PaineWebber Inc

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PaineWebber Inc Employees

Employee
Years
Job
Industry
Michael Noone Michael Noone New York, New York Details
Michael Noone's PaineWebber Inc Experience May 1996 - February 1997
Job Managing Director at BNY Mellon, Institutional Equity Trading
Industry Financial Services
Experience
BNY Mellon  October 2008 - Present
Lehman Brothers  October 2000 - October 2006
Donaldson, Lufkin & Jenrette   March 1997 - October 2000
PaineWebber, Inc.   May 1996 - February 1997
Dresdner Securities (USA), Inc.   October 1994 - May 1996
Kidder Peabody  January 1993 - October 1994

Skills
FINRA: Series 7, 24,..., Series 7, Trading Systems, Derivatives, Asset Managment, Investments, Alternative Investments, Asset Management, FX trading, Risk Management, Institutional

Education
Boston College
Bachelor of Science, Carroll School of Management

Xavier High School (NYC)

Michelle Greenwald Michelle Greenwald Boca Raton, Florida Details
Michelle Greenwald's PaineWebber Inc Experience June 1985 - December 1993
Job Realtor
Industry Real Estate
Experience
Champagne & Parisi Real Estate  October 2013 - Present
Lang Realty  July 2003 - Present
1-800 Flowers.com  December 1999 - February 2003
PaineWebber Inc.  June 1985 - December 1993

Skills
Sellers, Condos, Real Estate, Luxury, Investment Properties, Selling, Real Estate Transactions, Foreclosures, First Time Home Buyers, Relocation, REO, Single Family Homes, Public Speaking, Retail, Small Business, Short Sales, Listings, Investors, Social Networking, Townhomes, Waterfront, Buyer Representation, Residential Homes, Sales, New Home Sales

Education
Wellesley College   1997 — 1999
BA, Philosophy

Santa Monica College   1994 — 1997
AA, General Studies, Minor in Theatre Design

Don Reilly, Jr, AAI, AIS, LUTCF Don Reilly, Jr, AAI, AIS, LUTCF Providence, Rhode Island Area Details
Don Reilly, Jr, AAI, AIS, LUTCF's PaineWebber Inc Experience October 1985 - September 1988
Job Actively Seeking Opportunities as a Account Executive / Business Development Manager
Industry Wholesale
Experience
Four Corners Insurance Group, LLC, Affiliated Partner of the Egis Group, LLC   June 2013 - June 2015
Allstate Insurance Agency, dba, Reilly & Associates, LLC   August 2008 - June 2013
IndyMac Bank  May 2003 - January 2009
State of Rhode Island, House of Representatives   January 1995 - January 2005
First Union Home Equity Bank, N.A   December 1998 - April 2003
Calenda & Iacoi, Ltd   June 1993 - January 1995
Adler Pollock & Sheehan Incorporated   September 1991 - June 1993
Fleet Mortgage Corp  September 1988 - September 1991
PaineWebber, Inc  October 1985 - September 1988
John Hancock Cos   June 1981 - October 1985

Skills
Insurance, Customer Service, Microsoft Office, Microsoft Excel, Strategic Planning, Risk Management, Project Management, Business Analysis, Microsoft Word, Health Insurance, Process Improvement, Underwriting, Change Management, Commercial Insurance, PowerPoint, General Insurance, Team Building, Employee Benefits, New Business Development, Sales Management, Property & Casualty..., Leadership, Marketing, Banking, Training, Management, Business Development, Loans, Mortgage Lending, Sales, Life Insurance, Investments, Casualty Insurance, Liability, Financial Services, Small Business, Account Management, Umbrella Insurance, Workers Compensation, Brokers, Strategy, Professional Liability, Claim, Real Estate

Education
University of Virginia   1996 — 1999
Certificate, Darden School of Business, Center for Politics

Roger Williams University   1982 — 1984
Certificate, Paralegal Studies, 4.0 GPA

Curry College   1977 — 1981
Bachelor of Arts (B.A.), Political and Historical Studies, 3.0 GPA

Carol Svihl Carol Svihl Greater Grand Rapids, Michigan Area Details
Carol Svihl's PaineWebber Inc Experience January 1986 - September 1996
Job Trust Officer at Hastings City Bank
Industry Investment Management
Experience
Hastings City Bank  February 2014 - Present
Fifth Third Bank  October 2001 - September 2013
Old Kent Bank & Trust   October 1998 - October 2001
Old Kent Brokerage Services   October 1997 - October 1998
McDonald & Company  September 1996 - October 1997
PaineWebber, Inc.   January 1986 - September 1996

Skills
Portfolio Management, Wealth Management, Asset Allocation, Investments, Mutual Funds, Asset Management, Series 7, Alternative Investments, Investment Strategies, Banking, Credit, Securities, Financial Analysis, Credit Analysis, Fixed Income, Loans, Retirement Planning, Investment Management, Bloomberg, Financial Modeling, Investment Advisory, Bonds, Series 63, Equities, High Net Worth..., Strategic Financial..., ETFs, InvestorTools - PERFORM, DTCC, TradeWeb, MarketAxess, Eze Castle, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint

Education
Davenport University
Master of Business Administration (MBA), Finance, 3.86

Davenport University
Bachelor of Business Administration (BBA), Finance, 3.87

Chris Nieman, CFP® Chris Nieman, CFP® Greater Detroit Area Details
Chris Nieman, CFP®'s PaineWebber Inc Experience 1996 - 1998
Job Branch Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   2012 - Present
UBS Financial Services, Inc.   November 2007 - November 2012
UBS Financial Services, Inc.   December 2004 - October 2007
UBS Financial Services, Inc. (née PaineWebber Inc.)   1998 - 2004
PaineWebber Inc.  1996 - 1998

Education
Northwestern University   2006 — 2007
CERTIFIED FINANCIAL PLANNER ™ Certification Education Program

Villanova University   1990 — 1994
BS Finance

Chaminade High School   1986 — 1990

Brian Bollich Brian Bollich Dallas, Texas Details
Brian Bollich's PaineWebber Inc Experience June 2000 - August 2000
Job Partner at MedCore Partners, LLC
Industry Real Estate
Experience
MedCore Partners   July 2011 - Present
The Cirrus Group, LLC   October 2008 - July 2011
The Cirrus Group, LLC   July 2005 - October 2008
The Cirrus Group, LLC   June 2004 - July 2005
Q10 Kinghorn, Driver, Hough & Co.   May 2003 - August 2003
Hein + Associates, LLP   October 2002 - January 2003
UBS PaineWebber, Inc.   June 2001 - August 2001
PaineWebber, Inc.   June 2000 - August 2000

Skills
Real Estate, Disposition, Real Estate Development, Due Diligence

Education
Texas A&M University - Mays Business School   2003 — 2004
MLERE, Real Estate Finance and Investments

Texas A&M University - Mays Business School   1998 — 2002
BBA, Finance

Edward Phillips Edward Phillips Dallas/Fort Worth Area Details
Edward Phillips's PaineWebber Inc Experience May 1997 - August 1997
Job Software Development Manager at CERiS
Industry Information Technology and Services
Experience
CERiS   April 2015 - Present
CERiS   July 2013 - March 2015
Wisteria  June 2009 - July 2013
Cimmaron Field Services, Inc  March 2008 - December 2008
Wisteria  April 2005 - March 2008
Ross & Matthews, P.C   January 2002 - April 2005
Handango  September 2000 - January 2001
eBopp.com   December 1999 - April 2000
Graphic Technologies, Inc.   May 1999 - December 1999
PaineWebber, Inc.   May 1997 - August 1997

Skills
Filemaker Pro, Microsoft Excel, Crystal Reports, Microsoft Word, Ad-Hoc Reporting, Adobe Photoshop, Microsoft Access, Microsoft Powerpoint, C++, Linux, SQL, Databases, Photoshop, PowerPoint, E-commerce, Access, Windows Server, Email Marketing

Education
University of North Texas   1999 — 2004
BS, Computer Science

Fort Worth Country Day School   1986 — 1999

C. Michael Reninger, CFP® CPWA® APMA℠ C. Michael Reninger, CFP® CPWA® APMA℠ Greater Chicago Area Details
C. Michael Reninger, CFP® CPWA® APMA℠'s PaineWebber Inc Experience 1986 - 2000
Job Financial Advisor Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.   April 2009 - Present
UBS Financial Services  2000 - 2009
PaineWebber, Inc.   1986 - 2000

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   1983 — 1985
MBA, Finance

Western Illinois University   1975 — 1979
BB, Finance

The University of Chicago Booth School of Business
CPWA®, Certified Private Wealth Advisor

David Emerson David Emerson Park City, Utah Details
David Emerson's PaineWebber Inc Experience 1998 - 2000
Job Regional Manager Western US at VXi Corporation
Industry Telecommunications
Experience
VXi Corporation  April 2014 - Present
Salt Lake Chamber  June 2012 - Present
ChamberWest   May 2012 - Present
XO Communications  October 2013 - May 2014
Integra Telecom  March 2012 - September 2013
MCI / Verizon Business  2006 - 2009
MCI / Verizon Business  2004 - 2006
MCI / Verizon Business / WorldCom   May 2000 - May 2004
PaineWebber, Inc  1998 - 2000

Skills
Customer Relations, Consultative Selling, Strategic Planning, Account Penetration, Escalation, Solution Selling, Account Management, Sales Management, Managed Services, Unified Communications, Contract Negotiations, MPLS, Professional Services, Customer Retention, Telecommunications, Ethernet, IP, New Business Development, WAN, Key Account Management, SIP, Data Center, Channel Management, Hosted Services, Team Leadership, Contract Negotiation, Sales Presentations, Customer Satisfaction, Direct Sales, CRM, Sales Operations, Sales, Team Building, Management, Strategy, Leadership, Security, Salesforce.com, Training, Sales Process, Telephony, SIP Trunking, Networking, IP Transit, Selling, Customer Service, SaaS, Strategic Partnerships, Business Alliances, Enterprise Software

Education
Texas Tech University - Rawls College of Business   1995 — 1998
BBA, Finance/Business Managment

Joseph DaGrosa, Jr. Joseph DaGrosa, Jr. Miami/Fort Lauderdale Area Details
Joseph DaGrosa, Jr.'s PaineWebber Inc Experience June 1986 - August 1996
Job Senior Partner, 1848 Capital Partners LLC
Industry Investment Management
Experience
1848 Capital Partners LLC   2006 - Present
MapleWood Partners LP   January 1997 - February 2003
PaineWebber Inc.  June 1986 - August 1996

Skills
Strategic Planning, Business Strategy, Private Equity, Management, Investments, Start-ups, Venture Capital, Financial Modeling, Strategy, Mergers & Acquisitions, Due Diligence

Education
Syracuse University   1982 — 1987
Bachelor of Science, Finance, Accounting and Statistics

Regis High School   1978 — 1982

James Conti James Conti Greater New York City Area Details
James Conti's PaineWebber Inc Experience 1990 - 1997
Job Relationship Manager with extensive experience satisfying the credit and banking needs of institutions
Industry Banking
Experience
New York Commercial Bank  2014 - Present
Standard Chartered Bank  2000 - 2013
Lehman Brothers Inc.  1997 - 2000
PaineWebber Inc.  1990 - 1997

Skills
Asset Management, Commercial Banking, Credit, Credit Analysis, Finance, Financial Markets, Financial Services, Insurance Companies, Letters of Credit, Loans, Real Estate Private..., Relationship Management, Syndications, Underwriting, Banking, Investments, Portfolio Management, Derivatives, Insurance, Credit Risk, Investment Banking, Risk Management

Education
Cornell University - S.C. Johnson Graduate School of Management
Master of Business Administration (MBA)

Cornell University
Bachelor of Arts (BA)

Joanna (Jodie) Penner Joanna (Jodie) Penner San Francisco Bay Area Details
Joanna (Jodie) Penner's PaineWebber Inc Experience June 1992 - January 1998
Job Director of Advancement at Notre Dame High School, Belmont
Industry Fund-Raising
Experience
Notre Dame High School, Belmont  August 2015 - Present
Society of St. Vincent de Paul of San Mateo County  June 2012 - June 2015
Society of St. Vincent de Paul of San Mateo County  March 2012 - May 2012
St. Thomas the Apostle School  May 2011 - March 2012
Notre Dame Elementary School  August 2008 - December 2010
PaineWebber, Inc.   June 1992 - January 1998
Oppenheimer and Co., Inc.   July 1990 - June 1992
Bersec International   February 1989 - July 1990
Dean Witter Reynolds, Inc.   August 1987 - February 1989

Skills
Annual Giving, Non-profits, Fundraising, Grant Writing, Community Outreach, Nonprofits, Fundraisers, Newsletters, Public Relations, Philanthropy, Marketing, Stewardship, Grants, Planned Giving, Volunteer Management, Prospect Research, Sponsorship, Non-profit..., Alumni Relations, Capital Campaigns, Program Development, Board Development, Community Development, Community Organizing, Volunteer Training

Education
University of California, Los Angeles   1983 — 1987
BS, Bachelor of Science, Applied Mathematics/Economics

Greg Solometo CEO & Founder Greg Solometo CEO & Founder New York, New York Details
Greg Solometo CEO & Founder's PaineWebber Inc Experience February 1997 - August 1999
Job CEO Alliance Homecare
Industry Hospital & Health Care
Experience
Alliance Homecare  August 2009 - Present
Nannies of New York   January 2011 - Present
Deutsche Bank  July 2008 - March 2013
Lehman Brothers  1999 - 2008
Structured Credit Finance   August 1999 - March 2002
Structured Products Group   December 1998 - August 1999
PAINEWEBBER, INC  February 1997 - August 1999
Convertibles Trading   May 1998 - December 1998
PaineWebber while attending college   January 1994 - May 1994

Skills
Healthcare, Recruiting, Outsourcing, Funding, Elder Care, Nursing, Entrepreneurship, Interviews, Home Care, Corporate Development, Business Analysis, Consulting, Executive Management, Leadership, Program Management, Start-ups, Strategy, Strategic Planning, Marketing, Public Speaking, Strategic Partnerships, Fundraising

Education
Emory University   1991 — 1995
BA, European History

Jerry Johnston Jerry Johnston Chicago, Illinois Details
Jerry Johnston's PaineWebber Inc Experience 1994 - 1996
Job Chairman at Pinpoint Health
Industry Health, Wellness and Fitness
Experience
Pinpoint Health   October 2010 - Present
Critical Mass Inc.  May 2007 - Present
Pinpoint Health   October 2010 - July 2012
Critical Mass Inc.  2000 - 2007
Critical Mass Inc  1998 - 2000
3Com  July 1996 - 1998
U.S. Robotics Corporation   1996 - 1998
PaineWebber Inc   1994 - 1996
J.Walter Thompson  June 1984 - 1994
Young & Rubicam  1978 - 1984

Skills
Interactive Marketing, Digital Strategy, Digital Marketing, Integrated Marketing, Interactive Advertising, Online Advertising, Mobile Marketing, Creative Strategy, Advertising, User Experience, Creative Direction, Content Strategy, Digital Media, Marketing Strategy, Social Media, Social Media Marketing, Brand Architecture, Information Architecture, Email Marketing, Experience Design

Education
Northwestern University   1977 — 1978
MSA, Advertising

Ithaca College and Castleton State College   1971 — 1975
BS, Business & Communications

James B. Moran James B. Moran Greater New York City Area Details
James B. Moran's PaineWebber Inc Experience March 1995 - December 1995
Job President: Washington Capitol Group LLC
Industry Financial Services
Experience
Washington Capitol Group, LLC   September 2003 - Present
Washington Capitol Group, LLC   April 2003 - Present
Great-outdoors.org   September 2012 - April 2014
Target Inc  January 2000 - January 2008
Sun Microsystems  June 2006 - June 2007
Seebeyond Technology, Inc.   2000 - 2006
Merrill Lynch  December 1995 - November 1999
Activision Inc.  1995 - November 1999
Lucent Technologies  1996 - 1999
PaineWebber, Inc.   March 1995 - December 1995

