Nomura Securities
Industry: Financial services company
DescriptionNomura Holdings, Inc. is a Japanese financial holding company and a principal member of the Nomura Group. CEO: Koji Nagai (1 Aug 2012–) Headquarters: Tokyo, Japan Founded: 25 December 1925, Osaka, Osaka Prefecture, Japan Subsidiaries: Nomura Securities, Nomura Research Institute,
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Nomura Securities Employees
Nomura Securities May 2012 - Present
Nomura Securities May 2008 - May 2012
Nomura Securities May 2007 - August 2007
Skills
Security Operations, International..., Information Technology, Microsoft Excel, Community Outreach, Leadership, Series 7, Series 63, Hedge Funds, Microsoft Office
Education
Monmouth University 2003 — 2007
Bachelor's degree, Business, Management, Marketing, and Related Support Services
Freehold Borough High School
Nomura September 2014 - Present
Horizon Blue Cross Blue Shield of New Jersey July 2014 - September 2014
Nomura Securities March 2010 - July 2014
Bank of America May 2006 - March 2010
Skills
Personnel Management, Deferred Compensation, Human Resources, Employee Relations, Talent Management, Onboarding, HRIS, Employee Engagement, Talent Acquisition, HR Policies, Performance Management, Succession Planning
Education
NYU 2007 — 2009
Graduate Certificate, Human Resource Management
Medaille College 2002 — 2003
Bachelor of Science (BS), Business Administration and Management, General
Kroll Bond Rating Agency, Inc. July 2015 - Present
PJF Realty LLC January 2012 - June 2015
Brookfield Asset Management August 2009 - December 2011
National Australia Bank February 2009 - August 2009
Credit Suisse August 2002 - February 2009
OppenheimerFunds May 1999 - July 2002
Nomura Securities September 1996 - April 1999
Skills
Real Estate, Asset Management, Portfolio Management, Investments, CMBS, Credit, Asset Managment, Structured Finance, Banking, Structured Products, Securitization, Bonds, Credit Analysis, Real Estate Economics, Fixed Income, Securities, CDO, Trading, Commercial Real Estate, Capital Markets
Education
New York University 1994 — 1995
Master of Science in Real Estate, Concentration in Real Estate Investments and Finance., 3.75
Villanova University 1979 — 1983
BS, Accounting
Slack Technologies, Inc July 2014 - Present
Nomura Securities June 2011 - August 2011
MIT Media Lab June 2010 - August 2010
Skills
JavaScript, Ruby on Rails, Backbone.js, HTML, CSS, Ruby, SQL, Python, Matlab, LaTeX, Scheme, Java
Education
University of California, Berkeley 2012 — 2013
Massachusetts Institute of Technology 2008 — 2011
Mathematics and Economics
Nomura Securities November 2009 - Present
JPMorgan Chase May 2008 - November 2009
Skills
Capital Markets
Education
Columbia University 2014 — 2016
Master of Business Administration (MBA) Candidate 2016
Lehigh University 2004 — 2008
Bachelor of Science (BS), Finance, General
Blank Rome LLP January 2014 - Present
HSBC Securities September 2013 - December 2013
Nomura Securities January 2013 - May 2013
Financial Industry Regulatory Authority May 2012 - August 2012
Law Offices of Gerstein and Yu January 2012 - May 2012
Office of the Attorney General of the State of New York May 2011 - August 2011
DOUGLAS L. FROMME P.C., December 2009 - August 2010
Skills
LexisNexis, Westlaw, Microsoft Office, Litigation, Wordperfect
Education
New York Law School 2010 — 2013
JD, cum laude
University of Wisconsin-Madison 2005 — 2009
Bachelor of Science, Legal Studies and Business
Citi July 2012 - Present
Nomura Securities May 2010 - July 2012
Nomura Securities July 2010 - April 2012
Anagh technologies inc March 2012 - 2012
Saint Joseph's University August 2008 - April 2010
Ideal InfoTech May 2006 - June 2008
Skills
core java, Multithreading, SQL, spring, JDBC, XML, JSP, Servlets, Web Services, Tomcat, Flex, ActionScript, Lucene, Ant, XSL, XSLT, AJAX, jQuery, JSON, Spring, Core Java, Java, Microsoft SQL Server, Eclipse, JUnit, JBoss Application Server, Java Enterprise Edition, Struts, Sybase
Education
Saint Joseph's University, PhiladelphiaMay 2010 2009 — 2010
MS; A.D.I.T S.P, Computer Science
Saint Joseph's University 2008 — 2010
Master of Science (M.S.), Computer Science
ADIT 2004 — 2007
Bachelor of Engineering (B.E.), Information Technology
M S University 2002 — 2004
Associate's degree, Information Technology
New York Institute of Technology
New York Institute of Technology
Cloudwick June 2015 - Present
Nomura Securities June 2014 - December 2014
Mphasis September 2011 - August 2013
Skills
PL/SQL, Java, Oracle, SQL, JavaScript, Oracle SOA Suite, Oracle E-Business Suite, JSP, BPEL, Oracle BPEL, SOA, jQuery, Agile Methodologies, Oracle Fusion Middleware, XML, Databases, JSON, Unix, Servlets, Core Java, CSS, Oracle SQL, Hadoop, Apache Spark, Big Data, Scala, Hive
Education
New Jersey Institute of Technology 2013 — 2015
Master of Science, Information Systems
GFI Group December 2013 - Present
JPMorgan Chase March 2013 - December 2013
Morgan Stanley June 2012 - February 2013
Nomura Securities December 2011 - June 2012
Quest Diagnostics June 2011 - December 2011
Viacom 18 Media Private Limited January 2009 - January 2011
Boeing August 2008 - January 2009
The University of Cambridge March 2008 - August 2008
EF Education First July 2007 - March 2008
Aptara February 2006 - July 2007
Skills
Spring, Hibernate, BlazeDS, JavaScript, XML, Java, HTML, SQL, Flash, AngularJS, CSS Less, AJAX, JSON, jQuery, jQuery UI, GruntJS, XSLT, HTML5, CSS 2/CSS 3, Struts, Servlets, JSP, JSTL, Node.js, Agile Methodologies, ActionScript, Flex, JUnit, Spring Framework, ReactJS, RequireJS, Browserify, Prototype.js
Education
Maharshi Dayanand University 2006 — 2009
Master of Computer Applications (M.C.A.) Part Time, Computer Science, First Class
IACSD 2005 — 2006
Computer Diploma (Full Time), Computer Science
Maharshi Dayanand University 2001 — 2004
Bachelor's degree ( Full Time), Computer Science, First Class
Macquarie Group August 2013 - Present
Nomura Securities June 2012 - August 2012
Capital Asset Investments LLC June 2011 - June 2011
Education
Middlebury College 2009 — 2013
Bachelor of Arts (B.A.), Mathematics and Economics
Dartmouth College - The Tuck School of Business at Dartmouth 2011 — 2011
Tuck Business Bridge Program
Newark Academy 2005 — 2009
Sterling National Bank January 2011 - Present
Morgan Stanley Smith Barney April 2010 - January 2011
Credit Suisse March 2004 - December 2008
Credit Suisse March 2002 - September 2004
Nomura Securities January 1996 - January 2002
DONALDSON, LUFKIN AND JENRETTE January 1995 - January 1996
National Westminster Bank USA January 1992 - January 1994
Middle Market Lending Department January 1989 - January 1990
FIRST NATIONAL BANK OF BOSTON January 1987 - January 1989
SMITH BARNEY HARRIS UPHAM January 1986 - January 1987
Skills
Credit, Credit Analysis, Banking, Loans, Portfolio Management, Credit Risk, Financial Risk, Mortgage Lending, Mortgage Banking, Commercial Banking, Finance, Fixed Income, Due Diligence, Commercial Mortgages, Real Estate, Risk Management, Capital Markets, Loan Origination, Financial Structuring, Structured Finance, Cash Management, Investments, Financial Services, Executive Management, Valuation, Securities, Commercial Lending, Equities
Education
National Westminster Bank Credit Training 1991 — 1992
Le Moyne College 1982 — 1986
BA, Finance
Union Square Advisors June 2013 - Present
Nomura Securities 2010 - June 2013
Tudor Investment Corporation June 2009 - August 2009
The Hunger Project 2008 - 2008
Hamilton Sundstrand 2006 - 2006
Hamilton Sundstrand 2006 - 2006
Skills
Financial Modeling, Investment Banking
Education
University of Pennsylvania 2006 — 2010
BS, Economics, Finance, Operations and Information Management
National Taiwan University
Maybank Kim Eng April 2015 - Present
Union Gaming January 2014 - April 2015
Citi July 2007 - January 2013
Nomura Securities August 2005 - June 2007
C.E. Unterberg Towbin September 2004 - August 2005
William O'Neil + Co. Inc. September 1999 - September 2004
Skills
Equities, Bloomberg, Hedge Funds, Capital Markets, Equity Research, Investments, Investment Banking, Valuation, Financial Modeling, Portfolio Management, Asset Managment, Securities, Series 7, Emerging Markets, Alternative Investments, Financial Analysis, Series 63, Electronic Trading, Options, Corporate Finance, Sales, International Sales, Business Strategy, Business Travel, Travel Management, Business Analysis, Business Development, Relationship Management, Building Relationships, Asian markets, Client Development, Manage Client..., New Business Development, Financial Markets, Investor Relations
Education
McGill University 1996 — 1999
Bachelor of Arts (B.A.), Economics
Wolfe Research, LLC September 2013 - Present
Nomura Securities July 2012 - September 2013
Deutsche Bank July 2011 - July 2012
NYU Stern School of Business July 2009 - June 2011
Deloitte & Touche September 2005 - August 2009
Skills
Investment Banking, Accounting, Auditing, Value Investing, Equity Research Analysis, Growth Investing, Regression Analysis, Equity Research, Financial Modeling, Financial Reporting, Capital Markets, Due Diligence, Equity Valuation, Finance, Valuation, Financial Statement..., Fixed Income, Investments, Financial Analysis, Corporate Finance, Equities
Education
New York University - Leonard N. Stern School of Business 2009 — 2011
MBA, Corporate Finance, Financial Instruments & Markets, Taxation & Business Strategy, GPA: 3.55 out of 4.0.
Lehigh University 2001 — 2005
BS, Accounting
Lord, Abbett & Co. LLC April 2014 - Present
Bloomberg LP August 2013 - April 2014
Nomura Securities June 2012 - August 2012
PC Components Company, LLC June 2011 - August 2011
CVS Pharmacy June 2010 - August 2010
Education
Muhlenberg College 2009 — 2013
Finance, Business Administration
Deutsche Bank September 1999 - Present
Nomura Securities May 1996 - January 1999
JPMorgan Chase December 1987 - April 1996
Salomon Brothers July 1986 - October 1987
Skills
Liquidity Management, Fixed Income, Financial Institutions, Investment Banking, Corporate Finance, Derivatives, Cash Management, FX Options, Payments, Capital Markets, Banking, Credit Risk, Structured Products, Financial Modeling, Equities, Valuation, Risk Management, Portfolio Management, Securities, Private Equity, Financial Markets, Relationship Management, Financial Services, Trading, Asset Management, Treasury Management, Bloomberg, Emerging Markets, Structured Finance, Financial Risk, Trade Finance, Financial Analysis, Investments, Credit, Commercial Banking, Hedge Funds
Education
UNC Chapel Hill 1984 — 1986
MBA
Loyola University New Orleans 1978 — 1982
BBA, Economics & Finance
jesuit high school
Alpari (US), LLC January 2012 - Present
Nomura Securities August 2011 - December 2011
Skills
Derivatives, Due Diligence, Litigation, Project Management, Microsoft Excel, ISDA, Dodd-Frank, Financial Risk, Swaps, Commodity, FINRA, Hedging, Financial Regulation, Securities Regulation, Securities
Education
New York Law School 2011 — 2012
Helm Solutions, Inc. May 2015 - Present
JPMorgan Chase & Co. May 2013 - April 2015
JPMorgan Chase & Co. December 2012 - May 2013
Nomura Securities November 2011 - December 2012
Citigroup June 2010 - November 2011
JPMorgan Chase May 2007 - May 2010
Morgan Stanley October 2004 - May 2007
TITAN - Archdiocesan Grant March 2001 - September 2004
Manhattan College September 2003 - January 2004
Latvijas dzelzceļš - Independent contract February 2000 - June 2000
Skills
Financial Modeling, Investment Banking, Financial Services, Management, Financial Analysis, Business Analysis, Risk Management, Analysis, Vendor Management, Data Analysis, Finance, Strategy, Financial Risk, Corporate Finance, Financial Markets, Banking, Project Management, Project Finance, Strategic Financial..., Sybase, SQL, PHP, jQuery, Kendo, HTML 5, ASP.NET, MVC, .NET, C#, Microsoft SQL Server, Oracle, JavaScript, AJAX, Essbase, PostgreSQL, MySQL, Apptio, QlikView, Business Objects, Bootstrap, AngularJS
Education
Manhattan College 2000 — 2004
Bachelor of Science (BS), Finance, Computer Information Systems (CIS)
Nomura Securities April 2014 - Present
Lloyds Banking Group January 2008 - March 2014
Bank of Scotland USA (now a member of Lloyds Banking Group) September 2005 - December 2007
Sanford C. Bernstein January 2005 - September 2005
Keith Consultants October 2004 - December 2004
Lehman Brothers February 2000 - September 2004
Bankers Trust February 1998 - January 2000
The Bank of New York 1993 - 1997
Skills
Restructuring, Syndications, Customer Relations, Origination, Credit, Portfolio Management, Asset Management, Loans, Workout, Asset Based Lending, Debt, Structuring, Credit Analysis, Capital Markets, Valuation, Financial Analysis, Leveraged Finance, Due Diligence, Commercial Banking, Credit Risk, Banking, Underwriting, Real Estate, Risk Management, Risk, Syndication, Debt Restructuring, Cash Flow, Structured Finance, Financial Risk, Loan Origination, Treasury Management, Financial Structuring, Relationship Management, Organizational..., Business Development, Downhill Skiing, SEC filings, Oil/Gas, Commercial Lending, Investment Banking, Corporate Finance, Fixed Income, Financial Advisory, Bonds, Private Equity, Financial Modeling, Equities, Structured Products
Education
York University - Schulich School of Business 1990 — 1992
MBA, Finance, Marketing
McMaster University 1987 — 1989
B Comm, Accounting, Marketing
McMaster University 1986 — 1989
B Comm, accounting
Georges Vanier S.S. 1981 — 1985
High School Diploma, Math, Accounting
Bank of Tokyo-Mitsubishi UFJ August 2011 - Present
Barclays Capital May 2010 - May 2011
Bank of America March 2006 - May 2010
Nomura Securities December 2004 - November 2005
DT Trading, CBOT August 2003 - October 2004
Zhejiang University January 2003 - June 2003
Congressman Ray LaHood 2002 - 2002
Salomon Smith Barney 2001 - 2001
Salomon Smith Barney 2000 - 2000
Skills
Product Knowledge:..., Proficient with..., Systems:..., Systems: (CLO): Moodys..., Systems: (Derivatives):..., Account Reconciliation, Interest Rate Swaps, Market Risk, Fixed Income, Interest Rate..., Trading, Bloomberg, Risk Management, Derivatives, Equity Derivatives, Credit Derivatives, Structured Products, Rates, Product Control, Swaps, Credit Risk, Bloomberg Terminal, Options, Middle Office, Financial Risk, Back Office, Bonds, CDS, Financial Services, Securities, Trading Systems, Prime Brokerage, Portfolio Management, Market Data
Education
Chicago Mercantile Exchange, Globex Learning Center 2004 — 2004
Technical Analysis & Electronic Trading Strategies
Zhejiang University 2003 — 2003
Study Abroad - History
Loras College 1998 — 2003
B.A., Double Major: History and Political Science
Nomura July 2014 - Present
Nomura Securities June 2013 - August 2013
Standard & Poor's June 2012 - August 2012
S&P Capital IQ January 2012 - February 2012
MIT January 2011 - August 2011
Case Western Reserve University June 2007 - August 2009
Skills
Stata, Microsoft Office
Education
Massachusetts Institute of Technology 2010 — 2014
Economics
Hathaway Brown School 2006 — 2010
Nomura Securities May 2015 - Present
Morgan Stanley January 2014 - May 2015
Morgan Stanley October 2010 - January 2014
BTIG March 2010 - September 2010
CJF Trading LLC November 2009 - March 2010
SG Securities December 2008 - November 2009
JPMorgan Chase June 2008 - August 2008
Bear Stearns April 2007 - May 2008
Banc of America Securities August 2003 - April 2007
Prudential Securities September 2002 - August 2003
Skills
Equity Derivatives, Compliance, Derivatives, Options, Futures, Commodities, Surveillance, Commodity, Equities, Accounting, Hedge Funds, Securities, Bloomberg, Financial Services, Fixed Income, Investment Banking, Prime Brokerage, Series 7, Trading
Education
Lindenhurst High School 1991 — 1995
High School Diploma
Long Island University, C.W. Post Campus
Nassau Community College
University at Buffalo
New York Genome Center March 2015 - Present
Nomura Securities 2012 - Present
North Street Consulting 2008 - Present
Credit Suisse 2006 - July 2012
Bloomberg 2010 - March 2011
Citigroup - Smith Barney 2005 - 2006
Oak Hill Platinum Partners 2004 - 2005
Summit Systems 2002 - 2004
Sailfish Systems / Reuters 1997 - 2002
Omega Advisors 1993 - 1997
Skills
C++, Java, Perl, SQL, Python, C#, STL, R, Boost, TIBCO, Trading Systems, Unix, Distributed Systems, Multithreading, Sybase, Algorithms, Object Oriented Design, Low Latency, Derivatives, Software Development, Design Patterns, SOA, Shell Scripting, Spring, Agile Methodologies, Java Enterprise Edition, Machine Learning, Software Engineering
Education
New York University 1996 — 1997
MS, Computer Science
Peter the Great St.Petersburg Polytechnic University 1976 — 1982
MS, Mechanical Engineering
Nomura Securities May 2010 - Present
Merrill Lynch January 2005 - May 2010
BANK OF AMERICA February 2004 - October 2005
Morgan Stanley Dean Witter January 1999 - January 2004
Capgemini Consulting January 1997 - January 1999
Skills
IT Strategy, Requirements Analysis, SDLC, Business Analysis, Software Project..., Program Management, Solution Architecture, Integration, Enterprise Architecture
Education
National Institute of Technology Raipur 1993 — 1997
BE, Civil
Nomura Securities November 2014 - Present
Royal Bank of Scotland August 2011 - September 2014
Elysium Technology Group 2007 - 2011
Elysium Capital Group 2001 - 2011
Bank of New Canaan 2001 - 2005
UBS 1986 - 1999
O'Connor and Associates 1986 - 1999
Swiss Bank Corporation 1986 - 1999
Skills
Trading Systems, Trading, Risk Management, Options, Management, Investment Banking, Financial Markets, FX trading, FX Options, Electronic Trading, Derivatives
Education
The University of Chicago - Booth School of Business 1987 — 1990
Finance
Massachusetts Institute of Technology 1982 — 1986
Bachelor of Science (BS), Mechanical Engineering
Credit Suisse December 2013 - March 2014
Nomura Securities May 2013 - August 2013
American Express May 2012 - July 2012
Seeger Weiss LLP April 2011 - September 2011
Branigan & Associates, LLC August 2010 - April 2011
Bain Capital July 2008 - August 2008
Skills
Legal Research, Research, Document Review, Westlaw, Legal Writing, LexisNexis
Education
New York Law School 2011 — 2014
Doctor of Law (J.D.)
