Northeast Securities
Industry: Company
DescriptionFounded: 1989 Subsidiaries: Benchmark Capital Advisors, Inc., Northeast Securities, Inc., Asset Management Arm Parent organization: Global Investor Services, L.C.
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Northeast Securities Employees
Employee
Years
Job
Industry
Christian J Townsend, SME Christian J Townsend, SME's Northeast Securities Experience August 2011 - December 2012
Job AML Compliance Manager
Industry Financial Services
Experience
WU Digital October 2014 - Present
JPMorgan Chase September 2013 - September 2014
JPMorgan Chase & Co. December 2012 - September 2013
Northeast Securities August 2011 - December 2012
Northeast Securities August 2009 - August 2011
David Lerner Associates, inc. February 2008 - February 2009
Skills
AML, Securities, Fixed Income, Banking, Anti Money Laundering, KYC, Operational Risk, Equities, FINRA, Financial Risk, Bonds, Investments, Investigation, Settlement, Back Office, Writing, Mutual Funds, Investment Banking, Private Banking, CIP, Data Analysis, Transactional Analysis, Cross-border..., Series 7, Typologies, Series 99, Subject Matter Experts, trade based money..., Dodd-Frank, Financial Services, Management, Risk Management
Education
St. John's University 2001 — 2006
Bachelor of Science, Finance
WU Digital October 2014 - Present
JPMorgan Chase September 2013 - September 2014
JPMorgan Chase & Co. December 2012 - September 2013
Northeast Securities August 2011 - December 2012
Northeast Securities August 2009 - August 2011
David Lerner Associates, inc. February 2008 - February 2009
Skills
AML, Securities, Fixed Income, Banking, Anti Money Laundering, KYC, Operational Risk, Equities, FINRA, Financial Risk, Bonds, Investments, Investigation, Settlement, Back Office, Writing, Mutual Funds, Investment Banking, Private Banking, CIP, Data Analysis, Transactional Analysis, Cross-border..., Series 7, Typologies, Series 99, Subject Matter Experts, trade based money..., Dodd-Frank, Financial Services, Management, Risk Management
Education
St. John's University 2001 — 2006
Bachelor of Science, Finance
Dale Fortugno Dale Fortugno's Northeast Securities Experience January 2010 - May 2015
Job Assistant Trader at Ivy Securities
Industry Financial Services
Experience
Ivy Securities June 2015 - Present
Northeast Securities January 2010 - May 2015
AHRC New York City November 2007 - January 2010
Boening Bros Inc March 2005 - November 2007
Skills
Equities, Series 7, Securities, Microsoft Excel, Fixed Income, Hedge Funds, Investments, Operations Management, Sales Operations, Leadership, Financial Analysis, Trading
Education
Five Towns College
Video Production and Film
Ivy Securities June 2015 - Present
Northeast Securities January 2010 - May 2015
AHRC New York City November 2007 - January 2010
Boening Bros Inc March 2005 - November 2007
Skills
Equities, Series 7, Securities, Microsoft Excel, Fixed Income, Hedge Funds, Investments, Operations Management, Sales Operations, Leadership, Financial Analysis, Trading
Education
Five Towns College
Video Production and Film
Boaz Rahav Boaz Rahav's Northeast Securities Experience 2005 - March 2010
Job Managing Director at Oppenheimer & Co.
Industry Investment Management
Experience
Oppenheimer & Co. October 2013 - Present
GreenCrest Capital LLC July 2010 - October 2013
Knight Capital Group December 2011 - March 2013
Northeast Securities 2005 - March 2010
AMIDEX Funds January 1999 - September 2001
Government of Israel Economic Mission in NY August 1996 - December 1998
Skills
Private Equity, Alternative Investments, Venture Capital, Mergers & Acquisitions, Hedge Funds, Investments, Investment Banking, Capital Markets, Strategy, Equities, Portfolio Management, Corporate Development, Business Development, Valuation, Asset Management
Education
New York Institute of Technology-Old Westbury 1997 — 1998
Master of Business Administration (MBA)
College of Management Academic Studies (COMAS) 1991 — 1994
Bachelor of Business Administration (B.B.A.)
Oppenheimer & Co. October 2013 - Present
GreenCrest Capital LLC July 2010 - October 2013
Knight Capital Group December 2011 - March 2013
Northeast Securities 2005 - March 2010
AMIDEX Funds January 1999 - September 2001
Government of Israel Economic Mission in NY August 1996 - December 1998
Skills
Private Equity, Alternative Investments, Venture Capital, Mergers & Acquisitions, Hedge Funds, Investments, Investment Banking, Capital Markets, Strategy, Equities, Portfolio Management, Corporate Development, Business Development, Valuation, Asset Management
Education
New York Institute of Technology-Old Westbury 1997 — 1998
Master of Business Administration (MBA)
College of Management Academic Studies (COMAS) 1991 — 1994
Bachelor of Business Administration (B.B.A.)
Augusto Medal Augusto Medal's Northeast Securities Experience May 2014 - December 2014
Job Financial Advisor Investment Professional at Prytaneum Global Advisors
Industry Financial Services
Experience
Prytaneum Global Advisors December 2014 - Present
Northeast Securities May 2014 - December 2014
Prytaneum Global Advisors May 2013 - August 2013
Skills
Microsoft Office, Research, Budgets, Finance, Financial Analysis, Microsoft Excel, Strategic Planning, Microsoft Word, PowerPoint, English, Outlook, Customer Service, Public Speaking, Photoshop, Stock Market, Commodity Markets, Windows, Series 7, SERIES 63, Series 65
Education
Barry University 2010 — 2014
BSBA, Finance, General
University of Tulsa 2010 — 2010
Prytaneum Global Advisors December 2014 - Present
Northeast Securities May 2014 - December 2014
Prytaneum Global Advisors May 2013 - August 2013
Skills
Microsoft Office, Research, Budgets, Finance, Financial Analysis, Microsoft Excel, Strategic Planning, Microsoft Word, PowerPoint, English, Outlook, Customer Service, Public Speaking, Photoshop, Stock Market, Commodity Markets, Windows, Series 7, SERIES 63, Series 65
Education
Barry University 2010 — 2014
BSBA, Finance, General
University of Tulsa 2010 — 2010
Jeronimo Reynal Jeronimo Reynal's Northeast Securities Experience August 2014 - Present
Job Financial Advisor Trainee
Industry Financial Services
Experience
Northeast Securities August 2014 - Present
Magnanimus Wine Group May 2010 - August 2010
Skills
Social Media, Entrepreneurship, Marketing Communications, Marketing Strategy, Strategic Planning, Teamwork, Spanish, Social Networking, English, Data Analysis, Public Relations, Customer Service
Education
California State University-San Marcos 2012 — 2014
Bachelor of Science (B.S.), Business Administration and Management
MiraCosta College 2009 — 2011
Associate of Arts (AA), Economics
Universidad de Belgrano 2006 — 2007
Associate of Arts (AA), Marketing
Northeast Securities August 2014 - Present
Magnanimus Wine Group May 2010 - August 2010
Skills
Social Media, Entrepreneurship, Marketing Communications, Marketing Strategy, Strategic Planning, Teamwork, Spanish, Social Networking, English, Data Analysis, Public Relations, Customer Service
Education
California State University-San Marcos 2012 — 2014
Bachelor of Science (B.S.), Business Administration and Management
MiraCosta College 2009 — 2011
Associate of Arts (AA), Economics
Universidad de Belgrano 2006 — 2007
Associate of Arts (AA), Marketing
Martha Insignares Martha Insignares's Northeast Securities Experience January 2010 - October 2014
Job Client service associate
Industry Financial Services
Experience
Northeast Securities January 2010 - October 2014
UBS Financial Services May 2001 - November 2008
Prudential Securities July 1997 - May 2001
Skills
Corporate Finance, Back Office, Middle Office, Investment Banking, Private Banking, Client Services, Bonds
