Northwestern Mutual Investment Services
Industry: Company
DescriptionFounded: 1968 Parent organization: Northwestern Mutual Subsidiary: Northwestern Mutual Investment Services, LLC, Asset Management Arm
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Northwestern Mutual Investment Services Employees
Employee
Years
Job
Industry
Raul Otto Jimenez Raul Otto Jimenez's Northwestern Mutual Investment Services Experience June 2012 - July 2012
Job Innovator | Entrepreneur | Advocate
Industry Management Consulting
Experience
Educational Design Studios LLC February 2014 - December 2014
St. Mary’s University August 2012 - April 2013
Office of State Senator Carlos I Uresti January 2011 - August 2012
Northwestern Mutual Investment Services June 2012 - July 2012
Office of Congressman Ciro D. Rodriguez September 2010 - December 2010
Skills
Public Speaking, Organizational..., Public Relations, Marketing Communications, Social Media, Creative Writing, Mathematics, Marketing Strategy, Program Management, Spanish, Management, Event Planning, Fundraising, Nonprofits, Leadership, Research, Time Management, Organizational..., PowerPoint, Leadership Development, Program Development, Volunteer Management, Community Development, Higher Education, Community Outreach, Government, Public Policy, Qualitative Research, Editing, International Relations, Critical Thinking, Social Networking, Event Management, Entrepreneurship, Teamwork, Media Relations
Education
St. Mary's University 2011 — 2015
Bachelor of Business Administration (B.B.A.), Corporate Financial Management/ Financial Service and Risk Management with a Minor in Mathematics
Educational Design Studios LLC February 2014 - December 2014
St. Mary’s University August 2012 - April 2013
Office of State Senator Carlos I Uresti January 2011 - August 2012
Northwestern Mutual Investment Services June 2012 - July 2012
Office of Congressman Ciro D. Rodriguez September 2010 - December 2010
Skills
Public Speaking, Organizational..., Public Relations, Marketing Communications, Social Media, Creative Writing, Mathematics, Marketing Strategy, Program Management, Spanish, Management, Event Planning, Fundraising, Nonprofits, Leadership, Research, Time Management, Organizational..., PowerPoint, Leadership Development, Program Development, Volunteer Management, Community Development, Higher Education, Community Outreach, Government, Public Policy, Qualitative Research, Editing, International Relations, Critical Thinking, Social Networking, Event Management, Entrepreneurship, Teamwork, Media Relations
Education
St. Mary's University 2011 — 2015
Bachelor of Business Administration (B.B.A.), Corporate Financial Management/ Financial Service and Risk Management with a Minor in Mathematics
Don Allenbrand Don Allenbrand's Northwestern Mutual Investment Services Experience January 1991 - May 1992
Job Founder/President at Wealth Enhancement Group, Inc.
Industry Investment Management
Experience
First Allied Securities, Inc. May 2008 - Present
Wealth Enhancement Group, Inc. April 1992 - Present
FFP Securities, Inc./FFP Advisory Services Inc. April 1992 - May 2008
Robert W. Baird & Co. January 1991 - May 1992
Northwestern Mutual Investment Services January 1991 - May 1992
Linsco/Private Ledger Corp. August 1989 - December 1990
Donald D Allenbrand, CPA, PC December 1979 - August 1989
Arthur Andersen & Co. December 1973 - December 1979
United States Air Force March 1967 - December 1970
Skills
Wealth Management, Portfolio Management, Estate Planning, Financial Advisory, Retirement Planning, Financial Planning, Securities, Investments, Finance, Asset Management, Financial Services, Wealth, Investment Advisory, Wealth Management...
Education
Cannon Financial Institute - Georgia Tech 2008 — 2008
Certified Wealth Strategist®, Certified Wealth Strategist® (CWS®) Certification Courses
Cannon Financial Institute - Duke University 2007 — 2007
Certified Wealth Strategist®, Certified Wealth Strategist® (CWS®) Certification Courses
Northwest Missouri State University 1970 — 1973
Bachelor of Science (BS), Accounting, Highest Honors
Cannon Financial
Cannon Financial
First Allied Securities, Inc. May 2008 - Present
Wealth Enhancement Group, Inc. April 1992 - Present
FFP Securities, Inc./FFP Advisory Services Inc. April 1992 - May 2008
Robert W. Baird & Co. January 1991 - May 1992
Northwestern Mutual Investment Services January 1991 - May 1992
Linsco/Private Ledger Corp. August 1989 - December 1990
Donald D Allenbrand, CPA, PC December 1979 - August 1989
Arthur Andersen & Co. December 1973 - December 1979
United States Air Force March 1967 - December 1970
Skills
Wealth Management, Portfolio Management, Estate Planning, Financial Advisory, Retirement Planning, Financial Planning, Securities, Investments, Finance, Asset Management, Financial Services, Wealth, Investment Advisory, Wealth Management...
Education
Cannon Financial Institute - Georgia Tech 2008 — 2008
Certified Wealth Strategist®, Certified Wealth Strategist® (CWS®) Certification Courses
Cannon Financial Institute - Duke University 2007 — 2007
Certified Wealth Strategist®, Certified Wealth Strategist® (CWS®) Certification Courses
Northwest Missouri State University 1970 — 1973
Bachelor of Science (BS), Accounting, Highest Honors
Cannon Financial
Cannon Financial
Jason Farrell Jason Farrell's Northwestern Mutual Investment Services Experience February 2004 - April 2010
Job Owner / Financial Representative at Farrell Financial
Industry Financial Services
Experience
Farrell Financial February 2010 - Present
Northwestern Mutual Investment Services February 2004 - April 2010
AIM Investments 2000 - 2003
Bank of America May 1998 - August 2000
Skills
Disability Insurance, Long Term Care, Health Insurance, Income Protection, Retirement, Investments, Insurance, Annuities, IRA's, Retirement Planning, Mutual Funds, 401k, Series 6, Employee Benefits, Wealth Accumulation, Asset Allocation, Wealth Management, Term Life Insurance, Insurance Planning, Financial Analysis
Education
Texas State University-San Marcos 1996 — 2000
BBA, Finance
Farrell Financial February 2010 - Present
Northwestern Mutual Investment Services February 2004 - April 2010
AIM Investments 2000 - 2003
Bank of America May 1998 - August 2000
Skills
Disability Insurance, Long Term Care, Health Insurance, Income Protection, Retirement, Investments, Insurance, Annuities, IRA's, Retirement Planning, Mutual Funds, 401k, Series 6, Employee Benefits, Wealth Accumulation, Asset Allocation, Wealth Management, Term Life Insurance, Insurance Planning, Financial Analysis
Education
Texas State University-San Marcos 1996 — 2000
BBA, Finance
Kim Baewer Kim Baewer's Northwestern Mutual Investment Services Experience January 2006 - January 2008
Job Investment Services Professional seeking new position
Industry Financial Services
Experience
Annex Wealth Management, LLC April 2012 - April 2014
HERITAGE FINANCIAL CONSULTANTS, LLC July 2008 - July 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC January 2008 - June 2008
Northwestern Mutual Investment Services January 2006 - January 2008
ROBERT W. BAIRD & CO. INCORPORATED January 2005 - January 2006
Robert W. Baird & Co. Incorporated January 2002 - January 2005
Robert W. Baird & Co., Incorporated July 1999 - December 2001
Skills
Miscrosoft Office, Data Analysis, Online Research, Series 7, Series 66, Manage Client..., Product Development, Process Improvement, Procedure Development, CRM, Asset Allocation, Microsoft Excel, Wealth Management, FINRA, High Net Worth..., Financial Services, Investment Advisory
Education
Marquette University 1995 — 1999
BA; BS, Economics/Spanish
Annex Wealth Management, LLC April 2012 - April 2014
HERITAGE FINANCIAL CONSULTANTS, LLC July 2008 - July 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC January 2008 - June 2008
Northwestern Mutual Investment Services January 2006 - January 2008
ROBERT W. BAIRD & CO. INCORPORATED January 2005 - January 2006
Robert W. Baird & Co. Incorporated January 2002 - January 2005
Robert W. Baird & Co., Incorporated July 1999 - December 2001
Skills
Miscrosoft Office, Data Analysis, Online Research, Series 7, Series 66, Manage Client..., Product Development, Process Improvement, Procedure Development, CRM, Asset Allocation, Microsoft Excel, Wealth Management, FINRA, High Net Worth..., Financial Services, Investment Advisory
Education
Marquette University 1995 — 1999
BA; BS, Economics/Spanish
Barbara Bay's Northwestern Mutual Investment Services Experience January 2001 - July 2004
Job Release of Information Specialist at HealthPort Technologies
Industry Hospital & Health Care
Experience
HealthPort Technologies August 2014 - Present
Massage Envy October 2011 - August 2014
Shorewest Realtors October 2006 - July 2011
Ziegler July 2004 - August 2006
Northwestern Mutual Investment Services January 2001 - July 2004
Network Planning Advisors August 2000 - July 2004
Northwestern Mutual February 1999 - August 2000
Robert W. Baird & Co. 1997 - 1999
Skills
Microsoft Office, Medical Terminology, Customer Service, Customer Satisfaction, Microsoft Office 2007, Legal Compliance, Medical Records, Marketing, Sales, CRM, New Business Development, Sales Management, Public Speaking, Organizational..., Contract Negotiation, Human Resources, Marketing Strategy, Negotiation, Outlook, Advertising, Organization, Regulatory Requirements, Drafting Policies, Team Building, Training, Management, Healthcare
Education
Waukesha County Technical College 2011 — 2016
Associate's Degree, Health Information/Medical Records Technology/Technician, 4.0
University of Wisconsin-Milwaukee - School of Business Administration 1987 — 1989
MBA, Business
Ripon College 1983 — 1987
BA, Economics, English
HealthPort Technologies August 2014 - Present
Massage Envy October 2011 - August 2014
Shorewest Realtors October 2006 - July 2011
Ziegler July 2004 - August 2006
Northwestern Mutual Investment Services January 2001 - July 2004
Network Planning Advisors August 2000 - July 2004
Northwestern Mutual February 1999 - August 2000
Robert W. Baird & Co. 1997 - 1999
Skills
Microsoft Office, Medical Terminology, Customer Service, Customer Satisfaction, Microsoft Office 2007, Legal Compliance, Medical Records, Marketing, Sales, CRM, New Business Development, Sales Management, Public Speaking, Organizational..., Contract Negotiation, Human Resources, Marketing Strategy, Negotiation, Outlook, Advertising, Organization, Regulatory Requirements, Drafting Policies, Team Building, Training, Management, Healthcare
Education
Waukesha County Technical College 2011 — 2016
Associate's Degree, Health Information/Medical Records Technology/Technician, 4.0
University of Wisconsin-Milwaukee - School of Business Administration 1987 — 1989
MBA, Business
Ripon College 1983 — 1987
BA, Economics, English