University of Maryland College Park 2005 — 2009
Bachelor of Arts, Economics and Communication
Nomura Securities May 2014 - Present
Nomura Securities July 2012 - April 2014
Nomura Securities June 2011 - August 2011
Wells Fargo Advisors, LLC. December 2009 - January 2010
UBS Financial Services, Inc. July 2008 - August 2008
Sound View Sports Camp June 2008 - August 2008
Skills
Equities, Capital Markets, Financial Markets, Data Analysis, Corporate Finance, Macroeconomics, Business Strategy, Client Services, Fixed Income, Risk Management, Prime Brokerage, Hedge Funds, Client Service Oriented, Economics, Investments, Series 7, Electronic Trading, Bloomberg
Education
Middlebury College 2008 — 2012
B.A., Economics
Dartmouth College - The Tuck School of Business at Dartmouth 2010 — 2010
Business Bridge
Brunswick School 1994 — 2008
Nomura Securities March 2014 - Present
Lloyds Banking Group March 2012 - November 2013
Lloyds Banking Group December 2010 - March 2012
Lloyds Banking Group June 2010 - December 2010
Hudson Advisors, LLC July 2009 - May 2010
Wachovia May 2006 - November 2008
Bank of America November 2004 - May 2006
Bank of America July 2004 - October 2004
Bank of America April 2003 - June 2004
Bank of America November 2002 - February 2003
Skills
Talent Management, Performance Management, Compensation, Organizational..., Leadership Development, Executive Recruitment, Project Management, Change Management, Recruiting, Employee Relations, Deferred Compensation, Personnel Management, Leadership, Coaching, HRIS, Management, Executive Search
Education
The Chicago School of Professional Psychology 2001 — 2002
M.A., Industrial/Organizational Psychology, Graduated Top of Class
Miami University 1997 — 2001
B.A., Psychology Major; Family Studies Minor, Dean's List
Nomura Securities August 2009 - Present
Barclays Capital September 2008 - June 2009
Lehman Brothers July 2004 - September 2008
Skills
Bloomberg, Options, Trading, Rates, FX trading, Derivatives, Alternative Investments, Commodity Markets, foreign exchan, Futures Trading, FX Spot, Capital Markets, Electronic Trading, FX Trading, Fixed Income, Investments
Education
Middlebury College 1999 — 2003
BA, Economics
Mizuho Securities USA Inc. November 2013 - Present
Nomura Securities October 1989 - March 1998
Leslie Hindman Auctioneers June 1988 - September 1988
Skills
Special Collections, Special Libraries, Archival Description, Marketing Strategy, PowerPoint, Microsoft Excel, Social Media, Archives, Project Management, Research, Editing, Cataloging, Microsoft Office, History, Blogging, Event Planning, Photoshop, Teaching, Event Management, Microsoft Word, Market Research, Public Relations, Marketing, Market Data, Financial Modeling, Bloomberg, Risk Management, Series 3, Fixed Income, Trading, Equities, Back Office, Derivatives, Commodity Markets, Relationship Management, Trading Strategies, Equity Derivatives, Proprietary Trading, FINRA, Alternative Investments, Financial Markets, Series 7, Hedge Funds
Education
Lake Forest College 1985 — 1989
BA, Art-History
Wall Street Bank November 2012 - Present
Nomura Securities August 2010 - November 2012
Bloomberg LP December 2008 - August 2010
Lehman Brothers March 2008 - November 2008
Citi April 2004 - March 2008
Skills
Unix, C++, TCP/IP, Java, Threads, Market Data, C#, Low Latency, Equities, Trading Systems, Equity Derivatives, Shared Memory, Derivatives, SDLC, Linux
Education
New Jersey Institute of Technology
Master's degree, Computer Science, 3.9
New Jersey Institute of Technology
Master's degree, Mechanical Engineering, 3.9
Time Warner Inc. March 2012 - Present
Morgan Stanley February 2007 - April 2012
Independent Film 2002 - 2009
JPMorgan Chase May 2001 - January 2002
Qpass August 1998 - March 2001
ATKearney June 1997 - August 1997
Nomura Securities August 1993 - August 1996
Skills
Financial Analysis, Financial Planning, Budgeting, Financial Modeling, Production Planning, Production Management, Production Budgeting, Film Production, Investment Banking, M&A experience, Venture Capital, Marketing Strategy, Business Strategy, Strategy Development, Strategic Partnerships, Bloomberg, Capital IQ, Microsoft Office, Excel, Pivot Tables, PowerPoint, Production Managment, Analytics, Strategy, Strategic Financial..., Competitive Analysis, Mergers & Acquisitions, Start-ups, Finance, Analysis
Education
New York University 2002 — 2003
Film
Massachusetts Institute of Technology - Sloan School of Management 1996 — 1998
MBA, Management
New York University - Leonard N. Stern School of Business 1989 — 1993
BS, Economics and Finance
Stuyvesant 1985 — 1989
Saint Patrick's
Nomura Securities February 2014 - Present
Sapphire Technologies 2010 - 2014
NCS Technologies 2008 - 2009
McGraw-Hill 2007 - 2008
Dimension Data 2002 - 2006
Dimension Data 2000 - 2002
Bank of America 1998 - 2000
United States Air Force 1994 - 1998
Skills
Project Management, Information Technology..., People Management &..., Leadership &..., Enterprise Information..., Business & Process..., Operations Management, Marketing & Sales, Consulting & Strategy, P&L Management, Quality Management, Business, Leadership, Business Analysis, Strategy, Project Planning, Integration, Vendor Management, Program Management, IT Management, ITIL, Infrastructure, Data Center, Management, Call Centers, Process Improvement, Disaster Recovery, Databases, PMO
Education
Minot State University 1994 — 1998
Bachelor of Science, Computer Science
Nomura Securities July 2012 - Present
EPAM Systems July 2008 - July 2012
EPAM Systems January 2008 - July 2008
B2BITS July 2004 - January 2008
Education
Kyiv Engineering Technical Institute 2000 — 2005
National Technical University of Ukraine 'Kyiv Polytechnic Institute' 1999 — 2005
Nomura Securities May 2015 - Present
Skills
Market Research, Financial Modeling, Valuation, Financial Analysis, Equity Research, Investments, Finance, Data Analysis, Microsoft Excel, Competitive Analysis
Education
Miami University 2009 — 2013
B.S. in Business, Finance
Passed Level I of the CFA Exam
Passed Level II of the CFA Exam
Nomura Securities May 2014 - Present
Acceleration Capital Group June 2013 - August 2013
Country Club of Darien June 2011 - September 2012
Skills
Public Speaking, Multivariable Calculus, Microsoft Excel, Microsoft Office, Java, Mathematica, PowerPoint
Education
Middlebury College 2012 — 2015
Bachelor of Arts (B.A.) (expected), Physics
University of St. Andrews 2011 — 2011
Physics
New Jersey Office of Attorney General July 2015 - Present
CME Group August 2014 - July 2015
LexisNexis October 2012 - May 2014
CME Group February 2014 - April 2014
New York City Department of Investigation June 2013 - August 2013
Nomura Securities June 2012 - August 2012
Marin County Sheriff's Office 2006 - 2011
Marin County Deputy Sheriffs' Association 2008 - 2010
Skills
Legal Research, Westlaw, Lexis, Legal Writing, Courts, Administrative Law, Mediation, Civil Litigation, Litigation, Legal Issues, Policy, International Law, Policy Analysis, Trials
Education
New York Law School 2011 — 2014
Bar Admission: New Jersey, New York, Banking, Corporate, Finance, and Securities Law
Santa Rosa Junior College 2006 — 2006
Peace Officer Standards and Training Certificate (P.O.S.T), Police Academy
Sonoma State University 2001 — 2006
B.A., Political Science
Eberhard Karls Universität Tübingen 2003 — 2005
B.A., Political Science
Paychex April 2009 - Present
Heartland Payment Systems March 2008 - April 2009
Washington Mutual May 1999 - December 2007
Nomura Securities 1994 - 1999
Nomura Securities 1994 - 1999
Kroll & Tract 1986 - 1994
Rivkin Radler LLP 1986 - 1988
Skills
Employee Benefits, Cold Calling, Long-term Care, Selling, Sales Presentations, Benefits Administration, Insurance, Life Insurance, Mortgage Lending, Health Insurance
Education
Nassau Community College
AAS
Special Education Associates, Inc. March 2015 - June 2015
ASI System Integration August 2014 - November 2014
GreenHouse Eco Cleaning LLC February 2011 - July 2014
Friends of Crown Heights Day Care Center July 2008 - February 2011
Crown Nursing & Rehabilitation Center April 2009 - October 2009
Ivy Asset Management January 2005 - June 2008
Kids Headquarters October 2004 - January 2005
Atlantic Trust December 2002 - May 2004
Nomura Securities March 2001 - November 2002
Skills
Human Resources, Employee Relations, Personnel Management, HRIS, HR Consulting, HR Policies, Strategic HR, HR Software, PeopleSoft, People Skills, People Development, Employee Training, Employee Management, Employee Handbooks, Talent Management, Performance Management, Talent Acquisition, Resume Writing, Leadership, Training, Management, Recruiting
Education
Long Island University, Brooklyn Campus 2001 — 2003
MS, Human Resource Management
University of Vermont 1996 — 2000
BS, Human Resource Management
Nomura Securities August 2010 - Present
Barclays Capital October 2008 - August 2010
Lehman Brothers March 1983 - October 2008
Education
Montclair State University 1978 — 1982
BS, Business
University of Texas at Austin - McCombs School of Business January 2013 - Present
University of Western Ontario - Richard Ivey School of Business 2010 - 2012
UCLA - Anderson School of Management 2005 - 2010
UCLA Anderson Forecast 2006 - 2008
UCSD Graduate School of International Relations and Pacific Studies 2007 - 2007
Federal Reserve Board 2004 - 2005
Central Intelligence Agency 2003 - 2004
Professor Alex Kane, UCSD 2003 - 2004
Federal Reserve Bank of San Francisco 2003 - 2003
Nomura Securities 2001 - 2001
Skills
Economics, Research, Data Analysis, Teaching, Statistics, Quantitative Analytics, Econometrics, Stata, Qualitative Research, Macroeconomics, International Relations, Public Policy, Financial Analysis, Strategy, Corporate Finance, Finance, Microeconomics, Policy Analysis, Business Strategy, Management Consulting, Management, Competitive Analysis, Politics, Market Research, SPSS, Analysis, University Teaching, Financial Modeling, Government, R, Quantitative Research, Higher Education, Statistical Modeling, Valuation
Education
UCLA Anderson School of Management 2005 — 2010
PhD
University of California, Los Angeles 2005 — 2007
M.A.
UC San Diego School of Global Policy and Strategy (GPS) 2002 — 2004
M.P.I.A.
Massachusetts Institute of Technology
S.B.