Skills
Mergers, Corporate Law, Strategic Partnerships, Financial Services, Licensing, Corporate Finance, Investments, Capital Markets, Equities, Mergers & Acquisitions, Executive Management, Business Development, Securities, Leadership, Strategic Planning, Contract Negotiation, Human Resources, IT Strategy, Analytics, Management, Enterprise Software, Management Consulting, Financial Modeling, Finance, Business Strategy, Entrepreneurship, Cash Management, Competitive Analysis, Strategy, SaaS, Due Diligence, Start-ups, Venture Capital, Portfolio Management, Series 63, Series 7, Funding, Strategic Financial..., Asset Management, Alternative Investments, Private Equity

Education
Siena College   1978 — 1982
B.A., Political Science

Albertus Magnus High School   1973 — 1978

Phyllis Vincent Phyllis Vincent Greater New York City Area Details
Phyllis Vincent's PaineWebber Inc Experience 1990 - 1992
Job Certified Public Accountant
Industry Financial Services
Experience
Merrill Lynch Futures, Inc.   1992 - 1999
Painewebber, Inc.   1990 - 1992
Ernst & Young  1986 - 1990

Skills
Finance, Management, Financial Services

Education
Fairleigh Dickinson University   1982 — 1986
BS, Accounting

Sergio Cacoilo Sergio Cacoilo Greater New York City Area Details
Sergio Cacoilo's PaineWebber Inc Experience May 1996 - March 2001
Job Assistant Vice President, Project Management
Industry Financial Services
Experience
Barclays Capital  October 2009 - Present
UBS Wealth Management  2004 - April 2009
UBS Wealth Management  January 2004 - April 2007
CGI  2005 - 2006
First Genetic Trust  2003 - 2005
CIBC World Market   2002 - 2003
GE Capital / FGIC   2002 - 2003
GE Capital / FGIC   2002 - 2003
Painewebber Inc.  May 1996 - March 2001

Skills
Data Analysis, Project Management, Software Development, Software Design, Software Implementation, Project Portfolio..., Business Process..., Project Delivery, Vendor Management, SDLC, Process Improvement, Risk Management, Business Analysis, Quality Assurance, Product Management, Program Management, Integration, PMP, Budgets, Financial Services, PMO, Change Management, Strategy, Analysis, Software Documentation, Management, Requirements Gathering

Education
Stevens Institute of Technology   1999 — 2006
Masters, Information Systems /Project Management

Rutgers, The State University of New Jersey-Newark   1991 — 1996
BS, Business Adminstration

Dan Sanders Dan Sanders Greater New York City Area Details
Dan Sanders's PaineWebber Inc Experience September 1995 - September 2000
Job Managing Director at Citi
Industry Financial Services
Experience
Citi  September 2014 - Present
Citi  March 2012 - September 2014
Citi  September 2008 - March 2012
Citi  July 2004 - September 2008
Citi  September 2000 - July 2004
PaineWebber Inc.  September 1995 - September 2000

Skills
Trading, Fixed Income, Equities, Series 7, Hedge Funds, Equity Trading, Securities, Series 63, Alternative Investments, Capital Markets, Bloomberg, Derivatives, Electronic Trading, FINRA, Trading Systems

Education
Fairfield University   1991 — 1995
Bachelors, Management

Garden City High School   1987 — 1991

Anna Flax Anna Flax Greater Los Angeles Area Details
Anna Flax's PaineWebber Inc Experience January 1978 - February 1985
Job Sales Representative at Pedinol a Division of Valeant Pharmaceutical
Industry Pharmaceuticals
Experience
Pedinol a division of Valeant Pharmaceutical   February 1999 - Present
Community Preservation Corp.   1985 - 1989
PaineWebber, Inc.   January 1978 - February 1985

Skills
Pharmaceutical Sales, Dermatology, Managed Care, Pharmaceutical Industry, Sales, Account Management, Selling, Market Planning, Cold Calling, Sales Management, Healthcare, Marketing, Customer Service, Strategic Planning, Podiatry, Sales Operations

Education
New York University

Joseph Milbauer Joseph Milbauer Berkeley Heights, New Jersey Details
Joseph Milbauer's PaineWebber Inc Experience June 1996 - September 1997
Job President at J. Milbauer Solutions, LLC
Industry Insurance
Experience
J. Milbauer Solutions, LLC   April 2012 - Present
Park Insurance Assoc., Inc.   September 1999 - Present
The new York Life mInsurance Co.   June 1998 - September 1999
PaineWebber Inc.  June 1996 - September 1997

Skills
New Business Development, Marketing, Sales, Social Media, Salesforce.com, Account Management, Contract Negotiation, Selling, Social Media Marketing, Strategic Planning, Direct Sales, Customer Service, Microsoft Office, Marketing Communications, Public Speaking, Sales Management, PowerPoint, Event Management

Education
Fairleigh Dickinson University-College at Florham   1991 — 1992
Bachelor of Arts (BA), Political Science and Government

County College of Morris   1990 — 1991
Associate of Arts and Sciences (A.A.S.), Humanities/Humanistic Studies

Lynchburg College   1986 — 1989
Political Science and Government

Edward Higham Edward Higham Greater New York City Area Details
Edward Higham's PaineWebber Inc Experience January 1997 - January 1999
Job Managing Director at Silver Lane Advisors LLC
Industry Financial Services
Experience
Silver Lane Advisors LLC  October 2012 - Present
New York Life Insurance Company  June 2006 - September 2012
Prudential Financial, Inc  January 1999 - June 2006
PaineWebber, Inc  January 1997 - January 1999
Socimer International Corporation   June 1992 - January 1997
The Chase Manhattan Bank  September 1985 - June 1992

Skills
Corporate Development, Financial Services, Mergers, M&A experience, Asset management, Insurance, Banking, Investment Banking, Strategic Planning, Financial Advisory, Financial Analysis, Financial Planning, Structuring, Valuation, Due Diligence, Private Equity, Latin America, Emerging Markets

Education
Columbia University   1983 — 1985
MBA, Finance and International Business

Colby College   1978 — 1982
BA, Economics - with Distinction

Steven Glasgow, CFA, CIMA, AIF, PRP Steven Glasgow, CFA, CIMA, AIF, PRP Greater Nashville Area Details
Steven Glasgow, CFA, CIMA, AIF, PRP's PaineWebber Inc Experience 1990 - 2000
Job Sr. Vice President at Avondale Partners
Industry Financial Services
Experience
Avondale Partners  March 2009 - Present
Stanford Group Company  September 2008 - February 2009
Wachovia, A Wells Fargo Company  April 2004 - August 2008
Morgan Stanley  March 2000 - May 2004
Painewebber Inc   1990 - 2000

Skills
Investments, Wealth Management, Retirement Planning, Financial Advisory, Asset Allocation, Retirement, Series 7, Series 63, 401k, Pensions, Investment Advisory, Alternative Investments, Securities, Asset Management, ERISA, Financial Planning, Defined Benefit, Portfolio Management, Hedge Funds, Fixed Income, Investment Strategies, Mutual Funds, Leadership, Finance, Financial Services, Financial Analysis, Asset, Institutional, Equities, Investment Management, Bonds, Due Diligence, Employee Benefits, Fixed Annuities, Private Equity, Capital Markets, Insurance, Risk Management, FINRA, Valuation, Financial Modeling, Mergers, Relationship Management, Estate Planning, ETFs

Education
Rollins College - Crummer Graduate School of Business   1992 — 1994
MBA, Finance, General

Auburn University   1985 — 1989
Bachelor of Science, Finance

Bob Franks Bob Franks Greater New York City Area Details
Bob Franks's PaineWebber Inc Experience May 1997 - November 2000
Job Research Compliance Manager at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch  June 2011 - Present
Sterne Agee  October 2010 - June 2011
Ticonderoga Securities LLC  May 2010 - August 2010
UBS Investment Bank  May 1997 - April 2010
PaineWebber, Inc.   May 1997 - November 2000
PaineWebber (now UBS)   1997 - 2000
Prudential Securities  February 1987 - May 1997

Skills
FINRA, Series 63, Equity Research, Securities, Capital Markets, Series 7, Equities, Series 24, Hedge Funds, Investment Banking, Bloomberg, Fixed Income, Risk Management, Derivatives

Education
St. Francis College   1978 — 1981
B.S, Business Administration

Claudio M. Cofré Claudio M. Cofré Greater New York City Area Details
Claudio M. Cofré's PaineWebber Inc Experience 1992 - 2001
Job Senior IT Manager, Infrastructure & Service Management
Industry Financial Services
Experience
UBS AG  2010 - Present
UBS AG  2006 - 2009
UBS AG  2001 - 2005
PaineWebber, Inc.   1992 - 2001
ABB  1990 - 1991

Skills
IT Service Management, IT Strategy, Risk Management, Engineering, Service Delivery, Program Management, ITIL, Integration, IT Infrastructure, Relationship Management, Virtualization, Enterprise IT..., Infrastructure, Project Management, Disaster Recovery, CRM, Storage, Security, Governance, IT Infrastructure..., Data Center, Management, Servers, PMP, Cloud Computing, Strategy, Networking, System Administration, Outsourcing, SDLC, Project Portfolio..., Vendor Management, IT Management, Offshoring, Enterprise Architecture, IT Operations, Business Continuity, PMO, Firewalls, Solution Architecture, Databases

Education
Stevens Institute of Technology   1993 — 1994

Stevens Institute of Technology
BE

John C. Stanley John C. Stanley Greater Minneapolis-St. Paul Area Details
John C. Stanley's PaineWebber Inc Experience 1980 - 1988
Job Financial Advisor and Registered Principal at Raymond James Financial Services, Inc.
Industry Financial Services
Experience
Raymond James Financial Services, Inc. Member FINRA/SIPC   1988 - Present
Franke, Laurion and Stanley Financial Services   1988 - 2002
PaineWebber, Inc.   1980 - 1988

Skills
Retirement Planning, Mutual Funds, Investments, Securities, Bonds, Stocks, Fixed Annuities, 529 Plans, 401k, Investment Management, Financial Services, Wealth Management..., Variable Annuities, IRAs

Education
University of Minnesota-Twin Cities   1970 — 1983
Bachelor of Science, Cum Laude, Organizational Behavior

Bloomington Lincoln High School   1967 — 1970

Kevin Hession Kevin Hession Jacksonville, Florida Area Details
Kevin Hession's PaineWebber Inc Experience July 1987 - September 1988
Job HR Business Partner Field Operations, Southeast
Industry Human Resources
Experience
McKesson  September 2014 - Present
Malnove  June 2012 - December 2013
PricewaterhouseCoopers  January 2005 - May 2012
HR Florida State Council, Inc  January 2004 - December 2004
Hession Consulting   July 2003 - December 2004
Convergys Corporation  November 1999 - July 2003
Right Management Consultants  June 1991 - November 1999
Unison Industries  September 1988 - February 1991
PaineWebber Inc.  July 1987 - September 1988
United States Marine Corps  June 1981 - June 1987

Skills
Executive Coaching, Compensation, Talent Management, Succession Planning, SPHR, Performance Management, Talent Acquisition, Employee Relations, Workforce Planning, Organizational..., Employee Engagement, Change Management, Leadership, HRIS, Management, Personnel Management, Onboarding, Human Resources, Deferred Compensation, Employee Benefits, Payroll, Training, Leadership Development, Benefits Administration, Recruiting, HR Policies, Labor Relations, Program Management, Applicant Tracking..., Career Counseling, Temporary Placement, College Recruiting, Job Descriptions, Compensation & Benefit, HR Consulting, Employment Law, Organizational Design, Interviews, Employer Branding, New Hire Orientations, Career Development, Organizational..., Employee Training, HR Transformation, Strategic HR, Job Evaluation, Performance Appraisal, Job Analysis, Taleo, FMLA

Education
University of North Florida   1993 — 1999
Masters, Human Resource Management

University of Florida   1977 — 1981
Bachelors, Political Science

Elizabeth Coley Elizabeth Coley Greater New York City Area Details
Elizabeth Coley's PaineWebber Inc Experience 1996 - 1999
Job Independent Financial Services Compliance Consultant
Industry Financial Services
Experience
ComplianceRX LLC   2005 - Present
Cramer Rosenthal McGlynn  2002 - 2004
Instinet Corporation  1999 - 2001
PaineWebber Inc.  1996 - 1999
Orrick, Herrington & Sutcliffe LLP   1994 - 1996
US Securities and Exchange Commission  1989 - 1994

Skills
Securities Regulation, Financial Services, Equities, Securities, Investment Management, AML, Hedge Funds, Trading, SEC, Private Equity, Anti Money Laundering, Due Diligence, Capital Markets, Alternative Investments, Corporate Governance, FINRA

Education
New York Law School
JD, Law

Bob Kramm CFA Bob Kramm CFA Austin, Texas Area Details
Bob Kramm CFA's PaineWebber Inc Experience February 1988 - May 1990
Job Portfolio Manager at Employees Retirement System of Texas
Industry Investment Management
Experience
Employees Retirement System of Texas  January 1999 - Present
SunTrust Securities Inc   March 1991 - May 1998
SunTrust Bank  January 1990 - May 1998
PaineWebber Inc   February 1988 - May 1990
E.F.Hutton & Co   November 1986 - February 1988

Skills
Bloomberg

Education
Rutgers University-New Brunswick   1981 — 1985
Bachelor of Arts, Economics

Mark Mathes Mark Mathes Pasco, Washington Details
Mark Mathes's PaineWebber Inc Experience October 1993 - December 2000
Job Dr. Mark Mathes Manager/Instructor
Industry E-Learning
Experience
BetterAdvisor   June 2007 - Present
UBS Wealth Management  January 2001 - March 2007
PaineWebber, Inc.   October 1993 - December 2000

Skills
Microsoft Office, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Public Speaking, Leadership, Management, Coaching, Data Analysis, Teaching, CRM, Leadership Development, Finance, Team Building

Education
Northcentral University   2007 — 2013
Doctor of Philosophy (Ph.D.), Business Administration/Organizational Leadership

University of Oregon   1977 — 1978
Master of Business Administration (M.B.A.), Management

Eastern Oregon University   1970 — 1974
Bachelor's Degree, Business Education

Andrea Anayiotos Andrea Anayiotos Washington D.C. Metro Area Details
Andrea Anayiotos's PaineWebber Inc Experience January 1987 - January 1989
Job Business and Economic Development Advisor at Intrasoft International
Industry International Affairs
Experience
AGA Global Inc   March 2011 - Present
Intrasoft International  March 2011 - Present
The World Bank  January 2008 - April 2010
European Union TACIS Program   January 1999 - January 2000
The World Bank  January 1994 - January 1997
University of Colorado  January 1990 - January 1991
PaineWebber Inc   January 1987 - January 1989
Merrill Lynch Capital Markets  January 1983 - January 1987
Hellenic Lines Ltd   January 1981 - January 1983

Skills
Project Implementation, Policy, Business Strategy, Team Leadership, Program Management, New Business Development, Strategic Planning, Research, Knowledge Management, Economic Development, Emerging Markets, Capacity Building, Public-private..., Customer Relations, Business Analysis, Analysis, Business Intelligence, Databases, Data Analysis, Consultancy, Business Development, Public/private..., Government, Leadership, Governance, Management Consulting, International Relations, Proposal Writing, International..., European Union

Education
Penn State University   1979 — 1981
MS Economics, Economics, Finance, International Economics

Peter Cocuzza Peter Cocuzza Greater New York City Area Details
Peter Cocuzza's PaineWebber Inc Experience January 1987 - January 1994
Job Global Liquidity PartnersBusiness Development/Institutional Sales
Industry Financial Services
Experience
Global Liquidity Partners  July 2015 - Present
Vandham Securities  November 2013 - July 2015
Stone Toro Asset Management   June 2011 - September 2012
*   June 2009 - June 2011
OppenheimerFunds Inc. NYC.   October 2000 - December 2009
Mitchell Hutchins/PaineWebber Inc. NEW YORK   January 1994 - September 2000
PaineWebber Inc.  January 1987 - January 1994

Skills
Buy-side, Program Trading, Equity Trading, Trading Strategies, Traders, Hedge Funds, Equities, Electronic Trading, Derivatives, Options, Alternative Investments, Trading, Investment Strategies, Portfolio Management, Asset Management, Technical Analysis, Wealth Management, Risk Management, Mutual Funds, ETFs, Financial Markets, Bloomberg, Equity Research, Investments, Securities, Asset Managment, Series 7, Institutional, Capital Markets, Series 63, Equity Derivatives, Market Data, Series 24, Investment Banking, FINRA, Investor Relations, Asset Allocation, Trading Systems, FX Options, Emerging Markets, Funding, Investment Management, Investment Advisory, Bonds, Relationship Management, Hedging, Financial Advisory, Fixed Income, Capital, Commodity

Education
Rider University   1976 — 1981
Bachelor of Science, Marketing & Management

Jarrett Singer Jarrett Singer Greater New York City Area Details
Jarrett Singer's PaineWebber Inc Experience December 1994 - July 1996
Job Problem solving CFO & Controller who is detail oriented and adept at navigating various challenges in a growing company
Industry Investment Management
Experience
Nordea Investment Management North America, Inc.   January 2003 - Present
Nordea Investment Management North America, Inc.   April 2001 - January 2003
Nordea Investment Management North America, Inc.   June 1998 - April 2001
Nordea  July 1996 - June 1998
PaineWebber Inc.  December 1994 - July 1996
Kidder, Peabody & Co.   August 1994 - December 1994

Skills
Access, PowerPoint, Microsoft Word, Microsoft Excel, Risk Management, Investments, Asset Management, Problem Solving, Detail Oriented, Negotiation, Organization, Management, Sales, Strategy, Executive Management, Analysis, Budgets, Finance, Marketing, Financial Analysis, Financial Risk, Equities, Leadership

Education
University of Florida   1990 — 1994
BSBA

Syosset High School   1986 — 1990

Joseph Sorce Joseph Sorce Chicago, Illinois Details
Joseph Sorce's PaineWebber Inc Experience 1994 - 1995
Job Chief Commercial Officer at Reddy Ice
Industry Consumer Goods
Experience
Reddy Ice  January 2013 - Present
Taylor-Wharton International LLC   November 2009 - September 2012
Fitch Ratings  July 2007 - October 2009
Titan Energy Partners   August 2004 - May 2006
Star Gas Partners, L.P.   August 2003 - August 2004
Star Gas Partners, L.P.   January 2002 - August 2003
Bear, Stearns & Co., Inc.   July 2000 - January 2002
AT&T  May 1996 - May 2000
Vitale Borghesi & Co., Inc.   1995 - 1996
PaineWebber, Inc.   1994 - 1995

Skills
Finance, Treasury, Strategic Planning, Analysis, Process Implementation, Turnaround Experience, Cost Reduction..., Performance Improvement, Business Modeling, Marketing Communications, M&A experience, Corporate Finance, Corporate Communications, Business Strategy, Restructuring

Education
Northwestern University - Kellogg School of Management   1998 — 2000
Master of Management, Management Strategy, Marketing and Organizational Behavior

Yale University   1990 — 1994
Bachelor of Arts (BA), Economics and Political Science

Tracy Tate Tracy Tate Bryan/College Station, Texas Area Details
Tracy Tate's PaineWebber Inc Experience January 1992 - May 1995
Job Central Texas Regional President at Spirit of Texas Bank
Industry Banking
Experience
Spirit of Texas Bank  September 2015 - Present
Spirit of Texas Bank  July 2015 - September 2015
BBVA Compass Bank  February 2015 - July 2015
BBVA Compass Bank  January 2012 - February 2015
BBVA Compass Bank  December 2010 - January 2012
BBVA Compass Bank  November 2002 - December 2010
Linsco Private Ledger  May 1995 - October 2002
PaineWebber, Inc.   January 1992 - May 1995

Skills
Commercial Lending, Credit, Commercial Banking, International Ba, Cash Management, Credit Analysis, Lines Of Credit, Interest Rate..., Estate Planning, Investments, Insurance, Financial Analysis, Strategic Financial..., Loans, Retirement Planning, Private Banking

Education
Texas A&M University

Marie Konstance Marie Konstance Greater New York City Area Details
Marie Konstance's PaineWebber Inc Experience 1991 - 1995
Job Bloomberg: Trade Execution and Quantitative Trading Analytics
Industry Financial Services
Experience
Bloomberg LP  November 2012 - Present
Nomura Securities  November 2009 - October 2012
Becker Hill Consulting   January 2009 - November 2009
Goldman Sachs  February 2006 - February 2008
JP Morgan  September 2003 - February 2006
Investment Technology Group  1995 - 2003
ITG  1995 - 2003
PaineWebber Inc   1991 - 1995
ADP  1990 - 1991
The First Boston Company   1989 - 1990

Skills
Electronic Trading, Derivatives, Trading System, Equities, Trading, Transaction Support, Equity Trading, Hedge Funds, Fixed Income, Options, Trading Systems, Quantitative Analytics, Strategy, Valuation, Trading Strategies, Financial Modeling, FX Options, Securities, Capital Markets, Market Data, Financial Markets, Series 7, Bloomberg, ETFs, Alternative Investments, Series 63, Prime Brokerage, Bonds

Education
Harvard Business School   1980 — 1982
MBA, Business

Colgate University   1974 — 1978
Bachelor of Arts, Economics

Vicky Nixon Vicky Nixon Barnstable/Yarmouth, Massachusetts Area Details
Vicky Nixon's PaineWebber Inc Experience July 1997 - October 1998
Job Commercial Lending Specialist at Cape Cod Five
Industry Banking
Experience
The Cape Cod Five Cents Savings Bank  September 2014 - Present
Rockland Trust  March 2014 - September 2014
Cape Cod Five  May 2012 - March 2014
Rockland Trust Company  October 2008 - April 2012
Rockland Trust Company  December 2002 - October 2008
DEUTSCHE BANK ALEX. BROWN  October 1998 - December 2002
PAINEWEBBER, INC  July 1997 - October 1998
CAPE COD BANK   June 1992 - July 1997

Education
Springfield College
B.S, Business Management

Neil Mehra Neil Mehra Greater Boston Area Details
Neil Mehra's PaineWebber Inc Experience April 1990 - August 2000
Job Executive Director , Asset Management, JP Morgan Securities
Industry Financial Services
Experience
JP Morgan Securities  July 2005 - Present
Prudential Securities  2000 - 2005
PaineWebber Inc   April 1990 - August 2000
EF Hutton  October 1986 - April 1990

Skills
Portfolio Management, Weallth Management, Asset Management, Investments, Reirement and Education..., Series 7, Series 63, Series 65

Education
Texas A&M University   1980 — 1984
Business Management

The University of Texas at Austin   1972 — 1976
Radio Television and Film

Felix Alcala Felix Alcala Washington D.C. Metro Area Details
Felix Alcala's PaineWebber Inc Experience 1999 - 1999
Job NAVAIR
Industry Information Technology and Services
Experience
NAVAIR  October 2014 - Present
ManTech  February 2014 - October 2014
Booz Allen Hamilton  October 2012 - July 2014
ManTech  June 2011 - October 2012
J.F. Taylor, Inc   December 2009 - June 2011
Automated Financial Systems  December 2000 - January 2002
Hostcentric, Inc   1999 - 2000
PaineWebber, Inc  1999 - 1999

Skills
Linux, DNS, VMware, VPN, Disaster Recovery, Servers, Active Directory, Routers, Windows Server, Cisco Technologies, Switches, Microsoft Exchange, Windows, Security, Cisco Nexus, Databases

Education
Strayer University (VA)   2005 — 2009
Bachelor of Science (B.S.), Computer Programming

Robert Mayer Robert Mayer Greater New York City Area Details
Robert Mayer's PaineWebber Inc Experience June 1998 - March 2000
Job President/Founder at RTM Solutions, Inc.
Industry Computer Software
Experience
RTM Solutions, Inc.   October 2014 - Present
Flushing Bank  December 2011 - October 2014
BuyWithMe  July 2010 - November 2011
BUSINESS INTELLIGENCE ASSOCIATES   April 2008 - March 2010
JPMorgan Chase  February 2007 - March 2008
SHEARMAN & STERLING L.L.P   May 2006 - November 2006
JPMorgan Chase  April 2003 - May 2006
JPMorgan Chase  January 2002 - April 2003
SG COWEN, INC   July 2000 - May 2001
PAINEWEBBER, INC  June 1998 - March 2000

Skills
SQL, Microsoft SQL Server, SSIS, SSRS, Crystal Reports, Business Intelligence, Data Analysis, MySQL, SDLC, Databases, Analytics, Access, Programming, Data Warehousing, Analysis, C#, SharePoint, Data Modeling, VBA, QlikView, Business Objects, Oracle, Visual Basic, OLAP, Analysis Services, Software Documentation, Data Mining

Education
City University of New York-Queens College   1990 — 1995
Bachelors of Arts, Accounting and Information systems

Daniel Long, QPFC Daniel Long, QPFC Greater Chicago Area Details
Daniel Long, QPFC's PaineWebber Inc Experience March 1997 - August 1998
Job
Industry Financial Services
Experience
Transamerica Retirement Solutions  July 2014 - Present
Transamerica Retirement Solutions  October 2010 - June 2014
McGladrey  October 2005 - October 2010
Goldman Sachs  August 1998 - September 2005
PaineWebber, Inc.   March 1997 - August 1998
ADP Benefit Services / WTR Consulting Group   January 1996 - March 1997

Skills
Asset Management, Customer Relations, Employee Benefits, Investments, Consultative Selling, Customer Service, 401k, Investment Advisory, Selling, Asset Managment, Pensions, Mutual Funds, Retirement Planning, Portfolio Management, Financial Advisory, Retirement, IRAs, Alternative Investments, Qualified Retirement..., Business Development, Defined Benefit, Series 7, Series 63, Retirement Plan...

Education
Cornell University   1991 — 1995
BS

Northwestern University - Kellogg School of Management   1999 — 2001
MBA

North Babylon High School   1989 — 1991

Daniel Kochav Daniel Kochav Greater New York City Area Details
Daniel Kochav's PaineWebber Inc Experience 1985 - 1990
Job Partner at Tenor Capital Management Company
Industry Financial Services
Experience
Tenor Capital Management Company   October 2005 - Present
Putnam Lovell NBF  2002 - 2005
TD Securities, Inc.   1991 - 2000
PaineWebber, Inc.   1985 - 1990

Education
Massachusetts Institute of Technology   1983 — 1985
MSc., Management

Concordia University   1980 — 1983
BComm, Economics

Hugim High School

Mindy Weinstock Mindy Weinstock Greater New York City Area Details
Mindy Weinstock's PaineWebber Inc Experience June 1997 - February 2001
Job Principal at The Bath Gallery/Hanover Supply Co
Industry Wholesale
Experience
The Bath Gallery/Hanover Supply Co   October 2001 - Present
PaineWebber Inc   June 1997 - February 2001
PaineWebber Inc   April 1995 - June 1997

Skills
Trade Shows, Interior Design, Strategic Planning, Sales Management, Team Building, Account Management, Wholesale, Marketing Strategy, Retail, New Business Development, Marketing, Budgets, Sales, Contract Negotiation, Plumbing, Negotiation, Sales Operations, Merchandising

Education
New York University
MA, Speech Communication

University of Maryland College Park
BA, Speech Communication

Raymond Ferguson Raymond Ferguson Greater New York City Area Details
Raymond Ferguson's PaineWebber Inc Experience April 1996 - September 1997
Job Problem Manager at Vodafone
Industry Information Services
Experience
Vodafone Global Enterprise  March 2013 - Present
UBS Wealth Management  July 2012 - December 2012
NYSE Euronext  September 2011 - June 2012
DEUTSCHE BANK (consultant from NorthPark Group)   November 2009 - December 2011
Morgan Stanley  June 2006 - November 2008
J.P. MORGAN CHASE   October 2001 - May 2006
J.P. MORGAN INVESTMENT MANAGEMENT   September 1997 - September 2001
PAINEWEBBER INC.  April 1996 - September 1997
Scotia Macleod   1987 - 1995
Scotia Macleod   1987 - 1995

Skills
Incident Management, Vendor Management, IT Service Management, IT Management, Service Delivery, ITIL, IT Operations, Disaster Recovery, IT Strategy, Problem Management, Business Analysis, Outsourcing, Business Continuity, Infrastructure, Sybase, Solaris, Unix

Education
City University of New York-College of Staten Island   1983 — 1987
Associates Degree, Computer Technology

Thomas Bozman Thomas Bozman Greater San Diego Area Details
Thomas Bozman's PaineWebber Inc Experience September 2000 - April 2001
Job Campus Director at University of Redlands
Industry Education Management
Experience
University of Redlands  March 2012 - Present
University of Redlands School of Business  July 2011 - February 2012
University of Redlands School of Business  May 2004 - July 2011
The Franklin Institute Science Museum  May 2001 - January 2003
PaineWebber, Inc  September 2000 - April 2001

Skills
Higher Education, Non-profits, Marketing, Recruiting, Business Development, Quantitative Analytics, Public Speaking, Student Affairs, Admissions, Staff Development, Community Outreach, Event Planning, Enrollment Management, Program Development, Leadership Development, Educational Leadership, Management, Leadership, Research, Program Management, Proposal Writing, Strategic Planning, Student Recruiting, E-Learning, Fundraising, Project Management, Microsoft Excel, Team Leadership, Retaining Customers, Volunteer Management, Microsoft Office, Public Relations, Facebook, Campus, Tutoring, Marketing Strategy, Social Networking, Social Media, PowerPoint, Grant Writing, Editing, Customer Service, Nonprofits, Marketing Communications, Team Building, Critical Thinking, Social Media Marketing, College Recruiting, Event Management, Adult Education

Education
University of Redlands   2004 — 2006
Master of Business Administration

Susquehanna University   1996 — 2000
Bachelor of Science, Business Administration

Indian Hills High School

Bonnie Chalek Bonnie Chalek Greater New York City Area Details
Bonnie Chalek's PaineWebber Inc Experience January 1982 - January 1988
Job Administrative Assistant
Industry Education Management
Experience
Ridgewood Community School   January 2007 - June 2010
Ridgewood Public Schools  February 2006 - January 2007
self employed  January 1993 - January 2005
PaineWebber, Inc  January 1982 - January 1988
E.F. Hutton & Co   January 1978 - January 1982
Niederhoffer, Cross   January 1977 - January 1978

Education
University at Albany, SUNY   1973 — 1977
B.S. Degree

Bayside High School

Curt Monash Curt Monash Greater Boston Area Details
Curt Monash's PaineWebber Inc Experience 1981 - 1987
Job Technology industry strategic advisor
Industry Information Technology and Services
Experience
Monash Research   1987 - Present
DBMS2 and other blogs   1983 - Present
Monash Software Letter   1991 - 1998
Evernet Systems   1987 - 1988
PaineWebber, Inc.   1981 - 1987

Skills
Marketing Strategy, Strategic Planning, Management Consulting, Databases, Data Warehousing, Business Intelligence, Project Management, Public Speaking, Social Media, Marketing, Big Data, Analytics, Oracle, Digital Marketing, OLAP, Enterprise Software, Strategy, Start-ups, Market Research, Netezza, Software Development, Entrepreneurship, Technology, Consulting, Teradata

Education
Cowles Foundation for Economic Research (Yale University)   1981 — 1983

Kennedy School of Government (Harvard University)   1979 — 1981
Post-Doctoral Fellowship, Public Policy

Harvard University   1976 — 1979
Ph.D., Mathematics (Game Theory)

Suffolk University   1978 — 1978
Instructor, Statistics

Charles J. Chip Stevens Charles J. Chip Stevens Greater Boston Area Details
Charles J. Chip Stevens's PaineWebber Inc Experience 1975 - 2002
Job Principal, Evergreen Financial, LLC
Industry Financial Services
Experience
Town of Plymouth, MA  March 2010 - Present
Evergreen Financial, LLC   April 2009 - Present
UBS Financial Services, Inc.   November 2002 - April 2009
PaineWebber, Inc.   1975 - 2002

Skills
Wealth Management, Investments, Financial Advisory, Finance, Series 7, Mutual Funds, Asset Allocation, Asset Management, Retirement Planning, Alternative Investments, Series 63, Investment Advisory, Securities

Education
Kentucky Wesleyan College   1960 — 1965
BA, History/Ecomonics

Renee Walton Renee Walton Washington, District Of Columbia Details
Renee Walton's PaineWebber Inc Experience January 1996 - February 2001
Job Government Affairs at Delta Air Lines
Industry Airlines/Aviation
Experience
Delta Air Lines  March 2012 - Present
RJ and Makay   April 2010 - April 2010
P.I.N.K. Foundation   June 2009 - February 2010
BenefitStreet, Inc  January 2006 - November 2007
Edward Jones  May 2002 - January 2006
PaineWebber, Inc  January 1996 - February 2001

Skills
Retirement Planning, 401k, Retirement, Investments, Mutual Funds, Series 7, Series 63, Asset Managment, Pensions, Estate Planning, Insurance, Financial Planners, Long-term Care, Profit Sharing, Wealth Management

Education
Colorado Technical University   2008 — 2010
MBA, Business Administration; Marketing

California State University   2001 — 2002
Bachelor of Art, History

Swiger, Alexander Swiger, Alexander Los Angeles, California Details
Swiger, Alexander's PaineWebber Inc Experience January 1995 - January 1997
Job Product Development & Strategic Sales and Marketing Professional
Industry Consumer Goods
Experience
AG Lexington LLC   January 2010 - Present
Wine Warehouse Distributors   January 2004 - January 2009
Elixir Tonics & Teas, LLC   January 2002 - January 2003
Bottoms Up Beverage Distribution Company, LLC   January 1999 - January 2001
Jones Soda Co.  January 1998 - January 1999
Jones Soda Co.  January 1997 - January 1998
PaineWebber Inc   January 1995 - January 1997

Skills
Product Development, Brand Management, Sales Operations, B2B Marketing Strategy, Leadership Development, Social Entrepreneurship, Team Building, Director of Training, Retail, Sales, CRM, Management, Marketing

Education
University of Southern California   1995 — 1999
Bachelor of Arts (B.A.), Business/Corporate Communications

University of Southern California   1995 — 1999
Bachelor of Arts (B.A.), Business/Corporate Communications

Kevin W Wooten Kevin W Wooten Greater New York City Area Details
Kevin W Wooten's PaineWebber Inc Experience 1993 - 1998
Job Data Analyst / Programmer
Industry Information Technology and Services
Experience
Design Strategy Corporation  May 2015 - Present
- Independent  March 2008 - Present
Citigroup  August 2007 - February 2008
UBS  June 2006 - December 2006
HSBC  January 2006 - May 2006
MBNA Bank  June 2004 - December 2005
I-Behavior  2001 - 2003
Reader's Digest Benlux   1999 - 2001
PaineWebber Inc.  1993 - 1998

Skills
Data Analysis, SAS Programming, SQL, COBOL, MVS/TSO, JCL, Oracle, Unix, Cognos, IT Project & Program..., Microsoft Office, Strategic Planning, Data Warehousing, Databases, Microsoft Word, PowerPoint, Customer Service, Windows, English, Outlook, Visio, OS/390, pSOS, Microsoft Excel, Database

Education
American InterContinental University   2001 — 2004
Bachelor of Information Technology coursework, Computer Technology/Computer Systems Technology

Chubb Institute   1991 — 1993
Diploma, Programming Structuring and Design

Malcolm K. Doster Malcolm K. Doster Washington D.C. Metro Area Details
Malcolm K. Doster's PaineWebber Inc Experience August 1998 - April 2000
Job Equity Trader at WTS Proprietary Trading Group, LLC
Industry Investment Banking
Experience
WTS Proprietary Trading Group, LLC  May 2004 - Present
Credit Lyonnais  April 2000 - April 2004
PaineWebber Inc   August 1998 - April 2000
Salomon Brothers  August 1993 - July 1995

Skills
Equities, Trading, Equity Trading, Financial Analysis, Options, Derivatives, Risk Management, Financial Modeling, Electronic Trading, Bloomberg, Finance, Investments, Alternative Investments, Asset Management, Hedge Funds, Fundamental Analysis, Swaps, Capital Markets, Proprietary Trading, Investment Advisory, Trading Strategies, Securities, Financial Risk, Client Relationship..., Stakeholder Engagement, Policy and Procedure..., Team Building and..., Financial Reporting, Business Development, Accounting Systems...

Education
Duke University - The Fuqua School of Business   1995 — 1997
MBA, Finance

Morehouse College   1988 — 1993
Bachelor of Arts (B.A.), Accounting

Woodrow Wilson HS

Rick Penafiel Rick Penafiel Greater Boston Area Details
Rick Penafiel's PaineWebber Inc Experience June 1993 - February 1997
Job Managing Director at JP Morgan
Industry Financial Services
Experience
JP Morgan  March 2008 - Present
Bear Stearns & Co., Inc.   February 1997 - March 2008
PaineWebber, Inc.   June 1993 - February 1997

Skills
Hedge Funds, Equities, Series 7, Fixed Income, Series 63, Investments, Securities, Wealth Management, Alternative Investments, Asset Allocation, Capital Markets, Investment Management, Mutual Funds, FINRA, Series 24, Asset Management

Education
Boston College   1989 — 1993
BS, Finance, Economics, MIS

Nicole Nolan Brown Nicole Nolan Brown Garden City, New York Details
Nicole Nolan Brown's PaineWebber Inc Experience 1984 - 1990
Job Consulting Services
Industry Financial Services
Experience
Consulting Services  2010 - Present
Merrill Corporation  2006 - 2010
AllianceBernstein Investment Management   1992 - 2006
Zweig Securities   1990 - 1991
PaineWebber, Inc.   1984 - 1990

Skills
Quantitative Research, Market Research, Nonprofits, Competitive Intelligence, Qualitative Research, Marketing, Investments, Event Planning, Meeting Planning

Education
Connecticut College   1980 — 1983
Bachelor of Arts (B.A.), German Language and Literature

Garden City High School   1976 — 1979

Allan Polak Allan Polak Hartford, Connecticut Area Details
Allan Polak's PaineWebber Inc Experience January 1987 - April 1993
Job Organizational Effectiveness Leader at Prudential Retirement
Industry Financial Services
Experience
Prudential Financial  February 2011 - Present
Quinnipiac University  June 2011 - Present
ALP Consulting Resources   June 2003 - January 2013
Hartford Financial Services  April 2001 - November 2009
Aetna, INC.   April 1993 - April 2001
PaineWebber, Inc.   January 1987 - April 1993

Skills
Executive Coaching, Leadership Development, Talent Management, Succession Planning, Training, Change Management, Strategy, Coaching, Onboarding, Management, Workforce Planning, Organizational Design, Management Consulting, Organizational..., Staff Development, Consulting, 360 Feedback, Executive Development, Executive Education, Career Counseling, Behavioral Neuroscience, Coaching Baseball, Employee Benefits, Performance Management, Workshop Facilitation, Employee Engagement, MBTI, Conflict Resolution, Emotional Intelligence, Career Development

Education
University of Pennsylvania - The Wharton School   2005 — 2005
Executive Coaching Certification, Executive Coaching

University of Pennsylvania - The Wharton School   1990 — 1993
Industry Certificate, Securities industry Institute

New York University
MA, ABD, Organizational Psychology

Colgate University
BA, Psychology

S. Basu Mullick S. Basu Mullick New York, New York Details
S. Basu Mullick's PaineWebber Inc Experience November 1982 - May 1985
Job Managing Director at Neuberger Berman
Industry Financial Services
Experience
Integre Asset Management   June 2012 - Present
Neuberger Berman  September 1998 - December 2011
Ark Asset Management  November 1993 - September 1998
Omega Advisors  January 1992 - November 1993
John A Levin & Co  September 1988 - December 1991
Wells Fargo Asset Management  May 1986 - September 1988
PaineWebber Inc   November 1982 - May 1985

Skills
Hedge Funds, Portfolio Management, Equities, Bloomberg, Alternative Investments, Investments, Capital Markets, Private Equity, Valuation, Equity Research, Guest Instructor, MBA..., Mutual Funds, Fixed Income, Series 7, Asset Managment

Education
Rutgers Business School   1983 — 1987
ABD, PhD, Finance, Microstructure

Rutgers University-New Brunswick   1980 — 1982
Master's degree, Economics

Iris Diaz Iris Diaz United States Details
Iris Diaz's PaineWebber Inc Experience 1995 - 1999
Job
Industry Computer Software
Experience
UBS Financial Services  1988 - 2012
PaineWebber, Inc.   1995 - 1999
New York Hilton & Towers   1986 - 1988

Skills
SDLC, Microsoft Excel, Program Management, Change Management, Microsoft Office, PowerPoint, Risk Management, Business Analysis, Process Improvement, Software Documentation, Visio, Access, Project Management, Vendor Management, Disaster Recovery

Education
Caldwell College   1998 — 2000
Bachelor of Science (B.S.), Business Administration

Saint Peter's College - Jersey City, NJ
Associate of Arts and Sciences (A.A.S.), Public Policy

Tony Ferrantino Tony Ferrantino Charleston, South Carolina Area Details
Tony Ferrantino's PaineWebber Inc Experience 1982 - 1995
Job Project Manager at Optum Health Services (United Health Group)
Industry Information Technology and Services
Experience
Optum Health Services (Canada) Ltd.   February 2014 - Present
Benefitfocus  September 2012 - January 2014
Town Planner  November 2008 - December 2012
Modulant  July 2009 - March 2011
SPAWAR  2009 - 2010
Oppenheimer & Co.   July 2006 - September 2008
Uniprise  April 2003 - July 2006
Morgan Stanley Dean Witter  1997 - 2002
UPS  September 1995 - September 1997
PaineWebber, Inc.   1982 - 1995

Skills
Leadership, Advertising, Software Development, Strategic Planning, Project Management, Customer Service, Team Building, Data Center, Business Development, SDLC, Social Media, Marketing Strategy, Business Analysis, Microsoft Office, Management, Program Management, Marketing

Education
City University of New York City College   1979 — 1980

Jay Ennis Jay Ennis Des Moines, Iowa Area Details
Jay Ennis's PaineWebber Inc Experience March 1997 - November 1998
Job Financial Consultant at Ennis Financial Services
Industry Financial Services
Experience
Ennis Financial Services   December 2001 - Present
Financial Services of Iowa   November 1998 - November 2001
PaineWebber, Inc.   March 1997 - November 1998

Education
University of Iowa   1984 — 1989
Bachelor of Arts (BA)

Theodore Roosevelt High School, Des Moines, IA   1980 — 1984

John Clark, WMS John Clark, WMS Fort Wayne, Indiana Area Details
John Clark, WMS's PaineWebber Inc Experience June 1985 - October 1991
Job First Vice President, Investments Raymond James 9910 Dupont Circle Drive East
Industry Financial Services
Experience
Raymond James & Associates, Inc   April 2003 - Present
Merrill Lynch  October 1997 - April 2003
Salomon Smith Barney  October 1991 - October 1997
PaineWebber, Inc.   June 1985 - October 1991

Skills
Mutual Funds, Private Equity, Retirement Planning, Wealth Management, Asset Management, Investments, Securities, Financial Services, Finance, Financial Advisory, Investment Management

Education
Indiana University Bloomington   1975 — 1979
Bachelor's of Science, Transportation, Finance, Economics

Indiana University-Purdue University Fort Wayne (IPFW)

Thomas Rees Thomas Rees Greater Los Angeles Area Details
Thomas Rees's PaineWebber Inc Experience August 1997 - September 2001
Job Founder of SoberLivingSearch.com
Industry Individual & Family Services
Experience
Sober Living Halfway House Search , owned by Rees Networks LLC   March 2009 - Present
Rees Networks LLC   March 2009 - Present
Roberts Rees Homes, LLC.   March 2007 - March 2009
Wachovia  August 1993 - May 2005
PaineWebber, Inc  August 1997 - September 2001
Rees Financial Services   1989 - 1993
Benton &Bowles, Foote Cohn &Belding - Corporate Advertising Industry   September 1982 - December 1986

Skills
Online Marketing, Online Advertising, SEO

Education
University of California, Los Angeles   1980 — 1982
BA, English

Semester at Sea   1980 — 1980
Travel, The World

University of Vermont   1978 — 1980
BA, Business

The Hotchkiss School   1973 — 1977
High School Diploma, English

Frank Koudelka Frank Koudelka Greater Boston Area Details
Frank Koudelka's PaineWebber Inc Experience 1986 - 1994
Job Experienced financial services executive and leader
Industry Financial Services
Experience
State Street  July 2007 - Present
Investors Bank & Trust  September 2001 - July 2007
PNC Financial Services Group  2000 - 2001
First Data Investor Services Group  1994 - 2000
National Securities Clearing Corporation (NSCC)   March 1994 - August 1994
PaineWebber, Inc.   1986 - 1994
United States Marine Corps  May 1983 - April 1987

Skills
Financial Services, Mutual Funds, Fixed Income, Product Development, Asset Allocation, CRM, Market Data, Equities, Securities, Asset Managment, Transfer Agency, Management, ETFs, Process Improvement, Vendor Management, Risk Management, Leadership, SDLC, Alternative Investments, Business Analysis, Customer Service, Relationship Management

Education
Saint John's University - Peter J. Tobin College of Business
Bachelor of Science (B.S.), Finance, General, 3.49

Lee Grebler Lee Grebler Greater New York City Area Details
Lee Grebler's PaineWebber Inc Experience April 1995 - October 1997
Job Director, Equities Trading Technology Oppenheiner & Co.
Industry Financial Services
Experience
Oppenheimer & Co. Inc.   April 2015 - Present
SunGard Brokerage   2012 - October 2014
Dow Jones & Company  2011 - 2012
Goldman Sachs Electronic Sales and Trading   2000 - 2011
DLJ Direct  October 1997 - August 2000
PaineWebber Inc   April 1995 - October 1997

Skills
Program Trading, Portfolio Management, Low Latency, Derivatives, FX, ETFs, Hedging, Series 63, Customer Relations, Prime Brokerage, FX Options, Options, Fixed Income, Middle Office, Customer Service, Routing, FX trading, Bloomberg, Series 7, Financial Markets, Hedge Funds, Equity Trading, Trading, Electronic Trading, Equities, Trading Systems

Education
City University of New York-Brooklyn College   1990 — 1995
Bachelor of Science, Business Management and Finance

Homer Robinson Homer Robinson Greater St. Louis Area Details
Homer Robinson's PaineWebber Inc Experience 1980 - 1986
Job Compliance Manager / Certified HIPAA/HITECH Act Compliance Specialist at BJC HealthCare
Industry Hospital & Health Care
Experience
BJC HealthCare  November 2011 - Present
Barnes-Jewish Hospital  January 2011 - Present
Barnes-Jewish Hospital  May 2010 - January 2011
Barnes-Jewish Hospital  October 2008 - May 2010
SSM DePaul Health Center  October 2000 - September 2008
PaineWebber Inc   1980 - 1986
PaineWebber Group   1980 - 1986

Skills
Healthcare, Employee Relations, Process Improvement, Hospitals, Compliance, Organizational..., Policy, Team Building, Coaching, Employee Engagement, HIPAA, Investigations, Hiring, Interviewing, Performance Management, Employee Benefits, Recruiting, Interviews, Change Management, EHR, Healthcare Information..., Training, Benefits Administration, Leadership, New Hire Orientations, Leadership Development, Strategic Planning, Healthcare Management, Human Resources, Applicant Tracking..., Employment Law, FMLA, Workforce Planning, Conflict Resolution, HRIS, Employee Training, Succession Planning, PeopleSoft, Deferred Compensation, Medicare, Private Investigations, Talent Management, College Recruiting, Managed Care, Performance Improvement, Revenue Cycle, Taleo, Onboarding, Physician Relations, Legal Compliance

Education
Central Missouri State University   1972 — 1976
BA, Education

Dewey Elementary   1968 — 1972

Julia Hagar Julia Hagar Greater Denver Area Details
Julia Hagar's PaineWebber Inc Experience August 1995 - August 1996
Job Cloud Recruiter at Hire OnDemand
Industry Computer Software
Experience
Hire On-Demand   October 2007 - Present
Huthwaite, Inc.   March 2002 - January 2007
SOL Communications   September 1999 - January 2001
L.K. Jordan & Associates   November 1998 - September 1999
Administrative Solutions  September 1996 - August 1998
PaineWebber Inc.  August 1995 - August 1996
Morgan Stanley & Co.   December 1992 - August 1995

Education
Cornell University   1987 — 1991
B.S.

Andrew Pargament Andrew Pargament Greater New York City Area Details
Andrew Pargament's PaineWebber Inc Experience June 1992 - June 1996
Job Executive Director, Head of Counterparty Risk and Financial Insitutions USA at BBVA
Industry Financial Services
Experience
KCG Holdings, Inc.   April 2011 - October 2014
Strategies for Wealth  August 2010 - May 2014
ING  June 2004 - October 2010
Credit Lyonnais Securities  July 2000 - June 2004
HSBC  July 1998 - July 2000
RBS Greenwich Capital  June 1996 - June 1998
PaineWebber Inc.  June 1992 - June 1996
Salomon Brothers  November 1987 - June 1992

Skills
Credit, Asset Management, Credit Risk, Series 7, Insurance, Due Diligence, Risk, Risk Management, Derivatives, Fixed Income, Financial Analysis, Bloomberg, Credit Analysis, Hedge Funds, Series 63, Term Life Insurance, Whole Life, Asset Managment, Financial Risk, Mutual Funds, Finance, Capital Markets, Portfolio Management

Education
Stony Brook University   1983 — 1987
BS, Economics / Math

Iona College   1991 — 1993
Master of Business Administration (M.B.A.), Business Administration; Financial Management;

Jessica Moreno Jessica Moreno Katy, Texas Details
Jessica Moreno's PaineWebber Inc Experience October 1993 - January 1998
Job Sr. Business Analyst/Consultant at Sapient Global Markets
Industry Oil & Energy
Experience
Southwestern Energy  November 2014 - Present
Sapient Global Markets  August 2012 - August 2014
Triple Point Technology  January 2011 - August 2012
Sungard Energy  January 2009 - December 2010
JP Morgan Chase/Bank of New York Mellon   September 1999 - December 2008
Enron Capital & Trade  January 1998 - September 1999
PaineWebber, Inc.   October 1993 - January 1998

Skills
Business Analysis, Risk Management, Requirements Gathering, Requirements Analysis, Business Process Design, Financial Modeling, Business Requirements, Derivatives, Energy, Analysis, Fixed Income, Commodity, Capital Markets, Commodity Markets, ETRM, Structured Finance, Natural Gas, Financial Services

Education
The University of Texas at Austin
Bachelor of Arts (B.A.), Economics

Hugh McIlrevey Hugh McIlrevey Sarasota, Florida Area Details
Hugh McIlrevey's PaineWebber Inc Experience November 1995 - June 1998
Job Managing Director, Veloces Enterprises LLC
Industry Management Consulting
Experience
Veloces Enterprises LLC   March 2004 - Present
Creative Management Group, Inc.   July 2004 - November 2005
UBS Wealth Management  November 1999 - May 2004
UBS Wealth Management  June 1998 - November 1999
PaineWebber Inc.  November 1995 - June 1998
PaineWebber Inc.  September 1990 - November 1995
PaineWebber Inc.  December 1986 - September 1990
PaineWebber Inc.  April 1984 - December 1986
Merrill Lynch  January 1982 - April 1984
Dean Witter Reynolds  June 1980 - January 1982

Skills
Management, Investments, Wealth Management, Series 7, Leadership, Strategic Planning, Finance, Portfolio Management, Mutual Funds, Financial Services, Public Speaking, Coaching, Business Development, Personal Development, Equities, Financial Analysis, Asset Management, Training, Credit, Sales, Alternative Investments, Securities, Strategy, Series 63

Education
Northwood University   1973 — 1975
BBA, Marketing, Management

University of Miami - School of Business   1968 — 1970
Marketing, Acccounting

Northwestern University - Kellogg School of Management
Executive Studies Program

University of Virginia Darden School of Business
Executive Leadership Program

Philip Berliner Philip Berliner Greater New York City Area Details
Philip Berliner's PaineWebber Inc Experience 1988 - 1990
Job Vice President at Valufinder Group
Industry Investment Banking
Experience
Valufinder Group   2005 - Present
Zanett Securities   1998 - 2004
Schonfeld Securities  1992 - 1998
Ladenburg, Thalmann  1990 - 1992
PaineWebber, Inc.   1988 - 1990
Drexel Burnham Lambert  1986 - 1988
Pirelli Industries   1981 - 1986

Skills
Investment Banking, Financial Analysis, Equities, Investments, Corporate Finance, Mergers & Acquisitions, Fixed Income, Mergers, Sales, Asset Managment

Education
Harvard University   1980 — 1981
Visiting Student, Economics & Marketing

Boston University   1977 — 1981
BA, Economics

Fairleigh Dickinson University
MBA, Corporate Finance

Pat S. Conti Pat S. Conti Washington, District Of Columbia Details
Pat S. Conti's PaineWebber Inc Experience September 1996 - September 1998
Job Financial Services Industry Consultant and Securities Enforcement Defense Attorney
Industry Law Practice
Experience
Bates Group LLC  May 2013 - Present
Independent Law Practitioner   June 2011 - Present
Schulte Roth & Zabel LLP  October 2009 - June 2011
Mayer Brown LLP  July 2005 - October 2009
Crowell & Moring LLP  October 2003 - July 2005
Kirkpatrick & Lockhart  September 2002 - October 2003
Crowell & Moring LLP  September 2001 - September 2002
Painewebber, Inc.   September 1996 - September 1998
US Securities and Exchange Commission  1990 - 1996
Stroock   December 1985 - September 1990

Skills
Securities Regulation, Securities, Litigation, Hedge Funds, FCPA, Internal Investigations, FINRA, Financial Services, Civil Litigation, Securities Litigation, Corporate Governance, SEC, Broker-Dealer, Legal Research, White Collar Criminal..., Corporate Law, Fraud, AML, Trading, Capital Markets, Arbitration, Investment Banking, Commercial Litigation, Prime Brokerage, Financial Regulation, Intellectual Property, Legal Advice, Banking Law

Education
Brooklyn Law School   1982 — 1985
Juris Doctor

New York University   1978 — 1982
BA, Economics, Classical Civilization

Rob Kodey Rob Kodey Washington D.C. Metro Area Details
Rob Kodey's PaineWebber Inc Experience January 1996 - September 1999
Job Vice President, Technology & Product at buySAFE, Inc.
Industry Internet
Experience
buySAFE, Inc.   April 2005 - Present
Cyveillance, Inc.   October 2001 - April 2005
Opion, Inc.   December 2000 - October 2001
GivingCapital, LLC   October 1999 - December 2000
PaineWebber, Inc.   January 1996 - September 1999

Skills
E-commerce, Product Management, SaaS, Start-ups, Strategic Partnerships, Cloud Computing, Enterprise Software, Project Management, IT Strategy, Software Development, Business Intelligence, Analytics, Entrepreneurship, Information Security, Computer Security, Business Strategy, Integration, Software Engineering, Strategic Planning, Mobile Devices, Leadership, Systems Engineering, Internet Strategy, Data Mining, Internet Entrepreneur, Mobile Strategy, Web Services, Web Design, Web Analytics, Web Strategy

Education
University at Albany, SUNY   1993 — 1995
BS, Computer Science, Applied Mathematics, Physics

Ken Gawrelski Ken Gawrelski Greater Boston Area Details
Ken Gawrelski's PaineWebber Inc Experience July 1999 - March 2000
Job Investor in Media, Communications and Internet Sectors
Industry Investment Management
Experience
Adage Capital Management  April 2012 - Present
Carlson Capital  July 2007 - February 2012
AOL LLC  May 2006 - June 2007
Sony Corp. of America  May 2005 - October 2005
CIBC World Markets  March 2000 - July 2004
PaineWebber Inc.  July 1999 - March 2000

Education
University of Pennsylvania - The Wharton School   2004 — 2006
MBA

Yale University   1995 — 1999
BA

Eric Bernstein Eric Bernstein Greater New York City Area Details
Eric Bernstein's PaineWebber Inc Experience August 1993 - April 1998
Job COO, North America at eFront
Industry Financial Services
Experience
eFront  2011 - Present
Sophis, Inc.   June 2007 - 2011
Linedata Services, Inc   November 2005 - June 2007
Linedata Services  November 2003 - November 2005
Linedata Services  September 2001 - November 2003
Melvin Securities  April 1998 - July 2001
PaineWebber, Inc  August 1993 - April 1998

Skills
Alternative Investments, Trading Systems, Hedge Funds, Risk Management, Fixed Income, Equities, Asset Management, Capital Markets, Financial Services, Trading, Portfolio Management, Electronic Trading, Change Management, Business Analysis, Financial Markets, Derivatives, Business Development, Investment Banking, Vendor Management, Private Equity, Operational Risk, Team Leadership, Market Data

Education
Purchase College, SUNY   1989 — 1993

Newburgh Free Academy

State University of New York - System
BS

Mirang Desai Mirang Desai Greater New York City Area Details
Mirang Desai's PaineWebber Inc Experience February 1997 - March 1998
Job Finance| Cost Control |Regulatory |PMO |Advisory |Strategic Planning
Industry Banking
Experience
Barclays Investment Bank  October 2014 - Present
Bank of America  September 2012 - October 2014
M23inc   March 2009 - September 2012
Credit Suisse  February 2008 - February 2009
Barclay's Bank  January 2007 - February 2008
Morgan Stanley  January 2005 - December 2006
Cendant Corp  October 2000 - December 2004
Cendant Corp  October 2000 - December 2004
Chase Manhattan Corporation  March 1998 - September 2000
PaineWebber Inc   February 1997 - March 1998

Skills
PMO, Business Management, Financial Control, Process Optimization, Integration, Basel II, SOX, ERP/CRM, Building Relationships, Cross-functional Team..., Change Management, Sarbanes-Oxley Act, Management, Business Process, Strategy, Financial Modeling, Risk Management

Education
Bryant University   1989 — 1993
BS

Investment Banking Institute

Jose M. Rios Jose M. Rios Greater New York City Area Details
Jose M. Rios's PaineWebber Inc Experience 1994 - 2000
Job Financial Consultant at AXA Advisors
Industry Financial Services
Experience
AXA Advisors  November 2008 - August 2012
Empire Financial Group, Inc.   September 2006 - December 2007
TD Waterhouse Capital Markets   May 2004 - September 2006
TD Ameritrade  2004 - 2006
William V Frankel & Co, INC.   February 2003 - May 2004
ABN AMRO  1999 - 2002
Painewebber Inc.  1994 - 2000
Kidder Peabody Inc.   1985 - 1994

Skills
CRM, Series 7, Securities, Trading, Series 63, Capital Markets, Investments, Equity Trading, Options, Equities, Life Insurance, Guaranteed Lifetime..., Financial Advisory, ETFs, FINRA, Electronic Trading, Financial Services, Finance

Education
Kingsborough Community College   1994 — 1996

On Site

Tom Rollauer Tom Rollauer Greater New York City Area Details
Tom Rollauer's PaineWebber Inc Experience April 1999 - December 2000
Job Director at Citigroup
Industry Banking
Experience
Citigroup  June 2010 - Present
Goldman Sachs  February 2008 - November 2008
C-BASS LLC  February 2001 - January 2008
PaineWebber Inc.  April 1999 - December 2000
Chase Manhattan  June 1997 - April 1999

Skills
Capital Markets, Due Diligence, Banking, Mortgage Banking, Contract Negotiation, Series 7, Series 63, Series 79, Finance

Education
Boston College   1993 — 1997
BA, Economics

Chaminade High School   1990 — 1993

Joseph La Sala Joseph La Sala Greater New York City Area Details
Joseph La Sala's PaineWebber Inc Experience May 1993 - March 2000
Job
Industry Investment Management
Experience
TD SECURITIES USA  May 2004 - Present
UBS  March 2000 - August 2002
Painewebber Inc   May 1993 - March 2000
Kidder Peabody & Co  June 1987 - May 1993

Education
Fordham Gabelli School of Business   1991 — 1995
MBA, Ivestment Managment

Seton Hall University   1984 — 1987
BS, Finance

Jocelyn Killeen Jocelyn Killeen Greater New York City Area Details
Jocelyn Killeen's PaineWebber Inc Experience 1986 - April 1989
Job Lead Business Analyst at Simplified Financial Information
Industry Financial Services
Experience
Simplified Financial Information   January 2014 - Present
Rule Two Consulting   2011 - 2013
Thomson Reuters / Thomson Financial   2000 - 2011
Thomson Financial / ILX Systems   1989 - 2000
PaineWebber, Inc.   1986 - April 1989

Skills
Market Data, Product Management, Compliance, Negotiation, Contract Negotiation, Contract Management, Quality Assurance, Compliance Audits, Financial Markets, Quality Auditing, Trading Systems, Financial Services, Vendor Management, Equities, Management, Low Latency, Electronic Trading, Process Improvement, Analysis, Reference Data, Equity Trading, Business Analysis, Trading, Data Center, Databases

Education
Bentley University
Bachelors, Computer Information Systems

Dave Sichula Dave Sichula Greater New York City Area Details
Dave Sichula's PaineWebber Inc Experience January 1981 - July 1995
Job Independent Financial Services Professional
Industry Financial Services
Experience
Self-employed  March 2005 - Present
Gruntal & Co. Inc.   July 1999 - August 2002
David Paul & Associates   January 1996 - June 2002
PaineWebber Inc.  January 1981 - July 1995

Education
Fordham University   1972 — 1976

Ellen Hermann Ellen Hermann Greater New York City Area Details
Ellen Hermann's PaineWebber Inc Experience 1989 - 1994
Job Vice President at Wachovia Capital Markets LLC
Industry Financial Services
Experience
Wells Fargo Securities, LLC  July 2009 - Present
Wachovia Capital Markets, LLC  June 2000 - July 2009
Forum Capital Markets, LLC   August 1994 - June 2000
PaineWebber, Inc.   1989 - 1994
Drexel Burnham Lambert  1987 - 1989

Education
Skidmore College   1982 — 1986
B.A., Biology

Greens Farms Academy   1978 — 1982

Jeannie Ho Jeannie Ho Greater New York City Area Details
Jeannie Ho's PaineWebber Inc Experience March 1987 - November 1989
Job Senior Technical Specialist / SVP at Citigroup, Inc
Industry Computer Software
Experience
Citigroup, Inc / LavaFlow ECN / Lava Trading   May 2004 - April 2015
Reuters America, Inc / Dow Jones Markets   March 1995 - December 2003
Micrognosis Inc / FD Consulting Inc   November 1989 - March 1995
PaineWebber, Inc  March 1987 - November 1989
IBM Corporation  August 1984 - March 1987

Skills
Trading Systems, SDLC, Electronic Trading, Market Data, Equities, Business Analysis, SQL, Vendor Management, Trading, Low Latency, Capital Markets, Derivatives, Financial Markets, Quality Assurance, Requirements Analysis, Agile Methodologies, Integration, Databases

Education
New York University
Bachelor's Degree, Computer Science

Marina Leiberman Marina Leiberman Greater New York City Area Details
Marina Leiberman's PaineWebber Inc Experience April 1997 - October 1998
Job Pharmacy Director/Manager at QUALITY SPECIALTY PHARMACY OF JACKSONVILLE INC.
Industry Information Technology and Services
Experience
QUALITY SPECIALTY PHARMACY OF JACKSONVILLE INC.   February 2011 - Present
QUALITY SPECIALTY PHARMACY  June 2009 - January 2011
MEDIABANK INC.   March 2008 - January 2009
MOUNT SINAI MEDICAL CENTER  May 2006 - March 2007
CT CORPORATION  November 2002 - March 2006
THE NEW YORK TIMES  January 2002 - July 2002
DOUBLECLICK INC  June 2000 - July 2001
ALLTEL INFORMATION SERVICES, INC.   October 1998 - January 2000
PAINEWEBBER INC.  April 1997 - October 1998

Skills
Project Management, SDLC, Quality Assurance, Testing, Visio, Business Analysis, Software Documentation, Troubleshooting, Management, User Acceptance Testing, Test Planning, Training, Director, Healthcare-Hospital..., Documentation Creation, Oracle, Account Management, Agile Methodologies, Software Quality..., Change Management

Education
TALIS LEARNING SOLUTIONS   2002 — 2002
Introduction to Visio 5.0

KHOJ INFORMATION TECHNOLOGY INC.   2001 — 2001
Automated Software Quality Assurance in Client Server & Web Based

LEARNING TREE INTERNATIONAL   2000 — 2000
Introduction to Object Oriented Component Based and Oracle Technology

Baruch College, City University of New York (CUNY)   1987 — 1992
BBA, International Marketing/Business Journalism

Amy Bobrow Amy Bobrow Greater New York City Area Details
Amy Bobrow's PaineWebber Inc Experience January 1995 - January 1996
Job Vice President, North America Compliance at Citi Private Bank
Industry Financial Services
Experience
Citi Private Bank  August 2014 - Present
Citi Private Bank  January 2006 - Present
Citi Private Bank  February 2005 - April 2006
Citi Private Bank  January 2001 - January 2005
Citi Private Bank  January 2000 - January 2001
Citi Private Bank  January 1997 - January 2000
Smith & Nammack, Inc   January 1996 - January 1997
PaineWebber, Inc  January 1995 - January 1996

Skills
Risk Management, Investments, Wealth Management, Business Analysis, Portfolio Management, Asset Managment, Strategy, CRM, Financial Services, Leadership, Cross-functional Team..., Program Management, Management, Asset Management, Banking, Fixed Income

Education
Pace University
Bachelor of Science, Political Science

University of Alaska
Political Science

Kevin Grimm Kevin Grimm Greater New York City Area Details
Kevin Grimm's PaineWebber Inc Experience September 1997 - September 1998
Job Regional Brokerage Consultant at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments  October 2012 - Present
Joseph Gunnar & Co., LLC   June 2007 - September 2010
Fidelity Investments  June 2003 - February 2007
UBS Wealth Management  February 2001 - June 2003
Paine Webber  September 1998 - February 2001
PaineWebber Inc.  September 1997 - September 1998
PaineWebber Inc   August 1993 - September 1997
Dean Witter  January 1991 - August 1993
Kidder, Peabody & Company Inc,   November 1980 - December 1990

Skills
Equities, Fixed Income, Capital Markets, Series 7, Options, Equity Research, Securities, Series 63, Wealth Management, Options Strategies, Alternative Investments, Sales Management, Coaching, Research, Customer Relations, Compliance, Problem Solving

Education
Boston College   1976 — 1980
BA, Economics

Christopher Balzano Christopher Balzano Alpharetta, Georgia Details
Christopher Balzano's PaineWebber Inc Experience September 1996 - September 2000
Job E*Trade Financial Services
Industry Financial Services
Experience
E*TRADE Financial Corporation  August 2015 - Present
E*TRADE Financial  July 2011 - August 2015
Mellon Investor Services  December 2005 - June 2011
Corporate Employee Financial Services   September 2004 - December 2005
UBS Financial Services  September 2000 - August 2004
UBS Financial Services Inc  September 1998 - September 2000
PaineWebber Inc   September 1996 - September 2000
UBS Financial Services Inc  September 1996 - September 1998

Skills
Visio, Business Intelligence, Management, Leadership, Testing, Options, SQL, CRM, Networking, Quality Assurance, Technical Support, Analysis, Business Analysis

Education
County College of Morris   1991 — 1993
Degree; A.S, Hotel/Restaurant Management

The Chubb Institute   1990 — 1991

The Chubb Institute
IT Certification, IT

Diane M. Kopyscianski Diane M. Kopyscianski Greater New York City Area Details
Diane M. Kopyscianski's PaineWebber Inc Experience 1989 - 1994
Job President, Founder at Kensington Business Management LLC
Industry Financial Services
Experience
Kensington Business Management LLC   January 2011 - Present
Founders Equity   2008 - 2010
Tiffany & Co.   2002 - 2008
Citigroup  1998 - 2002
Furman Selz LLC  1995 - 1998
PaineWebber Inc.  1989 - 1994

Skills
Finance, Financial Reporting, Management, Budgets, Management Consulting, Business Analysis, Strategic Financial..., Project Management, Financial Services, Internal Audit, Analysis, Business Management, Financial Management, QuickBooks, Bookkeeping, Vendor Management, Cash Flow Management

Education
St. John's University, The Peter J. Tobin College of Business
MBA, Finance

Point Park University
Bachelor of Arts (B.A.), Concentration in Classical Ballet

Amy Shuttleworth Amy Shuttleworth Philadelphia, Pennsylvania Details
Amy Shuttleworth's PaineWebber Inc Experience 1998 - 2000
Job Performance Measurement Associate at Philadelphia International Advisors
Industry Investment Management
Experience
Philadelphia International Advisors  May 2011 - March 2015
Philadelphia International Advisors, LP   2002 - March 2015
Philadelphia International Advisors, LP   2008 - 2011
Philadelphia International Advisors, LP   2007 - 2008
Philadelphia International Advisors, LP   2002 - 2007
The Glenmede Trust Company, N.A.   2000 - 2001
PaineWebber, Inc.   1998 - 2000

Skills
Bloomberg, Equities, Performance Attribution, FactSet, CAPS, Microsoft Excel, Microsoft Word, Outlook, Mutual Funds, ITG Compliance & System..., Advent AXYS, Securities, Analysis

Education
Temple University - Fox School of Business and Management
Bachelor’s Degree, Finance

David Rothweiler David Rothweiler Greater Chicago Area Details
David Rothweiler's PaineWebber Inc Experience January 1993 - June 1996
Job Director at UBS Global Asset Management
Industry Financial Services
Experience
UBS Global Asset Management  April 2004 - Present
ABN AMRO  August 2002 - April 2004
ABN AMRO Asset Management (USA)   January 1998 - August 2002
ABN AMRO  June 1996 - January 1998
PaineWebber, Inc.   January 1993 - June 1996

Skills
Fixed Income, Portfolio Management, Derivatives, Money Market, Swaps, Asset Management, Rates, Bonds, Investments, Trading

Education
The University of Chicago Booth School of Business   1999 — 2002
MBA, Finance

University of Illinois at Chicago   1989 — 1992
Bachelor, Finance

James Carlone James Carlone Greater New York City Area Details
James Carlone's PaineWebber Inc Experience October 1995 - March 1998
Job Senior Compliance Manager
Industry Financial Services
Experience
HSBC  January 2014 - Present
HSBC Securities (USA), Inc   May 2005 - December 2013
MetLife Group, Inc   October 2000 - April 2005
Control Associates  June 2000 - October 2000
NASD Regulation, Inc   March 1998 - May 2000
PaineWebber, Inc  October 1995 - March 1998
American Stock Exchange, Inc   March 1993 - October 1995
Guardian Investor Services Corporation   October 1991 - February 1993
Merrill Lynch, Pierce, Fenner & Smith, Inc   June 1989 - October 1991

Skills
Series 7, Series 63, Series 24, Series 66, Series 14, Series 9/10, NYS Life, Accident &..., FINRA, Risk Management, Mutual Funds, Series 3, Securities, Capital Markets, Financial Risk, Equities, Fixed Income, Trading, Derivatives, Finance, Banking

Education
Boston University   2012 — 2015
Master of Science (MS), Business Continuity, Security & Risk Management, 3.42 Cumulative GPA

St. John's University   1985 — 1989
Bachelor of Science, Management

Archbishop Molloy

Archbishop Molloy

Nicholas Gianaris Nicholas Gianaris Erie, Pennsylvania Area Details
Nicholas Gianaris's PaineWebber Inc Experience 1997 - 2000
Job Divisional Vice President and Senior Portfolio Manager at Northwest Bancshares
Industry Financial Services
Experience
Northwest Bancshares   2006 - Present
Northwest Bancshares   2001 - 2006
PaineWebber, Inc  1997 - 2000

Skills
Economics, Asset Management, Strategy, Strategic Planning, Analysis, Banking, Credit Analysis, Leadership

Education
Creighton University   2013 — 2015
Master's degree, Security Analysis & Portfolio Management

Pennsylvania State University-Erie Campus   1998 — 2001
Master of Business Administration (MBA)

Allegheny College   1992 — 1996
Bachelor of Arts (B.A.), Economics

Rachel Franco Rachel Franco Greenwich, Connecticut Details
Rachel Franco's PaineWebber Inc Experience June 1995 - May 1996
Job Positive Psychology Life Coach
Industry Mental Health Care
Experience
Learned Happiness LLC   April 2014 - Present
Legacy Capital LLC   June 2008 - June 2009
Bear, Stearns & Co. Inc.   May 1996 - June 2002
PaineWebber, Inc.   June 1995 - May 1996
Bear, Stearns & Co. Inc.   January 1995 - July 1995
Kidder, Peabody Inc.   August 1994 - December 1994

Skills
Management, Feature Articles, Books, Fitness, Access, Wealth Management, Social Media, Public Relations, Brochures, Marketing Communications, Editing, Public Speaking, Social Media Marketing, Research, Media Relations, Marketing Strategy, Corporate Communications

Education
Certified Positive Psychology Coaching
Certification in Positive Psychology Coaching, Psychology

Sacred Heart University   2011 — 2013
Master of Science in Applied Psychology, Community Track

Writer's Bootcamp   2000 — 2002
Playwriting and Screenwriting

The University of Connecticut   1993 — 1995
BA Economics, Economics

The Ohio State University   1989 — 1992
Business

Alex Lyublinskiy Alex Lyublinskiy Greater New York City Area Details
Alex Lyublinskiy's PaineWebber Inc Experience July 1997 - January 2000
Job Director at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase  April 2011 - Present
Citi  November 2009 - Present
Barclays Capital LLC   September 2008 - Present
Lehman Brothers Inc.  July 2002 - September 2008
Deutsche Banc Alex Brown Inc.   August 2001 - July 2002
Fleet Securities Inc.  November 2000 - August 2001
Spear Leads & Kellog   January 2000 - November 2000
PaineWebber Inc   July 1997 - January 2000

Education
Fordham Gabelli School of Business   2003 — 2006
MBA, Finance

City University of New York-Brooklyn College   1994 — 1997
BS, Computer Science

Moscow State University of Civil Engineering (MSUCE)   1990 — 1993
Civil Engineering

Jed Stricker Jed Stricker Greater New York City Area Details
Jed Stricker's PaineWebber Inc Experience August 1988 - May 1991
Job Experienced Transactional Attorney
Industry Law Practice
Experience
CLK/Houlihan-Parnes LLC   June 2006 - December 2009
Sleepy's Inc.   November 2004 - May 2006
Weight Watchers International, Inc, HJ Heinz Company   May 1991 - January 2005
PaineWebber, Inc.   August 1988 - May 1991

Skills
Corporate Law, Contract Negotiation, Real Estate, Licensing, Real Estate Transactions, Negotiation, Acquisitions, Commercial Leasing, Contract Management, Legal Advice, Business Transactions, Construction Law, Legal Writing

Education
St. John's University School of Law
J.D.

Stony Brook University
M.S.; B.A.

Dan Frascone Dan Frascone Greater New York City Area Details
Dan Frascone's PaineWebber Inc Experience August 1999 - October 2000
Job Credit Manager
Industry Financial Services
Experience
Stifel Financial  March 2013 - Present
Keefe, Bruyette & Woods, Inc.   September 2004 - February 2013
Bank Julius Baer & Co. Ltd.   July 2002 - September 2004
UBS AG, New York Branch   November 2000 - May 2002
PaineWebber Inc.  August 1999 - October 2000
PaineWebber Inc.  March 1998 - July 1999
Fuji Securities Inc.  July 1995 - March 1998

Skills
Derivatives, Investments, Fixed Income, Capital Markets, Due Diligence, Equities, Hedge Funds, Structured Finance, Financial Modeling, Series 7, Securities, Options, Investment Banking, Risk Management, Finance, Project Finance, Bloomberg, Structured Products, Financial Markets, Banking, Alternative Investments, Financial Risk, Credit, Corporate Finance, Asset Management, Private Equity, Trading, Valuation, Financial Analysis, Electronic Trading, Trading Systems, Bonds, Credit Risk, Financial Services

Education
Pace University - Lubin School of Business
BBA Finance, Finance and Financial Management Services

Pace University Graduate School of Business
Master of Business Administration (MBA), Banking and Financial Support Services

Brian McKeown Brian McKeown Lexington, Kentucky Area Details
Brian McKeown's PaineWebber Inc Experience April 1985 - January 1986
Job VicePresident/Investments at Russell Capital Management
Industry Investment Management
Experience
Russell Capital Management  Vice-President/InvestmentsRussell Capital ManagementMay 1994 - Present
Prudential Securities  February 1986 - May 1994
PaineWebber, Inc.   April 1985 - January 1986
McLean Trucking Company  1983 - 1985

Skills
Investments, Microsoft Excel, Brokerage, Corporate Finance, ETFs, Financial Accounting, Interest Rate Risk..., Investment Strategies, Asset Allocation, Series 6, 401k Rollovers, Equity Valuation, Series 63, Bloomberg Terminal, Equity Research

Education
University of Kentucky   1972 — 1974
Bachelor's degree, Business Administration

University of Kentucky   1964 — 1974
Bachelor of Business Administration (BBA), Business, With Honors

Gigi Cruikshank Gigi Cruikshank Greater Atlanta Area Details
Gigi Cruikshank's PaineWebber Inc Experience June 1992 - March 1996
Job CFO/Owner at Capes Properties, Inc.
Industry Real Estate
Experience
Capes Properties, Inc.   June 2004 - Present
Orkin Family Office   October 2001 - June 2004
Faucett, Taylor & Associates, LLP   July 1999 - September 2001
PaineWebber, Inc  June 1992 - March 1996
KPMG Peat Marwick  July 1989 - June 1992

Skills
Finance, Accounting, Mergers & Acquisitions, Financial Analysis, Microsoft Excel, Real Estate, Tax, Small Business, Strategic Planning, Contract Negotiation, Coaching, Residential Homes, Event Planning, Marketing, Public Speaking, Real Estate Transactions, Investment Properties, Budgets, Microsoft Word, Team Building

Education
Georgia State University - J. Mack Robinson College of Business   1987 — 1989
Master of Taxation, Taxation

The University of Georgia   1982 — 1986
Bachelor of Business Administration (BBA), Accounting

Ron W. Pond, CFA Ron W. Pond, CFA Greater San Diego Area Details
Ron W. Pond, CFA's PaineWebber Inc Experience January 1990 - September 1998
Job Regional Sales & Institutional Relationships
Industry Investment Management
Experience
Confluence Investment Management   April 2012 - Present
Eagle Asset Management  April 2008 - March 2012
Seligman Advisors, Inc.   September 1998 - March 2008
PaineWebber, Inc.   January 1990 - September 1998

Education
Baylor University - Hankamer School of Business
MBA

Baylor University - Hankamer School of Business
BBA, Finance/Management

Boris Rabinovich Boris Rabinovich Greater New York City Area Details
Boris Rabinovich's PaineWebber Inc Experience March 2000 - September 2003
Job VP Applications Development Manager at Citi Group
Industry Financial Services
Experience
Citi Group  January 2015 - Present
UBS Financial Services  September 2003 - January 2015
PaineWebber ,Inc  March 2000 - September 2003

Skills
Business Analysis, SDLC, SQL, Microsoft SQL Server

Education
Polytechnic University   1997 — 2000
BS in Computer Science, Computer Science

Odessa State Polytechnic University   1988 — 1993
Master's degree in Electrical Engineering, Electrical and Electronics Engineering

Actimize

Dave Russo Dave Russo Greater New York City Area Details
Dave Russo's PaineWebber Inc Experience 1986 - 2001
Job IT Delivery Manager Private Equity at Credit Suisse
Industry Financial Services
Experience
Credit Suisse  April 2013 - Present
AIG  June 2011 - April 2013
Merrill Lynch  March 2010 - June 2011
UBS Wealth Management  January 2001 - April 2009
UBS Financial Services Inc  2001 - 2009
PaineWebber Inc   1986 - 2001
PepsiCo  January 1982 - December 1986

Skills
Fixed Income, Project Management, Strategy, Equities, Leadership, Requirements Analysis, Budgets, IT Management, PMO, Management, Project Delivery, Mergers & Acquisitions, Financial Risk, Trading Systems, SDLC, Software Project..., Risk Management, Capital Markets, Disaster Recovery, Financial Services, Business Analysis, Vendor Management, Project Portfolio..., Business Intelligence, Program Management, Portfolio Management, IT Strategy

Education
Fordham Gabelli School of Business   1984 — 1989
MBA, Finance

Purchase College, SUNY   1979 — 1982
BS, Mathematics and Computer Science

Vincenzo M DiLullo Vincenzo M DiLullo Greater New York City Area Details
Vincenzo M DiLullo's PaineWebber Inc Experience 1996 - 1999
Job Executive Director at UBS Investment Bank
Industry Investment Banking
Experience
UBS Investment Bank  2005 - Present
UBS Wealth Management  1999 - 2004
PaineWebber, Inc.   1996 - 1999

Skills
Structured Products, Equities, Derivatives, Fixed Income, Commodity, Regulatory Requirements, Capital Markets, Bloomberg, Financial Markets, Valuation, Investments, Wealth Management, Asset Allocation, Financial Services, Hedge Funds, Series 7, Series 63, Alternative Investments

Education
University of Hartford   1992 — 1996
Bachelor of Science (B.S.) in Business

Tony Rambla Tony Rambla Greater New York City Area Details
Tony Rambla's PaineWebber Inc Experience 1986 - 1996
Job Production Management Consultant
Industry Insurance
Experience
MetLife  February 2010 - Present
MetLife  2001 - 2010
Consultancy Assignments   1998 - 2001
Ernst & Young  1996 - 1999
PaineWebber, Inc.   1986 - 1996

Skills
Business Intelligence, Oracle, Microsoft SQL Server, Software Development, Data Warehousing, ITIL, Cognos, Databases

Education
Baruch College, City University of New York (CUNY)   1978 — 1981
BA, Lib.Arts / Comp. Science

Scott A. Tilley, CFA Scott A. Tilley, CFA High Point, North Carolina Details
Scott A. Tilley, CFA's PaineWebber Inc Experience May 1992 - May 1995
Job Senior Vice President Wealth Management Advisor at Merrill Lynch Global Wealth Management
Industry Investment Management
Experience
Merrill Lynch Global Wealth Management  August 2000 - Present
Scott & Stringfellow, Inc   October 1988 - August 2000
PaineWebber, Inc  May 1992 - May 1995

Skills
Investment Advisory, Investment Management, Equities, Alternative Investments, Asset Management, Wealth Management, Portfolio Management, Investment Strategies, Hedge Funds, Family Office, Estate Planning, Asset Allocation, Finance, Investments, Public Speaking, Strategic Planning

Education
CFA Institute   1998 — 2000
Chartered Financial Analyst

University of North Carolina at Charlotte   1984 — 1988
BA, Economics

Debbie Yaroshewich Debbie Yaroshewich Greater New York City Area Details
Debbie Yaroshewich's PaineWebber Inc Experience 1989 - 1993
Job Executive Assistant at ACE Group
Industry Insurance
Experience
ACE Group  November 2009 - Present
UBS Financial Services Inc  November 1993 - July 2008
PaineWebber Inc   1989 - 1993
Standard & Poor's   May 1987 - July 1989

Skills
Microsoft Office, Administrative Support, Outlook, Spreadsheets, PowerPoint, Excel, Word, Scheduling, Fax, Typing, Expenses, Visio, Calendars, Administrative..., Administration, Microsoft Excel, Administrative...

Education
American InterContinental University   2004 — 2006
Bachelor's Degree, Business Administration; Management and Human Resource, 3.8 Magna Cum Laude

Rutgers, The State University of New Jersey-Newark   1998 — 2001
Business Administration, 3.9

Sharon Weinle Sharon Weinle Greater Salt Lake City Area Details
Sharon Weinle's PaineWebber Inc Experience June 1994 - July 1998
Job Business Operations Manager at Lincoln Financial Advisors
Industry Financial Services
Experience
Lincoln Financial Advisors  March 2012 - Present
State of Utah, Division of Securities   May 2011 - March 2012
Insphere Securities, Inc, (formerly Beneficial Investment Services)   November 2007 - November 2010
Insphere Securities, Inc. (fka Beneficial Investment Services)   April 2007 - November 2007
Zions Direct, Inc. (formerly Zions Investment Securities, Inc   July 2006 - April 2007
Zions Direct (fka Zions Investment Securities, Inc.)   July 1998 - July 2006
PaineWebber, Inc  June 1994 - July 1998

Skills
Compliance, Securities, Auditing, SEC reporting, Operations Management, Hold Series 7, Hold Series 63, Hold Series 24, Hold Series 66, Hold Series 9, 10, Previously Held Series..., Series 63, SEC filings, Series 7, FINRA, Budgets, Accounting, Internal Audit, Process Improvement, Management, Financial Services, Strategic Financial..., Investments, Financial Planning

Education
Brigham Young University
B.S, Fashion Merchandising

Lawrence James (Jim) Lawson, III Lawrence James (Jim) Lawson, III Greater Chicago Area Details
Lawrence James (Jim) Lawson, III's PaineWebber Inc Experience 1981 - 1990
Job Chairman at Lincoln International
Industry Investment Banking
Experience
Lincoln International  1996 - Present
Bell Industries Inc.  June 2000 - December 2008
Skyline Funds   2006 - 2007
Peers & Co.   1990 - 1996
PaineWebber Inc.  1981 - 1990
Peat Marwick Mitchell (now KPMG)   1977 - 1979

Skills
Corporate Finance, Private Equity, Management, Financial Modeling, Financial Analysis, Corporate Development, Venture Capital, Valuation, Mergers & Acquisitions, Due Diligence, Finance, Mergers, Investment Banking, Capital Markets

Education
The University of Chicago - Booth School of Business   1979 — 1981
MBA, Finance

Washington and Lee University   1973 — 1977
BS, Accounting

New Trier   1969 — 1973

Dennis Lynch Dennis Lynch Charlotte, North Carolina Area Details
Dennis Lynch's PaineWebber Inc Experience April 1992 - March 1994
Job Financial Services executive with expertise in Sales Strategy, Investments, Financial Planning and Business Management.
Industry Financial Services
Experience
Waddell & Reed  June 2012 - Present
UBS Financial Services Inc.  December 2009 - December 2011
UBS Financial Services Inc.  April 2008 - December 2009
UBS Financial Services Inc.  February 2003 - April 2008
UBS Financial Services Inc.  December 1999 - February 2003
UBS Financial Services Inc.  January 1995 - December 1999
Kidder Peabody  March 1994 - January 1995
PaineWebber Inc.  April 1992 - March 1994
Wertheim Schroder & Co. Inc.   November 1991 - April 1992
Ladenburg Thalmann & Co.   August 1990 - November 1991

Skills
Fixed Income, Wealth Management, Capital Markets, Sales Management, Sales, Asset Allocation, Bond Markets, Portfolio Management, Investment Banking, Strategic Financial..., Alternative Investments, Bonds, Cash Management, High Yield, Municipal Bonds, Mentoring, Series 3, Series 7, Series 63, Series 66, Hedging, MBS, Finance, Investment Advisory, Electronic Trading, Banking, Investments, Uniform Combined State..., Asset Managment, Equities, Securities, FINRA, Mutual Funds, Loans, Trading, Financial Risk, Financial Advisory, Financial Services, Bloomberg, Asset Management, Investment Management, Relationship Management, Credit, ETFs, Investment Strategies, Financial Markets, Options, Retirement Planning, Financial Planning

Education
East Carolina University   1969 — 1973
Bachelor of Arts (B.A.), Urban Planning

Steven D'Orazio Steven D'Orazio Greater New York City Area Details
Steven D'Orazio's PaineWebber Inc Experience January 1999 - January 2000
Job Mortgage Warehouse Lending
Industry Financial Services
Experience
Colorado Federal Savings Bank  July 2011 - Present
UBS  July 2010 - July 2011
Self employed  October 2009 - July 2010
UBS, LLC / UBS Real Estate Securities, Inc   January 2000 - October 2009
PAINEWEBBER, INC  January 1999 - January 2000
PAINEWEBBER, INC  January 1997 - January 1999

Skills
Credit, Loans, Customer Service, Mortgage Lending, Leadership, Management, Financial Risk, Analysis, Equities, Mortgage Banking, Finance, Funding, Bloomberg

Education
Saint John's University   1994 — 1998
Bachelor of Science Degree, Finance / Accounting

Marian Zucker Marian Zucker Greater New York City Area Details
Marian Zucker's PaineWebber Inc Experience 1994 - 1999
Job President of Finance & Development at New York State Homes & Community Renewal
Industry Financial Services
Experience
New York State Homes & Community Renewal  February 2007 - Present
Suffolk County  July 2001 - February 2007
PaineWebber, Inc.   1994 - 1999
Dean Witter Reynolds Inc.  1991 - 1993
Security Pacific Merchant Bank  1986 - 1991
Bear, Stearns & Co.   1983 - 1986
NYC Department of Housing, Preservation & Development   1980 - 1983

Skills
Economic Development, Finance, Investment Properties, Mortgage Lending, Affordable Housing, Due Diligence, Program Management, Bonds, Loans, Real Estate Development, Nonprofits, Social Housing, Portfolio Management, Fundraising, Underwriting, Credit, Real Estate Economics, Property, Strategic Planning, Asset Management

Education
Harvard University Graduate School of Design
Masters, City and Regional Planning

State University of New York College at Buffalo
Bachelor’s Degree, Education

Sonja Latimer Sonja Latimer Greater Minneapolis-St. Paul Area Details
Sonja Latimer's PaineWebber Inc Experience February 1999 - May 2000
Job Project Lead at Jacobs
Industry Telecommunications
Experience
Jacobs  May 2014 - Present
Glotel  November 2012 - May 2014
Weis Builders, Inc   January 2006 - October 2010
Weis Builders  May 2000 - October 2010
Weis Builders, Inc   August 2004 - January 2006
Weis Builders, Inc   May 2000 - August 2004
PainWebber   February 1999 - May 2000
PaineWebber, Inc  February 1999 - May 2000
GE Capital Fleet Services  July 1998 - January 1999
GE Capital Fleet Services  June 1997 - August 1997

Skills
Marketing, Submittals, Project Management, Value Engineering, Pre-construction, Sales, Construction, Quality Assurance, Change Orders, Construction Management, Accounting, Subcontracting, Customer Service, CPM Scheduling, Human Resources, Project Bidding, Contract Management, Team Leadership

Education
Dillard University
International Business and German Studies

Metropolitan State University
International Business and German Studies Courses

Metropolitan State University
Business Administration Courses

University of Freiburg
German Business and Culture Studies

Eric Mathes Eric Mathes Greater New York City Area Details
Eric Mathes's PaineWebber Inc Experience October 1991 - August 1995
Job Financial Services Professional
Industry Financial Services
Experience
Self Employed  2011 - Present
AIG  October 2014 - May 2015
AIG  October 2013 - April 2014
Tough Mudder LLC  November 2012 - January 2013
AmeriMerchant  July 2011 - October 2011
Liberty Credit Law P.C. & CSG Asset Mgmt., LLC   September 2008 - January 2010
Stifel Financial Corp. (formerly Ryan Beck Co, & Gruntal Financial)   March 1998 - February 2008
FUJI SECURITIES, INC  August 1995 - February 1998
PAINEWEBBER, INC  October 1991 - August 1995
PAINEWEBBER, INC  March 1990 - October 1991

Skills
Cash Flow, Budgeting, Securities, Equities, General Ledger, Financial Reporting, Payroll Processing, Accruals, Quickbooks, Accounts Payable, Forecasting, PeopleSoft, Excel, Cost Analysis, Word, Fixed Income, Policy Analysis, Risk Management, SOX, Investment Banking, Payroll, Asset Management, QuickBooks, Microsoft Excel, Sarbanes-Oxley Act, Portfolio Management, Accounting, Budgets

Education
Binghamton University   1980 — 1984
BA, English & General Literature

Binghamton University   1980 — 1984
BA, Political Science

Margo Epprecht Margo Epprecht Darien, Connecticut Details
Margo Epprecht's PaineWebber Inc Experience July 1982 - April 1994
Job Managing Director, Investors Capital Management
Industry Investment Management
Experience
Self Employed Writer - Editor - Journalist  September 2013 - September 2014
Charter Oak Partners  April 1994 - April 2010
PaineWebber, Inc.   July 1982 - April 1994

Skills
Investments, Alternative Investments, Financial Analysis, Hedge Funds, Asset Management, Strategic Planning, Equities, Portfolio Management

Education
Harvard College
B.A. cum laude, Economics

Columbia University - Graduate School of Journalism   2012 — 2013
Master of Science (M.S.) with honors

james ventola james ventola Tampa/St. Petersburg, Florida Area Details
james ventola's PaineWebber Inc Experience May 1994 - March 1995
Job Infrastructure Sr Tech Analyst at Citigroup
Industry Financial Services
Experience
Citigroup  September 1997 - Present
Medco  1996 - 1997
Brown Brothers Harriman & Co  March 1995 - July 1996
PaineWebber, Inc  May 1994 - March 1995
IBM, Corp  January 1990 - May 1994
Pitney Bowes, Corp   May 1987 - December 1989
CBS Venture One   January 1981 - May 1987

Skills
Unix, Solaris, Operating Systems, Disaster Recovery, System Administration, Security, Apache, Servers, AIX, Websphere, High Availability, Unix Shell Scripting, DNS, Databases, Hardware

Education
Marist College   1972 — 1976
BS, Business Administration, Data Processing

Neil Bicknell Neil Bicknell United States Details
Neil Bicknell's PaineWebber Inc Experience 1974 - 1980
Job President at The Bicknell Group, LLC
Industry Financial Services
Experience
The Bicknell Group, LLC   1987 - Present
Goldman Sachs & Co.   1980 - 1987
PaineWebber, Inc.   1974 - 1980
IBM  1969 - 1974

Education
Columbia University - Columbia Business School   1964 — 1966
MBA, Finance

Amherst College   1960 — 1964
AB, Economics

Jennifer Reiser Jennifer Reiser Greater New York City Area Details
Jennifer Reiser's PaineWebber Inc Experience 1996 - 2000
Job Director and Assistant General Counsel at UBS
Industry Law Practice
Experience
UBS  2001 - Present
PaineWebber, Inc.   1996 - 2000
Superior Court of New Jersey, Hudson County, Criminal Division   1995 - 1995
ATLANTIC STATES LEGAL FOUNDATION, INC.   1994 - 1995
State of New Jersey Office of the Attorney General  1994 - 1994

Skills
Marketing, Strategic Planning, Social Media, Litigation, Sales, Legal Research, Legal Writing, Contract Negotiation, Microsoft Word, Commercial Litigation

Education
Syracuse University College of Law   1993 — 1996
Doctor of Law (J.D.)

Seton Hall University
Bachelor of Arts (B.A.)

Robert Werle Robert Werle Greater Los Angeles Area Details
Robert Werle's PaineWebber Inc Experience May 1990 - May 1995
Job Managing Director (Affiliate) at Coastline Capital Partners
Industry Financial Services
Experience
Coastline Capital Partners   November 2012 - Present
CW Real Estate Partners   January 2010 - November 2012
FTI Capital Advisors   2004 - 2006
Jefferies & Co., Inc.   February 1997 - September 2003
Robertson, Stephens & Co,   September 1995 - February 1997
PaineWebber, Inc.   May 1990 - May 1995
Drexel Burnham Lambert  1985 - 1990

Skills
Mergers, Valuation, Private Equity, Due Diligence, Strategic Planning, Equities, Investment Banking, Business Strategy, Corporate Finance, Investments, Financial Modeling, Start-ups, Capital Markets, Corporate Development, Entrepreneurship, Financial Services, Mergers & Acquisitions, Restructuring, Real Estate

Education
Stanford University   1974 — 1978
Bachelor's degree, Mechanical Engineering

Stanford University   1974 — 1978
Bachelor's degree, Mechanical Engineering

Stanford University   1974 — 1978
Bachelor's degree, Mechanical Engineering

Kim O'Hare Kim O'Hare Greater New York City Area Details
Kim O'Hare's PaineWebber Inc Experience June 1989 - July 1997
Job Vice President, Product Marketing at ADP Retirement Services
Industry Financial Services
Experience
ADP  July 2009 - Present
ADP Retirement Services  February 2007 - July 2009
ADP Retirement Services  December 2004 - July 2009
UBS Global Asset   November 1999 - November 2004
Prudential Investments  July 1997 - November 1999
PaineWebber, Inc  June 1989 - July 1997

Skills
Lead Generation, Competitive Analysis, B2B, Direct Marketing, Budgeting, Product Strategy, Email Marketing, Demand Generation, Marketing Communications, Integrated Marketing, Marketing Management, Product Marketing, Strategic Partnerships, Budgets, CRM, Marketing Strategy, Product Management, Business Development, Management, Market Research, Brand Management, Marketing, Multi-channel Marketing, Advertising, Strategic Planning, Sales, Product Development, Business Strategy, Customer Retention, Salesforce.com

Education
Syracuse University - Martin J. Whitman School of Management
Marketing

Jack Hanna Jack Hanna Lynchburg, Virginia Area Details
Jack Hanna's PaineWebber Inc Experience January 1988 - December 1991
Job Principal at Flippin, Bruce & Porter Inc.
Industry Investment Management
Experience
Flippin Bruce and Porter, Inc.   April 1998 - Present
Trevor Stewart Burton and Jacobsen Inc.   January 1992 - May 1998
PaineWebber Inc.  January 1988 - December 1991

Skills
Asset Allocation, Equities, Investment Management, Alternative Investments, Investments, Portfolio Management, ETFs, Investment Strategies, Investment Advisory, Mutual Funds, Hedge Funds, Asset Management, Series 7, Wealth Management, Series 63, Securities, Fixed Income

Education
The University of Georgia   1974 — 1978
Bachelor of Arts (B.A.), Journalism/Marketing

Frank Selto Frank Selto Greater San Diego Area Details
Frank Selto's PaineWebber Inc Experience November 1989 - January 1998
Job Senior Marketing Consultant at Lewis Marketing
Industry Marketing and Advertising
Experience
Lewis Marketing   January 2010 - Present
2006 -2010  January 2006 - January 2010
The Yellow Book   January 2001 - January 2006
California Federal Bank  January 1998 - January 2001
PaineWebber Inc   November 1989 - January 1998

Education
Idaho State University   1983 — 1989
Bachelor of Science, Business Finance

Terry Atkinson Terry Atkinson San Francisco Bay Area Details
Terry Atkinson's PaineWebber Inc Experience November 1987 - November 2000
Job Atkinson Management Consulting
Industry Financial Services
Experience
Atkinson Management Consulting   May 2012 - Present
NorthBay Stage Co   2014 - 2015
Campanile Foundation   2009 - 2014
Morgan Stanley  January 2010 - April 2012
Campanile Foundation   2007 - 2011
UBS Investment Bank  January 2006 - June 2007
UBS  1988 - 2006
Painewebber Inc   November 1987 - November 2000
Salomon Brothers  1977 - 1987

Skills
Investment Banking, Product Management, Strategic Leadership, Capital Markets, Securities, Investments, Equities, Municipalities, Fixed Income, Series 7, Private Equity, Wealth Management, Portfolio Management, Derivatives, Hedge Funds, Series 24, Financial Services, Bloomberg, Financial Structuring, Financial Modeling, Leadership, Structured Finance, Valuation, Executive Management, Structured Products, Financial Markets, Emerging Markets, Mergers & Acquisitions, Venture Capital, Due Diligence, Investment Strategies, Mutual Funds, Finance, Management

Education
University of San Diego School of Law   1972 — 1975
Juris Doctorate, Law

San Diego State University-California State University   1965 — 1970
B.S., Political Science/Public Admin

Rick Ausbon Rick Ausbon Greater New York City Area Details
Rick Ausbon's PaineWebber Inc Experience March 1991 - March 1995
Job Financial Services Professional
Industry Financial Services
Experience
Prudential Financial  May 1997 - May 2011
AFFILIATED COMPUTER SERVICES & FINANCIAL, New York, NY   March 1995 - May 1997
PAINEWEBBER INC.  March 1991 - March 1995
PAINEWEBBER INC   February 1987 - March 1991

Education
Cheyney University of Pennsylvania

Excelsior College

Catherine Asaro Catherine Asaro Greater New York City Area Details
Catherine Asaro's PaineWebber Inc Experience November 1993 - August 1994
Job Chief Operating Officer Northeast Region for Beecher Carlson
Industry Insurance
Experience
BEECHER CARLSON  April 2005 - Present
THE ST. PAUL TRAVELERS INSURANCE COMPANY   July 2003 - April 2005
KRAL CLERKIN REDMOND RYAN PERRY & GIRVAN   August 2000 - July 2003
FEDER, GOLDSTEIN, TANENBAUM, D’ERRICO & ARNEDOS   June 1995 - August 2000
PAINEWEBBER, INC  November 1993 - August 1994

Skills
Liability, Workers Compensation, Securities, Property & Casualty..., Captives, Legal Research, Legal Writing, Risk Management, Casualty, Directors & Officers...

Education
New York Law School   1994 — 1997
J.D., Law

Saint John's University   1989 — 1993
B.S., Business Management

Joseph Ackiewicz Joseph Ackiewicz Greater New York City Area Details
Joseph Ackiewicz's PaineWebber Inc Experience January 1992 - December 1995
Job Director Securities Lending at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America - Merrill Lynch  June 2012 - Present
Capstone Investment Advisors  January 2008 - August 2011
CIBC World Markets  April 2007 - January 2008
Nomura Securities International Inc.  May 1997 - April 2007
Nomura Securities International Inc  December 1995 - May 1997
PaineWebber Inc.  January 1992 - December 1995

Skills
Options, Tenders, Equities, Arbitrage, Special Situations, Risk Arbitrage

Education
Fordham University - Graduate School of Business Administration   1993 — 1997
MBA, Finance

Lehigh University   1987 — 1991
Bachelor of Science, Accounting

herman james herman james West Orange, New Jersey Details
herman james's PaineWebber Inc Experience February 1994 - August 2000
Job
Industry Financial Services
Experience
UBS Financial Services  December 2009 - June 2012
Fidelity Investments  June 2006 - November 2008
UBS Financial Services  September 2001 - June 2006
PAINEWEBBER INC   February 1994 - August 2000
PAINEWEBBER INC   February 1984 - January 1994

Skills
Finance, Financial Analysis, Microsoft Excel, Account Reconciliation, Analysis, Mutual Funds, Securities, Management, Investments, Trading, General Ledger, Bonds, Microsoft Office, Product Management

Education
American InterContinental University   2006 — 2009
AABA Degree, Business Administration

Robert Pangia Robert Pangia New York, New York Details
Robert Pangia's PaineWebber Inc Experience 1987 - 1997
Job CEO at Ivy Sports Medicine LLC
Industry Health, Wellness and Fitness
Experience
Ivy Sports Medicine LLC   June 2011 - Present
Ivy Capital Partners   2002 - Present
PaineWebber Inc   1987 - 1997
Kidder Peabody  1977 - 1986

Education
Columbia University - Columbia Business School   1975 — 1977
MBA, Finance

Brown University   1969 — 1973
BA, Economics

Daniel Neumann, CFA Daniel Neumann, CFA Greater Boston Area Details
Daniel Neumann, CFA's PaineWebber Inc Experience 1997 - 2000
Job Investment Professional
Industry Financial Services
Experience
GRT Capital Partners, LLC   August 2013 - Present
BlackRock  January 2005 - May 2013
State Street Research & Management, acquired by BlackRock   2004 - 2005
Banc of America Securities  2000 - 2004
PaineWebber Inc.  1997 - 2000

Skills
Portfolio Management, Equity Research, Energy Industry, Equities, Hedge Funds, Bloomberg, Alternative Investments, Asset Management, Fixed Income, Capital Markets, Investments, Mutual Funds, Investment Management, Valuation, Asset Allocation, Financial Modeling, Derivatives, Bonds

Education
Boston College   1993 — 1997
Bachelor of Arts, Economics and English

Chaminade High School   1989 — 1993

Craig Herbert Craig Herbert Fort Lauderdale, Florida Details
Craig Herbert's PaineWebber Inc Experience January 1993 - January 1996
Job Vice President, Financial Consultant at Regions Investment Solutions
Industry Financial Services
Experience
Regions Financial Corporation  January 2013 - Present
The Legend Group  April 2012 - January 2013
Wells Fargo Advisors  January 1999 - April 2011
Prudential Securities, Inc  January 1996 - January 1998
PaineWebber, Inc  January 1993 - January 1996

Education
University of South Florida   1991 — 1993
Bachelor of Business Administration (B.B.A.), Finance, General

Anwar J Farooqi Anwar J Farooqi Greater New York City Area Details
Anwar J Farooqi's PaineWebber Inc Experience 1988 - 1992
Job Financial Services Executive
Industry Financial Services
Experience
Broadridge Financial  2010 - 2015
UBS Wealth Management  1995 - 2008
Bank of America  1992 - 1995
PaineWebber Inc   1988 - 1992

Skills
Banking, Trading, Mutual Funds, Fixed Income, Management, Equities, Wealth Management, Financial Services, SDLC, Disaster Recovery, Investment Banking, Hedge Funds, Capital Markets, Securities, Organizational..., Product Development, Program Management, Change Management, IT Strategy

Education
Baruch College
Bachelor of Business Administration (BBA)

Terence Brennan Terence Brennan Hightstown, New Jersey Details
Terence Brennan's PaineWebber Inc Experience 1991 - 1995
Job Total Business Solutions LLC
Industry Media Production
Experience
Total Business Solutions LLC   November 2012 - Present
NMR Staging and Events   March 2008 - October 2012
The Connors Group Inc  September 2007 - January 2008
DPM Mellon, LLC   October 2005 - June 2006
Princeton Financial Systems  June 2000 - October 2004
Nomura Asset Management USA Inc.   October 1995 - June 2000
PaineWebber Inc.  1991 - 1995

Skills
Mutual Funds, Hedge Funds, Trading, Fixed Income, Securities, Sales, Accounting, Event Management, Financial Markets, Trade Shows, Corporate Events, Relationship Marketing, Social Networking, Event Planning, Facebook

Education
Elon University   1982 — 1985
Bachelor of Arts (BA), Business Administration and Management, General

Catherine Newcomb Catherine Newcomb New York, New York Details
Catherine Newcomb's PaineWebber Inc Experience August 1990 - April 1992
Job Managing Director, Operations Division at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management  July 2008 - Present
UBS FINANCIAL SERVICES INC  July 2008 - Present
UBS  June 2006 - June 2008
UBS  January 2005 - May 2006
PW Trust Company   July 2000 - December 2004
PW TRUST COMPANY   July 1998 - June 2000
PW TRUST COMPANY   January 1995 - June 1998
RETAIL BANKING  May 1992 - December 1994
PAINEWEBBER INC   August 1990 - April 1992
PAINEWEBBER INC   May 1987 - July 1990

Skills
Operations Management, Risk Management, Financial Accounting, Strategic Planning, Project Management, Retirement Products, Mutual Funds

Education
Fordham University
Master of Business Administration (MBA), Finance, General

Fordham University, Graduate School of Business
Master of Business Administration, Finance

University of Delaware
Bachelor of Applied Science (BASc), Business/Finance

University of Delaware
Bachelor of Science, Finance

Christina Hartnett Christina Hartnett Prospect, Connecticut Details
Christina Hartnett's PaineWebber Inc Experience 1997 - 1998
Job Project Manager at Prudential Financial
Industry Financial Services
Experience
Prudential Financial  Site Manager, Shelton office, Mutual Funds divisionAmerican Skandia/Prudential Financial2002 - 2005
American Skandia  2000 - 2002
American Skandia  1998 - 2000
PaineWebber Inc   1997 - 1998
SunAmerica Asset Management  1995 - 1997

Skills
Series 26 licensed, Series 6 licensed, Strategic Planning, Strategic Financial..., Investments, Mutual Funds, Sales, Leadership, Series 6, Business Development, Relationship Management, Asset Allocation, Finance, Financial Planning, Series 63

Education
Southern Connecticut State University   1990 — 1994
bs, Business Administration and Management, General

Harold Yuen Harold Yuen Madison, New Jersey Details
Harold Yuen's PaineWebber Inc Experience May 1995 - March 1998
Job Executive Director Associate General Counsel at UBS
Industry Financial Services
Experience
UBS  March 2008 - Present
Stifel Financial Corp. (f/k/a Ryan Beck & Co.)   December 2002 - February 2008
American Stock Exchange  October 2000 - December 2002
Salomon Smith Barney, Inc.   March 1998 - October 2000
PaineWebber Inc.  May 1995 - March 1998

Education
New York Law School   1991 — 1994
Juris Doctor

Baruch College   1987 — 1991
Bachelor of Business Administration (BBA), Accounting

Anthony Del Re Anthony Del Re New York, New York Details
Anthony Del Re's PaineWebber Inc Experience April 1997 - December 2000
Job Chief Risk Officer, Americas at HSBC Global Asset Managment (USA) Inc.
Industry Investment Management
Experience
HSBC Global Asset Managment (USA), Inc.   September 2007 - October 2014
Fortis Investment Management   August 2002 - September 2007
BondBook, LLC   January 2001 - June 2002
PaineWebber, Inc.   April 1997 - December 2000
BankAmerica Securities, Inc.   September 1996 - April 1997
Citicorp Securities, Inc.   November 1989 - August 1996
PaineWebber, Inc.   June 1988 - November 1989
National Association of Securities Dealers, Inc.   October 1986 - June 1988

Skills
Risk Management, Portfolio Management, Fixed Income, Financial Risk, Capital Markets, Trading, Asset Management, Operational Risk, Corporate Finance, Investments, Management

Education
American Graduate School of International Management   1983 — 1985
Certifcado De Estudios De Postgrado, Finance

Cornell University   1979 — 1983
Bachelor's Degree, Government