Danny Saunders's Northwestern Mutual Investment Services Experience 2004 - 2005
Job Senior Investment Analyst at AIG Advisor Group
Industry Financial Services
Experience
AIG Advisor Group December 2011 - Present
SunTrust Investment Services, Inc. July 2005 - December 2011
Northwestern Mutual Investment Services 2004 - 2005
Skills
Series 7, Portfolio Management, Investments, Asset Management, Mutual Funds, Asset Allocation, Strategic Planning, Retirement Planning, Series 63, Due Diligence, Product Development, CRPC, Analytical Reasoning, Tridion, SharePoint, Morningstar, Zephyr, Investment Strategies
Education
Florida State University 1998 — 2002
Bachelor of Science, Political Science
Gulf Breeze High School 1994 — 1998
HS Diploma
AIG Advisor Group December 2011 - Present
SunTrust Investment Services, Inc. July 2005 - December 2011
Northwestern Mutual Investment Services 2004 - 2005
Skills
Series 7, Portfolio Management, Investments, Asset Management, Mutual Funds, Asset Allocation, Strategic Planning, Retirement Planning, Series 63, Due Diligence, Product Development, CRPC, Analytical Reasoning, Tridion, SharePoint, Morningstar, Zephyr, Investment Strategies
Education
Florida State University 1998 — 2002
Bachelor of Science, Political Science
Gulf Breeze High School 1994 — 1998
HS Diploma
Clayton Holcomb Clayton Holcomb's Northwestern Mutual Investment Services Experience 1987 - 2006
Job LPL Wealth Advisor WEALTH MANAGEMENT STRATEGIES "Proactively Thinking Ahead"
Industry Financial Services
Experience
LPL Financial December 2006 - Present
Northwestern Mutual Investment Services 1987 - 2006
Skills
Estate Planning, Strategic Financial..., Retirement Planning, Securities, Wealth, Investment Strategies, Small Business, Financial Services, Insurance, FINRA, Employee Benefits, Series 6, Mutual Funds, Finance, Retirement, Wealth Management, Fixed Annuities, Financial Planners, Hold Series 7
Education
CSU Sacramento 1983 — 1986
Bachelor of Business Administration (BBA), Accounting and Finance
LPL Financial December 2006 - Present
Northwestern Mutual Investment Services 1987 - 2006
Skills
Estate Planning, Strategic Financial..., Retirement Planning, Securities, Wealth, Investment Strategies, Small Business, Financial Services, Insurance, FINRA, Employee Benefits, Series 6, Mutual Funds, Finance, Retirement, Wealth Management, Fixed Annuities, Financial Planners, Hold Series 7
Education
CSU Sacramento 1983 — 1986
Bachelor of Business Administration (BBA), Accounting and Finance
Kristin Singer Kristin Singer's Northwestern Mutual Investment Services Experience June 2004 - June 2005
Job Investment Relationship Manager PCG Investments Milwaukee at US BANK Asset Management Group
Industry Investment Management
Experience
US BANK - Asset Management Group July 2005 - Present
Northwestern Mutual Investment Services June 2004 - June 2005
Skills
Investment Management, Investments, Portfolio Management, Capital Markets
Education
San Diego State University-California State University 2006 — 2007
Finance/Investments
University of Iowa 2000 — 2004
US BANK - Asset Management Group July 2005 - Present
Northwestern Mutual Investment Services June 2004 - June 2005
Skills
Investment Management, Investments, Portfolio Management, Capital Markets
Education
San Diego State University-California State University 2006 — 2007
Finance/Investments
University of Iowa 2000 — 2004
Cole J. White Cole J. White's Northwestern Mutual Investment Services Experience February 2006 - August 2006
Job Attorney, political consultant, strategist
Industry Law Practice
Experience
White Law Offices, LLC. July 2013 - Present
Communications/Political Consultant February 2003 - Present
EEOC January 2013 - May 2013
Legal Aid Society August 2012 - January 2013
Marquette Volunteer Legal Clinic January 2011 - January 2013
Milwaukee Small Claims Court January 2012 - May 2012
Milwaukee County District Attorney May 2011 - September 2011
RAWstaurant, Inc. September 2009 - January 2011
Waggener Edstrom Worldwide August 2007 - August 2009
Northwestern Mutual Investment Services February 2006 - August 2006
Skills
Public Relations, Messaging, Non-profits, Public Speaking, Legal Research, Litigation, Bankruptcy, Nonprofits, Media Relations, Trials, Community Outreach, Event Planning, Strategic Communications, Mediation, Politics, Social Media, Leadership, Corporate Communications, Legal Writing, Management, Social Media Marketing
Education
Marquette University Law School 2010 — 2013
J.D., Law
St. Norbert College 2001 — 2005
B.A., Political Science
White Law Offices, LLC. July 2013 - Present
Communications/Political Consultant February 2003 - Present
EEOC January 2013 - May 2013
Legal Aid Society August 2012 - January 2013
Marquette Volunteer Legal Clinic January 2011 - January 2013
Milwaukee Small Claims Court January 2012 - May 2012
Milwaukee County District Attorney May 2011 - September 2011
RAWstaurant, Inc. September 2009 - January 2011
Waggener Edstrom Worldwide August 2007 - August 2009
Northwestern Mutual Investment Services February 2006 - August 2006
Skills
Public Relations, Messaging, Non-profits, Public Speaking, Legal Research, Litigation, Bankruptcy, Nonprofits, Media Relations, Trials, Community Outreach, Event Planning, Strategic Communications, Mediation, Politics, Social Media, Leadership, Corporate Communications, Legal Writing, Management, Social Media Marketing
Education
Marquette University Law School 2010 — 2013
J.D., Law
St. Norbert College 2001 — 2005
B.A., Political Science
Scott R. Marcus, CLU Scott R. Marcus, CLU's Northwestern Mutual Investment Services Experience October 1995 - June 2012
Job Wealth Management Advisor at Northwestern Mutual Wealth Mangement Company
Industry Financial Services
Experience
Northwestern Mutual 1995 - Present
Northwestern Mutual October 1995 - June 2012
Northwestern Mutual Investment Services October 1995 - June 2012
Education
University of California, Berkeley 1978 — 1982
BA, Rhetoric
Northwestern Mutual 1995 - Present
Northwestern Mutual October 1995 - June 2012
Northwestern Mutual Investment Services October 1995 - June 2012
Education
University of California, Berkeley 1978 — 1982
BA, Rhetoric
Wendy Stokan's Northwestern Mutual Investment Services Experience May 2007 - June 2010
Job Financial Services Professional
Industry Financial Services
Experience
Center for Wealth Planning, Inc October 2012 - Present
Northwestern Mutual Investment Services May 2007 - June 2010
Northwestern Mutual Financial Network September 2006 - May 2007
Northwestern Mutual Investment Services February 2006 - August 2006
NOrthwestern Mutual Financial Network April 2005 - February 2006
Northwestern mutual financial Network November 2001 - April 2005
Taco Bell/ KFC March 1995 - June 2001
Skills
Sales, Account Reconciliation, Management, Microsoft Excel, Life Insurance, Training, Investments, Finance, Financial Analysis, Insurance, Marketing
Education
Saginaw Valley State University 1994 — 2001
Bachelor of Business Administration (BBA), Business Administration and Management, General
Saginaw Valley State University
BBA, Business Management
Center for Wealth Planning, Inc October 2012 - Present
Northwestern Mutual Investment Services May 2007 - June 2010
Northwestern Mutual Financial Network September 2006 - May 2007
Northwestern Mutual Investment Services February 2006 - August 2006
NOrthwestern Mutual Financial Network April 2005 - February 2006
Northwestern mutual financial Network November 2001 - April 2005
Taco Bell/ KFC March 1995 - June 2001
Skills
Sales, Account Reconciliation, Management, Microsoft Excel, Life Insurance, Training, Investments, Finance, Financial Analysis, Insurance, Marketing
Education
Saginaw Valley State University 1994 — 2001
Bachelor of Business Administration (BBA), Business Administration and Management, General
Saginaw Valley State University
BBA, Business Management
Siena Sydnor Siena Sydnor's Northwestern Mutual Investment Services Experience September 2004 - December 2006
Job Sr Manager, Operations at AssetMark
Industry Financial Services
Experience
AssetMark February 2015 - Present
AssetMark August 2011 - February 2015
AssetMark June 2009 - August 2011
AssetMark January 2007 - June 2009
Northwestern Mutual Investment Services September 2004 - December 2006
Skills
Life Insurance, Financial Services, Vendor Management, New Business Development, Insurance, Process Improvement, Mutual Funds, Risk Management, Program Management, Investments, Project Management, Wealth Management, Series 63
Education
Arizona State University, W. P. Carey School of Business 2002 — 2004
Boston University Questrom School of Business 2002 — 2004
Xavier College Preparatory 1996 — 2000
AssetMark February 2015 - Present
AssetMark August 2011 - February 2015
AssetMark June 2009 - August 2011
AssetMark January 2007 - June 2009
Northwestern Mutual Investment Services September 2004 - December 2006
Skills
Life Insurance, Financial Services, Vendor Management, New Business Development, Insurance, Process Improvement, Mutual Funds, Risk Management, Program Management, Investments, Project Management, Wealth Management, Series 63
Education
Arizona State University, W. P. Carey School of Business 2002 — 2004
Boston University Questrom School of Business 2002 — 2004
Xavier College Preparatory 1996 — 2000
Nick Rhoads Nick Rhoads's Northwestern Mutual Investment Services Experience 2008 - 2009
Job Investment Banking at Goldman Sachs
Industry Investment Banking
Experience
Goldman Sachs 2015 - Present
Goldman Sachs 2014 - 2014
Fidelity Investments 2010 - 2013
Fidelity Investments 2009 - 2010
Fidelity Investments 2009 - 2009
Northwestern Mutual Investment Services 2008 - 2009
Education
Columbia University - Columbia Business School
Master of Business Administration (MBA)
Virginia Polytechnic Institute and State University
Bachelor of Science
Goldman Sachs 2015 - Present
Goldman Sachs 2014 - 2014
Fidelity Investments 2010 - 2013
Fidelity Investments 2009 - 2010
Fidelity Investments 2009 - 2009
Northwestern Mutual Investment Services 2008 - 2009
Education
Columbia University - Columbia Business School
Master of Business Administration (MBA)
Virginia Polytechnic Institute and State University
Bachelor of Science
Jamar Carr Jamar Carr's Northwestern Mutual Investment Services Experience January 2013 - May 2013
Job Senior Specialist at New York Life Insurance Co.
Industry Financial Services
Experience
Barclays November 2013 - September 2014
Northwestern Mutual Investment Services January 2013 - May 2013
Philadelphia Insurance Companies August 2012 - January 2013
JPMorgan Chase July 2011 - August 2012
Education
Long Island University 2009 — 2013
Bachelor of Science (BS), Business Management and Marketing, 3.2/4.0
Queens High School of Teaching 2005 — 2009
Diploma, Liberal Arts and Sciences/Liberal Studies
Barclays November 2013 - September 2014
Northwestern Mutual Investment Services January 2013 - May 2013
Philadelphia Insurance Companies August 2012 - January 2013
JPMorgan Chase July 2011 - August 2012
Education
Long Island University 2009 — 2013
Bachelor of Science (BS), Business Management and Marketing, 3.2/4.0
Queens High School of Teaching 2005 — 2009
Diploma, Liberal Arts and Sciences/Liberal Studies
Stan Turner Stan Turner's Northwestern Mutual Investment Services Experience May 2013 - December 2014
Job Financial Specialist at State Farm
Industry Sports
Experience
State Farm September 2015 - Present
Tour 18 Golf Club Houston, Texas April 2015 - September 2015
Northwestern Mutual Investment Services May 2013 - December 2014
WCI Pelican Preserve September 2010 - December 2012
SWFJGA 2006 - 2010
Olde Florida Golf Club 1996 - 2006
Skills
Sales, Leadership, Customer Service, Management, Public Speaking, Marketing, Event Planning, Strategic Planning, Finance, Team Building
Education
PGA of America 1996 — 2000
GPTP, Golf struction and business leadership., Top 10 of the class.