St. Albans School
High School Diploma
Nomura Securities August 2014 - Present
Skills
IBM WebSphere, Solaris 10..., Globalscape FTP Server, Solaris, Websphere, Disaster Recovery, Middleware, Unix Shell Scripting, AIX, Servers, Red Hat Linux, Microsoft Exchange, Integration, Linux, VMware ESX, Weblogic, Cisco Technologies, High Availability, Infrastructure, System Administration, Architecture, Unix, Shell Scripting, Solution Architecture, Enterprise Architecture, Architectures, Apache, WebLogic, IBM AIX, WebSphere
Education
Stanford University 2008 — 2009
Stanford Certified Project Manager
D. Y. Patil College of Engineering 1990 — 1995
Bachelor of Engineering
Jubilee College Bhurkunda 1985 — 1990
I. Sc and B.Sc
Kendriya Vidyalaya 1975 — 1985
All India Secondary School Examination
Credit Suisse June 2013 - Present
Nomura Securities July 2010 - June 2013
Citi July 2007 - June 2010
CIBC World Markets August 2005 - June 2007
Skills
Derivatives, Fixed Income, SDLC, Equities, Investment Banking, Business Analysis, Trading Systems, Requirements Gathering, Credit Derivatives, Equity Derivatives, Market Risk, Financial Services, Middle Office, Market Data, Bloomberg, Business Requirements, Credit Risk, Requirements Analysis, Capital Markets, Electronic Trading, Reference Data, Prime Brokerage, Hedge Funds, Basel II, Risk Management, User Acceptance Testing, Back Office, Interest Rate..., Structured Products, Equity Trading, Corporate Actions, Securities, Swaps, PMO, Vendor Management, FX Options, Project Management, Management, Volcker, Dodd-Frank, Repos, Collateral Management, Financial Risk
Education
New Jersey Institute of Technology - School of Management 2006 — 2007
MBA, Finance
Sardar Patel University 2000 — 2004
Bachelor of Engineering (B.Eng.), Mechanical Engineering
Nomura September 2015 - Present
Nomura Securities June 2015 - August 2015
Skills
Data Analysis, Social Media, Research, Microsoft Office
Education
New York University 2011 — 2015
Bachelor of Arts (B.A.), Economics and Mathematics
Citi March 2015 - May 2015
UBS Investment Bank December 2014 - December 2014
Accenture October 2014 - November 2014
Nomura Securities September 2014 - September 2014
Nomura Securities August 2014 - August 2014
Goldman Sachs August 2014 - August 2014
Barclays August 2014 - August 2014
Bank of America Merrill Lynch August 2014 - August 2014
Education
Keio University 2012 — 2016
Bachelor of Policy Management
Bessolo Design Group - KEM Engineering August 2013 - Present
RIZZO GROUP –BUILDING CODE, ZONING, LAND USE February 2013 - June 2013
Goodwill Industries -New york New Jersey May 2012 - February 2013
CT Corporation June 2000 - May 2012
Nomura securities November 1998 - June 2000
Skills
Microsoft Office, Contract Management, Scheduling, Budgeting, Customer Relations, Supervisory Skills, Vendor Management, Planning, Vendor Relations, Negotiation, Strategic Planning, Problem Solving, Change Management, Word, Program Management, Operations Management, Team Building, Facilities Management, PowerPoint, Excel, Process Improvement, Construction Management, Team Leadership, Architectural Design, Budgets, Project Planning
Education
NYU 2009 — 2011
Construction Management Certificate, Construction Management
New York Institute of Technology
Bachelor’s Degree, Architecture
Cantor Fitzgerald July 2012 - Present
Newedge USA LLC June 2011 - July 2012
Nomura Securities July 2009 - June 2011
Highbridge Capital Management March 2008 - March 2009
Mason Sunnyside Credit LLC October 2005 - December 2007
Sandell Asset Management January 2003 - October 2005
EBF & Associates January 2002 - December 2002
JP Morgan Chase April 1998 - January 2002
Salomon Smith Barney March 1997 - April 1998
Lehman Brothers December 1995 - March 1997
Skills
Capital Markets, Equities, Investment Banking, Trading, Bonds, Portfolio Management, Investments, High Yield, Hedge Funds, Fund Of Funds, Financial Markets, Credit, Securities, Asset Management, Fixed Income, Trading Systems, Distressed Debt, Mergers & Acquisitions, Structured Finance, Leveraged Finance, Loans, Credit Risk, Credit Derivatives, Debt, Bloomberg, Swaps, Bankruptcy, Chapter 11, CDS, Private Equity, Risk Management, Equity Derivatives, Alternative Investments, Electronic Trading, Financial Risk, Research, Equity Research, Valuation, Global Macro, Technical Analysis, Structured Products, Emerging Markets, Options, Banking, FX Options, Sales Management, Fundamental Research, Financial Structuring, Equity Trading, Business Reorganizations
Education
New York University 1984 — 1986
MBA, Economics/Finance
New York University 1973 — 1976
BA, Philosophy & Art History
Nomura Securities April 2007 - Present
Skills
Financial Modeling, Corporate Finance, Investment Banking, Private Equity
Education
MIT 2011 — 2013
Master of Business Administration (M.B.A.)
The University of Tokyo 2005 — 2007
Master, Physics
東京大学 / The University of Tokyo 2001 — 2005
Bachelor's degree, Physics
HSN August 2012 - Present
Nomura Securities May 2010 - May 2012
Hartford Life Insurance K.K. 2008 - 2010
NBC Universal 2005 - 2008
General Electric 1996 - 2005
GE Capital 1994 - 1996
Skills
HR Strategy, Global HR, Compensation, Sales Compensation, Employee Relations, Labor Relations, HRIS, College Recruiting, Full-cycle Recruiting, Talent Development, Organizational..., Performance Management, Strategic Planning, Change Management, Six Sigma, Team Leadership, Asia Pacific, Japan, Japanese, Due Diligence, Acquisition Integration, Talent Management, Human Resources, Deferred Compensation, Succession Planning, Personnel Management, Organizational Design, Restructuring
Education
Michigan State University 1989 — 1993
Bachelor of Arts (B.A.), Economics
PROSCI Change Management
Bank of Tokyo-Mitsubishi UFJ October 2012 - Present
Nomura Securities 2011 - October 2012
JPMorgan March 2008 - November 2010
Morgan Stanley September 2007 - March 2008
Kaplan K12 Learning Services June 2006 - May 2007
Skills
HRIS, Data Analysis, Performance Management, Business Objects, Leadership, Training, Employee Training, Organizational..., PeopleSoft, Human Resources, Diversity & Inclusion..., Vendor Management, Policy, Employee Engagement, Analysis, E-Learning, Training Delivery, Payroll, Technical Recruiting, System Administration, Applicant Tracking..., Personnel Management, Succession Planning, Employee Relations, Talent Acquisition, Leadership Development, Budgets, Recruiting, Management, Talent Management, Interviews, New Hire Orientations, Onboarding, Workshop Facilitation, Coaching, Sourcing
Education
Landmark Education 2012 — 2012
New York University, College of Arts and ScienceNew 2002 — 2005
Bachelor of Arts, Psychology and Journalism
Columbia University, Teacher's College
Monarch Alternative Capital February 2013 - Present
Nomura Securities January 2013 - May 2013
Thomson Reuters 2011 - May 2013
US Securities and Exchange Commission August 2012 - December 2012
Tsyngauz & Associates May 2012 - August 2012
Napoli Bern Ripka Shkolnik, LLP January 2012 - May 2012
Law of Offices of Gerstein & Yu May 2011 - January 2012
The Community Preservation Corporation August 2006 - July 2010
Education
New York Law School 2010 — 2013
JD, May 2013, Business Law & Policy; Financial Services Law
University of Notre Dame 2002 — 2006
BA, Marketing, English
Nomura Securities June 2013 - Present
Susquehanna International Group June 2011 - May 2013
Deutsche Bank Securities October 2008 - April 2011
Bear Stearns 1994 - 2008
Kemper Securities, Inc 1992 - 1994
McDonald & Company Securities 1987 - 1992
Skills
Equities, Hedge Funds, Capital Markets, Valuation, Series 7, Portfolio Management
Education
Loyola University of Chicago 1991 — 1994
Master of Business Administration (MBA)
The University of Texas at Austin 1982 — 1986
BBA, Finance
Tom Clark High School - San Antonio, Texas 1979 — 1982
Morgan Stanley May 2015 - Present
BNY Mellon January 2013 - May 2015
Nomura Securities September 2009 - December 2012
GMAC Financial March 2009 - September 2009
Moore Capital Management 2007 - March 2009
Lombard Risk 2006 - 2007
HSBC 2003 - 2006
Deutsche Bank 2001 - 2003
Skills
Derivatives, Risk Management, Collateral Management, Reconciliation, Fixed Income, Hedge Funds, Capital Markets, Credit, Risk, Operational Risk, Customer Relations, Valuation, Dodd-Frank, Cash Management, Portfolio Management, ISDA, Operational Risk..., Treasury Management, Relationship Management, Foreign Exchange, Emerging Markets, Financial Services, Interest Rate..., Swaps, Bonds, Equity Derivatives, Credit Derivatives, Back Office, Counterparty Risk, Equities, Prime Brokerage, Credit Risk, Bloomberg, Settlement, CDS, Funding, Treasury, Bloomberg Terminal, Customer Service, Management, Financial Markets, Securities, Asset Management
Education
New York Institute of Technology 1992 — 1996
B.S., Major Finance, English & Psychology Minors
East Meadow High School 1989 — 1992
Regents High School Diploma
Thomson Reuters July 2010 - Present
Nomura Securities June 1993 - June 2000
J.P. Morgan May 1988 - June 1993
EF Hutton/Lehman Brothers June 1983 - May 1988
Skills
Finance, MBS, Trading, Financial Risk, Financial Markets, Strategic Planning, Management, Market Data, Fixed Income, Capital Markets, Trading Systems, Derivatives
Education
Fairleigh Dickinson University-Metropolitan Campus 1983 — 1985
Master of Business Administration (MBA)
Moravian College 1979 — 1983
BA, Economics
Bank of America - Merrill Lynch May 2013 - May 2015
J&L Systems LLC October 2012 - April 2013
Pacific Global Advisors LLC November 2010 - June 2012
Goldman Sachs August 2008 - May 2010
Moore Capital Management March 2007 - July 2008
Nomura Securities August 2004 - February 2007
Unilinx Inc. - JP Morgan Chase & Others April 1992 - August 2004
Skills
Risk Management, Software Project..., Project Management, Oracle, SDLC, .NET, Microsoft SQL Server, Databases, Software Development, Sybase, Analysis, C#, Integration, Data Warehousing, ASP.NET, VBA, Data Modeling, VB.NET, DB2, Unix, VSTO, .NET Framework, Oracle 11g R2, Communications..., Attention to details, Agile Scrum, Scrum Master, Scrum
Education
National Institute of Information Technology 1990 — 1992
Advanced Diploma
University of Madras 1987 — 1990
Bachelors
Pypestream August 2015 - Present
Crown Phoenix Consulting January 2014 - Present
LDV Hospitality October 2013 - January 2014
Nomura Securities December 2010 - October 2013
The Corcoran Group October 2007 - December 2010
Kingdon Capital Management, LLC March 2006 - July 2007
Skills
Sales, Project Planning, Process Improvement, Process Management, Marketing, Social Media Marketing, Management, Social Media, Event Planning, Marketing Strategy, Investments, Real Estate, Social Networking, Real Estate Transactions, Event Management, Leadership, Project Management, Microsoft Excel, Customer Service, Negotiation, Advertising, Disposition, Facebook
Education
Lafayette College 1999 — 2003
Bachelor of Arts (BA)
Expedia, Inc. September 2015 - Present
Luly Yang Couture September 2014 - Present
LightInTheBox March 2014 - August 2014
Rivet & Sway June 2013 - September 2013
Harvey's Butter Rum Batter January 2013 - March 2013
UBS February 2011 - July 2012
Nomura Securities July 2008 - February 2011
UBS April 2008 - June 2008
Macquarie Group November 2007 - March 2008
Skills
Financial Modeling, Financial Analysis, Bloomberg, Strategy, Mandarin, Investments, Finance, Valuation, Corporate Finance, Equity Trading, Investment Banking, Data Analysis, English, Marketing, Competitive Analysis, Trading, Capital Markets, Strategic Planning, Equity Research, Marketing Strategy, Accounting, Equities, Risk Management, Financial Reporting, Project Management, Business Development
Education
University of Washington 2012 — 2014
MBA (with honors), Finance, Marketing
National Taiwan University 2004 — 2008
Bachelor of Business Administration (B.B.A.), Finance, General
Federal Reserve Bank of New York June 2008 - August 2008
Nomura Securities June 2005 - August 2007
Ryan, Beck & Co. December 2002 - June 2005
Accenture June 2001 - July 2001
Education
Rutgers Business School 2007 — 2009
MBA, Finance
Lehigh University - College of Business and Economics 1997 — 2001
BS, Finance & Information Systems
Lehigh University 1998 — 2001
BS, Finance
BlackRock July 2014 - Present
Nomura Securities April 2010 - July 2014
TD Ameritrade November 2009 - April 2010
Lehman Brothers Holdings, Inc. March 2009 - November 2009
Lehman Brothers January 2004 - December 2008
Neuberger Berman November 1995 - December 2003
Skills
Information Security, Network Security, Risk Management, Security, Disaster Recovery, Information Security..., PCI DSS, Penetration Testing, C#, IT Strategy, ITIL, IT Audit
Education
National Technical University of Ukraine 'Kyiv Polytechnic Institute' 1991 — 1994
EMC August 2010 - Present
Nomura Securities October 2009 - August 2010
AIG Global Services April 2009 - August 2010
AIG Global Services April 2009 - October 2009
Glasshouse Technologies January 2007 - January 2009
AIG Global Services 2002 - 2007
AIG Technologies 2002 - 2006
mFormation Technologies 2002 - 2003
inVentiv Health 1996 - 2002
Skills
Data Center, Disaster Recovery, Solaris, ITIL, EMC Networker, Troubleshooting, Data Domain, Tape Libraries, Pre-sales, Enterprise Storage, Professional Services, Deduplication, Service Delivery, Red Hat Linux, Enterprise Software, System Deployment, Unix, Windows Server, Network Security, Hyper-V, Infrastructure, Storage Solutions, Netbackup, Information Technology, Servers, Replication, Storage Management, IT Management, Fibre Channel, HP-UX, Veritas, IT Strategy, Operating Systems, SDLC, Integration, RedHat, AIX, Sun, System Administration, Consulting, VTL, Cloud Storage, Networking, TCP/IP, RHEL, Linux, Technical Support, Virtualization, Storage, Cloud Computing
Education
New Jersey City University 1989 — 1993
Nomura Securities December 2010 - Present
CLSA January 2007 - December 2010
Skills
Production Support, Sybase, Capital Markets, Unix, Trading Systems, Core Java, Unix Shell Scripting, Autosys, Software Project..., Shell Scripting, SDLC, Requirements Analysis, PL/SQL, SQL, Oracle, Databases, Requirements Gathering
Education
Symbiosis International University 2005 — 2007
Manipal Institute of Technology 2000 — 2003
B.Sc, IT
Nomura Securities August 2004 - Present
Education
New York Institute of Technology 1985 — 1995
RBC Capital Markets July 2014 - Present
RBC Capital Markets April 2012 - July 2014
RBC Capital Markets January 2010 - April 2012
Nomura Securities June 1998 - January 2010
Smith Barney October 1996 - June 1998
Skills
Capital Markets, Equities, Investment Banking, Fixed Income, Financial Analysis, Financial Risk
Education
St. John's University, The Peter J. Tobin College of Business 1994 — 1996
Bachelor's Degree, Finance
Nassau Community College 1992 — 1994
Associate's Degree, Business Administration and Management
Bayview Asset Management, LLC April 2014 - Present
Nomura Securities June 2011 - April 2014
Fannie Mae April 2010 - May 2011
Fannie Mae May 2007 - April 2010
Skills
Fixed Income, MBS, Portfolio Management, Hedging, Risk Management, Bloomberg, Capital Markets, Derivatives
Education
University of Florida 2002 — 2007
Ph.D., Mathematics
Lomonosov Moscow State University (MSU) 1998 — 2002
B.S., Mathematics
Nomura Securities June 2003 - Present
Nomura 2003 - Present
Credit Suisse July 1999 - January 2002
Jardine Fleming (JP Morgan) June 1992 - June 1999
Jardine Fleming / Robert Fleming 1992 - 1999
Skills
Mandarin, Equities, Japanese, Bloomberg, Capital Markets, Corporate Finance, Derivatives, Emerging Markets, Equity Derivatives, Equity Research, Financial Modeling, Fixed Income, French, Investment Banking, Investments
Education
National Taiwan University 1989 — 1994
MA, Political Economy of East Asia
Wesleyan University 1984 — 1988
BA, History/ East Asian Studies
NY Writers Workshop
Credit Agricole CIB August 2005 - January 2014
CIBC World Markets 2004 - 2005
Credit Suisse First Boston 2001 - 2004
Donaldson, Lufkin & Jenrette Inc. 1999 - 2001
Nomura Securities 1996 - August 1999
Skills
Business Intelligence &..., Sales Performance..., Strategy, SQL /VBA, Dashboard technology:..., Coverage & Relationship..., Equities, Operations, Investment Banking, Capital Markets, Structured Products, Derivatives, Market Risk, Financial Markets, Fixed Income, Structured Finance, Interest Rate..., Strategy & Business..., Commercial Lending &..., Trading Systems, Hedge Funds, Options, Middle Office, Commodity, Management, Banking, Financial Services
Education
New Jersey City University
Nomura Securities April 2013 - Present
Nomura Securities April 2011 - March 2013
Nomura Securities July 2010 - June 2011
Wells Fargo Securities, LLC January 2006 - July 2010
ABN AMRO August 2005 - December 2005
Education
Loughborough University 2002 — 2005
Nomura Securities August 2011 - Present
Skills
Market Risk, Equity Derivatives, Equities, Quantitative Finance
Education
The University of Chicago
National Chiao Tung University
M.S
National Chiao Tung University
B.S
Wells Fargo Securities November 2012 - Present
Nomura Securities May 2010 - October 2012
Banc of America Merrill Lynch March 2006 - May 2010
Paul, Weiss, Rifkind, Wharton & Garrison LLP June 2003 - March 2006
Skills
Investment Banking, Investments, FINRA, Due Diligence, Securities, Hedge Funds, Capital Markets, Asset Management, Bloomberg, Derivatives, Equities, Fixed Income, Securities Regulation, Series 7
Education
New York Law School 1997 — 2000
JD, Law
The Ohio State University 1989 — 1993
BA, Political Science
Nomura Securities May 2013 - Present
Nomura Securities November 2009 - Present
Credit Suisse October 2003 - November 2009
Daiwa Securities America Inc 1995 - 2003
Education
Loyola University Maryland 1991 — 1995
Nomura Securities April 2014 - Present
Sandler Capital Management October 2012 - April 2014
BBR Partners August 2002 - October 2012
BBR Partners 2002 - 2005
Lehman Brothers July 2001 - August 2002
Skills
Asset Management, Hedge Funds, Alternative Investments, Wealth Management, Advent, New Business Development, Marketing Strategy
Education
Lehigh University - College of Business and Economics 1997 — 2001
BS, Accounting
New York University, Study Abroad 2000 — 2000
Nomura Securities August 2010 - Present
Lazard Capital Markets April 2010 - July 2010
Susquehanna International Group January 2007 - February 2010
The Buckingham Research Group 2006 - 2007
Prudential Equity Group 2004 - 2006
Skills
Equity Research, Equities, Series 7, Bloomberg, Valuation, Financial Modeling, Investments, Portfolio Management, Hedge Funds, Capital Markets, Fixed Income, Securities, Corporate Finance, Equity Valuation, Investment Banking, Financial Analysis, Asset Managment, Financial Statement..., Series 63, Mutual Funds, Finance
Education
The University of Connecticut School of Business 2007 — 2010
MBA, Finance
Marist College 2000 — 2004
BS, Business
Guggenheim Securities LLC September 2015 - Present
Nomura Securities November 1997 - August 2015
Chase Manhattan Bank July 1996 - November 1997
Skills
Hedge Funds, Fixed Income, Derivatives, Capital Markets, Equities, Structured Products, FX Options, Credit, Due Diligence, Banking, MBS
Education
Lehigh University 1991 — 1995
B.S., Finance
Nomura Securities October 2012 - Present
Royal Bank of Scotland July 2009 - September 2012
New York University September 2004 - May 2009
UNDP September 2008 - December 2008
Navigant Consulting June 2008 - August 2008
Loews Regency Hotel September 2006 - May 2008
Starwood Hotels and Resorts January 2008 - January 2008
Coalco International Ltd June 2007 - August 2007
SoundBuild, Inc June 2005 - December 2005
Seeds of Peace April 2004 - June 2004
Skills
Emerging Markets, Derivatives, Trading, Hedge Funds, Financial Reporting, Credit
Education
New York University, The Wilf Family Department of Politics 2008 — 2009
M.A, International Politics & Business
New York University 2004 — 2009
BA, International Politics + Business
JPMorgan Chase May 2014 - Present
Morgan Stanley April 2004 - Present
Credit Swiss 2003 - 2004
Microsoft May 2002 - April 2003
Nomura Securities July 2001 - December 2001
Goldman Sachs August 1999 - January 2001
MetLife February 1997 - July 1999
Kharkov State Univ 1991 - 1996
Skills
Analysis, Architecture, Java, Research, Investment Banking, .NET, Agile Methodologies, Architectures, C#, C, Capital Markets, Commodity Pricing, Databases, Derivatives, Equities, Financial Modeling, Fixed Income, Requirements Analysis, Quantitative Finance, Risk Management, SQL, Software Development, Telecommunications, Trading Systems
Education
Lomonosov Moscow State University (MSU) 1976 — 1979
PhD, Mathematics (Stochastics)
BNPParibas November 2000 - Present
Department of Veterans Affairs March 2003 - November 2003
Merrill Lynch October 1999 - March 2003
ICICI Prudential Life Insurance Company Limited August 1999 - October 1999
ChASE Mellon July 1999 - August 1999
NBC March 1998 - March 1999
Nomura Securities December 1997 - January 1998
Viacom September 1997 - December 1997
NBC April 1997 - September 1997
JP Morgan Chase May 1997 - August 1997
Education
New Jersey Institute of Technology 1992 — 1995
bachelor of science, management information systems
Lyndhurst High School
Lehman Brothers Vice President, Head of Latency Sensitive Trading Systems SupportInstinet IncorporatedApril 2013 - Present
Nomura Securities August 2009 - March 2013
Nomura Securities International 2009 - March 2013
Barclays Capital June 2007 - August 2009
Lehman Brothers 2007 - 2009
JP Morgan 2006 - 2007
Skills
Low Latency, Trading Systems, Electronic Trading, Equities, Market Data, Equity Derivatives, Options, Prime Brokerage, Investment Banking, Exchange Connectivity, Fixed Income, Reference Data, Derivatives, Equity Trading, Capital Markets, Interest Rate..., Middle Office
Education
PSG College of Technology 1988 — 1990
M.Tech
Manipal Institute of Technology 1984 — 1988
B.Tech
Nomura Securities April 2015 - Present
UBS Investment Bank March 2006 - May 2015
Prudential Insurance 2005 - 2006
A&P 2005 - 2006
New York Life Insurance Company January 2004 - December 2004
Tata Consultancy Services March 1998 - January 2004
Skills
Change Management, Incident Management, Incident Investigation, Problem Solving, Problem Management, Oracle, Sybase, Red Hat Linux, Solaris 8/9/10, Informatica..., Business Objects, Data Warehousing, Unix Shell Scripting, Autosys, Event Management, Configuration Management, Disaster Recovery, People Development, Investment Banking, PL/SQL, Management, SDLC, Market Data, Fixed Income, Business Analysis, Capital Markets, Trading Systems, Reference Data, Shell Scripting, Team Leadership
Education
Osmania University 1996 — 1998
Master of Engineering (M.Eng.), Electrical and Electronics Engineering
National Institute of Technology Warangal 1991 — 1995
Bachelor of Technology (B.Tech.), Electrical and Electronics Engineering
Nomura Securities May 2014 - Present
Mandirigma LLC March 2012 - April 2014
Pangaia Partners March 2010 - March 2012
Barclays Capital September 2008 - November 2008
Lehman Brothers January 2004 - September 2008
Skills
Cisco, Cisco Technologies, WAN, Data Center, Unix, Network Security, Disaster Recovery, VMware Infrastructure, Networking, Network Architecture, Firewalls, Vendor Management, Cisco Nexus, Load Balancing, SQL, Routing, VPN, HP, Visio, TCP/IP
Education
New Jersey Institute of Technology 2000 — 2005
BS, Information Security
Mizuho Securities USA Inc. 2007 - Present
Mizuho Securities USA Inc. January 2001 - April 2007
MusicLink, QHorizon, Medsite.com, Reed Global Advisors April 2000 - December 2000
Lord, Abbett & Co. LLC April 1999 - March 2000
Nomura Securities April 1998 - April 1999
Caspian Securities February 1996 - March 1998
JPMorgan Chase January 1991 - February 1996
ING Nederland December 1989 - December 1990
Skills
Cloud Computing, Data Center, Disaster Recovery, Integration, IT Management, IT Service Management, Virtualization, Security, Storage, Financial Services
Education
New York University 1982 — 1985
Bachelors, Computer Science & Management
Scrum Alliance -- Agile Development using Scrum
SANS -- Hacking Techniques, Exploits and Incident Handling
Executive Education -- MIT, Driving Strategic Innovation
Executive Education -- MIT, Developing an Internet Strategy.
J.P. Morgan, Corporate Investment Banking November 2013 - Present
Nomura Securities
Freelance editor / supervisory analyst June 2008 - January 2010
Bear Stearns
BBVA
Standard & Poor's
Skills
Equity Research, Equities, Emerging Markets, Strategy, Investment Banking, Investments, Fixed Income
Education
New York University
BA
Nomura Securities August 2009 - Present
Barclays Capital September 2008 - November 2008
Lehman Brothers August 1992 - September 2008
RMJ Securities March 1985 - August 1992
Skills
ITIL Certified, Vendor Management, Change Management, Data Center, Risk Management, Project Management, Process Improvement, Cross-functional Team..., Business Analysis, Incident Management, IT Strategy, Management, Security, Infrastructure, IT Management, System Administration, Business Continuity, IT Service Management, Unix, Service Delivery, Information Technology, Servers, IT Operations, SDLC, Outsourcing, Analysis
Education
New York Institute of Technology 1972 — 1976
BFA, Communication Arts
Bank of America March 2014 - Present
The Madison Square Garden Company July 2013 - February 2014
UBS January 2011 - November 2012
Tokenworks inc 2010 - 2011
Deutsche Bank November 2009 - January 2010
Lehman Brothers May 2007 - January 2009
American International Group, Inc June 2005 - April 2007
Ferghana Partners April 2003 - June 2005
Nomura Securities April 2001 - April 2002
Citi Group November 1999 - April 2001
Skills
Outlook, Equities, Lotus Notes, PowerPoint, Administrative..., PeopleSoft, Microsoft Excel, Bloomberg, Access, Vendor Management, Visio, Securities, Interviews, Budgets, Onboarding
Education
New York Institute of Technology-Old Westbury 1998 — 1999
New York Institute of Technology-Old Westbury 1998 — 1999
Seoul Foreign School 1996 — 1998
Singapore American SchoolSingapore, Singapore 1995 — 1996
Seisen International School 1983 — 1995
Mitsubishi UFJ Securities (USA) 2009 - Present
GAP Consulting LLC September 2008 - March 2009
Eurohypo AG November 2006 - June 2008
Commerzbank Capital Markets Corp. January 1998 - September 2005
Nomura Securities 1987 - 1998
Skills
Security, Data Center, Purchasing, Lease Negotiations, Entertainment, Food Service, Project Management, Budgets, Risk Management, Asset Managment, Facilities Management, Management, Disaster Recovery, Construction, Construction Management, Outsourcing, Asset Management, Vendor Management, Business Continuity, System Administration, Leadership, Procurement, Business Analysis
Education
New York Institute of Technology 1973 — 1978
B Arch, Architecture
Cardinal Spellman High School 1969 — 1973
Nomura Securities February 2012 - Present
Nomura Securities April 2010 - December 2011
Goldman Sachs May 2009 - April 2010
Goldman Sachs Asset Management July 1996 - February 2009
Education
New Jersey Institute of Technology 1987 — 1989
MS, Computer Science
Nomura Securities April 2013 - Present
Credit Suisse April 2010 - February 2013
Barclays Capital 2008 - April 2010
Lehman Brothers 2005 - 2008
Education
Middlebury College 2001 — 2005
BA, Economics, French
ITG November 2010 - Present
Nomura Securities September 2008 - November 2010
Lehman Brothers September 2006 - September 2008
Banc of America Securities 2004 - August 2006
Bloomberg 1998 - 1998
CSFB 1995 - 1997
Baring Securities 1993 - 1995
Bankers Trust 1987 - 1992
Skills
Equities, Electronic Trading, Trading, Equity Derivatives, Options
Education
Massachusetts Institute of Technology 1983 — 1987
SB, Management Science
commack high school north 1980 — 1983
Credit Suisse September 2013 - Present
BGC Partners May 2012 - May 2013
Flat 801 Management Company LLC 2010 - May 2012
Centerline Capital Group May 2008 - March 2010
Nomura Securities 2001 - 2008
Credit Suisse First Boston 2000 - 2001
Credit Suisse 2000 - 2001
Donaldson, Lufkin & Jenrette 1991 - 2000
DLJ 1991 - 2000
Thacher Proffitt & Wood LLP 1983 - 1990
Skills
Capital Markets, Securitization, Commercial Mortgages, Loan Origination, Mortgage Lending, Real Estate Finance, CMBS, Real Estate, Investment Banking, Mortgage, Structured Finance, Real Estate Transactions, Asset Management, Dispositions, Real Estate Investment, Workout, Restructuring, Contract Negotiation, Risk Management, Fixed Income, Negotiation, Investor Relations, Loans, Banking, Investment Properties, Asset Managment, Real Estate Economics, Commercial Real Estate, Disposition, Due Diligence, Investments, Credit
Education
New York University - Leonard N. Stern School of Business 1980 — 1982
MBA, Finance
New York University School of Law 1978 — 1982
JD
Muhlenberg College 1974 — 1978
BA, Political Science
Wayne Valley HS 1970 — 1974
Master of Business Administration (MBA), Finance, General
Nomura Securities September 2014 - Present
The Blackstone Group December 2003 - April 2014
Detour NYC 2002 - 2006
The Shubert Organization June 2001 - December 2003
The Blackstone Group April 1998 - June 2001
T. Schrieber Studios 2000 - 2001
Skills
Event Planning, Outlook, Microsoft Excel, Microsoft Office, PowerPoint, Event Management, Customer Service, Public Speaking, Fundraising, Human Resources, Project Management, Budgets, Social Media, Public Relations, Process Improvement, Leadership, Administrative..., Microsoft Word, Process Scheduler, Training, Recruiting, Social Networking
Education
Kutztown University of Pennsylvania 1990 — 1992
Deutsche Bank January 2011 - Present
Nomura Securities November 2009 - January 2011
Barclays Capital October 2008 - November 2009
Lehman Brothers April 2007 - November 2009
i-flex solutions January 2004 - April 2007
Skills
Trading Systems, Equities, Electronic Trading, Low Latency
Education
Mahatma Jyotiba Phule (MJP) Rohilkhand University 1998 — 2001
MCA, Computer Application
University of Lucknow 1995 — 1998
BSc, Maths
Broadridge November 2011 - Present
Nomura Securities January 2010 - October 2011
Barclays Capital September 2008 - December 2009
Lehman Brothers November 2001 - September 2008
Alcatel March 1993 - August 2001
Newbridge Networks 1993 - 2001
Skills
Cisco Technologies, Cisco Call Manager, VoIP, Switches, Routers, Unified Communications, SIP, Integration, Networking, Network Administration, Pre-sales, Testing, Visio, Software Documentation, H.323
Education
Morgan State University 1980 — 1982
Business Management
DeVry University, Woodbridge, New Jersey
Nomura Securities April 2014 - Present
UBS Investment Bank November 2013 - March 2014
Macquarie Group May 2013 - September 2013
Employment Agencies (Under Contract) February 2011 - May 2013
Barclays Capital August 2009 - January 2011
Bear Stearns February 2000 - August 2008
American Association of Advertising Agencies June 1998 - February 2000
Republic National Bank August 1992 - June 1998
Skills
Series 7, Series 63, Equity Research, Fixed Income, Equity Trading, Investment Banking, Outlook, Excel, PowerPoint, Expenses, Database Administration, Conference Management, Video Conferencing, SharePoint, Calendaring, Bloomberg, Conference Registration, Microsoft Excel, Meeting Planning, Equities
Education
New York University 2003 — 2005
Bank of Tokyo-Mitsubishi UFJ January 2015 - Present
JPMorgan Chase January 2013 - July 2013
Nomura Securities September 2010 - March 2012
Nomura Securities 2010 - 2012
Merrill Lynch 2006 - 2010
Customized Database Systems 1991 - 2006
Skills
Visual Basic, Excel, Access, Equities, Fixed Income, Finance, Electronic Trading, Trading, SQL, Data Warehousing, Trading Systems, Microsoft Excel
Education
Le Moyne College
BA, Mathematics
Columbia University
29 credits towards Masters Degree, Mathematics
Nomura Securities July 2010 - Present
HCG July 2010 - July 2010
New York City Dept. of Education April 2001 - June 2010
TSR Consulting, Inc 2003 - 2005
Envitec 2000 - 2003
AT & T November 2000 - March 2001
Syncata Inc June 2000 - October 2000
Core Technologies, Inc January 2000 - May 2000
Velocient Technologies Ltd October 1997 - December 1999
Netcom Software and Systems (I) Ltd December 1996 - September 1997
Skills
ADO.NET, DHTML, T-SQL, ASP, IIS, Databases, Microsoft SQL Server, Software Project..., .NET, C#, SDLC, Oracle, XML, Web Services, VB.NET, SharePoint, Database Design, Security, Software Development, PL/SQL, SSIS, Requirements Analysis, Unix, ASP.NET, Integration, AJAX, Visual Studio, JavaScript, Java, DB2
Education
National Institute of Technology Raipur 1993 — 1996
MCA, Masters degree in Computer applications
Pandit Ravishankar Shukla University 1993 — 1996
MCA, Masters in Computer Applications
Osmania University 1990 — 1992
MSc, Geology
Loop Capital Markets November 2012 - Present
Amperage Advisory Partners, LLC (formerly Green Amperage Partners, LLC) December 2011 - November 2012
Nomura Securities February 2010 - December 2011
Amperage Advisory Partners, LLC (formerly Green Amperage Partners, LLC) January 2009 - February 2010
Barclays Capital July 2008 - January 2009
Banc of America Securities July 2000 - May 2008
Chase Manhattan/ Chase Securities - Now JP Morgan May 1987 - July 2000
Skills
Mergers, Recapitalizations, Divestitures, Renewable Energy, Investment Banking, Energy, Acquisitions, Capital Markets, Corporate Finance, Investments, Management, Mergers, Private Equity, Risk Management, Valuation, Venture Capital, Mergers & Acquisitions, Securities
Education
Massachusetts Institute of Technology - Sloan School of Management 1985 — 1987
MS, Finance
University of Minnesota - Carlson School of Management 1980 — 1984
BS, Finance and Economics
Oak Hill Advisors, L.P. March 2006 - April 2014
Marin Capital Management April 2003 - December 2005
Nomura Securities August 1998 - April 2003
Tokai Securities June 1996 - April 1998
Rodman and Renshaw, Inc. August 1994 - February 1996
CARGILL FINANCIAL SERVICES CORP. July 1991 - April 1994
BANK OF TOKYO SECURITIES, INC. March 1990 - June 1991
SALOMON BROTHERS, INC. August 1986 - January 1990
Skills
Hedge Funds, Capital Markets, Risk Management, Trading, Options, Derivatives, Valuation, Equities, Bonds, Fixed Income, Portfolio Management, Financial Risk, Investments, Strategy, Quantitative Analytics, Mutual Funds
Education
Massachusetts Institute of Technology - Sloan School of Management 1984 — 1986
SM, Finance
Massachusetts Institute of Technology
SM/SB, Chemical Engineering
BNY Mellon January 2015 - Present
Bank of New York Mellon May 2010 - January 2015
Nomura Securities August 2009 - May 2010
Credit Suisse October 1997 - December 2008
Credit Suisse August 2004 - April 2006
Credit Suisse October 1997 - August 2004
Credit Suisse October 1997 - August 2004
Education
Nassau Community College 1985 — 1989
AAS, Associate in Applied Science (AAS) in Secretarial/Office Technology
Newmark Grubb Knight Frank June 2014 - Present
Nomura Securities October 2013 - June 2014
Nomura Securities April 2012 - October 2013
Nomura Securities November 2010 - April 2012
Alliant Technologies January 2006 - November 2010
BNP Paribas January 2006 - November 2010
Chromalloy May 2005 - December 2005
Quest Diagnostics June 2004 - April 2005
Skills
Cisco Technologies, Data Center, VoIP, Cisco Call Manager, Switches, Network Architecture, Unified Communications, Telecommunications, Routers, Infrastructure, Checkpoint, IT Operations, Networking, Network Administration, Business Continuity, Routing, Network Design, Cisco IOS, TCP/IP, WAN, Firewalls, Disaster Recovery, Virtualization, Servers, Windows Server, IP, Network Security, VMware, ITIL
Education
New Jersey Institute of Technology 2000 — 2004
Bachelor of Science, Computer Engineering
Nomura Asset Management September 2007 - Present
Nomura Securities 1990 - 2007
Education
London Business School 1993 — 1995
FT MBA
Soundview Real Estate Partners 2002 - Present
Steinhardt Management 1996 - 2002
Nomura Securities 1995 - 1996
JE Robert Companies 1993 - 1995
Arthur Andersen 1991 - 1993
Skills
Private Equity, Investments, Commercial Real Estate, Valuation, Real Estate, Alternative Investments, Start-ups, Real Estate Economics, Asset Management, Strategic Planning, Due Diligence, Entrepreneurship, Real Estate Development, Financial Analysis, Strategy, Business Strategy, Disposition
Education
The Ohio State University Fisher College of Business 1989 — 1991
MBA, Finance, Real Estate
Miami University 1981 — 1985
B.A., Economics, Political Science
Greenhills School 1975 — 1981
Princeton Fitness and Wellness September 2014 - Present
Princeton Fitness and Wellness @ Plainsboro August 2013 - Present
Can Do Fitness at Forrestal Village, Princeton September 2007 - August 2013
New York Sports Club 2004 - 2007
Nomura Securities May 1996 - September 2001
Donaldson, Lufkin & Jenrette 1993 - April 1996
Education
New Jersey City University
Healthcare
Citi March 2012 - Present
Nomura Securities January 2011 - February 2012
Morgan Stanley April 2010 - December 2010
Sylvan Learning June 2009 - April 2010
Goldman Sachs February 2000 - May 2009
Skills
Vendor Management, CRM, Management, Project Management, Training, Budgets, Entrepreneurship, Due Diligence, Equities, Risk Management, Business Analysis, Geological Mapping, Bank Fraud, Security Incident &..., Sales, Finance
Education
London Metropolitan University 1998 — 2002
MBA, Business
Santander Investment Securities Inc June 2015 - Present
Nomura Securities October 2012 - February 2015
HSBC August 2009 - July 2012
Barclays January 2006 - October 2008
Merrill Lynch 2003 - 2006
Skills
Investments, Retirement Planning, Financial Analysis, Mutual Funds, Strategic Financial..., Banking, Equities, Portfolio Management, Credit, Wealth Management, Securities, Series 7, Capital Markets, Fixed Income, Trading, Bloomberg, Hedge Funds, Derivatives
Education
MIT 1999 — 2003
Bachelor of Science (BS), Management Science
Deutsche Bank May 2012 - Present
Nomura Securities June 2010 - June 2012
CSTV June 2008 - May 2010
Education
Lehigh University 2004 — 2008
B.A.
Nimble Storage November 2014 - Present
Cisco Systems May 2012 - November 2014
Nomura Securities February 2011 - May 2012
Nomura Securities June 2010 - August 2010
Indian Institute of Technology, Bombay June 2008 - July 2008
Indian Institute of Technology, Kharagpur June 2007 - July 2007
Skills
Unix, Java, C, Subversion, Python, Django, C++, Algorithms, Git, Data Structures, GNU Debugger, Cinder
Education
Stony Brook University 2009 — 2010
Masters, Computer Science
Motilal Nehru National Institute Of Technology 2005 — 2009
Bachelor Of Technology, Computer Science
Cathedral and John Connon School
Accenture August 2015 - Present
KBR, Inc. July 2011 - July 2015
KBR, Inc. May 2010 - August 2010
KBR, Inc. December 2009 - January 2010
Nomura Securities June 2009 - August 2009
Lehigh University 2008 - 2009
KBR May 2008 - August 2008
Skills
Microsoft Excel, Financial Analysis, Microsoft Office, Accounting, Access, PowerPoint, Data Analysis, Project Management, Microsoft Word, Analysis, SAP, Process Improvement, Project Planning, Financial Modeling, ERP, SharePoint, Business Process, Management
Education
Lehigh University 2006 — 2011
BS, Business Information Systems
Strake Jesuit College Preparatory 2003 — 2006
HS Diploma, General Studies
JPMorgan Chase February 2012 - May 2013
BNY Mellon 2007 - 2009
RBC [Royal Bank of Canada] 2005 - 2007
Morgan Stanley 2004 - 2005
Citigroup 2001 - 2001
Commvault 1999 - 2001
Nomura Securities 1994 - 1999
Bell Labs 1979 - 1994
Skills
Unix, C++, SQL, SDLC, Software Engineering, Perl, Databases, Linux, Software Development, Data Warehousing, Sybase, Solaris
Education
Polytechnic University 1977 — 1984
MS, Computer Science
Charles E. Gorton HS
HS degree - valedictorian
Massachusetts Institute of Technology
B.S., Physics
BlackRock 2001 - Present
Nomura Securities 1998 - 2001
Donaldson, Lufkin & Jenrette 1996 - 1998
Goldman Sachs June 1994 - July 1996
Education
Massachusetts Institute of Technology 1990 — 1994
SB, Chemical Engineering
Palatine High School
Ralph Lauren July 2004 - Present
CIBC 1997 - 2003
Nomura Securities 1987 - 1997
Skills
Deferred Compensation, Employee Benefits, Executive Pay, Management, Expatriate Management, Human Resources, Talent Acquisition, Recruiting, Performance Management, Employee Relations, Employee Engagement, Social Media, Onboarding, Microsoft Excel
Education
Loyola University of Chicago 1990 — 1992
Master's degree, Human Resources Management/Personnel Administration, General
Ohio Wesleyan University 1980 — 1984
Bachelor of Science (BS), Sociology
Nomura Securities April 2014 - Present
Nomura Securities April 2010 - April 2014
UBS Investment Bank January 2009 - March 2010
Skills
Derivatives, Investment Banking, Equities, Bloomberg, Capital Markets, Swaps, Structured Products, Valuation, Securities
Education
Manhattan College 2006 — 2008
Bachelor's degree, Finance, General
Barclays Capital September 2015 - Present
Nomura Securities June 2010 - August 2015
Lehman Brothers April 2004 - June 2008
Skills
Derivatives, Repo Financing, Emerging Markets, Credit Trading, Prime Brokerage, Structured Products, Collateral Management, Securities Lending, Financial Modeling, High Yield Bonds, Interest Rate Swaps, Interest Rate..., FX Swap, Cross-currency Basis..., Financial Analysis, Financial Accounting, Distressed Debt, Money Market, Structured Finance, Credit Derivatives, FX Options, Fixed Income, Capital Markets, Trading, FX Swaps
Education
Massachusetts Institute of Technology - Sloan School of Management 2008 — 2010
MBA, Finance
Seoul National University 1997 — 2004
BBA, Business Administration
Home Care Assistance October 2012 - Present
The Boston Consulting Group August 2011 - September 2011
Booz & Company July 2011 - August 2011
Nomura Securities October 2008 - April 2010
Lehman Brothers April 2006 - September 2008
Skills
Financial Modeling, Valuation, Due Diligence, Business Development, Corporate Development, Investment Banking, Start-ups, Strategy, Entrepreneurship, Corporate Finance, Financial Analysis, Mergers & Acquisitions, Business Strategy, Analytics, Competitive Analysis, Leadership, Finance, Business Planning, Market Research, Executive Management, Strategic Partnerships, Strategic Planning, Strategic Consulting, Analysis, Cross-functional Team..., Data Analysis
Education
Stanford Graduate School of Business 2010 — 2012
MBA
Keio University 2002 — 2006
BA, Economics
National Life Group August 2009 - Present
Financial Integrity Strategies August 2009 - Present
JPMorgan Chase March 2008 - July 2009
Nomura Securities 2000 - 2004
Skills
Fixed Annuities, Insurance, Life Insurance, Long-term Care, Disability Insurance, Long Term Care Insurance, Term Life Insurance, Health Insurance, Employee Benefits, Whole Life, Fixed Income, Brokers, Small Business, Financial Analysis, Financial Risk, FINRA, Leadership, Marketing, Underwriting
Education
Manhattan College 1976 — 1980
LaSalle Academy 1972 — 1976
American Stock Transfer & Trust Company, LLC April 2014 - Present
Nomura Securities December 2013 - March 2014
Westpac Institutional Bank May 2010 - September 2013
Westpac Institutional Bank February 2008 - May 2010
Commonwealth Bank June 2006 - February 2008
Skills
Credit Risk, Financial Modeling, Banking, Credit Analysis, Corporate Finance, Leveraged Finance, Financial Analysis, Research, Investments, Finance, Financial Risk, Credit, Mergers & Acquisitions, Financial Structuring, Financial Services
Education
CFA 2006 — 2010
CFA, Finance, Portfiolio Management, Investments
Macquarie University 2001 — 2005
Economics, Economics, Finance, Accounting
Nomura Securities November 2013 - Present
Asset Manager February 2011 - October 2013
Goldman Sachs March 2010 - January 2011
Citigroup Global Markets June 2008 - March 2010
Education
Lehigh University - College of Business and Economics 2004 — 2008
Lehigh University
Valeurs Mobilières Banque Laurentienne September 1998 - Present
Desjardins 1996 - 1998
Société Générale Strauss Turnbull plc 1994 - 1996
Nomura Securities 1992 - 1994
TD Securities January 1989 - November 1992
Skills
Fixed Income, Bonds, Capital Markets, Trading, Asset Management, Financial Markets, Asset Managment, Mutual Funds, Derivatives, Market Risk, Hedge Funds, Bloomberg, FX Options, Securities, Equities, Alternative Investments, Interest Rate...
Education
The London School of Economics and Political Science (LSE) 1988 — 1989
Graduate Diploma, Accounting & Finance
McGill University 1984 — 1987
BCOM, Marketing & Int'l Business
Collège Jean-de-Brébeuf 1977 — 1984
DES/DEC
Solebury Capital July 2012 - Present
Nomura Securities September 2010 - July 2012
Millennium Partners May 2009 - September 2010
Goldman Sachs June 2003 - May 2009
Ernst & Young October 2001 - June 2003
Skills
Equity Research, Hedge Funds, Equities, Equity Valuation, Valuation, Financial Modeling, Portfolio Management, Asset Managment, Investments, Financial Analysis, Risk Management, Fixed Income, Bloomberg, Derivatives, Investment Banking
Education
Lehigh University 1997 — 2001
Bachelor of Arts (B.A.), Accounting and Finance
New Canaan High School 1994 — 1997
BNP Paribas December 2012 - Present
Nomura Securities May 2011 - August 2011
Skills
Microsoft Office, Economics, Microsoft Excel, PowerPoint, Capital Markets, Microsoft Word, Statistics, Risk Management, Analysis, Data Analysis, Corporate Finance, Investments
Education
Lafayette College 2008 — 2012
BA, Economics and Finance
Florence, Italy - Florida State University 2010 — 2010
Summer Abroad
Haverford School 2004 — 2008
High School Degree
Alonso, Andalkar & Facher, P.C. September 2014 - Present
Monarch Alternative Capital LP May 2013 - December 2013
Securities Arbitration Clinic, New York Law School April 2012 - December 2013
CME Group June 2012 - August 2012
Nomura Securities June 2011 - August 2011
Kelly, Rode & Kelly, LLP June 2009 - August 2010
Education
New York Law School 2010 — 2013
Juris Doctor, Financial Services, Corporate and Securities Law
Manhattanville College 2005 — 2009
Bachelor of Arts with Distinction in Political Science, Concentration in Criminal Law, Minor in English
Holy Trinity High School 2001 — 2005
Nomura Securities 2010 - Present
Education
Long Island University, Brooklyn Campus 2005 — 2010
Bachelor of Applied Science (B.A.Sc.), Business Administration, Management and Operations
Robert W. Baird & Co. November 2012 - Present
Barclays Capital July 2009 - October 2011
Barclays Capital July 2009 - October 2011
Nomura Securities October 2008 - June 2009
Lehman Brothers July 1997 - September 2008
The Long-Term Credit Bank of Japan April 1993 - June 1997
Skills
Investment Banking, Mergers, Corporate Finance, Valuation, Sell Side, Strategic Advisory
Education
Keio University 1989 — 1993
BS, Economics
Squarepoint July 2015 - Present
Nomura Securities February 2012 - June 2015
NYU September 2010 - January 2012
BNP Paribas June 2011 - August 2011
Education
New York University 2010 — 2012
MS, Mathematics in Finance
Nanjing University 2006 — 2010
Bachelor, Statistics and applied mathematics
Suzhou High School of Jiangsu Province 2000 — 2006
Goldman Sachs February 2014 - Present
Goldman Sachs May 2013 - August 2013
Nomura Securities June 2012 - August 2012
Scott-Macon, Ltd. May 2011 - September 2011
Paragon Capital LP January 2011 - May 2011
HSBC May 2010 - June 2010
Skills
Investment Banking, Prime Brokerage, Java, Python
Education
New York University
Bachelor of Arts (B.A.), Economics, 3.72
Excalibur Funds Management Pty. Ltd. August 2012 - Present
Frank Capital LLC November 2004 - Present
ABN AMRO Bank September 2002 - October 2004
Nomura Securities June 1998 - March 2001
JP Morgan Chase April 1996 - March 1998
Skills
Global Macro, Hedge Funds, Equities, Alternative Investments, Capital Markets, Capital Raising, Trading, Emerging Markets, Derivatives, Financial Markets, Fixed Income, Options, Investments, Fund Of Funds, Investment Strategies, Asset Management, Equity Trading, Equity Derivatives, Asset Allocation, Investment Banking, Electronic Trading, Trading Systems, Equity Research
Education
Monash University
BEc
Nomura Securities 2012 - Present
UBS Investment Bank 2010 - 2012
UBS Investment Bank 2006 - 2010
Instinet Incorporated 2005 - 2006
AXA Tech 2004 - 2005
AXA 2001 - 2004
Scient 2000 - 2001
Deloitte Consulting 1998 - 2000
Skills
Java, Perl, C++, SQL, Object Oriented Design, Enterprise Architecture, Equities, Fixed Income Research
Education
Massachusetts Institute of Technology
BS, M-Eng, Computer Science, Economics
Morgan Stanley 2000 - Present
Nomura Securities January 1990 - October 2000
First Boston Corporation May 1987 - January 1990
US Securities and Exchange Commission January 1984 - April 1987
Skills
Broker-Dealer Compliance, Margin regulations, financial and..., General Compliance, Prime Brokerage, Securities Lending, Firm Funding
Education
New York Law School 1980 — 1983
Doctor of Law (JD), Focus on Business and Finance
Southern Illinois University, Carbondale 1976 — 1980
Bachelor of Business Administration (B.B.A.), Finance, General
Parfums Christian Dior 1998 - 2000
Clinique 1997 - 1998
Clinique 1994 - 1997
Clinique 1989 - 1994
Nomura Securities 1987 - 1989
Skills
Advertising, Direct Marketing, Marketing Communications, Social Media Marketing, Event Planning, Project Management
Education
Louisiana State University 1983 — 1987
Bachelor of Science (BS), Psychology / Social Sciences
New York University 1997 — 1998
School of Continuing Education / Marketing & Advertising
Nomura Securities July 2012 - Present
Daiwa Capital Markets America 2003 - 2012
CSFB 1998 - 2003
CSFB/DLJ 1998 - 2003
Lehman Brothers 1993 - 1998
Bear Stearns 1985 - 1993
Skills
Hedge Funds, Operational Risk, Internal Audit, Securities, Governance, Project Management, Risk Management, Derivatives, AML, Series 7, Financial Services, FINRA, Banking, Mergers & Acquisitions, Enterprise Risk..., Investment Banking, Sarbanes-Oxley Act, Capital Markets, Financial Risk, Fixed Income, Alternative Investments, Internal Controls, Asset Management, Finance, Equities, Portfolio Management, Management
Education
Manhattan College
Bachelor of Science, Accounting Major
Nomura Securities January 2010 - Present
Education
Mount Saint Mary College
Nomura Securities October 2007 - Present
Education
London Business School 2005 — 2007
Master of Business Administration (MBA)
Waseda University 1996 — 2000
Mechanical Engineering
Nomura Securities May 2014 - August 2014
Deloitte Consulting August 2013 - September 2013
PwC July 2013 - August 2013
Middlebury November 2012 - March 2013
Skills
Internal Controls, Economics, Financial Analysis, Financial Modeling, Strategy, Finance, Microsoft Excel, Financial Accounting, Organization, Teamwork, STATA, Analytics, Client Relations Skills, Accounting, Investments, Stata, SAP, PowerPoint, Public Speaking
Education
Middlebury College 2012 — 2016
Bachelor of Arts (B.A.), Economics and Art History, 3.7/4.0
Sir Winston Churchill Secondary School 2010 — 2012
International Baccalaureate Diploma Program
Britannia Secondary School 2007 — 2010
Pre-IB Program, Venture Program
Microsoft February 2013 - Present
Resources Connection, Inc. February 2012 - February 2013
Nomura Securities July 2010 - February 2012
Microsoft February 2009 - July 2010
Skills
SAP, Microsoft Excel, Forecasting, Budget Process, Internal Controls, Sarbanes-Oxley Act, Financial Analysis, Financial Reporting, Financial Accounting, Auditing, IFRS
Education
Metropolitan State University of Denver 2000 — 2004
Accounting
Nomura Securities August 2009 - Present
Merrill Lynch July 2004 - August 2009
Cantor Fitzgerald December 2002 - July 2004
Skills
Proficient in..., Fixed Income, Capital Markets, Investment Banking, Trading Systems, Bloomberg, Electronic Trading, Series 7, Finance, Bonds, Financial Markets, Middle Office
Education
LIU Post 1998 — 2002
Bachelor's Degree, Finance and Business Management
Mayer Brown July 2014 - Present
Nomura Securities April 2014 - June 2014
Skills
Microsoft Office, Microsoft Excel, Research, PowerPoint, Microsoft Word
Education
LaGuardia Community College