Pershing LLC
Industry: Subsidiary
DescriptionPershing LLC is a subsidiary of The Bank of New York Mellon. Pershing has nearly $1 trillion in assets under administration. The Bank of New York Mellon has more than $25 trillion in assets in custody. Headquarters: Jersey City, NJ CEO: Lisa Dolly COO: James T. Crowley Executive vice president: Brian Ruane (Bny Mellon) Parent organizations: Pershing Group LLC, Bank of New York, MELLON CAPITAL MANAGEMENT CORP Subsidiary: Pershing India Operational Services Private Limited
Pershing LLC List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Pershing LLC. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Pershing LLC Salaries. You can even request information on how much does Pershing LLC pay if you want to. Learn about salaries, pros and cons of working for Pershing LLC directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
317 Pershing LLC employees in database. Find out everything there's to know about Pershing LLC employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Pershing LLC Employees
Employee
Years
Job
Industry
Patty Gallagher Patty Gallagher's Pershing LLC Experience March 1988 - June 2007
Job Human Resource Professional
Industry Human Resources
Experience
Midwest Palliative & Hospice CareCenter 2015 - Present
Residential Home Health & Hospice - Illinois September 2012 - October 2014
Aftermath, Inc. August 2011 - May 2012
ESI Consultants, Ltd. April 2008 - March 2011
Pershing LLC March 1988 - June 2007
Skills
Career Development, Employee Benefits, HRIS, Talent Management, Project Management, Applicant Tracking..., Training, Recruiting, Onboarding, Deferred Compensation, Human Resources, Management, Talent Acquisition, Employee Relations, Performance Management, Leadership, Payroll
Education
Iowa State University 1982 — 1987
Bachelor of Business Administration, Marketing
Hinsdale Central High School
Diploma, College Prep
Midwest Palliative & Hospice CareCenter 2015 - Present
Residential Home Health & Hospice - Illinois September 2012 - October 2014
Aftermath, Inc. August 2011 - May 2012
ESI Consultants, Ltd. April 2008 - March 2011
Pershing LLC March 1988 - June 2007
Skills
Career Development, Employee Benefits, HRIS, Talent Management, Project Management, Applicant Tracking..., Training, Recruiting, Onboarding, Deferred Compensation, Human Resources, Management, Talent Acquisition, Employee Relations, Performance Management, Leadership, Payroll
Education
Iowa State University 1982 — 1987
Bachelor of Business Administration, Marketing
Hinsdale Central High School
Diploma, College Prep
Helene Zakow Helene Zakow's Pershing LLC Experience May 2010 - Present
Job Vice President, Pershing LLC, a BNY Mellon company
Industry Financial Services
Experience
Pershing LLC May 2010 - Present
STANDARD CHARTERED BANK March 2008 - December 2009
AMERICAN EXPRESS BANK (American Express Bank was acquired by Standard Chartered Bank) June 1996 - March 2008
JP MORGAN CHASE (formerly Chase Manhattan Bank N.A.) January 1990 - June 1996
MORGAN STANLEY SMITH BARNEY (formerly Smith Barney Harris Upham & Co.) January 1988 - January 1990
MERRILL LYNCH & CO. INC January 1986 - January 1988
Skills
Product Marketing, Competitive Analysis, Marketing Communications, Banking, Investments, Product Management, Marketing, Direct Marketing, Strategy, Marketing Management, Strategic Planning, Marketing Strategy, CRM, Business Analysis, Program Management, Brand Management, Leadership, Management
Education
Cornell University 1980 — 1984
Bachelor of Science, Communication Arts
Pershing LLC May 2010 - Present
STANDARD CHARTERED BANK March 2008 - December 2009
AMERICAN EXPRESS BANK (American Express Bank was acquired by Standard Chartered Bank) June 1996 - March 2008
JP MORGAN CHASE (formerly Chase Manhattan Bank N.A.) January 1990 - June 1996
MORGAN STANLEY SMITH BARNEY (formerly Smith Barney Harris Upham & Co.) January 1988 - January 1990
MERRILL LYNCH & CO. INC January 1986 - January 1988
Skills
Product Marketing, Competitive Analysis, Marketing Communications, Banking, Investments, Product Management, Marketing, Direct Marketing, Strategy, Marketing Management, Strategic Planning, Marketing Strategy, CRM, Business Analysis, Program Management, Brand Management, Leadership, Management
Education
Cornell University 1980 — 1984
Bachelor of Science, Communication Arts
Paula Petragallo Paula Petragallo's Pershing LLC Experience February 1995 - February 2006
Job Sr. Administrative Assistant at Pershing, a BNY Mellon company
Industry Banking
Experience
Pershing, a BNY Mellon company April 2013 - Present
FBOP Corporation February 2006 - March 2013
Pershing LLC February 1995 - February 2006
Warehouse Management December 1989 - February 1995
Skills
• Executive Level..., • Microsoft PowerPoint, • Microsoft Excel, • Microsoft Word, • Microsoft SharePoint, • QuickBooks, • Travel coordination, • RFP process, • Event planning, • Meeting planning, • Calendar management..., • Video conferencing, PowerPoint, Microsoft Excel, SharePoint, Event Planning, QuickBooks, Endorsements
Education
DePaul University 1983 — 1987
Bachelor of Arts (B.A.), Psychology, 3.35
Marengo
Pershing, a BNY Mellon company April 2013 - Present
FBOP Corporation February 2006 - March 2013
Pershing LLC February 1995 - February 2006
Warehouse Management December 1989 - February 1995
Skills
• Executive Level..., • Microsoft PowerPoint, • Microsoft Excel, • Microsoft Word, • Microsoft SharePoint, • QuickBooks, • Travel coordination, • RFP process, • Event planning, • Meeting planning, • Calendar management..., • Video conferencing, PowerPoint, Microsoft Excel, SharePoint, Event Planning, QuickBooks, Endorsements
Education
DePaul University 1983 — 1987
Bachelor of Arts (B.A.), Psychology, 3.35
Marengo
Tanya Bishun Tanya Bishun's Pershing LLC Experience September 2010 - June 2011
Job Student at New Jersey City University
Industry Financial Services
Experience
The Learning Community Charter School September 2013 - Present
Pershing LLC September 2010 - June 2011
Skills
Microsoft Office, Communication, Work Well Independently, Works well in a team, Customer Service, Strategic Thinking, Regulatory Filings
Education
Hudson County Community College 2011 — 2013
New Jersey City University
Finance
The Learning Community Charter School September 2013 - Present
Pershing LLC September 2010 - June 2011
Skills
Microsoft Office, Communication, Work Well Independently, Works well in a team, Customer Service, Strategic Thinking, Regulatory Filings
Education
Hudson County Community College 2011 — 2013
New Jersey City University
Finance
Bobby Wong Bobby Wong's Pershing LLC Experience November 2009 - June 2010
Job Analyst, Credit Portfolio Group Trading at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan June 2014 - Present
J.P. Morgan June 2013 - August 2013
Seeking Alpha June 2012 - March 2013
ABN AMRO (USA) LLC July 2011 - January 2013
Pershing, LLC November 2009 - June 2010
Skills
Microsoft Office 2007
Education
Cornell University 2010 — 2014
Bachelor of Applied Science (B.A.Sc.), Applied Economics and Management, Junior
J.P. Morgan June 2014 - Present
J.P. Morgan June 2013 - August 2013
Seeking Alpha June 2012 - March 2013
ABN AMRO (USA) LLC July 2011 - January 2013
Pershing, LLC November 2009 - June 2010
Skills
Microsoft Office 2007
Education
Cornell University 2010 — 2014
Bachelor of Applied Science (B.A.Sc.), Applied Economics and Management, Junior
Mike Rafferty Mike Rafferty's Pershing LLC Experience September 2006 - December 2014
Job Vice President, Relationship Management at Fidelity Custody and Clearing / National Financial
Industry Financial Services
Experience
Fidelity Investments December 2014 - Present
Pershing, LLC September 2006 - December 2014
Boyer Rosene / Bekins 2001 - 2006
Chicago Kenworth, Inc. 1997 - 2000
Successful Dealer Magazine 1995 - 2000
National Automobile Dealers Association (N.A.D.A.) 1993 - 1999
Arrow Truck Sales, now a Subsidiary of AB Volvo 1994 - 1997
Skills
New Business Development, Conflict Resolution, Mentoring, Merger and Acquisition, Contract Negotiation, Executive Management, Relationship Management, Recruiting, Leadership, Strategic Planning, Program Management, Training, Customer Engagement, Finance, Marketing Strategy, Advertising, Series 7, Series 63, Outsourcing, Securities, Mergers
Education
Miami University
Fidelity Investments December 2014 - Present
Pershing, LLC September 2006 - December 2014
Boyer Rosene / Bekins 2001 - 2006
Chicago Kenworth, Inc. 1997 - 2000
Successful Dealer Magazine 1995 - 2000
National Automobile Dealers Association (N.A.D.A.) 1993 - 1999
Arrow Truck Sales, now a Subsidiary of AB Volvo 1994 - 1997
Skills
New Business Development, Conflict Resolution, Mentoring, Merger and Acquisition, Contract Negotiation, Executive Management, Relationship Management, Recruiting, Leadership, Strategic Planning, Program Management, Training, Customer Engagement, Finance, Marketing Strategy, Advertising, Series 7, Series 63, Outsourcing, Securities, Mergers
Education
Miami University
Trent Haynes's Pershing LLC Experience 2010 - Present
Job VP Quality Management Office at Pershing LLC
Industry Financial Services
Experience
BNY Mellon August 2010 - Present
Pershing LLC 2010 - Present
Skills
User Acceptance Testing, Requirements Gathering, Customer Service, Quality Management, Network Administration, Help Desk Support, Newsletters, Reporting & Analysis, Quality Assurance, Service Excellence, Business Analysis, Business Requirements, Visio, Software Documentation, Project Management, Waterfall, Public Speaking, Coaching, Vendor Management, Management, Process Improvement, Leadership
Education
Florida State University 1981 — 1984
B.S. Mathematics, Computer Science
BNY Mellon August 2010 - Present
Pershing LLC 2010 - Present
Skills
User Acceptance Testing, Requirements Gathering, Customer Service, Quality Management, Network Administration, Help Desk Support, Newsletters, Reporting & Analysis, Quality Assurance, Service Excellence, Business Analysis, Business Requirements, Visio, Software Documentation, Project Management, Waterfall, Public Speaking, Coaching, Vendor Management, Management, Process Improvement, Leadership
Education
Florida State University 1981 — 1984
B.S. Mathematics, Computer Science
Jon Zimmerman's Pershing LLC Experience October 2006 - Present
Job VP, Account Manager at Pershing LLC
Industry Financial Services
Experience
Pershing LLC October 2006 - Present
AMCORE Financial October 2003 - October 2006
American Express Financial Advisors January 1998 - October 2003
The Freedom Group January 1996 - January 1998
Carlson Companies February 1994 - January 1996
Skills
Series 7, Mutual Funds, Securities, Series 24
Education
Florida State University - College of Business 2005 — 2007
MBA, General Business Administration
Luther College 1990 — 1994
B.A., Accounting
Pershing LLC October 2006 - Present
AMCORE Financial October 2003 - October 2006
American Express Financial Advisors January 1998 - October 2003
The Freedom Group January 1996 - January 1998
Carlson Companies February 1994 - January 1996
Skills
Series 7, Mutual Funds, Securities, Series 24
Education
Florida State University - College of Business 2005 — 2007
MBA, General Business Administration
Luther College 1990 — 1994
B.A., Accounting
Brionna Jones's Pershing LLC Experience January 2008 - August 2009
Job Freelance Makeup Artist Estee Lauder
Industry Cosmetics
Experience
ShopKeep POS March 2014 - Present
Estee Lauder Group of Companies December 2013 - Present
Bre's Beautiful Faces February 2008 - Present
BeautyBar.com February 2013 - May 2014
Pershing llc January 2008 - August 2009
Skills
Editorial, commercial makeup, Makeovers, Stage Make-up, Short Films, Runway, Beauty Industry, Cosmetics, Film, Photo Shoots, Bridal Showers, Customer Service, Event Planning, Facebook, Fashion, Fashion Shows, Makeup Artistry, Marketing, Microsoft Office, Social Media, Social Networking, Styling
Education
Hampton University 2005 — 2019
Bachelor of Science (BS), Entrepreneurial and Small Business Operations
Empire Beauty School-State College 2012 — 2014
Cosmetology, Beauty
ShopKeep POS March 2014 - Present
Estee Lauder Group of Companies December 2013 - Present
Bre's Beautiful Faces February 2008 - Present
BeautyBar.com February 2013 - May 2014
Pershing llc January 2008 - August 2009
Skills
Editorial, commercial makeup, Makeovers, Stage Make-up, Short Films, Runway, Beauty Industry, Cosmetics, Film, Photo Shoots, Bridal Showers, Customer Service, Event Planning, Facebook, Fashion, Fashion Shows, Makeup Artistry, Marketing, Microsoft Office, Social Media, Social Networking, Styling
Education
Hampton University 2005 — 2019
Bachelor of Science (BS), Entrepreneurial and Small Business Operations
Empire Beauty School-State College 2012 — 2014
Cosmetology, Beauty
Mark Van Ostenbridge Mark Van Ostenbridge's Pershing LLC Experience 2003 - 2007
Job VP Sales at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments February 2015 - Present
JPMorgan 2009 - February 2015
JP Morgan 2008 - January 2009
Bear Stearns June 2007 - July 2008
Pershing LLC 2003 - 2007
BNY Clearing 2000 - 2003
DLJ Direct 1994 - 1996
Skills
Series 24, Series 7, Series 63, Sales Process, Salesforce.com, Relationship Management, Strategic Leadership, Communication Skills, Adaptability, Self Reliant, CRM, Trading, Options, Hedge Funds, Capital Markets, Electronic Trading, Financial Services, Back Office, Securities, Equities, Financial Markets, FINRA, Fixed Income, Trading Systems, Bonds, Derivatives, Middle Office, Prime Brokerage, ETFs
Education
Gettysburg College 1989 — 1993
Bachelor of Arts (B.A.), Management
Glen Rock High School 1985 — 2009
High School, General
Fidelity Investments February 2015 - Present
JPMorgan 2009 - February 2015
JP Morgan 2008 - January 2009
Bear Stearns June 2007 - July 2008
Pershing LLC 2003 - 2007
BNY Clearing 2000 - 2003
DLJ Direct 1994 - 1996
Skills
Series 24, Series 7, Series 63, Sales Process, Salesforce.com, Relationship Management, Strategic Leadership, Communication Skills, Adaptability, Self Reliant, CRM, Trading, Options, Hedge Funds, Capital Markets, Electronic Trading, Financial Services, Back Office, Securities, Equities, Financial Markets, FINRA, Fixed Income, Trading Systems, Bonds, Derivatives, Middle Office, Prime Brokerage, ETFs
Education
Gettysburg College 1989 — 1993
Bachelor of Arts (B.A.), Management
Glen Rock High School 1985 — 2009
High School, General
Carolyn Buntic Carolyn Buntic's Pershing LLC Experience 2001 - 2006
Job Vice President Financial Consultant at Charles Schwab & Co. Inc. Charles Schwab Bank
Industry Financial Services
Experience
Charles Schwab & Co. Inc. - Charles Schwab Bank 2013 - Present
Artio Global Investors 2006 - 2012
Pershing LLC 2001 - 2006
JP Morgan, Chase Vista, Bisys 1999 - 2001
New York Life 1998 - 1999
Skills
RIA, Salesforce.com, Pivotal CRM, Series 7, Asset Managment, Mutual Funds, Series 63, Investments, Wealth Management, Asset Allocation, Alternative Investments, Portfolio Management, Equities, Investment Advisory, Hedge Funds, Fixed Income, Securities, Financial Services, ETFs, Strategic Financial..., Investment Management, Relationship Management, Financial Advisory, Business Relationship..., Product Management, Project Management, Sales, CRM, Key Account Management, Asset Management, FINRA, Finance, Morningstar, Separately Managed..., Valuation
Education
Fordham University - Graduate School of Business Administration 1998 — 2002
MBA, Finance and Marketing, 3.9/4.0 GPA
State University of New York College at Geneseo 1992 — 1996
BS, Business Management
Charles Schwab & Co. Inc. - Charles Schwab Bank 2013 - Present
Artio Global Investors 2006 - 2012
Pershing LLC 2001 - 2006
JP Morgan, Chase Vista, Bisys 1999 - 2001
New York Life 1998 - 1999
Skills
RIA, Salesforce.com, Pivotal CRM, Series 7, Asset Managment, Mutual Funds, Series 63, Investments, Wealth Management, Asset Allocation, Alternative Investments, Portfolio Management, Equities, Investment Advisory, Hedge Funds, Fixed Income, Securities, Financial Services, ETFs, Strategic Financial..., Investment Management, Relationship Management, Financial Advisory, Business Relationship..., Product Management, Project Management, Sales, CRM, Key Account Management, Asset Management, FINRA, Finance, Morningstar, Separately Managed..., Valuation
Education
Fordham University - Graduate School of Business Administration 1998 — 2002
MBA, Finance and Marketing, 3.9/4.0 GPA
State University of New York College at Geneseo 1992 — 1996
BS, Business Management
Mike Golaszewski Mike Golaszewski's Pershing LLC Experience November 2010 - November 2011
Job Managing Partner, element•12 Business & Technology Consulting
Industry Financial Services
Experience
element•12 November 2011 - Present
Advent Software May 2012 - June 2014
Pershing Advisor Solutions, LLC November 2010 - November 2011
Pershing, LLC November 2010 - November 2011
Charles Schwab & Co., Inc. February 2008 - November 2010
Charles Schwab & Co., Inc. January 2006 - January 2008
Washington Mutual Card Services December 2002 - January 2006
Charles Schwab & Co., Inc. December 2001 - 2002
Charles Schwab & Co., Inc. December 2000 - December 2001
Charles Schwab & Co., Inc. January 2000 - December 2000
Skills
Strategy, Product Management, SaaS, IT Strategy, Enterprise Software, Product Marketing, CRM, Product Development, Integration, Leadership, Strategic Planning, Marketing Strategy, Management, Agile Methodologies, Financial Services, Web Development, Vendor Management, Technology Leadership, Marketing Communications, Business Process, Website Development, Software Development, Strategy Development, Investments, Executive Management, Portfolio Management, Change Management, Wealth Management, Asset Management, FINRA, Financial Advisory, Series 7, Series 63, Microsoft SQL Server, Disaster Recovery, Project Management, Program Management, IT Management, Consulting, Business Analysis
Education
Arizona State University 1988 — 1993
B.S.
Arizona State University 1988 — 1993
B.A.
element•12 November 2011 - Present
Advent Software May 2012 - June 2014
Pershing Advisor Solutions, LLC November 2010 - November 2011
Pershing, LLC November 2010 - November 2011
Charles Schwab & Co., Inc. February 2008 - November 2010
Charles Schwab & Co., Inc. January 2006 - January 2008
Washington Mutual Card Services December 2002 - January 2006
Charles Schwab & Co., Inc. December 2001 - 2002
Charles Schwab & Co., Inc. December 2000 - December 2001
Charles Schwab & Co., Inc. January 2000 - December 2000
Skills
Strategy, Product Management, SaaS, IT Strategy, Enterprise Software, Product Marketing, CRM, Product Development, Integration, Leadership, Strategic Planning, Marketing Strategy, Management, Agile Methodologies, Financial Services, Web Development, Vendor Management, Technology Leadership, Marketing Communications, Business Process, Website Development, Software Development, Strategy Development, Investments, Executive Management, Portfolio Management, Change Management, Wealth Management, Asset Management, FINRA, Financial Advisory, Series 7, Series 63, Microsoft SQL Server, Disaster Recovery, Project Management, Program Management, IT Management, Consulting, Business Analysis
Education
Arizona State University 1988 — 1993
B.S.
Arizona State University 1988 — 1993
B.A.
