Nikko Securities
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Nikko Securities Employees
Employee
Years
Job
Industry
Dan DeBolt Dan DeBolt's Nikko Securities Experience 1986 - 1986
Job Senior Finance Professional
Industry Management Consulting
Experience
H.J. Heinz Company 2011 - 2013
H.J. Heinz Company 2001 - 2011
Heinz Frozen Food Company 1999 - 2001
Weight Watchers International 1996 - 1999
H J Heinz Company 1995 - 1996
H J Heinz Company 1989 - 1994
HJ Heinz Company 1987 - 1989
Nikko Securities 1986 - 1986
Republic/LTV Steel Companies 1981 - 1985
Amoco Minerals Corporation 1977 - 1980
Skills
Financial Analysis, Forecasting, Supply Chain Management, Financial Reporting, Process Improvement, Managerial Finance, Financial Modeling, Variance Analysis, SAP, Budgets, Business Analysis, Hyperion Enterprise, Internal Controls, Sarbanes-Oxley Act, Cost Accounting, Accounting, Mergers & Acquisitions, Performance Analysis, Investment Analysis, Project Management
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business
Master of Business Administration (M.B.A.), Concentration in International Business and Finance
Chaminade University of Honolulu/Japan America Institute of Management Science
Master of Science Japanese Business Studies
West Virginia University
Bachelor of Science Mining Engineering
H.J. Heinz Company 2011 - 2013
H.J. Heinz Company 2001 - 2011
Heinz Frozen Food Company 1999 - 2001
Weight Watchers International 1996 - 1999
H J Heinz Company 1995 - 1996
H J Heinz Company 1989 - 1994
HJ Heinz Company 1987 - 1989
Nikko Securities 1986 - 1986
Republic/LTV Steel Companies 1981 - 1985
Amoco Minerals Corporation 1977 - 1980
Skills
Financial Analysis, Forecasting, Supply Chain Management, Financial Reporting, Process Improvement, Managerial Finance, Financial Modeling, Variance Analysis, SAP, Budgets, Business Analysis, Hyperion Enterprise, Internal Controls, Sarbanes-Oxley Act, Cost Accounting, Accounting, Mergers & Acquisitions, Performance Analysis, Investment Analysis, Project Management
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business
Master of Business Administration (M.B.A.), Concentration in International Business and Finance
Chaminade University of Honolulu/Japan America Institute of Management Science
Master of Science Japanese Business Studies
West Virginia University
Bachelor of Science Mining Engineering
Lorenzo Mejia Lorenzo Mejia's Nikko Securities Experience 1996 - 1998
Job Owner, Acorn Home Care Services
Industry Executive Office
Experience
Acorn Home Care Services, Inc. 2011 - Present
SIMtone 2006 - 2011
Telic Communications 2002 - 2006
Cybertel 2000 - 2002
Skila 1998 - 2000
Nikko Securities 1996 - 1998
Prudential Securities 1994 - 1996
Dole Foods 1983 - 1988
Skills
Investor Relations, Capital Raising, Cloud Computing, VoIP, Start-ups, Strategy, Private Equity, Business Development, IPO, Investment Banking, Telecommunications, Business Strategy, Strategic Planning, Equities, Acquisitions, SaaS, Finance, Turn Around Management, Corporate Development, Product Management, Angel Investing, Venture Capital, Strategic Partnerships, IP, Mergers & Acquisitions, Executive Management, Broadband, Management, Entrepreneurship, Healthcare Information..., Due Diligence, Investments, CRM, Leadership
Education
Stanford University Graduate School of Business 1981 — 1983
MBA
Stanford University 1981 — 1982
MA
University of California, Berkeley 1979 — 1980
MS
University of Maryland 1976 — 1979
BS
Acorn Home Care Services, Inc. 2011 - Present
SIMtone 2006 - 2011
Telic Communications 2002 - 2006
Cybertel 2000 - 2002
Skila 1998 - 2000
Nikko Securities 1996 - 1998
Prudential Securities 1994 - 1996
Dole Foods 1983 - 1988
Skills
Investor Relations, Capital Raising, Cloud Computing, VoIP, Start-ups, Strategy, Private Equity, Business Development, IPO, Investment Banking, Telecommunications, Business Strategy, Strategic Planning, Equities, Acquisitions, SaaS, Finance, Turn Around Management, Corporate Development, Product Management, Angel Investing, Venture Capital, Strategic Partnerships, IP, Mergers & Acquisitions, Executive Management, Broadband, Management, Entrepreneurship, Healthcare Information..., Due Diligence, Investments, CRM, Leadership
Education
Stanford University Graduate School of Business 1981 — 1983
MBA
Stanford University 1981 — 1982
MA
University of California, Berkeley 1979 — 1980
MS
University of Maryland 1976 — 1979
BS
Alex Navarrete, CFA Alex Navarrete, CFA's Nikko Securities Experience 1994 - 1997
Job Regional Head of Business Management, Global Trade & Receivables Finance, HSBC N.A.
Industry Banking
Experience
HSBC April 2013 - Present
HSBC July 2010 - March 2013
HSBC 2006 - July 2010
Ambac 2000 - 2005
Citibank 1999 - 2000
The Industrial Bank of Japan 1997 - 1999
Nikko Securities 1994 - 1997
Goldman Sachs 1989 - 1992
Skills
Emerging Markets, Structured Finance, Capital Markets, Fixed Income, Derivatives, Latin America, Securitization, Project Finance, Financial Modeling, Banking, Financial Risk, Risk Management, Finance, Financial Services, Portfolio Management, Corporate Finance, Investment Banking
Education
Yale University - Yale School of Management 1992 — 1994
MBA, Management
Cornell University 1985 — 1989
BS, Electrical Engineering
HSBC April 2013 - Present
HSBC July 2010 - March 2013
HSBC 2006 - July 2010
Ambac 2000 - 2005
Citibank 1999 - 2000
The Industrial Bank of Japan 1997 - 1999
Nikko Securities 1994 - 1997
Goldman Sachs 1989 - 1992
Skills
Emerging Markets, Structured Finance, Capital Markets, Fixed Income, Derivatives, Latin America, Securitization, Project Finance, Financial Modeling, Banking, Financial Risk, Risk Management, Finance, Financial Services, Portfolio Management, Corporate Finance, Investment Banking
Education
Yale University - Yale School of Management 1992 — 1994
MBA, Management
Cornell University 1985 — 1989
BS, Electrical Engineering
Kerry Byrne Kerry Byrne's Nikko Securities Experience March 1987 - February 1989
Job First Eagle Investment Management
Industry Investment Management
Experience
First Eagle Investment Management February 1989 - Present
Nikko Securities March 1987 - February 1989
Skills
Hedge Funds
Education
State University of New York College at Cortland 1982 — 1986
BS, Economics and Management
First Eagle Investment Management February 1989 - Present
Nikko Securities March 1987 - February 1989
Skills
Hedge Funds
Education
State University of New York College at Cortland 1982 — 1986
BS, Economics and Management
Brian Clark Brian Clark's Nikko Securities Experience 1998 - 2000
Job Global Technology, JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase June 2014 - Present
xTV October 2013 - Present
Cognilytics, Inc. December 2013 - December 2014
OpenLink Financial January 2014 - May 2014
Moody's September 2010 - October 2013
NYSE Euronext March 2004 - September 2010
Clark Consulting LLC 2002 - 2004
emagine solutions March 2000 - March 2002
Nikko Securities 1998 - 2000
Citigroup 1995 - 1998
Education
University of Phoenix 1998 — 2000
BS, Management Information Systems and Services
Farmingdale State College 1974 — 1976
AAS, Construction Technology
JPMorgan Chase June 2014 - Present
xTV October 2013 - Present
Cognilytics, Inc. December 2013 - December 2014
OpenLink Financial January 2014 - May 2014
Moody's September 2010 - October 2013
NYSE Euronext March 2004 - September 2010
Clark Consulting LLC 2002 - 2004
emagine solutions March 2000 - March 2002
Nikko Securities 1998 - 2000
Citigroup 1995 - 1998
Education
University of Phoenix 1998 — 2000
BS, Management Information Systems and Services
Farmingdale State College 1974 — 1976
AAS, Construction Technology
Frank Graziano's Nikko Securities Experience November 1997 - November 1998
Job CEO at Chromis Fiberoptics
Industry Telecommunications
Experience
Chromis Fiberoptics October 2013 - Present
Chromis Fiberoptics January 2013 - September 2013
Monmouth Venture Partners February 2009 - January 2013
Comodo October 2007 - January 2009
EasyLink Services (successor to Mail.com) December 1998 - August 2007
Nikko Securities November 1997 - November 1998
Recca & Company September 1994 - October 1996
Compact Disk Products November 1989 - September 1994
Nikko Capital Services November 1987 - October 1989
Bank of America NT & SA September 1982 - October 1987
Skills
Executive Management, Interim Management, New Business Development, Strategic Partnerships, Sales Management, Corporate Development, Mergers, Marketing Strategy, Venture Capital, Strategic Planning, Product Management, Product Marketing, Corporate Finance, Private Equity, Start-ups, Strategy, Mergers & Acquisitions, Entrepreneurship, Management, Leadership, Management Consulting, SaaS, E-commerce, Turn Around Management, Marketing, Business Development, Business Strategy, P&L Management, Enterprise Software, Lead Generation, Cross-functional Team..., Product Development, Sales Process, Outsourcing, Process Improvement, Finance, Business Planning, Financial Modeling, Program Management, Project Management, Competitive Analysis, Risk Management, Sales, Consulting, Digital Media, CRM, Restructuring, Go-to-market Strategy, Integration, Solution Selling
