Penson Worldwide, Inc.
Industry: Company
DescriptionFounded: 1995 Founders: Daniel P Son, Philip A Pendergraft Subsidiaries: SAI Holdings, Inc, MAJOR LEAGUE SECURITIES LLC
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Penson Worldwide, Inc. Employees
Employee
Years
Job
Industry
Kathryn Loo Kathryn Loo's Penson Worldwide, Inc. Experience December 2009 - October 2012
Job Partner at Pillar Solutions Group, LLC
Industry Management Consulting
Experience
Pillar Solutions Group, LLC March 2014 - Present
Pillar Solutions Group, LLC October 2012 - March 2014
Penson Worldwide, Inc. December 2009 - October 2012
Penson Worldwide, Inc. 2008 - December 2009
Electronic Data Systems, Inc. (EDS) May 2006 - November 2007
Electronic Data Systems, Inc. (EDS) February 2003 - May 2006
Electronic Data Systems, Inc. (EDS) February 1999 - February 2003
Lone Star Park at Grand Prairie 1995 - 1997
Lone Star Park 1995 - 1997
Loews Hotels 1988 - 1995
Skills
Sarbanes-Oxley Act, Internal Controls, Process Improvement, Internal Audit, Sarbanes-Oxley, Auditing, Executive Management, Accounting, Mergers & Acquisitions, Risk Assessment, Business Process..., Financial Analysis, Strategic Planning, Strategy, Financial Reporting, Due Diligence, IT Audit, Management Consulting, Governance, GAAP, Financial Accounting, Enterprise Risk..., External Audit, Financial Audits, Hospitality, SOX 404, Acquisition Integration, Shared Services, SAS70, Segregation of Duties, ITGC, SSAE16, Disclosure, Thought Leadership, Team Leadership, Team Building, Strategic Thinking, Financial Control, Mentoring, Audit Committee..., Casino Gaming, Corporate Governance, Fraud, Financial Risk, SOX, Staff Mentoring, Controls, Controller, Problem Solving, Teamwork
Education
University of Nevada-Las Vegas - College of Business
BSBA
Pillar Solutions Group, LLC March 2014 - Present
Pillar Solutions Group, LLC October 2012 - March 2014
Penson Worldwide, Inc. December 2009 - October 2012
Penson Worldwide, Inc. 2008 - December 2009
Electronic Data Systems, Inc. (EDS) May 2006 - November 2007
Electronic Data Systems, Inc. (EDS) February 2003 - May 2006
Electronic Data Systems, Inc. (EDS) February 1999 - February 2003
Lone Star Park at Grand Prairie 1995 - 1997
Lone Star Park 1995 - 1997
Loews Hotels 1988 - 1995
Skills
Sarbanes-Oxley Act, Internal Controls, Process Improvement, Internal Audit, Sarbanes-Oxley, Auditing, Executive Management, Accounting, Mergers & Acquisitions, Risk Assessment, Business Process..., Financial Analysis, Strategic Planning, Strategy, Financial Reporting, Due Diligence, IT Audit, Management Consulting, Governance, GAAP, Financial Accounting, Enterprise Risk..., External Audit, Financial Audits, Hospitality, SOX 404, Acquisition Integration, Shared Services, SAS70, Segregation of Duties, ITGC, SSAE16, Disclosure, Thought Leadership, Team Leadership, Team Building, Strategic Thinking, Financial Control, Mentoring, Audit Committee..., Casino Gaming, Corporate Governance, Fraud, Financial Risk, SOX, Staff Mentoring, Controls, Controller, Problem Solving, Teamwork
Education
University of Nevada-Las Vegas - College of Business
BSBA
Todd Langdon Todd Langdon's Penson Worldwide, Inc. Experience May 2007 - December 2010
Job Senior Compliance Officer at Deutsche Bank Securities, Inc.