David Spence, PMP, ITIL David Spence, PMP, ITIL's Pershing LLC Experience October 1999 - Present
Job Vice President at Pershing LLC, Infrastructure Technology Relationship Management
Industry Financial Services
Experience
Pershing LLC October 1999 - Present
Chase July 1997 - August 1999
Citibank February 1986 - July 1997
Skills
SDLC, Business Analysis, Securities, Financial Services, Vendor Management, Risk Management, Business Process..., PMP, PMO, Project Portfolio..., Portfolio Management, Business Continuity, IT Strategy, Requirements Gathering, Program Management, Relationship Management, Outsourcing, Governance, Business Process..., Business Requirements, Project Delivery, Business Transformation, Software Project..., Process Improvement
Education
SUNY Binghamton
BA, MA, Poitical Science, Public Policy Administration
Columbia University
Computer Technology & Management
Pershing LLC October 1999 - Present
Chase July 1997 - August 1999
Citibank February 1986 - July 1997
Skills
SDLC, Business Analysis, Securities, Financial Services, Vendor Management, Risk Management, Business Process..., PMP, PMO, Project Portfolio..., Portfolio Management, Business Continuity, IT Strategy, Requirements Gathering, Program Management, Relationship Management, Outsourcing, Governance, Business Process..., Business Requirements, Project Delivery, Business Transformation, Software Project..., Process Improvement
Education
SUNY Binghamton
BA, MA, Poitical Science, Public Policy Administration
Columbia University
Computer Technology & Management
Eric Voehl's Pershing LLC Experience May 2006 - April 2015
Job Senior Project Manager, HSBC Securities
Industry Financial Services
Experience
HSBC Securities (USA), Inc. April 2015 - Present
Pershing LLC May 2006 - April 2015
AIG Royal Alliance April 2004 - May 2006
Wachovia Securities Financial Network September 2001 - April 2004
Skills
Series 7, Bloomberg, Series 24, Financial Services, Wealth Management, Settlement, Finance, Middle Office, Securities, FINRA, Capital Markets, Trading Systems, Bonds, Back Office, Global Custody
Education
Loyola University Maryland 1997 — 2001
BBS, Finance
HSBC Securities (USA), Inc. April 2015 - Present
Pershing LLC May 2006 - April 2015
AIG Royal Alliance April 2004 - May 2006
Wachovia Securities Financial Network September 2001 - April 2004
Skills
Series 7, Bloomberg, Series 24, Financial Services, Wealth Management, Settlement, Finance, Middle Office, Securities, FINRA, Capital Markets, Trading Systems, Bonds, Back Office, Global Custody
Education
Loyola University Maryland 1997 — 2001
BBS, Finance
Michael Davisson's Pershing LLC Experience November 2010 - October 2011
Job Vice President, Senior Financial Advisor, Univest Municipal Pension Services
Industry Financial Services
Experience
Univest Bank and Trust Co. October 2011 - Present
Pershing LLC November 2010 - October 2011
JPMorgan Chase January 2007 - April 2010
JPMorgan Chase 2006 - 2007
PFPC 2002 - 2006
SEI Investments 2000 - 2001
SEI Investments 1998 - 2000
SEI Investments 1996 - 1998
SEI Investments 1994 - 1996
Skills
Asset Management, Banking, Asset Managment, Investments, Portfolio Management, Series 63, Global Custody, ETFs, Mutual Funds, Financial Services, Wealth Management, CRM, Investment Advisory, Project Management, Alternative Investments, Pensions, Securities, Municipalities, Asset Allocation, Relationship Management, Series 7, Investment Management
Education
Kent State University 1977 — 1980
Bachelor of Business Administration, Business Mgmt./Finance
Saint Joseph's University
Master of Business Administration
Univest Bank and Trust Co. October 2011 - Present
Pershing LLC November 2010 - October 2011
JPMorgan Chase January 2007 - April 2010
JPMorgan Chase 2006 - 2007
PFPC 2002 - 2006
SEI Investments 2000 - 2001
SEI Investments 1998 - 2000
SEI Investments 1996 - 1998
SEI Investments 1994 - 1996
Skills
Asset Management, Banking, Asset Managment, Investments, Portfolio Management, Series 63, Global Custody, ETFs, Mutual Funds, Financial Services, Wealth Management, CRM, Investment Advisory, Project Management, Alternative Investments, Pensions, Securities, Municipalities, Asset Allocation, Relationship Management, Series 7, Investment Management
Education
Kent State University 1977 — 1980
Bachelor of Business Administration, Business Mgmt./Finance
Saint Joseph's University
Master of Business Administration
James J Peters James J Peters's Pershing LLC Experience November 1991 - September 2005
Job VP/Director Human Resources
Industry Human Resources
Experience
Portnoy, Messinger, Pearl & Associates, Inc. July 2013 - Present
HEALTH DIAGNOSTICS, LLC December 2008 - May 2013
DAIWA SECURITIES AMERICA, INC September 2005 - May 2008
PERSHING LLC November 1991 - September 2005
Metropolitan Life Insurance Company January 1990 - November 1991
PHILIP MORRIS MANAGEMENT CORPORATION June 1988 - January 1990
Drexel Burnham Lambert September 1985 - June 1988
MANUFACTURERS HANOVER TRUST COMPANY November 1982 - September 1985
Skills
Human Resources, Employee Relations, HRIS, Recruiting, Performance Management, Succession Planning, Talent Management, Organizational..., Payroll, Personnel Management, Employee Benefits, Onboarding, Talent Acquisition, Benefits Administration, Employee Engagement, Training, Leadership, Management, New Hire Orientations, Employee Training, Applicant Tracking..., Interviews, Temporary Placement, Workforce Planning, Labor Relations, FMLA, HR Policies, Job Descriptions, HR Consulting, Deferred Compensation, College Recruiting, Organizational..., Strategy, Performance Appraisal, Management Development, Leadership Development, Program Management, Conflict Resolution, Time Management, Career Development, Hiring, Compensation & Benefit, Employee Handbooks, Resume Writing, Organizational Design, Technical Recruiting, Sourcing, Consulting, Training & Development
Education
Graduate School of Management, New School for Social Research 1983 — 1987
M.S, Human Resources Administration
City University of New York-Hunter College 1976 — 1982
B.A, Psychology/Counseling
Portnoy, Messinger, Pearl & Associates, Inc. July 2013 - Present
HEALTH DIAGNOSTICS, LLC December 2008 - May 2013
DAIWA SECURITIES AMERICA, INC September 2005 - May 2008
PERSHING LLC November 1991 - September 2005
Metropolitan Life Insurance Company January 1990 - November 1991
PHILIP MORRIS MANAGEMENT CORPORATION June 1988 - January 1990
Drexel Burnham Lambert September 1985 - June 1988
MANUFACTURERS HANOVER TRUST COMPANY November 1982 - September 1985
Skills
Human Resources, Employee Relations, HRIS, Recruiting, Performance Management, Succession Planning, Talent Management, Organizational..., Payroll, Personnel Management, Employee Benefits, Onboarding, Talent Acquisition, Benefits Administration, Employee Engagement, Training, Leadership, Management, New Hire Orientations, Employee Training, Applicant Tracking..., Interviews, Temporary Placement, Workforce Planning, Labor Relations, FMLA, HR Policies, Job Descriptions, HR Consulting, Deferred Compensation, College Recruiting, Organizational..., Strategy, Performance Appraisal, Management Development, Leadership Development, Program Management, Conflict Resolution, Time Management, Career Development, Hiring, Compensation & Benefit, Employee Handbooks, Resume Writing, Organizational Design, Technical Recruiting, Sourcing, Consulting, Training & Development
Education
Graduate School of Management, New School for Social Research 1983 — 1987
M.S, Human Resources Administration
City University of New York-Hunter College 1976 — 1982
B.A, Psychology/Counseling
Rob Viggiano Rob Viggiano's Pershing LLC Experience April 1999 - February 2003
Job Director, Information Technology MXD Group
Industry Logistics and Supply Chain
Experience
MXD Group February 2003 - Present
Pershing, LLC April 1999 - February 2003
Skills
ERP, Project Management, Management, Strategic Planning, Supply Chain, Business Process..., Vendor Management, Software Documentation, Continuous Improvement, 3PL, Supply Chain Management, Logistics, Operations Management, Business Analysis, Process Improvement, Cross-functional Team..., Warehouse Management
Education
Capital University 2010 — 2013
Master of Business Administration (M.B.A.)
Saint Peter's College 1998 — 2002
Professional Education Certification, Secondary Education and Teaching
The Ohio State University 1993 — 1997
Bachelor's degree, English Language and Literature/Letters
MXD Group February 2003 - Present
Pershing, LLC April 1999 - February 2003
Skills
ERP, Project Management, Management, Strategic Planning, Supply Chain, Business Process..., Vendor Management, Software Documentation, Continuous Improvement, 3PL, Supply Chain Management, Logistics, Operations Management, Business Analysis, Process Improvement, Cross-functional Team..., Warehouse Management
Education
Capital University 2010 — 2013
Master of Business Administration (M.B.A.)
Saint Peter's College 1998 — 2002
Professional Education Certification, Secondary Education and Teaching
The Ohio State University 1993 — 1997
Bachelor's degree, English Language and Literature/Letters
Deric Rogers's Pershing LLC Experience March 1994 - April 1997
Job Bus Operator
Industry Transportation/Trucking/Railroad
Experience
Chicago Transit Authority October 2012 - Present
Comcast Cable August 2000 - September 2012
Ingram Micro April 1997 - July 2000
Pershing LLC March 1994 - April 1997
Skills
Leadership, Telecommunications, Call Center, Forklift Operator, Customer Experience, Warehousing, Inventory Control, Customer Retention, Shipping, Budgets, Telephony, Operations Management, Troubleshooting, Team Building, Call Centers, Forklift Operation, Customer Satisfaction, Customer Service
Education
Governors State University 2009 — 2010
BA, Interdisciplinary Studies, 3.1
St. Martin de Porres Academy Prep 1988 — 1992
High School Diploma
Jackson State University
Jackson State University
Chicago Transit Authority October 2012 - Present
Comcast Cable August 2000 - September 2012
Ingram Micro April 1997 - July 2000
Pershing LLC March 1994 - April 1997
Skills
Leadership, Telecommunications, Call Center, Forklift Operator, Customer Experience, Warehousing, Inventory Control, Customer Retention, Shipping, Budgets, Telephony, Operations Management, Troubleshooting, Team Building, Call Centers, Forklift Operation, Customer Satisfaction, Customer Service
Education
Governors State University 2009 — 2010
BA, Interdisciplinary Studies, 3.1
St. Martin de Porres Academy Prep 1988 — 1992
High School Diploma
Jackson State University
Jackson State University
Ramesh Muthusamy Ramesh Muthusamy's Pershing LLC Experience March 2012 - June 2012
Job Assistant Vice President (AVP) at Pershing LLC
Industry Information Technology and Services
Experience
Bank of America Merrill Lynch July 2012 - Present
Pershing LLC March 2012 - June 2012
Pershing LLC January 2010 - March 2012
Pershing LLC June 2007 - December 2009
iNautix Technologies October 2003 - June 2007
Skills
Java, J2EE Application..., Mainframe, Mainframe Architecture, Web Development, COBOL, DB2, Requirements Analysis, SDLC, SOA, Software Development
Education
Bharathidasan University 2000 — 2003
Master of Computer Applications (MCA)
Bank of America Merrill Lynch July 2012 - Present
Pershing LLC March 2012 - June 2012
Pershing LLC January 2010 - March 2012
Pershing LLC June 2007 - December 2009
iNautix Technologies October 2003 - June 2007
Skills
Java, J2EE Application..., Mainframe, Mainframe Architecture, Web Development, COBOL, DB2, Requirements Analysis, SDLC, SOA, Software Development
Education
Bharathidasan University 2000 — 2003
Master of Computer Applications (MCA)
Luciano Di Giallonardo Luciano Di Giallonardo's Pershing LLC Experience 1997 - November 1999
Job I am employed with Fidelity Investments in Westlake,TX
Industry Financial Services
Experience
Fidelity Investments November 1999 - April 2012
Fidelity Investments November 1999 - April 2012
Pershing, LLC 1997 - November 1999
Pershing, LLC January 1997 - January 1999
A.G. Edwards & Sons, Inc. January 1990 - January 1997
Skills
Corporate Actions, Securities, Settlement, DTC, Bonds, Equities, Series 7, Fixed Income, Mutual Funds, Back Office, Derivatives, Trading, FINRA, Risk Management, Financial Services, Options, Banking, Bloomberg
Education
College of Staten Island 1997 — 2013
Franklin D. Roosevelt High School 1979 — 1983
High School Diploma, Data Processing
The College Of Staten Island, NY
Degree in Progress, Business, 3.30 GPA
American High Technical Business Institute
Administration Program
Kingsborough Community College
Fidelity Investments November 1999 - April 2012
Fidelity Investments November 1999 - April 2012
Pershing, LLC 1997 - November 1999
Pershing, LLC January 1997 - January 1999
A.G. Edwards & Sons, Inc. January 1990 - January 1997
Skills
Corporate Actions, Securities, Settlement, DTC, Bonds, Equities, Series 7, Fixed Income, Mutual Funds, Back Office, Derivatives, Trading, FINRA, Risk Management, Financial Services, Options, Banking, Bloomberg
Education
College of Staten Island 1997 — 2013
Franklin D. Roosevelt High School 1979 — 1983
High School Diploma, Data Processing
The College Of Staten Island, NY
Degree in Progress, Business, 3.30 GPA
American High Technical Business Institute
Administration Program
Kingsborough Community College
Christopher DiPaula Christopher DiPaula's Pershing LLC Experience August 2005 - October 2012
Job Locomotive Engineer
Industry Transportation/Trucking/Railroad
Experience
NJ Transit November 2012 - Present
BNY Mellon March 2012 - October 2012
Pershing LLC August 2005 - October 2012
Amboy Bank July 1998 - July 2005
Education
Saint Peter's College 2006 — 2009
Master of Science (MS), Accounting
Saint Peters College 2006 — 2009
Master of Business Administration (MBA), Finance, General
Monmouth University 1999 — 2003
Bachelor of Science (BS), Finance, General
NJ Transit November 2012 - Present
BNY Mellon March 2012 - October 2012
Pershing LLC August 2005 - October 2012
Amboy Bank July 1998 - July 2005
Education
Saint Peter's College 2006 — 2009
Master of Science (MS), Accounting
Saint Peters College 2006 — 2009
Master of Business Administration (MBA), Finance, General
Monmouth University 1999 — 2003
Bachelor of Science (BS), Finance, General
Andrea Madden Andrea Madden's Pershing LLC Experience October 2008 - February 2013
Job Vice President at Pershing, a BNY Mellon company
Industry Financial Services
Experience
Pershing, a BNY Mellon company February 2013 - Present
Pershing LLC October 2008 - February 2013
Lehman Brothers September 2007 - September 2008
MBIA Insurance Corp. 1996 - 2006
MBIA 1996 - 2006
Skills
Marketing Communications, Marketing, Corporate Communications, Creative Direction, Program Management, Financial Services, Hedge Funds, Mutual Funds, Alternative Investments
Education
Binghamton University 1992 — 1996
BA Economics
Pershing, a BNY Mellon company February 2013 - Present
Pershing LLC October 2008 - February 2013
Lehman Brothers September 2007 - September 2008
MBIA Insurance Corp. 1996 - 2006
MBIA 1996 - 2006
Skills
Marketing Communications, Marketing, Corporate Communications, Creative Direction, Program Management, Financial Services, Hedge Funds, Mutual Funds, Alternative Investments
Education
Binghamton University 1992 — 1996
BA Economics
Michael Koppelmann's Pershing LLC Experience February 2005 - September 2006
Job
Industry Financial Services
Experience
Dun & Bradstreet October 2014 - Present
Dun & Bradstreet August 2011 - October 2014
Dun & Bradstreet August 2010 - August 2011
Thomson Reuters May 2009 - August 2010
Thomson Reuters September 2006 - May 2009
Pershing LLC February 2005 - September 2006
Argent Industries October 2002 - February 2005
Venture Financial Systems Group September 2001 - October 2002
Cofiniti May 2000 - September 2001
SunGard Brokerage Systems April 1998 - May 2000
Skills
Social Media, Human-centered Design, Innovation Management, Product Management, Strategy, Product Innovation, Marketing, Digital Media, Strategic Partnerships, Product Marketing, Competitive Analysis, Analytics, Segmentation, Thought Leadership, Product Development, Cross-functional Team..., Market Research, Competitive Intelligence, SaaS, Business Development, B2B, Mobile Devices, Brand Management, Marketing Strategy, New Business Development, Salesforce.com, Start-ups, Management, Business Strategy, P&L Analysis
Education
Boston College - Wallace E. Carroll Graduate School of Management 1998 — 2000
MS, Finance
Suffolk University 1996 — 1998
BS/BA, Finance
Dun & Bradstreet October 2014 - Present
Dun & Bradstreet August 2011 - October 2014
Dun & Bradstreet August 2010 - August 2011
Thomson Reuters May 2009 - August 2010
Thomson Reuters September 2006 - May 2009
Pershing LLC February 2005 - September 2006
Argent Industries October 2002 - February 2005
Venture Financial Systems Group September 2001 - October 2002
Cofiniti May 2000 - September 2001
SunGard Brokerage Systems April 1998 - May 2000
Skills
Social Media, Human-centered Design, Innovation Management, Product Management, Strategy, Product Innovation, Marketing, Digital Media, Strategic Partnerships, Product Marketing, Competitive Analysis, Analytics, Segmentation, Thought Leadership, Product Development, Cross-functional Team..., Market Research, Competitive Intelligence, SaaS, Business Development, B2B, Mobile Devices, Brand Management, Marketing Strategy, New Business Development, Salesforce.com, Start-ups, Management, Business Strategy, P&L Analysis
Education
Boston College - Wallace E. Carroll Graduate School of Management 1998 — 2000
MS, Finance
Suffolk University 1996 — 1998
BS/BA, Finance
Chelsey Waldron's Pershing LLC Experience June 2010 - August 2010
Job Client Service Associate at UBS
Industry Financial Services
Experience
UBS January 2014 - Present
Edelman June 2013 - December 2013
Edelman September 2011 - June 2013
The Hillside School January 2011 - May 2011
Pershing LLC June 2010 - August 2010
UBS June 2009 - August 2009
Skills
Editing, Grant Writing, Press Releases, Media Relations, Facebook, Social Media, Public Relations, Cision, Social Media Marketing, Recruiting, Event Planning, Strategic Communications, Event Management, Publicity
Education
Muhlenberg College 2007 — 2011
Bachelor of Arts, Economics and Media Communications
Kinnelon High School 2003 — 2007
UBS January 2014 - Present
Edelman June 2013 - December 2013
Edelman September 2011 - June 2013
The Hillside School January 2011 - May 2011
Pershing LLC June 2010 - August 2010
UBS June 2009 - August 2009
Skills
Editing, Grant Writing, Press Releases, Media Relations, Facebook, Social Media, Public Relations, Cision, Social Media Marketing, Recruiting, Event Planning, Strategic Communications, Event Management, Publicity
Education
Muhlenberg College 2007 — 2011
Bachelor of Arts, Economics and Media Communications
Kinnelon High School 2003 — 2007
Terrance Lynch Terrance Lynch's Pershing LLC Experience February 2007 - March 2008
Job Financial Services Professional
Industry Financial Services
Experience
Morgan Stanley September 2008 - January 2009
Pershing LLC February 2007 - March 2008
Citibank May 2003 - December 2006
Education
BMCC
Bachelors of Science, Finance
Berkeley College
Associate Applied Science, Finance
Morgan Stanley September 2008 - January 2009
Pershing LLC February 2007 - March 2008
Citibank May 2003 - December 2006
Education
BMCC
Bachelors of Science, Finance
Berkeley College
Associate Applied Science, Finance
Clarence (Chad) Lear Clarence (Chad) Lear's Pershing LLC Experience October 2006 - April 2008
Job Institutional Sales at Susquehanna International Group, LLP
Industry Financial Services
Experience
Susquehanna International Group, LLP April 2008 - Present
Pershing, LLC October 2006 - April 2008
Lydian Wealth Management January 2006 - May 2006
Skills
Equities, Mutual Funds, Finance, Options, Corporate Finance, Fidessa, Equity Derivatives, Index Derivatives, Foreign ETFs, SQL, VBA, Analysis, FX Options, Operations, MIcrosoft Access, Derivatives
Education
American University 2002 — 2006
BSBA, International Business & Management
American University - Kogod School of Business 2002 — 2006
Bachelor of Science (BS), International Business
CERAM Sophia Antipolis 2004 — 2004
International Business Management
Susquehanna International Group, LLP April 2008 - Present
Pershing, LLC October 2006 - April 2008
Lydian Wealth Management January 2006 - May 2006
Skills
Equities, Mutual Funds, Finance, Options, Corporate Finance, Fidessa, Equity Derivatives, Index Derivatives, Foreign ETFs, SQL, VBA, Analysis, FX Options, Operations, MIcrosoft Access, Derivatives
Education
American University 2002 — 2006
BSBA, International Business & Management
American University - Kogod School of Business 2002 — 2006
Bachelor of Science (BS), International Business
CERAM Sophia Antipolis 2004 — 2004
International Business Management
Carmen I Santiago's Pershing LLC Experience July 2000 - May 2003
Job at
Industry Financial Services
Experience
Morgan Stanley October 2014 - June 2015
Morgan Stanley Wealth Management July 2013 - October 2014
Morgan Stanley January 2012 - July 2013
Morgan Stanley August 2011 - January 2012
Nomura Corporate Research and Asset Management Inc November 2010 - April 2011
Soleil Securities Corporations June 2007 - July 2010
GOLDMAN, SACHS & CO May 2003 - May 2007
Pershing LLC July 2000 - May 2003
Sheraton New York and Towers June 1999 - July 2000
United States Environmental Protection Agency January 1993 - January 1999
Skills
Fidessa, Mainframe, Microsoft Office, Typing, Copying, Answering Phones, Clerical Duties, Self Management, Detail Orientation, General Office Duties, Middle Office, Settlement, Prime Brokerage, Account Reconciliation, Bloomberg, Trading Systems, Cash Management, Bloomberg Terminal, DTC, Securities Lending, FX Options, Customer Service, Risk Management, Banking, Financial Services, Back Office, Operational Risk, Fixed Income, Telephone Skills, Equities, Office Management, Clerical Work, Corporate Actions, Mutual Funds, Bonds, Trading, Financial Risk, Securities, Emerging Markets, Hedge Funds, Derivatives, Management, Finance, Capital Markets, Microsoft Excel, Options, Analysis, Financial Analysis, Investment Banking, Asset Management
Education
Nyack Christian College School of Business and Leadership 2013 — 2014
Master’s Degree, Organization Leadership
CUNY New York City College of Technology 1994 — 1999
Bachelor's degree, Hospitality Administration/Management
Morgan Stanley October 2014 - June 2015
Morgan Stanley Wealth Management July 2013 - October 2014
Morgan Stanley January 2012 - July 2013
Morgan Stanley August 2011 - January 2012
Nomura Corporate Research and Asset Management Inc November 2010 - April 2011
Soleil Securities Corporations June 2007 - July 2010
GOLDMAN, SACHS & CO May 2003 - May 2007
Pershing LLC July 2000 - May 2003
Sheraton New York and Towers June 1999 - July 2000
United States Environmental Protection Agency January 1993 - January 1999
Skills
Fidessa, Mainframe, Microsoft Office, Typing, Copying, Answering Phones, Clerical Duties, Self Management, Detail Orientation, General Office Duties, Middle Office, Settlement, Prime Brokerage, Account Reconciliation, Bloomberg, Trading Systems, Cash Management, Bloomberg Terminal, DTC, Securities Lending, FX Options, Customer Service, Risk Management, Banking, Financial Services, Back Office, Operational Risk, Fixed Income, Telephone Skills, Equities, Office Management, Clerical Work, Corporate Actions, Mutual Funds, Bonds, Trading, Financial Risk, Securities, Emerging Markets, Hedge Funds, Derivatives, Management, Finance, Capital Markets, Microsoft Excel, Options, Analysis, Financial Analysis, Investment Banking, Asset Management
Education
Nyack Christian College School of Business and Leadership 2013 — 2014
Master’s Degree, Organization Leadership
CUNY New York City College of Technology 1994 — 1999
Bachelor's degree, Hospitality Administration/Management
Susan Theder Susan Theder's Pershing LLC Experience September 2005 - July 2010
Job Chief Marketing Officer at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group July 2010 - Present
Pershing LLC September 2005 - July 2010
Pershing LLC, Bank of New York Mellon March 2006 - March 2007
Pershing/Bank of New York September 2005 - March 2006
Fidelity Registered Investment Advisor Group (FRIAG) 2001 - 2005
Fidelity Investments 1992 - 2005
SupplierMarket 1999 - 2000
SupplierMarket.com/Ariba 1999 - 2000
Education