Education
Columbia University - Columbia Business School 1980 — 1982
MBA, Finance
University of Scranton 1976 — 1980
BS, Chemistry / Business, summa cum laude
Chromis Fiberoptics October 2013 - Present
Chromis Fiberoptics January 2013 - September 2013
Monmouth Venture Partners February 2009 - January 2013
Comodo October 2007 - January 2009
EasyLink Services (successor to Mail.com) December 1998 - August 2007
Nikko Securities November 1997 - November 1998
Recca & Company September 1994 - October 1996
Compact Disk Products November 1989 - September 1994
Nikko Capital Services November 1987 - October 1989
Bank of America NT & SA September 1982 - October 1987
Skills
Executive Management, Interim Management, New Business Development, Strategic Partnerships, Sales Management, Corporate Development, Mergers, Marketing Strategy, Venture Capital, Strategic Planning, Product Management, Product Marketing, Corporate Finance, Private Equity, Start-ups, Strategy, Mergers & Acquisitions, Entrepreneurship, Management, Leadership, Management Consulting, SaaS, E-commerce, Turn Around Management, Marketing, Business Development, Business Strategy, P&L Management, Enterprise Software, Lead Generation, Cross-functional Team..., Product Development, Sales Process, Outsourcing, Process Improvement, Finance, Business Planning, Financial Modeling, Program Management, Project Management, Competitive Analysis, Risk Management, Sales, Consulting, Digital Media, CRM, Restructuring, Go-to-market Strategy, Integration, Solution Selling
Education
Columbia University - Columbia Business School 1980 — 1982
MBA, Finance
University of Scranton 1976 — 1980
BS, Chemistry / Business, summa cum laude
Sara Paulson Sara Paulson's Nikko Securities Experience 1987 - 1988
Job External Wholesaler at AssetMark
Industry Financial Services
Experience
AssetMark September 2015 - Present
Curian Capital September 2010 - September 2015
Novo Vision Partners January 2009 - August 2010
Russell Investments February 2001 - December 2008
Robert W. Baird 1992 - 2001
Global Capital Securities November 1990 - February 1991
Kansallis-Osake-Pankki January 1989 - November 1990
Nikko Securities 1987 - 1988
Skills
Series 7, Mutual Funds, Asset Allocation, Investments, Financial Services, Alternative Investments, Investment Advisory, Financial Advisory, Fixed Annuities, Series 63, Insurance, Strategic Financial..., Separately Managed..., Strategy, Wealth Management, Public Speaking, Retirement Planning, Practice Management, Equities, Bonds, Consultative Selling, Financial Planning
Education
New York Institute of Finance 1985 — 1989
University of Wisconsin-Whitewater 1982 — 1984
Liberal Arts
Macalester College 1980 — 1982
Liberal Arts
Woodlands Academy of the Sacred Heart 1978 — 1980
AssetMark September 2015 - Present
Curian Capital September 2010 - September 2015
Novo Vision Partners January 2009 - August 2010
Russell Investments February 2001 - December 2008
Robert W. Baird 1992 - 2001
Global Capital Securities November 1990 - February 1991
Kansallis-Osake-Pankki January 1989 - November 1990
Nikko Securities 1987 - 1988
Skills
Series 7, Mutual Funds, Asset Allocation, Investments, Financial Services, Alternative Investments, Investment Advisory, Financial Advisory, Fixed Annuities, Series 63, Insurance, Strategic Financial..., Separately Managed..., Strategy, Wealth Management, Public Speaking, Retirement Planning, Practice Management, Equities, Bonds, Consultative Selling, Financial Planning
Education
New York Institute of Finance 1985 — 1989
University of Wisconsin-Whitewater 1982 — 1984
Liberal Arts
Macalester College 1980 — 1982
Liberal Arts
Woodlands Academy of the Sacred Heart 1978 — 1980
Richard Antoniotti Richard Antoniotti's Nikko Securities Experience 1994 - 1996
Job President/Recruiter @ ProFinance Recruiting LLC
Industry Staffing and Recruiting
Experience
