Oyster Consulting, LLC

Description

Address: 200 S Wacker Dr, Chicago, IL 60606 Phone: (312) 775-0175: Website: : Place name: Hours: : : Category: : : Website: http://oysterllc.com/ Category: Financial consultant Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo.Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Oyster Consulting Posting publicly on the Web Write a review Reviews Be the first to review

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Oyster Consulting, LLC Employees

Employee
Years
Job
Industry
Dean Pelos Dean Pelos Chicago, Illinois Details
Dean Pelos's Oyster Consulting, LLC Experience November 2013 - Present
Job Director at Oyster Consulting, LLC | Compliance | Financial Services |
Industry Financial Services
Experience
Oyster Consulting, LLC   November 2013 - Present
LaSalle St. Securities  April 2009 - October 2013
Sterling Investment Services, Inc.   August 1991 - April 2009
Rose and Company Investment Brokers, Inc.   September 1986 - December 1989

Skills
Trading Strategies, Equity Trading, Financial Services, Investment Strategies, Institutional Sales, Broker-Dealer, Investments, Retail Sales Experience, Operations Management, Trade Compliance, Account Management, Management, Compliance, Stock Trading, Finance, Bond Trading, Series 7, Series 63, Equities, Hedge Funds, Mutual Funds, Options, Investment Advisory, Asset Allocation, Portfolio Management

Education
DePaul University
Bachelor of Commerce (B.Com.), Finance, General

Tim Dalton Tim Dalton San Francisco Bay Area Details
Tim Dalton's Oyster Consulting, LLC Experience July 2012 - May 2014
Job Business Development Director at ComplianceWorks, Inc
Industry Financial Services
Experience
ComplianceWorks, Inc   August 2014 - Present
Oyster Consulting, LLC   July 2012 - May 2014
Advisor Partners, LLC  December 2010 - September 2011
Merrill Lynch  June 2010 - December 2010
Multi-Funds   April 2008 - February 2009
M.S. Howells & Co.   October 2003 - September 2007
Brokerage America  September 2002 - October 2003
Credit Suisse  March 2000 - April 2002
Montgomery Securities  January 1991 - January 2000
Bank of California  January 1990 - December 1990

Skills
Mutual Funds, Asset Management, Equities, Investments, Series 7, Institutional, Wealth Management, Securities, Financial Markets, Hedge Funds, Alternative Investments, New Business Development, Fixed Income, Trading, Sales Management, Series 63, Capital Markets, ETFs, Equity Research, Separately Managed..., Wholesaling, Bloomberg, Series 66, 401k, Financial Advisory, Microsoft Office, Managed Accounts, Stocks, Wealth, Pensions, Excel, Life Settlements, Managing Accounts, Asset Managment

Education
Loyola Marymount University   1979 — 1983
BA, Communication Arts

Schiller International University   1982 — 1982
International Business

Bellarmine College Preparatory   1975 — 1979
General

Tom Skibicki Tom Skibicki Greater New York City Area Details
Tom Skibicki's Oyster Consulting, LLC Experience February 2014 - Present
Job Senior Consultant at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   February 2014 - Present
First Clearing Correspondent Services   January 1998 - December 2013
Wexford Clearing   1998 - 2004
Wexford Clearing   1998 - 2004
Wexford Clearing   1998 - 2004
Wexford Clearing   1998 - 2004
Prudential Securities  1996 - 1998
Prudential Securities  1980 - 1996

Skills
Process Improvement, Business Development, Project Management, Wealth Management, Business Relationship..., Settlement, Credit, Customer Service, Capital Markets, Microsoft Excel, Alternative Investments, FINRA, Risk Management, Middle Office, Equities, Trading, Securities, Financial Services, Mutual Funds, Asset Management, Series 7, Investments, Fixed Income, Series 63, Back Office, Portfolio Management, Series 24, CRM, Options, Bonds, Management, Derivatives

Education
City University of New York-Baruch College

Bill Reilly Bill Reilly Tallahassee, Florida Area Details
Bill Reilly's Oyster Consulting, LLC Experience December 2012 - Present
Job Associate Director at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   December 2012 - Present
Division of Securities, Office of Financial Regulation/Department of Banking and Finance   May 1986 - 2012
Division of Securities, Department of Banking and Finance   February 1984 - May 1986
Bureau of Financial Investigations, Department of Banking and Finance   April 1980 - January 1984

Skills
FINRA, Securities, Securities Regulation, SEC, Investment Advisory, Series 24, Financial Regulation, Fraud, Supervision, Registration Services, Industry Training, Sales Practices, Equities, Mutual Funds, Industry Outreach, Uniform Combined State..., Equity Trading, Branch Offices, Proactive/Reactive Exams, Home Offices, Policies and Procedures, Testimony, Alternative Investments, Broker-Dealer, Back Office, Customer Complaints, OFAC, Capital Markets, Financial Markets, Investments, Financial Crimes..., Series 65, ETFs, Compliance

Education
University of Florida   1974 — 1977
Bachelor of Arts (B.A.)

Michael T. Dorsey, Esq. Michael T. Dorsey, Esq. Greater New York City Area Details
Michael T. Dorsey, Esq.'s Oyster Consulting, LLC Experience May 2012 - October 2012
Job Chief Compliance Officer at Fixed Income Discount Advisory Company (FIDAC)
Industry Capital Markets
Experience
RCap Securities, Inc.   April 2013 - Present
Annaly Capital Management  October 2012 - Present
Fixed Income Discount Advisory Company (FIDAC)   July 2013 - August 2015
Oyster Consulting, LLC   May 2012 - October 2012
MTD Compliance Advisor LLC   March 2005 - June 2012
OTC Markets Group Inc. (f/k/a The Pink Sheets LLC)   October 2006 - March 2008
WR Capital Management  2004 - 2005
Crown Financial Group, Inc.   January 2003 - March 2004
Knight Capital Group (f/k/a Knight Trading Group, Inc.)   March 1998 - January 2003
The Prudential Insurance Company of America  June 1994 - March 1998

Skills
FINRA, Securities, Corporate Governance, Hedge Funds, Securities Regulation, Fixed Income, Trading, Asset Management, Financial Services, Broker-Dealer Compliance, Private Placements, Mutual Funds, Risk Management, Market Structure, Equities, Asset Managment, Capital Markets, Broker-Dealer, SEC, Series 7, Series 24, Alternative Investments, Compliance, Risk Management..., Regulations, Series 63, AML, Electronic Trading, Arbitration, Financial Regulation, Securities Lending, Due Diligence, Form BD, SRO Regulations, Legislation, Government, Financial Markets, Derivatives, Prime Brokerage, Regulations ATS, Regulation NMS, Investment Adviser..., Form ADV, Corporate Policies, Applicant Tracking..., Expert Witness Services, Legislative Analysis, Government Affairs, Mortgage-Backed..., Repo Market

Education
Georgetown University Law Center   1986 — 1989
LLM, Law

University of Missouri-Columbia School of Law   1981 — 1984
JD, Law

Saint Louis University   1979 — 1981
BSBA, Finance

United States Naval Academy   1977 — 1978

St. Louis University High School   1970 — 1974

Tom Newton Tom Newton Richmond, Virginia Area Details
Tom Newton's Oyster Consulting, LLC Experience July 2013 - January 2014
Job Director of Equity Trading at Thompson Davis & Co.
Industry Financial Services
Experience
Thompson Davis & Co.   January 2015 - Present
Parker + Lynch Consulting   January 2014 - January 2015
Oyster Consulting, LLC   July 2013 - January 2014
Davenport & Company LLC  February 2002 - April 2013
Branch, Cabell & Co.   2000 - 2001
Wheat First Butcher Singer  1993 - 2000
Branch, Cabell & Co.   1990 - 1993

Skills
Series 63, Series 7, Securities, Equities, Investments

Education
James Madison University   1985 — 1989
BBA

Daniel Labovitz Daniel Labovitz Greater New York City Area Details
Daniel Labovitz's Oyster Consulting, LLC Experience June 2015 - Present
Job Managing Director at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   June 2015 - Present
Solomon Schechter School of Manhattan  September 2009 - June 2015
CLC Consulting LLC   April 2014 - May 2015
MarketReg Advisors   October 2010 - April 2014
Baruch College  August 2005 - May 2011
NYSE  June 2001 - March 2010
New York Law School  August 2004 - May 2005
Inlec Communications, Inc.   June 2000 - June 2001
McDermott, Will & Emery   August 1997 - June 2000
Cadwalader, Wickersham & Taft   September 1995 - August 1997

Skills
Securities Regulation, Securities, Corporate Governance, Equities, Litigation, Derivatives, Corporate Law, Legal Research, Capital Markets, Mergers, Financial Markets, Options, Trading, Financial Regulation, Legal Writing, Public Speaking, Financial Services, Equity Trading, FINRA, Mergers & Acquisitions

Education
New York University School of Law   1992 — 1995
J.D., Law

New York University   1988 — 1992
B.A., Politics

Cheltenham High School   1984 — 1988

George Jennison George Jennison Richmond, Virginia Area Details
George Jennison's Oyster Consulting, LLC Experience 2013 - Present
Job President at Oyster Consulting
Industry Management Consulting
Experience
Oyster Consulting, LLC   2013 - Present
Wachovia Securities  1990 - 2012
Lehman Brothers  1987 - 1990
The Robinson-Humphrey Co.   1984 - 1987

Education
Duke University   1976 — 1980
B.A., Economics & Business

University of Virginia - Darden Graduate School of Business Administration   1994 — 1994
The Executive Program

Libby Hall Libby Hall Richmond, Virginia Details
Libby Hall's Oyster Consulting, LLC Experience June 2014 - Present
Job Communications Analyst at Oyster Consulting, LLC
Industry Writing and Editing
Experience
Oyster Consulting, LLC   June 2014 - Present
Self-employed  January 2012 - August 2014
Christ Church Episcopal Preschool  2003 - 2014
All Saints Episcopal Preschool   2004 - 2007
The Bermuda Publishing Company   September 1996 - August 2000
Bermuda Publishing Company   1996 - 2000
The Heritage Foundation  1994 - 1996

Skills
Fiction, Editing, Creative Writing, Blogging, Non-fiction, Freelance Writing, Books, Copywriting, Creative Non-fiction, Teaching Writing, Publishing, teaching, Marketing Communications, Press Releases, Web Content, Magazines, Novels, Proofreading, Public Speaking, Writing

Education
Randolph-Macon College
Bachelor of Arts (B.A.), English Language and Literature, General

Wroxton College, England
Shakespearean Studies

Magee, Ralph Magee, Ralph Richmond, Virginia Area Details
Magee, Ralph's Oyster Consulting, LLC Experience March 2010 - Present
Job Trading Compliance Consultant at Oyster Consulting, LLC and Owner of Virginia Tidal Rivers Guide Service
Industry Financial Services
Experience
Oyster Consulting, LLC   March 2010 - Present
Virginia Tidal Rivers Guide Service   January 2010 - Present
Wachovia Securities Financial Network  June 2008 - March 2010
Wells Fargo  June 2003 - June 2008

Skills
Series 7, Securities, Mutual Funds, Series 63, Equities, Fixed Income, Investments, Financial Services, Capital Markets, Trading, Bloomberg, FINRA, Financial Markets, Bonds, Series 65

Education
Randolph-Macon College   1992 — 1995
BA, Business/Economics

Patrick Henry High School, Ashland VA   1988 — 1991
High School Diploma

Theresa Muller Theresa Muller Richmond, Virginia Area Details
Theresa Muller's Oyster Consulting, LLC Experience March 2013 - Present
Job Compliance Consultant & Para Legal at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   March 2013 - Present
Wealthcare Capital Management  October 2010 - March 2013
Ivy Asset Management  May 2001 - May 2010
Delta Funding  March 1999 - May 2001
Astoria Federal Savings  October 1996 - December 1998

Skills
Fund Of Funds, Securities, Hedge Funds, SEC, Alternative Investments, FINRA, Paralegals, Fund Administration, Financial Services, Asset Management, Compliance, Code of Ethics, Offshore Funds, AML, Project Management, Investments, Chief Compliance Officer, Customer Service, Risk Management, Anti Money Laundering

Education
Hofstra University - School of Continuing Education   2004 — 2004
Certificate, Paralegal Studies

James Madison University   1985 — 1987
BBA, Business Management

Patrick Dennis Patrick Dennis Richmond, Virginia Area Details
Patrick Dennis's Oyster Consulting, LLC Experience August 2008 - Present
Job Founding Principal & Managing Director, Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   August 2008 - Present
Wachovia Securities, LLC  1998 - 2008
Banc One Securities Corporation  December 1996 - December 1998
U.S. Securities and Exchange Commission   June 1991 - December 1996
Cadwalader, Wickersham & Taft LLP   January 1989 - June 1991
US Securities and Exchange Commission  January 1986 - January 1989

Skills
FINRA, Securities, Securities Regulation, Investment Advisory, AML, Series 7, Capital Markets, SEC, Mutual Funds, Risk Management, Hedge Funds, Corporate Governance, Private Equity, Asset Managment, Investments, Equities, Licensing, Series 63, Due Diligence, Fixed Income, Golf Resorts, Asset Management, Golf Courses, Mergers & Acquisitions, Series 24, Investment Management, Financial Services, Alternative Investments, Corporate Finance, Wealth Management, Arbitration, Financial Markets, Options, Derivatives, ETFs

Education
University of Wisconsin-Madison   1984 — 1985
JD, Law

Rochester Institute of Technology   1973 — 1975
BS, Management

Henry Hank Sanchez Henry Hank Sanchez Greater New Orleans Area Details
Henry Hank Sanchez's Oyster Consulting, LLC Experience September 2010 - Present
Job Managing Director at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   September 2010 - Present
LPL Financial  July 2009 - July 2010
UVEST Financial Services  July 2009 - July 2010
LPL Financial  May 2006 - July 2009
TIAA-CREF  2004 - 2006
National Society of Compliance Professionals  2003 - 2006
High Mark Financial Services   January 2003 - 2004
Reed Smith LLP  2001 - December 2002
NASD  May 1993 - October 2001
Page & Bacek   1991 - 1993

Skills
Securities, Compliance, FINRA, Securities Law, Investment Advisory, Securities Regulation, Licensing, Mutual Funds, Risk Management, Arbitration, Expert Witness, Regulatory Requirements, Broker-Dealer, Enforcement Actions, SEC, Series 24, Hedge Funds, Investments, Series 7, Wealth Management, Insurance, Financial Risk, Alternative Investments, Equities, Financial Services, AML, Risk Assessment, Corporate Governance, Asset Management, ETFs, Options, Series 63, Equity Trading, Series 65, Management, Fixed Income, Regulations, KYC, Fraud, Uniform Combined State..., Due Diligence, Private Equity, Strategy, Financial Regulation, Financial Advisory, Private Placements, 401k

Education
NASD/Wharton Institute   2003 — 2006
Certified Regulatory and Compliance Professional

Georgetown University Law Center   1985 — 1988
LLM

Rutgers University School of Law - Newark   1981 — 1984
JD

Stockton University   1974 — 1977
BA

Donald Horwitz Donald Horwitz Greater Chicago Area Details
Donald Horwitz's Oyster Consulting, LLC Experience May 2015 - Present
Job Managing Director at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   May 2015 - Present
Nadex  May 2014 - March 2015
Intellectual Property Exchange International (IPXI)   2012 - May 2014
Chicago Kent College of Law  January 2012 - April 2014
Oyster Consulting, LLC   November 2011 - February 2012
Donald Horwitz Consulting, LLC   February 2011 - October 2011
One Chicago, LLC   August 2007 - February 2011
UBS  2006 - 2007
ABN AMRO  2004 - 2006
BrokerTec Futures Exchange   2001 - 2004

Skills
Derivatives, Securities, Commodities, Compliance, Risk Management, Financial Markets, Intellectual Property, Patent Litigation, Commodity, Options, Hedge Funds, Trading, Financial Services, Corporate Governance, Capital Markets, Fixed Income, Electronic Trading, Financial Analysis, Securities Regulation, Alternative Investments, Mergers & Acquisitions, Private Equity, Equities, Structured Finance, Investments, Due Diligence, Mutual Funds, Investment Banking, Venture Capital, Futures

Education
Wayne State University Law School   1969 — 1972
JD, Banking, Corporate, Finance, and Securities Law

University of Michigan   1965 — 1969
BA, History, Political Science &Economics

Abby Glascock Abby Glascock Richmond, Virginia Area Details
Abby Glascock's Oyster Consulting, LLC Experience May 2014 - Present
Job Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   May 2014 - Present
Longwood University President's Office   August 2012 - May 2013
Longwood Center for the Visual Arts  August 2011 - May 2012

Skills
Event Planning, Facebook, Social Media, Public Speaking, Fundraising, Public Relations, Social Networking, Press Releases, Student Development, Constant Contact, Community Outreach, Higher Education, Editing, Non-profits, Advertising, Social Media Marketing, Media Relations, Email Marketing, Event Management, Blogging, Financial Reporting, Financial Audits, Financial Statement..., Financial Analysis

Education
Longwood University   2009 — 2013
Bachelor of Arts (B.A.), Communication and Media Studies

Fuqua School   1994 — 2009

Fred Esposito Fred Esposito Richmond, Virginia Area Details
Fred Esposito's Oyster Consulting, LLC Experience May 2011 - Present
Job Relationship Manager at Oyster Consulting LLC.
Industry Financial Services
Experience
Oyster Consulting LLC.  May 2011 - Present
LHH  January 2005 - March 2011

Education
Quinnipiac University - School of Business

Sumita Ashrafi Sumita Ashrafi Richmond, Virginia Area Details
Sumita Ashrafi's Oyster Consulting, LLC Experience September 2009 - March 2012
Job Director & Assistant General Counsel at Capital One
Industry Capital Markets
Experience
Capital One  April 2012 - Present
Oyster Consulting, LLC   September 2009 - March 2012
ICMA-Retirement Corporation  August 2008 - April 2009
Wachovia Securities  June 2005 - July 2008
TD WATERHOUSE INVESTOR SERVICES, INC.   2001 - 2003
Laderburg Thallman   2000 - 2001
NASD Regulation  1997 - 2001

Skills
Series 7, FINRA, Equities, Securities, Series 63, Mutual Funds, Securities Regulation, Capital Markets, AML, Investment Advisory, Hedge Funds, Series 24, Trading, Asset Management, Equity Trading, Fixed Income, Trusts, Anti Money Laundering

Education
West Virginia University College of Law   1989 — 1992
Juris Doctor

Boston College   1984 — 1988
Bachelor of Arts (B.A.), Political Science

West Virginia University College of Law
Juris Doctor

MaryCatherine Wilck-Pond MaryCatherine Wilck-Pond Richmond, Virginia Area Details
MaryCatherine Wilck-Pond's Oyster Consulting, LLC Experience September 2009 - Present
Job Associate Director at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   September 2009 - Present
Wachovia Securities  1981 - 2009

Education
Longwood University   1979 — 1981
BS, Business Administration

Howard Zegelstein Howard Zegelstein Greater New York City Area Details
Howard Zegelstein's Oyster Consulting, LLC Experience 2012 - Present
Job Senior Consultant Specializing in Client / Exchange Connectivity and Order Management Systems
Industry Financial Services
Experience
Oyster Consulting, LLC   2012 - Present
UBS AG (Investment Bank)   2002 - 2010
Credit Suisse First Boston  2000 - 2002
Donaldson, Lufkin & Jenrette   1996 - 2000
Bear Stearns  1991 - 1996
Shearson Lehman Hutton  1990 - 1991
Timber Hill  1986 - 1987

Skills
Equities, Program Trading, Electronic Trading, Low Latency, Trading Systems, SDLC, Equity Trading, Prime Brokerage, Financial Services, Options, Trading, Market Data, Quantitative Finance, Middle Office, Sybase, Series 7, Exchange Connectivity, Securities, Bloomberg, Back Office, Hedge Funds, Interest Rate..., FX Options, Equity Derivatives, Derivatives, Financial Markets, Order Management, FX trading, Credit Derivatives, Fixed Income, Reference Data, Investment Banking, Series 63, Capital Markets, Risk Management, Swaps, Business Analysis, Financial Risk

Education
Rensselaer Polytechnic Institute   1988 — 1989
MBA, Concentration in MIS

Rensselaer Polytechnic Institute   1982 — 1986
BS, Computer Science

Hillcrest High School   1980 — 1982
High school diploma

Debbie Hickey Debbie Hickey Charlotte, North Carolina Details
Debbie Hickey's Oyster Consulting, LLC Experience May 2012 - September 2012
Job Chief Administrative Officer at Millennium Advisors, LLC
Industry Financial Services
Experience
Millennium Advisors, LLC   October 2012 - Present
Oyster Consulting, LLC   May 2012 - September 2012
Deborah S. Knapp CPA   January 2012 - May 2012
Seaside Vacations  November 2004 - August 2011
LPL Financial  May 2000 - January 2004
EVEREN Securities  January 1991 - January 2000
Coopers & Lybrand  September 1985 - December 1990

Skills
Real Estate, Strategic Planning, Accounting, Rentals, Management, Strategic Financial..., Financial Reporting, Financial Analysis, Executive Management, Due Diligence, Budgets, Process Improvement, Mergers, Auditing, Customer Service, Forecasting, Private Equity, Financial Planners, Series 27, 7, 63, 24, Banking, Finance, Mergers & Acquisitions

Education
Saint Mary's College   1981 — 1985
BBA, Accounting

Alentown Central Catholic HS   1978 — 1981

Shannan Layette, PMP Shannan Layette, PMP Greater Chicago Area Details
Shannan Layette, PMP's Oyster Consulting, LLC Experience April 2014 - Present
Job Consultant at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   April 2014 - Present
E.Nopi  April 2009 - September 2014
Wachovia Securties   November 1998 - September 2009
IBM/Lexmark International   1992 - 1999

Skills
Requirements Gathering, Business Analysis, CRM, Business Requirements, SDLC, Business Intelligence, Data Warehousing, Vendor Management, Software Project..., Requirements Analysis, Visio, Financial Services, PMO, Enterprise Architecture, Integration, PMP, Business Process..., SharePoint, Agile Methodologies, Project Portfolio..., Program Management, IT Strategy, Software Development, Business Process

Education
International Studies, Institute of European Studies, Denmark   1991 — 1992
International Business

University of Illinois at Urbana-Champaign   1988 — 1992
Business, Marketing

Polly Cordle Polly Cordle Richmond, Virginia Area Details
Polly Cordle's Oyster Consulting, LLC Experience May 2011 - Present
Job Communications and Training Consultant at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   May 2011 - Present
Oh the Pollybilities   November 2008 - Present
Wachovia Securities  1997 - 2008
Wells Fargo Advisors, LLC  1997 - 2008

Education
Longwood University   1991 — 1995
Bachelor of Science, Psychology

Ann M. Griffith Ann M. Griffith Washington D.C. Metro Area Details
Ann M. Griffith's Oyster Consulting, LLC Experience 2011 - Present
Job Managing Director at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   2011 - Present
IFC - International Finance Corporation  August 2010 - June 2011
FBR  July 2005 - June 2010
NASD  2002 - 2005
Credit Suisse First Boston  January 1998 - June 2002
Bankers Trust  1997 - 1997
US Securities and Exchange Commission  1991 - 1997

Skills
Compliance, Corporate Governance, Series 7, FINRA, AML, Risk Management, Hedge Funds, Capital Markets, Investment Advisory, Securities Regulation, Risk Assessment, Policy, Private Equity, Broker-Dealer, Due Diligence, Securities, SEC, Equities, Alternative Investments, Financial Services, Private Placements, Prime Brokerage, Asset Management, Mutual Funds, Series 24, Trading, Anti Money Laundering

Education
University of Illinois College of Law   1986 — 1989
J.D., Law

University of Illinois at Urbana-Champaign   1982 — 1986
B.A., English

Jeffrey Harpel Jeffrey Harpel Harrisburg, Pennsylvania Area Details
Jeffrey Harpel's Oyster Consulting, LLC Experience June 2009 - Present
Job Senior Finance / Accounting Professional to the Financial Services / Securities Brokerage Industry
Industry Financial Services
Experience
Oyster Consulting LLC  June 2009 - Present
Wells Fargo Advisors  January 2009 - May 2009
Wachovia Securities, LLC  2004 - 2009
Wachovia Securities, LLC  1998 - 2004
Wheat First Securities  1995 - 1998
Wheat First Securities  1992 - 1994
Wheat First Securities  1989 - 1992

Skills
Finance, Due Diligence, Internal Controls, Mergers & Acquisitions, Project Management, Financial Accounting, Accounts Payable, Financial Services, Financial Reporting, Accounting, Analysis, Account Reconciliation, Fixed Income, Auditing, Securities, Business Process..., Alternative Investments, Asset Management, Internal Audit, Series 63, Mutual Funds, Wealth Management, Training, Strategy, Equities, Process Improvement, Back Office, Investment Advisory, Business Analysis, Vendor Management, Management, Trading

Education
Penn State University   1971 — 1975
BS, Accounting

Gray Houghton Gray Houghton Richmond, Virginia Details
Gray Houghton's Oyster Consulting, LLC Experience January 2010 - Present
Job Senior Consultant at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   January 2010 - Present
Wachovia Securities, LLC  1990 - 2009

Skills
Banking, Business Analysis, Equities, Asset Management, FINRA, Finance, Financial Services, Investment Advisory, Investments, Mutual Funds, Portfolio Management, Process Improvement, Risk Management, Securities, Series 63, Series 7, Trading, Wealth Management

Education
Emory and Henry College   1982 — 1987
BA, History

St Christophers   1978 — 1982

Monica Atwell Monica Atwell Richmond, Virginia Area Details
Monica Atwell's Oyster Consulting, LLC Experience January 2011 - Present
Job Consultant for Oyster Consulting, LLC
Industry
Experience
Oyster Consulting, LLC   January 2011 - Present
Wachovia Securities Financial Network  March 1998 - December 2008

Skills
Series 7, Project Management, Financial Services, Securities, Vendor Management, Wealth Management, Equities, Alternative Investments, Asset Management, Business Analysis, Investments, Risk Management, Fixed Income, Options, Banking, FINRA, Mutual Funds, Portfolio Management

Education
Radford University   1992 — 1996
Bachelor of Science, Dance Education / Business Administration

Don Karnbach Don Karnbach Greater Atlanta Area Details
Don Karnbach's Oyster Consulting, LLC Experience November 2012 - April 2013
Job Processing Specialist at W. M. Corp.
Industry Financial Services
Experience
W. M. Corp.   April 2014 - Present
Oyster Consulting, LLC   November 2012 - April 2013
Wachovia Securities  2004 - 2009
Global Financial Services  May 1997 - 2009

Skills
ADP Payroll, Financial Services, Mutual Funds, Securities, Software Lifecycle, Equities, Risk Management, Back Office, Banking, Fixed Income, Asset Managment, Strategic Financial..., Investment Banking, Mortgage Lending, Retirement Planning, Trading, Investments, Alternative Investments, Wealth Management, Credit, Relationship Management, Payments, Credit Analysis, Derivatives, FINRA, Process Improvement, FX Options, Middle Office, Portfolio Management, Bloomberg, Series 63, Funding, Bonds, Financial Risk, Asset, Hedge Funds, Financial Modeling, Settlement, Account Reconciliation, Capital Markets, Business Analysis, Commercial Banking, Financial Analysis, Options, Corporate Actions, Mergers, Prime Brokerage, Recruiting, Financial Markets, Insurance

Education
City University of New York-Brooklyn College   1970 — 1972
psychology

St. Francis College   1964 — 1965
accounting

Evan Rosser Evan Rosser Washington D.C. Metro Area Details
Evan Rosser's Oyster Consulting, LLC Experience May 2013 - Present
Job Associate Director, Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting LLC  May 2013 - Present
Rosser Consulting LLC   January 2012 - May 2013
FINRA  2007 - 2010
NASD, Inc.   1986 - 2007
Folger Nolan Fleming Douglas  1985 - 1986
Evan R. Rosser & Co.   1979 - 1985

Skills
Compliance, FINRA, Securities Regulation, Investments, Litigation Support, Mutual Funds, Investment Advisory, Equities, Series 7, AML, Securities, Hedge Funds, SEC, Fraud, Financial Services

Education
Bucknell University
BA, English and history

Jenny Duncan Jenny Duncan Charlotte, North Carolina Details
Jenny Duncan's Oyster Consulting, LLC Experience March 2010 - September 2010
Job Compliance Consultant at Financial Services Firm
Industry Financial Services
Experience
Major Financial Services Firm  December 2014 - Present
Major Financial Services Firm  July 2012 - December 2014
Banyan Partners, LLC   September 2010 - October 2011
Oyster Consulting, LLC   March 2010 - September 2010
Bonds.com, Inc.   October 2008 - March 2010
1st Discount Brokerage  November 2007 - October 2008
Davenport & Company, LLC   June 2006 - November 2007
Anderson & Strudwick, Inc.   March 2004 - June 2006
Wachovia Securities Financial Network  June 2003 - February 2004
Wachovia Securities Inc.  June 2000 - October 2002

Skills
FINRA, Mutual Funds, Equities, Investment Advisory, Series 24, Series 63, Asset Managment, Fixed Income, Wealth Management, Alternative Investments, OFAC, Series 65, Trading, Series 7, Continuing Education, Investments, Compliance, AML, Securities, Options, Investment Management, Asset Management, Uniform Combined State..., Financial Risk, Brokerage, Financial Markets, Bonds, Financial Services, Capital Markets, Wealth Management..., Asset Allocation, Bloomberg, Private Equity, Retirement Planning, Finance, Risk Management, ETFs, Financial Advisory, KYC, Securities Regulation, Investment Banking, Derivatives, Anti Money Laundering, Regulatory Requirements, Compliance Management

Education
Virginia Commonwealth University - School of Business   1997 — 2000
MBA, Business

Georgia State University   1983 — 1986
MS, Counseling

Georgia State University   1980 — 1983
BS, Psychology

Jena Playfair Glownia Jena Playfair Glownia Richmond, Virginia Area Details
Jena Playfair Glownia's Oyster Consulting, LLC Experience April 2011 - Present
Job Family Office Specialist at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   April 2011 - Present
Oyster Consulting, LLC   April 2011 - Present
Buffalo Sabres  January 2005 - January 2011
M&T Bank  July 2009 - December 2010

Skills
Microsoft Excel, Microsoft Office, Securities, PowerPoint, Customer Service, Risk Management, Accounting, Time Management, Event Planning, Budgets, Banking, Investments

Education
Canisius College   2007 — 2009
Dual BS Degrees, Finance & Economics

Niagara University   2005 — 2007
NA, Accounting

Frederick Esposito Frederick Esposito Richmond, Virginia Details
Frederick Esposito's Oyster Consulting, LLC Experience May 2011 - Present
Job Relationship Manager at Oyster Consulting, LLC
Industry Financial Services
Experience
Oyster Consulting, LLC   May 2011 - Present
Lee Hecht Harrison  2005 - 2011
J.Sargeant Reynolds Community College   2003 - 2005

Skills
CLU, Chartered Life..., Insurance

Education
Perdue School of Management   1979 — 1979
ChFC Chartered Financial Consultant, Securities

Quinnipiac University   1954 — 1957
B.S., Business Administration

James T. Ritt James T. Ritt Greater Memphis Area Details
James T. Ritt's Oyster Consulting, LLC Experience April 2015 - July 2015
Job General Counsel/ Chief Compliance Officer at Wunderlich Securities, Inc.
Industry Financial Services
Experience
Wunderlich Securities, Inc.   August 2015 - Present
Oyster Consulting, LLC   April 2015 - July 2015
Sterne Agee Group, Inc.   November 2012 - August 2014
Morgan Keegan & Co., Inc.   August 1998 - September 2012
Rauscher Pierce Refsnes, Inc.   October 1991 - October 1997
J.C. Bradford & Co., Inc.   May 1985 - September 1991

Skills
FINRA, Securities Regulation, Series 7, Series 24, AML, Capital Markets, Investment Advisory, Corporate Governance, Alternative Investments, Mutual Funds, Equities, SEC, Trained Mediator

Education
The John Marshall Law School   1976 — 1979
J.D.

Providence College   1972 — 1976
BA, Political Science