National Regulatory Services
Industry: Company
DescriptionFounded: 1983 Parent organization: Accuity Inc. Subsidiary: FIRE Solutions, Inc.
National Regulatory Services List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at National Regulatory Services. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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National Regulatory Services Employees
Guitar Stop October 2014 - Present
Club Passim March 2014 - Present
National Regulatory Services May 2012 - June 2014
Skills
Singing, Music, Music Production, Vocal, Songwriting, Acting, Band, Recording, Composition, Studio Recording, Songs, Music Education, Music Industry, Theatre, Music Teaching, Bands, Concerts
Education
Berklee College of Music 2002 — 2006
Bachelor of Music, Professional Music: Singing & Songwriting Focus
Conservatory of Recording Arts and Sciences 1998 — 1999
Certificate, Music Recording and Engineering
The National Society of Compliance Professionals August 2015 - Present
National Society of Compliance Professionals (NSCP) July 2014 - Present
Financial Tracking Technologies, LLC January 2014 - July 2014
National Regulatory Services 2010 - January 2014
National Regulatory Services February 2008 - April 2010
Skills
Team Leadership, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Public Relations, Sales, Product Management, Customer Service, FrontPage, Microsoft Publisher, Agile Project Management, Pragmatic Marketing..., Hedge Funds, Management, Business Analysis, Program Management, SaaS, Process Improvement, Leadership, CRM, Financial Services, Marketing, Salesforce.com, Strategic Partnerships
Education
University of Phoenix 2008 — 2013
Master of Business Administration (MBA), MBA
Marist College 2001 — 2003
Bachelor of Science (BS), Criminal Justice
Oscar Insurance July 2015 - Present
athenahealth July 2014 - Present
athenahealth December 2010 - June 2014
Desautels Faculty of Management - McGill University April 2010 - October 2010
Pioneer Investments June 2009 - August 2009
National Regulatory Services June 2008 - August 2008
Skills
Data Analysis, Microsoft Excel, Access, Process Improvement, Leadership, Project Management, SDLC, Cross-functional Team..., Revenue Cycle Management, Trend Analysis
Education
McGill University 2006 — 2010
Bachelor of Commerce, Finance, Strategy, and International Business
Corvinus University of Budapest 2009 — 2009
Strategy, International Business
Corporate Translations, Inc. May 2011 - Present
CIGNA Healthcare January 2004 - April 2011
Sovereign Bank April 2001 - September 2003
Salisbury Bank and Trust January 2000 - February 2001
National Regulatory Services June 1999 - August 1999
Skills
Software Documentation, Customer Service, Proofreading, Language Services, Research, Translation, English, Project Management, Multilingual, Intercultural..., Localization, Technical Translation, Website Localization, Foreign Languages, Editing, Linguistics
Education
University of Hartford 2011 — 2014
MBA
Central Connecticut State University 2000 — 2008
BA, German, Japanese
National Regulatory Services January 2011 - September 2012
Wells Fargo Investments April 2006 - October 2009
WestPark Capital Inc. April 2002 - January 2005
Morgan Stanley Smith Barney June 2000 - January 2002
TD Waterhouse December 1994 - June 2000
Skills
Finance, Training, Management, Human Resources, Auditing, Call Centers, Financial Risk, Sales, Investments, Risk Management, Coaching, Customer Service
Education
University of Northern Colorado
Business
Ascendant Compliance Management, Inc. April 2007 - Present
New England Broker/Dealer Investment Adviser Association, Inc. May 2012 - Present
National Regulatory Services September 1999 - April 2007
Day, Berry & Howard LLP September 1997 - September 1999
Connecticut Supreme Court September 1997 - August 1998
Connecticut Appellate Court June 1995 - August 1996
Skills
Investment Advisory, Investments, Securities, Mutual Funds, Asset Management, Series 65, Risk Management, AML, Broker-Dealer, Equities, Due Diligence, Asset Managment, Securities Regulation, Hedge Funds, SEC, FINRA, Wealth Management, Private Equity, Alternative Investments, Series 63, Fixed Income, Capital Markets, ETFs, Uniform Combined State..., Series 24, Investment Management, Fund Of Funds, Asset Allocation, Corporate Governance, Series 7, Private Placements, Trading, Financial Markets, Strategic Financial..., USA PATRIOT Act, Retirement, Portfolio Management, Financial Advisory, Registered Investment..., Bonds, OFAC, Investor Relations, Investment Advisers Act, Wealth Management..., Equity Trading, Investment Strategies, Financial Services, Retirement Planning, Institutional...
Education
Western New England College School of Law 1992 — 1995
JD, Magna cum laude
The University of Connecticut 1988 — 1992
BA, English, Political Science, Magna cum laude
Accuity January 2015 - Present
Accuity August 2014 - Present
Accuity 2008 - Present
National Regulatory Services September 2004 - Present
ComplianceMAX Financial September 2004 - September 2007
Monahan & Roth, LLC June 1999 - August 2004
Capstone Investments 2001 - 2003
Skills
Project Management, Relationship Management, AML, Financial Services, Risk Management, Financial Risk, Banking, Investments, Business Analysis, Securities, Business Development, Due Diligence, Investment Advisory, Process Improvement, Series 7, Business Process..., Financial Analysis, FINRA, Payments, KYC, MBA, Strategic Financial..., Strategy, Insurance, Training, Leadership, Mutual Funds, Program Management, Enterprise Software, Auditing, Salesforce.com, Professional Services, CRM, Analytics, Product Development, Product Management, SaaS, Finance, Executive Management, Series 24, Strategic Partnerships, Management, Team Leadership, Solution Selling, Series 63, Agile Project Management, Software Project..., Team Management, Business Strategy, Contract Negotiation
Education
San Diego State University-California State University 2010 — 2012
MBA
California State University-Sacramento 2000 — 2004
BA, Organizational Communications
NRS - National Regulatory Services September 2013 - Present
National Regulatory Services October 2012 - September 2013
SelfHelpWorks Inc November 2011 - October 2012
Alpha Kappa Psi - Mu Sigma Chapter May 2011 - May 2012
SelfHelpWorks Inc April 2011 - November 2011
RowHouse, LLC March 2010 - November 2011
Alpha Kappa Psi - Mu Sigma Chapter May 2010 - May 2011
Alpha Kappa Psi - Mu Sigma Chapter January 2010 - June 2010
Skills
Microsoft Office, Content Management, Web Site Production, Data Entry, Inventory Management, Research, Landing Pages, Blogging, Public Speaking, Customer Service, Social Media, PowerPoint, Microsoft Word, Project Management, Visio, Time Management, Microsoft Excel, Teamwork, Marketing, SEO, Team Leadership, HTML, Leadership, Social Networking, Leadership Development, Databases, Software Development, Active Directory, Networking, SQL, Program Management, Microsoft SQL Server, IIS, CSS, Scrum, Database Administration
Education
San Diego State University-California State University 2007 — 2012
BS, Information Systems
ComplianceWorks Inc. September 2010 - Present
NRS August 2007 - September 2010
National Regulatory Services 2007 - 2009
Skills
Compliance, Investment Advisory
Education
University of California, Santa Barbara 2000 — 2005
Ascendant Compliance Management 2007 - Present
National Regulatory Services October 2002 - February 2007
Education
Elmira College 1971 — 1976
National Regulatory Services September 2007 - Present
Arbella Insurance Group August 2004 - March 2007
Choate, Hall & Stewart October 2002 - October 2003
Education
Boston College Law School 1999 — 2002
Doctor of Law (J.D.), Business Law
Tufts University 1995 — 1999
BA, International Relations and Economics
Minteq International Inc. April 2010 - Present
National Regulatory Services December 2006 - June 2010
North East Athletic Club September 2006 - December 2006
eCamp 2006 - 2006
Education
Central Connecticut State University 2003 — 2006
Business; Sales/Marketing
Charter Oak State College
Business Aministration
National Regulatory Services July 2005 - Present
Skills
Event Management, Securities
Education
Hartwick College 2001 — 2005
BA, Psychology
NRS Blue Sky Solutions June 2013 - Present
National Regulatory Services September 1995 - June 2013
Contractor's Marketplace June 1993 - August 1995
Culligan Water Conditioning September 1984 - June 1993
Skills
Business Analysis, SDLC, SQL, Process Improvement, Microsoft SQL Server, SharePoint, Visio, Risk Management, Project Management, Agile Methodologies, Financial Services, Call Centers, T-SQL, Databases, Microsoft Office, Integration, Team Leadership, Disaster Recovery, Windows Server, Analysis
Education
Housatonic Valley Regional High School 1969 — 1973
General Studies
Northwestern Connecticut Community College
General Studies
The Active Network November 2012 - Present
National Regulatory Services October 2011 - January 2012
Eplica, Inc. June 2008 - July 2011
Adrylan Communications, Inc. April 2005 - June 2008
Skills
Microsoft SQL Server, T-SQL, JavaScript, SQL, HTML, CSS, ASP.NET, .NET, AJAX, C#, VB.NET, Visual Studio, LINQ, TFS, Entity Framework
Education
Coleman College 2003 — 2005
Ascendant Compliance Management May 2007 - Present
National Regulatory Services May 1999 - May 2007
US Securities and Exchange Commission 1986 - 1999
Skills
Hedge Funds, Investment Advisory, FINRA, Due Diligence, Private Equity, Broker-Dealer, Securities Regulation, SEC, Securities, AML
Education
Fordham University 1984 — 1986
MBA, Finance
Central Connecticut State University 1979 — 1984
Bachelor of Science (BS), Finance
SEC Compliance Consultants, Inc. (SEC3) January 2015 - Present
CounselWorks LLC April 2014 - December 2014
Town of Northeast November 2012 - April 2014
National Regulatory Services January 2011 - March 2014
Scott Murphy for Congress October 2010 - October 2010
West Wing Report May 2010 - October 2010
College of Mount Saint Vincent 2005 - 2010
WABC-TV Eyewitness News August 2009 - December 2009
College of Mount Saint Vincent October 2006 - August 2008
Skills
Editing, Social Media, Administrative..., Storytelling, Adobe Creative Suite, Microsoft Word, Microsoft Excel, Broadcast, Customer Service, Research, Admissions, Outlook, PowerPoint, Higher Education, Resume Writing, Leadership, Community Outreach, Student Affairs, Creative Writing, Proofreading, Public Speaking, Microsoft Office, Budgets, Event Planning, Media Relations, Public Relations, Marketing, Interviews
Education
College of Mount Saint Vincent 2005 — 2010
Bachelor of Arts, Communication
Independent Contractor 2012 - 2015
Olde Village Monogramming 2011 - 2012
Berkshire Publishing Group 2010 - 2012
National Regulatory Services 2007 - 2011
Cypress Hotel & Spa 2007 - 2007
Riley’s Furniture 2004 - 2007
McTiegue and McClelland Jewelers 2004 - 2004
Peter Fasano LTD 2001 - 2004
O’Halloran Blanket Co. 2000 - 2001
Cinerom Digital Movieplex 2000 - 2001
Skills
Transcription, Editing, Research, Microsoft Office, telecommuter, Sewing, Crafts, Metalsmithing, Bookkeeping, Data Entry, Databases, Accounts Receivable, Quality Assurance, Healthcare, Hospitals, Medical Records, Medical Terminology, Training, Documentation
Education
University of Massachusetts at Lowell 2003 — 2007
Bachelor of Science, Information Technology, summa cum laude
SUNY Geneseo & New Paltz 1980 — 1982
Fine Arts, Gold &Silversmithing
A&H Training Corporation
Certificate of Completion 2012, Medical Transcription