Industry Financial Services
Experience
Deutsche Bank AG 2012 - Present
UBS Investment Bank March 2011 - September 2012
Penson Worldwide, Inc. May 2007 - December 2010
Skills
Securities, Trading, Settlement, FINRA, Financial Risk, Financial Services, Legal Research, Legal Writing, Prime Brokerage, Equities, Series 7, AML, Hedge Funds, Options, Capital Markets, Surveillance, Derivatives, Equity Derivatives, Trading Systems, Equity Trading, Swaps, Fixed Income, Electronic Trading, Back Office, Financial Markets, Securities Regulation, Financial Regulation, Structured Products, Investment Banking, Equity Capital Markets, Foreign Exchange, Commodity, Investment Advisory, Equity Research, FX Options, Middle Office, Securities Lending
Education
Texas A&M University School of Law 2007 — 2010
JD, Law
Fordham University 1996 — 2000
BA, Political Science
Deutsche Bank AG 2012 - Present
UBS Investment Bank March 2011 - September 2012
Penson Worldwide, Inc. May 2007 - December 2010
Skills
Securities, Trading, Settlement, FINRA, Financial Risk, Financial Services, Legal Research, Legal Writing, Prime Brokerage, Equities, Series 7, AML, Hedge Funds, Options, Capital Markets, Surveillance, Derivatives, Equity Derivatives, Trading Systems, Equity Trading, Swaps, Fixed Income, Electronic Trading, Back Office, Financial Markets, Securities Regulation, Financial Regulation, Structured Products, Investment Banking, Equity Capital Markets, Foreign Exchange, Commodity, Investment Advisory, Equity Research, FX Options, Middle Office, Securities Lending
Education
Texas A&M University School of Law 2007 — 2010
JD, Law
Fordham University 1996 — 2000
BA, Political Science
William McLemore William McLemore's Penson Worldwide, Inc. Experience 2006 - 2012
Job Chief Information Officer at Landmark Aviation
Industry Financial Services
Experience
Landmark Aviation January 2015 - Present
Volunteer 2013 - 2014
Apex Clearing Corp 2012 - 2013
Penson Worldwide, Inc. 2006 - 2012
Penson Financial Services 2006 - 2008
SunGard Brokerage and Clearance / Phase3 2004 - 2006
Brink's, Inc. 1998 - 2003
Southwest Securities 1990 - 1998
US Army Reserve 1988 - 1997
Skills
VMware, Service Delivery, Business Continuity, Securities, Agile Methodologies, IT Management, Trading Systems, Vendor Management, Data Center, Disaster Recovery, IT Service Management, IT Strategy, Risk Management, Virtualization, IT Operations, Business Intelligence, Electronic Trading, SDLC, Change Management, Enterprise Architecture, Security, Program Management, Integration, Solution Architecture, Analysis, Cloud Computing, Software Development, ITIL, Business Analysis, Software Project..., Professional Services, Project Portfolio..., Business Process..., Enterprise Software, Financial Services, Process Improvement, Outsourcing, PMO, Requirements Analysis, Information Security..., Equities, Market Data, Information Technology, PMP, Business Process, Governance, SharePoint, Infrastructure, Visio, Agile Project Management
Education
Liberty University
Master of Science (M.S.)
Baptist Bible College 1987 — 1990
Bachelor of Science Degree (B.S.)
Tarrant County College 1985 — 1987
Associate of Arts Degree (A.A.)
Landmark Aviation January 2015 - Present
Volunteer 2013 - 2014
Apex Clearing Corp 2012 - 2013
Penson Worldwide, Inc. 2006 - 2012
Penson Financial Services 2006 - 2008
SunGard Brokerage and Clearance / Phase3 2004 - 2006
Brink's, Inc. 1998 - 2003
Southwest Securities 1990 - 1998
US Army Reserve 1988 - 1997
Skills
VMware, Service Delivery, Business Continuity, Securities, Agile Methodologies, IT Management, Trading Systems, Vendor Management, Data Center, Disaster Recovery, IT Service Management, IT Strategy, Risk Management, Virtualization, IT Operations, Business Intelligence, Electronic Trading, SDLC, Change Management, Enterprise Architecture, Security, Program Management, Integration, Solution Architecture, Analysis, Cloud Computing, Software Development, ITIL, Business Analysis, Software Project..., Professional Services, Project Portfolio..., Business Process..., Enterprise Software, Financial Services, Process Improvement, Outsourcing, PMO, Requirements Analysis, Information Security..., Equities, Market Data, Information Technology, PMP, Business Process, Governance, SharePoint, Infrastructure, Visio, Agile Project Management
Education
Liberty University
Master of Science (M.S.)
Baptist Bible College 1987 — 1990
Bachelor of Science Degree (B.S.)
Tarrant County College 1985 — 1987
Associate of Arts Degree (A.A.)
Phil Offield Phil Offield's Penson Worldwide, Inc. Experience January 2007 - December 2012
Job Cyber Security Executive
Industry Information Technology and Services
Experience
SunGard Availability Services October 2012 - Present
Penson Worldwide, Inc. January 2007 - December 2012
Liberty University 2004 - 2006
Liberty University 2002 - 2006
Liberty University 2000 - 2004
NuVan Technology 1995 - 2000
US Army 1991 - 1994
Skills
Program and Project..., Information Security..., Disaster Recovery, Data Center Management, Policy Management, Contract Negotiation, Vendor Management, IT Asset Management, IT Service Management, Cloud Security, IT Strategy, Team Leadership, Service Level Management, Large Scale Deployments, IT Sourcing, Aquisition, Computer Forensics, Threat & Vulnerability..., Capital Budgeting, Product Management, SOX Compliancy, IT Audit, Litigation Support, Supply Chain, ERP Implementations, Security Management, Information Assurance, CISSP, Program Management, Information Security, Security, Integration, Network Security, IT Management, PCI DSS, Business Continuity, Vulnerability Assessment, Policy, CISA, ITIL, CISM
Education
Liberty University 2005 — 2006
BS, CIS
Norwich University 2005 — 2006
MSIA, Information Security
SunGard Availability Services October 2012 - Present
Penson Worldwide, Inc. January 2007 - December 2012
Liberty University 2004 - 2006
Liberty University 2002 - 2006
Liberty University 2000 - 2004
NuVan Technology 1995 - 2000
US Army 1991 - 1994
Skills
Program and Project..., Information Security..., Disaster Recovery, Data Center Management, Policy Management, Contract Negotiation, Vendor Management, IT Asset Management, IT Service Management, Cloud Security, IT Strategy, Team Leadership, Service Level Management, Large Scale Deployments, IT Sourcing, Aquisition, Computer Forensics, Threat & Vulnerability..., Capital Budgeting, Product Management, SOX Compliancy, IT Audit, Litigation Support, Supply Chain, ERP Implementations, Security Management, Information Assurance, CISSP, Program Management, Information Security, Security, Integration, Network Security, IT Management, PCI DSS, Business Continuity, Vulnerability Assessment, Policy, CISA, ITIL, CISM
Education
Liberty University 2005 — 2006
BS, CIS
Norwich University 2005 — 2006
MSIA, Information Security
Kip Young Kip Young's Penson Worldwide, Inc. Experience May 2009 - March 2010
Job Chief Operating Officer
Industry Internet
Experience
DoctorLogic May 2013 - Present
Ambit Energy 2010 - May 2013
Penson Worldwide, Inc. May 2009 - March 2010
Nexa Technologies a Penson Worldwide Company November 2006 - April 2009
Reynolds & Reynolds (after acquiring Third Coast Media) October 2003 - November 2006
Third Coast Media April 2000 - October 2003
Springbok Technologies 1999 - 2000
Pritchett, LP 1997 - 2000
Skills
Data Center, Disaster Recovery, IT Strategy, SDLC, IIS, Enterprise Software, Integration, Contract Negotiation, Project Management, ITIL, Business Intelligence, Management, Leadership, Windows, Enterprise Architecture, Vendor Management, Virtualization, System Administration, Agile Methodologies, Process Improvement, VBScript, Networking, IT Operations, Strategy, Configuration Management, Microsoft SQL Server, Business Continuity, VMware, Outsourcing, Business Analysis, Start-ups, Databases, Information Technology, Quality Assurance, VoIP, IT Management, IT Financial Management, Program Management, Infrastructure, Executive Management, Private Cloud, Rackspace Cloud, Hybrid Cloud, Bootstrapping, Proformas, Cash Flow, General Management, Compensation & Benefits
Education
Howard Payne University 1992 — 1997
BS, Communications
DoctorLogic May 2013 - Present
Ambit Energy 2010 - May 2013
Penson Worldwide, Inc. May 2009 - March 2010
Nexa Technologies a Penson Worldwide Company November 2006 - April 2009
Reynolds & Reynolds (after acquiring Third Coast Media) October 2003 - November 2006
Third Coast Media April 2000 - October 2003
Springbok Technologies 1999 - 2000
Pritchett, LP 1997 - 2000
Skills
Data Center, Disaster Recovery, IT Strategy, SDLC, IIS, Enterprise Software, Integration, Contract Negotiation, Project Management, ITIL, Business Intelligence, Management, Leadership, Windows, Enterprise Architecture, Vendor Management, Virtualization, System Administration, Agile Methodologies, Process Improvement, VBScript, Networking, IT Operations, Strategy, Configuration Management, Microsoft SQL Server, Business Continuity, VMware, Outsourcing, Business Analysis, Start-ups, Databases, Information Technology, Quality Assurance, VoIP, IT Management, IT Financial Management, Program Management, Infrastructure, Executive Management, Private Cloud, Rackspace Cloud, Hybrid Cloud, Bootstrapping, Proformas, Cash Flow, General Management, Compensation & Benefits
Education
Howard Payne University 1992 — 1997
BS, Communications
Daniel Son Daniel Son's Penson Worldwide, Inc. Experience September 2010 - August 2012
Job CoFounder and former Chief Executive Officer at Penson Worldwide, Inc.
Industry Financial Services
Experience
Penson Worldwide, Inc. September 2010 - August 2012
Penson Worldwide, Inc. May 1995 - September 2010
Barre & Company March 1994 - May 1995
First Southwest Company July 1989 - March 1994
Daniel P. Son & Associates May 1986 - July 1989
Skills
Start-ups, Finance, Executive Management, Mergers, Entrepreneurship, Investments, FINRA, Portfolio Management, Financial Markets, Banking, Business Strategy, Cash Management, Trading, IPO, Financial Services
Education
Southern Methodist University
Bachelor of Business Administration (BBA), Accounting and Business/Management
Penson Worldwide, Inc. September 2010 - August 2012
Penson Worldwide, Inc. May 1995 - September 2010
Barre & Company March 1994 - May 1995
First Southwest Company July 1989 - March 1994
Daniel P. Son & Associates May 1986 - July 1989
Skills
Start-ups, Finance, Executive Management, Mergers, Entrepreneurship, Investments, FINRA, Portfolio Management, Financial Markets, Banking, Business Strategy, Cash Management, Trading, IPO, Financial Services
Education
Southern Methodist University
Bachelor of Business Administration (BBA), Accounting and Business/Management
Alice Leang's Penson Worldwide, Inc. Experience June 2009 - February 2012
Job Manager at APEX Clearing
Industry Financial Services
Experience
APEX Clearing August 2012 - Present
Penson Financial Services February 2012 - August 2012
Penson Worldwide, Inc. June 2009 - February 2012
Protiviti July 2007 - March 2009
Skills
IT Audit, CISA, SAS70, Sarbanes-Oxley Act, Sarbanes-Oxley, Enterprise Risk..., COBIT, Internal Audit, Risk Management, Internal Controls, Governance, Risk Assessment, Information Security, Financial Risk, Auditing, Process Improvement, Information Security..., Business Process..., ITGC, ITIL, Security, Information Technology, SDLC, Management
Education
University of Oklahoma - Price College of Business 2005 — 2007
Bachelor of Business Administration (BBA), Management Information Systems, General
University of Oklahoma 2004 — 2007
Bachelor of Business Administration (BBA), Accounting
APEX Clearing August 2012 - Present
Penson Financial Services February 2012 - August 2012
Penson Worldwide, Inc. June 2009 - February 2012
Protiviti July 2007 - March 2009
Skills
IT Audit, CISA, SAS70, Sarbanes-Oxley Act, Sarbanes-Oxley, Enterprise Risk..., COBIT, Internal Audit, Risk Management, Internal Controls, Governance, Risk Assessment, Information Security, Financial Risk, Auditing, Process Improvement, Information Security..., Business Process..., ITGC, ITIL, Security, Information Technology, SDLC, Management
Education
University of Oklahoma - Price College of Business 2005 — 2007
Bachelor of Business Administration (BBA), Management Information Systems, General
University of Oklahoma 2004 — 2007
Bachelor of Business Administration (BBA), Accounting
Tom Pittler's Penson Worldwide, Inc. Experience 2007 - 2012
Job Administrative Support Specialist at Legal Technicality, LLC
Industry Financial Services
Experience
Legal Technicalities, LLC February 2015 - Present
North Texas Tollway Authority July 2014 - December 2014
Milestone Systems March 2014 - July 2014
Think Finance September 2012 - February 2014
Penson Financial Services March 2007 - August 2012
Penson Worldwide, Inc. 2007 - 2012
Skills
Disaster Recovery, Business Continuity..., Data Center, Business Continuity, Business Analysis, Information Security..., CBCP, Vendor Management, VMware, Windows Server, MBCI, Security, IT Management, IT Strategy, IT Operations, ITIL
Education
State University of New York at Buffalo 1970 — 1978
BS (Cum Laude), Business
Legal Technicalities, LLC February 2015 - Present
North Texas Tollway Authority July 2014 - December 2014
Milestone Systems March 2014 - July 2014
Think Finance September 2012 - February 2014
Penson Financial Services March 2007 - August 2012
Penson Worldwide, Inc. 2007 - 2012
Skills
Disaster Recovery, Business Continuity..., Data Center, Business Continuity, Business Analysis, Information Security..., CBCP, Vendor Management, VMware, Windows Server, MBCI, Security, IT Management, IT Strategy, IT Operations, ITIL
Education
State University of New York at Buffalo 1970 — 1978
BS (Cum Laude), Business
Carl Gilmore's Penson Worldwide, Inc. Experience 2010 - May 2012
Job Senior Vice President, CoHead of Futures at Wedbush Futures
Industry Financial Services
Experience
Wedbush Futures December 2014 - Present
KCG Futures Division of KCG Americas LLC February 2013 - December 2014
Knight Capital Americas LLC June 2012 - February 2013
Penson Worldwide, Inc. 2010 - May 2012
First American Discount Corp 1993 - 2000
Skills
Trading Systems, Derivatives, Equities, Trading, Financial Markets, Commodity, FINRA, Proprietary Trading, FX Options, Trading Strategies, Hedging, Technical Analysis, Risk Management, Series 7, Investments, Asset Management, Securities, Hedge Funds
Education
The John Marshall Law School 1999 — 2002
J.D., Securities, derivatives law
University of Chicago 1991 — 1993
Master of Fine Arts (M.F.A.)
Indiana State University 1978 — 1991
Bachelor of Science (B.S.), Economics
Wedbush Futures December 2014 - Present
KCG Futures Division of KCG Americas LLC February 2013 - December 2014
Knight Capital Americas LLC June 2012 - February 2013
Penson Worldwide, Inc. 2010 - May 2012
First American Discount Corp 1993 - 2000
Skills
Trading Systems, Derivatives, Equities, Trading, Financial Markets, Commodity, FINRA, Proprietary Trading, FX Options, Trading Strategies, Hedging, Technical Analysis, Risk Management, Series 7, Investments, Asset Management, Securities, Hedge Funds
Education
The John Marshall Law School 1999 — 2002
J.D., Securities, derivatives law
University of Chicago 1991 — 1993
Master of Fine Arts (M.F.A.)
Indiana State University 1978 — 1991
Bachelor of Science (B.S.), Economics
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY