Accounting
Experience
Morgan Stanley Smith Barney LLC May 2006 - Present
Morgan Stanley Smith Barney LLC (formerly Citigroup Global Markets Inc.) December 2004 - May 2006
PricewaterhouseCoopers February 2004 - December 2004
Goldstein Golub Kessler LLP September 1999 - February 2004
Trachtenberg & Pauker, LLP June 1997 - September 1999
Kofler, Levenstein, Romanotto & Co., P.C. September 1995 - June 1997
Skills
Accounting, Financial Analysis, CPA, Auditing, Financial Reporting, Sarbanes-Oxley Act, Financial Accounting, Risk Management, Financial Risk, Banking, SEC filings, Financial Modeling, US GAAP
Education
Hofstra University 1991 — 1995
Bachelor of Business Administration (BBA), Accounting
Morgan Stanley Smith Barney LLC May 2006 - Present
Morgan Stanley Smith Barney LLC (formerly Citigroup Global Markets Inc.) December 2004 - May 2006
PricewaterhouseCoopers February 2004 - December 2004
Goldstein Golub Kessler LLP September 1999 - February 2004
Trachtenberg & Pauker, LLP June 1997 - September 1999
Kofler, Levenstein, Romanotto & Co., P.C. September 1995 - June 1997
Skills
Accounting, Financial Analysis, CPA, Auditing, Financial Reporting, Sarbanes-Oxley Act, Financial Accounting, Risk Management, Financial Risk, Banking, SEC filings, Financial Modeling, US GAAP
Education
Hofstra University 1991 — 1995
Bachelor of Business Administration (BBA), Accounting
Duane Hilton's Morgan Stanley Smith Barney LLC Experience 2008 - 2009
Job Senior Trader at GFX Corporation, CME Group
Industry Capital Markets
Experience
GFX Corporation, CME Group 2013 - Present
Morgan Stanley Smith Barney LLC 2008 - 2009
Self Employed June 2004 - July 2008
Bank of Montreal October 1992 - June 2004
Continental Bank October 1988 - September 1992
Skills
Derivatives, Trading, Financial Markets, Financial Analysis, Economics, Statistics, Statistical Modeling, FX Options, Forecasting, Options, Finance, Risk Management, Financial Modeling, Portfolio Management, Bloomberg
Education
Brigham Young University 1982 — 1984
MBA, Finance
Brigham Young University 1981 — 1983
MS, Statistics
Brigham Young University 1976 — 1981
BA, Economics
GFX Corporation, CME Group 2013 - Present
Morgan Stanley Smith Barney LLC 2008 - 2009
Self Employed June 2004 - July 2008
Bank of Montreal October 1992 - June 2004
Continental Bank October 1988 - September 1992
Skills
Derivatives, Trading, Financial Markets, Financial Analysis, Economics, Statistics, Statistical Modeling, FX Options, Forecasting, Options, Finance, Risk Management, Financial Modeling, Portfolio Management, Bloomberg
Education
Brigham Young University 1982 — 1984
MBA, Finance
Brigham Young University 1981 — 1983
MS, Statistics
Brigham Young University 1976 — 1981
BA, Economics
Jessica E. Corr's Morgan Stanley Smith Barney LLC Experience June 2009 - December 2009
Job Compliance Executive at Merrill Lynch, GWIM Compliance
Industry Financial Services
Experience
Bank of America/Merrill Lynch December 2009 - Present
Morgan Stanley Smith Barney, LLC June 2009 - December 2009
Citigroup/Smith Barney February 1998 - May 2009
Skills
Separately Managed..., Investment Advisory, Financial Services, Financial Advisory, Mutual Funds, Risk Management, FINRA, Securities, Alternative Investments, Hedge Funds, Investments, Series 7, Financial Risk, Wealth Management
Education
Suffolk Law School
Currently Attending
City University of New York-John Jay College of Criminal Justice
B.A., Criminology
Bank of America/Merrill Lynch December 2009 - Present
Morgan Stanley Smith Barney, LLC June 2009 - December 2009
Citigroup/Smith Barney February 1998 - May 2009
Skills
Separately Managed..., Investment Advisory, Financial Services, Financial Advisory, Mutual Funds, Risk Management, FINRA, Securities, Alternative Investments, Hedge Funds, Investments, Series 7, Financial Risk, Wealth Management
Education
Suffolk Law School
Currently Attending
City University of New York-John Jay College of Criminal Justice
B.A., Criminology
Joseph Toledano's Morgan Stanley Smith Barney LLC Experience November 2011 - Present
Job Executive Director at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Smith Barney LLC November 2011 - Present
Morgan Stanley Smith Barney LLC. July 2007 - November 2011
Morgan Stanley & Company Inc. March 2002 - July 2007
Deutsche Bank May 1999 - March 2002
Bankers Trust Company July 1996 - January 1998
Skills
Budgets, Wealth Management, Financial Services, Fixed Annuities, Insurance, Business Development, Relationship Management, Series 63, Fixed Income, Securities, Mutual Funds, Investments, Series 7, Retirement Planning, Asset Allocation, FINRA, Alternative Investments
Education
BERNARD M. BARUCH COLLEGE: ZICKLIN SCHOOL OF BUSINESS
MBA, Management Information Systems
Baruch College, City University of New York (CUNY) 1992 — 1996
Morgan Stanley Smith Barney LLC November 2011 - Present
Morgan Stanley Smith Barney LLC. July 2007 - November 2011
Morgan Stanley & Company Inc. March 2002 - July 2007
Deutsche Bank May 1999 - March 2002
Bankers Trust Company July 1996 - January 1998
Skills
Budgets, Wealth Management, Financial Services, Fixed Annuities, Insurance, Business Development, Relationship Management, Series 63, Fixed Income, Securities, Mutual Funds, Investments, Series 7, Retirement Planning, Asset Allocation, FINRA, Alternative Investments
Education
BERNARD M. BARUCH COLLEGE: ZICKLIN SCHOOL OF BUSINESS
MBA, Management Information Systems
Baruch College, City University of New York (CUNY) 1992 — 1996
Ronald Ramos's Morgan Stanley Smith Barney LLC Experience April 2011 - May 2012
Job Boxwood Partners LLC
Industry Investment Banking
Experience
Boxwood Partners May 2012 - Present
Shockoe Commerce Group, LLC May 2012 - Present
Morgan Stanley Smith Barney LLC April 2011 - May 2012
Centennial Bank November 2003 - February 2012
North Wind Mechanical Services, Inc October 2010 - January 2012
LandAmerica Financial Group January 1998 - December 2009
LandAmerica Financial Group, Inc January 1992 - December 2009
Skills
Asset Managment, Investments, Series 7, Mutual Funds, Series 63, Asset Allocation, Securities, Financial Advisory, Alternative Investments, Investment Strategies, Wealth Management, Portfolio Management, Financial Modeling, Financial Analysis, Investment Advisory, Bonds, Retirement Planning, 401k, Investment Management, Mortgage Lending, Retirement, Mergers & Acquisitions, Treasury Management, Commercial Banking, Banking, Risk Management, Finance, Loans, Asset Management, Credit, Due Diligence, Equities, Corporate Finance, Executive Management, Investment Banking, Insurance, Strategy, Business Planning, Internal Controls, Investor Relations, Cash Management
Education
University of Richmond - Robins School of Business 1985 — 1989
Bachelor's degree, Business Administration
Boxwood Partners May 2012 - Present
Shockoe Commerce Group, LLC May 2012 - Present
Morgan Stanley Smith Barney LLC April 2011 - May 2012
Centennial Bank November 2003 - February 2012
North Wind Mechanical Services, Inc October 2010 - January 2012
LandAmerica Financial Group January 1998 - December 2009
LandAmerica Financial Group, Inc January 1992 - December 2009
Skills
Asset Managment, Investments, Series 7, Mutual Funds, Series 63, Asset Allocation, Securities, Financial Advisory, Alternative Investments, Investment Strategies, Wealth Management, Portfolio Management, Financial Modeling, Financial Analysis, Investment Advisory, Bonds, Retirement Planning, 401k, Investment Management, Mortgage Lending, Retirement, Mergers & Acquisitions, Treasury Management, Commercial Banking, Banking, Risk Management, Finance, Loans, Asset Management, Credit, Due Diligence, Equities, Corporate Finance, Executive Management, Investment Banking, Insurance, Strategy, Business Planning, Internal Controls, Investor Relations, Cash Management
Education
University of Richmond - Robins School of Business 1985 — 1989
Bachelor's degree, Business Administration
Albert Sampson's Morgan Stanley Smith Barney LLC Experience 1994 - Present
Job Financial Planning Specialist at Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney LLC 1994 - Present
Paine Webber (UBS) 1989 - 1994
Drexel Burnham & Lambert 1985 - 1989
Education
Boston College 1979 — 1983
BA, Economics
Morgan Stanley Smith Barney LLC 1994 - Present
Paine Webber (UBS) 1989 - 1994
Drexel Burnham & Lambert 1985 - 1989
Education
Boston College 1979 — 1983
BA, Economics
Lawrence Wasserman, CFA's Morgan Stanley Smith Barney LLC Experience June 2007 - August 2009
Job Senior Manager, Head of Due Diligence & Investment Oversight for the Amerivest Managed Solutions Program
Industry Financial Services
Experience
TD Ameritrade December 2012 - July 2015
UBS Financial Services Inc. August 2009 - December 2012
Morgan Stanley Smith Barney, LLC June 2007 - August 2009
Panda Financial Associates, Inc. April 1998 - June 2007
PANDA Investment Advisors, Inc. December 1998 - December 2004
PaineWebber August 1996 - March 1998
Skills
Asset Allocation, Series 7, Chartered Financial..., Tactical Asset..., Investment Manager..., PSN, Series 66, Morningstar Direct, Liquid Alternatives, Financial Services, Investments, Mutual Funds, Asset Management, Equities, Alternative Investments, Portfolio Management, Wealth Management, Fixed Income, Investment Management, Series 24, Uniform Combined State..., Financial Advisory, Hedge Funds, Options, Investment Advisory, Due Diligence, ETFs, Bloomberg, Investment Strategies, Securities, Risk Management, Management
Education
Rutgers, The State University of New Jersey-Newark 1991 — 1995
MBA, Finance
Tulane University 1983 — 1987
BA, Economics
TD Ameritrade December 2012 - July 2015
UBS Financial Services Inc. August 2009 - December 2012
Morgan Stanley Smith Barney, LLC June 2007 - August 2009
Panda Financial Associates, Inc. April 1998 - June 2007
PANDA Investment Advisors, Inc. December 1998 - December 2004
PaineWebber August 1996 - March 1998
Skills
Asset Allocation, Series 7, Chartered Financial..., Tactical Asset..., Investment Manager..., PSN, Series 66, Morningstar Direct, Liquid Alternatives, Financial Services, Investments, Mutual Funds, Asset Management, Equities, Alternative Investments, Portfolio Management, Wealth Management, Fixed Income, Investment Management, Series 24, Uniform Combined State..., Financial Advisory, Hedge Funds, Options, Investment Advisory, Due Diligence, ETFs, Bloomberg, Investment Strategies, Securities, Risk Management, Management
Education
Rutgers, The State University of New Jersey-Newark 1991 — 1995
MBA, Finance
Tulane University 1983 — 1987
BA, Economics
Sara Weiser's Morgan Stanley Smith Barney LLC Experience July 2009 - September 2010
Job Corporate Counsel at Charles Schwab
Industry Law Practice
Experience
Charles Schwab August 2011 - Present
Baker & McKenzie November 2010 - August 2011
Morgan Stanley Smith Barney LLC July 2009 - September 2010
Linklaters September 2005 - March 2008
The New York Stock Exchange, Division of Enforcement May 2003 - August 2003
Skills
Intellectual Property, Corporate Governance, Corporate Law, Licensing, Finance, Cross-border..., Legal Writing, Due Diligence, Financial Services, Capital Markets, Legal Advice
Education
University of Pennsylvania Law School 2002 — 2005
Juris Doctor
University of Pennsylvania College of Arts and Sciences 1998 — 2002
Bachelors of Arts, History and Urban Studies
Menlo School 1994 — 1998
H.S.
Charles Schwab August 2011 - Present
Baker & McKenzie November 2010 - August 2011
Morgan Stanley Smith Barney LLC July 2009 - September 2010
Linklaters September 2005 - March 2008
The New York Stock Exchange, Division of Enforcement May 2003 - August 2003
Skills
Intellectual Property, Corporate Governance, Corporate Law, Licensing, Finance, Cross-border..., Legal Writing, Due Diligence, Financial Services, Capital Markets, Legal Advice
Education
University of Pennsylvania Law School 2002 — 2005
Juris Doctor
University of Pennsylvania College of Arts and Sciences 1998 — 2002
Bachelors of Arts, History and Urban Studies
Menlo School 1994 — 1998
H.S.
Travis McGregor's Morgan Stanley Smith Barney LLC Experience 2007 - 2012
Job Litigation Associate at Dorf & Nelson LLP
Industry Legal Services
Experience
Dorf & Nelson LLP 2015 - Present
RAS Boriskin LLC 2014 - 2015
EY 2013 - 2013
Morgan Stanley Smith Barney LLC 2007 - 2012
Skills
Finance, Financial Analysis, Financial Modeling, Due Diligence, Securities, Analysis, Microsoft Excel, Capital Markets, Risk Management, Budgets, Banking, Portfolio Management, Equities, Litigation, Foreclosures
Education
Brooklyn Law School 2008 — 2012
Doctor of Law (JD)
St. Francis College 2001 — 2005
Bachelor of Science (BS), Business Management
Dorf & Nelson LLP 2015 - Present
RAS Boriskin LLC 2014 - 2015
EY 2013 - 2013
Morgan Stanley Smith Barney LLC 2007 - 2012
Skills
Finance, Financial Analysis, Financial Modeling, Due Diligence, Securities, Analysis, Microsoft Excel, Capital Markets, Risk Management, Budgets, Banking, Portfolio Management, Equities, Litigation, Foreclosures
Education
Brooklyn Law School 2008 — 2012
Doctor of Law (JD)
St. Francis College 2001 — 2005
Bachelor of Science (BS), Business Management
Caitlin Levys's Morgan Stanley Smith Barney LLC Experience January 2009 - November 2009
Job Marketing Coordinator at Noodle Education
Industry Consumer Services
Experience
Noodle February 2014 - Present
Hugo Boss December 2013 - January 2014
Marinette Saint Tropez November 2012 - December 2013
Ferrell Capital Management November 2009 - November 2012
Morgan Stanley Smith Barney LLC January 2009 - November 2009
Alliance Bernstein Inc July 2008 - November 2008
Royal Bank of Scotland June 2007 - August 2007
Skills
Market Research, Management, Mobile Devices, Strategy, Competitive Analysis, Marketing Strategy, Social Media Marketing, Entrepreneurship, Direct Sales, Business Development, Business Strategy, Investments, Social Media, CRM, Public Relations
Education
Elon University - Martha and Spencer Love School of Business 2004 — 2008
B.S., Corporate Communications, Finance and Accounting
Curtin University of Technology
Bachelor's degree
Greenwich Academy
Noodle February 2014 - Present
Hugo Boss December 2013 - January 2014
Marinette Saint Tropez November 2012 - December 2013
Ferrell Capital Management November 2009 - November 2012
Morgan Stanley Smith Barney LLC January 2009 - November 2009
Alliance Bernstein Inc July 2008 - November 2008
Royal Bank of Scotland June 2007 - August 2007
Skills
Market Research, Management, Mobile Devices, Strategy, Competitive Analysis, Marketing Strategy, Social Media Marketing, Entrepreneurship, Direct Sales, Business Development, Business Strategy, Investments, Social Media, CRM, Public Relations
Education
Elon University - Martha and Spencer Love School of Business 2004 — 2008
B.S., Corporate Communications, Finance and Accounting
Curtin University of Technology
Bachelor's degree
Greenwich Academy
Edward Nazarko's Morgan Stanley Smith Barney LLC Experience August 2006 - Present
Job Vice President at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney LLC August 2006 - Present
UBS Financial Services Inc. September 1999 - August 2006
Skills
Management, Business Development, Process Improvement, Project Management, Marketing, Wealth Management, Financial Services, Securities, Portfolio Management
Education
University of Scranton 1995 — 1999
B.S, International Business
Morgan Stanley Smith Barney LLC August 2006 - Present
UBS Financial Services Inc. September 1999 - August 2006
Skills
Management, Business Development, Process Improvement, Project Management, Marketing, Wealth Management, Financial Services, Securities, Portfolio Management
Education
University of Scranton 1995 — 1999
B.S, International Business
Greg Kalb's Morgan Stanley Smith Barney LLC Experience June 2010 - April 2012
Job Vice President Investment Specialist at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan April 2012 - Present
Morgan Stanley Smith Barney, LLC June 2010 - April 2012
WaterStreet Investment Consultants, LLC September 2004 - June 2010
Eklektikos Capital Management, LLC September 2005 - May 2010
Smith Barney, Inc January 2001 - January 2004
Skills
Investments, Alternative Investments, Structured Investments, Tactical Asset..., Dynamic Asset Allocation
Education
The University of Texas at Austin 1997 — 2001
Bachelor of Business Administration (B.B.A.), Finance, General
J.P. Morgan April 2012 - Present
Morgan Stanley Smith Barney, LLC June 2010 - April 2012
WaterStreet Investment Consultants, LLC September 2004 - June 2010
Eklektikos Capital Management, LLC September 2005 - May 2010
Smith Barney, Inc January 2001 - January 2004
Skills
Investments, Alternative Investments, Structured Investments, Tactical Asset..., Dynamic Asset Allocation
Education
The University of Texas at Austin 1997 — 2001
Bachelor of Business Administration (B.B.A.), Finance, General
Joanna Bauman's Morgan Stanley Smith Barney LLC Experience October 2003 - May 2010
Job Tanglewood Legacy Advisors
Industry Financial Services
Experience
Tanglewood Legacy Advisors, LLC March 2012 - Present
Edward Jones Investments May 2011 - February 2012
Morgan Stanley Smith Barney LLC October 2003 - May 2010
Ju ly2003 Goldman Sachs & Co September 2000 - July 2003
Arthur Andersen LLP July 1996 - September 2000
Education
Texas State University 1989 — 1993
Bachelor of Science, Management
Katy High School 1986 — 1989
College Prep Classes
Texas State University
BBA, Management
Tanglewood Legacy Advisors, LLC March 2012 - Present
Edward Jones Investments May 2011 - February 2012
Morgan Stanley Smith Barney LLC October 2003 - May 2010
Ju ly2003 Goldman Sachs & Co September 2000 - July 2003
Arthur Andersen LLP July 1996 - September 2000
Education
Texas State University 1989 — 1993
Bachelor of Science, Management
Katy High School 1986 — 1989
College Prep Classes
Texas State University
BBA, Management
Crystal Pruden's Morgan Stanley Smith Barney LLC Experience August 2005 - Present
Job Experienced Paralegal
Industry Law Practice
Experience
MORGAN STANLEY SMITH BARNEY, LLC August 2005 - Present
New York City Law Department August 2002 - August 2005
NUDELMAN, NUDELMAN & ZIERING November 2000 - August 2002
JOSEPH SOFFER, ESQ June 2000 - November 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Research, Outlook, Public Speaking, Budgets, Negotiation, C, Courts, Litigation, Securities, Legal Documents, Legal Research, Motions, Personal Injury
Education
Brooklyn College 2003 — 2005
Bachelors of Science, Business Management and Finance
Berkeley College 1999 — 2000
AAS, Paralegal Studies
MORGAN STANLEY SMITH BARNEY, LLC August 2005 - Present
New York City Law Department August 2002 - August 2005
NUDELMAN, NUDELMAN & ZIERING November 2000 - August 2002
JOSEPH SOFFER, ESQ June 2000 - November 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Research, Outlook, Public Speaking, Budgets, Negotiation, C, Courts, Litigation, Securities, Legal Documents, Legal Research, Motions, Personal Injury
Education
Brooklyn College 2003 — 2005
Bachelors of Science, Business Management and Finance
Berkeley College 1999 — 2000
AAS, Paralegal Studies
Linda Hayes, JD, LL.M.'s Morgan Stanley Smith Barney LLC Experience June 2010 - March 2012
Job Attorney
Industry Financial Services
Experience
Financial Services August 2013 - Present
Merrill Lynch Private Bank and Investment Group July 2012 - July 2013
Morgan Stanley Smith Barney LLC June 2010 - March 2012
Citigroup Wealth Advisory Services April 2007 - June 2010
Smith Barney April 2004 - April 2007
Credit Suisse August 2000 - April 2004
Gray Cary Ware and Freidenrich LLP (now DLA Piper) May 1995 - August 2000
San Mateo Superior Court, Probate Division April 1993 - May 1995
Skills
Retirement Planning, Strategic Financial..., Estate Planning, Asset Managment, Mutual Funds, Series 63, Hedge Funds, Finance, Financial Advisory, Asset Management, ETFs, Trading, Fixed Annuities, Uniform Combined State..., Loans, Employee Benefits, Series 6, Personal Finance, Financial Modeling, Bloomberg, Valuation, Derivatives, Financial Markets, Options, FINRA, Risk Management, Financial Planning
Education
New York University School of Law 1978 — 1979
Master of Laws (LL.M.), Taxation
Santa Clara University School of Law 1973 — 1976
Doctor of Law (J.D.), Taxation
University of California - Berkeley 1966 — 1969
Bachelor of Arts (B.A.), International Relations; French and Spanish
Financial Services August 2013 - Present
Merrill Lynch Private Bank and Investment Group July 2012 - July 2013
Morgan Stanley Smith Barney LLC June 2010 - March 2012
Citigroup Wealth Advisory Services April 2007 - June 2010
Smith Barney April 2004 - April 2007
Credit Suisse August 2000 - April 2004
Gray Cary Ware and Freidenrich LLP (now DLA Piper) May 1995 - August 2000
San Mateo Superior Court, Probate Division April 1993 - May 1995
Skills
Retirement Planning, Strategic Financial..., Estate Planning, Asset Managment, Mutual Funds, Series 63, Hedge Funds, Finance, Financial Advisory, Asset Management, ETFs, Trading, Fixed Annuities, Uniform Combined State..., Loans, Employee Benefits, Series 6, Personal Finance, Financial Modeling, Bloomberg, Valuation, Derivatives, Financial Markets, Options, FINRA, Risk Management, Financial Planning
Education
New York University School of Law 1978 — 1979
Master of Laws (LL.M.), Taxation
Santa Clara University School of Law 1973 — 1976
Doctor of Law (J.D.), Taxation
University of California - Berkeley 1966 — 1969
Bachelor of Arts (B.A.), International Relations; French and Spanish
Brian Micioni's Morgan Stanley Smith Barney LLC Experience November 2010 - June 2011
Job Customer Service Manager at K. Shaw Construction
Industry Construction
Experience
K. Shaw Construction April 2013 - Present
Morgan Stanley Wealth Management June 2011 - Present
Morgan Stanley Smith Barney LLC November 2010 - June 2011
Noble Environmental Power June 2009 - July 2009
Skills
•Microsoft..., Competitive Analysis
Education
Keene State College 2005 — 2009
Bachelor of Science (B.S.), Business Management
K. Shaw Construction April 2013 - Present
Morgan Stanley Wealth Management June 2011 - Present
Morgan Stanley Smith Barney LLC November 2010 - June 2011
Noble Environmental Power June 2009 - July 2009
Skills
•Microsoft..., Competitive Analysis
Education
Keene State College 2005 — 2009
Bachelor of Science (B.S.), Business Management
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.