Education
Florida Memorial College 1994 — 1997
Miami Dade College 1991 — 1993
Northeast Securities January 2010 - October 2014
UBS Financial Services May 2001 - November 2008
Prudential Securities July 1997 - May 2001
Skills
Corporate Finance, Back Office, Middle Office, Investment Banking, Private Banking, Client Services, Bonds
Education
Florida Memorial College 1994 — 1997
Miami Dade College 1991 — 1993
Mengfan Zhu Mengfan Zhu's Northeast Securities Experience July 2012 - September 2012
Job Student at Columbia University in the City of New York
Industry Financial Services
Experience
Goldman Sachs April 2015 - Present
Mommsen Global LLC January 2014 - May 2014
Northeast Securities July 2012 - September 2012
Standard Chartered Bank January 2012 - February 2012
Skills
C++, R, VBA, Matlab, Quantitative Analytics, Time Series Analysis, Data Mining, Microsoft Excel, SQL
Education
Columbia University in the City of New York 2013 — 2014
Master of Arts (MA), Mathematics in Finance
Nankai University 2009 — 2013
Bachelor of Arts (BA), Financial Engineering
Goldman Sachs April 2015 - Present
Mommsen Global LLC January 2014 - May 2014
Northeast Securities July 2012 - September 2012
Standard Chartered Bank January 2012 - February 2012
Skills
C++, R, VBA, Matlab, Quantitative Analytics, Time Series Analysis, Data Mining, Microsoft Excel, SQL
Education
Columbia University in the City of New York 2013 — 2014
Master of Arts (MA), Mathematics in Finance
Nankai University 2009 — 2013
Bachelor of Arts (BA), Financial Engineering
Christian Ritter Jr's Northeast Securities Experience 1996 - 1998
Job Assistant Vice President at Pershing, a BNY Mellon company
Industry Financial Services
Experience
Pershing, a BNY Mellon company August 1999 - Present
Northeast Securities 1996 - 1998
Education
Fordham University 1990 — 1992
Xavier High School 1986 — 1990
Pershing, a BNY Mellon company August 1999 - Present
Northeast Securities 1996 - 1998
Education
Fordham University 1990 — 1992
Xavier High School 1986 — 1990
Kate (Siyuan) Liu Kate (Siyuan) Liu's Northeast Securities Experience February 2012 - June 2012
Job M.S. in Financial Engineering, Columbia University
Industry Financial Services
Experience
Goldman Sachs February 2015 - Present
Moody's Analytics October 2014 - December 2014
Credit Suisse June 2014 - August 2014
Frost & Sullivan January 2013 - March 2013
Piper Jaffray July 2012 - August 2012
Northeast Securities February 2012 - June 2012
PING AN INSURANCE (GROUP) COMPANY OF CHINA ,LTD July 2010 - August 2010
Skills
Violin, Stata, Matlab, Economics, VBA, Mandarin, Financial Modeling, Quantitative Analytics, R, LaTeX, Bloomberg, Statistics, Investment Banking, Data Analysis, Time Series Analysis, Investments, Due Diligence, Investment Management, Financial Engineering, Risk Management, Econometrics
Education
Columbia University in the City of New York 2013 — 2014
Master of Science (M.S.), Financial Engineering
Fudan University 2009 — 2013
Bachelor of Economics, Mathematical Economics
University of California, Berkeley 2011 — 2011
Reciprocal Education Abroad Program, Economics, 4.0/4.0
Goldman Sachs February 2015 - Present
Moody's Analytics October 2014 - December 2014
Credit Suisse June 2014 - August 2014
Frost & Sullivan January 2013 - March 2013
Piper Jaffray July 2012 - August 2012
Northeast Securities February 2012 - June 2012
PING AN INSURANCE (GROUP) COMPANY OF CHINA ,LTD July 2010 - August 2010
Skills
Violin, Stata, Matlab, Economics, VBA, Mandarin, Financial Modeling, Quantitative Analytics, R, LaTeX, Bloomberg, Statistics, Investment Banking, Data Analysis, Time Series Analysis, Investments, Due Diligence, Investment Management, Financial Engineering, Risk Management, Econometrics
Education
Columbia University in the City of New York 2013 — 2014
Master of Science (M.S.), Financial Engineering
Fudan University 2009 — 2013
Bachelor of Economics, Mathematical Economics
University of California, Berkeley 2011 — 2011
Reciprocal Education Abroad Program, Economics, 4.0/4.0
Josh Kuhbander Josh Kuhbander's Northeast Securities Experience May 2007 - August 2007
Job at
Industry Financial Services
Experience
Fidelity Investments January 2013 - Present
Merrill Lynch 2011 - 2013
Fidelity Investments 2008 - 2011
Northeast Securities May 2007 - August 2007
Skills
Investments, Retirement, Estate Planning, Finance, Retirement Planning, Wealth Management, Strategic Financial..., Series 7, Investment Advisory, Financial Analysis, Financial Modeling, Portfolio Management, Asset Managment, Insurance, Banking, Financial Advisory, Equities, Mutual Funds, Securities, Series 63, Financial Services, Asset Allocation
Education
University of North Florida 2010 — 2012
MBA, Finance
Florida State University 2004 — 2008
Bachelor of Science, Economics
Mandarin High School
Fidelity Investments January 2013 - Present
Merrill Lynch 2011 - 2013
Fidelity Investments 2008 - 2011
Northeast Securities May 2007 - August 2007
Skills
Investments, Retirement, Estate Planning, Finance, Retirement Planning, Wealth Management, Strategic Financial..., Series 7, Investment Advisory, Financial Analysis, Financial Modeling, Portfolio Management, Asset Managment, Insurance, Banking, Financial Advisory, Equities, Mutual Funds, Securities, Series 63, Financial Services, Asset Allocation
Education
University of North Florida 2010 — 2012
MBA, Finance
Florida State University 2004 — 2008
Bachelor of Science, Economics
Mandarin High School
Margaret Novak, M.S.'s Northeast Securities Experience September 2011 - August 2012
Job Senior Business Consultant at Capco
Industry Financial Services
Experience
Capco January 2014 - Present
Bank of America August 2012 - November 2013
Northeast Securities September 2011 - August 2012
Royal Bank of Scotland July 2007 - February 2011
RBS (formerly ABN AMRO) June 2006 - June 2007
New York Daily News June 2004 - June 2006
Skills
Business Analysis, Project Management, Data Analysis, Credit Risk, Risk Management, MySQL, Requirements Gathering, Credit Analysis, Data Mining, Disaster Recovery, SQL, SharePoint, Project Portfolio..., Fluent Spanish, Reporting & Analysis, Project Coordination, SaaS, Data Manipulation, Financial Reporting, Investigative Reporting, Database Mining, JavaScript, Eclipse, Data Warehouse..., Access Database, Data Management, Agile Project Management, Scrum, Analysis, Management, Banking, Financial Analysis, Capital Markets
Education
Pace University 2011 — 2013
Information Systems, Database Management
Pace University 1997 — 2001
B.A., Political Science and Law
Capco January 2014 - Present
Bank of America August 2012 - November 2013
Northeast Securities September 2011 - August 2012
Royal Bank of Scotland July 2007 - February 2011
RBS (formerly ABN AMRO) June 2006 - June 2007
New York Daily News June 2004 - June 2006
Skills
Business Analysis, Project Management, Data Analysis, Credit Risk, Risk Management, MySQL, Requirements Gathering, Credit Analysis, Data Mining, Disaster Recovery, SQL, SharePoint, Project Portfolio..., Fluent Spanish, Reporting & Analysis, Project Coordination, SaaS, Data Manipulation, Financial Reporting, Investigative Reporting, Database Mining, JavaScript, Eclipse, Data Warehouse..., Access Database, Data Management, Agile Project Management, Scrum, Analysis, Management, Banking, Financial Analysis, Capital Markets
Education
Pace University 2011 — 2013
Information Systems, Database Management
Pace University 1997 — 2001
B.A., Political Science and Law
RAN AN RAN AN's Northeast Securities Experience September 2008 - September 2009
Job Internship at Zheshang Securities Co., Ltd.
Industry Financial Services
Experience
Zheshang Securities Co., Ltd. December 2012 - Present
DePaul University September 2011 - Present
ZheShang Securities Co., Ltd. 2012 - 2013
ZheShang Securities Co., Ltd. 2012 - 2013
Zhejiang Univesity City College September 2009 - June 2011
Agricultural Bank of China July 2010 - August 2010
Northeast Securities September 2008 - September 2009
4 ° book club, Zhejiang University City College Enterpriser Hatchery Class September 2008 - September 2009
Skills
Microsoft Office, SPSS17.0, STATA11.0, MYOB accounting software, FRONT4.0, Proficient oral and..., Strong understanding of..., Macedonian, Analysis
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2011 — 2013
MS, Finance
Zhejiang University City College 2007 — 2011
BS, Economics
Zheshang Securities Co., Ltd. December 2012 - Present
DePaul University September 2011 - Present
ZheShang Securities Co., Ltd. 2012 - 2013
ZheShang Securities Co., Ltd. 2012 - 2013
Zhejiang Univesity City College September 2009 - June 2011
Agricultural Bank of China July 2010 - August 2010
Northeast Securities September 2008 - September 2009
4 ° book club, Zhejiang University City College Enterpriser Hatchery Class September 2008 - September 2009
Skills
Microsoft Office, SPSS17.0, STATA11.0, MYOB accounting software, FRONT4.0, Proficient oral and..., Strong understanding of..., Macedonian, Analysis
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2011 — 2013
MS, Finance
Zhejiang University City College 2007 — 2011
BS, Economics
Adi Raviv Adi Raviv's Northeast Securities Experience April 2006 - April 2009
Job CFO & EVP Operations at NEW ERA LENDING LLC
Industry Financial Services
Experience
NEW ERA LENDING May 2015 - Present
STRATEGIC FUNDING SOURCE September 2009 - 2014
AMERICAN FRIENDS OF THE HEBREW UNIVERSITY January 1990 - December 2009
CYNERGY DATA April 2009 - September 2009
NORTHEAST SECURITIES April 2006 - April 2009
STRAUS CAPITAL GROUP July 2004 - December 2005
U.S. WIRELESS DATA August 2002 - June 2004
THCG November 1999 - September 2001
TOWER HILL SECURITIES/HAMBRO AMERICA SECURITIES- as predecessors of THCG September 1996 - September 2001
OSCAR GRUSS & SON INCORPORATED September 1994 - August 1996
Skills
Venture Capital, Investment Banking, Private Equity, Corporate Finance, Asset Management, Alternative Investments, Funding, Mergers, Investments, Business Strategy, Strategic Planning, Start-ups, Portfolio Management, Investor Relations, Accounting, Financial Analysis, Due Diligence, Executive Management, IPO, Corporate Development, Financial Reporting, Equities, Mergers & Acquisitions, Finance, Restructuring, M&A experience, Asset Managment, Capital Markets, Securities, Hedge Funds, Financial Services, Structured Finance, Business Development, Fixed Income, Cash Management, Banking, Managerial Finance, Investment Management, Loans, Private Placements, Financial Modeling, Capital, Asset Allocation, Analysis, Financial Risk, Valuation, Credit, Cash Flow, Strategic Financial..., Leadership
Education
Columbia University - Columbia Business School 1985 — 1987
MBA
The Hebrew University 1977 — 1981
BA
NEW ERA LENDING May 2015 - Present
STRATEGIC FUNDING SOURCE September 2009 - 2014
AMERICAN FRIENDS OF THE HEBREW UNIVERSITY January 1990 - December 2009
CYNERGY DATA April 2009 - September 2009
NORTHEAST SECURITIES April 2006 - April 2009
STRAUS CAPITAL GROUP July 2004 - December 2005
U.S. WIRELESS DATA August 2002 - June 2004
THCG November 1999 - September 2001
TOWER HILL SECURITIES/HAMBRO AMERICA SECURITIES- as predecessors of THCG September 1996 - September 2001
OSCAR GRUSS & SON INCORPORATED September 1994 - August 1996
Skills
Venture Capital, Investment Banking, Private Equity, Corporate Finance, Asset Management, Alternative Investments, Funding, Mergers, Investments, Business Strategy, Strategic Planning, Start-ups, Portfolio Management, Investor Relations, Accounting, Financial Analysis, Due Diligence, Executive Management, IPO, Corporate Development, Financial Reporting, Equities, Mergers & Acquisitions, Finance, Restructuring, M&A experience, Asset Managment, Capital Markets, Securities, Hedge Funds, Financial Services, Structured Finance, Business Development, Fixed Income, Cash Management, Banking, Managerial Finance, Investment Management, Loans, Private Placements, Financial Modeling, Capital, Asset Allocation, Analysis, Financial Risk, Valuation, Credit, Cash Flow, Strategic Financial..., Leadership
Education
Columbia University - Columbia Business School 1985 — 1987
MBA
The Hebrew University 1977 — 1981
BA
Patricia W. Kearney, CFP® Patricia W. Kearney, CFP®'s Northeast Securities Experience September 2002 - March 2005
Job CFP® Professional
Industry Financial Services
Experience
Coulter Financial Advisors, Inc. January 2011 - May 2012
Bank United Financial Services April 2008 - October 2009
Northwestern Mutual Financial Network January 2008 - April 2008
Northwestern Mutual Financial Network August 2005 - December 2007
Northeast Securities September 2002 - March 2005
White Kearney Risk Management April 2003 - December 2004
Skills
Estate Planning, Retirement Planning, Financial Planning, Long Term Care, Investment Advisory, Insurance, Investment Strategies, Strategic Financial..., Portfolio Management, Series 7, Risk Management, Long-term Care, Fixed Annuities, Securities, Wealth Management, Financial Services, Financial Advisory, Mutual Funds, Financial Planners, Asset Allocation, Wealth, Life Insurance, Disability Insurance, High Net Worth..., FINRA, 401k Rollovers, Equities, Term Life Insurance, Small Business, IRAs
Education
University of California, Los Angeles 1976 — 1979
B.A, English
Coulter Financial Advisors, Inc. January 2011 - May 2012
Bank United Financial Services April 2008 - October 2009
Northwestern Mutual Financial Network January 2008 - April 2008
Northwestern Mutual Financial Network August 2005 - December 2007
Northeast Securities September 2002 - March 2005
White Kearney Risk Management April 2003 - December 2004
Skills
Estate Planning, Retirement Planning, Financial Planning, Long Term Care, Investment Advisory, Insurance, Investment Strategies, Strategic Financial..., Portfolio Management, Series 7, Risk Management, Long-term Care, Fixed Annuities, Securities, Wealth Management, Financial Services, Financial Advisory, Mutual Funds, Financial Planners, Asset Allocation, Wealth, Life Insurance, Disability Insurance, High Net Worth..., FINRA, 401k Rollovers, Equities, Term Life Insurance, Small Business, IRAs
Education
University of California, Los Angeles 1976 — 1979
B.A, English
Shize(Kris) Li Shize(Kris) Li's Northeast Securities Experience January 2011 - February 2011
Job Risk Manager at American Express
Industry Financial Services
Experience
American Express February 2014 - Present
American Express June 2013 - August 2013
Shanghai Pudong Development Bank July 2011 - August 2011
Northeast Securities January 2011 - February 2011
Skills
VBA, Derivatives, R, Investment Banking, Bloomberg, Matlab, Microsoft Excel, SAS, Stochastic Calculus, Equities, Java, Economics, SQL, Python, Bloomberg Terminal, Asset Management, Financial Analysis, Stata, C, Financial Modeling, Data Analysis, Valuation, Quantitative Finance, Corporate Finance, C++, Quantitative Analytics, Equity Research, Financial Risk, MATLAB, Fixed Income, Optimization, Risk Management, Statistics
Education
University of Michigan 2012 — 2013
Master of Financial Engineering, Financial Engineering
Xiamen University 2008 — 2012
Bachelor of Science (BS), Mathmatics
American Express February 2014 - Present
American Express June 2013 - August 2013
Shanghai Pudong Development Bank July 2011 - August 2011
Northeast Securities January 2011 - February 2011
Skills
VBA, Derivatives, R, Investment Banking, Bloomberg, Matlab, Microsoft Excel, SAS, Stochastic Calculus, Equities, Java, Economics, SQL, Python, Bloomberg Terminal, Asset Management, Financial Analysis, Stata, C, Financial Modeling, Data Analysis, Valuation, Quantitative Finance, Corporate Finance, C++, Quantitative Analytics, Equity Research, Financial Risk, MATLAB, Fixed Income, Optimization, Risk Management, Statistics
Education
University of Michigan 2012 — 2013
Master of Financial Engineering, Financial Engineering
Xiamen University 2008 — 2012
Bachelor of Science (BS), Mathmatics
Agnieszka Mycka, Esq. Agnieszka Mycka, Esq.'s Northeast Securities Experience October 2012 - April 2014
Job Associate Compliance Officer Global Compliance Operations at JPMorgan Chase & Co.