ProFinance Recruiting LLC 2004 - Present
Ajilon Finance Solutions 2004 - 2004
Prudential Securities 1997 - 1998
Prudential Financial 1996 - 1997
Nikko Securities 1994 - 1996
AXA Equitable 1989 - 1994
Paine Webber 1987 - 1989
Rooney Pace 1984 - 1987
Skills
Accounting, Financial Reporting, Auditing, Financial Analysis, Sarbanes-Oxley Act, Executive Search, Recruiting, Talent Acquisition, Internal Controls, Budgets, Payroll, Finance, Mergers, Technical Recruiting, Forecasting, Strategic Planning, Tax, QuickBooks, Human Resources, Managerial Finance
Education
Fairleigh Dickinson University 1972 — 1976
BS, Accounting
Dwight Morrow High School
College Prep
ProFinance Recruiting LLC 2004 - Present
Ajilon Finance Solutions 2004 - 2004
Prudential Securities 1997 - 1998
Prudential Financial 1996 - 1997
Nikko Securities 1994 - 1996
AXA Equitable 1989 - 1994
Paine Webber 1987 - 1989
Rooney Pace 1984 - 1987
Skills
Accounting, Financial Reporting, Auditing, Financial Analysis, Sarbanes-Oxley Act, Executive Search, Recruiting, Talent Acquisition, Internal Controls, Budgets, Payroll, Finance, Mergers, Technical Recruiting, Forecasting, Strategic Planning, Tax, QuickBooks, Human Resources, Managerial Finance
Education
Fairleigh Dickinson University 1972 — 1976
BS, Accounting
Dwight Morrow High School
College Prep
Robert M. Cavazini Robert M. Cavazini's Nikko Securities Experience 1993 - 1995
Job Director, Spotts On Trends
Industry Investment Banking
Experience
Spotts on Trends May 2011 - Present
Bollinger Insurance 2008 - 2010
Morgan Stanley Smith Barney 1998 - 2009
Nikko Securities 1993 - 1995
UBS Securities Co., Ltd 1986 - 1993
Chemical Bank 1973 - 1986
Skills
Financial Analysis, Insurance, Risk Management, Portfolio Management, Investments
Education
Fordham University
Bachelor of Arts, Economics
Archbishop Molloy 1963 — 1967
Fordham University
B.A., Ecnomics
Spotts on Trends May 2011 - Present
Bollinger Insurance 2008 - 2010
Morgan Stanley Smith Barney 1998 - 2009
Nikko Securities 1993 - 1995
UBS Securities Co., Ltd 1986 - 1993
Chemical Bank 1973 - 1986
Skills
Financial Analysis, Insurance, Risk Management, Portfolio Management, Investments
Education
Fordham University
Bachelor of Arts, Economics
Archbishop Molloy 1963 — 1967
Fordham University
B.A., Ecnomics
Rick Molakala's Nikko Securities Experience April 1995 - September 1997
Job Investments
Industry Financial Services
Experience
Private. June 2008 - December 2014
IEX Group, Inc. June 2013 - August 2014
Landmark Real Estate Fund June 2008 - March 2011
Lehman Brothers April 2007 - June 2008
Lehman Brothers April 2006 - April 2007
Lehman Brothers July 2005 - April 2006
Lehman Brothers March 2001 - June 2005
Merrill Lynch September 2000 - March 2001
UBS September 1997 - September 2000
Nikko Securities April 1995 - September 1997
Skills
Private Equity, Equities, Trading, Due Diligence, Investments, Business Strategy, Mergers & Acquisitions, Financial Modeling, Asset Management, Business Development, Investment Banking, Venture Capital, Strategy
Education
Canisius College 1987 — 1991
BSC, Finance
Williamsville South High School
Private. June 2008 - December 2014
IEX Group, Inc. June 2013 - August 2014
Landmark Real Estate Fund June 2008 - March 2011
Lehman Brothers April 2007 - June 2008
Lehman Brothers April 2006 - April 2007
Lehman Brothers July 2005 - April 2006
Lehman Brothers March 2001 - June 2005
Merrill Lynch September 2000 - March 2001
UBS September 1997 - September 2000
Nikko Securities April 1995 - September 1997
Skills
Private Equity, Equities, Trading, Due Diligence, Investments, Business Strategy, Mergers & Acquisitions, Financial Modeling, Asset Management, Business Development, Investment Banking, Venture Capital, Strategy
Education
Canisius College 1987 — 1991
BSC, Finance
Williamsville South High School
YeeLam Tsoi's Nikko Securities Experience November 1996 - March 1999
Job Supply Chain Program Manager at Synnex Corporation
Industry Banking
Experience
Synnex Corporation October 2007 - Present
Boyden Global Executive August 2004 - July 2006
Nikko Securities November 1996 - March 1999
William E. Simon & Sons January 1995 - October 1996
Skills
Business Development, Executive Search, Technical Recruiting
Education
