Principal Funds
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Principal Funds Employees
Principal Funds August 2005 - Present
Citibank June 2004 - July 2005
Morgan Stanley January 2004 - June 2004
Skills
Mutual Funds, Series 7, Wealth Management, Series 63, Financial Advisory, Banking, Investments, Retirement, Financial Planning
Education
University of California, Davis
BS, Managerial Economics
Jesuit High School, Sacramento
Principal Funds November 2007 - Present
Franklin Templeton Investments July 1999 - April 2004
Skills
401k, Alternative Investments, Asset Allocation, FINRA, Fixed Income, Insurance, Investment Advisory, Investments, Mutual Funds, Portfolio Management, Securities, Series 24
Education
CSU Sacramento 1997 — 1999
BA, Liberal Studies
Principal Funds January 2007 - November 2014
Russell Investments February 2002 - December 2006
Alliance Bernstein February 2000 - March 2002
Delaware Investments January 1995 - January 2000
Skills
Investments, Mutual Funds, Retirement Planning, Financial Services, Portfolio Management, Financial Planning, Series 7, Wealth Management, Retirement, Asset Management
Education
University of San Diego School of Business Administration 2011 — 2013
Master's degree, Business / Executive Leadership
University of Southern California - Marshall School of Business 1987 — 1991
Bachelor's degree, Finance and Business Economics
Principal Funds October 2014 - Present
Principal Funds January 2013 - October 2014
Principal Funds May 2012 - January 2013
Principal Financial Group April 2011 - May 2012
M&N Trading May 2009 - November 2009
Traditum Group June 2008 - April 2009
Fair Labor Association January 2007 - May 2007
Northwestern Mutual Financial Network May 2006 - August 2006
Skills
Investments, Series 7, Equities, Fixed Income, Microsoft Excel, Commodity, Mutual Funds, Securities, Options, Financial Advisory, Morningstar, Series 66
Education
Indiana University Bloomington 2004 — 2008
BA, Economics
Kent State University 2007 — 2007
Economics - Geneva, Switzerland Semester
Fenwick High School 2000 — 2004
acedesigns August 2009 - Present
Innovative Solutions, Inc April 2012 - November 2012
California State University, Sacramento September 2011 - August 2012
Principal Funds October 2007 - March 2012
acedesigns March 2007 - October 2007
Jelly Belly Candy Company April 2001 - March 2007
London Pacific Life & Annuity November 1999 - April 2001
Manpower of Sacramento June 1996 - December 1998
Skills
Adobe Photoshop, Adobe InDesign, Adobe Illustrator, Project Management, Microsoft Office, Presentation Design, Design Department..., Art Direction, Copy Editing, Page Layout, Creative Problem Solving, Mockups, Mac OS X, Graphic Design, Software Training, Training Delivery, Creative Services, Print Production, Layout, InDesign, Photoshop, Illustrator, Marketing Communications, Graphics, OS X, WordPress, Copywriting
Education
California State University-Sacramento 2009 — 2011
Master's, Liberal Arts
California State University-Sacramento 1994 — 1996
Bachelor's, Art, Film Minor
San Francisco State University 1988 — 1991
Film, Art
Humboldt State University 1986 — 1987
Principal Funds November 2013 - Present
Principal Global Investors March 2012 - November 2013
Aviva Investors January 2011 - March 2012
Aviva Investors January 2009 - January 2011
McKinley Capital Management August 2006 - September 2008
McKinley Capital Management January 2005 - August 2006
Smith Barney April 2003 - January 2005
Skills
Portfolio Management, Equities, Asset Management, Alternative Investments, Asset Managment, Asset Allocation, Investments, Derivatives, Mutual Funds, Fixed Income, Investment Strategies, Bloomberg, Bonds, Series 7, Series 24
Education
University of Alaska Anchorage 2002 — 2004
BA, Management and Marketing
Illinois State University 2000 — 2002
Principal Funds October 2014 - Present
Pinney Insurance Center, Inc January 2010 - May 2014
Eloquence Web & Graphic Design November 2001 - November 2011
Image Awareness Wellness Institute January 2005 - January 2008
Sierra College Adult School August 2005 - September 2005
Placer School for Adults January 2004 - June 2005
Blue Cat Studio, Inc. October 2002 - January 2005
Blue Cat Studio June 2001 - July 2001
Lumberjack Hardware Store July 2000 - July 2001
Skills
Graphics, Dreamweaver, Graphic Design, Logo Design, Web Design, Illustrator, Video, Social Media Marketing, Online Marketing, Advertising, SEO, Social Media, Photography, Wordpress, Creative Direction, Marketing, Photoshop, E-commerce, Direct Marketing, WordPress, Corporate Branding, Google Analytics, Blogging, CSS, Web Development, Copywriting, Online Advertising, HTML, Newsletters
Education
Sierra College 2003 — 2005
2 AAs, Applied Art & Design, Liberal Arts, Art & Humanities
Colfax High School 1998 — 2002
High School, High School/Secondary Diplomas and Certificates
Principal Funds November 2011 - August 2014
Principal Global Investors March 2005 - November 2011
AdTrack Corporation July 2004 - March 2005
Skogman Realty September 2001 - July 2004
Rinderknecht Associates May 1999 - September 2001
Skills
Marketing Strategy, Social Media Marketing, Marketing, Marketing Communications, Public Relations, Social Media, Email Marketing, Corporate Communications, Integrated Marketing, Event Planning, Newsletters, Fundraising, Advertising, Market Research, Press Releases
Education
University of Northern Iowa 1995 — 1999
B.A., Public Relations/Journalism
Principal Funds May 2014 - Present
Morgan Stanley March 2005 - May 2014
Skills
Marketing, Sales, Mutual Funds, College Funding..., IRAs (traditional &..., Asset Allocation, Series 7 & 63, Social Security, Medicare
Education
Buena Vista University 2003 — 2005
Bachelor of Science (BS), Business Management (finance)
Ellsworth Community College 2001 — 2003
Associate of Arts (AA), Business Administration and Management, General
Principal Funds August 2006 - Present
Etrade Financial February 2004 - August 2006
AXA Advisors September 2001 - February 2003
Skills
Mutual Funds, Series 7, Investments, Alternative Investments, Sales Management, Retirement, Series 63, Series 24, Executive Management, Retirement Planning, Financial Services, Securities, Wealth Management, Management, Asset Allocation, Finance
Education
University of California, Santa Barbara 1997 — 2001
B.S., Economics with emphsis in Business
Laguna Creek High School 1994 — 1997
Principal Funds December 2010 - Present
Principal Global Investors July 2004 - December 2010
Education
University of Central Florida 1990 — 1991
MBA, Finance
University of Central Florida 1984 — 1988
BSBA, Finance
Principal Funds December 2007 - Present
E*TRADE Financial September 2006 - September 2007
E*TRADE Financial January 2004 - September 2006
Education
California State University-Chico 2000 — 2003
Bachelor of Science, Business Administration - Emphasis in Finance
Principal Funds February 2012 - Present
Nuveen Investments March 2007 - January 2012
UBS Financial Services July 2000 - March 2007
Education
Southern Illinois University, Carbondale 1992 — 1996
RCEucher & Associates March 2015 - Present
Principal Financial Group March 2013 - March 2015
Principal Financial Group February 2008 - March 2013
Principal Funds January 1999 - March 2008
General Growth Properties May 1990 - May 1994
Skills
Budgets, ERISA, Retirement, Retirement Planning, Succession Planning, Employee Benefits, Investments, Executive Pay, 401k, Mutual Funds, Series 7, Securities, Talent Management, Strategic Planning, Leadership, Contract Negotiation, Process Improvement, Performance Management, Insurance, Mergers & Acquisitions, Recruiting, Employee Relations, Pensions, Benefits Administration, Disability Insurance, Management, Team Building
Education
University of Iowa 1976 — 1979
Juris Doctor, Law
Iowa State University 1974 — 1976
Master of Science, Industrial Relations
Principal Funds August 2015 - Present
Voya Financial August 2013 - August 2015
Transamerica August 2012 - August 2013
ING Financial Partners October 2010 - August 2012
Skills
401k, Series 63, Life Insurance, Sales, Mutual Funds, Fixed Annuities, Retirement Planning, Investments, Series 7, Retirement, IRAs, Roth IRA, Financial Services, Qualified Retirement..., Salesforce.com, Wealth Management, Variable Annuities
Education
University of Iowa - Henry B. Tippie College of Business 2012 — 2014
Master of Business Administration (M.B.A.)
University of Iowa 2006 — 2010
Bachelor's degree, Political Science and Government
Transamerica April 2014 - Present
Principal Funds July 2010 - April 2014
Merrill Lynch March 2008 - July 2010
Morgan Capital October 2004 - January 2008
Skills
Mutual Funds, Series 7, Series 63, Retirement Planning, Mortgage Lending, Wealth Management, Finance, Securities, Selling, Banking, Sales, Salesforce.com, Retirement, Investment Advisory, Investments
Education
California State University-Chico 1999 — 2004
Health Sciences
Nationwide Financial January 2009 - Present
Principal Funds November 2007 - December 2008
RiverSource May 2006 - November 2007
Wells Fargo Investments 1999 - May 2006
Skills
Series 7, Series 63, Mutual Funds, Retirement Planning, 401k, Fixed Annuities, Retirement, Wealth Management, Investments, Asset Allocation, Insurance, Life Insurance
Education
Southern Oregon University 1993 — 1998
BS, Business Management
Ashland High School 1986 — 1990
Voya Financial July 2015 - Present
Principal Funds December 2011 - July 2015
Principal Global Investors November 2010 - November 2011
Principal Financial Group February 2005 - November 2010
Edward Jones 2002 - 2003
Education
Webster University 2005 — 2007
MBA
University of Missouri-Columbia 1996 — 2001
BS, Personal Financial Planning
Principal Funds March 2013 - Present
Principal Funds June 2008 - March 2013
Principal Funds June 2005 - June 2008
E*TRADE Financial Corporation January 1999 - June 2005
Franklin Templeton July 1997 - January 1999
Skills
Process Improvement, Team Building, Leadership, Strategy, Analytics, Marketing, Financial Services, Investments, Mutual Funds, Strategic Planning, Project Management, Product Management, Management, Marketing Strategy, Business Planning, Team Leadership
Education
California Polytechnic State University-San Luis Obispo
B.S., Agricultural Business, Finance
University of California, Davis - Graduate School of Management
M.B.A., Finance & Strategic Management
Principal Funds March 2015 - Present
Navellier & Associates August 2002 - February 2015
Jones & Stokes January 2002 - June 2002
Skills
Equities, Mutual Funds, Series 7, Series 24, Management, Editing, Finance, Marketing, Strategic Planning, Writing
Education
University of Nevada-Reno
MBA, Business
California State University-Sacramento 1997 — 2002
MA, History
California State University-Sacramento
BA, History
Principal Funds May 2014 - Present
Principal Funds December 2011 - April 2014
Charles Schwab June 2010 - January 2012
RMR Wealth Management November 2009 - May 2010
ING Funds September 2008 - October 2009
ING August 2005 - September 2008
ING May 2004 - August 2005
Skills
Mutual Funds, Series 6, Series 24, FINRA, Retirement Planning, Securities, Investments, Alternative Investments, Retirement, 401k, Fixed Annuities, Asset Allocation, Series 65, Wealth Management
Education
Central College 2001 — 2004
Business Management, Finance
Scottrade October 2014 - Present
Wells Fargo January 2013 - October 2014
The Training Associates March 2011 - December 2012
VantisLife Ins. Co. January 2010 - January 2012
SARTA February 2009 - October 2009
Allstate distributors October 2007 - January 2009
Principal Funds January 2004 - October 2007
Citibank January 2003 - December 2003
CalFed Investments September 1999 - January 2003
Wells Fargo Investments November 1996 - September 1999
Skills
Mutual Funds, Sales Management, Insurance, Annuities, Securities, Public Speaking, Customer Service, Customer Relations, Problem Solving, Series 7, Coaching, Strategic Planning, Investments, Team Building, New Business Development, Financial Planning, Consultative Selling, Asset Management, Series 63, 401k, Compliance, Team Leadership, Banking, Retirement Planning, Account Management, Wealth Management, Equities, Series 24, Series 65, Key Account Management, Training &..., Strategic Financial..., Training, Fixed Annuities, Series 6, Investment Advisory, Business Development, Management, Portfolio Management, Strategy, CRM, Leadership, Alternative Investments, Financial Advisory, Risk Management, Financial Services, Entrepreneurship, Retirement, FINRA, Credit
Education
U. S. Army Leadership Development 1989 — 1993
Leadership
American River College 1986 — 1988
Psychology
Merrill Lynch March 2010 - Present
Blaylock Robert Van, LLC July 2009 - March 2010
Thought to Action March 2009 - June 2009
Ivy Funds September 2007 - December 2008
Principal Funds January 2007 - September 2007
WM Group of Funds May 2004 - December 2006
WM Financial Services 1996 - 2004
ASB Financial Services 1996 - 1997
First Interstate Investments 1994 - 1996
James Mitchell and Co. 1989 - 1994
Education
College for Financial Planning 1986 — 1989
CFP
University of Illinois at Urbana-Champaign - College of Business 1981 — 1985
Palatine High School
Rabobank, N.A. February 2014 - Present
Lyon Real Estate October 2007 - February 2014
Principal Funds March 2003 - October 2009
Citibank January 1998 - March 2003
Skills
First Time Home Buyers, Real Estate, Short Sales, Home, Foreclosures, REO, Listings, Investors, Referrals, Sellers, SFR, Single Family Homes, Buyer Representation, Investment Properties, Purchase, Investments, Residential, Buying, Distressed Property, Contract Negotiation, Selling, VA, Resale, Residential Homes, Property, Sales, Real Estate Transactions, Condos, Townhomes, Move Up Buyers, Seniors, Rentals, New Homes, Resellers, Relocation, New Home Sales, FHA, Relocation Buyers, 1031 Exchanges, Real Property, Income Properties, Luxury, ABR, Vacation Homes, e-PRO, Mortgage Lending, Seller Representation, HUD, Property Management, Listing Homes
Education
Mt. San Antonio College 1979 — 1983
Pomona High School 1975 — 1979
Principal Funds August 2015 - Present
Principal Funds September 2014 - August 2015
Allianz February 2014 - September 2014
Skin Rejuvenation Clinic, PA 2013 - 2014
Aveda Institute Minneapolis June 2011 - July 2013
Skills
Sales, •Series 6, 7, and 63..., •Mutual Funds, •Marketing, •Asset Allocation, •IRAs (Traditional &..., •Annuities (Variable &...
Education
University of Minnesota-Twin Cities
Bachelor of Arts (BA), Political Science and Government
Aveda Institute Minneapolis 2010 — 2010
Licensed Esthetician
Principal Funds June 2014 - Present
Principal Financial Group June 2009 - Present
Principal Financial Group June 2002 - June 2011
Principal Financial Group June 1999 - May 2002
Skills
401k, Retirement, Defined Benefit, Retirement Planning, Series 6, Series 63, Retirement Plan..., Pensions, Investments, Mutual Funds, ERISA, Defined Contribution, Employee Benefits
Education
University of Iowa - Henry B. Tippie College of Business 2004 — 2005
MBA
Wartburg College 1995 — 1999
Bachelor of Arts (BA), Marketing/Marketing Management, General
Fisher Investments May 2014 - Present
Principal Funds January 2012 - April 2014
Charles Schwab August 2008 - January 2012
City of Bondurant City Council January 2008 - December 2011
Positive Impact Media, Inc. May 2007 - June 2008
Pulse 99.5 FM May 2007 - June 2008
Bondurant Community Library February 2002 - December 2007
Principal Financial Group May 2006 - May 2007
Principal Financial Group March 2003 - May 2006
AXA Advisors 2002 - 2003
Skills
Series 7, 401k, Mutual Funds, Retirement Planning, Investments, Strategic Financial..., Leadership, Retirement, Wealth Management, Series 63, Investment Advisory, Securities, Fixed Annuities, Asset Allocation, Uniform Combined State..., Series 6, Investment Strategies, Asset Management, Finance, Financial Advisory, Alternative Investments, Investment Management, Portfolio Management, Estate Planning, ETFs, Financial Services
Education
Simpson College 1994 — 1997
B.A., Management, Criminal Justice
East 1988 — 1992
Diploma, 1992
Principal Funds October 2014 - Present
Principal Financial Group October 2013 - October 2014
Merrill Lynch May 2011 - August 2013
General Cable November 2009 - April 2011
General Cable December 2007 - November 2009
General Cable May 2006 - December 2007
Skills
401(k), 403 (b), SEP &..., Annuities (Variable &..., Asset Allocation, Business Continuation..., Business Overhead..., Buy-Sell Agreements, Buy-Sell Review, Charitable Giving, College Funding..., Deferred Compensation..., Disability Income..., Estate Planning, Executive Benefits..., Financial Needs Analysis, Income Protection, Informal Business..., IRAs (Traditional &..., Key Person Insurance, Long-Term Care Insurance, Mutual Funds, Pension Plans, Salary Continuation, Split Dollar Plans, Supplemental Retirement..., Survivor Income, Tax-Deferred Savings, Term Life Insurance, Universal Life Insurance, Wealth Accumumlation, Whole Life Insurance, Retirement Planning, Investments, Retirement, Small Business
Education
University of Kentucky 1995 — 1999
BA/BBA, Psychology/Marketing
Principal Funds March 2014 - Present
Principal Funds November 2013 - February 2014
Principal Funds October 2012 - November 2013
The 801 Group December 2011 - October 2012
Westwood Holdings Group May 2010 - May 2011
Creighton University August 2009 - December 2010
Principal Financial Group June 2008 - July 2009
Best Business Appraisals November 2007 - May 2008
Skills
Series 7, Series 66, Financial Analysis, Morningstar Direct, Zephyr Style Advisor, Equities, Fixed Income, Portfolio Management, Modern Portfolio Theory, Economics, Quantitative Analytics, Qualitative Research, Valuation, Bloomberg Terminal, Mutual Funds, Asset Allocation, Investments, Analysis, Management, Finance, Securities, Social Media
Education
Creighton University 2009 — 2010
Master's, Investment Management and Financial Analysis
Creighton University 2004 — 2008
B.S.B.A., Finance
Principal Funds June 2015 - Present
European Elite Leagues May 2002 - Present
RBC Wealth Management October 2012 - July 2013
Skills
Social Media, Investments, Marketing, Series 7, Coaching, Sales, Finance, Swedish, Social Networking, German, English, Wealth Management, IRAs, Mutual Funds, Retirement Planning, Customer Service, Contract Negotiation, Retirement, Fixed Annuities, Sponsorship, Fundraising, Investment Strategies, Public Speaking, Sports Management, Hockey
Education
University of Minnesota-Twin Cities 1998 — 2003
Bachelor of Science (B.S.), History
Series 7 and 66 License
Principal Funds
Education
Marquette University
Bachelor of Science (BS), Finance, General
University of Iowa
Master of Business Administration (MBA)
Thirty-One Gifts October 2013 - Present
Principal Funds December 2007 - Present
DM Kelly & Company May 2004 - November 2007
Skills
Digital Photography, Paper Craft, Photo Editor, Abstract Paintings, Handmade Jewelry, Art, Creativity, Series 7, Series 63, Canvas Prints, Asset Allocation
Education
Iowa State University 2001 — 2004
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies
Iowa Central Community College 2000 — 2001
Associate of Arts (A.A.)
Kirkwood Community College 1999 — 2000
Small Animal Services
Iowa Central Community College 1998 — 1999
Associate of Arts (A.A.)
Franklin Templeton Investments July 2013 - Present
Franklin Templeton Investments February 2012 - June 2013
Principal Funds May 2007 - January 2012
Franklin Templeton Investments October 2004 - April 2007
Skills
Mutual Funds, Securities Regulation, FINRA, Transfer Agency, Series 6, Series 63, Sarbanes-Oxley, Internal Audit, Risk Management
Education
University of California, Davis - Graduate School of Management 2009 — 2012
MBA
University of California, Davis 2000 — 2004
Bachelor of Science, Managerial Economics
Principal Funds January 2008 - Present
Nationwide Financial June 2000 - December 2007
Davis Funds June 1998 - June 2000
Nationwide Financial 1995 - 1998
Education
The Ohio State University
Fidelity Investments December 2011 - Present
Principal Funds October 2007 - December 2011
Morgan Stanley Smith Barney September 2004 - September 2007
E*TRADE Financial 2001 - 2004
Education
University of Southern California 1996 — 2001
BA, Economics
Principal Funds November 2013 - Present
ADP January 2013 - November 2013
Principal Funds January 2008 - January 2013
ML Stern & Co July 2006 - December 2007
Skills
Financial Advisory, Sales, Mutual Funds, 401k, Investments, Series 7, Territory Management, Retirement Planning, Series 63, Securities, Retirement, Investment Advisory, Alternative Investments, Wealth Management, Strategic Financial..., Portfolio Management
Education
California State University-Chico 2003 — 2006
Journalism, Public Relations, Advertising, and Applied Communication
Principal Funds February 2014 - Present
American Equity November 2013 - February 2014
Financial Architects June 2012 - November 2013
Skills
Microsoft Office, Customer Service, Microsoft Word, Marketing, Marketing Communications, Marketing Strategy, Insurance, Account Management, Banking, Financial Analysis, Leadership, Microsoft Excel, Project Management, Risk Management, Sales, Time Management, Public Speaking, Teamwork, Strategic Planning
Education
Iowa State University - College of Business 2008 — 2012
Finance, Finance, General
Ankeny High School
2008
Principal Financial Group August 2015 - Present
Principal Global Investors August 2015 - August 2015
Principal Funds May 2015 - August 2015
Arthur J. Gallagher & Co. May 2014 - August 2014
Glen Oaks Country Club May 2013 - August 2013
Principal Financial Group May 2013 - May 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Photoshop, Social Media, Teamwork, Public Speaking, Java, Time Management, Achieving Measurable..., Communication Skills, Sales, Social Networking, Leadership, Marketing, Facebook, Health Insurance, Life Insurance
Education
Drake University 2012 — 2016
Marketing/Sales Management, Information Systems
Hinton High School 2008 — 2012
Principal Funds July 2014 - Present
Principal Financial Group September 1995 - July 2014
Education
University of Iowa 2011 — 2015
Master of Business Administration (M.B.A.)
William Penn University 2007 — 2009
Bachelor of Business Administration (B.B.A.)
Principal Funds June 2015 - Present
Principal Funds January 2012 - June 2015
MetroEdge January 2011 - December 2012
Chase Investment Services, Inc. June 2010 - January 2012
Ameriprise Financial February 2005 - June 2010
Panattoni Construction March 1998 - February 2005
Step Ahead Investments January 1997 - May 1998
Skills
Insurance, Mutual Funds, Retirement, Investments, Series 7, Series 66
Education
California State University-Sacramento 1999 — 2002
BA, Economics
Mckesson August 2010 - January 2015
TEKsystems July 2002 - January 2015
TEKsystems 2002 - 2015
TEKsystems 2002 - 2015
Sebastian Enterprise July 2008 - December 2009
Nevada Irrigaiton District August 2009 - October 2009
Principal Funds September 2005 - June 2008
Kaiser Permanente November 2004 - March 2005
Hansen Information Technologies August 2004 - October 2004
Genentech October 2003 - June 2004
Skills
SharePoint, Data Warehousing, SQL, Business Analysis, Crystal Reports, Databases, Access, Microsoft SQL Server, Visual Basic, Process Improvement, Visio, Oracle, SSRS, HTML, XP
Education
California State University-Hayward - School of Business and Economics 1996 — 1998
BS, Business Admin: CIS & Telcommunication
Principal Funds March 2009 - September 2009
Managers Investment Group August 2007 - November 2008
Rydex 2002 - 2007
Thomson Financial May 1998 - October 2002
Skills
Series 7, Mutual Funds, Alternative Investments, ETFs, Separately Managed..., Asset Allocation, Investments, Wealth Management, Asset Managment, Series 65, Securities, Equities, Hedge Funds
Education
Mary Washington College 1993 — 1997
Bachelor of Science (B.S.), Economics
Westminster High School 1989 — 1993
Sierra Pacific Mortgage Company, Inc. October 2014 - Present
Purple Communications, Inc. May 2013 - November 2013
UC Davis November 2012 - May 2013
Genworth Financial Home Equity Access, Inc. June 2010 - April 2011
Principal Funds November 2007 - June 2009
Sierra Pacific Mortgage February 2003 - September 2007
Central Pacific Mortgage 1999 - 2003
Skills
Marketing, Marketing Strategy, Training, Management, Leadership, Team Management, Project Management, Direct Marketing, Marketing Communications, Sales, Online Marketing, Product Marketing, Public Relations, Advertising, Email Marketing, Strategic Planning, Public Speaking, Digital Media, Budgets, B2B, Team Building, Strategy, Social Media Marketing, Social Networking
Education
California State University-Sacramento 1985 — 1988
Bethany University 1982 — 1985
AA
Oakmont High School
Principal Funds February 2014 - Present
Principal Financial Group May 2011 - January 2014
Principal Financial Group September 2006 - May 2011
Principal Financial Group April 2005 - September 2006
Skills
Series 7, CMFC
Education
Clarke College 1995 — 1999
BA
Principal Funds September 2009 - Present
Principal Funds Distributor, Inc April 2008 - September 2009
Principal Funds Distributor, Inc December 2002 - April 2008
Wells Fargo Bank June 1993 - December 2002
Skills
Series 7, Series 63, Securities, Mutual Funds, Retirement, Retirement Planning, Uniform Combined State..., 401k, Alternative Investments
Education
Sierra College
Principal Funds June 2015 - Present
Hartford Funds January 2013 - May 2015
Thrivent Financial for Lutherans March 2011 - January 2013
KPMG June 2005 - April 2011
Carlson Companies June 2004 - September 2004
Skills
Corporate Tax, Tax Accounting, Financial Reporting, Accounting, Financial Analysis, Financial Accounting, Mutual Funds, Internal Audit, Finance, Income Tax, Tax Preparation, Tax Research, Investments, US GAAP, Team Motivation, Employee Engagement, Leadership, Auditing, International Tax, Partnership Taxation, Financial Services, SEC filings, Internal Controls, Tax Returns, Big 4, External Audit, Fund Accounting, Tax Advisory, Hedge Funds, Mutual Fund Taxation, Complex Security..., Tax, Alternative Investments, Microsoft Excel, Derivatives, Process Improvement, Analysis
Education
University of Minnesota - Carlson School of Management 2001 — 2005
BS, Accounting
Vermillion High School 1997 — 2001
Principal Funds Sr. Manager Mutual Fund OperationsPrincipal Financial Group2007 - Present
Skills
Series 63, Series 6, Mutual Funds
Education
University of California, Berkeley 1985 — 1989
Principal Bank & Princor Financial Services Corporation March 2015 - Present
Principal Bank & Principal Trust Company June 2014 - March 2015
Principal Funds March 2012 - June 2014
Principal Funds August 2011 - March 2012
Principal Funds June 2008 - July 2011
Principal Financial Group January 2007 - June 2008
Skills
Mutual Funds, Investments, Series 7, Retirement, Retirement Planning, Series 63, 401k, Investment Advisory, Strategic Planning, Series 6, CEBS, Certified Investment..., Series 24
Education
Central College 1992 — 1996
Bachelor of Arts (B.A.), Business Management
KBS Capital Markets Group February 2010 - Present
Principal Funds May 2005 - September 2009
OppenheimerFunds April 1996 - May 2005
Skills
Mutual Funds, Wealth Management, Series 7, Investments, Series 63, Equities, Securities, Retirement Planning, Investment Advisory, Retirement, Strategic Financial..., Alternative Investments, 401k
Education
Providence College 1991 — 1995
Bachelor of Arts (B.A.), Political Science and Government
Franklin Templeton Investments June 2012 - Present
Principal Funds January 2000 - July 2012
MFEA 2004 - 2007
WM Group of Funds 2000 - 2006
Franklin Templeton Investments 1995 - 1999
Franklin Templeton Investments 1995 - 1997
Skills
Mutual Funds, Series 7, Portfolio Management, Asset Allocation, Financial Advisory, Marketing, Management, Securities, Product Marketing, Strategy, Alternative Investments, Marketing Strategy, Investments, Separately Managed..., Investment Advisory, ETFs
Education
California Polytechnic State University-San Luis Obispo 1992 — 1994
BS, Finance
Pasadena High School
Franklin Templeton Investments October 2009 - Present
Columbia Management January 2008 - November 2009
Principal Funds August 2005 - January 2008
Skills
Series 6, Series 63, Series 7, 401k, Series 24, Wealth Management, Investment Advisory
Education
Dominican University of California 1997 — 1999
BA, Psychology
Dominican University of California 1997 — 1999
BA, Psychology
Principal Financial Group January 2013 - Present
Principal Funds March 2012 - February 2013
Principal Financial Group February 2007 - March 2012
Skills
Series 7, Retirement Planning
Education
Iowa State University 1998 — 2000
Bachelor of Arts (B.A.), Political Science and Government
Principal Funds Internal WholesalerPrincipal Financial Group2007 - Present
Education
University of California, Davis 1995 — 2000
ING DIRECT Investing 2009 - Present
Washington Mutual July 2007 - December 2009
WaMu Capital Corp. now part of JP Morgan Chase 2007 - 2008
Principal Funds 2004 - 2007
Symetra/Safeco Investment Services 2000 - 2004
Skills
Bank Secrecy Act, Payments, AML, Operational Risk, Bloomberg, Sarbanes-Oxley Act, Securities, Series 24, OFAC, Capital Markets, Credit Analysis, FINRA, Valuation
Education
City University of Seattle 2003 — 2009
MBA, Financial Management
University of Washington 1989 — 1994
B.A., Economics
Russell Investments October 2014 - Present
Principal Funds February 2004 - October 2014
Principal Financial Group February 2004 - October 2014
Principal Financial Group - Edge Asset Management, Inc. 2004 - March 2009
Edmonds Community College 2005 - 2007
WM Group of Funds 2004 - December 2006
WM Funds Distributor, Inc. 2004 - 2006
Symetra Financial 1997 - 2004
Skills
Fluent Spanish, Mutual Funds, Marketing, Securities, Series 63, Series 6, Advertising, 401k, Series 7, Investment Advisory, Risk Management
Education
Edmonds Community College 2003 — 2004
Advanced Paralegal, Estate Planning/Probate
Brigham Young University 1990 — 1995
Bachelor of Arts (BA), History/Economic Geography
JP Morgan Asset Management March 2007 - Present
JP Morgan Asset Management March 2007 - December 2011
Principal Funds December 2005 - March 2007
Ceridian Retirement Plan Services 2001 - 2005
Skills
Investments, Defined Contribution, Retirement Planning, Mutual Funds, 401k, Series 63, Asset Allocation, Asset Management, Series 7, Alternative Investments, Defined Benefit, Financial Advisory, Investment Management, Retirement, Investment Advisory, Wealth Management, Uniform Combined State..., Separately Managed..., Financial Services, Series 24, ETFs, FINRA, Series 65, Investment Strategies, Series 6, Securities, Portfolio Management, Equities, Fixed Income, Fixed Annuities, Wealth Management..., Bonds, Pensions, Retirement Plan..., Hedge Funds, Institutional...
Education
Florida State University 1994 — 1998
Bachelor of Science (BS), Finance, General
Principal Funds March 2013 - Present
Principal Funds May 2008 - March 2013
Principal Financial Group September 2002 - April 2008
Skills
Financial Services, Strategic Communications, Microsoft Excel, Marketing, Social Media, Newsletters, Strategic Planning, Advertising, Corporate Communications, Marketing Strategy, Social Media Marketing, Customer Service, Writing, Marketing Communications
Education
University of Iowa 1998 — 2002
Bachelor of Business Administration (BBA), Marketing
University of Iowa 1998 — 2002
M.A., Journalism and Mass Communication
University of Iowa - Henry B. Tippie College of Business 1998 — 2002
B.S., Marketing
Principal Funds January 2007 - Present
Washington Mutual, Inc. March 2005 - January 2007
Washington Mutual, Inc. August 2001 - March 2005
Franklin Templeton Investments August 1997 - August 2001
Lincoln Financial Group September 1995 - August 1997
Skills
Mutual Funds, Valuation, Contract Negotiation, Marketing Strategy, Series 7, Series 63, Alternative Investments, Securities, 401k, Wealth Management, Investment Advisory, Retirement, Retirement Planning, Asset Managment, Asset Allocation, Equities, Portfolio Management, Financial Advisory
Education
Charter Oak State College
BA, Liberal Studies
Università degli Studi di Macerata
Principal Funds December 2008 - Present
AXA Distributors March 2007 - November 2008
AXA Distributors May 2004 - February 2007
Skills
Series 7, Series 63, Mutual Funds, Alternative Investments
Education
Saint Lawrence University 1999 — 2003
BA
Principal Funds March 2007 - Present
Principal Financial Group 2007 - Present
Education
University of California, Berkeley
Principal Funds January 2005 - Present
WM Group of Funds 2005 - 2006
Fidelity Investments 2001 - 2005
mPower, Inc. September 2000 - April 2001
Education
University of California, Berkeley 1996 — 2000
B.A., Economics
St. Francis High School 1992 — 1996
Principal Funds May 2010 - Present
Principal Global Investors June 2008 - June 2010
Principal Global Investors June 2001 - November 2009
GuideOne Insurance January 1998 - April 2000
Wells Fargo Bank June 1994 - January 1999
Skills
Advertising, Email Marketing, Web Marketing, Video Production, Brand Management, SEM, Marketing Communications, Corporate Communications, Marketing Strategy, Social Media Marketing, Investments, Copywriting, Strategic Communications, Marketing, Market Research
Education
Drake University 2005 — 2008
MBA, Finance
Iowa State University - College of Business 1990 — 1994
BA, Marketing
Principal Funds December 2014 - Present
Principal Financial Group April 2007 - December 2014
WM Funds Distributor, Inc. 2005 - 2006
WM Group of Funds 2004 - 2005
Curley Planning Services September 1995 - June 2004
Sacramento Magazine March 1986 - December 1989
The Sacramento Bee January 1976 - June 1979
Skills
Certified Financial..., Mutual Funds, Series 24, Series 7, Series 63, Investments
Education
College for Financial Planning
CFP
California State University-Sacramento 1975 — 1979
BA, Journalism, History
Principal Funds September 2009 - Present
RS investments October 2008 - September 2009
Evergreen Investments 2007 - 2008
J&W Seligman 2004 - 2007
Skills
Mutual Funds
Education
University of Kentucky 1993 — 1997
Business
Principal Funds April 2013 - Present
Robert Half Technology June 2012 - March 2013
EDJE technologies September 2010 - June 2012
Iowa Natural Heritage Foundation August 2009 - August 2010
Meredith May 2008 - January 2009
ALT Magazine 2008 - 2009
Skills
Graphic Design, CSS, Adobe Creative Suite, HTML, Dreamweaver, Art Direction, Layout, Photoshop, Logo Design, Adobe Acrobat, Banners, WordPress, Graphics, Magazines, InDesign, Photography, Brochures, Corporate Identity, Typography, Flash, JavaScript, User Interface Design, Illustrator, Mac, Branding & Identity, Posters, Visual Communication, Social Media, Corporate Branding, Agile, Postcards, Photos, Logos, Communication Design, Publications, Visual, New Media, Interaction Design, Facebook, HTML 5, CSS3, HTML emails, Project Management, Agile Marketing, Vendor Management, Contract Negotiation, RFP, Presentation Skills, Digital Strategy, Global Marketing
Education
Grand View College 2008 — 2010
BA, Graphic Design/Photography
Morgan Stanley August 2015 - Present
Piedmont Capital Distributors March 2014 - July 2015
Principal Funds June 2005 - November 2013
The Hartford March 2003 - June 2005
UBS April 2002 - February 2003
Ohio National Financial Services October 1999 - April 2002
Legg Mason October 1994 - October 1999
Skills
Mutual Funds, Sales, Wealth Management, Investment Advisory, Client Development, Investments, Sales Presentations, Series 6, Series 7, Series 63, Retirement Planning, Fixed Annuities, Separately Managed..., 401k, Financial Advisory
Education
Salisbury University 1979 — 1983
Bachelor of Arts (BA), Political Science-History-Economics
API Funds May 2014 - Present
Dreyfus May 2009 - April 2014
Principal Funds March 2007 - May 2009
Enterprise Fund Distributors 2003 - 2007
CUNA Mutual Group 2001 - 2002
AIM Investments January 1997 - 2001
Skills
Sales, Selling, Series 65, Series 63, Series 7, Strategic Planning, Wealth Management, Mutual Funds, Marketing, Investments, Alternative Investments
Education
University of Houston
Bachelor of Science (B.S.), Economics
Principal Funds October 2011 - Present
Delaware Investments, a member of the Macquarie Group February 2007 - September 2011
AXA Enterprise November 1998 - February 2007
Enterprise Capital 1998 - 2007
Enterprise Capital Management 1998 - 2007
Invesco Aim November 1995 - November 1998
AIM Investments 1995 - 1998
Education
Baylor University - Hankamer School of Business 1990 — 1994
BBA, Finance
Guggenheim Partners Investment Mangagement, LLC March 2014 - Present
Principal Funds July 2008 - March 2014
Principal Global Investors January 1999 - July 2008
Principal International July 1997 - December 1998
Principal Commercial Real Estate Investors July 1994 - June 1997
Principal Financial Group July 1992 - July 1994
Principal Financial Group January 1991 - July 1992
Skills
Series 7, Mutual Funds, Alternative Investments, Series 63, Investments, Asset Allocation, Investment Advisory, Asset Managment, Series 24, Wealth Management, Series 65, Portfolio Management, Separately Managed..., Equities, Securities, Retirement Planning, ETFs, Retirement, Strategic Financial..., Financial Advisory, Wealth, Risk Management, Defined Benefit, Due Diligence, Institutional, Equity Valuation, Capital Markets, Insurance, Institutional..., Relationship Management, Fund Of Funds, Pensions, Financial Analysis, Pension Funds, Defined Contribution, Variable Annuities, Equity Research, Valuation, Fixed Annuities, Financial Markets, Bonds, Hedge Funds, Finance, 401k, Investment Management, Investment Strategies, Fixed Income, Financial Modeling, Life Insurance, Asset Management
Education
Drake University 1992 — 1994
MBA, International Business, 3.93
University of Nebraska-Lincoln 1986 — 1990
bachelors, Finance
Principal Funds January 2012 - Present
UBS Financial Services January 2009 - December 2011
Merrill Lynch May 2008 - January 2009
Skills
Alternative Investments, Series 7, Series 66, Morningstar
Education
The University of Tennessee at Chattanooga 2004 — 2008
B.S., Finance
Principal Funds March 2011 - October 2014
Hartford August 2007 - March 2011
AIM Investments 1997 - 2007
Skills
Series 7, Series 63, Mutual Funds, Investments, Asset Allocation, Alternative Investments, Retirement Planning, Wealth Management, Asset Management, Retirement
Education
University of Houston 1991 — 1996
Bachelor, Finance
Principal Funds December 2013 - Present
Principal Funds April 2011 - November 2013
Independent Consultant 2010 - March 2011
Holmes Murphy Financial Services April 2010 - August 2010
Principal Global Investors December 2001 - May 2009
A.G. Edwards & Sons, Inc. September 1993 - December 2001
May Department Stores February 1990 - September 1993
McDonnell Douglas February 1989 - February 1990
Skills
Financial Analysis, Financial Modeling, Investor Relations, Statistics, Due Diligence, Research, Valuation, Equity Research, DCF, Equity Valuation, Writing Skills, Money Management, Fundamental Research, Portfolio Management, Value Investing, Stock Picking, Sector Analysis, Buy-side, Sell Side, Alternative Investments, Wealth Management, Investments, portfolio construction, Portfolio Optimization, Securities, Strategic Financial..., Bloomberg, Finance, Financial Services, Risk Management, Equities, Analysis
Education
University of Missouri-Columbia 1987 — 1988
MBA, Finance
University of Missouri-Columbia 1982 — 1986
BA, Economics
DeSmet 1978 — 1982
Shea & Associates January 2009 - Present
Principal Funds 2007 - 2008
Shea & Associates 1993 - 2008
Skills
Budgets, Meeting Planning, Program Management
Education
University of Arizona 1974 — 1979
BA, Physical Anthropology
Natixis Global Asset Management January 2014 - Present
Principal Funds July 2005 - January 2014
WM Group of Funds 2005 - 2007
Lincoln Financial Distributors 2004 - 2005
Education
University of California, Berkeley, Haas School of Business
CIMA
The Principal Financial Group 2008 - Present
Principal Funds December 2007 - Present
Lord Abbett December 1996 - December 2007
Merrill Lynch May 1991 - December 1994
Skills
Mutual Funds, Alternative Investments, Series 7, Investment Advisory, Series 24, Financial Advisory, 401k, Series 65
Education
State University of New York at Binghamton 1982 — 1986
BA
Principal Funds August 2005 - May 2009
Lawrence Berkeley National Laboratory August 2001 - August 2005
University of California September 1999 - August 2001
State of California October 1996 - September 1999
ESPN July 1991 - September 1996
Education
San Jose State University 1978 — 1980
BA, Liberal Studies
Principal Funds April 2008 - Present
Fidelity Investments 2003 - 2007
Morgan Stanley Wealth Management 2002 - 2003
Education
University of South Carolina - The Moore School of Business
Finance/Marketing
Principal Funds August 2015 - Present
Scottrade September 2005 - August 2015
Etrade Financial February 2005 - September 2005
US Small Business Administration October 2004 - February 2005
Dan Gamel RV Center August 2003 - September 2004
Skills
Investments, Finance, Mortgage Lending, Leadership, Team Building, Strategic Planning, Financial Planning, Negotiation
Education
Hawaii Pacific University 2000 — 2002
Entrepreneurial Business
Upper Iowa University 1996 — 1998
Associate's degree, General Studies
Principal Financial Group 2011 - Present
Principal Funds January 2010 - December 2010
Principal Financial Group 2006 - 2009
Education
The American College 2007 — 2010
ChFC, Financial Planning
Grand View College 1995 — 1999
BA, Business Administration
Principal Funds April 2015 - Present
Principal Financial Group July 2012 - Present
Schneider National July 2011 - May 2012
Skills
Qualified Retirement..., Sales, 401k, Defined Contribution
Education
University of Iowa 2007 — 2010
Communication, Sustainability
Marquette University 2007 — 2008
Communication, General
Dowling Catholic High School
Principal Funds January 2008 - Present
Education
California State University-Sacramento
Bachelor Degree, Organizational Communications/Business Administration
Principal Funds August 2012 - Present
Principal Funds July 2010 - Present
Principal Funds July 2007 - July 2010
American Funds September 2005 - July 2007
Skills
Securities, FINRA, Investment Advisory, Retirement Planning, Portfolio Management, Asset Allocation, Equities, Financial Advisory, Strategic Financial..., Asset Managment, Fixed Income, Risk Management, Investment Strategies, Process Improvement, Series 65, Team Building, Strategic Planning, Coaching
Education
UC Davis 1996 — 1997
BA, Business Administration
Sierra College 1993 — 1995
Principal Funds January 2011 - Present
Principal Funds 2006 - 2010
WM Group of Funds 2004 - 2006
WM Group of Funds 2002 - 2004
WM Group of Funds 2001 - 2002
WM Group of Funds 2000 - 2001
WM Financial Services 1999 - 2000
Fortis Financial Group 1998 - 1999
Skills
Business Development, Retirement, Investments, Mutual Funds, Series 7, Series 63, Retirement Planning, Asset Management, Securities, Series 24, Relationship Management
Education
UC Irvine 1994 — 1998
Bachelor of Arts (B.A.), Economics
Baker & Taylor 2012 - Present
Society for Disabled Children November 2009 - July 2011
Girl Scouts of Central California South October 2008 - November 2009
Principal Funds April 2006 - September 2007
Kmart Corporation January 1995 - January 2001
Skills
Administrative..., Event Planning, Fundraisers, Project Planning, Store Management, Fundraising, Sales, Retail, Merchandising, Sales Operations, Microsoft Word, Microsoft Excel, PowerPoint
Education
Liberty University 2015 — 2018
Master of Arts (M.A.), Life Coaching and Counseling
CSU Bakersfield
Bachelor of Science (BS), Business Administration and Management, General
Principal Funds October 2014 - Present
Gear Communication Services, LLC December 2007 - September 2014
Principal Financial Group December 2004 - August 2007
Principal Global Investors November 2001 - December 2004
Palm Beach Atlantic University August 1998 - July 2001
Skills
Marketing Communications, Retirement, Financial Services, Investments, Marketing..., Writing, Event Planning, Event Management, Social Media Marketing, Strategic Communications, Team Management, Consulting, Project Management, Vendor Management, Email Marketing, Digital Communication...
Education
Northwestern College 1994 — 1998
Bachelor of Arts (B.A.), Business Communications
Principal Funds August 2007 - Present
Victory Capital Management January 1997 - June 2007
Education
Thomas Edison State College
Bachelor's degree, Natural Science and Mathematics
Siena College 1983 — 1986
Pre-Medicine/Pre-Medical Studies
Principal Funds May 2012 - Present
Skills
Mutual Funds, Series 7
Education
California State University-Sacramento 2004 — 2006
Bachelor's degree, Organizational Communication, General