Nomura Holding America Inc.
Industry: Company
DescriptionFounded: 1989 Subsidiaries: Nomura Securities International, Inc., Parent organization: Nomura Holdings
Nomura Holding America Inc. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Nomura Holding America Inc.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Nomura Holding America Inc. Salaries. You can even request information on how much does Nomura Holding America Inc. pay if you want to. Learn about salaries, pros and cons of working for Nomura Holding America Inc. directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
21 Nomura Holding America Inc. employees in database. Find out everything there's to know about Nomura Holding America Inc. employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Nomura Holding America Inc. Employees
Employee
Years
Job
Industry
Megan Penick Megan Penick's Nomura Holding America Inc. Experience December 2014 - May 2015
Job Attorney at Ellenoff Grossman & Schole LLP
Industry Legal Services
Experience
Ellenoff Grossman & Schole LLP May 2015 - Present
homehelper247.com January 2015 - Present
Nomura Holding America Inc. December 2014 - May 2015
San Lotus Holding Inc. May 2013 - January 2014
Autarky Consulting Inc. April 2012 - January 2014
GSP-2 Inc. August 2011 - September 2013
Penick & Associates LLC April 2009 - April 2012
Lexis Practice Adviser June 2011 - February 2012
China Wind Systems, Inc. August 2009 - June 2011
Pryor Cashman LLP April 2006 - May 2009
Skills
Mergers, Corporate Governance, Securities, Private Equity, Debt, Private Placements, Securities Law, SEC reporting, Due Diligence, Venture Capital, Corporate Finance, Joint Ventures, Corporate Law, Capital Markets, IPO, Hedge Funds, Compliance, Start-ups, Contract Negotiation, International Business, Securities Regulation, SEC filings, Litigation, Mergers & Acquisitions, Intellectual Property, Cross-border..., Restructuring, International Law, Arbitration, Legal Advice, Legal Research, Courts, Dispute Resolution
Education
New York Law School 2000 — 2003
J.D., Law
Beijing Language and Culture University 1997 — 1998
Chinese
University of Iowa 1993 — 1994
B.A., Print Journalism
American University 1991 — 1993
Broadcast Journalism
City High School 1987 — 1990
Diploma, City High School, Iowa City, IA
Ellenoff Grossman & Schole LLP May 2015 - Present
homehelper247.com January 2015 - Present
Nomura Holding America Inc. December 2014 - May 2015
San Lotus Holding Inc. May 2013 - January 2014
Autarky Consulting Inc. April 2012 - January 2014
GSP-2 Inc. August 2011 - September 2013
Penick & Associates LLC April 2009 - April 2012
Lexis Practice Adviser June 2011 - February 2012
China Wind Systems, Inc. August 2009 - June 2011
Pryor Cashman LLP April 2006 - May 2009
Skills
Mergers, Corporate Governance, Securities, Private Equity, Debt, Private Placements, Securities Law, SEC reporting, Due Diligence, Venture Capital, Corporate Finance, Joint Ventures, Corporate Law, Capital Markets, IPO, Hedge Funds, Compliance, Start-ups, Contract Negotiation, International Business, Securities Regulation, SEC filings, Litigation, Mergers & Acquisitions, Intellectual Property, Cross-border..., Restructuring, International Law, Arbitration, Legal Advice, Legal Research, Courts, Dispute Resolution
Education
New York Law School 2000 — 2003
J.D., Law
Beijing Language and Culture University 1997 — 1998
Chinese
University of Iowa 1993 — 1994
B.A., Print Journalism
American University 1991 — 1993
Broadcast Journalism
City High School 1987 — 1990
Diploma, City High School, Iowa City, IA
Joy Lin Joy Lin's Nomura Holding America Inc. Experience May 2011 - August 2011
Job Analyst at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley July 2013 - Present
Nomura Holding America Inc. May 2011 - August 2011
Oppenheimer & Co. September 2010 - January 2011
Citi June 2010 - August 2010
Iridium Partners, LLC September 2009 - January 2010
Skills
