National Stock Exchange
Industry: Stock exchange
DescriptionThe National Stock Exchange of India Limited is the leading stock exchange of India, located in Mumbai. The NSE was established in 1992 as the first demutualized electronic exchange in the country. Market cap: US$2.27 trillion (April 2018) No. of listings: 1,952 CEO: Vikram Limaye (Jul 17, 2017–) Currency: Indian rupee (₹) Location: Mumbai, Maharashtra, India Indices: NIFTY 50; NIFTY NEXT 50; NIFTY 500
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National Stock Exchange Employees
Employee
Years
Job
Industry
Joshua Kraskin Joshua Kraskin's National Stock Exchange Experience May 2013 - July 2014
Job Advisory Staff Financial Services at EY
Industry Facilities Services
Experience
EY January 2015 - Present
Cadwalader, Wickersham & Taft LLP July 2014 - December 2014
National Stock Exchange May 2013 - July 2014
Compliance Science June 2011 - September 2012
EcoBiz NYC June 2012 - August 2012
Skills
Data Analysis, Microsoft Office, Analysis, Technical Writing, Securities Regulation, Microsoft Excel, PowerPoint, Customer Service, SEC filings, Compliance, ThomsonOne, SQL, Qualitative Research, Test Scripts, Data Entry, Sales Research, Cold Calling, Surveying
Education
Boston University 2009 — 2013
Bachelor of Arts (B.A.), International Relations and Affairs, Environmental Studies
Rye High School 2005 — 2009
EY January 2015 - Present
Cadwalader, Wickersham & Taft LLP July 2014 - December 2014
National Stock Exchange May 2013 - July 2014
Compliance Science June 2011 - September 2012
EcoBiz NYC June 2012 - August 2012
Skills
Data Analysis, Microsoft Office, Analysis, Technical Writing, Securities Regulation, Microsoft Excel, PowerPoint, Customer Service, SEC filings, Compliance, ThomsonOne, SQL, Qualitative Research, Test Scripts, Data Entry, Sales Research, Cold Calling, Surveying
Education
Boston University 2009 — 2013
Bachelor of Arts (B.A.), International Relations and Affairs, Environmental Studies
Rye High School 2005 — 2009
Aaron Drahushuk Aaron Drahushuk's National Stock Exchange Experience January 2013 - June 2014
Job AVP Legal & Compliance at Credit Suisse
Industry Financial Services
Experience
Credit Suisse June 2014 - Present
National Stock Exchange January 2013 - June 2014
Hover & Mackowski, PLLC July 2012 - January 2013
Ezratty, Ezratty, & Levine September 2009 - January 2011
Gary J. Robbins, Attorney at Law May 2009 - August 2009
Skills
Securities, Securities Regulation, Equities, Legal Research, Corporate Law, Securities Exchange Act..., Regulatory Analysis, Corporate Governance, Document Drafting
Education
Hofstra University School of Law 2008 — 2011
Juris Doctor
Rensselaer Polytechnic Institute
Bachelor, Business; Finance
James Cook University
International Finance and Marketing
Credit Suisse June 2014 - Present
National Stock Exchange January 2013 - June 2014
Hover & Mackowski, PLLC July 2012 - January 2013
Ezratty, Ezratty, & Levine September 2009 - January 2011
Gary J. Robbins, Attorney at Law May 2009 - August 2009
Skills
Securities, Securities Regulation, Equities, Legal Research, Corporate Law, Securities Exchange Act..., Regulatory Analysis, Corporate Governance, Document Drafting
Education
Hofstra University School of Law 2008 — 2011
Juris Doctor
Rensselaer Polytechnic Institute
Bachelor, Business; Finance
James Cook University
International Finance and Marketing
Paul P. Smith Paul P. Smith's National Stock Exchange Experience October 2002 - October 2012
Job Manager, CBOE
Industry Financial Services
Experience
Chicago Board Options Exchange September 2013 - Present
National Stock Exchange October 2002 - October 2012
National Stock Exchange January 2012 - July 2012
National Stock Exchange October 1999 - September 2002
National Stock Exchange August 1996 - September 1999
Rock Island Securities, Inc. April 1996 - August 1996
Chicago Stock Exchange March 1986 - March 1996
Skills
Exchange regulations, Market Structure, Electronic Trading, Equities, financial markets, Regulation NMS, Broker-Dealer Compliance
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1990 — 1992
MBA, Marketing, Finance
Governors State University 1983 — 1985
B.A. in Business Administration, Finance, A
Chicago Board Options Exchange September 2013 - Present
National Stock Exchange October 2002 - October 2012
National Stock Exchange January 2012 - July 2012
National Stock Exchange October 1999 - September 2002
National Stock Exchange August 1996 - September 1999
Rock Island Securities, Inc. April 1996 - August 1996
Chicago Stock Exchange March 1986 - March 1996
Skills
Exchange regulations, Market Structure, Electronic Trading, Equities, financial markets, Regulation NMS, Broker-Dealer Compliance
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1990 — 1992
MBA, Marketing, Finance
Governors State University 1983 — 1985
B.A. in Business Administration, Finance, A
Nicole Guiffra-McQuaid, CAMS Nicole Guiffra-McQuaid, CAMS's National Stock Exchange Experience January 2003 - December 2008
Job Senior Manager, Regulatory Compliance Risk at Crowe Horwath LLP
Industry Financial Services
Experience
Crowe Horwath LLP August 2015 - Present
Crowe Horwath LLP August 2013 - Present
Crowe Horwath LLP November 2011 - August 2013
National Stock Exchange January 2003 - December 2008
National Stock Exchange January 2001 - January 2003
National Stock Exchange December 1999 - January 2001
National Stock Exchange August 1999 - December 1999
National Stock Exchange September 1997 - August 1999
National Stock Exchange October 1995 - September 1997
Skills
Securities, Financial Services, Fraud, Auditing, Financial Markets, Financial Reporting, Financial Regulation, Securities Regulation, Internal Audit, Surveillance, Internal Controls, Bloomberg, FINRA, Operational Risk, Bank Secrecy Act, Process Improvement, Operational Risk..., OFAC, Risk Assessment
Education
DePaul University 1989 — 2011
BA, Financial Regulation
Oak Park River Forest High School
Diploma
Crowe Horwath LLP August 2015 - Present
Crowe Horwath LLP August 2013 - Present
Crowe Horwath LLP November 2011 - August 2013
National Stock Exchange January 2003 - December 2008
National Stock Exchange January 2001 - January 2003
National Stock Exchange December 1999 - January 2001
National Stock Exchange August 1999 - December 1999
National Stock Exchange September 1997 - August 1999
National Stock Exchange October 1995 - September 1997
Skills
Securities, Financial Services, Fraud, Auditing, Financial Markets, Financial Reporting, Financial Regulation, Securities Regulation, Internal Audit, Surveillance, Internal Controls, Bloomberg, FINRA, Operational Risk, Bank Secrecy Act, Process Improvement, Operational Risk..., OFAC, Risk Assessment
Education
DePaul University 1989 — 2011
BA, Financial Regulation
Oak Park River Forest High School
Diploma
Kevin Rozzi Kevin Rozzi's National Stock Exchange Experience August 2015 - Present
Job Director, Market Oversight & Compliance at National Stock Exchange
Industry Financial Services
Experience
National Stock Exchange August 2015 - Present
Deutsche Bank October 2014 - August 2015
JPMorgan Chase & Co. August 2014 - October 2014
Abraham, Fruchter, & Twersky, LLP June 2009 - August 2014
Assent LLC. August 2008 - March 2009
Kasowitz, Benson, Torres & Friedman LLP November 2006 - July 2008
Caliber Financial Management, LLC January 2005 - October 2006
Skills
Series 7, Securities, Compliance, AML, Capital Markets, Corporate Law, Due Diligence, Financial Services, Financial Markets, Securities Regulation, Legal Research, Legal Writing, Mergers & Acquisitions, Corporate Governance, Litigation, Private Equity, Securities Litigation, Hedge Funds, Finance, Structured Finance, Equities, Alternative Investments, Arbitration, Derivatives, Legal Compliance, Litigation Support, FINRA
Education
Widener University School of Law 2000 — 2003
JD, Law
University of Delaware 1996 — 2000
BA, Political Science & History (Double Major)
National Stock Exchange August 2015 - Present
Deutsche Bank October 2014 - August 2015
JPMorgan Chase & Co. August 2014 - October 2014
Abraham, Fruchter, & Twersky, LLP June 2009 - August 2014
Assent LLC. August 2008 - March 2009
Kasowitz, Benson, Torres & Friedman LLP November 2006 - July 2008
Caliber Financial Management, LLC January 2005 - October 2006
Skills
Series 7, Securities, Compliance, AML, Capital Markets, Corporate Law, Due Diligence, Financial Services, Financial Markets, Securities Regulation, Legal Research, Legal Writing, Mergers & Acquisitions, Corporate Governance, Litigation, Private Equity, Securities Litigation, Hedge Funds, Finance, Structured Finance, Equities, Alternative Investments, Arbitration, Derivatives, Legal Compliance, Litigation Support, FINRA
Education
Widener University School of Law 2000 — 2003
JD, Law
University of Delaware 1996 — 2000
BA, Political Science & History (Double Major)
Kristina Gentner Kristina Gentner's National Stock Exchange Experience March 2008 - December 2008
Job Senior AntiMoney Laundering Risk Assessment Consultant at BMO Harris Bank
Industry Financial Services
Experience
BMO Harris Bank August 2015 - Present
BMO Harris Bank October 2014 - June 2015
PMA Financial Network September 2010 - September 2014
Real Estate Institute November 2009 - October 2010
National Stock Exchange March 2008 - December 2008
FINRA January 2006 - March 2008
FINRA 2003 - 2005
FINRA 2002 - 2003
Kelly Law Registry 2000 - 2002
Law Offices of Mark M. Carroll, P.A. 1997 - 2000
Skills
Compliance, Securities, AML, Investments, FINRA, Mutual Funds, Series 7, Series 63, Equities, Insurance, Banking, Risk Management, Securities Regulation, Fixed Income, Training, Due Diligence, Mergers & Acquisitions, Asset Management, Financial Risk, Auditing, Alternative Investments, Management, Anti Money Laundering
Education
University of Miami School of Law 1992 — 1995
JD, 1995
Florida State University
BS, Major: Political Science, Minor: African-American Studies, 1991
The Hague Academy of International Law
Public International Law Session, 1997
BMO Harris Bank August 2015 - Present
BMO Harris Bank October 2014 - June 2015
PMA Financial Network September 2010 - September 2014
Real Estate Institute November 2009 - October 2010
National Stock Exchange March 2008 - December 2008
FINRA January 2006 - March 2008
FINRA 2003 - 2005
FINRA 2002 - 2003
Kelly Law Registry 2000 - 2002
Law Offices of Mark M. Carroll, P.A. 1997 - 2000
Skills
Compliance, Securities, AML, Investments, FINRA, Mutual Funds, Series 7, Series 63, Equities, Insurance, Banking, Risk Management, Securities Regulation, Fixed Income, Training, Due Diligence, Mergers & Acquisitions, Asset Management, Financial Risk, Auditing, Alternative Investments, Management, Anti Money Laundering
Education
University of Miami School of Law 1992 — 1995
JD, 1995
Florida State University
BS, Major: Political Science, Minor: African-American Studies, 1991
The Hague Academy of International Law
Public International Law Session, 1997
Ambarish Kulkarni's National Stock Exchange Experience March 2008 - October 2011
Job Financial Analyst at Distributed Sun LLC
Industry Renewables & Environment
Experience
Distributed Sun LLC July 2014 - Present
Ramsey Student Investment Fund January 2014 - May 2014
George Washington University August 2012 - May 2014
Mayoral Fellow - Office of the Mayor May 2013 - August 2013
WEConnect International September 2012 - May 2013
National Stock Exchange March 2008 - October 2011
Enlink Infotech Pvt. Ltd. July 2007 - March 2008
Skills
Capital Markets, Management, Derivatives, Financial Statement..., Equity Research, Financial Modeling, ITIL, Process Improvement, Data Center, Information Technology, Relationship Management, Business Process..., Team Management, CRM, Management Consulting, Project Coordination, Strategy, Trading Systems, ITIL Process..., Client relationship..., Bloomberg Terminal, Business Analysis, Data Analysis
Education
The George Washington University - School of Business 2012 — 2014
Master of Business Administration (MBA)
Shah & Anchor Kutchhi Engineering College 2002 — 2007
Bachelor of Engineering (B.E.), Electrical and Electronics Engineering
University of Mumbai 2002 — 2007
Bachelor of Engineering (B.E.), Electrical and Electronics Engineering
Distributed Sun LLC July 2014 - Present
Ramsey Student Investment Fund January 2014 - May 2014
George Washington University August 2012 - May 2014
Mayoral Fellow - Office of the Mayor May 2013 - August 2013
WEConnect International September 2012 - May 2013
National Stock Exchange March 2008 - October 2011
Enlink Infotech Pvt. Ltd. July 2007 - March 2008
Skills
Capital Markets, Management, Derivatives, Financial Statement..., Equity Research, Financial Modeling, ITIL, Process Improvement, Data Center, Information Technology, Relationship Management, Business Process..., Team Management, CRM, Management Consulting, Project Coordination, Strategy, Trading Systems, ITIL Process..., Client relationship..., Bloomberg Terminal, Business Analysis, Data Analysis
Education
The George Washington University - School of Business 2012 — 2014
Master of Business Administration (MBA)
Shah & Anchor Kutchhi Engineering College 2002 — 2007
Bachelor of Engineering (B.E.), Electrical and Electronics Engineering
University of Mumbai 2002 — 2007
Bachelor of Engineering (B.E.), Electrical and Electronics Engineering
David Colker David Colker's National Stock Exchange Experience 1984 - 2007
Job Stock Exchange CEO, Lawyer, and Music Producer
Industry Capital Markets
Experience
DS Productions Holding Co. LLC 2009 - 2014
National Stock Exchange 1984 - 2007
The Ragdale Foundation 2000 - 2006
Taft Stettinius & Hollister LLP 1982 - 1983
Nine Jobs in Eight Years 1972 - 1979
Skills
Executive Management, Corporate Governance, Strategic Planning, Operations Management, Risk Management, Financial Markets, Electronic Trading, Management, Process Improvement, Investments
Education
Northwestern University - Kellogg School of Management 1995 — 1995
Advanced Executive Program
University of Virginia 1977 — 1982
BS in Finance, JD in Law
Deerfield Academy 1965 — 1969
Cum Laude
DS Productions Holding Co. LLC 2009 - 2014
National Stock Exchange 1984 - 2007
The Ragdale Foundation 2000 - 2006
Taft Stettinius & Hollister LLP 1982 - 1983
Nine Jobs in Eight Years 1972 - 1979
Skills
Executive Management, Corporate Governance, Strategic Planning, Operations Management, Risk Management, Financial Markets, Electronic Trading, Management, Process Improvement, Investments
Education
Northwestern University - Kellogg School of Management 1995 — 1995
Advanced Executive Program
University of Virginia 1977 — 1982
BS in Finance, JD in Law
Deerfield Academy 1965 — 1969
Cum Laude
Timothy Kopcial Timothy Kopcial's National Stock Exchange Experience December 2013 - August 2014
Job Associate at Cadwalader, Wickersham & Taft LLP
Industry Law Practice
Experience
Cadwalader, Wickersham & Taft LLP September 2014 - Present
National Stock Exchange December 2013 - August 2014
Education
Duke University School of Law 2010 — 2013
Doctor of Law (JD)
Duke University School of Law 2010 — 2013
Master of Laws (LLM), International and Comparative Law
The University of Hong Kong 2011 — 2011
Duke Asia-America Institute in Transnational Law
Emory University 2004 — 2008
Bachelor of Arts (BA), Political Science
Cadwalader, Wickersham & Taft LLP September 2014 - Present
National Stock Exchange December 2013 - August 2014
Education
Duke University School of Law 2010 — 2013
Doctor of Law (JD)
Duke University School of Law 2010 — 2013
Master of Laws (LLM), International and Comparative Law
The University of Hong Kong 2011 — 2011
Duke Asia-America Institute in Transnational Law
Emory University 2004 — 2008
Bachelor of Arts (BA), Political Science
Karan Chawla Karan Chawla's National Stock Exchange Experience May 2013 - May 2014
Job Software Developer at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs July 2014 - Present
National Stock Exchange May 2013 - May 2014
Polytechnic Institute of New York University January 2012 - May 2013
Skills
Higher Education, Student Development, Student Affairs, Data Analysis, Statistics, Microsoft Office, Core Java, SQL, Red Hat Linux, Bash, Perl Script, MySQL, Project Management, Perl, Microsoft Excel, Programming
Education
New York University 2013 — 2015
Master of Science (MS), Executive Management of Technology (Finance), 4.0
New York University 2011 — 2013
Master of Science (M.S.), Computer Science, 3.8
Maharshi Dayanand University 2007 — 2011
Bachelor of Technology (B.Tech.), Computer Science
DPS Dwarka
Goldman Sachs July 2014 - Present
National Stock Exchange May 2013 - May 2014
Polytechnic Institute of New York University January 2012 - May 2013
Skills
Higher Education, Student Development, Student Affairs, Data Analysis, Statistics, Microsoft Office, Core Java, SQL, Red Hat Linux, Bash, Perl Script, MySQL, Project Management, Perl, Microsoft Excel, Programming
Education
New York University 2013 — 2015
Master of Science (MS), Executive Management of Technology (Finance), 4.0
New York University 2011 — 2013
Master of Science (M.S.), Computer Science, 3.8
Maharshi Dayanand University 2007 — 2011
Bachelor of Technology (B.Tech.), Computer Science
DPS Dwarka
Kevin McNicholas Kevin McNicholas's National Stock Exchange Experience March 2014 - June 2014
Job Infantry Officer at US Army
Industry Financial Services
Experience
US Army June 2015 - Present
US Army November 2014 - June 2015
Financial Industry Regulatory Authority June 2014 - November 2014
National Stock Exchange March 2014 - June 2014
INTERPOL Washington May 2012 - August 2012
College Works Painting January 2011 - September 2011
Herz Co. Ltd. June 2010 - August 2010
Lincoln Financial Group September 2008 - June 2009
Origal LLP June 2006 - April 2008
Skills
Microsoft Word, PowerPoint, Microsoft Office, Microsoft Excel, Marketing, Customer Service, Management, Analysis, Budgets, Sales, Recruiting, Leadership, Social Media, Social Networking, Event Planning, Fundraising, Time Management, Market Research, Retail, Data Analysis, Public Speaking, Research, Training, Team Leadership, Outlook, Teamwork, Regulatory Examinations, Securities Regulation
Education
Rutgers, The State University of New Jersey-New Brunswick 2009 — 2013
Bachelor of Arts - Magna Cum Laude, Economics, Political Science, Japanese, 3.8
Bergen County Academies 2005 — 2009
High School Diploma, Academy for Telecommunications and Computer Science
US Army June 2015 - Present
US Army November 2014 - June 2015
Financial Industry Regulatory Authority June 2014 - November 2014
National Stock Exchange March 2014 - June 2014
INTERPOL Washington May 2012 - August 2012
College Works Painting January 2011 - September 2011
Herz Co. Ltd. June 2010 - August 2010
Lincoln Financial Group September 2008 - June 2009
Origal LLP June 2006 - April 2008
Skills
Microsoft Word, PowerPoint, Microsoft Office, Microsoft Excel, Marketing, Customer Service, Management, Analysis, Budgets, Sales, Recruiting, Leadership, Social Media, Social Networking, Event Planning, Fundraising, Time Management, Market Research, Retail, Data Analysis, Public Speaking, Research, Training, Team Leadership, Outlook, Teamwork, Regulatory Examinations, Securities Regulation
Education
Rutgers, The State University of New Jersey-New Brunswick 2009 — 2013
Bachelor of Arts - Magna Cum Laude, Economics, Political Science, Japanese, 3.8
Bergen County Academies 2005 — 2009
High School Diploma, Academy for Telecommunications and Computer Science
Eon Joseph Eon Joseph's National Stock Exchange Experience 2005 - 2007
Job Network Operations Manager at Fragomen, Del Rey, Bernsen & Loewy
Industry Information Technology and Services
Experience
Fragomen, Del Rey, Bernsen & Loewy March 2011 - Present
Marco Polo Network 2007 - 2008
National Stock Exchange 2005 - 2007
BT America 2003 - 2005
Global Crossing 2000 - 2003
Bank of New York Mellon 1994 - 2000
Ascom Timeplex, Inc 1989 - 1994
United States Air Force 1982 - 1988
Skills
IT Management, Strategic Planning, Project Management, Enterprise Architecture, Network Design, TCP/IP, VoIP, MPLS, Cisco Technologies, Network Security, IP Telephony, Change Management, Disaster Recovery, Metro Ethernet, Switches, Routers, Juniper, Wireless Networking, Security, Network Administration, Telecommunications, Data Center, Vendor Management, Business Continuity, Government, Telephony, OSPF, WAN, Routing, VPN, Troubleshooting, BGP, EIGRP, Network Engineering
Education
Capella University
MBA, Information Technology Management
Capella University
BS, Information Technology
Middlesex County College
AS, Electronics and Computer Engineering
United States Air Force
Electronic Communication and Cryptographic Equipment System Repairman
Fragomen, Del Rey, Bernsen & Loewy March 2011 - Present
Marco Polo Network 2007 - 2008
National Stock Exchange 2005 - 2007
BT America 2003 - 2005
Global Crossing 2000 - 2003
Bank of New York Mellon 1994 - 2000
Ascom Timeplex, Inc 1989 - 1994
United States Air Force 1982 - 1988
Skills
IT Management, Strategic Planning, Project Management, Enterprise Architecture, Network Design, TCP/IP, VoIP, MPLS, Cisco Technologies, Network Security, IP Telephony, Change Management, Disaster Recovery, Metro Ethernet, Switches, Routers, Juniper, Wireless Networking, Security, Network Administration, Telecommunications, Data Center, Vendor Management, Business Continuity, Government, Telephony, OSPF, WAN, Routing, VPN, Troubleshooting, BGP, EIGRP, Network Engineering
Education
Capella University
MBA, Information Technology Management
Capella University
BS, Information Technology
Middlesex County College
AS, Electronics and Computer Engineering
United States Air Force
Electronic Communication and Cryptographic Equipment System Repairman
Arvind Sharma Arvind Sharma's National Stock Exchange Experience 2010 - 2014
Job Vice President at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase 2014 - Present
National Stock Exchange 2010 - 2014
Fidelity Investments 2009 - 2010
Tudor Investment Corporation 2009 - 2009
Trading Machines LLC 2008 - 2008
Dynamic Capital Management 2008 - 2008
Philadelphia Stock Exchange 1999 - 2008
Philadelphia University 2004 - 2005
Tohoku University 1999 - 1999
Los Alamos National Laboratory 1996 - 1999
Education
University of Maine
Doctor of Philosophy (Ph.D.), Chemical Engineering
Indian Institute of Technology, Bombay
M.Tech., Chemical Engineering
Indian Institute of Technology, Kanpur
B.Tech., Chemical Engineering
Dr. Paul Wilmott’s program/7city Learning, London, UK
Certificate in Quantitative Finance (with Distinction)
Learning Tree International, Reston, Virginia
Certified Professional, C++ Object-Oriented Software Engineering
JPMorgan Chase 2014 - Present
National Stock Exchange 2010 - 2014
Fidelity Investments 2009 - 2010
Tudor Investment Corporation 2009 - 2009
Trading Machines LLC 2008 - 2008
Dynamic Capital Management 2008 - 2008
Philadelphia Stock Exchange 1999 - 2008
Philadelphia University 2004 - 2005
Tohoku University 1999 - 1999
Los Alamos National Laboratory 1996 - 1999
Education
University of Maine
Doctor of Philosophy (Ph.D.), Chemical Engineering
Indian Institute of Technology, Bombay
M.Tech., Chemical Engineering
Indian Institute of Technology, Kanpur
B.Tech., Chemical Engineering
Dr. Paul Wilmott’s program/7city Learning, London, UK
Certificate in Quantitative Finance (with Distinction)
Learning Tree International, Reston, Virginia
Certified Professional, C++ Object-Oriented Software Engineering
Carrie Byrdak Carrie Byrdak's National Stock Exchange Experience January 2008 - October 2012
Job Former Manager, Surveillance at National Stock Exchange
Industry Financial Services
Experience
National Stock Exchange January 2008 - October 2012
National Stock Exchange January 2001 - January 2008
National Stock Exchange September 1997 - January 2001
National Stock Exchange September 1994 - September 1997
Skills
Management, Securities Regulation, Legal Assistance, Legal Research, Administrative..., Executive Support, Electronic Trading, Equity Trading, Market Data, Trading Systems, Equities, Financial Markets, Microsoft Office, Adobe Acrobat
Education
National Paralegal College 2011 — 2012
Paralegal Certificate
Fox College 1993 — 1994
Graduate of Administrative Curriculum
Northern Illinois University 1992 — 1993
General Studies
Evergreen Park Community High School 1988 — 1992
Graduated with Honors
National Stock Exchange January 2008 - October 2012
National Stock Exchange January 2001 - January 2008
National Stock Exchange September 1997 - January 2001
National Stock Exchange September 1994 - September 1997
Skills
Management, Securities Regulation, Legal Assistance, Legal Research, Administrative..., Executive Support, Electronic Trading, Equity Trading, Market Data, Trading Systems, Equities, Financial Markets, Microsoft Office, Adobe Acrobat
Education
National Paralegal College 2011 — 2012
Paralegal Certificate
Fox College 1993 — 1994
Graduate of Administrative Curriculum
Northern Illinois University 1992 — 1993
General Studies
Evergreen Park Community High School 1988 — 1992
Graduated with Honors
Ashish Kothari Ashish Kothari's National Stock Exchange Experience June 1995 - September 1995
Job Vice President, Lease Pricing and Risk Management at U.S. Bank
Industry Banking
Experience
U.S. Bank December 2013 - Present
U.S. Bank September 2012 - December 2013
U.S.Bank March 2007 - September 2012
U.S.Bank September 2005 - March 2007
US Bank January 2002 - September 2005
Ohio Casualty Group November 1998 - January 2002
Sarvin Capital Pvt. Ltd. October 1995 - May 1996
National Stock Exchange June 1995 - September 1995
Skills
Strategic Planning, Financial Analysis, Financial Reporting, Budgeting, Forecasting, Profitability Management, Pricing, Cost Allocation, MIS, Process Improvement, Risk Management, Budgets, CO-PA, Finance, Strategic Financial..., Banking, Management, Financial Modeling, Vendor Management, Strategy, Business Analysis, Corporate Finance, Credit, Treasury Management, Portfolio Management, Credit Analysis
Education
Wright State University 1996 — 1998
Master of Business Administration (M.B.A.)
Sydenham Institute Of Management Studies and Research Enterprenureship Education 1993 — 1995
PGDBM
University of Mumbai 1988 — 1993
Bachelor's Degree
U.S. Bank December 2013 - Present
U.S. Bank September 2012 - December 2013
U.S.Bank March 2007 - September 2012
U.S.Bank September 2005 - March 2007
US Bank January 2002 - September 2005
Ohio Casualty Group November 1998 - January 2002
Sarvin Capital Pvt. Ltd. October 1995 - May 1996
National Stock Exchange June 1995 - September 1995
Skills
Strategic Planning, Financial Analysis, Financial Reporting, Budgeting, Forecasting, Profitability Management, Pricing, Cost Allocation, MIS, Process Improvement, Risk Management, Budgets, CO-PA, Finance, Strategic Financial..., Banking, Management, Financial Modeling, Vendor Management, Strategy, Business Analysis, Corporate Finance, Credit, Treasury Management, Portfolio Management, Credit Analysis
Education
Wright State University 1996 — 1998
Master of Business Administration (M.B.A.)
Sydenham Institute Of Management Studies and Research Enterprenureship Education 1993 — 1995
PGDBM
University of Mumbai 1988 — 1993
Bachelor's Degree
Raj Gilda Raj Gilda's National Stock Exchange Experience 1995 - 1997
Job CoFounder, LendAHand India, Banker, Social Entrepreneur
Industry Banking
Experience
Lend-A-Hand India December 2003 - Present
Citigroup January 2004 - January 2011
Deloitte Consulting 2001 - 2003
Mahindra BT 1997 - 1999
National Stock Exchange 1995 - 1997
Skills
Fundraising, Business Strategy, Financial Modeling, Strategic Planning, Management Consulting, Strategy Development, Marketing Strategy, Customer Relations, Strategy, Recruiting, Customer Service, Leadership, Community Outreach, Team Leadership, Start-ups, Business Development, Entrepreneurship, Nonprofits, Program Management, Cross-functional Team..., Portfolio Management, Public Relations, Marketing, Analytics
Education
London School of Economics and Political Science 2012 — 2012
Chevening Gurukul Program, Leadership
The University of Texas at Austin - The Red McCombs School of Business 1999 — 2001
MBA
CFA
University of Pune
Bachelor of Engineering, Electronics
Lend-A-Hand India December 2003 - Present
Citigroup January 2004 - January 2011
Deloitte Consulting 2001 - 2003
Mahindra BT 1997 - 1999
National Stock Exchange 1995 - 1997
Skills
Fundraising, Business Strategy, Financial Modeling, Strategic Planning, Management Consulting, Strategy Development, Marketing Strategy, Customer Relations, Strategy, Recruiting, Customer Service, Leadership, Community Outreach, Team Leadership, Start-ups, Business Development, Entrepreneurship, Nonprofits, Program Management, Cross-functional Team..., Portfolio Management, Public Relations, Marketing, Analytics
Education
London School of Economics and Political Science 2012 — 2012
Chevening Gurukul Program, Leadership
The University of Texas at Austin - The Red McCombs School of Business 1999 — 2001
MBA
CFA
University of Pune
Bachelor of Engineering, Electronics
Pratik Patwari's National Stock Exchange Experience January 2003 - April 2004
Job
Industry Financial Services
Experience
Morgan Stanley April 2010 - Present
Bank of America July 2009 - April 2010
Morgan Stanley April 2004 - July 2009
National Stock Exchange January 2003 - April 2004
Skills
Sybase, DB2, Teradata, Perl, Java, Data Warehousing, Unix Shell Scripting, Data Modeling, Linux, Autosys, Databases, Sybase ASE, C, ETL, IBM DB2, Oracle, PL/SQL, SDLC, Shell Scripting, Unix
Education
University of Pune
B.E., Computer Engineering
Morgan Stanley April 2010 - Present
Bank of America July 2009 - April 2010
Morgan Stanley April 2004 - July 2009
National Stock Exchange January 2003 - April 2004
Skills
Sybase, DB2, Teradata, Perl, Java, Data Warehousing, Unix Shell Scripting, Data Modeling, Linux, Autosys, Databases, Sybase ASE, C, ETL, IBM DB2, Oracle, PL/SQL, SDLC, Shell Scripting, Unix
Education
University of Pune
B.E., Computer Engineering
Mitaliya, Mahesh Mitaliya, Mahesh's National Stock Exchange Experience 1997 - 1999
Job Consultant at UBS Wealth Management
Industry Information Technology and Services
Experience
UBS January 2011 - Present
AT&T March 2008 - December 2010
SPS 2007 - 2009
AT&T March 2008 - June 2008
UBS May 2007 - February 2008
MarketPlace technologies 2005 - 2007
AT&T February 1999 - October 2004
National Stock Exchange 1997 - 1999
Skills
Oracle, Unix, SDLC, Unix Shell Scripting, PL/SQL, Oracle Applications, Python, QlikView Development, SOA, Informatica, SQL, Shell Scripting, Big Data, Requirements Analysis, Software Project..., Autosys, Data Warehousing, Perl, Enterprise Architecture, DataStage, Telecommunications, Solaris, Software Development, Data Modeling, Microsoft SQL Server, Linux, ITIL, Agile Methodologies, Sybase, Databases, ETL, Cognos, DSeries, Control M, Analytics, Mutual Funds, Fixed Income, Market Data, Equities, Derivatives
Education
.. 1992 — 1996
BS, Electronics & Telecomm
University of Mumbai 1992 — 1996
BE, Electronics and Telecommunications
UBS January 2011 - Present
AT&T March 2008 - December 2010
SPS 2007 - 2009
AT&T March 2008 - June 2008
UBS May 2007 - February 2008
MarketPlace technologies 2005 - 2007
AT&T February 1999 - October 2004
National Stock Exchange 1997 - 1999
Skills
Oracle, Unix, SDLC, Unix Shell Scripting, PL/SQL, Oracle Applications, Python, QlikView Development, SOA, Informatica, SQL, Shell Scripting, Big Data, Requirements Analysis, Software Project..., Autosys, Data Warehousing, Perl, Enterprise Architecture, DataStage, Telecommunications, Solaris, Software Development, Data Modeling, Microsoft SQL Server, Linux, ITIL, Agile Methodologies, Sybase, Databases, ETL, Cognos, DSeries, Control M, Analytics, Mutual Funds, Fixed Income, Market Data, Equities, Derivatives
Education
.. 1992 — 1996
BS, Electronics & Telecomm
University of Mumbai 1992 — 1996
BE, Electronics and Telecommunications
Michael Tomaso's National Stock Exchange Experience November 2004 - March 2006
Job NEWS PRODUCER, MSNBC
Industry Media Production
Experience
MSNBC February 2014 - Present
CNBC August 2011 - February 2014
The New York Stock Exchange January 2007 - October 2010
United States Army Reserve- Joliet, Illinois September 2001 - October 2009
National Stock Exchange November 2004 - March 2006
Morgan Stanley June 2001 - June 2002
TD Waterhouse September 2000 - June 2001
Cook County State's Attorney's Office May 1998 - September 2000
Skills
Research, Producing, Project Management, Marketing Communications, Social Media, Writing, Politics, Sports, Analysis, Investigative Reporting, Financial Markets, Organization, Investigation, Field Producing, Television Producing, Producing Documentaries, Editing, News Writing, Broadcast, Storytelling
Education
Illinois State University 2003 — 2004
Business, Financial
Illinois State University 1996 — 2000
Communication, Journalism
MSNBC February 2014 - Present
CNBC August 2011 - February 2014
The New York Stock Exchange January 2007 - October 2010
United States Army Reserve- Joliet, Illinois September 2001 - October 2009
National Stock Exchange November 2004 - March 2006
Morgan Stanley June 2001 - June 2002
TD Waterhouse September 2000 - June 2001
Cook County State's Attorney's Office May 1998 - September 2000
Skills
Research, Producing, Project Management, Marketing Communications, Social Media, Writing, Politics, Sports, Analysis, Investigative Reporting, Financial Markets, Organization, Investigation, Field Producing, Television Producing, Producing Documentaries, Editing, News Writing, Broadcast, Storytelling
Education
Illinois State University 2003 — 2004
Business, Financial
Illinois State University 1996 — 2000
Communication, Journalism
Raza Zaidi Raza Zaidi's National Stock Exchange Experience February 2007 - April 2008
Job Sr. SQA Engineer at TIAACREF
Industry Computer Software
Experience
TIAA-CREF March 2011 - Present
Pragma Securities March 2010 - February 2011
MF Global August 2009 - February 2010
TD Ameritrade January 2009 - August 2009
Mercer May 2008 - December 2008
National Stock Exchange February 2007 - April 2008
Mixit Inc. March 2004 - February 2007
Education
MAJU 2000 — 2003
BS, Computer Science
Stevens Institute of Technology
MBA, Information System
TIAA-CREF March 2011 - Present
Pragma Securities March 2010 - February 2011
MF Global August 2009 - February 2010
TD Ameritrade January 2009 - August 2009
Mercer May 2008 - December 2008
National Stock Exchange February 2007 - April 2008
Mixit Inc. March 2004 - February 2007
Education
MAJU 2000 — 2003
BS, Computer Science
Stevens Institute of Technology
MBA, Information System
Bruce Kulback, CRISC, ITILv3 Bruce Kulback, CRISC, ITILv3's National Stock Exchange Experience June 2006 - July 2014
Job IT Executive ✪ Solution Architect
Industry Financial Services
Experience
SoftRidge Technology, Inc August 2014 - Present
National Stock Exchange June 2006 - July 2014
Scientific Games February 2005 - June 2006
IGT, Online Entertainment Systems 1997 - February 2005
Automated Wagering International 1993 - 1997
Armament Research, Development and Engineering Center (ARDEC) May 1987 - August 1993
Skills
Stock Exchange, Business Strategy, Leadership, Solution Architecture, Cybersecurity, Security, Reliability, Unix, Linux, Software Development, Enterprise Architecture, IT Management, Data Center, C++, Operating Budgets, Electronic Trading, Alternative Trading..., Financial Markets, Business Analysis, ITIL, Trading Systems, Market Data, IT Strategy, Vendor Management, SDLC, Architecture, Business Continuity, Testing, Disaster Recovery, Enterprise Software, Management, System Architecture, Low Latency, Software Project..., Software Engineering, Perl, Solaris, Requirements Analysis, Data Warehousing, Business Intelligence, Database Design, Databases, Information Security, Information Technology, Distributed Systems, Integration, PMP, Exchange Connectivity, Architectures, Computer Security
Education
Polytechnic University 1988 — 1993
Master's degree, Computer Science
Rensselaer Polytechnic Institute 1983 — 1987
Bachelor's degree, Computer & Systems Engineering
SoftRidge Technology, Inc August 2014 - Present
National Stock Exchange June 2006 - July 2014
Scientific Games February 2005 - June 2006
IGT, Online Entertainment Systems 1997 - February 2005
Automated Wagering International 1993 - 1997
Armament Research, Development and Engineering Center (ARDEC) May 1987 - August 1993
Skills
Stock Exchange, Business Strategy, Leadership, Solution Architecture, Cybersecurity, Security, Reliability, Unix, Linux, Software Development, Enterprise Architecture, IT Management, Data Center, C++, Operating Budgets, Electronic Trading, Alternative Trading..., Financial Markets, Business Analysis, ITIL, Trading Systems, Market Data, IT Strategy, Vendor Management, SDLC, Architecture, Business Continuity, Testing, Disaster Recovery, Enterprise Software, Management, System Architecture, Low Latency, Software Project..., Software Engineering, Perl, Solaris, Requirements Analysis, Data Warehousing, Business Intelligence, Database Design, Databases, Information Security, Information Technology, Distributed Systems, Integration, PMP, Exchange Connectivity, Architectures, Computer Security
Education
Polytechnic University 1988 — 1993
Master's degree, Computer Science
Rensselaer Polytechnic Institute 1983 — 1987
Bachelor's degree, Computer & Systems Engineering
James Kinney James Kinney's National Stock Exchange Experience December 2008 - March 2012
Job Staff Accountant at Advantage Futures
Industry Financial Services
Experience
Advantage Futures April 2012 - Present
National Stock Exchange December 2008 - March 2012
National Stock Exchange August 2007 - December 2008
Schmoyer and Company, LLC August 2006 - May 2007
Skills
Accounting, Auditing, Accounts Receivable, Forecasting, Journal Entries, Financial Statements, Fixed Assets, General Ledger, Internal Audit, Budgets, Financial Analysis, QuickBooks, PowerPoint, Microsoft Word, Expenses, Due Diligence, Strategic Planning, Employee Benefits, Financial Reporting, Internal Controls, Account Reconciliation, Payroll, Tax, Analysis
Education
University of South Carolina - The Moore School of Business 2002 — 2007
Bachelor's degree, Accounting
Advantage Futures April 2012 - Present
National Stock Exchange December 2008 - March 2012
National Stock Exchange August 2007 - December 2008
Schmoyer and Company, LLC August 2006 - May 2007
Skills
Accounting, Auditing, Accounts Receivable, Forecasting, Journal Entries, Financial Statements, Fixed Assets, General Ledger, Internal Audit, Budgets, Financial Analysis, QuickBooks, PowerPoint, Microsoft Word, Expenses, Due Diligence, Strategic Planning, Employee Benefits, Financial Reporting, Internal Controls, Account Reconciliation, Payroll, Tax, Analysis
Education
University of South Carolina - The Moore School of Business 2002 — 2007
Bachelor's degree, Accounting
David Wojcik David Wojcik's National Stock Exchange Experience May 2003 - August 2003
Job Inside Sales Manager at L&J Technologies
Industry Industrial Automation
Experience
L&J Technologies May 2008 - Present
Central Graphics Inc. July 2004 - September 2007
Illinois State 2000 - 2004
National Stock Exchange May 2003 - August 2003
Skills
Engineering, Manufacturing, Microsoft Office, Microsoft Excel, PowerPoint, Visio, Customer Service, Sales Management, Factory, Access, Gas, Purchasing, Outlook, Marketing Strategy, Marketing Communications
Education
Illinois State University 2000 — 2004
Bachelor of Science (B.S.), Telecommunications Management
Victor J. Andrew High School 1996 — 2000
Diploma, General
L&J Technologies May 2008 - Present
Central Graphics Inc. July 2004 - September 2007
Illinois State 2000 - 2004
National Stock Exchange May 2003 - August 2003
Skills
Engineering, Manufacturing, Microsoft Office, Microsoft Excel, PowerPoint, Visio, Customer Service, Sales Management, Factory, Access, Gas, Purchasing, Outlook, Marketing Strategy, Marketing Communications
Education
Illinois State University 2000 — 2004
Bachelor of Science (B.S.), Telecommunications Management
Victor J. Andrew High School 1996 — 2000
Diploma, General
Ed O'Malley Ed O'Malley's National Stock Exchange Experience June 1993 - March 2007
Job President PDQ ATS
Industry Financial Services
Experience
PDQ ATS June 2008 - Present
Allston Trading April 2007 - June 2008
National Stock Exchange June 1993 - March 2007
Chicago Board Options Exchange August 1982 - June 1993
Education
Northwestern University - Kellogg School of Management 1996 — 1998
MBA, Business
Saint Mary's University of Minnesota 1978 — 1982
BA, Business
PDQ ATS June 2008 - Present
Allston Trading April 2007 - June 2008
National Stock Exchange June 1993 - March 2007
Chicago Board Options Exchange August 1982 - June 1993
Education
Northwestern University - Kellogg School of Management 1996 — 1998
MBA, Business
Saint Mary's University of Minnesota 1978 — 1982
BA, Business
James Bruner James Bruner's National Stock Exchange Experience 2004 - November 2007
Job VP of Sales and Marketing at Best Servers LLC
Industry Information Technology and Services
Experience
Best Servers LLC April 2014 - Present
Diligent Board Member Services December 2010 - October 2012
The NASDAQ Stock Market November 2007 - December 2010
National Stock Exchange 2004 - November 2007
ETrade Financial 2002 - 2004
Chicago Stock Exchange 1999 - 2002
Skills
Sales, Equities, Selling, Capital Markets, Investments, Leadership, Trading, Trading Systems, Series 7, Risk Management, Financial Markets, Securities, New Business Development, Strategic Planning, Business Strategy, Account Management, Financial Services, Public Speaking, Investor Relations, Equity Trading, Bloomberg, Mergers & Acquisitions, Hedge Funds, Entrepreneurship, Market Data, Management, CRM, SaaS, Business Intelligence, Electronic Trading, Analysis, Finance, Marketing, Start-ups, Strategy, Strategic Partnerships, Business Development, Executive Management, Integration, Salesforce.com, Competitive Analysis, Relationship Management, Series 63, Mutual Funds, Commodity, Venture Capital, Solution Selling, Sales Process, Business Analysis, Direct Sales
Education
Lewis University 1996 — 2000
Bachelor's degree, Finance and Economics
Spartan College of Aeronautics and Technology 1995 — 1996
Flight
Best Servers LLC April 2014 - Present
Diligent Board Member Services December 2010 - October 2012
The NASDAQ Stock Market November 2007 - December 2010
National Stock Exchange 2004 - November 2007
ETrade Financial 2002 - 2004
Chicago Stock Exchange 1999 - 2002
Skills
Sales, Equities, Selling, Capital Markets, Investments, Leadership, Trading, Trading Systems, Series 7, Risk Management, Financial Markets, Securities, New Business Development, Strategic Planning, Business Strategy, Account Management, Financial Services, Public Speaking, Investor Relations, Equity Trading, Bloomberg, Mergers & Acquisitions, Hedge Funds, Entrepreneurship, Market Data, Management, CRM, SaaS, Business Intelligence, Electronic Trading, Analysis, Finance, Marketing, Start-ups, Strategy, Strategic Partnerships, Business Development, Executive Management, Integration, Salesforce.com, Competitive Analysis, Relationship Management, Series 63, Mutual Funds, Commodity, Venture Capital, Solution Selling, Sales Process, Business Analysis, Direct Sales
Education
Lewis University 1996 — 2000
Bachelor's degree, Finance and Economics
Spartan College of Aeronautics and Technology 1995 — 1996
Flight
Abhishek Sinha, CISA, PMP Abhishek Sinha, CISA, PMP's National Stock Exchange Experience May 2009 - July 2009
Job Manager at Deloitte
Industry Financial Services
Experience
Deloitte & Touche LLP July 2012 - Present
Deloitte & Touche AERS India Pvt Ltd May 2010 - June 2012
National Stock Exchange May 2009 - July 2009
Sun Microsystems January 2008 - May 2008
Skills
SSAE16 Audits (SOC1 &..., Financial Services, Internal Audit, Risk Management, IT Audit, Management Consulting, Security Audits, SOX 404, SDLC, Management, Oracle, Change Management, Linux, Leadership, Enterprise Risk..., Auditing, Business Process..., Business Process, Business Analysis, Consulting
Education
Indian Institute of Technology, Roorkee 2008 — 2010
MBA, IT, Finance
R. V. College of Engineering, Bangalore 2004 — 2008
B.E., Computer Science
Delhi Public School, Mathura Road, New Delhi 2001 — 2003
12th, Science with Computer
Deloitte & Touche LLP July 2012 - Present
Deloitte & Touche AERS India Pvt Ltd May 2010 - June 2012
National Stock Exchange May 2009 - July 2009
Sun Microsystems January 2008 - May 2008
Skills
SSAE16 Audits (SOC1 &..., Financial Services, Internal Audit, Risk Management, IT Audit, Management Consulting, Security Audits, SOX 404, SDLC, Management, Oracle, Change Management, Linux, Leadership, Enterprise Risk..., Auditing, Business Process..., Business Process, Business Analysis, Consulting
Education
Indian Institute of Technology, Roorkee 2008 — 2010
MBA, IT, Finance
R. V. College of Engineering, Bangalore 2004 — 2008
B.E., Computer Science
Delhi Public School, Mathura Road, New Delhi 2001 — 2003
12th, Science with Computer
Alexander Calvert's National Stock Exchange Experience August 2015 - Present
Job National Stock Exchange
Industry Financial Services
Experience
National Stock Exchange August 2015 - Present
Whole Foods Market March 2010 - Present
Skills
Purchasing, Grocery, Inventory Management, Merchandising, Inventory Control, Retail, Forecasting, Microsoft Excel
Education
Iona College 2013 — 2015
Bachelor of Business Administration (B.B.A.), Finance, 3.03
National Stock Exchange August 2015 - Present
Whole Foods Market March 2010 - Present
Skills
Purchasing, Grocery, Inventory Management, Merchandising, Inventory Control, Retail, Forecasting, Microsoft Excel
Education
Iona College 2013 — 2015
Bachelor of Business Administration (B.B.A.), Finance, 3.03
Brian Kilar Brian Kilar's National Stock Exchange Experience January 2003 - November 2004
Job Regional Investment Consultant RIA Advisory Services at Putnam Investments
Industry Financial Services
Experience
Putnam Investments March 2015 - Present
Pioneer Investments May 2012 - March 2015
Managers Investment Group January 2006 - May 2012
ABN AMRO Asset Management November 2004 - January 2006
National Stock Exchange January 2003 - November 2004
Skills
Mutual Funds, Alternative Investments, Asset Allocation, Investments, Investment Advisory, Financial Advisory, Series 63, Series 7, ETFs
Education
Illinois State University 1997 — 2001
BS, Finance/Marketing
Putnam Investments March 2015 - Present
Pioneer Investments May 2012 - March 2015
Managers Investment Group January 2006 - May 2012
ABN AMRO Asset Management November 2004 - January 2006
National Stock Exchange January 2003 - November 2004
Skills
Mutual Funds, Alternative Investments, Asset Allocation, Investments, Investment Advisory, Financial Advisory, Series 63, Series 7, ETFs
Education
Illinois State University 1997 — 2001
BS, Finance/Marketing
David Wakefield David Wakefield's National Stock Exchange Experience February 2006 - December 2011
Job Sales Professional Financial Markets | Alternative Data Sales | Stock Exchange Services | Business Strategy
Industry Financial Services
Experience
RavenPack June 2013 - Present
TreveriMarket SA November 2012 - May 2013
RedKite Financial Markets March 2012 - October 2012
National Stock Exchange February 2006 - December 2011
Townsend Analytics September 2004 - February 2006
Instinet Corp February 1997 - May 2004
Wall Street Equities January 1995 - February 1997
Skills
Trading, Equities, Market Data, Business Development, Liquidity, Hedge Funds, Series 7, Sales Management, Electronic Trading..., Sales, Order Routing, Trading Systems, Options, Salesforce.com, Stock Exchange Services, Market Data Sales, OMS/EMS Sales, Liquidity Pools, Sales Team Management, Equity Market Structure, Order Delivery, Trading Platforms, Risk Software Sales, Compliance Monitoring..., Revenue Forcasting, Securities
Education
New York University 2003 — 2004
Certificate Portfolio Management
State University of New York Empire State College
Mangement & Economics
RavenPack June 2013 - Present
TreveriMarket SA November 2012 - May 2013
RedKite Financial Markets March 2012 - October 2012
National Stock Exchange February 2006 - December 2011
Townsend Analytics September 2004 - February 2006
Instinet Corp February 1997 - May 2004
Wall Street Equities January 1995 - February 1997
Skills
Trading, Equities, Market Data, Business Development, Liquidity, Hedge Funds, Series 7, Sales Management, Electronic Trading..., Sales, Order Routing, Trading Systems, Options, Salesforce.com, Stock Exchange Services, Market Data Sales, OMS/EMS Sales, Liquidity Pools, Sales Team Management, Equity Market Structure, Order Delivery, Trading Platforms, Risk Software Sales, Compliance Monitoring..., Revenue Forcasting, Securities
Education
New York University 2003 — 2004
Certificate Portfolio Management
State University of New York Empire State College
Mangement & Economics
Philip Asaro's National Stock Exchange Experience September 2012 - March 2014
Job Teaching Fellow at NYC Teaching Fellows
Industry Financial Services
Experience
NYC Teaching Fellows March 2014 - Present
National Stock Exchange September 2012 - March 2014
Fortress Investment Group March 2011 - September 2012
Cadwalader, Wickersham & Taft LLP October 2009 - March 2011
The Albion Group January 2009 - April 2009
Skills
Microsoft Excel, MS Excel Pivot Tables, Aexeo, Risk Management, Investor Reporting, Data Modeling, Notary Public - State..., Paralegals, EDGAR, PowerPoint, Microsoft Word, Bloomberg Terminal, ThomsonOne, SharePoint, Equities, Equity Derivatives, Derivatives, Financial Modeling, Securities Regulation
Education
Boston University - School of Management 2005 — 2009
Bachelor of Science in Business Administration, Finance, Law, 3.32
NYC Teaching Fellows March 2014 - Present
National Stock Exchange September 2012 - March 2014
Fortress Investment Group March 2011 - September 2012
Cadwalader, Wickersham & Taft LLP October 2009 - March 2011
The Albion Group January 2009 - April 2009
Skills
Microsoft Excel, MS Excel Pivot Tables, Aexeo, Risk Management, Investor Reporting, Data Modeling, Notary Public - State..., Paralegals, EDGAR, PowerPoint, Microsoft Word, Bloomberg Terminal, ThomsonOne, SharePoint, Equities, Equity Derivatives, Derivatives, Financial Modeling, Securities Regulation
Education
Boston University - School of Management 2005 — 2009
Bachelor of Science in Business Administration, Finance, Law, 3.32
Sheila Vlach's National Stock Exchange Experience June 2002 - March 2010
Job Business Development Analyst at Sodexo
Industry Facilities Services
Experience
Sodexo January 2011 - Present
National Stock Exchange June 2002 - March 2010
Charles D. Spencer & Associates 1993 - June 2002
Reporter/Progress Newspapers & Printers 1987 - 1992
Skills
Administrative Support, Microsoft Office, Coordination, Word, Excel, Office Management, Outlook, PowerPoint, Event Planning, Conferences, Internet Explorer, Leadership, Microsoft Excel, Administrative..., CRM databases, Research, Trade Associations, Newsletters, Customer Service, Process Scheduler, Microsoft Word, Access, Analysis, Marketing Strategy, CRM, Budgets, Sales Operations, Business Development, Team Building, Training, Operations Management, Recruiting, Employee Relations
Education
College of DuPage 1979 — 1981
Business
Downers Grove South
Sodexo January 2011 - Present
National Stock Exchange June 2002 - March 2010
Charles D. Spencer & Associates 1993 - June 2002
Reporter/Progress Newspapers & Printers 1987 - 1992
Skills
Administrative Support, Microsoft Office, Coordination, Word, Excel, Office Management, Outlook, PowerPoint, Event Planning, Conferences, Internet Explorer, Leadership, Microsoft Excel, Administrative..., CRM databases, Research, Trade Associations, Newsletters, Customer Service, Process Scheduler, Microsoft Word, Access, Analysis, Marketing Strategy, CRM, Budgets, Sales Operations, Business Development, Team Building, Training, Operations Management, Recruiting, Employee Relations
Education
College of DuPage 1979 — 1981
Business
Downers Grove South
Sean Wall Sean Wall's National Stock Exchange Experience September 2015 - Present
Job Regulatory Analyst, Attorney
Industry Financial Services
Experience
National Stock Exchange September 2015 - Present
Financial Industry Regulatory Authority (FINRA) March 2015 - August 2015
SIPRUT PC September 2014 - February 2015
Boston College Law School September 2013 - May 2014
National Association of Attorneys General May 2013 - August 2013
US Securities and Exchange Commission January 2013 - April 2013
Boston College Law School September 2012 - December 2012
Boston College Law School June 2012 - August 2012
Legal Advocacy and Resource Center June 2012 - August 2012
Dublin Jerome High School June 2010 - June 2011
Skills
Legal Research, Legal Writing, Editing, Economics, Data Analysis, Research, Politics, Securities Regulation, Westlaw, Client Counseling, Negotiation, Securities, Public Finance, Regulatory Filings, Policy Analysis
Education
Boston College Law School 2011 — 2014
Juris Doctor
The Ohio State University 2007 — 2011
Bachelor of Arts (B.A.), Economics, Magna Cum Laude with Honors
National Stock Exchange September 2015 - Present
Financial Industry Regulatory Authority (FINRA) March 2015 - August 2015
SIPRUT PC September 2014 - February 2015
Boston College Law School September 2013 - May 2014
National Association of Attorneys General May 2013 - August 2013
US Securities and Exchange Commission January 2013 - April 2013
Boston College Law School September 2012 - December 2012
Boston College Law School June 2012 - August 2012
Legal Advocacy and Resource Center June 2012 - August 2012
Dublin Jerome High School June 2010 - June 2011
Skills
Legal Research, Legal Writing, Editing, Economics, Data Analysis, Research, Politics, Securities Regulation, Westlaw, Client Counseling, Negotiation, Securities, Public Finance, Regulatory Filings, Policy Analysis
Education
Boston College Law School 2011 — 2014
Juris Doctor
The Ohio State University 2007 — 2011
Bachelor of Arts (B.A.), Economics, Magna Cum Laude with Honors
Vinayak Tirmal Vinayak Tirmal's National Stock Exchange Experience July 2010 - Present
Job Production Support Engineer at MarketAxess
Industry Financial Services
Experience
MarketAxess June 2014 - Present
National Stock Exchange July 2010 - Present
Computershare January 2010 - July 2010
Skills
Trading Systems, Securities, Equities, Electronic Trading, Derivatives, Financial Markets, Fixed Income, Trading, Series 7, Hedge Funds, Capital Markets, Market Data, Options, Bloomberg, Equity Trading, Financial Analysis
Education
Temple University
Bachelor of Science (B.S.), Finance, General
MarketAxess June 2014 - Present
National Stock Exchange July 2010 - Present
Computershare January 2010 - July 2010
Skills
Trading Systems, Securities, Equities, Electronic Trading, Derivatives, Financial Markets, Fixed Income, Trading, Series 7, Hedge Funds, Capital Markets, Market Data, Options, Bloomberg, Equity Trading, Financial Analysis
Education
Temple University
Bachelor of Science (B.S.), Finance, General
Jeremy Sanchez Jeremy Sanchez's National Stock Exchange Experience September 2012 - August 2014
Job Vice President at Bank of America Merrill Lynch
Industry Law Practice
Experience
Bank of America Merrill Lynch August 2014 - Present
National Stock Exchange September 2012 - August 2014
Credit Suisse August 2010 - September 2012
Schulte Roth & Zabel LLP September 2008 - January 2010
Schulte Roth & Zabel LLP May 2007 - August 2007
Equal Employment Opportunity Commission May 2006 - August 2006
Skills
Securities Regulation, Capital Markets, Financial Services, Licensing, Legal Advice, Legal Compliance, FINRA, Financial Regulation, SEC, SEC filings, Broker-Dealer, Mutual Funds
Education
Carleton College
B.A., Political Science
Columbia University School of Law
Juris Doctor, Law
Bank of America Merrill Lynch August 2014 - Present
National Stock Exchange September 2012 - August 2014
Credit Suisse August 2010 - September 2012
Schulte Roth & Zabel LLP September 2008 - January 2010
Schulte Roth & Zabel LLP May 2007 - August 2007
Equal Employment Opportunity Commission May 2006 - August 2006
Skills
Securities Regulation, Capital Markets, Financial Services, Licensing, Legal Advice, Legal Compliance, FINRA, Financial Regulation, SEC, SEC filings, Broker-Dealer, Mutual Funds
Education
Carleton College
B.A., Political Science
Columbia University School of Law
Juris Doctor, Law
Alexander Palasek, Esq. Alexander Palasek, Esq.'s National Stock Exchange Experience June 2009 - August 2009
Job Associate Attorney at Simmons Jannace DeLuca, LLP
Industry Law Practice
Experience
Simmons Jannace DeLuca, LLP December 2014 - Present
Port Washington Fire Department December 2006 - Present
Weg & Myers January 2014 - December 2014
Weg & Myers, P.C. September 2013 - January 2014
Division of Public Defender Services February 2013 - May 2013
Connecticut State’s Attorney’s Office September 2012 - December 2012
Division of Public Defender Services February 2012 - May 2012
National Stock Exchange June 2009 - August 2009
Montgomery County Community College February 2006 - May 2009
New York State Parks Department July 2005 - August 2005
Skills
Photoshop, Digital Photography, Photography, Emergency Medical, Firefighting, Amateur Radio Operator, Criminal Law, EMS, Juvenile Law, Constitutional Law, PowerPoint
Education
Quinnipiac University School of Law 2010 — 2013
Doctor of Law (J.D.), Criminal Law & Advocacy
Ursinus College 2005 — 2009
BS, Biology & English
Simmons Jannace DeLuca, LLP December 2014 - Present
Port Washington Fire Department December 2006 - Present
Weg & Myers January 2014 - December 2014
Weg & Myers, P.C. September 2013 - January 2014
Division of Public Defender Services February 2013 - May 2013
Connecticut State’s Attorney’s Office September 2012 - December 2012
Division of Public Defender Services February 2012 - May 2012
National Stock Exchange June 2009 - August 2009
Montgomery County Community College February 2006 - May 2009
New York State Parks Department July 2005 - August 2005
Skills
Photoshop, Digital Photography, Photography, Emergency Medical, Firefighting, Amateur Radio Operator, Criminal Law, EMS, Juvenile Law, Constitutional Law, PowerPoint
Education
Quinnipiac University School of Law 2010 — 2013
Doctor of Law (J.D.), Criminal Law & Advocacy
Ursinus College 2005 — 2009
BS, Biology & English
Michael Feinglass Michael Feinglass's National Stock Exchange Experience December 1999 - July 2001
Job Principal at RCP Advisors
Industry Investment Management
Experience
RCP Advisors June 2004 - Present
Discovery Communications May 2003 - May 2004
Northern Trust May 2002 - August 2002
National Stock Exchange December 1999 - July 2001
Skills
Alternative Investments, Private Equity, Fund Of Funds, Capital Markets, Investor Relations, Due Diligence, Asset Managment
Education
Washington University in St. Louis - Olin Business School 2001 — 2003
MBA, Finance, Entrepreneurship
University of Illinois at Urbana-Champaign 1995 — 1999
BA, Economics, French
RCP Advisors June 2004 - Present
Discovery Communications May 2003 - May 2004
Northern Trust May 2002 - August 2002
National Stock Exchange December 1999 - July 2001
Skills
Alternative Investments, Private Equity, Fund Of Funds, Capital Markets, Investor Relations, Due Diligence, Asset Managment
Education
Washington University in St. Louis - Olin Business School 2001 — 2003
MBA, Finance, Entrepreneurship
University of Illinois at Urbana-Champaign 1995 — 1999
BA, Economics, French
H. Kevin Feimster H. Kevin Feimster's National Stock Exchange Experience June 2007 - December 2008
Job Program Manager at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase Bank. July 2012 - Present
AIG 2014 - 2015
AIG 2014 - 2015
IT Risk Management Services January 2009 - July 2012
National Stock Exchange June 2007 - December 2008
Citigroup February 2002 - June 2007
Citicorp - Citibank February 1996 - February 2002
Salomon Brothers April 1993 - February 1996
Skills
Information Security..., Auditing, IT Management, GLBA, NIST, Privacy, SOX, Risk, Sarbanes-Oxley Act, Financial Risk, Privacy Law, Service Management and..., Information Security, Risk Management, Change Management, Security, Disaster Recovery, ITIL, SDLC, Governance, Application Security, IT Audit, Vendor Management, Program Management, Business Continuity, IT Strategy, Enterprise Risk..., CISA, Risk Assessment, Information Technology, ISO 27001, Internal Controls, Business Process..., Project Management, Enterprise Architecture, Iso 9000, Certifications, ISO 14971, PCI DSS, Process Improvement, Strategy, Business Continuity..., Enterprise Software, Computer Security, Management, Consulting, Leadership, Financial Services, Business Analysis, Executive Management
Education
City University of New York
MS, Information Systems
City University of New York
BS, Psychology (industrial, man-machine), Electrical Engineering and Computer Sciences
City University of New York City College
Master's Degree, Information Systems, Database Security and Design
JPMorgan Chase Bank. July 2012 - Present
AIG 2014 - 2015
AIG 2014 - 2015
IT Risk Management Services January 2009 - July 2012
National Stock Exchange June 2007 - December 2008
Citigroup February 2002 - June 2007
Citicorp - Citibank February 1996 - February 2002
Salomon Brothers April 1993 - February 1996
Skills
Information Security..., Auditing, IT Management, GLBA, NIST, Privacy, SOX, Risk, Sarbanes-Oxley Act, Financial Risk, Privacy Law, Service Management and..., Information Security, Risk Management, Change Management, Security, Disaster Recovery, ITIL, SDLC, Governance, Application Security, IT Audit, Vendor Management, Program Management, Business Continuity, IT Strategy, Enterprise Risk..., CISA, Risk Assessment, Information Technology, ISO 27001, Internal Controls, Business Process..., Project Management, Enterprise Architecture, Iso 9000, Certifications, ISO 14971, PCI DSS, Process Improvement, Strategy, Business Continuity..., Enterprise Software, Computer Security, Management, Consulting, Leadership, Financial Services, Business Analysis, Executive Management
Education
City University of New York
MS, Information Systems
City University of New York
BS, Psychology (industrial, man-machine), Electrical Engineering and Computer Sciences
City University of New York City College
Master's Degree, Information Systems, Database Security and Design
Karl Scriva Karl Scriva's National Stock Exchange Experience April 2015 - Present
Job Director of Application Support at National Stock Exchange, NSX
Industry Financial Services
Experience
National Stock Exchange April 2015 - Present
National Stock Exchange, NSX February 2008 - July 2014
Prudential Financial July 2003 - January 2008
Prudential Securities September 2000 - July 2003
Skills
Unix, Market Data, Derivatives, Data Center, Strategy, Trading, Process Improvement, Electronic Trading, Management, Vendor Management, Trading Systems, Telecommunications, Disaster Recovery, Equities, Project Management, Infrastructure, IT Operations, SDLC, Networking, Fixed Income, Financial Markets, ITIL, IT Strategy, Visio, Enterprise Architecture, IT Management, Business Analysis, Risk Management, Software Project..., PMP, Exchange Connectivity, Requirements Analysis, Sybase, Information Technology, Business Intelligence, Equity Trading, Fidessa, Data Warehousing
Education
Marist College 1990 — 1994
Computer Science, Computer Science
National Stock Exchange April 2015 - Present
National Stock Exchange, NSX February 2008 - July 2014
Prudential Financial July 2003 - January 2008
Prudential Securities September 2000 - July 2003
Skills
Unix, Market Data, Derivatives, Data Center, Strategy, Trading, Process Improvement, Electronic Trading, Management, Vendor Management, Trading Systems, Telecommunications, Disaster Recovery, Equities, Project Management, Infrastructure, IT Operations, SDLC, Networking, Fixed Income, Financial Markets, ITIL, IT Strategy, Visio, Enterprise Architecture, IT Management, Business Analysis, Risk Management, Software Project..., PMP, Exchange Connectivity, Requirements Analysis, Sybase, Information Technology, Business Intelligence, Equity Trading, Fidessa, Data Warehousing
Education
Marist College 1990 — 1994
Computer Science, Computer Science
Juan Estevez Juan Estevez's National Stock Exchange Experience March 2012 - May 2014
Job Senior Unix Engineer at PR Newswire
Industry Information Technology and Services
Experience
PR Newswire January 2015 - Present
McGraw-Hill Education May 2014 - December 2014
National Stock Exchange March 2012 - May 2014
ICAP Services North America October 2011 - March 2012
Credit Agricole CIB November 2010 - October 2011
Avaya GlobalConnect October 2009 - October 2010
Dow Jones January 2009 - July 2009
National Stock Exchange April 2008 - December 2008
Thomson Financial January 2006 - April 2008
Sungard Trading Systems/Brass 1998 - January 2006
Skills
Red Hat Linux, Unix, Solaris, Shell Scripting, HP-UX, Data Center, Troubleshooting, System Administration, Unix Operating Systems, RHEL, Unix Shell Scripting, Firewalls, Disaster Recovery, Apache
Education
Avtech Techincal School 2004 — 2005
Certification, Solaris 9 Certification
Kean University 1997 — 1998
NA, Unix System Administrator Certification
Middlesex County College 1993 — 1995
Associate, Liberal Science
School of Visual Arts 1988 — 1989
NA, Commercial Arts
PR Newswire January 2015 - Present
McGraw-Hill Education May 2014 - December 2014
National Stock Exchange March 2012 - May 2014
ICAP Services North America October 2011 - March 2012
Credit Agricole CIB November 2010 - October 2011
Avaya GlobalConnect October 2009 - October 2010
Dow Jones January 2009 - July 2009
National Stock Exchange April 2008 - December 2008
Thomson Financial January 2006 - April 2008
Sungard Trading Systems/Brass 1998 - January 2006
Skills
Red Hat Linux, Unix, Solaris, Shell Scripting, HP-UX, Data Center, Troubleshooting, System Administration, Unix Operating Systems, RHEL, Unix Shell Scripting, Firewalls, Disaster Recovery, Apache
Education
Avtech Techincal School 2004 — 2005
Certification, Solaris 9 Certification
Kean University 1997 — 1998
NA, Unix System Administrator Certification
Middlesex County College 1993 — 1995
Associate, Liberal Science
School of Visual Arts 1988 — 1989
NA, Commercial Arts
Mike Traynor's National Stock Exchange Experience January 2007 - December 2011
Job
Industry Financial Services
Experience
Financial Coach January 2014 - Present
ETFIA, LLC January 2012 - December 2013
National Stock Exchange January 2007 - December 2011
MindCapital Group, LP April 2004 - January 2007
Susquehanna International Group January 2001 - April 2004
Vanguard Group 1992 - 2001
Education
Boston College 1987 — 1991
BS, Finance
Villanova University
MBA
Financial Coach January 2014 - Present
ETFIA, LLC January 2012 - December 2013
National Stock Exchange January 2007 - December 2011
MindCapital Group, LP April 2004 - January 2007
Susquehanna International Group January 2001 - April 2004
Vanguard Group 1992 - 2001
Education
Boston College 1987 — 1991
BS, Finance
Villanova University
MBA
Stuart Munro's National Stock Exchange Experience December 2007 - May 2010
Job
Industry Information Technology and Services
Experience
Arista Networks June 2014 - Present
RBC Capital Markets 2010 - May 2014
National Stock Exchange December 2007 - May 2010
AT&T / Merrill Lynch June 1999 - December 2007
Merrill Lynch June 1999 - December 2007
AT&T Solutions 1999 - 2007
Citigroup May 1996 - May 1998
Slaughter & May November 1995 - May 1996
Shell UK September 1993 - November 1995
Skills
WAN, Data Center, Network Architecture, Low Latency, Network Design, Networking, IP, Network Administration, Troubleshooting, Routing, Disaster Recovery
Education
Northumbria University 1990 — 1993
BEng
Arista Networks June 2014 - Present
RBC Capital Markets 2010 - May 2014
National Stock Exchange December 2007 - May 2010
AT&T / Merrill Lynch June 1999 - December 2007
Merrill Lynch June 1999 - December 2007
AT&T Solutions 1999 - 2007
Citigroup May 1996 - May 1998
Slaughter & May November 1995 - May 1996
Shell UK September 1993 - November 1995
Skills
WAN, Data Center, Network Architecture, Low Latency, Network Design, Networking, IP, Network Administration, Troubleshooting, Routing, Disaster Recovery
Education
Northumbria University 1990 — 1993
BEng
Parvesh Jain's National Stock Exchange Experience September 2006 - December 2008
Job Vice President at JPMorgan Chase
Industry Financial Services
Experience
Barclays Capital June 2011 - June 2013
Barclays Capital May 2009 - June 2011
Chicago Mercantile Exchange January 2009 - February 2010
National Stock Exchange September 2006 - December 2008
Guardian Life Insurance Corporation April 2004 - August 2006
Priority-Health February 2001 - April 2004
Tata Consultancy Services 1997 - 2001
Tata Consultancy Services 1997 - 2001
Tata Consultancy Services 1997 - 2001
Skills
Data Analysis, SDLC
Education
Indian Institute of Technology, Kanpur 1994 — 1996
M.Tech
Indian Institute of Technology, Roorkee 1989 — 1993
B.E.
Barclays Capital June 2011 - June 2013
Barclays Capital May 2009 - June 2011
Chicago Mercantile Exchange January 2009 - February 2010
National Stock Exchange September 2006 - December 2008
Guardian Life Insurance Corporation April 2004 - August 2006
Priority-Health February 2001 - April 2004
Tata Consultancy Services 1997 - 2001
Tata Consultancy Services 1997 - 2001
Tata Consultancy Services 1997 - 2001
Skills
Data Analysis, SDLC
Education
Indian Institute of Technology, Kanpur 1994 — 1996
M.Tech
Indian Institute of Technology, Roorkee 1989 — 1993
B.E.
Max Ratchkauskas's National Stock Exchange Experience June 2006 - December 2011
Job Head of Integration Services SWIFT Americas
Industry Banking
Experience
SWIFT January 2012 - Present
National Stock Exchange June 2006 - December 2011
Sungard May 2000 - January 2006
PriceWaterhouseCoopers May 1996 - May 2001
Skills
Software Project..., Trading Systems, SDLC, Enterprise Architecture, Requirements Analysis, Enterprise Software, Financial Services, Software Development, Java, Professional Services, XML, Unix, Management, Business Analysis, SQL, Agile Methodologies, Cloud Computing, Market Data, C++, Integration, Project Management, SaaS, Business Intelligence, Product Management, Linux, Electronic Trading, Solution Architecture, Pre-sales, Equities, Architecture, Distributed Systems, System Architecture, Risk Management, SWIFT payments, IT Management
Education
New York University - Polytechnic School of Engineering 2006 — 2007
Masters, Management
Duquesne University 1992 — 1996
B.S., Computer Science
SWIFT January 2012 - Present
National Stock Exchange June 2006 - December 2011
Sungard May 2000 - January 2006
PriceWaterhouseCoopers May 1996 - May 2001
Skills
Software Project..., Trading Systems, SDLC, Enterprise Architecture, Requirements Analysis, Enterprise Software, Financial Services, Software Development, Java, Professional Services, XML, Unix, Management, Business Analysis, SQL, Agile Methodologies, Cloud Computing, Market Data, C++, Integration, Project Management, SaaS, Business Intelligence, Product Management, Linux, Electronic Trading, Solution Architecture, Pre-sales, Equities, Architecture, Distributed Systems, System Architecture, Risk Management, SWIFT payments, IT Management
Education
New York University - Polytechnic School of Engineering 2006 — 2007
Masters, Management
Duquesne University 1992 — 1996
B.S., Computer Science
Adam Alinowski's National Stock Exchange Experience 2004 - 2007
Job Fixed Income Sales
Industry Financial Services
Experience
Wells Fargo Securities, LLC April 2008 - Present
Countrywide Securities, LLC July 2007 - February 2008
National Stock Exchange 2004 - 2007
Education
Purdue University 1997 — 2002
Bachelor of Science (B.S.), Business Administration and Management, General
Wells Fargo Securities, LLC April 2008 - Present
Countrywide Securities, LLC July 2007 - February 2008
National Stock Exchange 2004 - 2007
Education
Purdue University 1997 — 2002
Bachelor of Science (B.S.), Business Administration and Management, General
Nancy Eichorn's National Stock Exchange Experience 2012 - September 2012
Job Relationship Management
Industry Financial Services
Experience
Analec North America October 2013 - November 2014
SpeedRoute Execution Services December 2012 - September 2013
National Stock Exchange 2012 - September 2012
CBOE Stock Exchange March 2007 - September 2012
Bear Stearns & Co., Inc. 2006 - 2007
The NASDAQ Stock Market 1999 - 2005
NASD/Nasdaq 1992 - 1999
Fidelity National Financial 1990 - 1991
Financial Relations Board 1988 - 1990
Wertheim Schroder 1986 - 1987
Skills
Stock Exchange, Market Structure, Electronic Trading, Trading Systems, Equity Trading, Market Data, Low Latency, Market Making, Equity Derivatives, Equities, ETFs, Securities, Options, Financial Markets, a, Alternative Trading..., Smart Routers, Derivatives, Investment Banking, Investments, Electronic Trading..., Fixed Income, Exchange Connectivity, FINRA, Asset Management, Proprietary Trading, Hedge Funds, Trading Strategies, Series 24
Education
Fordham University
Economics
Analec North America October 2013 - November 2014
SpeedRoute Execution Services December 2012 - September 2013
National Stock Exchange 2012 - September 2012
CBOE Stock Exchange March 2007 - September 2012
Bear Stearns & Co., Inc. 2006 - 2007
The NASDAQ Stock Market 1999 - 2005
NASD/Nasdaq 1992 - 1999
Fidelity National Financial 1990 - 1991
Financial Relations Board 1988 - 1990
Wertheim Schroder 1986 - 1987
Skills
Stock Exchange, Market Structure, Electronic Trading, Trading Systems, Equity Trading, Market Data, Low Latency, Market Making, Equity Derivatives, Equities, ETFs, Securities, Options, Financial Markets, a, Alternative Trading..., Smart Routers, Derivatives, Investment Banking, Investments, Electronic Trading..., Fixed Income, Exchange Connectivity, FINRA, Asset Management, Proprietary Trading, Hedge Funds, Trading Strategies, Series 24
Education
Fordham University
Economics
John Odilli's National Stock Exchange Experience November 2007 - December 2008
Job Vice President at Bank of America Merrill Lynch. Electronic Trading Technology
Industry Information Technology and Services
Experience
Bank of America Merrill Lynch January 2013 - Present
Merrill Lynch January 2009 - Present
National Stock Exchange November 2007 - December 2008
Tradeware LLC 2006 - November 2007
Tradeware October 2005 - 2006
Skills
Electronic Trading, Unix, Trading Systems, Market Data, Equities, SDLC, Derivatives, Business Analysis, Capital Markets, Trading, Investment Banking, SQL, Equity Trading
Education
University of Ibadan 1989 — 1995
Bank of America Merrill Lynch January 2013 - Present
Merrill Lynch January 2009 - Present
National Stock Exchange November 2007 - December 2008
Tradeware LLC 2006 - November 2007
Tradeware October 2005 - 2006
Skills
Electronic Trading, Unix, Trading Systems, Market Data, Equities, SDLC, Derivatives, Business Analysis, Capital Markets, Trading, Investment Banking, SQL, Equity Trading
Education
University of Ibadan 1989 — 1995
Iram Baez's National Stock Exchange Experience March 2006 - August 2007
Job AVP, Capital Markets System Engineer at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities January 2014 - Present
Morgan Stanley August 2012 - September 2013
Instinet June 2008 - February 2012
Marco Polo August 2007 - April 2008
National Stock Exchange March 2006 - August 2007
NYSE Euronext October 1998 - February 2006
Skills
Electronic Trading, Market Data, Trading Systems, Unix, Equity Trading, Business Analysis, Equities, Exchange Connectivity, SQL, Access, Disaster Recovery, Linux, Databases, Quality Assurance, Vendor Management, Project Management, TCP/IP, Fidessa, ITIL, Options, Derivatives, Security, Data Center, Testing, Low Latency, Troubleshooting
Education
Fordham University 1994 — 1998
Bachelor of Science, Business School - MIS
Fordham Preparatory 1988 — 1992
Hewlett Packard Educational Facility
Pace University
Wells Fargo Securities January 2014 - Present
Morgan Stanley August 2012 - September 2013
Instinet June 2008 - February 2012
Marco Polo August 2007 - April 2008
National Stock Exchange March 2006 - August 2007
NYSE Euronext October 1998 - February 2006
Skills
Electronic Trading, Market Data, Trading Systems, Unix, Equity Trading, Business Analysis, Equities, Exchange Connectivity, SQL, Access, Disaster Recovery, Linux, Databases, Quality Assurance, Vendor Management, Project Management, TCP/IP, Fidessa, ITIL, Options, Derivatives, Security, Data Center, Testing, Low Latency, Troubleshooting
Education
Fordham University 1994 — 1998
Bachelor of Science, Business School - MIS
Fordham Preparatory 1988 — 1992
Hewlett Packard Educational Facility
Pace University
Stephanie Marrin Lara's National Stock Exchange Experience February 2012 - April 2012
Job Deputy Chief Regulatory Officer, CBOE
Industry Financial Services
Experience
CBOE January 2015 - Present
U.S. Securities and Exchange Commission June 2014 - January 2015
CBOE June 2013 - June 2014
Chicago Board Options Exchange April 2012 - June 2013
National Stock Exchange February 2012 - April 2012
National Stock Exchange January 2008 - February 2012
National Stock Exchange 2006 - 2008
National Stock Exchange 2005 - 2006
National Stock Exchange 2004 - 2005
National Stock Exchange 2002 - 2004
Skills
Equities, Securities, Compliance, SEC compliance, Electronic Trading, SEC, FINRA, Options, Financial Markets, Trading, Capital Markets, Hedge Funds, Trading Systems, Derivatives, Equity Trading, Mutual Funds, Bloomberg
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2008 — 2010
MBA, Finance and Banking
Illinois State University 1998 — 2002
BS, Finance
Sacred Heart Griffin 1994 — 1998
CBOE January 2015 - Present
U.S. Securities and Exchange Commission June 2014 - January 2015
CBOE June 2013 - June 2014
Chicago Board Options Exchange April 2012 - June 2013
National Stock Exchange February 2012 - April 2012
National Stock Exchange January 2008 - February 2012
National Stock Exchange 2006 - 2008
National Stock Exchange 2005 - 2006
National Stock Exchange 2004 - 2005
National Stock Exchange 2002 - 2004
Skills
Equities, Securities, Compliance, SEC compliance, Electronic Trading, SEC, FINRA, Options, Financial Markets, Trading, Capital Markets, Hedge Funds, Trading Systems, Derivatives, Equity Trading, Mutual Funds, Bloomberg
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2008 — 2010
MBA, Finance and Banking
Illinois State University 1998 — 2002
BS, Finance
Sacred Heart Griffin 1994 — 1998
Rodney Hester's National Stock Exchange Experience UNIX Team Managere-Scholastic2003 - 2006
Job Director of Technology at National Stock Exchange
Industry Financial Services
Experience
National Stock Exchange UNIX Team Managere-Scholastic2003 - 2006
PepsiCo 1995 - 1999
Education
North Carolina State University 1990 — 1993
National Stock Exchange UNIX Team Managere-Scholastic2003 - 2006
PepsiCo 1995 - 1999
Education
North Carolina State University 1990 — 1993
Nathan Honold's National Stock Exchange Experience 2003 - 2007
Job Services Delivery Team Lead, Accenture
Industry Financial Services
Experience
Community Resource Services July 2014 - Present
Accenture November 2007 - Present
National Stock Exchange 2003 - 2007
Skills
Financial Analysis, Financial Modeling, Microsoft Excel, Risk Management, Business Analysis, Management, Project Management, Vendor Management, Process Improvement, SQL, Data Analysis, Analysis
Education
DePaul University 2006 — 2009
MS, Computational Finance
Miami University 1999 — 2003
BS, MIS, Minor: Finance
Community Resource Services July 2014 - Present
Accenture November 2007 - Present
National Stock Exchange 2003 - 2007
Skills
Financial Analysis, Financial Modeling, Microsoft Excel, Risk Management, Business Analysis, Management, Project Management, Vendor Management, Process Improvement, SQL, Data Analysis, Analysis
Education
DePaul University 2006 — 2009
MS, Computational Finance
Miami University 1999 — 2003
BS, MIS, Minor: Finance
Tina Kokinakos, PHR's National Stock Exchange Experience May 2006 - May 2013
Job HR Payroll, Systems & Process Manager at Bretford
Industry Human Resources
Experience
Bretford May 2013 - Present
National Stock Exchange May 2006 - May 2013
National Stock Exchange March 2002 - April 2006
optionsXpress November 2000 - November 2001
Heidrick & Struggles September 1998 - October 2000
Skills
Payroll, Accounting, Employee Benefits, Strategic Planning, Microsoft Excel, Auditing, Process Improvement, ADP Payroll, Outlook, Microsoft Word, PowerPoint, Microsoft Office, Risk Management, Financial Analysis, Equities, JD Edwards, Employee Relations, PeopleSoft, Human Resources, Performance Management, Recruiting, Training, HRIS, Onboarding, HR Policies, Interviews, Account Reconciliation, Time Management, Screening, Benefits Administration, Employee Handbooks, New Hire Orientations, 401k, Employee Training, COBRA, Budgets, Open Enrollment, Ceridian, Metrics, Mergers & Acquisitions
Education
Lewis University 1994 — 1995
BA, Business Administration and Management
Bretford May 2013 - Present
National Stock Exchange May 2006 - May 2013
National Stock Exchange March 2002 - April 2006
optionsXpress November 2000 - November 2001
Heidrick & Struggles September 1998 - October 2000
Skills
Payroll, Accounting, Employee Benefits, Strategic Planning, Microsoft Excel, Auditing, Process Improvement, ADP Payroll, Outlook, Microsoft Word, PowerPoint, Microsoft Office, Risk Management, Financial Analysis, Equities, JD Edwards, Employee Relations, PeopleSoft, Human Resources, Performance Management, Recruiting, Training, HRIS, Onboarding, HR Policies, Interviews, Account Reconciliation, Time Management, Screening, Benefits Administration, Employee Handbooks, New Hire Orientations, 401k, Employee Training, COBRA, Budgets, Open Enrollment, Ceridian, Metrics, Mergers & Acquisitions
Education
Lewis University 1994 — 1995
BA, Business Administration and Management
Bonnie Greenberg's National Stock Exchange Experience 2003 - 2010
Job PR/Communications Consultant
Industry Financial Services
Experience
PR/Marketing/Corporate Communications 2010 - Present
National Stock Exchange 2003 - 2010
Chicago Board Options Exchange 1987 - 1998
Chicago Board of Trade 1985 - 1987
Skills
Media Relations, Speech Writing, Internal Communications, Public Affairs, Integrated Marketing, Web Content Management, Public Relations, Advertising, Online Communications, Marketing Communications
Education
University of Illinois at Urbana-Champaign
BS, Communications - Advertising
PR/Marketing/Corporate Communications 2010 - Present
National Stock Exchange 2003 - 2010
Chicago Board Options Exchange 1987 - 1998
Chicago Board of Trade 1985 - 1987
Skills
Media Relations, Speech Writing, Internal Communications, Public Affairs, Integrated Marketing, Web Content Management, Public Relations, Advertising, Online Communications, Marketing Communications
Education
University of Illinois at Urbana-Champaign
BS, Communications - Advertising
Jim Yong's National Stock Exchange Experience 2004 - December 2011
Job Partner at Baugh, Dalton, Carlson & Ryan, LLC
Industry Financial Services
Experience
Baugh, Dalton, Carlson & Ryan, LLC August 2012 - Present
Yong Law, p.c. January 2012 - August 2012
National Stock Exchange 2004 - December 2011
NSX Securities LLC 2004 - December 2011
National Stock Exchange 2004 - 2005
Duane Morris LLP 2003 - 2004
Wildman Harrold 2000 - 2003
The Options Clearing Corporation 1987 - 2000
US Securities and Exchange Commission 1984 - 1987
US Court of Appeals for the Seventh Circuit 1983 - 1984
Skills
Securities, Corporate Governance, Securities Regulation, Corporate Law, Capital Markets, AML, FINRA, Equities, SEC, Market Data, Series 7, Financial Markets, Series 24, Derivatives, Due Diligence, Broker-Dealer, Financial Services, Hedge Funds, Mutual Funds, Financial Regulation, Options, Investment Advisers Act, Fixed Income, Equity Trading, Electronic Trading, Trading, Private Equity, Trading Systems, Alternative Investments, Series 63, Private Placements, ETFs, Investment Company Act, Investment Management, Securities Litigation, Investment Banking, Prime Brokerage
Education
Stanford University Graduate School of Business 2012 — 2012
Stanford Executive Program
DePaul University College of Law 1981 — 1984
Juris Doctor
University of Illinois at Urbana-Champaign 1974 — 1978
Bachelor of Arts (B.A.)
Baugh, Dalton, Carlson & Ryan, LLC August 2012 - Present
Yong Law, p.c. January 2012 - August 2012
National Stock Exchange 2004 - December 2011
NSX Securities LLC 2004 - December 2011
National Stock Exchange 2004 - 2005
Duane Morris LLP 2003 - 2004
Wildman Harrold 2000 - 2003
The Options Clearing Corporation 1987 - 2000
US Securities and Exchange Commission 1984 - 1987
US Court of Appeals for the Seventh Circuit 1983 - 1984
Skills
Securities, Corporate Governance, Securities Regulation, Corporate Law, Capital Markets, AML, FINRA, Equities, SEC, Market Data, Series 7, Financial Markets, Series 24, Derivatives, Due Diligence, Broker-Dealer, Financial Services, Hedge Funds, Mutual Funds, Financial Regulation, Options, Investment Advisers Act, Fixed Income, Equity Trading, Electronic Trading, Trading, Private Equity, Trading Systems, Alternative Investments, Series 63, Private Placements, ETFs, Investment Company Act, Investment Management, Securities Litigation, Investment Banking, Prime Brokerage
Education
Stanford University Graduate School of Business 2012 — 2012
Stanford Executive Program
DePaul University College of Law 1981 — 1984
Juris Doctor
University of Illinois at Urbana-Champaign 1974 — 1978
Bachelor of Arts (B.A.)
Ryan Schackart's National Stock Exchange Experience November 2000 - February 2002
Job Finance Manager
Industry Logistics and Supply Chain
Experience
Bob Rohrman Auto Group August 2015 - Present
Bill Jacobs MINI January 2014 - August 2015
Caterpillar Inc. January 2012 - November 2012
Bank of America February 2002 - October 2006
National Stock Exchange November 2000 - February 2002
Skills
Operations Management, Project Management, Business Process..., Business Analysis, Financial Analysis, Strategic Planning, Forecasting, Cross-functional Team..., Process Improvement, Analysis, Vendor Management
Education
Loyola University Chicago 1995 — 2000
BBA, Finance
Bob Rohrman Auto Group August 2015 - Present
Bill Jacobs MINI January 2014 - August 2015
Caterpillar Inc. January 2012 - November 2012
Bank of America February 2002 - October 2006
National Stock Exchange November 2000 - February 2002
Skills
Operations Management, Project Management, Business Process..., Business Analysis, Financial Analysis, Strategic Planning, Forecasting, Cross-functional Team..., Process Improvement, Analysis, Vendor Management
Education
Loyola University Chicago 1995 — 2000
BBA, Finance
David Reed's National Stock Exchange Experience January 2012 - June 2014
Job Lucera Financial Infrastructures
Industry Financial Services
Experience
Lucera Financial Infrastructures April 2015 - Present
National Stock Exchange January 2012 - June 2014
CBOE January 2007 - June 2014
E*TRADE Financial Corporation November 2004 - January 2007
Chicago Stock Exchange October 2002 - November 2004
Charles Schwab July 2000 - October 2002
Skills
Electronic Trading, Equities, Trading Systems, Financial Markets, Options, Equity Trading, Trading, Securities, Capital Markets, ETFs, Market Data, Low Latency, Market Making, Derivatives, Stock Exchange, Market Structure, smart order routing, Order Management, Executive Management, High Frequency Trading, Alternative Trading..., exchange pricing, market model, Market Microstructure, Dark Pools, Legal Compliance, Electronic Trading..., Broker-Dealer Operations, Governance, Corporate Strategy..., Corporate Structure, Business Integration, Acquisition Integration, Securities Regulation, Best Execution, FIX, Equity Derivatives, Software Defined Neworks, Compute, Financial Systems
Education
University of Iowa 1995 — 2000
Bachelor of Arts (B.A.), Economics
Lucera Financial Infrastructures April 2015 - Present
National Stock Exchange January 2012 - June 2014
CBOE January 2007 - June 2014
E*TRADE Financial Corporation November 2004 - January 2007
Chicago Stock Exchange October 2002 - November 2004
Charles Schwab July 2000 - October 2002
Skills
Electronic Trading, Equities, Trading Systems, Financial Markets, Options, Equity Trading, Trading, Securities, Capital Markets, ETFs, Market Data, Low Latency, Market Making, Derivatives, Stock Exchange, Market Structure, smart order routing, Order Management, Executive Management, High Frequency Trading, Alternative Trading..., exchange pricing, market model, Market Microstructure, Dark Pools, Legal Compliance, Electronic Trading..., Broker-Dealer Operations, Governance, Corporate Strategy..., Corporate Structure, Business Integration, Acquisition Integration, Securities Regulation, Best Execution, FIX, Equity Derivatives, Software Defined Neworks, Compute, Financial Systems
Education
University of Iowa 1995 — 2000
Bachelor of Arts (B.A.), Economics
Jeffrey Diedrich's National Stock Exchange Experience May 2015 - Present
Job Chief Technology Officer National Stock Exchange, Owner Realistic Technical Solutions, LLC
Industry Information Technology and Services
Experience
National Stock Exchange May 2015 - Present
Platform Technologies, Inc December 1998 - Present
Realistic Technical Solutions, LLC January 1990 - Present
OpenMatch Holdings, LLC October 2007 - April 2015
State Farm Insurance October 1990 - August 1998
Skills
Team Building, Strategic Planning, Risk Management, SQL, Java, XML, Project Management
Education
Western Illinois University 1988 — 1990
BS, Computer Science / Mathematics
Monmouth College 1985 — 1987
Computer Science
National Stock Exchange May 2015 - Present
Platform Technologies, Inc December 1998 - Present
Realistic Technical Solutions, LLC January 1990 - Present
OpenMatch Holdings, LLC October 2007 - April 2015
State Farm Insurance October 1990 - August 1998
Skills
Team Building, Strategic Planning, Risk Management, SQL, Java, XML, Project Management
Education
Western Illinois University 1988 — 1990
BS, Computer Science / Mathematics
Monmouth College 1985 — 1987
Computer Science
Mark Shiao's National Stock Exchange Experience 2007 - 2008
Job Exadata SC at Oracle
Industry Computer Software
Experience
Oracle April 2010 - Present
ITX 2009 - February 2010
National Stock Exchange 2007 - 2008
Talk America 2003 - 2006
Columbia House 2001 - 2003
SBS International 2000 - 2001
Informix 1988 - 2000
Accurate Information System 1986 - 1988
Skills
Unix, Oracle RAC, Perl, Data Warehousing, Cloud Computing, Exadata, Enterprise Architecture, Databases, Quality Assurance, Microsoft SQL Server, SaaS, IaaS, PaaS, Big Data, Splunk, Pre-sales
Education
Rutgers University-New Brunswick 1984 — 1986
MS, Computer Science
Oracle April 2010 - Present
ITX 2009 - February 2010
National Stock Exchange 2007 - 2008
Talk America 2003 - 2006
Columbia House 2001 - 2003
SBS International 2000 - 2001
Informix 1988 - 2000
Accurate Information System 1986 - 1988
Skills
Unix, Oracle RAC, Perl, Data Warehousing, Cloud Computing, Exadata, Enterprise Architecture, Databases, Quality Assurance, Microsoft SQL Server, SaaS, IaaS, PaaS, Big Data, Splunk, Pre-sales
Education
Rutgers University-New Brunswick 1984 — 1986
MS, Computer Science
Sreenivas Reddy Prodduturi's National Stock Exchange Experience 1996 - 2005
Job Senior Business Analyst at Applabs
Industry Capital Markets
Experience
Applabs June 2006 - Present
Applabs Technologies June 2006 - Present
National Stock Exchange 1996 - 2005
Skills
Equities, Derivatives, Capital Markets, Fix Protocol testing, QA Processes, Project Management, Smart Order Routing..., Designing end to end..., Front Office Trading..., Risk Management, Clearing, Settlement systems, Management, Quality Center, Testing, Leadership, Settlement, Quality Assurance, SDLC, Trading Systems, Analysis
Education
Birla Institute of Technology and Science, Pilani 1991 — 1996
M M S, Finance and Economics
Applabs June 2006 - Present
Applabs Technologies June 2006 - Present
National Stock Exchange 1996 - 2005
Skills
Equities, Derivatives, Capital Markets, Fix Protocol testing, QA Processes, Project Management, Smart Order Routing..., Designing end to end..., Front Office Trading..., Risk Management, Clearing, Settlement systems, Management, Quality Center, Testing, Leadership, Settlement, Quality Assurance, SDLC, Trading Systems, Analysis
Education
Birla Institute of Technology and Science, Pilani 1991 — 1996
M M S, Finance and Economics
Kevin Schodrof's National Stock Exchange Experience August 2007 - December 2008
Job Coordinator Card Services at First Midwest Bank
Industry Banking
Experience
First Midwest Bank December 2012 - Present
Millennium Trust Company January 2011 - December 2012
Millennium Trust Company July 2009 - January 2011
National Stock Exchange August 2007 - December 2008
Skills
Equities, Securities, Financial Services, Risk Management, Financial Analysis, Alternative Investments, Mutual Funds, Investments
Education
Saint Xavier University 2014 — 2016
Master of Business Administration (M.B.A.), Project Management
Visa International Bankcard Management School 2015 — 2015
Leadership course in Payments Strategy & Business Management
Saint Xavier University 2002 — 2006
Bachelor's Degree, Finance
First Midwest Bank December 2012 - Present
Millennium Trust Company January 2011 - December 2012
Millennium Trust Company July 2009 - January 2011
National Stock Exchange August 2007 - December 2008
Skills
Equities, Securities, Financial Services, Risk Management, Financial Analysis, Alternative Investments, Mutual Funds, Investments
Education
Saint Xavier University 2014 — 2016
Master of Business Administration (M.B.A.), Project Management
Visa International Bankcard Management School 2015 — 2015
Leadership course in Payments Strategy & Business Management
Saint Xavier University 2002 — 2006
Bachelor's Degree, Finance
Jay Gillette's National Stock Exchange Experience 2005 - 2006
Job Senior Compliance Officer at The Options Clearing Corporation
Industry Financial Services
Experience
The Options Clearing Corporation March 2014 - Present
FINRA February 2010 - March 2014
Mesirow Financial March 2007 - February 2010
National Stock Exchange 2005 - 2006
Merrill Lynch May 2005 - September 2005
Skills
Securities, FINRA, Securities Regulation, AML, Trading, Options, Financial Risk, Financial Services, Auditing, SEC, Equities, Mutual Funds, Broker-Dealer, Investments, Capital Markets
Education
DePaul University 2004 — 2006
Bachelors, Finance
Central Michigan University 2002 — 2003
N/A, N/A
The Options Clearing Corporation March 2014 - Present
FINRA February 2010 - March 2014
Mesirow Financial March 2007 - February 2010
National Stock Exchange 2005 - 2006
Merrill Lynch May 2005 - September 2005
Skills
Securities, FINRA, Securities Regulation, AML, Trading, Options, Financial Risk, Financial Services, Auditing, SEC, Equities, Mutual Funds, Broker-Dealer, Investments, Capital Markets
Education
DePaul University 2004 — 2006
Bachelors, Finance
Central Michigan University 2002 — 2003
N/A, N/A
Susan Ameel's National Stock Exchange Experience July 2012 - July 2014
Job Director at Deloitte & Touche LLP
Industry Financial Services
Experience
Deloitte & Touche LLP November 2014 - Present
National Stock Exchange July 2012 - July 2014
Seward & Kissel LLP May 2011 - June 2012
ESP Technologies Corp. March 2008 - April 2011
Cadwalader, Wickersham & Taft LLP October 2006 - February 2008
Davis Polk & Wardwell LLP July 2005 - October 2006
US Securities and Exchange Commission September 2002 - June 2005
American Stock Exchange 2001 - 2002
Skills
Securities Regulation, Market Regulation, Broker-Dealer Compliance, Trading Systems, Securities, Derivatives, Corporate Governance, FINRA, Hedge Funds, AML, Capital Markets, Financial Regulation, Options, Broker-Dealer, Equities, Due Diligence, Private Equity, Mergers & Acquisitions
Education
University of Detroit Mercy School of Law 1995 — 1998
JD
Deloitte & Touche LLP November 2014 - Present
National Stock Exchange July 2012 - July 2014
Seward & Kissel LLP May 2011 - June 2012
ESP Technologies Corp. March 2008 - April 2011
Cadwalader, Wickersham & Taft LLP October 2006 - February 2008
Davis Polk & Wardwell LLP July 2005 - October 2006
US Securities and Exchange Commission September 2002 - June 2005
American Stock Exchange 2001 - 2002
Skills
Securities Regulation, Market Regulation, Broker-Dealer Compliance, Trading Systems, Securities, Derivatives, Corporate Governance, FINRA, Hedge Funds, AML, Capital Markets, Financial Regulation, Options, Broker-Dealer, Equities, Due Diligence, Private Equity, Mergers & Acquisitions
Education
University of Detroit Mercy School of Law 1995 — 1998
JD
Chitradip Mandal's National Stock Exchange Experience October 2003 - November 2005
Job Senior Software Engineer at Apple
Industry Internet
Experience
Apple March 2012 - Present
Yahoo! Inc April 2008 - March 2012
2008 Warner Brothers November 2005 - March 2008
National Stock Exchange October 2003 - November 2005
Blue Star Infotech 2002 - 2002
Skills
Object Oriented Design, J2EE, Design Patterns, PL/SQL, C++, Java, C/C++ STL, Hibernate, CXF, Web Services
Education
Georgia Institute of Technology
Master of Science (M.S.), Computer Science
Stanford University
Graduate Courses, Computer Science, 3.860
Jadavpur University 1999 — 2003
BE, Instrumentation, 84%
Apple March 2012 - Present
Yahoo! Inc April 2008 - March 2012
2008 Warner Brothers November 2005 - March 2008
National Stock Exchange October 2003 - November 2005
Blue Star Infotech 2002 - 2002
Skills
Object Oriented Design, J2EE, Design Patterns, PL/SQL, C++, Java, C/C++ STL, Hibernate, CXF, Web Services
Education
Georgia Institute of Technology
Master of Science (M.S.), Computer Science
Stanford University
Graduate Courses, Computer Science, 3.860
Jadavpur University 1999 — 2003
BE, Instrumentation, 84%
Isaac Klein's National Stock Exchange Experience 2006 - 2009
Job Sr. Quality Assurance Analyst
Industry Information Technology and Services
Experience
National Stock Exchange 2006 - 2009
NSX 2006 - 2009
Skills
Manual Testing, Quality Assurance, Test Planning, SDLC, User Acceptance Testing, Regression Testing, Testing, Test Automation, XML, Black Box Testing, Test Cases
Education
Fairleigh Dickinson University
Bachelor Of Science
National Stock Exchange 2006 - 2009
NSX 2006 - 2009
Skills
Manual Testing, Quality Assurance, Test Planning, SDLC, User Acceptance Testing, Regression Testing, Testing, Test Automation, XML, Black Box Testing, Test Cases
Education
Fairleigh Dickinson University
Bachelor Of Science
Edward Provost's National Stock Exchange Experience 1986 - 1995
Job President and Chief Operating Officer at CBOE
Industry Financial Services
Experience
CBOE May 2013 - Present
CBOE Stock Exchange March 2007 - January 2013
National Stock Exchange 1986 - 1995
Education
The University of Chicago 1985 — 1987
MBA, Business Administration
Loyola University Chicago 1972 — 1975
BBA, Finance
CBOE May 2013 - Present
CBOE Stock Exchange March 2007 - January 2013
National Stock Exchange 1986 - 1995
Education
The University of Chicago 1985 — 1987
MBA, Business Administration
Loyola University Chicago 1972 — 1975
BBA, Finance
Patricia Cook's National Stock Exchange Experience April 2007 - December 2011
Job Senior Project Manager at Dunleavy & Associates
Industry Financial Services
Experience
Dunleavy & Associates April 2015 - Present
UnitedHealthcare December 2012 - April 2015
Fannie Mae January 2012 - December 2013
Fannie Mae January 2012 - December 2012
National Stock Exchange April 2007 - December 2011
Per Diem January 2007 - May 2008
Archdiocesan Elementary School October 2001 - June 2007
St. JOHN CHRYSOSTOM School September 2001 - June 2007
Consultant March 2000 - September 2001
NovaCare, Inc January 1995 - January 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Google Docs, Dropbox, Salesforce.com, Constant Contact, achieve3000, Concur, Program Management, Process Improvement, Project Management, Strategic Planning
Education
St. Joseph's University 2006 — 2009
Master of Education (MEd), Instructional Technology
Drexel University - LeBow College of Business 1986 — 1989
MBA, Business and Finance
American University 1979 — 1983
BA International Relations/Economics, International Studies/Economics
Dunleavy & Associates April 2015 - Present
UnitedHealthcare December 2012 - April 2015
Fannie Mae January 2012 - December 2013
Fannie Mae January 2012 - December 2012
National Stock Exchange April 2007 - December 2011
Per Diem January 2007 - May 2008
Archdiocesan Elementary School October 2001 - June 2007
St. JOHN CHRYSOSTOM School September 2001 - June 2007
Consultant March 2000 - September 2001
NovaCare, Inc January 1995 - January 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Google Docs, Dropbox, Salesforce.com, Constant Contact, achieve3000, Concur, Program Management, Process Improvement, Project Management, Strategic Planning
Education
St. Joseph's University 2006 — 2009
Master of Education (MEd), Instructional Technology
Drexel University - LeBow College of Business 1986 — 1989
MBA, Business and Finance
American University 1979 — 1983
BA International Relations/Economics, International Studies/Economics
Rachel Sacco (Felsenthal)'s National Stock Exchange Experience March 2007 - December 2008
Job Law Practice Professional
Industry Law Practice
Experience
BMO Capital Markets December 2009 - Present
National Stock Exchange March 2007 - December 2008
Morningstar, Inc. October 2005 - March 2007
Skills
Capital Markets, Financial Analysis, Investments, Equities, Securities
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2002 — 2005
JD, Securities
Washington University in St. Louis 1995 — 1999
BA, Psychology and Business
BMO Capital Markets December 2009 - Present
National Stock Exchange March 2007 - December 2008
Morningstar, Inc. October 2005 - March 2007
Skills
Capital Markets, Financial Analysis, Investments, Equities, Securities
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2002 — 2005
JD, Securities
Washington University in St. Louis 1995 — 1999
BA, Psychology and Business
David Karlin's National Stock Exchange Experience March 2015 - Present
Job Managing Director at Matrix Advisors LLC
Industry Investment Banking
Experience
National Stock Exchange March 2015 - Present
Matrix Advisors LLC 2011 - Present
Skills
Private Placements, Hedge Funds
Education
University of North Carolina at Chapel Hill
Economics
National Stock Exchange March 2015 - Present
Matrix Advisors LLC 2011 - Present
Skills
Private Placements, Hedge Funds
Education
University of North Carolina at Chapel Hill
Economics
Colin Gibson's National Stock Exchange Experience September 2012 - November 2012
Job Associate, Sr. Compliance Officer at JPMorgan Chase & Co.
Industry Legal Services
Experience
JPMorgan Chase & Co. June 2014 - Present
Promontory Financial Group February 2013 - June 2014
National Stock Exchange September 2012 - November 2012
Aetna, Inc May 2011 - August 2011
Skills
Banking Law, Legal Research, Legal Writing, Corporate Law, Regulatory Requirements, Legal Compliance, Anti Money Laundering, Anti-bribery, Policy
Education
American University, Washington College of Law 2009 — 2012
Juris Doctor, GPA: 3.48
Muhlenberg College 2005 — 2009
Bachelor of Arts (B.A.), Political Science, Finance, GPA: 3.56, cum laude
JPMorgan Chase & Co. June 2014 - Present
Promontory Financial Group February 2013 - June 2014
National Stock Exchange September 2012 - November 2012
Aetna, Inc May 2011 - August 2011
Skills
Banking Law, Legal Research, Legal Writing, Corporate Law, Regulatory Requirements, Legal Compliance, Anti Money Laundering, Anti-bribery, Policy
Education
American University, Washington College of Law 2009 — 2012
Juris Doctor, GPA: 3.48
Muhlenberg College 2005 — 2009
Bachelor of Arts (B.A.), Political Science, Finance, GPA: 3.56, cum laude
Laila Bentoto-Garcia, MBA's National Stock Exchange Experience June 2012 - November 2012
Job Compliance Examiner, FINRA
Industry Financial Services
Experience
FINRA March 2014 - Present
CBOE November 2012 - March 2014
National Stock Exchange June 2012 - November 2012
National Stock Exchange August 2011 - June 2012
FINRA September 2009 - December 2009
Banco Popular 2006 - 2008
Skills
Risk Management, Leadership, Valuation, Finance, Mergers & Acquisitions, Microsoft Excel, Securities, Equities, Financial Analysis, Capital Markets, Due Diligence, Investments, Financial Markets, Derivatives, Options, Banking, Financial Modeling, Trading, Financial Risk, Corporate Finance, Analysis, Bloomberg
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2009 — 2010
MBA, International Business and Finance concentration
Hochschule Niederrhein, Germany
Mechanical Engineering, Textile Technology
FINRA March 2014 - Present
CBOE November 2012 - March 2014
National Stock Exchange June 2012 - November 2012
National Stock Exchange August 2011 - June 2012
FINRA September 2009 - December 2009
Banco Popular 2006 - 2008
Skills
Risk Management, Leadership, Valuation, Finance, Mergers & Acquisitions, Microsoft Excel, Securities, Equities, Financial Analysis, Capital Markets, Due Diligence, Investments, Financial Markets, Derivatives, Options, Banking, Financial Modeling, Trading, Financial Risk, Corporate Finance, Analysis, Bloomberg
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2009 — 2010
MBA, International Business and Finance concentration
Hochschule Niederrhein, Germany
Mechanical Engineering, Textile Technology
Stephanie Kranz's National Stock Exchange Experience August 2005 - April 2011
Job Manager, Market Intelligence at Computershare
Industry Financial Services
Experience
Computershare April 2011 - Present
National Stock Exchange August 2005 - April 2011
National Stock Exchange August 2005 - July 2007
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2009 — 2010
MBA
Gordon College 2001 — 2005
BS, Finance
Computershare April 2011 - Present
National Stock Exchange August 2005 - April 2011
National Stock Exchange August 2005 - July 2007
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2009 — 2010
MBA
Gordon College 2001 — 2005
BS, Finance
Philip Khuu's National Stock Exchange Experience Application Support AnalystNational Stock ExchangeJune 2006 - Present
Job Level II Application Support Analyst at National Stock Exchange
Industry Financial Services
Experience
National Stock Exchange Application Support AnalystNational Stock ExchangeJune 2006 - Present
NYSE April 2005 - June 2006
Education
New York University - Polytechnic School of Engineering
BS, Electrical Engineer, Minor Computer Science
National Stock Exchange Application Support AnalystNational Stock ExchangeJune 2006 - Present
NYSE April 2005 - June 2006
Education
New York University - Polytechnic School of Engineering
BS, Electrical Engineer, Minor Computer Science
Jeff Mendl's National Stock Exchange Experience May 2015 - Present
Job Equities Execution Services
Industry Capital Markets
Experience
National Stock Exchange May 2015 - Present
Clearpool Execution Services, LLC April 2011 - April 2015
Syracuse University Athletics Department November 2007 - April 2011
SMW Trading Company, Inc. August 2010 - August 2010
Beacon Federal May 2010 - August 2010
Skills
Series 7, FINRA, Trading Systems, Electronic Trading, Series 63, Series 56, Lightspeed Trading..., Sterling Trader Pro, Fusion/ Blackwood..., Bloomberg, Capital Markets, Equities, Financial Markets, Investments, Hedge Funds, Management, Microsoft Excel, Proprietary Trading, Options, Trading, Risk Management
Education
Syracuse University 2007 — 2011
B.S., Economics
National Stock Exchange May 2015 - Present
Clearpool Execution Services, LLC April 2011 - April 2015
Syracuse University Athletics Department November 2007 - April 2011
SMW Trading Company, Inc. August 2010 - August 2010
Beacon Federal May 2010 - August 2010
Skills
Series 7, FINRA, Trading Systems, Electronic Trading, Series 63, Series 56, Lightspeed Trading..., Sterling Trader Pro, Fusion/ Blackwood..., Bloomberg, Capital Markets, Equities, Financial Markets, Investments, Hedge Funds, Management, Microsoft Excel, Proprietary Trading, Options, Trading, Risk Management
Education
Syracuse University 2007 — 2011
B.S., Economics
philip khuu's National Stock Exchange Experience June 2006 - September 2010
Job Lead Quality Assurance Engineer at OTC Markets Group
Industry Financial Services
Experience
OTC Markets Group May 2014 - Present
Direct Edge 2011 - May 2014
National Stock Exchange June 2006 - September 2010
NYSE Euronext April 2005 - June 2006
Skills
Trading Systems, Quality Assurance, SDLC, Perl, Electronic Trading, User Acceptance Testing, Agile Methodologies, Equity Trading, Requirements Analysis, Testing, Microsoft SQL Server, Equities, SQL, Unix, Trading, Java, Software Documentation, Agile Project Management
Education
Polytechnic University
B.S Electrical Engineer, Minor Computer Science
OTC Markets Group May 2014 - Present
Direct Edge 2011 - May 2014
National Stock Exchange June 2006 - September 2010
NYSE Euronext April 2005 - June 2006
Skills
Trading Systems, Quality Assurance, SDLC, Perl, Electronic Trading, User Acceptance Testing, Agile Methodologies, Equity Trading, Requirements Analysis, Testing, Microsoft SQL Server, Equities, SQL, Unix, Trading, Java, Software Documentation, Agile Project Management
Education
Polytechnic University
B.S Electrical Engineer, Minor Computer Science
Christine Hoffmann's National Stock Exchange Experience 2002 - 2005
Job VP, Markets Compliance at HSBC Securities
Industry Banking
Experience
HSBC Securities December 2013 - Present
Newedge August 2012 - December 2013
RBS November 2010 - August 2012
BGC Partners January 2010 - October 2010
Cantor Fitzgerald July 2008 - October 2010
Needham & Company July 2007 - June 2008
FINRA 2002 - 2007
National Stock Exchange 2002 - 2005
Skills
Securities, Series 7, Series 63, Trading, Bloomberg, Equities, FINRA, Equity Trading, AML, Alternative Investments, Bonds, Capital Markets, Electronic Trading, ETFs, Equity Derivatives, FX Options, Financial Markets, Financial Services, Fixed Income, Hedge Funds, Market Data, Investment Banking, Options, Series 24, Structured Products, Trading Systems, Derivatives
Education
University of Illinois at Urbana-Champaign - College of Business
B.S, Finance
HSBC Securities December 2013 - Present
Newedge August 2012 - December 2013
RBS November 2010 - August 2012
BGC Partners January 2010 - October 2010
Cantor Fitzgerald July 2008 - October 2010
Needham & Company July 2007 - June 2008
FINRA 2002 - 2007
National Stock Exchange 2002 - 2005
Skills
Securities, Series 7, Series 63, Trading, Bloomberg, Equities, FINRA, Equity Trading, AML, Alternative Investments, Bonds, Capital Markets, Electronic Trading, ETFs, Equity Derivatives, FX Options, Financial Markets, Financial Services, Fixed Income, Hedge Funds, Market Data, Investment Banking, Options, Series 24, Structured Products, Trading Systems, Derivatives
Education
University of Illinois at Urbana-Champaign - College of Business
B.S, Finance
Megan Malone Cohen's National Stock Exchange Experience September 2010 - October 2012
Job Counsel at The Options Clearing Corporation
Industry Financial Services
Experience
The Options Clearing Corporation June 2014 - Present
Chicago Board Options Exchange, Inc. October 2012 - June 2014
National Stock Exchange September 2010 - October 2012
Skills
Securities Regulation, Securities, Legal Research, FINRA, Equities, Legal Writing, Financial Markets, Westlaw, Litigation, Due Diligence, Private Equity, Series 7, Derivatives, Trading, Risk Management, Civil Litigation, Financial Risk, Investments, Corporate Finance, Electronic Trading
Education
Loyola University Chicago School of Law 2007 — 2010
Doctor of Law (JD)
University of Illinois at Urbana-Champaign 2003 — 2007
Bachelor of Arts (BA), English Language and Literature, General
The Options Clearing Corporation June 2014 - Present
Chicago Board Options Exchange, Inc. October 2012 - June 2014
National Stock Exchange September 2010 - October 2012
Skills
Securities Regulation, Securities, Legal Research, FINRA, Equities, Legal Writing, Financial Markets, Westlaw, Litigation, Due Diligence, Private Equity, Series 7, Derivatives, Trading, Risk Management, Civil Litigation, Financial Risk, Investments, Corporate Finance, Electronic Trading
Education
Loyola University Chicago School of Law 2007 — 2010
Doctor of Law (JD)
University of Illinois at Urbana-Champaign 2003 — 2007
Bachelor of Arts (BA), English Language and Literature, General
NASDAQ OMX
NASDAQ
CBOE
Chicago Board Options Exchange
Toronto Stock Exchange
Montreal Exchange
Nasdaq Stock Market
Pacific Stock Exchange