Principal Funds

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Principal Funds Employees

Employee
Years
Job
Industry
Tony Kafouros Tony Kafouros San Francisco Bay Area Details
Tony Kafouros's Principal Funds Experience August 2005 - Present
Job Regional Director at Principal Funds
Industry Financial Services
Experience
Principal Funds   August 2005 - Present
Citibank  June 2004 - July 2005
Morgan Stanley  January 2004 - June 2004

Skills
Mutual Funds, Series 7, Wealth Management, Series 63, Financial Advisory, Banking, Investments, Retirement, Financial Planning

Education
University of California, Davis
BS, Managerial Economics

Jesuit High School, Sacramento

Amy Rexford Amy Rexford Sacramento, California Area Details
Amy Rexford's Principal Funds Experience November 2007 - Present
Job Sr. Product Manager at Principal Funds
Industry Financial Services
Experience
Principal Funds   November 2007 - Present
Franklin Templeton Investments  July 1999 - April 2004

Skills
401k, Alternative Investments, Asset Allocation, FINRA, Fixed Income, Insurance, Investment Advisory, Investments, Mutual Funds, Portfolio Management, Securities, Series 24

Education
CSU Sacramento   1997 — 1999
BA, Liberal Studies

Wayne W. Wagner Wayne W. Wagner Minneapolis, Minnesota Details
Wayne W. Wagner's Principal Funds Experience January 2007 - November 2014
Job Vice President, Head of Wealth Management Consultants at Ameriprise Financial
Industry Investment Management
Experience
Principal Funds   January 2007 - November 2014
Russell Investments  February 2002 - December 2006
Alliance Bernstein  February 2000 - March 2002
Delaware Investments  January 1995 - January 2000

Skills
Investments, Mutual Funds, Retirement Planning, Financial Services, Portfolio Management, Financial Planning, Series 7, Wealth Management, Retirement, Asset Management

Education
University of San Diego School of Business Administration   2011 — 2013
Master's degree, Business / Executive Leadership

University of Southern California - Marshall School of Business   1987 — 1991
Bachelor's degree, Finance and Business Economics

Connor Chakeen Connor Chakeen Houston, Texas Area Details
Connor Chakeen's Principal Funds Experience October 2014 - Present
Job Associate Regional Director at Principal Funds
Industry Financial Services
Experience
Principal Funds   October 2014 - Present
Principal Funds   January 2013 - October 2014
Principal Funds   May 2012 - January 2013
Principal Financial Group  April 2011 - May 2012
M&N Trading  May 2009 - November 2009
Traditum Group  June 2008 - April 2009
Fair Labor Association  January 2007 - May 2007
Northwestern Mutual Financial Network  May 2006 - August 2006

Skills
Investments, Series 7, Equities, Fixed Income, Microsoft Excel, Commodity, Mutual Funds, Securities, Options, Financial Advisory, Morningstar, Series 66

Education
Indiana University Bloomington   2004 — 2008
BA, Economics

Kent State University   2007 — 2007
Economics - Geneva, Switzerland Semester

Fenwick High School   2000 — 2004

Jason Scholl Jason Scholl Sacramento, California Area Details
Jason Scholl's Principal Funds Experience October 2007 - March 2012
Job Graphic Designer / Art Director / Design Dept Manager
Industry Graphic Design
Experience
acedesigns   August 2009 - Present
Innovative Solutions, Inc  April 2012 - November 2012
California State University, Sacramento  September 2011 - August 2012
Principal Funds   October 2007 - March 2012
acedesigns   March 2007 - October 2007
Jelly Belly Candy Company  April 2001 - March 2007
London Pacific Life & Annuity   November 1999 - April 2001
Manpower of Sacramento   June 1996 - December 1998

Skills
Adobe Photoshop, Adobe InDesign, Adobe Illustrator, Project Management, Microsoft Office, Presentation Design, Design Department..., Art Direction, Copy Editing, Page Layout, Creative Problem Solving, Mockups, Mac OS X, Graphic Design, Software Training, Training Delivery, Creative Services, Print Production, Layout, InDesign, Photoshop, Illustrator, Marketing Communications, Graphics, OS X, WordPress, Copywriting

Education
California State University-Sacramento   2009 — 2011
Master's, Liberal Arts

California State University-Sacramento   1994 — 1996
Bachelor's, Art, Film Minor

San Francisco State University   1988 — 1991
Film, Art

Humboldt State University   1986 — 1987

Crystal McClenthen, CFA Crystal McClenthen, CFA Des Moines, Iowa Area Details
Crystal McClenthen, CFA's Principal Funds Experience November 2013 - Present
Job Senior Product Manager at Principal Funds
Industry Financial Services
Experience
Principal Funds   November 2013 - Present
Principal Global Investors  March 2012 - November 2013
Aviva Investors  January 2011 - March 2012
Aviva Investors  January 2009 - January 2011
McKinley Capital Management  August 2006 - September 2008
McKinley Capital Management  January 2005 - August 2006
Smith Barney  April 2003 - January 2005

Skills
Portfolio Management, Equities, Asset Management, Alternative Investments, Asset Managment, Asset Allocation, Investments, Derivatives, Mutual Funds, Fixed Income, Investment Strategies, Bloomberg, Bonds, Series 7, Series 24

Education
University of Alaska Anchorage   2002 — 2004
BA, Management and Marketing

Illinois State University   2000 — 2002

Heather Foster Heather Foster Sacramento, California Area Details
Heather Foster's Principal Funds Experience October 2014 - Present
Job Digital Marketing Coordinator at Principal Funds
Industry Marketing and Advertising
Experience
Principal Funds   October 2014 - Present
Pinney Insurance Center, Inc  January 2010 - May 2014
Eloquence Web & Graphic Design   November 2001 - November 2011
Image Awareness Wellness Institute   January 2005 - January 2008
Sierra College Adult School   August 2005 - September 2005
Placer School for Adults  January 2004 - June 2005
Blue Cat Studio, Inc.   October 2002 - January 2005
Blue Cat Studio   June 2001 - July 2001
Lumberjack Hardware Store   July 2000 - July 2001

Skills
Graphics, Dreamweaver, Graphic Design, Logo Design, Web Design, Illustrator, Video, Social Media Marketing, Online Marketing, Advertising, SEO, Social Media, Photography, Wordpress, Creative Direction, Marketing, Photoshop, E-commerce, Direct Marketing, WordPress, Corporate Branding, Google Analytics, Blogging, CSS, Web Development, Copywriting, Online Advertising, HTML, Newsletters

Education
Sierra College   2003 — 2005
2 AAs, Applied Art & Design, Liberal Arts, Art & Humanities

Colfax High School   1998 — 2002
High School, High School/Secondary Diplomas and Certificates

Lisa Kelderman Lisa Kelderman Des Moines, Iowa Area Details
Lisa Kelderman's Principal Funds Experience November 2011 - August 2014
Job Sr. Communication Strategist
Industry Investment Management
Experience
Principal Funds   November 2011 - August 2014
Principal Global Investors  March 2005 - November 2011
AdTrack Corporation  July 2004 - March 2005
Skogman Realty  September 2001 - July 2004
Rinderknecht Associates   May 1999 - September 2001

Skills
Marketing Strategy, Social Media Marketing, Marketing, Marketing Communications, Public Relations, Social Media, Email Marketing, Corporate Communications, Integrated Marketing, Event Planning, Newsletters, Fundraising, Advertising, Market Research, Press Releases

Education
University of Northern Iowa   1995 — 1999
B.A., Public Relations/Journalism

Jason Topp Jason Topp Waukee, Iowa Details
Jason Topp's Principal Funds Experience May 2014 - Present
Job Internal Wholesaler at Principal Funds
Industry Financial Services
Experience
Principal Funds   May 2014 - Present
Morgan Stanley  March 2005 - May 2014

Skills
Marketing, Sales, Mutual Funds, College Funding..., IRAs (traditional &..., Asset Allocation, Series 7 & 63, Social Security, Medicare

Education
Buena Vista University   2003 — 2005
Bachelor of Science (BS), Business Management (finance)

Ellsworth Community College   2001 — 2003
Associate of Arts (AA), Business Administration and Management, General

Matt Huyett, AAMS Matt Huyett, AAMS Sacramento, California Area Details
Matt Huyett, AAMS's Principal Funds Experience August 2006 - Present
Job Divisional Sales Manager Internal
Industry Financial Services
Experience
Principal Funds   August 2006 - Present
Etrade Financial  February 2004 - August 2006
AXA Advisors  September 2001 - February 2003

