Pali Capital
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Pali Capital Employees
Infor September 2015 - Present
General Assemb.ly November 2012 - Present
Quirky Inc April 2015 - August 2015
Undercurrent October 2014 - August 2015
Undercurrent September 2013 - September 2014
Undercurrent June 2011 - September 2013
Undercurrent May 2010 - June 2011
Freelance August 2008 - February 2010
Pali Capital June 2009 - August 2009
VCM Capital Management - Cepres May 2008 - August 2008
Skills
Digital Strategy, Analytics, Strategy, Digital Marketing, Research, Business Strategy, Digital Media, Web Analytics, Innovation, Customer Insight, Integrated Marketing, Brand Architecture, Software Development, Product Development, Strategic Planning, Marketing Strategy, Data, Organizational Design, Open Innovation, Coaching, Vision Development
Education
Bard College 2006 — 2010
Bachelor of Science (BS), Finance and Economics
Bard College 2006 — 2010
Bachelor of Arts (BA), Computer Science
Colegiul National de Informatica Tudor Vianu 2002 — 2006
Baccalaureate, Computer Science
Frontier Airlines January 2015 - Present
Shot Stats October 2013 - Present
Advanced Sports Logic, Inc. August 2013 - Present
The Golf Channel/GolfNow.com September 2013 - January 2015
The Golf Channel/GolfNow.com October 2012 - September 2013
First New York Securities May 2010 - October 2012
Pali Capital September 2009 - March 2010
TDC Companies February 2009 - June 2009
Lehman Brothers July 2008 - August 2008
Health Care REIT June 2007 - September 2007
Skills
Financial Analysis, Technical Writing, Equities, Bloomberg, Derivatives, Trading, Fixed Income, Financial Modeling, Series 7, Investment Banking, Capital Markets, Portfolio Management, Valuation, Series 63, Investments, Options, Equity Trading, Mergers, Alternative Investments, Due Diligence, Asset Managment, FX Options, Back Office, Middle Office, Equity Research, Equity Valuation, Private Equity, Financial Markets, Asset Allocation, Finance, Structured Products, Commodity, Hedging, Electronic Trading, Equity Derivatives, Proprietary Trading, FINRA, Trading Strategies, Trading Systems, Bloomberg Terminal, Prime Brokerage, Securities, Emerging Markets, Bonds
Education
The Ohio State University 2005 — 2008
Bachelor of Science (B.S.), Finance and Accounting
Twisted Dish Tavern March 2014 - Present
GFI Group December 2011 - June 2013
BGC Partners January 2010 - November 2011
Pali Capital 2006 - 2010
Skills
developing lasting..., oversee and manage a...
Education
st johns university 1995 — 1998
Bachelor of Science (BS), sports administration
American University 1986 — 1988
Oberon Securities, LLC July 2014 - Present
John Thomas Financial August 2012 - June 2013
Corinthian Partners L.L.C. November 2010 - August 2012
Laidlaw & Company September 2009 - November 2010
Joseph Gunnar & Co, LLC August 2006 - September 2009
Pali Capital January 2003 - August 2006
Skills
Capital Raising, Underwriting, Public Equity Offerings, Private Equity, Registered Direct..., Deal Sourcing, Deal Structures, Restructuring, Restricted Stock, Bridge Financing, Capital Markets, Roadshows, Alternative Investments, Hedge Funds, IPO, Due Diligence, Investment Banking, Equities, Venture Capital, Mergers & Acquisitions, Valuation, Corporate Finance
Education
Fordham University - Graduate School of Business Administration 1986 — 1988
Master of Business Administration (MBA), Finance
Villanova University 1978 — 1982
B.A. Economics
B2B CFO 2013 - Present
Molloy College 2011 - Present
Ticonderoga Securities LLC 2009 - 2013
Pali Capital 2007 - 2009
Macquarie Group 2004 - 2007
Blaylock & Company 2002 - 2004
Tucker Anthony Inc 1997 - 2002
ING Barings Securities Inc 1996 - 1997
Salomon Brothers 1988 - 1996
Ernst & Young 1983 - 1988
Skills
Certified Public..., Series 27 Financial and..., Financial Reporting, Financial Analysis, Acquisitions, Due Diligence, Internal Controls, SEC filings
Education
New York University, Stern School of Business 1990 — 1994
Master of Business Administration (MBA), Finance
Boston College 1979 — 1983
Bachelor of Science (B.S.), Accounting
Moody's Analytics December 2014 - Present
PPR July 2013 - June 2014
Dahlman Rose & Co. (Acquired by Cowen Group, Inc.) August 2010 - October 2011
Pali Capital July 2006 - February 2010
Bear Stearns April 1997 - November 2002
Fidelity Investments January 1993 - April 1997
Skills
Equities, Trading, Equity Trading, Investments, Risk Management, Commodity, Strategic Planning, Electricity, Natural Gas, New Business Development, Chemicals, Transportation, Contract Negotiation, Marketing Strategy, Capital Markets, Stress Testing, Loss Forecasting, Credit Analysis, Credit Risk
Education
Bucknell University 1988 — 1992
Bachelor of Arts (B.A.), International Relations and Affairs
Societe Generale Corporate and Investment Banking - SGCIB May 2015 - Present
Jefferies LLC June 2014 - May 2015
Barclays Capital May 2011 - June 2014
Barclays Capital June 2010 - May 2011
Pali Capital June 2009 - April 2010
Merrill Lynch April 2007 - April 2009
Merrill Lynch August 2006 - April 2007
Skills
Equities, Derivatives, Microsoft Office, Portfolio Management, Capital Markets, Microsoft Excel, Trading, Analysis, Fixed Income, Due Diligence, Management, Accounting, Access, Mergers & Acquisitions, Finance
Education
Rutgers University-New Brunswick 2003 — 2006
Bachelors of Art, Political Science
Rutgers University-New Brunswick
Arion Devices LLC February 2015 - Present
Backupify December 2013 - August 2014
Backupify February 2013 - November 2013
Arion Devices LLC July 2010 - November 2013
Pali Capital May 2008 - September 2009
Jefferies & Company January 2007 - April 2008
Accenture 2006 - 2006
Skills
Strategic Business..., Process Improvement, Entrepreneurial..., Financial Forecasting, Industry Analysis, Market Opportunity..., Passion for Innovation, Regulatory Strategy, Start-ups, Medical Devices, Innovation, Strategic Planning, Strategy, Entrepreneurship, Risk Management, Competitive Analysis, Market Analysis
Education
University of Oxford 2009 — 2010
MBA
Lafayette College 2002 — 2006
B.A, Mathematics, Philosophy
Corporate Finance Consultant 2013 - Present
Pacific Special Acquisition Corp. August 2015 - Present
YPO-WPO 2000 - Present
Trio Merger Corp. 2011 - 2013
Primcogent Solutions December 2010 - 2013
Pali Capital January 2007 - 2010
Morgan Joseph & Co. July 2001 - January 2007
LADENBURG THALMANN & CO. INC. 1998 - 2000
Brenner Securities 1990 - 1998
Brenner Securities 1990 - 1998
Skills
Investment Banking, Venture Capital, Mergers, Start-ups, Private Equity, Corporate Finance, Corporate Development, Due Diligence, Capital Markets, Strategy, Valuation, Asset Management, Entrepreneurship, Strategic Planning, Portfolio Management, Strategic Partnerships, Business Strategy, Equities, Contract Negotiation, Investments, Mergers & Acquisitions, Financial Modeling, Finance, Restructuring, Hedge Funds, Financial Analysis, Executive Management, Alternative Investments, Financial Services, M&A experience, Angel Investing, Securities
Education
Columbia University - Columbia Business School 1982 — 1984
MBA, Finance
Vassar College 1978 — 1982
AB, Cognitive Science
Sullivan & Cromwell LLP 2012 - April 2012
Tiedemann Investment Group June 2007 - January 2012
Pali Capital December 2005 - June 2007
Skills
Windows Server 2008, Windows 7, Windows Server 2003, Windows XP Professional, Microsoft Office 2007, microsoft office 2010, Bloomberg Terminal, Active Directory, Backup Exec
Education
John Jay College of Criminal Justice 1996 — 1999
Criminology
New Utrecht High School 1992 — 1996
Forefront Income Trust September 2014 - Present
Forefront Capital July 2014 - Present
Forefront Advisory LLC June 2013 - October 2013
Shines Trading Room June 2013 - September 2013
Pali Capital June 2009 - August 2009
Skills
Market Research, Asset Allocation, Entrepreneurship, Risk Management, Financial Modeling, Portfolio Management, Social Media Marketing, Investment Advisory, Microsoft Excel, Sales Process, Sales Presentations, Day Trading, Marketing, Options Strategies, Sales Management, Hold Series 7, Sales Operations, Technical Analysis, Fundamental Analysis, Chart Analysis, Social Media, Facebook, PowerPoint, Public Speaking
Education
Elon University - Martha and Spencer Love School of Business 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
ESCI-UPF International Business 2012 — 2013
Janney Montgomery Scott LLC October 2012 - Present
First New York Securities March 2010 - October 2012
Pali Capital August 2008 - March 2010
Finance500 August 2002 - August 2008
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets, Negotiation, Editing, C++, C, Java, Banking, Management, Investments
Education
Golden West College
LeadDog Marketing Group November 2011 - Present
Van Wagner September 2007 - November 2011
Union Square Hospitality Group June 2007 - August 2007
Scopia Capital October 2005 - March 2007
Pali Capital June 2004 - October 2005
Education
New School University 2012 — 2012
Continuing Education - Food Studies, The Politics of the Global Food System
New York University 2010 — 2011
SCPS - Continuing Education
Lehigh University 2000 — 2004
BS in Business, Marketing Major
ALaS Consulting, LLC June 2008 - Present
BNP Paribas November 2010 - September 2013
Barclays Capital December 2009 - November 2010
Pali Capital November 2008 - December 2009
JPMorgan Chase June 2008 - October 2008
Skills
Investment Banking, Derivatives
Education
Cornell University 2004 — 2008
BA, Economics
MetroPlus Health Plan of New York Health and Hospitals Corp. November 2012 - Present
EPICSOUL Band LLC March 2011 - Present
New York Computer Help April 2009 - October 2012
Pali Capital 2008 - 2008
Cerberus Capital Management 2006 - 2008
OppenheimerFunds 1998 - 2005
Skills
Disaster Recovery, Active Directory, Vendor Management, Microsoft SQL Server, IT Strategy, Business Analysis, Program Management, Project Management, Process Improvement, Strategic Planning, Technical Support, Team Leadership, Asset Managment, Information Technology, Asset Management, CRM, SDLC, Integration, SharePoint, Cloud Computing, ITIL, Visio, Requirements Analysis, Enterprise Architecture, Business Intelligence, Software Project..., Software Documentation, Databases, IT Management, Management, Leadership, IT Service Management
Education
Berklee College of Music
Production and Engineering
Morgan Stanley January 2015 - Present
Morgan Stanley April 2014 - December 2014
Cowen and Company January 2014 - March 2014
Cowen and Company July 2010 - December 2013
Cowen and Company July 2007 - June 2010
Pali Capital May 2006 - July 2006
Merrill Lynch January 2006 - April 2006
Pratt & Whitney May 2005 - July 2005
Skills
Leadership, Mergers & Acquisitions, Project Management, Investment Banking, Valuation, Trading, Financial Modeling, Portfolio Management, Capital Markets, Equities, Private Equity, Corporate Finance, M&A experience, Venture Capital, Investments
Education
The Citadel 2003 — 2007
B.S., Business Administration (Accounting), Minor in Spanish
Wasserstein & Co. February 2014 - Present
State Street Bank September 2012 - January 2014
Pali Capital June 2006 - July 2009
Intermodal Management System December 2005 - February 2006
Skills
Microsoft Excel, Microsoft Word, MAS500, QuickBooks, Fidessa, Thompson, Reuters, Bloomberg Terminal, PowerPoint, OTC, DTC, Derivatives, Sales Operations, International Operations, Trade Regulation, Emerging Markets, Financial Analysis, EMEA, Crystal Reports, AWD, Portfolio Management, FX trading, Account Reconciliation, Fixed Income, Securities, Equities, Mutual Funds, Equity Trading
Education
City University of New York-College of Staten Island 2005 — 2012
Bachelor of Science (BS), Finance, General
City University of New York-College of Staten Island 2005 — 2012
BS, Economics
Datalot January 2014 - Present
Datalot Inc November 2011 - December 2013
Epic Media Group 2009 - November 2011
Pali Capital June 2008 - August 2008
SendTraffic, a Division of Atrinsic June 2004 - August 2008
RocketProfit, A division of Atrinsic 2007 - 2007
Skills
Customer Acquisition, Social Media, Online Marketing, Lead Generation, New Business Development, Online Advertising, Email Marketing, Leadership, Management, Online Lead Generation, SEM, Business Development, Digital Marketing, PPC, Affiliate Marketing
Education
Indiana University - Kelley School of Business 2005 — 2009
Finance, Minor Accounting
Point72 Asset Management June 2014 - Present
Susquehanna International Group March 2010 - June 2014
Pali Capital March 2008 - March 2010
CIBC World Markets February 2006 - February 2008
CIBC World Markets November 2004 - February 2006
Schwab Soundview Capital Markets 2003 - 2004
SoundView Technology Group 2002 - 2003
Wit SoundView (Merger of Wit Capital and SoundView Technology Group) 1999 - 2002
Smith Barney (later Salomon Smith Barney) August 1995 - March 1999
Mabon Securities 1994 - 1994
Skills
Equities, Equity Research, Equity Capital Markets, Equity Trading, Trading, Series 7, Series 63, Hedge Funds, Capital Markets, Derivatives, Strategy, Options, Investment Banking, Bloomberg
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1993 — 1995
M.B.A., Finance
Colgate University 1985 — 1989
B.A., Political Science
The Barrett Edge, Inc. December 2011 - Present
TrickStar Innovations LLC January 2010 - Present
Sunrise Securities June 2004 - December 2009
Pali Capital June 2003 - June 2004
Skills
Venture Capital, Mergers & Acquisitions, Investment Banking, Capital Markets, Financial Modeling, Equities, Portfolio Management, Investor Relations, Asset Management, Private Placements, Strategy, Entrepreneurship
Education
City University of New York-Brooklyn College 2000 — 2003
BS, Finance
Highbridge Capital Management June 2010 - Present
Pali Capital January 2007 - February 2010
Eze Castle Integration 2005 - 2007
The Cluen Corporation 2002 - 2005
Always On Software 2000 - 2002
Skills
Disaster Recovery, Active Directory, Data Center, VMware, Virtualization, Operating Systems, Windows Server, IT Management, IT Strategy, Infrastructure
Education
City University of New York City College 2002 — 2004
Bachelor's degree, Computer Systems Networking and Telecommunications
Technical Career Institutes 1998 — 2000
Associate's degree, Computer Technology/Computer Systems Technology
Morrison & Foerster LLP June 2015 - Present
Morrison & Foerster LLP January 2014 - Present
Morrison & Foerster LLP September 2009 - Present
S.K.I.P January 2006 - September 2011
Wolf Haldenstein Adler Freeman & Herz LLP August 2008 - August 2009
Evercore Partners October 2005 - August 2008
Pali Capital January 2002 - October 2005
Footlocker, Time Sq. November 2003 - May 2004
The Bombay Company January 2002 - November 2002
Skills
PowerPoint, Microsoft Excel, Outlook, Online Research, Blackberry, Microsoft Office Xp, Mac OS, iPhone, iPad, Microsoft Office, Microsoft Word, Administrative..., Customer Service, Marketing, Networking, Process Scheduler, Retail, Negotiation, Human Resources, Budget, Research, Spanish, Contract Negotiation, Time Management, Vendor Management, Social Media, Budgets, Event Management, Strategic Planning, Employee Relations, Teamwork, Team Building, Fundraising, Project Planning, Training, Software Documentation, Leadership, Office Management, Recruiting, Policy, Sales, Access, Analysis, Administrative...
Education
Colorado Technical University 2012 — 2014
Master of Business Administration (MBA), Health/Health Care Administration/Management
Colorado Technical University 2012 — 2014
Master of Business Administration (M.B.A.), Operations Management and Supervision
Colorado Technical University 2005 — 2007
BSBA, Business Administration
City University of New York-Hunter College 2004 — 2005
Business/Science
Borough of Manhattan Community College 2002 — 2003
Liberal Arts
Cathedral High School 1997 — 2001
Diploma, Business/ Medical
TechDay September 2013 - Present
DevShop September 2013 - January 2015
tradembark November 2012 - August 2013
Susquehanna International Group May 2010 - January 2012
Pali Capital May 2008 - February 2010
Jefferies & Company, Inc. April 2004 - April 2008
Knight Securities December 1998 - June 2001
Skills
Equity Trading, Equities, Capital Markets, Trading, Special Situations, Bloomberg, Hedge Funds, Electronic Trading, Series 7, Fixed Income, Trading Systems, Options, Series 63, Securities, Proprietary Trading, Equity Research, Financial Markets, Bonds, Investments, Trading Strategies, ETFs, Technical Analysis, FINRA, Investment Strategies, Market Data, Bloomberg Terminal, Equity Valuation, Entrepreneurship, Startup Development, Early-stage Startups, Derivatives, Start-ups, Equity Derivatives, Emerging Markets, Investment Banking, Asset Management, Alternative Investments, Valuation, Portfolio Management, Private Equity, Corporate Development, Finance, Structured Products
Education
University of Florida 1994 — 1998
BS, Psychology
Cowen and Company July 2014 - Present
BNP Paribas January 2011 - July 2014
Pali Capital February 1998 - January 2010
Skills
Equities, Options, Series 7, Equity Trading, Series 63, Series 24
Education
The University of Connecticut 1989 — 1993
Economics, Finance
Independent Consultant October 2010 - Present
Hedge Funds Care 2007 - Present
North Highland May 2014 - January 2015
Collins Stewart March 2010 - October 2010
Pali Capital August 2005 - February 2010
Deephaven Capital Management 2000 - 2004
Skills
Alternative Investments, Board Relations, Brand Development, Business Analysis, Business Development, Business Strategy, Capital Markets, Commercial Real Estate, Customer Service, Deal Sourcing, Debt Structuring, Entrepreneurship, Financial Analysis, Fundraising, Hedge Funds, Integrated Systems, Internet, Investment Banking, Investment Strategies, Investor Relations, Marketing Strategy, Microsoft Office, Multi Tasking, New Business Development, Non-profits, Operations, Process Improvement, Product Launch, Project Coordination, Proprietary Trading, Sales, Start-up Operations, System Testing, Trading, Trading Systems, Venture Capital, Integration, Debt Restructuring, Start-ups, Equities, Finance, Portfolio Management, Securities, Mutual Funds, Funding, Private Equity, Due Diligence, Fixed Income, Asset Management, Mergers & Acquisitions
Education
University of Saint Thomas - School of Business
MBA
University of San Diego
BBA
Arizona State University
Minnetonka High School
Shannon River Partners August 2010 - Present
Pelagic Capital Advisors May 2008 - June 2010
Pali Capital May 2007 - May 2008
Foresight Research/Wall Street Access May 2004 - May 2007
Morgan Stanley September 2001 - May 2004
Skills
Investments, Derivatives, Bonds, Equity Trading, Management, Hedge Funds, Alternative Investments, Equities
Education
Columbia University - Columbia Business School 2007 — 2009
MBA, Business
University of North Carolina at Chapel Hill 1999 — 2001
BA, History
Gilman School 1985 — 1997
BNY Mellon June 2013 - Present
Starrlight Consulting January 2011 - Present
ALaS Consulting LLC March 2010 - December 2011
Pali Capital August 2008 - February 2010
Jefferies & Company, Inc November 2000 - August 2008
Stamps.com May 2000 - October 2000
Deloitte September 1997 - May 2000
Skills
Equities, Capital Markets, Financial Modeling, Corporate Finance, Financial Analysis, Bloomberg, Fixed Income, Derivatives, Series 7, Risk Management, Due Diligence, Securities, Financial Services, Series 27, Series 63, FINOP, CPA, Database Design, Lawson General Ledger, Mas 500, FITS, Net Capital Calculation, Public Speaking, Training, MAS500, Asset Backed Securities, MBS
Education
University of Southern California - Marshall School of Business 1996 — 1997
MAcc, Accounting, Finance, & Marketing Services
University of Georgia - Terry College of Business 1992 — 1996
Bachelor of Business Administration (BBA), Accounting and Finance
Janney Montgomery Scott October 2012 - Present
MPS Fixed Income March 2010 - October 2012
Pali Capital September 2008 - February 2010
Simmons Company 2007 - 2007
Skills
Options, Equity Research, Securities, Equities, Trading, Capital Markets, Fixed Income, Bloomberg, Series 7, Bonds, Structured Products, Prime Brokerage, Investments, FX Options, Hedge Funds, Series 63, Electronic Trading, Equity Trading, Derivatives, Financial Markets, Trading Systems
Education
The American University of Paris 2004 — 2008
BA & BS, Applied International Finance, International Business Admin, Applied Mathematics
Marlborough School for Girls
Brilla Group, LLC July 2012 - Present
Avila Capital Markets, Inc. January 2009 - July 2012
Pali Capital October 2005 - December 2008
Refco October 1999 - October 2005
Skills
Capital Markets, Securities, Fixed Income, Emerging Markets, Series 7, Investment Banking, Bonds, Corporate Finance, FINRA, Trading, Bloomberg, Structured Products, Latin America, Equities, Financial Markets, Equity Trading, Electronic Trading, Investment Management, Investment Advisory, Commodity, Leveraged Finance, Investor Relations, Options, Alternative Investments, Private Equity, Investments, Structured Finance, Management Consulting
Education
Boston University 1994 — 1995
Msc, International Banking & Finance
Universidad Católica Andrés Bello 1987 — 1992
LAW, law
SPƎNGLISH (ñ) 2006 - Present
Greene Street NYC May 2013 - Present
Kimex Group SA de CV 1998 - January 2014
Judios Latinos 2008 - 2009
Palicapital September 2006 - May 2008
Pali Capital 2006 - May 2008
Skills
Creating Lifestyle of..., Direct Marketing, Latin America, Middle East, Mexico, Entertainment, Music, Fashion, Lifestyle, Creative Direction, Marketing, Start-ups, E-commerce, Equities, Venture Capital, Art, Sales, Entrepreneurship, Social Media, Marketing Strategy, Emerging Markets, Strategy, Business Strategy, Spanish, Business Development
Education
Fashion Institute of Technology 2009 — 2010
Global Fashion Management, Global FASHION Management
American University 2002 — 2006
Psychology, Philosophy
Morgan Stanley August 2015 - Present
Morgan Stanley June 2014 - August 2014
GE Capital February 2013 - August 2013
GE January 2011 - January 2013
General Electric May 2009 - August 2009
Pali Capital May 2008 - August 2008
Tishman Speyer May 2007 - August 2007
Skills
Financial Analysis, Strategic Financial..., Managerial Finance, Corporate Finance, Financial Reporting, Forecasting, Accounting, Investment Banking, Financial Planning
Education
New York University - Leonard N. Stern School of Business 2013 — 2015
MBA - Finance & Strategy
University of Wisconsin-Madison - School of Business 2006 — 2010
BBA, Finance
ESCP Europe 2008 — 2009
Study Abroad, Finance
Bizfi July 2015 - Present
Merchant Cash and Capital LLC May 2012 - Present
Merlin Securities October 2010 - June 2012
BGC Partners January 2010 - August 2010
Pali Capital January 2002 - January 2010
Skills
Derivatives, Equities, Trading, Equity Trading, Series 63, Swaps, Trading Systems, Prime Brokerage, Equity Research, Hedge Funds, Series 7, Alternative Investments, Financial Markets, Electronic Trading, Options, Securities, Sales, Funding, Financial Analysis, Financial Modeling, Financial Services, Finance, Asset Management, Leadership, Portfolio Management
Education
University of Arizona 1998 — 2001
Bachelor of Arts (B.A.), School of Behavioral Science
University of Colorado Boulder 1997 — 1998
Leeds School of Business
Theia Management October 2014 - Present
Penserra Securities LLC June 2013 - August 2013
Kaufman Bros. April 2011 - September 2011
Zealous ATS November 2007 - April 2008
NYPPEX 2006 - 2007
Pali Capital May 2005 - November 2005
HBack Builders August 2002 - November 2004
Source Capital Group 2001 - 2002
International Specialty Boutiques June 1996 - June 1999
Grupo Financiero Interacciones November 1994 - June 1996
Skills
Fixed Income, Private Equity, Capital Markets, Emerging Markets, Alternative Investments, Investor Relations, Investment Strategies, Financial Markets, Secondary Market, Financial Structuring, High Yield, Portfolio Management, Microsoft/Bloomberg ..., Credit, Finance, Distressed Assets
Education
University of California, Los Angeles
Bachelor's Degree, Political Science
Intersecurities International October 2014 - Present
Murex Capital LLC September 2012 - September 2014
Avila Capital Markets, Inc. January 2009 - September 2012
Pali Capital January 2005 - December 2008
Merrill Lynch March 2003 - April 2005
American Express Financial Advisors August 2002 - March 2003
Skills
Account Management, Hispanic Market, Social Media Marketing, Marketing Management, Brand Awareness, Project Management, Fixed Income, Marketing Strategy, Emerging Markets, Trading, Marketing, Finance, Hedge Funds, Equities, Options, Bloomberg, Capital Markets, Securities, Structured Products, Derivatives, Financial Analysis, Bonds, Alternative Investments, Investment Banking, Investments, Financial Markets, Asset Managment, Series 7, Series 63, Portfolio Management, Asset Management, Wealth Management, Proprietary Trading, Strategy
Education
Fordham University - Graduate School of Business Administration 2008 — 2012
MBA, Marketing
New York University - Leonard N. Stern School of Business 1998 — 2002
BS, Finance
SW Retail Advisors Inc April 2011 - Present
Pali Capital January 2006 - February 2010
Fulcrum Global Partners September 2003 - January 2005
UBS Investment Bank September 1999 - August 2002
Skills
Equity Research, Equities, Hedge Funds, Capital Markets, Series 7, Valuation, Bloomberg, Series 63, Alternative Investments, Equity Trading, Financial Modeling, Investments, Securities, Private Equity, Fixed Income, Financial Analysis, Asset Management
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, FINANCE
Tulane University 1989 — 1993
BA, Political Science
ITG January 2015 - Present
BGC Partners January 2010 - January 2015
Pali Capital September 2008 - January 2010
Education
Tulane University - A.B. Freeman School of Business 2004 — 2008
Finance
Sumavielle Consulting October 2014 - Present
Murex Capital October 2012 - November 2014
Avila Capital October 2009 - September 2012
Pali Capital October 2006 - October 2009
Refco September 1992 - October 2006
Skills
Bloomberg, Fixed Income, Hedge Funds, Derivatives, Equities, Capital Markets, Financial Risk, Options, FX Options, Trading, Series 7, Emerging Markets, Risk Management, Financial Markets, Investment Banking, Securities, Investments
Education
University of South Carolina-Columbia 1982 — 1986
B.S, Finance and Management Science
University of South Carolina-Columbia 1982 — 1986
Bachelor's degree, Finance and managemnt science
Republic Services Inc November 2014 - Present
Republic Services August 2011 - October 2014
University of West Florida August 2009 - April 2011
Pali Capital May 2009 - August 2009
Mid West Sanitary Services June 2004 - July 2009
Johnny Macs Sporting Goods November 2007 - September 2008
Skills
Sales, Microsoft Office, Supply Chain, CRM, Microsoft Excel, Market Research
Education
University of West Florida 2009 — 2011
Masters, Business Administration
Lindenwood University 2006 — 2009
Business Administration, Marketing
DeSmet Jesuit High School 2002 — 2006
Diploma
ZyLAB 2015 - Present
ExchangeTek 2013 - 2015
Symantec 2011 - 2013
Clearwell Systems 2010 - 2011
Pali Capital 2009 - 2010
JPMorgan Chase 2008 - 2009
Bear Stearns 2003 - 2008
Coudert Brothers 1999 - 2002
Freshfields Bruckhaus Deringer LLP 1997 - 1997
Skills
Litigation Support, Litigation, Financial Services, Arbitration, Information Technology, Management, Finance, Team Building, Sales, Regulations, EDRMS, Investigation, Enterprise Software, Clearwell, Early Case Assessment, Analysis, Corporate Finance, Professional Services
Education
New York University School of Law 1996 — 1999
JD, International Law and Legal Studies
Muhlenberg College 1992 — 1996
B.S., Computer Science and International Relations
The Chinese University of Hong Kong 1995 — 1995
Study abroad
Meranier Gymnasium Lichtenfels 1990 — 1992
Abitur, Mathematics and English
Williams Trading, LLC May 2014 - Present
Williams Trading, LLC February 2012 - Present
Oppenheimer & Close, Inc. March 2010 - June 2010
Accountemps February 2010 - March 2010
Pali Capital November 2002 - May 2009
Pershing August 1998 - October 2002
Skills
Financial Analysis, Account Reconciliation, P&L Analysis, Budgets, Accounts Payable, Equities, Securities, Accounting, Hedge Funds, Capital Markets, Business Analysis, Accounts Receivable, Auditing, Strategic Financial..., Bloomberg, Corporate Finance, Financial Modeling, Payroll, Finance, Strategy, Portfolio Management, Financial Statements, Management
Education
Rutgers, The State University of New Jersey-Newark 1990 — 1994
B.S., Accounting
Telemus January 2014 - Present
Telemus Capital Partners September 2008 - December 2013
Camp Tamakwa June 2008 - August 2008
Camp Tamakwa June 2007 - August 2007
Pali Capital June 2006 - August 2006
Skills
Investments, Financial Planning, Asset Management, Portfolio Management, Series 7, Series 66, Financial Analysis, Estate Planning, Wealth Management, Asset Allocation, Investment Advisory, Social Media, Social Media Marketing, Excel, Wealth Management..., Strategic Financial..., Wealth, Retirement Planning, Tactical Asset..., Wealth Accumulation, Tax, Asset Managment, Microsoft Excel, Investment Management, Alternative Investments, Securities, Mutual Funds, Financial Advisory, Retirement
Education
University of Southern California 2005 — 2008
Economics
The London School of Economics and Political Science (LSE) 2005 — 2005
Accounting
Michigan State University 2004 — 2005
Business
Andover High School 2000 — 2004
BGC Partners January 2010 - Present
CurePSP 2010 - 2012
CurePSP 2009 - 2010
Pali Capital 2003 - 2008
R/GA 1998 - 1999
Poppe Tyson 1996 - 1998
Warner Bros. Entertainment Group of Companies 1986 - 1995
Skills
Options, Derivatives, Bloomberg, Trading, Capital Markets, Equities, Electronic Trading, Series 7, Securities, Customer Relations, Strategic Planning, Account Management, Word, Business Strategy, New Business Development, Microsoft Office, Public Speaking, PowerPoint, Sales Management, Financial Markets, Hedging, Equity Derivatives, Proprietary Trading, Equity Trading, Customer Service, Financial Services, Hedge Funds, Microsoft Word
Education
Occidental College 1980 — 1984
Bachelor of Arts (BA)
Brownell-Talbot School 1967 — 1980
The SDDCO Group February 2015 - Present
Dominick & Dominick LLC November 2013 - January 2015
The Benchmark Company August 2010 - April 2013
Pali Capital July 2003 - February 2010
Pelion Securities Corporation September 2006 - December 2008
Skills
Securities, Series 7, Hedge Funds, Capital Markets, Series 63, Equities, Equity Trading, Bloomberg, Trading, Options, Dodd-Frank, Investments, Series 24, Financial Markets, Electronic Trading, Series 4, Derivatives, Fixed Income, FINRA, Equity Research, Investment Banking, Financial Services
Education
Rider University
B.S. Business Administration, Finance
Monarch Alternative Capital LP May 2013 - Present
First New York Securities April 2009 - January 2013
Pali Capital June 2008 - April 2009
Jefferies & Company June 2004 - June 2008
Skills
Series 63, Back Office, FINRA, Derivatives, Capital Markets, Market Data, Trading Strategies, Options, Fixed Income, Trading Systems, Bloomberg, Financial Markets, Public Speaking, Hedge Funds, Portfolio Management, Series 7, Microsoft Office, Equity Derivatives, Equities, Venture Capital, Asset Managment, Visio, Bloomberg Terminal, Vendor Management, Alternative Investments, Financial Risk, Middle Office, Financial Services, Swaps, Bonds, Settlement, ETFs, FX Options, Proprietary Trading, Asset Management, Electronic Trading, Structured Products, Emerging Markets, Prime Brokerage, Series 24, Asset Allocation, Hedging, Equity Research
Education
Syracuse University 1996 — 1999
BS, Speech Communications, Political Science
Academy of Mount Saint Ursula 1992 — 1996
Gottlieb & Gordon LLP May 2012 - Present
Quantum Point Partners, LLC June 2009 - July 2011
Pali Capital February 2007 - June 2009
Garrison Group, LLC September 2001 - August 2006
Navigant June 2000 - August 2001
Federal Reserve Bank of San Francisco August 1999 - June 2000
Federal Reserve Bank of New York August 1997 - August 1999
Federal Reserve Bank of New York May 1996 - August 1997
Skills
Mergers, Financial Services, Start-ups, Leadership, Corporate Finance, Due Diligence, Commercial Litigation, Private Equity, Mergers & Acquisitions, Management Consulting, Investment Banking, Criminal Defense..., White Collar Criminal..., Securities Litigation, Litigation, Securities, Capital Markets, Civil Litigation, Corporate Law
Education
University of Michigan Law School 1993 — 1996
JD, Law
Kenyon College 1989 — 1993
BA, Political Theory
Gilman School 1985 — 1989
Forefront Income Trust January 2014 - Present
Pali Capital January 1995 - November 2008
Skills
Investment Management, Investments, Investment Advisory, Investment Strategies, Asset Management, Trading, Commodity, Financial Services, Derivatives, Finance, Hedge Funds, Asset Managment, Financial Structuring
Education
Bowdoin College 1977 — 1981
Econ and Political Science
EY Advisory April 2014 - Present
Barclays Capital May 2012 - April 2014
Barclays Capital May 2011 - April 2012
Barclays Capital July 2010 - April 2011
Pali Capital January 2009 - February 2010
Mata Securities June 2008 - September 2008
Skills
Project Management, Business Process..., Business Process..., Change Management, Software Development..., Off-shore Project..., Business Transformation, SDLC, Strategic Planning, Asset Management, Capital Markets
Education
BARUCH COLLEGE – ZICKLIN SCHOOL OF BUSINESS
Bachelor of Business Administration, Finance, 3.91
Rutgers, The State University of New Jersey-New Brunswick 2006 — 2008
Fuqua School of Business July 2015 - Present
AIG September 2013 - July 2015
IBM June 2013 - September 2013
IBM August 2011 - June 2013
Pali Capital May 2010 - August 2010
Houghton Mifflin Harcourt May 2009 - August 2009
Skills
Financial Modeling, Strategy, Financial Services, Fixed Income, Financial Analysis, Business Analysis, Business Development, Business Strategy, Data Analysis, Business Architecture, Business Transformation, Economics, Finance, Microsoft Excel, Management
Education
Denison University 2007 — 2011
Bachelor of Arts, Economics
Mountain Lakes High School 2003 — 2007
Susquehanna International Group, LLP (SIG) March 2012 - Present
Ticonderoga Securities LLC February 2010 - February 2012
Pali Capital November 2009 - February 2010
Royal Bank of Canada, Capital Markets November 2007 - November 2009
Education
Fordham University - Graduate School of Business Administration
MBA, Finance and Marketing
Tulane University
BA, Communications
Pali capital TraderPali Capital2004 - Present
abn Amro 1994 - Present
Education
Hofstra University 1992 — 1995
Catalyst Mutual Funds December 2014 - Present
Weller, Anderson, & Co., Ltd. April 2008 - January 2013
Pali Capital August 2007 - January 2009
Various Wall Street Firms October 1986 - December 2008
WorldVest Capital Markets 2006 - 2008
Prime Development and Construction Management Co. January 1997 - August 1999
Prime Construction Management October 1996 - December 1997
Prudential Bache 1987 - 1989
Skills
Brokerage, Securitization, Microsoft Excel, Fixed Income, Financial Modeling, Asset Managment, ABS, Private Equity, Residential Mortgages, Structured Products, Due Diligence, Mortgage Lending, Strategic Planning, Trading, Capital Markets, Sales, CMBS, Investments, Real Estate, Asset Management, Negotiation, Management
Education
Michigan State University 1973 — 1977
Bachelor of Science (B.S.), Physiology / Business
Undisclosed- Private Wealth Manager May 2010 - Present
Pali Capital October 2008 - May 2010
Jefferies & Company September 2007 - October 2008
Jefferies & Company March 2007 - September 2007
Jefferies & Company January 2006 - February 2007
Jefferies & Company January 2005 - January 2006
Ernst & Young, LLP September 2002 - January 2005
Skills
Credit Analysis, Sarbanes-Oxley, Due Diligence, Hedge Funds, Capital Markets, Investment Banking, Equity Research, Private Equity, Equities, Fixed Income, Corporate Finance, Derivatives, Securities, Bonds, Finance, Asset Management, Investments, Portfolio Management
Education
University of Notre Dame - Mendoza College of Business 2002 — 2003
MS. Accounting, Masters in Accounting
Villanova University 1998 — 2002
Bachelor of Science in Business Administration; Bachelors of Science in Economics, Finance
Carol Morgan 1986 — 1998
Neuberger Berman April 2012 - Present
CLSA April 2010 - April 2012
Pali Capital July 2008 - April 2010
Jefferies & Company November 2004 - April 2008
Schwab Soundview Capital Markets January 2000 - November 2004
Schroders 1993 - 2000
Skills
Investments, Securities, Series 63, Portfolio Management
Education
Stanford University Graduate School of Business 1986 — 1988
MBA
Cornell University 1979 — 1983
Bachelor of Arts, American Studies
Phillips Academy, Andover 1976 — 1979
Liquid Capital Markets June 2008 - Present
Pali Capital November 2002 - June 2008
Koch Energy Trading September 1996 - September 2000
Education
Fordham Gabelli School of Business 2000 — 2002
Northeastern University 1986 — 1993
BA, Busines Marketing
BlackRock February 2010 - Present
Barclays Global Investors February 2008 - February 2010
Pali Capital 2007 - 2008
Softagon August 2006 - May 2007
Independent April 2003 - July 2006
AG Edwards 2000 - 2003
Generalife 1998 - 2000
Skills
Hedge Funds, Financial Modeling, VBA, Equities, Fixed Income, Financial Analysis, FX Options, Derivatives, Investments, Risk Management, Bloomberg, Asset Management, Commodity, Asset Allocation, Portfolio Management, Trading, Equity Research, Finance, Alternative Investments, Investment Strategies, ETFs, Investment Management, Capital Markets
Education
Southern Illinois University, Edwardsville 1995 — 2000
Bachelor of Science (B.S.), Business Economics & Finance
Oscar Gruss September 2015 - Present
APB Financial Group, LLC November 2014 - September 2015
The Vertical Group October 2013 - September 2014
Louis Capital Markets February 2012 - December 2012
Auriga USA LLC January 2010 - December 2010
Pali Capital May 2004 - December 2010
J.P. Morgan January 2002 - December 2003
Foster Wheeler 1984 - 1986
Skills
Hedge Funds, Equity Trading, Investments, Series 7, Equities, Equity Research, CFA Level 2 Candidate, Financial Modeling, Mergers & Acquisitions, Trading, Bloomberg, Buy-side, FINRA, Series 63, Portfolio Management, Capital Markets, Equity Derivatives, Due Diligence, Finance, Options, Chartered Financial...
Education
Fordham Gabelli School of Business 1995 — 1998
MBA, Finance, 3.8
Stevens Institute of Technology 1991 — 1993
Master of Engineering, Chemical Engineering, 3.1
Davidson College 1984 — 1988
Bachelor of Science (B.S.), Chemistry
West Essex
Halleran Financial Group April 2015 - Present
Para Advisors March 2014 - December 2014
Topeka Capital Markets, Inc June 2011 - March 2014
MKM Partners March 2010 - June 2011
Pali Capital July 2008 - March 2010
Jefferies & Company 2004 - 2007
First Albany Capital 1998 - 2000
Skills
Series 7, Series 63, Trading, Hedge Funds, Bloomberg, Capital Markets, Investments, Fixed Income, Securities, Alternative Investments, Asset Management
Education
University of Rochester - William E. Simon Graduate School of Business Administration 2002 — 2004
Masters of Business, Finance & Corporate Accounting
Miami University 1993 — 1997
BA, Finance
McQuaid Jesuit High School 1989 — 1993
Stifel Nicolaus January 2012 - Present
MF Global New York January 2010 - November 2011
Pali Capital April 2008 - January 2010
CIBC World Markets / Oppenheimer & Co October 2003 - April 2008
Instinet Corporation 1999 - 2003
Bloomberg 1994 - 1999
Skills
Bloomberg, Account Management, Options, Derivatives, Series 63, Equities, Financial Markets, ETFs, Market Data, Hedge Funds, Commodity, Sales, Financial Services, Equity Derivatives, Series 7, Asset Managment, Investments, Trading Systems, Fixed Income, Investment Strategies, Portfolio Management, Mutual Funds, FX Options, Trading, Investment Banking, Risk Management, Equity Trading, Emerging Markets, Securities, Capital Markets, Alternative Investments, Electronic Trading
Education
University of Durham 1988 — 1992
BA, Modern Languages
Seton Securities Group April 2012 - Present
Seton Securities Group February 2009 - February 2012
pali capital May 2006 - May 2009
Paragon Capital July 1997 - September 2005
KEA Capital Inc. 1992 - 1997
Skills
Digital Marketing, Sales, High Yield, Hedge Funds, Trading
Education
Northeastern University 2011 — 2013
Master of Business Administration (MBA), Finance, General
Queens College 1987 — 1991
Stony Brook University
Goldman Landow Capital, LLC January 2013 - Present
ACGM, Inc. December 2010 - May 2012
Cohen & Company Capital Markets April 2010 - November 2010
Pali Capital September 2006 - March 2010
Finacorp Securities August 2004 - May 2006
Native American Securities Company, Inc. May 2001 - July 2004
Dupont Securities Group, Inc. November 1999 - July 2004
FIMAT USA, Inc. (Societe Generale Group) March 1996 - April 1999
Colorado Springs Conservatory January 1994 - January 1999
Nomura Capital Services, Inc. November 1993 - February 1995
Skills
Sales, Leadership Management, Creating Enterprise..., Distribution Strategies, Customer-focused, Building Relationships, Firm Branding, Product Development, Capital Markets, Fixed Income, Alternative Investments, Derivatives, Electronic Trading, Securities, Investments, Trading Systems, Equity Derivatives, Hedge Funds, Emerging Markets, MBS, Financial Services
Education
University at Buffalo
Bachelor of Science (BS), Finance
Finmax Tech LLc September 2009 - Present
Pali Capital May 2005 - September 2009
Market Rx March 2003 - April 2005
RBC Dominion Securities January 1998 - April 2000
Refco January 1997 - March 1998
VeriFone January 1996 - November 1996
Skills
Microsoft SQL Server, Equities, Market Data, Trading Systems, Options, Equity Trading, Electronic Trading, Bloomberg, Capital Markets, Trading, Prime Brokerage, Back Office, Equity Derivatives, Securities, Derivatives, Operations Management, Technology Integration
Education
University of Mysore
BS, Electronics, Physics & Math
University of Mysore
MS, Computer Applications
Panamax Capital 2011 - Present
Bank of Montreal 2010 - 2011
Pali Capital 2009 - 2010
Jones Trading February 2005 - January 2009
Goldman Sachs 1995 - 2004
Merrill Lynch 1987 - 1995
Skills
Capital Markets, Portfolio Management, Relationship Management, Investments, Investment Banking, Mergers & Acquisitions, Hedge Funds, Strategy, Trading, Strategic Planning, Equities, Securities, Risk Management, Asset Management, Financial Services, Capital Introduction, Investment Management, Strategic Partnerships, Series 7, Mutual Funds, Finance, CRM, Mergers, Alternative Investments, Valuation, Leadership, Private Equity, Sales, Real Estate, Fixed Income, Due Diligence, Asset Allocation, Entrepreneurship, Management, Financial Advisory
Education
The University of Chicago Booth School of Business 1985 — 1987
MBA, Finance
Knox College 1981 — 1985
BA, Economics
Nomura October 2014 - Present
Nomura October 2012 - Present
Ticonderoga Securities LLC 2010 - October 2012
Pali Capital April 2007 - February 2010
Bank of NY Mellon 2001 - 2007
Skills
Budgeting, Forecasting, Financial Management, Financial Reporting, Financial Modeling, Due Diligence, Financial Analysis, Analysis, Corporate Finance, Managerial Finance, Strategic Financial..., Budgets, Finance, Financial Planning
Education
Boston University
Bachelor of Arts, Psychology
Northeastern University
MBA, Finance / Marketing
William Blair & Company November 2011 - Present
Weeden & Co. March 2010 - August 2011
Pali Capital June 2008 - February 2010
Banc of America Securities October 2000 - February 2008
Donaldson, Lufkin & Jenrette September 1998 - October 2000
Saks Fifth Avenue 1998 - 1998
Harold's Stores, Inc. 1995 - 1997
Neiman Marcus 1993 - 1995
Education
Texas A&M University 1989 — 1993
BS
Fidelity Investments August 2015 - Present
Fidelity Investments October 2013 - August 2015
ITG September 2012 - July 2013
Guggenheim Partners March 2010 - January 2012
Pali Capital 2007 - 2010
RBC 2003 - 2007
SG Cowen November 2000 - October 2002
Herzog Heine and Geduld 1996 - 2001
Herzog, Heine, Geduld, Inc. (Merrill Lynch) 1996 - 2000
Skills
Equities, Capital Markets, Series 7, Bloomberg, Trading, Series 63, Hedge Funds, Equity Trading, Trading Systems, Investments, Electronic Trading, Securities, Fixed Income, Equity Research, ETFs, Asset Management, FINRA, Alternative Investments, Options, Business Strategy, Financial Analysis, Derivatives, Investment Banking, Equity Derivatives, Series 24, Proprietary Trading, Valuation, Business Communications, LinkedIn, Hold Series 7, Series 65, Retirement Planning, series 55
Education
Hobart and William Smith Colleges 1985 — 1990
Bachelor of Arts (BA)
Fordham Prep 1981 — 1985
Steel Partners January 2008 - Present
The Bond Club of New York July 2009 - January 2014
Pali Capital 2006 - 2007
Kellogg Capital Group 2005 - 2006
Imperial Capital LLC 2004 - 2005
Tradition Asiel Securities Inc. January 2003 - December 2003
Spear Leeds & Kellogg Capital Markets, a Goldman Sachs Co. August 1995 - July 2002
Cambridge Envronmental Inc. June 1990 - October 1992
University of Massachusetts Lowell January 1991 - May 1991
Skills
Equities, Hedge Funds, Investments, Financial Markets, Alternative Investments, Trading, Private Equity, Securities, Bonds, Options, Electronic Trading, Capital Markets, Valuation, Asset Management, Bloomberg, Equity Trading, Trading Systems, Business Strategy, Series 7, Investment Management, Equity Derivatives, Series 24, Equity Research, Series 63, Fixed Income, Financial Modeling, Investment Banking, Mutual Funds, ETFs
Education
University of Oxford 1986 — 1989
PhD, Photo Electro Chemistry
Imperial College London 1983 — 1986
BSc, Chemistry, First Class Honors
Eton College 1977 — 1982
A levels, Mathematics, Physics and Chemistry
Merrill Lynch August 2008 - Present
HSBC Securities June 2006 - Present
Morgan Stanley Investment Management April 2005 - February 2006
Morgan Stanley 2005 - 2006
Pali Capital February 2004 - February 2005
Skills
Commodity, Portfolio Management, Trading
Education
State University of New York College at Oneonta 1990 — 1996
Palantir Royalties 2015 - Present
BetaZi, LLC 2013 - 2015
Prime Energy, LLC 2008 - 2012
Pali Capital 2005 - 2007
Jefferies & Co 1997 - 2004
Skills
Equities, Trading, Capital Markets, Investment Banking, Equity Trading, Bloomberg, Hedge Funds, Series 7, Equity Research, Derivatives, Investments, Securities, Risk Management
Education
University of Delaware 1990 — 1995
Bachelor of Arts (BA), Political Science and Government
Nomura Securities August 2010 - Present
Pali Capital January 2009 - November 2009
BNP Paribas January 2007 - January 2009
Skills
Fixed Income, High Yield, Investments, Capital Markets, Structured Products, Bonds, Equities, Leveraged Finance, Credit Derivatives, Alternative Investments, Corporate Finance, Institutional..., Credit, Portfolio Management, Mutual Funds, Securities, Derivatives
Education
University of Virginia Darden School of Business 1986 — 1988
mba, finance
United States Naval Academy 1976 — 1980
Bachelor of Science (B.S.), Resources Management
Societe Generale June 2010 - Present
Pali Capital September 2008 - July 2010
Bear Stearns & Co. September 2003 - June 2008
Merrill Lynch October 2002 - September 2003
Herzog, Heine, Geduld, LLC August 1989 - September 2002
Skills
Bloomberg, Equities, Financial Markets, Equity Derivatives, Electronic Trading, Capital Markets, Management, Options, Securities, Series 7, Trading, Equity Trading, Fixed Income, Alternative Investments, Proprietary Trading, Structured Products, FINRA
Education
Adelphi University
BBA, Management
TH Capital April 2011 - Present
Auriga USA February 2010 - January 2011
Pali Capital May 2008 - February 2010
Collins Stewart 2006 - 2008
C.E. Unterberg, Towbin 2005 - 2007
Education
Stony Brook University 2000 — 2004
Bachelor of Science, Business Management
BlueMar Capital August 2012 - Present
Millennium Partners March 2011 - August 2012
Diamondback Capital March 2010 - February 2011
Pali Capital March 2009 - February 2010
Banc of America Securities October 2003 - February 2009
Banca Intesa July 2001 - September 2003
Goldman Sachs 1999 - 2001
Skills
Analysis, Asset Management, Equity Research, Financial Services, Investments, Financial Markets
Education
St. Lawrence University 1996 — 1999
B.A., Economics, Government, Math
LA MARTINIERE FOR BOYS 1982 — 1995
Goldman Sachs September 2004 - Present
Barclays 2009 - December 2014
Barclays 2009 - December 2014
Pali Capital December 2003 - September 2004
Beretta USA January 2003 - September 2003
Sands Brothers/Fahnestock and Co., Inc. June 2000 - December 2002
Skills
Derivatives, Electronic Trading, Trading Systems, Trading, Equities, Fixed Income, Management, Retail, Bloomberg, Equity Trading, Financial Markets
Education
Pace University
Pre Law and Equine Science
Caravel Capital Management December 2008 - Present
Progresion Sociedad Administradora de Fondos November 2009 - Present
NSL Eolica June 2011 - June 2014
Quantek Asset Management August 2005 - November 2008
Pali Capital January 2005 - July 2005
Provident Group April 2003 - December 2004
InterLinks USA, INC March 1999 - March 2003
Nomura Securities International. Inc. June 1993 - March 1999
Skills
Equities, Private Equity, Alternative Investments, Venture Capital, Investment Banking, Latin America, Investments, Structured Finance, Investment Strategies, Private Placements, Portfolio Management, Financial Structuring, Mutual Funds, Financial Services
Education
Georgetown University
Master of Arts (M.A.), Economics
New York University - Leonard N. Stern School of Business
MBA, Finance/International Business
Universidad de Chile
BA, Economics
KeyBank August 2013 - Present
KeyBank January 2012 - August 2013
MF Global February 2010 - November 2011
Pali Capital September 2008 - February 2010
Bear Stearns Asset Management June 2007 - August 2007
Skills
Series 7, Series 63, Series 3, Series 55, Equity Trading, Equities, Options, Fixed Income, Financial Modeling
Education
Marist College 2003 — 2008
Undergraduate and MBA, Finance and Executive Leadership
BNP Paribas October 2009 - Present
Morgan Stanley March 2008 - February 2009
Morgan Stanley May 2004 - March 2008
Pali Capital January 2003 - May 2004
Deutsche Bank July 1996 - May 2001
Skills
Fixed Income, Capital Markets, Hedging, Origination, Debt, Emerging Markets, Investment Banking, Loan Origination, Trading, Corporate Finance, Bloomberg, Equity Trading, Derivatives, Bonds, Finance
Education
Princeton University 1992 — 1996
A.B., Economics
Leviathan Capital Management January 2009 - Present
Pali Capital October 2006 - December 2008
Grant Thornton September 2005 - October 2006
Education
University at Albany, SUNY 2001 — 2004
BS, Accounting
The Darla Moore School of Business, Spanish Track June 2013 - Present
CAF -banco de desarrollo de América Latina- July 2014 - December 2014
Newedge Group February 2009 - May 2013
Pali Capital August 2008 - December 2008
Magnus Agentes de Valores SA 2005 - 2007
Skills
Bloomberg, Equities, Fixed Income, Capital Markets, Derivatives, Hedge Funds, Electronic Trading, Trading, Options, Financial Markets, Financial Modeling, Investment Banking, Series 7, Trading Systems, Valuation, Asset Management, Securities, Alternative Investments
Education
The London School of Economics and Political Science (LSE) 2015 — 2015
University of South Carolina - The Moore School of Business 2013 — 2015
International Masters of Business Administration (IMBA), Spanish Track
Tecnologico de Monterrey, Campus Guadalajara 2014 — 2014
Intensive Spanish language training and business overview
Lehigh University - College of Business and Economics 2004 — 2008
Bachelor of Science in Business Administration
JonesTrading 2010 - 2014
Pali Capital July 2008 - March 2010
Jefferies & Company 1991 - 2008
Skills
Equities, Equity Trading, Trading Systems, Capital Markets, Bloomberg, Hedge Funds, Series 63, Trading, Series 7, Electronic Trading, Business Strategy, Management, Sales Management, Financial Markets, Financial Institutions, Strategy, Fixed Income, Options, Securities, Private Equity, Start-ups, Series 24
Education
New England College 1977 — 1981
ba, business/communications
cold spring harbor high school 1974 — 1977
Sam Schwartz Engineering, D.P.C. June 2012 - Present
New York City Fire Department November 2009 - March 2012
Pali Capital June 2006 - August 2009
Pali Capital 2006 - 2009
Capital Trust 2001 - April 2006
Education
Kingsborough Community College 1995 — 1996
Paralegal Studies
Weil, Gotshal & Manges LLP September 2015 - Present
Columbia Law School August 2012 - May 2015
Weil Gotshal and Manges May 2014 - August 2014
Columbia Law School September 2013 - December 2013
The Honorable Melvin Schweitzer, N.Y. State Supreme Court, Commercial Division June 2013 - August 2013
Sidley Austin LLP June 2010 - June 2012
Pali Capital June 2009 - August 2009
Versailles Group Ltd. January 2009 - May 2009
Brandeis University September 2008 - December 2008
Education
Columbia Law School 2012 — 2015
Juris Doctor (J.D.)
Brandeis University 2006 — 2010
Bachelor of Arts (BA), Economics, Business, Islamic and Middle Eastern Studies
Stuyvesant High School
H.I.G. Capital July 2011 - Present
Pali Capital January 2007 - March 2010
Skills
Equities
Education
University of Maryland College Park 1999 — 2002
BA, Communications
The Builders Fund June 2014 - August 2014
zurvu January 2013 - July 2013
Camp Endo Asset Management July 2012 - January 2013
Saratoga Capital LLC January 2011 - July 2012
Pali Capital September 2009 - March 2010
Impala Asset Management June 2008 - August 2008
Deutsche Bank June 2007 - August 2007
K2 Advisors May 2006 - August 2006
Skills
Venture Capital, Hedge Funds, Valuation, Fixed Income, Microsoft Excel, Equities, Private Equity, Excel, Analysis, Angel Investing, C++, Python, Java, Data Analysis, Portfolio Management, Microsoft Office, VBA, Bloomberg, Derivatives, Equity Trading, Start-ups, Research
Education
University of Maryland - Robert H. Smith School of Business 2013 — 2015
Master of Business Administration (M.B.A.), Finance, 3.4
Union College 2005 — 2009
BS, Economics and Computer Science
R.W. Pressprich & Co. March 2015 - Present
The Seaport Group November 2013 - March 2015
Global Hunter Securities August 2012 - November 2013
Knight Capital Group December 2010 - July 2012
Collins Stewart February 2010 - November 2010
Pali Capital May 2008 - February 2010
RBC Capital Markets August 2001 - May 2008
Education
Monmouth University - Leon Hess Business School
MBA, Finance
University of North Carolina at Charlotte
Bachelor's Degree
Sawtooth Solutions, LLC April 2014 - Present
MKM Partners November 2012 - April 2014
Collins Stewart February 2010 - February 2012
Pali Capital 2004 - 2010
RBC Capital Markets 1997 - 2004
Skills
Hedge Funds, Alternative Investments, Equity Trading, Series 7, Fixed Income, Bloomberg, Capital Markets, Equity Research, Options, Securities, Investment Banking, Series 63, Electronic Trading, Trading, Equity Derivatives
Education
Dartmouth College 1985 — 1989
Bachelor of Arts (BA), Economics, Geography
Avila Capital Markets, Inc. December 2008 - Present
Pali Capital March 2007 - December 2008
Skills
Capital Markets, Bloomberg, Equities, Trading, Fixed Income
Education
Penn State University 2002 — 2006
BS, Economics
Moral y Luces Herzl Bialik
Murex Capital January 2014 - Present
Revere Securities June 2011 - December 2013
GFI Group January 2011 - June 2011
BGC Partners January 2010 - January 2011
Pali Capital January 2006 - December 2009
Skills
Derivatives, Equities, Capital Markets, Securities, Equity Trading, Financial Risk, Trading, Financial Analysis
Education
University of Maryland - Robert H. Smith School of Business 1996 — 2000
Finance
Liquidity Energy, LLC 2013 - Present
STNY TRADING 2006 - February 2013
The Dow Corporation 2010 - 2013
Cantor Fitzgerald 2005 - 2006
Pali Capital 2003 - 2006
ADM Investor Services 1999 - 2003
Bear Stearns 1999 - 1999
Commonweatlth Partners Ltd. 1994 - 1999
Eurotherm 1990 - 1994
Skills
Commodities, Options, Trading, Hedging, Technical Analysis, Trading Systems, Commodity, ETFs, Proprietary Trading, Commodity Risk..., Bloomberg Terminal, Risk Management, Structured Products, Bloomberg, Capital Markets, Derivatives, Electronic Trading, Market Making, Investments, Alternative Investments, Traders, Equity Derivatives, Energy Markets, Foreign Exchange, Options Strategies, Brokerage, Arbitrage, Hedge Funds, Market Risk, Energy, Swaps, Volatility, Equities, Valuation, Investment Banking, Trading Strategies, Asset Managment, Natural Gas, Commodity Markets, Financial Modeling, Financial Markets, Managed Futures, Currency, FX trading, Portfolio Management, Equity Trading
Education
Boston University 1986 — 1991
BA, International Business and Economics
University of Pennsylvania - The Wharton School
Executive Education Program - Management Development
AEA Investors LP August 2013 - Present
Atalanta Sosnoff Capital April 2006 - March 2012
Pali Capital June 2004 - April 2006
CNBC June 2002 - June 2004
Skills
Marketing, Research, Customer Service, Microsoft Office, Performance Analysis, Financial Services, PowerPoint, Microsoft Excel, Project Planning, Administrative..., Accounting, Access, Microsoft Word, Training, Spanish, Resourceful..., Time Management, Financial Reporting, QuickBooks, Bloomberg Software, FactSet, Client Communication, Client Services, MS Office, Gatekeeper, Team Leadership, Computer Proficiency, Communication, Data Analysis, Travel Planning, Portfolio Performance..., Learning Quickly, Travel Arrangements, Logistics Management, Administrative..., Management, Human Resources, Event Planning, Social Media, Payroll
Education
City University of New York-Hunter College 2001 — 2013
Bachelor of Arts, English
Stifel Nicolaus February 2010 - Present
pali capital 2005 - 2010
Education
Roger Williams University 1983 — 1986
bs, Business Adminstration
IBM Global Business Services July 2011 - Present
Houghton Mifflin May 2010 - August 2010
Pali Capital May 2009 - August 2009
New Jersey Ironmen Professional Soccer June 2008 - August 2008
Education
Denison University 2008 — 2011
Economics, Communication
Janney Montgomery Scott October 2012 - Present
Tangeray Production H.O.P. Presents #HouseofParnes January 2000 - Present
MPS March 2010 - September 2012
Pali Capital June 2009 - January 2010
Skills
Capital Markets, Bloomberg, Series 63, Funding, Bonds, Securities, Series 7, Trading, Fixed Income, Structured Products, Portfolio Management, Equities, Investments, Alternative Investments, Hedge Funds, Asset Management, Concerts, Music Management, music promotions, artist relations, Music Festivals, Music Industry, Mutual Funds, Enterprise Software, ETFs, Asset Allocation, Series 24
Education
New York University 2000 — 2002
NYU, Entertainment and business
Florida Atlantic University 2005 — 2007
BA, Accounting
Colorado State University 1996 — 1999
BA/BS, Marketing
Rafferty Capital Markets June 2014 - Present
X-Change Financial Access (XFA) April 2013 - June 2014
MKM Partners December 2011 - January 2013
BGC Partners December 2009 - November 2011
Pali Capital May 2006 - December 2009
Israel A. Englander & Co. November 2001 - May 2006
LaSalle Trading 1996 - 1998
Skills
Options, Derivatives, Series 7, Equities, Hedge Funds, Bloomberg, Trading, Structured Products, Electronic Trading, Fixed Income, Equity Derivatives, Capital Markets, Financial Structuring, Trading Systems, Financial Markets, Alternative Investments, Equity Trading, Series 63, ETFs, Hedging, Securities, Equity Research
Education
Rutgers University 1993 — 1996
BS, Finance
SumRidge Partners March 2013 - Present
Knight Capital Group May 2012 - March 2013
MPS Fixed Income February 2010 - February 2012
Pali Capital August 2009 - February 2010
Morgan Stanley July 2001 - May 2009
Education
Boston College 1996 — 2000
Bachelor of Arts (B.A.), History, Economics
Fairfield Prep
Seminole County Government February 2007 - Present
Pali Capital February 2002 - August 2005
Jennison Associates January 2000 - September 2001
Education
City University of New York-College of Staten Island 1992 — 1995
Bachelor of Science (B.S.), Computer Science