San Jose State University 2006 — 2007
MBA
Synnex Corporation October 2007 - Present
Boyden Global Executive August 2004 - July 2006
Nikko Securities November 1996 - March 1999
William E. Simon & Sons January 1995 - October 1996
Skills
Business Development, Executive Search, Technical Recruiting
Education
San Jose State University 2006 — 2007
MBA
Doug Stebbins, CFA's Nikko Securities Experience April 1997 - February 1998
Job Managing Director at Bentley Associates
Industry Financial Services
Experience
Bentley Associates April 2015 - Present
Mizuho Securities January 2005 - December 2014
Dresdner Kleinwort Wasserstein (Japan) Ltd. June 2002 - April 2004
Bear Stearns (Japan) Limited February 1998 - June 2002
Nikko Securities April 1997 - February 1998
Societe Generale, Tokyo December 1993 - April 1997
Skills
Macroeconomics, Japanese, Hedge Funds, Equities, Private Equity, Venture Capital, Options, Securities, Asset Managment, Due Diligence, Fixed Income, Mutual Funds, Derivatives, Trading, Financial Services, Alternative Investments, Asset Management
Education
University of Michigan 1986 — 1990
BA
Bentley Associates April 2015 - Present
Mizuho Securities January 2005 - December 2014
Dresdner Kleinwort Wasserstein (Japan) Ltd. June 2002 - April 2004
Bear Stearns (Japan) Limited February 1998 - June 2002
Nikko Securities April 1997 - February 1998
Societe Generale, Tokyo December 1993 - April 1997
Skills
Macroeconomics, Japanese, Hedge Funds, Equities, Private Equity, Venture Capital, Options, Securities, Asset Managment, Due Diligence, Fixed Income, Mutual Funds, Derivatives, Trading, Financial Services, Alternative Investments, Asset Management
Education
University of Michigan 1986 — 1990
BA
Roseanna Petruzzelli's Nikko Securities Experience 1986 - 1993
Job Director
Industry Health, Wellness and Fitness
Experience
LIFE*MOD January 2014 - Present
InvestoMetrix November 2011 - Present
Liberty Realty October 2003 - Present
The Jenn Veasey Group 1997 - 2001
McDonald Investments 1992 - 1997
Nikko Securities 1986 - 1993
Nikko Securities 1987 - 1992
Skills
First Time Home Buyers, New Home Sales, Referrals, ABR, National Association of..., Strategic Planning, Corporate Real Estate, Coaching, Townhomes, Investors, Relocation, Listings, Sales, Short Sales, Marketing, Property, Condos, Real Estate Transactions, Management, Real Estate, Residential Homes, REO, Selling, Commercial Real Estate, Sellers, Investment Properties, Foreclosures, Property Management, Negotiation, Single Family Homes, Buyer Representation, Rentals, Real Property, Real Estate Development
Education
Baldwin Wallace University
Renatus
Real Estate Investing
LIFE*MOD January 2014 - Present
InvestoMetrix November 2011 - Present
Liberty Realty October 2003 - Present
The Jenn Veasey Group 1997 - 2001
McDonald Investments 1992 - 1997
Nikko Securities 1986 - 1993
Nikko Securities 1987 - 1992
Skills
First Time Home Buyers, New Home Sales, Referrals, ABR, National Association of..., Strategic Planning, Corporate Real Estate, Coaching, Townhomes, Investors, Relocation, Listings, Sales, Short Sales, Marketing, Property, Condos, Real Estate Transactions, Management, Real Estate, Residential Homes, REO, Selling, Commercial Real Estate, Sellers, Investment Properties, Foreclosures, Property Management, Negotiation, Single Family Homes, Buyer Representation, Rentals, Real Property, Real Estate Development
Education
Baldwin Wallace University
Renatus
Real Estate Investing
Annette Bronkesh's Nikko Securities Experience 1987 - 1995
Job Principal at Bronkesh Associates
Industry Public Relations and Communications
Experience
Bronkesh Associates 1990 - Present
Nikko Securities 1987 - 1995
American Stock Exchange 1985 - 1987
McGraw Hill 1980 - 1985
Skills
Media Relations, Corporate Communications, Crisis Communications, Editing, Strategic Communications, Investor Relations, Internal Communications, Copywriting, Press Releases, Journalism, Marketing Communications, Social Media, Thought Leadership, Blogging, Speech Writing, Communication Training, Messaging, Crisis Management, Marketing, Message Development, Newsletters, Reputation Management, Publicity
Education
New York University 1975 — 1979
BA, Journalism
Bronkesh Associates 1990 - Present
Nikko Securities 1987 - 1995
American Stock Exchange 1985 - 1987
McGraw Hill 1980 - 1985
Skills
Media Relations, Corporate Communications, Crisis Communications, Editing, Strategic Communications, Investor Relations, Internal Communications, Copywriting, Press Releases, Journalism, Marketing Communications, Social Media, Thought Leadership, Blogging, Speech Writing, Communication Training, Messaging, Crisis Management, Marketing, Message Development, Newsletters, Reputation Management, Publicity
Education
New York University 1975 — 1979
BA, Journalism
Joseph Vaccaro's Nikko Securities Experience April 1991 - September 1996
Job Vice President Futures Operations
Industry Financial Services
Experience
Marex Spectron August 2015 - Present
Jefferies Bache LLc April 2006 - Present
Jefferies Bache LLC April 2006 - July 2015
Calyon Finanical Inc. December 2000 - April 2006
Credit Lyonnais September 1996 - 2006
Nikko Securities April 1991 - September 1996
Orion Inc. February 1982 - December 1990
Skills
Asset Management, Risk Management, Back Office, Derivatives, Customer Relations, Commodities, Trading, Financial Markets, Brokerage, Compliance, Commodity, Market Data, Asset Managment, Middle Office, Customer Service, Securities, Series 7, Equity Derivatives, Equity Trading, Bonds, Swaps, Alternative Investments, FX Options, Investment Banking, Commodity Markets, FINRA, FX trading, Finance, Investments, Trading Strategies, Proprietary Trading
Education
City University of New York-Brooklyn College 1975 — 1977
ASSOCIATES, LIBERAL ARTS
Marex Spectron August 2015 - Present
Jefferies Bache LLc April 2006 - Present
Jefferies Bache LLC April 2006 - July 2015
Calyon Finanical Inc. December 2000 - April 2006
Credit Lyonnais September 1996 - 2006
Nikko Securities April 1991 - September 1996
Orion Inc. February 1982 - December 1990
Skills
Asset Management, Risk Management, Back Office, Derivatives, Customer Relations, Commodities, Trading, Financial Markets, Brokerage, Compliance, Commodity, Market Data, Asset Managment, Middle Office, Customer Service, Securities, Series 7, Equity Derivatives, Equity Trading, Bonds, Swaps, Alternative Investments, FX Options, Investment Banking, Commodity Markets, FINRA, FX trading, Finance, Investments, Trading Strategies, Proprietary Trading
Education
City University of New York-Brooklyn College 1975 — 1977
ASSOCIATES, LIBERAL ARTS
Tom Weverka's Nikko Securities Experience 1996 - 1999
Job JapaneseEnglish translator
Industry Financial Services
Experience
Weverka & Associates 2002 - Present
Weverka & Associates 2002 - Present
Nikko Salomon SmithBarney 1999 - 2001
Nikko Securities 1996 - 1999
International Business Information 1991 - 1996
Skills
Equities, Japanese, Equity Research, Translation, Multilingual, Foreign Languages, Localization
Education
University of California, Santa Barbara 1976 — 1980
Weverka & Associates 2002 - Present
Weverka & Associates 2002 - Present
Nikko Salomon SmithBarney 1999 - 2001
Nikko Securities 1996 - 1999
International Business Information 1991 - 1996
Skills
Equities, Japanese, Equity Research, Translation, Multilingual, Foreign Languages, Localization
Education
University of California, Santa Barbara 1976 — 1980
Richard Iervolino's Nikko Securities Experience December 1987 - August 1995
Job EXECUTIVE CHAUFFER at AIR BROOK LIMOUSINE
Industry Transportation/Trucking/Railroad
Experience
AIR BROOK LIMOUSINE July 2007 - Present
ZIM INTEGRATED SHIPPING CO. January 1998 - November 2006
BOOK SHIPPERS ASSOC. INC December 1996 - November 1997
CITIBANK August 1995 - August 1996
NIKKO SECURITIES December 1987 - August 1995
E.F. HUTTON & CO. December 1984 - December 1987
Education
Manhattan College 1980 — 1984
B.S., BUSINESS ADMINISTRATION
AIR BROOK LIMOUSINE July 2007 - Present
ZIM INTEGRATED SHIPPING CO. January 1998 - November 2006
BOOK SHIPPERS ASSOC. INC December 1996 - November 1997
CITIBANK August 1995 - August 1996
NIKKO SECURITIES December 1987 - August 1995
E.F. HUTTON & CO. December 1984 - December 1987
Education
Manhattan College 1980 — 1984
B.S., BUSINESS ADMINISTRATION
Robert D. Bert Lynch's Nikko Securities Experience June 1989 - June 1995
Job Investments
Industry Banking
Experience
Independent Consultant February 2010 - Present
Borough of Oceanport, NJ January 2014 - July 2015
Healthcare Finance Group May 2000 - February 2010
Daiwa Securities America, Inc. June 1998 - May 2000
Medimax, Inc December 1995 - December 1996
Nikko Securities June 1989 - June 1995
EBASCO Services June 1985 - June 1987
Chase Manhattan Bank June 1977 - March 1985
Monmouth University June 1972 - June 1977
Skills
Investments, Credit Analysis, Finance, Corporate Finance, Due Diligence, Credit, Underwriting, Portfolio Management, Commercial Lending, Mergers & Acquisitions, Loans, Capital Markets, Structured Finance, Asset Based Lending
Education
Rutgers Business School 1971 — 1972
MBA, Finance
Rutgers, The State University of New Jersey-Newark 1968 — 1971
BA, Economics
Newark Academy 1965 — 1967
St. Peter's Prep 1962 — 1965
Independent Consultant February 2010 - Present
Borough of Oceanport, NJ January 2014 - July 2015
Healthcare Finance Group May 2000 - February 2010
Daiwa Securities America, Inc. June 1998 - May 2000
Medimax, Inc December 1995 - December 1996
Nikko Securities June 1989 - June 1995
EBASCO Services June 1985 - June 1987
Chase Manhattan Bank June 1977 - March 1985
Monmouth University June 1972 - June 1977
Skills
Investments, Credit Analysis, Finance, Corporate Finance, Due Diligence, Credit, Underwriting, Portfolio Management, Commercial Lending, Mergers & Acquisitions, Loans, Capital Markets, Structured Finance, Asset Based Lending
Education
Rutgers Business School 1971 — 1972
MBA, Finance
Rutgers, The State University of New Jersey-Newark 1968 — 1971
BA, Economics
Newark Academy 1965 — 1967
St. Peter's Prep 1962 — 1965
james hondros's Nikko Securities Experience February 1996 - January 2000
Job Owner/Performer at Meet The Beetles
Industry Financial Services
Experience
Chicago Capitol Markets June 2011 - Present
Meet The Beetles 2006 - Present
Devonshire Partners February 2006 - May 2011
Spike Trading February 2000 - January 2006
Nikko Securities February 1996 - January 2000
Goldman Sachs February 1983 - February 1996
Skills
FX Options, Financial Markets, Proprietary Trading, Equity Derivatives, Securities, Fixed Income, Trading Strategies, Equity Trading, Capital Markets, Trading, Options, Investments, Currency, Asset Management, Asset Allocation, Investment Strategies, Emerging Markets, Financial Services, Commodity, Investment Banking, ETFs, Structured Products, Alternative Investments, Portfolio Management, Mutual Funds, Financial Risk, Financial Advisory, Market Data, Commodity Markets, Foreign Exchange, FX trading, Equity Research, Investment Management, Wealth Management, Interest Rate..., Stocks, Private Equity, Electronic Trading, Options Strategies, Investment Advisory, Songwriting, Jingles, Composition, Studio Recording, Electric Guitarist, Acoustic Guitar, Bass Guitar
Education
Dominican University 1977 — 1980
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Winona State University
Chicago Capitol Markets June 2011 - Present
Meet The Beetles 2006 - Present
Devonshire Partners February 2006 - May 2011
Spike Trading February 2000 - January 2006
Nikko Securities February 1996 - January 2000
Goldman Sachs February 1983 - February 1996
Skills
FX Options, Financial Markets, Proprietary Trading, Equity Derivatives, Securities, Fixed Income, Trading Strategies, Equity Trading, Capital Markets, Trading, Options, Investments, Currency, Asset Management, Asset Allocation, Investment Strategies, Emerging Markets, Financial Services, Commodity, Investment Banking, ETFs, Structured Products, Alternative Investments, Portfolio Management, Mutual Funds, Financial Risk, Financial Advisory, Market Data, Commodity Markets, Foreign Exchange, FX trading, Equity Research, Investment Management, Wealth Management, Interest Rate..., Stocks, Private Equity, Electronic Trading, Options Strategies, Investment Advisory, Songwriting, Jingles, Composition, Studio Recording, Electric Guitarist, Acoustic Guitar, Bass Guitar
Education
Dominican University 1977 — 1980
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Winona State University
Denis Morley's Nikko Securities Experience 1994 - 1996
Job Vice President at State Street Bank
Industry Banking
Experience
State Street Bank 2012 - Present
Bank of America - Special Assets Group April 2009 - March 2011
Merrill Lynch - Credit Risk Management July 2007 - April 2009
Merrill Lynch - Global Structured Finance and Investments April 2003 - July 2007
Merrill Lynch September 1998 - April 2003
Nikko Securities 1994 - 1996
Skills
Credit Analysis, Credit Risk, Debt Restructuring, Financial Analysis, Residential Mortgages, Portfolio Management, Financial Risk
Education
New York University - Leonard N. Stern School of Business 1996 — 1998
MBA, Finance
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1987 — 1992
Master, Accounting
State Street Bank 2012 - Present
Bank of America - Special Assets Group April 2009 - March 2011
Merrill Lynch - Credit Risk Management July 2007 - April 2009
Merrill Lynch - Global Structured Finance and Investments April 2003 - July 2007
Merrill Lynch September 1998 - April 2003
Nikko Securities 1994 - 1996
Skills
Credit Analysis, Credit Risk, Debt Restructuring, Financial Analysis, Residential Mortgages, Portfolio Management, Financial Risk
Education
New York University - Leonard N. Stern School of Business 1996 — 1998
MBA, Finance
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1987 — 1992
Master, Accounting
Terry Crowe's Nikko Securities Experience 1991 - 1996
Job Director at Rafferty Capital Markets LLC
Industry Financial Services
Experience
Rafferty Capital Markets LLC April 2015 - Present
Bengal Partners LLC June 2005 - April 2015
Asset Management Strategies 1999 - 2005
L.P. Cook 1997 - 1998
Nikko Securities 1991 - 1996
Smith Barney 1986 - 1991
Skills
Fixed Income Trading, yield curve analysis, Equities, Derivatives, Fixed Income, Capital Markets, Portfolio Management, Asset Management, Hedge Funds, Alternative Investments, Investment Banking, Trading, Bonds, Securities
Education
New York University - Leonard N. Stern School of Business 1966 — 1973
Master of Business Administration (MBA), Finance, General
New York University 1964 — 1965
M. S., Civil Engineering
Manhattan College 1960 — 1964
B.S. (Civil Engineering), Civil Engineering
Rafferty Capital Markets LLC April 2015 - Present
Bengal Partners LLC June 2005 - April 2015
Asset Management Strategies 1999 - 2005
L.P. Cook 1997 - 1998
Nikko Securities 1991 - 1996
Smith Barney 1986 - 1991
Skills
Fixed Income Trading, yield curve analysis, Equities, Derivatives, Fixed Income, Capital Markets, Portfolio Management, Asset Management, Hedge Funds, Alternative Investments, Investment Banking, Trading, Bonds, Securities
Education
New York University - Leonard N. Stern School of Business 1966 — 1973
Master of Business Administration (MBA), Finance, General
New York University 1964 — 1965
M. S., Civil Engineering
Manhattan College 1960 — 1964
B.S. (Civil Engineering), Civil Engineering
richard iervolino's Nikko Securities Experience September 1987 - June 1995
Job Executive Chauffeur
Industry Automotive
Experience
AIR BROOK LIMOUSINE July 2007 - Present
China Shipping (Group) Company December 2006 - June 2007
Zim American Integrated Shipping Services Co. Inc September 1997 - October 2006
Empire Executive Car & Limo September 1996 - August 2004
Citi July 1995 - August 1996
NIKKO Securities September 1987 - June 1995
E.F. HUTTON December 1984 - August 1987
Skills
Project Planning, Process Scheduler, Supply Chain Management, Microsoft Excel, Microsoft Word, Supply Chain, Forecasting, Container, Transportation..., Logistics Management, Ocean
Education
Manhattan College 1980 — 1984
Bachelor of Science (B.S.), Business Administration and Managerial Sciences, 3.0
AIR BROOK LIMOUSINE July 2007 - Present
China Shipping (Group) Company December 2006 - June 2007
Zim American Integrated Shipping Services Co. Inc September 1997 - October 2006
Empire Executive Car & Limo September 1996 - August 2004
Citi July 1995 - August 1996
NIKKO Securities September 1987 - June 1995
E.F. HUTTON December 1984 - August 1987
Skills
Project Planning, Process Scheduler, Supply Chain Management, Microsoft Excel, Microsoft Word, Supply Chain, Forecasting, Container, Transportation..., Logistics Management, Ocean
Education
Manhattan College 1980 — 1984
Bachelor of Science (B.S.), Business Administration and Managerial Sciences, 3.0