University of Oklahoma 1986 — 1991
Journalism, Radio, TV and Film Production
Northwest Mutual South Florida Group Fast Track
State Farm September 2015 - Present
Tour 18 Golf Club Houston, Texas April 2015 - September 2015
Northwestern Mutual Investment Services May 2013 - December 2014
WCI Pelican Preserve September 2010 - December 2012
SWFJGA 2006 - 2010
Olde Florida Golf Club 1996 - 2006
Skills
Sales, Leadership, Customer Service, Management, Public Speaking, Marketing, Event Planning, Strategic Planning, Finance, Team Building
Education
PGA of America 1996 — 2000
GPTP, Golf struction and business leadership., Top 10 of the class.
University of Oklahoma 1986 — 1991
Journalism, Radio, TV and Film Production
Northwest Mutual South Florida Group Fast Track
Lee Linnemann's Northwestern Mutual Investment Services Experience May 2006 - Present
Job Manager at Northwestern Mutual Investment Services
Industry Financial Services
Experience
Northwestern Mutual Investment Services May 2006 - Present
JP Morgan Chase November 1995 - September 2004
Skills
Series 7, Mutual Funds, Retirement Planning, Securities, FINRA, Series 24, Series 63, Retirement, Investment Advisory, Fixed Annuities, Investments, Series 6, Fixed Income, Wealth Management, Financial Services
Education
University of Wisconsin-Milwaukee 1988 — 1994
Bachelor's degree, European History
Milwaukee Area Technical College
Paralegal Certificate
Northwestern Mutual Investment Services May 2006 - Present
JP Morgan Chase November 1995 - September 2004
Skills
Series 7, Mutual Funds, Retirement Planning, Securities, FINRA, Series 24, Series 63, Retirement, Investment Advisory, Fixed Annuities, Investments, Series 6, Fixed Income, Wealth Management, Financial Services
Education
University of Wisconsin-Milwaukee 1988 — 1994
Bachelor's degree, European History
Milwaukee Area Technical College
Paralegal Certificate
David Harley David Harley's Northwestern Mutual Investment Services Experience June 2014 - Present
Job Director, Investment Services at Northwestern Mutual Investment Services
Industry Financial Services
Experience
Northwestern Mutual Investment Services June 2014 - Present
Northwestern Mutual June 2012 - June 2014
Northwestern Mutual Investment Services May 2003 - June 2012
BNY Clearing August 1997 - May 2003
PaineWebber June 1989 - August 1997
Skills
Strategic Planning, Management, Finance, Financial Services, Securities, Project Management, Business Analysis, Team Building, Team Leadership, Process Improvement, Enterprise Software, Leadership, Series 7, Investments, Insurance, Agile Methodologies, Financial Analysis, Analysis, Risk Management, Customer Experience, Scrum, Client Service, Compliance
Education
University of Wisconsin-Milwaukee - Lubar School of Business 2000 — 2004
BBA, Management Information Systems
University of Pennsylvania - The Wharton School 2001 — 2003
Securities Industry Institute
Wayne State University 1990 — 1994
MBA, Management
University of Wisconsin-Milwaukee - Lubar School of Business 1981 — 1985
BBA, Finance
Northwestern Mutual Investment Services June 2014 - Present
Northwestern Mutual June 2012 - June 2014
Northwestern Mutual Investment Services May 2003 - June 2012
BNY Clearing August 1997 - May 2003
PaineWebber June 1989 - August 1997
Skills
Strategic Planning, Management, Finance, Financial Services, Securities, Project Management, Business Analysis, Team Building, Team Leadership, Process Improvement, Enterprise Software, Leadership, Series 7, Investments, Insurance, Agile Methodologies, Financial Analysis, Analysis, Risk Management, Customer Experience, Scrum, Client Service, Compliance
Education
University of Wisconsin-Milwaukee - Lubar School of Business 2000 — 2004
BBA, Management Information Systems
University of Pennsylvania - The Wharton School 2001 — 2003
Securities Industry Institute
Wayne State University 1990 — 1994
MBA, Management
University of Wisconsin-Milwaukee - Lubar School of Business 1981 — 1985
BBA, Finance
Cody Mainc Cody Mainc's Northwestern Mutual Investment Services Experience September 2013 - May 2014
Job Credit Risk Analyst at BNY Mellon
Industry Banking
Experience
BNY Mellon June 2015 - Present
BNY Mellon June 2014 - June 2015
Northwestern Mutual Investment Services September 2013 - May 2014
T. Rowe Price June 2013 - August 2013
Skills
Investments, Microsoft Excel, Accounting, Bloomberg Software, American Sign Language, Microsoft Office, Spreadsheets, VBA, Teamwork, Time Management, Social Media, PowerPoint
Education
Duquesne University 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance and Accounting
BNY Mellon June 2015 - Present
BNY Mellon June 2014 - June 2015
Northwestern Mutual Investment Services September 2013 - May 2014
T. Rowe Price June 2013 - August 2013
Skills
Investments, Microsoft Excel, Accounting, Bloomberg Software, American Sign Language, Microsoft Office, Spreadsheets, VBA, Teamwork, Time Management, Social Media, PowerPoint
Education
Duquesne University 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance and Accounting
Clint Frary's Northwestern Mutual Investment Services Experience July 2001 - September 2002
Job Investment Consultant at Scottrade
Industry Financial Services
Experience
Scottrade September 2008 - Present
Fidelity Investments February 2004 - July 2007
Northwestern Mutual Investment Services July 2001 - September 2002
Putnam Investments September 2000 - July 2001
Lake Avenue Properties 1989 - 2001
Amica Mutual Insurance September 1985 - August 1998
Skills
Investments, Series 7, Retirement Planning, Retirement, Financial Advisory, Trading, 401k, Sales, Team Building, Mutual Funds, Financial Services, Series 63, Equities, Securities, Fixed Income
Education
University of Rochester 1981 — 1985
BA, Economics
Phillips Exeter Academy 1977 — 1980
Scottrade September 2008 - Present
Fidelity Investments February 2004 - July 2007
Northwestern Mutual Investment Services July 2001 - September 2002
Putnam Investments September 2000 - July 2001
Lake Avenue Properties 1989 - 2001
Amica Mutual Insurance September 1985 - August 1998
Skills
Investments, Series 7, Retirement Planning, Retirement, Financial Advisory, Trading, 401k, Sales, Team Building, Mutual Funds, Financial Services, Series 63, Equities, Securities, Fixed Income
Education
University of Rochester 1981 — 1985
BA, Economics
Phillips Exeter Academy 1977 — 1980
Jason P. Zwiebel's Northwestern Mutual Investment Services Experience July 2002 - July 2005
Job Senior Financial Professional at Firstrust
Industry Investment Management
Experience
Firstrust Wealth Management August 2015 - Present
TD Ameritrade February 2009 - August 2015
Brookstreet Securities Corporation 2005 - 2009
Northwestern Mutual Investment Services July 2002 - July 2005
Skills
Wealth Management, Investments, Portfolio Management, Series 7, Series 63, Uniform Combined State..., Mutual Funds, Retirement Planning, Securities, Asset Allocation, Equities, Strategic Financial..., 401k, Retirement, Investment Advisory
Education
The Ohio State University 1991 — 1996
BA, Political Science & Economics / Minor in Spanish
Firstrust Wealth Management August 2015 - Present
TD Ameritrade February 2009 - August 2015
Brookstreet Securities Corporation 2005 - 2009
Northwestern Mutual Investment Services July 2002 - July 2005
Skills
Wealth Management, Investments, Portfolio Management, Series 7, Series 63, Uniform Combined State..., Mutual Funds, Retirement Planning, Securities, Asset Allocation, Equities, Strategic Financial..., 401k, Retirement, Investment Advisory
Education
The Ohio State University 1991 — 1996
BA, Political Science & Economics / Minor in Spanish
Dan Riedl's Northwestern Mutual Investment Services Experience 2005 - Present
Job Vice President at Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual Investment Services 2005 - Present
Northwestern Mutual January 2004 - Present
Unitrin fka Milwaukee Insurance 1991 - 1997
Unitrin (fka Milwaukee Insurance Group) 1991 - 1997
Milwaukee Insurance 1989 - 1997
Skills
Mutual Funds, Retirement Planning, Strategic Planning, FINRA, Securities, Risk Management, Financial Analysis, Series 7, Corporate Law, Investments, Leadership, Series 63, Contract Negotiation, Insurance, Financial Services
Education
Marquette University Law School 1974 — 1981
BA, Political Science/Spanish
Northwestern Mutual Investment Services 2005 - Present
Northwestern Mutual January 2004 - Present
Unitrin fka Milwaukee Insurance 1991 - 1997
Unitrin (fka Milwaukee Insurance Group) 1991 - 1997
Milwaukee Insurance 1989 - 1997
Skills
Mutual Funds, Retirement Planning, Strategic Planning, FINRA, Securities, Risk Management, Financial Analysis, Series 7, Corporate Law, Investments, Leadership, Series 63, Contract Negotiation, Insurance, Financial Services
Education
Marquette University Law School 1974 — 1981
BA, Political Science/Spanish
Brandon Henry's Northwestern Mutual Investment Services Experience April 2002 - December 2005
Job Senior Manager, Registered Principal Administrator
Industry Financial Services
Experience
TIAA-CREF June 2015 - Present
TIAA-CREF December 2011 - June 2015
TIAA-CREF September 2007 - December 2011
ComplianceMAX Financial April 2006 - September 2007
Northwestern Mutual Investment Services April 2002 - December 2005
WMA, Securities January 2001 - April 2002
Office of Financial and Insurance Services September 1998 - December 2000
Skills
Series 7, AML, Securities, FINRA, Investments, Risk Management, Financial Risk, Series 63, Series 24, Investment Advisory, Enterprise Risk..., Mutual Funds, Wealth Management, Management, Financial Services, Asset Management, Anti Money Laundering
Education
Michigan State University College of Law 1997 — 2000
JD, Tax & Securities
Western Michigan University 1993 — 1997
Bachelor of Science (B.S.), Political Science and Government
TIAA-CREF June 2015 - Present
TIAA-CREF December 2011 - June 2015
TIAA-CREF September 2007 - December 2011
ComplianceMAX Financial April 2006 - September 2007
Northwestern Mutual Investment Services April 2002 - December 2005
WMA, Securities January 2001 - April 2002
Office of Financial and Insurance Services September 1998 - December 2000
Skills
Series 7, AML, Securities, FINRA, Investments, Risk Management, Financial Risk, Series 63, Series 24, Investment Advisory, Enterprise Risk..., Mutual Funds, Wealth Management, Management, Financial Services, Asset Management, Anti Money Laundering
Education
Michigan State University College of Law 1997 — 2000
JD, Tax & Securities
Western Michigan University 1993 — 1997
Bachelor of Science (B.S.), Political Science and Government
James Makowski's Northwestern Mutual Investment Services Experience 2007 - August 2012
Job Regional Director at Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual October 2014 - Present
Northwestern Mutual August 2012 - September 2014
Northwestern Mutual Investment Services 2007 - August 2012
Northwestern Mutual December 2007 - July 2012
northwestern mutual 1997 - 2009
Northwestern Mutual September 2003 - December 2007
Medical College of Wisconsin 1993 - 1997
Skills
Series 7, Securities, Asset Managment, Estate Planning, FINRA, Financial Analysis, Financial Services, Fixed Annuities, Insurance, Investment Advisory, Investments, Marketing, Mutual Funds, Retirement Planning, Series 24, Series 63, Strategy, Wealth Management, Asset Management
Education
Keller Graduate School of Management of DeVry University 2010 — 2014
Master of Business Administration (M.B.A.), Business Administration and Management, General
University of Pennsylvania - The Wharton School 2007 — 2008
CRCP, Certified Regulatory Compliance Professional
Marquette University 1987 — 1991
BS, Biology
South Shore High School 1983 — 1987
High School
Northwestern Mutual October 2014 - Present
Northwestern Mutual August 2012 - September 2014
Northwestern Mutual Investment Services 2007 - August 2012
Northwestern Mutual December 2007 - July 2012
northwestern mutual 1997 - 2009
Northwestern Mutual September 2003 - December 2007
Medical College of Wisconsin 1993 - 1997
Skills
Series 7, Securities, Asset Managment, Estate Planning, FINRA, Financial Analysis, Financial Services, Fixed Annuities, Insurance, Investment Advisory, Investments, Marketing, Mutual Funds, Retirement Planning, Series 24, Series 63, Strategy, Wealth Management, Asset Management
Education
Keller Graduate School of Management of DeVry University 2010 — 2014
Master of Business Administration (M.B.A.), Business Administration and Management, General
University of Pennsylvania - The Wharton School 2007 — 2008
CRCP, Certified Regulatory Compliance Professional
Marquette University 1987 — 1991
BS, Biology
South Shore High School 1983 — 1987
High School
DANIEL SCHNOLL's Northwestern Mutual Investment Services Experience July 1999 - December 2011
Job Investment Trading and Operations
Industry Financial Services
Experience
Holter Financial Group January 2012 - Present
Northwestern Mutual Investment Services July 1999 - December 2011
Education
Cardinal Stritch University 1997 — 2002
Masters, Business Administration
University of Arizona 1987 — 1991
Bachelor of Arts, Communication
Holter Financial Group January 2012 - Present
Northwestern Mutual Investment Services July 1999 - December 2011
Education
Cardinal Stritch University 1997 — 2002
Masters, Business Administration
University of Arizona 1987 — 1991
Bachelor of Arts, Communication
Julie Peglow's Northwestern Mutual Investment Services Experience May 2005 - Present
Job Assoc Wealth Management Advisor at Northwestern Mutual Investment Services
Industry Financial Services
Experience
Northwestern Mutual Investment Services May 2005 - Present
Education
Iowa State University
Finance
Northwestern Mutual Investment Services May 2005 - Present
Education
Iowa State University
Finance
Sean Kostamo's Northwestern Mutual Investment Services Experience August 2006 - December 2007
Job Trader Hedge Desk at Prosperity Home Mortgage, LLC
Industry Capital Markets
Experience
Prosperity Home Mortgage August 2013 - Present
Hartline Investment Corporation December 2010 - July 2013
Martin Investment Management October 2010 - October 2010
Marlin Leasing December 2007 - November 2008
Northwestern Mutual Investment Services August 2006 - December 2007
United Trading Services February 2006 - June 2006
University of Michigan Political Science Internship Program August 2002 - December 2002
Skills
Investments, Valuation, Corporate Finance, Portfolio Management, Financial Modeling, Leadership, Economics, Sales, Business Development, Equities, Financial Markets, Finance, Asset Management, Financial Analysis, Financial Services, Trading, Capital Markets, Due Diligence, Private Equity, Banking, Risk Management, Credit, Bloomberg, Fixed Income, Securities, Alternative Investments, Relationship Management, Derivatives, Commodity
Education
Northwestern University - School of Continuing Studies 2007 — 2008
Professional Development Certificate
University of Michigan 2002 — 2005
Bachelors
Prosperity Home Mortgage August 2013 - Present
Hartline Investment Corporation December 2010 - July 2013
Martin Investment Management October 2010 - October 2010
Marlin Leasing December 2007 - November 2008
Northwestern Mutual Investment Services August 2006 - December 2007
United Trading Services February 2006 - June 2006
University of Michigan Political Science Internship Program August 2002 - December 2002
Skills
Investments, Valuation, Corporate Finance, Portfolio Management, Financial Modeling, Leadership, Economics, Sales, Business Development, Equities, Financial Markets, Finance, Asset Management, Financial Analysis, Financial Services, Trading, Capital Markets, Due Diligence, Private Equity, Banking, Risk Management, Credit, Bloomberg, Fixed Income, Securities, Alternative Investments, Relationship Management, Derivatives, Commodity
Education
Northwestern University - School of Continuing Studies 2007 — 2008
Professional Development Certificate
University of Michigan 2002 — 2005
Bachelors
Peter Cimorelli's Northwestern Mutual Investment Services Experience April 2005 - July 2009
Job Practice Manager at Papaz Financial Services
Industry Financial Services
Experience
Papaz Financial Services August 2010 - Present
TJX February 2010 - August 2010
Northwestern Mutual April 2005 - July 2009
Northwestern Mutual Investment Services April 2005 - July 2009
Lexington Insurance - AIG May 2004 - August 2005
Wells Fargo Financial September 2001 - May 2004
Sodexho Marriott September 2000 - September 2001
Education
Nichols College 1998 — 2002
BSBA, Finance
Silver Lake High School 1994 — 1998
Papaz Financial Services August 2010 - Present
TJX February 2010 - August 2010
Northwestern Mutual April 2005 - July 2009
Northwestern Mutual Investment Services April 2005 - July 2009
Lexington Insurance - AIG May 2004 - August 2005
Wells Fargo Financial September 2001 - May 2004
Sodexho Marriott September 2000 - September 2001
Education
Nichols College 1998 — 2002
BSBA, Finance
Silver Lake High School 1994 — 1998
Susanna De Vivo Patterson's Northwestern Mutual Investment Services Experience August 2004 - April 2005
Job Trust Administrator at Bank of New York Mellon
Industry Investment Management
Experience
Johnson Bank April 2014 - Present
Bank of New York Mellon September 2009 - December 2013
J.P. Morgan Private Wealth Manangement August 2006 - December 2008
Chase Insurance October 2005 - August 2006
Northwestern Mutual Investment Services August 2004 - April 2005
Northwestern Mutual April 2004 - August 2004
BNY Clearing Corp.-EVEREN Clearing Corp-Kemper Corp. November 1988 - November 2003
Skills
Finance, Strategic Planning, Training, Leadership, Portfolio Management, Investments, Project Management, Auditing, Mutual Funds, Management, Securities
Education
Milwaukee Area Technical College
Coursework, Business Administration
Università degli Studi di Roma 'La Sapienza'
Lettere Orientali, Associate
Johnson Bank April 2014 - Present
Bank of New York Mellon September 2009 - December 2013
J.P. Morgan Private Wealth Manangement August 2006 - December 2008
Chase Insurance October 2005 - August 2006
Northwestern Mutual Investment Services August 2004 - April 2005
Northwestern Mutual April 2004 - August 2004
BNY Clearing Corp.-EVEREN Clearing Corp-Kemper Corp. November 1988 - November 2003
Skills
Finance, Strategic Planning, Training, Leadership, Portfolio Management, Investments, Project Management, Auditing, Mutual Funds, Management, Securities
Education
Milwaukee Area Technical College
Coursework, Business Administration
Università degli Studi di Roma 'La Sapienza'
Lettere Orientali, Associate
Gary Rowcliffe's Northwestern Mutual Investment Services Experience August 1997 - August 2012
Job Advisor
Industry Financial Services
Experience
GBP, Inc May 1995 - Present
Capital Financial Group, LLC May 2013 - July 2014
Northwestern Mutual Wealth Management Company August 1997 - August 2012
Northwestern Mutual Investment Services August 1997 - August 2012
Northwestern Mutual Financial Network August 1981 - August 2012
Skills
Retirement Planning, Estate Planning, Investments, Disability Insurance, Life Insurance, Finance, Wealth Management, Fixed Annuities, Public Speaking, Insurance, Financial Services, Asset Allocation, Investment Advisory, Strategic Planning, Management, Leadership, Investment Strategies, Sales, Marketing, Marketing Strategy, Social Media, Private Foundations, Foundations, Employee Benefits, Strategic Financial..., Term Life Insurance, Accounting, Wealth, Customer Service, Asset Management, Fundraising, Financial Analysis, 401k, Investment Management, Small Business, Financial Planners, Long Term Care Insurance
Education
Sewanee-The University of the South 1977 — 1981
BA, Economics
Oak Ridge High School 1975 — 1977
11th & 12th
GBP, Inc May 1995 - Present
Capital Financial Group, LLC May 2013 - July 2014
Northwestern Mutual Wealth Management Company August 1997 - August 2012
Northwestern Mutual Investment Services August 1997 - August 2012
Northwestern Mutual Financial Network August 1981 - August 2012
Skills
Retirement Planning, Estate Planning, Investments, Disability Insurance, Life Insurance, Finance, Wealth Management, Fixed Annuities, Public Speaking, Insurance, Financial Services, Asset Allocation, Investment Advisory, Strategic Planning, Management, Leadership, Investment Strategies, Sales, Marketing, Marketing Strategy, Social Media, Private Foundations, Foundations, Employee Benefits, Strategic Financial..., Term Life Insurance, Accounting, Wealth, Customer Service, Asset Management, Fundraising, Financial Analysis, 401k, Investment Management, Small Business, Financial Planners, Long Term Care Insurance
Education
Sewanee-The University of the South 1977 — 1981
BA, Economics
Oak Ridge High School 1975 — 1977
11th & 12th
Santino Flores's Northwestern Mutual Investment Services Experience January 2010 - Present
Job Financial Advisor at Northwestern Mutual Investment Services
Industry Financial Services
Experience
Northwestern Mutual January 2010 - Present
Northwestern Mutual Investment Services January 2010 - Present
Skills
Community Outreach, Leadership
Education
University of Nevada-Las Vegas 2001 — 2006
Finance
Northwestern Mutual January 2010 - Present
Northwestern Mutual Investment Services January 2010 - Present
Skills
Community Outreach, Leadership
Education
University of Nevada-Las Vegas 2001 — 2006
Finance
Gina Rosselli's Northwestern Mutual Investment Services Experience October 2002 - November 2013
Job Owner of Travel By Superior Inc.
Industry Transportation/Trucking/Railroad
Experience
Harlem Children's Zone December 2013 - Present
Team RWB September 2010 - Present
Travel By Superior Inc. March 2002 - Present
Northwestern Mutual Investment Services October 2002 - November 2013
Education
Hunter College
Psychology
Harlem Children's Zone December 2013 - Present
Team RWB September 2010 - Present
Travel By Superior Inc. March 2002 - Present
Northwestern Mutual Investment Services October 2002 - November 2013
Education
Hunter College
Psychology
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY