OPPENHEIMER & COMPANY
Industry: Investment banking company
DescriptionOppenheimer Holdings is an American multinational independent investment bank and financial services company offering investment banking, financial advisory services, capital markets services, asset management, wealth management, and related products and services worldwide. AUM: $25.3 billion (2013) Headquarters: New York City, NY CEO: Albert G. Lowenthal (1985–) Subsidiaries: Oppenheimer Investments Asia Limited,
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OPPENHEIMER & COMPANY Employees
Employee
Years
Job
Industry
Jay Gintel Jay Gintel's OPPENHEIMER & COMPANY Experience January 1983 - January 1984
Job President, Gintel Financial Group, Inc.
Industry Insurance
Experience
The Gintel Financial Group, Inc. January 2009 - Present
Guardian Life Insurance / Park Avenue Securities 2004 - 2008
Northwestern Mutual 2003 - 2004
New York Life 2003 - 2004
Oppenheimer & Company January 1983 - January 1984
Skills
Fixed Annuities, Disability Insurance, Long-term Care, Health Insurance, Group Insurance, Estate Planning, Whole Life, Term Life Insurance, Insurance, Retirement, Strategic Financial..., Retirement Planning, Critical Illness, Universal Life, Buy-sell Agreements, Accident, Health Savings Accounts, Medicare, 401k, IRAs, Life Insurance, Small Business
Education
Boston University 1974 — 1977
Bachelor of Business Administration (B.B.A.), Business Administration
Alfred University 1973 — 1974
Liberal Arts
The Gintel Financial Group, Inc. January 2009 - Present
Guardian Life Insurance / Park Avenue Securities 2004 - 2008
Northwestern Mutual 2003 - 2004
New York Life 2003 - 2004
Oppenheimer & Company January 1983 - January 1984
Skills
Fixed Annuities, Disability Insurance, Long-term Care, Health Insurance, Group Insurance, Estate Planning, Whole Life, Term Life Insurance, Insurance, Retirement, Strategic Financial..., Retirement Planning, Critical Illness, Universal Life, Buy-sell Agreements, Accident, Health Savings Accounts, Medicare, 401k, IRAs, Life Insurance, Small Business
Education
Boston University 1974 — 1977
Bachelor of Business Administration (B.B.A.), Business Administration
Alfred University 1973 — 1974
Liberal Arts
Anne Ross Anne Ross's OPPENHEIMER & COMPANY Experience November 1982 - April 1985
Job Municipal Research, Compliance Professional and Consultant
Industry Research
Experience
ROOSEVELT & CROSS, INC. (R&C) (Municipal Bond Broker/Dealer) November 1992 - January 2014
JJ KENNY CO, INC. (now Standard & Poor’s) April 1989 - October 1992
MATTHEWS & WRIGHT, INC. April 1985 - March 1989
OPPENHEIMER & COMPANY November 1982 - April 1985
DILLON, READ & COMPANY (now UBS AG) April 1982 - October 1982
GOLDMAN SACHS & COMPANY October 1980 - March 1982
CONTINENTAL INSURANCE January 1979 - August 1980
BANKERS TRUST COMPANY (now DEUTSCHE BANK) June 1978 - December 1978
PORT AUTHORITY OF NEW YORK & NEW JERSEY January 1977 - June 1978
Skills
Comparative Analysis, Fixed Income, Bonds, Risk Management, Securities, Capital Markets, Bloomberg, Derivatives, Financial Modeling, Asset Management, Hedge Funds, Portfolio Management, Financial Markets, Analysis, Structured Finance, Alternative Investments, Valuation, Mutual Funds, Equities, Investments, Credit Analysis
Education
Pace University - Lubin School of Business 1976 — 1978
M.B.A., Banking & Finance
College of the Holy Cross 1972 — 1976
B.A., Economics/Political Science
ROOSEVELT & CROSS, INC. (R&C) (Municipal Bond Broker/Dealer) November 1992 - January 2014
JJ KENNY CO, INC. (now Standard & Poor’s) April 1989 - October 1992
MATTHEWS & WRIGHT, INC. April 1985 - March 1989
OPPENHEIMER & COMPANY November 1982 - April 1985
DILLON, READ & COMPANY (now UBS AG) April 1982 - October 1982
GOLDMAN SACHS & COMPANY October 1980 - March 1982
CONTINENTAL INSURANCE January 1979 - August 1980
BANKERS TRUST COMPANY (now DEUTSCHE BANK) June 1978 - December 1978
PORT AUTHORITY OF NEW YORK & NEW JERSEY January 1977 - June 1978
Skills
Comparative Analysis, Fixed Income, Bonds, Risk Management, Securities, Capital Markets, Bloomberg, Derivatives, Financial Modeling, Asset Management, Hedge Funds, Portfolio Management, Financial Markets, Analysis, Structured Finance, Alternative Investments, Valuation, Mutual Funds, Equities, Investments, Credit Analysis
Education
Pace University - Lubin School of Business 1976 — 1978
M.B.A., Banking & Finance
College of the Holy Cross 1972 — 1976
B.A., Economics/Political Science
Sherry Hartnett Sherry Hartnett's OPPENHEIMER & COMPANY Experience 1989 - 1991
Job Alternative Investment Analyst/Contractor at Wells Fargo Advisors/First Clearing Corp
Industry Financial Services
Experience
Wells Fargo Advisors/First Clearing Corp October 2012 - Present
Halak Inc./Towerhill Wealth Management August 2005 - March 2012
Morriss Holdings August 1994 - August 2005
The Whitelaw Group 1991 - 1994
Oppenheimer & Company 1989 - 1991
Skills
Human Resources, Property Management, Customer Service, Microsoft Excel, Budgets, Negotiation, Account Management, Outlook, Event Planning, Marketing, Management
Education
Southern Illinois University, Edwardsville 1978 — 1982
Bachelor's Degree, Geography, 3.5
Wells Fargo Advisors/First Clearing Corp October 2012 - Present
Halak Inc./Towerhill Wealth Management August 2005 - March 2012
Morriss Holdings August 1994 - August 2005
The Whitelaw Group 1991 - 1994
Oppenheimer & Company 1989 - 1991
Skills
Human Resources, Property Management, Customer Service, Microsoft Excel, Budgets, Negotiation, Account Management, Outlook, Event Planning, Marketing, Management
Education
Southern Illinois University, Edwardsville 1978 — 1982
Bachelor's Degree, Geography, 3.5
Brian Rall Brian Rall's OPPENHEIMER & COMPANY Experience December 1984 - August 2001
Job Tax & Benefits Consultant at Paychex
Industry Human Resources
Experience
Paychex 2012 - Present
Yellowbook360 June 2005 - March 2012
Transwestern Publishing Company October 2003 - May 2005
Oppenheimer & Company December 1984 - August 2001
Skills