Finance, Trading, Foreign Exchange, Foreign Policy, Bloomberg Terminal, Microsoft Excel, Actuarial Science, Mathematics, Matlab, Java, Mandarin, Closed-end Funds, ETFs, Research, Intex, Minitab, Investment Banking, Tax Accounting, Consulting, Data Mining, Statistical Modeling, Statistics, Financial Analysis, Financial Modeling, Data Modeling, Regression Analysis, Technical Analysis, Fundamental Analysis, Equity Research
Education
MIT Sloan School of Management 2012 — 2013
New York University - Leonard N. Stern School of Business 2008 — 2012
Bachelor of Science (BS), Finance and Actuarial Science
Morgan Stanley July 2013 - Present
Nomura Holding America Inc. May 2011 - August 2011
Oppenheimer & Co. September 2010 - January 2011
Citi June 2010 - August 2010
Iridium Partners, LLC September 2009 - January 2010
Skills
Finance, Trading, Foreign Exchange, Foreign Policy, Bloomberg Terminal, Microsoft Excel, Actuarial Science, Mathematics, Matlab, Java, Mandarin, Closed-end Funds, ETFs, Research, Intex, Minitab, Investment Banking, Tax Accounting, Consulting, Data Mining, Statistical Modeling, Statistics, Financial Analysis, Financial Modeling, Data Modeling, Regression Analysis, Technical Analysis, Fundamental Analysis, Equity Research
Education
MIT Sloan School of Management 2012 — 2013
New York University - Leonard N. Stern School of Business 2008 — 2012
Bachelor of Science (BS), Finance and Actuarial Science
Gabriella Vega Gabriella Vega's Nomura Holding America Inc. Experience August 2013 - Present
Job Human Resources Associate at Nomura Holding America Inc.
Industry Financial Services
Experience
Nomura Holding America Inc. August 2013 - Present
Walt Disney World June 2012 - January 2013
Cornell Fitness Centers August 2011 - August 2012
Cornell Farmworker Program June 2011 - December 2011
Cornell Annual Fund August 2009 - May 2010
Skills
Employee Relations, Labor Relations, Human Resources, Onboarding, Employee Engagement, Performance Management, Interviews, Talent Acquisition, College Recruiting, Team Building, Employee Benefits
Education
Cornell University 2009 — 2013
Bachelor of Science (B.S.), Industrial and Labor Relations
Nomura Holding America Inc. August 2013 - Present
Walt Disney World June 2012 - January 2013
Cornell Fitness Centers August 2011 - August 2012
Cornell Farmworker Program June 2011 - December 2011
Cornell Annual Fund August 2009 - May 2010
Skills
Employee Relations, Labor Relations, Human Resources, Onboarding, Employee Engagement, Performance Management, Interviews, Talent Acquisition, College Recruiting, Team Building, Employee Benefits
Education
Cornell University 2009 — 2013
Bachelor of Science (B.S.), Industrial and Labor Relations
Ian Tyger Ian Tyger's Nomura Holding America Inc. Experience June 2015 - August 2015
Job Coop Student at Stevens Institute of Technology
Industry Information Services
Experience
Nomura Holding America Inc. June 2015 - August 2015
Nomura Holding America Inc. September 2014 - December 2014
CB Richard Ellis - American Express January 2014 - May 2014
Autoflame June 2013 - August 2013
Limpsfield Combustion June 2013 - August 2013
Saks Fifth Avenue June 2012 - December 2012
CSI Services June 2011 - August 2011
Skills
Data Visualization, Python, Visual Basic, Microsoft Excel, Visio, HTML/CSS, Amazon Web Services..., Matlab, JavaScript, Google Docs, Network Engineering, R, IPAM, Solidworks, Quality Assurance, Microsoft Word, Testing, C++ Experience, Oracle SQL Developer, AutoCAD, Electricians, Customer Service, Engineering, Project Management, SolidWorks
Education
Stevens Institute of Technology 2011 — 2016
Bachelor of Engineering (B.E.), Engineering/Industrial Management
Stevens Institute of Technology 2011 — 2016
Master of Engineering (M.Eng.), Systems Engineering
Nomura Holding America Inc. June 2015 - August 2015
Nomura Holding America Inc. September 2014 - December 2014
CB Richard Ellis - American Express January 2014 - May 2014
Autoflame June 2013 - August 2013
Limpsfield Combustion June 2013 - August 2013
Saks Fifth Avenue June 2012 - December 2012
CSI Services June 2011 - August 2011
Skills
Data Visualization, Python, Visual Basic, Microsoft Excel, Visio, HTML/CSS, Amazon Web Services..., Matlab, JavaScript, Google Docs, Network Engineering, R, IPAM, Solidworks, Quality Assurance, Microsoft Word, Testing, C++ Experience, Oracle SQL Developer, AutoCAD, Electricians, Customer Service, Engineering, Project Management, SolidWorks
Education
Stevens Institute of Technology 2011 — 2016
Bachelor of Engineering (B.E.), Engineering/Industrial Management
Stevens Institute of Technology 2011 — 2016
Master of Engineering (M.Eng.), Systems Engineering
Rishika Idnani Rishika Idnani's Nomura Holding America Inc. Experience May 2015 - August 2015
Job Technology Analyst Intern at Nomura
Industry Information Technology and Services
Experience
Nomura Holding America Inc. May 2015 - August 2015
Accenture June 2012 - July 2014
Skills
Java, MySQL, SAP ABAP, Servlets, HTML, JavaScript, Python, Matlab, J2EE Web Services, JSP, Spring MVC, Hibernate, Linux
Education
Northeastern University 2014 — 2016
Master of Science (M.S.), Information Systems
Vivekanand Education Society's Institute Of Technology 2008 — 2012
Bachelor of Engineering (B.E.), Electronics and Telecommunication
Nomura Holding America Inc. May 2015 - August 2015
Accenture June 2012 - July 2014
Skills
Java, MySQL, SAP ABAP, Servlets, HTML, JavaScript, Python, Matlab, J2EE Web Services, JSP, Spring MVC, Hibernate, Linux
Education
Northeastern University 2014 — 2016
Master of Science (M.S.), Information Systems
Vivekanand Education Society's Institute Of Technology 2008 — 2012
Bachelor of Engineering (B.E.), Electronics and Telecommunication
Jacquelyn Costas Jacquelyn Costas's Nomura Holding America Inc. Experience January 2015 - Present
Job Fixed Income Compliance
Industry Financial Services
Experience
Nomura Holding America Inc. January 2015 - Present
AT&T May 2013 - July 2013
PrinceRidge Holdings LP June 2010 - May 2012
Nomura Securities June 2008 - August 2008
Skills
Process Improvement, Crisis Communications, Marketing Communications, Lean Process Improvement, Digital Strategy, Internal Communications, Social Media Marketing, Supply Chain Management, Cost Management, Marketing Strategy, Writing, Interpersonal..., Strategy, Strategic Communications, Strategic Planning, Digital Marketing, Financial Modeling, Bonds, Series 63, Equities, Valuation, Private Equity, Hedge Funds, Fixed Income, Alternative Investments, Bloomberg, Portfolio Management, Trading, Capital Markets, Series 7, Financial Analysis, Investments, Event Planning
Education
Vanderbilt University - Owen Graduate School of Management 2012 — 2014
Master of Business Administration (M.B.A.), Operations, Strategy, and Human Organization & Performance
Saint Lawrence University 2005 — 2010
B.A., English
Nomura Holding America Inc. January 2015 - Present
AT&T May 2013 - July 2013
PrinceRidge Holdings LP June 2010 - May 2012
Nomura Securities June 2008 - August 2008
Skills
Process Improvement, Crisis Communications, Marketing Communications, Lean Process Improvement, Digital Strategy, Internal Communications, Social Media Marketing, Supply Chain Management, Cost Management, Marketing Strategy, Writing, Interpersonal..., Strategy, Strategic Communications, Strategic Planning, Digital Marketing, Financial Modeling, Bonds, Series 63, Equities, Valuation, Private Equity, Hedge Funds, Fixed Income, Alternative Investments, Bloomberg, Portfolio Management, Trading, Capital Markets, Series 7, Financial Analysis, Investments, Event Planning
Education
Vanderbilt University - Owen Graduate School of Management 2012 — 2014
Master of Business Administration (M.B.A.), Operations, Strategy, and Human Organization & Performance
Saint Lawrence University 2005 — 2010
B.A., English
Santosh Chikkodi Santosh Chikkodi's Nomura Holding America Inc. Experience July 2014 - Present
Job Ascociate at Nomura Holding America
Industry Investment Banking
Experience
Nomura Holding America INC July 2014 - Present
Nomura Services India Pvt. Ltd June 2008 - May 2014
Deutsche Bank project in Tata Consultancy Services September 2005 - June 2008
Skills
Investment Banking, Fixed Income, Derivatives, Equities, VAR, Market Risk, Credit Derivatives
Education
Karnatak University 2000 — 2003
BBA, Management
R.L.S High School Dharwad 1989 — 1998
Nomura Holding America INC July 2014 - Present
Nomura Services India Pvt. Ltd June 2008 - May 2014
Deutsche Bank project in Tata Consultancy Services September 2005 - June 2008
Skills
Investment Banking, Fixed Income, Derivatives, Equities, VAR, Market Risk, Credit Derivatives
Education
Karnatak University 2000 — 2003
BBA, Management
R.L.S High School Dharwad 1989 — 1998
Sergey Razumov Sergey Razumov's Nomura Holding America Inc. Experience August 2009 - Present
Job FX Options technology
Industry Information Technology and Services
Experience
Nomura Holding America Inc August 2009 - Present
SuperSaveIt, Inc. October 2006 - June 2011
NYC Parks & Recreation July 2001 - August 2009
SuperSaveIt, Inc October 2006 - November 2008
Bais Realty July 2004 - August 2005
Site Communities September 2004 - January 2005
Skills
Microsoft SQL Server, Databases, IIS, SQL, JavaScript, HTML, Java, TCP/IP, Unix, DHTML, ASP.NET, T-SQL, Operating Systems, SMTP, C++
Education
Pace University 1998 — 2002
Bachelor of Science, Computer Science
Nomura Holding America Inc August 2009 - Present
SuperSaveIt, Inc. October 2006 - June 2011
NYC Parks & Recreation July 2001 - August 2009
SuperSaveIt, Inc October 2006 - November 2008
Bais Realty July 2004 - August 2005
Site Communities September 2004 - January 2005
Skills
Microsoft SQL Server, Databases, IIS, SQL, JavaScript, HTML, Java, TCP/IP, Unix, DHTML, ASP.NET, T-SQL, Operating Systems, SMTP, C++
Education
Pace University 1998 — 2002
Bachelor of Science, Computer Science
Robin Turano's Nomura Holding America Inc. Experience June 2004 - Present
Job Human Resource Advisor at Nomura Holding America Inc.
Industry Financial Services
Experience
Nomura Holding America Inc. June 2004 - Present
Metropolitan Research Associates July 2002 - June 2004
About.com May 2000 - February 2002
Cap Gemini America July 1998 - April 2000
Education
Teachers College of Columbia University 2006 — 2008
M.A., Organizational Psychology
University of Delaware 1994 — 1998
B.S., Finance & MIS
Nomura Holding America Inc. June 2004 - Present
Metropolitan Research Associates July 2002 - June 2004
About.com May 2000 - February 2002
Cap Gemini America July 1998 - April 2000
Education
Teachers College of Columbia University 2006 — 2008
M.A., Organizational Psychology
University of Delaware 1994 — 1998
B.S., Finance & MIS
Ron Cutro's Nomura Holding America Inc. Experience May 2004 - April 2009
Job Executive Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley July 2009 - Present
Nomura Holding America Inc. May 2004 - April 2009
Merrill Lynch January 2001 - May 2004
Sanwa Financial Products May 1999 - November 2000
Depository Trust Company July 1998 - May 1999
Rabobank International November 1996 - July 1998
Rabobank International June 1994 - November 1996
The Fukutoku Bank, Ltd. December 1990 - June 1994
Skills
Securities, Leadership, Risk Management, Management, Internal Controls, Program Management, Investment Banking, Auditing, Fixed Income, Operational Risk, Internal Audit, Project Management, Asset Management, Middle Office, OFAC, Financial Risk, Equities, Portfolio Management, Trading, Capital Markets
Education
Manhattan College 1986 — 1990
Bachelor of Science (BS), Finance / Economics
Tenafly High School 1982 — 1986
Tenafly Schools 1982 — 1986
Morgan Stanley July 2009 - Present
Nomura Holding America Inc. May 2004 - April 2009
Merrill Lynch January 2001 - May 2004
Sanwa Financial Products May 1999 - November 2000
Depository Trust Company July 1998 - May 1999
Rabobank International November 1996 - July 1998
Rabobank International June 1994 - November 1996
The Fukutoku Bank, Ltd. December 1990 - June 1994
Skills
Securities, Leadership, Risk Management, Management, Internal Controls, Program Management, Investment Banking, Auditing, Fixed Income, Operational Risk, Internal Audit, Project Management, Asset Management, Middle Office, OFAC, Financial Risk, Equities, Portfolio Management, Trading, Capital Markets
Education
Manhattan College 1986 — 1990
Bachelor of Science (BS), Finance / Economics
Tenafly High School 1982 — 1986
Tenafly Schools 1982 — 1986
Katie Morton's Nomura Holding America Inc. Experience May 2015 - Present
Job Vice President and Counsel at Nomura Holding America Inc.
Industry Law Practice
Experience
Nomura Holding America Inc. May 2015 - Present
Nomura Holding America Inc. October 2009 - Present
Nomura Holding America, Inc. June 2009 - September 2009
Stroock & Stroock & Lavan LLP 2005 - 2009
Skills
Corporate Law, Legal Writing, Securities, Corporate Governance, Mergers & Acquisitions, Joint Ventures, Due Diligence, Private Equity, Legal Research
Education
New York University School of Law 2002 — 2005
J.D., Law
Washington University in St. Louis 1995 — 1999
B.A., English, Spanish
Nomura Holding America Inc. May 2015 - Present
Nomura Holding America Inc. October 2009 - Present
Nomura Holding America, Inc. June 2009 - September 2009
Stroock & Stroock & Lavan LLP 2005 - 2009
Skills
Corporate Law, Legal Writing, Securities, Corporate Governance, Mergers & Acquisitions, Joint Ventures, Due Diligence, Private Equity, Legal Research
Education
New York University School of Law 2002 — 2005
J.D., Law
Washington University in St. Louis 1995 — 1999
B.A., English, Spanish
Steve Potamis's Nomura Holding America Inc. Experience 2015 - Present
Job Vice President at Nomura
Industry Financial Services
Experience
Nomura Holding America Inc. 2015 - Present
Apex Clearing Corporation 2012 - 2014
Penson Financial Services 2008 - 2012
GAMCO Investors, Inc. 2008 - 2008
Context-TQA Advisers 2004 - 2007
Citizens Bank 2002 - 2004
Bayerische Landesbank 1997 - 2000
Skills
Credit Analysis, Risk Management, Treasury, Portfolio Management, Convertible Arbitrage, Trading, Hedging, Fixed Income Strategies, Commercial Lending, Credit Scoring, Counterparty Risk, Liquidity Analysis, Risk Frameworks, Capital Structure, Regulatory Capital, Financial Analysis, Credit Risk, Market Risk, Capital Markets, Securitization, ABCP, Financial Risk, FX Options, Liquidity Risk, Finance, Investments, Securities, Fixed Income, Banking, Credit, Asset Management, Equities, Trading Systems
Education
Boston University Questrom School of Business 2000 — 2002
MBA, Finance
Bates College 1993 — 1997
BA, Economics
Flinders University 1996 — 1996
Study Abroad Program
Melrose High School
Nomura Holding America Inc. 2015 - Present
Apex Clearing Corporation 2012 - 2014
Penson Financial Services 2008 - 2012
GAMCO Investors, Inc. 2008 - 2008
Context-TQA Advisers 2004 - 2007
Citizens Bank 2002 - 2004
Bayerische Landesbank 1997 - 2000
Skills
Credit Analysis, Risk Management, Treasury, Portfolio Management, Convertible Arbitrage, Trading, Hedging, Fixed Income Strategies, Commercial Lending, Credit Scoring, Counterparty Risk, Liquidity Analysis, Risk Frameworks, Capital Structure, Regulatory Capital, Financial Analysis, Credit Risk, Market Risk, Capital Markets, Securitization, ABCP, Financial Risk, FX Options, Liquidity Risk, Finance, Investments, Securities, Fixed Income, Banking, Credit, Asset Management, Equities, Trading Systems
Education
Boston University Questrom School of Business 2000 — 2002
MBA, Finance
Bates College 1993 — 1997
BA, Economics
Flinders University 1996 — 1996
Study Abroad Program
Melrose High School
Scott Romero's Nomura Holding America Inc. Experience February 2007 - Present
Job VP at Nomura Securities
Industry Financial Services
Experience
Nomura Holding America Inc. February 2007 - Present
Citigroup Alternative Investments 2005 - 2006
Education
Rutgers University-New Brunswick 2002 — 2003
Nomura Holding America Inc. February 2007 - Present
Citigroup Alternative Investments 2005 - 2006
Education
Rutgers University-New Brunswick 2002 — 2003
Richard Eskew's Nomura Holding America Inc. Experience June 2010 - February 2015
Job
Industry Hospital & Health Care
Experience
Accolade, Inc. February 2015 - Present
Nomura Holding America Inc. June 2010 - February 2015
Cardozo Law School October 2010 - December 2011
Stroock & Stroock & Lavan LLP September 1999 - November 2010
Skills
Intellectual Property, Patent Prosecution, Licensing, Patents, Corporate Law, Cloud Computing, Litigation, Trademarks, Copyright Law, Patent Litigation, Trade Secrets, Civil Litigation, Privacy Law, Registered Patent..., Patentability, Corporate Governance, Joint Ventures, Securities Regulation, Drafting Agreements, Strategic Negotiations, Data Privacy
Education
Fordham University School of Law 1996 — 1999
JD
Manhattan College 1992 — 1996
BS
Monsignor Farrell 1988 — 1992
High School Diploma
Accolade, Inc. February 2015 - Present
Nomura Holding America Inc. June 2010 - February 2015
Cardozo Law School October 2010 - December 2011
Stroock & Stroock & Lavan LLP September 1999 - November 2010
Skills
Intellectual Property, Patent Prosecution, Licensing, Patents, Corporate Law, Cloud Computing, Litigation, Trademarks, Copyright Law, Patent Litigation, Trade Secrets, Civil Litigation, Privacy Law, Registered Patent..., Patentability, Corporate Governance, Joint Ventures, Securities Regulation, Drafting Agreements, Strategic Negotiations, Data Privacy
Education
Fordham University School of Law 1996 — 1999
JD
Manhattan College 1992 — 1996
BS
Monsignor Farrell 1988 — 1992
High School Diploma
Joann Ungaro's Nomura Holding America Inc. Experience January 2009 - Present
Job Vice President at Nomura Holding America Inc.
Industry Financial Services
Experience
Nomura Holding America Inc. January 2009 - Present
Education
Baruch College, City University of New York (CUNY) 1989 — 1993
Nomura Holding America Inc. January 2009 - Present
Education
Baruch College, City University of New York (CUNY) 1989 — 1993
Raymond Samori's Nomura Holding America Inc. Experience August 1998 - April 2013
Job VP Funds Due Diligence & Control at HSBC Securities
Industry Financial Services
Experience
HSBC Securities July 2013 - Present
Nomura Holding America Inc. August 1998 - April 2013
Barclays Capital October 1995 - August 1998
HSBC Securities 1985 - 1994
HSBC 1985 - 1993
Skills
Financial Institutions, Capital Markets, Structured Products, Hedge Funds, REIT, Swaps, Derivatives, Fixed Income, Market Risk, Securitization, Credit Derivatives, Investment Banking, MBS, Structured Finance
Education
Pace University 1991 — 1994
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick 1981 — 1985
BA, Economics
CPHS
HSBC Securities July 2013 - Present
Nomura Holding America Inc. August 1998 - April 2013
Barclays Capital October 1995 - August 1998
HSBC Securities 1985 - 1994
HSBC 1985 - 1993
Skills
Financial Institutions, Capital Markets, Structured Products, Hedge Funds, REIT, Swaps, Derivatives, Fixed Income, Market Risk, Securitization, Credit Derivatives, Investment Banking, MBS, Structured Finance
Education
Pace University 1991 — 1994
MBA, Finance
Rutgers, The State University of New Jersey-New Brunswick 1981 — 1985
BA, Economics
CPHS
Marc Platizky's Nomura Holding America Inc. Experience June 2009 - October 2012
Job Vice PresidentInternal Audit Mitsubishi UFJ Securities (USA) Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc. February 2015 - Present
Mitsubishi UFJ Securities (USA), Inc. September 2014 - February 2015
Gleacher & Company November 2012 - April 2013
Nomura Holding America Inc. June 2009 - October 2012
Bear Stearns October 2002 - September 2008
Daiwa Securities 1986 - April 2002
Dillion Read & Co. Inc. 1983 - 1986
Frederick S. Todman & Co. CPA's 1978 - 1983
Skills
Enterprise Risk..., AML, Risk Management, Internal Audit, Management, Banking, Sarbanes-Oxley Act, Finance, Operational Risk, Accounting, Capital Markets, Derivatives, Financial Risk, Equities, Hedge Funds, Corporate Finance, External Audit, Internal Controls, Program Management, Financial Services, Fixed Income, Auditing, Investment Banking, Mergers & Acquisitions, Operational Risk..., Asset Management
Education
Baruch College, City University of New York (CUNY) 1974 — 1978
Bachelors of Business Administration, Cum Laude, Majors: Accounting / Marketing
Mitsubishi UFJ Securities (USA), Inc. February 2015 - Present
Mitsubishi UFJ Securities (USA), Inc. September 2014 - February 2015
Gleacher & Company November 2012 - April 2013
Nomura Holding America Inc. June 2009 - October 2012
Bear Stearns October 2002 - September 2008
Daiwa Securities 1986 - April 2002
Dillion Read & Co. Inc. 1983 - 1986
Frederick S. Todman & Co. CPA's 1978 - 1983
Skills
Enterprise Risk..., AML, Risk Management, Internal Audit, Management, Banking, Sarbanes-Oxley Act, Finance, Operational Risk, Accounting, Capital Markets, Derivatives, Financial Risk, Equities, Hedge Funds, Corporate Finance, External Audit, Internal Controls, Program Management, Financial Services, Fixed Income, Auditing, Investment Banking, Mergers & Acquisitions, Operational Risk..., Asset Management
Education
Baruch College, City University of New York (CUNY) 1974 — 1978
Bachelors of Business Administration, Cum Laude, Majors: Accounting / Marketing
Eugene Schlanger's Nomura Holding America Inc. Experience 1989 - 2004
Job Senior Counsel Regulatory at Standard Chartered Bank
Industry Financial Services
Experience
Standard Chartered Bank 2011 - Present
Financial Industry Regulatory Authority 2007 - 2011
New York Stock Exchange 2005 - 2007
Credit Suisse First Boston LLC 2005 - 2005
Nomura Holding America Inc. 1989 - 2004
Securities and Exchange Commission 1986 - 1989
Skills
Derivatives, Swaps, Securities, Securities Regulation, Securities Litigation, Trials, Structured Finance, Investment Banking, FCPA, Legal Compliance, Mergers & Acquisitions, Arbitration, KYC, Equities, Financial Services
Education
Saint John's University School of Law
J.D.
Stony Brook University
B.A., English
Stuyvesant High School
Standard Chartered Bank 2011 - Present
Financial Industry Regulatory Authority 2007 - 2011
New York Stock Exchange 2005 - 2007
Credit Suisse First Boston LLC 2005 - 2005
Nomura Holding America Inc. 1989 - 2004
Securities and Exchange Commission 1986 - 1989
Skills
Derivatives, Swaps, Securities, Securities Regulation, Securities Litigation, Trials, Structured Finance, Investment Banking, FCPA, Legal Compliance, Mergers & Acquisitions, Arbitration, KYC, Equities, Financial Services
Education
Saint John's University School of Law
J.D.
Stony Brook University
B.A., English
Stuyvesant High School
Russell Gilardi's Nomura Holding America Inc. Experience 2006 - May 2010
Job Director, Equities Compliance at Credit Suisse
Industry Financial Services
Experience
Credit Suisse August 2011 - Present
Nomura Securities International, Inc. May 2010 - July 2011
Nomura Holding America Inc. 2006 - May 2010
Skills
Equities, Derivatives, Securities, Trading
Education
Old Dominion University
Pace University - Lubin School of Business
BS, Economics
Credit Suisse August 2011 - Present
Nomura Securities International, Inc. May 2010 - July 2011
Nomura Holding America Inc. 2006 - May 2010
Skills
Equities, Derivatives, Securities, Trading
Education
Old Dominion University
Pace University - Lubin School of Business
BS, Economics
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY