PaineWebber Company
Industry: Investment banking
DescriptionPaineWebber & Co. was an American investment bank and stock brokerage firm that was acquired by the Swiss bank UBS in 2000. The company was founded in 1880 in Boston, Massachusetts, by William Alfred Paine and Wallace G. Webber. Operating with two employees, they leased premises at 48 Congress Street in May 1881. Founded: 1881 Headquarters: New York City, New York, United States Ceased operations: 2000 Successor: UBS Paine Webber, later UBS Wealth Management Founders: William A. Paine, William Alfred
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PaineWebber Employees
Employee
Years
Job
Industry
Lauren Costello Lauren Costello's PaineWebber Experience April 1992 - February 1994
Job Edelman Direct Advisor at Edelman Financial Services
Industry Financial Services
Experience
Edelman Financial Services January 2015 - Present
Charles Schwab October 2013 - January 2015
Taylor and Jordan Adventures! April 2009 - October 2013
UBS October 2005 - April 2009
UBS Financial Services March 1998 - October 2005
UBS / PaineWebber, Inc. February 1994 - March 1998
PaineWebber April 1992 - February 1994
Sargent Controls & Aerospace June 1991 - March 1992
Spa Lady June 1990 - May 1991
Skills
Financial Services, Vendor Management, Training, Project Management, Investments, CRM, Coaching, Management, Risk Management, Small Business, Human Resources, Series 7, Series 63, Series 65, Securities, Business Analysis, Sales, Mutual Funds, Wealth Management, Portfolio Management, Asset Management, Banking, Public Speaking, Retirement Planning, Asset Allocation, Alternative Investments, Strategic Financial..., Exceptional People..., Financial Advisory, Financial Planning, Equities, Fixed Income, Superior Client Service, Hands-on Training
Education
American University - Kogod School of Business
Bachelor of Science in Business Administration, International Business / Finance
Jefferson Township High School
HS Diploma
Edelman Financial Services January 2015 - Present
Charles Schwab October 2013 - January 2015
Taylor and Jordan Adventures! April 2009 - October 2013
UBS October 2005 - April 2009
UBS Financial Services March 1998 - October 2005
UBS / PaineWebber, Inc. February 1994 - March 1998
PaineWebber April 1992 - February 1994
Sargent Controls & Aerospace June 1991 - March 1992
Spa Lady June 1990 - May 1991
Skills
Financial Services, Vendor Management, Training, Project Management, Investments, CRM, Coaching, Management, Risk Management, Small Business, Human Resources, Series 7, Series 63, Series 65, Securities, Business Analysis, Sales, Mutual Funds, Wealth Management, Portfolio Management, Asset Management, Banking, Public Speaking, Retirement Planning, Asset Allocation, Alternative Investments, Strategic Financial..., Exceptional People..., Financial Advisory, Financial Planning, Equities, Fixed Income, Superior Client Service, Hands-on Training
Education
American University - Kogod School of Business
Bachelor of Science in Business Administration, International Business / Finance
Jefferson Township High School
HS Diploma
Damon Brown Damon Brown's PaineWebber Experience 2001 - 2004
Job Director, Operational Risk Management at UBS
Industry Financial Services
Experience
UBS December 2013 - Present
UBS October 2007 - December 2013
UBS 2004 - 2007
PaineWebber 2001 - 2004
J.C. Bradford & Co. 1993 - 2000
Skills
Risk Management, Project Management, Security, Management, Leadership, Business Continuity, Operational Risk, Business Analysis, Global Risk Management, Strategic & Tactical..., Staff Supervision, Global Project..., Business Function..., Employee Education, Product Development, Relationship Building, Project Reporting, Compliance, Technical Expertise, Program Management, Business Process..., Banking, Vendor Management, Information Security, Internal Audit, Enterprise Risk..., Software Documentation, Fixed Income, IT Audit, Investment Banking, IT Strategy, Sarbanes-Oxley Act, Human Resources, Risk Assessment, Project Planning, Financial Modeling, Trading Systems, Portfolio Management, Financial Risk, Operational Risk..., Executive Management, Equities, Management Consulting, Financial Services, Governance, IT Risk Management, Derivatives, Operations Management, Strategic Planning
Education
Austin Peay State University 1989 — 1992
BBA, Finance
UBS December 2013 - Present
UBS October 2007 - December 2013
UBS 2004 - 2007
PaineWebber 2001 - 2004
J.C. Bradford & Co. 1993 - 2000
Skills
Risk Management, Project Management, Security, Management, Leadership, Business Continuity, Operational Risk, Business Analysis, Global Risk Management, Strategic & Tactical..., Staff Supervision, Global Project..., Business Function..., Employee Education, Product Development, Relationship Building, Project Reporting, Compliance, Technical Expertise, Program Management, Business Process..., Banking, Vendor Management, Information Security, Internal Audit, Enterprise Risk..., Software Documentation, Fixed Income, IT Audit, Investment Banking, IT Strategy, Sarbanes-Oxley Act, Human Resources, Risk Assessment, Project Planning, Financial Modeling, Trading Systems, Portfolio Management, Financial Risk, Operational Risk..., Executive Management, Equities, Management Consulting, Financial Services, Governance, IT Risk Management, Derivatives, Operations Management, Strategic Planning
Education
Austin Peay State University 1989 — 1992
BBA, Finance
Steve Cody Steve Cody's PaineWebber Experience January 1994 - February 1997
Job Director at Societe Generale
Industry Financial Services
Experience
Societe Generale June 2013 - Present
UBS Investment Bank May 2012 - March 2013
LAMCO LLC / Lehman Brothers Holdings March 2009 - January 2012
Lehman Brothers / Barclays Capital April 2007 - February 2009
Lehman Brothers Inc. February 1997 - April 2007
PaineWebber January 1994 - February 1997
Skills
Fixed Income, Capital Markets, Prime Brokerage, Derivatives, Middle Office, Management, Interest Rate..., Bloomberg, Risk Management, Investment Banking, Swaps
Education
Baruch College, City University of New York (CUNY)
Societe Generale June 2013 - Present
UBS Investment Bank May 2012 - March 2013
LAMCO LLC / Lehman Brothers Holdings March 2009 - January 2012
Lehman Brothers / Barclays Capital April 2007 - February 2009
Lehman Brothers Inc. February 1997 - April 2007
PaineWebber January 1994 - February 1997
Skills
Fixed Income, Capital Markets, Prime Brokerage, Derivatives, Middle Office, Management, Interest Rate..., Bloomberg, Risk Management, Investment Banking, Swaps
Education
Baruch College, City University of New York (CUNY)
James Kramp James Kramp's PaineWebber Experience June 1986 - January 2001
Job Wealth Management Specialist
Industry Financial Services
Experience
Kramp Wealth Management Group of Raymond James January 2001 - Present
PaineWebber June 1986 - January 2001
Skills
Investments, Financial Advisory, Securities, Asset, Financial Analysis
Education
Baylor University - Hankamer School of Business 1975 — 1980
Master's degree
Baylor University - Hankamer School of Business
Master's degree, Business, Management, Marketing, and Finance
Kramp Wealth Management Group of Raymond James January 2001 - Present
PaineWebber June 1986 - January 2001
Skills
Investments, Financial Advisory, Securities, Asset, Financial Analysis
Education
Baylor University - Hankamer School of Business 1975 — 1980
Master's degree
Baylor University - Hankamer School of Business
Master's degree, Business, Management, Marketing, and Finance
Bill Lasoskie, CFP® Bill Lasoskie, CFP®'s PaineWebber Experience June 1990 - October 2001
Job Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management May 2005 - Present
UBS Wealth Management 2002 - 2005
UBSPaineWebber April 1999 - May 2002
PaineWebber June 1990 - October 2001
Education
Bentley College 1983 — 1985
BS, Marketing Management
Western New England College 1981 — 1983
Business Administration
Morgan Stanley Wealth Management May 2005 - Present
UBS Wealth Management 2002 - 2005
UBSPaineWebber April 1999 - May 2002
PaineWebber June 1990 - October 2001
Education
Bentley College 1983 — 1985
BS, Marketing Management
Western New England College 1981 — 1983
Business Administration
Frank Giuliano Frank Giuliano's PaineWebber Experience 1998 - 2001
Job VP, Strategy and Development at Enfield Technologies
Industry Information Technology and Services
Experience
Enfield Technologies July 2011 - Present
Recon Ventures August 2010 - Present
SpaceCurve August 2009 - July 2010
Topspin Partners March 2002 - August 2009
UBS 2001 - 2002
PaineWebber 1998 - 2001
Skills
Strategic Partnerships, Mergers, Venture Capital, Product Management, Start-ups, Strategy, Business Development, Corporate Development, Mergers & Acquisitions, Investments, Executive Management, Private Equity, Management, CRM, Finance, Entrepreneurship
Education
Babson College 1996 — 1998
The Johns Hopkins University 1992 — 1994
Enfield Technologies July 2011 - Present
Recon Ventures August 2010 - Present
SpaceCurve August 2009 - July 2010
Topspin Partners March 2002 - August 2009
UBS 2001 - 2002
PaineWebber 1998 - 2001
Skills
Strategic Partnerships, Mergers, Venture Capital, Product Management, Start-ups, Strategy, Business Development, Corporate Development, Mergers & Acquisitions, Investments, Executive Management, Private Equity, Management, CRM, Finance, Entrepreneurship
Education
Babson College 1996 — 1998
The Johns Hopkins University 1992 — 1994
Brendan Healy Brendan Healy's PaineWebber Experience June 2000 - December 2000
Job Senior Personal Banker | Fifth Third Bank
Industry Banking
Experience
Fifth Third Bank May 2014 - Present
Guerrero Howe Custom Media January 2012 - April 2014
Direct Mortgage Exchange, LLC January 2008 - December 2011
Illinois Mortgage Funding November 2006 - January 2008
Wells Fargo Financial January 2004 - October 2006
Olinger Distributing Company January 2002 - October 2003
PaineWebber June 2000 - December 2000
Skills
Cold Calling, Sales Management, Mortgage Lending, CRM, Credit, Mortgage Banking, Advertising, Training, Marketing, Leadership, B2B, Sales, Sales Operations, Recruiting, Finance, Customer Retention, Loans, Business Development, Salesforce.com, Account Management, Lead Generation, New Business Development, Direct Sales, Sales Process, Sales Presentations, Management
Education
Butler University 1998 — 2003
Bachelor's Degree, Marketing
University of Tasmania 2001 — 2001
Economics Study Abroad Program, Economics
Fenwick
Fifth Third Bank May 2014 - Present
Guerrero Howe Custom Media January 2012 - April 2014
Direct Mortgage Exchange, LLC January 2008 - December 2011
Illinois Mortgage Funding November 2006 - January 2008
Wells Fargo Financial January 2004 - October 2006
Olinger Distributing Company January 2002 - October 2003
PaineWebber June 2000 - December 2000
Skills
Cold Calling, Sales Management, Mortgage Lending, CRM, Credit, Mortgage Banking, Advertising, Training, Marketing, Leadership, B2B, Sales, Sales Operations, Recruiting, Finance, Customer Retention, Loans, Business Development, Salesforce.com, Account Management, Lead Generation, New Business Development, Direct Sales, Sales Process, Sales Presentations, Management
Education
Butler University 1998 — 2003
Bachelor's Degree, Marketing
University of Tasmania 2001 — 2001
Economics Study Abroad Program, Economics
Fenwick
Cindy Kurts, MBA Cindy Kurts, MBA's PaineWebber Experience January 1998 - January 1999
Job Diabetes Territory Manager, Medtronic Diabetes
Industry Medical Devices
Experience
Medtronic June 2014 - Present
InVentiv Health/Janssen May 2014 - June 2014
Publicis / Pfizer July 2013 - March 2014
Amylin Pharmaceuticals - (Acquired) January 2012 - October 2012
AstraZeneca January 2006 - January 2011
PaineWebber January 1998 - January 1999
Skills
Pharmaceutical Sales, Gastroenterology, Hospitals, Endocrinology, Diabetes, Cardiology, Sales, Rheumatology, Neurology, Managed Care, Business Acumen, Collaboration, Analytical Reasoning, Client Rapport, Healthcare, Medical Devices, Sales Operations, Sales Effectiveness, Selling, Hospital Sales, Sales Force Development, Product Launch, Selling Skills, Pain Management, Disposables, Cardiovascular Disease, Cold Calling, Allergy, Internal Medicine, Salesforce.com, Pharmaceutical Industry, Market Access, Psychiatry, Primary Care, Hypertension, Medical Sales, OB/GYN, Urology, Injectable, Pharmacueticals, Pharmaceutics, Sales Management, Strategic Planning
Education
University of Phoenix 2008 — 2011
MBA, Business Administration
California State University-Chico
BSBA, Business Administration
Medtronic June 2014 - Present
InVentiv Health/Janssen May 2014 - June 2014
Publicis / Pfizer July 2013 - March 2014
Amylin Pharmaceuticals - (Acquired) January 2012 - October 2012
AstraZeneca January 2006 - January 2011
PaineWebber January 1998 - January 1999
Skills
Pharmaceutical Sales, Gastroenterology, Hospitals, Endocrinology, Diabetes, Cardiology, Sales, Rheumatology, Neurology, Managed Care, Business Acumen, Collaboration, Analytical Reasoning, Client Rapport, Healthcare, Medical Devices, Sales Operations, Sales Effectiveness, Selling, Hospital Sales, Sales Force Development, Product Launch, Selling Skills, Pain Management, Disposables, Cardiovascular Disease, Cold Calling, Allergy, Internal Medicine, Salesforce.com, Pharmaceutical Industry, Market Access, Psychiatry, Primary Care, Hypertension, Medical Sales, OB/GYN, Urology, Injectable, Pharmacueticals, Pharmaceutics, Sales Management, Strategic Planning
Education
University of Phoenix 2008 — 2011
MBA, Business Administration
California State University-Chico
BSBA, Business Administration
Jon Spalding Jon Spalding's PaineWebber Experience September 1998 - September 1999
Job Insurance Agent at Jon Spalding Insurance
Industry Insurance
Experience
Jon Spalding Insurance June 2012 - Present
Glendale Insurance Agency, Inc. January 2006 - Present
Dilbeck Real Estate April 2001 - July 2011
Painewebber September 1998 - September 1999
Skills
Property & Casualty..., Insurance, Commercial Insurance, Health Insurance, Term Life Insurance, Disability Insurance, Life Insurance, Workers Compensation, Liability, Fixed Annuities, Employee Benefits, Customer Service, Sales, Retirement, Small Business
Education
Arizona State University 1995 — 1998
Liberal Arts, Sociology
La Canada High School 1988 — 1992
University of Nevada-Las Vegas
Jon Spalding Insurance June 2012 - Present
Glendale Insurance Agency, Inc. January 2006 - Present
Dilbeck Real Estate April 2001 - July 2011
Painewebber September 1998 - September 1999
Skills
Property & Casualty..., Insurance, Commercial Insurance, Health Insurance, Term Life Insurance, Disability Insurance, Life Insurance, Workers Compensation, Liability, Fixed Annuities, Employee Benefits, Customer Service, Sales, Retirement, Small Business
Education
Arizona State University 1995 — 1998
Liberal Arts, Sociology
La Canada High School 1988 — 1992
University of Nevada-Las Vegas
Michael R. Hughes Michael R. Hughes's PaineWebber Experience 1985 - 1987
Job MRH Marine Woodworking contractor
Industry Shipbuilding
Experience
MRH Marine Woodworking 2009 - Present
Derecktor Shipyards 2007 - 2009
The Building Works 1987 - 2006
PaineWebber 1985 - 1987
Merrill Lynch 1983 - 1984
Skills
Construction, Carpentry, Yachting, Renovation, Maritime, Residential Homes, New Business Development, Budgets, Supervisory Skills, CAD, Asset Management, Project Planning, Sailing, Equities, Negotiation, Sales, Real Estate, Small Business, Financial Advisory, Spreadsheets, Hazardous Waste..., PC building, Private Pilot, ship carpentry, yacht interiors, Design, Project Management, Contracts, Corporate Sales, Residential Remodeling, Office Remodeling, New Home Building, PC Repairs, Amateur Astronomy, Cloisonne Ornaments, Cabinetry, Boat, Wood, Customer Service
Education
The University of Georgia 1977 — 1982
Bachelor of Science (B.S.), Chemistry
Athens Technical College
Certified Emergency Medical Technician
Fairfield College Preparatory School 1972 — 1976
High School
MRH Marine Woodworking 2009 - Present
Derecktor Shipyards 2007 - 2009
The Building Works 1987 - 2006
PaineWebber 1985 - 1987
Merrill Lynch 1983 - 1984
Skills
Construction, Carpentry, Yachting, Renovation, Maritime, Residential Homes, New Business Development, Budgets, Supervisory Skills, CAD, Asset Management, Project Planning, Sailing, Equities, Negotiation, Sales, Real Estate, Small Business, Financial Advisory, Spreadsheets, Hazardous Waste..., PC building, Private Pilot, ship carpentry, yacht interiors, Design, Project Management, Contracts, Corporate Sales, Residential Remodeling, Office Remodeling, New Home Building, PC Repairs, Amateur Astronomy, Cloisonne Ornaments, Cabinetry, Boat, Wood, Customer Service
Education
The University of Georgia 1977 — 1982
Bachelor of Science (B.S.), Chemistry
Athens Technical College
Certified Emergency Medical Technician
Fairfield College Preparatory School 1972 — 1976
High School
Mark S. Buckman, AIF Mark S. Buckman, AIF's PaineWebber Experience 2000 - 2003
Job CoFounder, Family Investment Management L.P. *Distinctly Personalized Approach * Innovative Investment Ideas*
Industry Financial Services
Experience
Family Investment Management L.P. September 2003 - Present
PaineWebber 2000 - 2003
Morgan Stanley Dean Witter 1998 - 2000
Merrill Lynch 1994 - 1998
Prudential Securities 1991 - 1994
Skills
Investment Strategies, Retirement Planning, Alternative Investments, Risk Management, Portfolio Management, Income Strategies, Mutual Funds, Life Insurance, 401k Rollovers, 529 Plans, Global Tactical Asset..., Objectivity, Due Diligence
Education
Fi360 2011 — 2011
California State University-Chico 1981 — 1985
Bachelor of Science, Business
Family Investment Management L.P. September 2003 - Present
PaineWebber 2000 - 2003
Morgan Stanley Dean Witter 1998 - 2000
Merrill Lynch 1994 - 1998
Prudential Securities 1991 - 1994
Skills
Investment Strategies, Retirement Planning, Alternative Investments, Risk Management, Portfolio Management, Income Strategies, Mutual Funds, Life Insurance, 401k Rollovers, 529 Plans, Global Tactical Asset..., Objectivity, Due Diligence
Education
Fi360 2011 — 2011
California State University-Chico 1981 — 1985
Bachelor of Science, Business
Margaret J Schollmeyer Margaret J Schollmeyer's PaineWebber Experience 1994 - 2007
Job Financial Services Profesional
Industry Financial Services
Experience
Neuberger Berman April 2007 - September 2013
UBS Wealth Management 1994 - 2007
PaineWebber 1994 - 2007
Skills
Series 7, Series 63, Wealth Management, Series 66, Fixed Income, Series 24, Series 65, Alternative Investments, Investment Advisory, Mutual Funds, Asset Allocation, Securities, Investment Strategies, Retirement Planning, Equities, Hedge Funds, Separately Managed..., Financial Services, FINRA
Education
Baruch College, City University of New York (CUNY) 1991 — 1995
MBA, Marketing
College of the Holy Cross 1978 — 1982
BA, English
Neuberger Berman April 2007 - September 2013
UBS Wealth Management 1994 - 2007
PaineWebber 1994 - 2007
Skills
Series 7, Series 63, Wealth Management, Series 66, Fixed Income, Series 24, Series 65, Alternative Investments, Investment Advisory, Mutual Funds, Asset Allocation, Securities, Investment Strategies, Retirement Planning, Equities, Hedge Funds, Separately Managed..., Financial Services, FINRA
Education
Baruch College, City University of New York (CUNY) 1991 — 1995
MBA, Marketing
College of the Holy Cross 1978 — 1982
BA, English
David Albrecht, MBA, EA's PaineWebber Experience September 1995 - January 1999
Job Senior Controversy Manager
Industry Accounting
Experience
Anchin, Block & Anchin LLP October 2011 - Present
Anchin, Block & Anchin LLP March 2008 - October 2011
Grassi & Co. May 2006 - March 2008
IRS Criminal Division & Collection Division January 1999 - May 2006
PaineWebber September 1995 - January 1999
CVS Pharmacy June 1991 - September 1995
Skills
Project Management, Negotiation, Offers in Compromise, Sales Tax, IRS problem resolution, Tax Audit Representation, Business, Tax, Tax Advisory, Penalty Abatement, Tax Liens, Conflict Resolution, Management Consulting, Management, Analysis, Leadership, Finance, Managerial Finance, Public Speaking, Sales, Mediation, Arbitration, Alternative Dispute..., IRS, Financial Analysis, Accounting, Auditing, Microsoft Office, Microsoft Excel, PowerPoint, Time Management, Marketing, Strategic Planning, Social Media Marketing, Marketing Strategy, Entrepreneurship, Customer Service, Start-ups, Social Networking, Team Leadership, Business Strategy, Team Building, Business Planning, New Business Development, Business Development, Process Improvement, Marketing Communications, Training
Education
American InterContinental University 2002 — 2003
MBA, Management
Bryant University 1987 — 1991
BSBA, Management
Anchin, Block & Anchin LLP October 2011 - Present
Anchin, Block & Anchin LLP March 2008 - October 2011
Grassi & Co. May 2006 - March 2008
IRS Criminal Division & Collection Division January 1999 - May 2006
PaineWebber September 1995 - January 1999
CVS Pharmacy June 1991 - September 1995
Skills
Project Management, Negotiation, Offers in Compromise, Sales Tax, IRS problem resolution, Tax Audit Representation, Business, Tax, Tax Advisory, Penalty Abatement, Tax Liens, Conflict Resolution, Management Consulting, Management, Analysis, Leadership, Finance, Managerial Finance, Public Speaking, Sales, Mediation, Arbitration, Alternative Dispute..., IRS, Financial Analysis, Accounting, Auditing, Microsoft Office, Microsoft Excel, PowerPoint, Time Management, Marketing, Strategic Planning, Social Media Marketing, Marketing Strategy, Entrepreneurship, Customer Service, Start-ups, Social Networking, Team Leadership, Business Strategy, Team Building, Business Planning, New Business Development, Business Development, Process Improvement, Marketing Communications, Training
Education
American InterContinental University 2002 — 2003
MBA, Management
Bryant University 1987 — 1991
BSBA, Management
Eric Roelofs Eric Roelofs's PaineWebber Experience September 1996 - March 2000
Job IT Executive, Application Development and Support, Strategy, Process Driven, eCommerce, MBA
Industry Financial Services
Experience
Toys R Us October 2013 - Present
Express Scripts January 2011 - March 2013
Medco Health Solutions September 2008 - January 2011
UBS Wealth Management April 2000 - August 2008
PaineWebber September 1996 - March 2000
NSWC Port Hueneme July 1989 - September 1996
Skills
Application Development, SDLC, Portfolio Management, Healthcare, Project Planning, Vendor Management, Process Improvement, PBM, Budgeting, Project Portfolio..., IT Strategy, Problem Solving, Medicare Part D, Budgets, Software Development, Leadership, Building Business..., Pharmacy Benefit..., Strategy, Data Analysis, Product Management, Quality Assurance, Healthcare Information..., Management, Agile Methodologies, Integration, Project Management, Executive Management, Information Technology, IT Management, E-commerce
Education
California Lutheran University 1993 — 1996
MBA, Finance
State University of New York at Buffalo 1985 — 1989
BS, Electrical and Computer Engineering
Toys R Us October 2013 - Present
Express Scripts January 2011 - March 2013
Medco Health Solutions September 2008 - January 2011
UBS Wealth Management April 2000 - August 2008
PaineWebber September 1996 - March 2000
NSWC Port Hueneme July 1989 - September 1996
Skills
Application Development, SDLC, Portfolio Management, Healthcare, Project Planning, Vendor Management, Process Improvement, PBM, Budgeting, Project Portfolio..., IT Strategy, Problem Solving, Medicare Part D, Budgets, Software Development, Leadership, Building Business..., Pharmacy Benefit..., Strategy, Data Analysis, Product Management, Quality Assurance, Healthcare Information..., Management, Agile Methodologies, Integration, Project Management, Executive Management, Information Technology, IT Management, E-commerce
Education
California Lutheran University 1993 — 1996
MBA, Finance
State University of New York at Buffalo 1985 — 1989
BS, Electrical and Computer Engineering
Joseph C. Gerace Jr. Joseph C. Gerace Jr.'s PaineWebber Experience October 1994 - May 1995
Job Operations Manager
Industry Financial Services
Experience
Huntington Management LLC May 1995 - Present
PaineWebber October 1994 - May 1995
Kidder Peabody 1985 - October 1994
Wayne Hummer Investments 1983 - 1985
Education
Bradley University 1979 — 1983
BS, Finance
Huntington Management LLC May 1995 - Present
PaineWebber October 1994 - May 1995
Kidder Peabody 1985 - October 1994
Wayne Hummer Investments 1983 - 1985
Education
Bradley University 1979 — 1983
BS, Finance
Peter P. Canny, Jr. Peter P. Canny, Jr.'s PaineWebber Experience 1987 - 1993
Job Principal Owner, Real Estate Perspectives, LLC
Industry Real Estate
Experience
Real Estate Perspectives, LLC July 2003 - Present
Well Spring House July 2012 - Present
Leand Lease Real Estate Investments 1999 - 2002
The Codman Company 1996 - 1998
PaineWebber 1987 - 1993
AEW 1987 - 1991
WZMH Group and Jung Brannen 1978 - 1986
Skills
Real Estate Development, Real Estate, Dispositions, Real Estate Investment, Leases, Disposition
Education
University of Maryland College Park 1972 — 1976
BA, Urban Studies/Architecture
Boston Architectural College 1978 — 1981
Bachelor of Architecture (B.Arch.)
Real Estate Perspectives, LLC July 2003 - Present
Well Spring House July 2012 - Present
Leand Lease Real Estate Investments 1999 - 2002
The Codman Company 1996 - 1998
PaineWebber 1987 - 1993
AEW 1987 - 1991
WZMH Group and Jung Brannen 1978 - 1986
Skills
Real Estate Development, Real Estate, Dispositions, Real Estate Investment, Leases, Disposition
Education
University of Maryland College Park 1972 — 1976
BA, Urban Studies/Architecture
Boston Architectural College 1978 — 1981
Bachelor of Architecture (B.Arch.)
Michele Lattanzi's PaineWebber Experience 1999 - 2002
Job Shopper Marketing Professional
Industry Marketing and Advertising
Experience
Self Employed January 2013 - Present
Rand Diversified Companies, LLC 2008 - 2013
Rand Diversified Companies, LLC 2003 - 2008
PaineWebber 1999 - 2002
Trans World Marketing 1997 - 1999
Skills
New Business Development, Account Management, Sales Management, Shopper Marketing, Merchandising, Marketing, Product Development, Project Management, Retail Displays, Design Team Coordination, Retail Packaging, Consumer Products, Trade Shows, Sales, Advertising, Marketing Communications, Competitive Analysis, Marketing Strategy, Retail, Purchasing, Marketing Management, Sales Operations, Management, Business Development, Strategic Planning, Leadership, Team Building, Brand Development
Education
Bergen Community College 1994 — 1997
Associate of Science (A.S.)
Paramus High School 1990 — 1994
High School Diploma
Self Employed January 2013 - Present
Rand Diversified Companies, LLC 2008 - 2013
Rand Diversified Companies, LLC 2003 - 2008
PaineWebber 1999 - 2002
Trans World Marketing 1997 - 1999
Skills
New Business Development, Account Management, Sales Management, Shopper Marketing, Merchandising, Marketing, Product Development, Project Management, Retail Displays, Design Team Coordination, Retail Packaging, Consumer Products, Trade Shows, Sales, Advertising, Marketing Communications, Competitive Analysis, Marketing Strategy, Retail, Purchasing, Marketing Management, Sales Operations, Management, Business Development, Strategic Planning, Leadership, Team Building, Brand Development
Education
Bergen Community College 1994 — 1997
Associate of Science (A.S.)
Paramus High School 1990 — 1994
High School Diploma
Laura Grillet-Aubert Laura Grillet-Aubert's PaineWebber Experience 1996 - 2000
Job Executive Director, Compliance at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase May 2014 - Present
Citigroup August 2009 - May 2014
Citigroup September 2006 - December 2008
Citigroup March 2006 - December 2008
Goldman Sachs January 2005 - March 2006
Citigroup October 2000 - January 2005
Gruntal & Co. 1998 - 2000
PaineWebber 1996 - 2000
New York Stock Exchange 1989 - 1996
Skills
Securities, Strategy, Management, Fixed Income, Securities Regulation, Operational Risk..., Investments, Series 7, Training, Risk Management, Project Management, Compliance, AML, Capital Markets, FINRA, Legal Compliance, Policy, Financial Services, Financial Regulation, Investment Advisory, Equities, Mutual Funds, Financial Risk, Corporate Governance, Team Leadership, Anti Money Laundering
Education
University of Leeds 1973 — 1974
Bachelor of Arts (B.A.)
Brooklyn Law School
JD
City University of New York-Queens College
BA
JPMorgan Chase May 2014 - Present
Citigroup August 2009 - May 2014
Citigroup September 2006 - December 2008
Citigroup March 2006 - December 2008
Goldman Sachs January 2005 - March 2006
Citigroup October 2000 - January 2005
Gruntal & Co. 1998 - 2000
PaineWebber 1996 - 2000
New York Stock Exchange 1989 - 1996
Skills
Securities, Strategy, Management, Fixed Income, Securities Regulation, Operational Risk..., Investments, Series 7, Training, Risk Management, Project Management, Compliance, AML, Capital Markets, FINRA, Legal Compliance, Policy, Financial Services, Financial Regulation, Investment Advisory, Equities, Mutual Funds, Financial Risk, Corporate Governance, Team Leadership, Anti Money Laundering
Education
University of Leeds 1973 — 1974
Bachelor of Arts (B.A.)
Brooklyn Law School
JD
City University of New York-Queens College
BA
Mark W. Moore Mark W. Moore's PaineWebber Experience 1998 - 2000
Job Senior Relationship Manager Institutional Sales Trader
Industry Investment Banking
Experience
SunTrust Robinson Humphrey 2000 - 2014
PaineWebber 1998 - 2000
NatWest 1997 - 1997
Bankers Trust 1996 - 1997
Skills
Relationship Management, Business Development, Management / Leadership, Market Trend Analysis, Negotiation, Growth Strategies, Institutional Sales, Equity Trading, Securities, Financial Markets, Equity Research, Bloomberg, Hedge Funds, Asset Management, Investments, Series 63, Fixed Income, Investment Management, Strategy, Alternative Investments, Options, Trading Systems, Portfolio Management, Equities, Trading, Series 7, Capital Markets, Investment Accounting, Leadership Management
Education
Boston University Questrom School of Business 1989 — 1991
Master of Business Administration (MBA), Finance and Marketing
Providence College 1981 — 1985
Bachelor of Science (B.S.) Business Administration, Marketing / Marketing Management
SunTrust Robinson Humphrey 2000 - 2014
PaineWebber 1998 - 2000
NatWest 1997 - 1997
Bankers Trust 1996 - 1997
Skills
Relationship Management, Business Development, Management / Leadership, Market Trend Analysis, Negotiation, Growth Strategies, Institutional Sales, Equity Trading, Securities, Financial Markets, Equity Research, Bloomberg, Hedge Funds, Asset Management, Investments, Series 63, Fixed Income, Investment Management, Strategy, Alternative Investments, Options, Trading Systems, Portfolio Management, Equities, Trading, Series 7, Capital Markets, Investment Accounting, Leadership Management
Education
Boston University Questrom School of Business 1989 — 1991
Master of Business Administration (MBA), Finance and Marketing
Providence College 1981 — 1985
Bachelor of Science (B.S.) Business Administration, Marketing / Marketing Management
Craig Kubik, RN, CHPN Craig Kubik, RN, CHPN's PaineWebber Experience 2002 - 2002
Job Hospice RN
Industry Hospital & Health Care
Experience
Visiting Nurse Health System October 2014 - January 2015
Agape Hospice Care, Inc. April 2013 - September 2014
Crossroads Hospice March 2007 - April 2013
Saint Joseph's Hospital 2005 - 2007
PaineWebber 2002 - 2002
AXA Advisors 2000 - 2001
Atlantic Southeast Airlines 1993 - 2000
Courtyard by Marriott Canton 1991 - 1993
Forte Hotels 1989 - 1991
El San Juan Hotel & Casino 1988 - 1988
Skills
Case Managment, Assessment Skills, Interpersonal Skill, Pharmacueticals, Medical Equipment, Coaching, Analytic Problem Solving, Administrative Functions, Supervision, MS Word, MS Outlook, IDX computer system, Clinical Research, Nursing, CPR Certified, Healthcare, Training, End of Life, Outlook, Palliative Care, Medicare, Case Management, Public Speaking, Hospitals, Microsoft Word, Patient Advocacy
Education
Georgia Perimeter College 2003 — 2005
Associate of Science (A.S.), Registered Nursing/Registered Nurse
Appalachian State University 1984 — 1988
Bachelor of Science (B.S.), Business Administration, Management and Operations
Visiting Nurse Health System October 2014 - January 2015
Agape Hospice Care, Inc. April 2013 - September 2014
Crossroads Hospice March 2007 - April 2013
Saint Joseph's Hospital 2005 - 2007
PaineWebber 2002 - 2002
AXA Advisors 2000 - 2001
Atlantic Southeast Airlines 1993 - 2000
Courtyard by Marriott Canton 1991 - 1993
Forte Hotels 1989 - 1991
El San Juan Hotel & Casino 1988 - 1988
Skills
Case Managment, Assessment Skills, Interpersonal Skill, Pharmacueticals, Medical Equipment, Coaching, Analytic Problem Solving, Administrative Functions, Supervision, MS Word, MS Outlook, IDX computer system, Clinical Research, Nursing, CPR Certified, Healthcare, Training, End of Life, Outlook, Palliative Care, Medicare, Case Management, Public Speaking, Hospitals, Microsoft Word, Patient Advocacy
Education
Georgia Perimeter College 2003 — 2005
Associate of Science (A.S.), Registered Nursing/Registered Nurse
Appalachian State University 1984 — 1988
Bachelor of Science (B.S.), Business Administration, Management and Operations
Eric Splete Eric Splete's PaineWebber Experience 1997 - 2000
Job Group Sales Consultant at Guardian
Industry Insurance
Experience
Guardian Life November 2013 - Present
Lincoln Financial Group January 2012 - November 2013
Guardian Life Insurance Co. of America July 2000 - January 2012
PaineWebber 1997 - 2000
Merrill Lynch 1993 - 1997
Skills
Employee Benefits, Disability Insurance, Life Insurance, Sales, Insurance, Term Life Insurance, Health Insurance, Brokers, Investments, Critical Illness, Underwriting, 401k, Benefits Administration
Education
Baldwin Wallace University 1987 — 1992
BA, Economics
Guardian Life November 2013 - Present
Lincoln Financial Group January 2012 - November 2013
Guardian Life Insurance Co. of America July 2000 - January 2012
PaineWebber 1997 - 2000
Merrill Lynch 1993 - 1997
Skills
Employee Benefits, Disability Insurance, Life Insurance, Sales, Insurance, Term Life Insurance, Health Insurance, Brokers, Investments, Critical Illness, Underwriting, 401k, Benefits Administration
Education
Baldwin Wallace University 1987 — 1992
BA, Economics
Alan Joseph Alan Joseph's PaineWebber Experience May 1997 - November 2000
Job
Industry Investment Management
Experience
AMJ Management Group, LLC August 2008 - Present
WaMu Capital Corp. September 2006 - February 2008
GMAC-RFC May 2005 - September 2006
Franklin Credit Management Corp. May 2002 - May 2005
Franklin Credit Management November 2000 - May 2005
SG COWEN SECURITIES CORPORATION November 2000 - May 2002
PaineWebber May 1997 - November 2000
Clayton Holdings 1996 - 1997
Kidder Peabody June 1994 - May 1996
Skills
Loans, Banking, Asset Managment, Structured Finance, Capital Markets, Asset Management, ABS, Fixed Income, Trading, Portfolio Management, Due Diligence, Securitization, Mortgage Lending, Private Equity, Investment Banking, MBS, Alternative Investments, Financial Structuring, Structured Products, Hedge Funds, Securities, Bonds, Valuation, Hedging, Derivatives, Equities, Bloomberg, ACCOUNTING, FINANCIAL MODELING, Financial Analysis, Financial Reporting, Investments, Finance, Corporate Finance, Risk Management, Microsoft Excel, SQL, PowerPivot, PowerPoint, VBA, Business Intelligence, Forecasting, Financial Modeling
Education
New York Law School 1991 — 1994
J.D.
Arizona State University 1989 — 1991
Bachelor of Science
AMJ Management Group, LLC August 2008 - Present
WaMu Capital Corp. September 2006 - February 2008
GMAC-RFC May 2005 - September 2006
Franklin Credit Management Corp. May 2002 - May 2005
Franklin Credit Management November 2000 - May 2005
SG COWEN SECURITIES CORPORATION November 2000 - May 2002
PaineWebber May 1997 - November 2000
Clayton Holdings 1996 - 1997
Kidder Peabody June 1994 - May 1996
Skills
Loans, Banking, Asset Managment, Structured Finance, Capital Markets, Asset Management, ABS, Fixed Income, Trading, Portfolio Management, Due Diligence, Securitization, Mortgage Lending, Private Equity, Investment Banking, MBS, Alternative Investments, Financial Structuring, Structured Products, Hedge Funds, Securities, Bonds, Valuation, Hedging, Derivatives, Equities, Bloomberg, ACCOUNTING, FINANCIAL MODELING, Financial Analysis, Financial Reporting, Investments, Finance, Corporate Finance, Risk Management, Microsoft Excel, SQL, PowerPivot, PowerPoint, VBA, Business Intelligence, Forecasting, Financial Modeling
Education
New York Law School 1991 — 1994
J.D.
Arizona State University 1989 — 1991
Bachelor of Science
Michael G. Levine Michael G. Levine's PaineWebber Experience 1989 - 1990
Job CFO at Payoneer
Industry Financial Services
Experience
Payoneer October 2011 - Present
Xact Technology LLC October 2010 - October 2011
Maler Technologies Inc. (formerly HSS) September 2007 - October 2010
IDT Telecom August 2000 - July 2007
Republic New York Corp/HSBC June 1995 - August 2000
TIAA-CREF April 1991 - June 1993
PaineWebber 1989 - 1990
Skills
Venture Capital, Mergers, Payments, Corporate Development, Corporate Finance, Executive Management, Start-ups, Valuation, Business Strategy, Strategic Planning, International Business, M&A experience, Location Based Services, M2M, Mobile Applications, Mobile Payments, Electronic Payments, International Growth, International Strategy, Financial Services, Private Equity, Treasury Management, Business Development, Credit, Mobile Devices, Mergers & Acquisitions, Management, Finance, Telecommunications, Leadership, Strategic Partnerships, Financial Modeling, saas, Mobile, Prepaid Cards, Interchange, Money Transfer, Israeli, E-money, Global Management, Fundraising, Global E-commerce, International Tax, Portfolio Management, Banking, New Business Development, Acquisition Integration, Financial Analysis, Cash Management, Restructuring
Education
University of Pennsylvania - The Wharton School 1993 — 1995
MBA, Finance
University at Buffalo 1985 — 1989
BS, Business Administration
Boston University 1988 — 1988
London Internship Program
Payoneer October 2011 - Present
Xact Technology LLC October 2010 - October 2011
Maler Technologies Inc. (formerly HSS) September 2007 - October 2010
IDT Telecom August 2000 - July 2007
Republic New York Corp/HSBC June 1995 - August 2000
TIAA-CREF April 1991 - June 1993
PaineWebber 1989 - 1990
Skills
Venture Capital, Mergers, Payments, Corporate Development, Corporate Finance, Executive Management, Start-ups, Valuation, Business Strategy, Strategic Planning, International Business, M&A experience, Location Based Services, M2M, Mobile Applications, Mobile Payments, Electronic Payments, International Growth, International Strategy, Financial Services, Private Equity, Treasury Management, Business Development, Credit, Mobile Devices, Mergers & Acquisitions, Management, Finance, Telecommunications, Leadership, Strategic Partnerships, Financial Modeling, saas, Mobile, Prepaid Cards, Interchange, Money Transfer, Israeli, E-money, Global Management, Fundraising, Global E-commerce, International Tax, Portfolio Management, Banking, New Business Development, Acquisition Integration, Financial Analysis, Cash Management, Restructuring
Education
University of Pennsylvania - The Wharton School 1993 — 1995
MBA, Finance
University at Buffalo 1985 — 1989
BS, Business Administration
Boston University 1988 — 1988
London Internship Program
William Cody William Cody's PaineWebber Experience 1991 - 1994
Job Owner, Sterling Investments I, LLC
Industry Internet
Experience
Sterling Investments I, LLC January 1995 - Present
HomeTask.com May 2006 - October 2008
Twelve Horses 2005 - 2006
CashDISC.com, Inc August 1998 - January 2005
Cofano Business Managers 1994 - 1999
PaineWebber 1991 - 1994
Skills
Sales Management, Sales Process, Integration, Media Buying, Direct Response, Strategic Planning, Marketing, Entrepreneurship, Negotiation, Online Advertising, SEO, Social Media Marketing
Education
University of Puget Sound 1981 — 1982
Bates College 1975 — 1979
BA
University School 1966 — 1975
High School
Sterling Investments I, LLC January 1995 - Present
HomeTask.com May 2006 - October 2008
Twelve Horses 2005 - 2006
CashDISC.com, Inc August 1998 - January 2005
Cofano Business Managers 1994 - 1999
PaineWebber 1991 - 1994
Skills
Sales Management, Sales Process, Integration, Media Buying, Direct Response, Strategic Planning, Marketing, Entrepreneurship, Negotiation, Online Advertising, SEO, Social Media Marketing
Education
University of Puget Sound 1981 — 1982
Bates College 1975 — 1979
BA
University School 1966 — 1975
High School
Kathleen (Gallagher) Cohane Kathleen (Gallagher) Cohane's PaineWebber Experience 1984 - 1989
Job Senior Accountant
Industry Consumer Goods
Experience
Todos Recycling July 2015 - Present
Vitelli Foods Llc June 2010 - July 2015
Mitchell Hutchins Asset Mangement (Sub of PaineWebber) 1989 - 1995
PaineWebber 1984 - 1989
Skills
Microsoft Excel, Inventory Management, Budgets, Microsoft Word, Process Improvement, Accounting, Accounts Receivable, Financial Analysis, Accounts Payable, Invoicing, Account Reconciliation, Analysis, Forecasting, Financial Accounting, Budgeting, Excel, Word, Quickbooks, Problem Solving, Reconciliation, General Ledger, Billing, Microsoft Office, Accruals, Cost Accounting, Variance Analysis, Financial Reporting, Customer Service, MS Excel Pivot Tables, Cash Flow, Leadership, Team Building
Education
Belmont Abbey College 1980 — 1984
BA, Accounting
Shoreham Wading River HS 1976 — 1980
Todos Recycling July 2015 - Present
Vitelli Foods Llc June 2010 - July 2015
Mitchell Hutchins Asset Mangement (Sub of PaineWebber) 1989 - 1995
PaineWebber 1984 - 1989
Skills
Microsoft Excel, Inventory Management, Budgets, Microsoft Word, Process Improvement, Accounting, Accounts Receivable, Financial Analysis, Accounts Payable, Invoicing, Account Reconciliation, Analysis, Forecasting, Financial Accounting, Budgeting, Excel, Word, Quickbooks, Problem Solving, Reconciliation, General Ledger, Billing, Microsoft Office, Accruals, Cost Accounting, Variance Analysis, Financial Reporting, Customer Service, MS Excel Pivot Tables, Cash Flow, Leadership, Team Building
Education
Belmont Abbey College 1980 — 1984
BA, Accounting
Shoreham Wading River HS 1976 — 1980
Hari Chandra Polavarapu Hari Chandra Polavarapu's PaineWebber Experience 1993 - 2000
Job Equity Research/Management Strategy
Industry Investment Banking
Experience
HP Management Consulting 2012 - Present
Auriga Securities 2011 - 2012
Deutsche Bank Securities 2004 - 2011
Deutsche Bank Securities 2002 - 2004
PaineWebber 1993 - 2000
Skills
Equity Research, Hedge Funds, Investment Banking, Equity Valuation, Valuation, Bloomberg, Financial Modeling, Equities, Investments, Financial Analysis, Capital Markets, Portfolio Management, Fixed Income, Emerging Markets, Series 7, Asset Managment, Planning and Forecasting, Mergers & Acquisitions, Business Operations, Macroeconomics, Renewable Energy, Consumer Goods, Technology, Business Strategy, Operational Intelligence, Policy Analysis, Competitive Analysis, Management Consulting, Corporate Finance, Strategy, Derivatives, Finance, Private Equity, Series 63, Financial Markets, DCF, Asset Management
Education
Baruch College, City University of New York (CUNY)
Master of Business Administration (MBA)
Birla Institute of Technology and Science
MA (Honors)
HP Management Consulting 2012 - Present
Auriga Securities 2011 - 2012
Deutsche Bank Securities 2004 - 2011
Deutsche Bank Securities 2002 - 2004
PaineWebber 1993 - 2000
Skills
Equity Research, Hedge Funds, Investment Banking, Equity Valuation, Valuation, Bloomberg, Financial Modeling, Equities, Investments, Financial Analysis, Capital Markets, Portfolio Management, Fixed Income, Emerging Markets, Series 7, Asset Managment, Planning and Forecasting, Mergers & Acquisitions, Business Operations, Macroeconomics, Renewable Energy, Consumer Goods, Technology, Business Strategy, Operational Intelligence, Policy Analysis, Competitive Analysis, Management Consulting, Corporate Finance, Strategy, Derivatives, Finance, Private Equity, Series 63, Financial Markets, DCF, Asset Management
Education
Baruch College, City University of New York (CUNY)
Master of Business Administration (MBA)
Birla Institute of Technology and Science
MA (Honors)
Dmitriy Gurland Dmitriy Gurland's PaineWebber Experience 1998 - 1999
Job VP, Infrastructure Architect IaaS, PaaS at JPMorgan Chase & Co.
Industry Financial Services
Experience
Accenture May 2013 - June 2014
Intelmart September 2012 - March 2013
Morgan Stanley Smith Barney May 2010 - September 2012
New York Stock Exchange (NYSE Euronext) 2007 - 2010
Citigroup 2005 - 2007
Whale Communications 2003 - 2005
ReefEdge 2002 - 2003
Law Firm of Gary P. Sarlo 2001 - 2002
Binghamton University 1998 - 2001
PaineWebber 1998 - 1999
Education
Stevens Institute of Technology 2004 — 2007
MS, Information Systems and Computer Security
Binghamton University 1998 — 2001
BS, Computer Science
Accenture May 2013 - June 2014
Intelmart September 2012 - March 2013
Morgan Stanley Smith Barney May 2010 - September 2012
New York Stock Exchange (NYSE Euronext) 2007 - 2010
Citigroup 2005 - 2007
Whale Communications 2003 - 2005
ReefEdge 2002 - 2003
Law Firm of Gary P. Sarlo 2001 - 2002
Binghamton University 1998 - 2001
PaineWebber 1998 - 1999
Education
Stevens Institute of Technology 2004 — 2007
MS, Information Systems and Computer Security
Binghamton University 1998 — 2001
BS, Computer Science
Stephen Castellano Stephen Castellano's PaineWebber Experience 1995 - 1999
Job Financial Analyst / Equity Research Analyst
Industry Investment Management
Experience
Ascendere Associates LLC 2009 - Present
Boston Private Value Investors 2005 - 2009
Irving Oil June 2004 - August 2004
Pyramid Research 2002 - 2003
Credit Lyonnais Securities 2000 - 2001
Warburg Dillon Read 1999 - 2000
PaineWebber 1995 - 1999
Skills
Financial Modeling, Valuation, Equities, Financial Analysis, Portfolio Management, Equity Research, Asset Management, Investments, DCF, Private Equity, Hedge Funds, Corporate Finance, Business Strategy, Industry Analysis, Market Research, Excel, Analysis, Capital Markets, Competitive Analysis, Financial Markets, Business Modeling, Securities, Market Analysis, Budgeting, Finance, Trading, Strategy, Equity Valuation, Quantitative Analytics, Microsoft Excel, Bloomberg, Emerging Markets, Investment Management, Alternative Investments, Bloomberg Terminal, Investment Banking, Fixed Income, Asset Allocation, Investment Strategies, Series 7, Venture Capital, Bonds, Due Diligence
Education
Babson College 2003 — 2005
MBA
Babson College - Franklin W. Olin Graduate School of Business 2003 — 2005
MBA
Oberlin College 1989 — 1993
BA
Horace Greeley High School 1985 — 1989
High School Diploma
Ascendere Associates LLC 2009 - Present
Boston Private Value Investors 2005 - 2009
Irving Oil June 2004 - August 2004
Pyramid Research 2002 - 2003
Credit Lyonnais Securities 2000 - 2001
Warburg Dillon Read 1999 - 2000
PaineWebber 1995 - 1999
Skills
Financial Modeling, Valuation, Equities, Financial Analysis, Portfolio Management, Equity Research, Asset Management, Investments, DCF, Private Equity, Hedge Funds, Corporate Finance, Business Strategy, Industry Analysis, Market Research, Excel, Analysis, Capital Markets, Competitive Analysis, Financial Markets, Business Modeling, Securities, Market Analysis, Budgeting, Finance, Trading, Strategy, Equity Valuation, Quantitative Analytics, Microsoft Excel, Bloomberg, Emerging Markets, Investment Management, Alternative Investments, Bloomberg Terminal, Investment Banking, Fixed Income, Asset Allocation, Investment Strategies, Series 7, Venture Capital, Bonds, Due Diligence
Education
Babson College 2003 — 2005
MBA
Babson College - Franklin W. Olin Graduate School of Business 2003 — 2005
MBA
Oberlin College 1989 — 1993
BA
Horace Greeley High School 1985 — 1989
High School Diploma
Aaron Ammerman Aaron Ammerman's PaineWebber Experience June 1995 - November 2000
Job Regional Institutional Sales / Advisory & Brokerage Services
Industry Financial Services
Experience
UBS Financial Services Inc. November 2000 - Present
PaineWebber June 1995 - November 2000
Education
University of East London 1996 — 1998
Masters, Economics
Asbury College 1991 — 1995
BA, Business Administration and Management
UBS Financial Services Inc. November 2000 - Present
PaineWebber June 1995 - November 2000
Education
University of East London 1996 — 1998
Masters, Economics
Asbury College 1991 — 1995
BA, Business Administration and Management
Steven B. Feit's PaineWebber Experience 1999 - 2000
Job Private Wealth Management, Corporate Cash Management, Corporate Retirement Services
Industry Investment Management
Experience
Treasury Partners 2012 - Present
UBS 2000 - 2012
PaineWebber 1999 - 2000
Oppenheimer & Co. 1983 - 1999
Merrill Lynch 1982 - 1983
J. B. Hanauer 1981 - 1982
Skills
Alternative Assets, Manager Selection, Asset Managment, Portfolio Management, Equities, Financial Analysis, Hedge Funds, Financial Modeling, Fixed Income, Risk Management, Strategic Planning, Wealth Management, Alternative Investments, Asset Allocation, Mutual Funds, Due Diligence, Trading, Corporate Finance, Strategic Financial..., Research, Investment Banking, Investment Advisory, Analysis, Equity Research, Marketing Strategy, Financial Markets, FINRA, Wealth Management..., Asset Management, Investments, Securities
Education
Boston University 1979 — 1981
Bachelor of Science (BS), Marketing
Treasury Partners 2012 - Present
UBS 2000 - 2012
PaineWebber 1999 - 2000
Oppenheimer & Co. 1983 - 1999
Merrill Lynch 1982 - 1983
J. B. Hanauer 1981 - 1982
Skills
Alternative Assets, Manager Selection, Asset Managment, Portfolio Management, Equities, Financial Analysis, Hedge Funds, Financial Modeling, Fixed Income, Risk Management, Strategic Planning, Wealth Management, Alternative Investments, Asset Allocation, Mutual Funds, Due Diligence, Trading, Corporate Finance, Strategic Financial..., Research, Investment Banking, Investment Advisory, Analysis, Equity Research, Marketing Strategy, Financial Markets, FINRA, Wealth Management..., Asset Management, Investments, Securities
Education
Boston University 1979 — 1981
Bachelor of Science (BS), Marketing
Philip Dwyer Philip Dwyer's PaineWebber Experience August 1983 - June 1986
Job Owner, PJD Corporate Realty
Industry Real Estate
Experience
PJD Corporate Realty May 1993 - Present
CPC Baker Harris February 1991 - May 1993
VMS Realty Partners 1988 - 1990
Avis Budget Group EMEA July 1987 - July 1988
Shearson Lehman Brothers June 1986 - July 1987
PaineWebber August 1983 - June 1986
Skills
Real Estate Transactions, Non-profits, Disposition, Real Estate Economics, Commercial Real Estate, Landlord, Tenant, Investment Properties, Corporate Real Estate, Location Intelligence, Negotiation, Contract Negotiation, Due Diligence, Brokerage, Real Estate Development, Acquisitions, Asset Management, Landlords, Foreclosures, Valuation, Financial Analysis, Real Property, Nonprofits, Residential Homes, Mergers & Acquisitions, Portfolio Management, Management, Finance, Property Management, Budgets, Marketing, Lease Administration, Lease Negotiations, Analysis, Dispositions, Real Estate, Leases, Strategic Planning
Education
Brooklyn Law School 1980 — 1983
J.D., Law
Fordham University 1976 — 1980
B.A., Political Science
The Loyola School
PJD Corporate Realty May 1993 - Present
CPC Baker Harris February 1991 - May 1993
VMS Realty Partners 1988 - 1990
Avis Budget Group EMEA July 1987 - July 1988
Shearson Lehman Brothers June 1986 - July 1987
PaineWebber August 1983 - June 1986
Skills
Real Estate Transactions, Non-profits, Disposition, Real Estate Economics, Commercial Real Estate, Landlord, Tenant, Investment Properties, Corporate Real Estate, Location Intelligence, Negotiation, Contract Negotiation, Due Diligence, Brokerage, Real Estate Development, Acquisitions, Asset Management, Landlords, Foreclosures, Valuation, Financial Analysis, Real Property, Nonprofits, Residential Homes, Mergers & Acquisitions, Portfolio Management, Management, Finance, Property Management, Budgets, Marketing, Lease Administration, Lease Negotiations, Analysis, Dispositions, Real Estate, Leases, Strategic Planning
Education
Brooklyn Law School 1980 — 1983
J.D., Law
Fordham University 1976 — 1980
B.A., Political Science
The Loyola School
Kevin McEnerney Kevin McEnerney's PaineWebber Experience 1986 - 1999
Job Company Retirement Plan Solutions ✮ Retirement Planning ✮Helping companies create better retirement plan options.
Industry Financial Services
Experience
Employee Retirement Solutions, LLC January 2010 - Present
The McEnerney Group March 2003 - Present
AmSouth Bank 1999 - 2003
PaineWebber 1986 - 1999
VP Institutional Sales 1984 - 1986
Merrill Lynch, Pierce, Fenner, and Smith 1981 - 1984
Education
Bowling Green State University 1977 — 1980
Bachelor's degree, Education/Business
St. Leo's University 1976 — 1977
Employee Retirement Solutions, LLC January 2010 - Present
The McEnerney Group March 2003 - Present
AmSouth Bank 1999 - 2003
PaineWebber 1986 - 1999
VP Institutional Sales 1984 - 1986
Merrill Lynch, Pierce, Fenner, and Smith 1981 - 1984
Education
Bowling Green State University 1977 — 1980
Bachelor's degree, Education/Business
St. Leo's University 1976 — 1977
Todd Hellmann Todd Hellmann's PaineWebber Experience 1990 - 1991
Job Managing Partner, Hexagon Advisors, LLC
Industry Investment Banking
Experience
Hexagon Advisors, LLC March 2007 - Present
Influence Technologies February 2015 - Present
Headwaters MB 2005 - 2007
The Metcalf Group 2002 - 2005
UBS Investment Bank 2000 - 2002
JP Morgan (Hambrecht & Quist) 1998 - 2000
CIBC World Markets 1995 - 1998
Houlihan Lokey 1991 - 1995
PaineWebber 1990 - 1991
Skills
Digital Media, Corporate Finance, Investment Banking, Mergers, Growth Capital, Private Equity, Valuation, Venture Capital, Strategy, Capital Raising, Corporate Development, Equities, Mergers & Acquisitions, Due Diligence, Financial Analysis, Financial Modeling, Securities, Private Placements, IPO, M&A experience, Divestitures, Financial Structuring, LBO
Education
Brown University 1986 — 1990
LaSalle Collge High School
Hexagon Advisors, LLC March 2007 - Present
Influence Technologies February 2015 - Present
Headwaters MB 2005 - 2007
The Metcalf Group 2002 - 2005
UBS Investment Bank 2000 - 2002
JP Morgan (Hambrecht & Quist) 1998 - 2000
CIBC World Markets 1995 - 1998
Houlihan Lokey 1991 - 1995
PaineWebber 1990 - 1991
Skills
Digital Media, Corporate Finance, Investment Banking, Mergers, Growth Capital, Private Equity, Valuation, Venture Capital, Strategy, Capital Raising, Corporate Development, Equities, Mergers & Acquisitions, Due Diligence, Financial Analysis, Financial Modeling, Securities, Private Placements, IPO, M&A experience, Divestitures, Financial Structuring, LBO
Education
Brown University 1986 — 1990
LaSalle Collge High School
Ammar Sankari Ammar Sankari's PaineWebber Experience 1999 - 2001
Job Founder/CEO at Maliyat Group
Industry Financial Services
Experience
Kean University 2009 - Present
Maliyat Group January 2002 - Present
PaineWebber 1999 - 2001
Skills
Creative Writing, Outlook, Corporate Communications, Time Management, Lecturing, Advertising, Teaching, Photoshop, Spanish, Higher Education, Nonprofits, Social Media Marketing, Research, Analysis, Public Relations, English, Microsoft Office, Entrepreneurship, Public Speaking, Finance, Strategic Planning, Coaching, Social Media, Social Networking, Team Leadership, PowerPoint, Editing, Leadership, Event Planning, Microsoft Word, Teamwork, Training, Management, Marketing Strategy, Facebook, Leadership Development, French, Customer Service, Strategy, Microsoft Excel, Event Management, Journalism, Marketing, Online Marketing, Marketing Communications, Business Planning, Business Strategy
Education
Adelphi University
Finance and Banking
City University of New York-Baruch College
International Business
City University of New York Graduate Center
Kean University 2009 - Present
Maliyat Group January 2002 - Present
PaineWebber 1999 - 2001
Skills
Creative Writing, Outlook, Corporate Communications, Time Management, Lecturing, Advertising, Teaching, Photoshop, Spanish, Higher Education, Nonprofits, Social Media Marketing, Research, Analysis, Public Relations, English, Microsoft Office, Entrepreneurship, Public Speaking, Finance, Strategic Planning, Coaching, Social Media, Social Networking, Team Leadership, PowerPoint, Editing, Leadership, Event Planning, Microsoft Word, Teamwork, Training, Management, Marketing Strategy, Facebook, Leadership Development, French, Customer Service, Strategy, Microsoft Excel, Event Management, Journalism, Marketing, Online Marketing, Marketing Communications, Business Planning, Business Strategy
Education
Adelphi University
Finance and Banking
City University of New York-Baruch College
International Business
City University of New York Graduate Center
Scott Reid's PaineWebber Experience 1990 - 1992
Job Area Manager at Waterstone Mortgage Corporation
Industry Real Estate
Experience
Waterstone Mortgage Corporation December 2013 - Present
Inlanta Mortgage June 2012 - December 2013
Alpine Mortgage, LLC 2002 - June 2012
Bowstreet 2000 - 2001
Verizon 1996 - 1998
Shawmut Bank 1994 - 1996
Smith Barney 1993 - 1994
PaineWebber 1990 - 1992
Skills
Entrepreneurship, Marketing, Sales Management, Customer Service, Competitive Analysis, Mortgage Banking, Secondary Mortgage..., Financial Analysis
Education
Babson College - Franklin W. Olin Graduate School of Business 1998 — 2000
MBA, Entrepreneurship, Finance
University of New Hampshire- Whittemore School of Business and Economics 1985 — 1989
BS, Business Administration
Waterstone Mortgage Corporation December 2013 - Present
Inlanta Mortgage June 2012 - December 2013
Alpine Mortgage, LLC 2002 - June 2012
Bowstreet 2000 - 2001
Verizon 1996 - 1998
Shawmut Bank 1994 - 1996
Smith Barney 1993 - 1994
PaineWebber 1990 - 1992
Skills
Entrepreneurship, Marketing, Sales Management, Customer Service, Competitive Analysis, Mortgage Banking, Secondary Mortgage..., Financial Analysis
Education
Babson College - Franklin W. Olin Graduate School of Business 1998 — 2000
MBA, Entrepreneurship, Finance
University of New Hampshire- Whittemore School of Business and Economics 1985 — 1989
BS, Business Administration
John Hinson, CFP® John Hinson, CFP®'s PaineWebber Experience April 1990 - January 2000
Job President, Hinson Financial Group, Inc.
Industry Investment Management
Experience
Hinson Financial Group, Inc., An Independent Firm October 2004 - Present
Wachovia Seurities (Formerly Prudential Securities) January 2000 - October 2004
PaineWebber April 1990 - January 2000
Skills
Finance, Estate Planning, Retirement, 401k, Small Business, Securities, Management, Retirement Planning, Investment Management, Wealth Management, Training, Pensions, FINRA, Nonprofits, Defined Benefit
Education
California State University-Fullerton - College of Business and Economics 1978 — 1980
BA, Business Administration, with concentration in Finance
San Diego State University-California State University 1976 — 1977
Business Administration, concentration in Finance
Fullerton College 1974 — 1976
Associate's Degree, Liberal Arts and Sciences/Liberal Studies
Hinson Financial Group, Inc., An Independent Firm October 2004 - Present
Wachovia Seurities (Formerly Prudential Securities) January 2000 - October 2004
PaineWebber April 1990 - January 2000
Skills
Finance, Estate Planning, Retirement, 401k, Small Business, Securities, Management, Retirement Planning, Investment Management, Wealth Management, Training, Pensions, FINRA, Nonprofits, Defined Benefit
Education
California State University-Fullerton - College of Business and Economics 1978 — 1980
BA, Business Administration, with concentration in Finance
San Diego State University-California State University 1976 — 1977
Business Administration, concentration in Finance
Fullerton College 1974 — 1976
Associate's Degree, Liberal Arts and Sciences/Liberal Studies
John J. Murphy's PaineWebber Experience May 1982 - October 1989
Job Managing Consultant at Transition Partners Co
Industry Management Consulting
Experience
Transition Partners Co. January 2008 - Present
Fidelity & Guaranty Life December 2012 - September 2013
The Bennett-Murphy Group LLC January 2007 - December 2007
BearingPoint, Inc. November 1999 - December 2006
EMI Music Publishing January 1991 - October 1999
ADP Brokerage Services (now Broadridge) November 1989 - October 1990
PaineWebber May 1982 - October 1989
Skills
IT Strategy, Project Management, Process Improvement, CRM, Project Portfolio..., Requirements Gathering, Leadership, IT Management, Program Management, Management, IT Service Management, Business Process..., Outsourcing, Consulting
Education
Boston College
BA, Mathematics
Transition Partners Co. January 2008 - Present
Fidelity & Guaranty Life December 2012 - September 2013
The Bennett-Murphy Group LLC January 2007 - December 2007
BearingPoint, Inc. November 1999 - December 2006
EMI Music Publishing January 1991 - October 1999
ADP Brokerage Services (now Broadridge) November 1989 - October 1990
PaineWebber May 1982 - October 1989
Skills
IT Strategy, Project Management, Process Improvement, CRM, Project Portfolio..., Requirements Gathering, Leadership, IT Management, Program Management, Management, IT Service Management, Business Process..., Outsourcing, Consulting
Education
Boston College
BA, Mathematics
Eric Rubenstein Eric Rubenstein's PaineWebber Experience October 1998 - July 2000
Job Deputy Chief Legal Officer at Nielsen
Industry Law Practice
Experience
Nielsen October 2014 - Present
The Nielsen Company January 2011 - October 2014
The Nielsen Company June 2010 - January 2011
The Nielsen Company January 2010 - June 2010
The Nielsen Company June 2008 - January 2010
The Nielsen Company July 2007 - June 2008
VNU Business Media July 2000 - July 2007
PaineWebber October 1998 - July 2000
Deloitte 1995 - 1998
Skills
Commercial Litigation, Intellectual Property, Employment Law, Privacy Law, Mergers, Business Strategy, Litigation Management, Licensing, Mergers & Acquisitions, Legal Compliance, Legal Writing, Litigation, Legal Assistance, Corporate Law, Negotiation, Cyberlaw, Corporate Governance, Copyright Law, Civil Litigation, Business Development, Software Licensing, International Law, Joint Ventures, Trademarks, Data Privacy, Due Diligence, Entertainment Law, Legal Research, Patents, Strategy, Management, Market Research, Marketing, Contract Negotiation, Analytics
Education
Stanford University Graduate School of Business
2014 Stanford Executive Program
Benjamin N. Cardozo School of Law, Yeshiva University 1993 — 1996
Doctor of Law (J.D.), Law
University of Florida 1989 — 1993
Bachelor of Science (B.S.), Journalism
Nielsen October 2014 - Present
The Nielsen Company January 2011 - October 2014
The Nielsen Company June 2010 - January 2011
The Nielsen Company January 2010 - June 2010
The Nielsen Company June 2008 - January 2010
The Nielsen Company July 2007 - June 2008
VNU Business Media July 2000 - July 2007
PaineWebber October 1998 - July 2000
Deloitte 1995 - 1998
Skills
Commercial Litigation, Intellectual Property, Employment Law, Privacy Law, Mergers, Business Strategy, Litigation Management, Licensing, Mergers & Acquisitions, Legal Compliance, Legal Writing, Litigation, Legal Assistance, Corporate Law, Negotiation, Cyberlaw, Corporate Governance, Copyright Law, Civil Litigation, Business Development, Software Licensing, International Law, Joint Ventures, Trademarks, Data Privacy, Due Diligence, Entertainment Law, Legal Research, Patents, Strategy, Management, Market Research, Marketing, Contract Negotiation, Analytics
Education
Stanford University Graduate School of Business
2014 Stanford Executive Program
Benjamin N. Cardozo School of Law, Yeshiva University 1993 — 1996
Doctor of Law (J.D.), Law
University of Florida 1989 — 1993
Bachelor of Science (B.S.), Journalism
Paul Karger, CFA's PaineWebber Experience 1999 - 2001
Job Managing Partner
Industry Investment Management
Experience
Twin Focus Capital Partners LLC 2006 - Present
Glory Sports International January 2015 - Present
Bridge Boston Charter School 2010 - Present
Fundraise.com Inc April 2013 - Present
CellInfo, LLC July 2014 - Present
UBS 2001 - 2006
PaineWebber 1999 - 2001
Skills
Venture Capital, Hedge Funds, Investments, Strategic Partnerships, Non-profits, Financial Services, Entrepreneurship, Estate Planning, Portfolio Management, Investment Management, Asset Management, Equities, Nonprofits, Research, Private Equity, Alternative Investments, Wealth Management, Asset Managment, Bloomberg
Education
CFA Institute 2000 — 2003
Chartered Financial Analyst, Finance and Investments
Boston University 1995 — 1999
Bachelor's Degree, Engineering
Twin Focus Capital Partners LLC 2006 - Present
Glory Sports International January 2015 - Present
Bridge Boston Charter School 2010 - Present
Fundraise.com Inc April 2013 - Present
CellInfo, LLC July 2014 - Present
UBS 2001 - 2006
PaineWebber 1999 - 2001
Skills
Venture Capital, Hedge Funds, Investments, Strategic Partnerships, Non-profits, Financial Services, Entrepreneurship, Estate Planning, Portfolio Management, Investment Management, Asset Management, Equities, Nonprofits, Research, Private Equity, Alternative Investments, Wealth Management, Asset Managment, Bloomberg
Education
CFA Institute 2000 — 2003
Chartered Financial Analyst, Finance and Investments
Boston University 1995 — 1999
Bachelor's Degree, Engineering
Kirk Jackson's PaineWebber Experience 2000 - 2001
Job Assistant Professor at Southern Nazarene University
Industry Higher Education
Experience
Southern Nazarene University July 2015 - Present
Oklahoma Wesleyan University January 2014 - June 2015
Oklahoma Wesleyan University August 2011 - June 2015
Southwestern Christian University July 2007 - September 2011
Southern Nazarene University 2008 - 2010
MidFirst Bank May 2003 - July 2007
PaineWebber 2000 - 2001
Skills
Teaching, Curriculum Design, Higher Education, Public Speaking, Program Management, Adult Education, Research, Distance Learning, Non-profits, University Teaching, Leadership, Coaching, Leadership Development, Microsoft Excel, PowerPoint, Financial Analysis, Strategic Planning, Event Planning, Staff Development, Curriculum Development, Microsoft Office, E-Learning, Team Building, College Teaching, Business Communications, Academic Advising, Program Development, Administration, Economics, Conflict Resolution, Student Affairs, Nonprofits, Theology, Editing, Volunteer Management, Community Outreach, Student Development, Training, Statistics, Grant Writing, Data Analysis, Financial Accounting, Organizational..., Fundraising, Educational Leadership, Instructional Design, System Administration, Critical Thinking, Educational Technology, Admissions
Education
Anderson University 2009 — 2015
Doctor of Business Administration, Finance
University of Oklahoma 2004 — 2006
Master of Business Administration (M.B.A.), Business Administration and Management, General
Southern Nazarene University 1998 — 2002
Bachelor, Finance & Philosophy
Southern Nazarene University July 2015 - Present
Oklahoma Wesleyan University January 2014 - June 2015
Oklahoma Wesleyan University August 2011 - June 2015
Southwestern Christian University July 2007 - September 2011
Southern Nazarene University 2008 - 2010
MidFirst Bank May 2003 - July 2007
PaineWebber 2000 - 2001
Skills
Teaching, Curriculum Design, Higher Education, Public Speaking, Program Management, Adult Education, Research, Distance Learning, Non-profits, University Teaching, Leadership, Coaching, Leadership Development, Microsoft Excel, PowerPoint, Financial Analysis, Strategic Planning, Event Planning, Staff Development, Curriculum Development, Microsoft Office, E-Learning, Team Building, College Teaching, Business Communications, Academic Advising, Program Development, Administration, Economics, Conflict Resolution, Student Affairs, Nonprofits, Theology, Editing, Volunteer Management, Community Outreach, Student Development, Training, Statistics, Grant Writing, Data Analysis, Financial Accounting, Organizational..., Fundraising, Educational Leadership, Instructional Design, System Administration, Critical Thinking, Educational Technology, Admissions
Education
Anderson University 2009 — 2015
Doctor of Business Administration, Finance
University of Oklahoma 2004 — 2006
Master of Business Administration (M.B.A.), Business Administration and Management, General
Southern Nazarene University 1998 — 2002
Bachelor, Finance & Philosophy
David Orlando David Orlando's PaineWebber Experience 1996 - 2000
Job Retail Mortgage Underwriter at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase March 2012 - Present
Miller Tabak December 2007 - March 2011
Cathay Financial March 2000 - October 2007
PaineWebber 1996 - 2000
Kidder Peabody 1993 - 1995
Skills
Series 24, Series 7, Series 63, Series 55, Equity Trading, Compliance, Option Trading, Merger Arb, Pairs Trading, Stub Trading, Algorithms, VWAP, Dark Pools, capital commitment, ETFs, Equity Derivatives, FINRA, Options, Securities
Education
Baruch College, City University of New York (CUNY) 1986 — 1991
BBA, Finance
JPMorgan Chase March 2012 - Present
Miller Tabak December 2007 - March 2011
Cathay Financial March 2000 - October 2007
PaineWebber 1996 - 2000
Kidder Peabody 1993 - 1995
Skills
Series 24, Series 7, Series 63, Series 55, Equity Trading, Compliance, Option Trading, Merger Arb, Pairs Trading, Stub Trading, Algorithms, VWAP, Dark Pools, capital commitment, ETFs, Equity Derivatives, FINRA, Options, Securities
Education
Baruch College, City University of New York (CUNY) 1986 — 1991
BBA, Finance
Jim Pierce Jim Pierce's PaineWebber Experience 1995 - 2000
Job President at James M Pierce LLC
Industry Financial Services
Experience
James M Pierce LLC July 2010 - Present
UBS Wealth Management 2009 - 2010
UBS Wealth Management 2007 - 2009
UBS Wealth Management 2005 - 2007
UBS Wealth Management 2001 - 2005
PaineWebber 1995 - 2000
PaineWebber 1990 - 1995
PaineWebber 1984 - 1990
Moseley Hallgarten 1976 - 1984
Skills
Wealth Management, Financial Advisory, Investment Advisory, Leadership Development, Series 7, Asset Management, Leadership, Coaching, Management, Series 63, Training, Finance
Education
Bowdoin College
Bachelor of Arts
James M Pierce LLC July 2010 - Present
UBS Wealth Management 2009 - 2010
UBS Wealth Management 2007 - 2009
UBS Wealth Management 2005 - 2007
UBS Wealth Management 2001 - 2005
PaineWebber 1995 - 2000
PaineWebber 1990 - 1995
PaineWebber 1984 - 1990
Moseley Hallgarten 1976 - 1984
Skills
Wealth Management, Financial Advisory, Investment Advisory, Leadership Development, Series 7, Asset Management, Leadership, Coaching, Management, Series 63, Training, Finance
Education
Bowdoin College
Bachelor of Arts
Steve Darby's PaineWebber Experience 1997 - 1999
Job Alternative Investments Consultant New York at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management May 2015 - Present
Deutsche Bank January 2013 - December 2014
Russell Investments June 2011 - August 2012
UBS Wealth Management 2008 - June 2011
UBS Wealth Management 2007 - 2008
UBS Wealth Management 2004 - 2007
UBS 2002 - 2004
Paine Webber 1999 - 2002
PaineWebber 1997 - 1999
The Chase Manhattan Bank 1996 - 1997
Skills
Asset Managment, Wealth Management, Sales Management, ETFs, Private Banking, Alternative Investments, International Sales, Fixed Income, CIMA Level III Candidate, Wealth, Investment Advisory, Equities, Mutual Funds, Hedge Funds, Series 7, Wealth Management..., Asset Management, Financial Advisory, Derivatives, Structured Products, Securities, Bonds, Investments, Portfolio Management, Finance, Business Development
Education
Bucknell University 1990 — 1994
BSBA, Business Management
Bronxville High School 1986 — 1990
UBS Wealth Management May 2015 - Present
Deutsche Bank January 2013 - December 2014
Russell Investments June 2011 - August 2012
UBS Wealth Management 2008 - June 2011
UBS Wealth Management 2007 - 2008
UBS Wealth Management 2004 - 2007
UBS 2002 - 2004
Paine Webber 1999 - 2002
PaineWebber 1997 - 1999
The Chase Manhattan Bank 1996 - 1997
Skills
Asset Managment, Wealth Management, Sales Management, ETFs, Private Banking, Alternative Investments, International Sales, Fixed Income, CIMA Level III Candidate, Wealth, Investment Advisory, Equities, Mutual Funds, Hedge Funds, Series 7, Wealth Management..., Asset Management, Financial Advisory, Derivatives, Structured Products, Securities, Bonds, Investments, Portfolio Management, Finance, Business Development
Education
Bucknell University 1990 — 1994
BSBA, Business Management
Bronxville High School 1986 — 1990
Eric Weisser, CAPM Eric Weisser, CAPM's PaineWebber Experience 1995 - 2000
Job
Industry Information Technology and Services
Experience
UBS April 2013 - Present
EMC January 2011 - April 2013
Pershing July 2010 - January 2011
Fidelity Investments 2007 - 2010
Morgan Stanley Investment Management 2004 - 2006
UBS Wealth Management 2000 - 2004
PaineWebber 1995 - 2000
Kidder Peabody 1992 - 1995
Atalanta/Sosnoff Capital Corporation 1986 - 1992
Skills
Product Management, Program Management, Investments, Management, Product Development, Asset Managment, Securities, Wealth Management, Mutual Funds, Financial Services
Education
City University of New York-Baruch College - Zicklin School of Business 1987 — 1990
MBA
City University of New York-Baruch College - Zicklin School of Business 1983 — 1986
BBA
New York University - Polytechnic School of Engineering 1980 — 1982
Stuyvesant HS 1977 — 1980
UBS April 2013 - Present
EMC January 2011 - April 2013
Pershing July 2010 - January 2011
Fidelity Investments 2007 - 2010
Morgan Stanley Investment Management 2004 - 2006
UBS Wealth Management 2000 - 2004
PaineWebber 1995 - 2000
Kidder Peabody 1992 - 1995
Atalanta/Sosnoff Capital Corporation 1986 - 1992
Skills
Product Management, Program Management, Investments, Management, Product Development, Asset Managment, Securities, Wealth Management, Mutual Funds, Financial Services
Education
City University of New York-Baruch College - Zicklin School of Business 1987 — 1990
MBA
City University of New York-Baruch College - Zicklin School of Business 1983 — 1986
BBA
New York University - Polytechnic School of Engineering 1980 — 1982
Stuyvesant HS 1977 — 1980
Deborah Hope Deborah Hope's PaineWebber Experience January 1993 - January 1997
Job Hope Associates, Coaching and Consulting; President and Founding Partner at Charles Hope Companies, LLP
Industry Financial Services
Experience
Charles Hope Companies, LLP March 1997 - Present
Merrimack Valley YMCA 2009 - Present
Brigham and Women's Hospital September 2007 - Present
The Boston Club 2011 - Present
Andover School of Montessori July 2008 - August 2012
SmithBarney2004-2006 June 2004 - September 2006
Gruntal & Co. LLC August 1999 - August 2002
EVEREN Securities March 1997 - May 1999
PaineWebber January 1993 - January 1997
Credit Lyonnais Securities (USA) Inc January 1991 - January 1993
Skills
Strategic Planning, Finance, Leadership Development, Executive Coaching, Branding & Identity, Portfolio Management, Investments, Fundraising, Equities, Strategy, Leadership, Business Development, Entrepreneurship, Financial Services, Management, Training, Start-ups, Program Management, Consulting
Education
Cape Cod Institute 2014 — 2014
Boston College - Carroll School of Management 1981 — 1983
MBA, Finance/Marketing
Northwestern University - Kellogg School of Management 2007 — 2007
Executive Education, Women's Director Development Program
Harvard Business School 2013 — 2013
Executive Education, A New Path: Setting New Professional Directions
New Ventures West
Professional coach training
Stonehill College
B.A., Sociology/Psychology
Charles Hope Companies, LLP March 1997 - Present
Merrimack Valley YMCA 2009 - Present
Brigham and Women's Hospital September 2007 - Present
The Boston Club 2011 - Present
Andover School of Montessori July 2008 - August 2012
SmithBarney2004-2006 June 2004 - September 2006
Gruntal & Co. LLC August 1999 - August 2002
EVEREN Securities March 1997 - May 1999
PaineWebber January 1993 - January 1997
Credit Lyonnais Securities (USA) Inc January 1991 - January 1993
Skills
Strategic Planning, Finance, Leadership Development, Executive Coaching, Branding & Identity, Portfolio Management, Investments, Fundraising, Equities, Strategy, Leadership, Business Development, Entrepreneurship, Financial Services, Management, Training, Start-ups, Program Management, Consulting
Education
Cape Cod Institute 2014 — 2014
Boston College - Carroll School of Management 1981 — 1983
MBA, Finance/Marketing
Northwestern University - Kellogg School of Management 2007 — 2007
Executive Education, Women's Director Development Program
Harvard Business School 2013 — 2013
Executive Education, A New Path: Setting New Professional Directions
New Ventures West
Professional coach training
Stonehill College
B.A., Sociology/Psychology
Kathleen Fitzpatrick's PaineWebber Experience April 1994 - April 2000
Job Chief Information Officer, Managing Director at Russell Reynolds Associates
Industry Financial Services
Experience
Russell Reynolds Associates July 2009 - Present
Citi May 2007 - May 2009
UBS Wealth Management May 2000 - May 2007
PaineWebber April 1994 - April 2000
Skills
Business Analysis, Fixed Income, Portfolio Management, Business Strategy, Data Warehousing, Vendor Management, SDLC, Wealth Management, Leadership, IT Strategy, Program Management, Change Management, Disaster Recovery, Enterprise Software, Financial Services, IT Management, Information Technology, PMO, Management
Education
Binghamton University 1981 — 1985
Bachelor of Science, Mathematics/Computer Science
Russell Reynolds Associates July 2009 - Present
Citi May 2007 - May 2009
UBS Wealth Management May 2000 - May 2007
PaineWebber April 1994 - April 2000
Skills
Business Analysis, Fixed Income, Portfolio Management, Business Strategy, Data Warehousing, Vendor Management, SDLC, Wealth Management, Leadership, IT Strategy, Program Management, Change Management, Disaster Recovery, Enterprise Software, Financial Services, IT Management, Information Technology, PMO, Management
Education
Binghamton University 1981 — 1985
Bachelor of Science, Mathematics/Computer Science
Joshua Jedwab Joshua Jedwab's PaineWebber Experience 1989 - 1997
Job Attorney and Senior Compliance Officer at Tower Research Capital
Industry Financial Services
Experience
Tower Research Capital April 2014 - Present
Compliance Risk Concepts December 2013 - March 2014
KCG Holdings, Inc. January 2011 - November 2013
Knight Capital Markets LLC (Formerly Trimark Securities) August 1997 - December 2010
PaineWebber 1989 - 1997
Shearson Lehman American Express January 1986 - March 1989
Skills
Capital Markets, Securities, Equities, Hedge Funds, Private Equity, Alternative Investments, Trading, Securities Regulation, Trading Systems, Futures, Risk Management, FINRA, Fixed Income, Series 7, High Frequency Trading, Compliance, Series 63, Financial Markets, Investment Banking, Options, Series 24, Asset Management, Investments, Asset Managment, Mergers, Financial Policies &..., Due Diligence
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1981 — 1984
JD, Law
Columbia University in the City of New York 1977 — 1981
Yeshiva of Flatbush 1973 — 1977
Tower Research Capital April 2014 - Present
Compliance Risk Concepts December 2013 - March 2014
KCG Holdings, Inc. January 2011 - November 2013
Knight Capital Markets LLC (Formerly Trimark Securities) August 1997 - December 2010
PaineWebber 1989 - 1997
Shearson Lehman American Express January 1986 - March 1989
Skills
Capital Markets, Securities, Equities, Hedge Funds, Private Equity, Alternative Investments, Trading, Securities Regulation, Trading Systems, Futures, Risk Management, FINRA, Fixed Income, Series 7, High Frequency Trading, Compliance, Series 63, Financial Markets, Investment Banking, Options, Series 24, Asset Management, Investments, Asset Managment, Mergers, Financial Policies &..., Due Diligence
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1981 — 1984
JD, Law
Columbia University in the City of New York 1977 — 1981
Yeshiva of Flatbush 1973 — 1977
Anne Kavanagh's PaineWebber Experience 1999 - 2000
Job Managing Member at Kavanagh Consulting LLC
Industry Retail
Experience
Kavanagh Consulting LLC July 2014 - Present
U.S. Vision November 2010 - July 2014
Kavanagh Consulting LLC January 2001 - November 2010
PaineWebber 1999 - 2000
Prudential Securities 1998 - 1999
Salomon Brothers 1997 - 1998
NatWest Securities 1990 - 1997
Drexel Burnham Lambert 1983 - 1990
IBM 1981 - 1983
Education
Boston College 1977 — 1981
Bachelor’s Degree, Majors: Finance and Marketing, Magna Cum Laude
Kavanagh Consulting LLC July 2014 - Present
U.S. Vision November 2010 - July 2014
Kavanagh Consulting LLC January 2001 - November 2010
PaineWebber 1999 - 2000
Prudential Securities 1998 - 1999
Salomon Brothers 1997 - 1998
NatWest Securities 1990 - 1997
Drexel Burnham Lambert 1983 - 1990
IBM 1981 - 1983
Education
Boston College 1977 — 1981
Bachelor’s Degree, Majors: Finance and Marketing, Magna Cum Laude
Fuad Sawaya Fuad Sawaya's PaineWebber Experience September 1986 - January 2000
Job Managing Director and CoFounder Sawaya Segalas & Co., LLC
Industry Financial Services
Experience
Sawaya Segalas & Co., LLC September 2001 - Present
JP Morgan February 2000 - November 2000
PaineWebber September 1986 - January 2000
Education
Columbia University - Columbia Business School 1984 — 1986
MBA, Finance, International Business
American University of Beirut 1979 — 1983
B.S., Civil Engineering
Notre Dame de Jamhour 1966 — 1979
Sawaya Segalas & Co., LLC September 2001 - Present
JP Morgan February 2000 - November 2000
PaineWebber September 1986 - January 2000
Education
Columbia University - Columbia Business School 1984 — 1986
MBA, Finance, International Business
American University of Beirut 1979 — 1983
B.S., Civil Engineering
Notre Dame de Jamhour 1966 — 1979
Russ Hall Russ Hall's PaineWebber Experience August 1990 - March 2008
Job Managing Director at Hall Private Wealth Advisors LLC
Industry Financial Services
Experience
Hall Private Wealth Advisors April 2015 - Present
Connequity December 2010 - Present
Tech Coast Angels 2011 - Present
Morgan Stanley March 2008 - April 2015
PaineWebber August 1990 - March 2008
Skills
Investments, Asset Managment, Private Equity, Due Diligence, Portfolio Management, Start-ups, Wealth Management, Equities, Securities, Financial Analysis, Asset Allocation, Entrepreneurship, Series 7, Business Strategy, Financial Services, Financial Advisory, Investment Management, Loans, Strategic Planning, Mortgage Lending, Investment Advisory, Investment Strategies, Fixed Income, Angel Investing, New Business Development, Alternative Investments, Asset Management, Finance, Mergers & Acquisitions, Small Business, Strategic Financial..., Strategy, Venture Capital, Funding, Banking, Business Development, Management, Executive Management, Financial Modeling, Financial Planning
Education
Alfred University 1986 — 1990
Business, Economics/Finance
E.L. Vandermeulen HS 1986 — 1990
High School, Field of Study: Really?!
Hall Private Wealth Advisors April 2015 - Present
Connequity December 2010 - Present
Tech Coast Angels 2011 - Present
Morgan Stanley March 2008 - April 2015
PaineWebber August 1990 - March 2008
Skills
Investments, Asset Managment, Private Equity, Due Diligence, Portfolio Management, Start-ups, Wealth Management, Equities, Securities, Financial Analysis, Asset Allocation, Entrepreneurship, Series 7, Business Strategy, Financial Services, Financial Advisory, Investment Management, Loans, Strategic Planning, Mortgage Lending, Investment Advisory, Investment Strategies, Fixed Income, Angel Investing, New Business Development, Alternative Investments, Asset Management, Finance, Mergers & Acquisitions, Small Business, Strategic Financial..., Strategy, Venture Capital, Funding, Banking, Business Development, Management, Executive Management, Financial Modeling, Financial Planning
Education
Alfred University 1986 — 1990
Business, Economics/Finance
E.L. Vandermeulen HS 1986 — 1990
High School, Field of Study: Really?!
Stephanie Webber (Fix)'s PaineWebber Experience 1999 - 2000
Job Director of Recruiting and HR @ flyp
Industry Information Technology and Services
Experience
flyp, inc. August 2015 - Present
CareerFix August 2015 - Present
Pro Search, Inc. September 2007 - August 2015
Executive Seach Group 2006 - 2007
StoutCrocker, PA 2003 - 2006
DeLorme 2004 - 2005
L.L. Bean 2001 - 2005
PaineWebber 1999 - 2000
Kingston Production 1997 - 1999
Liberty Mutual/ Liberty Secruity Corporation 1992 - 1996
Skills
Recruiting, SQL, Windows, .NET, Business Process Design, SharePoint, Business Intelligence, Requirements Analysis, Vendor Management, DB2, Software Project..., Talent Acquisition, PL/SQL, Solution Architecture, Oracle E-Business Suite, Agile Methodologies, Integration, Data Warehousing, ERP, Database Administration, SDLC, Management, Project Management, Interviews, Security, Quality Assurance, Program Management, Networking, IT Management
Education
Boston University 1989 — 1995
B.A., Business
North Yarmouth Academy 1985 — 1989
Pre College
University of Southern Maine
Certificate Program, Conflict Resolution Mediation: Business and Family
flyp, inc. August 2015 - Present
CareerFix August 2015 - Present
Pro Search, Inc. September 2007 - August 2015
Executive Seach Group 2006 - 2007
StoutCrocker, PA 2003 - 2006
DeLorme 2004 - 2005
L.L. Bean 2001 - 2005
PaineWebber 1999 - 2000
Kingston Production 1997 - 1999
Liberty Mutual/ Liberty Secruity Corporation 1992 - 1996
Skills
Recruiting, SQL, Windows, .NET, Business Process Design, SharePoint, Business Intelligence, Requirements Analysis, Vendor Management, DB2, Software Project..., Talent Acquisition, PL/SQL, Solution Architecture, Oracle E-Business Suite, Agile Methodologies, Integration, Data Warehousing, ERP, Database Administration, SDLC, Management, Project Management, Interviews, Security, Quality Assurance, Program Management, Networking, IT Management
Education
Boston University 1989 — 1995
B.A., Business
North Yarmouth Academy 1985 — 1989
Pre College
University of Southern Maine
Certificate Program, Conflict Resolution Mediation: Business and Family
Barbara Kociper, MBA's PaineWebber Experience January 1998 - June 1998
Job Head of Marketing derStandard.at I DER STANDARD
Industry Media Production
Experience
derStandard.at I DER STANDARD February 2014 - Present
ING-DiBa Direktbank Austria February 2013 - January 2014
American Express April 2007 - January 2013
American Express July 2011 - December 2011
PAGRO Diskont September 2004 - December 2006
TBWA April 2001 - August 2004
Baruch College February 1999 - January 2001
The Coca-Cola Company September 1998 - December 1998
PaineWebber January 1998 - June 1998
Baruch College September 1995 - June 1998
Skills
Marketingstrategie, Digitales Marketing, Direktmarketing, Werbung, Strategische..., Social Media, Strategisches Management, Marketing, Marketing Strategy, Online Advertising, Onlinewerbung, Unternehmensstrategie
Education
Baruch College
MBA, Corporate Finance & Investments
Baruch College
BBA, International Marketing
derStandard.at I DER STANDARD February 2014 - Present
ING-DiBa Direktbank Austria February 2013 - January 2014
American Express April 2007 - January 2013
American Express July 2011 - December 2011
PAGRO Diskont September 2004 - December 2006
TBWA April 2001 - August 2004
Baruch College February 1999 - January 2001
The Coca-Cola Company September 1998 - December 1998
PaineWebber January 1998 - June 1998
Baruch College September 1995 - June 1998
Skills
Marketingstrategie, Digitales Marketing, Direktmarketing, Werbung, Strategische..., Social Media, Strategisches Management, Marketing, Marketing Strategy, Online Advertising, Onlinewerbung, Unternehmensstrategie
Education
Baruch College
MBA, Corporate Finance & Investments
Baruch College
BBA, International Marketing
Glen Shepherd Glen Shepherd's PaineWebber Experience January 1999 - January 2000
Job CEO
Industry Think Tanks
Experience
MY OFFICE GURUS January 2008 - Present
Glen Shepherd January 1979 - Present
QA3 Financial Corp March 2005 - December 2007
SHEPHERD FINANCIAL SERVICES, INC January 2000 - November 2007
SHEPHERD ENTERPRISES, INC January 1979 - January 2004
PaineWebber January 1999 - January 2000
SHEPHERD ENTERPRISES, INC January 1997 - January 1998
Werner Enterprises January 1992 - January 1997
Skills
Strategic Planning, Strategy, Marketing, Investments, Start-ups, Business Development, Sales, Management, Team Building, Finance, Business Strategy, Leadership, New Business Development, Risk Management, Financial Services, Consulting, Sales Management, Insurance, Series 7, Negotiation, Business Planning, Executive Management, Financial Planning, Portfolio Management, Small Business, Financial Advisory, Strategic Financial..., Employee Benefits, Wealth Management, Asset Management, Mutual Funds, Retirement, Management Consulting, Investment Advisory, Securities, Alternative Investments, Distribution Strategies, Sporting Optics, Sporting Goods Industry
Education
Milligan College 1988 — 1992
Bachelors, Business Administration, Marketing, Computer Science
University of Nebraska at Omaha 1988 — 1991
Nebraska Christian College 1987 — 1988
MY OFFICE GURUS January 2008 - Present
Glen Shepherd January 1979 - Present
QA3 Financial Corp March 2005 - December 2007
SHEPHERD FINANCIAL SERVICES, INC January 2000 - November 2007
SHEPHERD ENTERPRISES, INC January 1979 - January 2004
PaineWebber January 1999 - January 2000
SHEPHERD ENTERPRISES, INC January 1997 - January 1998
Werner Enterprises January 1992 - January 1997
Skills
Strategic Planning, Strategy, Marketing, Investments, Start-ups, Business Development, Sales, Management, Team Building, Finance, Business Strategy, Leadership, New Business Development, Risk Management, Financial Services, Consulting, Sales Management, Insurance, Series 7, Negotiation, Business Planning, Executive Management, Financial Planning, Portfolio Management, Small Business, Financial Advisory, Strategic Financial..., Employee Benefits, Wealth Management, Asset Management, Mutual Funds, Retirement, Management Consulting, Investment Advisory, Securities, Alternative Investments, Distribution Strategies, Sporting Optics, Sporting Goods Industry
Education
Milligan College 1988 — 1992
Bachelors, Business Administration, Marketing, Computer Science
University of Nebraska at Omaha 1988 — 1991
Nebraska Christian College 1987 — 1988
Charlene J. Zeiberg's PaineWebber Experience March 1997 - February 1999
Job Designing custom learning and talent development solutions that help organizations execute their business strategy
Industry Professional Training & Coaching
Experience
Zeiberg Consulting February 1999 - Present
PaineWebber March 1997 - February 1999
The Forum Corporation February 1993 - February 1997
UCLA August 1991 - February 1993
SunAmerica Financial Group October 1990 - January 1993
The Harlan Company August 1989 - October 1990
New York Institute of Technology September 1989 - May 1990
Accenture July 1988 - August 1989
Fidelity Investments September 1986 - March 1988
ABC Television 1983 - 1984
Skills
Performance Consulting, Instructional Design, Talent Management, Leadership Development, Blended Learning..., Learning Portals, Client Service..., Management Development, Learning Strategy, Performance Management, Learning Environment, Blended Learning, Project Management, Training, Strategy, Performance Improvement, Strategic Planning, Management, Change Management, Organizational..., Employee Training, Succession Planning, Needs Analysis, Human Resources, Program Management, Consulting, Organizational..., Culture Change, E-Learning, Workshop Facilitation, Corporate Training, Leadership, Management Consulting, Onboarding
Education
Ithaca College
B.S., Instructional Design
Boston University
Master of Education (M.Ed.), Human Resources Learning & Development
Ramapo High School
Zeiberg Consulting February 1999 - Present
PaineWebber March 1997 - February 1999
The Forum Corporation February 1993 - February 1997
UCLA August 1991 - February 1993
SunAmerica Financial Group October 1990 - January 1993
The Harlan Company August 1989 - October 1990
New York Institute of Technology September 1989 - May 1990
Accenture July 1988 - August 1989
Fidelity Investments September 1986 - March 1988
ABC Television 1983 - 1984
Skills
Performance Consulting, Instructional Design, Talent Management, Leadership Development, Blended Learning..., Learning Portals, Client Service..., Management Development, Learning Strategy, Performance Management, Learning Environment, Blended Learning, Project Management, Training, Strategy, Performance Improvement, Strategic Planning, Management, Change Management, Organizational..., Employee Training, Succession Planning, Needs Analysis, Human Resources, Program Management, Consulting, Organizational..., Culture Change, E-Learning, Workshop Facilitation, Corporate Training, Leadership, Management Consulting, Onboarding
Education
Ithaca College
B.S., Instructional Design
Boston University
Master of Education (M.Ed.), Human Resources Learning & Development
Ramapo High School
Mark Anthony Erskine Mark Anthony Erskine's PaineWebber Experience 1989 - 1994
Job Director at Reverse Mortgage Works
Industry Banking
Experience
Reverse Mortgage Works 2004 - Present
Raymond James Financial Inc. 1994 - 2004
PaineWebber 1989 - 1994
Skills
Reverse Mortgages
Education
California Lutheran University 2012 — 2014
Master of Business Administration (MBA), Financial Planning and Services
UCSB 1986 — 1989
Economics
Reverse Mortgage Works 2004 - Present
Raymond James Financial Inc. 1994 - 2004
PaineWebber 1989 - 1994
Skills
Reverse Mortgages
Education
California Lutheran University 2012 — 2014
Master of Business Administration (MBA), Financial Planning and Services
UCSB 1986 — 1989
Economics
Frank Schwall's PaineWebber Experience October 1993 - 2000
Job Licensed Real Estate Salesperson
Industry Real Estate
Experience
Bond New York 2013 - Present
Blue Star Jets 2011 - 2013
1st Global 2008 - 2010
BAB 2006 - 2008
Manulife Financial 2002 - 2005
UBS Global Asset Management 2000 - 2002
PaineWebber October 1993 - 2000
Plano ISD 1988 - 1993
Skills
Investment Properties, International Buyers, Real Estate, Public Speaking, Presentations, Real Estate Transactions, Sales Management, Management, Team Management, Negotiation, Leadership, Team Leadership, Sellers, Marketing Strategy, Corporate Relocation, Investments, Asset Managment, Program Management, Mutual Funds, Account Management, Sales, Business Development
Education
Baylor University 1982 — 1987
BS Education, Education
Berkner High School
Bond New York 2013 - Present
Blue Star Jets 2011 - 2013
1st Global 2008 - 2010
BAB 2006 - 2008
Manulife Financial 2002 - 2005
UBS Global Asset Management 2000 - 2002
PaineWebber October 1993 - 2000
Plano ISD 1988 - 1993
Skills
Investment Properties, International Buyers, Real Estate, Public Speaking, Presentations, Real Estate Transactions, Sales Management, Management, Team Management, Negotiation, Leadership, Team Leadership, Sellers, Marketing Strategy, Corporate Relocation, Investments, Asset Managment, Program Management, Mutual Funds, Account Management, Sales, Business Development
Education
Baylor University 1982 — 1987
BS Education, Education
Berkner High School
Oliver Pursche's PaineWebber Experience 1996 - 1997
Job Chief Executive Officer at Bruderman Brothers, LLC
Industry Financial Services
Experience
Bruderman Brothers, LLC January 2015 - Present
Co-Portfolio Manager GMG Defensive Beta Fund December 2008 - Present
Gary Goldberg Financial Services January 2005 - December 2014
Trust Company of America September 2002 - December 2004
Neuberger Berman March 1997 - September 2002
PaineWebber 1996 - 1997
Olde Discount Brokerage 1994 - 1996
Skills
Asset Management, Alternative Investments, Tactical Asset..., Global Macro, Business Process..., Sales Growth, Equities, Commodity, Finance, Hedging, Mutual Funds, Investment Strategies, Hedge Funds, ETFs, Wealth Management, Investment Advisory, Investment Management, Asset Allocation, Series 7, Asset Managment, Financial Markets, Portfolio Management, Trading, Investments, Financial Advisory, Series 63, Securities, Fixed Income, Strategic Financial..., Options, Series 65, FINRA, Bonds, Capital Markets, Financial Services, Management
Education
Bentley University 1989 — 1992
BS, Communications, Finance
Greens Farms Academy 1986 — 1989
Bruderman Brothers, LLC January 2015 - Present
Co-Portfolio Manager GMG Defensive Beta Fund December 2008 - Present
Gary Goldberg Financial Services January 2005 - December 2014
Trust Company of America September 2002 - December 2004
Neuberger Berman March 1997 - September 2002
PaineWebber 1996 - 1997
Olde Discount Brokerage 1994 - 1996
Skills
Asset Management, Alternative Investments, Tactical Asset..., Global Macro, Business Process..., Sales Growth, Equities, Commodity, Finance, Hedging, Mutual Funds, Investment Strategies, Hedge Funds, ETFs, Wealth Management, Investment Advisory, Investment Management, Asset Allocation, Series 7, Asset Managment, Financial Markets, Portfolio Management, Trading, Investments, Financial Advisory, Series 63, Securities, Fixed Income, Strategic Financial..., Options, Series 65, FINRA, Bonds, Capital Markets, Financial Services, Management
Education
Bentley University 1989 — 1992
BS, Communications, Finance
Greens Farms Academy 1986 — 1989
David Ertel David Ertel's PaineWebber Experience October 1984 - March 2000
Job Chief Financial Officer at Einstein Healthcare Network
Industry Hospital & Health Care
Experience
Einstein Healthcare Network March 2013 - Present
Princeton Healthcare System Board of Trustees March 2005 - March 2013
Morgan Stanley April 2000 - February 2013
PaineWebber October 1984 - March 2000
Skills
Investments, Business Strategy, Equities, Portfolio Management, Capital Markets, Investment Banking, Asset Management, Risk Management, Strategic Planning, Change Management, New Business Development, Fixed Income, Management, Strategic Financial..., Finance, Financial Planning, Healthcare, Financial Analysis, Golf
Education
Columbia University in the City of New York 1982 — 1984
Master of Business Administration (MBA) and Master of Public Health (MPH), Finance, General
American University 1973 — 1976
Bachelor of Arts (BA), Political Science and Government
Einstein Healthcare Network March 2013 - Present
Princeton Healthcare System Board of Trustees March 2005 - March 2013
Morgan Stanley April 2000 - February 2013
PaineWebber October 1984 - March 2000
Skills
Investments, Business Strategy, Equities, Portfolio Management, Capital Markets, Investment Banking, Asset Management, Risk Management, Strategic Planning, Change Management, New Business Development, Fixed Income, Management, Strategic Financial..., Finance, Financial Planning, Healthcare, Financial Analysis, Golf
Education
Columbia University in the City of New York 1982 — 1984
Master of Business Administration (MBA) and Master of Public Health (MPH), Finance, General
American University 1973 — 1976
Bachelor of Arts (BA), Political Science and Government
Andrea Hammerling's PaineWebber Experience May 1998 - August 1999
Job 2015 Master's of Social Work Graduate in Search for Social Work Position
Industry Individual & Family Services
Experience
Community Health Center September 2014 - April 2015
RBC Wealth Management May 2014 - September 2014
Town of Manchester, Senior, Adult and Family Services September 2013 - April 2014
Poulin Wealth Management March 2012 - June 2013
ING July 2010 - January 2012
Phoenix Life Insurance Company December 2005 - January 2009
Phoenix Investment Partners, Ltd February 2005 - November 2005
Western Reserve Life of Ohio January 2000 - August 2000
PaineWebber May 1998 - August 1999
The Hartford Life Insurance Company August 1996 - March 1998
Skills
Case Management, Crisis Management, Cognitive Therapy, Psychotherapy, Social Support, Mutual Funds, Leadership, Project Management, Fixed Annuities, Securities, Investments, Financial Services, Asset Management, Customer Service, Office Administration
Education
University of Connecticut 2013 — 2015
Master of Social Work (M.S.W.), Case Work
Bay Path University 2008 — 2009
Master of Business Administration, Entrepreneurship and Innovative Business Practices
University of Massachusetts, Amherst 1994 — 1996
Bachelor of Science, Natural Resource Economics
Community Health Center September 2014 - April 2015
RBC Wealth Management May 2014 - September 2014
Town of Manchester, Senior, Adult and Family Services September 2013 - April 2014
Poulin Wealth Management March 2012 - June 2013
ING July 2010 - January 2012
Phoenix Life Insurance Company December 2005 - January 2009
Phoenix Investment Partners, Ltd February 2005 - November 2005
Western Reserve Life of Ohio January 2000 - August 2000
PaineWebber May 1998 - August 1999
The Hartford Life Insurance Company August 1996 - March 1998
Skills
Case Management, Crisis Management, Cognitive Therapy, Psychotherapy, Social Support, Mutual Funds, Leadership, Project Management, Fixed Annuities, Securities, Investments, Financial Services, Asset Management, Customer Service, Office Administration
Education
University of Connecticut 2013 — 2015
Master of Social Work (M.S.W.), Case Work
Bay Path University 2008 — 2009
Master of Business Administration, Entrepreneurship and Innovative Business Practices
University of Massachusetts, Amherst 1994 — 1996
Bachelor of Science, Natural Resource Economics
Bob Whalen Bob Whalen's PaineWebber Experience 1988 - 1993
Job Deputy District Attorney at Fresno County District Attorney
Industry Government Administration
Experience
City of Clovis Deputy District AttorneyFresno County District Attorney1998 - Present
PaineWebber 1988 - 1993
Education
Regent University School of Law 1994 — 1997
JD, Law
California State University, Fresno 1982 — 1987
FInance
City of Clovis Deputy District AttorneyFresno County District Attorney1998 - Present
PaineWebber 1988 - 1993
Education
Regent University School of Law 1994 — 1997
JD, Law
California State University, Fresno 1982 — 1987
FInance
Margaret Lloyd Margaret Lloyd's PaineWebber Experience January 1985 - December 1988
Job Nonprofit Volunteer
Industry Nonprofit Organization Management
Experience
Scenic Texas January 2002 - December 2009
Brown McCarroll January 1992 - December 1995
PaineWebber January 1985 - December 1988
Skills
Non-profits, Grant Writing, Public Relations, Nonprofits, Community Outreach, Event Planning, Fundraising, Volunteer Management, Program Development, Public Speaking, Legal Writing, Leadership Development, Public Policy, Grants, Board Development, Policy Analysis, Community Development, Philanthropy
Education
South Texas College of Law 1989 — 1991
JD, Law
University of Alabama in Huntsville 1978 — 1980
MA, Education/Developmental Learning
Auburn University 1974 — 1976
BA, Social Sciences
Scenic Texas January 2002 - December 2009
Brown McCarroll January 1992 - December 1995
PaineWebber January 1985 - December 1988
Skills
Non-profits, Grant Writing, Public Relations, Nonprofits, Community Outreach, Event Planning, Fundraising, Volunteer Management, Program Development, Public Speaking, Legal Writing, Leadership Development, Public Policy, Grants, Board Development, Policy Analysis, Community Development, Philanthropy
Education
South Texas College of Law 1989 — 1991
JD, Law
University of Alabama in Huntsville 1978 — 1980
MA, Education/Developmental Learning
Auburn University 1974 — 1976
BA, Social Sciences
Marc Liebman Marc Liebman's PaineWebber Experience May 2000 - August 2000
Job VP, Reservation Products
Industry Hospitality
Experience
TRAVELCLICK April 2009 - Present
Edgewater Technology November 2004 - April 2009
Thomson Financial December 2003 - November 2004
Baseline Financial Services April 2002 - December 2003
PaineWebber May 2000 - August 2000
Skills
Product Management, E-commerce, Business Analysis, Analytics, Change Management, Competitive Analysis, Cross-functional Team..., Project Management
Education
Binghamton University - School of Management 1997 — 2001
BS in Management, Concentrations in Finance and MIS
TRAVELCLICK April 2009 - Present
Edgewater Technology November 2004 - April 2009
Thomson Financial December 2003 - November 2004
Baseline Financial Services April 2002 - December 2003
PaineWebber May 2000 - August 2000
Skills
Product Management, E-commerce, Business Analysis, Analytics, Change Management, Competitive Analysis, Cross-functional Team..., Project Management
Education
Binghamton University - School of Management 1997 — 2001
BS in Management, Concentrations in Finance and MIS
Will Freebing Will Freebing's PaineWebber Experience 1985 - 1989
Job Assistant Complex Director at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 2014 - Present
UBS Financial Services October 2010 - February 2014
UBS Financial Services 2010 - June 2011
UBS Financial Services March 2008 - June 2009
FTN Financial October 2003 - November 2007
Fidelity Investments October 1989 - December 2002
PaineWebber 1985 - 1989
Education
The George Washington University - School of Business 1985 — 1988
M.B.A., Marketing
Arizona State University, W. P. Carey School of Business 1975 — 1978
B.S., Finance
UBS Financial Services March 2014 - Present
UBS Financial Services October 2010 - February 2014
UBS Financial Services 2010 - June 2011
UBS Financial Services March 2008 - June 2009
FTN Financial October 2003 - November 2007
Fidelity Investments October 1989 - December 2002
PaineWebber 1985 - 1989
Education
The George Washington University - School of Business 1985 — 1988
M.B.A., Marketing
Arizona State University, W. P. Carey School of Business 1975 — 1978
B.S., Finance
Matthew Libien, CFP® Matthew Libien, CFP®'s PaineWebber Experience 1997 - 2001
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2009 - Present
LeTip of Hackensack 1999 - Present
Pack 86 2009 - 2012
Smith Barney October 2001 - February 2009
PaineWebber 1997 - 2001
CIT 1995 - 1997
Education
Certified Financial Planner Board of Standards 2011 — 2011
CFP(R), Financial Planning
Farileigh Dickinson University - Hackensack 2009 — 2010
CFP certificate, Financial Planning
Boston University - School of Management 1990 — 1995
BSBA, Finance
Glen Rock High School
Wells Fargo Advisors, LLC February 2009 - Present
LeTip of Hackensack 1999 - Present
Pack 86 2009 - 2012
Smith Barney October 2001 - February 2009
PaineWebber 1997 - 2001
CIT 1995 - 1997
Education
Certified Financial Planner Board of Standards 2011 — 2011
CFP(R), Financial Planning
Farileigh Dickinson University - Hackensack 2009 — 2010
CFP certificate, Financial Planning
Boston University - School of Management 1990 — 1995
BSBA, Finance
Glen Rock High School
SUSAN KENDALL SUSAN KENDALL's PaineWebber Experience August 1995 - June 1997
Job Unemployed at SunTrust Robinson Humphrey
Industry Investment Banking
Experience
SunTrust Robinson Humphrey August 1997 - February 2003
PaineWebber August 1995 - June 1997
PaineWebber 1995 - 1995
Skills
Derivatives
Education
Auburn University 1988 — 1992
Bachelor's degree, Political Science and Government
SunTrust Robinson Humphrey August 1997 - February 2003
PaineWebber August 1995 - June 1997
PaineWebber 1995 - 1995
Skills
Derivatives
Education
Auburn University 1988 — 1992
Bachelor's degree, Political Science and Government
Allen Meyer's PaineWebber Experience 1996 - 2000
Job Compliance
Industry Financial Services
Experience
Barclays May 2014 - June 2015
Barclays October 2014 - March 2015
Barclays December 2011 - May 2014
Credit Suisse January 2011 - December 2011
Credit Suisse September 2005 - January 2011
Credit Suisse 2002 - 2005
UBS 2000 - 2002
PaineWebber 1996 - 2000
PaineWebber 1996 - 1996
PaineWebber 1995 - 1996
Skills
Financial Services..., Financial Services, Strategy, Management, Internal Controls, Risk Management, Project Management, Capital Markets
Education
Boston University School of Law 1985 — 1988
Juris Doctor (J.D.), Law
Emory University 1981 — 1985
Bachelor’s Degree, History/Political Science
Blind Brook High School, Rye Brook NY 1978 — 1981
Barclays May 2014 - June 2015
Barclays October 2014 - March 2015
Barclays December 2011 - May 2014
Credit Suisse January 2011 - December 2011
Credit Suisse September 2005 - January 2011
Credit Suisse 2002 - 2005
UBS 2000 - 2002
PaineWebber 1996 - 2000
PaineWebber 1996 - 1996
PaineWebber 1995 - 1996
Skills
Financial Services..., Financial Services, Strategy, Management, Internal Controls, Risk Management, Project Management, Capital Markets
Education
Boston University School of Law 1985 — 1988
Juris Doctor (J.D.), Law
Emory University 1981 — 1985
Bachelor’s Degree, History/Political Science
Blind Brook High School, Rye Brook NY 1978 — 1981
Jonathan Baum's PaineWebber Experience January 1984 - January 1998
Job Senior Financial Service Executive
Industry Financial Services
Experience
JB Squared Investment Consulting June 2014 - Present
Chelsea Lynne Charters, LLC October 2013 - Present
Holderness School 2012 - Present
Dreyfus Corporation March 2006 - January 2013
ICI 2009 - 2012
Scudder Distributors July 2002 - January 2005
UBS January 1998 - July 2002
PaineWebber January 1984 - January 1998
Skills
Asset Management, Mutual Funds, Alternative Investments, Asset Managment, Hedge Funds, Finance, Securities, Investments, Series 7, Equities, New Business Development, Wealth Management, ETFs, Asset Allocation, Investment Management, Sales Management, Investment Strategies, Series 63, Financial Services, Fixed Income, Investment Advisory, Portfolio Management, Capital Markets
Education
Bucknell University 1979 — 1983
BA, English
Smithtown High School East 1975 — 1979
High School Diploma
JB Squared Investment Consulting June 2014 - Present
Chelsea Lynne Charters, LLC October 2013 - Present
Holderness School 2012 - Present
Dreyfus Corporation March 2006 - January 2013
ICI 2009 - 2012
Scudder Distributors July 2002 - January 2005
UBS January 1998 - July 2002
PaineWebber January 1984 - January 1998
Skills
Asset Management, Mutual Funds, Alternative Investments, Asset Managment, Hedge Funds, Finance, Securities, Investments, Series 7, Equities, New Business Development, Wealth Management, ETFs, Asset Allocation, Investment Management, Sales Management, Investment Strategies, Series 63, Financial Services, Fixed Income, Investment Advisory, Portfolio Management, Capital Markets
Education
Bucknell University 1979 — 1983
BA, English
Smithtown High School East 1975 — 1979
High School Diploma
Howard Averback's PaineWebber Experience September 1999 - August 2000
Job Senior Instructional Designer at Amplify
Industry Professional Training & Coaching
Experience
Amplify November 2013 - Present
John Wiley and Sons July 2013 - November 2013
John Wiley and Sons March 2009 - June 2013
American Management Association December 2006 - October 2008
Vonage August 2006 - December 2006
Self-employed November 2001 - August 2006
NYUonline September 2000 - November 2001
PaineWebber September 1999 - August 2000
Various Institutions September 1990 - May 2000
The Forum Corporation October 1994 - August 1999
Skills
Instructor-led Training, Sales, Business Services, Needs Analysis, Instructional Design, Project Management, Program Management, Training, Blended Learning, E-Learning, Management, Performance Management, Leadership, Editing, Consulting, Curriculum Design, Cross-functional Team..., Team Leadership, ADDIE, Content Development, Learning Management
Education
Northwestern University
Ph.D., ABD, Performance Studies
Northwestern University
M.A., Performance Studies
Bowdoin College
B.A. cum laude, German and Mathematics
Ludwig-Maximilians Universität München
Amplify November 2013 - Present
John Wiley and Sons July 2013 - November 2013
John Wiley and Sons March 2009 - June 2013
American Management Association December 2006 - October 2008
Vonage August 2006 - December 2006
Self-employed November 2001 - August 2006
NYUonline September 2000 - November 2001
PaineWebber September 1999 - August 2000
Various Institutions September 1990 - May 2000
The Forum Corporation October 1994 - August 1999
Skills
Instructor-led Training, Sales, Business Services, Needs Analysis, Instructional Design, Project Management, Program Management, Training, Blended Learning, E-Learning, Management, Performance Management, Leadership, Editing, Consulting, Curriculum Design, Cross-functional Team..., Team Leadership, ADDIE, Content Development, Learning Management
Education
Northwestern University
Ph.D., ABD, Performance Studies
Northwestern University
M.A., Performance Studies
Bowdoin College
B.A. cum laude, German and Mathematics
Ludwig-Maximilians Universität München
Wendy Kallio's PaineWebber Experience June 1998 - November 2003
Job Americas Learning Portfolio Engineer at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services August 2012 - Present
UBS Financial Services January 2011 - August 2012
UBS Financial Services January 2009 - December 2010
UBS Financial Services July 2007 - December 2008
UBS Financial Services Inc. December 2003 - July 2007
PaineWebber June 1998 - November 2003
Skills
Series 63, Portfolio Management, Leadership, Financial Analysis, Series 7, Management, Risk Management, Banking, Alternative Investments, Vendor Management
Education
Bucknell University 1995 — 1999
BS, Management
UBS Financial Services August 2012 - Present
UBS Financial Services January 2011 - August 2012
UBS Financial Services January 2009 - December 2010
UBS Financial Services July 2007 - December 2008
UBS Financial Services Inc. December 2003 - July 2007
PaineWebber June 1998 - November 2003
Skills
Series 63, Portfolio Management, Leadership, Financial Analysis, Series 7, Management, Risk Management, Banking, Alternative Investments, Vendor Management
Education
Bucknell University 1995 — 1999
BS, Management
Michael Gumport's PaineWebber Experience 1983 - 1985
Job Corporate Finance / Capital Markets Consultant
Industry Investment Banking
Experience
MG Holdings/SIP April 2004 - Present
Clear Logic January 2000 - January 2003
Sage, Inc. 1996 - 2002
eMagin Corp. October 1994 - November 1999
Lehman Brothers January 1990 - September 1998
Drexel Burnham Lambert 1986 - 1990
Dean Witter 1985 - 1986
PaineWebber 1983 - 1985
Skills
Investment Banking, Venture Capital, Equities, Private Equity, Mergers & Acquisitions, IPO, Start-ups, Mergers, Trading, Finance, Private Placements, Structured Finance, Equity Research, Options
Education
Columbia University 1974 — 1976
MBA, Major: Finance; Minor: Econometrics
Amherst College 1969 — 1973
BA, Major: English; Minor: European Languages
Dalton
MG Holdings/SIP April 2004 - Present
Clear Logic January 2000 - January 2003
Sage, Inc. 1996 - 2002
eMagin Corp. October 1994 - November 1999
Lehman Brothers January 1990 - September 1998
Drexel Burnham Lambert 1986 - 1990
Dean Witter 1985 - 1986
PaineWebber 1983 - 1985
Skills
Investment Banking, Venture Capital, Equities, Private Equity, Mergers & Acquisitions, IPO, Start-ups, Mergers, Trading, Finance, Private Placements, Structured Finance, Equity Research, Options
Education
Columbia University 1974 — 1976
MBA, Major: Finance; Minor: Econometrics
Amherst College 1969 — 1973
BA, Major: English; Minor: European Languages
Dalton
Pete Isberg, CFA®, CIMA®, MBA's PaineWebber Experience June 1996 - January 1998
Job Executive Director Client Advisor, J.P. Morgan Funds
Industry Investment Management
Experience
J.P. Morgan Asset Management February 2003 - Present
Pioneer Investments February 1998 - February 2003
PaineWebber June 1996 - January 1998
Education
Boston University Questrom School of Business 2005 — 2008
MBA
Suffolk University 1994 — 1996
BS
J.P. Morgan Asset Management February 2003 - Present
Pioneer Investments February 1998 - February 2003
PaineWebber June 1996 - January 1998
Education
Boston University Questrom School of Business 2005 — 2008
MBA
Suffolk University 1994 — 1996
BS
Oliver D. Cromwell's PaineWebber Experience 1988 - 1990
Job President, Founder at Bentley Associates
Industry Investment Banking
Experience
Bentley Associates 1990 - Present
PaineWebber 1988 - 1990
Oppenheimer & Co. 1987 - 1988
Donaldson, Lufkin & Jenrette 1976 - 1987
Skills
Investment Banking, Mergers, Corporate Finance, Private Placements, Valuation
Education
Harvard Business School 1974 — 1976
MBA
Brown University 1968 — 1972
A.B., American History
Bentley Associates 1990 - Present
PaineWebber 1988 - 1990
Oppenheimer & Co. 1987 - 1988
Donaldson, Lufkin & Jenrette 1976 - 1987
Skills
Investment Banking, Mergers, Corporate Finance, Private Placements, Valuation
Education
Harvard Business School 1974 — 1976
MBA
Brown University 1968 — 1972
A.B., American History
Nichole Saland's PaineWebber Experience 1999 - 2000
Job Managing Director Head of Corporate Access/Research Operations at Telsey Advisory Group
Industry Financial Services
Experience
Telsey Advisory Group March 2013 - Present
Telsey Advisory Group March 2007 - March 2013
Telsey Advisory Group February 2006 - March 2007
Bear Stearns 2000 - 2006
PaineWebber 1999 - 2000
Skills
Salesforce.com, Event Planning, Financial Services, Management, Conference Coordination, Event Management, International Event..., Roadshows, Sales Operations, Microsoft Excel, FrontPage, Microsoft Office, Equity Research, Analysis, Investments, Market Research, Capital Markets, Financial Modeling, Bloomberg, Asset Management, Financial Analysis
Education
City University of New York-Baruch College 1993 — 1997
B.A., English Literature
Telsey Advisory Group March 2013 - Present
Telsey Advisory Group March 2007 - March 2013
Telsey Advisory Group February 2006 - March 2007
Bear Stearns 2000 - 2006
PaineWebber 1999 - 2000
Skills
Salesforce.com, Event Planning, Financial Services, Management, Conference Coordination, Event Management, International Event..., Roadshows, Sales Operations, Microsoft Excel, FrontPage, Microsoft Office, Equity Research, Analysis, Investments, Market Research, Capital Markets, Financial Modeling, Bloomberg, Asset Management, Financial Analysis
Education
City University of New York-Baruch College 1993 — 1997
B.A., English Literature
Kristina Folan's PaineWebber Experience 1996 - 1999
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. 2006 - Present
UBS PaineWebber, Inc 1999 - 2003
PaineWebber 1996 - 1999
MFS Investment Management 1994 - 1996
Education
Bentley University
Bachelor’s Degree, Finance
University of Strasbourg, Strasbourg, France
International Business-Study Abroad Program
Suffolk University
Master of Business Administration (M.B.A.), Finance
UBS Financial Services, Inc. 2006 - Present
UBS PaineWebber, Inc 1999 - 2003
PaineWebber 1996 - 1999
MFS Investment Management 1994 - 1996
Education
Bentley University
Bachelor’s Degree, Finance
University of Strasbourg, Strasbourg, France
International Business-Study Abroad Program
Suffolk University
Master of Business Administration (M.B.A.), Finance
Ed Wisialko's PaineWebber Experience 1989 - 1995
Job Vice President, PineBridge Investments
Industry Investment Management
Experience
PineBridge Investments November 2003 - Present
AIG Investments 2003 - 2009
AIG 2003 - 2009
AIG 2003 - 2009
Pioneer Investments 2000 - 2003
PaineWebber 1989 - 1995
Skills
Equities, Alternative Investments, Asset Managment, Hedge Funds, Mutual Funds, Portfolio Management, Investment Management, Investments, Asset Allocation, Fund Of Funds, Securities, Asset Management, Financial Services, Bloomberg, Financial Modeling, Fixed Income, Private Equity, Risk Management, Series 7, Investment Strategies, Emerging Markets, Series 63
Education
Boston College 1982 — 1986
BS, Marketing
PineBridge Investments November 2003 - Present
AIG Investments 2003 - 2009
AIG 2003 - 2009
AIG 2003 - 2009
Pioneer Investments 2000 - 2003
PaineWebber 1989 - 1995
Skills
Equities, Alternative Investments, Asset Managment, Hedge Funds, Mutual Funds, Portfolio Management, Investment Management, Investments, Asset Allocation, Fund Of Funds, Securities, Asset Management, Financial Services, Bloomberg, Financial Modeling, Fixed Income, Private Equity, Risk Management, Series 7, Investment Strategies, Emerging Markets, Series 63
Education
Boston College 1982 — 1986
BS, Marketing
Mary M. Leung's PaineWebber Experience July 1988 - January 1992
Job Associate Director, UBS
Industry Financial Services
Experience
UBS Wealth Management 2010 - Present
UBS Financial Services July 1988 - Present
PaineWebber July 1988 - January 1992
Credit Suisse First Boston October 1978 - December 1987
Education
Barnard College 1974 — 1978
BA, Computer Science
Columbia University in the City of New York 1974 — 1978
Hunter College High School 1968 — 1974
UBS Wealth Management 2010 - Present
UBS Financial Services July 1988 - Present
PaineWebber July 1988 - January 1992
Credit Suisse First Boston October 1978 - December 1987
Education
Barnard College 1974 — 1978
BA, Computer Science
Columbia University in the City of New York 1974 — 1978
Hunter College High School 1968 — 1974
Jerie Meakins's PaineWebber Experience 1996 - 1997
Job ►Product Development │Project Management◄
Industry Consumer Goods
Experience
Lund Food Holdings, Inc. September 2008 - Present
Integra Telecom April 2006 - April 2008
Fjord Marketing Group 1997 - April 2006
Painewebber 1996 - 1997
Skills
Project Management, Product Development, Consumer Insight, Marketing, Marketing Strategy, B2B, Strategy, Sales, Account Management, Management, Advertising, Team Building, Strategic Planning, Lead Generation, New Business Development, Sales Presentations, Direct Sales, Sales Management, Strategic Partnerships, CRM, Business Development, Networking, Email Marketing, Salesforce.com, Social Media Marketing, Sales Operations, Competitive Analysis, Market Research, Event Planning, Marketing Management, Key Account Management, Online Advertising, Product Marketing, Online Marketing, Vendor Management, Sales Process, Digital Marketing, Lean Six Sigma, Operations
Education
University of Saint Thomas 2008 — 2008
Mini-Master, Marketing Management
Augsburg College 1998 — 2003
Mass Communication
Minnetonka High School
Lund Food Holdings, Inc. September 2008 - Present
Integra Telecom April 2006 - April 2008
Fjord Marketing Group 1997 - April 2006
Painewebber 1996 - 1997
Skills
Project Management, Product Development, Consumer Insight, Marketing, Marketing Strategy, B2B, Strategy, Sales, Account Management, Management, Advertising, Team Building, Strategic Planning, Lead Generation, New Business Development, Sales Presentations, Direct Sales, Sales Management, Strategic Partnerships, CRM, Business Development, Networking, Email Marketing, Salesforce.com, Social Media Marketing, Sales Operations, Competitive Analysis, Market Research, Event Planning, Marketing Management, Key Account Management, Online Advertising, Product Marketing, Online Marketing, Vendor Management, Sales Process, Digital Marketing, Lean Six Sigma, Operations
Education
University of Saint Thomas 2008 — 2008
Mini-Master, Marketing Management
Augsburg College 1998 — 2003
Mass Communication
Minnetonka High School
Mark F. Thielking's PaineWebber Experience February 1990 - November 2000
Job Energy Improvement Corporation (Energize NY); Logical Efficiency LLC
Industry Capital Markets
Experience
Energy Improvement Corporation / Energize NY 2011 - Present
Self Employed June 2010 - Present
Town of Bedford December 2008 - Present
UBS Investment Bank December 2006 - May 2008
UBS Investment Bank November 2000 - December 2006
PaineWebber February 1990 - November 2000
Skills
Trading, Derivatives, Energy, Fixed Income, Renewable Energy, Bloomberg, Interest Rate..., Financial Markets, Financial Modeling, Emerging Markets, Valuation, Private Equity, Project Management, Energy Efficiency, Hedging, Project Finance, Clean Energy..., Renewable Energy Markets
Education
Boston University 1985 — 1989
Economics
Energy Improvement Corporation / Energize NY 2011 - Present
Self Employed June 2010 - Present
Town of Bedford December 2008 - Present
UBS Investment Bank December 2006 - May 2008
UBS Investment Bank November 2000 - December 2006
PaineWebber February 1990 - November 2000
Skills
Trading, Derivatives, Energy, Fixed Income, Renewable Energy, Bloomberg, Interest Rate..., Financial Markets, Financial Modeling, Emerging Markets, Valuation, Private Equity, Project Management, Energy Efficiency, Hedging, Project Finance, Clean Energy..., Renewable Energy Markets
Education
Boston University 1985 — 1989
Economics
Alison Hazzard's PaineWebber Experience March 1999 - March 2000
Job Sales at Ullink
Industry Computer Software
Experience
Ullink March 2013 - Present
Fidessa Corporation June 2007 - February 2011
Fidessa Corporation July 2005 - June 2007
Fidessa Corporation January 2004 - July 2005
Fidessa Corporaton March 2000 - December 2003
PaineWebber March 1999 - March 2000
Pinebush Technologies January 1998 - January 1999
Skills
SQL, Fidessa, Requirements Analysis, Options, Trading Systems, Unix, Market Data, Order Management, Project Management, Quality Assurance, Electronic Trading, Derivatives, Sybase, Testing, Financial Markets, Databases, Program Management, Equities, Exchange Connectivity, Middle Office, Low Latency, Securities
Education
State University of New York 1996 — 1999
BS, Computer Science and Applied Mathematics
Boston University 1994 — 1996
Fox Lane 1990 — 1994
Ullink March 2013 - Present
Fidessa Corporation June 2007 - February 2011
Fidessa Corporation July 2005 - June 2007
Fidessa Corporation January 2004 - July 2005
Fidessa Corporaton March 2000 - December 2003
PaineWebber March 1999 - March 2000
Pinebush Technologies January 1998 - January 1999
Skills
SQL, Fidessa, Requirements Analysis, Options, Trading Systems, Unix, Market Data, Order Management, Project Management, Quality Assurance, Electronic Trading, Derivatives, Sybase, Testing, Financial Markets, Databases, Program Management, Equities, Exchange Connectivity, Middle Office, Low Latency, Securities
Education
State University of New York 1996 — 1999
BS, Computer Science and Applied Mathematics
Boston University 1994 — 1996
Fox Lane 1990 — 1994
John M. Witt, CFA's PaineWebber Experience June 1999 - August 1999
Job Credit Research Analyst
Industry Capital Markets
Experience
Fitch Ratings December 2004 - November 2014
Deloitte & Touche 2000 - 2004
PaineWebber June 1999 - August 1999
PaineWebber January 1999 - June 1999
Georgeson & Company January 1995 - January 1998
Dealogic July 1993 - November 1994
Skills
Credit Analysis, Business Valuation, Management Due Diligence, Financial Statement..., Financial Modeling, Financial Analysis, Valuation, Due Diligence, Capital Markets, Public Speaking, Investors, Investments, Strategy, Report Writing, Corporate Finance, Finance, Fixed Income
Education
Baruch College, City University of New York (CUNY) 1998 — 2000
MBA, Finance
University at Albany, SUNY 1989 — 1993
BS, Business Admin - Finance Concentration
New Hyde Park Memorial 1983 — 1989
Fitch Ratings December 2004 - November 2014
Deloitte & Touche 2000 - 2004
PaineWebber June 1999 - August 1999
PaineWebber January 1999 - June 1999
Georgeson & Company January 1995 - January 1998
Dealogic July 1993 - November 1994
Skills
Credit Analysis, Business Valuation, Management Due Diligence, Financial Statement..., Financial Modeling, Financial Analysis, Valuation, Due Diligence, Capital Markets, Public Speaking, Investors, Investments, Strategy, Report Writing, Corporate Finance, Finance, Fixed Income
Education
Baruch College, City University of New York (CUNY) 1998 — 2000
MBA, Finance
University at Albany, SUNY 1989 — 1993
BS, Business Admin - Finance Concentration
New Hyde Park Memorial 1983 — 1989
Bill Schmitz's PaineWebber Experience 1995 - 2000
Job Managing Director at Deutsche Bank
Industry Consumer Goods
Experience
Deutsche Bank 2001 - Present
Deutsche Bank Securities 2001 - 2009
Safeguard Scientifics March 2000 - October 2001
PaineWebber 1995 - 2000
Skills
Investment Banking, Investments, Valuation, Financial Analysis, Capital Markets, Hedge Funds, Financial Modeling, Equities, Venture Capital, Asset Management, Management, Positioning, Retail, Bloomberg
Education
Brown University 1991 — 1995
Bachelor of Arts (BA), Organizational Behavior Studies, History
Deutsche Bank 2001 - Present
Deutsche Bank Securities 2001 - 2009
Safeguard Scientifics March 2000 - October 2001
PaineWebber 1995 - 2000
Skills
Investment Banking, Investments, Valuation, Financial Analysis, Capital Markets, Hedge Funds, Financial Modeling, Equities, Venture Capital, Asset Management, Management, Positioning, Retail, Bloomberg
Education
Brown University 1991 — 1995
Bachelor of Arts (BA), Organizational Behavior Studies, History
Kalpana Parekh's PaineWebber Experience January 1999 - May 2000
Job EAP Clinician, Trainer, Executive Coach
Industry Mental Health Care
Experience
in Private Practice June 2011 - Present
Corporate Counseling Associates June 2002 - June 2011
PaineWebber January 1999 - May 2000
The Chase Manhattan Bank 1998 - 1999
Skills
Family Therapy, Mental Health, Psychotherapy, Group Therapy, Stress, Adolescents, Self-esteem, Stress Management, Life Transitions, CBT, Psychology, Counseling Psychology, Mental Health Counseling, Treatment, Crisis Intervention, Social Services, Program Development, Executive Coaching, Case Managment, Nonprofits, Interventions, Teaching
Education
Reiki Arts Continuum 2005 — 2005
Reiki 1 Practitioner
Columbia University in the City of New York 2000 — 2002
Master of Social Work (MSW)
Bryn Mawr College 1994 — 1998
B.A., Economics
in Private Practice June 2011 - Present
Corporate Counseling Associates June 2002 - June 2011
PaineWebber January 1999 - May 2000
The Chase Manhattan Bank 1998 - 1999
Skills
Family Therapy, Mental Health, Psychotherapy, Group Therapy, Stress, Adolescents, Self-esteem, Stress Management, Life Transitions, CBT, Psychology, Counseling Psychology, Mental Health Counseling, Treatment, Crisis Intervention, Social Services, Program Development, Executive Coaching, Case Managment, Nonprofits, Interventions, Teaching
Education
Reiki Arts Continuum 2005 — 2005
Reiki 1 Practitioner
Columbia University in the City of New York 2000 — 2002
Master of Social Work (MSW)
Bryn Mawr College 1994 — 1998
B.A., Economics
Kevin Kloza's PaineWebber Experience 1989 - 1993
Job Executive DirectorChief Compliance Officer at JPMorgan Asset Management
Industry Financial Services
Experience
JPMorgan Asset Management February 2011 - Present
J.P. Morgan Chase 2003 - Present
Bank Leumi January 2000 - January 2003
The GMS Group December 1993 - January 2000
painewebber 1989 - 1993
Skills
FINRA, Series 24, Securities, Series 7, Series 63, Alternative Investments, Mutual Funds, Hedge Funds, Investment Advisory, Risk Management, Financial Services, AML, Investments
Education
Bucknell University 1984 — 1988
Bachelor of Arts (B.A.), Political Science and Government
Pt. Pleasant Boro High School 1983 — 1984
St Rose High School 1981 — 1983
JPMorgan Asset Management February 2011 - Present
J.P. Morgan Chase 2003 - Present
Bank Leumi January 2000 - January 2003
The GMS Group December 1993 - January 2000
painewebber 1989 - 1993
Skills
FINRA, Series 24, Securities, Series 7, Series 63, Alternative Investments, Mutual Funds, Hedge Funds, Investment Advisory, Risk Management, Financial Services, AML, Investments
Education
Bucknell University 1984 — 1988
Bachelor of Arts (B.A.), Political Science and Government
Pt. Pleasant Boro High School 1983 — 1984
St Rose High School 1981 — 1983
Ruslana Elman's PaineWebber Experience March 1989 - January 1993
Job Founder at Fit Schedule Inc.
Industry Information Technology and Services
Ross Dizhur's PaineWebber Experience 1997 - 2000
Job Quality Assurance Sr Analyst at RBCCM
Industry Information Technology and Services
Experience
Royal Bank of Canada, RBCCM October 2005 - Present
ADP/ICI August 2002 - October 2005
PaineWebber 1997 - 2000
Education
Tula State University
MS in Computer Science
Royal Bank of Canada, RBCCM October 2005 - Present
ADP/ICI August 2002 - October 2005
PaineWebber 1997 - 2000
Education
Tula State University
MS in Computer Science
Alex Kachanovskiy's PaineWebber Experience January 2000 - December 2003
Job Authorized Officer, Software Engineer at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management January 2009 - Present
UBS Wealth Management January 2006 - December 2008
UBS Wealth Management January 2004 - December 2005
PaineWebber January 2000 - December 2003
Skills
Financial Services, Fixed Income, SDLC, Wealth Management, Business Analysis, Portfolio Management, Equities, Banking, Risk Management
Education
Stevens Institute of Technology 2004 — 2007
MS, Project Management
Baruch College 1996 — 2000
BA, Computer Information Systems (CIS)
UBS Wealth Management January 2009 - Present
UBS Wealth Management January 2006 - December 2008
UBS Wealth Management January 2004 - December 2005
PaineWebber January 2000 - December 2003
Skills
Financial Services, Fixed Income, SDLC, Wealth Management, Business Analysis, Portfolio Management, Equities, Banking, Risk Management
Education
Stevens Institute of Technology 2004 — 2007
MS, Project Management
Baruch College 1996 — 2000
BA, Computer Information Systems (CIS)
Kit Herrera's PaineWebber Experience 1996 - 1998
Job Group Vice President, Human Resources at Discovery Communications
Industry Entertainment
Experience
Discovery Communications January 2008 - Present
NBC Universal May 2002 - January 2008
GE Capital 1999 - 2002
PaineWebber 1996 - 1998
Burns McClellan 1995 - 1996
Education
Brown University
Teachers College of Columbia University
MA
Discovery Communications January 2008 - Present
NBC Universal May 2002 - January 2008
GE Capital 1999 - 2002
PaineWebber 1996 - 1998
Burns McClellan 1995 - 1996
Education
Brown University
Teachers College of Columbia University
MA
Rodney Chaffee's PaineWebber Experience November 1996 - December 2000
Job Service Manager at Firestone Complete Auto Care
Industry Automotive
Experience
Firestone Complete Auto Care August 2006 - Present
Flying B Ranch March 2003 - October 2005
PaineWebber November 1996 - December 2000
The Leather Factory 1978 - 1996
David James Mfg., dba The Leather Factory October 1983 - March 1993
Skills
Customer Service, Customer Relations, Budgeting, Inventory Management, Hiring, Strategic Planning, Team Building, Retail, Microsoft Office, Vendor Relations, P&L Management, Problem Solving, Purchasing, Marketing Strategy, Promotions, Business Planning, Automotive, Budgets, New Business Development, Forecasting, Profit, Customer Retention, Sales Operations, Program Management, Income Statement, Continuous Improvement, Process Improvement, Operations Management, Account Management, Team Leadership, Logistics, B2B, P&L, Negotiation, Contract Negotiation, Sales Management, Training, Sales Process, Automobile, Leadership, Sales, Selling
Education
North Central College 2005 — 2007
BS, Business
Baker University 1976 — 1979
BS, Business
Firestone Complete Auto Care August 2006 - Present
Flying B Ranch March 2003 - October 2005
PaineWebber November 1996 - December 2000
The Leather Factory 1978 - 1996
David James Mfg., dba The Leather Factory October 1983 - March 1993
Skills
Customer Service, Customer Relations, Budgeting, Inventory Management, Hiring, Strategic Planning, Team Building, Retail, Microsoft Office, Vendor Relations, P&L Management, Problem Solving, Purchasing, Marketing Strategy, Promotions, Business Planning, Automotive, Budgets, New Business Development, Forecasting, Profit, Customer Retention, Sales Operations, Program Management, Income Statement, Continuous Improvement, Process Improvement, Operations Management, Account Management, Team Leadership, Logistics, B2B, P&L, Negotiation, Contract Negotiation, Sales Management, Training, Sales Process, Automobile, Leadership, Sales, Selling
Education
North Central College 2005 — 2007
BS, Business
Baker University 1976 — 1979
BS, Business
Bill Lasoskie, CFP(R)'s PaineWebber Experience June 1990 - September 2000
Job Regional Business Development Manager at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney July 2009 - Present
Smith Barney January 2006 - June 2009
UBS Financial Services June 2002 - May 2005
UBSPaineWebber May 1999 - May 2002
PaineWebber June 1990 - September 2000
Education
Bentley University 1983 — 1985
BS, Marketing Managment
Western New England College 1981 — 1983
Business Administation
Morgan Stanley Smith Barney July 2009 - Present
Smith Barney January 2006 - June 2009
UBS Financial Services June 2002 - May 2005
UBSPaineWebber May 1999 - May 2002
PaineWebber June 1990 - September 2000
Education
Bentley University 1983 — 1985
BS, Marketing Managment
Western New England College 1981 — 1983
Business Administation
Jeff Cullen's PaineWebber Experience 1993 - 1996
Job Managing Director at Schafer Cullen / Cullen Funds
Industry Financial Services
Experience
Schafer Cullen / Cullen Funds February 2013 - Present
Bank of America Merrill Lynch August 2005 - January 2013
John Hancock January 1999 - August 2005
PaineWebber 1993 - 1996
Skills
Mutual Funds, Series 7, Investments, Wealth Management, Asset Allocation, Product Management, Program Management, Management, Insurance, Series 24, Series 63, Series 51, Series 66, International Business
Education
Babson College - Franklin W. Olin Graduate School of Business 2000 — 2003
MBA, Entrepreneurship and Marketing
Fairfield University 1989 — 1993
Bachelor of Science (B.S.), Finance
Schafer Cullen / Cullen Funds February 2013 - Present
Bank of America Merrill Lynch August 2005 - January 2013
John Hancock January 1999 - August 2005
PaineWebber 1993 - 1996
Skills
Mutual Funds, Series 7, Investments, Wealth Management, Asset Allocation, Product Management, Program Management, Management, Insurance, Series 24, Series 63, Series 51, Series 66, International Business
Education
Babson College - Franklin W. Olin Graduate School of Business 2000 — 2003
MBA, Entrepreneurship and Marketing
Fairfield University 1989 — 1993
Bachelor of Science (B.S.), Finance
Gerald Concepcion's PaineWebber Experience April 1997 - April 1999
Job VP at Guggenheim Partners
Industry Financial Services
Experience
Guggenheim Partners August 2010 - Present
RailWorks December 2008 - March 2010
Bear Stearns March 2002 - August 2008
Merrill Lynch April 1999 - March 2002
PaineWebber April 1997 - April 1999
Skills
Accounting, Analysis, Strategic Financial..., Due Diligence, Forecasting, Investment Banking, Financial Planning, Fixed Income
Education
Baruch College, City University of New York (CUNY) 1992 — 1996
Guggenheim Partners August 2010 - Present
RailWorks December 2008 - March 2010
Bear Stearns March 2002 - August 2008
Merrill Lynch April 1999 - March 2002
PaineWebber April 1997 - April 1999
Skills
Accounting, Analysis, Strategic Financial..., Due Diligence, Forecasting, Investment Banking, Financial Planning, Fixed Income
Education
Baruch College, City University of New York (CUNY) 1992 — 1996
Eric Lewin's PaineWebber Experience 1996 - 2000
Job Chief Operating Officer TOMS at Bloomberg L.P.
Industry Financial Services
Experience
Bloomberg LP February 2009 - Present
Bloomberg LP June 2008 - February 2009
Bloomberg LP January 2007 - June 2008
Bloomberg LP August 2002 - January 2007
PaineWebber 1996 - 2000
Price Waterhouse 1994 - 1996
Skills
Competitive Analysis, Electronic Trading
Education
Binghamton University 1990 — 1994
BS
Binghamton University - School of Management 1990 — 1994
Commack High School 1987 — 1990
Diploma!
Bloomberg LP February 2009 - Present
Bloomberg LP June 2008 - February 2009
Bloomberg LP January 2007 - June 2008
Bloomberg LP August 2002 - January 2007
PaineWebber 1996 - 2000
Price Waterhouse 1994 - 1996
Skills
Competitive Analysis, Electronic Trading
Education
Binghamton University 1990 — 1994
BS
Binghamton University - School of Management 1990 — 1994
Commack High School 1987 — 1990
Diploma!
David M. Pasternak, RN MBA CPHIMS's PaineWebber Experience July 1993 - June 1998
Job Nursing Informatics Specialist at Deborah Heart and Lung Center/ Deborah Hospital
Industry Information Technology and Services
Experience
Deborah Heart and Lung Center/ Deborah Hospital February 2015 - Present
Raritan Bay Medical Center October 2012 - Present
Raritan Bay Medical Center January 2012 - October 2012
David M. Pasternak July 2000 - 2010
Merrill Lynch April 1999 - July 2000
KPMG June 1998 - April 1999
PaineWebber July 1993 - June 1998
David M. Pasternak April 1991 - July 1993
Polaris Consulting Services July 1987 - April 1991
Price Waterhouse January 1984 - January 1985
Skills
Nursing, Mental Health, BLS, Project Management, Business Development, Relationship Management, E-commerce, Requirements Analysis, Model 204, IDMS, MySQL, PL/1, COBOL, SPSS, SAS, Informatics, Software Project..., Healthcare, Databases, ACLS, Software Documentation, Disaster Recovery, Project Planning, Management, Visio, SDLC, Access, Data Analysis, Training, Healthcare Information..., Quality Assurance, EMR, EHR, Time Management, Program Management, Recruiting, Process Improvement, Systems Analysis, Security, Leadership, Healthcare Management, Integration, Business Process..., Vendor Management, Performance Management, Hospitals, Fundraising, Business Analysis, Analysis, Inpatient
Education
Rutgers School of Nursing
MSN, Nursing Informatics
Middlesex County College
Associate of Science (AS), Nursing
City University of New York-Baruch College
MBA, Computer Information Systems
City University of New York-Brooklyn College
BS, Psychology, Computer and Information Science
Yeshiva of Far Rockaway
HS
Deborah Heart and Lung Center/ Deborah Hospital February 2015 - Present
Raritan Bay Medical Center October 2012 - Present
Raritan Bay Medical Center January 2012 - October 2012
David M. Pasternak July 2000 - 2010
Merrill Lynch April 1999 - July 2000
KPMG June 1998 - April 1999
PaineWebber July 1993 - June 1998
David M. Pasternak April 1991 - July 1993
Polaris Consulting Services July 1987 - April 1991
Price Waterhouse January 1984 - January 1985
Skills
Nursing, Mental Health, BLS, Project Management, Business Development, Relationship Management, E-commerce, Requirements Analysis, Model 204, IDMS, MySQL, PL/1, COBOL, SPSS, SAS, Informatics, Software Project..., Healthcare, Databases, ACLS, Software Documentation, Disaster Recovery, Project Planning, Management, Visio, SDLC, Access, Data Analysis, Training, Healthcare Information..., Quality Assurance, EMR, EHR, Time Management, Program Management, Recruiting, Process Improvement, Systems Analysis, Security, Leadership, Healthcare Management, Integration, Business Process..., Vendor Management, Performance Management, Hospitals, Fundraising, Business Analysis, Analysis, Inpatient
Education
Rutgers School of Nursing
MSN, Nursing Informatics
Middlesex County College
Associate of Science (AS), Nursing
City University of New York-Baruch College
MBA, Computer Information Systems
City University of New York-Brooklyn College
BS, Psychology, Computer and Information Science
Yeshiva of Far Rockaway
HS
Clare Jansson's PaineWebber Experience 1992 - 1995
Job Financial Analyst Credit & Risk
Industry Banking
Experience
Bank of America 1996 - 2015
PaineWebber 1992 - 1995
Bear Stearns & Co. 1987 - 1992
Goldman Sachs & Co. 1985 - 1987
Skills
Portfolio Management, Capital Markets, Equities, Financial Markets, Risk Management, Credit, Financial Services, Program Management, Bonds, Banking, Corporate Finance, Strategy, Investments, Credit Risk, Loans, Structured Finance, Derivatives, Fixed Income, Financial Risk, Finance, Securities, Investment Banking, Mergers & Acquisitions
Education
Brown University
Bachelor’s Degree, Economics & Anthropology
Spence School
Bank of America 1996 - 2015
PaineWebber 1992 - 1995
Bear Stearns & Co. 1987 - 1992
Goldman Sachs & Co. 1985 - 1987
Skills
Portfolio Management, Capital Markets, Equities, Financial Markets, Risk Management, Credit, Financial Services, Program Management, Bonds, Banking, Corporate Finance, Strategy, Investments, Credit Risk, Loans, Structured Finance, Derivatives, Fixed Income, Financial Risk, Finance, Securities, Investment Banking, Mergers & Acquisitions
Education
Brown University
Bachelor’s Degree, Economics & Anthropology
Spence School
Alexander Maryansky's PaineWebber Experience 1995 - 2000
Job Project Manager / Senior Technical Lead (Consultant) at Raymond James Financial, Inc.
Industry Financial Services
Experience
Raymond James Financial, Inc. February 2015 - Present
UBS Financial Services Inc February 1995 - January 2015
PaineWebber 1995 - 2000
Kidder Peabody 1994 - 1995
Office of the Mayor of the City of New York 1993 - 1994
Sirota Survey Intelligence 1990 - 1993
Skills
SDLC, IT Strategy, Business Analysis, Vendor Management, Project Portfolio..., Project Management, DB2, Software Project..., PMO, Trading Systems, SQL, Databases, COBOL, Offshoring, Mainframe, Enterprise Architecture, Agile Methodologies, Market Data, Requirements Analysis, Java, IT Management, Software Development, Business Requirements, Requirements Gathering, SOA, Data Warehousing, ITIL, Disaster Recovery, Systems Analysis, Integration, Visio, Unix, Solution Architecture
Education
Harkivs'kij Nacional'nij Universitet im. V.N. Karazina
M.S., Theoretical Physics
Moscow State Industrial University (MSIU)
Ph.D., Computer Modeling of Physical Processes
Raymond James Financial, Inc. February 2015 - Present
UBS Financial Services Inc February 1995 - January 2015
PaineWebber 1995 - 2000
Kidder Peabody 1994 - 1995
Office of the Mayor of the City of New York 1993 - 1994
Sirota Survey Intelligence 1990 - 1993
Skills
SDLC, IT Strategy, Business Analysis, Vendor Management, Project Portfolio..., Project Management, DB2, Software Project..., PMO, Trading Systems, SQL, Databases, COBOL, Offshoring, Mainframe, Enterprise Architecture, Agile Methodologies, Market Data, Requirements Analysis, Java, IT Management, Software Development, Business Requirements, Requirements Gathering, SOA, Data Warehousing, ITIL, Disaster Recovery, Systems Analysis, Integration, Visio, Unix, Solution Architecture
Education
Harkivs'kij Nacional'nij Universitet im. V.N. Karazina
M.S., Theoretical Physics
Moscow State Industrial University (MSIU)
Ph.D., Computer Modeling of Physical Processes
Jason Sylva's PaineWebber Experience July 1999 - October 2000
Job Executive Director Audit Manager at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan July 2008 - Present
UBS July 2001 - July 2008
PaineWebber July 1999 - October 2000
Skills
Financial Analysis, Internal Controls, Financial Reporting, Financial Modeling, Internal Audit, Auditing, Sarbanes-Oxley Act, Accounting, IFRS, Strategic Financial..., Corporate Finance, Risk Management, Financial Risk, Financial Accounting, Enterprise Risk...
Education
Baruch College 1995 — 1999
Bachelor of Business Administration (BBA), Finance
J.P. Morgan July 2008 - Present
UBS July 2001 - July 2008
PaineWebber July 1999 - October 2000
Skills
Financial Analysis, Internal Controls, Financial Reporting, Financial Modeling, Internal Audit, Auditing, Sarbanes-Oxley Act, Accounting, IFRS, Strategic Financial..., Corporate Finance, Risk Management, Financial Risk, Financial Accounting, Enterprise Risk...
Education
Baruch College 1995 — 1999
Bachelor of Business Administration (BBA), Finance
Frank Sileo, CFA's PaineWebber Experience 2000 - 2000
Job Credit Strategist at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management May 2013 - Present
ALPS, A DST Company January 2013 - May 2013
ALPS, A DST Company September 2012 - October 2012
Citi 2004 - 2012
Prudential Securities 1997 - 2003
PaineWebber 2000 - 2000
Skills
ETFs, Closed-end Funds, Bonds, Preferreds, Yield Strategies, Financial Statement..., Report Writing, Sales Presentations, Due Diligence, Wealth Management, Equity Research, Investment Strategies, Investments, Fixed Income, Portfolio Management
Education
City University of New York-Baruch College - Zicklin School of Business
MBA
CFA Institute
CFA
Cornell University
BS
Xaverian
High School
UBS Wealth Management May 2013 - Present
ALPS, A DST Company January 2013 - May 2013
ALPS, A DST Company September 2012 - October 2012
Citi 2004 - 2012
Prudential Securities 1997 - 2003
PaineWebber 2000 - 2000
Skills
ETFs, Closed-end Funds, Bonds, Preferreds, Yield Strategies, Financial Statement..., Report Writing, Sales Presentations, Due Diligence, Wealth Management, Equity Research, Investment Strategies, Investments, Fixed Income, Portfolio Management
Education
City University of New York-Baruch College - Zicklin School of Business
MBA
CFA Institute
CFA
Cornell University
BS
Xaverian
High School
David Segal's PaineWebber Experience 1983 - 1985
Job President at Edward Segal INc.
Industry Machinery
Experience
Edward Segal Inc. May 1996 - Present
NationsBank 1991 - 1996
Prudential Securities 1985 - 1990
PaineWebber 1983 - 1985
Lehman Brothers Kuhn Loeb June 1981 - March 1983
Skills
Business Strategy, Machinery, New Business Development, Product Development, Public Finance, Sales Management, Automation, Negotiation, Strategic Planning, Entrepreneurship, Manufacturing, Marketing Strategy, B2B, Key Account Management, Cross-functional Team..., International Sales, Account Management, Team Building, Product Management, Purchasing
Education
Boston University Questrom School of Business 1977 — 1981
BSBA, Finance; MIS
Edward Segal Inc. May 1996 - Present
NationsBank 1991 - 1996
Prudential Securities 1985 - 1990
PaineWebber 1983 - 1985
Lehman Brothers Kuhn Loeb June 1981 - March 1983
Skills
Business Strategy, Machinery, New Business Development, Product Development, Public Finance, Sales Management, Automation, Negotiation, Strategic Planning, Entrepreneurship, Manufacturing, Marketing Strategy, B2B, Key Account Management, Cross-functional Team..., International Sales, Account Management, Team Building, Product Management, Purchasing
Education
Boston University Questrom School of Business 1977 — 1981
BSBA, Finance; MIS
Mike Bessendorf's PaineWebber Experience August 1986 - March 1990
Job VP at Redata Corp.
Industry Internet
Experience
Redata Corp. May 2002 - Present
Travelocia 2001 - 2013
JJ Kenny / S&P June 1990 - 1998
PaineWebber August 1986 - March 1990
The Cooper Union 1984 - 1988
Skills
SaaS, E-commerce, SEM, Product Management, Strategic Partnerships, Start-ups, Social Networking, Marketing, Marketing Strategy, Advertising, Analytics, Online Advertising, Business Strategy, Management
Education
Brown University 1978 — 1981
M.Sc., Engineering
Redata Corp. May 2002 - Present
Travelocia 2001 - 2013
JJ Kenny / S&P June 1990 - 1998
PaineWebber August 1986 - March 1990
The Cooper Union 1984 - 1988
Skills
SaaS, E-commerce, SEM, Product Management, Strategic Partnerships, Start-ups, Social Networking, Marketing, Marketing Strategy, Advertising, Analytics, Online Advertising, Business Strategy, Management
Education
Brown University 1978 — 1981
M.Sc., Engineering
Bonnie Chin Washburn's PaineWebber Experience 2000 - 2000
Job Chief Operating Officer at Museum of Chinese in America
Industry Nonprofit Organization Management
Experience
Museum of Chinese in America February 2015 - Present
Museum of Chinese in America November 2014 - February 2015
Museum of Chinese in America September 2013 - November 2014
Museum of Chinese in America October 2010 - September 2013
West End Day School 2008 - 2009
NYC DOHMH 2003 - 2008
PaineWebber 2000 - 2000
Grant Thornton 1998 - 2000
Deloitte Consulting 1997 - 1997
Global Processing Alliance/Bankers Trust Company 1990 - 1996
Skills
Community Outreach, Program Management, Non-profits, Management, Research, Change Management, Project Management, Program Development, Strategic Planning, Fundraising, Nonprofits, Risk Management, Process Improvement, Grant Writing, Leadership, Strategy, Public Speaking, Volunteer Management, Policy, Business Process, Editing, Event Planning, Public Relations
Education
New York University - Leonard N. Stern School of Business 1996 — 1998
MBA, Management
Barnard College
BA, Psychology, Sociology
Stuyvesant High School
Museum of Chinese in America February 2015 - Present
Museum of Chinese in America November 2014 - February 2015
Museum of Chinese in America September 2013 - November 2014
Museum of Chinese in America October 2010 - September 2013
West End Day School 2008 - 2009
NYC DOHMH 2003 - 2008
PaineWebber 2000 - 2000
Grant Thornton 1998 - 2000
Deloitte Consulting 1997 - 1997
Global Processing Alliance/Bankers Trust Company 1990 - 1996
Skills
Community Outreach, Program Management, Non-profits, Management, Research, Change Management, Project Management, Program Development, Strategic Planning, Fundraising, Nonprofits, Risk Management, Process Improvement, Grant Writing, Leadership, Strategy, Public Speaking, Volunteer Management, Policy, Business Process, Editing, Event Planning, Public Relations
Education
New York University - Leonard N. Stern School of Business 1996 — 1998
MBA, Management
Barnard College
BA, Psychology, Sociology
Stuyvesant High School
Glen Bover's PaineWebber Experience 1995 - 1999
Job Vice President, Tax Services Division
Industry Financial Services
Experience
Broadridge October 2008 - Present
Financial Industry Technical Services (FITS) July 2008 - October 2008
Jefferies & Company 2006 - 2008
Broadridge December 2005 - August 2006
TD Ameritrade 2003 - 2005
Datek Online 1999 - 2003
Paine Webber December 1995 - May 1999
PaineWebber 1995 - 1999
Wall Street Concepts September 1992 - December 1995
Skills
Tax, Project Management, Securities, Account Reconciliation, Series 7, Financial Services, FINRA, Risk Management, Outsourcing, Mutual Funds, Corporate Actions, Portfolio Management, Alternative Investments, Equities, Financial Risk, Prime Brokerage, Fixed Income, Back Office, Hedge Funds, Investments, Investment Banking, Capital Markets, Derivatives, Bloomberg, Trading Systems, Middle Office, Series 63, Options
Education
Boston University 2006 — 2006
Certification, Project Management
Fordham University 1987 — 1991
Bachelors, Finance
Broadridge October 2008 - Present
Financial Industry Technical Services (FITS) July 2008 - October 2008
Jefferies & Company 2006 - 2008
Broadridge December 2005 - August 2006
TD Ameritrade 2003 - 2005
Datek Online 1999 - 2003
Paine Webber December 1995 - May 1999
PaineWebber 1995 - 1999
Wall Street Concepts September 1992 - December 1995
Skills
Tax, Project Management, Securities, Account Reconciliation, Series 7, Financial Services, FINRA, Risk Management, Outsourcing, Mutual Funds, Corporate Actions, Portfolio Management, Alternative Investments, Equities, Financial Risk, Prime Brokerage, Fixed Income, Back Office, Hedge Funds, Investments, Investment Banking, Capital Markets, Derivatives, Bloomberg, Trading Systems, Middle Office, Series 63, Options
Education
Boston University 2006 — 2006
Certification, Project Management
Fordham University 1987 — 1991
Bachelors, Finance
Fred Greis's PaineWebber Experience 1990 - 2000
Job Evercore ISI
Industry Capital Markets
Experience
Evercore 2010 - Present
UBS Investment Bank 2005 - 2008
UBS Investment Bank 2000 - 2005
PaineWebber 1990 - 2000
Skills
Equity Research, Cross-functional Team..., Equities, Change Management, Investment Banking
Education
Brown University
BA, Economics
University of Pennsylvania - The Wharton School
MBA, Finance
Evercore 2010 - Present
UBS Investment Bank 2005 - 2008
UBS Investment Bank 2000 - 2005
PaineWebber 1990 - 2000
Skills
Equity Research, Cross-functional Team..., Equities, Change Management, Investment Banking
Education
Brown University
BA, Economics
University of Pennsylvania - The Wharton School
MBA, Finance
Robert Eichel's PaineWebber Experience September 1995 - September 1997
Job Consolidation Consultant at John Hancock
Industry Financial Services
Experience
John Hancock May 2012 - Present
Lovejoy Associates September 2010 - Present
Nordstrom 2010 - Present
Diversified Investment Advisors November 2008 - July 2010
DIVERSIFIED INVESTMENT ADVISORS/TRANSAMERICA RETIREMENT SVCS January 2008 - June 2010
Nationwide Insurance March 2006 - July 2008
JANNEY MONTGOMERY SCOTT, LLC September 1999 - March 2006
Janney Montgomery Scott 1999 - 2006
Nicholas Applegate 1997 - 1999
PaineWebber September 1995 - September 1997
Education
Boston University
BA, History
Boston University
BA, History
New York University School of Law
LL M, Taxation
Ohio State University College of Law
Juris Doctor
The Ohio State University Moritz College of Law
JD, Law
John Hancock May 2012 - Present
Lovejoy Associates September 2010 - Present
Nordstrom 2010 - Present
Diversified Investment Advisors November 2008 - July 2010
DIVERSIFIED INVESTMENT ADVISORS/TRANSAMERICA RETIREMENT SVCS January 2008 - June 2010
Nationwide Insurance March 2006 - July 2008
JANNEY MONTGOMERY SCOTT, LLC September 1999 - March 2006
Janney Montgomery Scott 1999 - 2006
Nicholas Applegate 1997 - 1999
PaineWebber September 1995 - September 1997
Education
Boston University
BA, History
Boston University
BA, History
New York University School of Law
LL M, Taxation
Ohio State University College of Law
Juris Doctor
The Ohio State University Moritz College of Law
JD, Law
Beverly Poyerd's PaineWebber Experience 2005 - 2006
Job Independent Music Professional
Industry Music
Experience
PaineWebber 2005 - 2006
Education
State University of New York at New Paltz 2003 — 2005
B.S, Music Therapy/Piano Performance
Boston University
PaineWebber 2005 - 2006
Education
State University of New York at New Paltz 2003 — 2005
B.S, Music Therapy/Piano Performance
Boston University
Bruce Newman's PaineWebber Experience 1996 - 2000
Job Partner at WilmerHale in the Securities Department specializing in BrokerDealer Regulation
Industry Law Practice
Experience
WilmerHale June 2001 - Present
UBS December 2000 - June 2001
PaineWebber 1996 - 2000
US Securities and Exchange Commission September 1991 - October 1996
Skills
Securities Regulation, SEC, Capital Markets, Broker-Dealer, Securities Litigation, Cross-border..., Corporate Law, Banking Law, Arbitration, Securities, Corporate Governance, Litigation, Legal Writing, Private Equity, Civil Litigation, Commercial Litigation, FINRA, Licensing, Legal Research, Class Actions, Intellectual Property
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1989 — 1991
J.D., Law
Rutgers University-New Brunswick 1983 — 1987
B.A., Political Science
WilmerHale June 2001 - Present
UBS December 2000 - June 2001
PaineWebber 1996 - 2000
US Securities and Exchange Commission September 1991 - October 1996
Skills
Securities Regulation, SEC, Capital Markets, Broker-Dealer, Securities Litigation, Cross-border..., Corporate Law, Banking Law, Arbitration, Securities, Corporate Governance, Litigation, Legal Writing, Private Equity, Civil Litigation, Commercial Litigation, FINRA, Licensing, Legal Research, Class Actions, Intellectual Property
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1989 — 1991
J.D., Law
Rutgers University-New Brunswick 1983 — 1987
B.A., Political Science
Pak Eng's PaineWebber Experience 1994 - 1996
Job SVP at Jefferies
Industry Financial Services
Experience
Jefferies & Company September 2009 - Present
Barclays Capital October 2008 - August 2009
Lehman Brothers 1999 - 2008
PaineWebber 1994 - 1996
Education
Binghamton University
BS, Computer Sciences - Math
Jefferies & Company September 2009 - Present
Barclays Capital October 2008 - August 2009
Lehman Brothers 1999 - 2008
PaineWebber 1994 - 1996
Education
Binghamton University
BS, Computer Sciences - Math
Albert Pisano's PaineWebber Experience 1990 - 1996
Job Chief Compliance Officer, First Eagle Funds
Industry Investment Management
Experience
First Eagle Funds July 2015 - Present
First Eagle Investment Management June 2014 - Present
Allianz Global Investors U.S. LLC February 2013 - June 2014
Allianz Global Investors Fund Management LLC September 2008 - June 2014
J. & W. Seligman & Co. Inc. October 1998 - September 2008
Seligman Services, Inc. October 1998 - September 2008
Seligman Advisors, Inc. 1998 - 2008
First Montauk Securities Corp 1998 - 1998
Mitchell Hutchins Asset Management LLC (a wholly-owned subsidiary of PaineWebber) 1996 - 1998
PaineWebber 1990 - 1996
Skills
Mutual Funds, Series 24, Investment Advisor..., Broker-Dealer, Anti Money Laundering, Securities Regulation, Alternative Investments, Risk Assessment, Internal Controls, Internal Audit, Series 7, Series 65, Series 63, Investment Management, Investments, Hedge Funds, Asset Management, Securities
Education
Baruch College
Bachelor of Business Administration (B.B.A.), Corporate Finance
First Eagle Funds July 2015 - Present
First Eagle Investment Management June 2014 - Present
Allianz Global Investors U.S. LLC February 2013 - June 2014
Allianz Global Investors Fund Management LLC September 2008 - June 2014
J. & W. Seligman & Co. Inc. October 1998 - September 2008
Seligman Services, Inc. October 1998 - September 2008
Seligman Advisors, Inc. 1998 - 2008
First Montauk Securities Corp 1998 - 1998
Mitchell Hutchins Asset Management LLC (a wholly-owned subsidiary of PaineWebber) 1996 - 1998
PaineWebber 1990 - 1996
Skills
Mutual Funds, Series 24, Investment Advisor..., Broker-Dealer, Anti Money Laundering, Securities Regulation, Alternative Investments, Risk Assessment, Internal Controls, Internal Audit, Series 7, Series 65, Series 63, Investment Management, Investments, Hedge Funds, Asset Management, Securities
Education
Baruch College
Bachelor of Business Administration (B.B.A.), Corporate Finance
Peter Ma's PaineWebber Experience September 1992 - January 2001
Job Managing Director at RBC Capital Markets
Industry Investment Banking
Experience
RBC Capital Markets May 2014 - Present
Guggenheim Securities December 2011 - April 2014
MF Global September 2011 - November 2011
Keefe, Bruyette & Woods March 2009 - September 2011
UBS Investment Bank January 2001 - December 2008
PaineWebber September 1992 - January 2001
Education
Baruch College, City University of New York (CUNY)
BBA, Economics
RBC Capital Markets May 2014 - Present
Guggenheim Securities December 2011 - April 2014
MF Global September 2011 - November 2011
Keefe, Bruyette & Woods March 2009 - September 2011
UBS Investment Bank January 2001 - December 2008
PaineWebber September 1992 - January 2001
Education
Baruch College, City University of New York (CUNY)
BBA, Economics
Christopher J Vigeant's PaineWebber Experience July 1997 - February 2000
Job Director at MetLife
Industry Insurance
Experience
MetLife 2015 - Present
Metropolitan Life Insurance Company January 2007 - Present
MetLife February 2000 - December 2006
PaineWebber July 1997 - February 2000
Skills
IT Project & Program..., Software Project..., Full SDLC, Microsoft Excel, Microsoft Project, IT Relationship..., IT Solutions, IT & Business Strategy..., IT Strategy, Matrix Management, Requirements Analysis, Business Requirements, Visio, Series 7, Risk Management, Big Data, Vendor Management, SDLC, Business Analysis, Project Management
Education
Boston College 1993 — 1997
Bachelor's degree
MetLife 2015 - Present
Metropolitan Life Insurance Company January 2007 - Present
MetLife February 2000 - December 2006
PaineWebber July 1997 - February 2000
Skills
IT Project & Program..., Software Project..., Full SDLC, Microsoft Excel, Microsoft Project, IT Relationship..., IT Solutions, IT & Business Strategy..., IT Strategy, Matrix Management, Requirements Analysis, Business Requirements, Visio, Series 7, Risk Management, Big Data, Vendor Management, SDLC, Business Analysis, Project Management
Education
Boston College 1993 — 1997
Bachelor's degree
Andrew Raczkowski's PaineWebber Experience October 1997 - August 1998
Job Financial Services Professional
Industry Financial Services
Experience
Fidelity Investments January 2008 - December 2008
Fidelity Investments May 2006 - January 2008
Fidelity Investments August 2004 - May 2006
Fidelity Investments April 2001 - August 2004
The Computer Merchant May 2000 - March 2001
Fidelity Investments August 1998 - May 2000
PaineWebber October 1997 - August 1998
Fidelity Investments October 1995 - October 1997
Fidelity Investments 1995 - 1997
Education
Assumption College 1991 — 1995
Assumption College 1991 — 1995
Fidelity Investments January 2008 - December 2008
Fidelity Investments May 2006 - January 2008
Fidelity Investments August 2004 - May 2006
Fidelity Investments April 2001 - August 2004
The Computer Merchant May 2000 - March 2001
Fidelity Investments August 1998 - May 2000
PaineWebber October 1997 - August 1998
Fidelity Investments October 1995 - October 1997
Fidelity Investments 1995 - 1997
Education
Assumption College 1991 — 1995
Assumption College 1991 — 1995
Albert Boccardo's PaineWebber Experience February 1987 - August 1995
Job Trust Officer at Bank of America Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch January 2007 - Present
Neuberger Berman August 1995 - January 2004
PaineWebber February 1987 - August 1995
Skills
Wealth Management, Asset Allocation, Series 7
Education
Boston University 1978 — 1982
BA, Economics
Merrill Lynch January 2007 - Present
Neuberger Berman August 1995 - January 2004
PaineWebber February 1987 - August 1995
Skills
Wealth Management, Asset Allocation, Series 7
Education
Boston University 1978 — 1982
BA, Economics
Eva Merlo's PaineWebber Experience September 1987 - June 1991
Job Administrative Assistant at Beacon of Hope House (Div. of Catholic Charities Community Services)
Industry Banking
Experience
Beacon of Hope House (Div. of Catholic Charities Community Services) September 2009 - Present
Brown Brothers Harriman October 2005 - January 2009
Brown Brothers Harriman September 1998 - October 2005
Brown Brothers Harriman September 1995 - September 1998
Brown Brothers Harriman May 1992 - September 1995
PaineWebber September 1987 - June 1991
Education
Baruch College, City University of New York (CUNY) 1976 — 1980
BBA, Business Management
Beacon of Hope House (Div. of Catholic Charities Community Services) September 2009 - Present
Brown Brothers Harriman October 2005 - January 2009
Brown Brothers Harriman September 1998 - October 2005
Brown Brothers Harriman September 1995 - September 1998
Brown Brothers Harriman May 1992 - September 1995
PaineWebber September 1987 - June 1991
Education
Baruch College, City University of New York (CUNY) 1976 — 1980
BBA, Business Management
James Moynihan's PaineWebber Experience March 1997 - March 1998
Job Managing Director at Wavelength Asset Management
Industry Investment Management
Experience
Wavelength Asset Management July 2014 - Present
Kettle Hill Capital Management February 2005 - April 2013
Merrill Lynch October 1998 - February 2004
Enron April 1998 - October 1998
PaineWebber March 1997 - March 1998
NERA Economic Consulting July 1995 - February 1997
Education
Bates College 1993 — 1995
Bachelor's Degree, Economics
Wavelength Asset Management July 2014 - Present
Kettle Hill Capital Management February 2005 - April 2013
Merrill Lynch October 1998 - February 2004
Enron April 1998 - October 1998
PaineWebber March 1997 - March 1998
NERA Economic Consulting July 1995 - February 1997
Education
Bates College 1993 — 1995
Bachelor's Degree, Economics
Brenda Rossi's PaineWebber Experience 1994 - 1997
Job Speaker, Trainer, Coach at John C. Maxwell
Industry Nonprofit Organization Management
Experience
WOMEN Unlimited, Inc., The Women's Organization for Mentoring, Education and Networking June 2015 - Present
New Life Church August 2013 - Present
John C. Maxwell February 2013 - Present
Home February 2003 - Present
Merril Lynch 1997 - 2001
PaineWebber 1994 - 1997
Skills
Event Planning, Public Speaking, Leadership, Administrative..., Human Resources, Coaching, Team Management, Customer Service, Training, Investments, Operations Management, Problem Solving, Fundraising, Organizational..., Presentations, Team Building, Great Motivator, Strategic Negotiations, Collaborative Leadership, Employee Relations, Employee Training, Personal Development, Organizational..., Performance Management, Management, Strategic Planning, Nonprofits, Event Management, Program Development, Marketing, Budgets, Change Management, Social Networking, Team Leadership, Social Media, Public Relations, Teaching, Personnel Management, Social Media Marketing, Marketing Communications, Leadership Development
Education
St. Mary's College of California 2010 — 2012
Bachelor of Arts (B.A.), Leadership and Organizational Studies
California State University-Chico 1979 — 1983
Finance, General
WOMEN Unlimited, Inc., The Women's Organization for Mentoring, Education and Networking June 2015 - Present
New Life Church August 2013 - Present
John C. Maxwell February 2013 - Present
Home February 2003 - Present
Merril Lynch 1997 - 2001
PaineWebber 1994 - 1997
Skills
Event Planning, Public Speaking, Leadership, Administrative..., Human Resources, Coaching, Team Management, Customer Service, Training, Investments, Operations Management, Problem Solving, Fundraising, Organizational..., Presentations, Team Building, Great Motivator, Strategic Negotiations, Collaborative Leadership, Employee Relations, Employee Training, Personal Development, Organizational..., Performance Management, Management, Strategic Planning, Nonprofits, Event Management, Program Development, Marketing, Budgets, Change Management, Social Networking, Team Leadership, Social Media, Public Relations, Teaching, Personnel Management, Social Media Marketing, Marketing Communications, Leadership Development
Education
St. Mary's College of California 2010 — 2012
Bachelor of Arts (B.A.), Leadership and Organizational Studies
California State University-Chico 1979 — 1983
Finance, General
Amy Zarn's PaineWebber Experience 1993 - 1997
Job The Music Box Academy of Piano
Industry Music
Experience
The Music Box Academy of Piano August 2013 - Present
Mary Kay Cosmetics June 2003 - Present
Zarn Group Financial Services November 2007 - 2013
Salomon Smith Barney 1997 - 2002
PaineWebber 1993 - 1997
Skills
Retirement Planning, Insurance, Cosmetics, Beauty Industry, Public Speaking, Leadership Development, Recruiting, Team Leadership, Makeup Artistry, Social Media Marketing, Cold Calling, Team Building, Customer Service, Skin Care, Sales, Direct Sales, Small Business
Education
Bethel University 1995 — 1997
Organizational Leadership
Palomar College 1990 — 1993
The Music Box Academy of Piano August 2013 - Present
Mary Kay Cosmetics June 2003 - Present
Zarn Group Financial Services November 2007 - 2013
Salomon Smith Barney 1997 - 2002
PaineWebber 1993 - 1997
Skills
Retirement Planning, Insurance, Cosmetics, Beauty Industry, Public Speaking, Leadership Development, Recruiting, Team Leadership, Makeup Artistry, Social Media Marketing, Cold Calling, Team Building, Customer Service, Skin Care, Sales, Direct Sales, Small Business
Education
Bethel University 1995 — 1997
Organizational Leadership
Palomar College 1990 — 1993
Carol Lister's PaineWebber Experience 1989 - 1991
Job Financial Services Professional
Industry Financial Services
Experience
KeyBanc Capital Markets 2006 - 2010
Blaylock & Company 1994 - 2006
Public Resources Advisory Group 1991 - 1994
PaineWebber 1989 - 1991
Education
Brown University 1985 — 1989
BA, Political Science
KeyBanc Capital Markets 2006 - 2010
Blaylock & Company 1994 - 2006
Public Resources Advisory Group 1991 - 1994
PaineWebber 1989 - 1991
Education
Brown University 1985 — 1989
BA, Political Science
Jonathan Gottlieb's PaineWebber Experience May 1997 - November 2000
Job Managing Director/Associate General Counsel at RBS Global Banking and Markets
Industry Financial Services
Experience
RBS Global Banking & Markets September 2004 - Present
UBS Investment Bank November 2000 - September 2004
PaineWebber May 1997 - November 2000
US Securities and Exchange Commission September 1992 - May 1997
Drexel Burnham Lambert August 1985 - June 1988
Skills
Securities, Securities Regulation, Hedge Funds, SEC, Dodd-Frank, Securities Litigation, Fraud, Financial Regulation, Securities Lending, Banking Law
Education
Brooklyn Law School 1989 — 1992
JD, Law
Union College 1981 — 1985
BA, History
RBS Global Banking & Markets September 2004 - Present
UBS Investment Bank November 2000 - September 2004
PaineWebber May 1997 - November 2000
US Securities and Exchange Commission September 1992 - May 1997
Drexel Burnham Lambert August 1985 - June 1988
Skills
Securities, Securities Regulation, Hedge Funds, SEC, Dodd-Frank, Securities Litigation, Fraud, Financial Regulation, Securities Lending, Banking Law
Education
Brooklyn Law School 1989 — 1992
JD, Law
Union College 1981 — 1985
BA, History
Tim Sennatt's PaineWebber Experience 1994 - 2000
Job Former Fin Services Executive
Industry Financial Services
Experience
UBS Wealth Management 2000 - 2005
PaineWebber 1994 - 2000
Kidder Peabody 1981 - 1994
Education
California State University-Long Beach 1967 — 1972
Bachelor of Science, Finance
UBS Wealth Management 2000 - 2005
PaineWebber 1994 - 2000
Kidder Peabody 1981 - 1994
Education
California State University-Long Beach 1967 — 1972
Bachelor of Science, Finance
Sheryl M. Carroll's PaineWebber Experience June 2001 - May 2002
Job Financial Consultant at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors June 2015 - Present
UBS October 2008 - June 2015
UBS August 2007 - October 2008
UBS December 2004 - July 2007
UBS December 2003 - December 2004
UBS May 2002 - December 2003
PaineWebber June 2001 - May 2002
Skills
Wealth Management, Investments, Financial Services, Portfolio Management, Customer Service, Retirement Planning, Strategic Planning
Education
Baylor University 1997 — 2002
Bachelor of Business Administration (B.B.A.), Economics, International Business, Management
Wells Fargo Advisors June 2015 - Present
UBS October 2008 - June 2015
UBS August 2007 - October 2008
UBS December 2004 - July 2007
UBS December 2003 - December 2004
UBS May 2002 - December 2003
PaineWebber June 2001 - May 2002
Skills
Wealth Management, Investments, Financial Services, Portfolio Management, Customer Service, Retirement Planning, Strategic Planning
Education
Baylor University 1997 — 2002
Bachelor of Business Administration (B.B.A.), Economics, International Business, Management
Carol A. Peyser's PaineWebber Experience 1983 - 1994
Job Managing Director at Oppenheimer Asset Management
Industry Investment Management
Experience
Oppenheimer Asset Management April 2004 - Present
Merrill Lynch 1994 - 2004
PaineWebber 1983 - 1994
Education
University of Pennsylvania - The Wharton School 1982 — 1983
MBA, Finance
Brandeis University 1972 — 1976
BA, Economics
The London School of Economics and Political Science (LSE) 1974 — 1975
International Economics
Oppenheimer Asset Management April 2004 - Present
Merrill Lynch 1994 - 2004
PaineWebber 1983 - 1994
Education
University of Pennsylvania - The Wharton School 1982 — 1983
MBA, Finance
Brandeis University 1972 — 1976
BA, Economics
The London School of Economics and Political Science (LSE) 1974 — 1975
International Economics
Jim Chandler's PaineWebber Experience 1988 - 1997
Job at Bessemer Trust
Industry Investment Management
Experience
Bessemer Trust 2001 - Present
Evaluation Associates January 1998 - 2001
UBS Paine Webber 1988 - 1997
PaineWebber 1988 - 1997
Skills
Alternative Investments, Asset Management, Hedge Funds, Asset Allocation, Wealth Management, Investment Management, Equities, Private Equity, Investments, Investment Advisory, Portfolio Management, Series 7, Fixed Income, Investment Strategies, Mutual Funds, Series 63, Securities, High Net Worth..., Wealth Management..., Capital Markets
Education
Vanderbilt University 1975 — 1979
BS, Business Administration
American University
MA, Applied Economics
Syracuse University - Martin J. Whitman School of Management
MBA
Bessemer Trust 2001 - Present
Evaluation Associates January 1998 - 2001
UBS Paine Webber 1988 - 1997
PaineWebber 1988 - 1997
Skills
Alternative Investments, Asset Management, Hedge Funds, Asset Allocation, Wealth Management, Investment Management, Equities, Private Equity, Investments, Investment Advisory, Portfolio Management, Series 7, Fixed Income, Investment Strategies, Mutual Funds, Series 63, Securities, High Net Worth..., Wealth Management..., Capital Markets
Education
Vanderbilt University 1975 — 1979
BS, Business Administration
American University
MA, Applied Economics
Syracuse University - Martin J. Whitman School of Management
MBA
Christa Medvin's PaineWebber Experience 1994 - 1996
Job Experienced Financial Services Associate
Industry Financial Services
Experience
Morgan Stanley March 2012 - Present
Nock Inc June 2001 - May 2011
KeyCorp 1997 - 2000
KeyCorp 1996 - 1997
PaineWebber 1994 - 1996
McDonald & Company Securities, Inc 1992 - 1994
Skills
Process Improvement, Management
Education
Boston College 1987 — 1991
B.A., Economics
Magnificat High School, Rocky River OH 1983 — 1987
Morgan Stanley March 2012 - Present
Nock Inc June 2001 - May 2011
KeyCorp 1997 - 2000
KeyCorp 1996 - 1997
PaineWebber 1994 - 1996
McDonald & Company Securities, Inc 1992 - 1994
Skills
Process Improvement, Management
Education
Boston College 1987 — 1991
B.A., Economics
Magnificat High School, Rocky River OH 1983 — 1987
David Lott's PaineWebber Experience February 1984 - July 1987
Job Owner at Cornerstone Gallery of Fine Art
Industry Management Consulting
Experience
Cornerstone Gallery of Fine Art January 2012 - Present
Jos. A. Bank Clothiers April 2011 - January 2012
UNIVERSAL ACCOUNTING CENTER June 2009 - January 2010
JORDAN RIVER ANIMAL HOSPITAL May 2006 - September 2006
Farmers Insurance 2006 - 2006
THE MEN'S WEARHOUSE March 2003 - May 2005
US BANCORP INVESTMENTS May 1998 - September 1999
SAGUARO GALLERY February 1989 - May 1996
PaineWebber February 1984 - July 1987
Skills
Marketing Strategy, Strategic Planning, Sales Management, Management, Recruiting, Sales, Retail, Marketing, Leadership, Budgets, Training, Customer Service, Program Management, Advertising, Employee Training, Microsoft Office, Team Building, Operations Management, Selling, Strategy, Inventory Management, Coaching, Small Business, Entrepreneurship, Start-ups, Business Planning, Public Speaking, Fine Art, Fine Art Sales, Sculpture, Oil Painting, Landscape Painting, Wildlife art, Client Development, Art Shows, Western Art, Religious Art, Figurative Art, Automobile Art, Art Gallery, Paleo (Dinosaur) Art, Direct Sales, Interviews, Social Networking, Payroll, Online Marketing, Accounting, B2B, Social Media Marketing, Account Management
Education
Brigham Young University 1974 — 1983
BS, Business Management Finance
Cornerstone Gallery of Fine Art January 2012 - Present
Jos. A. Bank Clothiers April 2011 - January 2012
UNIVERSAL ACCOUNTING CENTER June 2009 - January 2010
JORDAN RIVER ANIMAL HOSPITAL May 2006 - September 2006
Farmers Insurance 2006 - 2006
THE MEN'S WEARHOUSE March 2003 - May 2005
US BANCORP INVESTMENTS May 1998 - September 1999
SAGUARO GALLERY February 1989 - May 1996
PaineWebber February 1984 - July 1987
Skills
Marketing Strategy, Strategic Planning, Sales Management, Management, Recruiting, Sales, Retail, Marketing, Leadership, Budgets, Training, Customer Service, Program Management, Advertising, Employee Training, Microsoft Office, Team Building, Operations Management, Selling, Strategy, Inventory Management, Coaching, Small Business, Entrepreneurship, Start-ups, Business Planning, Public Speaking, Fine Art, Fine Art Sales, Sculpture, Oil Painting, Landscape Painting, Wildlife art, Client Development, Art Shows, Western Art, Religious Art, Figurative Art, Automobile Art, Art Gallery, Paleo (Dinosaur) Art, Direct Sales, Interviews, Social Networking, Payroll, Online Marketing, Accounting, B2B, Social Media Marketing, Account Management
Education
Brigham Young University 1974 — 1983
BS, Business Management Finance
Susan Ritval's PaineWebber Experience 1993 - 1994
Job Strategic Marketing Consulting Professional
Industry Marketing and Advertising
Experience
various financial services and other organization types April 2010 - Present
U.S. Trust, Bank of America Private Wealth Management July 2007 - August 2010
U.S. Trust November 2003 - June 2007
State Street Bank - SSgA April 2001 - October 2003
State Street Research & Management October 1997 - March 2001
Freedom Capital Management November 1996 - October 1997
Painewebber 1993 - 1994
Skills
Marketing Strategy, Financial Services, Marketing, Asset Management, Project Management, Wealth Management, Management, Strategic Planning, Portfolio Management, Marketing Communications
Education
Boston University 1989 — 1993
BS, Communications/Marketing/Psychology
various financial services and other organization types April 2010 - Present
U.S. Trust, Bank of America Private Wealth Management July 2007 - August 2010
U.S. Trust November 2003 - June 2007
State Street Bank - SSgA April 2001 - October 2003
State Street Research & Management October 1997 - March 2001
Freedom Capital Management November 1996 - October 1997
Painewebber 1993 - 1994
Skills
Marketing Strategy, Financial Services, Marketing, Asset Management, Project Management, Wealth Management, Management, Strategic Planning, Portfolio Management, Marketing Communications
Education
Boston University 1989 — 1993
BS, Communications/Marketing/Psychology
Dennis Kelleher's PaineWebber Experience 1990 - 1992
Job Consultant, Compliance
Industry Financial Services
Experience
Compliance Consultant 2010 - Present
Commonwealth Financial Network 2004 - 2010
CUSO Financial Services 2003 - 2004
Linsco/Private Ledger (LPL Financial Services) 1997 - 2003
International Mortgage 1992 - 1997
PaineWebber 1990 - 1992
Lehman Brothers 1988 - 1990
Skills
Finance, Series 7, Series 24, Series 63, Compliance Management, Securities Regulation, Broker-Dealer, Compliance Audits, AML, Securities Arbitration, Financial Advisory, Mutual Funds, Investment Advisory, SEC, FINRA, Quality Auditing, USA PATRIOT Act, Dodd-Frank, Options, Alternative Investments, 1031 Exchanges, TIC
Education
California State Polytechnic University-Pomona
B.S., Finance
Compliance Consultant 2010 - Present
Commonwealth Financial Network 2004 - 2010
CUSO Financial Services 2003 - 2004
Linsco/Private Ledger (LPL Financial Services) 1997 - 2003
International Mortgage 1992 - 1997
PaineWebber 1990 - 1992
Lehman Brothers 1988 - 1990
Skills
Finance, Series 7, Series 24, Series 63, Compliance Management, Securities Regulation, Broker-Dealer, Compliance Audits, AML, Securities Arbitration, Financial Advisory, Mutual Funds, Investment Advisory, SEC, FINRA, Quality Auditing, USA PATRIOT Act, Dodd-Frank, Options, Alternative Investments, 1031 Exchanges, TIC
Education
California State Polytechnic University-Pomona
B.S., Finance
Garrett Kobs's PaineWebber Experience July 1992 - June 1997
Job Senior Vice President at US Trust
Industry Banking
Experience
U.S. Trust September 2013 - Present
JPMorgan Chase November 2011 - August 2013
Goldman Sachs July 1997 - October 2011
PaineWebber July 1992 - June 1997
Skills
Capital Markets, Financial Analysis, Equities, Fixed Income, Investment Banking, Hedge Funds, Investments, Valuation, Alternative Investments, Securities, Series 7, Wealth Management
Education
Austin College 1983 — 1987
Bachelors, Economics
U.S. Trust September 2013 - Present
JPMorgan Chase November 2011 - August 2013
Goldman Sachs July 1997 - October 2011
PaineWebber July 1992 - June 1997
Skills
Capital Markets, Financial Analysis, Equities, Fixed Income, Investment Banking, Hedge Funds, Investments, Valuation, Alternative Investments, Securities, Series 7, Wealth Management
Education
Austin College 1983 — 1987
Bachelors, Economics
Lonnie Smith's PaineWebber Experience June 1988 - January 2002
Job First Vice President Wealth Management, UBS Financial Services,
Industry Financial Services
Experience
UBS June 1988 - Present
PaineWebber June 1988 - January 2002
Education
Alfred State College - SUNY College of Technology
UBS June 1988 - Present
PaineWebber June 1988 - January 2002
Education
Alfred State College - SUNY College of Technology
Lara G. Jenkins's PaineWebber Experience 1999 - 2001
Job Director, Financial Services Practice Management and Training Professional
Industry Professional Training & Coaching
Experience
UBS Financial Services, Inc. January 2014 - September 2014
UBS Financial Services, Inc. 2012 - 2014
UBS Financial Services, Inc. 2008 - 2012
UBS Financial Services, Inc. 2003 - 2008
UBS Financial Services, Inc. 2000 - 2001
PaineWebber 1999 - 2001
JC Bradford & Co. 1998 - 1999
JC Bradford & Co. 1996 - 1998
JC Bradford & Co. 1995 - 1996
Skills
Strategic Planning, Technology Training..., Team Building, Instruction Motivation, Project & Program..., Relationship Management, Consultative Services, Creative Facilitator, Innovative Management, Organizational..., Master Trainer, Merger Integration, Onsite & Distance..., Communications &..., Public Speaking, Learning & Development..., Critical Thinking, Team Leadership, Time Management, Organization Skills, Staff Development, Program Development, Program Evaluation, Employee Training, Training Delivery, Project Planning, Budget Management, E-Learning, Business Decision Making, Skilled Multi-tasker
Education
Baylor University 1989 — 1993
Bachelor of Arts, Business Administration
UBS Financial Services, Inc. January 2014 - September 2014
UBS Financial Services, Inc. 2012 - 2014
UBS Financial Services, Inc. 2008 - 2012
UBS Financial Services, Inc. 2003 - 2008
UBS Financial Services, Inc. 2000 - 2001
PaineWebber 1999 - 2001
JC Bradford & Co. 1998 - 1999
JC Bradford & Co. 1996 - 1998
JC Bradford & Co. 1995 - 1996
Skills
Strategic Planning, Technology Training..., Team Building, Instruction Motivation, Project & Program..., Relationship Management, Consultative Services, Creative Facilitator, Innovative Management, Organizational..., Master Trainer, Merger Integration, Onsite & Distance..., Communications &..., Public Speaking, Learning & Development..., Critical Thinking, Team Leadership, Time Management, Organization Skills, Staff Development, Program Development, Program Evaluation, Employee Training, Training Delivery, Project Planning, Budget Management, E-Learning, Business Decision Making, Skilled Multi-tasker
Education
Baylor University 1989 — 1993
Bachelor of Arts, Business Administration
Jim Gillivan's PaineWebber Experience November 1978 - November 2002
Job Arbitrator at Financial Industry Regulatory Authority
Industry Financial Services
Experience
Financial Industry Regulatory Authority 2005 - Present
PaineWebber November 1978 - November 2002
Blyth Eastman Dillon 1978 - 1980
Dean Witter & Co November 1969 - December 1978
Skills
Process Improvement, Investments, Project Management, Program Management, Risk Management, Business Analysis, Strategic Planning, Vendor Management, Cross-functional Team..., Strategy, Training, Leadership, Management, Portfolio Management, Change Management, Financial Services, Customer Service, Team Building, Negotiation, Finance
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1974 — 1975
MBA
California Polytechnic State University-San Luis Obispo 1958 — 1963
BS, Bacteriology
Acalanes High 1954 — 1958
ST. Leo's 1950 — 1954
Grammar School
Financial Industry Regulatory Authority 2005 - Present
PaineWebber November 1978 - November 2002
Blyth Eastman Dillon 1978 - 1980
Dean Witter & Co November 1969 - December 1978
Skills
Process Improvement, Investments, Project Management, Program Management, Risk Management, Business Analysis, Strategic Planning, Vendor Management, Cross-functional Team..., Strategy, Training, Leadership, Management, Portfolio Management, Change Management, Financial Services, Customer Service, Team Building, Negotiation, Finance
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1974 — 1975
MBA
California Polytechnic State University-San Luis Obispo 1958 — 1963
BS, Bacteriology
Acalanes High 1954 — 1958
ST. Leo's 1950 — 1954
Grammar School
Katherine A. Tarpey's PaineWebber Experience January 1988 - January 1989
Job Legal Database Specialist/Sr. ParalegalLitigation & HR
Industry Consumer Goods
Experience
Colgate-Palmolive Company October 1997 - Present
Halsey Drug Company October 1994 - October 1997
Carsey & Antonelli, P.C. October 1993 - October 1994
Chemical Bank July 1991 - July 1993
Advanced Medical Systems April 1989 - April 1991
PaineWebber January 1988 - January 1989
Financial Guaranty Insurance Company January 1986 - January 1988
European American Bank September 1981 - January 1986
Eastern States Bankcard Association November 1976 - September 1981
Skills
Litigation, Legal Writing, Notary Public, Legal Research, Licensing, Legal Assistance, Research, Microsoft Word, Microsoft Office, PowerPoint, Microsoft Excel, Training, Software Documentation, Database Administration, Data Research, Report Writing, Lotus Notes, Customer Service
Education
Adelphi University
Certificate in Paralegal Studies
Long Island University, C.W. Post Campus
B.S., Speech & Language Pathology
New York University
Certificate in Computer Science
Colgate-Palmolive Company October 1997 - Present
Halsey Drug Company October 1994 - October 1997
Carsey & Antonelli, P.C. October 1993 - October 1994
Chemical Bank July 1991 - July 1993
Advanced Medical Systems April 1989 - April 1991
PaineWebber January 1988 - January 1989
Financial Guaranty Insurance Company January 1986 - January 1988
European American Bank September 1981 - January 1986
Eastern States Bankcard Association November 1976 - September 1981
Skills
Litigation, Legal Writing, Notary Public, Legal Research, Licensing, Legal Assistance, Research, Microsoft Word, Microsoft Office, PowerPoint, Microsoft Excel, Training, Software Documentation, Database Administration, Data Research, Report Writing, Lotus Notes, Customer Service
Education
Adelphi University
Certificate in Paralegal Studies
Long Island University, C.W. Post Campus
B.S., Speech & Language Pathology
New York University
Certificate in Computer Science
Kimberly Welsh's PaineWebber Experience June 1988 - January 2007
Job Municipal Investment Banker
Industry Financial Services
Experience
Janney Montgomery Scott January 2009 - January 2015
Morgan Stanley January 2007 - January 2009
PaineWebber June 1988 - January 2007
Skills
Investment Banking, Fixed Income, Municipal Bonds
Education
State University of New York at Albany 1987 — 1989
Master of Business Administration (MBA), Public Finance
Boise State University 1983 — 1987
Bachelor of Science (BS), Finance, General
Janney Montgomery Scott January 2009 - January 2015
Morgan Stanley January 2007 - January 2009
PaineWebber June 1988 - January 2007
Skills
Investment Banking, Fixed Income, Municipal Bonds
Education
State University of New York at Albany 1987 — 1989
Master of Business Administration (MBA), Public Finance
Boise State University 1983 — 1987
Bachelor of Science (BS), Finance, General
Deepak Thakkar's PaineWebber Experience October 1996 - December 2000
Job Senior Citrix / Wintel Engineer at Mount Sinai Medical Center
Industry Hospital & Health Care
Experience
Mount Sinai Medical Center January 2007 - Present
UBS December 2000 - June 2005
PaineWebber October 1996 - December 2000
Israel Discount Bank of New York April 1993 - September 1996
City Meals on Wheels July 1991 - March 1993
City Harvest January 1989 - July 1990
Skills
Citrix, IT Strategy, Process Improvement, IT Operations, Change Management, Disaster Recovery, IT Management, VMware, System Administration, Servers, SCCM, VMware Infrastructure
Education
Illinois Institute of Technology 1984 — 1987
MBA, MIS
Bangalore University 1980 — 1984
Bachelor's degree, Chemical Engineering
Mount Sinai Medical Center January 2007 - Present
UBS December 2000 - June 2005
PaineWebber October 1996 - December 2000
Israel Discount Bank of New York April 1993 - September 1996
City Meals on Wheels July 1991 - March 1993
City Harvest January 1989 - July 1990
Skills
Citrix, IT Strategy, Process Improvement, IT Operations, Change Management, Disaster Recovery, IT Management, VMware, System Administration, Servers, SCCM, VMware Infrastructure
Education
Illinois Institute of Technology 1984 — 1987
MBA, MIS
Bangalore University 1980 — 1984
Bachelor's degree, Chemical Engineering
Robert Mankin's PaineWebber Experience April 1994 - March 1995
Job CEO Lakeside Financial Services, L.L.C.
Industry Management Consulting
Experience
TechPar Group 2002 - Present
Lakeside Financial Services 1995 - Present
Thomson Financial June 1997 - March 1998
PaineWebber April 1994 - March 1995
Nomura Securities International March 1987 - April 1994
First Interstate Bank 1984 - 1987
The Chase Manhattan Bank April 1974 - September 1984
Skills
Risk Management, Change Management, Business Transformation, Management Consulting, Business Strategy, Business Intelligence, Strategic Planning, Organizational Design, Consultancy, Organizational Change, Governance, IT Strategy, Fixed Income, Financial Services, Banking, Capital Markets, Portfolio Management, Mergers & Acquisitions, Business Development, Derivatives, Investment Banking
Education
Pace University 1974 — 1980
Doctor Professional Studies (with distinction), Finance, Management, International Business
Baruch College, City University of New York (CUNY)
MBA, Administration & Policy
City University of New York-Brooklyn College
BA (cum laude), Mathematics
TechPar Group 2002 - Present
Lakeside Financial Services 1995 - Present
Thomson Financial June 1997 - March 1998
PaineWebber April 1994 - March 1995
Nomura Securities International March 1987 - April 1994
First Interstate Bank 1984 - 1987
The Chase Manhattan Bank April 1974 - September 1984
Skills
Risk Management, Change Management, Business Transformation, Management Consulting, Business Strategy, Business Intelligence, Strategic Planning, Organizational Design, Consultancy, Organizational Change, Governance, IT Strategy, Fixed Income, Financial Services, Banking, Capital Markets, Portfolio Management, Mergers & Acquisitions, Business Development, Derivatives, Investment Banking
Education
Pace University 1974 — 1980
Doctor Professional Studies (with distinction), Finance, Management, International Business
Baruch College, City University of New York (CUNY)
MBA, Administration & Policy
City University of New York-Brooklyn College
BA (cum laude), Mathematics
Carl Silver's PaineWebber Experience 1983 - 2000
Job IT Business Analyst and Quality Assurance Consultant
Industry Information Technology and Services
Experience
Express Scripts July 2014 - Present
Johnson & Johnson June 2014 - July 2014
Express Scripts January 2012 - April 2014
UBS Wealth Management 2004 - 2011
UBS 2000 - 2004
PaineWebber 1983 - 2000
Skills
SDLC, Business Analysis, COBOL, Project Management, Legacy Systems, Mainframe, Microsoft Office, Visio, Requirements Analysis, DB2, SQL, Business Requirements, Fixed Income, JCL, Software Project..., SharePoint, Vendor Management, Unix, Project Portfolio..., Process Improvement
Education
City University of New York-Baruch College 1987 — 1990
MBA, Information Systems
City University of New York-Brooklyn College 1979 — 1983
BS, Computer science
Express Scripts July 2014 - Present
Johnson & Johnson June 2014 - July 2014
Express Scripts January 2012 - April 2014
UBS Wealth Management 2004 - 2011
UBS 2000 - 2004
PaineWebber 1983 - 2000
Skills
SDLC, Business Analysis, COBOL, Project Management, Legacy Systems, Mainframe, Microsoft Office, Visio, Requirements Analysis, DB2, SQL, Business Requirements, Fixed Income, JCL, Software Project..., SharePoint, Vendor Management, Unix, Project Portfolio..., Process Improvement
Education
City University of New York-Baruch College 1987 — 1990
MBA, Information Systems
City University of New York-Brooklyn College 1979 — 1983
BS, Computer science
Patrick Hance's PaineWebber Experience 1995 - 1999
Job CFO of Lending, Deputy CFO of Banking
Industry Financial Services
Experience
Citi November 1999 - Present
PaineWebber 1995 - 1999
First Manhattan Consulting Group 1990 - 1995
Education
Boston University 1986 — 1990
BSBA, Finance
Citi November 1999 - Present
PaineWebber 1995 - 1999
First Manhattan Consulting Group 1990 - 1995
Education
Boston University 1986 — 1990
BSBA, Finance
Lewis Kriteman's PaineWebber Experience 1988 - 1990
Job Physician at Georgia Urology
Industry Medical Practice
Experience
Georgia Urology March 2013 - Present
North Fulton Urology, P.C. 2000 - February 2013
PaineWebber 1988 - 1990
Education
Albert Einstein College of Medicine of Yeshiva University 1990 — 1994
Doctor of Medicine (MD)
Yale University 1984 — 1988
Bachelor of Arts (BA), English Language and Literature, General
St. John's Preparatory School 1980 — 1984
High School
Georgia Urology March 2013 - Present
North Fulton Urology, P.C. 2000 - February 2013
PaineWebber 1988 - 1990
Education
Albert Einstein College of Medicine of Yeshiva University 1990 — 1994
Doctor of Medicine (MD)
Yale University 1984 — 1988
Bachelor of Arts (BA), English Language and Literature, General
St. John's Preparatory School 1980 — 1984
High School
Stacy Boening's PaineWebber Experience 1996 - 2001
Job Project Coordinator at Korn/Ferry International
Industry Management Consulting
Experience
Korn/Ferry International July 2009 - Present
Heidrick & Struggles 2001 - 2009
PaineWebber 1996 - 2001
Education
Baruch College
Business Administration and Management, General
Korn/Ferry International July 2009 - Present
Heidrick & Struggles 2001 - 2009
PaineWebber 1996 - 2001
Education
Baruch College
Business Administration and Management, General
Ashley Wilson's PaineWebber Experience February 1997 - April 2003
Job Executive/Administrative Assistant
Industry Executive Office
Experience
Jim and Nicks Greystone 2010 - 2012
Lucado Law Firm July 2009 - February 2011
Aspire Staffing, LLC July 2008 - January 2009
Monroe Vos Consulting Group March 2006 - June 2008
PaineWebber February 1997 - April 2003
Phoenix Atlanta Capital March 1995 - December 1996
Burke Capital Group, a division of Morgan Keegan & Co. July 1993 - September 1994
Skills
Administrative..., Bookkeeping, Customer Service, Database Design, Microsoft Office, Hospitality, Network Administration, Office Management, PowerPoint, QuickBooks, Recruiting, Web Applications, French
Education
Auburn University
Jim and Nicks Greystone 2010 - 2012
Lucado Law Firm July 2009 - February 2011
Aspire Staffing, LLC July 2008 - January 2009
Monroe Vos Consulting Group March 2006 - June 2008
PaineWebber February 1997 - April 2003
Phoenix Atlanta Capital March 1995 - December 1996
Burke Capital Group, a division of Morgan Keegan & Co. July 1993 - September 1994
Skills
Administrative..., Bookkeeping, Customer Service, Database Design, Microsoft Office, Hospitality, Network Administration, Office Management, PowerPoint, QuickBooks, Recruiting, Web Applications, French
Education
Auburn University
Debbie Donohue's PaineWebber Experience January 1985 - 1986
Job Guidance Secretary
Industry Education Management
Experience
Bergen County Technical Schools August 2015 - Present
LPL Financial November 2005 - July 2015
HSBC February 1986 - February 1996
PaineWebber January 1985 - 1986
Skills
Office Management
Education
Bergen Community College 1987 — 1992
Associate's degree, Business
Bergen County Technical Schools August 2015 - Present
LPL Financial November 2005 - July 2015
HSBC February 1986 - February 1996
PaineWebber January 1985 - 1986
Skills
Office Management
Education
Bergen Community College 1987 — 1992
Associate's degree, Business
David Spayde's PaineWebber Experience August 1994 - September 1996
Job Senior District Sales Representative at Pfizer
Industry Pharmaceuticals
Experience
Pfizer January 2009 - Present
Pfizer September 2005 - January 2009
Pfizer May 2002 - September 2005
Pfizer October 1997 - May 2002
Franklin Templeton Investments September 1996 - October 1997
PaineWebber August 1994 - September 1996
Skills
Pharmaceutical Sales, Managed Care, Endocrinology, Pulmonology, Rheumatology, Cardiology, Hospitals, Pain Management, Nephrology, Selling, Primary Care, Neurology
Education
California Coast University 2011 — 2012
Master of Business Administration (M.B.A.) In Healthcare Management, Healthcare Management, 4.0
Northeastern University 1989 — 1994
Bachelor of Science in Business Administration, Management, Finance, 3.34
Pfizer January 2009 - Present
Pfizer September 2005 - January 2009
Pfizer May 2002 - September 2005
Pfizer October 1997 - May 2002
Franklin Templeton Investments September 1996 - October 1997
PaineWebber August 1994 - September 1996
Skills
Pharmaceutical Sales, Managed Care, Endocrinology, Pulmonology, Rheumatology, Cardiology, Hospitals, Pain Management, Nephrology, Selling, Primary Care, Neurology
Education
California Coast University 2011 — 2012
Master of Business Administration (M.B.A.) In Healthcare Management, Healthcare Management, 4.0
Northeastern University 1989 — 1994
Bachelor of Science in Business Administration, Management, Finance, 3.34
Karrie Carey's PaineWebber Experience November 1998 - April 2001
Job Secretary at Foothill Technology High School
Industry Primary/Secondary Education
Experience
Foothill Technology High School March 2010 - Present
FedEx Office March 2003 - February 2004
City of Ventura March 2002 - March 2003
FedEx Office August 2001 - February 2002
PaineWebber November 1998 - April 2001
Skills
Public Speaking, Recruiting, Employee Relations, Resume Writing, Workshop Facilitation, Coaching, Nonprofits, Career Development, Community Outreach, Interviews
Education
Pasadena City College 1995 — 1996
Associate of Arts (A.A.), Social Sciences
American Academy of Dramatic Arts-Los Angeles 1994 — 1995
Acting
University of California, Santa Barbara 1993 — 1994
Foothill Technology High School March 2010 - Present
FedEx Office March 2003 - February 2004
City of Ventura March 2002 - March 2003
FedEx Office August 2001 - February 2002
PaineWebber November 1998 - April 2001
Skills
Public Speaking, Recruiting, Employee Relations, Resume Writing, Workshop Facilitation, Coaching, Nonprofits, Career Development, Community Outreach, Interviews
Education
Pasadena City College 1995 — 1996
Associate of Arts (A.A.), Social Sciences
American Academy of Dramatic Arts-Los Angeles 1994 — 1995
Acting
University of California, Santa Barbara 1993 — 1994
Malcolm Matheson's PaineWebber Experience 1988 - 1989
Job
Industry Farming
Experience
Calavo Growers October 1990 - Present
PaineWebber 1988 - 1989
Merrill Lynch 1985 - 1987
Skills
Grower relations for..., Own and manage 10 acre...
Education
Cal Poly Pomona 1974 — 1981
Bachelor of Science (BS), Agricultural Business and Management
Calavo Growers October 1990 - Present
PaineWebber 1988 - 1989
Merrill Lynch 1985 - 1987
Skills
Grower relations for..., Own and manage 10 acre...
Education
Cal Poly Pomona 1974 — 1981
Bachelor of Science (BS), Agricultural Business and Management
Jennifer Westerlund's PaineWebber Experience 1998 - 1999
Job Partner, Corporate and Transactional Legal Advisory Services at Hutchison PLLC
Industry Law Practice
Experience
Hutchison PLLC 2015 - Present
Jennifer Westerlund PA 2013 - 2015
Greenberg Traurig, P.A. 2011 - 2013
Becker & Poliakoff, P.A. 2008 - 2011
Law Office of Jennifer D. Westerlund 2006 - 2008
Squire, Sanders & Dempsey (formerly Steel Hector & Davis) 2005 - 2006
Sidley Austin (formerly Brown & Wood) 1999 - 2005
PaineWebber 1998 - 1999
The White House, Office of National Drug Control Policy May 1995 - May 1996
The U.S. Department of Justice, Office of International Affairs, Criminal Division May 1995 - August 1995
Education
American University Washington College of Law
Doctor of Law (J.D.), 1997
La Sorbonne (Paris, France)
Certificate of French Language & Culture, 1994
Boston University
Bachelor of Arts (B.A.), Philosophy Concentration, 1993
Hutchison PLLC 2015 - Present
Jennifer Westerlund PA 2013 - 2015
Greenberg Traurig, P.A. 2011 - 2013
Becker & Poliakoff, P.A. 2008 - 2011
Law Office of Jennifer D. Westerlund 2006 - 2008
Squire, Sanders & Dempsey (formerly Steel Hector & Davis) 2005 - 2006
Sidley Austin (formerly Brown & Wood) 1999 - 2005
PaineWebber 1998 - 1999
The White House, Office of National Drug Control Policy May 1995 - May 1996
The U.S. Department of Justice, Office of International Affairs, Criminal Division May 1995 - August 1995
Education
American University Washington College of Law
Doctor of Law (J.D.), 1997
La Sorbonne (Paris, France)
Certificate of French Language & Culture, 1994
Boston University
Bachelor of Arts (B.A.), Philosophy Concentration, 1993
Jeffrey A. Smock's PaineWebber Experience 1997 - 1999
Job Venture Capital & Private Equity
Industry Venture Capital & Private Equity
Experience
Smock Development / Private Equity, LLC 2014 - Present
Pacific Life 1999 - 2014
PaineWebber 1997 - 1999
Olde Investment Services-Private Brokerage 1994 - 1997
Skills
Consultative Sales..., Public Speaking, Territory Management, Strategic Planning, Financial Services, Mutual Funds, Variable Annuities, Fixed Annuities, Equity Indexed Annuities, Equities, Fixed Income Strategies, Long Term Care Insurance, Qualified Retirement..., Retirement Planning, Portfolio Management, Business Development, Real Estate Development, Alternative Investments, Private Equity, Project Management, Management, Investments, Finance, Insurance
Education
California State University-Chico
Bachelor of Arts (B.A.), Psychology
California State University-Chico
Minor in Business Administration
Smock Development / Private Equity, LLC 2014 - Present
Pacific Life 1999 - 2014
PaineWebber 1997 - 1999
Olde Investment Services-Private Brokerage 1994 - 1997
Skills
Consultative Sales..., Public Speaking, Territory Management, Strategic Planning, Financial Services, Mutual Funds, Variable Annuities, Fixed Annuities, Equity Indexed Annuities, Equities, Fixed Income Strategies, Long Term Care Insurance, Qualified Retirement..., Retirement Planning, Portfolio Management, Business Development, Real Estate Development, Alternative Investments, Private Equity, Project Management, Management, Investments, Finance, Insurance
Education
California State University-Chico
Bachelor of Arts (B.A.), Psychology
California State University-Chico
Minor in Business Administration
Salomon Brothers
Salomon Smith Barney
Paine Webber
Drexel Burnham Lambert
Salomon Brothers Inc.
Paine Webber, Inc
Soloman Smith Barney
Solomon Brothers