Promontory Financial Group
Industry: Financial services company
DescriptionPromontory Financial Group, a wholly owned subsidiary of IBM, is a global consulting firm that advises clients on a variety of financial services matters, including regulatory issues, compliance, risk management, liquidity, restructuring, acquisitions, due diligence, internal investigations and cyber security. Headquarters: Washington, D.C. Founded: 2001 Number of locations: 15 Key person: Eugene Ludwig Number of employees: circa 400 Parent organization: IBM Subsidiaries: Promontory Financial Group Global Services-Japan LLC,
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Promontory Financial Group Employees
Jefferson Center for Mental Health August 2014 - Present
REAL Colorado EDGE Soccer Club March 2013 - Present
Did You See That Kid Custom Sports Designs September 2009 - Present
Doane College Alumni Association, Rocky Mt. Chapter May 1994 - Present
Lakeshore November 2013 - September 2014
Promontory Financial Group August 2012 - September 2013
TalenTrust LLC January 2012 - August 2012
HRPartner Consulting August 2008 - January 2012
HRValue Group LLC, Credit Union Strategic Partners January 2007 - February 2009
IHS August 2006 - November 2006
Skills
Change Management, Management Consulting, Employee Engagement, Recruitment/Retention, Technical Recruiting, College Recruiting, Sales Recruitment, Diversity Recruitment, Cultural Diversity, Human Resources..., Talent Acquisition, Talent Management, Career Development, Career Counseling, Job Search Strategies, Job Descriptions, Process Improvement, Business Process, HRIS, Middle Management, Workforce Planning, Performance Management, Compliance, Employee Relations, Succession Planning, Organizational..., Applicant Tracking..., Leadership Development, HR Strategy, Career Management, Organizational..., Employment Law, Career Services, Mentoring, Management Development, Career Advancement, Human Performance, Job Search, Job Evaluation, Small Business, Workforce Development, Workforce Management, Permanent Placement, Non-profits, Employer Branding, Lawson, Taleo, HR Consulting, HR Policies, Full-cycle Recruiting
Education
Colorado State University 2003 — 2005
MEd., Organizational Performance & Change
Doane College 1990 — 1994
BA, Public Administration
Pomona HS 1986 — 1990
Gap Inc./Old Navy June 2015 - Present
Dish Network September 2014 - June 2015
Southern California Edison June 2013 - August 2014
Promontory Financial Group November 2012 - January 2013
Hospital Corporation of America September 2012 - October 2012
Newmont Mining Corporation November 2011 - March 2012
California Bank & Trust December 2010 - May 2011
United Domestic Workers December 2002 - November 2009
Skills
Microsoft SQL Server, T-SQL, Access, SQL, Databases, VBA, Reporting & Analysis
Education
California State University-Chico
Bachelor of Science, Accounting
JPMorgan Chase & Co. February 2015 - Present
JPMorgan Chase February 2014 - Present
Navigant July 2013 - January 2014
PROMONTORY FINANCIAL GROUP December 2012 - February 2013
JPMORGAN CHASE/Mortgage Banking September 2011 - December 2012
HORIZON BLUE CROSS BLUE SHIELD November 2006 - January 2011
Skills
Equities, Loans, Mortgage Lending, Microsoft Excel, Credit, Portfolio Management, Mortgage Servicing, Analysis, Software Documentation, Mortgage Banking, Banking, Loan Servicing, Leadership, Process Improvement, Management, Customer Service, Underwriting, Mortgage Underwriting, Team Building, Call Centers, Relationship Management, Financial Services, Risk Management, Finance, Time Management, Insurance, Due Diligence, Foreclosures, Business Analysis, Loss Mitigation, Residential Mortgages, Financial Analysis, Financial Risk, Refinance, Executive Management, Internal Audit, Investments, Auditing, Operational Risk..., Loan Origination, Cash Management, Credit Cards, Asset Management, Retail Banking, Funding, AML, Fraud, Credit Risk, Data Analysis
Education
Kean University
Bachelor of Arts, Public Administration
St.Benedict's Prep
Platinion GmbH – A company of the Boston Consulting Group August 2014 - Present
Promontory Financial Group September 2012 - June 2013
Fannie Mae 2002 - November 2011
Capital One October 1998 - January 2002
Freddie Mac June 1992 - September 1998
Price Waterhouse Coopers November 1987 - June 1992
Skills
Model Validation, Economic Capital, Quantitative Analysis, Credit Risk, Econometrics, Statistical Modeling, Stress Testing, Monte Carlo Simulation, Quantitative Finance, Market Risk, Financial Modeling, Risk Analysis, Fixed Income, Valuation, Risk Management, Economics, R, Analytics, Data Analysis, Credit, Mortgage, Data Mining, Risk Mitigation, Analysis, Risk Modeling, Pricing, Financial Engineering, Statistics, Quantitative Analytics, Financial Risk, SAS, MBS, Mortgage Lending
Education
Iowa State University
PhD, Economics and Statistics
Iowa State University
BS, Engineering
Computershare SLS: US Based Servicing Operations September 2014 - Present
Mortgage Banking July 2013 - September 2014
Closing, Funding, Compliance, QC, Auditing May 2013 - July 2013
Foreclosure Timeline Analysis, Team Lead January 2013 - May 2013
Promontory Financial Group August 2012 - January 2013
JPMorgan Chase November 2011 - July 2012
Skills
Mortgage Lending, Loans, Finance, Foreclosures, Mortgage Banking, Loss Mitigation, Sales, Due Diligence, Business Development, Forensic Accounting, Credit, FHA, Residential Mortgages, Vendor Management
Education
University of Maryland College Park
Project Cost Accounting & Finance ENCE 661, Project Management
University of Maryland College Park
BSEE, Electrical Engineering
Towson University
BS, Mathematics / Physics
Wells Fargo Home Mortgage August 2012 - Present
Wells Fargo Home Mortgage 2012 - 2014
Promontory Financial Group February 2012 - August 2012
Education
I. T. C. 2003 — 2007
Master's, Divinity
The University of Texas at San Antonio 1991 — 1994
Bachelor, History/American Studies
Estelle & Kennedy October 2013 - Present
Stradling, Yocca, Carlson, & Rauth May 2013 - September 2013
Special Counsel April 2012 - September 2013
Blomberg, Benson, & Garret January 2012 - April 2013
Promontory Financial Group May 2012 - January 2013
Garcia, Artigliere, & Schadrack April 2012 - May 2012
Cheren and Associates September 2011 - April 2012
Skills
Personal Injury, Legal Writing, Loans, Worker's Compensation, Workers Compensation, Valuation, Courts, Depositions, Westlaw, Document Review, Legal Research, Legal Assistance, Lexis, Civil Litigation, Criminal Law, LexisNexis
Education
University of La Verne College of Business and Public Management 2009 — 2012
Master of Public Administration
University of La Verne College of Law 2008 — 2011
Juris Doctor
Truman State University 2003 — 2007
Bachelor of Arts, English
Barclays May 2010 - Present
Promontory Financial Group November 2006 - May 2010
Wellington Management June 2004 - August 2004
Skills
Financial Modeling, Investment Banking, Valuation, Capital Markets, Fixed Income, Corporate Finance, Investments, Due Diligence, Financial Analysis, Financial Services, Alternative Investments, Financial Institutions, Bloomberg, Financial Risk
Education
Georgetown University 2001 — 2005
Bachelor of Science, Finance and International Business
Phillips Exeter Academy 1997 — 2001
E*TRADE Financial Corporation March 2013 - Present
Scottrade Bank April 2009 - March 2013
Promontory Financial Group October 2008 - April 2009
America's Community Bankers February 2006 - December 2007
Fannie Mae September 1998 - February 2006
U.S. Treasury Department 1992 - 1998
Education
Vanderbilt University Law School 1985 — 1988
JD
Dartmouth College 1981 — 1985
The Law Office of Jeremy Hildebrand, P.C. November 2012 - Present
Promontory Financial Group June 2012 - January 2013
Clayton 2013 - 2013
Hoban & Feola, LLC 2011 - 2012
War on Terrorism Veterans of America, Inc. 2008 - 2009
U.S. Army 2005 - 2009
U.S. Army 2005 - 2009
Skills
Criminal Defense, Legal Research, Westlaw, Legal Writing, Litigation, Criminal Law, Courts, Military, Public Speaking, Family Law, Government, Legal Assistance, Motions, Research, Policy, Trials
Education
University of Denver - Sturm College of Law 2009 — 2012
Juris Doctor
The University of Akron 2000 — 2004
Bachelor of Music, Music Performance
Brookside High School
Laughing Matters 2013 - Present
Promontory Financial Group 2012 - 2013
Kaplan 2011 - 2012
Harvard University 2009 - 2012
African Youth Alliance June 2003 - September 2003
NPR June 2003 - September 2003
Skills
Research, Data Analysis, Strategic Planning, Process Improvement, Due Diligence, Market Research, Healthcare, Life Sciences, Cross-functional Team..., Agile Project Management, Scrum, Project Management, Financial Modeling, Reporting & Analysis, Microsoft Excel, PowerPoint
Education
Harvard University 2006 — 2009
Postbaccalaureate
University of Chicago 2003 — 2006
A.B.
Western Reserve Academy 1999 — 2002
Interliance Management Consulting October 2013 - Present
Pactrust Bank February 2013 - October 2013
Promontory Financial Group October 2011 - January 2013
Wells Fargo Home Mortgage January 2010 - October 2010
Clear Horizons Mortgage July 2007 - November 2009
Safe Capital Lending November 2005 - June 2007
Countrywide Home Loans March 2005 - November 2005
Westlake Mortgage Group September 2002 - March 2005
Skills
Banking, Program Management, Leadership, Mortgage Lending, Training, Management, Analysis, Finance, Process Improvement, Software Documentation, Access, Loans, Forecasting, Consulting, Management Consulting, Business Process Design, Lean Management, Workflow Management, Operations Management, CRM, Experienced Business..., Marketing Strategy
Education
Chapman University
MBA, Business Administration
Chapman University
Bachelors of Science, Business Administration
Promontory Financial Group October 2007 - Present
Bank One NA (merged with JP Morgan Chase) 1985 - 2002
Skills
Loans, Financial Institutions, AML, KYC, Risk Management, Financial Regulation, Banking, Securities, Finance, Due Diligence, Internal Controls, Financial Risk, Financial Services, Capital Markets, Private Banking, Enterprise Risk..., French, Business Development, Anti Money Laundering, Corporate Finance
Education
INSEAD 1973 — 1974
MBA, Business
Sciences Po 1965 — 1969
BA, Economics, Law
Fundação Getulio Vargas 1982 — 1982
Certificate, International Trade
Hameline & Eccleston, LLP June 2013 - Present
Turner Oil & Gas February 2013 - May 2013
Promontory Financial Group October 2012 - January 2013
Colorado Legal Services June 2012 - September 2012
Ohio Senate September 2011 - December 2011
Paulson & Nace, PLLC July 2011 - August 2011
U.S. District Court, Southern District of Ohio, Honorable Algenon Marbley May 2011 - July 2011
Campus Partners January 2011 - May 2011
Skills
Legal Writing
Education
The Ohio State University Moritz College of Law 2009 — 2011
Doctor of Law (J.D.), Law
University of Virginia 2004 — 2008
Bachelor of Arts (B.A.), English/History
SRA International February 2015 - Present
Promontory Financial Group February 2014 - February 2015
Avanade October 2010 - January 2014
University of Maryland University College November 2009 - October 2010
Skills
SharePoint, Enterprise Architecture, Microsoft Technologies, Active Directory, IT Management, TCP/IP, IT Operations
Education
University of Maryland University College
Bachelor of Science (B.Sc.), Computer Information Technology
Office of Financial Research, U.S. Dept. of Treasury September 2012 - Present
Promontory Financial Group May 2007 - August 2012
Federal Reserve Bank of New York October 1995 - March 2007
Education
University of Miami - School of Business 1979 — 1981
Master of Business Administration, Finance, Economics
Barnard College
Bachelor of Arts, History
Promontory Financial Group 2007 - Present
Contract Fraud Investigations (CFI) June 2005 - Present
WAMU project in San Antonio, TX 2008 - 2008
American Express 2007 - 2008
American Express Bank Limited 2007 - 2008
IRS - Criminal Investigations Division August 1973 - July 1999
Skills
Criminal Law, Enterprise Risk..., Private Investigations, Fraud, USA PATRIOT Act, Bank Secrecy Act, Analysis, KYC, AML, Risk Assessment, Forensic Accounting, Due Diligence, OFAC, Background Checks, Certified Fraud Examiner, Financial Risk, Anti Money Laundering, Forensic Analysis, Investigation, Operational Risk..., Regulations
Education
Davenport University 1964 — 1968
Bachelor of Science, Accounting, Finance, Business Law
Seymour Investigative Services, LLC May 2014 - Present
Seymour Investigative Services, LLC September 1998 - Present
Doyle/Carden Group December 2012 - March 2013
Doyle/Carden Group May 2010 - December 2011
Promontory Financial Group November 2007 - July 2008
Daylight Forensic & Advisory, LLC October 2006 - July 2007
IPSA International March 2006 - August 2006
KPMG June 2005 - September 2005
United States Attorney's Office November 2002 - November 2004
UBS Investment Bank 1997 - 1998
Skills
AML, CAMS, Litigation Support, USA PATRIOT Act, OFAC, Fraud, Bank Secrecy Act, Sanction, Private Investigations, Investigation, Banking, Anti-corruption, Enterprise Risk..., Due Diligence, KYC, Enforcement, Anti Money Laundering, Forensic Accounting, Certified Fraud Examiner, Criminal Investigations, Risk Assessment, Operational Risk, Financial Institutions, Counterterrorism, FCPA, Internal Investigations, Security, Financial Regulation, Correspondent Banking, Finance, Certified Anti-Money..., Securities, Regulations, Financial Risk, Operational Risk..., Law Enforcement
Education
University of Hartford 1965 — 1969
BA, Communications
Jonathan Dayton Regional
PwC October 2014 - Present
Pacific Living Properties April 2013 - August 2013
Promontory Financial Group July 2012 - January 2013
Promontory Financial Group March 2012 - July 2012
The Schinner Law Group September 2011 - December 2011
Deer Valley Resort May 2007 - August 2009
Deer Valley Resort September 2006 - May 2007
ECTC Bakery and Café June 2005 - June 2006
Michigan State Senate May 2005 - August 2005
Skills
Process Scheduler, Property Management, Project Planning, Finance, Sales, Foreclosures, Research, Nonprofits, Mortgage Lending, Commercial Real Estate, Loans, Contract Negotiation, Legal Documents, Estate Planning, Construction, Legal Writing, Legal Research, International Law, Westlaw, Real Estate, Document Review
Education
Boston University School of Law 2013 — 2014
Master of Laws (LL.M), Graduate Tax
Thomas M. Cooley Law School 2009 — 2012
Juris Doctor, International Law
Michigan State University 2002 — 2006
Bachelor of Arts, Social Science; Criminal Justice
Cadence Bank June 2015 - Present
Ocwen Financial Corporation December 2013 - June 2015
Promontory Financial Group June 2011 - September 2013
FirsTier Bank May 2004 - January 2011
Paramount Home Loans June 2003 - May 2004
Skills
Call Centers, Credit, Financial Analysis, Loans, Mortgage Lending, Underwriting, Real Estate, Quality Assurance, Loss Mitigation, Marketing, Commercial Real Estate, Portfolio Management, Banking, Residential Homes, Risk Management, Investment Properties, Auditing, Asset Management, Accounting, GAAP, IFRS, Cost Accounting, Finance, Loan Origination, Analysis, Loan Servicing, Commercial Banking, Management, Commercial Lending, Credit Analysis, Financial Risk, Due Diligence
Education
Regis University 2010 — 2012
MSA, Accounting
University of Colorado Boulder 2001 — 2005
BA, Philosophy
Goldman Sachs October 2010 - Present
Promontory Financial Group July 2008 - October 2010
Skills
Bloomberg, Quantitative Analytics, Quantitative Finance, Derivatives, Fixed Income, Analytics, Equities, Financial Modeling, Valuation, Market Risk, Hedge Funds, Leadership, Investment Banking, SAS, Capital Markets, Thought Leadership, Portfolio Management, CCAR, Stress Testing, VAR, Risk Management, Credit Risk, Basel III, Mentoring, Corporate Governance, Critical Thinking, Creative Solutions, Project Management, Liquidity Risk
Education
Drexel University 2003 — 2008
Ph.D., Operations Research and Statistics
Promontory Financial Group January 2014 - Present
Mercer May 2006 - May 2013
Bath and Body Works, The Limited Corporation November 2005 - April 2006
Sona Med Spa May 2004 - May 2005
AXA Advisors December 2001 - April 2004
Victoria's Secret November 2003 - February 2004
Skills
CRM, Leadership, Business Development, Marketing, Project Management, Sales, Analysis, Customer Service, Performance Management, Employee Benefits, Change Management, Human Resources, Organizational..., Management Consulting, Process Improvement, Management, Pensions, Program Management, Coaching, Time Management, Teamwork, Operations Management, Software Documentation, Team Building, Product Management, Budgets, Risk Management
Education
Christian Brothers University
BA, Psychology/Marketing
Atrevida Partners, LLC 2007 - Present
Promontory Financial Group 2000 - 2007
Soros Fund Management 1998 - 1999
Bankers Trust Company 1987 - 1999
Arthur Andersen & Co 1979 - 1987
Education
University of Pennsylvania - The Wharton School 1975 — 1979
BS and MBA, Finance
Shift Payments May 2014 - Present
Hard Yaka January 2011 - Present
3taps, Inc. June 2009 - July 2015
Promontory Financial Group September 2005 - October 2014
Education
Princeton University 2001 — 2005
Jones and Keller January 2015 - June 2015
Promontory Financial Group September 2013 - August 2014
Promontory Financial Group September 2011 - January 2013
Apartment Investment Management Company (AIMCO) February 2008 - April 2010
Wal-Mart Stores, Inc August 2004 - February 2008
Education
University of Denver - Sturm College of Law 2002 — 2002
LL.M, Taxation
University of Arkansas, College of Law 1999 — 2001
J.D.
University of Arkansas, Walton College of Business 1995 — 1998
Bachelor of Science, Accounting
Promontory Financial Group, LLC June 2011 - Present
Morgan Stanley 2009 - May 2011
Promontory Financial Group February 2009 - May 2009
Citigroup December 1993 - November 2008
Barclays Bank 1991 - 1993
Citi Group 1978 - 1991
Arthur Andersen & Co. 1972 - 1978
Skills
Regulatory reviews, Capital Markets, Fixed Income, Securities, Derivatives, Operational Risk, Risk Management, Investment Banking, Financial Risk, AML, Operational Risk..., Banking, Financial Services, Hedge Funds, Due Diligence
Education
New York University - Leonard N. Stern School of Business 1979 — 1983
MBA, Finance
University of Minnesota - Carlson School of Management 1968 — 1972
BS-Acct'g, Acounting
SLS March 2013 - Present
Allonhill January 2013 - March 2013
Promontory Financial Group November 2011 - January 2013
State of Alaska September 2010 - June 2011
United States District Court August 2009 - December 2009
U.S. Immigration and Customs Enforcement (ICE) May 2009 - August 2009
Wayne County Corporation Counsel May 2008 - August 2008
RE/MAX Alliance November 2001 - January 2008
Skills
Legal Research, Mortgage Underwriting, Loan Servicing, Foreclosures, Legal Writing, Real Estate, Loans, Mediation, Finance, Underwriting, Civil Litigation, Mortgage Lending, Due Diligence
Education
Ave Maria School of Law 2007 — 2010
J.D.