Skills
Mutual Funds, Series 7, Investments, Alternative Investments, Sales Management, Retirement, Series 63, Series 24, Executive Management, Retirement Planning, Financial Services, Securities, Wealth Management, Management, Asset Allocation, Finance

Education
University of California, Santa Barbara   1997 — 2001
B.S., Economics with emphsis in Business

Laguna Creek High School   1994 — 1997

James Robinson, CIMA, CFP James Robinson, CIMA, CFP Clearwater, Florida Details
James Robinson, CIMA, CFP's Principal Funds Experience December 2010 - Present
Job Senior Regional Director at Principal Funds
Industry Financial Services
Experience
Principal Funds   December 2010 - Present
Principal Global Investors  July 2004 - December 2010

Education
University of Central Florida   1990 — 1991
MBA, Finance

University of Central Florida   1984 — 1988
BSBA, Finance

Jeremy Preddy Jeremy Preddy Sacramento, California Area Details
Jeremy Preddy's Principal Funds Experience December 2007 - Present
Job Senior Internal Wholesaler at Principal Funds
Industry Financial Services
Experience
Principal Funds   December 2007 - Present
E*TRADE Financial  September 2006 - September 2007
E*TRADE Financial  January 2004 - September 2006

Education
California State University-Chico   2000 — 2003
Bachelor of Science, Business Administration - Emphasis in Finance

Pam Suing Pam Suing Greater New York City Area Details
Pam Suing's Principal Funds Experience February 2012 - Present
Job Regional Director RIA at Principal Funds
Industry Financial Services
Experience
Principal Funds   February 2012 - Present
Nuveen Investments  March 2007 - January 2012
UBS Financial Services  July 2000 - March 2007

Education
Southern Illinois University, Carbondale   1992 — 1996

Ralph Eucher Ralph Eucher Des Moines, Iowa Area Details
Ralph Eucher's Principal Funds Experience January 1999 - March 2008
Job Managing Partner at RCEucher & Associates
Industry Financial Services
Experience
RCEucher & Associates   March 2015 - Present
Principal Financial Group  March 2013 - March 2015
Principal Financial Group  February 2008 - March 2013
Principal Funds   January 1999 - March 2008
General Growth Properties  May 1990 - May 1994

Skills
Budgets, ERISA, Retirement, Retirement Planning, Succession Planning, Employee Benefits, Investments, Executive Pay, 401k, Mutual Funds, Series 7, Securities, Talent Management, Strategic Planning, Leadership, Contract Negotiation, Process Improvement, Performance Management, Insurance, Mergers & Acquisitions, Recruiting, Employee Relations, Pensions, Benefits Administration, Disability Insurance, Management, Team Building

Education
University of Iowa   1976 — 1979
Juris Doctor, Law

Iowa State University   1974 — 1976
Master of Science, Industrial Relations

Kelsey Meighan Kelsey Meighan Des Moines, Iowa Details
Kelsey Meighan's Principal Funds Experience August 2015 - Present
Job Internal Wholesaler at Principal Financial Group
Industry Financial Services
Experience
Principal Funds   August 2015 - Present
Voya Financial  August 2013 - August 2015
Transamerica  August 2012 - August 2013
ING Financial Partners  October 2010 - August 2012

Skills
401k, Series 63, Life Insurance, Sales, Mutual Funds, Fixed Annuities, Retirement Planning, Investments, Series 7, Retirement, IRAs, Roth IRA, Financial Services, Qualified Retirement..., Salesforce.com, Wealth Management, Variable Annuities

Education
University of Iowa - Henry B. Tippie College of Business   2012 — 2014
Master of Business Administration (M.B.A.)

University of Iowa   2006 — 2010
Bachelor's degree, Political Science and Government

Dominic Suarez Dominic Suarez Sacramento, California Area Details
Dominic Suarez's Principal Funds Experience July 2010 - April 2014
Job Regional Vice President at Transamerica
Industry Financial Services
Experience
Transamerica  April 2014 - Present
Principal Funds   July 2010 - April 2014
Merrill Lynch  March 2008 - July 2010
Morgan Capital   October 2004 - January 2008

Skills
Mutual Funds, Series 7, Series 63, Retirement Planning, Mortgage Lending, Wealth Management, Finance, Securities, Selling, Banking, Sales, Salesforce.com, Retirement, Investment Advisory, Investments

Education
California State University-Chico   1999 — 2004
Health Sciences

Brent Tobiasson Brent Tobiasson Portland, Oregon Area Details
Brent Tobiasson's Principal Funds Experience November 2007 - December 2008
Job Regional Vice President at Nationwide Financial
Industry Financial Services
Experience
Nationwide Financial  January 2009 - Present
Principal Funds   November 2007 - December 2008
RiverSource  May 2006 - November 2007
Wells Fargo Investments  1999 - May 2006

Skills
Series 7, Series 63, Mutual Funds, Retirement Planning, 401k, Fixed Annuities, Retirement, Wealth Management, Investments, Asset Allocation, Insurance, Life Insurance

Education
Southern Oregon University   1993 — 1998
BS, Business Management

Ashland High School   1986 — 1990

Matt Stagner, CFP©, ChFC©, AIF© Matt Stagner, CFP©, ChFC©, AIF© Des Moines, Iowa Details
Matt Stagner, CFP©, ChFC©, AIF©'s Principal Funds Experience December 2011 - July 2015
Job Advanced Planning Consultant at Voya Financial Advisors, Inc.
Industry Financial Services
Experience
Voya Financial  July 2015 - Present
Principal Funds   December 2011 - July 2015
Principal Global Investors  November 2010 - November 2011
Principal Financial Group  February 2005 - November 2010
Edward Jones  2002 - 2003

Education
Webster University   2005 — 2007
MBA

University of Missouri-Columbia   1996 — 2001
BS, Personal Financial Planning

Philip Farinella Philip Farinella Sacramento, California Area Details
Philip Farinella's Principal Funds Experience March 2013 - Present
Job Director, Channel Marketing Strategy at Principal Funds
Industry Financial Services
Experience
Principal Funds   March 2013 - Present
Principal Funds   June 2008 - March 2013
Principal Funds   June 2005 - June 2008
E*TRADE Financial Corporation  January 1999 - June 2005
Franklin Templeton  July 1997 - January 1999

Skills
Process Improvement, Team Building, Leadership, Strategy, Analytics, Marketing, Financial Services, Investments, Mutual Funds, Strategic Planning, Project Management, Product Management, Management, Marketing Strategy, Business Planning, Team Leadership

Education
California Polytechnic State University-San Luis Obispo
B.S., Agricultural Business, Finance

University of California, Davis - Graduate School of Management
M.B.A., Finance & Strategic Management

Traci Sinclair Knox, IACCP Traci Sinclair Knox, IACCP Sacramento, California Area Details
Traci Sinclair Knox, IACCP's Principal Funds Experience March 2015 - Present
Job Compliance Advisor at Principal Funds
Industry Financial Services
Experience
Principal Funds   March 2015 - Present
Navellier & Associates  August 2002 - February 2015
Jones & Stokes  January 2002 - June 2002

Skills
Equities, Mutual Funds, Series 7, Series 24, Management, Editing, Finance, Marketing, Strategic Planning, Writing

Education
University of Nevada-Reno
MBA, Business

California State University-Sacramento   1997 — 2002
MA, History

California State University-Sacramento
BA, History

Mari Bunney Mari Bunney Des Moines, Iowa Area Details
Mari Bunney's Principal Funds Experience May 2014 - Present
Job Associate Regional Director at Principal Funds
Industry Financial Services
Experience
Principal Funds   May 2014 - Present
Principal Funds   December 2011 - April 2014
Charles Schwab  June 2010 - January 2012
RMR Wealth Management   November 2009 - May 2010
ING Funds  September 2008 - October 2009
ING  August 2005 - September 2008
ING  May 2004 - August 2005

Skills
Mutual Funds, Series 6, Series 24, FINRA, Retirement Planning, Securities, Investments, Alternative Investments, Retirement, 401k, Fixed Annuities, Asset Allocation, Series 65, Wealth Management

Education
Central College   2001 — 2004
Business Management, Finance

Michael J. Gaab, CWS® Michael J. Gaab, CWS® Sacramento, California Area Details
Michael J. Gaab, CWS®'s Principal Funds Experience January 2004 - October 2007
Job Branch Manager at Scottrade
Industry Investment Management
Experience
Scottrade  October 2014 - Present
Wells Fargo  January 2013 - October 2014
The Training Associates  March 2011 - December 2012
VantisLife Ins. Co.   January 2010 - January 2012
SARTA  February 2009 - October 2009
Allstate distributors   October 2007 - January 2009
Principal Funds   January 2004 - October 2007
Citibank  January 2003 - December 2003
CalFed Investments   September 1999 - January 2003
Wells Fargo Investments  November 1996 - September 1999

Skills
Mutual Funds, Sales Management, Insurance, Annuities, Securities, Public Speaking, Customer Service, Customer Relations, Problem Solving, Series 7, Coaching, Strategic Planning, Investments, Team Building, New Business Development, Financial Planning, Consultative Selling, Asset Management, Series 63, 401k, Compliance, Team Leadership, Banking, Retirement Planning, Account Management, Wealth Management, Equities, Series 24, Series 65, Key Account Management, Training &..., Strategic Financial..., Training, Fixed Annuities, Series 6, Investment Advisory, Business Development, Management, Portfolio Management, Strategy, CRM, Leadership, Alternative Investments, Financial Advisory, Risk Management, Financial Services, Entrepreneurship, Retirement, FINRA, Credit

Education
U. S. Army Leadership Development   1989 — 1993
Leadership

American River College   1986 — 1988
Psychology

Theresa (Schnetz) Shuping, CFP®, CIMA® Theresa (Schnetz) Shuping, CFP®, CIMA® Sacramento, California Area Details
Theresa (Schnetz) Shuping, CFP®, CIMA®'s Principal Funds Experience January 2007 - September 2007
Job Wealth Management Specialist at Merrill Lynch
Industry Investment Management
Experience
Merrill Lynch  March 2010 - Present
Blaylock Robert Van, LLC  July 2009 - March 2010
Thought to Action   March 2009 - June 2009
Ivy Funds  September 2007 - December 2008
Principal Funds   January 2007 - September 2007
WM Group of Funds  May 2004 - December 2006
WM Financial Services  1996 - 2004
ASB Financial Services   1996 - 1997
First Interstate Investments   1994 - 1996
James Mitchell and Co.   1989 - 1994

Education
College for Financial Planning   1986 — 1989
CFP

University of Illinois at Urbana-Champaign - College of Business   1981 — 1985

Palatine High School

Vicki Gay Vicki Gay Roseville, California Details
Vicki Gay's Principal Funds Experience March 2003 - October 2009
Job Business Analyst with Rabobank, N.A.
Industry Financial Services
Experience
Rabobank, N.A.   February 2014 - Present
Lyon Real Estate  October 2007 - February 2014
Principal Funds   March 2003 - October 2009
Citibank  January 1998 - March 2003

Skills
First Time Home Buyers, Real Estate, Short Sales, Home, Foreclosures, REO, Listings, Investors, Referrals, Sellers, SFR, Single Family Homes, Buyer Representation, Investment Properties, Purchase, Investments, Residential, Buying, Distressed Property, Contract Negotiation, Selling, VA, Resale, Residential Homes, Property, Sales, Real Estate Transactions, Condos, Townhomes, Move Up Buyers, Seniors, Rentals, New Homes, Resellers, Relocation, New Home Sales, FHA, Relocation Buyers, 1031 Exchanges, Real Property, Income Properties, Luxury, ABR, Vacation Homes, e-PRO, Mortgage Lending, Seller Representation, HUD, Property Management, Listing Homes

Education
Mt. San Antonio College   1979 — 1983

Pomona High School   1975 — 1979

Bridget Conlon Bridget Conlon Greater Minneapolis-St. Paul Area Details
Bridget Conlon's Principal Funds Experience August 2015 - Present
Job Regional Director at Principal Funds
Industry Financial Services
Experience
Principal Funds   August 2015 - Present
Principal Funds   September 2014 - August 2015
Allianz  February 2014 - September 2014
Skin Rejuvenation Clinic, PA   2013 - 2014
Aveda Institute Minneapolis  June 2011 - July 2013

Skills
Sales, •Series 6, 7, and 63..., •Mutual Funds, •Marketing, •Asset Allocation, •IRAs (Traditional &..., •Annuities (Variable &...

Education
University of Minnesota-Twin Cities
Bachelor of Arts (BA), Political Science and Government

Aveda Institute Minneapolis   2010 — 2010
Licensed Esthetician

Ryan Schutty Ryan Schutty Des Moines, Iowa Area Details
Ryan Schutty's Principal Funds Experience June 2014 - Present
Job Relationship Manager Investment Only at Principal Funds
Industry Financial Services
Experience
Principal Funds   June 2014 - Present
Principal Financial Group  June 2009 - Present
Principal Financial Group  June 2002 - June 2011
Principal Financial Group  June 1999 - May 2002

Skills
401k, Retirement, Defined Benefit, Retirement Planning, Series 6, Series 63, Retirement Plan..., Pensions, Investments, Mutual Funds, ERISA, Defined Contribution, Employee Benefits

Education
University of Iowa - Henry B. Tippie College of Business   2004 — 2005
MBA

Wartburg College   1995 — 1999
Bachelor of Arts (BA), Marketing/Marketing Management, General

Eric Boatwright, CFP® Eric Boatwright, CFP® Des Moines, Iowa Area Details
Eric Boatwright, CFP®'s Principal Funds Experience January 2012 - April 2014
Job Regional Vice President at Fisher Investments
Industry Financial Services
Experience
Fisher Investments  May 2014 - Present
Principal Funds   January 2012 - April 2014
Charles Schwab  August 2008 - January 2012
City of Bondurant City Council   January 2008 - December 2011
Positive Impact Media, Inc.   May 2007 - June 2008
Pulse 99.5 FM   May 2007 - June 2008
Bondurant Community Library   February 2002 - December 2007
Principal Financial Group  May 2006 - May 2007
Principal Financial Group  March 2003 - May 2006
AXA Advisors  2002 - 2003

Skills
Series 7, 401k, Mutual Funds, Retirement Planning, Investments, Strategic Financial..., Leadership, Retirement, Wealth Management, Series 63, Investment Advisory, Securities, Fixed Annuities, Asset Allocation, Uniform Combined State..., Series 6, Investment Strategies, Asset Management, Finance, Financial Advisory, Alternative Investments, Investment Management, Portfolio Management, Estate Planning, ETFs, Financial Services

Education
Simpson College   1994 — 1997
B.A., Management, Criminal Justice

East   1988 — 1992
Diploma, 1992

Donny Webb, CRPC® Donny Webb, CRPC® Des Moines, Iowa Details
Donny Webb, CRPC®'s Principal Funds Experience October 2014 - Present
Job Internal Wholesaler at Principal Funds
Industry Financial Services
Experience
Principal Funds   October 2014 - Present
Principal Financial Group  October 2013 - October 2014
Merrill Lynch  May 2011 - August 2013
General Cable  November 2009 - April 2011
General Cable  December 2007 - November 2009
General Cable  May 2006 - December 2007

Skills
401(k), 403 (b), SEP &..., Annuities (Variable &..., Asset Allocation, Business Continuation..., Business Overhead..., Buy-Sell Agreements, Buy-Sell Review, Charitable Giving, College Funding..., Deferred Compensation..., Disability Income..., Estate Planning, Executive Benefits..., Financial Needs Analysis, Income Protection, Informal Business..., IRAs (Traditional &..., Key Person Insurance, Long-Term Care Insurance, Mutual Funds, Pension Plans, Salary Continuation, Split Dollar Plans, Supplemental Retirement..., Survivor Income, Tax-Deferred Savings, Term Life Insurance, Universal Life Insurance, Wealth Accumumlation, Whole Life Insurance, Retirement Planning, Investments, Retirement, Small Business

Education
University of Kentucky   1995 — 1999
BA/BBA, Psychology/Marketing

Brett Fisher Brett Fisher Des Moines, Iowa Details
Brett Fisher's Principal Funds Experience March 2014 - Present
Job Product Manager Target Date
Industry Investment Management
Experience
Principal Funds   March 2014 - Present
Principal Funds   November 2013 - February 2014
Principal Funds   October 2012 - November 2013
The 801 Group   December 2011 - October 2012
Westwood Holdings Group  May 2010 - May 2011
Creighton University  August 2009 - December 2010
Principal Financial Group  June 2008 - July 2009
Best Business Appraisals   November 2007 - May 2008

Skills
Series 7, Series 66, Financial Analysis, Morningstar Direct, Zephyr Style Advisor, Equities, Fixed Income, Portfolio Management, Modern Portfolio Theory, Economics, Quantitative Analytics, Qualitative Research, Valuation, Bloomberg Terminal, Mutual Funds, Asset Allocation, Investments, Analysis, Management, Finance, Securities, Social Media

Education
Creighton University   2009 — 2010
Master's, Investment Management and Financial Analysis

Creighton University   2004 — 2008
B.S.B.A., Finance

Nicholas Angell Nicholas Angell Des Moines, Iowa Area Details
Nicholas Angell's Principal Funds Experience June 2015 - Present
Job Internal Wholesaler
Industry Financial Services
Experience
Principal Funds   June 2015 - Present
European Elite Leagues   May 2002 - Present
RBC Wealth Management  October 2012 - July 2013

Skills
Social Media, Investments, Marketing, Series 7, Coaching, Sales, Finance, Swedish, Social Networking, German, English, Wealth Management, IRAs, Mutual Funds, Retirement Planning, Customer Service, Contract Negotiation, Retirement, Fixed Annuities, Sponsorship, Fundraising, Investment Strategies, Public Speaking, Sports Management, Hockey

Education
University of Minnesota-Twin Cities   1998 — 2003
Bachelor of Science (B.S.), History

Series 7 and 66 License

Chris Holman Chris Holman Des Moines, Iowa Area Details
Chris Holman's Principal Funds Experience
Job Internal Sales Partner at Principal Funds
Industry Financial Services
Experience
Principal Funds  

Education
Marquette University
Bachelor of Science (BS), Finance, General

University of Iowa
Master of Business Administration (MBA)

Kasey Walker Kasey Walker Ankeny, Iowa Details
Kasey Walker's Principal Funds Experience December 2007 - Present
Job Mutual Fund Specialist III at Principal Funds
Industry Financial Services
Experience
Thirty-One Gifts  October 2013 - Present
Principal Funds   December 2007 - Present
DM Kelly & Company   May 2004 - November 2007

Skills
Digital Photography, Paper Craft, Photo Editor, Abstract Paintings, Handmade Jewelry, Art, Creativity, Series 7, Series 63, Canvas Prints, Asset Allocation

Education
Iowa State University   2001 — 2004
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies

Iowa Central Community College   2000 — 2001
Associate of Arts (A.A.)

Kirkwood Community College   1999 — 2000
Small Animal Services

Iowa Central Community College   1998 — 1999
Associate of Arts (A.A.)

Dipna Kishore, MBA Dipna Kishore, MBA Sacramento, California Details
Dipna Kishore, MBA's Principal Funds Experience May 2007 - January 2012
Job Finance Professional
Industry Investment Management
Experience
Franklin Templeton Investments  July 2013 - Present
Franklin Templeton Investments  February 2012 - June 2013
Principal Funds   May 2007 - January 2012
Franklin Templeton Investments  October 2004 - April 2007

Skills
Mutual Funds, Securities Regulation, FINRA, Transfer Agency, Series 6, Series 63, Sarbanes-Oxley, Internal Audit, Risk Management

Education
University of California, Davis - Graduate School of Management   2009 — 2012
MBA

University of California, Davis   2000 — 2004
Bachelor of Science, Managerial Economics

Eileen Beal Eileen Beal Sacramento, California Area Details
Eileen Beal's Principal Funds Experience January 2008 - Present
Job Compliance Advisor at Principal Funds
Industry Financial Services
Experience
Principal Funds   January 2008 - Present
Nationwide Financial  June 2000 - December 2007
Davis Funds   June 1998 - June 2000
Nationwide Financial  1995 - 1998

Education
The Ohio State University

Jeff Chorn Jeff Chorn Roseville, California Details
Jeff Chorn's Principal Funds Experience October 2007 - December 2011
Job Account Executive at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments  December 2011 - Present
Principal Funds   October 2007 - December 2011
Morgan Stanley Smith Barney  September 2004 - September 2007
E*TRADE Financial  2001 - 2004

Education
University of Southern California   1996 — 2001
BA, Economics

Jason Arata Jason Arata Sacramento, California Area Details
Jason Arata's Principal Funds Experience November 2013 - Present
Job Principal Funds
Industry Financial Services
Experience
Principal Funds   November 2013 - Present
ADP  January 2013 - November 2013
Principal Funds   January 2008 - January 2013
ML Stern & Co   July 2006 - December 2007

Skills
Financial Advisory, Sales, Mutual Funds, 401k, Investments, Series 7, Territory Management, Retirement Planning, Series 63, Securities, Retirement, Investment Advisory, Alternative Investments, Wealth Management, Strategic Financial..., Portfolio Management

Education
California State University-Chico   2003 — 2006
Journalism, Public Relations, Advertising, and Applied Communication

Logan Woehl Logan Woehl Des Moines, Iowa Area Details
Logan Woehl's Principal Funds Experience February 2014 - Present
Job Principal Funds
Industry Financial Services
Experience
Principal Funds   February 2014 - Present
American Equity  November 2013 - February 2014
Financial Architects  June 2012 - November 2013

Skills
Microsoft Office, Customer Service, Microsoft Word, Marketing, Marketing Communications, Marketing Strategy, Insurance, Account Management, Banking, Financial Analysis, Leadership, Microsoft Excel, Project Management, Risk Management, Sales, Time Management, Public Speaking, Teamwork, Strategic Planning

Education
Iowa State University - College of Business   2008 — 2012
Finance, Finance, General

Ankeny High School
2008

Katie Clausen Katie Clausen Des Moines, Iowa Details
Katie Clausen's Principal Funds Experience May 2015 - August 2015
Job HR Recruiting Assistant (Variable Staff)
Industry Financial Services
Experience
Principal Financial Group  August 2015 - Present
Principal Global Investors  August 2015 - August 2015
Principal Funds   May 2015 - August 2015
Arthur J. Gallagher & Co.   May 2014 - August 2014
Glen Oaks Country Club  May 2013 - August 2013
Principal Financial Group  May 2013 - May 2013

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Photoshop, Social Media, Teamwork, Public Speaking, Java, Time Management, Achieving Measurable..., Communication Skills, Sales, Social Networking, Leadership, Marketing, Facebook, Health Insurance, Life Insurance

Education
Drake University   2012 — 2016
Marketing/Sales Management, Information Systems

Hinton High School   2008 — 2012

Kari Gach Kari Gach Des Moines, Iowa Details
Kari Gach's Principal Funds Experience July 2014 - Present
Job Internal Key Accounts Manager, Investment Only at Principal Funds
Industry Financial Services
Experience
Principal Funds   July 2014 - Present
Principal Financial Group  September 1995 - July 2014

Education
University of Iowa   2011 — 2015
Master of Business Administration (M.B.A.)

William Penn University   2007 — 2009
Bachelor of Business Administration (B.B.A.)

MacKenzie Gilmore, CRPC MacKenzie Gilmore, CRPC Folsom, California Details
MacKenzie Gilmore, CRPC's Principal Funds Experience June 2015 - Present
Job Sr Channel Marketing Strategist at Principal Funds
Industry Financial Services
Experience
Principal Funds   June 2015 - Present
Principal Funds   January 2012 - June 2015
MetroEdge   January 2011 - December 2012
Chase Investment Services, Inc.   June 2010 - January 2012
Ameriprise Financial  February 2005 - June 2010
Panattoni Construction  March 1998 - February 2005
Step Ahead Investments   January 1997 - May 1998

Skills
Insurance, Mutual Funds, Retirement, Investments, Series 7, Series 66

Education
California State University-Sacramento   1999 — 2002
BA, Economics

Shawn Thomas Shawn Thomas Sacramento, California Area Details
Shawn Thomas's Principal Funds Experience September 2005 - June 2008
Job Sr Business Systems Analyst, Business Analyst, Process Improvement Specialist
Industry Information Technology and Services
Experience
Mckesson  August 2010 - January 2015
TEKsystems  July 2002 - January 2015
TEKsystems  2002 - 2015
TEKsystems  2002 - 2015
Sebastian Enterprise   July 2008 - December 2009
Nevada Irrigaiton District   August 2009 - October 2009
Principal Funds   September 2005 - June 2008
Kaiser Permanente  November 2004 - March 2005
Hansen Information Technologies  August 2004 - October 2004
Genentech  October 2003 - June 2004

Skills
SharePoint, Data Warehousing, SQL, Business Analysis, Crystal Reports, Databases, Access, Microsoft SQL Server, Visual Basic, Process Improvement, Visio, Oracle, SSRS, HTML, XP

Education
California State University-Hayward - School of Business and Economics   1996 — 1998
BS, Business Admin: CIS & Telcommunication

Jeff Seaman, CIMA Jeff Seaman, CIMA Charlotte, North Carolina Area Details
Jeff Seaman, CIMA's Principal Funds Experience March 2009 - September 2009
Job JP Morgan Client Advisor, Wires for NC & SC
Industry Financial Services
Experience
Principal Funds   March 2009 - September 2009
Managers Investment Group  August 2007 - November 2008
Rydex  2002 - 2007
Thomson Financial  May 1998 - October 2002

Skills
Series 7, Mutual Funds, Alternative Investments, ETFs, Separately Managed..., Asset Allocation, Investments, Wealth Management, Asset Managment, Series 65, Securities, Equities, Hedge Funds

Education
Mary Washington College   1993 — 1997
Bachelor of Science (B.S.), Economics

Westminster High School   1989 — 1993

Megan Stovall Megan Stovall Sacramento, California Area Details
Megan Stovall's Principal Funds Experience November 2007 - June 2009
Job Strategic Marketing & Product Manager
Industry Marketing and Advertising
Experience
Sierra Pacific Mortgage Company, Inc.   October 2014 - Present
Purple Communications, Inc.   May 2013 - November 2013
UC Davis  November 2012 - May 2013
Genworth Financial Home Equity Access, Inc.   June 2010 - April 2011
Principal Funds   November 2007 - June 2009
Sierra Pacific Mortgage  February 2003 - September 2007
Central Pacific Mortgage  1999 - 2003

Skills
Marketing, Marketing Strategy, Training, Management, Leadership, Team Management, Project Management, Direct Marketing, Marketing Communications, Sales, Online Marketing, Product Marketing, Public Relations, Advertising, Email Marketing, Strategic Planning, Public Speaking, Digital Media, Budgets, B2B, Team Building, Strategy, Social Media Marketing, Social Networking

Education
California State University-Sacramento   1985 — 1988

Bethany University   1982 — 1985
AA

Oakmont High School

Clint Rogers Clint Rogers Des Moines, Iowa Details
Clint Rogers's Principal Funds Experience February 2014 - Present
Job
Industry Financial Services
Experience
Principal Funds   February 2014 - Present
Principal Financial Group  May 2011 - January 2014
Principal Financial Group  September 2006 - May 2011
Principal Financial Group  April 2005 - September 2006

Skills
Series 7, CMFC

Education
Clarke College   1995 — 1999
BA

Douglas Beard Douglas Beard Sacramento, California Area Details
Douglas Beard's Principal Funds Experience September 2009 - Present
Job Senior Internal Wholesaler at Principal Funds
Industry Financial Services
Experience
Principal Funds   September 2009 - Present
Principal Funds Distributor, Inc   April 2008 - September 2009
Principal Funds Distributor, Inc   December 2002 - April 2008
Wells Fargo Bank  June 1993 - December 2002

Skills
Series 7, Series 63, Securities, Mutual Funds, Retirement, Retirement Planning, Uniform Combined State..., 401k, Alternative Investments

Education
Sierra College

Christopher M Yutrzenka Christopher M Yutrzenka Des Moines, Iowa Area Details
Christopher M Yutrzenka's Principal Funds Experience June 2015 - Present
Job Financial Accounting Analyst at Principal Funds
Industry Accounting
Experience
Principal Funds   June 2015 - Present
Hartford Funds  January 2013 - May 2015
Thrivent Financial for Lutherans  March 2011 - January 2013
KPMG  June 2005 - April 2011
Carlson Companies  June 2004 - September 2004

Skills
Corporate Tax, Tax Accounting, Financial Reporting, Accounting, Financial Analysis, Financial Accounting, Mutual Funds, Internal Audit, Finance, Income Tax, Tax Preparation, Tax Research, Investments, US GAAP, Team Motivation, Employee Engagement, Leadership, Auditing, International Tax, Partnership Taxation, Financial Services, SEC filings, Internal Controls, Tax Returns, Big 4, External Audit, Fund Accounting, Tax Advisory, Hedge Funds, Mutual Fund Taxation, Complex Security..., Tax, Alternative Investments, Microsoft Excel, Derivatives, Process Improvement, Analysis

Education
University of Minnesota - Carlson School of Management   2001 — 2005
BS, Accounting

Vermillion High School   1997 — 2001

Steve Marchi Steve Marchi Sacramento, California Area Details
Steve Marchi's Principal Funds Experience Sr. Manager Mutual Fund OperationsPrincipal Financial Group2007 - Present
Job Sr. Manager Mutual Fund Operations at Principal Funds
Industry Investment Management
Experience
Principal Funds   Sr. Manager Mutual Fund OperationsPrincipal Financial Group2007 - Present

Skills
Series 63, Series 6, Mutual Funds

Education
University of California, Berkeley   1985 — 1989

Kara Hoogensen Kara Hoogensen Des Moines, Iowa Area Details
Kara Hoogensen's Principal Funds Experience March 2012 - June 2014
Job President at Principal Bank & Princor Financial Services
Industry Financial Services
Experience
Principal Bank & Princor Financial Services Corporation   March 2015 - Present
Principal Bank & Principal Trust Company   June 2014 - March 2015
Principal Funds   March 2012 - June 2014
Principal Funds   August 2011 - March 2012
Principal Funds   June 2008 - July 2011
Principal Financial Group  January 2007 - June 2008

Skills
Mutual Funds, Investments, Series 7, Retirement, Retirement Planning, Series 63, 401k, Investment Advisory, Strategic Planning, Series 6, CEBS, Certified Investment..., Series 24

Education
Central College   1992 — 1996
Bachelor of Arts (B.A.), Business Management

Lee Bastidas Lee Bastidas Greater New York City Area Details
Lee Bastidas's Principal Funds Experience May 2005 - September 2009
Job Vice President of National Accounts at KBS Capital Markets Group
Industry Financial Services
Experience
KBS Capital Markets Group  February 2010 - Present
Principal Funds   May 2005 - September 2009
OppenheimerFunds  April 1996 - May 2005

Skills
Mutual Funds, Wealth Management, Series 7, Investments, Series 63, Equities, Securities, Retirement Planning, Investment Advisory, Retirement, Strategic Financial..., Alternative Investments, 401k

Education
Providence College   1991 — 1995
Bachelor of Arts (B.A.), Political Science and Government

Troy Seitz, CIMA® Troy Seitz, CIMA® Sacramento, California Area Details
Troy Seitz, CIMA®'s Principal Funds Experience January 2000 - July 2012
Job Director, Global Product Marketing Solutions & Alternatives
Industry Financial Services
Experience
Franklin Templeton Investments  June 2012 - Present
Principal Funds   January 2000 - July 2012
MFEA   2004 - 2007
WM Group of Funds  2000 - 2006
Franklin Templeton Investments  1995 - 1999
Franklin Templeton Investments  1995 - 1997

Skills
Mutual Funds, Series 7, Portfolio Management, Asset Allocation, Financial Advisory, Marketing, Management, Securities, Product Marketing, Strategy, Alternative Investments, Marketing Strategy, Investments, Separately Managed..., Investment Advisory, ETFs

Education
California Polytechnic State University-San Luis Obispo   1992 — 1994
BS, Finance

Pasadena High School

Matthew Beaulieu Matthew Beaulieu Sacramento, California Area Details
Matthew Beaulieu's Principal Funds Experience August 2005 - January 2008
Job Vice President, DCIO Specialist at Franklin Templeton Investments
Industry Financial Services
Experience
Franklin Templeton Investments  October 2009 - Present
Columbia Management  January 2008 - November 2009
Principal Funds   August 2005 - January 2008

Skills
Series 6, Series 63, Series 7, 401k, Series 24, Wealth Management, Investment Advisory

Education
Dominican University of California   1997 — 1999
BA, Psychology

Dominican University of California   1997 — 1999
BA, Psychology

Zach Moore, CLU, CRPC Zach Moore, CLU, CRPC Pittsburgh, Pennsylvania Details
Zach Moore, CLU, CRPC's Principal Funds Experience March 2012 - February 2013
Job Associate Regional Director Principal Funds
Industry Financial Services
Experience
Principal Financial Group  January 2013 - Present
Principal Funds   March 2012 - February 2013
Principal Financial Group  February 2007 - March 2012

Skills
Series 7, Retirement Planning

Education
Iowa State University   1998 — 2000
Bachelor of Arts (B.A.), Political Science and Government

Dave Kluenker Dave Kluenker Sacramento, California Area Details
Dave Kluenker's Principal Funds Experience Internal WholesalerPrincipal Financial Group2007 - Present
Job internal wholesaler at Principal Funds
Industry Investment Management
Experience
Principal Funds   Internal WholesalerPrincipal Financial Group2007 - Present

Education
University of California, Davis   1995 — 2000

Jennifer Sevigny Jennifer Sevigny Greater Seattle Area Details
Jennifer Sevigny's Principal Funds Experience 2004 - 2007
Job Senior Compliance Professional
Industry Financial Services
Experience
ING DIRECT Investing   2009 - Present
Washington Mutual  July 2007 - December 2009
WaMu Capital Corp. now part of JP Morgan Chase   2007 - 2008
Principal Funds   2004 - 2007
Symetra/Safeco Investment Services   2000 - 2004

Skills
Bank Secrecy Act, Payments, AML, Operational Risk, Bloomberg, Sarbanes-Oxley Act, Securities, Series 24, OFAC, Capital Markets, Credit Analysis, FINRA, Valuation

Education
City University of Seattle   2003 — 2009
MBA, Financial Management

University of Washington   1989 — 1994
B.A., Economics

Todd Henrichsen Todd Henrichsen Greater Seattle Area Details
Todd Henrichsen's Principal Funds Experience February 2004 - October 2014
Job Compliance Officer at Russell Investments
Industry Financial Services
Experience
Russell Investments  October 2014 - Present
Principal Funds   February 2004 - October 2014
Principal Financial Group  February 2004 - October 2014
Principal Financial Group - Edge Asset Management, Inc.   2004 - March 2009
Edmonds Community College  2005 - 2007
WM Group of Funds  2004 - December 2006
WM Funds Distributor, Inc.   2004 - 2006
Symetra Financial  1997 - 2004

Skills
Fluent Spanish, Mutual Funds, Marketing, Securities, Series 63, Series 6, Advertising, 401k, Series 7, Investment Advisory, Risk Management

Education
Edmonds Community College   2003 — 2004
Advanced Paralegal, Estate Planning/Probate

Brigham Young University   1990 — 1995
Bachelor of Arts (BA), History/Economic Geography

Michael Miller, CIMA®, PRP Michael Miller, CIMA®, PRP Greater Chicago Area Details
Michael Miller, CIMA®, PRP's Principal Funds Experience December 2005 - March 2007
Job Managing Director Head of DCIS Advisor Sales, JP Morgan Asset Management (DCIO)
Industry Investment Management
Experience
JP Morgan Asset Management  March 2007 - Present
JP Morgan Asset Management  March 2007 - December 2011
Principal Funds   December 2005 - March 2007
Ceridian Retirement Plan Services  2001 - 2005

Skills
Investments, Defined Contribution, Retirement Planning, Mutual Funds, 401k, Series 63, Asset Allocation, Asset Management, Series 7, Alternative Investments, Defined Benefit, Financial Advisory, Investment Management, Retirement, Investment Advisory, Wealth Management, Uniform Combined State..., Separately Managed..., Financial Services, Series 24, ETFs, FINRA, Series 65, Investment Strategies, Series 6, Securities, Portfolio Management, Equities, Fixed Income, Fixed Annuities, Wealth Management..., Bonds, Pensions, Retirement Plan..., Hedge Funds, Institutional...

Education
Florida State University   1994 — 1998
Bachelor of Science (BS), Finance, General

Erik Reno Erik Reno Des Moines, Iowa Area Details
Erik Reno's Principal Funds Experience March 2013 - Present
Job Communication Strategist II at Principal Funds
Industry Marketing and Advertising
Experience
Principal Funds   March 2013 - Present
Principal Funds   May 2008 - March 2013
Principal Financial Group  September 2002 - April 2008

Skills
Financial Services, Strategic Communications, Microsoft Excel, Marketing, Social Media, Newsletters, Strategic Planning, Advertising, Corporate Communications, Marketing Strategy, Social Media Marketing, Customer Service, Writing, Marketing Communications

Education
University of Iowa   1998 — 2002
Bachelor of Business Administration (BBA), Marketing

University of Iowa   1998 — 2002
M.A., Journalism and Mass Communication

University of Iowa - Henry B. Tippie College of Business   1998 — 2002
B.S., Marketing

Jonathan Apsley CFA Jonathan Apsley CFA Sacramento, California Area Details
Jonathan Apsley CFA's Principal Funds Experience January 2007 - Present
Job at Principal Funds
Industry Financial Services
Experience
Principal Funds   January 2007 - Present
Washington Mutual, Inc.   March 2005 - January 2007
Washington Mutual, Inc.   August 2001 - March 2005
Franklin Templeton Investments  August 1997 - August 2001
Lincoln Financial Group  September 1995 - August 1997

Skills
Mutual Funds, Valuation, Contract Negotiation, Marketing Strategy, Series 7, Series 63, Alternative Investments, Securities, 401k, Wealth Management, Investment Advisory, Retirement, Retirement Planning, Asset Managment, Asset Allocation, Equities, Portfolio Management, Financial Advisory

Education
Charter Oak State College
BA, Liberal Studies

Università degli Studi di Macerata

Ryan M. Duffy, CIMA® Ryan M. Duffy, CIMA® Greater New York City Area Details
Ryan M. Duffy, CIMA®'s Principal Funds Experience December 2008 - Present
Job Senior Regional Director, Connecticut/Westchester County at Principal Funds
Industry Investment Management
Experience
Principal Funds   December 2008 - Present
AXA Distributors  March 2007 - November 2008
AXA Distributors  May 2004 - February 2007

Skills
Series 7, Series 63, Mutual Funds, Alternative Investments

Education
Saint Lawrence University   1999 — 2003
BA

Steve Marchi Steve Marchi Sacramento, California Area Details
Steve Marchi's Principal Funds Experience March 2007 - Present
Job Sr. Manager Mutual Fund Operations at Principal Funds
Industry Financial Services
Experience
Principal Funds   March 2007 - Present
Principal Financial Group  2007 - Present

Education
University of California, Berkeley

Katie Bruner Katie Bruner Sacramento, California Area Details
Katie Bruner's Principal Funds Experience January 2005 - Present
Job Relationship Manager at Principal Funds
Industry Financial Services
Experience
Principal Funds   January 2005 - Present
WM Group of Funds  2005 - 2006
Fidelity Investments  2001 - 2005
mPower, Inc.   September 2000 - April 2001

Education
University of California, Berkeley   1996 — 2000
B.A., Economics

St. Francis High School   1992 — 1996

Phoukham Baccam Phoukham Baccam Des Moines, Iowa Area Details
Phoukham Baccam's Principal Funds Experience May 2010 - Present
Job Asst Dir eBusiness Marketing at Principal Funds
Industry Financial Services
Experience
Principal Funds   May 2010 - Present
Principal Global Investors  June 2008 - June 2010
Principal Global Investors  June 2001 - November 2009
GuideOne Insurance  January 1998 - April 2000
Wells Fargo Bank  June 1994 - January 1999

Skills
Advertising, Email Marketing, Web Marketing, Video Production, Brand Management, SEM, Marketing Communications, Corporate Communications, Marketing Strategy, Social Media Marketing, Investments, Copywriting, Strategic Communications, Marketing, Market Research

Education
Drake University   2005 — 2008
MBA, Finance

Iowa State University - College of Business   1990 — 1994
BA, Marketing

Nancy Curley Nancy Curley Sacramento, California Area Details
Nancy Curley's Principal Funds Experience December 2014 - Present
Job Compliance Advisor at Principal Funds
Industry Financial Services
Experience
Principal Funds   December 2014 - Present
Principal Financial Group  April 2007 - December 2014
WM Funds Distributor, Inc.   2005 - 2006
WM Group of Funds  2004 - 2005
Curley Planning Services   September 1995 - June 2004
Sacramento Magazine  March 1986 - December 1989
The Sacramento Bee  January 1976 - June 1979

Skills
Certified Financial..., Mutual Funds, Series 24, Series 7, Series 63, Investments

Education
College for Financial Planning
CFP

California State University-Sacramento   1975 — 1979
BA, Journalism, History

David Carrano David Carrano Greater New York City Area Details
David Carrano's Principal Funds Experience September 2009 - Present
Job Regional Director at Principal Funds
Industry Financial Services
Experience
Principal Funds   September 2009 - Present
RS investments  October 2008 - September 2009
Evergreen Investments  2007 - 2008
J&W Seligman  2004 - 2007

Skills
Mutual Funds

Education
University of Kentucky   1993 — 1997
Business

Kristy Knapp, CUA Kristy Knapp, CUA Des Moines, Iowa Area Details
Kristy Knapp, CUA's Principal Funds Experience April 2013 - Present
Job Graphic & Web Designer
Industry Graphic Design
Experience
Principal Funds   April 2013 - Present
Robert Half Technology  June 2012 - March 2013
EDJE technologies  September 2010 - June 2012
Iowa Natural Heritage Foundation  August 2009 - August 2010
Meredith  May 2008 - January 2009
ALT Magazine  2008 - 2009

Skills
Graphic Design, CSS, Adobe Creative Suite, HTML, Dreamweaver, Art Direction, Layout, Photoshop, Logo Design, Adobe Acrobat, Banners, WordPress, Graphics, Magazines, InDesign, Photography, Brochures, Corporate Identity, Typography, Flash, JavaScript, User Interface Design, Illustrator, Mac, Branding & Identity, Posters, Visual Communication, Social Media, Corporate Branding, Agile, Postcards, Photos, Logos, Communication Design, Publications, Visual, New Media, Interaction Design, Facebook, HTML 5, CSS3, HTML emails, Project Management, Agile Marketing, Vendor Management, Contract Negotiation, RFP, Presentation Skills, Digital Strategy, Global Marketing

Education
Grand View College   2008 — 2010
BA, Graphic Design/Photography

John Demarest John Demarest Baltimore, Maryland Area Details
John Demarest's Principal Funds Experience June 2005 - November 2013
Job Complex Business Development Manager, Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley  August 2015 - Present
Piedmont Capital Distributors  March 2014 - July 2015
Principal Funds   June 2005 - November 2013
The Hartford  March 2003 - June 2005
UBS  April 2002 - February 2003
Ohio National Financial Services  October 1999 - April 2002
Legg Mason  October 1994 - October 1999

Skills
Mutual Funds, Sales, Wealth Management, Investment Advisory, Client Development, Investments, Sales Presentations, Series 6, Series 7, Series 63, Retirement Planning, Fixed Annuities, Separately Managed..., 401k, Financial Advisory

Education
Salisbury University   1979 — 1983
Bachelor of Arts (BA), Political Science-History-Economics

Hernaldo Rivera Hernaldo Rivera Houston, Texas Area Details
Hernaldo Rivera's Principal Funds Experience March 2007 - May 2009
Job Principal & Regional Director at API Funds
Industry Financial Services
Experience
API Funds   May 2014 - Present
Dreyfus  May 2009 - April 2014
Principal Funds   March 2007 - May 2009
Enterprise Fund Distributors  2003 - 2007
CUNA Mutual Group  2001 - 2002
AIM Investments  January 1997 - 2001

Skills
Sales, Selling, Series 65, Series 63, Series 7, Strategic Planning, Wealth Management, Mutual Funds, Marketing, Investments, Alternative Investments

Education
University of Houston
Bachelor of Science (B.S.), Economics

Jeff Davison Jeff Davison Dallas/Fort Worth Area Details
Jeff Davison's Principal Funds Experience October 2011 - Present
Job Regional Director at Principal Funds
Industry Financial Services
Experience
Principal Funds   October 2011 - Present
Delaware Investments, a member of the Macquarie Group  February 2007 - September 2011
AXA Enterprise  November 1998 - February 2007
Enterprise Capital  1998 - 2007
Enterprise Capital Management  1998 - 2007
Invesco Aim  November 1995 - November 1998
AIM Investments  1995 - 1998

Education
Baylor University - Hankamer School of Business   1990 — 1994
BBA, Finance

Dave Reichart, CFA, CAIA Dave Reichart, CFA, CAIA Des Moines, Iowa Area Details
Dave Reichart, CFA, CAIA's Principal Funds Experience July 2008 - March 2014
Job Managing Director, Office of CIO, Guggenheim Partners Investment Management
Industry Financial Services
Experience
Guggenheim Partners Investment Mangagement, LLC   March 2014 - Present
Principal Funds   July 2008 - March 2014
Principal Global Investors  January 1999 - July 2008
Principal International  July 1997 - December 1998
Principal Commercial Real Estate Investors   July 1994 - June 1997
Principal Financial Group  July 1992 - July 1994
Principal Financial Group  January 1991 - July 1992

Skills
Series 7, Mutual Funds, Alternative Investments, Series 63, Investments, Asset Allocation, Investment Advisory, Asset Managment, Series 24, Wealth Management, Series 65, Portfolio Management, Separately Managed..., Equities, Securities, Retirement Planning, ETFs, Retirement, Strategic Financial..., Financial Advisory, Wealth, Risk Management, Defined Benefit, Due Diligence, Institutional, Equity Valuation, Capital Markets, Insurance, Institutional..., Relationship Management, Fund Of Funds, Pensions, Financial Analysis, Pension Funds, Defined Contribution, Variable Annuities, Equity Research, Valuation, Fixed Annuities, Financial Markets, Bonds, Hedge Funds, Finance, 401k, Investment Management, Investment Strategies, Fixed Income, Financial Modeling, Life Insurance, Asset Management

Education
Drake University   1992 — 1994
MBA, International Business, 3.93

University of Nebraska-Lincoln   1986 — 1990
bachelors, Finance

James Beilstein James Beilstein Sacramento, California Area Details
James Beilstein's Principal Funds Experience January 2012 - Present
Job Internal Wholesaler at Principal Funds
Industry Financial Services
Experience
Principal Funds   January 2012 - Present
UBS Financial Services  January 2009 - December 2011
Merrill Lynch  May 2008 - January 2009

Skills
Alternative Investments, Series 7, Series 66, Morningstar

Education
The University of Tennessee at Chattanooga   2004 — 2008
B.S., Finance

Leslee (Outland) Walker Leslee (Outland) Walker Houston, Texas Area Details
Leslee (Outland) Walker's Principal Funds Experience March 2011 - October 2014
Job Regional Director at Russell Investments
Industry Financial Services
Experience
Principal Funds   March 2011 - October 2014
Hartford  August 2007 - March 2011
AIM Investments  1997 - 2007

Skills
Series 7, Series 63, Mutual Funds, Investments, Asset Allocation, Alternative Investments, Retirement Planning, Wealth Management, Asset Management, Retirement

Education
University of Houston   1991 — 1996
Bachelor, Finance

Stephen Musser, CFA Stephen Musser, CFA Des Moines, Iowa Area Details
Stephen Musser, CFA's Principal Funds Experience December 2013 - Present
Job Sr Product Manager at Principal Funds
Industry Investment Management
Experience
Principal Funds   December 2013 - Present
Principal Funds   April 2011 - November 2013
Independent Consultant  2010 - March 2011
Holmes Murphy Financial Services  April 2010 - August 2010
Principal Global Investors  December 2001 - May 2009
A.G. Edwards & Sons, Inc.   September 1993 - December 2001
May Department Stores  February 1990 - September 1993
McDonnell Douglas  February 1989 - February 1990

Skills
Financial Analysis, Financial Modeling, Investor Relations, Statistics, Due Diligence, Research, Valuation, Equity Research, DCF, Equity Valuation, Writing Skills, Money Management, Fundamental Research, Portfolio Management, Value Investing, Stock Picking, Sector Analysis, Buy-side, Sell Side, Alternative Investments, Wealth Management, Investments, portfolio construction, Portfolio Optimization, Securities, Strategic Financial..., Bloomberg, Finance, Financial Services, Risk Management, Equities, Analysis

Education
University of Missouri-Columbia   1987 — 1988
MBA, Finance

University of Missouri-Columbia   1982 — 1986
BA, Economics

DeSmet   1978 — 1982

Mary Beth Bykowsky Mary Beth Bykowsky Sacramento, California Area Details
Mary Beth Bykowsky's Principal Funds Experience 2007 - 2008
Job Sr. Program Manager at Shea & Associates
Industry Events Services
Experience
Shea & Associates   January 2009 - Present
Principal Funds   2007 - 2008
Shea & Associates   1993 - 2008

Skills
Budgets, Meeting Planning, Program Management

Education
University of Arizona   1974 — 1979
BA, Physical Anthropology

Chris Mulligan, CIMA Chris Mulligan, CIMA Greater Omaha Area Details
Chris Mulligan, CIMA's Principal Funds Experience July 2005 - January 2014
Job VP, Managing Regional Director at Natixis Global Asset Management
Industry Financial Services
Experience
Natixis Global Asset Management  January 2014 - Present
Principal Funds   July 2005 - January 2014
WM Group of Funds  2005 - 2007
Lincoln Financial Distributors  2004 - 2005

Education
University of California, Berkeley, Haas School of Business
CIMA

Paul Schieber Paul Schieber United States Details
Paul Schieber's Principal Funds Experience December 2007 - Present
Job RVP at Principal Funds
Industry Financial Services
Experience
The Principal Financial Group  2008 - Present
Principal Funds   December 2007 - Present
Lord Abbett  December 1996 - December 2007
Merrill Lynch  May 1991 - December 1994

Skills
Mutual Funds, Alternative Investments, Series 7, Investment Advisory, Series 24, Financial Advisory, 401k, Series 65

Education
State University of New York at Binghamton   1982 — 1986
BA

Kathleen Brower Kathleen Brower Sacramento, California Area Details
Kathleen Brower's Principal Funds Experience August 2005 - May 2009
Job Events Services Professional
Industry Events Services
Experience
Principal Funds   August 2005 - May 2009
Lawrence Berkeley National Laboratory  August 2001 - August 2005
University of California  September 1999 - August 2001
State of California  October 1996 - September 1999
ESPN  July 1991 - September 1996

Education
San Jose State University   1978 — 1980
BA, Liberal Studies

Patrick McCloskey Patrick McCloskey Greater Los Angeles Area Details
Patrick McCloskey's Principal Funds Experience April 2008 - Present
Job Senior DirectorInvestment Only at Principal Funds
Industry Financial Services
Experience
Principal Funds   April 2008 - Present
Fidelity Investments  2003 - 2007
Morgan Stanley Wealth Management  2002 - 2003

Education
University of South Carolina - The Moore School of Business
Finance/Marketing

Douglas Sosa Douglas Sosa Sacramento, California Area Details
Douglas Sosa's Principal Funds Experience August 2015 - Present
Job Internal Wholesaler at Principal Funds
Industry Financial Services
Experience
Principal Funds   August 2015 - Present
Scottrade  September 2005 - August 2015
Etrade Financial  February 2005 - September 2005
US Small Business Administration  October 2004 - February 2005
Dan Gamel RV Center   August 2003 - September 2004

Skills
Investments, Finance, Mortgage Lending, Leadership, Team Building, Strategic Planning, Financial Planning, Negotiation

Education
Hawaii Pacific University   2000 — 2002
Entrepreneurial Business

Upper Iowa University   1996 — 1998
Associate's degree, General Studies

Osby Andy Osby Andy Des Moines, Iowa Area Details
Osby Andy's Principal Funds Experience January 2010 - December 2010
Job at
Industry Financial Services
Experience
Principal Financial Group  2011 - Present
Principal Funds   January 2010 - December 2010
Principal Financial Group  2006 - 2009

Education
The American College   2007 — 2010
ChFC, Financial Planning

Grand View College   1995 — 1999
BA, Business Administration

Jake Wentzel Jake Wentzel Des Moines, Iowa Area Details
Jake Wentzel's Principal Funds Experience April 2015 - Present
Job Internal Sales Partner
Industry Financial Services
Experience
Principal Funds   April 2015 - Present
Principal Financial Group  July 2012 - Present
Schneider National  July 2011 - May 2012

Skills
Qualified Retirement..., Sales, 401k, Defined Contribution

Education
University of Iowa   2007 — 2010
Communication, Sustainability

Marquette University   2007 — 2008
Communication, General

Dowling Catholic High School

Glenn Raese Glenn Raese Granite Bay, California Details
Glenn Raese's Principal Funds Experience January 2008 - Present
Job Director Internal Sales at Principal Funds
Industry Financial Services
Experience
Principal Funds   January 2008 - Present

Education
California State University-Sacramento
Bachelor Degree, Organizational Communications/Business Administration

Brian Arthur Brian Arthur Roseville, California Details
Brian Arthur's Principal Funds Experience August 2012 - Present
Job Senior Manager Mutual Fund Operations at Principal Funds
Industry Financial Services
Experience
Principal Funds   August 2012 - Present
Principal Funds   July 2010 - Present
Principal Funds   July 2007 - July 2010
American Funds  September 2005 - July 2007

Skills
Securities, FINRA, Investment Advisory, Retirement Planning, Portfolio Management, Asset Allocation, Equities, Financial Advisory, Strategic Financial..., Asset Managment, Fixed Income, Risk Management, Investment Strategies, Process Improvement, Series 65, Team Building, Strategic Planning, Coaching

Education
UC Davis   1996 — 1997
BA, Business Administration

Sierra College   1993 — 1995

Tiffanie Yee Tiffanie Yee El Dorado Hills, California Details
Tiffanie Yee's Principal Funds Experience January 2011 - Present
Job Business Development Manager, Investment Only Solutions at Principal Funds
Industry Financial Services
Experience
Principal Funds   January 2011 - Present
Principal Funds   2006 - 2010
WM Group of Funds  2004 - 2006
WM Group of Funds  2002 - 2004
WM Group of Funds  2001 - 2002
WM Group of Funds  2000 - 2001
WM Financial Services  1999 - 2000
Fortis Financial Group  1998 - 1999

Skills
Business Development, Retirement, Investments, Mutual Funds, Series 7, Series 63, Retirement Planning, Asset Management, Securities, Series 24, Relationship Management

Education
UC Irvine   1994 — 1998
Bachelor of Arts (B.A.), Economics

Joanne Wolaridge Joanne Wolaridge Bakersfield, California Details
Joanne Wolaridge's Principal Funds Experience April 2006 - September 2007
Job Wholesale Professional
Industry Wholesale
Experience
Baker & Taylor  2012 - Present
Society for Disabled Children   November 2009 - July 2011
Girl Scouts of Central California South  October 2008 - November 2009
Principal Funds   April 2006 - September 2007
Kmart Corporation  January 1995 - January 2001

Skills
Administrative..., Event Planning, Fundraisers, Project Planning, Store Management, Fundraising, Sales, Retail, Merchandising, Sales Operations, Microsoft Word, Microsoft Excel, PowerPoint

Education
Liberty University   2015 — 2018
Master of Arts (M.A.), Life Coaching and Counseling

CSU Bakersfield
Bachelor of Science (BS), Business Administration and Management, General

Carrie Gear Carrie Gear Cumming, Iowa Details
Carrie Gear's Principal Funds Experience October 2014 - Present
Job Sr.Communication Strategist at Principal Funds
Industry Financial Services
Experience
Principal Funds   October 2014 - Present
Gear Communication Services, LLC   December 2007 - September 2014
Principal Financial Group  December 2004 - August 2007
Principal Global Investors  November 2001 - December 2004
Palm Beach Atlantic University  August 1998 - July 2001

Skills
Marketing Communications, Retirement, Financial Services, Investments, Marketing..., Writing, Event Planning, Event Management, Social Media Marketing, Strategic Communications, Team Management, Consulting, Project Management, Vendor Management, Email Marketing, Digital Communication...

Education
Northwestern College   1994 — 1998
Bachelor of Arts (B.A.), Business Communications

Bernard Fragomeni,CIMA®, ChFC®, AIF® Bernard Fragomeni,CIMA®, ChFC®, AIF® Greater New York City Area Details
Bernard Fragomeni,CIMA®, ChFC®, AIF®'s Principal Funds Experience August 2007 - Present
Job Regional Director Investment Only at Principal Financial Group
Industry Investment Management
Experience
Principal Funds   August 2007 - Present
Victory Capital Management  January 1997 - June 2007

Education
Thomas Edison State College
Bachelor's degree, Natural Science and Mathematics

Siena College   1983 — 1986
Pre-Medicine/Pre-Medical Studies

Ryan Emmert, AAMS Ryan Emmert, AAMS Sacramento, California Area Details
Ryan Emmert, AAMS's Principal Funds Experience May 2012 - Present
Job
Industry Financial Services
Experience
Principal Funds   May 2012 - Present

Skills
Mutual Funds, Series 7

Education
California State University-Sacramento   2004 — 2006
Bachelor's degree, Organizational Communication, General