Nikko Asset Management
Industry: Company
DescriptionHeadquarters: Tokyo, Japan Founded: December 1, 1959 Parent organizations: Sumitomo Mitsui Trust Bank, Limited, Citigroup Subsidiaries: Nikko AM Limited,
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Nikko Asset Management Employees
Employee
Years
Job
Industry
Rafael Tovar Rafael Tovar's Nikko Asset Management Experience June 2014 - September 2015
Job Director, US Offshore Distribution at AXA Investment Managers, Inc
Industry Investment Management
Experience
AXA Investment Managers, Inc September 2015 - Present
Nikko Asset Management June 2014 - September 2015
Compass Group LLC January 2010 - June 2014
Compass Group LLC June 2008 - February 2010
Goldman, Sachs & Co. June 2007 - September 2007
Accenture June 2002 - April 2006
AmBev 2001 - 2002
Accenture June 2000 - December 2000
Skills
Asset Management, Portfolio Management, Investment Strategies, Portuguese, French, International Sales, Global Business..., Asset Managment, Private Equity, Hedge Funds, Investment Management, Finance, Spanish, Wealth Management..., Business Strategy, Business Development, Institutional..., Emerging Markets, Fixed Income, Capital Markets, Equities
Education
University of Pennsylvania 2006 — 2008
MA
University of Pennsylvania - The Wharton School 2006 — 2008
MBA
Universidad Simón Bolívar 1995 — 2001
Bs Eng
AXA Investment Managers, Inc September 2015 - Present
Nikko Asset Management June 2014 - September 2015
Compass Group LLC January 2010 - June 2014
Compass Group LLC June 2008 - February 2010
Goldman, Sachs & Co. June 2007 - September 2007
Accenture June 2002 - April 2006
AmBev 2001 - 2002
Accenture June 2000 - December 2000
Skills
Asset Management, Portfolio Management, Investment Strategies, Portuguese, French, International Sales, Global Business..., Asset Managment, Private Equity, Hedge Funds, Investment Management, Finance, Spanish, Wealth Management..., Business Strategy, Business Development, Institutional..., Emerging Markets, Fixed Income, Capital Markets, Equities
Education
University of Pennsylvania 2006 — 2008
MA
University of Pennsylvania - The Wharton School 2006 — 2008
MBA
Universidad Simón Bolívar 1995 — 2001
Bs Eng
Jim Walsh's Nikko Asset Management Experience 2014 - Present
Job Senior Advisor in US Asia Asset Management Business
Industry Investment Management
Experience
Walsh Advisors, LLC 2002 - Present
Nikko Asset Management 2014 - Present
KKR Prisma October 2004 - March 2013
Zurich Financial Services 2000 - 2002
Société Générale Securities Corporation 1996 - 2000
Prudential Securities Corporation 1990 - 1995
The First Boston Corporation/CSFB 1976 - 1990
Credit Suisse First Boston 1983 - 1987
Stevens Institute of Technology 1973 - 1976
BNY Mellon 1972 - 1976
Skills
Private Equity, Alternative Investments, Hedge Funds, Capital Markets, Venture Capital, Capital, Fund Of Funds, Asset Management, Start-ups, Asset Managment, Leadership Development, International Business, Asia Pacific, Entrepreneur, Senior Executive..., Strategic Planning, Cross-border M&A, Strategic Alliances, 36, Equities, Fixed Income, Investments, Strategy, Management, Entrepreneurship, Executive Management, Mergers & Acquisitions
Education
Columbia University - Columbia Business School 1970 — 1972
MBA, International Finance
Stevens Institute of Technology 1965 — 1971
BS, MS, physics
Walsh Advisors, LLC 2002 - Present
Nikko Asset Management 2014 - Present
KKR Prisma October 2004 - March 2013
Zurich Financial Services 2000 - 2002
Société Générale Securities Corporation 1996 - 2000
Prudential Securities Corporation 1990 - 1995
The First Boston Corporation/CSFB 1976 - 1990
Credit Suisse First Boston 1983 - 1987
Stevens Institute of Technology 1973 - 1976
BNY Mellon 1972 - 1976
Skills
Private Equity, Alternative Investments, Hedge Funds, Capital Markets, Venture Capital, Capital, Fund Of Funds, Asset Management, Start-ups, Asset Managment, Leadership Development, International Business, Asia Pacific, Entrepreneur, Senior Executive..., Strategic Planning, Cross-border M&A, Strategic Alliances, 36, Equities, Fixed Income, Investments, Strategy, Management, Entrepreneurship, Executive Management, Mergers & Acquisitions
Education
Columbia University - Columbia Business School 1970 — 1972
MBA, International Finance
Stevens Institute of Technology 1965 — 1971
BS, MS, physics
Jeff Lee Jeff Lee's Nikko Asset Management Experience 2004 - May 2012
Job Partner at Middlemark Partners
Industry Investment Management
Experience
Middlemark Partners September 2014 - Present
International Ivy, LLC 2011 - Present
Nikko Asset Management 2004 - May 2012
ACAM Advisors LLC 2000 - 2004
Fahnestock & Inc 1998 - 2000
Nikko International 1997 - 1998
UBS 1996 - 1997
Morgan Stanley 1994 - 1996
Lehman Brothers 1992 - 1994
IBM 1986 - 1992
Skills
Fund Of Funds, Portfolio Management, Fixed Income, Risk Management, Quantitative Modeling, Hedge Funds, Equity and fixed income..., Manager research, Financial Modeling, Equities, Alternative Investments, Derivatives, Investment Management, Asset Management, Investment Banking, Trading, Hedging, Technical Analysis, Research, Securities, Asset Managment, Structured Products, Structured Finance, Equity Derivatives, Mergers & Acquisitions, Financial Risk, Bonds, Investments, Financial Markets, Emerging Markets, Private Equity, Equity Trading, Due Diligence, Asset Allocation, Options, Business Development, Capital Markets, Bloomberg, Commodity, Mutual Funds, Investment Strategies, Equity Research, Quantitative Analytics, New Business Development, Institutional...
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (MBA), Finance
Polytechnic University
Master of Science (M.Sc.), Electrical Engineering
New York University
Bachelor of Science (B.Sc.), Computer Science
The Cooper Union for the Advancement of Science and Art
BE, Electrical Engineering
Middlemark Partners September 2014 - Present
International Ivy, LLC 2011 - Present
Nikko Asset Management 2004 - May 2012
ACAM Advisors LLC 2000 - 2004
Fahnestock & Inc 1998 - 2000
Nikko International 1997 - 1998
UBS 1996 - 1997
Morgan Stanley 1994 - 1996
Lehman Brothers 1992 - 1994
IBM 1986 - 1992
Skills
Fund Of Funds, Portfolio Management, Fixed Income, Risk Management, Quantitative Modeling, Hedge Funds, Equity and fixed income..., Manager research, Financial Modeling, Equities, Alternative Investments, Derivatives, Investment Management, Asset Management, Investment Banking, Trading, Hedging, Technical Analysis, Research, Securities, Asset Managment, Structured Products, Structured Finance, Equity Derivatives, Mergers & Acquisitions, Financial Risk, Bonds, Investments, Financial Markets, Emerging Markets, Private Equity, Equity Trading, Due Diligence, Asset Allocation, Options, Business Development, Capital Markets, Bloomberg, Commodity, Mutual Funds, Investment Strategies, Equity Research, Quantitative Analytics, New Business Development, Institutional...
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (MBA), Finance
Polytechnic University
Master of Science (M.Sc.), Electrical Engineering
New York University
Bachelor of Science (B.Sc.), Computer Science
The Cooper Union for the Advancement of Science and Art
BE, Electrical Engineering
Jie Situ, CFA Jie Situ, CFA's Nikko Asset Management Experience June 2007 - August 2007
Job Experienced Equity and Option Trader & Analyst
Industry Investment Management
Experience
Trader and Advisor January 2012 - Present
Absolute Return Capital, LLC September 2009 - December 2011
Resolve Capital June 2007 - September 2009
Nikko Asset Management June 2007 - August 2007
Swinerton Management & Consulting June 2004 - August 2006
Skills
Index Options, Equity Derivatives, Equity Research, Equity Trading, Financial Modeling, Real Estate Investment, Emerging Markets, Oil&Gas, Financial Institutions, Global Macro, Equity Valuation, Investments, Portfolio Management, Equities, Capital Markets, Mergers & Acquisitions, Trading, Derivatives, Management, Valuation, Options
Education
UCLA Anderson School of Management 2006 — 2008
M. B. A, Finance
University of Southern California 2002 — 2004
M. S, Operations Research Engineering
Trader and Advisor January 2012 - Present
Absolute Return Capital, LLC September 2009 - December 2011
Resolve Capital June 2007 - September 2009
Nikko Asset Management June 2007 - August 2007
Swinerton Management & Consulting June 2004 - August 2006
Skills
Index Options, Equity Derivatives, Equity Research, Equity Trading, Financial Modeling, Real Estate Investment, Emerging Markets, Oil&Gas, Financial Institutions, Global Macro, Equity Valuation, Investments, Portfolio Management, Equities, Capital Markets, Mergers & Acquisitions, Trading, Derivatives, Management, Valuation, Options
Education
UCLA Anderson School of Management 2006 — 2008
M. B. A, Finance
University of Southern California 2002 — 2004
M. S, Operations Research Engineering
Joe Mendola Joe Mendola's Nikko Asset Management Experience 2000 - 2007
Job Chief Compliance Officer and SVP, Siebert, Brandford Shank & Co., LLC
Industry Capital Markets
Experience
Siebert Brandford Shank Co., LLC. April 2015 - Present
Law Offices of Joseph A. Mendola February 2014 - April 2015
MR Beal & Company March 2010 - February 2014
Magna Securities Corp. 2007 - 2010
Nikko Asset Management 2000 - 2007
Skills
AML, FINRA, Policy, SEC, Analysis, Program Management, Privacy Law, Securities, Series 24, Capital Markets, Series 7, Hedge Funds, Fixed Income, Equities, Series 63, Trading, Options, Equity Trading, Broker-Dealer, Investment Banking
Education
Columbia Law School 1984 — 1987
Doctor of Law (J.D.), Law, Top Third
Fordham University 1984 — 1987
Bachelor's degree, Economics/Political Science, Rank 3/605
Siebert Brandford Shank Co., LLC. April 2015 - Present
Law Offices of Joseph A. Mendola February 2014 - April 2015
MR Beal & Company March 2010 - February 2014
Magna Securities Corp. 2007 - 2010
Nikko Asset Management 2000 - 2007
Skills
AML, FINRA, Policy, SEC, Analysis, Program Management, Privacy Law, Securities, Series 24, Capital Markets, Series 7, Hedge Funds, Fixed Income, Equities, Series 63, Trading, Options, Equity Trading, Broker-Dealer, Investment Banking
Education
Columbia Law School 1984 — 1987
Doctor of Law (J.D.), Law, Top Third
Fordham University 1984 — 1987
Bachelor's degree, Economics/Political Science, Rank 3/605
Aoifinn Devitt's Nikko Asset Management Experience June 2012 - October 2013
Job Alternative Investment Specialist
Industry Financial Services
Experience
Clontarf Capital 2006 - 2014
Nikko Asset Management June 2012 - October 2013
Ignis Asset Management August 2011 - May 2012
Cambridge Associates August 2002 - August 2006
Goldman Sachs July 2000 - March 2002
Debevoise & Plimpton October 1995 - June 1999
Skills
Equities, Investments, Portfolio Management, Asset Management, Hedge Funds, Fixed Income, Derivatives, Alternative Investments, Capital Markets, Private Equity, Financial Modeling, Investment Banking, Financial Markets, Bloomberg, Valuation, Trading, Investment Strategies, Wealth Management, Asset Allocation, Due Diligence, Strategy, Asset Managment, Financial Services, New Business Development, Mutual Funds, Pensions, Public Speaking, Social Media, Investment Management
Education
INSEAD 1999 — 2000
Master of Business Administration (MBA)
Trinity College, Dublin 1991 — 1995
LLB
Clontarf Capital 2006 - 2014
Nikko Asset Management June 2012 - October 2013
Ignis Asset Management August 2011 - May 2012
Cambridge Associates August 2002 - August 2006
Goldman Sachs July 2000 - March 2002
Debevoise & Plimpton October 1995 - June 1999
Skills
Equities, Investments, Portfolio Management, Asset Management, Hedge Funds, Fixed Income, Derivatives, Alternative Investments, Capital Markets, Private Equity, Financial Modeling, Investment Banking, Financial Markets, Bloomberg, Valuation, Trading, Investment Strategies, Wealth Management, Asset Allocation, Due Diligence, Strategy, Asset Managment, Financial Services, New Business Development, Mutual Funds, Pensions, Public Speaking, Social Media, Investment Management
Education
INSEAD 1999 — 2000
Master of Business Administration (MBA)
Trinity College, Dublin 1991 — 1995
LLB
Akhilesh Kumar Akhilesh Kumar's Nikko Asset Management Experience June 2015 - Present
Job Intern at Nikko Asset Management
Industry Financial Services
Experience
Nikko Asset Management June 2015 - Present
UConn School of Business July 2014 - Present
ICICI Bank June 2010 - June 2014
ICICI Bank June 2010 - June 2014
ICICI Bank April 2009 - June 2009
3i Infotech September 2006 - June 2008
Skills
Corporate Finance, Financial Modeling, Financial Analysis, Banking, Credit Analysis, Project Finance, Portfolio Management, Structured Finance, Commercial Banking, Capital Markets, Software Development, Strategy, Business Analysis, Investment Banking, Business Strategy, Derivatives, Risk Management, Mergers, Fixed Income, Team Management, Finance, Analysis, Credit Risk
Education
The University of Connecticut School of Business 2014 — 2016
Master of Business Administration (M.B.A.), Finance
Indian Institute of Management, Kozhikode 2008 — 2010
Master's Degree, Finance
Uttar Pradesh Technical University 2002 — 2006
Bachelor's Degree, Computer Science & Enginnering
Nikko Asset Management June 2015 - Present
UConn School of Business July 2014 - Present
ICICI Bank June 2010 - June 2014
ICICI Bank June 2010 - June 2014
ICICI Bank April 2009 - June 2009
3i Infotech September 2006 - June 2008
Skills
Corporate Finance, Financial Modeling, Financial Analysis, Banking, Credit Analysis, Project Finance, Portfolio Management, Structured Finance, Commercial Banking, Capital Markets, Software Development, Strategy, Business Analysis, Investment Banking, Business Strategy, Derivatives, Risk Management, Mergers, Fixed Income, Team Management, Finance, Analysis, Credit Risk
Education
The University of Connecticut School of Business 2014 — 2016
Master of Business Administration (M.B.A.), Finance
Indian Institute of Management, Kozhikode 2008 — 2010
Master's Degree, Finance
Uttar Pradesh Technical University 2002 — 2006
Bachelor's Degree, Computer Science & Enginnering
James Gregory James Gregory's Nikko Asset Management Experience August 2005 - January 2008
Job Japanese to English Business Translation, Owner of fastPaleo.com, CMO of Bamboowifi
Industry Translation and Localization
Experience
Bamboowifi July 2014 - Present
fastPaleo.com April 2011 - Present
Self-employed February 2008 - Present
Nikko Asset Management August 2005 - January 2008
Financial Times October 2004 - August 2005
U.S. Department of State July 2004 - October 2004
Skills
Management, Translation, Language Services, Localization, Microsoft Office, Public Relations, Marketing, Social Media, Writing, Newsletters, Trados, Editing, Customer Service, Press Releases, Technical Translation
Education
International Christian University 2002 — 2004
Master of Public Administration (MPA)
University of Delaware 1998 — 2002
BA Foreign Languages & Literature
Bamboowifi July 2014 - Present
fastPaleo.com April 2011 - Present
Self-employed February 2008 - Present
Nikko Asset Management August 2005 - January 2008
Financial Times October 2004 - August 2005
U.S. Department of State July 2004 - October 2004
Skills
Management, Translation, Language Services, Localization, Microsoft Office, Public Relations, Marketing, Social Media, Writing, Newsletters, Trados, Editing, Customer Service, Press Releases, Technical Translation
Education
International Christian University 2002 — 2004
Master of Public Administration (MPA)
University of Delaware 1998 — 2002
BA Foreign Languages & Literature
Lauren A. O'Bryan Lauren A. O'Bryan's Nikko Asset Management Experience May 2015 - Present
Job Vice President, Consultant & Client Relations at Nikko Asset Management
Industry Financial Services
Experience
Nikko Asset Management May 2015 - Present
Guggenheim Investments May 2014 - April 2015
Guggenheim Investments May 2012 - May 2014
INVESCO 2008 - May 2012
Citigroup 2006 - 2007
Merrill Lynch Wealth Management, Bank of America Corporation 2004 - 2006
Banc of America Securities May 2005 - August 2005
Education
University of Michigan - Stephen M. Ross School of Business 2004 — 2006
BBA, Finance and Corporate Strategy
University of Michigan 2002 — 2004
Honors College, Pre-Business
Nikko Asset Management May 2015 - Present
Guggenheim Investments May 2014 - April 2015
Guggenheim Investments May 2012 - May 2014
INVESCO 2008 - May 2012
Citigroup 2006 - 2007
Merrill Lynch Wealth Management, Bank of America Corporation 2004 - 2006
Banc of America Securities May 2005 - August 2005
Education
University of Michigan - Stephen M. Ross School of Business 2004 — 2006
BBA, Finance and Corporate Strategy
University of Michigan 2002 — 2004
Honors College, Pre-Business
Erik Katz Erik Katz's Nikko Asset Management Experience September 1986 - June 1987
Job Entrepreneur & Investor
Industry Investment Management
Experience
ThinkEco, Inc. November 2011 - Present
Blue Strategies LLC October 2009 - Present
The Paradigm Project May 2009 - Present
Blue Source October 2008 - March 2011
The Blackstone Group January 1992 - September 2008
Credit Suisse First Boston July 1988 - December 1991
Nikko Asset Management September 1986 - June 1987
Merrill Lynch September 1982 - August 1983
Skills
Business Strategy, Angel Investing, Mergers & Acquisitions, Corporate Finance, Executive Management, Private Equity, Valuation, Investment Banking, Venture Capital, Strategic Partnerships, Business Development, Carbon Markets, Joint Ventures, Energy Efficiency, Change Management, Climate Change, Social Entrepreneurship, Start-ups
Education
University of Massachusetts, Amherst 1983 — 1988
BA & BS, Japanese & Finance
Sophia University 1986 — 1987
Japanese Studies
ThinkEco, Inc. November 2011 - Present
Blue Strategies LLC October 2009 - Present
The Paradigm Project May 2009 - Present
Blue Source October 2008 - March 2011
The Blackstone Group January 1992 - September 2008
Credit Suisse First Boston July 1988 - December 1991
Nikko Asset Management September 1986 - June 1987
Merrill Lynch September 1982 - August 1983
Skills
Business Strategy, Angel Investing, Mergers & Acquisitions, Corporate Finance, Executive Management, Private Equity, Valuation, Investment Banking, Venture Capital, Strategic Partnerships, Business Development, Carbon Markets, Joint Ventures, Energy Efficiency, Change Management, Climate Change, Social Entrepreneurship, Start-ups
Education
University of Massachusetts, Amherst 1983 — 1988
BA & BS, Japanese & Finance
Sophia University 1986 — 1987
Japanese Studies
Kristin Wetzel Kristin Wetzel's Nikko Asset Management Experience July 2011 - August 2011
Job Vice President, Institutional Equity Trading at The Buckingham Research Group
Industry Financial Services
Experience
Buckingham Research Group August 2012 - Present
Nikko Asset Management July 2011 - August 2011
Wachtell, Lipton, Rosen & Katz June 2010 - August 2010
Skills
Series 55, Series 7, Series 63, Microsoft Excel, Microsoft Office, Bloomberg, Equities
Education
Lehigh University - College of Business and Economics 2007 — 2012
Bachelor of Science (B.S.), Finance, General
The American School in Japan 2005 — 2008
The Montclair Kimberley Academy 2003 — 2005
Buckingham Research Group August 2012 - Present
Nikko Asset Management July 2011 - August 2011
Wachtell, Lipton, Rosen & Katz June 2010 - August 2010
Skills
Series 55, Series 7, Series 63, Microsoft Excel, Microsoft Office, Bloomberg, Equities
Education
Lehigh University - College of Business and Economics 2007 — 2012
Bachelor of Science (B.S.), Finance, General
The American School in Japan 2005 — 2008
The Montclair Kimberley Academy 2003 — 2005
Mark Plimley, MBA Mark Plimley, MBA's Nikko Asset Management Experience May 2015 - Present
Job Senior Front & Middle Office Professional
Industry Investment Management
Experience
Nikko Asset Management May 2015 - Present
Verplanck Capital February 2013 - May 2015
Russell Investments December 2010 - August 2012
UBS Global Asset Management October 2007 - November 2010
Wilshire Associates August 2004 - October 2007
Commonwealth Bank of Australia September 2002 - July 2004
Commonwealth Bank of Australia August 2001 - September 2002
Deloitte Consulting April 2000 - August 2001
Chase Manhattan Bank May 1998 - March 2000
Chase Manhattan Bank June 1995 - May 1998
Education
Fordham University - Graduate School of Business Administration 1997 — 2000
Master of Business Administration, Finance (Funds Management), 3.8
University of Delaware 1989 — 1992
Bachelor of Science in Business Administration, Finance & Marketing
Nikko Asset Management May 2015 - Present
Verplanck Capital February 2013 - May 2015
Russell Investments December 2010 - August 2012
UBS Global Asset Management October 2007 - November 2010
Wilshire Associates August 2004 - October 2007
Commonwealth Bank of Australia September 2002 - July 2004
Commonwealth Bank of Australia August 2001 - September 2002
Deloitte Consulting April 2000 - August 2001
Chase Manhattan Bank May 1998 - March 2000
Chase Manhattan Bank June 1995 - May 1998
Education
Fordham University - Graduate School of Business Administration 1997 — 2000
Master of Business Administration, Finance (Funds Management), 3.8
University of Delaware 1989 — 1992
Bachelor of Science in Business Administration, Finance & Marketing
Andrea Chadwick's Nikko Asset Management Experience August 2015 - Present
Job
Industry Staffing and Recruiting
Experience
Nikko Asset Management August 2015 - Present
Ridgeway Partners LLC February 2005 - August 2015
Whitehead Mann October 2001 - January 2005
Bear, Stearns & Co, Inc 1999 - October 2001
Macy's Satellite Network 1998 - 1999
Skills
Project Management, Project Planning, Human Resources, Office Management, Administration, Management, Process Improvement, Accounting, Microsoft Office, Sales, Social Media, Back Office, Creativity Skills, QuickBooks, Accounts Payable &...
Education
King's College 1993 — 1997
Nikko Asset Management August 2015 - Present
Ridgeway Partners LLC February 2005 - August 2015
Whitehead Mann October 2001 - January 2005
Bear, Stearns & Co, Inc 1999 - October 2001
Macy's Satellite Network 1998 - 1999
Skills
Project Management, Project Planning, Human Resources, Office Management, Administration, Management, Process Improvement, Accounting, Microsoft Office, Sales, Social Media, Back Office, Creativity Skills, QuickBooks, Accounts Payable &...
Education
King's College 1993 — 1997
Daniel Forgie's Nikko Asset Management Experience October 2006 - Present
Job Portfolio Manager at Nikko Asset Management
Industry Investment Management
Experience
Nikko Asset Management October 2006 - Present
Citigroup 2004 - 2006
Wright Investors' Service June 2002 - July 2004
Cohane Rafferty Securities, Inc 1992 - 1999
Skills
Asset Management, Portfolio Management, Hedge Funds, Bloomberg, Equities, Equity Research, Investments, Asset Allocation, Alternative Investments, Oil & Gas Industry, Investment Management, Investment Strategies, Fixed Income, Capital Markets, Financial Modeling, Valuation, Securities, Financial Analysis, Private Equity, Mutual Funds, Derivatives, Financial Markets
Education
The University of Connecticut School of Business 2000 — 2002
MBA, Finance, General
Fairfield University 1989 — 1993
BA, Economics
Nikko Asset Management October 2006 - Present
Citigroup 2004 - 2006
Wright Investors' Service June 2002 - July 2004
Cohane Rafferty Securities, Inc 1992 - 1999
Skills
Asset Management, Portfolio Management, Hedge Funds, Bloomberg, Equities, Equity Research, Investments, Asset Allocation, Alternative Investments, Oil & Gas Industry, Investment Management, Investment Strategies, Fixed Income, Capital Markets, Financial Modeling, Valuation, Securities, Financial Analysis, Private Equity, Mutual Funds, Derivatives, Financial Markets
Education
The University of Connecticut School of Business 2000 — 2002
MBA, Finance, General
Fairfield University 1989 — 1993
BA, Economics
Timothy John's Nikko Asset Management Experience April 2006 - July 2006
Job Investment Banking Associate at Goldman Sachs
Industry Investment Banking
Experience
Goldman Sachs April 2014 - Present
JPMorgan Chase June 2008 - January 2014
Bain & Company June 2007 - August 2007
Nikko Asset Management April 2006 - July 2006
Skills
Investment Banking, Financial Modeling, Portfolio Management, Valuation, Capital Markets, Financial Analysis, Equities, Corporate Finance, Investments, Bloomberg
Education
Singapore Management University 2004 — 2008
Goldman Sachs April 2014 - Present
JPMorgan Chase June 2008 - January 2014
Bain & Company June 2007 - August 2007
Nikko Asset Management April 2006 - July 2006
Skills
Investment Banking, Financial Modeling, Portfolio Management, Valuation, Capital Markets, Financial Analysis, Equities, Corporate Finance, Investments, Bloomberg
Education
Singapore Management University 2004 — 2008
John Schrier's Nikko Asset Management Experience January 2007 - November 2008
Job Business Development, CACEIS
Industry Financial Services
Experience
CACEIS (USA) Inc. October 2009 - Present
Hedge Funds Care 2009 - 2014
Nikko Asset Management January 2007 - November 2008
Lorence & Schrier P.L.L.C. 2006 - 2007
KPMG November 1999 - August 2002
Deloitte January 1998 - August 1999
Gilbert, Segall and Young LLP August 1988 - December 1997
Cahill Gordon & Reindel 1986 - 1988
Skills
Hedge Funds, Alternative Investments, Asset Management, Securities, Capital Markets, Mutual Funds, Private Equity, Business Development, Corporate Law, Portfolio Management, Asset Managment, Securities Regulation, Due Diligence, Investment Management, Mergers & Acquisitions, Investments, Corporate Governance, Derivatives, Emerging Markets, Relationship Management, Tax Law, Legal Compliance, Fund Of Funds, Fixed Income, Venture Capital, Investor Relations, Financial Structuring, Fund Administration, Fund Accounting, Structured Finance, Private Placements, Securities Law, Compliance, Financial Services, Magic, Sleight of Hand
Education
New York University School of Law
LLM-Tax, Tax
University of Maryland - Robert H. Smith School of Business
MBA, Finance
University of Maryland School of Law
JD, Law
University of Missouri-Columbia
BA, Economics
CACEIS (USA) Inc. October 2009 - Present
Hedge Funds Care 2009 - 2014
Nikko Asset Management January 2007 - November 2008
Lorence & Schrier P.L.L.C. 2006 - 2007
KPMG November 1999 - August 2002
Deloitte January 1998 - August 1999
Gilbert, Segall and Young LLP August 1988 - December 1997
Cahill Gordon & Reindel 1986 - 1988
Skills
Hedge Funds, Alternative Investments, Asset Management, Securities, Capital Markets, Mutual Funds, Private Equity, Business Development, Corporate Law, Portfolio Management, Asset Managment, Securities Regulation, Due Diligence, Investment Management, Mergers & Acquisitions, Investments, Corporate Governance, Derivatives, Emerging Markets, Relationship Management, Tax Law, Legal Compliance, Fund Of Funds, Fixed Income, Venture Capital, Investor Relations, Financial Structuring, Fund Administration, Fund Accounting, Structured Finance, Private Placements, Securities Law, Compliance, Financial Services, Magic, Sleight of Hand
Education
New York University School of Law
LLM-Tax, Tax
University of Maryland - Robert H. Smith School of Business
MBA, Finance
University of Maryland School of Law
JD, Law
University of Missouri-Columbia
BA, Economics
Veronica Minukas's Nikko Asset Management Experience July 2007 - Present
Job Chief Human Resources Officer at Lord, Abbett & Co. LLC
Industry Financial Services
Experience
Lord, Abbett & Co. LLC May 2015 - Present
Nikko Asset Management July 2007 - Present
Fidelity Investments 1994 - 2007
Iomega 1986 - 1994
Skills
Succession Planning, Organizational..., Talent Management, Organizational Design, Workforce Planning, Human Resources, Organizational..., Employee Relations, Employee Engagement, Performance Management, 360 Feedback, Leadership Development, Executive Coaching, MBTI, Deferred Compensation, Management, Strategy
Education
The George Washington University - School of Business
Lord, Abbett & Co. LLC May 2015 - Present
Nikko Asset Management July 2007 - Present
Fidelity Investments 1994 - 2007
Iomega 1986 - 1994
Skills
Succession Planning, Organizational..., Talent Management, Organizational Design, Workforce Planning, Human Resources, Organizational..., Employee Relations, Employee Engagement, Performance Management, 360 Feedback, Leadership Development, Executive Coaching, MBTI, Deferred Compensation, Management, Strategy
Education
The George Washington University - School of Business
Hoel Bautista's Nikko Asset Management Experience January 2012 - Present
Job Head of IT Operations at Nikko Asset Management
Industry Information Technology and Services
Experience
Nikko Asset Management January 2012 - Present
Societe Generale March 2010 - January 2012
FX Concepts June 2008 - March 2009
IBM June 2003 - June 2008
Deutsche Bank March 1998 - May 2003
EJR Computer Associates September 1996 - March 1998
Ameritech Corporation 1995 - 1996
Accenture November 1992 - July 1995
Skills
Business Analysis, Risk Management, Management, Vendor Management, IT Management, Virtualization, Project Management, IT Service Management, IT Infrastructure..., Service Delivery..., System Administration, Desktop Support..., Server Administration, BC/DR, Disaster Recovery, IT Strategy, ITIL
Education
University of Illinois at Chicago 1985 — 1991
Bachelor of Science (B.S.), Information and Decision Sciences
Nikko Asset Management January 2012 - Present
Societe Generale March 2010 - January 2012
FX Concepts June 2008 - March 2009
IBM June 2003 - June 2008
Deutsche Bank March 1998 - May 2003
EJR Computer Associates September 1996 - March 1998
Ameritech Corporation 1995 - 1996
Accenture November 1992 - July 1995
Skills
Business Analysis, Risk Management, Management, Vendor Management, IT Management, Virtualization, Project Management, IT Service Management, IT Infrastructure..., Service Delivery..., System Administration, Desktop Support..., Server Administration, BC/DR, Disaster Recovery, IT Strategy, ITIL
Education
University of Illinois at Chicago 1985 — 1991
Bachelor of Science (B.S.), Information and Decision Sciences
Kevin Gaines's Nikko Asset Management Experience September 2007 - Present
Job Managing Director Director of Due Diligence at Nikko Asset Management
Industry Financial Services
Experience
Nikko Asset Management September 2007 - Present
Moody's Investors Service February 2006 - September 2007
ACAM Advisors LLC January 1998 - January 2006
JJ Kenny Inc. July 1994 - January 1998
BEA Associates May 1992 - July 1994
Dreyfus 1988 - 1991
Skills
Hedge Funds, Alternative Investments, Fund Of Funds, Equities, Portfolio Management, Fixed Income, Asset Managment, Due Diligence, Bloomberg, Investments, Investment Strategies, Financial Modeling, Asset Allocation, Investment Management, Asset Management, Commodity, Venture Capital, Trading, Financial Structuring, Wealth Management, Equity Derivatives, Financial Analysis, Risk Management, Quantitative Analytics, Market Risk, Investment Banking, Global Macro, Derivatives, Credit Derivatives, Equity Research, Options, Capital Markets, Investment Advisory, Mergers & Acquisitions, Structured Products, Mutual Funds, Hedging, Emerging Markets, Equity Trading, Financial Risk, Financial Markets, Securities, Bonds, Institutional..., Investor Relations, Quantitative Finance, Valuation, Fund Accounting, Corporate Finance, Structured Finance
Education
New York University - Leonard N. Stern School of Business 2007 — 2010
MBA
Norfolk State University 1984 — 1988
BS, Accounting
Nikko Asset Management September 2007 - Present
Moody's Investors Service February 2006 - September 2007
ACAM Advisors LLC January 1998 - January 2006
JJ Kenny Inc. July 1994 - January 1998
BEA Associates May 1992 - July 1994
Dreyfus 1988 - 1991
Skills
Hedge Funds, Alternative Investments, Fund Of Funds, Equities, Portfolio Management, Fixed Income, Asset Managment, Due Diligence, Bloomberg, Investments, Investment Strategies, Financial Modeling, Asset Allocation, Investment Management, Asset Management, Commodity, Venture Capital, Trading, Financial Structuring, Wealth Management, Equity Derivatives, Financial Analysis, Risk Management, Quantitative Analytics, Market Risk, Investment Banking, Global Macro, Derivatives, Credit Derivatives, Equity Research, Options, Capital Markets, Investment Advisory, Mergers & Acquisitions, Structured Products, Mutual Funds, Hedging, Emerging Markets, Equity Trading, Financial Risk, Financial Markets, Securities, Bonds, Institutional..., Investor Relations, Quantitative Finance, Valuation, Fund Accounting, Corporate Finance, Structured Finance
Education
New York University - Leonard N. Stern School of Business 2007 — 2010
MBA
Norfolk State University 1984 — 1988
BS, Accounting
Fred DeSerio's Nikko Asset Management Experience January 2015 - Present
Job Nikko Asset Management, Senior Managing Director, Head of Sales and CoHead of Business, The Americas
Industry Investment Management
Experience
Nikko Asset Management January 2015 - Present
Invesco Ltd. September 2002 - January 2015
Segal Rogerscasey January 1996 - September 2002
American International Group February 1995 - July 1996
Morgan Stanley June 1992 - February 1995
Skills
Alternative Investments, Hedge Funds, Portfolio Management, Fixed Income, Institutional, Asset Allocation, Institutional Sales, Asset Management, Equities, Mutual Funds, Investment Advisory, Financial Services, Investment Management, Investments, Series 7, Investment Strategies, Private Equity
Education
Syracuse University - Martin J. Whitman School of Management 1988 — 1992
Bachelor of Arts, Finance
Nikko Asset Management January 2015 - Present
Invesco Ltd. September 2002 - January 2015
Segal Rogerscasey January 1996 - September 2002
American International Group February 1995 - July 1996
Morgan Stanley June 1992 - February 1995
Skills
Alternative Investments, Hedge Funds, Portfolio Management, Fixed Income, Institutional, Asset Allocation, Institutional Sales, Asset Management, Equities, Mutual Funds, Investment Advisory, Financial Services, Investment Management, Investments, Series 7, Investment Strategies, Private Equity
Education
Syracuse University - Martin J. Whitman School of Management 1988 — 1992
Bachelor of Arts, Finance
David Vargas, CFA's Nikko Asset Management Experience February 2010 - June 2010
Job Research Associate at Raymond James Financial Inc.
Industry Investment Management
Experience
Raymond James Financial Inc. March 2014 - Present
Raymond James Financial Inc. May 2013 - February 2014
Nomura Securities July 2010 - October 2012
Nikko Asset Management February 2010 - June 2010
Barclays Capital September 2008 - July 2009
Lehman Brothers June 2006 - September 2008
Skills
Bloomberg, Equity Trading, Proprietary Trading, Equity Valuation, Quantitative Analytics, VBA Programing, Financial Modeling, Real Estate Valuation, Trading, Financial Markets, Equities, Equity Research, Capital Markets, Options, Hedge Funds, Series 7
Education
University of Florida - Warrington College Of Business 2002 — 2006
BS, Finance, General
Chartered Financial Analyst
CFA
Raymond James Financial Inc. March 2014 - Present
Raymond James Financial Inc. May 2013 - February 2014
Nomura Securities July 2010 - October 2012
Nikko Asset Management February 2010 - June 2010
Barclays Capital September 2008 - July 2009
Lehman Brothers June 2006 - September 2008
Skills
Bloomberg, Equity Trading, Proprietary Trading, Equity Valuation, Quantitative Analytics, VBA Programing, Financial Modeling, Real Estate Valuation, Trading, Financial Markets, Equities, Equity Research, Capital Markets, Options, Hedge Funds, Series 7
Education
University of Florida - Warrington College Of Business 2002 — 2006
BS, Finance, General
Chartered Financial Analyst
CFA
Mark Dellisant, CFA's Nikko Asset Management Experience 2005 - 2009
Job Investment Analyst at Bryant Park Wealth Advisors
Industry Investment Management
Experience
Bryant Park Wealth Advisors 2010 - Present
Nikko Asset Management 2005 - 2009
Brown Brothers Harriman 2004 - 2005
Brown Brothers Harriman 1999 - 2004
Education
University of Delaware 1993 — 1998
B.S., Finance
Bryant Park Wealth Advisors 2010 - Present
Nikko Asset Management 2005 - 2009
Brown Brothers Harriman 2004 - 2005
Brown Brothers Harriman 1999 - 2004
Education
University of Delaware 1993 — 1998
B.S., Finance
Cynthia Haidar's Nikko Asset Management Experience November 2009 - May 2010
Job Gapstow Capital Partners
Industry Financial Services
Experience
Gapstow Capital Partners May 2010 - Present
Nikko Asset Management November 2009 - May 2010
Master Trend Capital Advisors Off Shore, S.A.L. June 2009 - August 2009
Education
Columbia Engineering 2008 — 2009
Master of Science, Financial Engineering
Lebanese American University 2003 — 2008
Bachelor of Engineering, Computer Engineering
College Louise Wegmann
Gapstow Capital Partners May 2010 - Present
Nikko Asset Management November 2009 - May 2010
Master Trend Capital Advisors Off Shore, S.A.L. June 2009 - August 2009
Education
Columbia Engineering 2008 — 2009
Master of Science, Financial Engineering
Lebanese American University 2003 — 2008
Bachelor of Engineering, Computer Engineering
College Louise Wegmann
John Permaul's Nikko Asset Management Experience June 2013 - Present