Drury University 2003 — 2007
B.A. with Honors
MarkWest Hydrocarbon September 2013 - Present
Promontory Financial Group August 2012 - January 2013
Rockies Standard Oil Company February 2011 - August 2012
Office of Attorney General — General Litigation Division November 2009 - February 2010
Lone Star Legal Aid May 2009 - August 2009
Skills
Legal Writing, Employment Law, Family Law, Research, Real Estate, Legal Research, Litigation, Civil Litigation, Westlaw, Corporate Law, Legal Assistance, Intellectual Property, Courts, Legal Advice, Administrative Law, Trials, Leases
Education
Baylor University School of Law 2008 — 2010
Juris Doctorate
Colorado State University 2003 — 2007
Bachelor of Science (B.S.), Equine Science and Agriculture Economics
Promontory Financial Group, LLC May 2015 - Present
Promontory Financial Group, LLC December 2009 - April 2015
Promontory Financial Group 2006 - December 2009
Financial Services Authority 2003 - 2005
FSA 2000 - 2002
FSA 1998 - 2000
Bank of England 1997 - 1998
Skills
Change Management, Financial Regulation, Enterprise Risk..., Risk Management, Risk Assessment, Banking, Building Relationships, Corporate Governance, AML, Consulting, OFAC, Bank Secrecy Act, Derivatives, Management, Operational Risk, Credit Risk, Due Diligence, Hedge Funds, Securities, Financial Risk, Asset Management, Capital Markets, Retail Banking, Financial Services, Virtual Currency, Bitcoin, Compliance, Consumer Behaviour, Money Transfers, Anti Money Laundering
Education
University of Oxford 1992 — 1997
Arvest Bank October 2014 - Present
OneWest Bank January 2013 - June 2014
Promontory Financial Group May 2012 - January 2013
Emanuel Law Firm April 2009 - May 2012
Lathrop & Gage 2006 - March 2009
Holley Albertson & Polk 2004 - 2006
State of Colorado Judicial Branch 2003 - 2004
Narex 1999 - 2000
Commercial Financial Services 1998 - 1999
Wal-Mart Stores (ISD) 1996 - 1998
Skills
Intellectual Property, Litigation, Appeals, Commercial Litigation, Civil Litigation, Licensing, Trademarks, Contract Negotiation
Education
University of Colorado School of Law 2000 — 2003
JD
University of Connecticut 1985 — 1989
MBA
University of Oklahoma 1979 — 1983
BS
Baylor University
Christian Academy in Japan (CAJ)
Guidepost Solutions October 2013 - Present
CK ASSOCIATES July 2001 - Present
CK Associates July 2001 - Present
HSBC May 2010 - December 2011
Daylight Forensic & Advisory LLC November 2009 - January 2010
Maxim Group LLC January 2008 - February 2009
Barclays December 2008 - January 2009
Washington Mutual July 2008 - November 2008
Promontory Financial Group May 2008 - July 2008
American Express Bank International August 2007 - December 2007
Skills
Fraud, AML, KYC, Bank Secrecy Act, Financial Institutions, FINRA, FCPA, Certified Anti-Money..., Financial Regulation, Credit Risk, Commercial Banking, Internal Investigations, Retail Banking, Analysis, Anti Money Laundering, OFAC, Operational Risk..., Capital Markets, Payments, Operational Risk, Corporate Security, Credit
Education
Long Island University, C.W. Post Campus 1967 — 1971
Institute for Advanced Study September 2012 - Present
UCLA August 2012 - Present
Promontory Financial Group, LLC August 2006 - September 2010
Promontory Financial Group June 2005 - August 2006
Skills
Risk Management, Data Analysis
Education
The University of Texas at Austin 2006 — 2012
PhD, Mathematics
Princeton University 2001 — 2005
Cope Financial PR, Inc. January 2014 - Present
Promontory Financial Group May 2007 - December 2013
America's Community Bankers 2001 - 2007
Bloomberg News June 2000 - October 2001
American Banker 1990 - 2000
National Mortgage News October 1987 - June 1990
Bureau of National Affairs August 1986 - October 1987
National Association of Home Builders November 1983 - August 1986
American Bankers Association July 1980 - November 1983
Skills
Media Relations, Strategic Communications, Crisis Communications, Editing, Marketing Communications, Corporate Communications, Social Media, Publishing, Public Policy, Leadership, Management, Journalism, Speech Writing, Press Releases, Marketing, Magazines, Public Relations, Newspaper, Web Content, Politics, Books, Blogging, Internal Communications, Newspapers, Writing, Training, News Writing, Graphic Design, Storytelling, Government, Publications, Copy Editing, Book Production, Banking, Insurance, Mutual Funds, Reputation Management, Financial Services
Education
Butler University 1976 — 1980
Aberystwyth University 1978 — 1979
None
PS102
Promontory Financial Group, LLC February 2014 - Present
Modern Bank, N.A. April 2011 - October 2013
Promontory Financial Group 2007 - 2009
Citigroup 2000 - 2007
Bankers Trust 1976 - 1999
Bankers Trust Company (now Deutsche Bank) 1976 - 1999
US Treasury 1970 - 1976
Skills
Private Banking, Capital Markets, Management, Operational Risk, Business Strategy, Fixed Income, Risk Management, Banking, Financial Services, AML, Investment Banking, Portfolio Management, Financial Risk
Education
The George Washington University 1970 — 1976
M.A., Economics
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1963 — 1965
M.A., International Relations&Economics
Yale University 1958 — 1963
Bachelor of Arts (BA), Psychology
Ridgewood high school 1955 — 1958
h.s., college prep
Global Atlantic Partners LLC 2014 - Present
Banamex 2014 - 2014
Promontory Financial group November 2011 - January 2013
Promontory Financial Group, LLC November 2011 - January 2013
New oak capital 2013 - 2013
Bohan Group 2005 - 2007
ResMAE Mortgage Corporation August 2004 - September 2005
American Finance, LLC August 2001 - September 2003
Skills
Mortgage Banking, Mortgage Underwriting, Loss Mitigation, Loans, Loan Origination, Mortgage Lending, Due Diligence, Underwriting, Residential Mortgages, Banking, Refinance, Mortgage Servicing, Credit, Credit Analysis, Financial Risk, Credit Risk, Loan Servicing, Fraud, FHA, Portfolio Management, Construction Loans, Auditing, Securitization, Real Estate Financing, Risk Management, Risk Analysis, Commercial Banking, Commercial Lending, Consumer Lending, Operational Risk, Financial Services, Financial Analysis, Asset Management, Finance, Loan Modifications, Real Estate, USDA, Operational Risk..., Real Estate Economics, Enterprise Risk..., Credit Cards, Executive Management, OFAC, Structured Finance, Investment Properties, Investments, Relationship Management, Capital Markets, VA loans, AML
Education
California State Polytechnic University-Pomona 1984 — 1986
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies
Los Angeles City College 1962 — 1965
AA, Liberal Studies
Cal Poly Pomona
California State Polytechnic University-Pomona
Promontory Financial Group, LLC July 2014 - Present
Promontory Financial Group May 2004 - Present
Providian Financial Corp. 1999 - 2004
World Savings November 1996 - June 1999
OCC April 1993 - October 1996
United States Senate April 1989 - April 1993
Dewey Ballantine LLP September 1987 - April 1989
Skills
Compliance, Risk Management, Financial Services, Credit, Banking, Credit Risk, Corporate Governance, Financial Risk, Securities, Financial Analysis, Portfolio Management, Loans, Finance, Mortgage Lending, Executive Management, AML
Education
Harvard Law School 1984 — 1987
J.D.