Industry Financial Services
Experience
JPMorgan Chase & Co. November 2014 - Present
Manpower Group for JPMorgan Chase & Co. July 2014 - October 2014
Manpower Group for JPMorgan Chase & Co. May 2014 - July 2014
Northeast Securities October 2012 - April 2014
The Civil Legal Advice and Resource Office (CLARO) April 2012 - July 2012
The White Rose Group, LLC October 2011 - January 2012
Marzec Law Firm, PC February 2009 - January 2010
Law Office of Ryszard Palosz, PC June 2007 - August 2008
Krakow District Family Court June 2007 - August 2008
Skills
Legal Research, Legal Writing, Bankruptcy, Legal Issues, Contract Negotiation, Research, Investments, Legal Documents, Analysis, Venture Capital, Due Diligence, Corporate Finance, Private Equity
Education
Fordham University School of Law 2010 — 2011
Master of Laws (LL.M.), International Business and Trade Law
The Andrzej Frycz Modrzewski Krakow University College School of Law 2003 — 2008
Bachelor of Law, Law
JPMorgan Chase & Co. November 2014 - Present
Manpower Group for JPMorgan Chase & Co. July 2014 - October 2014
Manpower Group for JPMorgan Chase & Co. May 2014 - July 2014
Northeast Securities October 2012 - April 2014
The Civil Legal Advice and Resource Office (CLARO) April 2012 - July 2012
The White Rose Group, LLC October 2011 - January 2012
Marzec Law Firm, PC February 2009 - January 2010
Law Office of Ryszard Palosz, PC June 2007 - August 2008
Krakow District Family Court June 2007 - August 2008
Skills
Legal Research, Legal Writing, Bankruptcy, Legal Issues, Contract Negotiation, Research, Investments, Legal Documents, Analysis, Venture Capital, Due Diligence, Corporate Finance, Private Equity
Education
Fordham University School of Law 2010 — 2011
Master of Laws (LL.M.), International Business and Trade Law
The Andrzej Frycz Modrzewski Krakow University College School of Law 2003 — 2008
Bachelor of Law, Law
Tim Richards Tim Richards's Northeast Securities Experience September 2011 - 2014
Job Senior Vice President, Commercial Operations at Seventh Sense Biosystems
Industry Medical Devices
Experience
MRI Interventions, Inc. March 2014 - Present
Seventh Sense Biosystems 2012 - Present
Northeast Securities September 2011 - 2014
Facet Technologies LLC 2011 - 2012
Great Island Homeowner's Association August 2005 - August 2011
VNUS, A Covidien Company 2009 - 2011
Covidien 2008 - 2010
B. Braun Medical October 2003 - November 2008
Global Healthcare Exchange 2000 - 2003
New Jersey Healthcare Facilities Finance Authority 1998 - 2003
Skills
Marketing, Commercialization, Marketing Strategy, Sales, Organizational..., Medical Devices, Product Launch, Market Development, Cross-functional Team..., Product Development, Capital Equipment, Product Marketing, Product Management, Competitive Analysis, Healthcare, FDA, Start-ups, Strategic Partnerships, Hospitals, Quality System
Education
Lake Forest College 1976 — 1980
BA, Political Science & International Relations
Millbrook school 1972 — 1976
High school, General Studies
Career Professional Development
Organizational Developement, Career Professional Development
Far Hills Country Day School
MRI Interventions, Inc. March 2014 - Present
Seventh Sense Biosystems 2012 - Present
Northeast Securities September 2011 - 2014
Facet Technologies LLC 2011 - 2012
Great Island Homeowner's Association August 2005 - August 2011
VNUS, A Covidien Company 2009 - 2011
Covidien 2008 - 2010
B. Braun Medical October 2003 - November 2008
Global Healthcare Exchange 2000 - 2003
New Jersey Healthcare Facilities Finance Authority 1998 - 2003
Skills
Marketing, Commercialization, Marketing Strategy, Sales, Organizational..., Medical Devices, Product Launch, Market Development, Cross-functional Team..., Product Development, Capital Equipment, Product Marketing, Product Management, Competitive Analysis, Healthcare, FDA, Start-ups, Strategic Partnerships, Hospitals, Quality System
Education
Lake Forest College 1976 — 1980
BA, Political Science & International Relations
Millbrook school 1972 — 1976
High school, General Studies
Career Professional Development
Organizational Developement, Career Professional Development
Far Hills Country Day School
Eric Beder Eric Beder's Northeast Securities Experience April 2004 - February 2005
Job Managing Director/Equity Research at Wunderlich Securities
Industry Investment Banking
Experience
Wunderlich Securities July 2014 - Present
Brean Murray, Carret & Co. May 2005 - July 2014
JB Hanauer Co. April 2004 - February 2005
Northeast Securities April 2004 - February 2005
Ladenburg Thalmann September 1999 - September 2002
Paribas 1988 - 1991
Education
University of California, Berkeley, Haas School of Business 1991 — 1993
MBA
University of Pennsylvania - The Wharton School 1984 — 1987
B.S., Accounting/Finance
The University of Chicago 1983 — 1984
Wunderlich Securities July 2014 - Present
Brean Murray, Carret & Co. May 2005 - July 2014
JB Hanauer Co. April 2004 - February 2005
Northeast Securities April 2004 - February 2005
Ladenburg Thalmann September 1999 - September 2002
Paribas 1988 - 1991
Education
University of California, Berkeley, Haas School of Business 1991 — 1993
MBA
University of Pennsylvania - The Wharton School 1984 — 1987
B.S., Accounting/Finance
The University of Chicago 1983 — 1984
Jillian Attanasio Jillian Attanasio's Northeast Securities Experience July 2007 - August 2013
Job Professional Associate Underwriter, Mergers & Acquisitions at ACE Group
Industry Insurance
Experience
ACE Group June 2014 - Present
Northeast Securities July 2007 - August 2013
Philadelphia Insurance Companies January 2013 - April 2013
J.P. Morgan June 2012 - August 2012
KatalystFP June 2011 - August 2011
Skills
Microsoft Excel, Microsoft Word, Adobe Acrobat, PowerPoint, Microsoft Office, Facebook, Financial Analysis, Outlook, Access, Financial Modeling, Social Networking, Social Media, Strategic Planning, Auditing, Analysis
Education
Saint Joseph's University 2002 — 2014
Bachelor of Science in Business Administration, Finance; Risk Management & Insurance
ACE Group June 2014 - Present
Northeast Securities July 2007 - August 2013
Philadelphia Insurance Companies January 2013 - April 2013
J.P. Morgan June 2012 - August 2012
KatalystFP June 2011 - August 2011
Skills
Microsoft Excel, Microsoft Word, Adobe Acrobat, PowerPoint, Microsoft Office, Facebook, Financial Analysis, Outlook, Access, Financial Modeling, Social Networking, Social Media, Strategic Planning, Auditing, Analysis
Education
Saint Joseph's University 2002 — 2014
Bachelor of Science in Business Administration, Finance; Risk Management & Insurance
David Baldinger's Northeast Securities Experience March 2013 - June 2014
Job Financial Advisor at The Eppy Group
Industry Financial Services
Experience
The Eppy Group July 2014 - Present
Northeast Securities March 2013 - June 2014
LPL Financial March 2011 - December 2012
Freelance January 2007 - March 2011
Skills
Wealth Management, Investments, Retirement Planning, Investment Strategies, Series 7, Finance, Wealth Accumulation..., High Net Worth..., Variable Annuities, series 66, Series 63, Web Design, Graphic Design, Logo Design, Branding & Identity, Asset Allocation, Uniform Combined State...
Education
University of North Florida
The Eppy Group July 2014 - Present
Northeast Securities March 2013 - June 2014
LPL Financial March 2011 - December 2012
Freelance January 2007 - March 2011
Skills
Wealth Management, Investments, Retirement Planning, Investment Strategies, Series 7, Finance, Wealth Accumulation..., High Net Worth..., Variable Annuities, series 66, Series 63, Web Design, Graphic Design, Logo Design, Branding & Identity, Asset Allocation, Uniform Combined State...
Education
University of North Florida
Xiang (Carol) Xiang's Northeast Securities Experience July 2010 - August 2010
Job Student at Pomona College
Industry Financial Services
Experience
Edgeworth Economics, L.L.C. July 2015 - Present
Edgeworth Economics, L.L.C. May 2014 - August 2014
BabyCare Ltd. June 2013 - August 2013
Shoes That Fit January 2013 - May 2013
Pomona College January 2013 - January 2013
Northeast Securities July 2010 - August 2010
Zhejiang Himark ltd. August 2009 - August 2009
Skills
Data Analysis, Research, Microsoft Office, SAS programming, Stata, Statistics, RStudio, Economics, Finance, Corporate Finance, English
Education
Pomona College 2011 — 2015
Bachelor of Arts (B.A.), Economics; Applied Mathematics
Edgeworth Economics, L.L.C. July 2015 - Present
Edgeworth Economics, L.L.C. May 2014 - August 2014
BabyCare Ltd. June 2013 - August 2013
Shoes That Fit January 2013 - May 2013
Pomona College January 2013 - January 2013
Northeast Securities July 2010 - August 2010
Zhejiang Himark ltd. August 2009 - August 2009
Skills
Data Analysis, Research, Microsoft Office, SAS programming, Stata, Statistics, RStudio, Economics, Finance, Corporate Finance, English
Education
Pomona College 2011 — 2015
Bachelor of Arts (B.A.), Economics; Applied Mathematics
Joseph Lovas's Northeast Securities Experience July 2010 - August 2010
Job Investment Banking Analyst at Wells Fargo
Industry Investment Banking
Experience
Wells Fargo October 2013 - Present
Ernst & Young October 2012 - October 2013
Wells Fargo Advisors June 2011 - September 2012
Northeast Securities July 2010 - August 2010
Skills
Financial Modeling, Financial Analysis, Valuation, Financial Reporting, Corporate Finance, Accounting, Economics, Microsoft Excel, Auditing, Bloomberg, Finance, Data Analysis, Asset Management, Investment Banking
Education
The College of William and Mary - The Mason School of Business 2008 — 2012
Bachelor of Business Administration (BBA), Finance, General
Chaminade High School 2005 — 2008
Wells Fargo October 2013 - Present
Ernst & Young October 2012 - October 2013
Wells Fargo Advisors June 2011 - September 2012
Northeast Securities July 2010 - August 2010
Skills
Financial Modeling, Financial Analysis, Valuation, Financial Reporting, Corporate Finance, Accounting, Economics, Microsoft Excel, Auditing, Bloomberg, Finance, Data Analysis, Asset Management, Investment Banking
Education
The College of William and Mary - The Mason School of Business 2008 — 2012
Bachelor of Business Administration (BBA), Finance, General
Chaminade High School 2005 — 2008
Da Jiao Da Jiao's Northeast Securities Experience August 2010 - August 2011
Job Associate at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase May 2013 - Present
Citigroup June 2012 - August 2012
Northeast Securities August 2010 - August 2011
Ping An Asset Management Company October 2004 - July 2008
Skills
Matlab, C++, Derivatives, Risk Management, Quantitative Finance, Fixed Income, Stochastic Calculus, Time Series Analysis, Quantitative Investing, Market Risk, Portfolio Management, Econometrics
Education
New York University
Masters, Mathematics
Polytechnic Institute of New York University
Master, Financial Engineering
Fudan University
Bachelor, Honor Class of Science-Life Science
JPMorgan Chase May 2013 - Present
Citigroup June 2012 - August 2012
Northeast Securities August 2010 - August 2011
Ping An Asset Management Company October 2004 - July 2008
Skills
Matlab, C++, Derivatives, Risk Management, Quantitative Finance, Fixed Income, Stochastic Calculus, Time Series Analysis, Quantitative Investing, Market Risk, Portfolio Management, Econometrics
Education
New York University
Masters, Mathematics
Polytechnic Institute of New York University
Master, Financial Engineering
Fudan University
Bachelor, Honor Class of Science-Life Science
Michael J. Gallagher's Northeast Securities Experience February 1991 - Present
Job VP Asset Management at Northeast Securities
Industry Financial Services
Experience
Chaminade High School 1998 - Present
Northeast Securities February 1991 - Present
Global Capital Group 1988 - 1991
Prudential- Bache Securities 1985 - 1988
Skills
Investments, Mutual Funds, Financial Analysis, Portfolio Management, Asset Managment, Finance, Series 7, 401k, Equities, Asset Management, Securities, Fixed Income, Fixed Annuities
Education
Southern Connecticut State University 1979 — 1983
BA, Economics
Chaminade High School 1998 - Present
Northeast Securities February 1991 - Present
Global Capital Group 1988 - 1991
Prudential- Bache Securities 1985 - 1988
Skills
Investments, Mutual Funds, Financial Analysis, Portfolio Management, Asset Managment, Finance, Series 7, 401k, Equities, Asset Management, Securities, Fixed Income, Fixed Annuities
Education
Southern Connecticut State University 1979 — 1983
BA, Economics
Don Sinsabaugh Don Sinsabaugh's Northeast Securities Experience 2002 - 2008
Job Partner Sinov Associates
Industry Capital Markets
Experience
Sinov Associates 1989 - Present
Fulcrum Securities, LLC January 2009 - December 2012
Northeast Securities 2002 - 2008
Punk, Ziegel & Company 2000 - 2002
Robb Peck McCooey 1998 - 2000
Swergold Chefitz & Sinsabaugh 1981 - 1989
Skills
Investment Banking, Venture Capital, Private Placements, Investments, IPO, Equities, Private Equity, Corporate Finance, Hedge Funds, Asset Managment, Mergers, Reverse Mergers, Securities, Financial Modeling, Alternative Investments, Valuation, Capital Markets, Trading, Capital, Corporate Development, Series 7, Options, Asset Management, Mergers & Acquisitions, Bloomberg, Due Diligence, FINRA, Funding, Investment Strategies, Emerging Markets, Equity Trading, Equity Research, Financial Advisory, Portfolio Management, Investment Management, Financial Services, Financial Structuring, Fixed Income, Financial Markets, Derivatives, Investment Advisory, Mutual Funds, Finance, Bonds, Asset Allocation, Wealth Management, Structured Finance, Commodity, Strategic Financial..., Series 63
Education
Purdue University 1960 — 1964
BS, Biology, Chemistry & Physics
The Ohio State University
Sinov Associates 1989 - Present
Fulcrum Securities, LLC January 2009 - December 2012
Northeast Securities 2002 - 2008
Punk, Ziegel & Company 2000 - 2002
Robb Peck McCooey 1998 - 2000
Swergold Chefitz & Sinsabaugh 1981 - 1989
Skills
Investment Banking, Venture Capital, Private Placements, Investments, IPO, Equities, Private Equity, Corporate Finance, Hedge Funds, Asset Managment, Mergers, Reverse Mergers, Securities, Financial Modeling, Alternative Investments, Valuation, Capital Markets, Trading, Capital, Corporate Development, Series 7, Options, Asset Management, Mergers & Acquisitions, Bloomberg, Due Diligence, FINRA, Funding, Investment Strategies, Emerging Markets, Equity Trading, Equity Research, Financial Advisory, Portfolio Management, Investment Management, Financial Services, Financial Structuring, Fixed Income, Financial Markets, Derivatives, Investment Advisory, Mutual Funds, Finance, Bonds, Asset Allocation, Wealth Management, Structured Finance, Commodity, Strategic Financial..., Series 63
Education
Purdue University 1960 — 1964
BS, Biology, Chemistry & Physics
The Ohio State University
Andrew Yakovlev's Northeast Securities Experience 2013 - 2014
Job Founder, Ops at Growlr Beer Co.
Industry Food & Beverages
Experience
Growlr Beer Co. July 2015 - Present
Boethius, Inc. March 2015 - Present
Astra Merchant Partners March 2014 - Present
Northeast Securities 2013 - 2014
KCG Holdings, Inc. 2012 - 2013
Greencrest Capital Management 2011 - 2013
Mediaworks 2010 - 2011
Neutrue 2008 - 2010
Woo Art International 2005 - 2010
Freelance 2003 - 2005
Skills
Entrepreneurship, Venture Capital, Start-ups, Strategy, Valuation, Investment Banking, Mergers & Acquisitions, Financial Modeling, Finance, Business Development, Business Planning, Private Equity, Corporate Development, Emerging Markets, Editing, Video Production, Financial Services, Equities, Investments, Asset Management, Securities, Hedge Funds, Corporate Finance, Trading, IPO, Investor Relations, Private Placements, Fixed Income, Financial Markets, Capital Markets, Market Research, Due Diligence, Alternative Investments, Portfolio Management, Analysis, Equity Research, Financial Analysis, Microsoft Excel, Bloomberg, SQL, Digital Strategy, Marketing Communications, Business Transformation, Acceleration, Management, Marketing Strategy, Business Strategy, Competitive Analysis, Marketing, Social Media
Education
New York University 1999 — 2002
Bachelor’s Degree, Film and Television Production
Baruch College, City University of New York (CUNY) 2010 — 2012
Master of Business Administration (M.B.A.), Finance and Entrepreneurship
Growlr Beer Co. July 2015 - Present
Boethius, Inc. March 2015 - Present
Astra Merchant Partners March 2014 - Present
Northeast Securities 2013 - 2014
KCG Holdings, Inc. 2012 - 2013
Greencrest Capital Management 2011 - 2013
Mediaworks 2010 - 2011
Neutrue 2008 - 2010
Woo Art International 2005 - 2010
Freelance 2003 - 2005
Skills
Entrepreneurship, Venture Capital, Start-ups, Strategy, Valuation, Investment Banking, Mergers & Acquisitions, Financial Modeling, Finance, Business Development, Business Planning, Private Equity, Corporate Development, Emerging Markets, Editing, Video Production, Financial Services, Equities, Investments, Asset Management, Securities, Hedge Funds, Corporate Finance, Trading, IPO, Investor Relations, Private Placements, Fixed Income, Financial Markets, Capital Markets, Market Research, Due Diligence, Alternative Investments, Portfolio Management, Analysis, Equity Research, Financial Analysis, Microsoft Excel, Bloomberg, SQL, Digital Strategy, Marketing Communications, Business Transformation, Acceleration, Management, Marketing Strategy, Business Strategy, Competitive Analysis, Marketing, Social Media
Education
New York University 1999 — 2002
Bachelor’s Degree, Film and Television Production
Baruch College, City University of New York (CUNY) 2010 — 2012
Master of Business Administration (M.B.A.), Finance and Entrepreneurship
Colin Ji's Northeast Securities Experience June 2011 - September 2011
Job Aspiring Actuary
Industry Insurance
Experience
Health Plan of San Joaquin March 2015 - July 2015
Department of Mathematics, UCLA October 2013 - December 2014
Esurance June 2014 - August 2014
Richard C. Rudolph East Asian Library, UCLA August 2012 - January 2014
AXA October 2013 - December 2013
Office of Admissions/Student Call Center, UCLA March 2013 - May 2013
Northeast Securities June 2011 - September 2011
Skills
Microsoft Excel, Probability Theory, Actuarial Science, Stata, Microsoft Office, Microsoft Word, Financial Mathematics, Mathematical Statistics, R, Fundamental Accounting, Econometrics, PowerPoint, SQL, Access, Property and Casualty..., Health Insurance
Education
Columbia University in the City of New York 2015 — 2016
Master's Degree, Actuarial Science
University of California, Los Angeles 2011 — 2015
Bachelor's Degree, Financial Actuarial Mathematics, Business Economics
River Valley High School, Singapore 2006 — 2010
High School Diploma, Singapore-Cambridge GCE A Level
Health Plan of San Joaquin March 2015 - July 2015
Department of Mathematics, UCLA October 2013 - December 2014
Esurance June 2014 - August 2014
Richard C. Rudolph East Asian Library, UCLA August 2012 - January 2014
AXA October 2013 - December 2013
Office of Admissions/Student Call Center, UCLA March 2013 - May 2013
Northeast Securities June 2011 - September 2011
Skills
Microsoft Excel, Probability Theory, Actuarial Science, Stata, Microsoft Office, Microsoft Word, Financial Mathematics, Mathematical Statistics, R, Fundamental Accounting, Econometrics, PowerPoint, SQL, Access, Property and Casualty..., Health Insurance
Education
Columbia University in the City of New York 2015 — 2016
Master's Degree, Actuarial Science
University of California, Los Angeles 2011 — 2015
Bachelor's Degree, Financial Actuarial Mathematics, Business Economics
River Valley High School, Singapore 2006 — 2010
High School Diploma, Singapore-Cambridge GCE A Level
Charles Schulze Charles Schulze's Northeast Securities Experience July 2004 - November 2004
Job VP, Complex Analytics at ENSO Financial Analytics
Industry Financial Services
Experience
ENSO Financial Analytics July 2015 - Present
CRISIL Global Research & Analytics May 2015 - July 2015
Bank of America February 2014 - May 2015
Citi June 2011 - February 2014
Bank of Tokyo-Mitsubishi UFJ March 2007 - June 2011
First Empire Securities, Inc. December 2004 - March 2007
Northeast Securities July 2004 - November 2004
Skills
Financials mathematics,..., Banking, Financial Risk, Financials, Risk Management, Credit Risk, Portfolio Management, Analytics, Management, Fixed Income, Market Risk, Equities, Finance, Credit, Investments
Education
Hofstra University 2005 — 2007
Master of Business Administration (M.B.A.), Finance, General, 3.8
Dowling College 2002 — 2003
Bachelor of Business Administration (B.B.A.), Finance, General, 3.6
ENSO Financial Analytics July 2015 - Present
CRISIL Global Research & Analytics May 2015 - July 2015
Bank of America February 2014 - May 2015
Citi June 2011 - February 2014
Bank of Tokyo-Mitsubishi UFJ March 2007 - June 2011
First Empire Securities, Inc. December 2004 - March 2007
Northeast Securities July 2004 - November 2004
Skills
Financials mathematics,..., Banking, Financial Risk, Financials, Risk Management, Credit Risk, Portfolio Management, Analytics, Management, Fixed Income, Market Risk, Equities, Finance, Credit, Investments
Education
Hofstra University 2005 — 2007
Master of Business Administration (M.B.A.), Finance, General, 3.8
Dowling College 2002 — 2003
Bachelor of Business Administration (B.B.A.), Finance, General, 3.6
Barbara Shames Barbara Shames's Northeast Securities Experience June 2000 - May 2015
Job Next Capital Management
Industry Financial Services
Experience
Next Capital Management LLC July 2015 - Present
Northeast Securities June 2000 - May 2015
Cambridge Capital May 1997 - May 2000
Lew Lieberbaum April 1992 - May 1997
Skills
Alternative Investments, Capital Markets, Equities, Financial Services, Fixed Income, Hedge Funds, Investment Banking, Investments, Leadership, Management, Mutual Funds, Operations Management, Problem Solving, Trading, Training
Education
Rider University 1986 — 1990
Bachelor's degree, Communication and Media Studies
Next Capital Management LLC July 2015 - Present
Northeast Securities June 2000 - May 2015
Cambridge Capital May 1997 - May 2000
Lew Lieberbaum April 1992 - May 1997
Skills
Alternative Investments, Capital Markets, Equities, Financial Services, Fixed Income, Hedge Funds, Investment Banking, Investments, Leadership, Management, Mutual Funds, Operations Management, Problem Solving, Trading, Training
Education
Rider University 1986 — 1990
Bachelor's degree, Communication and Media Studies
Alexa Levesque Alexa Levesque's Northeast Securities Experience March 2010 - July 2010
Job Law Enforcement
Industry Law Enforcement
Experience
. 2014 - Present
US Navy September 2009 - Present
Kohl's Department Stores November 2010 - November 2013
Northeast Securities March 2010 - July 2010
Skills
Firearms/ lethal and..., Law Enforcement &..., Emergency Planning &..., Security/Surveillance..., Crime Prevention, Defensive Tactics, Evidence Collection, Traffic Patrol, First Aid, Criminal Law, Military Experience, Public Safety, Enforcement, Physical Security, Firearms, Patrol, Military, Security, Criminal Justice
Education
Roger Williams University 2012 — 2014
Criminal Justice/Law Enforcement Administration
Community College of Rhode Island 2008 — 2012
Associate of Science (A.S.) High honors, Law enforcement
. 2014 - Present
US Navy September 2009 - Present
Kohl's Department Stores November 2010 - November 2013
Northeast Securities March 2010 - July 2010
Skills
Firearms/ lethal and..., Law Enforcement &..., Emergency Planning &..., Security/Surveillance..., Crime Prevention, Defensive Tactics, Evidence Collection, Traffic Patrol, First Aid, Criminal Law, Military Experience, Public Safety, Enforcement, Physical Security, Firearms, Patrol, Military, Security, Criminal Justice
Education
Roger Williams University 2012 — 2014
Criminal Justice/Law Enforcement Administration
Community College of Rhode Island 2008 — 2012
Associate of Science (A.S.) High honors, Law enforcement
Zhanni Gao Zhanni Gao's Northeast Securities Experience February 2013 - June 2013
Job Graduate Student at Columbia University
Industry Financial Services
Experience
PwC June 2015 - August 2015
Grinnell College December 2013 - May 2014
International Student Organization, Grinnell College 2013 - May 2014
Merger Agency June 2013 - August 2013
Northeast Securities February 2013 - June 2013
Grinnell College January 2012 - December 2012
Grinnell College May 2012 - June 2012
Boston Community Capital March 2012 - March 2012
Newton Correctional Facility 2011 - 2012
Skills
Economics, Statistics, Microsoft Excel, Microsoft Office, Public Speaking, C, PowerPoint, R, Stata, Microsoft Word, LaTeX, Basics of Unix, Photoshop, Illustrator, SQL, Python, Matlab, Management, C++, Data Analysis, Chinese, Research
Education
Columbia University in the City of New York 2014 — 2015
Master of Science (MS), Financial Engineering (Programming Track)
Grinnell College 2010 — 2014
Bachelor of Arts (B.A.), Economics, Physics, 3.8
Shanghai University of Finance and Economics 2013 — 2013
Study Abroad, International Business
Raffles Institution 2008 — 2009
A-levels, Science
PwC June 2015 - August 2015
Grinnell College December 2013 - May 2014
International Student Organization, Grinnell College 2013 - May 2014
Merger Agency June 2013 - August 2013
Northeast Securities February 2013 - June 2013
Grinnell College January 2012 - December 2012
Grinnell College May 2012 - June 2012
Boston Community Capital March 2012 - March 2012
Newton Correctional Facility 2011 - 2012
Skills
Economics, Statistics, Microsoft Excel, Microsoft Office, Public Speaking, C, PowerPoint, R, Stata, Microsoft Word, LaTeX, Basics of Unix, Photoshop, Illustrator, SQL, Python, Matlab, Management, C++, Data Analysis, Chinese, Research
Education
Columbia University in the City of New York 2014 — 2015
Master of Science (MS), Financial Engineering (Programming Track)
Grinnell College 2010 — 2014
Bachelor of Arts (B.A.), Economics, Physics, 3.8
Shanghai University of Finance and Economics 2013 — 2013
Study Abroad, International Business
Raffles Institution 2008 — 2009
A-levels, Science
Chuck Ronson Chuck Ronson's Northeast Securities Experience June 2011 - June 2015
Job Sales/Trading Distressed Debt & Special Situations
Industry Financial Services
Experience
Northeast Securities June 2011 - June 2015
Fieldstone Capital Group May 2007 - June 2011
Tradition Asiel Securities Inc. January 2005 - March 2007
Imperial Capital, Inc. August 2003 - January 2005
Skills
High Yield Bonds, Distressed Debt, Chapter 11, Equities, Financial Modeling, Auction Rate Preferred..., Adjustable Rate..., Special Situations..., Capital Structure..., Series 7, Series 63
Education
Columbia Business School
MBA
Columbia University in the City of New York
BA
Dumont High School
Northeast Securities June 2011 - June 2015
Fieldstone Capital Group May 2007 - June 2011
Tradition Asiel Securities Inc. January 2005 - March 2007
Imperial Capital, Inc. August 2003 - January 2005
Skills
High Yield Bonds, Distressed Debt, Chapter 11, Equities, Financial Modeling, Auction Rate Preferred..., Adjustable Rate..., Special Situations..., Capital Structure..., Series 7, Series 63
Education
Columbia Business School
MBA
Columbia University in the City of New York
BA
Dumont High School
Matthew Simone's Northeast Securities Experience September 2011 - December 2011
Job Executive Sales Representative at MavRx Medical
Industry Medical Devices
Experience
MavRx Medical June 2014 - Present
Diocese Of Rockville Center September 2014 - Present
Tom James Company September 2013 - May 2014
Empire Surgical Inc. June 2012 - August 2013
Guitars for Vets February 2012 - May 2012
Northeast Securities September 2011 - December 2011
Jefferies & Company June 2010 - August 2010
Education
Long Island University, C.W. Post Campus 2008 — 2012
Bachelor of Science (B.S.), Marketing, Graduated
LIU Post
Marketing
MavRx Medical June 2014 - Present
Diocese Of Rockville Center September 2014 - Present
Tom James Company September 2013 - May 2014
Empire Surgical Inc. June 2012 - August 2013
Guitars for Vets February 2012 - May 2012
Northeast Securities September 2011 - December 2011
Jefferies & Company June 2010 - August 2010
Education
Long Island University, C.W. Post Campus 2008 — 2012
Bachelor of Science (B.S.), Marketing, Graduated
LIU Post
Marketing
Robert Franz's Northeast Securities Experience TraderProfectus InvestmentsMay 2011 - May 2012
Job Managing Director, Northeast Securities