Bowdoin College 1985 — 1989
Cetera Financial Group July 2010 - Present
Pershing LLC September 2005 - July 2010
Pershing LLC, Bank of New York Mellon March 2006 - March 2007
Pershing/Bank of New York September 2005 - March 2006
Fidelity Registered Investment Advisor Group (FRIAG) 2001 - 2005
Fidelity Investments 1992 - 2005
SupplierMarket 1999 - 2000
SupplierMarket.com/Ariba 1999 - 2000
Education
Bowdoin College 1985 — 1989
Tosha O'Grady's Pershing LLC Experience December 2006 - September 2010
Job at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs October 2010 - Present
Pershing May 2010 - September 2010
Pershing September 2009 - September 2010
Pershing September 2009 - September 2010
Pershing LLC. December 2006 - September 2010
Crummer Graduate School January 2008 - August 2010
Pershing LLC December 2006 - May 2010
Pershing 2006 - 2009
Rotech Healthcare June 2006 - December 2006
Smokey Bones BBQ Restaurant August 2001 - August 2006
Education
Rollins College - Crummer Graduate School of Business 2008 — 2010
MBA, Business
Florida State University - College of Business 2001 — 2005
Goldman Sachs October 2010 - Present
Pershing May 2010 - September 2010
Pershing September 2009 - September 2010
Pershing September 2009 - September 2010
Pershing LLC. December 2006 - September 2010
Crummer Graduate School January 2008 - August 2010
Pershing LLC December 2006 - May 2010
Pershing 2006 - 2009
Rotech Healthcare June 2006 - December 2006
Smokey Bones BBQ Restaurant August 2001 - August 2006
Education
Rollins College - Crummer Graduate School of Business 2008 — 2010
MBA, Business
Florida State University - College of Business 2001 — 2005
Lisa Carlson, FFSI, AAPA, ACS's Pershing LLC Experience July 2009 - October 2009
Job Internal Wholesaler, Sammons Retirement Solutions
Industry Financial Services
Experience
Sammons Financial Group November 2011 - Present
American Equity Investment Life Company December 2009 - November 2011
Pershing LLC July 2009 - October 2009
Sammons Financial Group May 2006 - January 2009
Skills
Mutual Funds, Fixed Annuities, Retirement, Management, New Business Development, Financial Advisory, Customer Service, Insurance, Life Insurance, Retirement Planning, Investments, 401k, Underwriting, Health Insurance, Strategic Financial..., Disability Insurance, Sales, Marketing, Long-term Care, Term Life Insurance, Relationship Management, Series 6, Email Marketing, Leadership
Education
Iowa State University - College of Business 2005 — 2008
Bachelor of Science in Business Administration, December 2008, Management, International Business, & Entrepreneurship
Yonsei University 2007 — 2007
Foreign Exchange Program, Korean Language, International Business, Korean Political Economy and Business
Martensdale-St. Marys
Sammons Financial Group November 2011 - Present
American Equity Investment Life Company December 2009 - November 2011
Pershing LLC July 2009 - October 2009
Sammons Financial Group May 2006 - January 2009
Skills
Mutual Funds, Fixed Annuities, Retirement, Management, New Business Development, Financial Advisory, Customer Service, Insurance, Life Insurance, Retirement Planning, Investments, 401k, Underwriting, Health Insurance, Strategic Financial..., Disability Insurance, Sales, Marketing, Long-term Care, Term Life Insurance, Relationship Management, Series 6, Email Marketing, Leadership
Education
Iowa State University - College of Business 2005 — 2008
Bachelor of Science in Business Administration, December 2008, Management, International Business, & Entrepreneurship
Yonsei University 2007 — 2007
Foreign Exchange Program, Korean Language, International Business, Korean Political Economy and Business
Martensdale-St. Marys
Lorelei Harrison Lorelei Harrison's Pershing LLC Experience July 1997 - November 2011
Job Financial Services Executive
Industry Financial Services
Experience
Liberty Tax Service January 2013 - Present
Pershing LLC July 1997 - November 2011
The Port Authority of New York and New Jersey's World Trade Institute January 1990 - September 1995
Skills
Event Planning, Marketing, Technical..., Formal Presentation..., Project Management, Fundraising, Copywriting, Private Banking, Tax Preparation, Advertising, Change Management, Strategic Planning, FINRA, Business Analysis, Accounting, Access, Account Management, Analysis, Budgets, Business Planning, Asset Management, Capital Markets, Derivatives, Executive Management, Finance, Financial Risk, Financial Services, Fixed Income, Investments, Management, Marketing Strategy, Microsoft Excel, Microsoft Office, Microsoft Word, Negotiation, New Business Development, Nonprofits, Operations Management, Prime Brokerage, Process Improvement, Program Management, Public Speaking, Risk Management, Sales Management, Securities, Team Building, Team Leadership, Teamwork, Time Management, Vendor Management
Education
Dowling College
MBA, Banking and Finance
Fairleigh Dickinson University
BA, Economics
Liberty Tax Service January 2013 - Present
Pershing LLC July 1997 - November 2011
The Port Authority of New York and New Jersey's World Trade Institute January 1990 - September 1995
Skills
Event Planning, Marketing, Technical..., Formal Presentation..., Project Management, Fundraising, Copywriting, Private Banking, Tax Preparation, Advertising, Change Management, Strategic Planning, FINRA, Business Analysis, Accounting, Access, Account Management, Analysis, Budgets, Business Planning, Asset Management, Capital Markets, Derivatives, Executive Management, Finance, Financial Risk, Financial Services, Fixed Income, Investments, Management, Marketing Strategy, Microsoft Excel, Microsoft Office, Microsoft Word, Negotiation, New Business Development, Nonprofits, Operations Management, Prime Brokerage, Process Improvement, Program Management, Public Speaking, Risk Management, Sales Management, Securities, Team Building, Team Leadership, Teamwork, Time Management, Vendor Management
Education
Dowling College
MBA, Banking and Finance
Fairleigh Dickinson University
BA, Economics
Stephen Tunney Stephen Tunney's Pershing LLC Experience 2010 - 2011
Job Retired
Industry Financial Services
Experience
Home RealtorFusiilier Realty GroupDecember 2011 - October 2013
Pershing LLC 2010 - 2011
ascend consulting 2006 - 2007
ascend consulting 2006 - 2007
Bear Stearns 2005 - 2007
US Securities and Exchange Commission 2004 - 2005
Lewco Securities Corp. 1993 - 2002
Lewco Securites, Inc 1993 - 2001
National Securities Clearing Corp 1985 - 1993
Morgan Stanley & Co. Incorporated 1975 - 1983
Skills
Project Management, Securities, Business Analysis, Financial Services, SDLC, Equities, Derivatives, Fixed Income, Process Improvement, Requirements Gathering, Risk Management, PMO, SharePoint, Requirements Analysis, Agile Methodologies, Portfolio Management, Project Planning, Banking, Financial Risk, Management, Project Portfolio..., Analysis, Vendor Management
Education
Kean University 1978 — 1982
BS, Management Science
Home RealtorFusiilier Realty GroupDecember 2011 - October 2013
Pershing LLC 2010 - 2011
ascend consulting 2006 - 2007
ascend consulting 2006 - 2007
Bear Stearns 2005 - 2007
US Securities and Exchange Commission 2004 - 2005
Lewco Securities Corp. 1993 - 2002
Lewco Securites, Inc 1993 - 2001
National Securities Clearing Corp 1985 - 1993
Morgan Stanley & Co. Incorporated 1975 - 1983
Skills
Project Management, Securities, Business Analysis, Financial Services, SDLC, Equities, Derivatives, Fixed Income, Process Improvement, Requirements Gathering, Risk Management, PMO, SharePoint, Requirements Analysis, Agile Methodologies, Portfolio Management, Project Planning, Banking, Financial Risk, Management, Project Portfolio..., Analysis, Vendor Management
Education
Kean University 1978 — 1982
BS, Management Science
Florent Rigaud's Pershing LLC Experience July 2009 - June 2014
Job Director at FlexFunds Exchange Traded Products
Industry Financial Services
Experience
FlexFunds Exchange Traded Products December 2014 - Present
Pershing LLC July 2009 - June 2014
Marco Polo Network December 2007 - May 2009
Marco Polo Securities Inc. December 2007 - May 2009
Pershing LLC May 2003 - December 2007
BNY Clearing Services July 2000 - May 2003
BHF Securities Corporation October 1995 - July 2000
Compagnie Parisienne de Reescompte 1994 - 1995
Skills
Sales Management, International Sales, Client Relationship..., Business Relationship..., Business Strategy, Clearing, New Business Development, Product Development, International Operations, Social Media, Social Media Marketing, Business Networking, Securities, CRM, Management, Executive Management, Business Planning, Strategic Partnerships, Integrated Marketing, Strategy, Electronic Trading, Product Management, Competitive Analysis, Financial Services, Marketing, Capital Markets, Emerging Markets, Start-ups, Mergers & Acquisitions, Leadership, Direct Sales, Relationship Management, Business Development, Selling, Sales, Entrepreneurship, Lead Generation, Risk Management, E-commerce, Salesforce.com, Marketing Management, Management Consulting, Sales Process, Online Marketing
Education
University of Pennsylvania - The Wharton School 2006 — 2008
SIFMA, Securities Industry Institute
Paris Graduate School of Management 1993 — 1994
Master, Finance and Capital Markets
Dowling College 1990 — 1992
BBA, Management
FlexFunds Exchange Traded Products December 2014 - Present
Pershing LLC July 2009 - June 2014
Marco Polo Network December 2007 - May 2009
Marco Polo Securities Inc. December 2007 - May 2009
Pershing LLC May 2003 - December 2007
BNY Clearing Services July 2000 - May 2003
BHF Securities Corporation October 1995 - July 2000
Compagnie Parisienne de Reescompte 1994 - 1995
Skills
Sales Management, International Sales, Client Relationship..., Business Relationship..., Business Strategy, Clearing, New Business Development, Product Development, International Operations, Social Media, Social Media Marketing, Business Networking, Securities, CRM, Management, Executive Management, Business Planning, Strategic Partnerships, Integrated Marketing, Strategy, Electronic Trading, Product Management, Competitive Analysis, Financial Services, Marketing, Capital Markets, Emerging Markets, Start-ups, Mergers & Acquisitions, Leadership, Direct Sales, Relationship Management, Business Development, Selling, Sales, Entrepreneurship, Lead Generation, Risk Management, E-commerce, Salesforce.com, Marketing Management, Management Consulting, Sales Process, Online Marketing
Education
University of Pennsylvania - The Wharton School 2006 — 2008
SIFMA, Securities Industry Institute
Paris Graduate School of Management 1993 — 1994
Master, Finance and Capital Markets
Dowling College 1990 — 1992
BBA, Management
Richard Muniz's Pershing LLC Experience December 1996 - April 2014
Job Software project manager (retired)
Industry Information Technology and Services
Experience
Pershing LLC December 1996 - April 2014
TAS Business Services, Inc. April 1987 - June 1994
Skills
PMO, Software Project..., Business Analysis, PMP, SDLC, Program Management, Vendor Management, Project Management, Requirements Analysis
Education
Chubb Institute 1978 — 1979
Technical certification, Mainframe programming
John Carroll University 1971 — 1972
MAT, English Education
Ithaca College 1966 — 1970
BA, English
Pershing LLC December 1996 - April 2014
TAS Business Services, Inc. April 1987 - June 1994
Skills
PMO, Software Project..., Business Analysis, PMP, SDLC, Program Management, Vendor Management, Project Management, Requirements Analysis
Education
Chubb Institute 1978 — 1979
Technical certification, Mainframe programming
John Carroll University 1971 — 1972
MAT, English Education
Ithaca College 1966 — 1970
BA, English
Mohini Jaiswal Mohini Jaiswal's Pershing LLC Experience May 2014 - Present
Job Product Manager at Pershing LLC
Industry Banking
Experience
Pershing LLC May 2014 - Present
Bank of America November 2009 - March 2014
Merrill Lynch March 2006 - October 2009
Merrill Lynch March 2003 - February 2006
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, English, Windows, Research, Outlook, Photoshop, Teaching, HTML, SDLC
Education
Carnegie Mellon University 1995 — 2000
Bachelors, Computer and Information Sciences, General
Pershing LLC May 2014 - Present
Bank of America November 2009 - March 2014
Merrill Lynch March 2006 - October 2009
Merrill Lynch March 2003 - February 2006
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, English, Windows, Research, Outlook, Photoshop, Teaching, HTML, SDLC
Education
Carnegie Mellon University 1995 — 2000
Bachelors, Computer and Information Sciences, General
Jack Ewashko's Pershing LLC Experience March 2004 - June 2005
Job Cash Management, Treasury,Derivatives, OTC, Futures, Options, Commodities, FX, Credit,Equities Exp
Industry Investment Banking
Experience
Deutsche Bank July 2014 - September 2015
Self Employed February 2014 - July 2014
Millennium Partners April 2012 - February 2014
Deutsche Bank Securities Inc August 2011 - March 2012
Deutsche Bank July 2006 - July 2011
Bear Stearns July 2005 - July 2006
Pershing LLC March 2004 - June 2005
TD Waterhouse July 2000 - June 2004
Skills
Banking, Bonds, Commodity, Derivatives, Equities, FX Options, Fixed Income, Hedge Funds, Investments, Options, Risk Management, Trading, Financial Risk, Financial Services, Mutual Funds, Finance, Settlement, Securities, Trading Systems, Equity Derivatives, Series 7, FINRA, Series 63, Financial Markets, Electronic Trading, Cash Management, Hedging, Collateral Management, Currency, Interest Rate..., Relationship Management, Commodity Markets, Treasury, Back Office, Foreign Exchange, Middle Office, Swaps, Funding, Equity Trading, ETFs, Investment Management, Credit Derivatives, SWIFT payments
Education
Long Island University
Bachelor's degree
Kingsborough Community College
Associates degree, Business Administration
Deutsche Bank July 2014 - September 2015
Self Employed February 2014 - July 2014
Millennium Partners April 2012 - February 2014
Deutsche Bank Securities Inc August 2011 - March 2012
Deutsche Bank July 2006 - July 2011
Bear Stearns July 2005 - July 2006
Pershing LLC March 2004 - June 2005
TD Waterhouse July 2000 - June 2004
Skills
Banking, Bonds, Commodity, Derivatives, Equities, FX Options, Fixed Income, Hedge Funds, Investments, Options, Risk Management, Trading, Financial Risk, Financial Services, Mutual Funds, Finance, Settlement, Securities, Trading Systems, Equity Derivatives, Series 7, FINRA, Series 63, Financial Markets, Electronic Trading, Cash Management, Hedging, Collateral Management, Currency, Interest Rate..., Relationship Management, Commodity Markets, Treasury, Back Office, Foreign Exchange, Middle Office, Swaps, Funding, Equity Trading, ETFs, Investment Management, Credit Derivatives, SWIFT payments
Education
Long Island University
Bachelor's degree
Kingsborough Community College
Associates degree, Business Administration
Brian Nygaard Brian Nygaard's Pershing LLC Experience October 2006 - 2010
Job Chief Financial Officer Cetera Financial
Industry Financial Services
Experience
Cetera Financial March 2015 - Present
RCS Capital March 2014 - March 2015
Atticus Advisers, LLC 2010 - May 2014
Pershing, LLC October 2006 - 2010
H&R Block 2001 - 2005
ING Advisors Network 1999 - 2001
Principal Financial Group 1988 - 1998
Skills
Executive Management, Strategy Development, Sales Management, Organizational..., Sales Process, Financial Analysis, Marketing Strategy, Investment Advisory, Financial Markets, Investments, Financial Planning, Financial Advisory, Series 24, Series 7, Strategic Financial..., Finance, Investment Management, Alternative Investments, Asset Management, Management, Mutual Funds, Wealth Management, Bonds, Securities, Strategy, FINRA, Business Strategy, Leadership, Financial Services, Series 63, Asset Allocation
Education
Drake University 1977 — 1980
BS, Accounting
Cetera Financial March 2015 - Present
RCS Capital March 2014 - March 2015
Atticus Advisers, LLC 2010 - May 2014
Pershing, LLC October 2006 - 2010
H&R Block 2001 - 2005
ING Advisors Network 1999 - 2001
Principal Financial Group 1988 - 1998
Skills
Executive Management, Strategy Development, Sales Management, Organizational..., Sales Process, Financial Analysis, Marketing Strategy, Investment Advisory, Financial Markets, Investments, Financial Planning, Financial Advisory, Series 24, Series 7, Strategic Financial..., Finance, Investment Management, Alternative Investments, Asset Management, Management, Mutual Funds, Wealth Management, Bonds, Securities, Strategy, FINRA, Business Strategy, Leadership, Financial Services, Series 63, Asset Allocation
Education
Drake University 1977 — 1980
BS, Accounting
Jason Kirchheimer Jason Kirchheimer's Pershing LLC Experience March 2004 - June 2008
Job CRM & Business Intelligence Strategy
Industry Financial Services
Experience
L'Oréal July 2013 - Present
BNY Mellon June 2008 - July 2013
Pershing LLC March 2004 - June 2008
KGM Consulting October 2002 - March 2004
Skills
Business Intelligence, Sales Support, Business Analysis, Data Modeling, Data Warehousing, SDLC, Customer Relations, VBA, Process Engineering, Visio, Analysis, Banking, Process Improvement, SQL, Requirements Analysis, Product Management, Access, Program Management, Systems Analysis, Excel, Business Objects, Databases, Software Project..., Cloud Computing, Requirements Gathering, Business Strategy, Business Process Design, Team Leadership, Data Analysis, Problem Solving, Enterprise Architecture, Integration, Crystal Reports, Product Development, Business Process..., Strategic Planning, Business Process, Financial Services
Education
Baruch - Zicklin School of Business 2006 — 2009
MBA, CIS/Finance
City University of New York-Baruch College - Zicklin School of Business 2006 — 2009
MBA, MIS
Rowan University 1999 — 2002
BS, MIS
High Technology High School 1993 — 1996
L'Oréal July 2013 - Present
BNY Mellon June 2008 - July 2013
Pershing LLC March 2004 - June 2008
KGM Consulting October 2002 - March 2004
Skills
Business Intelligence, Sales Support, Business Analysis, Data Modeling, Data Warehousing, SDLC, Customer Relations, VBA, Process Engineering, Visio, Analysis, Banking, Process Improvement, SQL, Requirements Analysis, Product Management, Access, Program Management, Systems Analysis, Excel, Business Objects, Databases, Software Project..., Cloud Computing, Requirements Gathering, Business Strategy, Business Process Design, Team Leadership, Data Analysis, Problem Solving, Enterprise Architecture, Integration, Crystal Reports, Product Development, Business Process..., Strategic Planning, Business Process, Financial Services
Education
Baruch - Zicklin School of Business 2006 — 2009
MBA, CIS/Finance
City University of New York-Baruch College - Zicklin School of Business 2006 — 2009
MBA, MIS
Rowan University 1999 — 2002
BS, MIS
High Technology High School 1993 — 1996
Pat Cappeto Pat Cappeto's Pershing LLC Experience June 2011 - August 2012
Job Attorney, Regulatory & Compliance at Consultant
Industry Financial Services
Experience
Consultant August 2012 - Present
Axiom 2010 - Present
various August 1991 - Present
Pershing LLC June 2011 - August 2012
Consultant January 2009 - June 2011
Resources Global Professionals 2009 - 2010
FINRA March 2005 - December 2008
Safdie Investment Services Corp 2000 - 2005
Citibank, N.A., Private Banking Group 1995 - 2000
The Dreyfus Corporation 1990 - 1995
Education
New York Law School 1995 — 1999
JD
Baruch College, City University of New York (CUNY) 1986 — 1988
BBA
Consultant August 2012 - Present
Axiom 2010 - Present
various August 1991 - Present
Pershing LLC June 2011 - August 2012
Consultant January 2009 - June 2011
Resources Global Professionals 2009 - 2010
FINRA March 2005 - December 2008
Safdie Investment Services Corp 2000 - 2005
Citibank, N.A., Private Banking Group 1995 - 2000
The Dreyfus Corporation 1990 - 1995
Education
New York Law School 1995 — 1999
JD
Baruch College, City University of New York (CUNY) 1986 — 1988
BBA
Leslie Gray's Pershing LLC Experience March 2007 - November 2011
Job Business Planning & Management Consulting
Industry Management Consulting
Experience
Executive Thought Partners, LLC March 2012 - Present
Community First CDC, Inc. July 2014 - Present
Central Florida Chapter, National Black MBA Association, Inc. January 2011 - December 2012
Pershing, LLC March 2007 - November 2011
National Black MBA Association, Inc. - Central Florida Chapter October 2007 - December 2010
Multicell & Dismount Command & Control (M&D C2) May 2004 - December 2006
Brown Brothers Harriman and Co. December 2000 - May 2004
Skills
Leadership, Strategic Planning, Process Improvement, Management Consulting, Business Development, Organizational..., Operations Management, Project Management, Change Management, Financial Analysis, Management, Finance, Risk Management, Leadership Development, Marketing, Program Management, Public Speaking, Business Analysis, Coaching, Consulting, Entrepreneurship, Strategy, CRM, Banking, Analysis, Performance Management, Project Planning, Budgets, Team Building, Nonprofits, Policy, Training, Business Planning
Education
Rollins College - Crummer Graduate School of Business 2005 — 2006
MBA
Kean University - Nathan Weiss Graduate College 2000 — 2002
MSMIS
Marymount Manhattan College 1994 — 1999
BS
Executive Thought Partners, LLC March 2012 - Present
Community First CDC, Inc. July 2014 - Present
Central Florida Chapter, National Black MBA Association, Inc. January 2011 - December 2012
Pershing, LLC March 2007 - November 2011
National Black MBA Association, Inc. - Central Florida Chapter October 2007 - December 2010
Multicell & Dismount Command & Control (M&D C2) May 2004 - December 2006
Brown Brothers Harriman and Co. December 2000 - May 2004
Skills
Leadership, Strategic Planning, Process Improvement, Management Consulting, Business Development, Organizational..., Operations Management, Project Management, Change Management, Financial Analysis, Management, Finance, Risk Management, Leadership Development, Marketing, Program Management, Public Speaking, Business Analysis, Coaching, Consulting, Entrepreneurship, Strategy, CRM, Banking, Analysis, Performance Management, Project Planning, Budgets, Team Building, Nonprofits, Policy, Training, Business Planning
Education
Rollins College - Crummer Graduate School of Business 2005 — 2006
MBA
Kean University - Nathan Weiss Graduate College 2000 — 2002
MSMIS
Marymount Manhattan College 1994 — 1999
BS
Anthony Alvarado Anthony Alvarado's Pershing LLC Experience September 2003 - August 2004
Job Billing & Accounts Receivable Supervisor
Industry Logistics and Supply Chain
Experience
Fleetgistics November 2012 - Present
nextSource, Inc August 2008 - September 2010
Pershing LLC September 2003 - August 2004
Skills
Accounts Receivable, Accounts Payable, Invoicing, Microsoft Excel, Account Reconciliation, Invoice Processing, Data Entry, Customer Service, Teamwork, Versatility, Microsoft Office, Microsoft Word, Microsoft Dynamics, Great Plains Software, Spreadsheets, Oral & Written..., Time Management, Organization, Presentations, Internet, Testing, Motivated self-starter, Highly detail oriented, Multitasking Skills, Bilingual, Bookkeeping, Cash Management, Bank Reconciliation, Batch Processing, Journal Entries, Filing, Office Administration, Team Leadership, Financial Statements, Accruals, Microsoft Dynamics GP
Education
Hudson County Community College 2007 — 2010
Associates of Science, Accounting
James J. Ferris High School 2000 — 2004
High School Dimploma, Business and Finance, GPA 96.7/100
Fleetgistics November 2012 - Present
nextSource, Inc August 2008 - September 2010
Pershing LLC September 2003 - August 2004
Skills
Accounts Receivable, Accounts Payable, Invoicing, Microsoft Excel, Account Reconciliation, Invoice Processing, Data Entry, Customer Service, Teamwork, Versatility, Microsoft Office, Microsoft Word, Microsoft Dynamics, Great Plains Software, Spreadsheets, Oral & Written..., Time Management, Organization, Presentations, Internet, Testing, Motivated self-starter, Highly detail oriented, Multitasking Skills, Bilingual, Bookkeeping, Cash Management, Bank Reconciliation, Batch Processing, Journal Entries, Filing, Office Administration, Team Leadership, Financial Statements, Accruals, Microsoft Dynamics GP
Education
Hudson County Community College 2007 — 2010
Associates of Science, Accounting
James J. Ferris High School 2000 — 2004
High School Dimploma, Business and Finance, GPA 96.7/100
Allison Rail Allison Rail's Pershing LLC Experience December 2008 - January 2010
Job .
Industry Financial Services
Experience
Abalon Exterminating June 2013 - August 2014
Alpari U.S August 2010 - November 2012
Pershing LLC December 2008 - January 2010
Oppenheimer & Company July 2007 - October 2008
Skills
Microsoft Excel, Microsoft Word, Banking, Bloomberg, Microsoft Office, Access, Account Reconciliation, Accounting, Administrative..., Customer Service, Data Analysis, Financial Markets, Financial Services, Management, Marketing, Outlook, PowerPoint, Risk Management, Research, Sales, Training, Asset Management, Human Resources, Budgets
Education
Iona College 2003 — 2007
Bachelor's degree, Criminal Justice/Law Enforcement Administration
Iona College
Bachelor of Arts and Science, Criminal Justice
Abalon Exterminating June 2013 - August 2014
Alpari U.S August 2010 - November 2012
Pershing LLC December 2008 - January 2010
Oppenheimer & Company July 2007 - October 2008
Skills
Microsoft Excel, Microsoft Word, Banking, Bloomberg, Microsoft Office, Access, Account Reconciliation, Accounting, Administrative..., Customer Service, Data Analysis, Financial Markets, Financial Services, Management, Marketing, Outlook, PowerPoint, Risk Management, Research, Sales, Training, Asset Management, Human Resources, Budgets
Education
Iona College 2003 — 2007
Bachelor's degree, Criminal Justice/Law Enforcement Administration
Iona College
Bachelor of Arts and Science, Criminal Justice
Suresh Kumar Suresh Kumar's Pershing LLC Experience April 2001 - June 2011
Job CIO, BNY Mellon
Industry Information Technology and Services
Experience
Symphony - Secure Seamless Communication October 2014 - Present
BNY Mellon April 2012 - Present
iNautix 1997 - Present
Pershing LLC April 2001 - June 2011
DLJdirect 1988 - 2001
Education
New York Institute of Technology-Old Westbury 1985 — 1986
MS, Computer Science
Indian Institute of Management, Ahmedabad 1981 — 1983
MBA
Indian Institute of Technology, Madras 1976 — 1981
B.Tech., Civil Engineering
Symphony - Secure Seamless Communication October 2014 - Present
BNY Mellon April 2012 - Present
iNautix 1997 - Present
Pershing LLC April 2001 - June 2011
DLJdirect 1988 - 2001
Education
New York Institute of Technology-Old Westbury 1985 — 1986
MS, Computer Science
Indian Institute of Management, Ahmedabad 1981 — 1983
MBA
Indian Institute of Technology, Madras 1976 — 1981
B.Tech., Civil Engineering
Peter Sletteland Peter Sletteland's Pershing LLC Experience June 2012 - August 2012
Job Associate at Silicon Valley Bank
Industry Investment Management
Experience
Silicon Valley Bank January 2015 - Present
PricewaterhouseCoopers LLP September 2013 - November 2014
Student Managed Investment Fund Bucknell University August 2012 - May 2013
Pershing LLC June 2012 - August 2012
Highlander Asset Management July 2011 - July 2011
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, Research, Accounting, Bloomberg, Financial Accounting, PowerPoint, Hedge Funds, Private Equity, Financial Analysis, Risk Management
Education
Bucknell University 2009 — 2013
BSBA, Accounting
University of Cape Town 2012 — 2012
School of Commerce
Loomis Chaffee 2005 — 2009
High School Diploma
Silicon Valley Bank January 2015 - Present
PricewaterhouseCoopers LLP September 2013 - November 2014
Student Managed Investment Fund Bucknell University August 2012 - May 2013
Pershing LLC June 2012 - August 2012
Highlander Asset Management July 2011 - July 2011
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, Research, Accounting, Bloomberg, Financial Accounting, PowerPoint, Hedge Funds, Private Equity, Financial Analysis, Risk Management
Education
Bucknell University 2009 — 2013
BSBA, Accounting
University of Cape Town 2012 — 2012
School of Commerce
Loomis Chaffee 2005 — 2009
High School Diploma
Alicia Silver Alicia Silver's Pershing LLC Experience August 2004 - Present
Job Pershing LLC,Vice President of Asset and Global Clearance and Settlement Client Service Teams
Industry Financial Services
Experience
Pershing September 2009 - Present
Pershing LLC August 2004 - Present
Skills
Talent Development, Change Management, Process Improvement, Leading Change, Securities, Financial Services, Series 7, Series 63, Series 24
Education
Drew University
Pershing September 2009 - Present
Pershing LLC August 2004 - Present
Skills
Talent Development, Change Management, Process Improvement, Leading Change, Securities, Financial Services, Series 7, Series 63, Series 24
Education
Drew University
Farhan Ansari Farhan Ansari's Pershing LLC Experience January 2010 - December 2010
Job Microsoft BI Developer
Industry Information Technology and Services
Experience
Cloudeeva, Inc. February 2014 - June 2015
Messer Construction Co. April 2014 - July 2014
Ohio Department of Insurance September 2011 - April 2014
Wyoming Retirement System January 2011 - November 2011
Pershing LLC January 2010 - December 2010
eBay Inc April 2008 - December 2009
State Farm Insurance May 2007 - April 2008
GEMCO PVT. LTD January 2004 - February 2007
Kodak Prolab Inara Imaging 2000 - 2006
Skills
Networking, Programming, Software Installation, Hardware, Training, Customer Service, MySQL, Windows, Databases, SQL, Microsoft SQL Server, Business Intelligence, SSRS, Integration
Education
Karachi University 1998 — 2000
Bachelor's degree, Computer Science
Cloudeeva, Inc. February 2014 - June 2015
Messer Construction Co. April 2014 - July 2014
Ohio Department of Insurance September 2011 - April 2014
Wyoming Retirement System January 2011 - November 2011
Pershing LLC January 2010 - December 2010
eBay Inc April 2008 - December 2009
State Farm Insurance May 2007 - April 2008
GEMCO PVT. LTD January 2004 - February 2007
Kodak Prolab Inara Imaging 2000 - 2006
Skills
Networking, Programming, Software Installation, Hardware, Training, Customer Service, MySQL, Windows, Databases, SQL, Microsoft SQL Server, Business Intelligence, SSRS, Integration
Education
Karachi University 1998 — 2000
Bachelor's degree, Computer Science
Lauren De Angelis Lauren De Angelis's Pershing LLC Experience 2005 - 2010
Job Business Analyst Consultant
Industry Financial Services
Experience
Capco July 2013 - July 2014
J.P. Morgan Clearing Corp. 2010 - 2012
Pershing, LLC 2005 - 2010
Wexford Clearing Services LLC 2000 - 2004
Salomon Smith Barney 1999 - 2000
Joseph Charles & Associates 1994 - 1999
Sovereign Equity Management 1992 - 1994
Skills
Series 7, Securities, Series 63, Trading, Financial Services, Bloomberg, Hedge Funds, Client Relations Skills, Client Visits, Project Management, Trading Operations, Options, Fixed Income, Operations Management, Mutual Funds, International Exchange, Compliance, Clearing, Institutional Relations, Banking, Prime Brokerage, Product Management, Equities, Business Analysis, Alternative Investments, Asset Management, Portfolio Management, Back Office, Settlement, AML, Equity Trading, Relationship Management, Bonds, Series 24, Electronic Trading, Investment Banking, Wealth Management, FX Options, Corporate Actions, FINRA, Investments, Equity Derivatives, Market Data, Global Custody, Securities Lending, ETFs, Fund Of Funds, Asset Allocation, Investment Advisory, Employee Training
Education
Florida Atlantic University 1994 — 1998
BA, Business Adminstration
Capco July 2013 - July 2014
J.P. Morgan Clearing Corp. 2010 - 2012
Pershing, LLC 2005 - 2010
Wexford Clearing Services LLC 2000 - 2004
Salomon Smith Barney 1999 - 2000
Joseph Charles & Associates 1994 - 1999
Sovereign Equity Management 1992 - 1994
Skills
Series 7, Securities, Series 63, Trading, Financial Services, Bloomberg, Hedge Funds, Client Relations Skills, Client Visits, Project Management, Trading Operations, Options, Fixed Income, Operations Management, Mutual Funds, International Exchange, Compliance, Clearing, Institutional Relations, Banking, Prime Brokerage, Product Management, Equities, Business Analysis, Alternative Investments, Asset Management, Portfolio Management, Back Office, Settlement, AML, Equity Trading, Relationship Management, Bonds, Series 24, Electronic Trading, Investment Banking, Wealth Management, FX Options, Corporate Actions, FINRA, Investments, Equity Derivatives, Market Data, Global Custody, Securities Lending, ETFs, Fund Of Funds, Asset Allocation, Investment Advisory, Employee Training
Education
Florida Atlantic University 1994 — 1998
BA, Business Adminstration
Joe Visovsky Joe Visovsky's Pershing LLC Experience 2000 - June 2011
Job Network Management Specialist
Industry Computer Networking
Experience
IBM April 2014 - April 2015
SITA January 2014 - April 2014
Citi October 2012 - March 2013
Self Employed June 2011 - October 2012
Pershing LLC 2000 - June 2011
BNY Mellon 2000 - June 2011
Bank of New York Mellon March 2000 - May 2011
Memorial Sloan-Kettering Cancer Center March 1986 - March 2000
Skills
Financial Services, Enterprise Architecture, Unix Shell Scripting, HP-UX, Network Administration, Networking, System Deployment, Infrastructure, Solution Architecture, TCP/IP, Firewalls, CISSP, DNS, Integration, Information Technology, IT Management, PMO, Databases, Project Portfolio..., Operating Systems
Education
City University of New York-Brooklyn College 1977 — 1980
BS, Computer Science
IBM April 2014 - April 2015
SITA January 2014 - April 2014
Citi October 2012 - March 2013
Self Employed June 2011 - October 2012
Pershing LLC 2000 - June 2011
BNY Mellon 2000 - June 2011
Bank of New York Mellon March 2000 - May 2011
Memorial Sloan-Kettering Cancer Center March 1986 - March 2000
Skills
Financial Services, Enterprise Architecture, Unix Shell Scripting, HP-UX, Network Administration, Networking, System Deployment, Infrastructure, Solution Architecture, TCP/IP, Firewalls, CISSP, DNS, Integration, Information Technology, IT Management, PMO, Databases, Project Portfolio..., Operating Systems
Education
City University of New York-Brooklyn College 1977 — 1980
BS, Computer Science
Michele Hric Michele Hric's Pershing LLC Experience December 2011 - Present
Job Product Manager, VP at Pershing LLC
Industry Financial Services
Experience
Pershing LLC December 2011 - Present
BNY Mellon July 2010 - November 2011
PNC Financial Services January 2003 - June 2010
Confluence June 1999 - March 2001
Federated Investors 1987 - 1999
Skills
Product Management, Financial Services, Business Analysis, Mutual Funds
Education
Indiana University of Pennsylvania
BS, Finance, Economics
Pershing LLC December 2011 - Present
BNY Mellon July 2010 - November 2011
PNC Financial Services January 2003 - June 2010
Confluence June 1999 - March 2001
Federated Investors 1987 - 1999
Skills
Product Management, Financial Services, Business Analysis, Mutual Funds
Education
Indiana University of Pennsylvania
BS, Finance, Economics
Brad Neumeister Brad Neumeister's Pershing LLC Experience November 2012 - Present
Job Vice President at Pershing LLC
Industry Financial Services
Experience
Pershing LLC November 2012 - Present
Goldman Sachs Execution & Clearing L.P. January 2007 - November 2012
Amaranth Group Inc. 2006 - 2007
Skills
Equities, Hedge Funds, Options, Alternative Investments, Portfolio Management, Trading, Prime Brokerage, Funding, Strategy, Institutional..., Capital Markets, Corporate Finance
Education
John Carroll University 2002 — 2006
Bachelor of Science, Finance
Pershing LLC November 2012 - Present
Goldman Sachs Execution & Clearing L.P. January 2007 - November 2012
Amaranth Group Inc. 2006 - 2007
Skills
Equities, Hedge Funds, Options, Alternative Investments, Portfolio Management, Trading, Prime Brokerage, Funding, Strategy, Institutional..., Capital Markets, Corporate Finance
Education
John Carroll University 2002 — 2006
Bachelor of Science, Finance
Tim Intemann Tim Intemann's Pershing LLC Experience 1994 - 1998
Job Vice President at Wells Fargo
Industry Banking
Experience
Wells Fargo & Company June 1998 - Present
Pershing LLC 1994 - 1998
Smith Barney 1993 - 1994
Skills
Banking, Financial Analysis, Credit, Loans, Credit Analysis, Credit Risk, Capital Markets, Essbase, Commercial Lending, Securities, Equities, Financial Modeling, Treasury Management, Finance, Financial Services
Education
Fordham University - Graduate School of Business Administration 1994 — 1997
MBA, Finance
Niagara University 1986 — 1990
Bachelor of Business Administration (B.B.A.), Accounting
Wells Fargo & Company June 1998 - Present
Pershing LLC 1994 - 1998
Smith Barney 1993 - 1994
Skills
Banking, Financial Analysis, Credit, Loans, Credit Analysis, Credit Risk, Capital Markets, Essbase, Commercial Lending, Securities, Equities, Financial Modeling, Treasury Management, Finance, Financial Services
Education
Fordham University - Graduate School of Business Administration 1994 — 1997
MBA, Finance
Niagara University 1986 — 1990
Bachelor of Business Administration (B.B.A.), Accounting
Brian Niemiec's Pershing LLC Experience June 2000 - December 2005
Job Chief Financial Officer at Nickelfish
Industry Information Technology and Services
Experience
Nickelfish January 2011 - Present
Susquehanna International Group, LLP (SIG) March 2006 - January 2011
Pershing LLC June 2000 - December 2005
Education
Pace University - Lubin School of Business 2002 — 2005
MBA, Finance
Drew University 1996 — 2000
BA, Economics
Nickelfish January 2011 - Present
Susquehanna International Group, LLP (SIG) March 2006 - January 2011
Pershing LLC June 2000 - December 2005
Education
Pace University - Lubin School of Business 2002 — 2005
MBA, Finance
Drew University 1996 — 2000
BA, Economics
George Sciacca's Pershing LLC Experience May 2004 - May 2005
Job HR Regional Manager at Mondelēz International
Industry Food Production
Experience
Mondelēz International April 2014 - Present
Warner Chilcott June 2012 - April 2014
INVENTIV HEALTHCARE, Inc June 2011 - June 2012
Daiichi Sankyo, Inc. May 2005 - June 2011
PERSHING LLC May 2004 - May 2005
ACS STATE AND LOCAL SOLUTIONS, Inc June 2001 - May 2003
ANADIGICS, Inc May 2000 - April 2001
INNOVEX PHARMACEUTICAL August 1998 - May 2000
Skills
Onboarding, Organizational..., Pharmaceutical Industry, Succession Planning, Talent Acquisition, Employee Relations, HRIS, Recruiting, HR Policies, Talent Management, Applicant Tracking..., Personnel Management, Coaching, Performance Management, Program Management, Business Process..., Human Resources, New Business Development, Business Strategy, 360 Feedback, Temporary Placement, Change Management, Mergers & Acquisitions, Analysis, Employee Engagement, Job Fairs, Strategic Planning, Project Management, Training, Strategy, Benefits Administration, PeopleSoft, Management, Staff Development, Deferred Compensation, Sales, Workforce Planning, Performance Appraisal, Policy, Leadership, Organizational..., Sales Management, Product Launch, Behavioral Interviewing, Organizational Design, Taleo, College Recruiting, Interviews, Leadership Development, Internet Recruiting
Education
Kean University 1991 — 1993
Master of Arts, Human Behavior and Organization Psychology
Kean University
Bachelor of Arts, Psychology
James Caldwell
Diploma, College Prep
Mondelēz International April 2014 - Present
Warner Chilcott June 2012 - April 2014
INVENTIV HEALTHCARE, Inc June 2011 - June 2012
Daiichi Sankyo, Inc. May 2005 - June 2011
PERSHING LLC May 2004 - May 2005
ACS STATE AND LOCAL SOLUTIONS, Inc June 2001 - May 2003
ANADIGICS, Inc May 2000 - April 2001
INNOVEX PHARMACEUTICAL August 1998 - May 2000
Skills
Onboarding, Organizational..., Pharmaceutical Industry, Succession Planning, Talent Acquisition, Employee Relations, HRIS, Recruiting, HR Policies, Talent Management, Applicant Tracking..., Personnel Management, Coaching, Performance Management, Program Management, Business Process..., Human Resources, New Business Development, Business Strategy, 360 Feedback, Temporary Placement, Change Management, Mergers & Acquisitions, Analysis, Employee Engagement, Job Fairs, Strategic Planning, Project Management, Training, Strategy, Benefits Administration, PeopleSoft, Management, Staff Development, Deferred Compensation, Sales, Workforce Planning, Performance Appraisal, Policy, Leadership, Organizational..., Sales Management, Product Launch, Behavioral Interviewing, Organizational Design, Taleo, College Recruiting, Interviews, Leadership Development, Internet Recruiting
Education
Kean University 1991 — 1993
Master of Arts, Human Behavior and Organization Psychology
Kean University
Bachelor of Arts, Psychology
James Caldwell
Diploma, College Prep
James M Chirdo (Jim)'s Pershing LLC Experience 1995 - 2001
Job
Industry Financial Services
Experience
Bank of America Merrill Lynch October 2004 - Present
Merrill Lynch December 2002 - October 2004
Merrill Lynch October 2001 - December 2002
Pershing LLC 1995 - 2001
Education
Binghamton University - School of Management 1990 — 1994
BS, Business Management
Bank of America Merrill Lynch October 2004 - Present
Merrill Lynch December 2002 - October 2004
Merrill Lynch October 2001 - December 2002
Pershing LLC 1995 - 2001
Education
Binghamton University - School of Management 1990 — 1994
BS, Business Management
Flyn Gropack's Pershing LLC Experience March 2007 - Present
Job Director at Pershing LLC
Industry Information Technology and Services
Experience
Pershing LLC March 2007 - Present
RR Donnelley 1997 - 2006
McKinsey & Company 1989 - 1997
Drexel Burnham Lambert 1986 - 1989
Donaldson, Lufkin, & Jenrette 1984 - 1986
Salomon Brothers 1979 - 1984
Skills
Financial Services, Strategy, IT Strategy, Management, Business Analysis, Vendor Management, Equities, Executive Management, Project Management, Program Management
Education
Pace University - Lubin School of Business
MBA, Finance
City University of New York-Brooklyn College
BS, Computer Science
Pershing LLC March 2007 - Present
RR Donnelley 1997 - 2006
McKinsey & Company 1989 - 1997
Drexel Burnham Lambert 1986 - 1989
Donaldson, Lufkin, & Jenrette 1984 - 1986
Salomon Brothers 1979 - 1984
Skills
Financial Services, Strategy, IT Strategy, Management, Business Analysis, Vendor Management, Equities, Executive Management, Project Management, Program Management
Education
Pace University - Lubin School of Business
MBA, Finance
City University of New York-Brooklyn College
BS, Computer Science
Elia Sheldon's Pershing LLC Experience October 2007 - March 2008
Job Pursuing my dream of becoming a published novelist
Industry Writing and Editing
Experience
eliasheldon April 2012 - Present
UnitedHealth Group April 2008 - April 2012
Pershing, LLC October 2007 - March 2008
Fidelity Investments February 2007 - May 2007
Fidelity Investments March 2004 - February 2007
Putnam Investments September 2003 - March 2004
Market Intelligence August 2002 - June 2003
CCBN, Inc. March 2002 - June 2002
Digitas December 2000 - March 2001
iXL January 2000 - December 2000
Skills
Business Analysis, Program Management, Project Management, Quality Assurance, Systems Analysis, Customer Experience, Operations Management, CRM, SDLC, Software Documentation, Process Improvement
Education
Cornell University 1989 — 1993
BS
Niskayuna High School 1985 — 1989
eliasheldon April 2012 - Present
UnitedHealth Group April 2008 - April 2012
Pershing, LLC October 2007 - March 2008
Fidelity Investments February 2007 - May 2007
Fidelity Investments March 2004 - February 2007
Putnam Investments September 2003 - March 2004
Market Intelligence August 2002 - June 2003
CCBN, Inc. March 2002 - June 2002
Digitas December 2000 - March 2001
iXL January 2000 - December 2000
Skills
Business Analysis, Program Management, Project Management, Quality Assurance, Systems Analysis, Customer Experience, Operations Management, CRM, SDLC, Software Documentation, Process Improvement
Education
Cornell University 1989 — 1993
BS
Niskayuna High School 1985 — 1989
Kim Bonaccorso PHR, CCP's Pershing LLC Experience 2000 - 2003
Job HR Manager at W.W. Grainger
Industry Human Resources
Experience
Grainger March 2015 - Present
Gehrlicher Solar 2013 - 2015
AmeriHealth Insurance Co of NJ 2012 - 2013
DeVry Medical International 2008 - 2012
K.Hovnanian Companies, LLC 2003 - 2008
Pershing LLC 2000 - 2003
Skills
Talent Acquisition, Onboarding, Benefits Administration, Employee Relations, Succession Planning, Performance Management, Applicant Tracking..., College Recruiting, Employee Benefits, Human Resources, Leadership, Recruiting, Talent Management
Education
Kutztown University of Pennsylvania
BA, Psychology
Montclair State University
MA, Counseling Psychology
Grainger March 2015 - Present
Gehrlicher Solar 2013 - 2015
AmeriHealth Insurance Co of NJ 2012 - 2013
DeVry Medical International 2008 - 2012
K.Hovnanian Companies, LLC 2003 - 2008
Pershing LLC 2000 - 2003
Skills
Talent Acquisition, Onboarding, Benefits Administration, Employee Relations, Succession Planning, Performance Management, Applicant Tracking..., College Recruiting, Employee Benefits, Human Resources, Leadership, Recruiting, Talent Management
Education
Kutztown University of Pennsylvania
BA, Psychology
Montclair State University
MA, Counseling Psychology
Agatha (Aggie) Robinson-AAMS's Pershing LLC Experience August 2000 - June 2001
Job ManagerBrokerage Accounts at Waddell & Reed
Industry Financial Services
Experience
USAA April 2011 - March 2013
Self Employed March 2010 - April 2011
Stanford Group Company November 2007 - March 2010
NEXT Financial Group February 2007 - November 2007
WOODMEN FINANCIAL SERVICES October 2001 - August 2006
Pershing LLC August 2000 - June 2001
PERSHING (A DIVISION OF THE BANK January 2000 - January 2001
SUNSET FINANCIAL SERVICES August 1995 - January 2000
DST Systems January 1983 - January 1995
Skills
Series 7, Series 24, FINRA, Series 63, Mutual Funds, Securities, Wealth Management, Portfolio Management, Retirement Planning, Investment Advisory, Strategic Financial..., Equities, Financial Advisory, Asset Managment, Investments, Leadership, Asset Management, Fixed Annuities, Insurance
Education
Bellevue University 2006 — 2007
Master's Degree, MANAGEMENT
University of Missouri 1989 — 1991
Bachelor's Degree, Business
UNIVERSITY OF MISSOURI
B.S, BUSINESS
USAA April 2011 - March 2013
Self Employed March 2010 - April 2011
Stanford Group Company November 2007 - March 2010
NEXT Financial Group February 2007 - November 2007
WOODMEN FINANCIAL SERVICES October 2001 - August 2006
Pershing LLC August 2000 - June 2001
PERSHING (A DIVISION OF THE BANK January 2000 - January 2001
SUNSET FINANCIAL SERVICES August 1995 - January 2000
DST Systems January 1983 - January 1995
Skills
Series 7, Series 24, FINRA, Series 63, Mutual Funds, Securities, Wealth Management, Portfolio Management, Retirement Planning, Investment Advisory, Strategic Financial..., Equities, Financial Advisory, Asset Managment, Investments, Leadership, Asset Management, Fixed Annuities, Insurance
Education
Bellevue University 2006 — 2007
Master's Degree, MANAGEMENT
University of Missouri 1989 — 1991
Bachelor's Degree, Business
UNIVERSITY OF MISSOURI
B.S, BUSINESS
Bradley T. Schoelle's Pershing LLC Experience February 2001 - September 2006
Job Vice President Barclays Wealth Americas at Barclays Capital
Industry Financial Services
Experience
Barclays Capital July 2011 - Present
Credit Suisse Securities (USA) LLC September 2006 - June 2011
Credit Suisse August 2010 - October 2010
Pershing, LLC February 2001 - September 2006
Pershing LLC February 2001 - November 2002
Management Training Program July 2000 - February 2001
Nomura Securities International, Inc May 1999 - August 1999
Skills
Fixed Income, Trading, Emerging Markets, Private Banking, Bonds, Strategy, Series 7, Investments, High Yield, Credit, Capital Markets, Relationship Management, Hedge Funds, Bloomberg, Derivatives, Equities, FX Options, Series 63, Structured Products
Education
SIFMA Securities Industry Institute @ Wharton Business School 2010 — 2011
Financial Industry Studies
Lehigh University 1996 — 2000
Bachelors of Science, Finance
Barclays Capital July 2011 - Present
Credit Suisse Securities (USA) LLC September 2006 - June 2011
Credit Suisse August 2010 - October 2010
Pershing, LLC February 2001 - September 2006
Pershing LLC February 2001 - November 2002
Management Training Program July 2000 - February 2001
Nomura Securities International, Inc May 1999 - August 1999
Skills
Fixed Income, Trading, Emerging Markets, Private Banking, Bonds, Strategy, Series 7, Investments, High Yield, Credit, Capital Markets, Relationship Management, Hedge Funds, Bloomberg, Derivatives, Equities, FX Options, Series 63, Structured Products
Education
SIFMA Securities Industry Institute @ Wharton Business School 2010 — 2011
Financial Industry Studies
Lehigh University 1996 — 2000
Bachelors of Science, Finance
Erika C. Purnell's Pershing LLC Experience July 1999 - October 2005
Job Area Market Sales Leader at NJ & NY Staffing Solutions
Industry Financial Services
Experience
NJ & NY Staffing Solutions March 2011 - Present
Beacon Solutions Group LLC 2009 - Present
MetLife Securities, INC. 2009 - December 2012
EverBank October 2005 - 2009
Pershing LLC July 1999 - October 2005
Skills
Securities, Sales Management, Strategy, Series 7, Business Strategy, Marketing, Process Improvement, Financial Analysis, New Business Development, Business Analysis, Program Management, Finance, CRM, Fixed Income, Risk Management, Insurance, Sales, Vendor Management, Investments, Banking, Financial Services, Relationship Management, Portfolio Management, Mutual Funds, Retirement Planning, Asset Management, Wealth Management
Education
Mount Holyoke College 1995 — 1999
Bachelor of Arts (B.A.)
New Jersey City University 1997 — 1997
Spanish
NJ & NY Staffing Solutions March 2011 - Present
Beacon Solutions Group LLC 2009 - Present
MetLife Securities, INC. 2009 - December 2012
EverBank October 2005 - 2009
Pershing LLC July 1999 - October 2005
Skills
Securities, Sales Management, Strategy, Series 7, Business Strategy, Marketing, Process Improvement, Financial Analysis, New Business Development, Business Analysis, Program Management, Finance, CRM, Fixed Income, Risk Management, Insurance, Sales, Vendor Management, Investments, Banking, Financial Services, Relationship Management, Portfolio Management, Mutual Funds, Retirement Planning, Asset Management, Wealth Management
Education
Mount Holyoke College 1995 — 1999
Bachelor of Arts (B.A.)
New Jersey City University 1997 — 1997
Spanish
Amit Kohad's Pershing LLC Experience February 2002 - Present
Job Vice President at Pershing LLC
Industry Financial Services
Experience
Pershing LLC February 2002 - Present
iNautix Technologies February 2001 - January 2002
iNautix Technologies India Pvt Ltd. May 2000 - January 2001
Education
Indian Institute of Management, Ahmedabad 1998 — 2000
Indian Institute of Technology, Bombay 1994 — 1998
BTECH, Computer Science
Pershing LLC February 2002 - Present
iNautix Technologies February 2001 - January 2002
iNautix Technologies India Pvt Ltd. May 2000 - January 2001
Education
Indian Institute of Management, Ahmedabad 1998 — 2000
Indian Institute of Technology, Bombay 1994 — 1998
BTECH, Computer Science
Jennifer Hilgert Clark's Pershing LLC Experience October 2002 - April 2008
Job Project Leader at Corning Incorporated
Industry Information Technology and Services
Experience
Corning Incorporated October 2008 - Present
Pershing LLC October 2002 - April 2008
Harrisdirect 1999 - 2002
Skills
Vendor Management, Business Analysis, Product Management, SDLC, Product Development, SharePoint
Education
Dickinson College 1991 — 1995
Corning Incorporated October 2008 - Present
Pershing LLC October 2002 - April 2008
Harrisdirect 1999 - 2002
Skills
Vendor Management, Business Analysis, Product Management, SDLC, Product Development, SharePoint
Education
Dickinson College 1991 — 1995
Patrick Tappe's Pershing LLC Experience February 2004 - May 2010
Job Sr Front End Engineer at ChatID
Industry Financial Services
Experience
ChatID April 2015 - Present
HNW January 2014 - December 2014
Fidelity Investments April 2012 - November 2013
Unicast May 2010 - April 2012
Pershing LLC February 2004 - May 2010
Skills
User Experience, Graphic Design, Flash, Interaction Design, User Interface Design, User Experience Design, User-centered Design, ActionScript, Web Development, CSS, User Interface, Heuristic Evaluation, Usability Testing, Information Architecture, Creative Direction, CMS, User Research, Adobe Creative Suite, Usability Engineering, Agile Project Management, Web Applications, HTML, WordPress, Contextual Inquiry, Mobile Devices, JavaScript, Java Script Frameworks, Backbone.js, jQuery, jQuery UI, jQuery Mobile, Ember.js, Angular.js, Node.js, Front-end, Agile Methodologies
Education
Freie Universität Berlin 1985 — 1990
ChatID April 2015 - Present
HNW January 2014 - December 2014
Fidelity Investments April 2012 - November 2013
Unicast May 2010 - April 2012
Pershing LLC February 2004 - May 2010
Skills
User Experience, Graphic Design, Flash, Interaction Design, User Interface Design, User Experience Design, User-centered Design, ActionScript, Web Development, CSS, User Interface, Heuristic Evaluation, Usability Testing, Information Architecture, Creative Direction, CMS, User Research, Adobe Creative Suite, Usability Engineering, Agile Project Management, Web Applications, HTML, WordPress, Contextual Inquiry, Mobile Devices, JavaScript, Java Script Frameworks, Backbone.js, jQuery, jQuery UI, jQuery Mobile, Ember.js, Angular.js, Node.js, Front-end, Agile Methodologies
Education
Freie Universität Berlin 1985 — 1990
Carlo Densing's Pershing LLC Experience
Job Group Manager at Pershing LLC
Industry Financial Services
Experience
Pershing LLC
Skills
Business Analysis, Financial Services, SDLC, Trading Systems, IT Strategy, Project Management, Software Project..., Process Improvement, Project Portfolio..., Requirements Analysis, Requirements Gathering, Program Management, Enterprise Architecture, Risk Management, Vendor Management, Software Development, Business Process..., Leadership, Analysis, Integration
Education
De La Salle University
Bachelor of Science (B.S.), Computer Science
Pershing LLC
Skills
Business Analysis, Financial Services, SDLC, Trading Systems, IT Strategy, Project Management, Software Project..., Process Improvement, Project Portfolio..., Requirements Analysis, Requirements Gathering, Program Management, Enterprise Architecture, Risk Management, Vendor Management, Software Development, Business Process..., Leadership, Analysis, Integration
Education
De La Salle University
Bachelor of Science (B.S.), Computer Science
Russell McKeever's Pershing LLC Experience 1997 - 1999
Job Senior Appraiser at Integra Realty Resources
Industry Real Estate
Experience
Integra Realty Resources August 2015 - Present
Aaron Valuation Inc. May 2015 - July 2015
Metropolitan Valuation Services February 2013 - May 2015
Integra Realty Resources March 2005 - January 2013
Credit Suisse First Boston, LLC August 2000 - March 2003
Pershing, LLC 1997 - 1999
Education
Monmouth University 2004 — 2005
Executive Real Estate Certificate
Monmouth University 2003 — 2004
Master of Business Administration (M.B.A.)
Monmouth University 1997 — 2000
Bachelor of Science (B.S.), Economics
Holmdel High School
Holmdel High School
Integra Realty Resources August 2015 - Present
Aaron Valuation Inc. May 2015 - July 2015
Metropolitan Valuation Services February 2013 - May 2015
Integra Realty Resources March 2005 - January 2013
Credit Suisse First Boston, LLC August 2000 - March 2003
Pershing, LLC 1997 - 1999
Education
Monmouth University 2004 — 2005
Executive Real Estate Certificate
Monmouth University 2003 — 2004
Master of Business Administration (M.B.A.)
Monmouth University 1997 — 2000
Bachelor of Science (B.S.), Economics
Holmdel High School
Holmdel High School
Richard Bingham's Pershing LLC Experience May 2006 - Present
Job Director Product Development / Technology Products and Services
Industry Financial Services
Experience
Pershing LLC May 2006 - Present
DLJ Direct Ltd March 1999 - December 2001
Hutchison CSFBdirect 2000 - 2001
Education
Fordham Gabelli School of Business 1991 — 1993
MBA
St. John's University, The Peter J. Tobin College of Business
Pershing LLC May 2006 - Present
DLJ Direct Ltd March 1999 - December 2001
Hutchison CSFBdirect 2000 - 2001
Education
Fordham Gabelli School of Business 1991 — 1993
MBA
St. John's University, The Peter J. Tobin College of Business
Adrian Voytelmgum's Pershing LLC Experience May 2007 - April 2009
Job Branch Compliance Manager at AXA Advisors
Industry Financial Services
Experience
AXA Advisors April 2009 - Present
Pershing LLC May 2007 - April 2009
AXA Advisors November 1998 - May 2007
Skills
Series 7, Series 53, Series 63, Investment Advisory, Fixed Annuities, Series 65, Asset Allocation, IRAs, Fixed Income, Mutual Funds, Series 24, Securities, Variable Annuities, Insurance, Life Insurance, Risk Management, Alternative Investments, Retirement Planning, Asset Management, ETFs
Education
Baruch 1995 — 1997
AXA Advisors April 2009 - Present
Pershing LLC May 2007 - April 2009
AXA Advisors November 1998 - May 2007
Skills
Series 7, Series 53, Series 63, Investment Advisory, Fixed Annuities, Series 65, Asset Allocation, IRAs, Fixed Income, Mutual Funds, Series 24, Securities, Variable Annuities, Insurance, Life Insurance, Risk Management, Alternative Investments, Retirement Planning, Asset Management, ETFs
Education
Baruch 1995 — 1997
Sudha Pichumani's Pershing LLC Experience January 2007 - October 2007
Job Quality Analyst at PlattForm
Industry Information Technology and Services
Experience
PlattForm February 2014 - Present
hc1.com (a Bostech innovation) April 2012 - October 2012
ChaCha January 2011 - April 2012
ChaCha February 2008 - January 2011
Pershing LLC January 2007 - October 2007
iNautix Technologies India Pvt. Ltd 2001 - 2007
Skills
Agile Methodologies, SDLC, Testing, Requirements Analysis, Test Automation, Software Quality..., Leadership, Software Project..., Linux, SQL, XML, Quality Assurance, SOA, Spring, Java, Requirements Gathering, Agile Project Management, Web Services, Scrum
Education
Birla Institute of Technology and Science, Pilani
Masters, Software Systems
Indian Institute of Technology, Madras
Masters, Physics
PlattForm February 2014 - Present
hc1.com (a Bostech innovation) April 2012 - October 2012
ChaCha January 2011 - April 2012
ChaCha February 2008 - January 2011
Pershing LLC January 2007 - October 2007
iNautix Technologies India Pvt. Ltd 2001 - 2007
Skills
Agile Methodologies, SDLC, Testing, Requirements Analysis, Test Automation, Software Quality..., Leadership, Software Project..., Linux, SQL, XML, Quality Assurance, SOA, Spring, Java, Requirements Gathering, Agile Project Management, Web Services, Scrum
Education
Birla Institute of Technology and Science, Pilani
Masters, Software Systems
Indian Institute of Technology, Madras
Masters, Physics
Nick Marble's Pershing LLC Experience October 2010 - Present
Job Vice President at Pershing, LLC
Industry Financial Services
Experience
Pershing, LLC October 2010 - Present
Federated Investors September 2005 - February 2009
Seneca Capital/Phoenix Invstmt Ptrnrs February 2003 - August 2005
Phoenix Investment Partners 2000 - 2003
Smith Barney 1997 - 2000
The New York Times June 1989 - August 1994
Skills
Product Management, Portfolio Management, Mutual Funds, Finance, Sales, Marketing, Separately Managed..., Securities, Series 7, Risk Management, Series 63, Investments, Strategy, Mergers & Acquisitions, Qualifying Prospects, Management
Education
University of California, Los Angeles - School of Law 1994 — 1997
JD, Law
Howard University 1985 — 1989
BBA, Marketing
Bishop John McNamara High School
HS Diploma
Pershing, LLC October 2010 - Present
Federated Investors September 2005 - February 2009
Seneca Capital/Phoenix Invstmt Ptrnrs February 2003 - August 2005
Phoenix Investment Partners 2000 - 2003
Smith Barney 1997 - 2000
The New York Times June 1989 - August 1994
Skills
Product Management, Portfolio Management, Mutual Funds, Finance, Sales, Marketing, Separately Managed..., Securities, Series 7, Risk Management, Series 63, Investments, Strategy, Mergers & Acquisitions, Qualifying Prospects, Management
Education
University of California, Los Angeles - School of Law 1994 — 1997
JD, Law
Howard University 1985 — 1989
BBA, Marketing
Bishop John McNamara High School
HS Diploma
HariKrishna Rayakota's Pershing LLC Experience December 1997 - Present
Job Vice President at Pershing LLC
Industry Information Technology and Services
Experience
Pershing LLC December 1997 - Present
Ramco Systems 1995 - 1997
dde ORG System, Baroda 1993 - 1994
Skills
SDLC, Vendor Management, IT Strategy, Software Project..., Requirements Analysis, Enterprise Architecture, Agile Methodologies, Program Management, SOA, Software Development, Requirements Gathering, Integration, Financial Services, Product Management, Solution Architecture, Process Improvement, Unix
Education
Birla Institute of Technology and Science 1988 — 1993
M.Sc (Chemistry); B.E (Electrical & Electronics)
St. Mary's. Chennai. India 1976 — 1988
Pershing LLC December 1997 - Present
Ramco Systems 1995 - 1997
dde ORG System, Baroda 1993 - 1994
Skills
SDLC, Vendor Management, IT Strategy, Software Project..., Requirements Analysis, Enterprise Architecture, Agile Methodologies, Program Management, SOA, Software Development, Requirements Gathering, Integration, Financial Services, Product Management, Solution Architecture, Process Improvement, Unix
Education
Birla Institute of Technology and Science 1988 — 1993
M.Sc (Chemistry); B.E (Electrical & Electronics)
St. Mary's. Chennai. India 1976 — 1988
Natalie (Ongtiong) Nardini's Pershing LLC Experience August 2008 - Present
Job Sr. Business Analyst, VP at Pershing
Industry Computer Software
Experience
Pershing LLC August 2008 - Present
Dealogic May 2005 - August 2008
Prudential Financial July 2003 - April 2005
Skills
Business Process..., Equities, SDLC, Insurance, Product Management, Business Analysis, Fixed Income, Agile Methodologies, Vendor Management, Financial Services, PMO, Business Requirements
Education
Stevens Institute of Technology 1998 — 2003
BE, Engineering Management
Baruch College, City University of New York (CUNY)
MBA, Computer Information Systems
Pershing LLC August 2008 - Present
Dealogic May 2005 - August 2008
Prudential Financial July 2003 - April 2005
Skills
Business Process..., Equities, SDLC, Insurance, Product Management, Business Analysis, Fixed Income, Agile Methodologies, Vendor Management, Financial Services, PMO, Business Requirements
Education
Stevens Institute of Technology 1998 — 2003
BE, Engineering Management
Baruch College, City University of New York (CUNY)
MBA, Computer Information Systems
Roderick Thomas's Pershing LLC Experience 2006 - 2009
Job Vice President at Pershing
Industry Financial Services
Experience
Pershing June 2009 - Present
Pershing LLC 2006 - 2009
NetAssets 2000 - 2001
Education
Howard University 1996 — 2000
Hartsville High School 1992 — 1996
Pershing June 2009 - Present
Pershing LLC 2006 - 2009
NetAssets 2000 - 2001
Education
Howard University 1996 — 2000
Hartsville High School 1992 — 1996
Pragnesh Panchal's Pershing LLC Experience January 2000 - Present
Job Senior Software Architect at BNY Mellon
Industry Financial Services
Experience
BNY Mellon June 2013 - Present
Pershing LLC January 2000 - Present
Lucent Technology June 1999 - August 1999
Skills
Struts, J2EE, SOA, Java, XML, Software Development, Product Development, C++, C, JSP, Perl, AJAX, Web Services, JavaScript, Design Patterns, Web Applications, UML, SDLC, HTML, Agile, Java Enterprise Edition, Agile Methodologies, Unix, Enterprise Architecture, Software Project..., Spring, Scrum, SQL, Servlets, Unix Shell Scripting, Software Design, PL/SQL, Object Oriented Design, Eclipse, Solaris, Architectures, REST, Agile Project Management, JMS, Core Java, IT Strategy, EJB, Visio, Linux, Requirements Gathering, Requirements Analysis, Tomcat, JDBC, Quality Center, Python
Education
New Jersey Institute of Technology 1998 — 1999
Masters, Computer Science
L.D College of Engineering - Ahmedabad 1993 — 1997
B.E., Computer Engg.
BNY Mellon June 2013 - Present
Pershing LLC January 2000 - Present
Lucent Technology June 1999 - August 1999
Skills
Struts, J2EE, SOA, Java, XML, Software Development, Product Development, C++, C, JSP, Perl, AJAX, Web Services, JavaScript, Design Patterns, Web Applications, UML, SDLC, HTML, Agile, Java Enterprise Edition, Agile Methodologies, Unix, Enterprise Architecture, Software Project..., Spring, Scrum, SQL, Servlets, Unix Shell Scripting, Software Design, PL/SQL, Object Oriented Design, Eclipse, Solaris, Architectures, REST, Agile Project Management, JMS, Core Java, IT Strategy, EJB, Visio, Linux, Requirements Gathering, Requirements Analysis, Tomcat, JDBC, Quality Center, Python
Education
New Jersey Institute of Technology 1998 — 1999
Masters, Computer Science
L.D College of Engineering - Ahmedabad 1993 — 1997
B.E., Computer Engg.
Gates Hawn's Pershing LLC Experience 1981 - 2002
Job Independent Public Director at Envestnet, Inc
Industry Financial Services
Experience
Envestnet, Inc 2002 - Present
Credit Suisse First Boston 2000 - 2002
Credit Suisse 2000 - 2002
DLJdirect and CSFBdirect 1995 - 2002
DLJdirect 1992 - 2002
Pershing LLC 1981 - 2002
DLJ 1981 - 2002
Pershing LLC, An affiliate of The Bank of New York Mellon 1981 - 2002
Pershing Division of Donaldson Lufkin & Jenrette 1981 - 2002
Pershing (Division of Bank of New York Mellon Corporation) 1981 - 2001
Skills
Equities, Series 7, Series 63, Securities, Series 24, Financial Services, Fixed Income, Alternative Investments, Mutual Funds, Electronic Trading, Capital Markets, Hedge Funds, Asset Management, Investments, Wealth Management, Executive Management, FINRA, Trading
Education
Williams College 1966 — 1970
Deerfield Academy 1964 — 1966
Institut Le Rosey 1962 — 1964
Envestnet, Inc 2002 - Present
Credit Suisse First Boston 2000 - 2002
Credit Suisse 2000 - 2002
DLJdirect and CSFBdirect 1995 - 2002
DLJdirect 1992 - 2002
Pershing LLC 1981 - 2002
DLJ 1981 - 2002
Pershing LLC, An affiliate of The Bank of New York Mellon 1981 - 2002
Pershing Division of Donaldson Lufkin & Jenrette 1981 - 2002
Pershing (Division of Bank of New York Mellon Corporation) 1981 - 2001
Skills
Equities, Series 7, Series 63, Securities, Series 24, Financial Services, Fixed Income, Alternative Investments, Mutual Funds, Electronic Trading, Capital Markets, Hedge Funds, Asset Management, Investments, Wealth Management, Executive Management, FINRA, Trading
Education
Williams College 1966 — 1970
Deerfield Academy 1964 — 1966
Institut Le Rosey 1962 — 1964
Hasani Whitfield's Pershing LLC Experience June 2008 - January 2010
Job Owner at Gamers Baseball Academy
Industry Sports
Experience
Gamers Baseball Academy August 2011 - Present
Untamed Industries January 2010 - August 2011
Pershing LLC. June 2008 - January 2010
Skills
Mutual Funds, Securities, Equities, Financial Services, Investments, Trading, Management, Spreadsheets, Training, Coaching
Education
Caldwell College 2001 — 2005
Bachelor's degree, Criminal Justice
Gamers Baseball Academy August 2011 - Present
Untamed Industries January 2010 - August 2011
Pershing LLC. June 2008 - January 2010
Skills
Mutual Funds, Securities, Equities, Financial Services, Investments, Trading, Management, Spreadsheets, Training, Coaching
Education
Caldwell College 2001 — 2005
Bachelor's degree, Criminal Justice
John Friedermann's Pershing LLC Experience February 1999 - March 2002
Job Vice President, Collateral Manager
Industry Financial Services
Experience
Cerberus Capital Management March 2008 - Present
Ambac Financial Group March 2002 - March 2008
Pershing LLC February 1999 - March 2002
Skills
Collateral Management, Fixed Income, Hedge Funds, Bloomberg, Equities, Securities, Derivatives, CDS, Middle Office, Capital Markets, Investment Banking, MBS
Education
University of Rhode Island 1993 — 1996
Guilford College 1991 — 1995
Cerberus Capital Management March 2008 - Present
Ambac Financial Group March 2002 - March 2008
Pershing LLC February 1999 - March 2002
Skills
Collateral Management, Fixed Income, Hedge Funds, Bloomberg, Equities, Securities, Derivatives, CDS, Middle Office, Capital Markets, Investment Banking, MBS
Education
University of Rhode Island 1993 — 1996
Guilford College 1991 — 1995
Shailesh Shah's Pershing LLC Experience 1997 - 2005
Job Managing Director at JP Morgan
Industry Financial Services
Experience
J.P. Morgan March 2008 - Present
Bear Stearns and Co, Inc. 2007 - 2008
Variman LLC 2005 - 2007
Pershing LLC 1997 - 2005
Brown Brothers Harriman & Co 1993 - 1997
IBM 1989 - 1993
Skills
Trading Systems, Fixed Income, Electronic Trading, Equities, SDLC, Business Analysis, Market Data, Derivatives, Investment Banking, Risk Management, Financial Services, Vendor Management, IT Strategy, Capital Markets, Management, Program Management, Asset Management, Hedge Funds, Portfolio Management, Enterprise Architecture, Organizational..., Sybase, Trading, Securities, Strategic Planning, PMO, Business Technology, Disaster Recovery, Asset Managment, Leadership Development
Education
Iona College 1991 — 1993
Masters, Computer Science
State University of New York at New Paltz 1985 — 1989
Bachelor, Computer Science
State University of New York at Rockland 1985 — 1987
Associate of Science (AS), Math
State University of New York at Rockland 1985 — 1987
Associate of Arts and Sciences (AAS), Data Processing
J.P. Morgan March 2008 - Present
Bear Stearns and Co, Inc. 2007 - 2008
Variman LLC 2005 - 2007
Pershing LLC 1997 - 2005
Brown Brothers Harriman & Co 1993 - 1997
IBM 1989 - 1993
Skills
Trading Systems, Fixed Income, Electronic Trading, Equities, SDLC, Business Analysis, Market Data, Derivatives, Investment Banking, Risk Management, Financial Services, Vendor Management, IT Strategy, Capital Markets, Management, Program Management, Asset Management, Hedge Funds, Portfolio Management, Enterprise Architecture, Organizational..., Sybase, Trading, Securities, Strategic Planning, PMO, Business Technology, Disaster Recovery, Asset Managment, Leadership Development
Education
Iona College 1991 — 1993
Masters, Computer Science
State University of New York at New Paltz 1985 — 1989
Bachelor, Computer Science
State University of New York at Rockland 1985 — 1987
Associate of Science (AS), Math
State University of New York at Rockland 1985 — 1987
Associate of Arts and Sciences (AAS), Data Processing
Dave Lombino's Pershing LLC Experience October 2006 - Present
Job VP, Project Management, Pershing LLC
Industry Financial Services
Experience
Pershing LLC October 2006 - Present
Instinet Corporation 1992 - 2006
Education
Fordham University
BS, Management Information Systems
Pershing LLC October 2006 - Present
Instinet Corporation 1992 - 2006
Education
Fordham University
BS, Management Information Systems
Caitlin Olund's Pershing LLC Experience May 2012 - Present
Job Vice President Compliance at Pershing LLC
Industry Financial Services
Experience
Pershing LLC May 2012 - Present
FINRA September 2007 - May 2012
Department of the Navy September 2006 - July 2007
Skills
Securities, Equities, Securities Regulation, FINRA, Capital Markets, Trading Strategies, Market Data, SEC, Market Making, Financial Markets, Broker-Dealer, Equity Trading, Analysis, Regulations, Regulatory Requirements, Trading Systems, Internal Controls, KYC, Series 7
Education
Georgian Court College 2007 — 2012
MBA, Concentration: Management
James Madison University - College of Business 2002 — 2006
Bachelor of Business Administration, Finance
Pershing LLC May 2012 - Present
FINRA September 2007 - May 2012
Department of the Navy September 2006 - July 2007
Skills
Securities, Equities, Securities Regulation, FINRA, Capital Markets, Trading Strategies, Market Data, SEC, Market Making, Financial Markets, Broker-Dealer, Equity Trading, Analysis, Regulations, Regulatory Requirements, Trading Systems, Internal Controls, KYC, Series 7
Education
Georgian Court College 2007 — 2012
MBA, Concentration: Management
James Madison University - College of Business 2002 — 2006
Bachelor of Business Administration, Finance
Adam Bartley's Pershing LLC Experience February 2006 - August 2007
Job Portfolio Manager, Financial Advisor at Maestro Wealth Advisors
Industry Financial Services
Experience
Maestro Wealth Advisors is a Member of Advisory Services Network, LLC July 2012 - Present
Merrill Lynch October 2011 - July 2012
Pershing LLC February 2006 - August 2007
Vanguard Group October 2004 - February 2006
Skills
Portfolio Management, Financial Modeling, Financial Analysis, Equities, Retirement, Fixed Income, Retirement Planning
Education
East Carolina University - College of Business 1999 — 2001
BSBA, Management Information Systems
Maestro Wealth Advisors is a Member of Advisory Services Network, LLC July 2012 - Present
Merrill Lynch October 2011 - July 2012
Pershing LLC February 2006 - August 2007
Vanguard Group October 2004 - February 2006
Skills
Portfolio Management, Financial Modeling, Financial Analysis, Equities, Retirement, Fixed Income, Retirement Planning
Education
East Carolina University - College of Business 1999 — 2001
BSBA, Management Information Systems
Kevin Carrick's Pershing LLC Experience March 2008 - Present
Job Consulting Manager at Prudential Financial
Industry Information Technology and Services
Experience
Pershing LLC March 2008 - Present
Prudential Financial April 2005 - January 2008
Prudential Equity Group 2005 - 2008
Prudential Securities May 1985 - July 2003
Prudential Securities, New York, New York 1985 - 2003
Skills
Trading Systems, Fixed Income, Back Office, Securities, Mainframe, Business Analysis, Equities, Capital Markets, SDLC, Financial Markets, Vendor Management
Education
Montclair State University 1974 — 1979
Bachelor of Arts (BA), Industrial and Organizational Psychology
Queen of Peace 1970 — 1975
Pershing LLC March 2008 - Present
Prudential Financial April 2005 - January 2008
Prudential Equity Group 2005 - 2008
Prudential Securities May 1985 - July 2003
Prudential Securities, New York, New York 1985 - 2003
Skills
Trading Systems, Fixed Income, Back Office, Securities, Mainframe, Business Analysis, Equities, Capital Markets, SDLC, Financial Markets, Vendor Management
Education
Montclair State University 1974 — 1979
Bachelor of Arts (BA), Industrial and Organizational Psychology
Queen of Peace 1970 — 1975
William Rooney's Pershing LLC Experience March 2005 - Present
Job Vice President at Pershing LLC.
Industry Financial Services
Experience
Pershing LLC. March 2005 - Present
Pershing LLC January 2000 - March 2005
Pershing 1997 - 1999
Skills
Series 7, Securities, FINRA, Series 63, Fixed Income, Hedge Funds, Options, Risk Management, Equity Trading, Series 24, Capital Markets, Equities, Trading, Electronic Trading
Education
Kutztown University of Pennsylvania 1991 — 1995
BS, Criminal Justice
Pershing LLC. March 2005 - Present
Pershing LLC January 2000 - March 2005
Pershing 1997 - 1999
Skills
Series 7, Securities, FINRA, Series 63, Fixed Income, Hedge Funds, Options, Risk Management, Equity Trading, Series 24, Capital Markets, Equities, Trading, Electronic Trading
Education
Kutztown University of Pennsylvania 1991 — 1995
BS, Criminal Justice
Shannon O'Connor's Pershing LLC Experience October 2000 - November 2005
Job Vice President, Senior Marketing Analyst at Fred Alger Management, Inc.
Industry Financial Services
Experience
Fred Alger Management, Inc. November 2005 - Present
Fred Alger Management, Inc. November 2005 - December 2008
Pershing LLC October 2000 - November 2005
Skills
Series 7, Series 63, Relationship Management, Series 24
Education
College of the Holy Cross 1996 — 2000
Bachelor’s Degree, Spanish, Latin American Studies
Fred Alger Management, Inc. November 2005 - Present
Fred Alger Management, Inc. November 2005 - December 2008
Pershing LLC October 2000 - November 2005
Skills
Series 7, Series 63, Relationship Management, Series 24
Education
College of the Holy Cross 1996 — 2000
Bachelor’s Degree, Spanish, Latin American Studies
James Scholz's Pershing LLC Experience AVPPershing LLC, Bank of New York Mellon1997 - Present
Job Assistant Vice President Pershing, An affiliate of The Bank of New York Mellon
Industry Financial Services
Experience
Pershing LLC AVPPershing LLC, Bank of New York Mellon1997 - Present
Education
Kean University 1985 — 1990
Pershing LLC AVPPershing LLC, Bank of New York Mellon1997 - Present
Education
Kean University 1985 — 1990
Jia Chang's Pershing LLC Experience 1997 - 2007
Job Vice President at Barclays Capital
Industry Financial Services
Experience
Barclays Capital September 2008 - Present
Lehman Brothers April 2007 - September 2008
Pershing LLC 1997 - 2007
Education
Lafayette College 1993 — 1997
Barclays Capital September 2008 - Present
Lehman Brothers April 2007 - September 2008
Pershing LLC 1997 - 2007
Education
Lafayette College 1993 — 1997
Sharon Ferrell's Pershing LLC Experience July 2010 - February 2013
Job Vice President, Sr. Trainer
Industry Financial Services
Experience
Pershing, LLC July 2010 - February 2013
Barclays Corporate Banking 2013 - 2013
HCC Specialty April 2009 - June 2010
Citigroup March 2008 - November 2009
Fiserv 2006 - January 2008
CheckFree Investment Services July 2005 - January 2008
CheckFree 2005 - 2008
CheckFree Investment Services 2003 - 2005
CheckFree Investment Services August 2001 - 2003
Pershing, LLC April 2000 - May 2001
Skills
Equities, Equity Trading, Fixed Income, Mutual Funds, Fixed Annuities, Unified Managed Accounts, Separately Managed..., Business Analysis, Securities, Cash Management, Options, Management, Team Leadership, Project Management, Instructor-led Training, Instructional Design, Communication Skills
Education
Montclair State University
BS, Business Administration--Management
Pershing, LLC July 2010 - February 2013
Barclays Corporate Banking 2013 - 2013
HCC Specialty April 2009 - June 2010
Citigroup March 2008 - November 2009
Fiserv 2006 - January 2008
CheckFree Investment Services July 2005 - January 2008
CheckFree 2005 - 2008
CheckFree Investment Services 2003 - 2005
CheckFree Investment Services August 2001 - 2003
Pershing, LLC April 2000 - May 2001
Skills
Equities, Equity Trading, Fixed Income, Mutual Funds, Fixed Annuities, Unified Managed Accounts, Separately Managed..., Business Analysis, Securities, Cash Management, Options, Management, Team Leadership, Project Management, Instructor-led Training, Instructional Design, Communication Skills
Education
Montclair State University
BS, Business Administration--Management
Janat Horn's Pershing LLC Experience ADUBS Investment Bank1985 - 2011
Job Vice President
Industry Financial Services
Experience
Pershing LLC ADUBS Investment Bank1985 - 2011
Skills
Business Analysis, Project Management, Risk Management, Program Management, Process Improvement, IT Strategy, Microsoft Excel, Fixed Income, Equities, Financial Services, Vendor Management, SDLC, Mergers & Acquisitions, Securities, Bloomberg, Portfolio Management, Hedge Funds, Back Office
Education
Brooklyn College
Pershing LLC ADUBS Investment Bank1985 - 2011
Skills
Business Analysis, Project Management, Risk Management, Program Management, Process Improvement, IT Strategy, Microsoft Excel, Fixed Income, Equities, Financial Services, Vendor Management, SDLC, Mergers & Acquisitions, Securities, Bloomberg, Portfolio Management, Hedge Funds, Back Office
Education
Brooklyn College
Shomu Bagchi's Pershing LLC Experience April 2010 - April 2012
Job Director at ProSoft
Industry Information Technology and Services
Experience
ProSoft Technology Group Inc April 2012 - Present
Pershing LLC April 2010 - April 2012
VedaRay LLC (earlier Arete Solutions Inc) August 2005 - June 2010
Omnikron Systems 1998 - 2005
Skills
SDLC, EAI, SOA, Enterprise Architecture, Web Services, Business Process Design, Solution Architecture, Project Delivery, Requirements Analysis, Software Project..., Project Portfolio..., Business Intelligence, Integration, Business Analysis, PMP, Business Process, Data Warehousing, Agile Methodologies, Requirements Gathering, Oracle, IT Strategy, Pre-sales, Strategy, Business Transformation, Resource Management
Education
University of Nevada-Reno 1995 — 1997
Indian Institute of Technology, Bombay 1991 — 1995
ProSoft Technology Group Inc April 2012 - Present
Pershing LLC April 2010 - April 2012
VedaRay LLC (earlier Arete Solutions Inc) August 2005 - June 2010
Omnikron Systems 1998 - 2005
Skills
SDLC, EAI, SOA, Enterprise Architecture, Web Services, Business Process Design, Solution Architecture, Project Delivery, Requirements Analysis, Software Project..., Project Portfolio..., Business Intelligence, Integration, Business Analysis, PMP, Business Process, Data Warehousing, Agile Methodologies, Requirements Gathering, Oracle, IT Strategy, Pre-sales, Strategy, Business Transformation, Resource Management
Education
University of Nevada-Reno 1995 — 1997
Indian Institute of Technology, Bombay 1991 — 1995
George W. (Tres) Arnett III's Pershing LLC Experience May 2000 - January 2011
Job Partner, McCarter & English
Industry Law Practice
Experience
COR Clearing LLC May 2012 - October 2013
HedgeMark International LLC January 2011 - February 2012
Pershing LLC May 2000 - January 2011
New Jersey Division of Criminal Justice March 1993 - March 1997
Skills
Securities Litigation, Securities Fraud, General Securities..., AML, Securities Market, Securities Regulation, Prime Brokerage, Series 63, Financial Regulation, Investment Advisers Act, SEC, Corporate Actions, USA PATRIOT Act, Commercial Litigation, Securities Lending, Legal Compliance, Dodd-Frank, Alternative Investments, Corporate Governance, Fraud, Investment Management, Mutual Funds, KYC, Dispute Resolution, Equities, Investment Company Act, Litigation Support, Financial Services, Securities
Education
Georgetown University Law Center 1985 — 1988
Doctor of Law (J.D.)
Yale University 1980 — 1984
Bachelor of Arts (B.A.)
COR Clearing LLC May 2012 - October 2013
HedgeMark International LLC January 2011 - February 2012
Pershing LLC May 2000 - January 2011
New Jersey Division of Criminal Justice March 1993 - March 1997
Skills
Securities Litigation, Securities Fraud, General Securities..., AML, Securities Market, Securities Regulation, Prime Brokerage, Series 63, Financial Regulation, Investment Advisers Act, SEC, Corporate Actions, USA PATRIOT Act, Commercial Litigation, Securities Lending, Legal Compliance, Dodd-Frank, Alternative Investments, Corporate Governance, Fraud, Investment Management, Mutual Funds, KYC, Dispute Resolution, Equities, Investment Company Act, Litigation Support, Financial Services, Securities
Education
Georgetown University Law Center 1985 — 1988
Doctor of Law (J.D.)
Yale University 1980 — 1984
Bachelor of Arts (B.A.)
Robert Donohue's Pershing LLC Experience March 1999 - October 2011
Job Procurement and Contracts Analyst at Selective Insurance
Industry Information Technology and Services
Experience
Selective Insurance March 2013 - Present
UBS AG (The Walsh Associates) July 2012 - October 2012
Pershing LLC March 1999 - October 2011
Fantasy Brains 2006 - 2007
BMT Inc January 1997 - January 1999
Shaw Data/Sungard 1990 - 1997
Skills
Vendor Management, Budgets, Procurement, Purchasing, Negotiation
Education
Eastern Connecticut State University 1986 — 1989
Bachelor of Arts (BA), Business concentration in Marketing
Framingham State College 1984 — 1986
Wayne Hills High School 1980 — 1984
High School
Selective Insurance March 2013 - Present
UBS AG (The Walsh Associates) July 2012 - October 2012
Pershing LLC March 1999 - October 2011
Fantasy Brains 2006 - 2007
BMT Inc January 1997 - January 1999
Shaw Data/Sungard 1990 - 1997
Skills
Vendor Management, Budgets, Procurement, Purchasing, Negotiation
Education
Eastern Connecticut State University 1986 — 1989
Bachelor of Arts (BA), Business concentration in Marketing
Framingham State College 1984 — 1986
Wayne Hills High School 1980 — 1984
High School
Jeff Knox's Pershing LLC Experience 2009 - 2010
Job Senior Vice President at Newbridge Securities
Industry Financial Services
Experience
Newbridge Securities January 2011 - December 2011
Pershing Trading Services September 2009 - December 2010
Pershing BNY/Mellon September 2009 - December 2010
Pershing, LLC 2009 - 2010
Ibis Financial Group April 2009 - September 2009
JVB Financial Group, LLC May 2006 - June 2008
J.V.B. Financial Group 2006 - 2008
LaSalle Bank 1996 - 2006
William R. Hough January 1990 - January 1991
Bear Stearns September 1985 - September 1989
Skills
Fixed Income, Series 7, Securities, Portfolio Management, Trading, MBS, Series 24, Series 63, Bonds, Finance, Alternative Investments, Structured Products, Hedging, Valuation, Capital Markets, Hedge Funds, Mutual Funds, Asset Management, Equities, Wealth Management, Bloomberg, Investments, FINRA
Education
Maharishi University of Management 1974 — 1979
BA, Philosophy
Salisbury University 1976 — 1977
Trigonomitry
Newbridge Securities January 2011 - December 2011
Pershing Trading Services September 2009 - December 2010
Pershing BNY/Mellon September 2009 - December 2010
Pershing, LLC 2009 - 2010
Ibis Financial Group April 2009 - September 2009
JVB Financial Group, LLC May 2006 - June 2008
J.V.B. Financial Group 2006 - 2008
LaSalle Bank 1996 - 2006
William R. Hough January 1990 - January 1991
Bear Stearns September 1985 - September 1989
Skills
Fixed Income, Series 7, Securities, Portfolio Management, Trading, MBS, Series 24, Series 63, Bonds, Finance, Alternative Investments, Structured Products, Hedging, Valuation, Capital Markets, Hedge Funds, Mutual Funds, Asset Management, Equities, Wealth Management, Bloomberg, Investments, FINRA
Education
Maharishi University of Management 1974 — 1979
BA, Philosophy
Salisbury University 1976 — 1977
Trigonomitry
Angelique Banks-Stewart's Pershing LLC Experience June 2004 - August 2006
Job Key Account Manager at HodgesMace Benefits Group, Inc.
Industry Human Resources
Experience
Hodges-Mace Benefits Group, Inc. July 2011 - Present
ADP Workforce Now May 2010 - July 2011
ADP Employease November 2007 - May 2010
Pershing LLC June 2004 - August 2006
Black Mountain Group 1999 - 2004
Black Mountain Management 1999 - 2004
Education
Marymount Manhattan College 2000 — 2003
BS, Business - HR Management
Hodges-Mace Benefits Group, Inc. July 2011 - Present
ADP Workforce Now May 2010 - July 2011
ADP Employease November 2007 - May 2010
Pershing LLC June 2004 - August 2006
Black Mountain Group 1999 - 2004
Black Mountain Management 1999 - 2004
Education
Marymount Manhattan College 2000 — 2003
BS, Business - HR Management
Ravinder Yadav's Pershing LLC Experience January 2008 - March 2011
Job Vice President at Bank of America Merrill Lynch
Industry Computer Software
Experience
Bank of America Merrill Lynch March 2011 - Present
Pershing LLC January 2008 - March 2011
iNautix Technologies India Pvt.Ltd (An Affiliate of Pershing LLC) 2001 - 2008
Polaris Software Lab February 2000 - May 2001
Education
Kendriya Vidyalaya 1988 — 1994
SSC, Physics, Biology
Indian Institute of Technology, Madras
M.Tech, Information Technology
University of Pune
B.E., Electronics
Bank of America Merrill Lynch March 2011 - Present
Pershing LLC January 2008 - March 2011
iNautix Technologies India Pvt.Ltd (An Affiliate of Pershing LLC) 2001 - 2008
Polaris Software Lab February 2000 - May 2001
Education
Kendriya Vidyalaya 1988 — 1994
SSC, Physics, Biology
Indian Institute of Technology, Madras
M.Tech, Information Technology
University of Pune
B.E., Electronics
Rebecca Hayevy's Pershing LLC Experience August 2007 - September 2012
Job Experienced Manager available for new temporary or permanent opportunity; exploring full and part time options
Industry Financial Services
Experience
Park Avenue Securities 2013 - 2015
Park Avenue Securities 2013 - 2015
Pershing LLC August 2007 - September 2012
PERSHING LLC /BNY MELLON January 1996 - January 2012
PERSHING LLC /BNY MELLON January 2000 - January 2007
Pershing LLC January 1997 - January 2000
Pershing LLC / PC Financial Network January 1996 - January 1997
Skills
Strategic Planning, Blended Learning, Training, Curriculum Development, Performance Management, Project Management, Cross-functional Team..., Resource Allocation, Employee Management, Leadership, Securities, Business Development, Program Management, Series 7, Personnel Management, Strategy, Employee Training, Customer Service, New Hire Training, Coaching Staff, Staff Development, Outstanding..., Communication Skills, Technical Training, Constructive Feedback
Education
Muhlenberg College 1992 — 1996
Bachelor of Arts (BA), economics
Park Avenue Securities 2013 - 2015
Park Avenue Securities 2013 - 2015
Pershing LLC August 2007 - September 2012
PERSHING LLC /BNY MELLON January 1996 - January 2012
PERSHING LLC /BNY MELLON January 2000 - January 2007
Pershing LLC January 1997 - January 2000
Pershing LLC / PC Financial Network January 1996 - January 1997
Skills
Strategic Planning, Blended Learning, Training, Curriculum Development, Performance Management, Project Management, Cross-functional Team..., Resource Allocation, Employee Management, Leadership, Securities, Business Development, Program Management, Series 7, Personnel Management, Strategy, Employee Training, Customer Service, New Hire Training, Coaching Staff, Staff Development, Outstanding..., Communication Skills, Technical Training, Constructive Feedback
Education
Muhlenberg College 1992 — 1996
Bachelor of Arts (BA), economics
Henry Ashton's Pershing LLC Experience February 1994 - May 2003
Job Vice PresidentGlobal Account Management at Pershing, a BNY Mellon company
Industry Financial Services
Experience
Pershing, a BNY Mellon company June 2008 - Present
Merrill Lynch April 2004 - June 2008
Bear Stearns August 2003 - April 2004
Pershing LLC February 1994 - May 2003
Pershing, LLC, The Bank of New York Mellon February 1994 - May 2003
Pershing 1994 - 2003
Skills
Series 7, Portfolio Management, Wealth Management, Equities, Investments, Mutual Funds, Series 63, Fixed Income, Financial Services, Banking, Securities, Capital Markets, Investment Banking, Asset Management
Education
New York University - Leonard N. Stern School of Business 2000 — 2003
MBA, Marketing and Management
College of the Holy Cross 1989 — 1993
Bachelor's degree, Political Science and Government
Glens Falls High School 1985 — 1989
Regents
Pershing, a BNY Mellon company June 2008 - Present
Merrill Lynch April 2004 - June 2008
Bear Stearns August 2003 - April 2004
Pershing LLC February 1994 - May 2003
Pershing, LLC, The Bank of New York Mellon February 1994 - May 2003
Pershing 1994 - 2003
Skills
Series 7, Portfolio Management, Wealth Management, Equities, Investments, Mutual Funds, Series 63, Fixed Income, Financial Services, Banking, Securities, Capital Markets, Investment Banking, Asset Management
Education
New York University - Leonard N. Stern School of Business 2000 — 2003
MBA, Marketing and Management
College of the Holy Cross 1989 — 1993
Bachelor's degree, Political Science and Government
Glens Falls High School 1985 — 1989
Regents
Lian Gregory's Pershing LLC Experience July 2007 - May 2009
Job CEO Hewitt Financial Services
Industry Financial Services
Experience
Hewitt Financial Services July 2013 - Present
Aon Hewitt May 2009 - July 2012
Pershing LLC July 2007 - May 2009
Hewitt Financial Services 2006 - 2007
Hewitt Associates 2006 - 2007
ETrade 2006 - 2007
Harrisdirect 2001 - 2006
DLJ/Harrisdirect/ETrade 1996 - 2006
HarrisDirect/CSFBdirect/DLJdirect 1996 - 2006
Education
Queens University of Charlotte 2002 — 2004
MBA
The College of New Jersey 1992 — 1996
Fairfield University 1991 — 1992
Red Bank Catholic
Hewitt Financial Services July 2013 - Present
Aon Hewitt May 2009 - July 2012
Pershing LLC July 2007 - May 2009
Hewitt Financial Services 2006 - 2007
Hewitt Associates 2006 - 2007
ETrade 2006 - 2007
Harrisdirect 2001 - 2006
DLJ/Harrisdirect/ETrade 1996 - 2006
HarrisDirect/CSFBdirect/DLJdirect 1996 - 2006
Education
Queens University of Charlotte 2002 — 2004
MBA
The College of New Jersey 1992 — 1996
Fairfield University 1991 — 1992
Red Bank Catholic
Darryl Perry's Pershing LLC Experience 2000 - 2006
Job Realtor at Prudential Sussex Realty
Industry Real Estate
Experience
Prudential Sussex Realty January 2009 - Present
Pershing LLC 2000 - 2006
Education
City University of New York-John Jay College of Criminal Justice 1985 — 1991
Prudential Sussex Realty January 2009 - Present
Pershing LLC 2000 - 2006
Education
City University of New York-John Jay College of Criminal Justice 1985 — 1991
Joseph Sammarco's Pershing LLC Experience April 1997 - September 2007
Job Vice President at iNautix USA
Industry Financial Services
Experience
iNautix USA April 2007 - Present
Pershing LLC April 1997 - September 2007
Bear Stearns & Co., Inc. 2003 - 2004
Bankers Trust June 1995 - April 1997
Skills
Asset Management, Customer Conversion, Equities, Financial Services, Fixed Income, Investments, Leadership, Management, Mutual Funds, Portfolio Management, Risk Management, Securities, Series 7
Education
City University of New York-College of Staten Island 1991 — 1995
B.S. Business
iNautix USA April 2007 - Present
Pershing LLC April 1997 - September 2007
Bear Stearns & Co., Inc. 2003 - 2004
Bankers Trust June 1995 - April 1997
Skills
Asset Management, Customer Conversion, Equities, Financial Services, Fixed Income, Investments, Leadership, Management, Mutual Funds, Portfolio Management, Risk Management, Securities, Series 7
Education
City University of New York-College of Staten Island 1991 — 1995
B.S. Business
Terry Brinster's Pershing LLC Experience July 1999 - June 2010
Job Executive Vice President / Business Development at Petersen Investments, Inc.
Industry Financial Services
Experience
Petersen Investments, Inc. June 2010 - Present
Pershing LLC July 1999 - June 2010
Pershing LLC July 1999 - December 1999
Skills
Series 7 and 63, Series 7, Mutual Funds
Education
Boston University 1995 — 1999
BA, Dual Major - Finance and International Management.
Petersen Investments, Inc. June 2010 - Present
Pershing LLC July 1999 - June 2010
Pershing LLC July 1999 - December 1999
Skills
Series 7 and 63, Series 7, Mutual Funds
Education
Boston University 1995 — 1999
BA, Dual Major - Finance and International Management.
Nicola Hartery-Sampers's Pershing LLC Experience October 2008 - March 2010
Job Senior Manager, Marketing, TD Ameritrade Institutional
Industry Financial Services
Experience
TD Ameritrade April 2011 - Present
Hartery Consulting LLC April 2010 - May 2011
Pershing LLC October 2008 - March 2010
SFI Advisors LLC May 2003 - September 2008
SoundView Technology Group September 2001 - June 2002
Credit Suisse March 1999 - May 2001
Merrill Lynch Private Client Group September 1997 - March 1999
Education
Montclair State University 1999 — 2003
BA, Fine Arts - Graphic Design
Columbia University - Columbia Business School 2000 — 2001
Credit Suisse Equity Capital Markets Program, Corporate Finance
Davidson College 1993 — 1997
BA, Economics
National University of Ireland, Galway 1996 — 1996
Regional and European Union Economics
Scuola Lorenzo de' Medici - Institute of Italian Studies 1995 — 1995
Fine Arts and Italian
Charlotte Country Day School
TD Ameritrade April 2011 - Present
Hartery Consulting LLC April 2010 - May 2011
Pershing LLC October 2008 - March 2010
SFI Advisors LLC May 2003 - September 2008
SoundView Technology Group September 2001 - June 2002
Credit Suisse March 1999 - May 2001
Merrill Lynch Private Client Group September 1997 - March 1999
Education
Montclair State University 1999 — 2003
BA, Fine Arts - Graphic Design
Columbia University - Columbia Business School 2000 — 2001
Credit Suisse Equity Capital Markets Program, Corporate Finance
Davidson College 1993 — 1997
BA, Economics
National University of Ireland, Galway 1996 — 1996
Regional and European Union Economics
Scuola Lorenzo de' Medici - Institute of Italian Studies 1995 — 1995
Fine Arts and Italian
Charlotte Country Day School
Nanci Pastuzyn's Pershing LLC Experience October 1999 - February 2001
Job Global Ethics & Compliance Senior Associate at PwC
Industry Insurance
Experience
Prudential Financial November 2005 - January 2012
McGivney & Kluger, P.C. March 2005 - November 2005
Mall Properties, Inc. February 2001 - March 2005
Pershing LLC October 1999 - February 2001
Skills
Insurance, Securities, Risk Management, Financial Services, Financial Risk, Lotus Notes, OFAC
Education
Fairleigh Dickinson University 2004 — 2004
Certificate, Paralegal Studies
Binghamton University 1995 — 1997
BA, Medieval History
Prudential Financial November 2005 - January 2012
McGivney & Kluger, P.C. March 2005 - November 2005
Mall Properties, Inc. February 2001 - March 2005
Pershing LLC October 1999 - February 2001
Skills
Insurance, Securities, Risk Management, Financial Services, Financial Risk, Lotus Notes, OFAC
Education
Fairleigh Dickinson University 2004 — 2004
Certificate, Paralegal Studies
Binghamton University 1995 — 1997
BA, Medieval History
Pamela Fitzmaurice's Pershing LLC Experience January 2006 - July 2006
Job Director, Learning & Development at Park Avenue Securities
Industry Financial Services
Experience
Park Avenue Securities August 2015 - Present
Park Avenue Securities July 2012 - Present
LPL Financial ( Linsco/Private Ledger ) March 2010 - July 2012
LPL Financial Services January 2008 - March 2010
LPL Financial July 2007 - January 2008
Pershing July 2006 - July 2007
Pershing LLC January 2006 - July 2006
Pershing LLC May 2005 - January 2006
Skills
Project Management, Financial Services, Marketing, Broker/Dealer..., Training, Series 63, Account Management, CRM, Business Development, Change Management, Investments, Customer Service, Management, Mutual Funds, Portfolio Management, Process Improvement, Recruiting, Leadership, Securities, Risk Management, Series 7, Strategy, Team Building, Strategic Planning, Wealth Management
Education
Muhlenberg College 2001 — 2005
Bachelors, Economics and Business Administration
Rye Country Day School 1997 — 2001
Park Avenue Securities August 2015 - Present
Park Avenue Securities July 2012 - Present
LPL Financial ( Linsco/Private Ledger ) March 2010 - July 2012
LPL Financial Services January 2008 - March 2010
LPL Financial July 2007 - January 2008
Pershing July 2006 - July 2007
Pershing LLC January 2006 - July 2006
Pershing LLC May 2005 - January 2006
Skills
Project Management, Financial Services, Marketing, Broker/Dealer..., Training, Series 63, Account Management, CRM, Business Development, Change Management, Investments, Customer Service, Management, Mutual Funds, Portfolio Management, Process Improvement, Recruiting, Leadership, Securities, Risk Management, Series 7, Strategy, Team Building, Strategic Planning, Wealth Management
Education
Muhlenberg College 2001 — 2005
Bachelors, Economics and Business Administration
Rye Country Day School 1997 — 2001
Elizabeth Adlung's Pershing LLC Experience 2007 - Present
Job Analyst/Technical Writer at GE Capital
Industry Writing and Editing
Experience
GE Capital August 2012 - Present
Pershing LLC 2007 - Present
Office of the Comptroller of the Currency (OCC) November 2011 - April 2012
Adlung & Associates, Inc. 1994 - 2011
Adlung & Associates, Inc. 1994 - 2010
Pfizer January 2005 - June 2007
Education
Butler University
B.S., Biology
Indiana University Bloomington
MLS, Library Science
GE Capital August 2012 - Present
Pershing LLC 2007 - Present
Office of the Comptroller of the Currency (OCC) November 2011 - April 2012
Adlung & Associates, Inc. 1994 - 2011
Adlung & Associates, Inc. 1994 - 2010
Pfizer January 2005 - June 2007
Education
Butler University
B.S., Biology
Indiana University Bloomington
MLS, Library Science
William Ernst's Pershing LLC Experience January 1999 - March 2005
Job Director Investments IT Data Architecture & Governance
Industry Financial Services
Experience
MetLife Group, Inc (Investments Division) February 2009 - Present
Artio Global Investors December 2006 - December 2008
Lord Abbett March 2005 - November 2006
Pershing LLC January 1999 - March 2005
Prudential Securities September 1987 - January 1997
Smith Barney August 1983 - September 1987
Skills
Data Warehousing, Business Intelligence, Data Modeling, Business Analysis, Master Data Management, Requirements Analysis, Requirements Gathering, Enterprise Architecture, IT Strategy, Derivatives, Fixed Income, Financial Services, Business Requirements, Governance, Project Management, SDLC
Education
Florida Institute of Technology
Seaford High School (NY)
MetLife Group, Inc (Investments Division) February 2009 - Present
Artio Global Investors December 2006 - December 2008
Lord Abbett March 2005 - November 2006
Pershing LLC January 1999 - March 2005
Prudential Securities September 1987 - January 1997
Smith Barney August 1983 - September 1987
Skills
Data Warehousing, Business Intelligence, Data Modeling, Business Analysis, Master Data Management, Requirements Analysis, Requirements Gathering, Enterprise Architecture, IT Strategy, Derivatives, Fixed Income, Financial Services, Business Requirements, Governance, Project Management, SDLC
Education
Florida Institute of Technology
Seaford High School (NY)
John DeBellis's Pershing LLC Experience July 2009 - Present
Job Director and Managing Counsel at Pershing, LLC
Industry Financial Services
Experience
Pershing, LLC July 2009 - Present
Wachovia Securities June 1989 - June 2009
Prudential Securities Incorporated 1989 - 2003
Skills
Securities, Securities Regulation, FINRA
Education
Brooklyn Law School 1983 — 1986
JD, Law
Hofstra University 1976 — 1979
BBA, Business Administration
Lutheran High School
Pershing, LLC July 2009 - Present
Wachovia Securities June 1989 - June 2009
Prudential Securities Incorporated 1989 - 2003
Skills
Securities, Securities Regulation, FINRA
Education
Brooklyn Law School 1983 — 1986
JD, Law
Hofstra University 1976 — 1979
BBA, Business Administration
Lutheran High School
Greg Snitkin's Pershing LLC Experience June 2007 - August 2007
Job Student at Fordham University
Industry Accounting
Experience
Fordham University September 2005 - Present
Fordham University September 2005 - Present
Ernst & Young June 2008 - August 2008
Pershing LLC June 2007 - August 2007
Education
Fordham University 2005 — 2009
Bachelor of Science, Accounting
Fordham University September 2005 - Present
Fordham University September 2005 - Present
Ernst & Young June 2008 - August 2008
Pershing LLC June 2007 - August 2007
Education
Fordham University 2005 — 2009
Bachelor of Science, Accounting
Greg Cowley's Pershing LLC Experience February 2011 - Present
Job Stock Loan Sales
Industry Financial Services
Experience
Pershing LLC February 2011 - Present
Lightspeed Trading July 2009 - October 2010
Westgate Capital Management August 2008 - March 2009
Credit Suisse June 2007 - July 2008
Lehman Brothers August 2005 - May 2007
Morgan Stanley Dean Witter April 1997 - June 2005
Skills
Prime Brokerage, Equities, Hedge Funds, Series 7, Fixed Income, Bloomberg, Alternative Investments, Relationship Management
Education
Iona College 1991 — 1996
BA, Liberal Arts
Pershing LLC February 2011 - Present
Lightspeed Trading July 2009 - October 2010
Westgate Capital Management August 2008 - March 2009
Credit Suisse June 2007 - July 2008
Lehman Brothers August 2005 - May 2007
Morgan Stanley Dean Witter April 1997 - June 2005
Skills
Prime Brokerage, Equities, Hedge Funds, Series 7, Fixed Income, Bloomberg, Alternative Investments, Relationship Management
Education
Iona College 1991 — 1996
BA, Liberal Arts
Warren Ruderman's Pershing LLC Experience 1994 - Present
Job Senior Programmer Analyst at Pershing LLC.
Industry Financial Services
Experience
Pershing LLC. 1994 - Present
Siemens Medical Systems July 1990 - July 1993
Crum & Forster 1988 - 1990
Albano, Leaf and Saltzman CPAs 1980 - 1988
Skills
Fixed Income, Asset Management, Asset Managment, Financial Reporting, Accounting, Finance, Financial Services, Equities, Business Analysis, Securities, Valuation, Mutual Funds, Credit Risk, Middle Office, COBOL, Visio, Requirements Analysis
Education
Fairleigh Dickinson University
BS, Accounting
The Chubb Institute For Computer Technology
Computer Programming
Pershing LLC. 1994 - Present
Siemens Medical Systems July 1990 - July 1993
Crum & Forster 1988 - 1990
Albano, Leaf and Saltzman CPAs 1980 - 1988
Skills
Fixed Income, Asset Management, Asset Managment, Financial Reporting, Accounting, Finance, Financial Services, Equities, Business Analysis, Securities, Valuation, Mutual Funds, Credit Risk, Middle Office, COBOL, Visio, Requirements Analysis
Education
Fairleigh Dickinson University
BS, Accounting
The Chubb Institute For Computer Technology
Computer Programming
William Jacobs's Pershing LLC Experience June 1995 - September 2007
Job Investment Platform Product Development
Industry Financial Services
Experience
Morgan Stanley July 2013 - Present
Two Four May 2010 - July 2013
Edward Jones September 2009 - March 2010
B of A - Merrill Lynch (Broadcort Division) September 2007 - March 2009
Pershing LLC June 1995 - September 2007
Smith Barney, Inc. May 1992 - June 1995
Shearson Lehman Brothers 1985 - 1992
Skills
Series 7, Series 63, Mutual Funds, Equities, Investments, Alternative Investments, Fixed Income, Securities, Financial Services
Education
Montclair State University 1971 — 1975
Bachelor of Arts, English
Morgan Stanley July 2013 - Present
Two Four May 2010 - July 2013
Edward Jones September 2009 - March 2010
B of A - Merrill Lynch (Broadcort Division) September 2007 - March 2009
Pershing LLC June 1995 - September 2007
Smith Barney, Inc. May 1992 - June 1995
Shearson Lehman Brothers 1985 - 1992
Skills
Series 7, Series 63, Mutual Funds, Equities, Investments, Alternative Investments, Fixed Income, Securities, Financial Services
Education
Montclair State University 1971 — 1975
Bachelor of Arts, English
John Steigerwald's Pershing LLC Experience January 2008 - Present
Job Global Network Manager at Pershing LLC
Industry Financial Services
Experience
Pershing LLC January 2008 - Present
UBS Investment Bank 2003 - 2008
JPMorgan Chase January 1993 - October 2002
Education
Iona College 1989 — 1991
BBA, Finance
Pershing LLC January 2008 - Present
UBS Investment Bank 2003 - 2008
JPMorgan Chase January 1993 - October 2002
Education
Iona College 1989 — 1991
BBA, Finance
Seth Baerson's Pershing LLC Experience 1997 - 2007
Job Vice President at Pershing
Industry Investment Management
Experience
Pershing April 2010 - Present
Family Management Corporation June 2007 - June 2009
Pershing LLC 1997 - 2007
Skills
Securities, Series 7, Series 63, Series 24, Fixed Income, Hedge Funds, Alternative Investments, Equities
Education
Lehigh University - College of Business and Economics 1993 — 1997
B.S., Finance
Framingham
Pershing April 2010 - Present
Family Management Corporation June 2007 - June 2009
Pershing LLC 1997 - 2007
Skills
Securities, Series 7, Series 63, Series 24, Fixed Income, Hedge Funds, Alternative Investments, Equities
Education
Lehigh University - College of Business and Economics 1993 — 1997
B.S., Finance
Framingham
Russell Mclaughlin's Pershing LLC Experience January 2006 - January 2007
Job Quality Assurance Coordinator
Industry Pharmaceuticals
Experience
FISHER CLINICAL SERVICES / ADECCO STAFFING January 2012 - Present
THE HARTFORD / AEROTEK STAFFING January 2011 - January 2012
ALLIED BARTON SECURITY SERVICES January 2007 - January 2011
Resumé January 2008 - January 2009
PERSHING LLC January 2006 - January 2007
Skills
Marketing, Call Center, Social Media, Customer Service, Marketing Communications, Marketing Strategy, Customer Satisfaction, Strategic Planning, Advertising, Sales, Social Media Marketing, Project Planning, Data Entry, Microsoft Money, Customer Retention, Credit, Brand Management, Outlook, Public Relations, 10 Key
Education
Wosa Institute of Technology 2001 — 2001
Certificate, CCNA
Essex County College 1980 — 1981
Associate, Business, 3
Essex County College 1980 — 1981
United States Navy 1975 — 1979
Mess Management Specialist, Apprentice Certificate
EAST ORANGE HIGH SCHOOL 1971 — 1975
HS DIPLOMA, BUSINESS
FISHER CLINICAL SERVICES / ADECCO STAFFING January 2012 - Present
THE HARTFORD / AEROTEK STAFFING January 2011 - January 2012
ALLIED BARTON SECURITY SERVICES January 2007 - January 2011
Resumé January 2008 - January 2009
PERSHING LLC January 2006 - January 2007
Skills
Marketing, Call Center, Social Media, Customer Service, Marketing Communications, Marketing Strategy, Customer Satisfaction, Strategic Planning, Advertising, Sales, Social Media Marketing, Project Planning, Data Entry, Microsoft Money, Customer Retention, Credit, Brand Management, Outlook, Public Relations, 10 Key
Education
Wosa Institute of Technology 2001 — 2001
Certificate, CCNA
Essex County College 1980 — 1981
Associate, Business, 3
Essex County College 1980 — 1981
United States Navy 1975 — 1979
Mess Management Specialist, Apprentice Certificate
EAST ORANGE HIGH SCHOOL 1971 — 1975
HS DIPLOMA, BUSINESS
Mike Madaio's Pershing LLC Experience December 2010 - Present
Job Managing Director, Head of Collateral Funding & Trading at Pershing LLC
Industry Financial Services
Experience
Pershing LLC December 2010 - Present
Global Locate Services June 2008 - January 2011
UBS SECURITIES LLC March 1991 - June 2008
Newvest Securities January 1985 - March 1991
Education
Fordham University 1980 — 1984
BS, Business / Marketing
Xaverian HIgh School 1976 — 1980
Pershing LLC December 2010 - Present
Global Locate Services June 2008 - January 2011
UBS SECURITIES LLC March 1991 - June 2008
Newvest Securities January 1985 - March 1991
Education
Fordham University 1980 — 1984
BS, Business / Marketing
Xaverian HIgh School 1976 — 1980
Justin Flinn's Pershing LLC Experience November 2006 - October 2010
Job Sales Trader at MND Partners
Industry Financial Services
Experience
MND Partners October 2010 - Present
Pershing LLC November 2006 - October 2010
SunGard Global Execution Services October 2002 - November 2006
Skills
Series 7, Equity Trading, Series 63, Equities, Trading, Bloomberg, FINRA, Electronic Trading, Trading Systems, Series 24, Securities, Hedge Funds
Education
Johnson & Wales University 1998 — 2002
B.A, Financial Service Management
MND Partners October 2010 - Present
Pershing LLC November 2006 - October 2010
SunGard Global Execution Services October 2002 - November 2006
Skills
Series 7, Equity Trading, Series 63, Equities, Trading, Bloomberg, FINRA, Electronic Trading, Trading Systems, Series 24, Securities, Hedge Funds
Education
Johnson & Wales University 1998 — 2002
B.A, Financial Service Management
Dina McAfee's Pershing LLC Experience May 2006 - March 2012
Job Vice President, Fixed Income Sales at BNY Mellon
Industry Financial Services
Experience
BNY Mellon October 2014 - Present
BNY Mellon April 2012 - October 2014
Pershing LLC May 2006 - March 2012
Skills
Securities, Fixed Income, Capital Markets, Series 7, Trading, Bloomberg, Financial Markets, Series 63, Series 24, series 53, FINRA, Asset Management, High Yield Bonds, Electronic Trading, Financial Analysis, Financial Services, Trading Systems
Education
Boston University 1999 — 2003
BS, Public Relations
BNY Mellon October 2014 - Present
BNY Mellon April 2012 - October 2014
Pershing LLC May 2006 - March 2012
Skills
Securities, Fixed Income, Capital Markets, Series 7, Trading, Bloomberg, Financial Markets, Series 63, Series 24, series 53, FINRA, Asset Management, High Yield Bonds, Electronic Trading, Financial Analysis, Financial Services, Trading Systems
Education
Boston University 1999 — 2003
BS, Public Relations
justin lonergan's Pershing LLC Experience August 2002 - September 2004
Job Information Technology and Services Professional
Industry Information Technology and Services
Experience
Cowen Group November 2010 - April 2013
Jefferies & Company, Inc December 2006 - April 2009
Bank of America June 2006 - September 2006
Keefe, Bruyette & Woods, Inc September 2005 - December 2005
BNP Paribas October 2004 - September 2005
Pershing LLC August 2002 - September 2004
JPMorgan Chase December 2000 - June 2002
Skills
Trading Systems, Disaster Recovery, VPN, Electronic Trading, Market Data, Citrix, SharePoint, Technical Support, Bloomberg, Fixed Income, Equities, Trading, Derivatives, Investment Banking, Equity Trading, Windows XP, FX Options, Networking, System Deployment, Software Development, Blackberry, Network Administration, Testing
Education
Alphatrain
Monmouth University
Bachelors, years Computer Science; 2 years Economics; Economics
Cowen Group November 2010 - April 2013
Jefferies & Company, Inc December 2006 - April 2009
Bank of America June 2006 - September 2006
Keefe, Bruyette & Woods, Inc September 2005 - December 2005
BNP Paribas October 2004 - September 2005
Pershing LLC August 2002 - September 2004
JPMorgan Chase December 2000 - June 2002
Skills
Trading Systems, Disaster Recovery, VPN, Electronic Trading, Market Data, Citrix, SharePoint, Technical Support, Bloomberg, Fixed Income, Equities, Trading, Derivatives, Investment Banking, Equity Trading, Windows XP, FX Options, Networking, System Deployment, Software Development, Blackberry, Network Administration, Testing
Education
Alphatrain
Monmouth University
Bachelors, years Computer Science; 2 years Economics; Economics
Jeffrey Lefkowitz's Pershing LLC Experience June 2008 - August 2009
Job CLO Analyst at Onex Credit Partners, LLC
Industry Financial Services
Experience
Onex Credit Partners, LLC November 2014 - Present
Deloitte & Touche September 2012 - November 2014
BNY ConvergEx June 2010 - September 2012
Pershing LLC June 2008 - August 2009
BNY ConvergEx May 2009 - June 2009
Skills
Risk Management, Bloomberg, Series 7, Equities, Word, Series 63, Microsoft Excel, PowerPoint, Outlook, Bigdough, Financial Modeling, Investments, Fixed Income, Microsoft Office, Finance, Accounting, Financial Analysis
Education
Montclair State University 2006 — 2010
Bachelor, Finance
Northern Highlands 2002 — 2006
HHK
Onex Credit Partners, LLC November 2014 - Present
Deloitte & Touche September 2012 - November 2014
BNY ConvergEx June 2010 - September 2012
Pershing LLC June 2008 - August 2009
BNY ConvergEx May 2009 - June 2009
Skills
Risk Management, Bloomberg, Series 7, Equities, Word, Series 63, Microsoft Excel, PowerPoint, Outlook, Bigdough, Financial Modeling, Investments, Fixed Income, Microsoft Office, Finance, Accounting, Financial Analysis
Education
Montclair State University 2006 — 2010
Bachelor, Finance
Northern Highlands 2002 — 2006
HHK
Don Colbert's Pershing LLC Experience 2006 - 2009
Job Director, Enterprise Risk Management at E*TRADE Financial Corporation
Industry Financial Services
Experience
E*TRADE Financial Corporation 2014 - Present
Pershing, a BNY Mellon company 2009 - 2014
Pershing LLC 2006 - 2009
Pershing LLC 1996 - 2006
Credit Suisse First Boston 2001 - 2003
DLJ 1996 - 2001
Pershing LLC 1998 - 2000
Education
Montclair State University
Master of Business Administration (MBA)
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Science (B.Sc.)
E*TRADE Financial Corporation 2014 - Present
Pershing, a BNY Mellon company 2009 - 2014
Pershing LLC 2006 - 2009
Pershing LLC 1996 - 2006
Credit Suisse First Boston 2001 - 2003
DLJ 1996 - 2001
Pershing LLC 1998 - 2000
Education
Montclair State University
Master of Business Administration (MBA)
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Science (B.Sc.)
Jon Cipriaso's Pershing LLC Experience April 2007 - Present
Job Seasonal Sales Associate at Prada
Industry Publishing
Experience
Prada November 2014 - Present
Miami Jewish Health Systems July 2012 - Present
Pershing LLC April 2007 - Present
Anthropologie June 2014 - November 2014
Marymount School of New York August 2010 - March 2012
Abrams May 2003 - January 2007
Skills
Social Media, Editing, Publishing, Copy Editing, Advertising, Editorial, Magazines, Microsoft Office, Blogging, Marketing Communications, Social Media Marketing, Copywriting, Publicity
Education
New York University 1995 — 1999
Bachelor of Arts (BA), Journalism
Miami International University of Art and Design
Bachelor of Fine Arts (B.F.A.), Fashion Design/Merchandising
C. Milton Wright High School
Prada November 2014 - Present
Miami Jewish Health Systems July 2012 - Present
Pershing LLC April 2007 - Present
Anthropologie June 2014 - November 2014
Marymount School of New York August 2010 - March 2012
Abrams May 2003 - January 2007
Skills
Social Media, Editing, Publishing, Copy Editing, Advertising, Editorial, Magazines, Microsoft Office, Blogging, Marketing Communications, Social Media Marketing, Copywriting, Publicity
Education
New York University 1995 — 1999
Bachelor of Arts (BA), Journalism
Miami International University of Art and Design
Bachelor of Fine Arts (B.F.A.), Fashion Design/Merchandising
C. Milton Wright High School
Elizabeth Liguori Nescio's Pershing LLC Experience December 2008 - September 2010
Job Senior Communications Manager at Pershing
Industry Financial Services
Christian Pugaczewski's Pershing LLC Experience February 2010 - April 2011
Job Associate at Shearman & Sterling LLP
Industry Financial Services
Experience
Shearman & Sterling LLP May 2011 - Present
Pershing LLC February 2010 - April 2011
Morgan Stanley May 2008 - February 2009
Cadwalader, Wickersham & Taft LLP September 2004 - April 2008
Skills
Market Access, Asset Custody, Asset Management, Derivatives, Hedge Funds, Fixed Income, Equities, Swaps, Prime Brokerage, Options, ISDA, FX Options, Commodity, Investments, Bonds
Education
Boston University School of Law 2001 — 2004
Juris Doctorate
Old Dominion University 1997 — 2001
Bachelor of Science, Political Science
Shearman & Sterling LLP May 2011 - Present
Pershing LLC February 2010 - April 2011
Morgan Stanley May 2008 - February 2009
Cadwalader, Wickersham & Taft LLP September 2004 - April 2008
Skills
Market Access, Asset Custody, Asset Management, Derivatives, Hedge Funds, Fixed Income, Equities, Swaps, Prime Brokerage, Options, ISDA, FX Options, Commodity, Investments, Bonds
Education
Boston University School of Law 2001 — 2004
Juris Doctorate
Old Dominion University 1997 — 2001
Bachelor of Science, Political Science
Dave Petronella's Pershing LLC Experience September 1998 - Present
Job Database Administrator at Pershing, LLC
Industry Financial Services
Experience
Pershing, LLC September 1998 - Present
Merck-Medco 1996 - 1998
C.R. Bard 1992 - 1996
Exxon Corporation 1978 - 1991
Skills
DB2, Data Warehousing, Database Administration, Performance Tuning, Disaster Recovery, Data Modeling, Database Design, SQL Tuning, Mainframe, Databases, COBOL, JCL, z/OS, Stored Procedures, REXX, ISPF Dialog Manager, Business Analysis, SDLC
Education
Montclair State University 1978 — 1985
B.S., Business Administration
Union County College 1976 — 1978
A.A.S., Computer Science
Pershing, LLC September 1998 - Present
Merck-Medco 1996 - 1998
C.R. Bard 1992 - 1996
Exxon Corporation 1978 - 1991
Skills
DB2, Data Warehousing, Database Administration, Performance Tuning, Disaster Recovery, Data Modeling, Database Design, SQL Tuning, Mainframe, Databases, COBOL, JCL, z/OS, Stored Procedures, REXX, ISPF Dialog Manager, Business Analysis, SDLC
Education
Montclair State University 1978 — 1985
B.S., Business Administration
Union County College 1976 — 1978
A.A.S., Computer Science
Susan Arsenec CAMS's Pershing LLC Experience April 2011 - May 2011
Job Vice President Global Financial Crimes Compliance at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase 2011 - Present
JPMorgan Chase & Co. 2014 - 2014
Deloitte & Touche July 2011 - September 2011
Pershing LLC April 2011 - May 2011
Banc of America Securities 1999 - 2010
Education
City University of New York-College of Staten Island
College of Staten Island
Bachelor of Science (BS - double major), Economics & Finance
JPMorgan Chase 2011 - Present
JPMorgan Chase & Co. 2014 - 2014
Deloitte & Touche July 2011 - September 2011
Pershing LLC April 2011 - May 2011
Banc of America Securities 1999 - 2010
Education
City University of New York-College of Staten Island
College of Staten Island
Bachelor of Science (BS - double major), Economics & Finance
Anthony DiRico's Pershing LLC Experience April 2008 - Present
Job Vice President at Pershing LLC
Industry Financial Services
Experience
Pershing LLC April 2008 - Present
Goldman Sachs July 2005 - February 2008
Skills
Series 7
Education
Pace University - Lubin School of Business 1995 — 1999
MBA, Financial Management
Montclair State University 1989 — 1993
Bachelor, Finance
Pershing LLC April 2008 - Present
Goldman Sachs July 2005 - February 2008
Skills
Series 7
Education
Pace University - Lubin School of Business 1995 — 1999
MBA, Financial Management
Montclair State University 1989 — 1993
Bachelor, Finance
Daniel Skrilivetsky's Pershing LLC Experience October 2008 - November 2009
Job Emerging Markets Sales Assistant Credit Suisse
Industry Financial Services
Experience
Credit Suisse March 2015 - Present
Credit Suisse June 2013 - Present
Credit Suisse October 2012 - Present
Morgan Stanley September 2011 - May 2012
Pershing LLC October 2008 - November 2009
Skills
Capital Budgeting, Financial Forecasting, Expense Allocation, Equity Derivatives, Options, Equity Swaps, Strategic Financial..., Trading Operations, Trading, Fixed Income, Hedge Funds, Swaps, Equities
Education
City University of New York-Brooklyn College 2008 — 2011
BA, Business Management and Finance
Brooklyn College
Bachelor of Science, Business, Management and Finance
Credit Suisse March 2015 - Present
Credit Suisse June 2013 - Present
Credit Suisse October 2012 - Present
Morgan Stanley September 2011 - May 2012
Pershing LLC October 2008 - November 2009
Skills
Capital Budgeting, Financial Forecasting, Expense Allocation, Equity Derivatives, Options, Equity Swaps, Strategic Financial..., Trading Operations, Trading, Fixed Income, Hedge Funds, Swaps, Equities
Education
City University of New York-Brooklyn College 2008 — 2011
BA, Business Management and Finance
Brooklyn College
Bachelor of Science, Business, Management and Finance
Matt Gavaghan's Pershing LLC Experience February 2013 - March 2014
Job Associate General Counsel Janney Montgomery Scott LLC
Industry Financial Services
Experience
Pershing LLC February 2013 - March 2014
Janney Montgomery Scott June 2004 - February 2013
Skills
FINRA
Education
Temple University - James E. Beasley School of Law 1996 — 1999
J.D., Law
La Salle University 1990 — 1994
B.S., Finance
Pershing LLC February 2013 - March 2014
Janney Montgomery Scott June 2004 - February 2013
Skills
FINRA
Education
Temple University - James E. Beasley School of Law 1996 — 1999
J.D., Law
La Salle University 1990 — 1994
B.S., Finance
Richard Jack's Pershing LLC Experience October 1993 - February 2006
Job Principal, Chief Investment Strategist at Meadowbrook Wealth Management
Industry Financial Services
Experience
Meadowbrook Wealth Management March 2015 - Present
Raymond James Financial Services May 2006 - March 2015
Pershing LLC October 1993 - February 2006
The Meadowbrook Club February 1992 - October 1993
Skills
Equities, Securities, Series 7, Fixed Income, Series 63, Retirement Planning, Asset Management, Investments, Bloomberg, Portfolio Management, Asset Allocation, Investment Advisory, Wealth Management, Mutual Funds, Investment Strategies, IRAs, Bonds, Financial Advisory, High Net Worth..., Separately Managed..., Equity Research, Stocks, Retirement, Strategic Financial..., Financial Markets, Finance, Wealth Management..., Equity Valuation, 401k Rollovers, Investment Management, Wealth, Financial Modeling, Wealth Accumulation, 529 Plans, Roth IRA, Variable Annuities, Saving for Education, College Savings Plans, Financial Services, Long Term Care Insurance, Life Insurance, Long-term Care, Retirement Savings, Series 65, Municipal Bonds, Alternative Investments, Capital Markets
Education
Dowling College 1997 — 1998
MBA, Finance
Hofstra University 1988 — 1992
BBA, Management
Arizona State University 1987 — 1988
Meadowbrook Wealth Management March 2015 - Present
Raymond James Financial Services May 2006 - March 2015
Pershing LLC October 1993 - February 2006
The Meadowbrook Club February 1992 - October 1993
Skills
Equities, Securities, Series 7, Fixed Income, Series 63, Retirement Planning, Asset Management, Investments, Bloomberg, Portfolio Management, Asset Allocation, Investment Advisory, Wealth Management, Mutual Funds, Investment Strategies, IRAs, Bonds, Financial Advisory, High Net Worth..., Separately Managed..., Equity Research, Stocks, Retirement, Strategic Financial..., Financial Markets, Finance, Wealth Management..., Equity Valuation, 401k Rollovers, Investment Management, Wealth, Financial Modeling, Wealth Accumulation, 529 Plans, Roth IRA, Variable Annuities, Saving for Education, College Savings Plans, Financial Services, Long Term Care Insurance, Life Insurance, Long-term Care, Retirement Savings, Series 65, Municipal Bonds, Alternative Investments, Capital Markets
Education
Dowling College 1997 — 1998
MBA, Finance
Hofstra University 1988 — 1992
BBA, Management
Arizona State University 1987 — 1988
Jacqueline Carew's Pershing LLC Experience June 2007 - December 2010
Job Paralegal
Industry Legal Services
Experience
Lewis Brisbois Bisgaard & Smith LLP May 2011 - Present
Pershing, LLC June 2007 - December 2010
Heidell Pittoni Murphy & Bach LLP May 2005 - June 2007
TMP Hudson Global Resources January 2004 - May 2005
Opportunities For A Better Tomorrow December 2001 - August 2003
The Wall Street Source September 1999 - September 2001
Education
LIU Brooklyn 1991 — 1995
Bachelor of Science, Speech and Hearing Pathology
LIU Brooklyn
ABA Approved, Paralegal Studies Program
Lewis Brisbois Bisgaard & Smith LLP May 2011 - Present
Pershing, LLC June 2007 - December 2010
Heidell Pittoni Murphy & Bach LLP May 2005 - June 2007
TMP Hudson Global Resources January 2004 - May 2005
Opportunities For A Better Tomorrow December 2001 - August 2003
The Wall Street Source September 1999 - September 2001
Education
LIU Brooklyn 1991 — 1995
Bachelor of Science, Speech and Hearing Pathology
LIU Brooklyn
ABA Approved, Paralegal Studies Program
Richard Brueckner's Pershing LLC Experience October 2010 - December 2011
Job CEO, Pershing LLC, Chief of Staff, BNY Mellon (ret.)
Industry Financial Services
Experience
BNY Mellon May 2003 - Present
Foundation for Investor Education (SIFMA) October 1990 - Present
BNY Mellon October 2011 - September 2015
Muhlenberg College July 2005 - June 2013
Pershing LLC October 2010 - December 2011
Pershing LLC October 2001 - September 2010
Pershing LLC 1999 - 2001
Donaldson, Lufkin & Jenrette 1978 - 2000
Skills
Financial Services, Equities, Securities, Fixed Income, Risk Management, Series 7, Asset Management, Investments, Hedge Funds, Portfolio Management
Education
Muhlenberg College 1967 — 1971
Bachelor of Arts, Economics / Accounting, PhD (Hon.) 2013
BNY Mellon May 2003 - Present
Foundation for Investor Education (SIFMA) October 1990 - Present
BNY Mellon October 2011 - September 2015
Muhlenberg College July 2005 - June 2013
Pershing LLC October 2010 - December 2011
Pershing LLC October 2001 - September 2010
Pershing LLC 1999 - 2001
Donaldson, Lufkin & Jenrette 1978 - 2000
Skills
Financial Services, Equities, Securities, Fixed Income, Risk Management, Series 7, Asset Management, Investments, Hedge Funds, Portfolio Management
Education
Muhlenberg College 1967 — 1971
Bachelor of Arts, Economics / Accounting, PhD (Hon.) 2013
William Djoewanda's Pershing LLC Experience 2007 - 2008
Job Financial Services Professional
Industry Financial Services
Experience
Pershing LLC 2007 - 2008
Skills
Management Administation, Interpersonal Skills, Research and...
Education
Baruch College 2002 — 2003
Bachelor of Business Administration, Human Resource Management
Kingsborough Community College 2000 — 2001
Associate in Applied Science, Business Administration
Pershing LLC 2007 - 2008
Skills
Management Administation, Interpersonal Skills, Research and...
Education
Baruch College 2002 — 2003
Bachelor of Business Administration, Human Resource Management
Kingsborough Community College 2000 — 2001
Associate in Applied Science, Business Administration
Samantha Kefford's Pershing LLC Experience June 2005 - November 2011
Job Near 20 Year Financial Compliance and RegulatoryOfficer
Industry Financial Services
Experience
Home June 2005 - November 2011
Pershing LLC June 2005 - November 2011
Pershing LLC June 2005 - November 2011
Legal and Compliance June 2005 - November 2011
Pershing 2005 - 2011
Quick & Reilly January 1993 - June 2005
Pershing's January 1993 - January 2005
Legal Department January 2001 - January 2002
Quick & Reilly January 1997 - January 2001
International Liaison January 1999 - January 2000
Education
Albertus Magnus College 1989 — 1993
Bachelor of Arts, Economics
Albertus Magnus College
Bachelor of Arts, Economics
Home June 2005 - November 2011
Pershing LLC June 2005 - November 2011
Pershing LLC June 2005 - November 2011
Legal and Compliance June 2005 - November 2011
Pershing 2005 - 2011
Quick & Reilly January 1993 - June 2005
Pershing's January 1993 - January 2005
Legal Department January 2001 - January 2002
Quick & Reilly January 1997 - January 2001
International Liaison January 1999 - January 2000
Education
Albertus Magnus College 1989 — 1993
Bachelor of Arts, Economics
Albertus Magnus College
Bachelor of Arts, Economics
Michelle Julien's Pershing LLC Experience 2001 - 2009
Job Banking Professional
Industry Banking
Experience
Pershing LLC 2001 - 2009
Pershing LLC 2001 - 2009
Skills
Banking, Credit, Financial Services, Credit Risk, Financial Risk, Risk Management
Education
Clara Barton High School
High School Diploma
Long Island University, Brooklyn Campus
Bachelor of Science (B.S.), Business Administration and Management, General
Pershing LLC 2001 - 2009
Pershing LLC 2001 - 2009
Skills
Banking, Credit, Financial Services, Credit Risk, Financial Risk, Risk Management
Education
Clara Barton High School
High School Diploma
Long Island University, Brooklyn Campus
Bachelor of Science (B.S.), Business Administration and Management, General
serema brown's Pershing LLC Experience September 1996 - April 2007
Job Operations Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2007 - Present
Pershing LLC September 1996 - April 2007
Education
ECPI College of Technology
Practical Nursing, Vocational Nursing and Nursing Assistants
LPL Financial June 2007 - Present
Pershing LLC September 1996 - April 2007
Education
ECPI College of Technology
Practical Nursing, Vocational Nursing and Nursing Assistants
Starwood Hotels & Resorts Worldwide, Inc.
Wells Fargo Advisors
Wells Fargo Advisors, LLC
Raytheon Missile Systems
Starwood Hotels & Resorts
Wachovia Securities, LLC
Carestream Health
Pershing