NL Financial Alliance
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NL Financial Alliance Employees
Legatus Group, LLC June 2012 - Present
NL Financial Alliance March 2002 - Present
Education
Institute of Business and Finance 2006 — 2010
MS, Financial Services
Hofstra University 1990 — 1992
BA Candidate, Biology
Nassau Community College 1988 — 1990
AAS, Math and Science
NL Financial Alliance September 2003 - June 2013
Equity Services, Inc. September 2003 - June 2013
Allmerica Financial October 1992 - September 2003
Patriot Services, Inc. September 1990 - June 1992
Telephonics Corporation June 1988 - September 1990
United States Navy June 1975 - June 1988
Education
The George Washington University 1978 — 1980
Engineering
State University of New York at Stony Brook 1973 — 1975
Pre-Med
Saint Anthony's High School 1969 — 1973
Diploma, General
Keller Williams Realty, Inc. October 2014 - Present
LKQ Corporation February 2012 - February 2013
JPMorgan Chase April 2011 - September 2011
NL Financial Alliance October 2010 - January 2011
UBS AG March 2004 - May 2010
UBS Investment Bank July 2000 - March 2004
UBS Investment Bank November 1999 - July 2000
UBS Investment Bank August 1999 - November 1999
UBS Investment Bank September 1998 - August 1999
Skills
Fixed Income, Equities, Process Improvement, Derivatives, Operations Management, Project Planning, Finance, Options, Trading, CRM, Foreign Exchange, Sales, Capital Markets
Education
University of Phoenix 2011 — 2012
Bachelor of Science (BS), Finance, General
Fairfield University 1998 — 2000
Electrical and Electronics Engineering
Pepperdine University 1991 — 1996
Bachelor of Arts (BA), Theatre/Theater
American Business August 2014 - Present
NL Financial Alliance April 2009 - July 2014
Bank of America January 2007 - January 2009
Citibank 1999 - 2005
Skills
Commercial Lending, Wealth Management, Insurance, Banking, Retirement Planning, Life Insurance, Retirement, Fixed Annuities, Investments, Securities, Mutual Funds, Strategic Financial...
Education
Southern Illinois University, Carbondale 1982 — 1986
Business
Gagliardo Realty Associates February 2015 - Present
Major Real Estate Company February 2014 - February 2015
AlgoProShop January 2012 - April 2014
Trading Technologies 2011 - 2012
NL Financial Alliance 2009 - April 2011
Advantage Futures Professional Traders Group, Garvey Trading April 2002 - May 2010
Elmwood Park High School 2000 - 2002
Inland Trading Company 1984 - 1998
Skills
Trading, Derivatives, Options, Equities, Electronic Trading, Asset Management, Commodity, Trading Systems, Management, Residential Homes, First Time Home Buyers
Education
ASPE 2014 — 2014
IIBA Certified Business Analyst Professional Training, Business Analysis
ASPE 2014 — 2014
PMI Agile Certified Practitioner Training
Marquette University 1980 — 1984
Bachelor of Science, Business Administration, Marketing, Finance, Economics
Concordia University Chicago 1998 — 2000
Masters, Teaching
Concordia University-River Forest 1998 — 2000
Bachelor of Arts (B.A.), Physical Sciences: Chemistry/Earth Science
Concordia University Chicago 1998 — 2000
Bachelor of Arts, Secondary Education
Massachusetts Institute of Technology - Sloan School of Management 2012 — 2013
Open Course, Graduate Level Communications
Oak Park River Forest High School
NL Financial Alliance December 2010 - Present
Glass Capital Research Inc. July 2009 - September 2010
Chicago Investment Group May 2008 - September 2009
Hamlin Capital Management May 2007 - August 2007
Education
Dale Carneige School of Business 2006 — 2006
Marymount Manhattan College 2001 — 2005
Business/Finance, Management
Luba Financial January 2010 - Present
NL Financial Alliance October 2006 - January 2010
Beau Dietl & Associates, Inc January 2004 - May 2006
Skills
Life Insurance, Individual Health..., Strategic Financial..., Securities, Retirement, Long-term Care, Investments, Insurance, Employee Benefits, Wealth Management, Risk Management, Retirement Planning, Mutual Funds, Small Business, Portfolio Management, Disability Insurance, Finance, Fixed Annuities, Strategy, Financial Services, Term Life Insurance, IRAs, 401k, Financial Advisory, Long Term Care Insurance, Estate Planning, Health Insurance, Wealth, Whole Life, Universal Life, Investment Advisory, 401k Rollovers, Asset Allocation, Financial Planning
Education
Baruch College, City University of New York (CUNY) 2003 — 2005
BS, Public Affairs
Kingsborough Community College 2000 — 2003
AAS, Marketing and Management
Intac Actuarial Services, Inc. March 2011 - Present
Xcitek Consulting Services September 2009 - May 2010
Hewitt Associates August 2007 - May 2009
NL Financial Alliance December 2006 - August 2007
ACS/Mellon HR Solutions/PWC 2000 - 2006
Buck Consultants/Mellon 1982 - 2000
Skills
Defined Benefit, Pensions, ERISA, Employee Benefits, Defined Contribution, Retirement, Profit Sharing, Insurance, CRM, Project Management, 401k, Series 6, Health Insurance, Finance, Actuarial Science, Executive Pay, Pension Administration, Benefits Administration, Retirement Plan..., Mutual Funds, Retirement Planning
Education
Rutgers University-New Brunswick
Mini - MBA, Business Essentials
Rutgers University-New Brunswick
BA, Mathematics/Statistics
NL Financial Alliance Customer Service Representative718 Insurance2005 - 2008
Skills
Strategic Planning, New Business Development, Underwriting, Project Management, Research, Account Management, Team Building, Customer Service, Employee Benefits, Negotiation, Team Leadership, Online Marketing, Small Business, Contract Negotiation, Project Planning, Contract Management, Operations Management, Program Management, Insurance, Event Planning, Social Media Marketing, Social Media, Nonprofits, Advertising, PowerPoint
Education
State University of New York at Buffalo 1979 — 1981
Business/Commerce, General
S&P Dow Jones Indices May 2015 - Present
S&P Dow Jones Indices September 2013 - Present
BNP Paribas September 2008 - September 2013
BNP Paribas September 2008 - September 2013
Standard & Poor's February 2008 - September 2008
Fitch Ratings, Inc April 2007 - February 2008
Standard and Poor's January 2007 - April 2007
NL Financial Alliance June 2005 - January 2007
Skills
Equity Research, Bloomberg, Corporate Actions, Bloomberg Terminal, Equity Derivatives, Microsoft Excel, Data Analysis, Lotus Notes, Team Leadership, Microsoft Word, Management, Market Data, Microsoft Office, Portfolio Management, Emerging Markets
Education
State University at Stony Brook 2001 — 2005
Bachelor of Art, Economics
Stony Brook University 2001 — 2005
BA, economics
VOLUNTEERNew York Hospital Medical Center of Queens
WSP Flack + Kurtz February 2013 - Present
Cushman & Wakefield November 2012 - December 2012
The New York Post October 2010 - November 2012
The Ad Council March 2010 - September 2010
The Advertising Council March 2010 - September 2010
American National Standards Institute April 2007 - March 2010
American National Standards Institute April 2007 - March 2010
NL Financial Alliance March 2004 - April 2007
National Water Main Cleaning Company September 1999 - May 2003
The United States Army Reserve July 1986 - October 1994
Skills
ADP Payroll, Microsoft Office, Great Plains, PeopleSoft, Peachtree, Navision, Quickbooks, Accounts Receivable, Invoicing, Account Reconciliation, Accounts Payable, Employee Benefits, QuickBooks, Benefits Administration, Great Plains Software
Education
Keller Graduate School of Management 2008 — 2010
MBA, Accounting
Keller Graduate School of Management of DeVry University 2008 — 2010
MBA, Accounting
Jersey City State College 1992 — 1997
BA Degree, Geo-Science; Environmental Science