Industry Banking
Experience
Northeast Securities TraderProfectus InvestmentsMay 2011 - May 2012
Skills
Fixed Income, Equities, Series 24, Financial Analysis, Valuation, Equity Research, Bloomberg, Capital Markets, Portfolio Management, High Yield, Investment Banking, Trading, Wealth Management, Risk Management, Financial Modeling, Derivatives, Mergers & Acquisitions, Private Equity, Due Diligence, Private Placements, Investments, Management, Bonds, Electronic Trading, Alternative Investments, Options, Asset Management, FINRA, Venture Capital, Mutual Funds, Emerging Markets, Equity Valuation, Asset Allocation, Hedge Funds, Series 63, Securities, Equity Derivatives, Structured Products, Corporate Finance, Equity Trading, Series 7, Financial Markets
Education
Rutgers University-New Brunswick 1987 — 1991
Bachelor of Arts (B.A.), Economics
Northeast Securities TraderProfectus InvestmentsMay 2011 - May 2012
Skills
Fixed Income, Equities, Series 24, Financial Analysis, Valuation, Equity Research, Bloomberg, Capital Markets, Portfolio Management, High Yield, Investment Banking, Trading, Wealth Management, Risk Management, Financial Modeling, Derivatives, Mergers & Acquisitions, Private Equity, Due Diligence, Private Placements, Investments, Management, Bonds, Electronic Trading, Alternative Investments, Options, Asset Management, FINRA, Venture Capital, Mutual Funds, Emerging Markets, Equity Valuation, Asset Allocation, Hedge Funds, Series 63, Securities, Equity Derivatives, Structured Products, Corporate Finance, Equity Trading, Series 7, Financial Markets
Education
Rutgers University-New Brunswick 1987 — 1991
Bachelor of Arts (B.A.), Economics
James Janesky James Janesky's Northeast Securities Experience February 2013 - November 2013
Job Managing Director Investment Banking at Corporate Fuel Advisors
Industry Investment Banking
Experience
Corporate Fuel Advisors November 2014 - Present
Finance Professional November 2013 - Present
Northeast Securities February 2013 - November 2013
Avondale Partners January 2011 - August 2012
Stifel Financial Corp. 2004 - 2010
Janney Montgomery Scott 2001 - 2004
Montgomery Securities 1997 - 2000
Stephens Inc. 1995 - 1997
The Chicago Corporation 1993 - 1995
Macy's 1984 - 1991
Skills
Equities, Investment Banking, Equity Valuation, Econometrics, Buy-side, Divestitures, Equity Research, Technical Analysis, Entrepreneurship, Mergers & Acquisitions, Corporate Finance, Securities, Finance, Financial Modeling, Valuation, Capital Markets, Financial Analysis
Education
University of Houston 1991 — 1993
Master of Business Administration (MBA), Accounting and Finance
Penn State University 1980 — 1984
Bachelor of Science (BS), Finance, General
Corporate Fuel Advisors November 2014 - Present
Finance Professional November 2013 - Present
Northeast Securities February 2013 - November 2013
Avondale Partners January 2011 - August 2012
Stifel Financial Corp. 2004 - 2010
Janney Montgomery Scott 2001 - 2004
Montgomery Securities 1997 - 2000
Stephens Inc. 1995 - 1997
The Chicago Corporation 1993 - 1995
Macy's 1984 - 1991
Skills
Equities, Investment Banking, Equity Valuation, Econometrics, Buy-side, Divestitures, Equity Research, Technical Analysis, Entrepreneurship, Mergers & Acquisitions, Corporate Finance, Securities, Finance, Financial Modeling, Valuation, Capital Markets, Financial Analysis
Education
University of Houston 1991 — 1993
Master of Business Administration (MBA), Accounting and Finance
Penn State University 1980 — 1984
Bachelor of Science (BS), Finance, General
Ava DeGori Ava DeGori's Northeast Securities Experience April 2007 - October 2009
Job at Western Management
Industry Investment Management
Experience
Western Management July 2013 - Present
Dream Downtown June 2011 - June 2013
David Barton Gym November 2010 - March 2012
Crunch Fitness April 2010 - December 2010
United Colors of Benetton May 2009 - August 2010
Northeast Securities April 2007 - October 2009
Skills
Microsoft Excel, Financial Analysis, Accounting, PowerPoint, Customer Service, Social Media, Microsoft Word, Team Building, Microsoft Office, Facebook
Education
Hofstra University 2005 — 2009
Bachelor of Business Administration (BBA), Finance
Western Management July 2013 - Present
Dream Downtown June 2011 - June 2013
David Barton Gym November 2010 - March 2012
Crunch Fitness April 2010 - December 2010
United Colors of Benetton May 2009 - August 2010
Northeast Securities April 2007 - October 2009
Skills
Microsoft Excel, Financial Analysis, Accounting, PowerPoint, Customer Service, Social Media, Microsoft Word, Team Building, Microsoft Office, Facebook
Education
Hofstra University 2005 — 2009
Bachelor of Business Administration (BBA), Finance
Thomas Pohmer, MBA Thomas Pohmer, MBA's Northeast Securities Experience September 2005 - December 2005
Job Senior Financial Analyst at Delaware Life
Industry Financial Services
Experience
Delaware Life Insurance Company September 2015 - Present
Delaware Life Insurance Company October 2013 - September 2015
PwC September 2011 - October 2013
EntreQuest July 2011 - August 2011
Merrill Lynch January 2011 - April 2011
PwC June 2010 - August 2010
PC Richard & Son May 2009 - August 2009
Northeast Securities September 2005 - December 2005
Skills
Accounting, Account Reconciliation, Accounts Payable, Analysis, Finance, Financial Statements, General Ledger, Internal Controls, Management, Microsoft Excel, Research, Auditing, Financial Analysis, US GAAP
Education
Loyola College in Maryland 2010 — 2011
MBA
Loyola College in Maryland 2006 — 2010
BBA, Accounting
University College Cork 2009 — 2009
Garden City High School 2003 — 2006
Delaware Life Insurance Company September 2015 - Present
Delaware Life Insurance Company October 2013 - September 2015
PwC September 2011 - October 2013
EntreQuest July 2011 - August 2011
Merrill Lynch January 2011 - April 2011
PwC June 2010 - August 2010
PC Richard & Son May 2009 - August 2009
Northeast Securities September 2005 - December 2005
Skills
Accounting, Account Reconciliation, Accounts Payable, Analysis, Finance, Financial Statements, General Ledger, Internal Controls, Management, Microsoft Excel, Research, Auditing, Financial Analysis, US GAAP
Education
Loyola College in Maryland 2010 — 2011
MBA
Loyola College in Maryland 2006 — 2010
BBA, Accounting
University College Cork 2009 — 2009
Garden City High School 2003 — 2006
Dean Cummo Dean Cummo's Northeast Securities Experience April 1996 - February 1999
Job Managing Director of Equity Trading at KCG
Industry Financial Services
Experience
KCG Holdings, Inc. July 2013 - Present
Knight Capital Group March 2000 - July 2013
Northeast Securities April 1996 - February 1999
Education
Hofstra University 1995 — 1999
BBA, Management
High School
KCG Holdings, Inc. July 2013 - Present
Knight Capital Group March 2000 - July 2013
Northeast Securities April 1996 - February 1999
Education
Hofstra University 1995 — 1999
BBA, Management
High School
Joe Cantatore's Northeast Securities Experience February 2011 - April 2013
Job Chief Operating Officer at D. Weckstein & Co., Inc.
Industry Financial Services
Experience
D. Weckstein & Co., Inc. April 2013 - Present
Northeast Securities February 2011 - April 2013
Pura Vida Financial Services February 2010 - April 2013
The Training Associates March 2012 - October 2012
LatAm Investments, LLC May 2009 - January 2010
Pali Capital, Inc. February 2007 - May 2009
Bear Stearns & Co., Inc. February 1996 - February 2007
Morgan Stanley July 1992 - February 1996
Skills
Hedge Funds, Fixed Income, Equities, Financial Services, Prime Brokerage, Trading, Electronic Trading, Securities, Asset Management, Capital Markets, Series 7, Alternative Investments, FINRA, Emerging Markets, Derivatives, Investment Banking, Finance, Banking, Financial Markets, Options, Mutual Funds, Bloomberg, Private Equity, Investments, Risk Management, Bonds, Portfolio Management, Middle Office, Valuation, Business Development, Series 63, Wealth Management, Equity Trading, Asset Allocation, Financial Advisory, Structured Products, Relationship Management, Contract Negotiation, Global Finance, Strategic Planning, Project Implementation, Change Management, Training & Development, New Vendor Development, Client Retention...
Education
State University of New York at Albany 1988 — 1992
Bachelor of Arts (B.A.), Economics
New York University - Leonard N. Stern School of Business
MBA
D. Weckstein & Co., Inc. April 2013 - Present
Northeast Securities February 2011 - April 2013
Pura Vida Financial Services February 2010 - April 2013
The Training Associates March 2012 - October 2012
LatAm Investments, LLC May 2009 - January 2010
Pali Capital, Inc. February 2007 - May 2009
Bear Stearns & Co., Inc. February 1996 - February 2007
Morgan Stanley July 1992 - February 1996
Skills
Hedge Funds, Fixed Income, Equities, Financial Services, Prime Brokerage, Trading, Electronic Trading, Securities, Asset Management, Capital Markets, Series 7, Alternative Investments, FINRA, Emerging Markets, Derivatives, Investment Banking, Finance, Banking, Financial Markets, Options, Mutual Funds, Bloomberg, Private Equity, Investments, Risk Management, Bonds, Portfolio Management, Middle Office, Valuation, Business Development, Series 63, Wealth Management, Equity Trading, Asset Allocation, Financial Advisory, Structured Products, Relationship Management, Contract Negotiation, Global Finance, Strategic Planning, Project Implementation, Change Management, Training & Development, New Vendor Development, Client Retention...
Education
State University of New York at Albany 1988 — 1992
Bachelor of Arts (B.A.), Economics
New York University - Leonard N. Stern School of Business
MBA
Gregory Karam's Northeast Securities Experience July 2006 - July 2007
Job Portfolio Analyst at Colonial Consulting LLC
Industry Financial Services
Experience
Colonial Consulting LLC March 2013 - Present
Morgan Stanley Wealth Management September 2011 - March 2013
Morgan Stanley Smith Barney November 2010 - September 2011
Morgan Stanley Smith Barney August 2007 - November 2010
Northeast Securities July 2006 - July 2007
Skills
Fixed Income, Hedge Funds, Securities, Alternative Investments, Equities
Education
University of Maryland College Park 2002 — 2006
Bachelor's degree, Economics
Colonial Consulting LLC March 2013 - Present
Morgan Stanley Wealth Management September 2011 - March 2013
Morgan Stanley Smith Barney November 2010 - September 2011
Morgan Stanley Smith Barney August 2007 - November 2010
Northeast Securities July 2006 - July 2007
Skills
Fixed Income, Hedge Funds, Securities, Alternative Investments, Equities
Education
University of Maryland College Park 2002 — 2006
Bachelor's degree, Economics
Jonathan Zucker's Northeast Securities Experience February 2012 - Present
Job Broker at Northeast Securities
Industry Capital Markets
Experience
Northeast Securities February 2012 - Present
Wunderlich Securities July 2010 - December 2011
Sterne Agee March 2006 - July 2008
Skills
Series 7, Trading, Series 63, Bonds, Fixed Income, Capital Markets, Bloomberg, Securities, Series 24, Investments, Financial Markets, Equities, FINRA, Options, Alternative Investments, Hedge Funds, Portfolio Management, Asset Managment, Trading Systems, Mutual Funds, Electronic Trading, Investment Banking, Asset Management, Equity Trading, Derivatives, ETFs, Asset Allocation
Education
McGill University 1989 — 1992
BA, Political Science
Hartman Institute Jerusalem 1985 — 1989
Bagrut
Northeast Securities February 2012 - Present
Wunderlich Securities July 2010 - December 2011
Sterne Agee March 2006 - July 2008
Skills
Series 7, Trading, Series 63, Bonds, Fixed Income, Capital Markets, Bloomberg, Securities, Series 24, Investments, Financial Markets, Equities, FINRA, Options, Alternative Investments, Hedge Funds, Portfolio Management, Asset Managment, Trading Systems, Mutual Funds, Electronic Trading, Investment Banking, Asset Management, Equity Trading, Derivatives, ETFs, Asset Allocation
Education
McGill University 1989 — 1992
BA, Political Science
Hartman Institute Jerusalem 1985 — 1989
Bagrut
Arnel Andrada's Northeast Securities Experience March 2005 - May 2007
Job Director of Operations at Agile Fund Solutions, LLC
Industry Financial Services
Experience
Agile Fund Solutions, LLC August 2015 - Present
Guggenheim Fund Solutions January 2014 - July 2015
Guggenheim Fund Solutions May 2012 - December 2013
Marathon Asset Management March 2008 - April 2012
Capital Market Communications LLC May 2007 - February 2008
Northeast Securities March 2005 - May 2007
Skills
Bloomberg, Hedge Funds, Equities, Fixed Income, Capital Markets, Alternative Investments, Investments, Asset Management, Financial Analysis, Financial Modeling, Derivatives, Microsoft Excel, Securities, Portfolio Management
Education
Hofstra University 2003 — 2007
Bachelor of Business Administration, Finance
Agile Fund Solutions, LLC August 2015 - Present
Guggenheim Fund Solutions January 2014 - July 2015
Guggenheim Fund Solutions May 2012 - December 2013
Marathon Asset Management March 2008 - April 2012
Capital Market Communications LLC May 2007 - February 2008
Northeast Securities March 2005 - May 2007
Skills
Bloomberg, Hedge Funds, Equities, Fixed Income, Capital Markets, Alternative Investments, Investments, Asset Management, Financial Analysis, Financial Modeling, Derivatives, Microsoft Excel, Securities, Portfolio Management
Education
Hofstra University 2003 — 2007
Bachelor of Business Administration, Finance
Stephen Bocchino's Northeast Securities Experience December 2009 - October 2010
Job Equity Derivatives at JP Morgan
Industry Financial Services
Experience
JP Morgan October 2010 - Present
Northeast Securities December 2009 - October 2010
Susquehanna International Group June 2007 - December 2009
Skills
Equities, Bloomberg, Options, Series 7, Fixed Income, Derivatives, Electronic Trading, Equity Derivatives, Hedge Funds, Equity Trading, Trading, ETFs, Series 63, Securities, Investments
Education
Dowling College 2002 — 2006
Bachelor's degree, Finance
Smithtown High School 1997 — 2001
JP Morgan October 2010 - Present
Northeast Securities December 2009 - October 2010
Susquehanna International Group June 2007 - December 2009
Skills
Equities, Bloomberg, Options, Series 7, Fixed Income, Derivatives, Electronic Trading, Equity Derivatives, Hedge Funds, Equity Trading, Trading, ETFs, Series 63, Securities, Investments
Education
Dowling College 2002 — 2006
Bachelor's degree, Finance
Smithtown High School 1997 — 2001
Francis McKenna's Northeast Securities Experience June 2009 - July 2010
Job Director of Public Finance Academy Securities
Industry Financial Services
Experience
Delmhorst & Sheehan Inc. August 2011 - Present
Northeast Securities June 2009 - July 2010
Banc of America February 2004 - April 2007
Skills
Investment Banking, Bonds, Securities, New Business Development, Relationship Marketing, Management, Client Development, Banking, Capital Markets, Real Estate, Microsoft Word, Microsoft Excel
Education
NYU 1975 — 1977
Masters in Urban Planning
Fairfield University 1969 — 1973
Bachelor of Arts (BA), History
Delmhorst & Sheehan Inc. August 2011 - Present
Northeast Securities June 2009 - July 2010
Banc of America February 2004 - April 2007
Skills
Investment Banking, Bonds, Securities, New Business Development, Relationship Marketing, Management, Client Development, Banking, Capital Markets, Real Estate, Microsoft Word, Microsoft Excel
Education
NYU 1975 — 1977
Masters in Urban Planning
Fairfield University 1969 — 1973
Bachelor of Arts (BA), History
anne chin-castellon's Northeast Securities Experience March 2006 - May 2012
Job payroll/accountant consultant at Bayard Advertising
Industry Financial Services
Experience
Bayard Advertising January 2014 - Present
Mulberry Company (design) Ltd. October 2012 - November 2013
Northeast Securities March 2006 - May 2012
MSC Industrial Supply Co. March 1999 - March 2006
Education
Adelphi University 1991 — 1995
bba, accounting
Bayard Advertising January 2014 - Present
Mulberry Company (design) Ltd. October 2012 - November 2013
Northeast Securities March 2006 - May 2012
MSC Industrial Supply Co. March 1999 - March 2006
Education
Adelphi University 1991 — 1995
bba, accounting
Edwin Qiwei Li's Northeast Securities Experience June 2013 - August 2013
Job Real Estates Private Equity, Summer Analyst
Industry Venture Capital & Private Equity
Experience
Century Bridge Capital May 2015 - August 2015
Northeast Securities June 2013 - August 2013
Skills
Financial Modeling, Bloomberg, Wind, ThomsonOne, Financial Analysis, Corporate Finance, Economics, Financial Accounting, Financial Markets, English, Research, Calculus, Linear Algebra, Microsoft Office, Customer Service, Strategic Planning, Financial Reporting, Security Analysis
Education
University of Minnesota-Twin Cities 2013 — 2016
Candidate for Bachelor of Science Degree (B.S.), Economics & Mathematics, Minor Finance, Accounting & Statistics, 3.85/4.0 (Top 5%)
Century Bridge Capital May 2015 - August 2015
Northeast Securities June 2013 - August 2013
Skills
Financial Modeling, Bloomberg, Wind, ThomsonOne, Financial Analysis, Corporate Finance, Economics, Financial Accounting, Financial Markets, English, Research, Calculus, Linear Algebra, Microsoft Office, Customer Service, Strategic Planning, Financial Reporting, Security Analysis
Education
University of Minnesota-Twin Cities 2013 — 2016
Candidate for Bachelor of Science Degree (B.S.), Economics & Mathematics, Minor Finance, Accounting & Statistics, 3.85/4.0 (Top 5%)
gerard betts's Northeast Securities Experience
Job Financial Advisor at Northeast Securities
Industry Financial Services
Experience
Northeast Securities
Skills
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Education
St. John's University 1982 — 1986
Bachelor's Degree, Business/Managerial Economics
Northeast Securities
Skills
specialist in..., specialist in...
Education
St. John's University 1982 — 1986
Bachelor's Degree, Business/Managerial Economics
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY