New York Stock Exchange
The New York Stock Exchange is an American stock exchange located at 11 Wall Street, Lower Manhattan, New York City, New York. It is by far the world's largest stock exchange by market capitalization of its listed companies at US$20 trillion as of June 2016. Address: 11 Wall St, New York, NY 10005, USA Hours: Closed ⋅ Opens 9:30AM Thursday9:30am–4pmFriday9:30am–4pmSaturdayClosedSundayClosedMonday(Martin Luther King Jr. Day)9:30am–4pmHours might differTuesday9:30am–4pmWednesday9:30am–4pmSuggest an edit Unable to add this file. Please check that it is a valid photo. Founded: 8 March 1817, Wall Street, New York City, New York, United States Currency: United States Dollar Phone: +1 212-656-3000 Parent organization: Intercontinental Exchange Subsidiaries: Garena, Did you know: New York Stock Exchange is the biggest stock exchange in the world by market cap (22,923 billion USD). wikipedia.org: : Website: : : : : Place name: Category: Website: http://www.nyse.com/ Category: Stock broker Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a question Q: How much was NYSE worth from 1999-2001?A: Not answerable (4 more answers)See all questions (158) Popular times Thursdays MondaysTuesdaysWednesdaysThursdaysFridaysSaturdaysSundaysBased on visits to this place. : 6a9a12p3p6p9p12a3a6a9a12p3p6p9p12a3a6aPlan your visitClosed on Sundays—Choose another dayClosed on Saturdays—Choose another dayHistogram showing popular times on MondaysHistogram showing popular times on TuesdaysHistogram showing popular times on WednesdaysHistogram showing popular times on ThursdaysHistogram showing popular times on FridaysPeople typically spend 15 min to 1.5 hr here Add a photoThank you for sharing!Your photo will be posted publicly on Google.Contribute MoreFinishedUpload public photos of New York Stock Exchange Posting publicly on the Web Write a review ReviewsHigh-tech home of one of the world's leading financial markets; closed to visitors without permits. - Google"Exciting place if you are aware if Wall street" "Not much to see... run along and get a slice of pizza." "Incredible experience and loved the christmas tree and lighting." View all Google reviews
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New York Stock Exchange Employees
New York Stock Exchange September 2011 - Present
NYC Department of Correction April 1987 - January 2010
Skills
Enforcement, Criminal Justice, Physical Security, Executive Protection, Security Operations, Security Management, Emergency Management, Personal Protection, Corrections, Security, Risk Assessment, Emergency Services, Protection, Firearms, NIMS, Law Enforcement, Private Investigations
Education
City University of New York-John Jay College of Criminal Justice 1983 — 2012
Bachelor of Science (BS), Criminal Justice/Police Science
FINRA June 2010 - Present
NYSE Euronext 1999 - June 2010
NYSER January 1989 - June 2010
NYSE Regulation January 1989 - June 2010
New York Stock Exchange January 1989 - June 2010
US Securities and Exchange Commission August 1983 - January 1989
Skills
Securities Regulation, Securities, FINRA, Corporate Governance, FCPA, Capital Markets, Equities, AML, Internal Investigations, Litigation, Broker-Dealer, Corporate Law, Due Diligence, Mergers, Hedge Funds, Diversity & Inclusion, Financial Regulation, SEC, Mergers & Acquisitions, Program Management, Series 24
Education
University of Pennsylvania Law School 1980 — 1983
JD, Law
Allegheny College 1976 — 1980
BA, Political Science
NYC Department of Finance April 2012 - Present
Tokio Marine Management February 2012 - April 2012
DTCC February 2010 - December 2011
New York Stock Exchange November 2008 - May 2009
American Stock Exchange November 2006 - December 2008
SIAC October 1999 - November 2006
Bear Stearns 1996 - 1998
Department for Education and Skills 1994 - 1996
Skills
COBOL/370, COBOL II, JCL, SQL, Embedded SQL, PL/SQL, UNIX Shell, CICS, Informatica, ETL, XML, DB2, DB2/SQL, MS Access, Oracle 10g, VSAM, IAM, QMF, SPUFI, OS Utilities, TSO, ISPF/PDF, CEDF, EZ-Treive, DYL280, Panvalet, Librarian, ChangeMan, FILE-AID, File Manager, Xpediter, Intertest, Platinum, FTP, ERwin, FilePort, TOAD, AQT, MS Visio, MS Word, MS Excel, MS Lotus Notes, Microfocus Workbanch, NDM, COBOL, Oracle, Data Warehousing
Education
Globe Institute of Technology 1993 — 1995
Diploma, Computer Programming
Belaruski Nacyjanal'ny Tehnièny Universitet 1982 — 1986
BS, Civil engineering
Carey Financial, LLC March 2013 - Present
Financial Industry Regulatory Authority (FINRA) August 2007 - March 2013
New York Stock Exchange August 2006 - July 2007
Torys LLP June 2005 - August 2005
Skills
Securities Regulation, Securities, AML, Hedge Funds, FINRA, Corporate Law, Legal Writing, Series 7, Series 63, Series 24, Financial Services, Alternative Investments, Financial Analysis, Anti Money Laundering, Capital Markets, Equities, Fixed Income, Mutual Funds
Education
Boston College 2002 — 2006
B.A., Major in History, Minor in Irish Studies
Fordham Preparatory School 1999 — 2002
High School
MarketSource Inc. February 2013 - Present
Manheim March 2011 - August 2012
Infor March 2010 - February 2011
Infor March 2009 - February 2010
Infor June 2006 - February 2009
Cabot Corporation June 2005 - January 2006
SITA January 2004 - May 2005
New York Stock Exchange October 1999 - October 2003
Skills
Accounts Payable, Account Management, Accounting, Customer Service, Microsoft Excel, QuickBooks, Accounts Receivable, Management, Forecasting, Outlook, General Ledger, Account Reconciliation, Training, Invoicing, Accruals, Sales, Access, Microsoft Office, Leadership, Teamwork, Team Building, Process Improvement
Education
Ashworth University 2014 — 2016
Accounting
DeVry University 2001 — 2002
Accounting and Business/Management
Knight Capital Americas LLC January 2009 - Present
Deutsche Bank Securities Inc. February 2006 - January 2009
Knight Capital Americas LLC February 2004 - February 2006
CIBC World Markets March 1989 - February 2004
New York Stock Exchange February 1980 - March 1989
Skills
Securities, FINRA, Capital Markets, Options, Trading, Equity Trading, Electronic Trading, Market Making, SEC, ETFs, Financial Services, AML, Series 24, Series 63, Hedge Funds, Investment Advisory, Prime Brokerage, Trading Systems, Risk Management, Fixed Income, Alternative Investments, Financial Markets
Education
Borough of Manhattan Community College 1994 — 1996
Associate's degree, Accounting
New York Stock Exchange February 2015 - Present
Gypsy Circle 2014 - February 2015
Remedy Partners Inc. 2012 - 2014
Definition Audio Video 2008 - 2010
Izzo Technologies Inc 2005 - 2007
Visionary Medical Systems Inc 2001 - 2005
Skills
Web Development, JavaScript, Meteor, Angular, Node, Express, iOS Development, Objective-C, MongoDB, SQL, SQLite, Agile Project Management, JIRA, Bamboo, Confluence, FishEye, Git, Subversion
Education
Fullstack Academy of Code 2014 — 2014
City University of New York-Brooklyn College 2010 — 2012
Bachelor of Science (B.S.), Computer Science
New York Stock Exchange October 2000 - December 2011
Amalgamated Life Insurance Company, a member of the Amalgamated Family of Companies April 1990 - April 1995
Skills
Equities, Business Analysis, Trading Systems, Accounting, Derivatives, User Acceptance Testing, Risk Management, ITIL Certified, Benefits Administration, Employee Benefits, Securities, Financial Services, Vendor Management, Trading, Options, Financial Markets, Equity Trading, Market Data, Fixed Income, Capital Markets, Electronic Trading, Requirements Gathering, Equity Derivatives, SDLC
Education
Hunter College 1973 — 1976
Bachelor of Science - Accounting, Accounting
Intercontinental Exchange March 2013 - Present
New York Stock Exchange July 2012 - March 2013
Skills
Time Series Analysis, R, Business Objects, Data Analysis, Statistics, Regression Models, SQL, Automation Tools, Service Management, Options, Finance, Equity Derivatives, Interest Rate..., Risk Management, Financial Markets, Matlab, VBA, Bloomberg, SAS, Trading, Derivatives
Education
Columbia University in the City of New York 2011 — 2012
Master of Arts (MA), Mathematics of Finance, GPA 3.86/4.0
University of Paris Dauphine 2007 — 2011
Master’s Degree, Mathematics applied to Organization and Decision
DataBP January 2014 - Present
NYSE Technologies January 2010 - December 2013
NYSE Euronext October 2008 - January 2010
New York Stock Exchange November 2002 - October 2008
Gemini Systems July 2000 - November 2002
Skills
Market Data, Equities, Financial Markets, Business Analysis, SDLC, Enterprise Architecture, SQL, Data Modeling, Project Management, Team Leadership, E-commerce, Data Warehousing, Information Architecture, Web Design, Database Design, Business Process..., Technology Management, Product Management, Cloud Computing, Software Development, Agile Methodologies, Enterprise Software, Vendor Management, Business Intelligence, Databases
Education
New York University - Leonard N. Stern School of Business 2003 — 2007
MBA, Management
Columbia University in the City of New York 1999 — 2000
MS, Operations Research
Abilene Christian University 1994 — 1998
BS, Mathematics
Collaborative Consulting January 2015 - Present
Carbonite February 2014 - January 2015
Carbonite October 2013 - February 2014
State Street August 2012 - October 2013
Amer Technology June 2012 - August 2012
State Street Bank co October 2010 - June 2012
FIFA World Cup South 2010 South Africa September 2009 - September 2010
Mahindra Satyam October 2005 - September 2010
New York Stock Exchange May 2009 - August 2009
JP Morgan Chase,US, Jerser December 2007 - April 2009
Skills
ETL, Oracle, Microsoft SQL Server, Business Intelligence, Databases, PL/SQL, SQL, Data Warehousing, Informatica, Datawarhouse, Database Development, BIRT, SSIS, Actuate Reporting, Cognos, Tableau, Actuate, Business Objects, SQL Server 2005/2000, SSRS, Visual Basic
Education
Berhampur University 2001 — 2005
BTECH, Electronics and Telecommunication
Maharishi college of Natural Law 1999 — 2001
12th, Science
Columbia University - CIE / STV / CUMC-CTV / CUMS-CTV April 2003 - Present
Columbia University - Administrative Information Services September 1996 - April 2003
Columbia University - Columbia Innovation Enterprise November 1996 - March 2003
New York Stock Exchange January 1996 - September 1996
United Nations - Knowledge Recovery Fund International March 1996 - July 1996
Columbia University - Human Resources April 1995 - March 1996
US Concepts, Inc. March 1995 - November 1995
Skills
Strategic Planning, Project Management, Business Process, Database Management, Database Development, Data Warehousing, Intranets / Portals, Collaboration..., CMSs / CRMs, eBusiness / eCommerce, eMarketing / SEO, Application Development, Networking / Firewalls, LANs / Wireless LANs, Intrusion Detection &..., Vulnerability Assessment, Authentication & Access..., Cryptographic Solutions, Biometrics / Smart Cards, Enterprise Storage, Disaster Recovery, Tech Support / Help Desk, Software Development, Database Admin, IT Strategy, Business Analysis, SQL, IT Management, Windows Server, SDLC, Databases, Business Intelligence, Cloud Computing, System Administration, Enterprise Architecture, ITIL, SharePoint, Data Center, Security, Network Security, Linux, IT Service Management
Education
City University of New York City College 1991 — 1995
Bachelor of Science (B.S.), Computer Sciences
Lycee Lamine Gueye (ex Van Vo)
Cours Sainte Marie de Hann
Ecole Thiers
AMK Management Systems, Inc. 1998 - 2000
Electronic Tablet Publishing Co., Inc 1991 - 1997
New York Stock Exchange September 1969 - June 1991
Education
City University of New York-Baruch College 1970 — 1975
Master of Business Administration (MBA), Marketing Research, Economics
Nutrislice, Inc. March 2011 - Present
PayPal August 2009 - March 2011
PayPal November 2007 - January 2010
PayPal January 2006 - October 2007
eBay, Inc. May 2005 - July 2005
Marriott School of Management - Brigham Young University May 2004 - April 2005
Pipeline Trading Systems May 2004 - August 2004
New York Stock Exchange June 2004 - July 2004
Nasdaq Stock Market May 2003 - August 2003
Church of Jesus Christ of Latter Day Saints June 1999 - June 2001
Skills
Photoshop, Data Analysis, E-commerce, Marketing Management, Marketing Strategy, Online Advertising, Strategic Partnerships, Product Management, Web Design, Entrepreneurship, Marketing, Start-ups, Customer Service, Contract Negotiation, Strategy, Mobile Devices, Leadership, Cross-functional Team..., User Experience, Program Management, Project Management, Online Marketing, Management, Product Marketing, Integration, Analytics, Project Planning, Web Analytics, Competitive Analysis, Digital Marketing, SEM, Mobile Applications, SaaS, Email Marketing, SEO
Education
Brigham Young University 1999 — 2005
BS, Business Management - Finance Emphasis
Thomson Reuters May 2014 - Present
Thomson Reuters March 2013 - May 2014
Thomson Reuters November 2006 - March 2013
New York Stock Exchange June 2002 - June 2006
Global Crossing February 2001 - April 2002
Skills
Business Objects, Business Intelligence, Financial Modeling, Strategic Planning, Financial Analysis, Process Improvement, Business Analysis, Cognos, Project Management, Analysis, Strategy, Forecasting, Software Implementation, P&L Management, Management, Business Process, Integration
Education
American University - Kogod School of Business
MBA, Finance
University of Florida
Bachelor of Science (BS), Finance, General
Impact Enrollment Solutions September 2011 - Present
Connextions August 2010 - October 2010
H&R Block December 2008 - April 2009
New York Life Insurance September 2008 - March 2009
New York Stock Exchange January 2000 - September 2005
Skills
Insurance, Customer Service, Financial Reporting, Microsoft Excel
Education
Dover Business College 2007 — 2008
Diploma, Computerized Accounting
Borough of Manhattan Community College 1983 — 1986
Business Marketing
JPMorgan Chase May 2014 - Present
Citigroup August 2009 - May 2014
Citigroup September 2006 - December 2008
Citigroup March 2006 - December 2008
Goldman Sachs January 2005 - March 2006
Citigroup October 2000 - January 2005
Gruntal & Co. 1998 - 2000
PaineWebber 1996 - 2000
New York Stock Exchange 1989 - 1996
Skills
Securities, Strategy, Management, Fixed Income, Securities Regulation, Operational Risk..., Investments, Series 7, Training, Risk Management, Project Management, Compliance, AML, Capital Markets, FINRA, Legal Compliance, Policy, Financial Services, Financial Regulation, Investment Advisory, Equities, Mutual Funds, Financial Risk, Corporate Governance, Team Leadership, Anti Money Laundering
Education
University of Leeds 1973 — 1974
Bachelor of Arts (B.A.)
Brooklyn Law School
JD
City University of New York-Queens College
BA
Oracle April 2012 - Present
Northern Trust November 2008 - May 2012
Accenture LLC July 2007 - September 2008
RK Management Consultants August 2001 - July 2007
Havi Global Solutions- McDonalds November 2006 - June 2007
Fidelity November 2005 - October 2006
New York Stock Exchange July 2005 - October 2005
Chicago Board of Trade March 2005 - June 2005
Northwestern Mutual February 2003 - March 2005
Sun Microsystems December 2001 - January 2003
Skills
Capacity Planning, Linux, Server Consolidation, High Availability, Servers, Cluster, Enterprise Architecture, Solution Architecture, Disaster Recovery, Unix, Virtualization, Data Center, VMware, Oracle, Pre-sales, Infrastructure, PMP, Cloud Computing, Operating Systems, Architecture, Solaris, Storage, ITIL, Databases, Performance Tuning, IT Management, Integration, SAN, Security, System Administration, Enterprise Software, Storage Area Networks, Architectures, AIX
Education
University of Engineering and Technology, Lahore 1995 — 1997
BE, Mechanical
The University of Lahore 1993 — 1995
MBA, Marketing
Northeastern Illinois University
MSC, Computer Science
Cozen O'Connor April 2014 - Present
Care for the Homeless 2007 - Present
Fried Frank 2011 - April 2014
FINRA January 1993 - June 2011
New York Stock Exchange 1993 - 2007
Stroock and Stroock and Lavan 1984 - 1993
Skills
Securities Regulation, Securities, Litigation, FCPA, Securities Litigation, Internal Investigations, Corporate Governance, FINRA, Commercial Litigation, Arbitration, SEC, Legal Research, Corporate Law, Broker-Dealer, Legal Writing, Civil Litigation, Litigation Management, Mediation, Dodd-Frank, Licensing
Education
New York University School of Law 1981 — 1984
JD
Binghamton University 1977 — 1981
BA, Political Science
New York Stock Exchange January 2015 - July 2015
New York Stock Exchange September 2010 - March 2015
Cowen and Company February 2007 - June 2010
Cowen and Company July 2006 - March 2007
Cowen and Company November 2002 - June 2006
Cowen and Company February 2000 - October 2002
J.P. Morgan February 1997 - January 2000
Skills
Valuation, Financial Structuring, Strategic Planning, Capital Markets, IPO, Alternative Investments, Private Placements, Private Equity, Mergers & Acquisitions, Financial Markets, Investor Relations, Equity Capital Markets, Finance, Investment Banking
Education
Harvard Business School 1991 — 1993
MBA
Thomas J Watson Fellowship 1988 — 1989
Drought's impact on subsistence farmers
Davidson College 1984 — 1988
BA, Economics
SRA International August 2015 - Present
SRA International August 2013 - August 2015
TeleHealth Services November 2012 - August 2013
inMotionNow February 2012 - October 2012
Ward and Smith, P.A. January 2011 - January 2012
Mansfield University of Pennsylvania August 2008 - December 2010
ENSCO April 2010 - August 2010
University, Library Information Systems August 2009 - December 2009
University, Library Science Masters Department May 2009 - August 2009
New York Stock Exchange March 2007 - December 2007
Skills
SQL, Microsoft SQL Server, JavaScript, Visual Studio, Visual Basic, HTML, C#, Java, C++, Database Administration, ASP.NET, SAS programming, jQuery, Linux
Education
University of Phoenix 2013 — 2015
Master of Business Administration (MBA), 3.89
University of Phoenix 2011 — 2013
Masters, Information Systems, 3.85
Mansfield University of Pennsylvania 2008 — 2010
BS, Computer Information Systems
Borough of Manhattan Community College 2007 — 2008
Computer
Bernstein Litowitz Berger & Grossmann LLP September 2010 - Present
New York Stock Exchange January 2010 - April 2010
Brooklyn Law School May 2009 - April 2010
Bingham McCutchen LLP May 2009 - July 2009
Eastern District of New York August 2008 - November 2008
Kings County District Attorney's Office May 2008 - August 2008
King & Spalding LLP March 2006 - July 2007
Skills
Litigation, Civil Litigation, Securities Regulation, Securities Litigation, Class Actions, Corporate Governance, Appeals, Corporate Law, Commercial Litigation, Legal Research, Trials
Education
Brooklyn Law School 2007 — 2010
Juris Doctor, magna cum laude, (focus on securities, bankruptcy, products liability)
Indiana University Bloomington 2003 — 2005
Masters of Music, Vocal Performance/Opera
Skidmore College 1999 — 2003
Bachelor of Arts, Music
Joanne Rogovin, Leadership Coaching & Consulting July 2010 - Present
Joanne Rogovin Consulting July 2007 - Present
CSSR 2006 - 2009
IBM July 1997 - December 2005
Kidder Peabody 1988 - 2002
New York Stock Exchange 1985 - 1988
European American Bank 1980 - 1982
Skills
Leadership Development, Change Management, Organizational..., Coaching, Executive Coaching, Leadership, Organizational..., Management Consulting, Governance, Strategy, Organizational Design, Strategic Planning, Non-profits, Performance Management, Strategic Communications, Start-ups, Workshop Facilitation, Program Management, Talent Management, Business Development, Performance Improvement, Entrepreneurship, Business Transformation, Strategic Thinking, Business Strategy, Analysis, Culture Change, Business Planning, Business Process..., Outsourcing, Consulting, Training, Recruiting, Project Planning, Management Development, Executive Management, Team Leadership, Employee Engagement, Succession Planning, Team Building, Management, Nonprofits, Instructional Design, Career Development, Training Delivery, Human Resources, Personnel Management, Policy, Staff Development, Employee Training
Education
Boston University
BA Political Science, History & Political Science
Boston University
MS Communications, Communications & Broadcasting
Yeshiva University
MSW, Psychology and Clinical Social Work
The Salvation Army 2010 - Present
Williams-Bono Associates January 2008 - Present
New York Stock Exchange September 2008 - November 2008
American Stock Exchange 1977 - 2008
Skills
Capital Markets, Leadership, Securities, Budgets, Corporate Governance, Equities, Financial Analysis, Finance, Project Planning, Financial Services, Regulations, Team Building, Management, Mergers & Acquisitions
Education
Columbia University - Columbia Business School 1971 — 1973
MBA, Finance and Marketing
Rutgers University-New Brunswick 1964 — 1968
BA, Economics
Hackensack High School
J.P. Morgan October 2007 - Present
New York Stock Exchange February 2000 - October 2007
New York Stock Exchange July 1998 - February 2000
New York Stock Exchange November 1994 - July 1998
Shearson Lehman Brothers August 1991 - November 1994
Skills
Banking, Leadership, Microsoft Office, Microsoft Word, PowerPoint, Equity Research, Regulatory Compliance
Education
New York University
Diploma in Paralegal Studies, Legal Assistant/Paralegal
Pensacola Christian College
Bachelor's Degree, Business Administration and Management, General
Columbia University in the City of New York
Certificate - Managing Information Systems, Management Information Systems, General
Savvis June 2010 - Present
Deutsche Bank October 2008 - Present
Hewlett Packard (HP) / DoITT October 2006 - December 2009
Credit Suisse June 2005 - October 2006
New York Stock Exchange April 2001 - April 2004
Ove Arup & Partners USA Ltd January 1998 - January 2001
EJ Electric Installation Co. January 1995 - January 1998
Education
Polytechnic Institute of New York University NYU-Poly 2001 — 2003
MS, Engineering -Telecommunications
City University of New York 1991 — 1995
Bachelors, Electrical Engineering
Curtis High School 1988 — 1991
high school diploma
Sidney Turner, LLC May 1978 - Present
O'Donnell & Gartner 1976 - 1978
New York Stock Exchange 1972 - 1976
Grumman Aerospace 1966 - 1972
Skills
Commercial Litigation, Bankruptcy, Chapter 11, Business Transactions, Corporate Law, Asset Protection, Appeals, Corporations, Succession Planning, Legal Research, Estate Planning, Business Formation, Restructuring
Education
Fordham University School of Law
JD
Adelphi University
MBA, Finance
New York University 1961 — 1965
BS, Economics
Newman & Morrison LLP April 2011 - Present
National Investment Banking Association January 2010 - Present
Guzov Ofsink, LLC June 2005 - March 2011
Bondy & Schloss LLP April 1997 - June 2005
New York Stock Exchange 1972 - 1974
New York State Attorney General 1968 - 1972
Skills
Mergers & Acquisitions, Reverse Mergers, Private Equity, Private Placements, Securities, Securities Regulation, Corporate Law, Investment Banking, IPO, Venture Financing, SEC, Venture Capital, Financial Advisory, Corporate Development, Investor Relations, Capital Markets, Due Diligence, Securities Offerings, Public Companies, Joint Ventures, Equities, Mergers, Capital, Equity Capital Markets, Emerging Growth..., Restructuring, Funding, Divestitures, Financial Structuring, Capital Raising, M&A experience
Education
Brooklyn Law School 1965 — 1968
JD
Louisiana State University 1961 — 1965
B.S. in Business Administration
I AM BLUE-COLLAR July 2014 - Present
72andSunny December 2014 - May 2015
Wieden + Kennedy July 2014 - November 2014
Wieden + Kennedy September 2011 - June 2014
McCann Erickson April 2006 - September 2011
SPORTSBRANDEDMEDIA INC. October 2005 - March 2006
IDG Entertainment September 2004 - September 2005
New York Stock Exchange May 2003 - August 2004
MindShare July 2000 - July 2002
Skills
Management, Digital Strategy, Interactive Advertising, Creative Strategy, Digital Marketing, Marketing, Advertising, Integrated Marketing, Interactive Marketing, Copywriting, Online Advertising
Education
Albright College 1997 — 2000
Bachelor of Science (BS), Marketing
Bat Conservation International February 2013 - Present
CIT January 2015 - Present
CIT January 2011 - December 2014
daniellegustafson.com January 2010 - November 2010
The Bronx Defenders July 2010 - September 2010
dotbox May 2010 - July 2010
Altruista Health April 2010 - April 2010
SUNY Levin Institute 2010 - 2010
New York Stock Exchange (NYSE Euronext) 2007 - 2009
New York Stock Exchange 2001 - 2006
Skills
Digital Strategy, Digital Marketing, Digital Branding, Innovation, Brand Innovation, Social Media, Corporate Social..., Social Media Marketing, Cross-functional Team..., Team Building, Social Marketing, Metrics, Digital Engagement, Integrated Marketing, Strategic Thinking, SEO, Marketing, Web Analytics, User Experience, Analytics, Strategic Communications, Blogging, Strategy, Corporate Communications, Digital Media, Management, Marketing Communications, Program Management, New Media, Brand Development, Leadership, Creative Direction, E-commerce, Content Strategy, Interactive Marketing, Online Marketing, B2B, SEM, Strategic Partnerships, Email Marketing, Mobile Marketing
Education
California Institute of the Arts
MFA, Photography
University of California, Santa Cruz
BA, Art, Art History, Economics
Financial Industry Regulatory Authority September 2011 - Present
Financial Industry Regulatory Authority October 2007 - 2011
New York Stock Exchange August 2006 - October 2007
New York Stock Exchange November 2004 - August 2006
New York Stock Exchange July 1998 - August 2006
Skills
Securities, AML, Financial Analysis, Management, Auditing, Microsoft Word, Equities, Data Analysis, FINRA, Mutual Funds, Investments, Fixed Income, PowerPoint, Internal Audit, Risk Management, Finance, Investment Banking, Financial Markets, Capital Markets, Financial Reporting, Project Management, Due Diligence, Corporate Governance, Financial Services, Microsoft Office, Risk Assessment, Corporate Finance, Securities Regulation, Microsoft Excel, Financial Risk
Education
Baruch College, City University of New York (CUNY) 1994 — 1998
BBA, Finance & Investments /Accounting
Self-employed 2011 - 2014
New York Stock Exchange 1989 - 1992
Education
Boston University
Certificate in Fundraising and Development
University of Delaware
Bachelor of Arts (B.A.), Psychology
Boston Medical Center (BMC) April 2015 - Present
Liberty Mutual Insurance October 2014 - March 2015
Havas Media January 2014 - January 2014
Sample6 June 2013 - August 2013
New York Stock Exchange January 2013 - 2013
Triangle Petroleum Corporation June 2012 - August 2012
Skills
Marketing, Blogging, Social Media, People Skills, Microsoft Excel, Organization, Writing, Editing, PowerPoint, Advertising, HubSpot, WordPress, Market Research, Adobe Photoshop, SEO, Marketing Analytics, Web Design, Microsoft Office, Salesforce.com, Digital Photography, Google Adwords, Google Analytics, Social Media Marketing
Education
Colgate University 2010 — 2014
Bachelor of Arts (B.A.), Psychology
National University of Ireland, Galway 2012 — 2012
Study Abroad
UnCommon Human Resources March 2009 - Present
Ironwood Global, LLC March 2011 - January 2013
NYSE Euronext 1986 - 2008
NYSE Group 2006 - 2007
New York Stock Exchange 1986 - 2005
RCA Records 1984 - 1987
The Hertz Corporation 1976 - 1984
Skills
Chief Human Resources..., Talent Management, Cultural Transformation, Strategic HR, Diversity, HR for Start-ups, Mergers, Compensation and..., HR Audits, Board Relationships, Employee Relations, Performance Management, Ethics, Board of Director..., Human Resources, Deferred Compensation, Succession Planning, Organizational..., Personnel Management, Mergers & Acquisitions, Talent Acquisition, Board of Directors, Employee Benefits, Executive Pay, Executive Search, Leadership, Labor Relations, Leadership Development, Start-ups, Strategic Planning, HRIS, Strategic Partnerships, Management, Culture Change, Recruiting, Consulting, Program Management, Organizational Design, Business Process..., Organizational..., Training, Executive Coaching, Human Capital, Career Development, Onboarding, Restructuring, Employee Engagement
Education
Cornell University 1972 — 1976
BS, ILR
New York Stock Exchange Core Support EngineerAlfrescoJuly 2014 - Present
Actiance January 2011 - September 2014
Official Business, LLC January 2007 - January 2008
Skills
Windows, Cloud Computing, Project Management, Agile Methodologies, MySQL, Linux, Microsoft SQL Server, Enterprise Architecture, XML, IT Strategy, Team Building, Integration, SaaS, .NET
Education
Chattahoochee Technical College Technical College
Associate's degree, CIS- Networking Specialist
Chattahoochee Technical College 2009 — 2011
Completed Cisco Academy, Computer and Information Sciences, General
Hogan Lovells April 2015 - Present
JPMorgan Chase July 2012 - April 2015
Jaffe and Asher, LLP February 2003 - June 2012
Stuart D. Meissner, LLC February 2002 - June 2002
New York Stock Exchange September 2001 - January 2002
Skills
Commercial Litigation, Litigation, Bankruptcy, Due Diligence, Real Estate, Contract Negotiation, Negotiation, Civil Litigation, Microsoft Excel, Strategic Planning, Legal Research, Arbitration, Mediation, Real Estate Transactions, Hearings, Courts, Legal Writing, Legal Issues, Management, Depositions, Trials, Legal Assistance, Corporate Law, Appeals
Education
Brooklyn Law School 2000 — 2002
Doctor of Law (JD), Law
Brooklyn Law School 2000 — 2002
Juris Doctor
The John Marshall Law School 1999 — 2000
The John Marshall Law School 1999 — 2000
Juris Doctor
Hunter College, the City University of New York 1991 — 1996
Bachelor of Arts, Political Science
Gamsin Communications Consulting January 2011 - Present
MasterCard Worldwide 1999 - 2010
Merrill Lynch 1997 - 1998
SmithKline Beecham 1992 - 1996
Muriel Siebert & Co. 1991 - 1992
New York Stock Exchange 1982 - 1991
Various Publications 1971 - 1982
Skills
Strategic Communications, Media Relations, Public Speaking, Editing, Corporate Communications, Thought Leadership, Investor Relations, Internal Communications, Crisis Communications, Public Relations, Strategic Planning, Publicity, Program Management, Blogging, Marketing Communications, Reputation Management, Speech Writing, Strategy, Marketing Strategy, Communication Training, Messaging, Communications Planning, Crisis Management, Leadership, Integrated Marketing, Social Media, Public Affairs, Spokesperson, Journalism, Message Development, Marketing, Entrepreneurship, Public Policy, International Relations, Management, Sponsorship, Press Releases, Mergers & Acquisitions, Leadership Development, Corporate Social..., Strategic Partnerships, Newsletters, Corporate Branding, Brand Development, New Media, Copywriting, Content Development, Editorial, Policy Analysis, Writing
Education
Boston University 1967 — 1971
BS, College of Communications, Journalism, photography
Professional Education
Bachelor of Science, Journalism, photography
Risk management January 2010 - Present
Opus Casino March 2011 - October 2011
Robert Half Finance & Accounting August 2006 - April 2010
WABILITY 2010 - 2010
New York Stock Exchange April 2008 - April 2009
Macquarie Bank March 2007 - February 2008
Skills
Strategic Financial..., Accounting, Great Plains Software, Financial Reporting, Financial Analysis, Budgets, Financial Modeling
Education
Baruch College, City University of New York (CUNY) 2005 — 2008
MBA, Finance
Alexandria University
Bachelor of Arts, Accounting
GrayMatters Marketing LLC January 2003 - Present
The Guild Group September 1997 - January 2003
Gray Lifestyle Marketing January 1990 - September 1997
World Gold Council September 1986 - December 1990
New York Stock Exchange November 1985 - September 1986
Warner Amex Cable Communications September 1982 - November 1985
Richardson-Vicks, Inc May 1980 - September 1982
Procter & Gamble 1977 - 1980
Skills
Marketing Strategy, Strategic Planning, Market Research, Customer Insight, Marketing Research, Product Development, Marketing Communications, Business Strategy, Advertising, Marketing, Social Media, Project Management, Research, New Business Development, Competitive Analysis, Market Planning, Brand Management, Strategy, Integrated Marketing, Product Management, Management, Public Relations
Education
Columbia University - Columbia Business School 1975 — 1977
MBA, Marketing and Finance
Howard University 1968 — 1972
BA, Marketing & Economics
Gesher Summer Camp June 2002 - Present
Gesher Summer Camp 2002 - Present
ProjectEye Inc. 2001 - 2010
AT&T Wireless April 1997 - February 2001
New York Stock Exchange April 1995 - April 1997
Moody's Investors Service April 1992 - April 1995
Skills
Community Outreach, Event Planning, Public Speaking, Social Media, Nonprofits, Microsoft Office, Fundraising, Leadership, Marketing, Teaching, Program Development, Volunteer Management, Social Networking, Event Management, Social Media Marketing, Leadership Development, Financial Services
Education
Binghamton University 1985 — 1989
BS, Management & Marketing
RKA Inc. May 2006 - Present
New York Stock Exchange August 2004 - April 2006
RKA Inc. September 2002 - August 2004
Enterprise Technology Corporation September 1993 - September 2002
Highbridge Capital Management June 1990 - June 1993
Dubin & Swieca Capital Management January 1988 - June 1993
RKA Inc. January 1988 - June 1990
Nomura Research Institute November 1986 - January 1988
TCAM Systems Inc. July 1983 - November 1986
Skills
Electronic Trading, Trading Systems, Trading Technology, Financial Technology, Capital Markets, Securities, Market Structure, Alternative Investments, Low Latency, Hedge Funds, Derivatives, Quant, Trade Execution, Financial Markets, Smart Order Routing, Liquidity, New Business Development, Public Speaking, Client Relationship..., Developing Client..., Due Diligence, Media Relations, Public Relations, Conference Presentations, Conference Speaking, Vendor Relations, Vendor Management, IT Management, Management Consulting, Expert Witness, Published Author, Lecturing, Stock Exchange, Technology Investment, Trading, Bonds, Strategy, Portfolio Management, Financial Services, Quantitative Investing, Mutual Funds, Equities, Trading Strategies, Asset Management, CRM, Fixed Income, FINRA
Education
Columbia University - Columbia Business School 1981 — 1983
MBA, Finance, Marketing, International Business
Stony Brook University 1976 — 1980
BA, MA, Political Science
The Fund for Babson September 2013 - Present
New York Stock Exchange June 2015 - August 2015
Dealogic May 2014 - August 2014
These Guys May 2013 - May 2014
Kumon August 2011 - August 2013
Skills
Entrepreneurship, Public Speaking, Social Media, Social Networking, Teaching, Teamwork, Leadership, Research, Event Planning, Facebook, Microsoft Excel, Microsoft Office
Education
Babson College 2013 — 2017
East China Normal University 2015 — 2015
Study Abroad, Business, Language, Culture
Montclair Kimberley Academy 2009 — 2013
Johnson & Johnson May 2013 - Present
McElroy, Deutsch, Mulvaney & Carpenter, LLP September 2006 - May 2013
Superior Court of New Jersey September 2005 - September 2006
Chasan Leyner & Lamparello, PC New York Stock Exchange 2004 - 2005
New York Stock Exchange January 2004 - May 2004
Skills
Employee Relations, Labor Relations, Employment Law, Collective Bargaining, Arbitration, Class Actions, Discrimination, Trade Secrets, Retaliation, Investigations, Risk Management, Non-compete Agreements, Employee Engagement, Supply Chain, Severance, Performance Management, Training, FLSA, Human Resources, Whistleblower, Restrictive Covenants, Civil Rights Law, Jury Trials, Non-compete Litigation, Civil Litigation, Mediation, Appeals, Alternative Dispute..., Legal Writing, Legal Research, Courts, Trials, Employment..., Employment Contracts, Commercial Litigation, Litigation, Westlaw, Trial Practice, Dispute Resolution, Negotiation, Leadership, Corporate Sustainability, Management, Talent Management, Workforce Planning, Policy, Corporate Law, Strategy, Employee Handbooks, Change Management
Education
Seton Hall Law School 2002 — 2005
Juris Doctor (J.D.), Employment, Securities, Civil Rights, Contracts, Business, Immigration & Human Rights
Boston College 1998 — 2002
Bachelor’s Degree, History
King's College London 2000 — 2000
International Study, European History, War Studies
Mendham High School 1994 — 1998
High School Diploma, Honors curriculum
Kennedy Berg LLP 2014 - Present
New York State Attorney General's Office 2012 - 2014
Center for Appellate Litigation 2012 - 2012
Richards Kibbe & Orbe LLP 2011 - 2011
Criminal Defense Clinic 2010 - 2011
Richards Kibbe & Orbe LLP 2010 - 2010
New York Stock Exchange 2010 - 2010
Supreme Court of the State of New York 2009 - 2009
Richards Kibbe & Orbe LLP 2006 - 2008
Skills
Litigation, Commercial Litigation, Appellate Litigation, Appellate Advocacy, White Collar Criminal..., Securities Regulation, Financial Regulation, Prosecution, Criminal Defense, Civil Litigation, Complex Litigation, Legal Research, Trials, Legal Assistance, Westlaw
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2008 — 2011
J.D., Concentration in Litigation
Vassar College 2002 — 2006
B.A., Political Science, Economics
ITT Technical School Graduate December 2013 - June 2015
Benjamin Moore & Co. May 2010 - November 2010
New York Stock Exchange 2005 - 2010
Skills
Remote Administration, Active Directory..., Microsoft Operating..., Information Security, Penetration Testing, DHCP, OS Virtualization, Command Prompt, OSI Model, TCP/IP, Malware Analysis, Group Policy, DNS Server, Linux System..., Access Control, Intrusion Detection, Cisco Routers, Wireshark, IPv4, Cisco Wireless, Web Design, Flash, Graphic Design, InDesign, CSS, Photoshop, Illustrator, SEO, Adobe Creative Suite, jQuery, WordPress, Firebug, Adobe Acrobat, Email Marketing, CSS3, Mac OS X, Fireshot, Adobe Fireworks, Computer Hardware, Google Analytics, Information Architecture, Mobile Applications, User Experience, Networking, Active Directory, Firewalls, Operating Systems, Security, Servers, Windows 7
Education
ITT Technical Institute - Marlton, NJ 2013 — 2015
Associate’s Degree, Computer Systems Networking and Telecommunications, 3.8 GPA
Art Institute of Pittsburgh 2007 — 2009
Certification, Web Design, Graphics and Site Development, 3.8
Rowan University 1996 — 1999
BA, English Literature
The King's College October 2014 - Present
The Gospel Coalition September 2013 - Present
The Park Forum April 2009 - October 2014
Simpson Thacher & Bartlett LLP May 2008 - August 2008
New York Stock Exchange July 2004 - May 2006
U.S. Department of State January 2004 - July 2004
Skills
Public Speaking, Nonprofits, Social Media, Event Planning, Fundraising, Community Outreach, Research, Editing, Strategic Planning, Leadership, Public Diplomacy, Due Diligence, Public Affairs, Non-profits, Public Policy, Strategic Communications, International Relations, Mergers & Acquisitions, Private Equity, Investments, Policy Analysis, Strategy
Education
Columbia University School of Law 2007 — 2009
JD
The George Washington University 1999 — 2002
M.A., International Affairs
Baylor University 1995 — 1999
B.A., Spanish; International Studies
New York Stock Exchange 2005 - 2008
Skills
Financial Analysis, Credit Risk, Finance, Portfolio Management, Customer Service, Financial Risk, Risk Management, Analysis, Banking, Credit, Microsoft Office, Management, Public Speaking, Leadership, Training, Research, Strategic Planning
Education
The Chicago School of Professional Psychology at Washington DC
Doctor of Philosophy (PhD) Business Psychology, Industrial and Organizational Psychology
Amberton University
Masters of Science, Human Relations & Business
Bishop O'dowd
Clark Atlanta University
Bachelor of Arts (B.A.), Accounting and Finance
PwC September 2013 - Present
New York Stock Exchange October 2012 - September 2013
Cintas Corporation July 2006 - June 2011
Skills
Sales, Internal Controls, Accounting, Customer Service, Finance, Sales Management, Financial Analysis, Portfolio Management, Operations Management, Customer Retention, Customer Acquisition, QuickBooks, Microsoft Word, Time Management, Plant Management, GRC, SOX 404, SOX Compliancy, Internal Audit, Financial Accounting, Sarbanes-Oxley Act, Auditing, Financial Reporting, Management, Microsoft Excel, PowerPoint, Risk Management, Microsoft Office
Education
Villanova University 2002 — 2006
BS, Economics, International Business
Baruch College, City University of New York (CUNY)
Master of Science (MS), Accounting
Intercontinental Exchange November 2013 - Present
New York Stock Exchange September 2007 - Present
Solution Tactix, Inc. August 2000 - September 2007
Sage Software December 1997 - August 2000
AlliedSignal Aerospace (Honeywell) June 1995 - December 1997
Skills
SDLC, Market Data, Business Analysis, Cloud Computing, Integration, Microsoft SQL Server, Enterprise Architecture, CRM, Business Intelligence, Requirements Analysis, Enterprise Software, IT Management, SQL, IT Strategy, Agile Methodologies
Education
Arizona State University 1994 — 1995
Master of Science, Decision & Information Systems
Kent State University 1993 — 1994
MBA, Management Information Systems
Kent State University 1989 — 1993
Bachelor of Business Administration, Operations Research (with concentration in Mathematics)
U.S. District Court, District of New Jersey January 2001 - June 2001
Gruntal & Co. September 2000 - December 2000
New York Stock Exchange June 2000 - August 2000
White & Case LLP 1998 - 1999
Bechtel Corporation 1995 - 1996
Skills
Art, Legal Assistance, Legal Writing, Legal Research, Legal Contract Review, Briefs, Fine Art, Appraisals, Translation, Russian Literature, Russian History, Freelance Writing, Speech Writing, Editing, Proofreading, Cataloging, Estate Sales, IRS, USPAP, Civil Litigation, Public Speaking, Litigation, Management, Nonprofits, Research, Sales, Event Planning, Strategic Planning
Education
New York University 2014 — 2014
Certificate in Appraisal Studies in Fine and Decorative Arts, Art Appraisal Studies, A-
Benjamin N. Cardozo School of Law, Yeshiva University 1999 — 2002
J.D.
The University of Texas at Austin 1994 — 1998
B.A., Russian and East-European Studies, Economics
Net@Work June 2013 - Present
Infinity Info Systems Corp December 2010 - June 2013
New York Stock Exchange November 2007 - December 2010
Bloomberg Inc April 2007 - October 2007
British Petroleum October 2006 - March 2007
IBM Global Services December 2005 - October 2006
KGISL 2004 - 2006
Tesco Engineering Inc March 2004 - September 2005
GlobaleProcure August 2003 - March 2004
Texmo Industries September 1998 - August 2003
Skills
Microsoft SQL Server, .NET, SSRS, Web Services, Software Project..., SQL, Microsoft CRM, WCF, ASP.NET, Business Intelligence, JavaScript, T-SQL, Integration, Requirements Analysis, SharePoint, Solution Architecture, SDLC, Agile Methodologies, Crystal Reports, IIS, XML, Visual Studio, C#, SSIS, Scrum, Dojo, TFS, Ext JS, jQuery, ExtJS, Dynalink, Intelli-CTI..., Saleslogix, Tableau, Dataself, Infor CRM 8.1, WordPress, Python, UML, Databases, Visual Basic
Education
Bharathiar University
B.Sc., Statistics
Karnataka State Open University
M.Sc., IT
Hertz November 2014 - Present
Smart Money Management Group September 2013 - November 2014
Variant Trading Institutional Group November 2012 - July 2013
FBCWPB 2008 - July 2012
William Ryan Group 2004 - 2008
New York Stock Exchange 1997 - 2007
NYFIX, Inc January 2000 - January 2004
Tradeware 2004 - 2004
Citigroup, Inc 1997 - 2000
Ralph Weil Investment Management 1995 - 1997
Skills
Electronic Trading, Trading Systems, Equities, Financial Markets, Hedge Funds, Securities, Bloomberg, Exchange Connectivity, Account Management, Trading, Equity Trading, Options, Series 7, Market Data, Investments, Fixed Income, Financial Services, Asset Managment, Equity Derivatives, Technical Analysis, Portfolio Management, Series 63, Capital Markets, Asset Management, Electronic Trading..., Private Equity, ETFs, Investment Banking, FX Options, Prime Brokerage, Alternative Investments, Bonds, Derivatives, Equity Research, Low Latency, FINRA, Back Office, Credit Derivatives, Middle Office, Commodity, Swaps, Settlement, Series 24, Mutual Funds, Proprietary Trading
Education
Alfred University 1991 — 1995
Finance, Accounting, Marketing, Management Information Systems
Alfred University 1991 — 1995
BS, Finance
New York Stock Exchange November 1996 - Present
ROCKEFELLER CENTER MANAGEMENT CORP 1992 - 1996
WESTPAC BUILDING CORP 1988 - 1991
Skills
Security, Security Management, Federal Government, Private Sector, Liability..., Facility Protection, Security Training, Strategic Planning, Customer Service, Access Control, Corporate Security, Security Operations, Microsoft Excel, Training, Physical Security, Executive Protection, Employee Training, Team Leadership, First Aid, Enforcement, Personal Protection, Surveillance, Crime Analysis, Risk Analysis, Crisis Control, Emergency Management, Restraint Procedures, Microsoft Office, Law Enforcement
Education
John Jay College of Criminal Justice
VIP Protection
Time Inc. December 2013 - March 2015
New York Stock Exchange January 2012 - December 2013
Time Inc. October 2010 - December 2011
Razorfish July 2010 - October 2010
Ketchum Public Relations April 2010 - July 2010
BPD Advertising January 2010 - April 2010
DatanetPro, LLC March 2009 - December 2009
PriceWheels, LLC April 2008 - March 2009
Sproutloud Media Networks, LLC May 2007 - April 2008
ArtezioMinsk, Belarus September 2006 - April 2007
Skills
jQuery, AJAX, JavaScript, MySQL, LAMP, XML, CSS, Apache, PHP, Drupal, SQL, Subversion, Web Applications, Java, Web Development, Varnish, Mountain Biking
Education
Belarusian State University 2001 — 2006
Masters, Computer Science
Belarussian State University 2001 — 2006
Masters Degree in Computer Science, Mathematics and Computer Science
Retirement 1.0 October 2005 - June 2015
Khatadin Capitol March 2006 - October 2006
New York Stock Exchange July 1998 - December 2005
D. E. Shaw & Co. July 1988 - July 1998
Skills
Research, Microsoft Excel, Microsoft Office, Grant Writing, Leadership, Program Development, Fundraising
Education
Armstrong State University 1978 — 1980
BA in English, Cum Laude, Minor in Music, English/Theatre/Drama/Music
New York Stock Exchange July 2015 - Present
Redkite LLC (Acquired by LiquidHub in March 2015) February 2015 - June 2015
PwC May 2014 - February 2015
Adobe September 2012 - May 2014
HCL Technologies January 2007 - September 2012
Skills
Salesforce.com, Force.com, Force.com Sites, Apex Programming, Apex Data Loader, Visualforce Pages, Java, Java Enterprise Edition, JavaScript, jQuery, Web Services, Struts, PL/SQL, HTML, Selenium, Servlets, Requirements Analysis, Development Design, Perforce, Github, Tortoise SVN, Eclipse, TestNG, Big Data, Hadoop, Databases, Agile Methodologies, SDLC
Education
Chitkara University 2003 — 2007
Bachelor's Degree, Computer Science
New York Stock Exchange September 2013 - December 2013
The International High School at LAGCC June 2006 - May 2011
Skills
Networking, Troubleshooting, Microsoft Office, Windows, Network Administration, Customer Service, Computer Hardware, Windows 7, Run Book, Windows XP, Windows Vista, Windows 8, Help Desk Support, Printers, Security, Windows Server, Technical Support, Operating Systems, Software Installation, Hardware, Linux, Computer Repair, Computer Deployment
Education
CUNY New York City College of Technology 2011 — 2014
Bachelor of Applied Science (B.A.Sc.), Computer and Information Sciences and Support Services
Fiorello La Guardia Community College 2002 — 2006
Associate of Science (A.S.), Computer Science
Private Ocean Wealth Management, L.L.C January 2008 - Present
College of Business, San Jose State Unniversity January 2003 - Present
ISE 2000 - November 2010
Integrated Financial and Insurance Services 2003 - 2007
The Guardian Life Insurance Company of America 1991 - 2002
Merrill Lynch 1989 - 1991
Barclays Dezoete Wedd Government Securities, Inc. 1988 - 1989
Kidder Peabody 1983 - 1988
New York Stock Exchange 1982 - 1983
Options Clearing Corporation 1982 - 1983
Skills
Investments, Derivatives, Portfolio Management, Equities, Wealth Management, Valuation, Mutual Funds, Strategic Financial..., Finance, Fixed Income, Options, Corporate Finance, Mergers & Acquisitions, Financial Analysis, Financial Reporting, Financial Modeling, Financial Planning, Investment Management
Education
Stanford University
Ph.D., Economics
University of Pittsburgh
M.B.A
Cornell University
M.S., Nuclear Engineering
University of Notre Dame
B.S., Engineering Physics
NASD Registrations
Securities Regulation
Commodity Futures Trading Commission June 2015 - Present
LCH.Clearnet June 2011 - May 2014
LCH.Clearnet LLC April 2013 - January 2014
Options Industry Council December 2006 - June 2011
The Options Clearing Corporation May 2001 - June 2011
New York Stock Exchange September 1995 - May 2001
Commodity Futures Trading Commission June 1991 - June 1995
Commodity Futures Trading Commission August 1993 - December 1993
Commodity Futures Trading Commission April 1987 - May 1991
Commodity Futures Trading Commission October 1990 - March 1991
Skills
Derivatives, Options, Government Relations, Financial Markets
Education
American University, Washington College of Law 1982 — 1984
JD, Law
Dickinson College 1979 — 1980
BA, English
Carnegie Mellon University 1976 — 1978
Capital One February 2014 - Present
Weyerhaeuser November 2012 - January 2014
Sears Outlet Stores, LLC February 2010 - October 2012
World Fuel Services August 2008 - January 2010
New York Stock Exchange November 2006 - July 2008
Charles Schwab August 2004 - October 2006
3Com March 2003 - July 2004
Motorola Solutions July 2001 - February 2003
Skills
Business Analysis, Requirements Analysis, Help Desk Support, SDLC, Data Warehousing, Vendor Management
Education
Bangalore University
Master of Engineering, Computers
New York Stock Exchange June 2015 - Present
JP Morgan April 2008 - June 2015
BAE Systems 2006 - 2007
Skills
Valuation, Finance, Financial Modeling, Investment Banking, Bloomberg, Capital Markets, Financial Analysis, Investments, Corporate Finance, Hedge Funds, Strategy, Equity Derivatives, Series 7, Private Equity, Derivatives, Securities, Series 63, Equities, Data Analysis, Financial Markets, M&A experience, Due Diligence, Emerging Markets, Economics, Mergers & Acquisitions, Equity Valuation, Banking, Mutual Funds
Education
Brown University 2002 — 2006
Bachelors, Business Economics
DCH Auto Group February 2012 - Present
DCH Academy Honda June 2009 - January 2012
Synapse Web Tech December 2008 - May 2009
ImClone Systems, a wholly-owned subsidiary of Eli Lilly and Company 2005 - 2008
New York Stock Exchange August 2007 - December 2007
Skills
Automobile, Sales, Negotiation, Management, Marketing Strategy, Marketing, Coaching
Education
College of Mount Saint Vincent 2005 — 2009
BA, Business, Econ, Math, Computer(IT)
College of Mount Saint Vincent 2005 — 2009
BA, Business Administration, Economics
Orrick, Herrington & Sutcliffe LLP February 2013 - Present
Bingham McCutchen September 2008 - February 2013
New York Stock Exchange June 2006 - January 2007
Education
Fordham Law School 2005 — 2008
J.D.
Boston College 2001 — 2005
BA, History and Communications
Scranton Preparatory School 1997 — 2001
Sidley Austin LLP April 2013 - Present
Bingham McCutchen April 2010 - March 2013
FINRA (Financial Industry Regulatory Authority) July 2007 - April 2010
New York Stock Exchange July 2004 - July 2007
Davis Polk & Wardwell October 1987 - June 2004
Skills
Securities Regulation, Securities Litigation, Enforcement, Corporate Governance, Corporate Law, Securities, Arbitration, FCPA
Education
Brooklyn Law School 1983 — 1986
JD, Summa Cum Laude, Law
Goldberg Segalla LLP June 2012 - Present
Sedgwick Detert Moran & Arnold LLP 2003 - 2005
Simpson Thacher & Bartlett LLP 1999 - 2003
New York Stock Exchange 1997 - 1999
Chief Investigator's Office 1995 - 1997
Simpson Thacher & Bartlett LLP 1988 - 1995
Honorable Anne E. Thompson, U.S.D.J. September 1989 - June 1991
Skills
Litigation, Commercial Litigation, Arbitration, Employment Litigation, Civil Litigation
Education
Harvard Law School 1985 — 1988
J.D., Law
Dartmouth College 1981 — 1985
A.B. 1985, Government/Classics
Snapchat, Inc. August 2015 - Present
Facebook February 2014 - August 2015
DigaForce January 2013 - December 2013
US Army March 2006 - August 2012
The Community Corkboard November 2011 - June 2012
New York Stock Exchange May 2011 - August 2011
P4 Performance Management April 2005 - March 2006
Skills
Entrepreneurship, Strategic Planning, Microsoft Office, Start-ups, Public Speaking, Action Oriented, Capital Raising, Data Mining, Leadership, Strategy, Social Media, Strategic Partnerships, Online Advertising, Social Media Marketing, Leadership Development, Social Networking, Innovation, Sales, Online Marketing, Time Management, PowerPoint, Networking, Military, Marketing, Nonprofits, Fundraising, SEO, Digital Strategy, New Business Development, Team Building, Market Research, Marketing Strategy, Start-up Consulting, Public Relations, Business Development
Education
Bucknell University
Bachelor of Arts, Double Major in Economics and Sociology
Cardinal Gibbons High School
BAYADA Home Health Care February 2015 - Present
Ideal Properties Group January 2012 - January 2015
U.S President's Advisory Council on Financial Capability April 2010 - March 2011
United States Senator Lautenberg’s Office April 2008 - October 2010
York Capital Management June 2007 - July 2007
New York Stock Exchange May 2007 - June 2007
Skills
Human Resources, Recruiting, Sales, Employee Relations, Personnel Selection, Talent Management, Organizational..., Talent Acquisition, Management, Leadership, Sales Trainings, Negotiation, HR Policies, Administration, Interviews, On - board, Staff Development, Employee Training, Onboarding
Education
Cornell University 2015 — 2016
✪ Master Certificate in Human Resources ✪, Human Resources Management/Personnel Administration, General
St. Mary's College of Maryland 2005 — 2009
Bachelor's Degree, Political Science and Government
Financial Industry Regulatory Authority August 2007 - Present
New York Stock Exchange May 1999 - August 2007
Graubard Miller January 1999 - May 1999
Singer Frumento LLP September 1995 - January 1999
Skills
Securities Regulation, Financial Regulation, SEC, Securities, Corporate Governance, Securities Litigation, AML, FINRA, Capital Markets, Litigation, Corporate Law, Legal Compliance, FCPA, Arbitration, Dodd-Frank
Education
Brooklyn Law School 1993 — 1996
New York Stock Exchange Mar 2016 — Present
Skills
Derivatives, Bloomberg, Fixed Income, Options, Swaps, Investments, Portfolio Management, Financial Reporting, Fund Accounting, Hedge Funds, Product Management, Agile Application...
Education
Boston University - School of Management 2005 — 2007
MBA, Finance
Deutsche Bank August 2010 - Present
Kaplan Fox & Kilsheimer LLP May 2009 - February 2010
Lowenstein Sandler PC May 2006 - December 2008
Kramer Levin Naftalis & Frankel LLP March 2006 - April 2006
New York Stock Exchange September 2004 - December 2004
Mandel & Mandel LLP May 2004 - August 2004
Seeger Weiss LLP October 2002 - May 2003
Morgan Stanley May 2001 - May 2002
Skills
Corporate Law, Mergers, Hedge Funds, Derivatives, ISDA, Prime Brokerage, Private Equity, Portfolio Management, Dodd-Frank, Swaps, Financial Regulation, Securities Regulation, Legal Writing, Securities
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2003 — 2006
JD, Law
Rutgers University-New Brunswick 1998 — 2002
BA, Economics
Freelance 2000 - Present
ASME (The American Society of Mechanical Engineers) 2012 - Present
New York Stock Exchange 2010 - 2011
Fuse TV 2009 - June 2010
Entertainment Weekly December 2006 - December 2008
Spin Magazine 2002 - 2005
CMJ 2000 - 2002
Details Magazine 1998 - 2000
Skills
Content Strategy, Pop Culture, Content Development, New Media, Copy Editing, Editorial, Digital Media, Journalism, Blogging, Feature Articles, Editing, Video, Magazines, Storytelling
Education
Columbia University - Graduate School of Journalism 2005 — 2006
Master of Arts
State University of New York at Binghamton
BA
Stuyvesant High School
High School
Deutsche Bank August 2006 - Present
Goldman Sachs Asset Management May 2004 - August 2006
New York Stock Exchange May 2001 - May 2004
Wilentz Goldman & Spitzer 1999 - 2001
Skills
Investment Banking
Education
Binghamton University - School of Management 1997 — 1999
BA
State University of New York College at Oneonta 1996 — 1997
Elmira College 1994 — 1996
Crédit Agricole CIB March 2015 - Present
Crédit Agricole Corporate and Investment Bank April 2008 - March 2015
The American Stock Exchange January 2005 - April 2008
Winget, Spadafora & Schwartzberg, LLP September 2002 - January 2005
Office of the New York State Attorney General January 2002 - April 2002
New York Stock Exchange January 2001 - August 2001
Congressman Joseph P. Kennedy II 1997 - 1998
Skills
Securities, SEC, Securities Regulation, Litigation, Derivatives, Legal Research, Hedge Funds, Equities, Banking, Investments, Dodd-Frank, Bank Holding Company Act
Education
Brooklyn Law School 1999 — 2002
JD
Georgetown University 1995 — 1999
Bachelor of Arts, Political Science
NYSE Euronext 1999 - Present
New York Stock Exchange 1987 - 1999
Education
New York University School of Law 1981 — 1984
J.D., Law
University of Pennsylvania 1980 — 1981
Public Policy Analysis
Washington University in St. Louis 1977 — 1979
B.A., Economics
Austin College 1975 — 1977
Chemistry
PICS Auditing, LLC April 2014 - Present
Mylife.com January 2013 - April 2014
CityGrid Media (IAC) July 2008 - December 2012
Fox Interactive Media January 2008 - July 2008
Capital Group July 2005 - December 2007
Wipro Technologies December 2002 - December 2007
New York Stock Exchange May 2003 - June 2005
Siri Technologies May 1999 - December 2002
Skills
Spring, JSP, Java Enterprise Edition, Hibernate, JUnit, jQuery, SQL, Hudson, Maven2, Web Services, Web Applications, Servlets, JPA, Software Design, User Interface Design, Agile Methodologies, Agile Project Management, Scrum, MyBatis, Spring Webflow, J2EE Application..., MongoDB, OOAD, Tomcat, Web Logic, Weblogic, Python, Algorithms, Data Structures, Code Review, Rally, Jenkins, Databases, Oracle, Hadoop, XML, MySQL, SOAP, AJAX, Spring Framework, Maven
Education
University of California, Irvine 2011 — 2011
MGMT, Management and Leadership for Engineering and Technical Professionals
Sam Higginbotom Institute of Agriculture, Technology & Sciences 2002 — 2004
M.Tech, Information Technology
Acharya Nagarjuna Vishwavidhyalayamu 1995 — 1997
Master of Science
Nagajuna Residential College 1990 — 1992
Mathematics
SNG
DSM CAPITAL PARTNERS LLC January 2011 - Present
FAMILY MANAGEMENT CORPORATION March 2005 - January 2011
CREDIT SUISSE ASSET MANAGEMENT July 2000 - March 2005
GOLDMAN SACHS ASSET MANAGEMENT July 1999 - July 2000
OPPENHEIMER & CO. October 1996 - July 1999
NEW YORK STOCK EXCHANGE September 1994 - October 1996
Skills
Securities, Hedge Funds, Corporate Governance, Equities, Investment Management, Risk Management, Fixed Income, Due Diligence, Investments, Alternative Investments, Broker-Dealer, Securities Regulation, AML, Series 7, Series 24, Series 4, Private Placements, Mutual Funds, Private Equity, Asset Managment, Derivatives, Investment Advisory, Capital Markets, Financial Services, Fund Of Funds, Asset Allocation, SEC, Asset Management, FINRA
Education
New York Law School 1994 — 1997
J.D, Finance
Syracuse University - Maxwell School of Citizenship and Public Affairs 1991 — 1993
Bachelors of Arts & Science, International Relations & Psychology
Case Western Reserve University
Guggenheim Partners February 2015 - Present
Barclays Capital September 2011 - Present
TD Bank Group March 2011 - September 2011
NYSE Euronext November 2004 - July 2010
NYSE November 2004 - July 2010
NEW YORK STOCK EXCHANGE November 2004 - July 2010
THE AFFILIATES December 2003 - November 2004
EMI CAPITOL MUSIC April 2003 - November 2003
O'SULLIVAN LLP March 2001 - March 2003
AERWAV January 2002 - February 2003
Skills
Securities, Asset Management, AML, Internal Audit, OFAC, Due Diligence, Policy, Trading, FINRA, Corporate Law, Anti Money Laundering, KYC, Securities Regulation, Equities, Risk Management, Capital Markets
Education
Borough of Manhattan Community College 2006 — 2008
Associate of Arts and Sciences (AAS), Liberal Arts and Sciences/Liberal Studies
BOROUGH OF MANHATTAN COMMUNITY COLLEGENew
ASSOCIATE OF ARTS - LIBERAL ARTS
WASHINGTON LEARNING INSTITUTENew
CERTIFICATE, PARALEGAL STUDIES2004
Financial Industry Regulatory Authority October 2011 - Present
FINRA September 2010 - October 2011
NYSE Euronext August 2007 - September 2010
New York Stock Exchange January 2006 - August 2007
New York Stock Exchange April 2005 - January 2006
New York Stock Exchange June 2003 - April 2005
New York Stock Exchange June 2001 - June 2003
Accenture/JPMorgan 1998 - 1998
Education
New York University - Leonard N. Stern School of Business 2007 — 2010
MBA with Distinction, Management of Technology and Operations; Leadership and Change Management
Bryn Mawr College 1997 — 2001
Religion
Stuyvesant High School
Stuyvesant High School
Citibank September 2010 - Present
Bingham McCutchen September 2004 - September 2010
New York Stock Exchange May 2002 - May 2003
Deutsche Bank August 2001 - May 2003
Skills
Corporate Law, Banking
Education
Brooklyn Law School 2000 — 2004
Pace University 1996 — 2000
BBA, Business Management and Finance
Financial Industry Regulatory Authority (FINRA) 2007 - Present
New York Stock Exchange 2001 - 2007
New York County District Attorney's Office 1991 - 2001
Skills
Trials, Legal Research, Securities Regulation, Litigation, Enforcement
Education
Boston University School of Law
J.D.
Cornell University
B.A., History
Integrated Management Solutions February 1985 - Present
Integrated Investment Solutions June 2005 - Present
Integrated IT Solutions LLC 2012 - Present
Greenfield Partners 1982 - February 1985
S.B. Lewis & Company May 1980 - December 1981
Wm. D. Mayer & Co. 1977 - 1980
New York Stock Exchange 1975 - 1977
Coopers & Lybrand 1974 - 1975
Oppenheim, Appel, Dixon & Co. February 1968 - 1974
Skills
Accounting, Investments, Securities, Compliance, Hedge Funds, Asset Management, Derivatives, Investment Banking, Risk Management, Due Diligence, Equities, Capital Markets
Education
City University of New York-Hunter College 1962 — 1968
Bachelor of Science (BS), Accounting
IBM September 2014 - Present
UBS March 2007 - September 2014
Banc of America Investments June 2005 - March 2007
Greenberg Traurig, LLP August 2003 - June 2005
New York Stock Exchange June 2001 - April 2003
Skills
Litigation, Securities, Arbitration, FINRA, Series 7, Financial Regulation, Securities Regulation, Settlement, Legal Compliance, Banking Law, Capital Markets, Financial Services, Corporate Law, Equities, Investments, Commercial Litigation, Legal Research, Hedge Funds, Due Diligence, Finance
Education
Brooklyn Law School 1999 — 2003
Guilford College
JPMorgan Chase & Co. May 2015 - Present
Standard & Poor's March 2009 - May 2014
Susquehanna International March 2007 - March 2009
Merrill Lynch March 2005 - March 2007
Jefferies & Company July 1992 - March 2005
MidTown Regulatory Group 1995 - 2004
New York Stock Exchange March 1988 - July 1992
Pacific Stock Exchange 1985 - 1988
Philadelphia Stock Exchange 1981 - 1984
Skills
Securities, Equities, Business Networking, Thinking Outside The Box, Trading, Series 7, Fixed Income, Options, FINRA, Loyal, Commodity, Compliance, Stock Exchange, Leadership, Capital Markets, Financial Regulation, Financial Services, AML, Financial Markets, Electronic Trading, Bonds, Bloomberg, Structured Products, Market Data, Hedge Funds, Trading Systems, Structured Finance, Series 24, Prime Brokerage, Finance, Asset Management, Mutual Funds, Risk Management, Equity Trading, Financial Risk, Securities Regulation, Investment Banking, Series 63, Investments, Alternative Investments, ETFs, Securitization, Operational Risk, Investment Advisory, Swaps, Derivatives, Middle Office, Dodd-Frank, Private Equity, ABS
Education
Butler University 1969 — 1973
Wm. Tennent
Fairfield Advisors July 2005 - Present
Kellogg Specialist Group LLC September 2001 - January 2005
New York Stock Exchange 1998 - 2002
Robb Peck McCooey Specialist Corp. May 1992 - January 2001
Skills
Trading, Equities, Hedge Funds
Education
Bucknell University
BSBA, Management
Bank of America Merrill Lynch April 2007 - Present
Morgan Stanley February 2005 - March 2007
Citigroup Global Corporate and Investment Bank May 2003 - February 2005
New York Stock Exchange June 2001 - February 2003
U.S. Department of Justice January 2000 - May 2001
Kings County District Attorneys Office November 1994 - December 1999
Skills
Securities
Education
Brooklyn Law School 1987 — 1994
NYC DCAS April 2015 - Present
Cabot J. Marks LLC October 2014 - March 2015
NYC Dept of Environmental Protection October 2005 - October 2014
NYC Law Dept February 2005 - October 2005
New York Stock Exchange March 2004 - January 2005
Covington and Burling January 2002 - January 2004
Morgan, Lewis & Bockius LLP September 1997 - March 1998
Skills
Renewable Energy, Litigation, Legal Research, Civil Litigation, Legal Writing, Appeals, Commercial Litigation, Westlaw, Intellectual Property, Litigation Support, Administrative Law, Courts, Environmental Law
Education
Brooklyn Law School 2001 — 2001
Awarded Juris Doctorate
Brooklyn Law School 1998 — 2001
Doctor of Law (JD), Making deals
University of Bologna Law School 1999 — 1999
Certificate if EU Corporate Law
St. John's College (MD) 1990 — 1994
BA Liberal Arts, Philosophy with a Minor in History of Mathematics
St Johns College 1989 — 1994
Bachelor of the Arts, Liberal Arts
Sixth Gear Solutions, Corp. June 2008 - October 2008
New York Stock Exchange May 1999 - November 2006
Fidelity Investments November 1993 - May 1999
Nassau Securities Inc. 1993 - October 1993
Tricon U.S.A. 1990 - 1992
Paine Webber Inc. 1987 - 1990
CIGNA Corp. 1985 - 1987
Skills
Analysis, Finance, Management, Accounting, Accounts Payable, Trading, Mergers & Acquisitions, General Ledger, Investments, Mutual Funds, Risk Management, Portfolio Management, Microsoft Excel, Equities, Financial Analysis, Customer Service
Education
Manhattan College
MBA, Finance
College of the Holy Cross
BA, Political Science
Merrill Lynch 2014 - Present
Merrill Lynch 2005 - 2014
FINRA 2002 - 2005
New York Stock Exchange 1997 - 2002
Skills
Series 7, Capital Markets, Securities, Derivatives, Trading, FINRA, Securities Regulation, AML, Options, Hedge Funds, Financial Markets, Equities
Education
Brooklyn Law School 1997 — 2001
J.D.
University at Albany, SUNY 1993 — 1997
GW Hewlett High School 1989 — 1993
KALU Enterprises LLC August 2012 - Present
JP Morgan May 2008 - April 2009
Bear Stearns September 2006 - May 2008
Morgan Stanley June 2005 - August 2006
New York Stock Exchange August 2001 - June 2005
Skills
Equities, Securities, Capital Markets, Hedge Funds, Derivatives, FINRA, Investment Banking, Private Equity, Trading, Asset Managment, Due Diligence, Trading Systems, Electronic Trading, Financial Markets, Financial Risk, Finance, Securities Regulation, Asset Management, Equity Trading, Investment Strategies, Bloomberg, Financial Services, Market Data, Mutual Funds, Structured Finance, Asset Allocation, Investments, Options
Education
Brooklyn Law School 1998 — 2001
JD, Securities Regulation
Clark University 1990 — 1994
Bachelor of Arts (BA), Philosophy
Wholeness of Life Certified International Instructor TrainerThe World Institute for Nurturing Communication, WINC without bordersDecember 2012 - Present
Acupuncture Detoxification Specialist November 2011 - Present
Certified Lactation Counselor May 2010 - Present
Soul Purpose January 2008 - Present
Peaceful Beginnings November 2006 - Present
New York Stock Exchange January 1973 - January 2007
Skills
Wellness, Babies, Nutrition, Entrepreneurship, Wellbeing, Healthcare, Healing, Pregnancy, Holistic Health, Therapeutic Massage, Public Speaking, Lifestyle Coaching, Lifestyle, Doula Services, Training, Psychotherapy, Reiki, Wellness Coaching, Prenatal Nutrition, Event Planning, Team Building, Teen Pregnancy..., Small Business, Personal Development, Marketing, Pregnancy Massage, High Risk Pregnancy, Teen Pregnancy, Motivational Speaking, Relaxation, Coaching, Homeopathy
Education
Centre for Homeopathic Education NY 2010 — 2014
Homeopathic
Lincoln Hospital Acupuncture and Substance Abuse Program 2011 — 2011
Baruch College, City University of New York (CUNY)
Institute of Integrative Nutrition
Pace University - Lubin School of Business
Swedish Institute College of Health Sciences
City of New York February 2010 - Present
New York Mercantile Exchange December 2006 - June 2009
New York Stock Exchange January 2005 - December 2006
New York Stock Exchange March 1998 - December 2004
New York Stock Exchange August 1994 - March 1998
Skills
Human Resources, Recruiting, Employee Relations, Investigation, Interviews, Securities Regulation, Surveillance, Commodity, Microsoft Excel, Private Investigations, Trading, Securities, PeopleSoft, Risk Management, Employment Law, Policy
Education
City University of New York-John Jay College of Criminal Justice 2000 — 2004
BS, Legal Studies
Cornell University 2000 — 2002
Certificate, Human Resources
Society of Corporate Secretaries and Governance Professionals January 2015 - Present
Society of Corporate Secretaries and Governance Professionals February 2014 - December 2014
The Society of Corporate Secretaries and Governance Professionals September 2009 - March 2014
American Express February 2009 - October 2009
American Express July 2007 - January 2009
American Express October 2004 - July 2007
New York Stock Exchange December 2001 - September 2004
NYSE Euronext September 2000 - December 2001
Weil, Gotshal & Manges LLP 1988 - 1998
Skills
Corporate Governance, Securities, Governance, Due Diligence, Policy, Investor Relations, Mergers & Acquisitions, Corporate Law, Executive Management, Mergers, Securities Regulation, Capital Markets, FCPA, AML, Equities, IPO, Financial Services, Compliance, Risk Management, FINRA, Public Policy
Education
Brooklyn Law School 1985 — 1988
JD
University of Oklahoma 1981 — 1984
MA, English
Oklahoma Christian University 1977 — 1981
BS, Biology; English
Law Office of James L. Rothenberg January 1985 - Present
LawOffice of James L. Rothenberg 1985 - Present
New York Stock Exchange 1975 - 1985
Skills
Appeals, Due Diligence, Litigation, Equities, Dispute Resolution, Mediation, Commercial Litigation, Courts, Investments, Options, Securities Offerings, Trading, Arbitration, Private Equity, Securities, Litigation Support, Legal Research, Expert Witness, Securities Litigation, Alternative Dispute..., Civil Litigation, Mergers & Acquisitions, Criminal Law, Fraud, Trials, Estate Planning, Corporate Governance, Legal Advice, Trial Practice, Trade Secrets, Corporate Law, Legal Writing, Capital Markets, Employment Law, Breach Of Contract, Legal Assistance, Administrative Law, Torts, Wills, Securities Regulation, Trusts
Education
Columbia University School of Law 1966 — 1970
Doctor of Law (J.D.), Law
New York Stock Exchange January 2015 - Present
IntercontinentalExchange, Inc. NYSE November 2013 - December 2014
NYSE Euronext January 2008 - November 2013
SIAC July 1991 - December 2007
Burlington Engineering Company April 1984 - July 1991
Education
Bloomfield College
BSBA
New Jersey Institute of Technology
North Carolina State University
Diploma
Union County College
AAS
Manhattan Construction Command Center April 2010 - April 2011
The Clarett Group May 2005 - October 2008
New York Stock Exchange January 2004 - May 2005
Milliman USA November 1999 - January 2004
Skills
Time Management, Human Resources, Customer Service, Marketing
Education
Borough of Manhattan Community College 2007 — 2010
A.A, Business Management
US Department of Housing and Urban Development June 2008 - Present
USDA June 2002 - June 2008
Approved Financial Corp November 1998 - June 2002
Kelly Drye & Warren June 1994 - August 1994
New York Stock Exchange January 1994 - June 1994
Household International August 1989 - August 1993
Skills
Contract Negotiation, Legal Issues, Corporate Governance, Due Diligence, Employment Law, Internal Investigations, Mortgage Lending, Private Investigations, Privacy Law, Federal Government, Investigation, Legal Compliance, Licensing, Criminal Investigations, Civil Rights, Legal Assistance, Westlaw, Mediation, Commercial Litigation, Litigation, Government, Legal Writing, Legal Research, Enforcement, Finance
Education
BS, JD 1993 — 1997
Cardozo School of Law, Business Law
California State University-Northridge 1984 — 1989
Bachelors, Business
Reseda High School 1981 — 1984
First Manhattan Consulting Group April 1980 - Present
Itemize Corp 2012 - Present
Relay Network May 2011 - Present
MissionOG 2013 - Present
Ecount 2001 - 2007
ROI Consulting 1978 - 1980
McKinsey & Company January 1976 - July 1977
New York Stock Exchange July 1973 - January 1976
Bell Labs June 1970 - July 1973
Skills
Business Strategy, Private Equity, Management Consulting, Financial Modeling, Strategic Planning, Marketing Strategy, Acquisitions, Mergers, Mergers & Acquisitions, Strategy, Business Intelligence, Executive Management, Banking, Management, Start-ups, Financial Services, Entrepreneurship, Business Development, Analysis, Analytics, Finance, Due Diligence, Venture Capital, Risk Management, Corporate Development, Product Management, Strategic Partnerships, Business Planning, Strategic Consulting, Competitive Analysis, Financial Analysis, Valuation, Corporate Finance, Consulting, Acquisition Integration, Investments, Portfolio Management, Business Transformation, Market Analysis
Education
Cornell University 1965 — 1970
Bachelor of Science (BS), Operations Research OR/IE, Dean's List - Graduation with honors
Cornell University 1969 — 1970
Masters of Engineering, Operations Research, Graduation with honors
RBS Global Banking & Markets January 2010 - Present
RBS Global Banking & Markets February 2009 - May 2010
JPMorgan Chase October 2008 - February 2009
Bear Stearns November 2006 - October 2008
New York Stock Exchange August 2003 - November 2006
New York Stock Exchange, Inc April 2002 - August 2003
Kings County District Attorney December 1997 - April 2002
Education
Baruch College, City University of New York (CUNY) 2003 — 2008
MBA, Computer Information Systems
Brooklyn Law School 1994 — 1997
JD, Law
Rutgers University-New Brunswick 1990 — 1994
BA, Political Science
FINRA November 2007 - Present
NYSE Euronext October 1986 - August 2007
New York Stock Exchange 1986 - 2007
Skills
SDLC, Enterprise Architecture, Electronic Trading, Trading Systems, Data Center, IT Service Management, Market Data, IT Management, Analytics, IT Operations, IT Strategy, PMO, Requirements Analysis, Infrastructure, Compliance, Agile Methodologies, Equity Trading, Unix, Business Continuity, Hedge Funds, Disaster Recovery
Education
Bowling Green State University 1976 — 1979
MBA, Information Studies
First Data Corporation June 2015 - Present
New York Stock Exchange May 1998 - June 2015
Estee Lauder June 1992 - May 1998
Skills
Employee Relations, Benefits Administration, Vendor Management, Program Management, Human Resources, Management, Labor Relations, Project Management, PeopleSoft, Temporary Placement, Financial Services, Process Improvement, Training, SDLC, Risk Management, Equities, Performance Management, Talent Management, Leadership, Business Analysis, Onboarding, Mergers & Acquisitions, Employee Benefits, Change Management, Strategy, Personnel Management, Succession Planning, Organizational Design, Organizational..., Talent Acquisition
Education
Brooklyn College 2013 — 2017
Bachelor of Arts (B.A.), Fine/Studio Arts, General
Fairfield University
Masters, Corporate Communications
Norwich University
B.A., Government
Norwich University
Associate of Arts (A.A.), Fine and Studio Arts
A Leading International Research Organization June 2012 - Present
FINRA June 2010 - July 2012
New York Stock Exchange March 2009 - June 2010
Masspro, Inc. January 2008 - March 2009
Blue Cross Blue Shield of MA January 2007 - August 2007
United States Air Force August 2002 - July 2006
UMass Dartmouth 2000 - 2002
ICI Paints 1998 - 1998
Skills
SAS, Data Analysis, Access, Data Mining, SQL, Data Management, Statistics, Microsoft Excel, SDLC, Java, Analytics, Microsoft SQL Server
Education
Borough of Manhattan Community College 2011 — 2012
AAS, Accounting
Borough of Manhattan Community College 2010 — 2011
AAS, Small Business Entrepreneurship, 3.94
University of Massachusetts Dartmouth 2000 — 2002
BA, Mathematics, 3.9
BRJ Advisors LLC March 2012 - Present
BRJ Ministries Inc. February 2012 - Present
Nazareth Christian Fellowship November 2000 - Present
Financial Industry Regulatory Authority April 2007 - February 2011
Citi October 2005 - March 2007
New York Stock Exchange September 1988 - September 2005
Dean Witter Reynolds April 1986 - August 1988
Prudential Financial May 1981 - April 1986
United States Air Force April 1975 - March 1981
Skills
Bilingual, Public Speaking, Operational Risk..., AML, OFAC, Risk Management, Bank Secrecy Act, Securities, Hedge Funds, FINRA, Published Author, Equities, Capital Markets, Series 7, Mutual Funds, Fixed Income, Securities Regulation, Options, Asset Management, Investments, Wealth Management, Investment Advisory, Series 63
Education
Baruch College 1981 — 1986
Alliance Theological Seminary
ACS Group (American CyberSystems) April 2014 - Present
American National Standards Institute September 2008 - August 2013
Pearl Cohen Zedek Latzer 2006 - 2008
Law Offices of M. Teresa Daley 2004 - 2006
New York Stock Exchange January 2003 - May 2003
FBC & Co. June 2002 - August 2002
Corporate Real Estate Clinic, Brooklyn Law School August 2001 - December 2001
Legal Services for New York City May 2001 - August 2001
Skills
Business Development, Strategy, Strategic Planning, Product Management, Program Management, Product Development, Business Strategy, New Business Development, Project Management, Marketing Strategy, Licensing, Software Licensing, Licensing Negotiations, Contractual Agreements, Drafting Agreements, Not for Profit, Non-profits, Due Diligence, Budgets, Marketing
Education
Brooklyn Law School 2000 — 2003
Doctor of Law (JD)
University of Michigan 1995 — 1999
BA, Women’s Studies, Judaic Studies and Literature
The Hebrew University 1997 — 1998
International studies, Judaic studies
KTF Consulting, LTD October 2012 - Present
NYSE Euronext June 2010 - June 2012
New York Stock Exchange March 2007 - May 2010
Securities Industry Automation Corporation July 1993 - February 2007
Skills
Market Data, Trading Systems, Vendor Management, Regulatory Technology, Mission Critical..., Software Infrastructure, Application Development, Leadership Development, Electronic Trading, Low Latency, Technology, Software Development, Enterprise Software, Integration, Business Analysis, Change Management, Equities, Unix, IT Service Management, IT Strategy, Trading, IT Operations, ITIL, Disaster Recovery, Enterprise Architecture, Agile Methodologies, SDLC, Project Management, Infrastructure, Data Center, ERP, Testing, IT Management, Software Project..., PMO, Business Continuity
Education
Pace University - Lubin School of Business
Master of Business Administration (M.B.A.), Information Technology
The Wharton School, University of Pennsylvania
SIFMA/SII Program, Certificate
Adelphi University
Bachelor of Science (BS), Social Work
O'Neil Securities June 2014 - Present
Mogavero Lee & Co., Inc May 1989 - Present
Mogavero Lee & Co., Inc May 1989 - July 2013
Mogavero Lee & Co., Inc. September 1979 - July 2013
New York Stock Exchange December 2003 - April 2005
New York Stock Exchange January 2003 - April 2005
Ivan F. Boesky and Co. 1977 - 1987
Skills
Series 7, Trading, Mutual Funds, Electronic Trading, Securities, FINRA, Equity Trading, Risk Management, Investments, Series 63, Investor Relations, Trading Systems, Financial Markets, Options, Equities, Hedge Funds, Capital Markets, Bonds, Financial Services, Commodity, Financial Risk, Hedging
Education
Wright State University 2010 — 2010
Honorary Doctor of Humane Letters
Centenary College 1973 — 1975
Associate of Arts (A.A.)
Sleepy Hollow High School 1970 — 1973
New York State Regents Diploma
Citi September 2007 - Present
Citigroup 2007 - Present
New York Stock Exchange 2005 - 2007
Citigroup Global Markets Inc November 1995 - February 2005
Skills
Capital Markets, Securities, Surveillance, Operational Risk..., Equities, Investment Banking, Fixed Income, Management, Due Diligence, AML, Derivatives, Financial Risk, Series 7, Hedge Funds, Financial Markets, Financial Services, Alternative Investments, Trading
Education
Baruch College, City University of New York (CUNY) 1985 — 1989
BBA, Finance
Prudential Financial June 2013 - Present
UBS Investment Bank June 2012 - August 2012
New York Stock Exchange June 2011 - August 2011
PricewaterhouseCoopers December 2008 - July 2009
Education
Colgate University 2009 — 2013
Mathematical Economics and Computer Science
The University of Manchester 2011 — 2011
SOA 2009 — 2010
Highfield High School 2003 — 2008
SunGard Availability Services July 2013 - Present
SANpulse Technologies August 2012 - March 2013
Orthonet January 2012 - July 2012
Verizon Wireless September 2010 - November 2011
New York Stock Exchange February 2010 - July 2010
Liberty Travel March 2005 - November 2008
Bristol-Myers Squibb 1996 - 2002
Skills
HP-UX, Troubleshooting, System Administration, Disaster Recovery, Linux, AIX, Unix, Solaris, SAN, Servers, Data Center, Storage Area Networks, Operating Systems, Shell Scripting, Netbackup, Oracle, Storage, Virtualization
Education
City University of New York-Baruch College 1987 — 1991
BBA, Accounting
NYSE Euronext February 2010 - Present
New York Stock Exchange January 2015 - Present
NYSE Euronext January 2007 - February 2010
Skills
Market Structure, Market Data, FINRA, Equities, Financial Markets, Derivatives, Options, Trading Systems, Series 7, Securities, Trading, Electronic Trading, Capital Markets, Hedge Funds, Low Latency, Equity Trading, Mergers & Acquisitions, Securities Regulation
Education
Boston University School of Law
Juris Doctor, Law
Cornell University
H&R Block December 2014 - April 2015
UBS August 2012 - April 2014
New York Stock Exchange November 2011 - May 2012
Jefferies August 2009 - April 2011
Deutsche Bank January 2005 - July 2009
Weiss, Peck & Greer January 2000 - January 2005
Dean Witter Reynolds Inc. 2000 - 2000
Lewco Securities Corp January 1994 - December 1999
Skills
Securities, Mutual Funds, Equities, Bloomberg, Derivatives, Fixed Income, Investments, Bonds, Asset Management, Banking, Financial Markets, Financial Services, Risk Management, Analysis, Capital Markets, Portfolio Management, Finance
Education
Baruch College, City University of New York (CUNY) 1996 — 2001
BA, Finance
Baruch College
Bachelors, Finance
Aegis Capital October 2011 - Present
Maxim Group October 1999 - October 2011
Josephthal & Co. January 1987 - March 1999
Cantor Fitzgerald January 1985 - December 1987
New York Stock Exchange February 1982 - January 1985
Skills
Options, Series 24, Portfolio Management, Equities, Bonds, Trading, Mutual Funds, General Securities..., Internal Audit, Registered options..., New York Insurance..., Regulatory Compliance, Stock Brokerage..., Municipal Securities...
Education
City University of New York-Herbert H. Lehman College 1972 — 1976
BS, Accounting
The Gotham Group 1991 - Present
New York Stock Exchange 1980 - 1991
Chemical Bank 1979 - 1980
Education
Dartmouth College 1976 — 1976
Mount Holyoke College 1972 — 1976
BA, Classics
New York Stock Exchange June 2008 - Present
iSmart Panache 2006 - 2007
Perot Systems 2004 - 2006
Quark 2001 - 2003
Education
Apeejay School
B.S., Computer Science
Dugue Johnson LLC March 2012 - Present
Resources Global Professionals 2004 - March 2012
CIBC 1999 - 2004
Citi 1998 - 1999
Citicorp Securities Inc. 1997 - 1998
Citicorp Securities Clearing Services Inc. 1994 - 1997
New York Stock Exchange 1987 - 1994
FINRA 1987 - 1994
Arthur Andersen 1985 - 1987
Skills
Risk Management, Corporate Finance
Education
Hunter College
B.S., Accounting
Bessemer Trust November 2005 - Present
GeoResources, Inc. ("GEOI") March 2010 - August 2012
New York Stock Exchange 2002 - 2004
Deutsche Banc Alex. Brown 1998 - 2001
Credit Suisse First Boston 1983 - 1995
Sullivan & Cromwell 1981 - 1983
Skills
Private Equity, Mergers, Finance, Wealth Management..., Mergers & Acquisitions, Fixed Income, Financial Advisory, Management, Investment Strategies, Asset Allocation, Wealth Management, Derivatives, Financial Services, Corporate Governance, IPO, Financial Structuring, Investment Banking, Capital Markets
Education
Columbia Law School 1977 — 1981
JD, Law
Columbia University - Columbia Business School 1977 — 1981
MBA, Finance
Stanford University 1971 — 1975
A.B., Political Science with Distinction
BEUMER Corporation September 2006 - Present
BEUMER Corporation 2006 - 2011
New York Stock Exchange June 2003 - August 2006
Comcast Cable May 2000 - May 2002
Stevens Institute of Technology January 1994 - May 2000
Worldvision Enterprises March 1990 - December 1993
Skills
Material Handling, PLC, Project Engineering, Process Improvement, MS Project, Continuous Improvement, Automation, Engineering, Project Planning
Education
American InterContinental University 2004 — 2006
Bachelor's Degree, Computer/Information Technology Administration and Management
New York Institute of Technology 1981 — 1983
Electro-Mechanical Computer Engineering
Law Office of Vincent P. Adomaites 2010 - Present
Bracken & Margolin, LLP 2008 - March 2010
Wav Holdings, LLC, Brady Holdings, LLC 2005 - May 2008
Genser, Dubow, Genser & Cona, LLP 2003 - August 2005
Berkman, Henoch, Peterson & Peddy, P.C. 2001 - August 2003
Law Offices of James T. Hytner 1999 - March 2001
New York Stock Exchange 1996 - July 1998
Fiduciary Trust 1993 - October 1996
JPMorgan Chase 1988 - August 1991
Skills
Wills, Courts, Real Estate Transactions, Contract Negotiation, Estate Planning, Trusts, Elder Law, Litigation, Guardianship, Estate Tax Planning, LLC, Legal Writing, Estate Law, Gift Tax, Tax, Preparation of Wills, Investments, Estate Administration, Civil Litigation, Trust Management, Family Law, Tax Law, Corporate Law, Business Formation, Adoption, Insurance Law, High Net Worth..., Charitable Trusts, Limited Partnerships, Attorneys, Fiduciary, Real Estate, Finance, Prenuptial Agreements, Succession Planning, Strategic Financial..., Commercial Real Estate, Medicaid
Education
Brooklyn Law School 1995 — 1999
JD, Law
San Diego State University-California State University 1991 — 1992
MBA, Finance
Villanova University 1985 — 1988
BS/BA, Accounting and Finance
Cold Spring Harbor High School 1980 — 1984
High School, High School/Secondary Diplomas and Certificates
SRE Inc. July 2010 - Present
AIG Advisor Group - FSC Securities Corporation January 2005 - July 2010
Law Office of Susan J. Samuels May 1999 - December 2004
Page Gard 1999 - 2003
New York Stock Exchange January 1992 - August 1998
Skadden Arps Slate Meagher & Flom, New York City September 1986 - November 1991
Skills
Securities, FINRA, Arbitration, Investment Advisory, Securities Regulation, Mutual Funds, Corporate Governance, Investments, Mergers, Corporate Law, Insurance, Due Diligence, Mediation, Regulatory Response, Legal Compliance, Litigation Management, Mergers, Portfolio Management, Series 24, Mergers & Acquisitions
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1983 — 1986
JD, Law
University of Michigan 1980 — 1982
BA, Political Science
Michigan State University 1975 — 1978
Theater
Pace University January 2009 - Present
Iona College September 2005 - Present
The College of New Rochelle September 2004 - Present
Duane Lake Academy September 1998 - June 2005
Monroe Day School September 1984 - June 2005
New York Stock Exchange January 1974 - December 1988
Skills
Teaching, Curriculum Design, Admissions, Tutoring, Curriculum Development, Student Counseling, Grant Writing, Public Speaking, Staff Development, Research, Community Outreach, Program Development, Non-profits, Educational Technology, E-Learning, Career Counseling, Student Affairs, Student Development, Classroom
Education
Columbia University in the City of New York 1984 — 1988
Ed.D, Curriculum and Teaching
Pratt Institute 1973 — 1975
Master of Library & Information Science (M.L.I.S.), Library and Information Science
University of Rhode Island 1969 — 1973
Bachelor of Arts (BA), English/Education
Talk to the youngsters about the Law and their future January 1990 - January 2012
New York Stock Exchange January 1995 - October 2002
Skills
Microsoft Office, Microsoft Word, Microsoft Excel, Customer Service, Team Building, Public Relations, Public Speaking, Strategic Planning, Outlook, Teaching, English, Non-profits, Social Media, Fundraising, Government, Event Management, Surveillance, Project Planning, Team Leadership, Event Planning, Enforcement, Leadership, Research, Marketing, PowerPoint, HTML, Homeland Security, Firearms, Police
Education
John Jay College of Criminal Justice 1969 — 1973
Bachelor of Applied Science (B.A.Sc.), Criminal Justice/Police Science
NANI - Nephrology Associates Northern Illinois / Indiana September 2013 - August 2014
DaVita July 2006 - June 2013
DRL Labs April 2004 - January 2006
New York Stock Exchange April 1996 - January 2003
Skills
Hospitals, Managed Care, Healthcare, Strategic Planning, Healthcare Management, Medicare, Management, Healthcare Industry, Healthcare Consulting, Physician Relations, Physicians, Revenue Cycle, Leadership, Business Development, Healthcare Information..., Home Care, Market Development
Education
Columbia University in the City of New York 1995 — 1997
Master of Arts, Science and Physiology
Texas A&M University 1988 — 1992
Bachelor of Applied Science (B.A.Sc.)
Independent PR & Communications Consultant 2008 - Present
Main Street Connect 2011 - 2012
New York Stock Exchange 1998 - 2004
Rubenstein Associates 1997 - 1998
Fitch Ratings 1996 - 1997
The Bond Buyer 1995 - 1996
New York Times Regional Media Group - The Gadsden Times 1993 - 1995
Arkansas Democrat-Gazette 1989 - 1991
Skills
Media Relations, Press Releases, Public Relations, Editing, Writing, Strategic Communications, Media Skills Training, Marketing Communications, Crisis Communications, Event Planning, Internal Communications, Public Speaking, Speech Writing, Event Management, Community Relations, Crisis Management, Publicity, Project Management, Social Media Marketing, Message Development, Team Leadership, Team Management
Education
Baylor University 1991 — 1993
Masters in International Journalism
University of Houston 1982 — 1988
B.A.
Always Energized January 2012 - Present
Professional Network Marketer September 2006 - September 2011
New York Stock Exchange January 2000 - December 2006
Skills
Public Speaking, Nutrition, Social Media, Wellness, Event Planning, Leadership, Marketing, Lifestyle, Yoga, Entrepreneurship, Small Business, Nutritional Counseling, Social Networking, Wellness Coaching, Time Management, Home Based Business, Leadership Development, Fitness, Team Building, Network Marketing, Supplements, Coaching, Social Media Marketing, Personal Development
Education
Isagenix University 2011 — 2013
Health & Wellness Coach
Momentum Education 2010 — 2011
Basic, Advanced and Leadership Training
Boston University 1986 — 1990
Bachelor of Business Administration (B.B.A.), Finance, General
Prudential Financial May 2013 - Present
New York Stock Exchange July 2001 - April 2013
Philips December 1997 - June 2001
Comcast February 1996 - November 1997
Ramco Systems February 1995 - February 1996
Skills
SDLC, Agile Methodologies, Business Intelligence, Software Development, Program Management, Databases, Testing, Project Management, Outsourcing, .NET, E-commerce, Market Data, Analysis, Management, Architecture, Business Strategy, Systems Analysis, Leadership, Web Applications, SAP R/3, IT Strategy, ERP, Enterprise Architecture, Low Latency, Product Management, Vendor Management, Scrum, Agile Project Management, Financial Markets
Education
Anna University 1993 — 1995
Master of Science, Computer and Industrial Engineering
Indira Gandhi National Open University
Post Graduate Diploma, Computer Science
Madras University
Bachelor of Science, Computer Science
Equities Valuations - UBS May 2008 - Present
UBS May 2006 - May 2008
JP Morgan Private Bank October 2003 - April 2006
New York Stock Exchange January 2002 - March 2003
Skills
Valuation, Equities, VBA, Derivatives
Education
The University of Chicago 2007 — 2009
MS, Financial Mathematics
Binghamton University 1997 — 2001
BS, Computer Science
Marsh & McLennan Companies, Inc. July 2014 - Present
Willis 1992 - June 2014
New York Stock Exchange September 1992 - February 1993
AIG / Chartis August 1982 - September 1991
Skills
Employment Practices..., Professional Liability, D&O, Liability, Brokers, Commercial Lines, Property & Casualty..., Reinsurance, Financial Risk, Insurance, Strategy, Directors & Officers..., Legal Liability, Captives, Casualty, Commercial Insurance
Education
Brooklyn Law School 1991 — 1993
Doctor of Law (JD), Law
Long Island University, Brooklyn Campus
Bachelor of Science (BS) in Finance, Finance, General
Long Island University, Brooklyn Campus
Bachelor of Arts (BA) in English, English Language and Literature, General
Long Island University, Brooklyn Campus
Master of Business Administration (MBA), Finance, General
Long Island University, Brooklyn Campus
Master of Arts (MA) in Economics, Economics
Connecticut Elections Enforcement Commission March 1998 - Present
New York Stock Exchange January 1994 - May 1994
Viacom August 1990 - May 1992
Skills
Government, Policy, Administrative Law, Legal Consulting, Legal Policy, Internal & External..., Elections..., Integrity Management, Strategic Planning, Public Speaking, Politics, Nonprofits, Legislative Relations, Legal Writing, Legal Research, Event Planning, Civil Litigation
Education
Harvard University 2001 — 2005
ALM, Government
Brooklyn Law School 1992 — 1995
Doctor of Law (J.D.), Law
Hobart College 1986 — 1990
Bachelor of Arts (B.A.), History
New York Stock Exchange October 2014 - Present
NYSE Euronext January 2013 - Present
NYSE Euronext March 2012 - December 2012
NYSE Euronext January 2011 - February 2012
Skills
Financial Analysis, Equities, Market Data, Financial Markets, Trading Systems, Accounts Payable, Analytics, General Ledger, Oracle E-Business Suite, Financial Reporting, Sarbanes-Oxley Act, Finance, Cash Management, Account Reconciliation, Financial Accounting, Internal Controls, Auditing
Education
City University of New York-Baruch College 1997 — 2000
Bachelor of Business Administration (BBA), Accounting
CUNY Bronx Community College 1993 — 1997
Associate's degree, Accounting
Financial Industry Regulatory Authority July 2007 - Present
New York Stock Exchange March 1988 - July 2007
Bronx County District Attorney Office September 1981 - March 1988
Education
NYU School of Law
LLM
Boston University School of Law 1978 — 1981
JD
University of Michigan 1975 — 1978
BA, High Honors, Psychology
New York Stock Exchange March 1965 - January 1999
Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training, Photoshop, Strategic Planning, Budgets, Team Building, English, Negotiation, Customer Service, Program Management
Education
American University 1959 — 1963
Bachelor of Arts (B.A.), Government & Public Administration
Harvard Business School
Advanced Management Program(AMP ’99)
New York Stock Exchange August 1982 - December 2005
Skills
finance, Electronic Trading, trading rules
Education
Ashworth University 2000 — 2015
na, paralegeal
Barclays Capital April 2010 - Present
Credit Suisse 1994 - 2010
Prudential Securities Inc. June 1991 - June 1993
New York Stock Exchange 1989 - 1991
Gruntal & Co. 1987 - 1989
Skills
Equities, Capital Markets, Equity Capital Markets, Electronic Trading, Series 7, Corporate Finance, Equity Trading, Series 63, Series 24, Series 4, Series 14, FINRA, Fixed Income, Derivatives, Hedge Funds, Prime Brokerage, Structured Products, Equity Derivatives, Investment Banking, Securities, Swaps
Education
Brooklyn Law School 1995 — 1998
JD
The Catholic University of America 1981 — 1986
BA
Arthur L. Johnson 1978 — 1981
Free Lancer ( Self Employed) January 2009 - Present
New York Stock Exchange January 2008 - Present
Education
City University of New York-Baruch College 2008 — 2012
Bachelor of Business Administration (B.B.A.), Marketing
Morgan Stanley Wealth Management June 2009 - Present
Citi April 2006 - June 2009
Murray, Frank & Sailer L.L.P. February 2006 - April 2006
National Association of Securities Dealers April 2004 - May 2005
New York Stock Exchange September 2003 - November 2003
The Honorable Rosalyn Richter, New York State Supreme Court, Civil Division May 2003 - July 2003
Education
Fordham Law School 2002 — 2005
Doctor of Law (JD), Law
Binghamton University 1999 — 2001
Master of Arts (M.A.), Political Science
NYU 1994 — 1998
Bachelor of Arts (B.A.), Political Science
Citi October 2005 - Present
AIG May 2002 - October 2005
Ziff Davis, Inc. February 2001 - February 2002
Fox News Channel February 2000 - February 2001
New York Stock Exchange May 1999 - February 2000
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, English, Windows, Research, Budgets, Strategic Planning, Public Speaking, Negotiation, Financial Analysis, Accounting, Banking
Education
Baruch College 2007 — 2010
Master of Business Administration (MBA), International Business
Wagner College 1995 — 1999
Bachelor of Science (B.S.), Computer Science
Retired USA July 2013 - Present
HSBC Global Banking and Markets April 2000 - July 2013
J.P. Morgan April 1994 - April 2000
Banco Interacciones January 1994 - April 1994
Vontobel Asset Management August 1987 - January 1994
New York Stock Exchange April 1982 - August 1987
EF Hutton & Company September 1965 - April 1982
Skills
Management, Leadership, Training, Microsoft Excel, Financial Services, Equities, Banking, Securities, Financial Markets, Consulting, Finance, Trading, Options, Structured Products, Settlement, FINRA, Operational Risk..., Portfolio Management, Risk Management, Asset Management, Account Reconciliation
Education
Baruch College, City University of New York (CUNY) 1977 — 1985
Bachelor of Business Administration (BBA), Finance and Financial Management Services
Saint John's Preparatory School 1960 — 1964
College Preparatory, College Preparatory Academics
Merrill Lynch June 1999 - Present
Merrill Lynch April 1990 - June 1999
Merrill Lynch April 1982 - April 1990
Merrill Lynch April 1980 - April 1982
Merrill Lynch August 1975 - April 1980
duPont Glore Forgan / duPont-Walston 1973 - 1974
New York Stock Exchange 1971 - 1973
4th Armored Division Inspector General's Team, US Army January 1970 - January 1971
Skills
Finance, Wealth Management, Series 7, Asset Allocation, Retirement Planning, Securities, Fixed Income, Strategic Financial..., Mutual Funds, Investment Advisory, Series 63, Series 65, Alternative Investments
Education
Adelphi University 1964 — 1967
Bachelor of Business Administration (BBA), Business Administration and Management, General
Exiger February 2015 - Present
Bank of Tokyo-Mitsubishi UFJ June 2011 - January 2015
American Express June 2008 - June 2011
Bear Stearns & Co. Inc September 2005 - June 2008
NEW YORK STOCK EXCHANGE July 2004 - September 2005
New York County District Attorney's Office June 1996 - July 2004
Skills
Anti Money Laundering, OFAC, Economic Sanctions, Anti-corruption
Education
Albany Law School of Union University 1993 — 1996
Doctor of Law (JD)
Colgate University 1988 — 1992
Bachelor of Arts (B.A.), History