Harvard University Kennedy School of Government 1983 — 1987
MPP
Reed College 1977 — 1981
B.A., Political Science
Financial Consultant 2009 - Present
IPSA International 2004 - 2011
Promontory Financial Group November 2007 - July 2008
Daylight Forensic & Advisory LLC October 2006 - August 2007
Skills
AML, Bank Secrecy Act, Fraud, Enforcement, Private Investigations, Suspicious Activity..., Criminal Justice, OFAC, KYC, Risk Assessment, Investigation, Evidence, Financial Risk, Forensic Analysis, Criminal Investigations, USA PATRIOT Act, Executive Protection, Due Diligence, Background Checks, Internal Investigations, Forensic Accounting, Risk Management, Enterprise Risk..., Analysis, Corporate Governance, Surveillance, Criminal Law, Litigation Support, Protection, Corporate Security, Computer Forensics, Securities, Interrogation, Expert Witness, Financial Services, Banking, Capital Markets, Internal Audit, Operational Risk..., Operational Risk, Financial Institutions, Private Banking, Sanction, Financial Regulation, Investment Banking, Anti Money Laundering, Law Enforcement
Education
Seton Hall University
BS, Accounting major
Control Solutions International June 2015 - Present
Mastech, Inc. January 2015 - May 2015
PricewaterhouseCoopers/IPSA July 2014 - December 2014
KPMG December 2013 - June 2014
Wells Fargo Home Mortgage February 2013 - December 2013
Promontory Financial Group October 2011 - January 2013
Skills
Internal Audit, Risk Analysis, Credit Analysis, Finance, Due Diligence, Mortgage Lending, Management, Disaster Recovery, Business Continuity..., Risk Management, Banking, Financial Risk, Credit, Credit Risk, Loans, Financial Analysis, Financial Services, Portfolio Management, Mortgage Banking, Loss Mitigation
Education
Federal Government College 1989 — 1994
Marylhurst University
Bachelor of Science (B.S.), Business Leadership & Management
TLG 2013 - 2015
Promontory Financial Group 2011 - 2013
Feldman Law Center 2008 - 2009
EMC Mortgage 2007 - 2008
Cal Mortgage Services Corp 2004 - 2007
E*Trade 2003 - 2004
Countrywide Financial Corp 2002 - 2003
Marcus & Millichap Real Estate Investment Services 1998 - 2000
Skills
Loss Mitigation, REO, Portfolio Management, Foreclosures, Default, Loans, Loan Modifications, Mortgage Lending, FHA, Credit, Mortgage Underwriting, Short Sales, Finance, Real Estate Transactions, Loan Origination, Due Diligence, Commercial Real Estate, Underwriting, Valuation, Property, Sellers, Loan Servicing, Real Estate, Mortgage Banking, Residential Mortgages, Investment Properties, Refinance, Asset Management, Mortgage Servicing
Education
University of California, Irvine
Bachelor of Arts (B.A.)
Treliant Risk Advisors October 2014 - Present
Telavance, Inc. August 2014 - October 2014
Promontory Financial Group January 2014 - July 2014
Treliant Risk Advisors November 2013 - December 2013
Telavance September 2013 - December 2013
Experis September 2013 - September 2013
Promontory Financial Group, LLC May 2010 - August 2013
IPSA International June 2012 - September 2012
Telavance March 2012 - May 2012
Labaton Sucharow LLP October 2009 - April 2010
Skills
Due Diligence, KYC, Bank Secrecy Act, Fraud Investigations, Fraud, USA PATRIOT Act, AML, OFAC, Compliance, BSA, Banking, Risk, Risk Assessment, Risk Management, Operational Risk, Capital Markets, Regulations, Financial Institutions, Enterprise Risk..., Commercial Banking, Securities
Education
New York Law School 1998 — 2001
Doctor of Law (JD), JD
Long Island University, C.W. Post Campus 1984 — 1986
Bachelor of Arts (B.A.), Communications (Film/TV)
COMMERZBANK November 2014 - Present
KPF Investigations October 2012 - Present
Promontory Financial Group, LLC November 2013 - September 2014
Promontory Financial Group November 2012 - February 2013
Bank Leumi April 2010 - October 2012
Promontory Financial Group February 2008 - May 2009
Vitale AML Consultants Inc March 2005 - February 2008
ABN AMRO November 2002 - March 2005
NYPD January 1983 - January 2003
Skills
Due Diligence, Quality Assurance, AML, Fraud, Private Investigations, KYC, Bank Secrecy Act, USA PATRIOT Act, OFAC, Risk Management, Investigation, Financial Risk, Enforcement, Banking, Internal Investigations, Surveillance, Certified Fraud Examiner, Physical Security, Securities, Operational Risk..., Background Checks, Criminal Investigations, Security, Risk Assessment, Interrogation, Forensic Accounting, Financial Institutions, Security Management, Anti Money Laundering, Operational Risk, Sanction, Forensic Analysis, Financial Regulation, Enterprise Risk..., Financial Services, Corporate Governance, Fraud Detection, Regulations, Risk Analysis, CAMS, Anti-corruption, Internal Audit, FCPA, Computer Forensics, FINRA, Capital Markets, Credit Risk, Credit, Hedge Funds, Retail Banking
Education
Dominican College of Blauvelt 2008 — 2013
MBA, MBA Program, 3.7
Iona College 1978 — 1982
Bachelor of Business Administration, Finance
Rushmore Loan Management Services LLC April 2014 - January 2015
Promontory Financial Group, LLC September 2013 - February 2014
NewOak February 2013 - September 2013
PROMONTORY FINANCIAL GROUP October 2011 - January 2013
EdgeMAC November 2009 - October 2011
MORTGAGE BANK OF CALIFORNIA January 2007 - January 2009
PEOPLE’S CHOICE HOME LOAN, INC July 2005 - March 2007
RBS Securities, Inc May 2003 - July 2005
Saxon Mortgage April 1999 - April 2003
Pacific Thrift and Loan March 1993 - March 1997
Skills
Credit, Loans, Loan Origination, Finance, Mortgage Banking, Due Diligence, Loan Servicing, Loss Mitigation, Banking, Credit Analysis, Microsoft Excel, Management Consulting, Problem Solving, Organization Skills, Mortgage Lending, Underwriting, Portfolio Management, Program Management, Risk Management, Asset Managment, Process Improvement, Investment Properties, Mergers & Acquisitions, Training, Quality Assurance, Strategy, Management, Financial Services, Credit Risk, Analysis, Residential Mortgages, Financial Analysis
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1999 — 2002
BS, Management
RD AML Solutions Inc November 2013 - Present
HSBC Bank USA NA July 2011 - October 2013
HSBC Bank USA NA April 2010 - July 2011
Barclays Wealth December 2009 - March 2010
RSM McGLADREY September 2008 - November 2008
Habib Bank Limited April 2008 - August 2008
Ocean Bank February 2008 - March 2008
Promontory Financial Group November 2007 - January 2008
Israel Discount Bank March 2007 - August 2007
UBS Investment Bank August 2006 - February 2007
Skills
KYC, AML, OFAC, USA PATRIOT Act, Bank Secrecy Act, Financial Risk, Fraud, Banking, Due Diligence, Internal Audit, Private Investigations, Retail Banking, Regulations, Risk Management, Operational Risk, Private Banking, Securities, Hedge Funds, Financial Regulation, Operational Risk..., Anti Money Laundering, Derivatives, Equities, Credit, Financial Institutions, Capital Markets, Sanction, Financial Services, Fixed Income, Financial Markets, Payments, Credit Cards, Enterprise Risk..., Analysis, Bloomberg, Credit Risk, Risk Assessment, Investment Banking, FX Options, FINRA, Correspondent Banking, Basel II, Corporate Governance, Investigation, Fraud Detection, Mutual Funds, FATCA, Back Office, SWIFT payments, Dodd-Frank
Education
City University of New York-Hunter College 1999 — 2004
BA, MA, Economics
Hunter College, City University of New York 1999 — 2004
Masters Degree, Economics
JPMorgan Chase & Co. June 2014 - Present
Promontory Financial Group February 2013 - June 2014
National Stock Exchange September 2012 - November 2012
Aetna, Inc May 2011 - August 2011
Skills
Banking Law, Legal Research, Legal Writing, Corporate Law, Regulatory Requirements, Legal Compliance, Anti Money Laundering, Anti-bribery, Policy
Education
American University, Washington College of Law 2009 — 2012
Juris Doctor, GPA: 3.48
Muhlenberg College 2005 — 2009
Bachelor of Arts (B.A.), Political Science, Finance, GPA: 3.56, cum laude
M.D.C. Holdings, Inc. 2012 - Present
Promontory Financial Group 2011 - 2012
Otten, Johnson, Robinson, Neff & Ragonetti, PC 2007 - 2011
Walsh, Colucci, Lubeley, Emrich & Walsh, P.C. 2004 - 2007
Education
University of Notre Dame Law School 2001 — 2004
JD, Law
University of Notre Dame 1994 — 1998
BA, English
Promontory Financial Group June 2015 - Present
Community Anti-Drug Coalition of America (CADCA) April 2015 - May 2015
Advanced Medical Technology Association (AdvaMed) March 2015 - April 2015
Partnership for Supply Chain Management March 2015 - March 2015
Supporting Kids in Peru May 2014 - September 2014
Kroll September 2013 - February 2014
Narcotics Affairs Section, US Embassy to Ecuador January 2013 - April 2013
The Offices of Senator Jim Webb January 2012 - May 2012
The Paul Carmouche Campaign for Congress September 2008 - December 2008
The Offices of Rep. Bob Goodlatte June 2007 - July 2007
Skills
International Relations, Spanish, Research, Foreign Policy, Politics, Community Outreach, Public Speaking, Political Science, International Politics, Latin American Politics..., Policy Analysis, Diplomacy, Administrative..., Editing, Microsoft Office, Teaching, Social Media, Higher Education, Administrative Support, LexisNexis, World Check, OFAC, Public Policy
Education
The George Washington University 2010 — 2013
International Affairs, International Politics
Curry College 2009 — 2010
Bachelor's degree, International Business
Promontory Financial Group December 2011 - January 2013
Bank of America August 2011 - November 2011
Houstonian Mortgage Group, Inc May 2010 - April 2011
USAA June 2009 - February 2010
Chase Home Lending April 2008 - November 2008
Allied Home Mortgage May 2007 - March 2008
Home 123 February 2006 - April 2007
Countrywide Home Loans January 2003 - February 2006
Countrywide Home Loans July 2002 - January 2003
Wells Fargo Home Mortgage October 2001 - July 2002
Skills
Mortgage Lending, Loans, Credit, Real Estate, Customer Service, Credit Analysis, Investment Properties, Residential Homes, Direct Sales, First Time Home Buyers, Agile Methodologies, SOA, Spring, Java Enterprise Edition, SDLC, Unix, Enterprise Architecture, Web Services, Hibernate, XML, Underwriting, Finance, Portfolio Management
Education
Georgia Southern University
Bachelor of Business Administration Degree, Finance
RGP 2013 - 2013
Promontory FInancial Group 2012 - 2013
Salisbury ADR Services 2010 - 2013
Wright, Finlay & Zak, LLP 2011 - 2012
Law Firm of Michael Khouri 2010 - 2011
McKenna, Long & Aldridge LLP 2008 - 2008
TestMasters 2006 - 2008
TransUnion Settlement Solutions, Inc. 2004 - 2006
Skills
Legal Research, Westlaw, Legal Writing, Litigation, Real Estate, Civil Litigation
Education
Chapman University, School of Law 2008 — 2011
JD
UCLA
BA, History and Political Science
Independent Consulting Services for Fraud, Risk and Change Management 2013 - Present
BMO Financial Group June 2014 - January 2015
Promontory Financial Group February 2014 - June 2014
Canadian Financial Services Company December 2013 - January 2014
Deloitte Canada April 2013 - June 2013
BMO Bank of Montreal 2007 - 2012
BMO Bank of Montreal 2000 - 2006
BMO Bank of Montreal 1999 - 2000
BMO Bank of Montreal 1998 - 1999
BMO Bank of Montreal 1997 - 1998
Skills
Fraud Management, Banking, Strategic Planning, Program Management, Change Management, Risk Management, Communications, Performance Reporting, Channel authentication..., Fraud, Financial Services, Credit Risk, Management, Leadership, Operational Risk, Payments, Management Consulting, Risk Assessment, Strategy
Education
Michigan State University
Master's degree, Psychology
The Ohio State University
Bachelor's degree, Psychology
Promontory Financial Group September 2011 - January 2015
ResMAE Mortgage June 2005 - October 2006
Long Beach Mortgage August 2000 - June 2005
United PanAm Mortgage August 1997 - April 2000
Bank of America September 1993 - March 1994
Countrywide Funding Corporation October 1991 - September 1993
Skills
Risk Management, Underwriting, Mortgage Banking, Mortgage Lending
Education
California State Polytechnic University-Pomona 1998 — 2002
Master of Business Administration (MBA), Business Administration
California State University-Los Angeles 1989 — 1991
Bachelor of Science (B.S.), Business Administration
Delaware Supreme Court, Chief Justice Strine August 2014 - Present
Yale Law School September 2011 - May 2014
Promontory Financial Group 2013 - 2013
Bain & Company July 2008 - August 2011
Skills
Legal Research, Due Diligence, Financial Modeling, Valuation, Management Consulting, Public Policy, Strategic Consulting, Qualitative Research, Policy Analysis, Economics, Legal Writing, Private Equity
Education
Yale Law School 2011 — 2014
Doctor of Law (J.D.)
University of Pennsylvania 2004 — 2008
Bachelor of Arts (BA), Philosophy, Politics & Economics; Women's Studies
General Dynamics Information Technology March 2014 - Present
Stewart Lender Services February 2013 - November 2013
Promontory Financial Group July 2011 - January 2013
AT&T Services Inc. December 2008 - May 2011
Skills
System Imaging, Desktop Application..., System Deployment, Call Centers, Team Leadership, Microsoft Technologies, Apple OS, MySQL, Active Directory, Microsoft Exchange, SharePoint, Norton Ghost, Adobe Creative Suite, Maya, Cisco Networking, Network Infrastructure, Telephony Support, ShoreTel, GIMP, VoIP, System Installations, Avaya, Biometrics, IR, Mobile Connectivity, Robocopy, Apache, IIS, WebX, VNC, Project Management, SSH, Remedy Ticketing System, Front Office Support, LogMeIn, HTML, XML, PHP, CSS, Open Office, Multi Tasking, Outstanding time..., AT&T Connect, AT&T Business Direct, Server Administration, Blackberry, Blackberry Enterprise..., Blackberry applications, Technical Support, Technical Documentation
Education
Platt College Aurora, CO 2004 — 2004
incomplete, Print, packaging, logo, and typographic design.
Independence Community College 2003 — 2003
Incomplete, Broadcast Technology with an emphasis on 3D animation, render farming, and video production.