Sales Management, Sales Recruitment, Sales Training, Leadership Development, Sales Mentoring, Public Speaking, Creative Event..., Online Advertising, New Media Sales, SEO & SEM, Digital Media Strategies, Directive Print..., Business Relationship..., Growing Revenue, Key Account Management, Territory Planning, Margin Enhancement, Google Analytics, Google Adwords, Google Certified, Consultative Selling, Solution Selling, Client Relationship..., Client Communication, Sales Presentations, Customer Presentations, Presentation Preparation, Online Marketing, Online Video, New Media Marketing, New Business Development, On-Page Strategies, Customer Negotiations, Advertising Sales, Direct Sales, Marketing Management, Cross Selling, Lead Generation, Team Leadership, Team Management, Writing
Education
Lewis and Clark College 1970 — 1978
Bachelor's degree, Business Administration and Management, General
University of Washington 1973 — 1974
Business Administration, Management and Operations
Paychex 2012 - Present
Yellowbook360 June 2005 - March 2012
Transwestern Publishing Company October 2003 - May 2005
Oppenheimer & Company December 1984 - August 2001
Skills
Sales Management, Sales Recruitment, Sales Training, Leadership Development, Sales Mentoring, Public Speaking, Creative Event..., Online Advertising, New Media Sales, SEO & SEM, Digital Media Strategies, Directive Print..., Business Relationship..., Growing Revenue, Key Account Management, Territory Planning, Margin Enhancement, Google Analytics, Google Adwords, Google Certified, Consultative Selling, Solution Selling, Client Relationship..., Client Communication, Sales Presentations, Customer Presentations, Presentation Preparation, Online Marketing, Online Video, New Media Marketing, New Business Development, On-Page Strategies, Customer Negotiations, Advertising Sales, Direct Sales, Marketing Management, Cross Selling, Lead Generation, Team Leadership, Team Management, Writing
Education
Lewis and Clark College 1970 — 1978
Bachelor's degree, Business Administration and Management, General
University of Washington 1973 — 1974
Business Administration, Management and Operations
Greg Farber, CIMA® AIF® Greg Farber, CIMA® AIF®'s OPPENHEIMER & COMPANY Experience July 1997 - February 2004
Job VP, Sr. Wealth Advisor at Calamos Investments
Industry Financial Services
Experience
Calamos Investments November 2014 - Present
LaSalle Street Capital Management November 2012 - October 2014
Cove Street Capital January 2012 - April 2012
Bear Stearns February 2004 - August 2009
Oppenheimer & Company July 1997 - February 2004
A.G. Edwards & Sons, Inc. April 1994 - July 1997
Rollings Communications 1989 - 1993
Skills
Alternative Investments, Series 7, Investments, Asset Allocation, Equities, Asset Management, Portfolio Management, Hedge Funds, Mutual Funds, Management, Series 63, CIMA
Education
Washington University in St. Louis - Olin Business School 1996 — 1999
MBA, General
University of Illinois at Urbana-Champaign - College of Business 1985 — 1990
BS, Finance
Naperville North High School 1981 — 1985
HIgh school diploma, General Studies
Calamos Investments November 2014 - Present
LaSalle Street Capital Management November 2012 - October 2014
Cove Street Capital January 2012 - April 2012
Bear Stearns February 2004 - August 2009
Oppenheimer & Company July 1997 - February 2004
A.G. Edwards & Sons, Inc. April 1994 - July 1997
Rollings Communications 1989 - 1993
Skills
Alternative Investments, Series 7, Investments, Asset Allocation, Equities, Asset Management, Portfolio Management, Hedge Funds, Mutual Funds, Management, Series 63, CIMA
Education
Washington University in St. Louis - Olin Business School 1996 — 1999
MBA, General
University of Illinois at Urbana-Champaign - College of Business 1985 — 1990
BS, Finance
Naperville North High School 1981 — 1985
HIgh school diploma, General Studies
Robert Kransberger Robert Kransberger's OPPENHEIMER & COMPANY Experience May 1999 - February 2011
Job Associate Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. February 2011 - Present
Oppenheimer & Company May 1999 - February 2011
PaineWebber January 1994 - February 1999
SmithBarney September 1987 - December 1993
Education
Northern Illinois University
Bachelor of Science (B.S.), Biology/Biological Sciences, General
Ameriprise Financial Services, Inc. February 2011 - Present
Oppenheimer & Company May 1999 - February 2011
PaineWebber January 1994 - February 1999
SmithBarney September 1987 - December 1993
Education
Northern Illinois University
Bachelor of Science (B.S.), Biology/Biological Sciences, General
Elizabeth Hennessey Elizabeth Hennessey's OPPENHEIMER & COMPANY Experience 1990 - 1995
Job Facilities Coordinator at United Way for Southeastern Michigan
Industry Management Consulting
Experience
United Way for Southeastern Michigan March 2015 - Present
United Way for Southeastern Michigan September 2010 - March 2015
McKinsey & Company, Inc October 2007 - August 2010
MassMutual Retirement February 2005 - September 2007
Smith Barney February 2004 - September 2004
Blue Care Network June 2001 - October 2003
Ociter Enterprises June 2000 - April 2001
OE Systems June 2000 - April 2001
Alliance Capital Management February 1997 - January 2000
Oppenheimer & Company 1990 - 1995
Skills
Visio, Research, Outlook, Event Management, Management, Training, Event Planning, Project Management, Budgets, Lotus Notes, Microsoft Office, Public Speaking, Customer Service, Human Resources, Marketing, Fundraising, Nonprofits, Sales, Program Management, Access, Social Networking, Volunteer Management, Community Outreach, Public Relations, Leadership Development, Leadership, Social Media, PowerPoint, Team Building, Program Development, Organizational...
Education
Oakland Community College 2007 — 2008
Queens College 1985 — 1987
The Mary Louis Academy 1981 — 1985
High School
United Way for Southeastern Michigan March 2015 - Present
United Way for Southeastern Michigan September 2010 - March 2015
McKinsey & Company, Inc October 2007 - August 2010
MassMutual Retirement February 2005 - September 2007
Smith Barney February 2004 - September 2004
Blue Care Network June 2001 - October 2003
Ociter Enterprises June 2000 - April 2001
OE Systems June 2000 - April 2001
Alliance Capital Management February 1997 - January 2000
Oppenheimer & Company 1990 - 1995
Skills
Visio, Research, Outlook, Event Management, Management, Training, Event Planning, Project Management, Budgets, Lotus Notes, Microsoft Office, Public Speaking, Customer Service, Human Resources, Marketing, Fundraising, Nonprofits, Sales, Program Management, Access, Social Networking, Volunteer Management, Community Outreach, Public Relations, Leadership Development, Leadership, Social Media, PowerPoint, Team Building, Program Development, Organizational...
Education
Oakland Community College 2007 — 2008
Queens College 1985 — 1987
The Mary Louis Academy 1981 — 1985
High School
Carlos Rodriguez, CFA Carlos Rodriguez, CFA's OPPENHEIMER & COMPANY Experience May 1990 - June 1990
Job Managing Principal at Broad Brook Financial LLC
Industry Financial Services
Experience
BROAD BROOK FINANCIAL LLC July 2013 - Present
HARTFORD INVESTMENT MANAGEMENT COMPANY 2008 - 2012
BANK OF TOKYO-MITSUBISHI UFJ TRUST COMPANY 2005 - 2008
SUMITOMO MITSUI BANKING CORPORATION 2004 - 2005
DEUTSCHE POSTBANK 1998 - 2002
HORIZON MANUFACTURING CORPORATION 1997 - 1998
NATIONSBANK CORPORATION 1995 - 1997
XEROX CORPORATION 1991 - 1995
OPPENHEIMER & COMPANY May 1990 - June 1990
LONDON STOCK EXCHANGE January 1990 - May 1990
Education
University of Rochester - Simon Business School 1992 — 1995
Master of Business Administration (MBA), Finance
Washington University in St. Louis 1987 — 1991
Bachelor of Science (BS), Business Administration / Finance
BROAD BROOK FINANCIAL LLC July 2013 - Present
HARTFORD INVESTMENT MANAGEMENT COMPANY 2008 - 2012
BANK OF TOKYO-MITSUBISHI UFJ TRUST COMPANY 2005 - 2008
SUMITOMO MITSUI BANKING CORPORATION 2004 - 2005
DEUTSCHE POSTBANK 1998 - 2002
HORIZON MANUFACTURING CORPORATION 1997 - 1998
NATIONSBANK CORPORATION 1995 - 1997
XEROX CORPORATION 1991 - 1995
OPPENHEIMER & COMPANY May 1990 - June 1990
LONDON STOCK EXCHANGE January 1990 - May 1990
Education
University of Rochester - Simon Business School 1992 — 1995
Master of Business Administration (MBA), Finance
Washington University in St. Louis 1987 — 1991
Bachelor of Science (BS), Business Administration / Finance
Evan Rothstien's OPPENHEIMER & COMPANY Experience December 2009 - January 2010
Job Computer Science Major at Tufts University
Industry Computer Software
Experience
BigBuzz Marketing Group July 2012 - August 2012
Brookhaven National Laboratory June 2011 - August 2011
Oppenheimer & Company December 2009 - January 2010
Laurel Hill Summer Camp June 2009 - August 2009
American Jui-Jitsu January 2006 - August 2009
Skills
Python, Algorithms, Salesforce.com, C++, C, HTML, JavaScript, CSS, PHP, Ruby on Rails
Education
Tufts University 2009 — 2013
Bachelor of Science, Computer Science
BigBuzz Marketing Group July 2012 - August 2012
Brookhaven National Laboratory June 2011 - August 2011
Oppenheimer & Company December 2009 - January 2010
Laurel Hill Summer Camp June 2009 - August 2009
American Jui-Jitsu January 2006 - August 2009
Skills
Python, Algorithms, Salesforce.com, C++, C, HTML, JavaScript, CSS, PHP, Ruby on Rails
Education
Tufts University 2009 — 2013
Bachelor of Science, Computer Science
Louis Miranda's OPPENHEIMER & COMPANY Experience June 2013 - August 2013
Job Student at Providence College
Industry Financial Services
Experience
Providence College Student Managed Investment Fund January 2014 - Present
Jarden Corporation September 2012 - March 2014
Oppenheimer & Company June 2013 - August 2013
Skills
Thompson One, Bloomberg Terminal, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Online Research, CapitalIQ, Social Media
Education
Providence College
Bachelor of Science (B.S.) Cum Laude, Finance, General
Bay Shore High School 2006 — 2010
High School/Secondary Diplomas and Certificates
Providence College Student Managed Investment Fund January 2014 - Present
Jarden Corporation September 2012 - March 2014
Oppenheimer & Company June 2013 - August 2013
Skills
Thompson One, Bloomberg Terminal, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Online Research, CapitalIQ, Social Media
Education
Providence College
Bachelor of Science (B.S.) Cum Laude, Finance, General
Bay Shore High School 2006 — 2010
High School/Secondary Diplomas and Certificates
Gregory Lantz's OPPENHEIMER & COMPANY Experience September 2009 - October 2010
Job EventDriven Strategist at CRT Capital Group
Industry Financial Services
Experience
CRT Capital Group September 2013 - Present
BNP Paribas November 2010 - August 2013
Oppenheimer & Company September 2009 - October 2010
Aristeia Capital June 2008 - December 2008
RockView Capital March 2006 - December 2007
Severn River Capital June 2004 - December 2005
Tribeca Investments July 2000 - June 2004
Arthur Andersen 1999 - 2000
Peterson Consulting June 1993 - May 1997
Skills
Special Situations, Recapitalizations, Equities, Hedge Funds, Trading, Risk Arbitrage, Distressed Debt, Portfolio Management, Investments, Event Driven, Arbitrage, Alternative Investments, Valuation, Equity Valuation, Proprietary Trading, Investment Management, Value Investing, Series 7, Equity Trading, Trading Strategies
Education
University of Maryland - Robert H. Smith School of Business 1998 — 2000
Masters of Business Administration, Finance
William & Mary 1989 — 1993
Bachelor of Business Administration, Accounting
Boise High 1986 — 1989
CRT Capital Group September 2013 - Present
BNP Paribas November 2010 - August 2013
Oppenheimer & Company September 2009 - October 2010
Aristeia Capital June 2008 - December 2008
RockView Capital March 2006 - December 2007
Severn River Capital June 2004 - December 2005
Tribeca Investments July 2000 - June 2004
Arthur Andersen 1999 - 2000
Peterson Consulting June 1993 - May 1997
Skills
Special Situations, Recapitalizations, Equities, Hedge Funds, Trading, Risk Arbitrage, Distressed Debt, Portfolio Management, Investments, Event Driven, Arbitrage, Alternative Investments, Valuation, Equity Valuation, Proprietary Trading, Investment Management, Value Investing, Series 7, Equity Trading, Trading Strategies
Education
University of Maryland - Robert H. Smith School of Business 1998 — 2000
Masters of Business Administration, Finance
William & Mary 1989 — 1993
Bachelor of Business Administration, Accounting
Boise High 1986 — 1989
Mark Phillips Mark Phillips's OPPENHEIMER & COMPANY Experience 1994 - 1996
Job Author, Business Leader, Economist ReinventingCommunication.com
Industry Information Technology and Services
Experience
Lawrence Technological University December 2014 - Present
Gower Publishing November 2012 - Present
Vertabase Project Management Software 1997 - Present
Oppenheimer & Company 1994 - 1996
Morgan Stanley & Co. 1992 - 1994
Skills
Strategic Thinking, Managerial Finance, Project Management, Economics, Sales Management, Start-ups, Management Consulting, Data Warehousing, Projects, Sales, Entrepreneurship, Strategy, Proposal Writing, Public Speaking, Business Strategy, Leadership, Program Management, Consulting, Project Planning, Business Process..., Business Development, Business Planning, Executive Management, CRM, Strategic Partnerships, Enterprise Software, SaaS, Management, Cloud Computing, Strategic Planning, Communication, Project management
Education
University of Michigan 1991 — 1992
M.Sc., Applied Economics
The London School of Economics and Political Science (LSE) 1989 — 1991
B.Sc. [Econ], Philosophy and Economics
Lawrence Technological University December 2014 - Present
Gower Publishing November 2012 - Present
Vertabase Project Management Software 1997 - Present
Oppenheimer & Company 1994 - 1996
Morgan Stanley & Co. 1992 - 1994
Skills
Strategic Thinking, Managerial Finance, Project Management, Economics, Sales Management, Start-ups, Management Consulting, Data Warehousing, Projects, Sales, Entrepreneurship, Strategy, Proposal Writing, Public Speaking, Business Strategy, Leadership, Program Management, Consulting, Project Planning, Business Process..., Business Development, Business Planning, Executive Management, CRM, Strategic Partnerships, Enterprise Software, SaaS, Management, Cloud Computing, Strategic Planning, Communication, Project management
Education
University of Michigan 1991 — 1992
M.Sc., Applied Economics
The London School of Economics and Political Science (LSE) 1989 — 1991
B.Sc. [Econ], Philosophy and Economics
Tammara Smith Tammara Smith's OPPENHEIMER & COMPANY Experience February 1997 - May 1998
Job Vice President at BDLife212
Industry Insurance
Experience
BDLife212 October 2013 - Present
American General May 1999 - October 2013
Houston Advantage Insurance Brokerage May 1998 - May 1999
Oppenheimer & Company February 1997 - May 1998
Advantage Capital Corporation February 1985 - December 1996
Skills
Annuities, Estate Planning, Risk, Accident, Term Life Insurance, Universal Life Insurance, Index Life Insurance, Fixed Annuities, Universal Life, Sales, Sales Operations, Leadership, Training, Sales Management, Financial Risk, Long-term Care, Management, Life Insurance, Marketing, Insurance, Retirement Planning, Financial Planning, Retirement, Strategy, Whole Life, Brokers, Risk Management, Relationship Management, Marketing Strategy, Strategic Planning
Education
Rice University 2010 — 2011
CFP, Financial Planning and Services in all areas of Finance
University of Phoenix 2006 — 2009
Finance, Finance
University of Houston 1986 — 1990
Pharmacy
BDLife212 October 2013 - Present
American General May 1999 - October 2013
Houston Advantage Insurance Brokerage May 1998 - May 1999
Oppenheimer & Company February 1997 - May 1998
Advantage Capital Corporation February 1985 - December 1996
Skills
Annuities, Estate Planning, Risk, Accident, Term Life Insurance, Universal Life Insurance, Index Life Insurance, Fixed Annuities, Universal Life, Sales, Sales Operations, Leadership, Training, Sales Management, Financial Risk, Long-term Care, Management, Life Insurance, Marketing, Insurance, Retirement Planning, Financial Planning, Retirement, Strategy, Whole Life, Brokers, Risk Management, Relationship Management, Marketing Strategy, Strategic Planning
Education
Rice University 2010 — 2011
CFP, Financial Planning and Services in all areas of Finance
University of Phoenix 2006 — 2009
Finance, Finance
University of Houston 1986 — 1990
Pharmacy
Allison Rail Allison Rail's OPPENHEIMER & COMPANY Experience July 2007 - October 2008
Job .
Industry Financial Services
Experience
Abalon Exterminating June 2013 - August 2014
Alpari U.S August 2010 - November 2012
Pershing LLC December 2008 - January 2010
Oppenheimer & Company July 2007 - October 2008
Skills
Microsoft Excel, Microsoft Word, Banking, Bloomberg, Microsoft Office, Access, Account Reconciliation, Accounting, Administrative..., Customer Service, Data Analysis, Financial Markets, Financial Services, Management, Marketing, Outlook, PowerPoint, Risk Management, Research, Sales, Training, Asset Management, Human Resources, Budgets
Education
Iona College 2003 — 2007
Bachelor's degree, Criminal Justice/Law Enforcement Administration
Iona College
Bachelor of Arts and Science, Criminal Justice
Abalon Exterminating June 2013 - August 2014
Alpari U.S August 2010 - November 2012
Pershing LLC December 2008 - January 2010
Oppenheimer & Company July 2007 - October 2008
Skills
Microsoft Excel, Microsoft Word, Banking, Bloomberg, Microsoft Office, Access, Account Reconciliation, Accounting, Administrative..., Customer Service, Data Analysis, Financial Markets, Financial Services, Management, Marketing, Outlook, PowerPoint, Risk Management, Research, Sales, Training, Asset Management, Human Resources, Budgets
Education
Iona College 2003 — 2007
Bachelor's degree, Criminal Justice/Law Enforcement Administration
Iona College
Bachelor of Arts and Science, Criminal Justice
Paul Ellebrecht's OPPENHEIMER & COMPANY Experience June 2007 - August 2007
Job Senior Consultant Business Analytics and Strategy at IBM Global Business Services
Industry Information Technology and Services
Experience
IBM Global Business Services January 2015 - Present
IBM Global Business Services February 2013 - January 2015
US Bank June 2012 - August 2012
JIBE May 2011 - July 2011
Oppenheimer & Company June 2007 - August 2007
Skills
Python, HTML, JavaScript, Strategy, Cloud Computing, Leadership, Microsoft Office, Microsoft Excel, PowerPoint, Analytics, Project Management, Consulting
Education
University of Michigan - School of Information 2011 — 2012
MSI
Carleton College 2006 — 2010
Bachelor of Arts
Cambridge University 2008 — 2008
IBM Global Business Services January 2015 - Present
IBM Global Business Services February 2013 - January 2015
US Bank June 2012 - August 2012
JIBE May 2011 - July 2011
Oppenheimer & Company June 2007 - August 2007
Skills
Python, HTML, JavaScript, Strategy, Cloud Computing, Leadership, Microsoft Office, Microsoft Excel, PowerPoint, Analytics, Project Management, Consulting
Education
University of Michigan - School of Information 2011 — 2012
MSI
Carleton College 2006 — 2010
Bachelor of Arts
Cambridge University 2008 — 2008
ali dada ali dada's OPPENHEIMER & COMPANY Experience April 1987 - April 1993
Job Financial Services Professional currently working as a full time consultant. Always open to change.
Industry Financial Services
Experience
Linium Resources May 2015 - Present
Broadridge Financial Solutions January 2011 - March 2013
Nomura Securities International January 2005 - November 2010
ING Financial Markets LLC May 1997 - December 2004
Newbridge Securities April 1993 - May 1997
Oppenheimer & Company April 1987 - April 1993
The Bank of NewYork November 1986 - April 1987
Skills
Securities, Account Reconciliation, Equities, Back Office, Financial Risk, Outsourcing, Internal Controls, Finance, Internal Audit, Prime Brokerage, Software Documentation, Fixed Income, Settlement, Management, Business Analysis, Middle Office, Business Requirements, Capital Markets, Derivatives
Education
St. John's University 1981 — 1985
Bachelor's degree, Political Science and Government
Saint John's University
Bachelors of Arts, Political Science
Linium Resources May 2015 - Present
Broadridge Financial Solutions January 2011 - March 2013
Nomura Securities International January 2005 - November 2010
ING Financial Markets LLC May 1997 - December 2004
Newbridge Securities April 1993 - May 1997
Oppenheimer & Company April 1987 - April 1993
The Bank of NewYork November 1986 - April 1987
Skills
Securities, Account Reconciliation, Equities, Back Office, Financial Risk, Outsourcing, Internal Controls, Finance, Internal Audit, Prime Brokerage, Software Documentation, Fixed Income, Settlement, Management, Business Analysis, Middle Office, Business Requirements, Capital Markets, Derivatives
Education
St. John's University 1981 — 1985
Bachelor's degree, Political Science and Government
Saint John's University
Bachelors of Arts, Political Science
Gene Small Gene Small's OPPENHEIMER & COMPANY Experience September 1989 - May 1999
Job Principal
Industry Law Practice
Experience
Small Calvo Attorneys at Law February 2014 - Present
Gibbons December 2008 - April 2011
Bear Stearns 2006 - 2008
First Union Securities August 2000 - December 2001
Oppenheimer & Company September 1989 - May 1999
Shearson Lehman Brothers January 1987 - September 1989
Bower & Gardner September 1985 - January 1987
Manhattan District Attorney's Office September 1982 - September 1985
Education
New England School of Law
Small Calvo Attorneys at Law February 2014 - Present
Gibbons December 2008 - April 2011
Bear Stearns 2006 - 2008
First Union Securities August 2000 - December 2001
Oppenheimer & Company September 1989 - May 1999
Shearson Lehman Brothers January 1987 - September 1989
Bower & Gardner September 1985 - January 1987
Manhattan District Attorney's Office September 1982 - September 1985
Education
New England School of Law
William Swalm's OPPENHEIMER & COMPANY Experience January 1995 - October 1998
Job Marketing, Communications, IR, PR, Capital Markets, Sales, Banking. Rubenstein Ass.; Lehman; Oppenheimer; GE Capital
Industry Capital Markets
Experience
Rubenstein Associates March 2002 - Present
Lehman Brothers October 1998 - March 2002
Oppenheimer & Company January 1995 - October 1998
General Electric Capital June 1993 - January 1995
Skills
Sales, Investment Banking, Financial Services, Marketing, Capital Markets, Management, Asset Management, Portfolio Management, Strategic Planning, Equities, Valuation, Private Equity, Corporate Finance, Hedge Funds, Alternative Investments, Investments, Financial Markets, Wealth Management, Private Banking, Venture Capital, Securities, Securitization, Asset Allocation, Private Placements, Buy-side, Investor Relations, Capital, Asset, Banking, Mutual Funds, Communications, Entrepreneur, government, diplomat, statesman
Education
University of Pennsylvania
MBA from The Wharton School; Bachelor of Arts BA, Summa cum laude Phi Beta Kappa, Philosophy Political Science, Minor in Bioengineering
Wharton School, University of Pennsylvania
Master of Business Administration MBA, Marketing, Management and Finance
Rubenstein Associates March 2002 - Present
Lehman Brothers October 1998 - March 2002
Oppenheimer & Company January 1995 - October 1998
General Electric Capital June 1993 - January 1995
Skills
Sales, Investment Banking, Financial Services, Marketing, Capital Markets, Management, Asset Management, Portfolio Management, Strategic Planning, Equities, Valuation, Private Equity, Corporate Finance, Hedge Funds, Alternative Investments, Investments, Financial Markets, Wealth Management, Private Banking, Venture Capital, Securities, Securitization, Asset Allocation, Private Placements, Buy-side, Investor Relations, Capital, Asset, Banking, Mutual Funds, Communications, Entrepreneur, government, diplomat, statesman
Education
University of Pennsylvania
MBA from The Wharton School; Bachelor of Arts BA, Summa cum laude Phi Beta Kappa, Philosophy Political Science, Minor in Bioengineering
Wharton School, University of Pennsylvania
Master of Business Administration MBA, Marketing, Management and Finance
Gibson Stephen Gibson Stephen's OPPENHEIMER & COMPANY Experience June 1990 - June 1995
Job Secondary Mathematics Teacher Masters Level at Charlotte Mecklenburg Schools
Industry Education Management
Experience
Charlotte Mecklenburg Schools August 2002 - Present
Executive Recruiters September 1997 - Present
Oppenheimer & Company June 1990 - June 1995
Lehman Brothers March 1987 - June 1990
Skills
Writer, Coach, Radio Broadcasting
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1977 — 1979
MS, Business Adminstration
Duke University 1971 — 1974
Bachelors, Economics
Charlotte Mecklenburg Schools August 2002 - Present
Executive Recruiters September 1997 - Present
Oppenheimer & Company June 1990 - June 1995
Lehman Brothers March 1987 - June 1990
Skills
Writer, Coach, Radio Broadcasting
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1977 — 1979
MS, Business Adminstration
Duke University 1971 — 1974
Bachelors, Economics
Danielle S. Diamond-Casey Danielle S. Diamond-Casey's OPPENHEIMER & COMPANY Experience June 2008 - August 2008
Job Financial Analyst
Industry Real Estate
Experience
WinnCompanies April 2011 - May 2013
WinnCompanies January 2011 - March 2011
UMass Memorial Medical Center November 2010 - December 2010
Priority Payment Systems September 2009 - August 2010
Unitarian Universalist Congregation of Atlanta August 2005 - December 2009
Oppenheimer & Company June 2008 - August 2008
UMass Memorial Medical Center June 2007 - August 2007
Skills
Customer Service, Sales, Team Building, Online Advertising, Accounting, Microsoft Excel, Project Planning, Finance, Marketing, Real Estate, Business Strategy, Leadership
Education
Oglethorpe University
Bachelor's of Science, Business Administration, Communications & Rhetoric Studies, Sociology
WinnCompanies April 2011 - May 2013
WinnCompanies January 2011 - March 2011
UMass Memorial Medical Center November 2010 - December 2010
Priority Payment Systems September 2009 - August 2010
Unitarian Universalist Congregation of Atlanta August 2005 - December 2009
Oppenheimer & Company June 2008 - August 2008
UMass Memorial Medical Center June 2007 - August 2007
Skills
Customer Service, Sales, Team Building, Online Advertising, Accounting, Microsoft Excel, Project Planning, Finance, Marketing, Real Estate, Business Strategy, Leadership
Education
Oglethorpe University
Bachelor's of Science, Business Administration, Communications & Rhetoric Studies, Sociology
Steve Bigalow Steve Bigalow's OPPENHEIMER & COMPANY Experience 1983 - 1984
Job Owner, Candlestick Forum LLC
Industry Investment Management
Experience
Candlestick Forum LLC 2003 - Present
SFO Magazine 2002 - Present
Oppenheimer & Company 1983 - 1984
Cowen & Company 1981 - 1983
Kidder Peabody & Company 1976 - 1981
Skills
Japanese Candlesticks, Technical Analysis, Stock Trading, Commodities, Options, Futures, Day Trading, Stock Market, Trading, Stock, Investments, Traders, Trading Strategies, Stocks, Commodity, Currency, FX, Investment Strategies, FX trading, Affiliate Relations, Joint Ventures, FX Options, Hedge Funds, Commodity Markets, Alternative Investments, Options Strategies, Brokerage, Financial Markets, Investment Banking, Risk Management, Financial Advisory, Foreign Exchange, Capital Markets, Proprietary Trading, Trading Systems, Managed Futures, Emerging Markets, Valuation, Financial Risk, Investment Management, Finance, Fundamental Analysis, Series 7, Bloomberg Terminal, Quantitative Finance, Economics, Private Equity, Investor Relations, Series 63, Capital
Education
Cornell University 1971 — 1975
B.S., Business and Economics
Candlestick Forum LLC 2003 - Present
SFO Magazine 2002 - Present
Oppenheimer & Company 1983 - 1984
Cowen & Company 1981 - 1983
Kidder Peabody & Company 1976 - 1981
Skills
Japanese Candlesticks, Technical Analysis, Stock Trading, Commodities, Options, Futures, Day Trading, Stock Market, Trading, Stock, Investments, Traders, Trading Strategies, Stocks, Commodity, Currency, FX, Investment Strategies, FX trading, Affiliate Relations, Joint Ventures, FX Options, Hedge Funds, Commodity Markets, Alternative Investments, Options Strategies, Brokerage, Financial Markets, Investment Banking, Risk Management, Financial Advisory, Foreign Exchange, Capital Markets, Proprietary Trading, Trading Systems, Managed Futures, Emerging Markets, Valuation, Financial Risk, Investment Management, Finance, Fundamental Analysis, Series 7, Bloomberg Terminal, Quantitative Finance, Economics, Private Equity, Investor Relations, Series 63, Capital
Education
Cornell University 1971 — 1975
B.S., Business and Economics
Matthew Murzin's OPPENHEIMER & COMPANY Experience 1992 - 1994
Job Marketing, Communications & Sales Enablement for Financial, Information & Professional Services firms
Industry Financial Services
Experience
Citi 2006 - 2013
Standard & Poor's Risk Solutions 2001 - 2006
Standard & Poor's 1994 - 2001
Oppenheimer & Company 1992 - 1994
Skills
Marketing Management, Securities, Capital Markets, Customer Service, Fixed Income, Transactional Banking, Client-centric, Communications Programs, Corporate Communications, Strategic Communications, Competitive Intelligence, Sales Messaging, Sales&Marketing, Corporate Headquarters, Marketing Communications, Integrated Marketing, Integrated Marketing..., Client-focused, Relationship Marketing, Strategy, Portfolio Management, Risk Management, Marketing, Management, Marketing Strategy, Product Marketing, Segmentation, Development &..., Sales & Marketing..., Integrated..., Competitive..., Campaign Strategy..., Target Segmentation, B2B Marketing Strategy, Financial Communications, Rating Agency Relations, Internal & External..., Executive-level..., Messaging Development, Key Message Development, Executive..., Senior Management..., Content Marketing, Corporate Blogging, Corporate Social Media, Utilization Of Social..., Strategic Content..., Marketing Leadership, Marketing Transformation, Business Strategy
Education
New York University - Leonard N. Stern School of Business
MBA, Finance
State University of New York at Binghamton
BS, Economics
Citi 2006 - 2013
Standard & Poor's Risk Solutions 2001 - 2006
Standard & Poor's 1994 - 2001
Oppenheimer & Company 1992 - 1994
Skills
Marketing Management, Securities, Capital Markets, Customer Service, Fixed Income, Transactional Banking, Client-centric, Communications Programs, Corporate Communications, Strategic Communications, Competitive Intelligence, Sales Messaging, Sales&Marketing, Corporate Headquarters, Marketing Communications, Integrated Marketing, Integrated Marketing..., Client-focused, Relationship Marketing, Strategy, Portfolio Management, Risk Management, Marketing, Management, Marketing Strategy, Product Marketing, Segmentation, Development &..., Sales & Marketing..., Integrated..., Competitive..., Campaign Strategy..., Target Segmentation, B2B Marketing Strategy, Financial Communications, Rating Agency Relations, Internal & External..., Executive-level..., Messaging Development, Key Message Development, Executive..., Senior Management..., Content Marketing, Corporate Blogging, Corporate Social Media, Utilization Of Social..., Strategic Content..., Marketing Leadership, Marketing Transformation, Business Strategy
Education
New York University - Leonard N. Stern School of Business
MBA, Finance
State University of New York at Binghamton
BS, Economics
Ryan Meccarielli's OPPENHEIMER & COMPANY Experience April 2001 - April 2004
Job
Industry Management Consulting
Experience
KPMG Advisory May 2010 - Present
Arbitrage Enterprises LLC May 2007 - Present
The University of Georgia May 2009 - May 2010
FTRANS Corporation March 2007 - July 2008
AXA Equitable May 2004 - February 2007
Oppenheimer & Company April 2001 - April 2004
Skills
Financial Modeling, Financial Analysis, Business Development, Finance, Business Analysis, Strategic Planning, Management Consulting, Business Strategy, Banking, Investments, Leadership, Oracle Discoverer 10g, Toad Data Modeler, Treasury Services, Financial Advisory, Risk Management, Valuation, Corporate Finance, Due Diligence, Financial Reporting, Project Management, Strategic Financial..., Accounting, Financial Statement..., Certified Treasury..., Planview Enterprise, SWIFT payments, Business Process, Change Management, IPA
Education
University of Georgia - Terry College of Business 2009 — 2010
MBA, Management Information Systems & Corporate Finance
University of Georgia - Terry College of Business 1997 — 2001
BBA, Banking & Finance
PMI ACP Prep
PMI ACP Prep
KPMG Advisory May 2010 - Present
Arbitrage Enterprises LLC May 2007 - Present
The University of Georgia May 2009 - May 2010
FTRANS Corporation March 2007 - July 2008
AXA Equitable May 2004 - February 2007
Oppenheimer & Company April 2001 - April 2004
Skills
Financial Modeling, Financial Analysis, Business Development, Finance, Business Analysis, Strategic Planning, Management Consulting, Business Strategy, Banking, Investments, Leadership, Oracle Discoverer 10g, Toad Data Modeler, Treasury Services, Financial Advisory, Risk Management, Valuation, Corporate Finance, Due Diligence, Financial Reporting, Project Management, Strategic Financial..., Accounting, Financial Statement..., Certified Treasury..., Planview Enterprise, SWIFT payments, Business Process, Change Management, IPA
Education
University of Georgia - Terry College of Business 2009 — 2010
MBA, Management Information Systems & Corporate Finance
University of Georgia - Terry College of Business 1997 — 2001
BBA, Banking & Finance
PMI ACP Prep
PMI ACP Prep
Vinod Rathore's OPPENHEIMER & COMPANY Experience April 2009 - March 2012
Job Managing Director at StormHarbour Securities
Industry Financial Services
Experience
StormHarbour Securities June 2012 - Present
Ally Financial Inc. March 2012 - May 2012
Oppenheimer & Company April 2009 - March 2012
Washington Mutual 2004 - 2008
Credit Suisse 2000 - 2004
Nomura April 1998 - June 2000
Donaldson, Lufkin & Jenrette 2000 - 2000
Nomura Securities 1997 - 2000
Citibank, Private Bank January 1995 - December 1997
COSL August 1990 - December 1991
Skills
Fixed Income, Investment Banking, Capital Markets, Equities, Derivatives, Portfolio Management, Valuation, Trading Systems, Structured Finance, Private Equity, Credit Derivatives, Financial Structuring, Financial Modeling, Bloomberg, FX Options
Education
New York University - Leonard N. Stern School of Business 1998 — 2000
MBA, Finance
Stony Brook University 1991 — 1994
Masters, Computer Engineering
Birla Institute of Technology and Science 1985 — 1990
BE, Electrical & Electronics Engineering
Birla Institute of Technology and Science, Pilani 1985 — 1990
MSc., Chemistry
Hyderabad Public School (HPS), Begumpet 1978 — 1985
High School
StormHarbour Securities June 2012 - Present
Ally Financial Inc. March 2012 - May 2012
Oppenheimer & Company April 2009 - March 2012
Washington Mutual 2004 - 2008
Credit Suisse 2000 - 2004
Nomura April 1998 - June 2000
Donaldson, Lufkin & Jenrette 2000 - 2000
Nomura Securities 1997 - 2000
Citibank, Private Bank January 1995 - December 1997
COSL August 1990 - December 1991
Skills
Fixed Income, Investment Banking, Capital Markets, Equities, Derivatives, Portfolio Management, Valuation, Trading Systems, Structured Finance, Private Equity, Credit Derivatives, Financial Structuring, Financial Modeling, Bloomberg, FX Options
Education
New York University - Leonard N. Stern School of Business 1998 — 2000
MBA, Finance
Stony Brook University 1991 — 1994
Masters, Computer Engineering
Birla Institute of Technology and Science 1985 — 1990
BE, Electrical & Electronics Engineering
Birla Institute of Technology and Science, Pilani 1985 — 1990
MSc., Chemistry
Hyderabad Public School (HPS), Begumpet 1978 — 1985
High School
Matthew Campolettano's OPPENHEIMER & COMPANY Experience November 2007 - September 2013
Job Principal Examiner
Industry Investment Management
Experience
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
Financial Industry Regulatory Authority September 2013 - May 2015
OPPENHEIMER & COMPANY November 2007 - September 2013
Education
The Johns Hopkins University - Carey Business School 2006 — 2007
Master of Business Administration, Finance
Chaminade High School
Graduate Certificate, Financial Management
Stony Brook University
Bachelor of Arts, Psychology and Social Sciences
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
Financial Industry Regulatory Authority September 2013 - May 2015
OPPENHEIMER & COMPANY November 2007 - September 2013
Education
The Johns Hopkins University - Carey Business School 2006 — 2007
Master of Business Administration, Finance
Chaminade High School
Graduate Certificate, Financial Management
Stony Brook University
Bachelor of Arts, Psychology and Social Sciences
Joseph Ziegler's OPPENHEIMER & COMPANY Experience 1990 - 1992
Job Chief Financial Officer at Matrix Health Group
Industry Pharmaceuticals
Experience
Matrix Health Group January 2013 - Present
Novis Pharmaceuticals, LLC August 2009 - December 2012
DecoLav & Suite Simplicity May 2008 - March 2009
Jarden Corporation March 2008 - May 2008
Global Tower Partners October 2007 - February 2008
Jarden Consumer Solutions June 1998 - October 2007
The Chase Manhattan Bank 1997 - 1998
value rent-a-car 1996 - 1997
miami subs 1993 - 1996
Oppenheimer & Company 1990 - 1992
Skills
Financial Modeling, Mergers, Financial Analysis, Team Building, Forecasting, Cash Flow Forecasting, Cross-functional Team..., Key Performance..., Business Planning, Analysis, Budgets, Finance, Cash Flow, Mergers & Acquisitions, Management, Financial Reporting, Strategy, Internal Controls, Process Improvement, Sales, Executive Management, Leadership, Business Process, Corporate Finance, Cost Accounting, Strategic Planning, Competitive Analysis, Variance Analysis, Income Statement, SAP, Product Development, Contract Negotiation
Education
Florida Atlantic University 1998 — 2000
MBA, Finance
Florida Atlantic University 1991 — 1995
Bachelors, Finance
Sewanhaka High School 1987 — 1991
Matrix Health Group January 2013 - Present
Novis Pharmaceuticals, LLC August 2009 - December 2012
DecoLav & Suite Simplicity May 2008 - March 2009
Jarden Corporation March 2008 - May 2008
Global Tower Partners October 2007 - February 2008
Jarden Consumer Solutions June 1998 - October 2007
The Chase Manhattan Bank 1997 - 1998
value rent-a-car 1996 - 1997
miami subs 1993 - 1996
Oppenheimer & Company 1990 - 1992
Skills
Financial Modeling, Mergers, Financial Analysis, Team Building, Forecasting, Cash Flow Forecasting, Cross-functional Team..., Key Performance..., Business Planning, Analysis, Budgets, Finance, Cash Flow, Mergers & Acquisitions, Management, Financial Reporting, Strategy, Internal Controls, Process Improvement, Sales, Executive Management, Leadership, Business Process, Corporate Finance, Cost Accounting, Strategic Planning, Competitive Analysis, Variance Analysis, Income Statement, SAP, Product Development, Contract Negotiation
Education
Florida Atlantic University 1998 — 2000
MBA, Finance
Florida Atlantic University 1991 — 1995
Bachelors, Finance
Sewanhaka High School 1987 — 1991
Robert Waits , CAMS's OPPENHEIMER & COMPANY Experience 1984 - 1986
Job Operations Manager at The Strategic Financial Alliance
Industry Financial Services
Experience
The Strategic Financial Alliance July 2012 - Present
Self Employed September 2008 - August 2012
ETrade Financial June 2000 - August 2008
Interstate Johnson Lane 1986 - 2000
Oppenheimer & Company 1984 - 1986
A G Becker 1978 - 1984
Merrill Lynch 1972 - 1978
Skills
Series 7, Series 24, Mutual Funds, Policy, Securities, Financial Services, Risk Management, FINRA, Operations Management
Education
Minnesota School of Business 1971 — 1972
Business
Normandale Community College 1970 — 1971
Education
The Strategic Financial Alliance July 2012 - Present
Self Employed September 2008 - August 2012
ETrade Financial June 2000 - August 2008
Interstate Johnson Lane 1986 - 2000
Oppenheimer & Company 1984 - 1986
A G Becker 1978 - 1984
Merrill Lynch 1972 - 1978
Skills
Series 7, Series 24, Mutual Funds, Policy, Securities, Financial Services, Risk Management, FINRA, Operations Management
Education
Minnesota School of Business 1971 — 1972
Business
Normandale Community College 1970 — 1971
Education
Jeff Wilkes's OPPENHEIMER & COMPANY Experience 1989 - 1995
Job securities analysthigh yield and investment grade/private investor
Industry Investment Management
Experience
Park Capital Securities 2002 - 2003
Laidlaw Global Securities Inc. 1997 - 2002
CS First Boston 1995 - 1997
Oppenheimer & Company 1989 - 1995
Skills
Fixed Income, Investments, Portfolios, High Yield, Credit, Credit Rating
Education
Baruch College, City University of New York (CUNY) 1968 — 1974
MBA, finance, investments
Binghamton University 1963 — 1967
BA, business, accounting, economics
Park Capital Securities 2002 - 2003
Laidlaw Global Securities Inc. 1997 - 2002
CS First Boston 1995 - 1997
Oppenheimer & Company 1989 - 1995
Skills
Fixed Income, Investments, Portfolios, High Yield, Credit, Credit Rating
Education
Baruch College, City University of New York (CUNY) 1968 — 1974
MBA, finance, investments
Binghamton University 1963 — 1967
BA, business, accounting, economics
James Vail's OPPENHEIMER & COMPANY Experience January 1982 - January 1985
Job Managing Director and Founder at Arcadia Advisors
Industry Mining & Metals
Experience
Arcadia Advisors LLC October 2013 - Present
Coleman Research Group October 2011 - Present
ING Investment Management April 1991 - February 2009
ING Investment Management January 2001 - January 2009
Lexington Management Corporation January 1991 - January 2001
Beacon Trust Company January 1990 - January 1991
Fleming January 1985 - January 1990
Oppenheimer & Company January 1982 - January 1985
Skills
Mutual Funds, Investments, Hedge Funds, Equity Research, Equities, Asset Managment, Fixed Income, Financial Markets, Bloomberg, Portfolio Management, Trading, Derivatives, Series 7, Capital Markets, Securities, Wealth Management, Alternative Investments, Investment Management, Investment Strategies, Financial Modeling, Strategy, Emerging Markets
Education
Seton Hall University 1972 — 1976
MBA, Finance
Saint Peter's University 1963 — 1968
BS, Marketing
Institute of Charted Financial Analysts
CFA, Accounting and Finance
Arcadia Advisors LLC October 2013 - Present
Coleman Research Group October 2011 - Present
ING Investment Management April 1991 - February 2009
ING Investment Management January 2001 - January 2009
Lexington Management Corporation January 1991 - January 2001
Beacon Trust Company January 1990 - January 1991
Fleming January 1985 - January 1990
Oppenheimer & Company January 1982 - January 1985
Skills
Mutual Funds, Investments, Hedge Funds, Equity Research, Equities, Asset Managment, Fixed Income, Financial Markets, Bloomberg, Portfolio Management, Trading, Derivatives, Series 7, Capital Markets, Securities, Wealth Management, Alternative Investments, Investment Management, Investment Strategies, Financial Modeling, Strategy, Emerging Markets
Education
Seton Hall University 1972 — 1976
MBA, Finance
Saint Peter's University 1963 — 1968
BS, Marketing
Institute of Charted Financial Analysts
CFA, Accounting and Finance
Bob Hodgson's OPPENHEIMER & COMPANY Experience 1985 - 1990
Job Portfolio Manager for Mariner Lenus at Mariner Investment Group
Industry Financial Services
Experience
Mariner Investment Group February 2014 - Present
Lenus Capital Partners, LLC January 2012 - January 2014
BlackRock 1997 - 2011
United States Trust Company, NY 1995 - 1997
Cowen & Company 1990 - 1995
Oppenheimer & Company 1985 - 1990
Lehman Brothers 1982 - 1985
Pfizer, Inc 1981 - 1982
American Optical Corp. (Division of Warner Lambert) 1979 - 1981
Skills
Investments, Hedge Funds, Equity Research, Valuation, Asset Management, Mutual Funds, Equities, Portfolio Management, Series 7, Investment Banking, Trading, Fixed Income, Investment Management, Investment Strategies, Equity Valuation, Bloomberg, Capital Markets, Asset Allocation, Alternative Investments, Private Equity, Emerging Markets, Wealth Management, Derivatives, Due Diligence, Options, Securities, Financial Markets, Fund Of Funds, Financial Modeling, Investment Advisory, Finance, Electronic Trading, Trading Strategies
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1977 — 1979
MBA, Business
University of North Carolina at Chapel Hill 1969 — 1973
Bachelor of Science (B.S.), Geology
Mariner Investment Group February 2014 - Present
Lenus Capital Partners, LLC January 2012 - January 2014
BlackRock 1997 - 2011
United States Trust Company, NY 1995 - 1997
Cowen & Company 1990 - 1995
Oppenheimer & Company 1985 - 1990
Lehman Brothers 1982 - 1985
Pfizer, Inc 1981 - 1982
American Optical Corp. (Division of Warner Lambert) 1979 - 1981
Skills
Investments, Hedge Funds, Equity Research, Valuation, Asset Management, Mutual Funds, Equities, Portfolio Management, Series 7, Investment Banking, Trading, Fixed Income, Investment Management, Investment Strategies, Equity Valuation, Bloomberg, Capital Markets, Asset Allocation, Alternative Investments, Private Equity, Emerging Markets, Wealth Management, Derivatives, Due Diligence, Options, Securities, Financial Markets, Fund Of Funds, Financial Modeling, Investment Advisory, Finance, Electronic Trading, Trading Strategies
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1977 — 1979
MBA, Business
University of North Carolina at Chapel Hill 1969 — 1973
Bachelor of Science (B.S.), Geology
Theresa Woolverton, MBA,CFA's OPPENHEIMER & COMPANY Experience 1984 - 1986
Job Financial Services Professional
Industry Financial Services
Experience
Mitchell Hutchins Asset Management (Paine Webber) 1986 - 1988
Oppenheimer & Company 1984 - 1986
Chemical Bank 1979 - 1984
Skills
Fundraising, Nonprofits, Event Planning, Public Speaking, Event Management, Volunteer Management, Strategic Planning, Microsoft Office, Research, Community Outreach, High Organizational..., Strategic Communications, Networking, Project Planning, Writing, Creative Problem Solving, Great Motivator, Team Building, Intellectually Curious, Energetic team player, Energetic Self-Starter, Learning Quickly, Flexibility, Highly Ambitious, Career Counseling
Education
Chartered Financial Analyst 1990 — 1992
CFA Charterholder
NYU Stern School of Business 1983 — 1986
Master of Business Administration (MBA), Finance (financial markets), Graduated with Honors
Barnard College 1975 — 1979
Bachelor of Arts (BA), English Major, Economics Minor
Mitchell Hutchins Asset Management (Paine Webber) 1986 - 1988
Oppenheimer & Company 1984 - 1986
Chemical Bank 1979 - 1984
Skills
Fundraising, Nonprofits, Event Planning, Public Speaking, Event Management, Volunteer Management, Strategic Planning, Microsoft Office, Research, Community Outreach, High Organizational..., Strategic Communications, Networking, Project Planning, Writing, Creative Problem Solving, Great Motivator, Team Building, Intellectually Curious, Energetic team player, Energetic Self-Starter, Learning Quickly, Flexibility, Highly Ambitious, Career Counseling
Education
Chartered Financial Analyst 1990 — 1992
CFA Charterholder
NYU Stern School of Business 1983 — 1986
Master of Business Administration (MBA), Finance (financial markets), Graduated with Honors
Barnard College 1975 — 1979
Bachelor of Arts (BA), English Major, Economics Minor
David Halling's OPPENHEIMER & COMPANY Experience December 2007 - November 2013
Job Senior Wealth Management Specialist at Alaska Trust Company
Industry Financial Services
Experience
Alaska Trust Company October 2014 - Present
KeyBanc Capital Markets November 2013 - June 2014
Oppenheimer & Company December 2007 - November 2013
Key Bank June 2006 - December 2007
D.A. Davidson & Co. January 1999 - June 2006
Sutro & Company 1994 - 1996
Charles Schwab & Company 1989 - 1994
Skills
Bloomberg Terminal, Windows, Bloomberg, Investments, Fixed Income, Portfolio Management, Banking
Education
University of California, Davis 1983 — 1987
BA, Economics and Political Science
University of California, Davis 1983 — 1987
Bachelor of Arts (BA), Economics
Alaska Trust Company October 2014 - Present
KeyBanc Capital Markets November 2013 - June 2014
Oppenheimer & Company December 2007 - November 2013
Key Bank June 2006 - December 2007
D.A. Davidson & Co. January 1999 - June 2006
Sutro & Company 1994 - 1996
Charles Schwab & Company 1989 - 1994
Skills
Bloomberg Terminal, Windows, Bloomberg, Investments, Fixed Income, Portfolio Management, Banking
Education
University of California, Davis 1983 — 1987
BA, Economics and Political Science
University of California, Davis 1983 — 1987
Bachelor of Arts (BA), Economics
Anne Smith's OPPENHEIMER & COMPANY Experience January 1981 - January 1984
Job Office Manager/Executive Assistant
Industry Market Research
Experience
George Mason University March 2012 - July 2012
D3 Systems, Inc June 2006 - April 2009
Social Research Company June 2006 - April 2009
D3 Systems, Inc 2006 - 2009
T. J. Smith consulting, Inc January 1987 - January 2006
CBOE January 1985 - January 1987
New York Futures Exchange January 1984 - January 1985
Oppenheimer & Company January 1981 - January 1984
Paine Webber January 1980 - January 1981
Skills
Marketing, Press Releases, Public Relations, Event Planning, Management, Event Management, Editing
Education
Ohio Wesleyan University 1977 — 1979
Bachelor's degree, Sociology and Anthropology
Ohio Wesleyan University
B.A, Sociology/Anthropology
Colby-Sawyer College 1975 — 1977
Associate of Arts (A.A.)
George Mason University March 2012 - July 2012
D3 Systems, Inc June 2006 - April 2009
Social Research Company June 2006 - April 2009
D3 Systems, Inc 2006 - 2009
T. J. Smith consulting, Inc January 1987 - January 2006
CBOE January 1985 - January 1987
New York Futures Exchange January 1984 - January 1985
Oppenheimer & Company January 1981 - January 1984
Paine Webber January 1980 - January 1981
Skills
Marketing, Press Releases, Public Relations, Event Planning, Management, Event Management, Editing
Education
Ohio Wesleyan University 1977 — 1979
Bachelor's degree, Sociology and Anthropology
Ohio Wesleyan University
B.A, Sociology/Anthropology
Colby-Sawyer College 1975 — 1977
Associate of Arts (A.A.)
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS