Pennsylvania Securities Commission
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23 Pennsylvania Securities Commission employees in database. Find out everything there's to know about Pennsylvania Securities Commission employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Pennsylvania Securities Commission Employees
Pepper Hamilton LLP August 2008 - Present
Hudson August 2007 - August 2008
Pennsylvania Securities Commission May 2006 - April 2007
Pennsylvania Superior Court May 2005 - August 2005
Office of Financial Management Policy, United States Department of State May 2002 - August 2003
Skills
Organization, Data Management, Time Management, Deadline Driven, Communication Skills, Imaginative Problem..., Research, Analysis and..., Interdepartmental..., Manage Client..., Ethical Business..., Legal Writing, Litigation, Commercial Litigation, Legal Research, Litigation Support, Document Review
Education
Villanova University School of Law 2004 — 2007
Juris Doctor (J.D.), 3.01
King's College 2000 — 2004
Bachelor's Degree, Finance, General, 3.87
Weltman, Weinberg & Reis Co., LPA January 2015 - Present
Weltman, Weinberg & Reis July 2010 - Present
Martha E. Von Rosenstiel, P.C. September 2006 - January 2010
Phelan, Hallinan & Schmieg, LLP February 2005 - August 2006
Pennsylvania Securities Commission August 2003 - February 2005
Skills
Bankruptcy, Creditors' Rights, Litigation, Commercial Litigation, Appeals, Civil Litigation, Legal Research, Legal Writing, Chapter 7, Legal Assistance
Education
Roger Williams University School of Law 2000 — 2003
Juris Doctorate, Juris Doctorate
King's College 1996 — 2000
Bachelor of Arts (BA), Political Science and Government
Chimicles & Tikellis LLP 2008 - Present
Pennsylvania Securities Commission 2006 - 2008
Skills
Litigation, Commercial Litigation, Class Actions
Education
Villanova University School of Law 2003 — 2006
Doctor of Law (J.D.)
UCLA 1999 — 2003
Bachelor of Arts (B.A.), Psychology
Pennsylvania Office of the Attorney General June 2015 - Present
Pennsylvania Democratic Party May 2014 - June 2015
Allegheny County Office of the Public Defender December 2012 - June 2015
Pennsylvania Democratic Party September 2012 - December 2012
Pittsburgh City Council: District 1 August 2012 - September 2012
Duquesne Center for Legal Information August 2010 - May 2012
Pennsylvania Securities Commission June 2009 - January 2012
City of Pittsburgh Law Department August 2010 - December 2010
Pittsburgh City Council: District 1 January 2008 - August 2009
Pennsylvania Department of Labor and Industry May 2006 - December 2008
Education
Duquesne University School of Law 2009 — 2012
Juris Doctorate
University of Pittsburgh 2005 — 2009
Bachelor of Arts, English; Philosophy; History
U.S. Securities and Exchange Commission January 2011 - Present
Plaintiffs' Class Action Law Firms January 2010 - January 2011
Northwestern Mutual Financial Network May 2008 - June 2009
Pennsylvania Securities Commission December 2005 - May 2008
Finkelstein Thompson LLP May 2005 - December 2005
Centre County Court of Common Pleas 2003 - 2004
Searer, Schrum & Searer 2000 - 2003
Franklin County Court of Common Pleas 1999 - 2000
Education
Georgetown University Law Center 2004 — 2006
LL.M.
Temple University Beasley School of Law 1996 — 1999
J.D.
Pennsylvania State University
B.A.
Highmark, Inc. July 2014 - Present
Central Penn College July 2015 - September 2015
Highmark Blue Cross Blue Shield June 2010 - July 2014
MetLife 2008 - 2010
Northwestern Mutual 2006 - 2008
Pennsylvania Securities Commission 2005 - 2006
Pennsylvania Workers' Compensation Appeals Board 2004 - 2005
Skills
Insurance, Training, Regulatory Affairs, Policy Analysis, Securities Regulation, Healthcare Reform, Compliance, Teaching, Employee Training, Legislative Policy, legislative drafting, Writing, Microsoft Office
Education
Pennsylvania State University, The Dickinson School of Law 2000 — 2003
Doctor of Law (JD), Law
University of Pittsburgh 1996 — 1999
BA, English Literature, Creative Writing
The American College 2008 — 2010
LUTCF
Bangor High School
Delaware County Assistance Office March 2014 - Present
Delaware Valley Veterans Home November 2012 - February 2014
Pennsylvania Securities Commission April 2010 - September 2012
Associated Press 1998 - 2009
Skills
Outlook, Editing
Education
University of Missouri-Columbia 1968 — 1970
BJ, Journalism
Alfred University 1964 — 1968
BA, English
Pennsylvania Department of Banking and Securities October 2012 - Present
Pennsylvania Securities Commission December 1996 - September 2012
Internal Revenue Service April 1995 - July 1996
Internal Revenue Service February 1995 - April 1995
SCS Business & Technical Institute June 1994 - September 1994
RadioShack July 1989 - February 1990
Skills
ColdFusion, HTML 5, CSS, PHP, Microsoft SQL Server, Jasper Report Server, Linux Desktop, Databases, Linux
Education
Temple University 1988 — 1992
Bachelor of Business Administration (BBA), Computer Science
Geogre Washington Carver High School of Engineering & Science 1984 — 1987
High School Diploma
Solo Practicioners' Offices June 2011 - March 2012
GlaxoSmithKline January 2011 - May 2011
Pennsylvania Securities Commission June 2010 - September 2010
Philadelphia Volunteer Lawyers for the Arts (PVLA) June 2009 - August 2009
Conservest Capital Advisors November 2005 - August 2008
Drexel University 2006 - 2006
Morgan, Lewis & Bockius LLP September 2003 - October 2005
A.P.E. Autographs September 2002 - March 2003
Skills
Legal Writing
Education
Drexel University 2008 — 2011
J.D., Intellectual Property
Drexel University 2001 — 2006
Bachelor of Science in Business Administration, Marketing & Finance
St. Joseph's Preparatory High School
Prudential Financial April 2010 - Present
KPMG Tax & Advisory August 2008 - March 2010
Pennsylvania Securities Commission May 2007 - August 2007
Giant Corporation June 2006 - July 2006
Skills
Tax, International Tax, Microsoft Excel, Management, Microsoft Office
Education
Villanova University School of Law 2005 — 2008
J.D.
Drexel University - LeBow College of Business 2003 — 2005
MBA, Accounting and Finance
Ursinus College 1999 — 2003
BA, Accounting and Finance
Phoenixville Area High School 1995 — 1999
Washington D.C. Metropolitan Area May 2012 - Present
NASDAQ OMX Group, Inc. July 2008 - May 2012
PHLX July 2001 - July 2008
Pennsylvania Securities Commission September 1994 - July 2001
Pennsylvania Department of Commerce September 1990 - September 1994
Skills
Rulemaking, Policy Analysis, Proxy Statements, Brand Licensing, Records Management, Risk Management, Document Drafting, Negotiation, Securities Litigation, Securities Clearing, Management, Audit Committee, Internal Controls, Disciplinary Hearings, Corporate Governance, Privacy Protection
Education
Dickinson Law
JD, Law
BlueLine Rental, LLC February 2014 - Present
Volvo Construction Equipment Rents, LLC October 2012 - February 2014
Pennsylvania Securities Commission August 2008 - September 2012
FINRA May 2007 - April 2008
Hofstein, Weiner & Levit, PC June 2006 - August 2006
Education
Temple University - James E. Beasley School of Law 2005 — 2008
JD, Law
Susquehanna University 1999 — 2003
Bachelor of Arts, Psychology
Bottomline Technologies June 2011 - Present
Delany & O'Brien: Attorneys at Law November 2005 - June 2011
Lewis & David, P.C. 2004 - November 2005
Pennsylvania Securities Commission 2002 - 2003
Education
Temple University - James E. Beasley School of Law
JD, Law
Saint Joseph's University
BS, Accounting
Trinity High School 1992 — 1996
US Securities and Exchange Commission September 1996 - Present
Pennsylvania securities commission May 1986 - September 1996
Skills
Accounting, Securities, Finance, Risk Management, Financial Risk, Auditing, Corporate Governance, Portfolio Management, Financial Modeling, Investments, Analysis, Due Diligence, Financial Analysis
Education
Drexel University 1980 — 1982
Fin management
Penn State University 1975 — 1979
Psy
Ollie's Bargain Outlet, Inc. April 2014 - Present
OPEN MINDS January 2009 - Present
Penn State University, College of the Liberal Arts 2010 - June 2015
Gettysburg Festival 2012 - February 2015
McNees Wallace & Nurick LLC June 2010 - April 2014
Stevens & Lee 2001 - June 2010
Eckert Seamans October 1996 - March 2001
Pennsylvania Securities Commission January 1994 - October 1996
Skills
Corporate Law, Securities, Corporate Governance, Commercial Litigation, Contract Negotiation, Litigation, Securities Regulation, Arbitration, Mediation, Leadership, Legal Writing, Corporate Finance, Intellectual Property, Trademarks, Mergers & Acquisitions, Management Consulting, Problem Solving, FINRA, Insurance, Finance, Legal Compliance, Legal Research, Compliance, Coaching, Professional Mentoring, Lease Negotiations, Board Governance
Education
The Dickinson School of Law 1990 — 1993
Doctor of Law (J.D.), Law
Penn State University 1986 — 1990
Bachelor of Arts (B.A.), Economics
VEREIT March 2012 - Present
Pennsylvania Securities Commission August 2009 - March 2012
Pennsylvania Securities Commission May 2008 - July 2009
Marcello & Kivisto January 2008 - May 2008
Education
Dickinson Law 2006 — 2009
J.D., Alternative Dispute Resolution, Corporate, Tax, Securities
Duke University 2002 — 2006
BA, History
PA Department of Banking and Securities August 2014 - Present
Pennsylvania Department of Banking and Securities September 2012 - Present
Pennsylvania Securities Commission October 2002 - September 2012
Legislative Reference Bureau 1999 - 2000
Skills
Public Speaking, Social Media, Research, Customer Service, Event Planning, Investment Education, Community Outreach, Non-profits, Public Relations, Strategic Planning, Securities, Fundraising, Program Management, Program Development, Leadership Development, Legal Research, Social Media Marketing, Program Evaluation, Curriculum Development, Policy Analysis, Nonprofits, Financial Education, Volunteer Management, Curriculum Design, Government, Public Policy, Community Development, Teaching, Blogging, Grant Writing, Strategic Communications, Politics, Editing, Policy
Education
University College London, U. of London 2000 — 2001
MSc, Urban Geography: Modernity, Space & Place
Towson University
BA, International Studies
Retired and living the Dream! March 2015 - Present
Northwest Savings Bank February 2012 - Present
Pennsylvania Securities Commission March 2000 - February 2012
North Main Street Church of God September 1996 - July 1999
State of Pennsylvania March 1995 - January 1996
Warren Police Department March 1972 - March 1995
Skills
Banking, Credit, Credit Analysis, Customer Satisfaction, Customer Service, Finance, Leadership, Loans, Mortgage Lending, Retail Banking, Risk Management, Training, Management, Team Building
Education
Indiana University of Pennsylvania
B.A., Criminology
Slippery Rock University of Pennsylvania
Folger Nolan Fleming Douglas October 2003 - April 2011
Pennsylvania Securities Commission November 1996 - November 2002
Wilmington Trust Co 1995 - 1996
City of Philadelphia Law Department 1994 - 1995
Skills
Securities, FINRA, AML, Mutual Funds, Investments, Equities, Financial Services, Series 24, Securities Regulation, Mergers & Acquisitions, SEC, Trading, Financial Regulation, Series 7, Broker-Dealer, OFAC, Portfolio Management, Corporate Finance, KYC, Bank Secrecy Act, Investment Advisory, Asset Management, Hedge Funds, Operational Risk, Private Placements, Corporate Governance, Fund Of Funds, Investment Company Act, Capital Markets, Prime Brokerage, alternative investments, Chief Compliance Officer, Securities Industry..., Securities Industry..., Securities Industry..., Securities Industry..., Securities..., Securities Sales,..., Securities Sales..., Alternative Investments, Anti Money Laundering, Fixed Income, Private Equity, Finance, Due Diligence, Banking, Risk Management
Education
Temple Univ. School of Law 1991 — 1994
Juris Doctor, LAW
The Johns Hopkins University
AB, Economics and Finance
(No Employer) October 2012 - Present
Pennsylvania Securities Commission August 2005 - September 2012
Federal Bureau of Investigation July 1983 - July 2003
Education
Temple University - James E. Beasley School of Law 2002 — 2006
JD, Law
Wichita State University 1976 — 1977
Bachelor of Business Administration (B.B.A.), Accounting
Wichita State University 1970 — 1972
Engineering
Chaplain Kapaun Memorial High School 1965 — 1970
Saint Mary's Elementary 1957 — 1965
Pennsylvania Department of Banking and Securities April 2012 - Present
Pennsylvania Securities Commission July 2010 - April 2012
Select Medical Corporation July 2004 - June 2010
Select Medical Corporation May 1999 - June 2004
Skills
Review and preparation..., Preparation of..., Performing the..., Accounting, Financial Reporting
Education
Elizabethtown College 1997 — 2002
BS, Accounting
Central Pennsylvania College 1995 — 1996
Associate in Specialized Business, Accounting
Drexel University 1993 — 1994
Graphic Design
Susquenita High School
McGladrey, LLP October 2015 - Present
McGladrey, LLP October 2014 - September 2015
McGladrey, LLP August 2012 - September 2014
Internal Revenue Service June 2012 - July 2012
Ushijima & Partners October 2003 - June 2011
Shumaker Williams, P.C. April 2003 - September 2003
Pennsylvania Securities Commission June 2001 - January 2003
Skills
Income Tax, Tax Research, Corporate Tax, Tax, Partnership Taxation, M&A tax, International M&A, Cross-border..., Tax Accounting, International Tax, Mergers & Acquisitions, Due Diligence, Private Equity, Corporate Finance, SEC filings, Corporate Governance, Securities Regulation, Finance, Joint Ventures, International Law, Corporate Law, Tax Law, Commercial Litigation, Competition Law, Dispute Resolution, Intellectual Property, Legal Research, Financial Services, Licensing, Tax Advisory, S Corporations, Legal Writing, Litigation
Education
Villanova University School of Law 2011 — 2012
Master of Laws (LL.M.), Taxation
Pennsylvania State University, The Dickinson School of Law
Doctor of Law (J.D.)
Temple University - James E. Beasley School of Law
Study Abroad, Japan Campus School of Law: J.D. Semester Abroad Program
Boston University
M.A., Energy and Environmental Analysis
University of Maryland College Park
Bachelor of Arts (B.A.), Political Science and Government