PaineWebber Inc
PaineWebber Inc List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at PaineWebber Inc. You can filter them based on skills, years of employment, job, education, department, and prior employment.
PaineWebber Inc Salaries. You can even request information on how much does PaineWebber Inc pay if you want to. Learn about salaries, pros and cons of working for PaineWebber Inc directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
143 PaineWebber Inc employees in database. Find out everything there's to know about PaineWebber Inc employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
PaineWebber Inc Employees
BNY Mellon October 2008 - Present
Lehman Brothers October 2000 - October 2006
Donaldson, Lufkin & Jenrette March 1997 - October 2000
PaineWebber, Inc. May 1996 - February 1997
Dresdner Securities (USA), Inc. October 1994 - May 1996
Kidder Peabody January 1993 - October 1994
Skills
FINRA: Series 7, 24,..., Series 7, Trading Systems, Derivatives, Asset Managment, Investments, Alternative Investments, Asset Management, FX trading, Risk Management, Institutional
Education
Boston College
Bachelor of Science, Carroll School of Management
Xavier High School (NYC)
Champagne & Parisi Real Estate October 2013 - Present
Lang Realty July 2003 - Present
1-800 Flowers.com December 1999 - February 2003
PaineWebber Inc. June 1985 - December 1993
Skills
Sellers, Condos, Real Estate, Luxury, Investment Properties, Selling, Real Estate Transactions, Foreclosures, First Time Home Buyers, Relocation, REO, Single Family Homes, Public Speaking, Retail, Small Business, Short Sales, Listings, Investors, Social Networking, Townhomes, Waterfront, Buyer Representation, Residential Homes, Sales, New Home Sales
Education
Wellesley College 1997 — 1999
BA, Philosophy
Santa Monica College 1994 — 1997
AA, General Studies, Minor in Theatre Design
Four Corners Insurance Group, LLC, Affiliated Partner of the Egis Group, LLC June 2013 - June 2015
Allstate Insurance Agency, dba, Reilly & Associates, LLC August 2008 - June 2013
IndyMac Bank May 2003 - January 2009
State of Rhode Island, House of Representatives January 1995 - January 2005
First Union Home Equity Bank, N.A December 1998 - April 2003
Calenda & Iacoi, Ltd June 1993 - January 1995
Adler Pollock & Sheehan Incorporated September 1991 - June 1993
Fleet Mortgage Corp September 1988 - September 1991
PaineWebber, Inc October 1985 - September 1988
John Hancock Cos June 1981 - October 1985
Skills
Insurance, Customer Service, Microsoft Office, Microsoft Excel, Strategic Planning, Risk Management, Project Management, Business Analysis, Microsoft Word, Health Insurance, Process Improvement, Underwriting, Change Management, Commercial Insurance, PowerPoint, General Insurance, Team Building, Employee Benefits, New Business Development, Sales Management, Property & Casualty..., Leadership, Marketing, Banking, Training, Management, Business Development, Loans, Mortgage Lending, Sales, Life Insurance, Investments, Casualty Insurance, Liability, Financial Services, Small Business, Account Management, Umbrella Insurance, Workers Compensation, Brokers, Strategy, Professional Liability, Claim, Real Estate
Education
University of Virginia 1996 — 1999
Certificate, Darden School of Business, Center for Politics
Roger Williams University 1982 — 1984
Certificate, Paralegal Studies, 4.0 GPA
Curry College 1977 — 1981
Bachelor of Arts (B.A.), Political and Historical Studies, 3.0 GPA
Hastings City Bank February 2014 - Present
Fifth Third Bank October 2001 - September 2013
Old Kent Bank & Trust October 1998 - October 2001
Old Kent Brokerage Services October 1997 - October 1998
McDonald & Company September 1996 - October 1997
PaineWebber, Inc. January 1986 - September 1996
Skills
Portfolio Management, Wealth Management, Asset Allocation, Investments, Mutual Funds, Asset Management, Series 7, Alternative Investments, Investment Strategies, Banking, Credit, Securities, Financial Analysis, Credit Analysis, Fixed Income, Loans, Retirement Planning, Investment Management, Bloomberg, Financial Modeling, Investment Advisory, Bonds, Series 63, Equities, High Net Worth..., Strategic Financial..., ETFs, InvestorTools - PERFORM, DTCC, TradeWeb, MarketAxess, Eze Castle, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint
Education
Davenport University
Master of Business Administration (MBA), Finance, 3.86
Davenport University
Bachelor of Business Administration (BBA), Finance, 3.87
UBS Financial Services, Inc. 2012 - Present
UBS Financial Services, Inc. November 2007 - November 2012
UBS Financial Services, Inc. December 2004 - October 2007
UBS Financial Services, Inc. (née PaineWebber Inc.) 1998 - 2004
PaineWebber Inc. 1996 - 1998
Education
Northwestern University 2006 — 2007
CERTIFIED FINANCIAL PLANNER ™ Certification Education Program
Villanova University 1990 — 1994
BS Finance
Chaminade High School 1986 — 1990
MedCore Partners July 2011 - Present
The Cirrus Group, LLC October 2008 - July 2011
The Cirrus Group, LLC July 2005 - October 2008
The Cirrus Group, LLC June 2004 - July 2005
Q10 Kinghorn, Driver, Hough & Co. May 2003 - August 2003
Hein + Associates, LLP October 2002 - January 2003
UBS PaineWebber, Inc. June 2001 - August 2001
PaineWebber, Inc. June 2000 - August 2000
Skills
Real Estate, Disposition, Real Estate Development, Due Diligence
Education
Texas A&M University - Mays Business School 2003 — 2004
MLERE, Real Estate Finance and Investments
Texas A&M University - Mays Business School 1998 — 2002
BBA, Finance
CERiS April 2015 - Present
CERiS July 2013 - March 2015
Wisteria June 2009 - July 2013
Cimmaron Field Services, Inc March 2008 - December 2008
Wisteria April 2005 - March 2008
Ross & Matthews, P.C January 2002 - April 2005
Handango September 2000 - January 2001
eBopp.com December 1999 - April 2000
Graphic Technologies, Inc. May 1999 - December 1999
PaineWebber, Inc. May 1997 - August 1997
Skills
Filemaker Pro, Microsoft Excel, Crystal Reports, Microsoft Word, Ad-Hoc Reporting, Adobe Photoshop, Microsoft Access, Microsoft Powerpoint, C++, Linux, SQL, Databases, Photoshop, PowerPoint, E-commerce, Access, Windows Server, Email Marketing
Education
University of North Texas 1999 — 2004
BS, Computer Science
Fort Worth Country Day School 1986 — 1999
Ameriprise Financial Services, Inc. April 2009 - Present
UBS Financial Services 2000 - 2009
PaineWebber, Inc. 1986 - 2000
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1983 — 1985
MBA, Finance
Western Illinois University 1975 — 1979
BB, Finance
The University of Chicago Booth School of Business
CPWA®, Certified Private Wealth Advisor
VXi Corporation April 2014 - Present
Salt Lake Chamber June 2012 - Present
ChamberWest May 2012 - Present
XO Communications October 2013 - May 2014
Integra Telecom March 2012 - September 2013
MCI / Verizon Business 2006 - 2009
MCI / Verizon Business 2004 - 2006
MCI / Verizon Business / WorldCom May 2000 - May 2004
PaineWebber, Inc 1998 - 2000
Skills
Customer Relations, Consultative Selling, Strategic Planning, Account Penetration, Escalation, Solution Selling, Account Management, Sales Management, Managed Services, Unified Communications, Contract Negotiations, MPLS, Professional Services, Customer Retention, Telecommunications, Ethernet, IP, New Business Development, WAN, Key Account Management, SIP, Data Center, Channel Management, Hosted Services, Team Leadership, Contract Negotiation, Sales Presentations, Customer Satisfaction, Direct Sales, CRM, Sales Operations, Sales, Team Building, Management, Strategy, Leadership, Security, Salesforce.com, Training, Sales Process, Telephony, SIP Trunking, Networking, IP Transit, Selling, Customer Service, SaaS, Strategic Partnerships, Business Alliances, Enterprise Software
Education
Texas Tech University - Rawls College of Business 1995 — 1998
BBA, Finance/Business Managment
1848 Capital Partners LLC 2006 - Present
MapleWood Partners LP January 1997 - February 2003
PaineWebber Inc. June 1986 - August 1996
Skills
Strategic Planning, Business Strategy, Private Equity, Management, Investments, Start-ups, Venture Capital, Financial Modeling, Strategy, Mergers & Acquisitions, Due Diligence
Education
Syracuse University 1982 — 1987
Bachelor of Science, Finance, Accounting and Statistics
Regis High School 1978 — 1982
New York Commercial Bank 2014 - Present
Standard Chartered Bank 2000 - 2013
Lehman Brothers Inc. 1997 - 2000
PaineWebber Inc. 1990 - 1997
Skills
Asset Management, Commercial Banking, Credit, Credit Analysis, Finance, Financial Markets, Financial Services, Insurance Companies, Letters of Credit, Loans, Real Estate Private..., Relationship Management, Syndications, Underwriting, Banking, Investments, Portfolio Management, Derivatives, Insurance, Credit Risk, Investment Banking, Risk Management
Education
Cornell University - S.C. Johnson Graduate School of Management
Master of Business Administration (MBA)
Cornell University
Bachelor of Arts (BA)
Notre Dame High School, Belmont August 2015 - Present
Society of St. Vincent de Paul of San Mateo County June 2012 - June 2015
Society of St. Vincent de Paul of San Mateo County March 2012 - May 2012
St. Thomas the Apostle School May 2011 - March 2012
Notre Dame Elementary School August 2008 - December 2010
PaineWebber, Inc. June 1992 - January 1998
Oppenheimer and Co., Inc. July 1990 - June 1992
Bersec International February 1989 - July 1990
Dean Witter Reynolds, Inc. August 1987 - February 1989
Skills
Annual Giving, Non-profits, Fundraising, Grant Writing, Community Outreach, Nonprofits, Fundraisers, Newsletters, Public Relations, Philanthropy, Marketing, Stewardship, Grants, Planned Giving, Volunteer Management, Prospect Research, Sponsorship, Non-profit..., Alumni Relations, Capital Campaigns, Program Development, Board Development, Community Development, Community Organizing, Volunteer Training
Education
University of California, Los Angeles 1983 — 1987
BS, Bachelor of Science, Applied Mathematics/Economics
Alliance Homecare August 2009 - Present
Nannies of New York January 2011 - Present
Deutsche Bank July 2008 - March 2013
Lehman Brothers 1999 - 2008
Structured Credit Finance August 1999 - March 2002
Structured Products Group December 1998 - August 1999
PAINEWEBBER, INC February 1997 - August 1999
Convertibles Trading May 1998 - December 1998
PaineWebber while attending college January 1994 - May 1994
Skills
Healthcare, Recruiting, Outsourcing, Funding, Elder Care, Nursing, Entrepreneurship, Interviews, Home Care, Corporate Development, Business Analysis, Consulting, Executive Management, Leadership, Program Management, Start-ups, Strategy, Strategic Planning, Marketing, Public Speaking, Strategic Partnerships, Fundraising
Education
Emory University 1991 — 1995
BA, European History
Pinpoint Health October 2010 - Present
Critical Mass Inc. May 2007 - Present
Pinpoint Health October 2010 - July 2012
Critical Mass Inc. 2000 - 2007
Critical Mass Inc 1998 - 2000
3Com July 1996 - 1998
U.S. Robotics Corporation 1996 - 1998
PaineWebber Inc 1994 - 1996
J.Walter Thompson June 1984 - 1994
Young & Rubicam 1978 - 1984
Skills
Interactive Marketing, Digital Strategy, Digital Marketing, Integrated Marketing, Interactive Advertising, Online Advertising, Mobile Marketing, Creative Strategy, Advertising, User Experience, Creative Direction, Content Strategy, Digital Media, Marketing Strategy, Social Media, Social Media Marketing, Brand Architecture, Information Architecture, Email Marketing, Experience Design
Education
Northwestern University 1977 — 1978
MSA, Advertising
Ithaca College and Castleton State College 1971 — 1975
BS, Business & Communications
Washington Capitol Group, LLC September 2003 - Present
Washington Capitol Group, LLC April 2003 - Present
Great-outdoors.org September 2012 - April 2014
Target Inc January 2000 - January 2008
Sun Microsystems June 2006 - June 2007
Seebeyond Technology, Inc. 2000 - 2006
Merrill Lynch December 1995 - November 1999
Activision Inc. 1995 - November 1999
Lucent Technologies 1996 - 1999
PaineWebber, Inc. March 1995 - December 1995
Skills
Mergers, Corporate Law, Strategic Partnerships, Financial Services, Licensing, Corporate Finance, Investments, Capital Markets, Equities, Mergers & Acquisitions, Executive Management, Business Development, Securities, Leadership, Strategic Planning, Contract Negotiation, Human Resources, IT Strategy, Analytics, Management, Enterprise Software, Management Consulting, Financial Modeling, Finance, Business Strategy, Entrepreneurship, Cash Management, Competitive Analysis, Strategy, SaaS, Due Diligence, Start-ups, Venture Capital, Portfolio Management, Series 63, Series 7, Funding, Strategic Financial..., Asset Management, Alternative Investments, Private Equity
Education
Siena College 1978 — 1982
B.A., Political Science
Albertus Magnus High School 1973 — 1978
Merrill Lynch Futures, Inc. 1992 - 1999
Painewebber, Inc. 1990 - 1992
Ernst & Young 1986 - 1990
Skills
Finance, Management, Financial Services
Education
Fairleigh Dickinson University 1982 — 1986
BS, Accounting
Barclays Capital October 2009 - Present
UBS Wealth Management 2004 - April 2009
UBS Wealth Management January 2004 - April 2007
CGI 2005 - 2006
First Genetic Trust 2003 - 2005
CIBC World Market 2002 - 2003
GE Capital / FGIC 2002 - 2003
GE Capital / FGIC 2002 - 2003
Painewebber Inc. May 1996 - March 2001
Skills
Data Analysis, Project Management, Software Development, Software Design, Software Implementation, Project Portfolio..., Business Process..., Project Delivery, Vendor Management, SDLC, Process Improvement, Risk Management, Business Analysis, Quality Assurance, Product Management, Program Management, Integration, PMP, Budgets, Financial Services, PMO, Change Management, Strategy, Analysis, Software Documentation, Management, Requirements Gathering
Education
Stevens Institute of Technology 1999 — 2006
Masters, Information Systems /Project Management
Rutgers, The State University of New Jersey-Newark 1991 — 1996
BS, Business Adminstration
Citi September 2014 - Present
Citi March 2012 - September 2014
Citi September 2008 - March 2012
Citi July 2004 - September 2008
Citi September 2000 - July 2004
PaineWebber Inc. September 1995 - September 2000
Skills
Trading, Fixed Income, Equities, Series 7, Hedge Funds, Equity Trading, Securities, Series 63, Alternative Investments, Capital Markets, Bloomberg, Derivatives, Electronic Trading, FINRA, Trading Systems
Education
Fairfield University 1991 — 1995
Bachelors, Management
Garden City High School 1987 — 1991
Pedinol a division of Valeant Pharmaceutical February 1999 - Present
Community Preservation Corp. 1985 - 1989
PaineWebber, Inc. January 1978 - February 1985
Skills
Pharmaceutical Sales, Dermatology, Managed Care, Pharmaceutical Industry, Sales, Account Management, Selling, Market Planning, Cold Calling, Sales Management, Healthcare, Marketing, Customer Service, Strategic Planning, Podiatry, Sales Operations
Education
New York University
J. Milbauer Solutions, LLC April 2012 - Present
Park Insurance Assoc., Inc. September 1999 - Present
The new York Life mInsurance Co. June 1998 - September 1999
PaineWebber Inc. June 1996 - September 1997
Skills
New Business Development, Marketing, Sales, Social Media, Salesforce.com, Account Management, Contract Negotiation, Selling, Social Media Marketing, Strategic Planning, Direct Sales, Customer Service, Microsoft Office, Marketing Communications, Public Speaking, Sales Management, PowerPoint, Event Management
Education
Fairleigh Dickinson University-College at Florham 1991 — 1992
Bachelor of Arts (BA), Political Science and Government
County College of Morris 1990 — 1991
Associate of Arts and Sciences (A.A.S.), Humanities/Humanistic Studies
Lynchburg College 1986 — 1989
Political Science and Government
Silver Lane Advisors LLC October 2012 - Present
New York Life Insurance Company June 2006 - September 2012
Prudential Financial, Inc January 1999 - June 2006
PaineWebber, Inc January 1997 - January 1999
Socimer International Corporation June 1992 - January 1997
The Chase Manhattan Bank September 1985 - June 1992
Skills
Corporate Development, Financial Services, Mergers, M&A experience, Asset management, Insurance, Banking, Investment Banking, Strategic Planning, Financial Advisory, Financial Analysis, Financial Planning, Structuring, Valuation, Due Diligence, Private Equity, Latin America, Emerging Markets
Education
Columbia University 1983 — 1985
MBA, Finance and International Business
Colby College 1978 — 1982
BA, Economics - with Distinction
Avondale Partners March 2009 - Present
Stanford Group Company September 2008 - February 2009
Wachovia, A Wells Fargo Company April 2004 - August 2008
Morgan Stanley March 2000 - May 2004
Painewebber Inc 1990 - 2000
Skills
Investments, Wealth Management, Retirement Planning, Financial Advisory, Asset Allocation, Retirement, Series 7, Series 63, 401k, Pensions, Investment Advisory, Alternative Investments, Securities, Asset Management, ERISA, Financial Planning, Defined Benefit, Portfolio Management, Hedge Funds, Fixed Income, Investment Strategies, Mutual Funds, Leadership, Finance, Financial Services, Financial Analysis, Asset, Institutional, Equities, Investment Management, Bonds, Due Diligence, Employee Benefits, Fixed Annuities, Private Equity, Capital Markets, Insurance, Risk Management, FINRA, Valuation, Financial Modeling, Mergers, Relationship Management, Estate Planning, ETFs
Education
Rollins College - Crummer Graduate School of Business 1992 — 1994
MBA, Finance, General
Auburn University 1985 — 1989
Bachelor of Science, Finance
Bank of America Merrill Lynch June 2011 - Present
Sterne Agee October 2010 - June 2011
Ticonderoga Securities LLC May 2010 - August 2010
UBS Investment Bank May 1997 - April 2010
PaineWebber, Inc. May 1997 - November 2000
PaineWebber (now UBS) 1997 - 2000
Prudential Securities February 1987 - May 1997
Skills
FINRA, Series 63, Equity Research, Securities, Capital Markets, Series 7, Equities, Series 24, Hedge Funds, Investment Banking, Bloomberg, Fixed Income, Risk Management, Derivatives
Education
St. Francis College 1978 — 1981
B.S, Business Administration
UBS AG 2010 - Present
UBS AG 2006 - 2009
UBS AG 2001 - 2005
PaineWebber, Inc. 1992 - 2001
ABB 1990 - 1991
Skills
IT Service Management, IT Strategy, Risk Management, Engineering, Service Delivery, Program Management, ITIL, Integration, IT Infrastructure, Relationship Management, Virtualization, Enterprise IT..., Infrastructure, Project Management, Disaster Recovery, CRM, Storage, Security, Governance, IT Infrastructure..., Data Center, Management, Servers, PMP, Cloud Computing, Strategy, Networking, System Administration, Outsourcing, SDLC, Project Portfolio..., Vendor Management, IT Management, Offshoring, Enterprise Architecture, IT Operations, Business Continuity, PMO, Firewalls, Solution Architecture, Databases
Education
Stevens Institute of Technology 1993 — 1994
Stevens Institute of Technology
BE
Raymond James Financial Services, Inc. Member FINRA/SIPC 1988 - Present
Franke, Laurion and Stanley Financial Services 1988 - 2002
PaineWebber, Inc. 1980 - 1988
Skills
Retirement Planning, Mutual Funds, Investments, Securities, Bonds, Stocks, Fixed Annuities, 529 Plans, 401k, Investment Management, Financial Services, Wealth Management..., Variable Annuities, IRAs
Education
University of Minnesota-Twin Cities 1970 — 1983
Bachelor of Science, Cum Laude, Organizational Behavior
Bloomington Lincoln High School 1967 — 1970
McKesson September 2014 - Present
Malnove June 2012 - December 2013
PricewaterhouseCoopers January 2005 - May 2012
HR Florida State Council, Inc January 2004 - December 2004
Hession Consulting July 2003 - December 2004
Convergys Corporation November 1999 - July 2003
Right Management Consultants June 1991 - November 1999
Unison Industries September 1988 - February 1991
PaineWebber Inc. July 1987 - September 1988
United States Marine Corps June 1981 - June 1987
Skills
Executive Coaching, Compensation, Talent Management, Succession Planning, SPHR, Performance Management, Talent Acquisition, Employee Relations, Workforce Planning, Organizational..., Employee Engagement, Change Management, Leadership, HRIS, Management, Personnel Management, Onboarding, Human Resources, Deferred Compensation, Employee Benefits, Payroll, Training, Leadership Development, Benefits Administration, Recruiting, HR Policies, Labor Relations, Program Management, Applicant Tracking..., Career Counseling, Temporary Placement, College Recruiting, Job Descriptions, Compensation & Benefit, HR Consulting, Employment Law, Organizational Design, Interviews, Employer Branding, New Hire Orientations, Career Development, Organizational..., Employee Training, HR Transformation, Strategic HR, Job Evaluation, Performance Appraisal, Job Analysis, Taleo, FMLA
Education
University of North Florida 1993 — 1999
Masters, Human Resource Management
University of Florida 1977 — 1981
Bachelors, Political Science
ComplianceRX LLC 2005 - Present
Cramer Rosenthal McGlynn 2002 - 2004
Instinet Corporation 1999 - 2001
PaineWebber Inc. 1996 - 1999
Orrick, Herrington & Sutcliffe LLP 1994 - 1996
US Securities and Exchange Commission 1989 - 1994
Skills
Securities Regulation, Financial Services, Equities, Securities, Investment Management, AML, Hedge Funds, Trading, SEC, Private Equity, Anti Money Laundering, Due Diligence, Capital Markets, Alternative Investments, Corporate Governance, FINRA
Education
New York Law School
JD, Law
Employees Retirement System of Texas January 1999 - Present
SunTrust Securities Inc March 1991 - May 1998
SunTrust Bank January 1990 - May 1998
PaineWebber Inc February 1988 - May 1990
E.F.Hutton & Co November 1986 - February 1988
Skills
Bloomberg
Education
Rutgers University-New Brunswick 1981 — 1985
Bachelor of Arts, Economics
BetterAdvisor June 2007 - Present
UBS Wealth Management January 2001 - March 2007
PaineWebber, Inc. October 1993 - December 2000
Skills
Microsoft Office, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Public Speaking, Leadership, Management, Coaching, Data Analysis, Teaching, CRM, Leadership Development, Finance, Team Building
Education
Northcentral University 2007 — 2013
Doctor of Philosophy (Ph.D.), Business Administration/Organizational Leadership
University of Oregon 1977 — 1978
Master of Business Administration (M.B.A.), Management
Eastern Oregon University 1970 — 1974
Bachelor's Degree, Business Education
AGA Global Inc March 2011 - Present
Intrasoft International March 2011 - Present
The World Bank January 2008 - April 2010
European Union TACIS Program January 1999 - January 2000
The World Bank January 1994 - January 1997
University of Colorado January 1990 - January 1991
PaineWebber Inc January 1987 - January 1989
Merrill Lynch Capital Markets January 1983 - January 1987
Hellenic Lines Ltd January 1981 - January 1983
Skills
Project Implementation, Policy, Business Strategy, Team Leadership, Program Management, New Business Development, Strategic Planning, Research, Knowledge Management, Economic Development, Emerging Markets, Capacity Building, Public-private..., Customer Relations, Business Analysis, Analysis, Business Intelligence, Databases, Data Analysis, Consultancy, Business Development, Public/private..., Government, Leadership, Governance, Management Consulting, International Relations, Proposal Writing, International..., European Union
Education
Penn State University 1979 — 1981
MS Economics, Economics, Finance, International Economics
Global Liquidity Partners July 2015 - Present
Vandham Securities November 2013 - July 2015
Stone Toro Asset Management June 2011 - September 2012
* June 2009 - June 2011
OppenheimerFunds Inc. NYC. October 2000 - December 2009
Mitchell Hutchins/PaineWebber Inc. NEW YORK January 1994 - September 2000
PaineWebber Inc. January 1987 - January 1994
Skills
Buy-side, Program Trading, Equity Trading, Trading Strategies, Traders, Hedge Funds, Equities, Electronic Trading, Derivatives, Options, Alternative Investments, Trading, Investment Strategies, Portfolio Management, Asset Management, Technical Analysis, Wealth Management, Risk Management, Mutual Funds, ETFs, Financial Markets, Bloomberg, Equity Research, Investments, Securities, Asset Managment, Series 7, Institutional, Capital Markets, Series 63, Equity Derivatives, Market Data, Series 24, Investment Banking, FINRA, Investor Relations, Asset Allocation, Trading Systems, FX Options, Emerging Markets, Funding, Investment Management, Investment Advisory, Bonds, Relationship Management, Hedging, Financial Advisory, Fixed Income, Capital, Commodity
Education
Rider University 1976 — 1981
Bachelor of Science, Marketing & Management
Nordea Investment Management North America, Inc. January 2003 - Present
Nordea Investment Management North America, Inc. April 2001 - January 2003
Nordea Investment Management North America, Inc. June 1998 - April 2001
Nordea July 1996 - June 1998
PaineWebber Inc. December 1994 - July 1996
Kidder, Peabody & Co. August 1994 - December 1994
Skills
Access, PowerPoint, Microsoft Word, Microsoft Excel, Risk Management, Investments, Asset Management, Problem Solving, Detail Oriented, Negotiation, Organization, Management, Sales, Strategy, Executive Management, Analysis, Budgets, Finance, Marketing, Financial Analysis, Financial Risk, Equities, Leadership
Education
University of Florida 1990 — 1994
BSBA
Syosset High School 1986 — 1990
Reddy Ice January 2013 - Present
Taylor-Wharton International LLC November 2009 - September 2012
Fitch Ratings July 2007 - October 2009
Titan Energy Partners August 2004 - May 2006
Star Gas Partners, L.P. August 2003 - August 2004
Star Gas Partners, L.P. January 2002 - August 2003
Bear, Stearns & Co., Inc. July 2000 - January 2002
AT&T May 1996 - May 2000
Vitale Borghesi & Co., Inc. 1995 - 1996
PaineWebber, Inc. 1994 - 1995
Skills
Finance, Treasury, Strategic Planning, Analysis, Process Implementation, Turnaround Experience, Cost Reduction..., Performance Improvement, Business Modeling, Marketing Communications, M&A experience, Corporate Finance, Corporate Communications, Business Strategy, Restructuring
Education
Northwestern University - Kellogg School of Management 1998 — 2000
Master of Management, Management Strategy, Marketing and Organizational Behavior
Yale University 1990 — 1994
Bachelor of Arts (BA), Economics and Political Science
Spirit of Texas Bank September 2015 - Present
Spirit of Texas Bank July 2015 - September 2015
BBVA Compass Bank February 2015 - July 2015
BBVA Compass Bank January 2012 - February 2015
BBVA Compass Bank December 2010 - January 2012
BBVA Compass Bank November 2002 - December 2010
Linsco Private Ledger May 1995 - October 2002
PaineWebber, Inc. January 1992 - May 1995
Skills
Commercial Lending, Credit, Commercial Banking, International Ba, Cash Management, Credit Analysis, Lines Of Credit, Interest Rate..., Estate Planning, Investments, Insurance, Financial Analysis, Strategic Financial..., Loans, Retirement Planning, Private Banking
Education
Texas A&M University
Bloomberg LP November 2012 - Present
Nomura Securities November 2009 - October 2012
Becker Hill Consulting January 2009 - November 2009
Goldman Sachs February 2006 - February 2008
JP Morgan September 2003 - February 2006
Investment Technology Group 1995 - 2003
ITG 1995 - 2003
PaineWebber Inc 1991 - 1995
ADP 1990 - 1991
The First Boston Company 1989 - 1990
Skills
Electronic Trading, Derivatives, Trading System, Equities, Trading, Transaction Support, Equity Trading, Hedge Funds, Fixed Income, Options, Trading Systems, Quantitative Analytics, Strategy, Valuation, Trading Strategies, Financial Modeling, FX Options, Securities, Capital Markets, Market Data, Financial Markets, Series 7, Bloomberg, ETFs, Alternative Investments, Series 63, Prime Brokerage, Bonds
Education
Harvard Business School 1980 — 1982
MBA, Business
Colgate University 1974 — 1978
Bachelor of Arts, Economics
The Cape Cod Five Cents Savings Bank September 2014 - Present
Rockland Trust March 2014 - September 2014
Cape Cod Five May 2012 - March 2014
Rockland Trust Company October 2008 - April 2012
Rockland Trust Company December 2002 - October 2008
DEUTSCHE BANK ALEX. BROWN October 1998 - December 2002
PAINEWEBBER, INC July 1997 - October 1998
CAPE COD BANK June 1992 - July 1997
Education
Springfield College
B.S, Business Management
JP Morgan Securities July 2005 - Present
Prudential Securities 2000 - 2005
PaineWebber Inc April 1990 - August 2000
EF Hutton October 1986 - April 1990
Skills
Portfolio Management, Weallth Management, Asset Management, Investments, Reirement and Education..., Series 7, Series 63, Series 65
Education
Texas A&M University 1980 — 1984
Business Management
The University of Texas at Austin 1972 — 1976
Radio Television and Film
NAVAIR October 2014 - Present
ManTech February 2014 - October 2014
Booz Allen Hamilton October 2012 - July 2014
ManTech June 2011 - October 2012
J.F. Taylor, Inc December 2009 - June 2011
Automated Financial Systems December 2000 - January 2002
Hostcentric, Inc 1999 - 2000
PaineWebber, Inc 1999 - 1999
Skills
Linux, DNS, VMware, VPN, Disaster Recovery, Servers, Active Directory, Routers, Windows Server, Cisco Technologies, Switches, Microsoft Exchange, Windows, Security, Cisco Nexus, Databases
Education
Strayer University (VA) 2005 — 2009
Bachelor of Science (B.S.), Computer Programming
RTM Solutions, Inc. October 2014 - Present
Flushing Bank December 2011 - October 2014
BuyWithMe July 2010 - November 2011
BUSINESS INTELLIGENCE ASSOCIATES April 2008 - March 2010
JPMorgan Chase February 2007 - March 2008
SHEARMAN & STERLING L.L.P May 2006 - November 2006
JPMorgan Chase April 2003 - May 2006
JPMorgan Chase January 2002 - April 2003
SG COWEN, INC July 2000 - May 2001
PAINEWEBBER, INC June 1998 - March 2000
Skills
SQL, Microsoft SQL Server, SSIS, SSRS, Crystal Reports, Business Intelligence, Data Analysis, MySQL, SDLC, Databases, Analytics, Access, Programming, Data Warehousing, Analysis, C#, SharePoint, Data Modeling, VBA, QlikView, Business Objects, Oracle, Visual Basic, OLAP, Analysis Services, Software Documentation, Data Mining
Education
City University of New York-Queens College 1990 — 1995
Bachelors of Arts, Accounting and Information systems
Transamerica Retirement Solutions July 2014 - Present
Transamerica Retirement Solutions October 2010 - June 2014
McGladrey October 2005 - October 2010
Goldman Sachs August 1998 - September 2005
PaineWebber, Inc. March 1997 - August 1998
ADP Benefit Services / WTR Consulting Group January 1996 - March 1997
Skills
Asset Management, Customer Relations, Employee Benefits, Investments, Consultative Selling, Customer Service, 401k, Investment Advisory, Selling, Asset Managment, Pensions, Mutual Funds, Retirement Planning, Portfolio Management, Financial Advisory, Retirement, IRAs, Alternative Investments, Qualified Retirement..., Business Development, Defined Benefit, Series 7, Series 63, Retirement Plan...
Education
Cornell University 1991 — 1995
BS
Northwestern University - Kellogg School of Management 1999 — 2001
MBA
North Babylon High School 1989 — 1991
Tenor Capital Management Company October 2005 - Present
Putnam Lovell NBF 2002 - 2005
TD Securities, Inc. 1991 - 2000
PaineWebber, Inc. 1985 - 1990
Education
Massachusetts Institute of Technology 1983 — 1985
MSc., Management
Concordia University 1980 — 1983
BComm, Economics
Hugim High School
The Bath Gallery/Hanover Supply Co October 2001 - Present
PaineWebber Inc June 1997 - February 2001
PaineWebber Inc April 1995 - June 1997
Skills
Trade Shows, Interior Design, Strategic Planning, Sales Management, Team Building, Account Management, Wholesale, Marketing Strategy, Retail, New Business Development, Marketing, Budgets, Sales, Contract Negotiation, Plumbing, Negotiation, Sales Operations, Merchandising
Education
New York University
MA, Speech Communication
University of Maryland College Park
BA, Speech Communication
Vodafone Global Enterprise March 2013 - Present
UBS Wealth Management July 2012 - December 2012
NYSE Euronext September 2011 - June 2012
DEUTSCHE BANK (consultant from NorthPark Group) November 2009 - December 2011
Morgan Stanley June 2006 - November 2008
J.P. MORGAN CHASE October 2001 - May 2006
J.P. MORGAN INVESTMENT MANAGEMENT September 1997 - September 2001
PAINEWEBBER INC. April 1996 - September 1997
Scotia Macleod 1987 - 1995
Scotia Macleod 1987 - 1995
Skills
Incident Management, Vendor Management, IT Service Management, IT Management, Service Delivery, ITIL, IT Operations, Disaster Recovery, IT Strategy, Problem Management, Business Analysis, Outsourcing, Business Continuity, Infrastructure, Sybase, Solaris, Unix
Education
City University of New York-College of Staten Island 1983 — 1987
Associates Degree, Computer Technology
University of Redlands March 2012 - Present
University of Redlands School of Business July 2011 - February 2012
University of Redlands School of Business May 2004 - July 2011
The Franklin Institute Science Museum May 2001 - January 2003
PaineWebber, Inc September 2000 - April 2001
Skills
Higher Education, Non-profits, Marketing, Recruiting, Business Development, Quantitative Analytics, Public Speaking, Student Affairs, Admissions, Staff Development, Community Outreach, Event Planning, Enrollment Management, Program Development, Leadership Development, Educational Leadership, Management, Leadership, Research, Program Management, Proposal Writing, Strategic Planning, Student Recruiting, E-Learning, Fundraising, Project Management, Microsoft Excel, Team Leadership, Retaining Customers, Volunteer Management, Microsoft Office, Public Relations, Facebook, Campus, Tutoring, Marketing Strategy, Social Networking, Social Media, PowerPoint, Grant Writing, Editing, Customer Service, Nonprofits, Marketing Communications, Team Building, Critical Thinking, Social Media Marketing, College Recruiting, Event Management, Adult Education
Education
University of Redlands 2004 — 2006
Master of Business Administration
Susquehanna University 1996 — 2000
Bachelor of Science, Business Administration
Indian Hills High School
Ridgewood Community School January 2007 - June 2010
Ridgewood Public Schools February 2006 - January 2007
self employed January 1993 - January 2005
PaineWebber, Inc January 1982 - January 1988
E.F. Hutton & Co January 1978 - January 1982
Niederhoffer, Cross January 1977 - January 1978
Education
University at Albany, SUNY 1973 — 1977
B.S. Degree
Bayside High School
Monash Research 1987 - Present
DBMS2 and other blogs 1983 - Present
Monash Software Letter 1991 - 1998
Evernet Systems 1987 - 1988
PaineWebber, Inc. 1981 - 1987
Skills
Marketing Strategy, Strategic Planning, Management Consulting, Databases, Data Warehousing, Business Intelligence, Project Management, Public Speaking, Social Media, Marketing, Big Data, Analytics, Oracle, Digital Marketing, OLAP, Enterprise Software, Strategy, Start-ups, Market Research, Netezza, Software Development, Entrepreneurship, Technology, Consulting, Teradata
Education
Cowles Foundation for Economic Research (Yale University) 1981 — 1983
Kennedy School of Government (Harvard University) 1979 — 1981
Post-Doctoral Fellowship, Public Policy
Harvard University 1976 — 1979
Ph.D., Mathematics (Game Theory)
Suffolk University 1978 — 1978
Instructor, Statistics
Town of Plymouth, MA March 2010 - Present
Evergreen Financial, LLC April 2009 - Present
UBS Financial Services, Inc. November 2002 - April 2009
PaineWebber, Inc. 1975 - 2002
Skills
Wealth Management, Investments, Financial Advisory, Finance, Series 7, Mutual Funds, Asset Allocation, Asset Management, Retirement Planning, Alternative Investments, Series 63, Investment Advisory, Securities
Education
Kentucky Wesleyan College 1960 — 1965
BA, History/Ecomonics
Delta Air Lines March 2012 - Present
RJ and Makay April 2010 - April 2010
P.I.N.K. Foundation June 2009 - February 2010
BenefitStreet, Inc January 2006 - November 2007
Edward Jones May 2002 - January 2006
PaineWebber, Inc January 1996 - February 2001
Skills
Retirement Planning, 401k, Retirement, Investments, Mutual Funds, Series 7, Series 63, Asset Managment, Pensions, Estate Planning, Insurance, Financial Planners, Long-term Care, Profit Sharing, Wealth Management
Education
Colorado Technical University 2008 — 2010
MBA, Business Administration; Marketing
California State University 2001 — 2002
Bachelor of Art, History
AG Lexington LLC January 2010 - Present
Wine Warehouse Distributors January 2004 - January 2009
Elixir Tonics & Teas, LLC January 2002 - January 2003
Bottoms Up Beverage Distribution Company, LLC January 1999 - January 2001
Jones Soda Co. January 1998 - January 1999
Jones Soda Co. January 1997 - January 1998
PaineWebber Inc January 1995 - January 1997
Skills
Product Development, Brand Management, Sales Operations, B2B Marketing Strategy, Leadership Development, Social Entrepreneurship, Team Building, Director of Training, Retail, Sales, CRM, Management, Marketing
Education
University of Southern California 1995 — 1999
Bachelor of Arts (B.A.), Business/Corporate Communications
University of Southern California 1995 — 1999
Bachelor of Arts (B.A.), Business/Corporate Communications
Design Strategy Corporation May 2015 - Present
- Independent March 2008 - Present
Citigroup August 2007 - February 2008
UBS June 2006 - December 2006
HSBC January 2006 - May 2006
MBNA Bank June 2004 - December 2005
I-Behavior 2001 - 2003
Reader's Digest Benlux 1999 - 2001
PaineWebber Inc. 1993 - 1998
Skills
Data Analysis, SAS Programming, SQL, COBOL, MVS/TSO, JCL, Oracle, Unix, Cognos, IT Project & Program..., Microsoft Office, Strategic Planning, Data Warehousing, Databases, Microsoft Word, PowerPoint, Customer Service, Windows, English, Outlook, Visio, OS/390, pSOS, Microsoft Excel, Database
Education
American InterContinental University 2001 — 2004
Bachelor of Information Technology coursework, Computer Technology/Computer Systems Technology
Chubb Institute 1991 — 1993
Diploma, Programming Structuring and Design
WTS Proprietary Trading Group, LLC May 2004 - Present
Credit Lyonnais April 2000 - April 2004
PaineWebber Inc August 1998 - April 2000
Salomon Brothers August 1993 - July 1995
Skills
Equities, Trading, Equity Trading, Financial Analysis, Options, Derivatives, Risk Management, Financial Modeling, Electronic Trading, Bloomberg, Finance, Investments, Alternative Investments, Asset Management, Hedge Funds, Fundamental Analysis, Swaps, Capital Markets, Proprietary Trading, Investment Advisory, Trading Strategies, Securities, Financial Risk, Client Relationship..., Stakeholder Engagement, Policy and Procedure..., Team Building and..., Financial Reporting, Business Development, Accounting Systems...
Education
Duke University - The Fuqua School of Business 1995 — 1997
MBA, Finance
Morehouse College 1988 — 1993
Bachelor of Arts (B.A.), Accounting
Woodrow Wilson HS
JP Morgan March 2008 - Present
Bear Stearns & Co., Inc. February 1997 - March 2008
PaineWebber, Inc. June 1993 - February 1997
Skills
Hedge Funds, Equities, Series 7, Fixed Income, Series 63, Investments, Securities, Wealth Management, Alternative Investments, Asset Allocation, Capital Markets, Investment Management, Mutual Funds, FINRA, Series 24, Asset Management
Education
Boston College 1989 — 1993
BS, Finance, Economics, MIS
Consulting Services 2010 - Present
Merrill Corporation 2006 - 2010
AllianceBernstein Investment Management 1992 - 2006
Zweig Securities 1990 - 1991
PaineWebber, Inc. 1984 - 1990
Skills
Quantitative Research, Market Research, Nonprofits, Competitive Intelligence, Qualitative Research, Marketing, Investments, Event Planning, Meeting Planning
Education
Connecticut College 1980 — 1983
Bachelor of Arts (B.A.), German Language and Literature
Garden City High School 1976 — 1979
Prudential Financial February 2011 - Present
Quinnipiac University June 2011 - Present
ALP Consulting Resources June 2003 - January 2013
Hartford Financial Services April 2001 - November 2009
Aetna, INC. April 1993 - April 2001
PaineWebber, Inc. January 1987 - April 1993
Skills
Executive Coaching, Leadership Development, Talent Management, Succession Planning, Training, Change Management, Strategy, Coaching, Onboarding, Management, Workforce Planning, Organizational Design, Management Consulting, Organizational..., Staff Development, Consulting, 360 Feedback, Executive Development, Executive Education, Career Counseling, Behavioral Neuroscience, Coaching Baseball, Employee Benefits, Performance Management, Workshop Facilitation, Employee Engagement, MBTI, Conflict Resolution, Emotional Intelligence, Career Development
Education
University of Pennsylvania - The Wharton School 2005 — 2005
Executive Coaching Certification, Executive Coaching
University of Pennsylvania - The Wharton School 1990 — 1993
Industry Certificate, Securities industry Institute
New York University
MA, ABD, Organizational Psychology
Colgate University
BA, Psychology
Integre Asset Management June 2012 - Present
Neuberger Berman September 1998 - December 2011
Ark Asset Management November 1993 - September 1998
Omega Advisors January 1992 - November 1993
John A Levin & Co September 1988 - December 1991
Wells Fargo Asset Management May 1986 - September 1988
PaineWebber Inc November 1982 - May 1985
Skills
Hedge Funds, Portfolio Management, Equities, Bloomberg, Alternative Investments, Investments, Capital Markets, Private Equity, Valuation, Equity Research, Guest Instructor, MBA..., Mutual Funds, Fixed Income, Series 7, Asset Managment
Education
Rutgers Business School 1983 — 1987
ABD, PhD, Finance, Microstructure
Rutgers University-New Brunswick 1980 — 1982
Master's degree, Economics
UBS Financial Services 1988 - 2012
PaineWebber, Inc. 1995 - 1999
New York Hilton & Towers 1986 - 1988
Skills
SDLC, Microsoft Excel, Program Management, Change Management, Microsoft Office, PowerPoint, Risk Management, Business Analysis, Process Improvement, Software Documentation, Visio, Access, Project Management, Vendor Management, Disaster Recovery
Education
Caldwell College 1998 — 2000
Bachelor of Science (B.S.), Business Administration
Saint Peter's College - Jersey City, NJ
Associate of Arts and Sciences (A.A.S.), Public Policy
Optum Health Services (Canada) Ltd. February 2014 - Present
Benefitfocus September 2012 - January 2014
Town Planner November 2008 - December 2012
Modulant July 2009 - March 2011
SPAWAR 2009 - 2010
Oppenheimer & Co. July 2006 - September 2008
Uniprise April 2003 - July 2006
Morgan Stanley Dean Witter 1997 - 2002
UPS September 1995 - September 1997
PaineWebber, Inc. 1982 - 1995
Skills
Leadership, Advertising, Software Development, Strategic Planning, Project Management, Customer Service, Team Building, Data Center, Business Development, SDLC, Social Media, Marketing Strategy, Business Analysis, Microsoft Office, Management, Program Management, Marketing
Education
City University of New York City College 1979 — 1980
Ennis Financial Services December 2001 - Present
Financial Services of Iowa November 1998 - November 2001
PaineWebber, Inc. March 1997 - November 1998
Education
University of Iowa 1984 — 1989
Bachelor of Arts (BA)
Theodore Roosevelt High School, Des Moines, IA 1980 — 1984
Raymond James & Associates, Inc April 2003 - Present
Merrill Lynch October 1997 - April 2003
Salomon Smith Barney October 1991 - October 1997
PaineWebber, Inc. June 1985 - October 1991
Skills
Mutual Funds, Private Equity, Retirement Planning, Wealth Management, Asset Management, Investments, Securities, Financial Services, Finance, Financial Advisory, Investment Management
Education
Indiana University Bloomington 1975 — 1979
Bachelor's of Science, Transportation, Finance, Economics
Indiana University-Purdue University Fort Wayne (IPFW)
Sober Living Halfway House Search , owned by Rees Networks LLC March 2009 - Present
Rees Networks LLC March 2009 - Present
Roberts Rees Homes, LLC. March 2007 - March 2009
Wachovia August 1993 - May 2005
PaineWebber, Inc August 1997 - September 2001
Rees Financial Services 1989 - 1993
Benton &Bowles, Foote Cohn &Belding - Corporate Advertising Industry September 1982 - December 1986
Skills
Online Marketing, Online Advertising, SEO
Education
University of California, Los Angeles 1980 — 1982
BA, English
Semester at Sea 1980 — 1980
Travel, The World
University of Vermont 1978 — 1980
BA, Business
The Hotchkiss School 1973 — 1977
High School Diploma, English
State Street July 2007 - Present
Investors Bank & Trust September 2001 - July 2007
PNC Financial Services Group 2000 - 2001
First Data Investor Services Group 1994 - 2000
National Securities Clearing Corporation (NSCC) March 1994 - August 1994
PaineWebber, Inc. 1986 - 1994
United States Marine Corps May 1983 - April 1987
Skills
Financial Services, Mutual Funds, Fixed Income, Product Development, Asset Allocation, CRM, Market Data, Equities, Securities, Asset Managment, Transfer Agency, Management, ETFs, Process Improvement, Vendor Management, Risk Management, Leadership, SDLC, Alternative Investments, Business Analysis, Customer Service, Relationship Management
Education
Saint John's University - Peter J. Tobin College of Business
Bachelor of Science (B.S.), Finance, General, 3.49
Oppenheimer & Co. Inc. April 2015 - Present
SunGard Brokerage 2012 - October 2014
Dow Jones & Company 2011 - 2012
Goldman Sachs Electronic Sales and Trading 2000 - 2011
DLJ Direct October 1997 - August 2000
PaineWebber Inc April 1995 - October 1997
Skills
Program Trading, Portfolio Management, Low Latency, Derivatives, FX, ETFs, Hedging, Series 63, Customer Relations, Prime Brokerage, FX Options, Options, Fixed Income, Middle Office, Customer Service, Routing, FX trading, Bloomberg, Series 7, Financial Markets, Hedge Funds, Equity Trading, Trading, Electronic Trading, Equities, Trading Systems
Education
City University of New York-Brooklyn College 1990 — 1995
Bachelor of Science, Business Management and Finance
BJC HealthCare November 2011 - Present
Barnes-Jewish Hospital January 2011 - Present
Barnes-Jewish Hospital May 2010 - January 2011
Barnes-Jewish Hospital October 2008 - May 2010
SSM DePaul Health Center October 2000 - September 2008
PaineWebber Inc 1980 - 1986
PaineWebber Group 1980 - 1986
Skills
Healthcare, Employee Relations, Process Improvement, Hospitals, Compliance, Organizational..., Policy, Team Building, Coaching, Employee Engagement, HIPAA, Investigations, Hiring, Interviewing, Performance Management, Employee Benefits, Recruiting, Interviews, Change Management, EHR, Healthcare Information..., Training, Benefits Administration, Leadership, New Hire Orientations, Leadership Development, Strategic Planning, Healthcare Management, Human Resources, Applicant Tracking..., Employment Law, FMLA, Workforce Planning, Conflict Resolution, HRIS, Employee Training, Succession Planning, PeopleSoft, Deferred Compensation, Medicare, Private Investigations, Talent Management, College Recruiting, Managed Care, Performance Improvement, Revenue Cycle, Taleo, Onboarding, Physician Relations, Legal Compliance
Education
Central Missouri State University 1972 — 1976
BA, Education
Dewey Elementary 1968 — 1972
Hire On-Demand October 2007 - Present
Huthwaite, Inc. March 2002 - January 2007
SOL Communications September 1999 - January 2001
L.K. Jordan & Associates November 1998 - September 1999
Administrative Solutions September 1996 - August 1998
PaineWebber Inc. August 1995 - August 1996
Morgan Stanley & Co. December 1992 - August 1995
Education
Cornell University 1987 — 1991
B.S.
KCG Holdings, Inc. April 2011 - October 2014
Strategies for Wealth August 2010 - May 2014
ING June 2004 - October 2010
Credit Lyonnais Securities July 2000 - June 2004
HSBC July 1998 - July 2000
RBS Greenwich Capital June 1996 - June 1998
PaineWebber Inc. June 1992 - June 1996
Salomon Brothers November 1987 - June 1992
Skills
Credit, Asset Management, Credit Risk, Series 7, Insurance, Due Diligence, Risk, Risk Management, Derivatives, Fixed Income, Financial Analysis, Bloomberg, Credit Analysis, Hedge Funds, Series 63, Term Life Insurance, Whole Life, Asset Managment, Financial Risk, Mutual Funds, Finance, Capital Markets, Portfolio Management
Education
Stony Brook University 1983 — 1987
BS, Economics / Math
Iona College 1991 — 1993
Master of Business Administration (M.B.A.), Business Administration; Financial Management;
Southwestern Energy November 2014 - Present
Sapient Global Markets August 2012 - August 2014
Triple Point Technology January 2011 - August 2012
Sungard Energy January 2009 - December 2010
JP Morgan Chase/Bank of New York Mellon September 1999 - December 2008
Enron Capital & Trade January 1998 - September 1999
PaineWebber, Inc. October 1993 - January 1998
Skills
Business Analysis, Risk Management, Requirements Gathering, Requirements Analysis, Business Process Design, Financial Modeling, Business Requirements, Derivatives, Energy, Analysis, Fixed Income, Commodity, Capital Markets, Commodity Markets, ETRM, Structured Finance, Natural Gas, Financial Services
Education
The University of Texas at Austin
Bachelor of Arts (B.A.), Economics
Veloces Enterprises LLC March 2004 - Present
Creative Management Group, Inc. July 2004 - November 2005
UBS Wealth Management November 1999 - May 2004
UBS Wealth Management June 1998 - November 1999
PaineWebber Inc. November 1995 - June 1998
PaineWebber Inc. September 1990 - November 1995
PaineWebber Inc. December 1986 - September 1990
PaineWebber Inc. April 1984 - December 1986
Merrill Lynch January 1982 - April 1984
Dean Witter Reynolds June 1980 - January 1982
Skills
Management, Investments, Wealth Management, Series 7, Leadership, Strategic Planning, Finance, Portfolio Management, Mutual Funds, Financial Services, Public Speaking, Coaching, Business Development, Personal Development, Equities, Financial Analysis, Asset Management, Training, Credit, Sales, Alternative Investments, Securities, Strategy, Series 63
Education
Northwood University 1973 — 1975
BBA, Marketing, Management
University of Miami - School of Business 1968 — 1970
Marketing, Acccounting
Northwestern University - Kellogg School of Management
Executive Studies Program
University of Virginia Darden School of Business
Executive Leadership Program
Valufinder Group 2005 - Present
Zanett Securities 1998 - 2004
Schonfeld Securities 1992 - 1998
Ladenburg, Thalmann 1990 - 1992
PaineWebber, Inc. 1988 - 1990
Drexel Burnham Lambert 1986 - 1988
Pirelli Industries 1981 - 1986
Skills
Investment Banking, Financial Analysis, Equities, Investments, Corporate Finance, Mergers & Acquisitions, Fixed Income, Mergers, Sales, Asset Managment
Education
Harvard University 1980 — 1981
Visiting Student, Economics & Marketing
Boston University 1977 — 1981
BA, Economics
Fairleigh Dickinson University
MBA, Corporate Finance
Bates Group LLC May 2013 - Present
Independent Law Practitioner June 2011 - Present
Schulte Roth & Zabel LLP October 2009 - June 2011
Mayer Brown LLP July 2005 - October 2009
Crowell & Moring LLP October 2003 - July 2005
Kirkpatrick & Lockhart September 2002 - October 2003
Crowell & Moring LLP September 2001 - September 2002
Painewebber, Inc. September 1996 - September 1998
US Securities and Exchange Commission 1990 - 1996
Stroock December 1985 - September 1990
Skills
Securities Regulation, Securities, Litigation, Hedge Funds, FCPA, Internal Investigations, FINRA, Financial Services, Civil Litigation, Securities Litigation, Corporate Governance, SEC, Broker-Dealer, Legal Research, White Collar Criminal..., Corporate Law, Fraud, AML, Trading, Capital Markets, Arbitration, Investment Banking, Commercial Litigation, Prime Brokerage, Financial Regulation, Intellectual Property, Legal Advice, Banking Law
Education
Brooklyn Law School 1982 — 1985
Juris Doctor
New York University 1978 — 1982
BA, Economics, Classical Civilization
buySAFE, Inc. April 2005 - Present
Cyveillance, Inc. October 2001 - April 2005
Opion, Inc. December 2000 - October 2001
GivingCapital, LLC October 1999 - December 2000
PaineWebber, Inc. January 1996 - September 1999
Skills
E-commerce, Product Management, SaaS, Start-ups, Strategic Partnerships, Cloud Computing, Enterprise Software, Project Management, IT Strategy, Software Development, Business Intelligence, Analytics, Entrepreneurship, Information Security, Computer Security, Business Strategy, Integration, Software Engineering, Strategic Planning, Mobile Devices, Leadership, Systems Engineering, Internet Strategy, Data Mining, Internet Entrepreneur, Mobile Strategy, Web Services, Web Design, Web Analytics, Web Strategy
Education
University at Albany, SUNY 1993 — 1995
BS, Computer Science, Applied Mathematics, Physics
Adage Capital Management April 2012 - Present
Carlson Capital July 2007 - February 2012
AOL LLC May 2006 - June 2007
Sony Corp. of America May 2005 - October 2005
CIBC World Markets March 2000 - July 2004
PaineWebber Inc. July 1999 - March 2000
Education
University of Pennsylvania - The Wharton School 2004 — 2006
MBA
Yale University 1995 — 1999
BA
eFront 2011 - Present
Sophis, Inc. June 2007 - 2011
Linedata Services, Inc November 2005 - June 2007
Linedata Services November 2003 - November 2005
Linedata Services September 2001 - November 2003
Melvin Securities April 1998 - July 2001
PaineWebber, Inc August 1993 - April 1998
Skills
Alternative Investments, Trading Systems, Hedge Funds, Risk Management, Fixed Income, Equities, Asset Management, Capital Markets, Financial Services, Trading, Portfolio Management, Electronic Trading, Change Management, Business Analysis, Financial Markets, Derivatives, Business Development, Investment Banking, Vendor Management, Private Equity, Operational Risk, Team Leadership, Market Data
Education
Purchase College, SUNY 1989 — 1993
Newburgh Free Academy
State University of New York - System
BS
Barclays Investment Bank October 2014 - Present
Bank of America September 2012 - October 2014
M23inc March 2009 - September 2012
Credit Suisse February 2008 - February 2009
Barclay's Bank January 2007 - February 2008
Morgan Stanley January 2005 - December 2006
Cendant Corp October 2000 - December 2004
Cendant Corp October 2000 - December 2004
Chase Manhattan Corporation March 1998 - September 2000
PaineWebber Inc February 1997 - March 1998
Skills
PMO, Business Management, Financial Control, Process Optimization, Integration, Basel II, SOX, ERP/CRM, Building Relationships, Cross-functional Team..., Change Management, Sarbanes-Oxley Act, Management, Business Process, Strategy, Financial Modeling, Risk Management
Education
Bryant University 1989 — 1993
BS
Investment Banking Institute
AXA Advisors November 2008 - August 2012
Empire Financial Group, Inc. September 2006 - December 2007
TD Waterhouse Capital Markets May 2004 - September 2006
TD Ameritrade 2004 - 2006
William V Frankel & Co, INC. February 2003 - May 2004
ABN AMRO 1999 - 2002
Painewebber Inc. 1994 - 2000
Kidder Peabody Inc. 1985 - 1994
Skills
CRM, Series 7, Securities, Trading, Series 63, Capital Markets, Investments, Equity Trading, Options, Equities, Life Insurance, Guaranteed Lifetime..., Financial Advisory, ETFs, FINRA, Electronic Trading, Financial Services, Finance
Education
Kingsborough Community College 1994 — 1996
On Site
Citigroup June 2010 - Present
Goldman Sachs February 2008 - November 2008
C-BASS LLC February 2001 - January 2008
PaineWebber Inc. April 1999 - December 2000
Chase Manhattan June 1997 - April 1999
Skills
Capital Markets, Due Diligence, Banking, Mortgage Banking, Contract Negotiation, Series 7, Series 63, Series 79, Finance
Education
Boston College 1993 — 1997
BA, Economics
Chaminade High School 1990 — 1993
TD SECURITIES USA May 2004 - Present
UBS March 2000 - August 2002
Painewebber Inc May 1993 - March 2000
Kidder Peabody & Co June 1987 - May 1993
Education
Fordham Gabelli School of Business 1991 — 1995
MBA, Ivestment Managment
Seton Hall University 1984 — 1987
BS, Finance
Simplified Financial Information January 2014 - Present
Rule Two Consulting 2011 - 2013
Thomson Reuters / Thomson Financial 2000 - 2011
Thomson Financial / ILX Systems 1989 - 2000
PaineWebber, Inc. 1986 - April 1989
Skills
Market Data, Product Management, Compliance, Negotiation, Contract Negotiation, Contract Management, Quality Assurance, Compliance Audits, Financial Markets, Quality Auditing, Trading Systems, Financial Services, Vendor Management, Equities, Management, Low Latency, Electronic Trading, Process Improvement, Analysis, Reference Data, Equity Trading, Business Analysis, Trading, Data Center, Databases
Education
Bentley University
Bachelors, Computer Information Systems
Self-employed March 2005 - Present
Gruntal & Co. Inc. July 1999 - August 2002
David Paul & Associates January 1996 - June 2002
PaineWebber Inc. January 1981 - July 1995
Education
Fordham University 1972 — 1976
Wells Fargo Securities, LLC July 2009 - Present
Wachovia Capital Markets, LLC June 2000 - July 2009
Forum Capital Markets, LLC August 1994 - June 2000
PaineWebber, Inc. 1989 - 1994
Drexel Burnham Lambert 1987 - 1989
Education
Skidmore College 1982 — 1986
B.A., Biology
Greens Farms Academy 1978 — 1982
Citigroup, Inc / LavaFlow ECN / Lava Trading May 2004 - April 2015
Reuters America, Inc / Dow Jones Markets March 1995 - December 2003
Micrognosis Inc / FD Consulting Inc November 1989 - March 1995
PaineWebber, Inc March 1987 - November 1989
IBM Corporation August 1984 - March 1987
Skills
Trading Systems, SDLC, Electronic Trading, Market Data, Equities, Business Analysis, SQL, Vendor Management, Trading, Low Latency, Capital Markets, Derivatives, Financial Markets, Quality Assurance, Requirements Analysis, Agile Methodologies, Integration, Databases
Education
New York University
Bachelor's Degree, Computer Science
QUALITY SPECIALTY PHARMACY OF JACKSONVILLE INC. February 2011 - Present
QUALITY SPECIALTY PHARMACY June 2009 - January 2011
MEDIABANK INC. March 2008 - January 2009
MOUNT SINAI MEDICAL CENTER May 2006 - March 2007
CT CORPORATION November 2002 - March 2006
THE NEW YORK TIMES January 2002 - July 2002
DOUBLECLICK INC June 2000 - July 2001
ALLTEL INFORMATION SERVICES, INC. October 1998 - January 2000
PAINEWEBBER INC. April 1997 - October 1998
Skills
Project Management, SDLC, Quality Assurance, Testing, Visio, Business Analysis, Software Documentation, Troubleshooting, Management, User Acceptance Testing, Test Planning, Training, Director, Healthcare-Hospital..., Documentation Creation, Oracle, Account Management, Agile Methodologies, Software Quality..., Change Management
Education
TALIS LEARNING SOLUTIONS 2002 — 2002
Introduction to Visio 5.0
KHOJ INFORMATION TECHNOLOGY INC. 2001 — 2001
Automated Software Quality Assurance in Client Server & Web Based
LEARNING TREE INTERNATIONAL 2000 — 2000
Introduction to Object Oriented Component Based and Oracle Technology
Baruch College, City University of New York (CUNY) 1987 — 1992
BBA, International Marketing/Business Journalism
Citi Private Bank August 2014 - Present
Citi Private Bank January 2006 - Present
Citi Private Bank February 2005 - April 2006
Citi Private Bank January 2001 - January 2005
Citi Private Bank January 2000 - January 2001
Citi Private Bank January 1997 - January 2000
Smith & Nammack, Inc January 1996 - January 1997
PaineWebber, Inc January 1995 - January 1996
Skills
Risk Management, Investments, Wealth Management, Business Analysis, Portfolio Management, Asset Managment, Strategy, CRM, Financial Services, Leadership, Cross-functional Team..., Program Management, Management, Asset Management, Banking, Fixed Income
Education
Pace University
Bachelor of Science, Political Science
University of Alaska
Political Science
Fidelity Investments October 2012 - Present
Joseph Gunnar & Co., LLC June 2007 - September 2010
Fidelity Investments June 2003 - February 2007
UBS Wealth Management February 2001 - June 2003
Paine Webber September 1998 - February 2001
PaineWebber Inc. September 1997 - September 1998
PaineWebber Inc August 1993 - September 1997
Dean Witter January 1991 - August 1993
Kidder, Peabody & Company Inc, November 1980 - December 1990
Skills
Equities, Fixed Income, Capital Markets, Series 7, Options, Equity Research, Securities, Series 63, Wealth Management, Options Strategies, Alternative Investments, Sales Management, Coaching, Research, Customer Relations, Compliance, Problem Solving
Education
Boston College 1976 — 1980
BA, Economics
E*TRADE Financial Corporation August 2015 - Present
E*TRADE Financial July 2011 - August 2015
Mellon Investor Services December 2005 - June 2011
Corporate Employee Financial Services September 2004 - December 2005
UBS Financial Services September 2000 - August 2004
UBS Financial Services Inc September 1998 - September 2000
PaineWebber Inc September 1996 - September 2000
UBS Financial Services Inc September 1996 - September 1998
Skills
Visio, Business Intelligence, Management, Leadership, Testing, Options, SQL, CRM, Networking, Quality Assurance, Technical Support, Analysis, Business Analysis
Education
County College of Morris 1991 — 1993
Degree; A.S, Hotel/Restaurant Management
The Chubb Institute 1990 — 1991
The Chubb Institute
IT Certification, IT
Kensington Business Management LLC January 2011 - Present
Founders Equity 2008 - 2010
Tiffany & Co. 2002 - 2008
Citigroup 1998 - 2002
Furman Selz LLC 1995 - 1998
PaineWebber Inc. 1989 - 1994
Skills
Finance, Financial Reporting, Management, Budgets, Management Consulting, Business Analysis, Strategic Financial..., Project Management, Financial Services, Internal Audit, Analysis, Business Management, Financial Management, QuickBooks, Bookkeeping, Vendor Management, Cash Flow Management
Education
St. John's University, The Peter J. Tobin College of Business
MBA, Finance
Point Park University
Bachelor of Arts (B.A.), Concentration in Classical Ballet
Philadelphia International Advisors May 2011 - March 2015
Philadelphia International Advisors, LP 2002 - March 2015
Philadelphia International Advisors, LP 2008 - 2011
Philadelphia International Advisors, LP 2007 - 2008
Philadelphia International Advisors, LP 2002 - 2007
The Glenmede Trust Company, N.A. 2000 - 2001
PaineWebber, Inc. 1998 - 2000
Skills
Bloomberg, Equities, Performance Attribution, FactSet, CAPS, Microsoft Excel, Microsoft Word, Outlook, Mutual Funds, ITG Compliance & System..., Advent AXYS, Securities, Analysis
Education
Temple University - Fox School of Business and Management
Bachelor’s Degree, Finance
UBS Global Asset Management April 2004 - Present
ABN AMRO August 2002 - April 2004
ABN AMRO Asset Management (USA) January 1998 - August 2002
ABN AMRO June 1996 - January 1998
PaineWebber, Inc. January 1993 - June 1996
Skills
Fixed Income, Portfolio Management, Derivatives, Money Market, Swaps, Asset Management, Rates, Bonds, Investments, Trading
Education
The University of Chicago Booth School of Business 1999 — 2002
MBA, Finance
University of Illinois at Chicago 1989 — 1992
Bachelor, Finance
HSBC January 2014 - Present
HSBC Securities (USA), Inc May 2005 - December 2013
MetLife Group, Inc October 2000 - April 2005
Control Associates June 2000 - October 2000
NASD Regulation, Inc March 1998 - May 2000
PaineWebber, Inc October 1995 - March 1998
American Stock Exchange, Inc March 1993 - October 1995
Guardian Investor Services Corporation October 1991 - February 1993
Merrill Lynch, Pierce, Fenner & Smith, Inc June 1989 - October 1991
Skills
Series 7, Series 63, Series 24, Series 66, Series 14, Series 9/10, NYS Life, Accident &..., FINRA, Risk Management, Mutual Funds, Series 3, Securities, Capital Markets, Financial Risk, Equities, Fixed Income, Trading, Derivatives, Finance, Banking
Education
Boston University 2012 — 2015
Master of Science (MS), Business Continuity, Security & Risk Management, 3.42 Cumulative GPA
St. John's University 1985 — 1989
Bachelor of Science, Management
Archbishop Molloy
Archbishop Molloy
Northwest Bancshares 2006 - Present
Northwest Bancshares 2001 - 2006
PaineWebber, Inc 1997 - 2000
Skills
Economics, Asset Management, Strategy, Strategic Planning, Analysis, Banking, Credit Analysis, Leadership
Education
Creighton University 2013 — 2015
Master's degree, Security Analysis & Portfolio Management
Pennsylvania State University-Erie Campus 1998 — 2001
Master of Business Administration (MBA)
Allegheny College 1992 — 1996
Bachelor of Arts (B.A.), Economics
Learned Happiness LLC April 2014 - Present
Legacy Capital LLC June 2008 - June 2009
Bear, Stearns & Co. Inc. May 1996 - June 2002
PaineWebber, Inc. June 1995 - May 1996
Bear, Stearns & Co. Inc. January 1995 - July 1995
Kidder, Peabody Inc. August 1994 - December 1994
Skills
Management, Feature Articles, Books, Fitness, Access, Wealth Management, Social Media, Public Relations, Brochures, Marketing Communications, Editing, Public Speaking, Social Media Marketing, Research, Media Relations, Marketing Strategy, Corporate Communications
Education
Certified Positive Psychology Coaching
Certification in Positive Psychology Coaching, Psychology
Sacred Heart University 2011 — 2013
Master of Science in Applied Psychology, Community Track
Writer's Bootcamp 2000 — 2002
Playwriting and Screenwriting
The University of Connecticut 1993 — 1995
BA Economics, Economics
The Ohio State University 1989 — 1992
Business
JPMorgan Chase April 2011 - Present
Citi November 2009 - Present
Barclays Capital LLC September 2008 - Present
Lehman Brothers Inc. July 2002 - September 2008
Deutsche Banc Alex Brown Inc. August 2001 - July 2002
Fleet Securities Inc. November 2000 - August 2001
Spear Leads & Kellog January 2000 - November 2000
PaineWebber Inc July 1997 - January 2000
Education
Fordham Gabelli School of Business 2003 — 2006
MBA, Finance
City University of New York-Brooklyn College 1994 — 1997
BS, Computer Science
Moscow State University of Civil Engineering (MSUCE) 1990 — 1993
Civil Engineering
CLK/Houlihan-Parnes LLC June 2006 - December 2009
Sleepy's Inc. November 2004 - May 2006
Weight Watchers International, Inc, HJ Heinz Company May 1991 - January 2005
PaineWebber, Inc. August 1988 - May 1991
Skills
Corporate Law, Contract Negotiation, Real Estate, Licensing, Real Estate Transactions, Negotiation, Acquisitions, Commercial Leasing, Contract Management, Legal Advice, Business Transactions, Construction Law, Legal Writing
Education
St. John's University School of Law
J.D.
Stony Brook University
M.S.; B.A.
Stifel Financial March 2013 - Present
Keefe, Bruyette & Woods, Inc. September 2004 - February 2013
Bank Julius Baer & Co. Ltd. July 2002 - September 2004
UBS AG, New York Branch November 2000 - May 2002
PaineWebber Inc. August 1999 - October 2000
PaineWebber Inc. March 1998 - July 1999
Fuji Securities Inc. July 1995 - March 1998
Skills
Derivatives, Investments, Fixed Income, Capital Markets, Due Diligence, Equities, Hedge Funds, Structured Finance, Financial Modeling, Series 7, Securities, Options, Investment Banking, Risk Management, Finance, Project Finance, Bloomberg, Structured Products, Financial Markets, Banking, Alternative Investments, Financial Risk, Credit, Corporate Finance, Asset Management, Private Equity, Trading, Valuation, Financial Analysis, Electronic Trading, Trading Systems, Bonds, Credit Risk, Financial Services
Education
Pace University - Lubin School of Business
BBA Finance, Finance and Financial Management Services
Pace University Graduate School of Business
Master of Business Administration (MBA), Banking and Financial Support Services
Russell Capital Management Vice-President/InvestmentsRussell Capital ManagementMay 1994 - Present
Prudential Securities February 1986 - May 1994
PaineWebber, Inc. April 1985 - January 1986
McLean Trucking Company 1983 - 1985
Skills
Investments, Microsoft Excel, Brokerage, Corporate Finance, ETFs, Financial Accounting, Interest Rate Risk..., Investment Strategies, Asset Allocation, Series 6, 401k Rollovers, Equity Valuation, Series 63, Bloomberg Terminal, Equity Research
Education
University of Kentucky 1972 — 1974
Bachelor's degree, Business Administration
University of Kentucky 1964 — 1974
Bachelor of Business Administration (BBA), Business, With Honors
Capes Properties, Inc. June 2004 - Present
Orkin Family Office October 2001 - June 2004
Faucett, Taylor & Associates, LLP July 1999 - September 2001
PaineWebber, Inc June 1992 - March 1996
KPMG Peat Marwick July 1989 - June 1992
Skills
Finance, Accounting, Mergers & Acquisitions, Financial Analysis, Microsoft Excel, Real Estate, Tax, Small Business, Strategic Planning, Contract Negotiation, Coaching, Residential Homes, Event Planning, Marketing, Public Speaking, Real Estate Transactions, Investment Properties, Budgets, Microsoft Word, Team Building
Education
Georgia State University - J. Mack Robinson College of Business 1987 — 1989
Master of Taxation, Taxation
The University of Georgia 1982 — 1986
Bachelor of Business Administration (BBA), Accounting
Confluence Investment Management April 2012 - Present
Eagle Asset Management April 2008 - March 2012
Seligman Advisors, Inc. September 1998 - March 2008
PaineWebber, Inc. January 1990 - September 1998
Education
Baylor University - Hankamer School of Business
MBA
Baylor University - Hankamer School of Business
BBA, Finance/Management
Citi Group January 2015 - Present
UBS Financial Services September 2003 - January 2015
PaineWebber ,Inc March 2000 - September 2003
Skills
Business Analysis, SDLC, SQL, Microsoft SQL Server
Education
Polytechnic University 1997 — 2000
BS in Computer Science, Computer Science
Odessa State Polytechnic University 1988 — 1993
Master's degree in Electrical Engineering, Electrical and Electronics Engineering
Actimize
Credit Suisse April 2013 - Present
AIG June 2011 - April 2013
Merrill Lynch March 2010 - June 2011
UBS Wealth Management January 2001 - April 2009
UBS Financial Services Inc 2001 - 2009
PaineWebber Inc 1986 - 2001
PepsiCo January 1982 - December 1986
Skills
Fixed Income, Project Management, Strategy, Equities, Leadership, Requirements Analysis, Budgets, IT Management, PMO, Management, Project Delivery, Mergers & Acquisitions, Financial Risk, Trading Systems, SDLC, Software Project..., Risk Management, Capital Markets, Disaster Recovery, Financial Services, Business Analysis, Vendor Management, Project Portfolio..., Business Intelligence, Program Management, Portfolio Management, IT Strategy
Education
Fordham Gabelli School of Business 1984 — 1989
MBA, Finance
Purchase College, SUNY 1979 — 1982
BS, Mathematics and Computer Science
UBS Investment Bank 2005 - Present
UBS Wealth Management 1999 - 2004
PaineWebber, Inc. 1996 - 1999
Skills
Structured Products, Equities, Derivatives, Fixed Income, Commodity, Regulatory Requirements, Capital Markets, Bloomberg, Financial Markets, Valuation, Investments, Wealth Management, Asset Allocation, Financial Services, Hedge Funds, Series 7, Series 63, Alternative Investments
Education
University of Hartford 1992 — 1996
Bachelor of Science (B.S.) in Business
MetLife February 2010 - Present
MetLife 2001 - 2010
Consultancy Assignments 1998 - 2001
Ernst & Young 1996 - 1999
PaineWebber, Inc. 1986 - 1996
Skills
Business Intelligence, Oracle, Microsoft SQL Server, Software Development, Data Warehousing, ITIL, Cognos, Databases
Education
Baruch College, City University of New York (CUNY) 1978 — 1981
BA, Lib.Arts / Comp. Science
Merrill Lynch Global Wealth Management August 2000 - Present
Scott & Stringfellow, Inc October 1988 - August 2000
PaineWebber, Inc May 1992 - May 1995
Skills
Investment Advisory, Investment Management, Equities, Alternative Investments, Asset Management, Wealth Management, Portfolio Management, Investment Strategies, Hedge Funds, Family Office, Estate Planning, Asset Allocation, Finance, Investments, Public Speaking, Strategic Planning
Education
CFA Institute 1998 — 2000
Chartered Financial Analyst
University of North Carolina at Charlotte 1984 — 1988
BA, Economics
ACE Group November 2009 - Present
UBS Financial Services Inc November 1993 - July 2008
PaineWebber Inc 1989 - 1993
Standard & Poor's May 1987 - July 1989
Skills
Microsoft Office, Administrative Support, Outlook, Spreadsheets, PowerPoint, Excel, Word, Scheduling, Fax, Typing, Expenses, Visio, Calendars, Administrative..., Administration, Microsoft Excel, Administrative...
Education
American InterContinental University 2004 — 2006
Bachelor's Degree, Business Administration; Management and Human Resource, 3.8 Magna Cum Laude
Rutgers, The State University of New Jersey-Newark 1998 — 2001
Business Administration, 3.9
Lincoln Financial Advisors March 2012 - Present
State of Utah, Division of Securities May 2011 - March 2012
Insphere Securities, Inc, (formerly Beneficial Investment Services) November 2007 - November 2010
Insphere Securities, Inc. (fka Beneficial Investment Services) April 2007 - November 2007
Zions Direct, Inc. (formerly Zions Investment Securities, Inc July 2006 - April 2007
Zions Direct (fka Zions Investment Securities, Inc.) July 1998 - July 2006
PaineWebber, Inc June 1994 - July 1998
Skills
Compliance, Securities, Auditing, SEC reporting, Operations Management, Hold Series 7, Hold Series 63, Hold Series 24, Hold Series 66, Hold Series 9, 10, Previously Held Series..., Series 63, SEC filings, Series 7, FINRA, Budgets, Accounting, Internal Audit, Process Improvement, Management, Financial Services, Strategic Financial..., Investments, Financial Planning
Education
Brigham Young University
B.S, Fashion Merchandising
Lincoln International 1996 - Present
Bell Industries Inc. June 2000 - December 2008
Skyline Funds 2006 - 2007
Peers & Co. 1990 - 1996
PaineWebber Inc. 1981 - 1990
Peat Marwick Mitchell (now KPMG) 1977 - 1979
Skills
Corporate Finance, Private Equity, Management, Financial Modeling, Financial Analysis, Corporate Development, Venture Capital, Valuation, Mergers & Acquisitions, Due Diligence, Finance, Mergers, Investment Banking, Capital Markets
Education
The University of Chicago - Booth School of Business 1979 — 1981
MBA, Finance
Washington and Lee University 1973 — 1977
BS, Accounting
New Trier 1969 — 1973
Waddell & Reed June 2012 - Present
UBS Financial Services Inc. December 2009 - December 2011
UBS Financial Services Inc. April 2008 - December 2009
UBS Financial Services Inc. February 2003 - April 2008
UBS Financial Services Inc. December 1999 - February 2003
UBS Financial Services Inc. January 1995 - December 1999
Kidder Peabody March 1994 - January 1995
PaineWebber Inc. April 1992 - March 1994
Wertheim Schroder & Co. Inc. November 1991 - April 1992
Ladenburg Thalmann & Co. August 1990 - November 1991
Skills
Fixed Income, Wealth Management, Capital Markets, Sales Management, Sales, Asset Allocation, Bond Markets, Portfolio Management, Investment Banking, Strategic Financial..., Alternative Investments, Bonds, Cash Management, High Yield, Municipal Bonds, Mentoring, Series 3, Series 7, Series 63, Series 66, Hedging, MBS, Finance, Investment Advisory, Electronic Trading, Banking, Investments, Uniform Combined State..., Asset Managment, Equities, Securities, FINRA, Mutual Funds, Loans, Trading, Financial Risk, Financial Advisory, Financial Services, Bloomberg, Asset Management, Investment Management, Relationship Management, Credit, ETFs, Investment Strategies, Financial Markets, Options, Retirement Planning, Financial Planning
Education
East Carolina University 1969 — 1973
Bachelor of Arts (B.A.), Urban Planning
Colorado Federal Savings Bank July 2011 - Present
UBS July 2010 - July 2011
Self employed October 2009 - July 2010
UBS, LLC / UBS Real Estate Securities, Inc January 2000 - October 2009
PAINEWEBBER, INC January 1999 - January 2000
PAINEWEBBER, INC January 1997 - January 1999
Skills
Credit, Loans, Customer Service, Mortgage Lending, Leadership, Management, Financial Risk, Analysis, Equities, Mortgage Banking, Finance, Funding, Bloomberg
Education
Saint John's University 1994 — 1998
Bachelor of Science Degree, Finance / Accounting
New York State Homes & Community Renewal February 2007 - Present
Suffolk County July 2001 - February 2007
PaineWebber, Inc. 1994 - 1999
Dean Witter Reynolds Inc. 1991 - 1993
Security Pacific Merchant Bank 1986 - 1991
Bear, Stearns & Co. 1983 - 1986
NYC Department of Housing, Preservation & Development 1980 - 1983
Skills
Economic Development, Finance, Investment Properties, Mortgage Lending, Affordable Housing, Due Diligence, Program Management, Bonds, Loans, Real Estate Development, Nonprofits, Social Housing, Portfolio Management, Fundraising, Underwriting, Credit, Real Estate Economics, Property, Strategic Planning, Asset Management
Education
Harvard University Graduate School of Design
Masters, City and Regional Planning
State University of New York College at Buffalo
Bachelor’s Degree, Education
Jacobs May 2014 - Present
Glotel November 2012 - May 2014
Weis Builders, Inc January 2006 - October 2010
Weis Builders May 2000 - October 2010
Weis Builders, Inc August 2004 - January 2006
Weis Builders, Inc May 2000 - August 2004
PainWebber February 1999 - May 2000
PaineWebber, Inc February 1999 - May 2000
GE Capital Fleet Services July 1998 - January 1999
GE Capital Fleet Services June 1997 - August 1997
Skills
Marketing, Submittals, Project Management, Value Engineering, Pre-construction, Sales, Construction, Quality Assurance, Change Orders, Construction Management, Accounting, Subcontracting, Customer Service, CPM Scheduling, Human Resources, Project Bidding, Contract Management, Team Leadership
Education
Dillard University
International Business and German Studies
Metropolitan State University
International Business and German Studies Courses
Metropolitan State University
Business Administration Courses
University of Freiburg
German Business and Culture Studies
Self Employed 2011 - Present
AIG October 2014 - May 2015
AIG October 2013 - April 2014
Tough Mudder LLC November 2012 - January 2013
AmeriMerchant July 2011 - October 2011
Liberty Credit Law P.C. & CSG Asset Mgmt., LLC September 2008 - January 2010
Stifel Financial Corp. (formerly Ryan Beck Co, & Gruntal Financial) March 1998 - February 2008
FUJI SECURITIES, INC August 1995 - February 1998
PAINEWEBBER, INC October 1991 - August 1995
PAINEWEBBER, INC March 1990 - October 1991
Skills
Cash Flow, Budgeting, Securities, Equities, General Ledger, Financial Reporting, Payroll Processing, Accruals, Quickbooks, Accounts Payable, Forecasting, PeopleSoft, Excel, Cost Analysis, Word, Fixed Income, Policy Analysis, Risk Management, SOX, Investment Banking, Payroll, Asset Management, QuickBooks, Microsoft Excel, Sarbanes-Oxley Act, Portfolio Management, Accounting, Budgets
Education
Binghamton University 1980 — 1984
BA, English & General Literature
Binghamton University 1980 — 1984
BA, Political Science
Self Employed Writer - Editor - Journalist September 2013 - September 2014
Charter Oak Partners April 1994 - April 2010
PaineWebber, Inc. July 1982 - April 1994
Skills
Investments, Alternative Investments, Financial Analysis, Hedge Funds, Asset Management, Strategic Planning, Equities, Portfolio Management
Education
Harvard College
B.A. cum laude, Economics
Columbia University - Graduate School of Journalism 2012 — 2013
Master of Science (M.S.) with honors
Citigroup September 1997 - Present
Medco 1996 - 1997
Brown Brothers Harriman & Co March 1995 - July 1996
PaineWebber, Inc May 1994 - March 1995
IBM, Corp January 1990 - May 1994
Pitney Bowes, Corp May 1987 - December 1989
CBS Venture One January 1981 - May 1987
Skills
Unix, Solaris, Operating Systems, Disaster Recovery, System Administration, Security, Apache, Servers, AIX, Websphere, High Availability, Unix Shell Scripting, DNS, Databases, Hardware
Education
Marist College 1972 — 1976
BS, Business Administration, Data Processing
The Bicknell Group, LLC 1987 - Present
Goldman Sachs & Co. 1980 - 1987
PaineWebber, Inc. 1974 - 1980
IBM 1969 - 1974
Education
Columbia University - Columbia Business School 1964 — 1966
MBA, Finance
Amherst College 1960 — 1964
AB, Economics
UBS 2001 - Present
PaineWebber, Inc. 1996 - 2000
Superior Court of New Jersey, Hudson County, Criminal Division 1995 - 1995
ATLANTIC STATES LEGAL FOUNDATION, INC. 1994 - 1995
State of New Jersey Office of the Attorney General 1994 - 1994
Skills
Marketing, Strategic Planning, Social Media, Litigation, Sales, Legal Research, Legal Writing, Contract Negotiation, Microsoft Word, Commercial Litigation
Education
Syracuse University College of Law 1993 — 1996
Doctor of Law (J.D.)
Seton Hall University
Bachelor of Arts (B.A.)
Coastline Capital Partners November 2012 - Present
CW Real Estate Partners January 2010 - November 2012
FTI Capital Advisors 2004 - 2006
Jefferies & Co., Inc. February 1997 - September 2003
Robertson, Stephens & Co, September 1995 - February 1997
PaineWebber, Inc. May 1990 - May 1995
Drexel Burnham Lambert 1985 - 1990
Skills
Mergers, Valuation, Private Equity, Due Diligence, Strategic Planning, Equities, Investment Banking, Business Strategy, Corporate Finance, Investments, Financial Modeling, Start-ups, Capital Markets, Corporate Development, Entrepreneurship, Financial Services, Mergers & Acquisitions, Restructuring, Real Estate
Education
Stanford University 1974 — 1978
Bachelor's degree, Mechanical Engineering
Stanford University 1974 — 1978
Bachelor's degree, Mechanical Engineering
Stanford University 1974 — 1978
Bachelor's degree, Mechanical Engineering
ADP July 2009 - Present
ADP Retirement Services February 2007 - July 2009
ADP Retirement Services December 2004 - July 2009
UBS Global Asset November 1999 - November 2004
Prudential Investments July 1997 - November 1999
PaineWebber, Inc June 1989 - July 1997
Skills
Lead Generation, Competitive Analysis, B2B, Direct Marketing, Budgeting, Product Strategy, Email Marketing, Demand Generation, Marketing Communications, Integrated Marketing, Marketing Management, Product Marketing, Strategic Partnerships, Budgets, CRM, Marketing Strategy, Product Management, Business Development, Management, Market Research, Brand Management, Marketing, Multi-channel Marketing, Advertising, Strategic Planning, Sales, Product Development, Business Strategy, Customer Retention, Salesforce.com
Education
Syracuse University - Martin J. Whitman School of Management
Marketing
Flippin Bruce and Porter, Inc. April 1998 - Present
Trevor Stewart Burton and Jacobsen Inc. January 1992 - May 1998
PaineWebber Inc. January 1988 - December 1991
Skills
Asset Allocation, Equities, Investment Management, Alternative Investments, Investments, Portfolio Management, ETFs, Investment Strategies, Investment Advisory, Mutual Funds, Hedge Funds, Asset Management, Series 7, Wealth Management, Series 63, Securities, Fixed Income
Education
The University of Georgia 1974 — 1978
Bachelor of Arts (B.A.), Journalism/Marketing
Lewis Marketing January 2010 - Present
2006 -2010 January 2006 - January 2010
The Yellow Book January 2001 - January 2006
California Federal Bank January 1998 - January 2001
PaineWebber Inc November 1989 - January 1998
Education
Idaho State University 1983 — 1989
Bachelor of Science, Business Finance
Atkinson Management Consulting May 2012 - Present
NorthBay Stage Co 2014 - 2015
Campanile Foundation 2009 - 2014
Morgan Stanley January 2010 - April 2012
Campanile Foundation 2007 - 2011
UBS Investment Bank January 2006 - June 2007
UBS 1988 - 2006
Painewebber Inc November 1987 - November 2000
Salomon Brothers 1977 - 1987
Skills
Investment Banking, Product Management, Strategic Leadership, Capital Markets, Securities, Investments, Equities, Municipalities, Fixed Income, Series 7, Private Equity, Wealth Management, Portfolio Management, Derivatives, Hedge Funds, Series 24, Financial Services, Bloomberg, Financial Structuring, Financial Modeling, Leadership, Structured Finance, Valuation, Executive Management, Structured Products, Financial Markets, Emerging Markets, Mergers & Acquisitions, Venture Capital, Due Diligence, Investment Strategies, Mutual Funds, Finance, Management
Education
University of San Diego School of Law 1972 — 1975
Juris Doctorate, Law
San Diego State University-California State University 1965 — 1970
B.S., Political Science/Public Admin
Prudential Financial May 1997 - May 2011
AFFILIATED COMPUTER SERVICES & FINANCIAL, New York, NY March 1995 - May 1997
PAINEWEBBER INC. March 1991 - March 1995
PAINEWEBBER INC February 1987 - March 1991
Education
Cheyney University of Pennsylvania
Excelsior College
BEECHER CARLSON April 2005 - Present
THE ST. PAUL TRAVELERS INSURANCE COMPANY July 2003 - April 2005
KRAL CLERKIN REDMOND RYAN PERRY & GIRVAN August 2000 - July 2003
FEDER, GOLDSTEIN, TANENBAUM, D’ERRICO & ARNEDOS June 1995 - August 2000
PAINEWEBBER, INC November 1993 - August 1994
Skills
Liability, Workers Compensation, Securities, Property & Casualty..., Captives, Legal Research, Legal Writing, Risk Management, Casualty, Directors & Officers...
Education
New York Law School 1994 — 1997
J.D., Law
Saint John's University 1989 — 1993
B.S., Business Management
Bank of America - Merrill Lynch June 2012 - Present
Capstone Investment Advisors January 2008 - August 2011
CIBC World Markets April 2007 - January 2008
Nomura Securities International Inc. May 1997 - April 2007
Nomura Securities International Inc December 1995 - May 1997
PaineWebber Inc. January 1992 - December 1995
Skills
Options, Tenders, Equities, Arbitrage, Special Situations, Risk Arbitrage
Education
Fordham University - Graduate School of Business Administration 1993 — 1997
MBA, Finance
Lehigh University 1987 — 1991
Bachelor of Science, Accounting
UBS Financial Services December 2009 - June 2012
Fidelity Investments June 2006 - November 2008
UBS Financial Services September 2001 - June 2006
PAINEWEBBER INC February 1994 - August 2000
PAINEWEBBER INC February 1984 - January 1994
Skills
Finance, Financial Analysis, Microsoft Excel, Account Reconciliation, Analysis, Mutual Funds, Securities, Management, Investments, Trading, General Ledger, Bonds, Microsoft Office, Product Management
Education
American InterContinental University 2006 — 2009
AABA Degree, Business Administration
Ivy Sports Medicine LLC June 2011 - Present
Ivy Capital Partners 2002 - Present
PaineWebber Inc 1987 - 1997
Kidder Peabody 1977 - 1986
Education
Columbia University - Columbia Business School 1975 — 1977
MBA, Finance
Brown University 1969 — 1973
BA, Economics
GRT Capital Partners, LLC August 2013 - Present
BlackRock January 2005 - May 2013
State Street Research & Management, acquired by BlackRock 2004 - 2005
Banc of America Securities 2000 - 2004
PaineWebber Inc. 1997 - 2000
Skills
Portfolio Management, Equity Research, Energy Industry, Equities, Hedge Funds, Bloomberg, Alternative Investments, Asset Management, Fixed Income, Capital Markets, Investments, Mutual Funds, Investment Management, Valuation, Asset Allocation, Financial Modeling, Derivatives, Bonds
Education
Boston College 1993 — 1997
Bachelor of Arts, Economics and English
Chaminade High School 1989 — 1993
Regions Financial Corporation January 2013 - Present
The Legend Group April 2012 - January 2013
Wells Fargo Advisors January 1999 - April 2011
Prudential Securities, Inc January 1996 - January 1998
PaineWebber, Inc January 1993 - January 1996
Education
University of South Florida 1991 — 1993
Bachelor of Business Administration (B.B.A.), Finance, General
Broadridge Financial 2010 - 2015
UBS Wealth Management 1995 - 2008
Bank of America 1992 - 1995
PaineWebber Inc 1988 - 1992
Skills
Banking, Trading, Mutual Funds, Fixed Income, Management, Equities, Wealth Management, Financial Services, SDLC, Disaster Recovery, Investment Banking, Hedge Funds, Capital Markets, Securities, Organizational..., Product Development, Program Management, Change Management, IT Strategy
Education
Baruch College
Bachelor of Business Administration (BBA)
Total Business Solutions LLC November 2012 - Present
NMR Staging and Events March 2008 - October 2012
The Connors Group Inc September 2007 - January 2008
DPM Mellon, LLC October 2005 - June 2006
Princeton Financial Systems June 2000 - October 2004
Nomura Asset Management USA Inc. October 1995 - June 2000
PaineWebber Inc. 1991 - 1995
Skills
Mutual Funds, Hedge Funds, Trading, Fixed Income, Securities, Sales, Accounting, Event Management, Financial Markets, Trade Shows, Corporate Events, Relationship Marketing, Social Networking, Event Planning, Facebook
Education
Elon University 1982 — 1985
Bachelor of Arts (BA), Business Administration and Management, General
UBS Wealth Management July 2008 - Present
UBS FINANCIAL SERVICES INC July 2008 - Present
UBS June 2006 - June 2008
UBS January 2005 - May 2006
PW Trust Company July 2000 - December 2004
PW TRUST COMPANY July 1998 - June 2000
PW TRUST COMPANY January 1995 - June 1998
RETAIL BANKING May 1992 - December 1994
PAINEWEBBER INC August 1990 - April 1992
PAINEWEBBER INC May 1987 - July 1990
Skills
Operations Management, Risk Management, Financial Accounting, Strategic Planning, Project Management, Retirement Products, Mutual Funds
Education
Fordham University
Master of Business Administration (MBA), Finance, General
Fordham University, Graduate School of Business
Master of Business Administration, Finance
University of Delaware
Bachelor of Applied Science (BASc), Business/Finance
University of Delaware
Bachelor of Science, Finance
Prudential Financial Site Manager, Shelton office, Mutual Funds divisionAmerican Skandia/Prudential Financial2002 - 2005
American Skandia 2000 - 2002
American Skandia 1998 - 2000
PaineWebber Inc 1997 - 1998
SunAmerica Asset Management 1995 - 1997
Skills
Series 26 licensed, Series 6 licensed, Strategic Planning, Strategic Financial..., Investments, Mutual Funds, Sales, Leadership, Series 6, Business Development, Relationship Management, Asset Allocation, Finance, Financial Planning, Series 63
Education
Southern Connecticut State University 1990 — 1994
bs, Business Administration and Management, General
UBS March 2008 - Present
Stifel Financial Corp. (f/k/a Ryan Beck & Co.) December 2002 - February 2008
American Stock Exchange October 2000 - December 2002
Salomon Smith Barney, Inc. March 1998 - October 2000
PaineWebber Inc. May 1995 - March 1998
Education
New York Law School 1991 — 1994
Juris Doctor
Baruch College 1987 — 1991
Bachelor of Business Administration (BBA), Accounting
HSBC Global Asset Managment (USA), Inc. September 2007 - October 2014
Fortis Investment Management August 2002 - September 2007
BondBook, LLC January 2001 - June 2002
PaineWebber, Inc. April 1997 - December 2000
BankAmerica Securities, Inc. September 1996 - April 1997
Citicorp Securities, Inc. November 1989 - August 1996
PaineWebber, Inc. June 1988 - November 1989
National Association of Securities Dealers, Inc. October 1986 - June 1988
Skills
Risk Management, Portfolio Management, Fixed Income, Financial Risk, Capital Markets, Trading, Asset Management, Operational Risk, Corporate Finance, Investments, Management
Education
American Graduate School of International Management 1983 — 1985
Certifcado De Estudios De Postgrado, Finance
Cornell University 1979 — 1983
Bachelor's Degree, Government