Mutual Securities, Inc. Member FINRA, SIPC
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Mutual Securities, Inc. Member FINRA, SIPC Employees
Comprehensive Asset Management August 2015 - Present
Platinum Wealth Partners Inc September 2013 - Present
Platinum Wealth Partners Inc March 2013 - Present
Mutual Securities, Inc. Member FINRA, SIPC May 2014 - August 2015
Inventors Business Center January 2009 - January 2010
Skills
Microsoft Office, Customer Service, Computer Repair, Inventory Management, Outlook, QuickBooks, Quicken, Recruiting, Finance, Market Research, Public Speaking, Social Media, Microsoft Word
Education
University of South Florida 2015 — 2017
Bachelor’s Degree, Finance, Junior
Andrade Financial Services, Inc. March 2012 - Present
Mutual Securities, Inc. Member FINRA, SIPC 2011 - Present
Capital Region Financial Group, LLC January 2006 - March 2012
NFP Advisor Services Group June 2001 - March 2011
Wells Fargo Van Kasper October 1996 - June 2001
Skills
Wealth Management, Retirement Planning, Portfolio Management, Investment Advisory, Securities, Bonds
Education
Willamette University 1978 — 1982
BS, Economics
Punahou School 1972 — 1978
Diploma
INVEST Financial September 2014 - Present
Mutual Securities, Inc. Member FINRA, SIPC November 2013 - September 2014
Platinum Wealth Partners April 2013 - September 2014
Platinum Wealth Partners Inc February 2012 - September 2014
TMO Global Logistics November 2006 - April 2011
CP Ships July 1997 - September 2006
Skills
Container, Shipping, International Logistics, Freight, International Shipping, Transportation, Ports, Customer Service, Air Freight, Warehousing, Export, Transportation..., Logistics, Contract Negotiation, Strategic Planning, Freight Forwarding, Import, Customs Regulations, Ocean, Supply Chain, Supply Chain Management, Logistics Management, 3PL, International Trade, Supply Chain Operations, Trucking
Education
University of South Florida
Bachelor of Arts (B.A.), International/Global Studies
Saint Petersburg Junior College
Associate of Arts (AA), Engineering
Mutual Securities, Inc. Member FINRA, SIPC July 2012 - Present
Managed Capital Advisory 2009 - Present
Wedbush Morgan Securities July 2007 - July 2012
Skills
Series 7, Investments, Equities, Series 63, Securities, Portfolio Management, Fixed Income, Series 24, Series 65, Wealth Management, Asset Management, Mutual Funds, Hedge Funds, Alternative Investments, Risk Management, Asset Allocation, Financial Planning, Bonds, Finance, Investment Advisory
Education
University of Arizona 1987 — 1992
B.A., Economics
Irvine High School
Irvine High School
Mutual Securities, Inc. Member FINRA, SIPC October 2014 - Present
Mutual Securities, Inc. Member FINRA, SIPC March 2013 - September 2014
Fiserv June 2012 - December 2012
Amgen, Inc September 2006 - April 2011
Amgen, Inc. December 2006 - August 2009
Amgen, Inc. January 2006 - November 2006
Countrywide Financial Services January 2005 - December 2005
Skills
Onboarding, Compliance, Problem Solving, Data Management, Regulatory Requirements, Departmental Liaison, Cross-functional..., Multi Tasking, Implementation of..., Close Attention to..., Regulatory Affairs, Regulatory Submissions, Budgets, Contracts Administrators, Team Leadership, Budget Tracking, Organization, FINRA CRD Registrations, Insurance Appointments, Life Insurance, Health Insurance, License Management, Project Management, Microsoft Office Suite, LexisNexis, Transunion, Basecamp, Software Documentation
Education
University of Phoenix 2007 — 2009
AA, Health Administration, A (3.5 GPA)
Mutual Securities, Inc. Member FINRA, SIPC May 2009 - Present
Skills
Series 7, FINRA, Series 24, Finance, Bonds, Uniform Combined State..., Fixed Income, Project Management, Investment Advisory
Education
California Lutheran University 2008 — 2010
Bachelor of Science, Business Administration
Mutual Securities, Inc. Member FINRA, SIPC January 2015 - Present
Fidelity Investments July 2005 - December 2014
Nationwide Health Properties (NHP) 2003 - 2005
inhouseIT 2000 - 2004
Education
University of Southern California - Marshall School of Business 2003 — 2005
MBA
Pepperdine University 1995 — 1999
Bachelor of Arts (BA)
Michigan Engineering Consulting Club January 2011 - April 2015
Raytheon May 2014 - August 2014
JPMorgan Chase June 2013 - August 2013
Chico's FAS Inc. June 2012 - August 2012
Mutual Securities, Inc. Member FINRA, SIPC June 2011 - August 2011
Skills
Data Analysis, Statistics, Industrial Engineering, Microsoft Office, Competitive Analysis, Matlab, Engineering, Minitab, Microsoft Excel, Access, VBA, PowerPoint, Leadership, C++, SQL, Visual Basic, Financial Modeling
Education
University of Michigan 2014 — 2015
Master of Management
University of Michigan 2010 — 2014
Bachelor of Science in Engineering, Industrial and Operations Engineering, Summa Cum Laude
Saint Louis University 2013 — 2013
Semester Abroad - Madrid
Mutual Securities, Inc. Member FINRA, SIPC June 2007 - Present
Brookstreet Securities September 2004 - June 2007
Finacorp Securities January 2001 - September 2004
TDI Inc. January 1997 - June 2000
Foresight Capital Management Inc May 1990 - January 1997
Resource Management Associates, G.S.I. January 1989 - April 1990
MCG Portfolio Management Corporation August 1985 - December 1988
Skills
NASD Series 7 General..., NASD Series 63 Uniform..., NASD Series 24 General..., Series 7, Fixed Income, Bonds, Securities, Series 24, Trading, Bloomberg, High Yield, Capital Markets, Structured Products, Investments, Derivatives, Portfolio Management, Series 63, Options, MBS, FINRA, Financial Markets, Asset Management, Equities
Education
University of Southern California 1980 — 1984
Bachelor of Applied Science (B.A.Sc.), Finance and Business Economics
Fairfax High School 1977 — 1980
Daniel Murphy High School 1976 — 1977
St. Gregory Elementary L.A. 1968 — 1976
Mutual Securities, Inc. Member FINRA, SIPC April 2011 - Present
Wedbush Morgan Securities August 2001 - April 2011
Social Media Magic 2009 - 2009
Triquest Finanacial May 1993 - August 2001
AG Edwards and Co. May 1991 - May 1993
Merrill Lynch March 1985 - May 1991
Skills
Investments, Financial Planning, Wealth Management, Portfolio Management, Strategic Financial..., Securities, Equities, Investment Advisory, Retirement Planning, Venture Capital, Hedge Funds, Funding, Series 63, FINRA, Retirement, Asset Allocation, Finance, Fixed Income
Education
California State University-Bakersfield 1983 — 1984
B.S., Business Administration
Loma Linda University 1979 — 1983
Business Administration & Biology
Mutual Securities, Inc. Member FINRA, SIPC August 2007 - Present
Westlake Village Junior Women's Club 2011 - 2012
Edward Jones November 2004 - August 2007
Robert Osher Investment Management March 2001 - October 2004
Palladian Capital Management September 1998 - September 2000
Cramblit & Carney May 1996 - September 1998
Farmers Insurance & Financial Services January 1989 - May 1996
Skills
Investments, Alternative Investments, Retirement Planning, Separately Managed..., Strategic Planning, Wealth Management
Education
University of Southern California 1995 — 1998
MBA, Finance
University of California, Los Angeles 1985 — 1989
B.S., Economics
Mutual Securities, Inc. Member FINRA, SIPC June 2010 - Present
Steel Partners June 2008 - Present
Drake Management May 2007 - June 2008
Berenson & Co August 2005 - May 2007
Ambridge Partners LLC December 2002 - March 2005
Skills
Bloomberg, Series 7, Securities, Alternative Investments, Valuation, Hedge Funds, Series 63, Strategic Financial..., Trading, Equities, Bonds, Equity Trading, Capital Markets, Series 55, Compliance, FINRA, DTC, SEC Filings, Equity Research
Education
New York University 1998 — 2002
BA, European Studies
Mutual Securities, Inc. Member FINRA, SIPC January 2003 - Present
Zola Capital Management January 2001 - January 2003
Phoenix Capital, and CR Capital July 1996 - January 2001
Skills
Wealth Management, Equities, Securities, FINRA, Investment Advisory, Investments, Series 24, Series 7, Alternative Investments, Series 63, Bonds, Options, Financial Services, Portfolio Management
Education
Tulane University - A.B. Freeman School of Business 1995 — 1997
MBA, Finance
University of California, Irvine 1989 — 1993
Bachelors, Economics
Citi Personal Wealth Management March 2004 - Present
Mutual Securities, Inc. Member FINRA, SIPC 1993 - 2003
City National Bank 1991 - 1993
AG Edwards 1990 - 1991
McDonald & Company Investments January 1989 - February 1990
Skills
Series 7, Uniform Combined State..., Annual Reports, Series 24, Financial Institutions
Education
Westwood College-South Bay 2009 — 2011
Bachelors of Science, Graphic Design
Cleveland State University
Psychology
Pierce College
Accounting, Business Management
Mutual Securities, Inc. Member FINRA, SIPC May 2014 - Present
Financial West Group December 2011 - May 2014
Skills
Management, Investments, Customer Service, Sales, Finance, Mutual Funds, Series 7, Marketing, Leadership, Securities, Training, Microsoft Office, Team Building, Public Speaking, Broker-Dealer Operations, IRAs, Broker-Dealer, Retirement Planning, Teaching, Series 66, Series 24, Alternative Investments
Education
California Lutheran University 2005 — 2008
Bachelors in Business Administration, Marketing, Finance, Economics, Advertising, Market Research, Information Technology
High School at Moorpark College 2001 — 2003
American Financial Network September 2015 - Present
North Los Angeles County Regional Center 2013 - Present
Beverly Hills Wealth Management August 2014 - August 2015
Beverly Hills Wealth Management 2012 - August 2014
Mutual Securities, Inc. Member FINRA, SIPC 2011 - 2012
Oppenheimer & Co. 2007 - 2009
Bank of America 2004 - 2006
Morgan Stanley 2000 - 2004
Skills
Equity Trading, Bonds, Alternative Investments, Options, Private Equity, Trade Compliance, Series 24, Series 7, Stock Trading, Bloomberg Terminal, Capital Markets, Investments, FINRA, Investment Advisory, Mutual Funds, Securities, Wealth Management, Portfolio Management, Trading, Equities, Asset Allocation, Fixed Income, Bloomberg, Hedge Funds, Financial Advisory, Retirement Planning, Investment Strategies, Financial Markets, Structured Products, Investment Management, Finance, Financial Services, Trading Systems, Electronic Trading, Equity Research, Asset Management, Management, Risk Management
Education
California State University-Northridge
Master of Business Administration - Finance (Candidate)
California State University-Los Angeles
Bachelor's degree
Rio Hondo College