Job System Administrator at Nikko Asset Management
Industry Financial Services
Experience
Nikko Asset Management June 2013 - Present
WireMate 2008 - Present
Societe Generale May 2011 - June 2013
Societe Generale January 2011 - May 2011
Asset Inventories Inc. July 2007 - January 2011
Trust Company Of The West September 2008 - November 2008
Societe Generale February 2008 - June 2008
Polytechnic University (Office of Special Services) January 2004 - May 2007
The High School For Enterprise, Business and Technology June 2003 - August 2003
Skills
Microsoft Office, Microsoft Excel, C++, HTML, SQL, PHP, Call Center, Microsoft Word, Citrix, Blackberry, Web Design, Databases, Windows XP Pro, Windows 7, Windows Vista, Mac OS X, VMware ESX, OS X, Operating Systems, Windows XP
Education
Polytechnic University 2003 — 2007
Bachelor's degree, Computer Engineering, 3.0
Nikko Asset Management June 2013 - Present
WireMate 2008 - Present
Societe Generale May 2011 - June 2013
Societe Generale January 2011 - May 2011
Asset Inventories Inc. July 2007 - January 2011
Trust Company Of The West September 2008 - November 2008
Societe Generale February 2008 - June 2008
Polytechnic University (Office of Special Services) January 2004 - May 2007
The High School For Enterprise, Business and Technology June 2003 - August 2003
Skills
Microsoft Office, Microsoft Excel, C++, HTML, SQL, PHP, Call Center, Microsoft Word, Citrix, Blackberry, Web Design, Databases, Windows XP Pro, Windows 7, Windows Vista, Mac OS X, VMware ESX, OS X, Operating Systems, Windows XP
Education
Polytechnic University 2003 — 2007
Bachelor's degree, Computer Engineering, 3.0
Eric Schwartz's Nikko Asset Management Experience July 2008 - December 2009
Job Chairman and CEO, 76 West Holdings
Industry Financial Services
Experience
Applied Data Finance December 2014 - Present
Demica July 2014 - Present
Atlanta Hawks March 2014 - Present
Allied World October 2013 - Present
Jefferson National January 2012 - Present
Gold Bullion International January 2012 - Present
Indostar Capital Finance April 2011 - Present
Prosper Marketplace March 2012 - January 2013
Nikko Asset Management July 2008 - December 2009
Goldman Sachs August 1985 - June 2007
Education
University of Pennsylvania - The Wharton School 1983 — 1985
Master of Business Administration (MBA)
University of Pennsylvania - The Wharton School 1980 — 1984
Bachelor of Science (BS)
Applied Data Finance December 2014 - Present
Demica July 2014 - Present
Atlanta Hawks March 2014 - Present
Allied World October 2013 - Present
Jefferson National January 2012 - Present
Gold Bullion International January 2012 - Present
Indostar Capital Finance April 2011 - Present
Prosper Marketplace March 2012 - January 2013
Nikko Asset Management July 2008 - December 2009
Goldman Sachs August 1985 - June 2007
Education
University of Pennsylvania - The Wharton School 1983 — 1985
Master of Business Administration (MBA)
University of Pennsylvania - The Wharton School 1980 — 1984
Bachelor of Science (BS)
Naomi Arakawa's Nikko Asset Management Experience December 2007 - February 2010
Job
Industry Banking
Experience
Sumitomo Trust and Banking November 2010 - Present
Nikko Asset Management December 2007 - February 2010
Thales Fund Management February 2000 - September 2007
Education
Pace University - Lubin School of Business
M.B.A., Financial Management
Sumitomo Trust and Banking November 2010 - Present
Nikko Asset Management December 2007 - February 2010
Thales Fund Management February 2000 - September 2007
Education
Pace University - Lubin School of Business
M.B.A., Financial Management
Larry Prager's Nikko Asset Management Experience April 2005 - July 2010
Job Senior Managing Director, CIO at Nikko Asset Management Americas
Industry Investment Management
Experience
Nikko Asset Management Americas July 2010 - Present
Nikko Asset Management April 2005 - July 2010
Nikko Citigroup March 1999 - April 2005
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, PowerPoint, Budgets, Customer Service, Accounting, Research, Financial Analysis, English, Outlook, Strategic Planning, Risk Management, Business Analysis, Asset Management, Equities, Hedge Funds, Fixed Income, Bloomberg, Emerging Markets, Investments, Portfolio Management
Education
Keio University 1983 — 1985
Finance, General, Japanese
UCLA 1980 — 1982
Master of Business Administration (MBA), Finance, General
UCSB 1969 — 1973
BA, Economics, Asian Studies, Political Science
Nikko Asset Management Americas July 2010 - Present
Nikko Asset Management April 2005 - July 2010
Nikko Citigroup March 1999 - April 2005
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, PowerPoint, Budgets, Customer Service, Accounting, Research, Financial Analysis, English, Outlook, Strategic Planning, Risk Management, Business Analysis, Asset Management, Equities, Hedge Funds, Fixed Income, Bloomberg, Emerging Markets, Investments, Portfolio Management
Education
Keio University 1983 — 1985
Finance, General, Japanese
UCLA 1980 — 1982
Master of Business Administration (MBA), Finance, General
UCSB 1969 — 1973
BA, Economics, Asian Studies, Political Science
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY