Prudential-Bache Securities
Industry: Bank
DescriptionPrudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, NY Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities
Prudential-Bache Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Prudential-Bache Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Prudential-Bache Securities Employees
Employee
Years
Job
Industry
Peter Miralles Peter Miralles's Prudential-Bache Securities Experience January 1987 - January 1989
Job President Atlanta Wealth Consultants. Investment Advisory Representative
Industry Investment Management
Experience
Atlanta Wealth Consultants, LLC July 2007 - Present
Cambridge 2007 - 2015
Cambridge 2007 - 2015
Georgia Financial Educators June 2007 - May 2012
H&R Block Financial Advisors November 1999 - June 2007
Olde Brokerage 1989 - 1999
Prudential Bache Securities January 1987 - January 1989
Skills
Certified Financial..., Certified Investment..., Portfolio Management, Retirement Planning, IRA's, 401k, Financial Analysis, Stock Market Analysis, Independent Financial..., Estate Planning, Investment Advisory, Retirement Savings, Personal Financial...
Education
University of Pennsylvania - The Wharton School 2004 — 2005
CIMA®
Oglethorpe University 2000 — 2001
Financial Planning
Enrolled Agent
The American College
University of Georgia Studies Abroad
Rome Italy
Georgia State University
Bachelor of Arts (B.A.)
Atlanta Wealth Consultants, LLC July 2007 - Present
Cambridge 2007 - 2015
Cambridge 2007 - 2015
Georgia Financial Educators June 2007 - May 2012
H&R Block Financial Advisors November 1999 - June 2007
Olde Brokerage 1989 - 1999
Prudential Bache Securities January 1987 - January 1989
Skills
Certified Financial..., Certified Investment..., Portfolio Management, Retirement Planning, IRA's, 401k, Financial Analysis, Stock Market Analysis, Independent Financial..., Estate Planning, Investment Advisory, Retirement Savings, Personal Financial...
Education
University of Pennsylvania - The Wharton School 2004 — 2005
CIMA®
Oglethorpe University 2000 — 2001
Financial Planning
Enrolled Agent
The American College
University of Georgia Studies Abroad
Rome Italy
Georgia State University
Bachelor of Arts (B.A.)
Benjamin Burditt Benjamin Burditt's Prudential-Bache Securities Experience February 1982 - June 1985
Job Managing Partner at Princeton Strategic Advisors
Industry Management Consulting
Experience
Princeton Strategic Advisors January 2011 - Present
Adept Technologies August 2011 - Present
Pardee Resources May 2010 - Present
Special Situations Fund June 2004 - 2010
ScrippsVentures July 1996 - June 2004
United Media January 1994 - July 1996
McKinsey & Company September 1987 - December 1992
Prudential-Bache Securities February 1982 - June 1985
Connecticut Air Service May 1979 - September 1979
Skills
Strategy, Investors, Corporate Advisory, Board Governance, Restructuring, Start-up Ventures, Venture Capital, Private Equity, Change Management, Management Consulting, Facilitators, Executive Coaching, Strategic Consulting, CEO Advisory, Software, Start-ups, Entrepreneurship, Mergers & Acquisitions, Corporate Development, Business Strategy, Investments, Executive Management, Management, Investment Banking, Business Development, Private Placements, Financial Analysis, IPO, Due Diligence, Emerging Markets, Strategic Planning, Leadership, Strategic Partnerships, Consulting, Financial Modeling, Portfolio Management
Education
Yale University - Yale School of Management 1985 — 1987
MBA, Strategy, Finance, Organization, Operations, Logistics, Marketing, Accounting
Middlebury College 1977 — 1981
BA, Economics
Choate Rosemary Hall
High School
Rippowam
Princeton Strategic Advisors January 2011 - Present
Adept Technologies August 2011 - Present
Pardee Resources May 2010 - Present
Special Situations Fund June 2004 - 2010
ScrippsVentures July 1996 - June 2004
United Media January 1994 - July 1996
McKinsey & Company September 1987 - December 1992
Prudential-Bache Securities February 1982 - June 1985
Connecticut Air Service May 1979 - September 1979
Skills
Strategy, Investors, Corporate Advisory, Board Governance, Restructuring, Start-up Ventures, Venture Capital, Private Equity, Change Management, Management Consulting, Facilitators, Executive Coaching, Strategic Consulting, CEO Advisory, Software, Start-ups, Entrepreneurship, Mergers & Acquisitions, Corporate Development, Business Strategy, Investments, Executive Management, Management, Investment Banking, Business Development, Private Placements, Financial Analysis, IPO, Due Diligence, Emerging Markets, Strategic Planning, Leadership, Strategic Partnerships, Consulting, Financial Modeling, Portfolio Management
Education
Yale University - Yale School of Management 1985 — 1987
MBA, Strategy, Finance, Organization, Operations, Logistics, Marketing, Accounting
Middlebury College 1977 — 1981
BA, Economics
Choate Rosemary Hall
High School
Rippowam
Kazuko Ouchi-Tanzer Kazuko Ouchi-Tanzer's Prudential-Bache Securities Experience December 1985 - March 1989
Job Business Development Professional, Author
Industry Management Consulting
Experience
Tesco PLC February 2000 - July 2001
Kingfisher PLC February 1998 - January 2000
Freelance Management Consultant - Business Development May 1993 - May 1996
Swiss Bank Corporation Investment Banking January 1990 - February 1993
Prudential-Bache Securities December 1985 - March 1989
Education
Duke University - The Fuqua School of Business 1996 — 1997
MBA, Global Business Management
Columbia University in the City of New York
Bachelor of Arts (BA)
Tesco PLC February 2000 - July 2001
Kingfisher PLC February 1998 - January 2000
Freelance Management Consultant - Business Development May 1993 - May 1996
Swiss Bank Corporation Investment Banking January 1990 - February 1993
Prudential-Bache Securities December 1985 - March 1989
Education
Duke University - The Fuqua School of Business 1996 — 1997
MBA, Global Business Management
Columbia University in the City of New York
Bachelor of Arts (BA)
Julie Sherratt Julie Sherratt's Prudential-Bache Securities Experience 1989 - 1990
Job Managing Director, Risk Management at TD Asset Management
Industry Financial Services
Experience
TD Asset Management November 2012 - Present
TD Asset Management 2009 - 2012
TD Asset Management 2007 - 2009
TD Asset Management 2004 - 2007
TD Asset Management 1996 - 2004
BMO Nesbitt Burns 1991 - 1996
Dean Witter Canada 1990 - 1991
Prudential Bache Securities 1989 - 1990
Skills
Risk Management, Credit, Credit Risk, Asset Management, Derivatives, Fixed Income, Credit Analysis, Equities, Portfolio Management, Banking, Financial Analysis, Financial Risk, Investments, Capital Markets, Bloomberg
Education
Simon Fraser University 1982 — 1987
Bachelor of Arts (B.A.), Economics
TD Asset Management November 2012 - Present
TD Asset Management 2009 - 2012
TD Asset Management 2007 - 2009
TD Asset Management 2004 - 2007
TD Asset Management 1996 - 2004
BMO Nesbitt Burns 1991 - 1996
Dean Witter Canada 1990 - 1991
Prudential Bache Securities 1989 - 1990
Skills
Risk Management, Credit, Credit Risk, Asset Management, Derivatives, Fixed Income, Credit Analysis, Equities, Portfolio Management, Banking, Financial Analysis, Financial Risk, Investments, Capital Markets, Bloomberg
Education
Simon Fraser University 1982 — 1987
Bachelor of Arts (B.A.), Economics
Elliot Finkelstein's Prudential-Bache Securities Experience June 1987 - February 1990
Job Vice President (IT) at JPMorgan Chase & Co.
Industry Financial Services
Experience
JPMorgan Chase March 2008 - Present
Bear Stearns November 1997 - March 2008
EFDF Incorporated June 1993 - November 1997
Tnuva Computers Ltd. February 1990 - June 1993
Prudential Bache Securities June 1987 - February 1990
Mayors Office, City of New York June 1984 - June 1987
Skills
Databases, Software Development, SDLC, Consulting, Business Analysis, Requirements Analysis, Mainframe, Data Capture, Custom Software...
Education
Kingsborough Community College 1982 — 1984
Associate of Arts and Sciences (A.A.S.), Data Processing
JPMorgan Chase March 2008 - Present
Bear Stearns November 1997 - March 2008
EFDF Incorporated June 1993 - November 1997
Tnuva Computers Ltd. February 1990 - June 1993
Prudential Bache Securities June 1987 - February 1990
Mayors Office, City of New York June 1984 - June 1987
Skills
Databases, Software Development, SDLC, Consulting, Business Analysis, Requirements Analysis, Mainframe, Data Capture, Custom Software...
Education
Kingsborough Community College 1982 — 1984
Associate of Arts and Sciences (A.A.S.), Data Processing
Bruno J. Martillotti Bruno J. Martillotti's Prudential-Bache Securities Experience 1990 - 1993
Job Manager, Operations at AmeriHealth Insurance Co of NJ
Industry Insurance
Experience
AmeriHealth Insurance Co of NJ 2011 - Present
Matrix Development Group December 1994 - September 2011
United Pacific Life Insurance Company May 1990 - December 1994
Prudential-Bache Securities 1990 - 1993
United Pacific Life 1989 - 1993
Hugh Carver Group September 1988 - May 1990
Revlon 1984 - 1990
Prudential Securities December 1986 - September 1988
Revlon, Inc January 1979 - September 1986
Skills
Microsoft Office, Leadership, Budgets, Cross-functional Team..., Active Directory, Contract Management, Advertising, Negotiation, Policy, Contract Negotiation, Process Improvement, Financial Reporting, Strategic Planning, Business Development, Customer Service, Forecasting, Business Analysis
Education
Rider University 1980 — 1982
MBA, MIS
Rutgers, The State University of New Jersey-New Brunswick 1973 — 1977
Bachelor of Arts, Business Administration
Notre Dame High School 1969 — 1973
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
AmeriHealth Insurance Co of NJ 2011 - Present
Matrix Development Group December 1994 - September 2011
United Pacific Life Insurance Company May 1990 - December 1994
Prudential-Bache Securities 1990 - 1993
United Pacific Life 1989 - 1993
Hugh Carver Group September 1988 - May 1990
Revlon 1984 - 1990
Prudential Securities December 1986 - September 1988
Revlon, Inc January 1979 - September 1986
Skills
Microsoft Office, Leadership, Budgets, Cross-functional Team..., Active Directory, Contract Management, Advertising, Negotiation, Policy, Contract Negotiation, Process Improvement, Financial Reporting, Strategic Planning, Business Development, Customer Service, Forecasting, Business Analysis
Education
Rider University 1980 — 1982
MBA, MIS
Rutgers, The State University of New Jersey-New Brunswick 1973 — 1977
Bachelor of Arts, Business Administration
Notre Dame High School 1969 — 1973
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Jim Kanellitsas Jim Kanellitsas's Prudential-Bache Securities Experience March 1987 - September 1991
Job Creative Leadership
Industry Media Production
Experience
Brickfish August 2013 - October 2014
Blue Fire October 2009 - December 2012
Family Office September 2005 - October 2009
Piper Jaffray September 1993 - August 2005
Prudential-Bache Securities March 1987 - September 1991
Skills
Creative Strategy, Digital Video, Social Media, Creative Solutions, Online Advertising, Digital Marketing, Executive Management, Sales Management, Sales&Marketing, Management, Team Leadership, Team Building, Social Media Marketing, SEO, Business Restructures, Personnel Management, Revenue Analysis, Revenue Enhancement, Branding Ideas, Private Pilot, Dual Citizenship, Marketing Strategy
Education
Michigan State University 1981 — 1986
Bachelor of Arts, Management
Michigan State University
Bachelor's degree, Business Administration and Management, General
Brickfish August 2013 - October 2014
Blue Fire October 2009 - December 2012
Family Office September 2005 - October 2009
Piper Jaffray September 1993 - August 2005
Prudential-Bache Securities March 1987 - September 1991
Skills
Creative Strategy, Digital Video, Social Media, Creative Solutions, Online Advertising, Digital Marketing, Executive Management, Sales Management, Sales&Marketing, Management, Team Leadership, Team Building, Social Media Marketing, SEO, Business Restructures, Personnel Management, Revenue Analysis, Revenue Enhancement, Branding Ideas, Private Pilot, Dual Citizenship, Marketing Strategy
Education
Michigan State University 1981 — 1986
Bachelor of Arts, Management
Michigan State University
Bachelor's degree, Business Administration and Management, General
Jerry Porter Jerry Porter's Prudential-Bache Securities Experience 1984 - 1988
Job Sales Manager at International Design Services, Inc.
Industry Construction
Experience
International Design Services, Inc. September 2010 - December 2014
Fiduciary Consultants, Inc. 1988 - 2000
Prudential Bache Securities 1984 - 1988
Paine Webber 1980 - 1984
Paine Webber 1974 - 1979
Paine Webber 1973 - 1973
Paine Webber 1969 - 1972
Mesa Junior College 1967 - 1969
Needles, California 1965 - 1967
Hayward Unified School District 1963 - 1965
Skills
Asset Allocation
Education
San Jose State University
Master's Degree
Truman State University
Bachelor's Degree
International Design Services, Inc. September 2010 - December 2014
Fiduciary Consultants, Inc. 1988 - 2000
Prudential Bache Securities 1984 - 1988
Paine Webber 1980 - 1984
Paine Webber 1974 - 1979
Paine Webber 1973 - 1973
Paine Webber 1969 - 1972
Mesa Junior College 1967 - 1969
Needles, California 1965 - 1967
Hayward Unified School District 1963 - 1965
Skills
Asset Allocation
Education
San Jose State University
Master's Degree
Truman State University
Bachelor's Degree
Stewart Rauner Stewart Rauner's Prudential-Bache Securities Experience 1989 - 1991
Job Investment, Strategy and Business Development for Growth Stage Technology and Digital Media Companies
Industry Venture Capital & Private Equity
Experience
Katalyst Securities LLC January 2004 - Present
Broadband Associates 1996 - Present
Popular Telephony September 2003 - December 2007
CableMatrix (acquired by Sandvine) and Vringo 2003 - 2007
GADline Ltd, Internet Telecom and JOLT Optical Communications 1996 - 2001
Fischer, Behar, Chen 1993 - 1996
Herzog, Fox & Neeman 1991 - 1993
Prudential Bache Securities 1989 - 1991
New York City Economic Development Corporation 1986 - 1989
Manufacturers Hanover Trust 1983 - 1986
Education
Harvard Law School 1978 — 1982
Columbia College (NY) 1974 — 1978
The London School of Economics and Political Science (LSE) 1976 — 1977
New York University - Leonard N. Stern School of Business
Stuyvesant High School
Katalyst Securities LLC January 2004 - Present
Broadband Associates 1996 - Present
Popular Telephony September 2003 - December 2007
CableMatrix (acquired by Sandvine) and Vringo 2003 - 2007
GADline Ltd, Internet Telecom and JOLT Optical Communications 1996 - 2001
Fischer, Behar, Chen 1993 - 1996
Herzog, Fox & Neeman 1991 - 1993
Prudential Bache Securities 1989 - 1991
New York City Economic Development Corporation 1986 - 1989
Manufacturers Hanover Trust 1983 - 1986
Education
Harvard Law School 1978 — 1982
Columbia College (NY) 1974 — 1978
The London School of Economics and Political Science (LSE) 1976 — 1977
New York University - Leonard N. Stern School of Business
Stuyvesant High School
Wai Yee Chris Yung's Prudential-Bache Securities Experience May 1985 - May 1988
Job Agent at New York Life Insurance Company
Industry Insurance
Experience
NYLIFE Securities LLC May 2011 - Present
Arlington Hotel May 1988 - January 2007
Prudential Bache Securities May 1985 - May 1988
Skills
Microsoft Word, 104 (K) Rollovers, Annuitiy Sales, Assest Protection, Estate Planning, Insurance, Investments, Gifting Strategies, Key Person Protection, Legacies, License Life Insurance..., Multi-generational..., Protection..., Retirement Planning, Small Business, Succession Planning, Wealth Preservation..., Finance, Financial Services, Fixed Annuities, Securities, Retirement, Term Life Insurance, Sales, Customer Service, PowerPoint, Management, Microsoft Office
Education
The CLTC Board of Standards, Inc. 2014 — 2014
Certified in Long-Term Care, Long Term Care
Pace University 1981 — 1984
Bachelor of Arts (BA)
Pace University-New York 1981 — 1984
Human Relations, Psychology and Marketing
NYLIFE Securities LLC May 2011 - Present
Arlington Hotel May 1988 - January 2007
Prudential Bache Securities May 1985 - May 1988
Skills
Microsoft Word, 104 (K) Rollovers, Annuitiy Sales, Assest Protection, Estate Planning, Insurance, Investments, Gifting Strategies, Key Person Protection, Legacies, License Life Insurance..., Multi-generational..., Protection..., Retirement Planning, Small Business, Succession Planning, Wealth Preservation..., Finance, Financial Services, Fixed Annuities, Securities, Retirement, Term Life Insurance, Sales, Customer Service, PowerPoint, Management, Microsoft Office
Education
The CLTC Board of Standards, Inc. 2014 — 2014
Certified in Long-Term Care, Long Term Care
Pace University 1981 — 1984
Bachelor of Arts (BA)
Pace University-New York 1981 — 1984
Human Relations, Psychology and Marketing
Mark Blemings MBA PMP Mark Blemings MBA PMP's Prudential-Bache Securities Experience May 1986 - October 1987
Job Project Manager at Crum & Forster Enterprise
Industry Insurance
Experience
Crum & Forster Enterprise March 2015 - Present
Munich Health North America August 2011 - February 2015
Munich Health North America October 2010 - July 2011
Munich Reinsurance America August 2009 - September 2010
Munich Reinsurance America, Inc. March 2006 - July 2009
Munich Reinsurance America, Inc. June 2004 - April 2009
Munich Reinsurance America, Inc. May 1999 - May 2004
TIG Holding December 1997 - April 1999
American Reinsurance America October 1987 - November 1997
Prudential Bache Securities May 1986 - October 1987
Skills
Strategic Planning, Business Strategy, Organizational Design, Project Planning, Project Management, Program Management, Process Improvement, PMP, Leadership Development, Strategy, Risk Management, IT Strategy, PMO, Business Analysis, Management, Change Management, Operational Risk, Management Consulting, Enterprise Risk..., Insurance, Business Process..., Integration, Reinsurance, Business Process, Analysis, Vendor Management, Leadership, SDLC
Education
Oratory Preparatory School
Rider University
BS of Commerce, Decision Science and Computers
Rider University
MBA, Organizational Development
Crum & Forster Enterprise March 2015 - Present
Munich Health North America August 2011 - February 2015
Munich Health North America October 2010 - July 2011
Munich Reinsurance America August 2009 - September 2010
Munich Reinsurance America, Inc. March 2006 - July 2009
Munich Reinsurance America, Inc. June 2004 - April 2009
Munich Reinsurance America, Inc. May 1999 - May 2004
TIG Holding December 1997 - April 1999
American Reinsurance America October 1987 - November 1997
Prudential Bache Securities May 1986 - October 1987
Skills
Strategic Planning, Business Strategy, Organizational Design, Project Planning, Project Management, Program Management, Process Improvement, PMP, Leadership Development, Strategy, Risk Management, IT Strategy, PMO, Business Analysis, Management, Change Management, Operational Risk, Management Consulting, Enterprise Risk..., Insurance, Business Process..., Integration, Reinsurance, Business Process, Analysis, Vendor Management, Leadership, SDLC
Education
Oratory Preparatory School
Rider University
BS of Commerce, Decision Science and Computers
Rider University
MBA, Organizational Development
Debra Tropp Debra Tropp's Prudential-Bache Securities Experience June 1986 - February 1988
Job Branch Chief, Farmers Market and Direct Farm Marketing Research
Industry Market Research
Experience
U.S. Department of Agriculture, Agricultural Marketing Service February 2008 - Present
U.S. Department of Labor April 2013 - September 2013
U.S. Department of Agriculture, Agricultural Marketing Service March 2004 - February 2008
U.S. Department of Agriculture, Agricultural Marketing Service August 1992 - March 2004
Amerop Sugar Corporation April 1990 - December 1991
Philipp Brothers, Inc. February 1988 - December 1989
Prudential-Bache Securities June 1986 - February 1988
Skills
Public Policy, Qualitative Research, Market Research, Policy Analysis, Research, Local Food, Agricultural Marketing, Report Writing, Value Chain Analysis, Farmers Markets, Social Enterprise, Public Relations, Government, Agriculture, Economics, Economic Development, International..., Program Evaluation, Community Development, Leadership, Grants, Policy, Strategic Communications, Capacity Building, Politics, Proposal Writing, Sustainability, Nonprofits, Corporate Social..., Grant Writing, Community Outreach
Education
Columbia University - School of International and Public Affairs 1981 — 1983
MIA, Economic and Political Development
Bryn Mawr College 1977 — 1981
A.B., Political Science
Haverford College 1977 — 1981
U.S. Department of Agriculture, Agricultural Marketing Service February 2008 - Present
U.S. Department of Labor April 2013 - September 2013
U.S. Department of Agriculture, Agricultural Marketing Service March 2004 - February 2008
U.S. Department of Agriculture, Agricultural Marketing Service August 1992 - March 2004
Amerop Sugar Corporation April 1990 - December 1991
Philipp Brothers, Inc. February 1988 - December 1989
Prudential-Bache Securities June 1986 - February 1988
Skills
Public Policy, Qualitative Research, Market Research, Policy Analysis, Research, Local Food, Agricultural Marketing, Report Writing, Value Chain Analysis, Farmers Markets, Social Enterprise, Public Relations, Government, Agriculture, Economics, Economic Development, International..., Program Evaluation, Community Development, Leadership, Grants, Policy, Strategic Communications, Capacity Building, Politics, Proposal Writing, Sustainability, Nonprofits, Corporate Social..., Grant Writing, Community Outreach
Education
Columbia University - School of International and Public Affairs 1981 — 1983
MIA, Economic and Political Development
Bryn Mawr College 1977 — 1981
A.B., Political Science
Haverford College 1977 — 1981
Peter Kwee's Prudential-Bache Securities Experience July 1981 - November 1983
Job CEO Pacific Capital Mortgage, Inc.
Industry Financial Services
Experience
Pacific Capital Mortgage, Inc. September 1996 - Present
Pacific Capital Mortgage, Inc. September 1996 - Present
Bonanza Health Solutions 2013 - 2013
Capital del Pacifico, S.A. October 2010 - August 2011
ARC International Ltd 1991 - 1992
Sumitomo Mitsui Banking Corporation 1988 - 1991
Martin Bierbaum Group September 1986 - March 1988
Shearson Lehman Brothers January 1984 - June 1986
Prudential Bache Securities July 1981 - November 1983
Number One Properties June 1978 - June 1981
Skills
Structured Finance, FX, Online Marketing, Financial Engineering, Capital Markets, Investment Properties, Capital, Financial Markets, Asset Management, Mergers, Due Diligence, Loans, Real Estate Finance, Mortgage, Real Estate, Business Strategy, Start-ups, Business Planning, Real Estate Investment, Management Consulting, Investments, Corporate Finance, Private Equity, Strategic Partnerships, Mortgage Lending, Investment Banking, Asset Managment, Real Estate Economics, FX Options, Funding, Trading, Venture Capital, Mergers & Acquisitions, Financial Structuring, Derivatives, Executive Management, Financial Services, Valuation, Alternative Investments, Credit, Real Estate Financing
Education
New York Institute of Finance 1973 — 1973
Diploma in Investment Banking, Investments and Securities
Lincoln University (CA) 1971 — 1972
Law
Le Moyne College 1968 — 1970
B.A., Sociology
University of St. Thomas 1965 — 1968
Pre-Med
Leadership in Action
Leadership in Action
Leadership in Action
Pacific Capital Mortgage, Inc. September 1996 - Present
Pacific Capital Mortgage, Inc. September 1996 - Present
Bonanza Health Solutions 2013 - 2013
Capital del Pacifico, S.A. October 2010 - August 2011
ARC International Ltd 1991 - 1992
Sumitomo Mitsui Banking Corporation 1988 - 1991
Martin Bierbaum Group September 1986 - March 1988
Shearson Lehman Brothers January 1984 - June 1986
Prudential Bache Securities July 1981 - November 1983
Number One Properties June 1978 - June 1981
Skills
Structured Finance, FX, Online Marketing, Financial Engineering, Capital Markets, Investment Properties, Capital, Financial Markets, Asset Management, Mergers, Due Diligence, Loans, Real Estate Finance, Mortgage, Real Estate, Business Strategy, Start-ups, Business Planning, Real Estate Investment, Management Consulting, Investments, Corporate Finance, Private Equity, Strategic Partnerships, Mortgage Lending, Investment Banking, Asset Managment, Real Estate Economics, FX Options, Funding, Trading, Venture Capital, Mergers & Acquisitions, Financial Structuring, Derivatives, Executive Management, Financial Services, Valuation, Alternative Investments, Credit, Real Estate Financing
Education
New York Institute of Finance 1973 — 1973
Diploma in Investment Banking, Investments and Securities
Lincoln University (CA) 1971 — 1972
Law
Le Moyne College 1968 — 1970
B.A., Sociology
University of St. Thomas 1965 — 1968
Pre-Med
Leadership in Action
Leadership in Action
Leadership in Action
Theodore Bien's Prudential-Bache Securities Experience February 1984 - February 1990
Job Financial Consultant at Sigma Financial Corporation
Industry Financial Services
Experience
Sigma Financial Corporation May 2006 - Present
Roney & Co February 1990 - February 2001
Prudential Bache Securities February 1984 - February 1990
Skills
Financial Advisory, Securities, Investments, Finance, Series 7, FINRA, Retirement Planning, Financial Planning, Wealth Management, Mutual Funds
Education
Michigan State University
Bachelor of Arts (B.A.), Business Administration and Management, General
Sigma Financial Corporation May 2006 - Present
Roney & Co February 1990 - February 2001
Prudential Bache Securities February 1984 - February 1990
Skills
Financial Advisory, Securities, Investments, Finance, Series 7, FINRA, Retirement Planning, Financial Planning, Wealth Management, Mutual Funds
Education
Michigan State University
Bachelor of Arts (B.A.), Business Administration and Management, General
Jeffery G. White Jeffery G. White's Prudential-Bache Securities Experience 1987 - 1989
Job Sr. Financial Manager
Industry Banking
Experience
Wheeler Avenue Inner City Visions 2008 - 2011
New York Life Insurance Company 2003 - 2005
ABN AMRO Bank 2001 - 2003
DG Bank 1999 - 2001
Natexis Banque-BFCE 1992 - 1998
Citicorp North America Inc. 1989 - 1992
Prudential Bache Securities 1987 - 1989
Skills
Financial Analysis, Portfolio Management, Project Finance
Education
Rice University 1978 — 1980
Bachelor of Science (B.S.), Chemical Engineering
Texas Southern University
BS Chemistry
University of Pennsylvania - The Wharton School
Master of Business Administration (M.B.A.), Finance
Wheeler Avenue Inner City Visions 2008 - 2011
New York Life Insurance Company 2003 - 2005
ABN AMRO Bank 2001 - 2003
DG Bank 1999 - 2001
Natexis Banque-BFCE 1992 - 1998
Citicorp North America Inc. 1989 - 1992
Prudential Bache Securities 1987 - 1989
Skills
Financial Analysis, Portfolio Management, Project Finance
Education
Rice University 1978 — 1980
Bachelor of Science (B.S.), Chemical Engineering
Texas Southern University
BS Chemistry
University of Pennsylvania - The Wharton School
Master of Business Administration (M.B.A.), Finance
David Gorobetz David Gorobetz's Prudential-Bache Securities Experience 1988 - 1990
Job Managing DirectorGlobal Research Counsel at UBS Investment Bank
Industry Investment Banking
Experience
UBS Investment Bank March 2006 - Present
Valmiki Capital Management May 2005 - October 2005
UBS Investment Bank November 2000 - May 2005
Paine Webber May 1997 - November 2000
Gruntal & Co. January 1990 - April 1997
Prudential-Bache Securities 1988 - 1990
Philips, Appel & Walden 1983 - 1988
Education
SUNY Buffalo Law School 1979 — 1982
Doctor of Law (J.D.)
State University of New York at Binghamton 1976 — 1979
Bachelor's degree, English Language and Literature, General
Emory University 1975 — 1976
UBS Investment Bank March 2006 - Present
Valmiki Capital Management May 2005 - October 2005
UBS Investment Bank November 2000 - May 2005
Paine Webber May 1997 - November 2000
Gruntal & Co. January 1990 - April 1997
Prudential-Bache Securities 1988 - 1990
Philips, Appel & Walden 1983 - 1988
Education
SUNY Buffalo Law School 1979 — 1982
Doctor of Law (J.D.)
State University of New York at Binghamton 1976 — 1979
Bachelor's degree, English Language and Literature, General
Emory University 1975 — 1976
Alison Prusia's Prudential-Bache Securities Experience October 1985 - May 1986
Job Recruiting and Marketing Director at Forest Lake Academy
Industry Education Management
Experience
Forest Lake Academy January 2012 - Present
Prusia Homeschool 1994 - 2009
Area Manager 1986 - 1992
Prudential-Bache Securities October 1985 - May 1986
Skills
Marketing Communications, Marketing Strategy, New Business Development, Email Marketing, Product Marketing, Social Media Marketing, Strategic Planning, Marketing, Marketing Management, Event Planning, Advertising, Event Management, Team Building, Public Relations, Social Media
Education
Georgia State University 1982 — 1984
Bachelor of Business Administration (B.B.A.), Business, Management and Marketing
Forest Lake Academy January 2012 - Present
Prusia Homeschool 1994 - 2009
Area Manager 1986 - 1992
Prudential-Bache Securities October 1985 - May 1986
Skills
Marketing Communications, Marketing Strategy, New Business Development, Email Marketing, Product Marketing, Social Media Marketing, Strategic Planning, Marketing, Marketing Management, Event Planning, Advertising, Event Management, Team Building, Public Relations, Social Media
Education
Georgia State University 1982 — 1984
Bachelor of Business Administration (B.B.A.), Business, Management and Marketing
Peter Nolan Peter Nolan's Prudential-Bache Securities Experience 1982 - 1986
Job President at Nolan Capital LLC/ Senior Advisor at Leonard Green and Partners
Industry Venture Capital & Private Equity
Experience
Nolan Capital LLC May 2014 - Present
Leonard Green & Partners 1997 - Present
Donaldson, Lufkin & Jenrette 1990 - 1997
Drexel Burnham Lambert January 1986 - 1990
Prudential Bache Securities 1982 - 1986
Education
Cornell University 1977 — 1982
BS/MBA, Agricultural Economics
Nolan Capital LLC May 2014 - Present
Leonard Green & Partners 1997 - Present
Donaldson, Lufkin & Jenrette 1990 - 1997
Drexel Burnham Lambert January 1986 - 1990
Prudential Bache Securities 1982 - 1986
Education
Cornell University 1977 — 1982
BS/MBA, Agricultural Economics
Donna Pacanovsky, PE Donna Pacanovsky, PE's Prudential-Bache Securities Experience 1989 - 1990
Job Senior Civil Engineer/Supervisor at Seattle Public Utilities/System Operation Planning & Analysis
Industry Civil Engineering
Experience
Seattle Public Utilities/System Operation Planning & Analysis June 2013 - Present
University of Washington June 2012 - June 2013
HDR March 2012 - August 2012
SAIC (formerly R. W. Beck) 2009 - 2012
R. W. Beck 1999 - 2009
CH2M HILL 1994 - 1999
Seattle Water Department 1993 - 1994
Prudential Bache Securities 1989 - 1990
Merrill Lynch 1987 - 1989
US Trust 1984 - 1987
Skills
Project Management, Business Intelligence, Data Analysis, .NET, Microsoft SQL Server, Data Mining, Sewer, Water, Hydrology, Water Resources, Hydraulics, Environmental Compliance, Water Supply, Stormwater Management
Education
University of Washington 2012 — 2013
Certificate, .Net Development
University of Washington 2012 — 2013
Certificate, Business Intelligence: Techniques for Decision Making
University of Washington 1990 — 1993
MSE, Engineering
New York University 1984 — 1985
Diploma, Computer Technology
Quinnipiac University 1975 — 1979
BS, Environmental Health Technology
Seattle Public Utilities/System Operation Planning & Analysis June 2013 - Present
University of Washington June 2012 - June 2013
HDR March 2012 - August 2012
SAIC (formerly R. W. Beck) 2009 - 2012
R. W. Beck 1999 - 2009
CH2M HILL 1994 - 1999
Seattle Water Department 1993 - 1994
Prudential Bache Securities 1989 - 1990
Merrill Lynch 1987 - 1989
US Trust 1984 - 1987
Skills
Project Management, Business Intelligence, Data Analysis, .NET, Microsoft SQL Server, Data Mining, Sewer, Water, Hydrology, Water Resources, Hydraulics, Environmental Compliance, Water Supply, Stormwater Management
Education
University of Washington 2012 — 2013
Certificate, .Net Development
University of Washington 2012 — 2013
Certificate, Business Intelligence: Techniques for Decision Making
University of Washington 1990 — 1993
MSE, Engineering
New York University 1984 — 1985
Diploma, Computer Technology
Quinnipiac University 1975 — 1979
BS, Environmental Health Technology
Liesbeth Carballo-Jans Liesbeth Carballo-Jans's Prudential-Bache Securities Experience 1985 - 1985
Job
Industry Nonprofit Organization Management
Experience
Liesbeth Jans Interiors 2007 - December 2014
LCJANS Advisors 2005 - 2006
ING Barings 1996 - 2001
ING Barings 1993 - 1996
Inter-American Development Bank 1990 - 1993
IFC - International Finance Corporation 1989 - 1990
The World Bank 1988 - 1989
IFC - International Finance Corporation 1988 - 1989
ING Nederland 1987 - 1988
Prudential-Bache Securities 1985 - 1985
Skills
Investments, Finance, Emerging Markets, Project Finance, Trading, Management Consulting, Business Strategy, Structured Finance, Financial Advisory, Strategy, Investment Banking
Education
Fairfield University 2007 — 2011
Professional Certificate, Residential Interior Decorating and Design
Rijksuniversiteit Groningen 1983 — 1988
Master in Business Administration
Liesbeth Jans Interiors 2007 - December 2014
LCJANS Advisors 2005 - 2006
ING Barings 1996 - 2001
ING Barings 1993 - 1996
Inter-American Development Bank 1990 - 1993
IFC - International Finance Corporation 1989 - 1990
The World Bank 1988 - 1989
IFC - International Finance Corporation 1988 - 1989
ING Nederland 1987 - 1988
Prudential-Bache Securities 1985 - 1985
Skills
Investments, Finance, Emerging Markets, Project Finance, Trading, Management Consulting, Business Strategy, Structured Finance, Financial Advisory, Strategy, Investment Banking
Education
Fairfield University 2007 — 2011
Professional Certificate, Residential Interior Decorating and Design
Rijksuniversiteit Groningen 1983 — 1988
Master in Business Administration
Bedford Davie Bedford Davie's Prudential-Bache Securities Experience September 1981 - February 1986
Job IAR Cambridge Investment Research
Industry Investment Management
Experience
Centennial Bank 2012 - Present
Guardian Life Insurance Co August 2009 - February 2012
International Yacht Sales October 1999 - May 2005
First Union Corporation July 1996 - August 1999
Northwestern Mutual Life August 1992 - July 1996
Prudential Bache Securities September 1981 - February 1986
Skills
Financial product bank..., Insurance, Variable Annuities, Fixed Annuities, Relationship selling, Brokers, Mutual Funds, Series 6, Wealth, Series 7, Securities, Series 63, Retirement, Alternative Investments, Asset Management, Sales, Financial Planners, Estate Planning, Long-term Care, Relationship Marketing, Financial Advisory, Employee Benefits, Wealth Management, Investments, Disability Insurance, Retirement Planning, Series 65, Portfolio Management, IRAs, Management, Real Estate, 401k, Investment Management
Education
Vanderbilt University 1976 — 1980
Brooks School 1973 — 1976
Eaglebrook School 1970 — 1973
Pace University
Centennial Bank 2012 - Present
Guardian Life Insurance Co August 2009 - February 2012
International Yacht Sales October 1999 - May 2005
First Union Corporation July 1996 - August 1999
Northwestern Mutual Life August 1992 - July 1996
Prudential Bache Securities September 1981 - February 1986
Skills
Financial product bank..., Insurance, Variable Annuities, Fixed Annuities, Relationship selling, Brokers, Mutual Funds, Series 6, Wealth, Series 7, Securities, Series 63, Retirement, Alternative Investments, Asset Management, Sales, Financial Planners, Estate Planning, Long-term Care, Relationship Marketing, Financial Advisory, Employee Benefits, Wealth Management, Investments, Disability Insurance, Retirement Planning, Series 65, Portfolio Management, IRAs, Management, Real Estate, 401k, Investment Management
Education
Vanderbilt University 1976 — 1980
Brooks School 1973 — 1976
Eaglebrook School 1970 — 1973
Pace University
Ric Roberts Ric Roberts's Prudential-Bache Securities Experience January 1987 - January 1989
Job Work Flow Coordinator & Project Review Specialist
Industry Financial Services
Experience
Bank of America June 2010 - Present
Banc of America Securities January 2003 - May 2009
NYU Stern School of Business January 1994 - January 2003
Citibank, NA January 1989 - January 1994
Prudential Bache Securities January 1987 - January 1989
E.F. Hutton January 1986 - January 1987
United States Army January 1981 - January 1985
Skills
Management, Event Planning, Administrative..., Data Entry, Human Resources, Customer Service, Time Management
Education
New York University
Bachelor's, Business Administration, Computer Science
Bank of America June 2010 - Present
Banc of America Securities January 2003 - May 2009
NYU Stern School of Business January 1994 - January 2003
Citibank, NA January 1989 - January 1994
Prudential Bache Securities January 1987 - January 1989
E.F. Hutton January 1986 - January 1987
United States Army January 1981 - January 1985
Skills
Management, Event Planning, Administrative..., Data Entry, Human Resources, Customer Service, Time Management
Education
New York University
Bachelor's, Business Administration, Computer Science
Judy Steele's Prudential-Bache Securities Experience 1985 - 1995
Job Financial Advisor at First Allied Securities
Industry Financial Services
Experience
First Allied Securities January 2007 - Present
Best Buddies West Coast Rider September 2009 - September 2010
Smith Barney 1995 - 2007
Prudential Bache Securities 1985 - 1995
Skills
FINRA, Retirement Plan..., Portfolio Management, 401k Rollovers, Fixed Income, IRAs, Municipal Bonds, Investment Management, 401k, Asset Managment, Separately Managed..., 529 Plans, ETFs, Wealth, Equities, Financial Services
Education
California State University-Chico 1978 — 1980
BA, English & Business
Claremont High School 1972 — 1976
First Allied Securities January 2007 - Present
Best Buddies West Coast Rider September 2009 - September 2010
Smith Barney 1995 - 2007
Prudential Bache Securities 1985 - 1995
Skills
FINRA, Retirement Plan..., Portfolio Management, 401k Rollovers, Fixed Income, IRAs, Municipal Bonds, Investment Management, 401k, Asset Managment, Separately Managed..., 529 Plans, ETFs, Wealth, Equities, Financial Services
Education
California State University-Chico 1978 — 1980
BA, English & Business
Claremont High School 1972 — 1976
Regina Cranston Regina Cranston's Prudential-Bache Securities Experience August 1983 - October 1986
Job Contractor/ Agreements and Documentation at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merril Lynch October 2014 - Present
Bank of America Merrill Lynch October 2014 - Present
Bank of America 2014 - 2015
Bank of America 2014 - 2015
Morgan Stanley 2004 - 2007
Morgan Stanley May 1994 - May 1999
Lehman Brothers May 1992 - May 1994
Bankers Trust Company June 1990 - May 1992
Morgan Stanley October 1986 - June 1990
Prudential Bache Securities August 1983 - October 1986
Skills
Prime Brokerage, Securities, Business Strategy, Investment Banking, Equities, Risk Management, Series 63, Series 7, Fixed Income, Asset Management, Derivatives, Portfolio Management, Trading, Hedge Funds
Education
Monmouth University 2012 — 2016
Master's Degree, Special Education/Autism
Fontbonne Hall Academy
Holmdel Township Schools
Holmdel Township Schools
St. John's University New York
B.A., Communications/Business
Visitation Academy
All Girl's Catholic Private School (1-8)
Bank of America Merril Lynch October 2014 - Present
Bank of America Merrill Lynch October 2014 - Present
Bank of America 2014 - 2015
Bank of America 2014 - 2015
Morgan Stanley 2004 - 2007
Morgan Stanley May 1994 - May 1999
Lehman Brothers May 1992 - May 1994
Bankers Trust Company June 1990 - May 1992
Morgan Stanley October 1986 - June 1990
Prudential Bache Securities August 1983 - October 1986
Skills
Prime Brokerage, Securities, Business Strategy, Investment Banking, Equities, Risk Management, Series 63, Series 7, Fixed Income, Asset Management, Derivatives, Portfolio Management, Trading, Hedge Funds
Education
Monmouth University 2012 — 2016
Master's Degree, Special Education/Autism
Fontbonne Hall Academy
Holmdel Township Schools
Holmdel Township Schools
St. John's University New York
B.A., Communications/Business
Visitation Academy
All Girl's Catholic Private School (1-8)
Anthony O'Brien's Prudential-Bache Securities Experience July 1980 - June 1985
Job Director/Partner Management
Industry Capital Markets
Experience
Eligo Energy January 2015 - Present
SFE/FE Energy May 2013 - January 2015
Glacial Energy August 2009 - August 2012
Capital Markets Trading Group, LLC October 2000 - February 2009
Avatar International Merchant Bancorp January 1985 - October 2000
Prudential-Bache Securities July 1980 - June 1985
Skills
Business Development, Commodity Markets, Commodity Trading, Commodity Risk..., Creative Problem Solving, Demand Response, Energy, Energy Analysis, Energy Efficiency, Energy Management, Electricity Trading, Electricity Markets, Electricity Sales, Marketing Strategy, Motivational Speaking, Multi-Million Dollar..., Natural Gas, Natural Gas Sales, Natural Gas Trading, Power Pricing, Renewable Energy..., Sales, Sales Hiring, Smart Grid, Solar Energy, Strategic Hiring, Strategic Leadership, Strategic Planning, Trading Strategies, Top Producer, Technical Writing, Thermostats, Options, Strategy, Risk Management, Mergers & Acquisitions, Derivatives, Valuation, Change Management, Marketing, Real Options Analysis, Power Generation, Enterprise Risk..., Options Strategies, New Business Development, Solution Selling, Supply Chain...
Education
Michigan State University 1976 — 1980
Economics
Senn High School 1969 — 1972
General Degree
Eligo Energy January 2015 - Present
SFE/FE Energy May 2013 - January 2015
Glacial Energy August 2009 - August 2012
Capital Markets Trading Group, LLC October 2000 - February 2009
Avatar International Merchant Bancorp January 1985 - October 2000
Prudential-Bache Securities July 1980 - June 1985
Skills
Business Development, Commodity Markets, Commodity Trading, Commodity Risk..., Creative Problem Solving, Demand Response, Energy, Energy Analysis, Energy Efficiency, Energy Management, Electricity Trading, Electricity Markets, Electricity Sales, Marketing Strategy, Motivational Speaking, Multi-Million Dollar..., Natural Gas, Natural Gas Sales, Natural Gas Trading, Power Pricing, Renewable Energy..., Sales, Sales Hiring, Smart Grid, Solar Energy, Strategic Hiring, Strategic Leadership, Strategic Planning, Trading Strategies, Top Producer, Technical Writing, Thermostats, Options, Strategy, Risk Management, Mergers & Acquisitions, Derivatives, Valuation, Change Management, Marketing, Real Options Analysis, Power Generation, Enterprise Risk..., Options Strategies, New Business Development, Solution Selling, Supply Chain...
Education
Michigan State University 1976 — 1980
Economics
Senn High School 1969 — 1972
General Degree
Sandra Honczarenko Sandra Honczarenko's Prudential-Bache Securities Experience February 1987 - February 1988
Job Facilities Operations Property Manager
Industry Facilities Services
Experience
Simon Property Group June 2008 - February 2009
Sodexo October 2006 - June 2008
ANADIGICS October 2000 - June 2001
Rutgers University April 1994 - February 2000
Innerspaces February 1988 - February 1990
Prudential Bache Securities February 1987 - February 1988
R&G Affiliates September 1985 - March 1987
Robert Wood Johnson University Hospital 1984 - 1985
NJ Natural Gas 1976 - 1984
Skills
Microsoft Excel, Management, Vendor Management, Microsoft Word, Customer Service, Facilities Management, Change Management, Process Improvement, Strategic Planning, Project Management, Contract Management, Logistics, Space planning, Specifications, CMMS, AutoCAD, Team Building
Education
Georgian Court College 1972 — 1976
Bachelor's degree, Sociology and Art
Simon Property Group June 2008 - February 2009
Sodexo October 2006 - June 2008
ANADIGICS October 2000 - June 2001
Rutgers University April 1994 - February 2000
Innerspaces February 1988 - February 1990
Prudential Bache Securities February 1987 - February 1988
R&G Affiliates September 1985 - March 1987
Robert Wood Johnson University Hospital 1984 - 1985
NJ Natural Gas 1976 - 1984
Skills
Microsoft Excel, Management, Vendor Management, Microsoft Word, Customer Service, Facilities Management, Change Management, Process Improvement, Strategic Planning, Project Management, Contract Management, Logistics, Space planning, Specifications, CMMS, AutoCAD, Team Building
Education
Georgian Court College 1972 — 1976
Bachelor's degree, Sociology and Art
Robert B Martensen's Prudential-Bache Securities Experience 1980 - 1989
Job Managing Director/Regional Director
Industry Financial Services
Experience
JP MORGAN SECURITIES 2010 - Present
Smith Barney 1994 - 2010
Smith Barney 1992 - 1994
Smith Barney 1989 - 1992
Prudential Bache Securities 1980 - 1989
Braniff International Airlines 1978 - 1980
United States Air Force 1970 - 1978
Education
Louisiana Tech University 1965 — 1970
Bachelor of Science (B.S.), Business Administration
JP MORGAN SECURITIES 2010 - Present
Smith Barney 1994 - 2010
Smith Barney 1992 - 1994
Smith Barney 1989 - 1992
Prudential Bache Securities 1980 - 1989
Braniff International Airlines 1978 - 1980
United States Air Force 1970 - 1978
Education
Louisiana Tech University 1965 — 1970
Bachelor of Science (B.S.), Business Administration
David C. Hauck, CPA's Prudential-Bache Securities Experience May 1985 - March 1987
Job Chief Operationg Officer/Client Portfolio Manager
Industry Investment Management
Experience
HGK Asset Management June 2013 - Present
HGK Asset Management, Inc. March 1999 - Present
Donaldson, Lufkin & Jenrette March 1993 - March 1998
Kidder Peabody October 1987 - March 1993
L.F. Rothschild March 1987 - October 1987
Prudential Bache Securities May 1985 - March 1987
KMS Corporate Brokers September 1982 - May 1985
Touche Ross & Co. 1978 - 1982
Education
Long Island University, C.W. Post Campus 1976 — 1979
Bachelor of Science, Accounting
HGK Asset Management June 2013 - Present
HGK Asset Management, Inc. March 1999 - Present
Donaldson, Lufkin & Jenrette March 1993 - March 1998
Kidder Peabody October 1987 - March 1993
L.F. Rothschild March 1987 - October 1987
Prudential Bache Securities May 1985 - March 1987
KMS Corporate Brokers September 1982 - May 1985
Touche Ross & Co. 1978 - 1982
Education
Long Island University, C.W. Post Campus 1976 — 1979
Bachelor of Science, Accounting
Kristen Chiriaco's Prudential-Bache Securities Experience January 1987 - March 1989
Job Financial Professional
Industry Financial Services
Experience
Bay Crest Partners, LLC January 2009 - January 2013
Lehman Brothers 1989 - 2008
Prudential Bache Securities January 1987 - March 1989
Skills
Equities, Series 7, Bonds, Hedge Funds, Securities, Bloomberg, Investments, Fixed Income, Series 63, Electronic Trading, Derivatives, Trading, Capital Markets, Alternative Investments, FINRA
Education
Pace University - Lubin School of Business 1987 — 1991
MBA, Finance
Rutgers University-New Brunswick 1982 — 1986
BS, Business Economics
Bay Crest Partners, LLC January 2009 - January 2013
Lehman Brothers 1989 - 2008
Prudential Bache Securities January 1987 - March 1989
Skills
Equities, Series 7, Bonds, Hedge Funds, Securities, Bloomberg, Investments, Fixed Income, Series 63, Electronic Trading, Derivatives, Trading, Capital Markets, Alternative Investments, FINRA
Education
Pace University - Lubin School of Business 1987 — 1991
MBA, Finance
Rutgers University-New Brunswick 1982 — 1986
BS, Business Economics
Karen (Jones) Schuler's Prudential-Bache Securities Experience March 1985 - September 1987
Job Author
Industry Writing and Editing
Experience
Author 2004 - Present
Dean Witter Reynolds Securities September 1987 - April 1988
Prudential-Bache Securities March 1985 - September 1987
Hill & Co. (presently Legg Mason, Inc.) September 1983 - March 1985
Skills
Creative Writer, Blogging, Publishing, Web Content, Proofreading, Poetry, Sales, Customer Service, Creative Writing, Published Author, Books, Literature, Teaching, Management, Public Speaking, Freelance Writing, Storytelling, Publications, Editing, Copy Editing, Fiction, Book Reviews, Team Building, Community Outreach, Writing, Social Media, Public Relations, Social Networking
Education
Miami University 1978 — 1983
Bachelor's degree, Elementary Education and Teaching
Author 2004 - Present
Dean Witter Reynolds Securities September 1987 - April 1988
Prudential-Bache Securities March 1985 - September 1987
Hill & Co. (presently Legg Mason, Inc.) September 1983 - March 1985
Skills
Creative Writer, Blogging, Publishing, Web Content, Proofreading, Poetry, Sales, Customer Service, Creative Writing, Published Author, Books, Literature, Teaching, Management, Public Speaking, Freelance Writing, Storytelling, Publications, Editing, Copy Editing, Fiction, Book Reviews, Team Building, Community Outreach, Writing, Social Media, Public Relations, Social Networking
Education
Miami University 1978 — 1983
Bachelor's degree, Elementary Education and Teaching
Maria Castiglia Maria Castiglia's Prudential-Bache Securities Experience September 1982 - August 1989
Job Customer Service Manager at ABB OPTICAL GROUP
Industry Hospital & Health Care
Experience
ABB OPTICAL GROUP January 2014 - Present
United Blood Services May 2008 - December 2013
United Blood Services August 2004 - May 2008
Walmart March 2002 - December 2005
American Medical Response 1991 - 2002
Prudential Bache Securities September 1982 - August 1989
Skills
Analytics, Blood Bank, Call Center, Coaching, Creative Problem Solving, Customer Service, Customer Satisfaction, Delegation, Development of Straff, Forecasting, Human Relations, Interpersonal Skills, Payroll Processing, Presentation Skills, Process Excellence, Projections, Recruitment, Strategic Partnerships, Team Building, Teamwork, Team Leadership, Time Management, Recruiting, Call Centers, Hiring, Staff Development, Management, Leadership Development, Employee Relations, Payroll, Problem Solving
Education
The University of Texas at El Paso
Professional in Human Resources
Pace University
Business
University of Phoenix
BS/BA, Business
ABB OPTICAL GROUP January 2014 - Present
United Blood Services May 2008 - December 2013
United Blood Services August 2004 - May 2008
Walmart March 2002 - December 2005
American Medical Response 1991 - 2002
Prudential Bache Securities September 1982 - August 1989
Skills
Analytics, Blood Bank, Call Center, Coaching, Creative Problem Solving, Customer Service, Customer Satisfaction, Delegation, Development of Straff, Forecasting, Human Relations, Interpersonal Skills, Payroll Processing, Presentation Skills, Process Excellence, Projections, Recruitment, Strategic Partnerships, Team Building, Teamwork, Team Leadership, Time Management, Recruiting, Call Centers, Hiring, Staff Development, Management, Leadership Development, Employee Relations, Payroll, Problem Solving
Education
The University of Texas at El Paso
Professional in Human Resources
Pace University
Business
University of Phoenix
BS/BA, Business
Clare O'Neill Clare O'Neill's Prudential-Bache Securities Experience 1985 - 1990
Job Director, Business Development/Client Service Partner
Industry Accounting
Experience
EY 1998 - Present
Xerox Business Services 1996 - 1998
Xerox 1990 - 1996
Prudential Bache Securities 1985 - 1990
Skills
Business Development, Leadership, Management, Sales, Strategy, Financial Analysis, Accounting, Sarbanes-Oxley Act, Strategic Planning, Due Diligence, Mergers, Go-to-market Strategy, Internal Controls, Mergers & Acquisitions, Management Consulting, Financial Reporting, Corporate Finance, Auditing, Internal Audit, Program Management, Outsourcing, Acquisition Integration, Financial Modeling, Business Strategy, New Business Development, Risk Management, Client Satisfaction, Client Management, Relationship Development, Market Strategy, Revenue & Profit Growth
Education
Le Moyne College
B.S., Finance
EY 1998 - Present
Xerox Business Services 1996 - 1998
Xerox 1990 - 1996
Prudential Bache Securities 1985 - 1990
Skills
Business Development, Leadership, Management, Sales, Strategy, Financial Analysis, Accounting, Sarbanes-Oxley Act, Strategic Planning, Due Diligence, Mergers, Go-to-market Strategy, Internal Controls, Mergers & Acquisitions, Management Consulting, Financial Reporting, Corporate Finance, Auditing, Internal Audit, Program Management, Outsourcing, Acquisition Integration, Financial Modeling, Business Strategy, New Business Development, Risk Management, Client Satisfaction, Client Management, Relationship Development, Market Strategy, Revenue & Profit Growth
Education
Le Moyne College
B.S., Finance
Lawrence T. Larmer Lawrence T. Larmer's Prudential-Bache Securities Experience March 1980 - January 1985
Job Principal at Creative Capital Group
Industry Financial Services
Experience
Creative Capital Group September 1992 - Present
Allentown School Board 2007 - 2009
Shearson Lehman Brothers 1988 - 1992
Thomson McKinnon Securities January 1985 - April 1988
Prudential-Bache Securities March 1980 - January 1985
Education
World Intellectual Property Organization 2007 — 2007
Intellectual Property
Villanova University 1972 — 1978
Graduate Study in History
New York University 1973 — 1974
Writing
Gettysburg College 1967 — 1971
BA, History
Severn School
Severn School (Annapolis, MD)
Severn School (Annapolis, MD)
Creative Capital Group September 1992 - Present
Allentown School Board 2007 - 2009
Shearson Lehman Brothers 1988 - 1992
Thomson McKinnon Securities January 1985 - April 1988
Prudential-Bache Securities March 1980 - January 1985
Education
World Intellectual Property Organization 2007 — 2007
Intellectual Property
Villanova University 1972 — 1978
Graduate Study in History
New York University 1973 — 1974
Writing
Gettysburg College 1967 — 1971
BA, History
Severn School
Severn School (Annapolis, MD)
Severn School (Annapolis, MD)
Monica Pfeiffer-Barach Monica Pfeiffer-Barach's Prudential-Bache Securities Experience August 1987 - September 1989
Job Environmental Advocate|Public Policy|Land Use|Real Estate Appraiser|RE Broker
Industry Public Policy
Experience
Self Employed December 1999 - Present
Village of Mamaroneck Committee for the Environment January 2011 - Present
Westchester Jewish Center January 2010 - Present
Sustainable Westchester September 2014 - July 2015
Prudential Bache Securities August 1987 - September 1989
Kenneth Laub March 1985 - November 1987
Mayor’s Office of Economic Development January 1984 - January 1986
Skills
Microsoft Word, Microsoft Excel, Interpersonal Skills, Networking, Lead Generation, Team Leadership, Creative Solutions, Public Policy, Project Management, Canvas, Research, Marketing, Leadership, Nonprofits, Entrepreneurship, Microsoft Office, Management, Real Estate Transactions, Commercial Real Estate, Real Estate
Education
Baruch College, City University of New York (CUNY)
Master of Public Administration (MPA), Public Policy Analysis
Binghamton University
BA, Political Science
Self Employed December 1999 - Present
Village of Mamaroneck Committee for the Environment January 2011 - Present
Westchester Jewish Center January 2010 - Present
Sustainable Westchester September 2014 - July 2015
Prudential Bache Securities August 1987 - September 1989
Kenneth Laub March 1985 - November 1987
Mayor’s Office of Economic Development January 1984 - January 1986
Skills
Microsoft Word, Microsoft Excel, Interpersonal Skills, Networking, Lead Generation, Team Leadership, Creative Solutions, Public Policy, Project Management, Canvas, Research, Marketing, Leadership, Nonprofits, Entrepreneurship, Microsoft Office, Management, Real Estate Transactions, Commercial Real Estate, Real Estate
Education
Baruch College, City University of New York (CUNY)
Master of Public Administration (MPA), Public Policy Analysis
Binghamton University
BA, Political Science
Peter D. Shelp's Prudential-Bache Securities Experience January 1989 - January 1991
Job Branch Manager, CFP®, ChFC, CRPC®, CRPS ®,AWMA at Janney Montgomery Scott LLC
Industry Financial Services
Experience
Janney Montgomery Scott LLC December 1996 - Present
Misericordia University September 2009 - Present
Pennsylvania State UniversityScranton/Lehman Campus January 1987 - Present
Northeast Capital Management January 1991 - January 1997
Prudential Bache Securities January 1989 - January 1991
Butcher & Singer September 1985 - December 1988
Skills
Retirement Planning, Estate Planning, Annuities, Mutual Funds, Financial Planning, Retirement, Equities, Wealth Management, FINRA, Asset Allocation, IRA's, Investments, Insurance, Alternative Investments, 401k, Long Term Care, Stocks, ETFs, Personal Finance, Risk Management, IRAs, Strategic Financial..., Fixed Annuities, Series 7, Strategic Planning, Finance, Long-term Care, Management, Life Insurance, Financial Advisory, Bonds, Investment Advisory, Investment Management, Securities, Investment Strategies, Series 63, Financial Planners, Portfolio Management, Wealth, Asset Management, Fixed Income, Financial Services, Options, Uniform Combined State..., Personal Financial..., Asset, Trading, Hedge Funds, Financial Markets, Capital Markets
Education
College for Financial Planning 2014 — 2015
Chartered Retirement Plans SpecialistSM or CRPS®
College for Financial Planning 2011 — 2011
CRPC®, Chartered Retirement Planning Counselor
The Wharton School/ College for Financial Planning 2006 — 2007
AWMA, Accredited Wealth Management Advisor
The American College 2004 — 2005
Chartered Advisor for Senior Living
The American College 2002 — 2004
Chartered Financial Consultant
College for Financial Planning 1993 — 1995
CFP®, Certified Financial Planning Professional Education Program
Marywood University 1982 — 1984
Master of Science Degree, Managerial Science
Penn State University 1975 — 1979
B.S, Recreation and Parks Management
Janney Montgomery Scott LLC December 1996 - Present
Misericordia University September 2009 - Present
Pennsylvania State UniversityScranton/Lehman Campus January 1987 - Present
Northeast Capital Management January 1991 - January 1997
Prudential Bache Securities January 1989 - January 1991
Butcher & Singer September 1985 - December 1988
Skills
Retirement Planning, Estate Planning, Annuities, Mutual Funds, Financial Planning, Retirement, Equities, Wealth Management, FINRA, Asset Allocation, IRA's, Investments, Insurance, Alternative Investments, 401k, Long Term Care, Stocks, ETFs, Personal Finance, Risk Management, IRAs, Strategic Financial..., Fixed Annuities, Series 7, Strategic Planning, Finance, Long-term Care, Management, Life Insurance, Financial Advisory, Bonds, Investment Advisory, Investment Management, Securities, Investment Strategies, Series 63, Financial Planners, Portfolio Management, Wealth, Asset Management, Fixed Income, Financial Services, Options, Uniform Combined State..., Personal Financial..., Asset, Trading, Hedge Funds, Financial Markets, Capital Markets
Education
College for Financial Planning 2014 — 2015
Chartered Retirement Plans SpecialistSM or CRPS®
College for Financial Planning 2011 — 2011
CRPC®, Chartered Retirement Planning Counselor
The Wharton School/ College for Financial Planning 2006 — 2007
AWMA, Accredited Wealth Management Advisor
The American College 2004 — 2005
Chartered Advisor for Senior Living
The American College 2002 — 2004
Chartered Financial Consultant
College for Financial Planning 1993 — 1995
CFP®, Certified Financial Planning Professional Education Program
Marywood University 1982 — 1984
Master of Science Degree, Managerial Science
Penn State University 1975 — 1979
B.S, Recreation and Parks Management
Karen Plunkett Muenster Karen Plunkett Muenster's Prudential-Bache Securities Experience January 1983 - June 1986
Job Angel investor, Strategic planner (architect) and Business connector
Industry Architecture & Planning
Experience
Design Consultants, Inc. June 2001 - Present
The American Institute of Architects (AIA) 2008 - 2010
Plunkett Raysich Architects March 1992 - December 2002
HKS, Inc. 1987 - 1991
Prudential Bache Securities January 1983 - June 1986
Skills
Strategic Planning, Feasibility Studies, Angel Investing, Real Estate, Non-profits, Master Planning, Space Planning, Comprehensive Planning, Space-planning, Architectural Design, Green Building, Space planning, Architecture, Project Planning, Sustainable Design, AIA, LEED AP, Nonprofits, Submittals, Architectures, LEED
Education
Stanford University
B.S. Economics;, economics and industrial engineering
University of California, Los Angeles 1986 — 1989
Masters degree, Architecture
Smith College
geology and economics
Design Consultants, Inc. June 2001 - Present
The American Institute of Architects (AIA) 2008 - 2010
Plunkett Raysich Architects March 1992 - December 2002
HKS, Inc. 1987 - 1991
Prudential Bache Securities January 1983 - June 1986
Skills
Strategic Planning, Feasibility Studies, Angel Investing, Real Estate, Non-profits, Master Planning, Space Planning, Comprehensive Planning, Space-planning, Architectural Design, Green Building, Space planning, Architecture, Project Planning, Sustainable Design, AIA, LEED AP, Nonprofits, Submittals, Architectures, LEED
Education
Stanford University
B.S. Economics;, economics and industrial engineering
University of California, Los Angeles 1986 — 1989
Masters degree, Architecture
Smith College
geology and economics
Eric Pepper's Prudential-Bache Securities Experience 1988 - 1993
Job Senior Loan Officer at Prospect Mortgage, LLC
Industry Financial Services
Experience
Prospect Mortgage, LLC 2008 - Present
Prospect Mortgage, LLC June 2012 - March 2014
Woodstock Financial Group, Inc. 2007 - January 2012
Wachovia 2007 - 2008
National Life of Vermont 1999 - 2004
Prudential Bache Securities 1988 - 1993
Skills
REO Financing, Renovation Loans, Mortgage Lending, REO, Renovation, Mortgage Banking, Investments, FHA, Finance, Residential Mortgages, FHA financing, USDA, VA loans, Credit, Investment Properties, Reverse Mortgages, Loans, Refinance, Asset Management, Sales, Retirement Planning, FHA Financing, Referrals, Portfolio Management, Small Business, VA Loans
Education
Florida State University 1982 — 1985
BS, Political Science, History, Business
North Springs High 1974 — 1979
Prospect Mortgage, LLC 2008 - Present
Prospect Mortgage, LLC June 2012 - March 2014
Woodstock Financial Group, Inc. 2007 - January 2012
Wachovia 2007 - 2008
National Life of Vermont 1999 - 2004
Prudential Bache Securities 1988 - 1993
Skills
REO Financing, Renovation Loans, Mortgage Lending, REO, Renovation, Mortgage Banking, Investments, FHA, Finance, Residential Mortgages, FHA financing, USDA, VA loans, Credit, Investment Properties, Reverse Mortgages, Loans, Refinance, Asset Management, Sales, Retirement Planning, FHA Financing, Referrals, Portfolio Management, Small Business, VA Loans
Education
Florida State University 1982 — 1985
BS, Political Science, History, Business
North Springs High 1974 — 1979
Catherine Cullen Catherine Cullen's Prudential-Bache Securities Experience October 1986 - August 1987
Job Global Head of Operational Risk at ICAP
Industry Financial Services
Experience
ICAP July 2012 - May 2014
Barclays Investment Bank August 2006 - June 2012
RBS Markets and International Banking April 1997 - August 2006
Integrated Decision Systems August 1995 - December 1996
Lehman Brothers March 1994 - July 1995
Bankers Trust August 1987 - February 1994
Prudential-Bache Securities October 1986 - August 1987
Chase December 1983 - October 1986
Skills
Financial Services, Financial Markets, Capital Markets, Investment Banking, Inter-Dealer Broking, Risk Management, Project Management, Technology, Foreign Exchange, Fixed Income, Commodities, Emerging Markets, Equities, Commercial Lending, Operational Risk, Finance, Market Risk, Management, Credit Risk, Credit, Business Analysis, Financial Risk, Banking, Operational Risk...
Education
Hofstra University 1979 — 1983
Bachelor of Business Administration (BBA), Business and Computer Systems
ICAP July 2012 - May 2014
Barclays Investment Bank August 2006 - June 2012
RBS Markets and International Banking April 1997 - August 2006
Integrated Decision Systems August 1995 - December 1996
Lehman Brothers March 1994 - July 1995
Bankers Trust August 1987 - February 1994
Prudential-Bache Securities October 1986 - August 1987
Chase December 1983 - October 1986
Skills
Financial Services, Financial Markets, Capital Markets, Investment Banking, Inter-Dealer Broking, Risk Management, Project Management, Technology, Foreign Exchange, Fixed Income, Commodities, Emerging Markets, Equities, Commercial Lending, Operational Risk, Finance, Market Risk, Management, Credit Risk, Credit, Business Analysis, Financial Risk, Banking, Operational Risk...
Education
Hofstra University 1979 — 1983
Bachelor of Business Administration (BBA), Business and Computer Systems
Matthew Ekstein Matthew Ekstein's Prudential-Bache Securities Experience 1974 - 1979
Job IT Services Consultant at NTT Data
Industry Information Technology and Services
Experience
NTT Data February 2015 - Present
Personal Development Sabbatical September 2013 - January 2015
NTT Data (formerly Keane, Inc.) 1994 - 2013
AGS Information Services 1987 - 1994
Software Design Associates 1981 - 1987
CBS, Inc. 1979 - 1981
Prudential Bache Securities 1974 - 1979
various companies 1970 - 1973
Skills
Project Control, Business Analysis, Management Consulting, Training, Outsourcing, Process Improvement, Management, Project Planning, Quality Assurance, Business Development, Telecommunications, Strategic Planning, PMO, PMP, Global Delivery, Vendor Management
Education
New York University 1974 — 1978
Master of Science (MS), Computer Mathematics
New York University 1970 — 1974
Bachelor of Arts (BA), Mathematics, Psychology, Education
Studies - Additional
Cognitive Psychology
NTT Data February 2015 - Present
Personal Development Sabbatical September 2013 - January 2015
NTT Data (formerly Keane, Inc.) 1994 - 2013
AGS Information Services 1987 - 1994
Software Design Associates 1981 - 1987
CBS, Inc. 1979 - 1981
Prudential Bache Securities 1974 - 1979
various companies 1970 - 1973
Skills
Project Control, Business Analysis, Management Consulting, Training, Outsourcing, Process Improvement, Management, Project Planning, Quality Assurance, Business Development, Telecommunications, Strategic Planning, PMO, PMP, Global Delivery, Vendor Management
Education
New York University 1974 — 1978
Master of Science (MS), Computer Mathematics
New York University 1970 — 1974
Bachelor of Arts (BA), Mathematics, Psychology, Education
Studies - Additional
Cognitive Psychology
Ernest Caponegro Ernest Caponegro's Prudential-Bache Securities Experience April 1981 - May 1990
Job President, I & E Insurance Agency & Financial Services
Industry Financial Services
Experience
I & E Insurance Agency and Financial Services April 1998 - Present
Gilford Securites July 1995 - April 1998
Emanuel and Company January 1992 - June 1995
Shearson Lehman Bros. May 1990 - January 1992
Prudential-Bache Securities April 1981 - May 1990
EF Hutton INC December 1977 - April 1981
Skills
Insurance, Securities, Investments, Small Business, Risk Management, Fixed Annuities, Retirement Planning, Long-term Care, Home, Critical Illness, Strategic Planning, New Business Development, Health Insurance, Property & Casualty..., Marketing, Disability Insurance, Financial Services, Life Insurance, Brokers, Term Life Insurance, IRAs, Wealth Management, Strategic Financial..., Mutual Funds, Estate Planning, Employee Benefits, Financial Advisory, 401k, Commercial Insurance, General Insurance, Universal Life, Asset Allocation, Insurance Brokerage, Business Development, Asset Management, Retirement, Long Term Care Insurance, Umbrella Insurance, Accident, Whole Life, Financial Planners, Professional Liability, Investment Strategies, Workers Compensation, Wealth Accumulation, Legal Liability, Casualty, Wealth, Finance, Liability
Education
Fairleigh Dickinson University 1976 — 1980
BS, Economics & Finance
Bergen Catholic Hs 1971 — 1975
HS Dip, College Prep
I & E Insurance Agency and Financial Services April 1998 - Present
Gilford Securites July 1995 - April 1998
Emanuel and Company January 1992 - June 1995
Shearson Lehman Bros. May 1990 - January 1992
Prudential-Bache Securities April 1981 - May 1990
EF Hutton INC December 1977 - April 1981
Skills
Insurance, Securities, Investments, Small Business, Risk Management, Fixed Annuities, Retirement Planning, Long-term Care, Home, Critical Illness, Strategic Planning, New Business Development, Health Insurance, Property & Casualty..., Marketing, Disability Insurance, Financial Services, Life Insurance, Brokers, Term Life Insurance, IRAs, Wealth Management, Strategic Financial..., Mutual Funds, Estate Planning, Employee Benefits, Financial Advisory, 401k, Commercial Insurance, General Insurance, Universal Life, Asset Allocation, Insurance Brokerage, Business Development, Asset Management, Retirement, Long Term Care Insurance, Umbrella Insurance, Accident, Whole Life, Financial Planners, Professional Liability, Investment Strategies, Workers Compensation, Wealth Accumulation, Legal Liability, Casualty, Wealth, Finance, Liability
Education
Fairleigh Dickinson University 1976 — 1980
BS, Economics & Finance
Bergen Catholic Hs 1971 — 1975
HS Dip, College Prep
Stephen Kelbick Stephen Kelbick's Prudential-Bache Securities Experience November 1986 - February 1991
Job Financial Advisor, Vice President Investments at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors August 2013 - Present
Smith Barney > Morgan Stanley January 1992 - August 2013
Prudential Bache Securities November 1986 - February 1991
John Blair & Co. September 1984 - November 1986
KYW-TV August 1981 - September 1984
WCAU-AM 1210 Philadelphia 1978 - 1981
Skills
Retirement Planning, Investments, 401k, Mutual Funds, Small Business, Asset Allocation, Retirement, Financial Advisory, Securities, Insurance
Education
College for Financial Planning 2006 — 2006
Chartered Retirement Plan Specialist
College for Financial Planning 1991 — 1992
Certified Financial Planner
Temple University 1977 — 1984
M.A., Management
Case Western Reserve University 1970 — 1974
B.A. / B.A., Communications / Accounting
Wells Fargo Advisors August 2013 - Present
Smith Barney > Morgan Stanley January 1992 - August 2013
Prudential Bache Securities November 1986 - February 1991
John Blair & Co. September 1984 - November 1986
KYW-TV August 1981 - September 1984
WCAU-AM 1210 Philadelphia 1978 - 1981
Skills
Retirement Planning, Investments, 401k, Mutual Funds, Small Business, Asset Allocation, Retirement, Financial Advisory, Securities, Insurance
Education
College for Financial Planning 2006 — 2006
Chartered Retirement Plan Specialist
College for Financial Planning 1991 — 1992
Certified Financial Planner
Temple University 1977 — 1984
M.A., Management
Case Western Reserve University 1970 — 1974
B.A. / B.A., Communications / Accounting
Gallagher, Neil's Prudential-Bache Securities Experience November 1988 - September 1989
Job Vice President at BristolMyers Squibb
Industry Pharmaceuticals
Experience
Bristol-Myers Squibb November 2007 - Present
Merrill Lynch September 1989 - November 2007
Prudential-Bache Securities November 1988 - September 1989
Shearson Lehman Hutton February 1988 - November 1988
EF Hutton & Company July 1987 - February 1988
Skills
Team Leadership, Brand Development, Corporate Communications, Marketing, Brand Management, Financial Services, Social Media, Pharmaceutical Industry, Biopharmaceuticals, Marketing Strategy, Integrated Marketing, Marketing Communications, Global Marketing, Market Research, Segmentation, Digital Marketing, Strategic Planning, Competitive Intelligence, SEO, Strategy, Advertising, Social Media Marketing, Licensing, Media Planning, Business, Competitive Analysis
Education
Seton Hall University 1983 — 1987
Bachelor of Science in Business Administration, Marketing
St. Joseph High School 1979 — 1983
High School Diploma
St. James the Apostle School
St. James the Apostle School
St. James the Apostle School
St. James the Apostle School
Bristol-Myers Squibb November 2007 - Present
Merrill Lynch September 1989 - November 2007
Prudential-Bache Securities November 1988 - September 1989
Shearson Lehman Hutton February 1988 - November 1988
EF Hutton & Company July 1987 - February 1988
Skills
Team Leadership, Brand Development, Corporate Communications, Marketing, Brand Management, Financial Services, Social Media, Pharmaceutical Industry, Biopharmaceuticals, Marketing Strategy, Integrated Marketing, Marketing Communications, Global Marketing, Market Research, Segmentation, Digital Marketing, Strategic Planning, Competitive Intelligence, SEO, Strategy, Advertising, Social Media Marketing, Licensing, Media Planning, Business, Competitive Analysis
Education
Seton Hall University 1983 — 1987
Bachelor of Science in Business Administration, Marketing
St. Joseph High School 1979 — 1983
High School Diploma
St. James the Apostle School
St. James the Apostle School
St. James the Apostle School
St. James the Apostle School
Diane Guididas Diane Guididas's Prudential-Bache Securities Experience 1987 - 1988
Job Owner at Interiors by Diane, LLC
Industry Design
Experience
Interiors by Diane, LLC 2000 - Present
Window Treatments by Diane 2000 - Present
Window Coverings Association of America January 2010 - December 2011
Shearson Lehman Brothers- Smith Barney 1988 - 1994
Prudential Bache Securities 1987 - 1988
The Ryan Group 1984 - 1987
Prudential Insurance Company 1981 - 1984
Prudential Property and Casualty Insurance Co. 1977 - 1981
Skills
Draperies, Blinds, Shutters, Interior Design, Window Treatments, Upholstery, Shades, Pillows, Bedding, Color Consultation, Curtains, Cornices, Solar Shades, Valances, Interior Architecture, Soft Furnishings, Interior Decorating
Education
Kean University 1972 — 1976
BA, Art History/ Interior Design
Arthur L. Johnson High School Clark, NJ 1969 — 1972
Interiors by Diane, LLC 2000 - Present
Window Treatments by Diane 2000 - Present
Window Coverings Association of America January 2010 - December 2011
Shearson Lehman Brothers- Smith Barney 1988 - 1994
Prudential Bache Securities 1987 - 1988
The Ryan Group 1984 - 1987
Prudential Insurance Company 1981 - 1984
Prudential Property and Casualty Insurance Co. 1977 - 1981
Skills
Draperies, Blinds, Shutters, Interior Design, Window Treatments, Upholstery, Shades, Pillows, Bedding, Color Consultation, Curtains, Cornices, Solar Shades, Valances, Interior Architecture, Soft Furnishings, Interior Decorating
Education
Kean University 1972 — 1976
BA, Art History/ Interior Design
Arthur L. Johnson High School Clark, NJ 1969 — 1972
James J. Darr's Prudential-Bache Securities Experience 1979 - 1988
Job Chairman of Greenwich Financial Holdings, LLC
Industry Financial Services
Experience
Greenwich Financial Holdings, LLC January 2005 - Present
Prudential Bache Securities 1979 - 1988
Skills
Coaching, Change Management, Corporate Finance, Asset Management, Strategy, Business Strategy, Equities, Private Equity, Management Consulting, Mergers & Acquisitions, Business Analysis, Project Management, Business Planning, Public Speaking, New Business Development, Financial Modeling, Investments, Entrepreneurship, Team Building, Management, Finance, Governance, Negotiation, Strategic Planning, Team Leadership, Venture Capital, Due Diligence, Leadership, Marketing Strategy, Start-ups, Banking, Portfolio Management, Financial Analysis, Investment Banking, Capital Markets, Valuation, Business Development, Strategic Financial..., Risk Management
Education
Harvard Business School
AMP
Greenwich Financial Holdings, LLC January 2005 - Present
Prudential Bache Securities 1979 - 1988
Skills
Coaching, Change Management, Corporate Finance, Asset Management, Strategy, Business Strategy, Equities, Private Equity, Management Consulting, Mergers & Acquisitions, Business Analysis, Project Management, Business Planning, Public Speaking, New Business Development, Financial Modeling, Investments, Entrepreneurship, Team Building, Management, Finance, Governance, Negotiation, Strategic Planning, Team Leadership, Venture Capital, Due Diligence, Leadership, Marketing Strategy, Start-ups, Banking, Portfolio Management, Financial Analysis, Investment Banking, Capital Markets, Valuation, Business Development, Strategic Financial..., Risk Management
Education
Harvard Business School
AMP
Joseph Kurkcu Joseph Kurkcu's Prudential-Bache Securities Experience 1982 - 1984
Job Senior Compliance Professional
Industry Investment Management
Experience
Joseph A. Kurkcu February 2015 - Present
Lazard Asset Management September 2006 - February 2015
Bear Stearns Asset Management 2005 - 2006
Invesco Ltd. 2003 - 2005
UBS 2002 - 2003
Citi 1992 - 2002
Citi 1988 - 1992
Prudential Bache Securities 1982 - 1984
Skills
AML, Securities, Asset Management, Portfolio Management, Investments, Risk Management, Business Process, Auditing, Fixed Income, Investment Advisory, Finance, Banking, Alternative Investments, Hedge Funds, Equities, Anti Money Laundering, Mutual Funds
Education
Hunter College
BS, Accounting
Joseph A. Kurkcu February 2015 - Present
Lazard Asset Management September 2006 - February 2015
Bear Stearns Asset Management 2005 - 2006
Invesco Ltd. 2003 - 2005
UBS 2002 - 2003
Citi 1992 - 2002
Citi 1988 - 1992
Prudential Bache Securities 1982 - 1984
Skills
AML, Securities, Asset Management, Portfolio Management, Investments, Risk Management, Business Process, Auditing, Fixed Income, Investment Advisory, Finance, Banking, Alternative Investments, Hedge Funds, Equities, Anti Money Laundering, Mutual Funds
Education
Hunter College
BS, Accounting
Tom Reich Tom Reich's Prudential-Bache Securities Experience March 1986 - March 1990
Job Vice President, Finance at Transmar Commodity Group, Ltd
Industry Import and Export
Experience
Transmar Commodity Group, Ltd June 2011 - Present
Setien Corporation June 2010 - June 2011
Noble Americas Corp. March 2001 - February 2010
Commodity Capital Group March 1997 - March 2001
Phibro Energy Inc. March 1990 - March 1997
Philipp Brothers Inc. March 1988 - March 1990
Prudential Bache Securities March 1986 - March 1990
Chase Manhattan Bank September 1980 - March 1986
Skills
Equities
Education
The University of Chicago Booth School of Business 2007 — 2007
Executive Education, Mergers & Acquisitions
Pace University - Lubin School of Business
MBA, International Business
Seton Hall University 1976 — 1980
BS, Marketing
Transmar Commodity Group, Ltd June 2011 - Present
Setien Corporation June 2010 - June 2011
Noble Americas Corp. March 2001 - February 2010
Commodity Capital Group March 1997 - March 2001
Phibro Energy Inc. March 1990 - March 1997
Philipp Brothers Inc. March 1988 - March 1990
Prudential Bache Securities March 1986 - March 1990
Chase Manhattan Bank September 1980 - March 1986
Skills
Equities
Education
The University of Chicago Booth School of Business 2007 — 2007
Executive Education, Mergers & Acquisitions
Pace University - Lubin School of Business
MBA, International Business
Seton Hall University 1976 — 1980
BS, Marketing
L J BENTON L J BENTON's Prudential-Bache Securities Experience January 1991 - January 1994
Job Advisory Board Member, Triumvirate Contadora Gotham LLC
Industry Financial Services
Experience
Triumvirate Contadora Global LLC January 2010 - Present
AmazighHaarlemArturo January 2007 - Present
FBOP Corporation January 2007 - January 2009
JMI Telecom Inc January 2005 - January 2007
San Diego Properties LLP January 2001 - January 2005
The Clinton Group January 1998 - January 2001
Rosenkrantz, Lyon & Ross, Inc January 1994 - January 1998
Prudential-Bache Securities January 1991 - January 1994
Lehman Brothers Inc January 1988 - January 1991
Chatham Cleaners, Inc January 1981 - January 1988
Skills
Mergers, Strategic Planning, Project Management, Risk Management, Banking, Program Management, Financial Modeling, Business Analysis, Vendor Management, Due Diligence, Marketing, Sales, Acquisition Integration, CRM, Mergers & Acquisitions, Customer Service, Strategy, Microsoft Office, Entrepreneurship, Start-ups, Management, Business Development, Leadership, Training, New Business Development
Education
Mercy College 1980 — 1985
BS, Business Marketing Administration
Murray Bergtraum High School for Business Careers 1976 — 1980
H.S.Diploma, Business / Marketing Curriculum
Mercy College
General Business Major
Opportunities Industrialization Center (OIC)2009
Triumvirate Contadora Global LLC January 2010 - Present
AmazighHaarlemArturo January 2007 - Present
FBOP Corporation January 2007 - January 2009
JMI Telecom Inc January 2005 - January 2007
San Diego Properties LLP January 2001 - January 2005
The Clinton Group January 1998 - January 2001
Rosenkrantz, Lyon & Ross, Inc January 1994 - January 1998
Prudential-Bache Securities January 1991 - January 1994
Lehman Brothers Inc January 1988 - January 1991
Chatham Cleaners, Inc January 1981 - January 1988
Skills
Mergers, Strategic Planning, Project Management, Risk Management, Banking, Program Management, Financial Modeling, Business Analysis, Vendor Management, Due Diligence, Marketing, Sales, Acquisition Integration, CRM, Mergers & Acquisitions, Customer Service, Strategy, Microsoft Office, Entrepreneurship, Start-ups, Management, Business Development, Leadership, Training, New Business Development
Education
Mercy College 1980 — 1985
BS, Business Marketing Administration
Murray Bergtraum High School for Business Careers 1976 — 1980
H.S.Diploma, Business / Marketing Curriculum
Mercy College
General Business Major
Opportunities Industrialization Center (OIC)2009
Michael J. Gallagher's Prudential-Bache Securities Experience 1985 - 1988
Job VP Asset Management at Northeast Securities
Industry Financial Services
Experience
Chaminade High School 1998 - Present
Northeast Securities February 1991 - Present
Global Capital Group 1988 - 1991
Prudential- Bache Securities 1985 - 1988
Skills
Investments, Mutual Funds, Financial Analysis, Portfolio Management, Asset Managment, Finance, Series 7, 401k, Equities, Asset Management, Securities, Fixed Income, Fixed Annuities
Education
Southern Connecticut State University 1979 — 1983
BA, Economics
Chaminade High School 1998 - Present
Northeast Securities February 1991 - Present
Global Capital Group 1988 - 1991
Prudential- Bache Securities 1985 - 1988
Skills
Investments, Mutual Funds, Financial Analysis, Portfolio Management, Asset Managment, Finance, Series 7, 401k, Equities, Asset Management, Securities, Fixed Income, Fixed Annuities
Education
Southern Connecticut State University 1979 — 1983
BA, Economics
Alfonso S. Huerta, RTRP, MIM Alfonso S. Huerta, RTRP, MIM's Prudential-Bache Securities Experience 1988 - 1993
Job
Industry Real Estate
Experience
AT&T September 2008 - September 2011
AT&T Solutions 1998 - 2003
Citibank 1993 - 1998
Prudential_Bache Securities 1988 - 1993
Skills
Telecommunications, Project Management, Outsourcing, Network Administration, Contract Negotiation, Management, Computer Network..., IT Management, IT Strategy, Networking, Real Estate
Education
University of Maryland University College 1994 — 1998
MIM, Masters of International Business Management
New York Institute of Technology 1985 — 1988
BS, Electromechanical Engineering Technology
AT&T September 2008 - September 2011
AT&T Solutions 1998 - 2003
Citibank 1993 - 1998
Prudential_Bache Securities 1988 - 1993
Skills
Telecommunications, Project Management, Outsourcing, Network Administration, Contract Negotiation, Management, Computer Network..., IT Management, IT Strategy, Networking, Real Estate
Education
University of Maryland University College 1994 — 1998
MIM, Masters of International Business Management
New York Institute of Technology 1985 — 1988
BS, Electromechanical Engineering Technology
Norm Nelson Norm Nelson's Prudential-Bache Securities Experience May 1989 - May 1996
Job Senior Vice President, Investments, Nelson Wealth Managers of Raymond James http://raymondjames.com/nelsonwealthmanagers
Industry Financial Services
Experience
Nelson Wealth Managers of Raymond James May 2002 - Present
Credit Suisse (Donaldson Lufkin Jenrette) May 1996 - April 2002
Prudential Bache Securities May 1989 - May 1996
Janney Montgomery Scott LLC May 1987 - May 1989
Reliance Insurance Company September 1985 - April 1987
Deloitte September 1983 - September 1985
Skills
Investments, Securities, Finance, Financial Advisory, Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Series 63, Estate Planning, Financial Services, Strategic Financial..., Series 7, Uniform Combined State..., Portfolio Management, Asset Allocation, Asset Management, Alternative Investments, Equities, Investment Strategies, Financial Analysis, Retirement, Wealth, Management
Education
Penn State University 1979 — 1983
Bachelor of Science (B.S.), Accounting
Nelson Wealth Managers of Raymond James May 2002 - Present
Credit Suisse (Donaldson Lufkin Jenrette) May 1996 - April 2002
Prudential Bache Securities May 1989 - May 1996
Janney Montgomery Scott LLC May 1987 - May 1989
Reliance Insurance Company September 1985 - April 1987
Deloitte September 1983 - September 1985
Skills
Investments, Securities, Finance, Financial Advisory, Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Series 63, Estate Planning, Financial Services, Strategic Financial..., Series 7, Uniform Combined State..., Portfolio Management, Asset Allocation, Asset Management, Alternative Investments, Equities, Investment Strategies, Financial Analysis, Retirement, Wealth, Management
Education
Penn State University 1979 — 1983
Bachelor of Science (B.S.), Accounting
Augusto T. Blanco (Gus) Augusto T. Blanco (Gus)'s Prudential-Bache Securities Experience August 1986 - October 1992
Job Institutional Trader
Industry Financial Services
Experience
Wells Fargo Advisors February 2014 - Present
Rothschild Asset Management November 1992 - August 2010
Prudential Bache Securities August 1986 - October 1992
IBM September 1983 - August 1985
United Brands September 1982 - June 1983
Skills
Fluent in Spainish, Equities, Bloomberg, Hedge Funds, Equity Research, Fixed Income, TCA, Portfolio Management, Trading, Quantitative Analytics, Asset Management, ETFs, Alternative Investments, Investment Strategies, Derivatives, Capital Markets, Options, Trading Systems, Mutual Funds, Financial Markets, Equity Trading, Investments, Equity Derivatives, Investment Advisory, Wealth Management, Valuation, Series 63, FINRA, Electronic Trading, Securities, Bonds, Institutional..., Financial Services, Financial Analysis, Equity Valuation, Securities Lending, Financial Statement..., Trading Strategies, Equity Capital Markets, Corporate Finance, Swaps, Options Strategies, Investment Banking, Series 7
Education
Creighton University 2012 — 2013
Masters Security Analysis and Portfolio Management, 2012
Pace University - Lubin School of Business
Bachelors Business Administration, Accounting and Finance
Wells Fargo Advisors February 2014 - Present
Rothschild Asset Management November 1992 - August 2010
Prudential Bache Securities August 1986 - October 1992
IBM September 1983 - August 1985
United Brands September 1982 - June 1983
Skills
Fluent in Spainish, Equities, Bloomberg, Hedge Funds, Equity Research, Fixed Income, TCA, Portfolio Management, Trading, Quantitative Analytics, Asset Management, ETFs, Alternative Investments, Investment Strategies, Derivatives, Capital Markets, Options, Trading Systems, Mutual Funds, Financial Markets, Equity Trading, Investments, Equity Derivatives, Investment Advisory, Wealth Management, Valuation, Series 63, FINRA, Electronic Trading, Securities, Bonds, Institutional..., Financial Services, Financial Analysis, Equity Valuation, Securities Lending, Financial Statement..., Trading Strategies, Equity Capital Markets, Corporate Finance, Swaps, Options Strategies, Investment Banking, Series 7
Education
Creighton University 2012 — 2013
Masters Security Analysis and Portfolio Management, 2012
Pace University - Lubin School of Business
Bachelors Business Administration, Accounting and Finance
richard zack richard zack's Prudential-Bache Securities Experience 2009 - 2010
Job Chief Legal Officer & Chief Enterprise Risk Officer at Wainwright Investment Counsel, LLC
Industry Financial Services
Experience
WFS, LLC 2013 - Present
Wainwright Investment Counsel, LLC 2012 - Present
Alchemy Structured Investments 2010 - 2012
Prudential Bache Securities 2009 - 2010
National Bank of Canada 2005 - 2009
K&Z Partners 2000 - 2005
Banc of America Securities 1998 - 2000
Lehman Brothers 1995 - 1998
Mayer Brown 1994 - 1995
U.S. Securities and Exchange Commission September 1989 - 1994
Education
Georgetown University Law Center 1990 — 1992
Master of Laws (LLM), Tax Law/Taxation
Rutgers University School of Law - Camden 1986 — 1989
Doctor of Law (J.D.)
Emory University 1982 — 1986
Bachelor of Arts (B.A.), Economics
WFS, LLC 2013 - Present
Wainwright Investment Counsel, LLC 2012 - Present
Alchemy Structured Investments 2010 - 2012
Prudential Bache Securities 2009 - 2010
National Bank of Canada 2005 - 2009
K&Z Partners 2000 - 2005
Banc of America Securities 1998 - 2000
Lehman Brothers 1995 - 1998
Mayer Brown 1994 - 1995
U.S. Securities and Exchange Commission September 1989 - 1994
Education
Georgetown University Law Center 1990 — 1992
Master of Laws (LLM), Tax Law/Taxation
Rutgers University School of Law - Camden 1986 — 1989
Doctor of Law (J.D.)
Emory University 1982 — 1986
Bachelor of Arts (B.A.), Economics
David Buettner David Buettner's Prudential-Bache Securities Experience May 1992 - May 1994
Job Financial Coach
Industry Professional Training & Coaching
Experience
Self-employed April 2012 - Present
Commerzbank AG May 1994 - June 2004
Prudential Bache Securities May 1992 - May 1994
Skills
Public Speaking, Training, Leadership Development, Personal Development, Organizational..., Strategic Planning, Leadership, Management, Nonprofits, Workshop Facilitation
Education
Northern Illinois University 1988 — 1992
Bachelor of Science (B.S.), Finance, General
Self-employed April 2012 - Present
Commerzbank AG May 1994 - June 2004
Prudential Bache Securities May 1992 - May 1994
Skills
Public Speaking, Training, Leadership Development, Personal Development, Organizational..., Strategic Planning, Leadership, Management, Nonprofits, Workshop Facilitation
Education
Northern Illinois University 1988 — 1992
Bachelor of Science (B.S.), Finance, General
Harry A. Kaplan's Prudential-Bache Securities Experience 1988 - 1990
Job Financial Markets Trading Technology Management & Support
Industry Financial Services
Experience
Societe Generale Corporate and Investment Banking - SGCIB 2015 - Present
* 1980 - 2015
* 1980 - 2015
Newedge 2010 - 2014
Fimat USA 2003 - 2009
VerticalCrossings.com, Inc. 2000 - 2003
Sanwa-BGK Securities and Sanwa Financial Products, LLC 1990 - 2000
Moody's Investors Service 1990 - 1990
Prudential-Bache Securities 1988 - 1990
Sun Microsystems 1987 - 1988
Skills
Derivatives, Electronic Trading, Trading Systems, Fixed Income, Equities, Financial Markets, Options, Bloomberg, Hedge Funds, Capital Markets, Market Data, Swaps, Exchange Connectivity, Equity Derivatives, Risk Management, Management
Education
University of Pennsylvania - The Lauder Institute 1985 — 1985
Lauder Institute Fellow
对外经贸大学 - U.I.B.E., Beijing 1985 — 1985
Summer Session, International Business/Trade/Commerce
University of California, Berkeley 1983 — 1983
Andrew W. Mellon Postdoctoral Research Fellow
Harvard University 1976 — 1983
M.A., Ph.D., East Asian Languages and Civilizations
UC Berkeley 1972 — 1976
A.B. with Highest Distinction in Oriental Languages, Oriental Languages and Division of Interdepartmental and General Studies
Societe Generale Corporate and Investment Banking - SGCIB 2015 - Present
* 1980 - 2015
* 1980 - 2015
Newedge 2010 - 2014
Fimat USA 2003 - 2009
VerticalCrossings.com, Inc. 2000 - 2003
Sanwa-BGK Securities and Sanwa Financial Products, LLC 1990 - 2000
Moody's Investors Service 1990 - 1990
Prudential-Bache Securities 1988 - 1990
Sun Microsystems 1987 - 1988
Skills
Derivatives, Electronic Trading, Trading Systems, Fixed Income, Equities, Financial Markets, Options, Bloomberg, Hedge Funds, Capital Markets, Market Data, Swaps, Exchange Connectivity, Equity Derivatives, Risk Management, Management
Education
University of Pennsylvania - The Lauder Institute 1985 — 1985
Lauder Institute Fellow
对外经贸大学 - U.I.B.E., Beijing 1985 — 1985
Summer Session, International Business/Trade/Commerce
University of California, Berkeley 1983 — 1983
Andrew W. Mellon Postdoctoral Research Fellow
Harvard University 1976 — 1983
M.A., Ph.D., East Asian Languages and Civilizations
UC Berkeley 1972 — 1976
A.B. with Highest Distinction in Oriental Languages, Oriental Languages and Division of Interdepartmental and General Studies
W Michael Hagens W Michael Hagens's Prudential-Bache Securities Experience April 1990 - January 1994
Job President & CEO at Westwood Asset Management, LLC
Industry Investment Management
Experience
Westwood Asset Management, LLC January 1996 - Present
Kidder Peabody January 1994 - January 1996
Prudential-Bache Securities April 1990 - January 1994
Skills
Asset Management, Wealth Management, Investment Advisory, Financial Advisory, Strategy, Financial Planning, Asset Allocation, Portfolio Management, Financial Services, Retirement, Retirement Planning, 401k, Finance, Investments, Securities, Mutual Funds, Estate Planning, Insurance, Fixed Annuities, Life Insurance
Education
Drake University 1983 — 1988
Master of Business Administration (MBA), Finance
Iowa State University 1980 — 1983
Bachelor of Science (B.S.), Economics & Business Administration
Iowa Lakes Junior College 1979 — 1980
Economics & Business Administration
Westwood Asset Management, LLC January 1996 - Present
Kidder Peabody January 1994 - January 1996
Prudential-Bache Securities April 1990 - January 1994
Skills
Asset Management, Wealth Management, Investment Advisory, Financial Advisory, Strategy, Financial Planning, Asset Allocation, Portfolio Management, Financial Services, Retirement, Retirement Planning, 401k, Finance, Investments, Securities, Mutual Funds, Estate Planning, Insurance, Fixed Annuities, Life Insurance
Education
Drake University 1983 — 1988
Master of Business Administration (MBA), Finance
Iowa State University 1980 — 1983
Bachelor of Science (B.S.), Economics & Business Administration
Iowa Lakes Junior College 1979 — 1980
Economics & Business Administration
Michele Pimentel's Prudential-Bache Securities Experience March 1988 - April 1989
Job Operations and Administrative Assist./Trader at Van Liew Trust Company
Industry Investment Management
Experience
Van Liew Trust Company April 1994 - Present
Prudential Bache Securities March 1988 - April 1989
Charles Schwab January 1988 - March 1988
First Bristol County National Bank January 1984 - January 1988
Citizens Bank 1982 - 1984
Skills
Human Resources, PeopleSoft, Accounting, Accounts Receivable, Office Management, Customer Service, Public Relations, Public Speaking, Strategic Planning, Event Planning, Microsoft Office, Team Building, Management, Community Outreach, Microsoft Word, Leadership, Nonprofits, Budgets, Event Management, Administrative..., Microsoft Excel, Travel Arrangements, Volunteer Management, Social Media, Research, Social Networking, Fundraising, Marketing, Account Management, Coaching, Account Reconciliation, PowerPoint
Education
Rivier College
Van Liew Trust Company April 1994 - Present
Prudential Bache Securities March 1988 - April 1989
Charles Schwab January 1988 - March 1988
First Bristol County National Bank January 1984 - January 1988
Citizens Bank 1982 - 1984
Skills
Human Resources, PeopleSoft, Accounting, Accounts Receivable, Office Management, Customer Service, Public Relations, Public Speaking, Strategic Planning, Event Planning, Microsoft Office, Team Building, Management, Community Outreach, Microsoft Word, Leadership, Nonprofits, Budgets, Event Management, Administrative..., Microsoft Excel, Travel Arrangements, Volunteer Management, Social Media, Research, Social Networking, Fundraising, Marketing, Account Management, Coaching, Account Reconciliation, PowerPoint
Education
Rivier College
Julie Farmer's Prudential-Bache Securities Experience 1987 - 1987
Job Problem Solver Extraordinaire
Industry Health, Wellness and Fitness
Experience
Sisel Kaffe September 2013 - Present
RobKellerMD February 2012 - Present
SISEL International February 2012 - Present
Evansville T.E.A.M. Networking Group January 2012 - June 2015
Max International June 2007 - February 2012
Walden Chiropractic & Accident Center 1990 - 1994
David Johnson MD 1990 - 1990
ChiroChoice 1989 - 1990
Hilliard Lyons 1987 - 1989
Prudential Bache Securities 1987 - 1987
Skills
Wellness, Health, Nutrition, Fitness, Supplements, Public Speaking, Small Business, Administrative..., Administrative..., Guardianship, Caregivers, Team Leadership, Youth Leadership, Logo Design, Graphic Design, Medical Billing, Collections, Cpr Certified, Anti-aging, Holistic Health, Home Based Business, Lifestyle Coaching, Network Marketing, Skin Care, Coaching, Social Networking, Event Planning, Social Media Marketing, Personal Development, Customer Service, Event Management, Non-profits, Sales, Entrepreneurship, Marketing, Social Media, Public Relations, Strategic Planning, Fundraising, Marketing Strategy, Weight Management, Stress, Weight, Healthcare, Lifestyle, Leadership, Wellness Coaching, Nutritional Counseling, Facebook, Management
Education
Ivy Tech Community College 1991 — 1993
Business, Business
Apollo High School 1978 — 1982
HS Diploma, Business
Sisel Kaffe September 2013 - Present
RobKellerMD February 2012 - Present
SISEL International February 2012 - Present
Evansville T.E.A.M. Networking Group January 2012 - June 2015
Max International June 2007 - February 2012
Walden Chiropractic & Accident Center 1990 - 1994
David Johnson MD 1990 - 1990
ChiroChoice 1989 - 1990
Hilliard Lyons 1987 - 1989
Prudential Bache Securities 1987 - 1987
Skills
Wellness, Health, Nutrition, Fitness, Supplements, Public Speaking, Small Business, Administrative..., Administrative..., Guardianship, Caregivers, Team Leadership, Youth Leadership, Logo Design, Graphic Design, Medical Billing, Collections, Cpr Certified, Anti-aging, Holistic Health, Home Based Business, Lifestyle Coaching, Network Marketing, Skin Care, Coaching, Social Networking, Event Planning, Social Media Marketing, Personal Development, Customer Service, Event Management, Non-profits, Sales, Entrepreneurship, Marketing, Social Media, Public Relations, Strategic Planning, Fundraising, Marketing Strategy, Weight Management, Stress, Weight, Healthcare, Lifestyle, Leadership, Wellness Coaching, Nutritional Counseling, Facebook, Management
Education
Ivy Tech Community College 1991 — 1993
Business, Business
Apollo High School 1978 — 1982
HS Diploma, Business
David Wienke David Wienke's Prudential-Bache Securities Experience February 2010 - September 2010
Job Principal at Tighten The Core, Inc
Industry Financial Services
Experience
Tighten The Core, Inc January 2013 - Present
Macquarie Group December 2013 - February 2015
Triquetra Resources, Ltd August 2011 - November 2013
Elevation LLC September 2010 - August 2011
Prudential Bache Securities February 2010 - September 2010
MF Global April 2007 - February 2010
Advantage Futures 2006 - 2007
Mizuho Securities USA Inc. 2000 - 2003
Carr Futures 1990 - 1999
Kidder Peabody 1985 - 1991
Skills
Technical Analysis, Trading Ideas, Commodities, Trading, Fixed Income, Currency, Equities, Hedge Funds, Commodity, Options, Electronic Trading, Emerging Markets, Financial Services, Securities, Portfolio Management, Hedging, Financial Markets, Alternative Investments, FX trading, Mutual Funds, Equity Trading, Risk Management, Series 63, Asset Management, FX Options, Derivatives, Market Making, Commodity Markets, Bonds, Trading Strategies, Investments, Series 7, Proprietary Trading, Prime Brokerage, FINRA, Investment Banking, Trading Systems, Investment Strategies, Equity Derivatives, ETFs, Bloomberg, Capital Markets, Equity Research, Institutional..., Investment Management, Series 24, Options Strategies, Investment Advisory, Swaps, Asset Allocation
Education
University of Rhode Island 1981 — 1984
BS, Economics
Joliet Junior College 1980 — 1981
Football
Tighten The Core, Inc January 2013 - Present
Macquarie Group December 2013 - February 2015
Triquetra Resources, Ltd August 2011 - November 2013
Elevation LLC September 2010 - August 2011
Prudential Bache Securities February 2010 - September 2010
MF Global April 2007 - February 2010
Advantage Futures 2006 - 2007
Mizuho Securities USA Inc. 2000 - 2003
Carr Futures 1990 - 1999
Kidder Peabody 1985 - 1991
Skills
Technical Analysis, Trading Ideas, Commodities, Trading, Fixed Income, Currency, Equities, Hedge Funds, Commodity, Options, Electronic Trading, Emerging Markets, Financial Services, Securities, Portfolio Management, Hedging, Financial Markets, Alternative Investments, FX trading, Mutual Funds, Equity Trading, Risk Management, Series 63, Asset Management, FX Options, Derivatives, Market Making, Commodity Markets, Bonds, Trading Strategies, Investments, Series 7, Proprietary Trading, Prime Brokerage, FINRA, Investment Banking, Trading Systems, Investment Strategies, Equity Derivatives, ETFs, Bloomberg, Capital Markets, Equity Research, Institutional..., Investment Management, Series 24, Options Strategies, Investment Advisory, Swaps, Asset Allocation
Education
University of Rhode Island 1981 — 1984
BS, Economics
Joliet Junior College 1980 — 1981
Football
Cynthia E. Clark, PhD Cynthia E. Clark, PhD's Prudential-Bache Securities Experience September 1985 - September 1986
Job Associate Professor at Bentley University
Industry Higher Education
Experience
Bentley University February 2014 - Present
Bentley University July 2010 - February 2014
Bentley University March 2006 - September 2010
Boston University September 1995 - August 2005
Prudential Securities 1989 - 1990
Bank of Boston 1987 - 1989
Prudential-Bache Securities September 1985 - September 1986
Skills
Corporate Governance, Conflicts of Interest, Corporate Disclosures, Qualitative Research, Higher Education, Teaching, Corporate Law, Strategy, Public Speaking, Investments, Leadership Development, Lecturing, Research, University Teaching
Education
Boston University
PhD, Organization Studies
Northwestern University
Master's
Boston College 1982 — 1986
Bachelor's
Bentley University February 2014 - Present
Bentley University July 2010 - February 2014
Bentley University March 2006 - September 2010
Boston University September 1995 - August 2005
Prudential Securities 1989 - 1990
Bank of Boston 1987 - 1989
Prudential-Bache Securities September 1985 - September 1986
Skills
Corporate Governance, Conflicts of Interest, Corporate Disclosures, Qualitative Research, Higher Education, Teaching, Corporate Law, Strategy, Public Speaking, Investments, Leadership Development, Lecturing, Research, University Teaching
Education
Boston University
PhD, Organization Studies
Northwestern University
Master's
Boston College 1982 — 1986
Bachelor's
Dan Joyce Dan Joyce's Prudential-Bache Securities Experience 1988 - 1990
Job Principal and OwnerInline Consultants
Industry Sports
Experience
Inline Consultants May 2014 - Present
City of Costa Mesa January 2011 - May 2014
Rubbersidewalks 2004 - 2010
ESPN X Games 2003 - 2003
Pointe West Inc. 1998 - 2002
Gravity Research 1993 - 1998
Casey and Sayre, Inc 1991 - 1992
United States Olympic Committee 1990 - 1991
Prudential-Bache Securities 1988 - 1990
Skills
Public Relations, Marketing, Corporate Communications, Brand Management, Leadership, Start-ups, Event Planning, Management, Sales, Budgets, Brand Awareness, Negotiation, Environmental Consulting, Start-up Environment, Event Management, Corporate Events, Coordinating Special..., Sponsorship Sales, Sponsorship Relations, Sponsorship Activation, Marketing Management, Volunteer Management, Public Speaking, Public Affairs, Sports Marketing, Advertising, Business Development, Strategy, Sponsorship, Integrated Marketing, Press Releases, Marketing Strategy, Newsletters, Entrepreneurship
Education
Ithaca College 1983 — 1986
Bachelor's degree, Management
Inline Consultants May 2014 - Present
City of Costa Mesa January 2011 - May 2014
Rubbersidewalks 2004 - 2010
ESPN X Games 2003 - 2003
Pointe West Inc. 1998 - 2002
Gravity Research 1993 - 1998
Casey and Sayre, Inc 1991 - 1992
United States Olympic Committee 1990 - 1991
Prudential-Bache Securities 1988 - 1990
Skills
Public Relations, Marketing, Corporate Communications, Brand Management, Leadership, Start-ups, Event Planning, Management, Sales, Budgets, Brand Awareness, Negotiation, Environmental Consulting, Start-up Environment, Event Management, Corporate Events, Coordinating Special..., Sponsorship Sales, Sponsorship Relations, Sponsorship Activation, Marketing Management, Volunteer Management, Public Speaking, Public Affairs, Sports Marketing, Advertising, Business Development, Strategy, Sponsorship, Integrated Marketing, Press Releases, Marketing Strategy, Newsletters, Entrepreneurship
Education
Ithaca College 1983 — 1986
Bachelor's degree, Management
Doug Reilly Doug Reilly's Prudential-Bache Securities Experience 1983 - 1990
Job First Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors 2007 - Present
A.G. Edwards & Sons, Inc. 1990 - 2007
Prudential Bache Securities 1983 - 1990
Merrill Lynch 1981 - 1983
Skills
Asset Allocation, Mutual Funds, Reirement Planning, 401(K) Rollovers, Investment Strategies, Variable Annuities
Education
Michigan State University 1972 — 1977
Bachelor of Arts, Accounting
Wells Fargo Advisors 2007 - Present
A.G. Edwards & Sons, Inc. 1990 - 2007
Prudential Bache Securities 1983 - 1990
Merrill Lynch 1981 - 1983
Skills
Asset Allocation, Mutual Funds, Reirement Planning, 401(K) Rollovers, Investment Strategies, Variable Annuities
Education
Michigan State University 1972 — 1977
Bachelor of Arts, Accounting
Bob Fugate's Prudential-Bache Securities Experience 1986 - 1988
Job President at RFA Management Company, LLC
Industry Investment Management
Experience
RFA Management Company, LLC September 2015 - Present
Cbeyond, Inc. 2000 - 2014
Splitrock Services, Inc. 1999 - 2000
Fuego Technology Corp. 1997 - 1999
General Wireless, Inc. (MetroPCS) 1996 - 1997
Mobile Telecommunication Technologies Corp. (SkyTel) 1988 - 1996
Prudential-Bache Securities 1986 - 1988
Mobile Communications Corporation of America (MCCA) 1983 - 1985
Skills
Financial Modeling, Mergers & Acquisitions, Corporate Finance, Finance, Management, Leadership, Start-ups, Telecommunications, Corporate Development, SaaS, Business Strategy, Financial Analysis, Strategic Planning, Mergers, Strategy
Education
Harvard Business School 1985 — 1987
Masters of Business Administration
University of Mississippi 1979 — 1983
Bachelor of Business Administration, Managerial Finance
RFA Management Company, LLC September 2015 - Present
Cbeyond, Inc. 2000 - 2014
Splitrock Services, Inc. 1999 - 2000
Fuego Technology Corp. 1997 - 1999
General Wireless, Inc. (MetroPCS) 1996 - 1997
Mobile Telecommunication Technologies Corp. (SkyTel) 1988 - 1996
Prudential-Bache Securities 1986 - 1988
Mobile Communications Corporation of America (MCCA) 1983 - 1985
Skills
Financial Modeling, Mergers & Acquisitions, Corporate Finance, Finance, Management, Leadership, Start-ups, Telecommunications, Corporate Development, SaaS, Business Strategy, Financial Analysis, Strategic Planning, Mergers, Strategy
Education
Harvard Business School 1985 — 1987
Masters of Business Administration
University of Mississippi 1979 — 1983
Bachelor of Business Administration, Managerial Finance
Kerry Ripp Kerry Ripp's Prudential-Bache Securities Experience 1981 - 1985
Job Vice President at Tullett Prebon
Industry Financial Services
Experience
Tullett Prebon April 1989 - Present
County Natwest LLC 1988 - 1989
EF Hutton 1985 - 1988
Prudential Bache Securities 1981 - 1985
Skills
Financial Markets, Bond Markets, Bloomberg, Repo Bonds, Trading, Brokers
Education
Adelphi University 1978 — 1981
Bachelor of Business Administration (B.B.A.), Marketing and Finance
Tullett Prebon April 1989 - Present
County Natwest LLC 1988 - 1989
EF Hutton 1985 - 1988
Prudential Bache Securities 1981 - 1985
Skills
Financial Markets, Bond Markets, Bloomberg, Repo Bonds, Trading, Brokers
Education
Adelphi University 1978 — 1981
Bachelor of Business Administration (B.B.A.), Marketing and Finance
Patrick Poeschl Patrick Poeschl's Prudential-Bache Securities Experience April 1992 - November 1992
Job Pilot at American Airlines
Industry Airlines/Aviation
Experience
American Airlines September 2001 - Present
Central Baptist Church January 2012 - September 2014
American Airlines July 1998 - August 2001
American Airlines November 1996 - July 1998
Holiday Inn June 1995 - July 1997
Express One International October 1993 - June 1995
American Airlines November 1992 - October 1993
Prudential-Bache Securities April 1992 - November 1992
Rosenthal Collins Group February 1992 - April 1992
UPS November 1991 - March 1992
Skills
Flight Operations, ATP, Aviation, Airlines, Flight Planning, Aviation Operations, Commercial Aviation
Education
US Air Force Academy 1980 — 1984
BS
McHenry County College
American Airlines September 2001 - Present
Central Baptist Church January 2012 - September 2014
American Airlines July 1998 - August 2001
American Airlines November 1996 - July 1998
Holiday Inn June 1995 - July 1997
Express One International October 1993 - June 1995
American Airlines November 1992 - October 1993
Prudential-Bache Securities April 1992 - November 1992
Rosenthal Collins Group February 1992 - April 1992
UPS November 1991 - March 1992
Skills
Flight Operations, ATP, Aviation, Airlines, Flight Planning, Aviation Operations, Commercial Aviation
Education
US Air Force Academy 1980 — 1984
BS
McHenry County College
Dan Donovan Dan Donovan's Prudential-Bache Securities Experience 1987 - 1988
Job Partner at Donovan & Rainie, LLC
Industry Legal Services
Experience
Donovan & Rainie, LLC 2002 - Present
Deutsche Bank Securities 1999 - 2002
BT Alex. Brown 1997 - 1999
Alex. Brown & Sons Incorporated 1993 - 1997
Cowen & Company 1988 - 1993
Prudential-Bache Securities 1987 - 1988
EF Hutton & Company 1983 - 1988
Pollack & Kaminsky 1982 - 1983
Skills
Securities, Investment Advisory, Securities Law, Arbitration, Regulatory Counsel, Mediation, Securities Regulation, Financial Markets, Corporate Governance, Corporate Law, Securities Litigation, Litigation, Courts, Estate Planning, Broker-Dealer, FINRA, Commercial Litigation, Insurance, Class Actions, Alternative Dispute..., Civil Litigation, Business Litigation, White Collar Criminal..., Appeals, Dispute Resolution, Non-compete Agreements, Trade Secrets, Trial Practice, Product Liability, Insurance Law, Trials, Construction Law, Dispute, Privacy Law, Litigation Management, Torts, Bankruptcy, Competition Law, Legal Writing, Unfair Competition, Legal Compliance, Intellectual Property, Licensing, Legal Advice, Litigation Support, Employment Law, Legal Research, International..., Trusts, Administrative Law
Education
Boston University School of Law 1979 — 1982
JD
State University of New York College at Brockport 1976 — 1979
B.A., Political Science
Donovan & Rainie, LLC 2002 - Present
Deutsche Bank Securities 1999 - 2002
BT Alex. Brown 1997 - 1999
Alex. Brown & Sons Incorporated 1993 - 1997
Cowen & Company 1988 - 1993
Prudential-Bache Securities 1987 - 1988
EF Hutton & Company 1983 - 1988
Pollack & Kaminsky 1982 - 1983
Skills
Securities, Investment Advisory, Securities Law, Arbitration, Regulatory Counsel, Mediation, Securities Regulation, Financial Markets, Corporate Governance, Corporate Law, Securities Litigation, Litigation, Courts, Estate Planning, Broker-Dealer, FINRA, Commercial Litigation, Insurance, Class Actions, Alternative Dispute..., Civil Litigation, Business Litigation, White Collar Criminal..., Appeals, Dispute Resolution, Non-compete Agreements, Trade Secrets, Trial Practice, Product Liability, Insurance Law, Trials, Construction Law, Dispute, Privacy Law, Litigation Management, Torts, Bankruptcy, Competition Law, Legal Writing, Unfair Competition, Legal Compliance, Intellectual Property, Licensing, Legal Advice, Litigation Support, Employment Law, Legal Research, International..., Trusts, Administrative Law
Education
Boston University School of Law 1979 — 1982
JD
State University of New York College at Brockport 1976 — 1979
B.A., Political Science
Wes Sutton Wes Sutton's Prudential-Bache Securities Experience September 1985 - April 1992
Job President, Medicus Resource Group, Inc.
Industry Hospital & Health Care
Experience
Medicus Resource Group, Inc. May 1996 - Present
Valet Resource Group, Inc. August 2014 - Present
Scottie Pippen Foundation March 1992 - Present
Morgan Keegan August 1995 - April 1996
Smith Barney May 1992 - July 1995
Prudential Bache Securities September 1985 - April 1992
Skills
Hospitals, PowerPoint, Physicians, Pediatrics, Healthcare, Healthcare Information..., Public Speaking, Emergency Medicine, Medicine, Healthcare Management, Clinical Research, Recruiting, Contract Negotiation, Nonprofits, EMR, EHR, Customer Service, Surgery, Team Building, Community Outreach, Strategic Planning, Healthcare Consulting, Public Health, Physician Relations, HIPAA, Medicare, Quality Improvement, Managed Care, Revenue Cycle
Education
Ouachita Baptist University 1981 — 1985
BS, Sociology
Pulaski Academy
Medicus Resource Group, Inc. May 1996 - Present
Valet Resource Group, Inc. August 2014 - Present
Scottie Pippen Foundation March 1992 - Present
Morgan Keegan August 1995 - April 1996
Smith Barney May 1992 - July 1995
Prudential Bache Securities September 1985 - April 1992
Skills
Hospitals, PowerPoint, Physicians, Pediatrics, Healthcare, Healthcare Information..., Public Speaking, Emergency Medicine, Medicine, Healthcare Management, Clinical Research, Recruiting, Contract Negotiation, Nonprofits, EMR, EHR, Customer Service, Surgery, Team Building, Community Outreach, Strategic Planning, Healthcare Consulting, Public Health, Physician Relations, HIPAA, Medicare, Quality Improvement, Managed Care, Revenue Cycle
Education
Ouachita Baptist University 1981 — 1985
BS, Sociology
Pulaski Academy
Eileen McElroy Eileen McElroy's Prudential-Bache Securities Experience January 1986 - June 1988
Job Teacher at Highland Central School District
Industry Writing and Editing
Experience
Highland Central School District September 2003 - Present
P53K September 1988 - November 2000
Prudential Bache Securities January 1986 - June 1988
Skills
Creative Writing, Poetry, Curriculum Design, Curriculum Development, Research, Social Media, Microsoft Office, Higher Education, Non-profits, Fundraising, Microsoft Excel, Teaching, Tutoring, Editing, Proofreading
Education
Adelphi University 1991 — 1993
Master of Science (MS), Special Education and Teaching
St Joseph's College, Brooklyn NY 1984 — 1988
Bachelor of Arts (B.A.), Child Study/Special Ed/Speech
Highland Central School District September 2003 - Present
P53K September 1988 - November 2000
Prudential Bache Securities January 1986 - June 1988
Skills
Creative Writing, Poetry, Curriculum Design, Curriculum Development, Research, Social Media, Microsoft Office, Higher Education, Non-profits, Fundraising, Microsoft Excel, Teaching, Tutoring, Editing, Proofreading
Education
Adelphi University 1991 — 1993
Master of Science (MS), Special Education and Teaching
St Joseph's College, Brooklyn NY 1984 — 1988
Bachelor of Arts (B.A.), Child Study/Special Ed/Speech
Sean Teague Sean Teague's Prudential-Bache Securities Experience May 1982 - April 1984
Job Executive Managing Director
Industry Commercial Real Estate
Experience
Cushman & Wakefield September 2015 - Present
Cushman & Wakefield September 2015 - Present
DTZ January 2015 - August 2015
FHO Partners February 2007 - November 2011
CBRE 2007 - 2007
Trammell Crow Company May 1998 - December 2006
Fallon Hines and O'Connor August 1987 - April 1998
Spaulding and Slye May 1984 - July 1987
Prudential Bache Securities May 1982 - April 1984
Xerox Corporation January 1979 - April 1982
Skills
Brokerage, Landlord, Strategic Planning, Corporate Advisory, Disposition, Corporate Real Estate, Leases, Tenant Representation, Real Estate, Tenant, Lease Administration, Real Estate Economics, Commercial Real Estate, Due Diligence, Location Intelligence, Real Estate Transactions, Lease Negotiations, Facilities Management, Negotiation, Mergers & Acquisitions, Contract Negotiation, Landlords, Real Estate Development
Education
College of the Holy Cross 1975 — 1978
Bachelor of Arts (B.A.)
College of the Holy Cross 1974 — 1978
BA, 1978
Cushman & Wakefield September 2015 - Present
Cushman & Wakefield September 2015 - Present
DTZ January 2015 - August 2015
FHO Partners February 2007 - November 2011
CBRE 2007 - 2007
Trammell Crow Company May 1998 - December 2006
Fallon Hines and O'Connor August 1987 - April 1998
Spaulding and Slye May 1984 - July 1987
Prudential Bache Securities May 1982 - April 1984
Xerox Corporation January 1979 - April 1982
Skills
Brokerage, Landlord, Strategic Planning, Corporate Advisory, Disposition, Corporate Real Estate, Leases, Tenant Representation, Real Estate, Tenant, Lease Administration, Real Estate Economics, Commercial Real Estate, Due Diligence, Location Intelligence, Real Estate Transactions, Lease Negotiations, Facilities Management, Negotiation, Mergers & Acquisitions, Contract Negotiation, Landlords, Real Estate Development
Education
College of the Holy Cross 1975 — 1978
Bachelor of Arts (B.A.)
College of the Holy Cross 1974 — 1978
BA, 1978
James Wallisch James Wallisch's Prudential-Bache Securities Experience 1984 - 1989
Job Certified Financial Planner™ at Raymond James Financial Services, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Raymond James Financial Services, Inc. Member FINRA/SIPC 1991 - Present
The Hay Group 1989 - 1990
Prudential-Bache Securities 1984 - 1989
Scudder, Stevens, & Clark 1982 - 1984
Skills
Retirement Planning, Investments, Wealth Management, Finance, Estate Planning, Portfolio Management, Financial Advisory, Securities, Series 7, Mutual Funds, Investment Advisory, Marketing, Small Business, Asset Allocation, Series 63, Strategic Financial...
Education
UCLA Anderson School of Management 1980 — 1982
MBA, Finance and Accounting
Princeton University 1975 — 1979
B.S.E., Engineering
Raymond James Financial Services, Inc. Member FINRA/SIPC 1991 - Present
The Hay Group 1989 - 1990
Prudential-Bache Securities 1984 - 1989
Scudder, Stevens, & Clark 1982 - 1984
Skills
Retirement Planning, Investments, Wealth Management, Finance, Estate Planning, Portfolio Management, Financial Advisory, Securities, Series 7, Mutual Funds, Investment Advisory, Marketing, Small Business, Asset Allocation, Series 63, Strategic Financial...
Education
UCLA Anderson School of Management 1980 — 1982
MBA, Finance and Accounting
Princeton University 1975 — 1979
B.S.E., Engineering
Erik Mosholt's Prudential-Bache Securities Experience July 1990 - June 1992
Job Chief Investment Officer at KB Financial Partners
Industry Investment Management
Experience
KB Financial Partners July 2005 - Present
AXA Advisors July 1999 - July 2004
Prudential Investments (a.ka. Prudential Mutual Fund Management) July 1992 - July 1999
Prudential Bache Securities July 1990 - June 1992
Skills
Asset Management, Mutual Funds, Separately Managed..., ETFs, Hedge Funds, Asset Allocation, Global Tactical Asset..., Portfolio Management, Portfolio Optimization, Investments, Alternative Investments, Investment Advisory, Investment Management, Investment Research, Due Diligence, Strategic Planning, Product Management, Product Development, P&L Management, Investment Education, Personal Financial..., Wealth Management, Retirement Planning, Qualified Retirement...
Education
Boston College 1986 — 1990
BS, Finance
KB Financial Partners July 2005 - Present
AXA Advisors July 1999 - July 2004
Prudential Investments (a.ka. Prudential Mutual Fund Management) July 1992 - July 1999
Prudential Bache Securities July 1990 - June 1992
Skills
Asset Management, Mutual Funds, Separately Managed..., ETFs, Hedge Funds, Asset Allocation, Global Tactical Asset..., Portfolio Management, Portfolio Optimization, Investments, Alternative Investments, Investment Advisory, Investment Management, Investment Research, Due Diligence, Strategic Planning, Product Management, Product Development, P&L Management, Investment Education, Personal Financial..., Wealth Management, Retirement Planning, Qualified Retirement...
Education
Boston College 1986 — 1990
BS, Finance
Clark Smith Clark Smith's Prudential-Bache Securities Experience June 1986 - December 1998
Job Sales at Bradleys Electric Motor Solutions
Industry Oil & Energy
Experience
Bradleys' - Electric Motor Solutions March 2013 - April 2015
Base Line Data, Inc December 2011 - March 2013
PWC Industries, Inc December 2010 - October 2011
Prosperity Bank June 2006 - June 2010
Bank of America January 1999 - June 2006
Prudential-Bache Securities June 1986 - December 1998
DAMCO / BesTest October 1980 - October 1985
J. C. Penney Company July 1977 - October 1980
Skills
Customer Satisfaction, Offshore Drilling, Operations Management, Contract Negotiation, Sales Management, New Business Development, Team Building, Business Strategy, Strategic Planning, Leadership, Pipelines, Customer Service, Contract Management, Risk Management, Coaching, Business Development, Energy, Petroleum, Sales, Supervisory Skills, Training, Negotiation, Management, Marketing, Teamwork, Analysis, Account Management, Banking, Team Leadership, Business Planning, Public Relations, Sales Process, Real Estate, Natural Gas, Inventory Management, Marketing Strategy, Inspection, Logistics, Energy Industry, Lead Generation, Entrepreneurship, Strategy, Downstream Oil, Insurance, Oil, Supply Chain Management, Budgets, CRM, Sales Operations, Procurement
Education
Stephen F. Austin State University 1973 — 1977
BBA, Marketing
Bradleys' - Electric Motor Solutions March 2013 - April 2015
Base Line Data, Inc December 2011 - March 2013
PWC Industries, Inc December 2010 - October 2011
Prosperity Bank June 2006 - June 2010
Bank of America January 1999 - June 2006
Prudential-Bache Securities June 1986 - December 1998
DAMCO / BesTest October 1980 - October 1985
J. C. Penney Company July 1977 - October 1980
Skills
Customer Satisfaction, Offshore Drilling, Operations Management, Contract Negotiation, Sales Management, New Business Development, Team Building, Business Strategy, Strategic Planning, Leadership, Pipelines, Customer Service, Contract Management, Risk Management, Coaching, Business Development, Energy, Petroleum, Sales, Supervisory Skills, Training, Negotiation, Management, Marketing, Teamwork, Analysis, Account Management, Banking, Team Leadership, Business Planning, Public Relations, Sales Process, Real Estate, Natural Gas, Inventory Management, Marketing Strategy, Inspection, Logistics, Energy Industry, Lead Generation, Entrepreneurship, Strategy, Downstream Oil, Insurance, Oil, Supply Chain Management, Budgets, CRM, Sales Operations, Procurement
Education
Stephen F. Austin State University 1973 — 1977
BBA, Marketing
Jeffrey L. Crum, CFP®'s Prudential-Bache Securities Experience May 1990 - January 1994
Job Vice President / Financial Consultant Fidelity Investments Private Client Group
Industry Financial Services
Experience
Fidelity Investments January 1994 - Present
Prudential Bache Securities May 1990 - January 1994
Education
Indiana University Bloomington 1986 — 1990
St Xavier High School Louisville KY 1982 — 1986
Fidelity Investments January 1994 - Present
Prudential Bache Securities May 1990 - January 1994
Education
Indiana University Bloomington 1986 — 1990
St Xavier High School Louisville KY 1982 — 1986
Sheryl Romano Sheryl Romano's Prudential-Bache Securities Experience 1984 - 1987
Job Managing Director / Broker at Eclipse International Inc
Industry Financial Services
Experience
Eclipse International INC January 2013 - Present
Energex OTC Brokers, INC September 2010 - December 2012
Frontier Trading January 2009 - September 2010
Citigroup April 1997 - November 2009
Prudential Bache Securities 1984 - 1987
Skills
Derivatives, FX Options, Equities, Proprietary Trading, Commodity Risk..., Volatility, Fixed Income, Investments, Energy, Swaps, Banking, Technical Analysis, Equity Trading, FINRA, Trading, Trading Strategies, Alternative Investments, Bloomberg, Prime Brokerage, Financial Markets
Education
City University of New York-College of Staten Island 1982 — 1985
2 year +, Management, financial
City University of New York-College of Staten Island 1982 — 1985
Business Administration and Management, General
Eclipse International INC January 2013 - Present
Energex OTC Brokers, INC September 2010 - December 2012
Frontier Trading January 2009 - September 2010
Citigroup April 1997 - November 2009
Prudential Bache Securities 1984 - 1987
Skills
Derivatives, FX Options, Equities, Proprietary Trading, Commodity Risk..., Volatility, Fixed Income, Investments, Energy, Swaps, Banking, Technical Analysis, Equity Trading, FINRA, Trading, Trading Strategies, Alternative Investments, Bloomberg, Prime Brokerage, Financial Markets
Education
City University of New York-College of Staten Island 1982 — 1985
2 year +, Management, financial
City University of New York-College of Staten Island 1982 — 1985
Business Administration and Management, General
Christopher Cowans Christopher Cowans's Prudential-Bache Securities Experience November 1990 - May 1994
Job Managing Director/ SVPInvestments at Arthur W. Wood Company, Inc.
Industry Financial Services
Experience
Arthur W. Wood Company, Inc. 2014 - Present
Morgan Stanley June 2000 - October 2014
PaineWebber May 1994 - June 2000
Prudential Bache Securities November 1990 - May 1994
Tucker Anthony and R.L. Day April 1987 - November 1990
Skills
Investments, Series 7, Retirement, Financial Advisory, Financial Services, Fixed Income, Wealth Management, Portfolio Management, Series 63, Alternative Investments, Mutual Funds, Equities, Asset Management, Asset Allocation, Securities, Retirement Planning, Fixed Annuities, Investment Strategies, FINRA, Investment Advisory, Estate Planning, Life Insurance, Asset Managment, Series 65, Strategic Financial...
Education
University of Southern Maine - School of Business 1983 — 1986
B Sc, Business admin.
Queen's University 1981 — 1983
none, Arts and science
Bishop's College School 1975 — 1981
Arthur W. Wood Company, Inc. 2014 - Present
Morgan Stanley June 2000 - October 2014
PaineWebber May 1994 - June 2000
Prudential Bache Securities November 1990 - May 1994
Tucker Anthony and R.L. Day April 1987 - November 1990
Skills
Investments, Series 7, Retirement, Financial Advisory, Financial Services, Fixed Income, Wealth Management, Portfolio Management, Series 63, Alternative Investments, Mutual Funds, Equities, Asset Management, Asset Allocation, Securities, Retirement Planning, Fixed Annuities, Investment Strategies, FINRA, Investment Advisory, Estate Planning, Life Insurance, Asset Managment, Series 65, Strategic Financial...
Education
University of Southern Maine - School of Business 1983 — 1986
B Sc, Business admin.
Queen's University 1981 — 1983
none, Arts and science
Bishop's College School 1975 — 1981
Andrew Worth Andrew Worth's Prudential-Bache Securities Experience 1988 - 1989
Job Branch Manager at Scottrade
Industry Financial Services
Experience
Scottrade 2002 - 2014
Lincoln Financial Advisors 1999 - 2002
Solomon Smith Barney 1998 - 1999
Freeman Welwood & Co 1993 - 1998
Prudential Bache Securities 1988 - 1989
Shearson Lehman Brothers 1986 - 1988
Pacific Stock Exchange - Pacific Clearing 1985 - 1986
Skills
Investments, Mutual Funds, Finance, Trading, Securities, Asset Allocation
Education
Gonzaga University 1990 — 1993
Bachelor of Business Administration (BBA), Finance
Scottrade 2002 - 2014
Lincoln Financial Advisors 1999 - 2002
Solomon Smith Barney 1998 - 1999
Freeman Welwood & Co 1993 - 1998
Prudential Bache Securities 1988 - 1989
Shearson Lehman Brothers 1986 - 1988
Pacific Stock Exchange - Pacific Clearing 1985 - 1986
Skills
Investments, Mutual Funds, Finance, Trading, Securities, Asset Allocation
Education
Gonzaga University 1990 — 1993
Bachelor of Business Administration (BBA), Finance
Eleanor Anthony Eleanor Anthony's Prudential-Bache Securities Experience 1981 - 1985
Job President at N2Wellness.com
Industry Sports
Experience
N2Wellness August 2015 - Present
Fitness19 April 2012 - Present
In Motion Fitness Training, LLC April 2008 - August 2015
Home 2004 - 2008
Self 1991 - 1993
Magee Enterprises 1988 - 1991
CIS, Corporation 1986 - 1988
Prudential Bache Securities 1981 - 1985
Skills
Fitness, Wellness, Periodization, ViPR, Agility, Strength & Conditioning, Olympic Lifting, TRX Suspension Training, Kettlebells, Sports Conditioning, Plyometrics, Sports Training, Corrective Exercise, Core Strength, Endurance, Strength Training, Functional Training
Education
Georgia State University 1980 — 1988
Bachelor’s Degree, Hospitality Administration/Management
N2Wellness August 2015 - Present
Fitness19 April 2012 - Present
In Motion Fitness Training, LLC April 2008 - August 2015
Home 2004 - 2008
Self 1991 - 1993
Magee Enterprises 1988 - 1991
CIS, Corporation 1986 - 1988
Prudential Bache Securities 1981 - 1985
Skills
Fitness, Wellness, Periodization, ViPR, Agility, Strength & Conditioning, Olympic Lifting, TRX Suspension Training, Kettlebells, Sports Conditioning, Plyometrics, Sports Training, Corrective Exercise, Core Strength, Endurance, Strength Training, Functional Training
Education
Georgia State University 1980 — 1988
Bachelor’s Degree, Hospitality Administration/Management
Gary Yakely's Prudential-Bache Securities Experience May 1986 - July 1989
Job Program Governance Global Information Security
Industry Information Technology and Services
Experience
AIG May 2014 - Present
Citi September 2011 - May 2014
Bank of America, Merrill Lynch, NYSE, Nomura, Stanley Works, Toys ' R Us November 2003 - August 2011
AT&T August 1989 - November 2003
Concert (AT&T/BT Joint Venture) 2000 - 2001
Prudential-Bache Securities May 1986 - July 1989
Skills
Process Engineering, Compliance, IT Risk, Project Portfolio..., PMO, Business Continuity, IT Governance, Enterprise Risk..., Professional Services, Business Process..., Information Technology, Governance, Program Management, E-commerce, Requirements Analysis, Management, Sarbanes-Oxley Act, Business Analysis, SDLC, ERP, Leadership, Telecommunications, Information Security, Six Sigma, Vendor Management, IT Strategy, Service Delivery, Enterprise Architecture, IT Management, Business Process, Strategy, Project Management, Project Planning, PMP
Education
DeVry University
Bachelor of Science (BS)
Stevens Institute of Technology
Masters Certification
AIG May 2014 - Present
Citi September 2011 - May 2014
Bank of America, Merrill Lynch, NYSE, Nomura, Stanley Works, Toys ' R Us November 2003 - August 2011
AT&T August 1989 - November 2003
Concert (AT&T/BT Joint Venture) 2000 - 2001
Prudential-Bache Securities May 1986 - July 1989
Skills
Process Engineering, Compliance, IT Risk, Project Portfolio..., PMO, Business Continuity, IT Governance, Enterprise Risk..., Professional Services, Business Process..., Information Technology, Governance, Program Management, E-commerce, Requirements Analysis, Management, Sarbanes-Oxley Act, Business Analysis, SDLC, ERP, Leadership, Telecommunications, Information Security, Six Sigma, Vendor Management, IT Strategy, Service Delivery, Enterprise Architecture, IT Management, Business Process, Strategy, Project Management, Project Planning, PMP
Education
DeVry University
Bachelor of Science (BS)
Stevens Institute of Technology
Masters Certification
John M. Codd's Prudential-Bache Securities Experience November 1986 - September 1991
Job
Industry Education Management
Experience
Fairleigh Dickinson University February 2012 - Present
Fairleigh Dickinson University September 2011 - January 2012
Medical Resources, Inc. January 2006 - December 2011
Local Organization June 1997 - November 2007
Heller Industrial Parks, Inc. April 1992 - August 2005
Prudential-Bache Securities November 1986 - September 1991
Skills
Real Estate, Contract Negotiation, Non-profits, Mergers, Corporate Law, Negotiation, Employment Law, Legal Compliance, Strategic Planning, Public Speaking, Corporate Governance, Mergers & Acquisitions
Education
New York Law School 1986 — 1989
J.D.
City University of New York 1976 — 1983
B.A., Economics
Fairleigh Dickinson University February 2012 - Present
Fairleigh Dickinson University September 2011 - January 2012
Medical Resources, Inc. January 2006 - December 2011
Local Organization June 1997 - November 2007
Heller Industrial Parks, Inc. April 1992 - August 2005
Prudential-Bache Securities November 1986 - September 1991
Skills
Real Estate, Contract Negotiation, Non-profits, Mergers, Corporate Law, Negotiation, Employment Law, Legal Compliance, Strategic Planning, Public Speaking, Corporate Governance, Mergers & Acquisitions
Education
New York Law School 1986 — 1989
J.D.
City University of New York 1976 — 1983
B.A., Economics
Noah Spivak's Prudential-Bache Securities Experience June 1983 - June 1986
Job Capture and Business Development at Amazon Web Services
Industry Management Consulting
Experience
Amazon Web Services June 2015 - Present
General Dynamics Information Technology September 2012 - June 2015
Booz Allen Hamilton Inc. May 1989 - 2012
Dean Witter Reynolds June 1986 - June 1989
Prudential Bache Securities June 1983 - June 1986
Skills
Leadership, Program Management, Government, Proposal Writing, Analysis, Government Contracting, Strategic Planning, Business Development, Management Consulting, Team Leadership, Intelligence Analysis, Intelligence, Homeland Security, Consulting, National Security, Enterprise Architecture, Grant Writing
Education
The Johns Hopkins University - Carey Business School 1990 — 1993
MBA, Information Technology Management, and Finance
Emory University - Goizueta Business School
BBA, Finance
Amazon Web Services June 2015 - Present
General Dynamics Information Technology September 2012 - June 2015
Booz Allen Hamilton Inc. May 1989 - 2012
Dean Witter Reynolds June 1986 - June 1989
Prudential Bache Securities June 1983 - June 1986
Skills
Leadership, Program Management, Government, Proposal Writing, Analysis, Government Contracting, Strategic Planning, Business Development, Management Consulting, Team Leadership, Intelligence Analysis, Intelligence, Homeland Security, Consulting, National Security, Enterprise Architecture, Grant Writing
Education
The Johns Hopkins University - Carey Business School 1990 — 1993
MBA, Information Technology Management, and Finance
Emory University - Goizueta Business School
BBA, Finance
Carol Flatto's Prudential-Bache Securities Experience 1980 - 1984
Job at Oceanaire Realty, Inc.
Industry Real Estate
Experience
Oceanaire Realty, Inc. January 2010 - Present
Miami Beach Film Society 2007 - Present
Oceanview Int'l Realty 2001 - January 2010
ArtCenter/South Florida 1999 - 2001
Prudential-Bache Securities 1980 - 1984
Skills
Residential Homes, Real Estate, Investments, Fundraising, Public Speaking, Investment Properties, Property Management, Mortgage Lending, First Time Home Buyers, REO, Non-profits, Condos, Foreclosures, Real Property, Rentals, Nonprofits, Start-ups, Strategic Planning, Marketing, Social Networking, Entrepreneurship, Investors, Property, Team Building, Commercial Real Estate, Short Sales, Sellers, Single Family Homes, Small Business, Real Estate Transactions, Luxury, Selling, Brokerage, Real Estate Development, Contract Negotiation, Buyers, Due Diligence, Negotiation, Online Marketing, Sales, Finance, Mergers & Acquisitions, Marketing Strategy, Townhomes, Hebrew, Budgets, Home Staging
Education
Florida International University - College of Business Administration 1976 — 1978
Business Administration and Management, General
Miami Dade College 1974 — 1976
AA, Business Administration
Oceanaire Realty, Inc. January 2010 - Present
Miami Beach Film Society 2007 - Present
Oceanview Int'l Realty 2001 - January 2010
ArtCenter/South Florida 1999 - 2001
Prudential-Bache Securities 1980 - 1984
Skills
Residential Homes, Real Estate, Investments, Fundraising, Public Speaking, Investment Properties, Property Management, Mortgage Lending, First Time Home Buyers, REO, Non-profits, Condos, Foreclosures, Real Property, Rentals, Nonprofits, Start-ups, Strategic Planning, Marketing, Social Networking, Entrepreneurship, Investors, Property, Team Building, Commercial Real Estate, Short Sales, Sellers, Single Family Homes, Small Business, Real Estate Transactions, Luxury, Selling, Brokerage, Real Estate Development, Contract Negotiation, Buyers, Due Diligence, Negotiation, Online Marketing, Sales, Finance, Mergers & Acquisitions, Marketing Strategy, Townhomes, Hebrew, Budgets, Home Staging
Education
Florida International University - College of Business Administration 1976 — 1978
Business Administration and Management, General
Miami Dade College 1974 — 1976
AA, Business Administration
Francis J. (Frank) Russo's Prudential-Bache Securities Experience 1987 - 1991
Job LIfe Science Industry Executive and Consultant
Industry Management Consulting
Experience
ProPhase, LLC April 2014 - Present
Assisi Animal Health LLC November 2013 - Present
NCMIC Group, Inc. January 2000 - Present
Homewood Advisors, LLC June 2000 - Present
Gilda's Club New York City 1993 - Present
Scisive Consulting May 2008 - October 2012
IBM/The Wilkerson Group 1993 - 2000
Prudential-Bache Securities 1987 - 1991
Skills
Financial Services, Lifesciences, Venture Capital, Healthcare, Management, Biotechnology, Due Diligence, Strategic Planning, Corporate Development, Strategy, Nonprofits, Start-ups, Management Consulting, Mergers, Mergers & Acquisitions, Private Equity, Business Strategy, Commercialization, Valuation, Business Planning, Business Development, Professional Services, Entrepreneurship, Financial Modeling, Competitive Analysis
Education
Massachusetts Institute of Technology - Sloan School of Management 1962 — 1965
Master's Degree, Sloan School of Management, Chemical Engineering (Undergraduate)
ProPhase, LLC April 2014 - Present
Assisi Animal Health LLC November 2013 - Present
NCMIC Group, Inc. January 2000 - Present
Homewood Advisors, LLC June 2000 - Present
Gilda's Club New York City 1993 - Present
Scisive Consulting May 2008 - October 2012
IBM/The Wilkerson Group 1993 - 2000
Prudential-Bache Securities 1987 - 1991
Skills
Financial Services, Lifesciences, Venture Capital, Healthcare, Management, Biotechnology, Due Diligence, Strategic Planning, Corporate Development, Strategy, Nonprofits, Start-ups, Management Consulting, Mergers, Mergers & Acquisitions, Private Equity, Business Strategy, Commercialization, Valuation, Business Planning, Business Development, Professional Services, Entrepreneurship, Financial Modeling, Competitive Analysis
Education
Massachusetts Institute of Technology - Sloan School of Management 1962 — 1965
Master's Degree, Sloan School of Management, Chemical Engineering (Undergraduate)
Anthony T. Portelli's Prudential-Bache Securities Experience 1978 - 1983
Job President at NYFIX Securities Corporation
Industry Financial Services
Experience
NYFIX Clearing Corporation December 2002 - Present
NYFIX Securites Corporation 2002 - Present
NYFIX, inc. 2002 - Present
Deutsche Bank 1999 - 2000
Bankers Trust 1997 - 2000
UBS Investment Bank 1992 - 1997
Prudential Bache Securities 1978 - 1983
Education
Pace University - Lubin School of Business 1979 — 1983
MBA, Financial Management
Baruch College, City University of New York (CUNY) 1974 — 1978
BBA, Marketing Management
NYFIX Clearing Corporation December 2002 - Present
NYFIX Securites Corporation 2002 - Present
NYFIX, inc. 2002 - Present
Deutsche Bank 1999 - 2000
Bankers Trust 1997 - 2000
UBS Investment Bank 1992 - 1997
Prudential Bache Securities 1978 - 1983
Education
Pace University - Lubin School of Business 1979 — 1983
MBA, Financial Management
Baruch College, City University of New York (CUNY) 1974 — 1978
BBA, Marketing Management
Peter Wolff's Prudential-Bache Securities Experience 1980 - 1989
Job Director at Daiwa Securities
Industry Financial Services
Experience
Daiwa Capital Markets America Inc. 2008 - Present
HSBC January 2007 - April 2008
Avian Securities, LLC 2006 - 2007
InSync Capital Management 2000 - 2005
ING Baring Securities 1995 - 2000
ING Financial Markets 1994 - 2000
ING Baring Securities 1994 - 2000
CSFB 1993 - 1994
Kidder Peabody 1989 - 1993
Prudential Bache Securities 1980 - 1989
Skills
Investments, Hedge Funds, Portfolio Management, Equity Research, Capital Markets, Valuation, Research, Business, Electronics, Problem Solving, Trading, Writing, Financial Modeling, Marketing, Equities, Bloomberg, Asset Managment, Emerging Markets, Investment Banking, Series 7, Securities, Financial Markets, Financial Analysis, Options, Mergers & Acquisitions, Derivatives, Asset Management, Equity Valuation, Private Equity, Technology Research
Education
上智大学 1976 — 1981
MA
State University of New York at Stony Brook 1970 — 1975
BA, Philosophy, Asian Studies
John F Kennedy High School
Daiwa Capital Markets America Inc. 2008 - Present
HSBC January 2007 - April 2008
Avian Securities, LLC 2006 - 2007
InSync Capital Management 2000 - 2005
ING Baring Securities 1995 - 2000
ING Financial Markets 1994 - 2000
ING Baring Securities 1994 - 2000
CSFB 1993 - 1994
Kidder Peabody 1989 - 1993
Prudential Bache Securities 1980 - 1989
Skills
Investments, Hedge Funds, Portfolio Management, Equity Research, Capital Markets, Valuation, Research, Business, Electronics, Problem Solving, Trading, Writing, Financial Modeling, Marketing, Equities, Bloomberg, Asset Managment, Emerging Markets, Investment Banking, Series 7, Securities, Financial Markets, Financial Analysis, Options, Mergers & Acquisitions, Derivatives, Asset Management, Equity Valuation, Private Equity, Technology Research
Education
上智大学 1976 — 1981
MA
State University of New York at Stony Brook 1970 — 1975
BA, Philosophy, Asian Studies
John F Kennedy High School
Marc Dobin's Prudential-Bache Securities Experience 1983 - 1986
Job Problem Solver at DobinMediation
Industry Law Practice
Experience
DobinMediation February 2015 - Present
Dobin Law Group, P.A. January 2010 - Present
LaBovick & LaBovick, PA March 2009 - January 2010
Marc S. Dobin, P.A. July 2008 - March 2009
Dobin & Jenks, LLP January 1999 - June 2008
Boose Casey Ciklin Lubitz Martens McBane & O'Connell May 1993 - December 1998
Prudential Securities August 1988 - April 1993
Jamieson Moore Peskin & Spicer August 1986 - August 1988
Prudential-Bache Securities 1983 - 1986
Education
New York Law School 1982 — 1986
JD, Law
Franklin & Marshall College 1978 — 1982
BA, Government
DobinMediation February 2015 - Present
Dobin Law Group, P.A. January 2010 - Present
LaBovick & LaBovick, PA March 2009 - January 2010
Marc S. Dobin, P.A. July 2008 - March 2009
Dobin & Jenks, LLP January 1999 - June 2008
Boose Casey Ciklin Lubitz Martens McBane & O'Connell May 1993 - December 1998
Prudential Securities August 1988 - April 1993
Jamieson Moore Peskin & Spicer August 1986 - August 1988
Prudential-Bache Securities 1983 - 1986
Education
New York Law School 1982 — 1986
JD, Law
Franklin & Marshall College 1978 — 1982
BA, Government
James P. Holmes's Prudential-Bache Securities Experience 1990 - 1991
Job Managing Director at Markit
Industry Financial Services
Experience
Markit June 2014 - Present
Thomson Reuters 2012 - April 2014
Thomson Reuters 2008 - 2012
Reuters 2005 - 2007
Reuters 2003 - 2005
Reuters 2001 - 2003
Reuters 1991 - 2001
Prudential Bache Securities 1990 - 1991
Skills
Financial Markets, Electronic Trading, Trading Systems, Market Data, Mergers & Acquisitions, Hedge Funds, Fixed Income, Trading, Derivatives, Equities, Capital Markets, Investment Banking, Executive Management, FX Options, Finance, Sales Management, Strategy
Education
Hofstra University
Bachelor of Business Administration (BBA), Finance, General
Markit June 2014 - Present
Thomson Reuters 2012 - April 2014
Thomson Reuters 2008 - 2012
Reuters 2005 - 2007
Reuters 2003 - 2005
Reuters 2001 - 2003
Reuters 1991 - 2001
Prudential Bache Securities 1990 - 1991
Skills
Financial Markets, Electronic Trading, Trading Systems, Market Data, Mergers & Acquisitions, Hedge Funds, Fixed Income, Trading, Derivatives, Equities, Capital Markets, Investment Banking, Executive Management, FX Options, Finance, Sales Management, Strategy
Education
Hofstra University
Bachelor of Business Administration (BBA), Finance, General
Gary V. Hoyer's Prudential-Bache Securities Experience 1988 - 1991
Job ChairmanCEO at Princeton Capital LLC
Industry Financial Services
Experience
Princeton Capital LLC December 2011 - Present
National Asset Managers, LLC September 2009 - Present
Cocamar, LLC August 2009 - Present
US-MBS LLC November 2011 - June 2013
Proficio Mortgage Ventures, LLC September 2007 - April 2008
Sterling Eagle Mortgage Investment Co., LLC December 2002 - September 2007
WarehouseOne, Inc. August 1998 - December 2002
Princeton Capital Corporation December 1991 - September 1997
Prudential Bache Securities 1988 - 1991
Deloitte & Touche 1985 - 1988
Skills
Mortgage Lending, Loans, Real Estate, Asset Managment, Investment Properties, Foreclosures, Short Sales, Disposition, Loan Servicing, Real Estate Economics, Loan Origination, Credit, Banking, Investments, Due Diligence, Construction Loans, Valuation, Asset Management, Financial Services, Finance, Mortgage Banking, Real Estate Financing, Financial Structuring, Residential Mortgages, Securities, Refinance, Commercial Mortgages, Commercial Lending, Loss Mitigation, Funding, Mergers & Acquisitions
Education
Syracuse University
Accounting and Finance
Princeton Capital LLC December 2011 - Present
National Asset Managers, LLC September 2009 - Present
Cocamar, LLC August 2009 - Present
US-MBS LLC November 2011 - June 2013
Proficio Mortgage Ventures, LLC September 2007 - April 2008
Sterling Eagle Mortgage Investment Co., LLC December 2002 - September 2007
WarehouseOne, Inc. August 1998 - December 2002
Princeton Capital Corporation December 1991 - September 1997
Prudential Bache Securities 1988 - 1991
Deloitte & Touche 1985 - 1988
Skills
Mortgage Lending, Loans, Real Estate, Asset Managment, Investment Properties, Foreclosures, Short Sales, Disposition, Loan Servicing, Real Estate Economics, Loan Origination, Credit, Banking, Investments, Due Diligence, Construction Loans, Valuation, Asset Management, Financial Services, Finance, Mortgage Banking, Real Estate Financing, Financial Structuring, Residential Mortgages, Securities, Refinance, Commercial Mortgages, Commercial Lending, Loss Mitigation, Funding, Mergers & Acquisitions
Education
Syracuse University
Accounting and Finance
Betty Alba's Prudential-Bache Securities Experience 1988 - 1990
Job Auditing, compliance and finance professional with a proven track record of many years of business, control & risk
Industry Hospital & Health Care
Experience
CarePoint Health Management Organization (Bayonne Med Cntr, Hoboken Univ Med Cntr & Christ Hospital) January 2012 - Present
Westchester County Medical Center September 2009 - December 2011
Montefiore Medical Center September 1999 - August 2009
Montefiore Medical Center March 1998 - August 1999
Montefiore Medical Center September 1994 - February 1998
Montefiore Medical Center January 1993 - August 1994
Prudential Bache Securities 1988 - 1990
Skills
Auditing, Internal Audit, Internal Controls, Process Improvement, Revenue Cycle, Accounting, Microsoft Excel, HIPAA, Access, Budgets, Risk Management, Risk Assessment, Accounts Payable, Medical Compliance, Financial Analysis, Business Process, Business Process..., Flow Charts, Managed Care, Healthcare Consulting, Medicare, Financial Reporting, Sarbanes-Oxley Act, Financial Statements, Finance, Medicaid, Operations Management, EMR, Visio, Risk Analytics, Financial Accounting, Cash Flow, Sarbanes-Oxley, Process Management, Process Flow, Cash Posting, Revenue Modeling, Revenue Enhancement, IDX, Analytical Skills, Analytical Techniques, Analytical Abilities, ACL, Excel, Revenue Management, Increasing Revenues, Operational, Operational Control, Flow, Posting
Education
City University of New York-Herbert H. Lehman College 1988 — 1992
B.S., Accounting
Herbert H. Lehman College 1988 — 1992
B.S., Accounting
CarePoint Health Management Organization (Bayonne Med Cntr, Hoboken Univ Med Cntr & Christ Hospital) January 2012 - Present
Westchester County Medical Center September 2009 - December 2011
Montefiore Medical Center September 1999 - August 2009
Montefiore Medical Center March 1998 - August 1999
Montefiore Medical Center September 1994 - February 1998
Montefiore Medical Center January 1993 - August 1994
Prudential Bache Securities 1988 - 1990
Skills
Auditing, Internal Audit, Internal Controls, Process Improvement, Revenue Cycle, Accounting, Microsoft Excel, HIPAA, Access, Budgets, Risk Management, Risk Assessment, Accounts Payable, Medical Compliance, Financial Analysis, Business Process, Business Process..., Flow Charts, Managed Care, Healthcare Consulting, Medicare, Financial Reporting, Sarbanes-Oxley Act, Financial Statements, Finance, Medicaid, Operations Management, EMR, Visio, Risk Analytics, Financial Accounting, Cash Flow, Sarbanes-Oxley, Process Management, Process Flow, Cash Posting, Revenue Modeling, Revenue Enhancement, IDX, Analytical Skills, Analytical Techniques, Analytical Abilities, ACL, Excel, Revenue Management, Increasing Revenues, Operational, Operational Control, Flow, Posting
Education
City University of New York-Herbert H. Lehman College 1988 — 1992
B.S., Accounting
Herbert H. Lehman College 1988 — 1992
B.S., Accounting
Francis J Harrigan Jr's Prudential-Bache Securities Experience 1983 - 1986
Job President, Harrigan Insurance
Industry Insurance
Experience
Pass the Pick Productions, LLC 2014 - Present
Harrigan Insurance January 1992 - Present
Lawyers Title Insurance Corporation 1989 - 1992
Dominick & Dominick LLC 1986 - 1989
Prudential Bache Securities 1983 - 1986
Crane Co. 1980 - 1983
University of Notre Dame 1977 - 1980
Skills
Home, Insurance, Estate Planning, Umbrella Insurance, Real Estate Transactions, Investments, Property & Casualty..., Professional Liability, Claims Management, Brokers, Legal Liability, Management, Strategic Financial..., Workers Compensation, Equities, Due Diligence, Finance, Brokerage, Underwriting, Mergers & Acquisitions, Reinsurance, Banking, Portfolio Management
Education
Fordham University School of Law 1983 — 1986
J.D.
University of Notre Dame 1976 — 1980
BBA, Accounting
Pass the Pick Productions, LLC 2014 - Present
Harrigan Insurance January 1992 - Present
Lawyers Title Insurance Corporation 1989 - 1992
Dominick & Dominick LLC 1986 - 1989
Prudential Bache Securities 1983 - 1986
Crane Co. 1980 - 1983
University of Notre Dame 1977 - 1980
Skills
Home, Insurance, Estate Planning, Umbrella Insurance, Real Estate Transactions, Investments, Property & Casualty..., Professional Liability, Claims Management, Brokers, Legal Liability, Management, Strategic Financial..., Workers Compensation, Equities, Due Diligence, Finance, Brokerage, Underwriting, Mergers & Acquisitions, Reinsurance, Banking, Portfolio Management
Education
Fordham University School of Law 1983 — 1986
J.D.
University of Notre Dame 1976 — 1980
BBA, Accounting
Eddie Collins's Prudential-Bache Securities Experience July 1981 - June 1987
Job senior vice president at HAPAOLIM SECURITIES
Industry Financial Services
Experience
Hapoalim Securities USA September 2011 - Present
Oppenheimer & Co. Inc. July 1997 - August 2011
JJ KENNY & CO May 1991 - July 1997
Harry Downs June 1987 - March 1988
Prudential Bache Securities July 1981 - June 1987
Skills
Bloomberg, Investments, Hedge Funds, Strategic Planning, Capital Markets, Fixed Income, Financial Analysis, Portfolio Management, Management, Finance, Series 7, Alternative Investments, Mergers & Acquisitions, Securities, Series 63, Trading, Equities, Bonds
Education
Le Moyne College 1977 — 1981
BS, Business
Hapoalim Securities USA September 2011 - Present
Oppenheimer & Co. Inc. July 1997 - August 2011
JJ KENNY & CO May 1991 - July 1997
Harry Downs June 1987 - March 1988
Prudential Bache Securities July 1981 - June 1987
Skills
Bloomberg, Investments, Hedge Funds, Strategic Planning, Capital Markets, Fixed Income, Financial Analysis, Portfolio Management, Management, Finance, Series 7, Alternative Investments, Mergers & Acquisitions, Securities, Series 63, Trading, Equities, Bonds
Education
Le Moyne College 1977 — 1981
BS, Business
Lisa Paulen's Prudential-Bache Securities Experience February 1990 - December 1990
Job Director, Finance & Administration at International Trademark Association
Industry Publishing
Experience
International Trademark Association October 2008 - Present
Scholastic Inc October 1996 - July 2008
The Reader's Digest Assn December 1990 - October 1996
Prudential-Bache Securities February 1990 - December 1990
Skills
Business Strategy, Financial Reporting, Non-profits, Strategic Planning, Analysis, Mergers & Acquisitions, Due Diligence, Budgets, Nonprofits, Contract Negotiation, Forecasting, Financial Modeling, Mergers, Finance, Accounting, Financial Analysis, Cross-functional Team..., Project Management, Start-ups, Strategic Partnerships, Managerial Finance, Marketing, Strategic Financial..., Business Planning, Leadership, Management, Executive Management, Entrepreneurship, Management Consulting, Business Development, Program Management, Corporate Finance, Negotiation, Restructuring, Business Process..., Sarbanes-Oxley Act, P&L Management, Variance Analysis, Process Improvement, Strategy, Policy, Hyperion Enterprise, Financial Systems, Acquisition Integration, GAAP
Education
New York University 1988 — 1990
MBA, Finance
Marymount College 1986 — 1988
BS, Business - Accounting
International Trademark Association October 2008 - Present
Scholastic Inc October 1996 - July 2008
The Reader's Digest Assn December 1990 - October 1996
Prudential-Bache Securities February 1990 - December 1990
Skills
Business Strategy, Financial Reporting, Non-profits, Strategic Planning, Analysis, Mergers & Acquisitions, Due Diligence, Budgets, Nonprofits, Contract Negotiation, Forecasting, Financial Modeling, Mergers, Finance, Accounting, Financial Analysis, Cross-functional Team..., Project Management, Start-ups, Strategic Partnerships, Managerial Finance, Marketing, Strategic Financial..., Business Planning, Leadership, Management, Executive Management, Entrepreneurship, Management Consulting, Business Development, Program Management, Corporate Finance, Negotiation, Restructuring, Business Process..., Sarbanes-Oxley Act, P&L Management, Variance Analysis, Process Improvement, Strategy, Policy, Hyperion Enterprise, Financial Systems, Acquisition Integration, GAAP
Education
New York University 1988 — 1990
MBA, Finance
Marymount College 1986 — 1988
BS, Business - Accounting
Stephen Starnes's Prudential-Bache Securities Experience April 1982 - March 1990
Job Senior Vice President Mondrian Investment Pts.; Chair Emeritus Next Step; President Alpha Delta Phi International
Industry Investment Management
Experience
Mondrian Investment Partners March 2009 - Present
Next Step Fund - Cambridge, MA March 2005 - Present
Alpha Delta Phi International Fraternity August 2010 - Present
Mondrian Investment Partners September 2004 - Present
Delaware Investments August 2002 - September 2004
1838 Investment Advisors 1992 - 2002
Van Eck Global 1996 - 1997
Prudential-Bache Securities April 1982 - March 1990
Skills
Non-profit Board..., Board of Director..., Fundraising, Corporate Governance, Distribution Strategies, Territory Management, Alternative Investments, Capital Allocation, Investments, Series 7, Series 63, Wealth Management, Securities, Investment Advisory, Financial Services, Emerging Markets, Board of Directors, Capital Markets, Financial Advisory, Fixed Income, Private Equity, Sales Force Development, Portfolio Management
Education
Hamilton College 1976 — 1980
BA, Sociology
The Taft School 1974 — 1976
Mondrian Investment Partners March 2009 - Present
Next Step Fund - Cambridge, MA March 2005 - Present
Alpha Delta Phi International Fraternity August 2010 - Present
Mondrian Investment Partners September 2004 - Present
Delaware Investments August 2002 - September 2004
1838 Investment Advisors 1992 - 2002
Van Eck Global 1996 - 1997
Prudential-Bache Securities April 1982 - March 1990
Skills
Non-profit Board..., Board of Director..., Fundraising, Corporate Governance, Distribution Strategies, Territory Management, Alternative Investments, Capital Allocation, Investments, Series 7, Series 63, Wealth Management, Securities, Investment Advisory, Financial Services, Emerging Markets, Board of Directors, Capital Markets, Financial Advisory, Fixed Income, Private Equity, Sales Force Development, Portfolio Management
Education
Hamilton College 1976 — 1980
BA, Sociology
The Taft School 1974 — 1976
Jennifer M. Gill's Prudential-Bache Securities Experience March 1989 - April 1990
Job Vice President Corporate Compliance at JPMorgan Chase & Co.
Industry Financial Services
Experience
JPMorgan Chase & Co. August 2015 - Present
The Mahood Family March 2013 - July 2015
Hunter Mountain Ski Bowl, Inc. November 2014 - April 2015
Hunter Mountain Ski Bowl, Inc. November 2013 - April 2014
UBS Investment Bank January 2010 - March 2013
UBS Investment Bank March 1994 - January 2010
Lebenthal & Company February 1993 - March 1994
Paine Webber April 1990 - February 1993
Prudential Bache Securities March 1989 - April 1990
Skills
Fixed Income, Capital Markets, Derivatives, Hedge Funds, Bloomberg, Equities, Series 7, Bonds, Electronic Trading, Trading Systems, Trading, Series 63, Pension Funds, Manage Client..., Client Liaison, Sales Operations, Electronic Trading..., Credit Derivatives, Middle Office, Straight Through..., Trace, CDS, Settlement, Financial Services, Emerging Markets, Risk Management, FINRA, Compliance, Rates, Structured Products, Dodd-Frank, Prime Brokerage, ABS, Securities, Credit, MBS, Market Data, Bloomberg Terminal, Hedging, Corporate Actions, Interest Rates, Investment Banking, Investments, Management, Financial Markets
Education
Southern New Hampshire University
JPMorgan Chase & Co. August 2015 - Present
The Mahood Family March 2013 - July 2015
Hunter Mountain Ski Bowl, Inc. November 2014 - April 2015
Hunter Mountain Ski Bowl, Inc. November 2013 - April 2014
UBS Investment Bank January 2010 - March 2013
UBS Investment Bank March 1994 - January 2010
Lebenthal & Company February 1993 - March 1994
Paine Webber April 1990 - February 1993
Prudential Bache Securities March 1989 - April 1990
Skills
Fixed Income, Capital Markets, Derivatives, Hedge Funds, Bloomberg, Equities, Series 7, Bonds, Electronic Trading, Trading Systems, Trading, Series 63, Pension Funds, Manage Client..., Client Liaison, Sales Operations, Electronic Trading..., Credit Derivatives, Middle Office, Straight Through..., Trace, CDS, Settlement, Financial Services, Emerging Markets, Risk Management, FINRA, Compliance, Rates, Structured Products, Dodd-Frank, Prime Brokerage, ABS, Securities, Credit, MBS, Market Data, Bloomberg Terminal, Hedging, Corporate Actions, Interest Rates, Investment Banking, Investments, Management, Financial Markets
Education
Southern New Hampshire University
James Starbird's Prudential-Bache Securities Experience 1992 - 1995
Job NONE at N/A
Industry Capital Markets
Experience
SEEKING February 2011 - Present
Moneylink December 2007 - December 2009
ECON 2004 - 2008
Home Loan Funding March 2006 - October 2007
TRIMERICA / AVARIS CAPITAL February 2005 - March 2006
Countrywide Home Loans December 2003 - February 2005
Earthlink August 1997 - September 2003
PRUDENTIAL BACHE SECURITIES 1992 - 1995
Education
LACC 2011 — 2012
CO-OP MGT & DEVELOPMENT
ELAC 2010 — 2011
APPRAISER, CALIFORNIA STATE APPRAISAL
LACC 2010 — 2011
ESCROW OFFICER, RESIDENTIAL ESCROW
LACC 2010 — 2011
REAL ESTATE BROKER, REAL ESTATE
LACC 2010 — 2011
NMLS MORTGAGE CERT., FINANCE
California State University-Los Angeles 1991 — 1996
Business Admin, Marketing
Pasadena City College 1991 — 1994
SEEKING February 2011 - Present
Moneylink December 2007 - December 2009
ECON 2004 - 2008
Home Loan Funding March 2006 - October 2007
TRIMERICA / AVARIS CAPITAL February 2005 - March 2006
Countrywide Home Loans December 2003 - February 2005
Earthlink August 1997 - September 2003
PRUDENTIAL BACHE SECURITIES 1992 - 1995
Education
LACC 2011 — 2012
CO-OP MGT & DEVELOPMENT
ELAC 2010 — 2011
APPRAISER, CALIFORNIA STATE APPRAISAL
LACC 2010 — 2011
ESCROW OFFICER, RESIDENTIAL ESCROW
LACC 2010 — 2011
REAL ESTATE BROKER, REAL ESTATE
LACC 2010 — 2011
NMLS MORTGAGE CERT., FINANCE
California State University-Los Angeles 1991 — 1996
Business Admin, Marketing
Pasadena City College 1991 — 1994
Paul Jablansky's Prudential-Bache Securities Experience 1989 - 1990
Job Structured Products
Industry Banking
Experience
Guardian Life Insurance Company of America January 2014 - Present
Western Asset Management September 2011 - June 2013
Royal Bank of Scotland March 2010 - July 2011
400 Capital Management LLC October 2008 - March 2010
Bank of America September 2003 - April 2008
Salomon/Citigroup 1994 - 2003
Goldman Sachs 1990 - 1994
Prudential Bache Securities 1989 - 1990
Skills
Hedge Funds, ABS, Fixed Income, Portfolio Management, Alternative Investments, Asset Managment, MBS, Securities, Capital Markets, Equities, Investments, Structured Products, Asset Management
Education
Cornell University 1979 — 1983
Guardian Life Insurance Company of America January 2014 - Present
Western Asset Management September 2011 - June 2013
Royal Bank of Scotland March 2010 - July 2011
400 Capital Management LLC October 2008 - March 2010
Bank of America September 2003 - April 2008
Salomon/Citigroup 1994 - 2003
Goldman Sachs 1990 - 1994
Prudential Bache Securities 1989 - 1990
Skills
Hedge Funds, ABS, Fixed Income, Portfolio Management, Alternative Investments, Asset Managment, MBS, Securities, Capital Markets, Equities, Investments, Structured Products, Asset Management
Education
Cornell University 1979 — 1983
Bruce J. Stuart's Prudential-Bache Securities Experience 1985 - 1989
Job Independent Contractor
Industry Financial Services
Experience
New Jersey Lawyers Service August 2012 - November 2012
Further, LLC May 2011 - July 2011
tiaa-cref 1990 - June 2011
TIAA-CREF 1990 - 2008
Bankers Trust Company 1989 - 1990
Prudential-Bache Securities 1985 - 1989
Skills
Business Analysis, Customer Relations, Problem Solving, Program Management, Leadership, Customer Service, Risk Management, Training, Change Management, Project Management, CRM, Management, Cross-functional Team..., Strategic Planning, Marketing, Process Improvement, Microsoft Office, Sales, Social Media, Event Planning
Education
Hofstra University 1980 — 1984
BBA Banking, Finance and Investments, Finance and Financial Management Services
Seaford High School 1977 — 1980
New Jersey Lawyers Service August 2012 - November 2012
Further, LLC May 2011 - July 2011
tiaa-cref 1990 - June 2011
TIAA-CREF 1990 - 2008
Bankers Trust Company 1989 - 1990
Prudential-Bache Securities 1985 - 1989
Skills
Business Analysis, Customer Relations, Problem Solving, Program Management, Leadership, Customer Service, Risk Management, Training, Change Management, Project Management, CRM, Management, Cross-functional Team..., Strategic Planning, Marketing, Process Improvement, Microsoft Office, Sales, Social Media, Event Planning
Education
Hofstra University 1980 — 1984
BBA Banking, Finance and Investments, Finance and Financial Management Services
Seaford High School 1977 — 1980
John Marcus's Prudential-Bache Securities Experience 1987 - 1992
Job Partner at Scura Paley and Company
Industry Investment Banking
Experience
Scura Paley and Company October 2013 - Present
Method Holdings/Method Enterprise Advisors 2012 - September 2013
Laidlaw & Company 2005 - January 2012
The Private Investment Banking Company 2001 - 2004
Private Merchant Bankin g Company 1992 - 2000
Prudential-Bache Securities 1987 - 1992
Horsehead Capital Group 1983 - 1986
Manufacturers Hanover Trust 1972 - 1983
Skills
Investment Banking, Mergers & Acquisitions, Finance, LBO, Financial Advisory, Project Finance, Private Equity, Capital Markets, Valuation, Corporate Finance, Equities, Venture Capital, Investments, Alternative Investments, Hedge Funds, Due Diligence, Securities
Education
Fordham University - Graduate School of Business Administration 1974 — 1975
Master of Business Administration (MBA), Finance
University of Pennsylvania - Wharton School of Finance & Commerce 1968 — 1972
BS, Finance
Scura Paley and Company October 2013 - Present
Method Holdings/Method Enterprise Advisors 2012 - September 2013
Laidlaw & Company 2005 - January 2012
The Private Investment Banking Company 2001 - 2004
Private Merchant Bankin g Company 1992 - 2000
Prudential-Bache Securities 1987 - 1992
Horsehead Capital Group 1983 - 1986
Manufacturers Hanover Trust 1972 - 1983
Skills
Investment Banking, Mergers & Acquisitions, Finance, LBO, Financial Advisory, Project Finance, Private Equity, Capital Markets, Valuation, Corporate Finance, Equities, Venture Capital, Investments, Alternative Investments, Hedge Funds, Due Diligence, Securities
Education
Fordham University - Graduate School of Business Administration 1974 — 1975
Master of Business Administration (MBA), Finance
University of Pennsylvania - Wharton School of Finance & Commerce 1968 — 1972
BS, Finance
Jeffrey Talbert's Prudential-Bache Securities Experience 1983 - 1985
Job Experienced real estate and financials focused hedge fund executive.
Industry Financial Services
Experience
Wesley Capital 2004 - October 2011
Secured Capital Corp. 2002 - 2003
Lazard 1995 - 2002
Apollo Real Estate Advisors 1993 - 1994
Riverside Capital 1991 - 1993
The Stamford Company 1989 - 1991
The First Boston Corporation 1985 - 1989
Prudential-Bache Securities 1983 - 1985
The Weitzman Group, Inc. 1981 - 1983
Skills
Investments, Portfolio Management, Hedge Funds, Alternative Investments, Finance, Securities, Mergers & Acquisitions, Equities, Bloomberg, Valuation, Fixed Income, Real Estate, Equity Research, Financial Modeling, Capital Markets, Investment Banking, Asset Management, Private Equity, Due Diligence, Real Estate Economics, Loans, Strategy, Real-estate-related..., Equity Valuation, Financial Analysis, Derivatives, Trading, Corporate Finance, Mortgage REITs, REIT Preferred Stock
Education
Case Western Reserve University
BA, JD, MBA, Speech Communication and Rhetoric
Wesley Capital 2004 - October 2011
Secured Capital Corp. 2002 - 2003
Lazard 1995 - 2002
Apollo Real Estate Advisors 1993 - 1994
Riverside Capital 1991 - 1993
The Stamford Company 1989 - 1991
The First Boston Corporation 1985 - 1989
Prudential-Bache Securities 1983 - 1985
The Weitzman Group, Inc. 1981 - 1983
Skills
Investments, Portfolio Management, Hedge Funds, Alternative Investments, Finance, Securities, Mergers & Acquisitions, Equities, Bloomberg, Valuation, Fixed Income, Real Estate, Equity Research, Financial Modeling, Capital Markets, Investment Banking, Asset Management, Private Equity, Due Diligence, Real Estate Economics, Loans, Strategy, Real-estate-related..., Equity Valuation, Financial Analysis, Derivatives, Trading, Corporate Finance, Mortgage REITs, REIT Preferred Stock
Education
Case Western Reserve University
BA, JD, MBA, Speech Communication and Rhetoric
Gary Shipman's Prudential-Bache Securities Experience 1981 - 1986
Job Associate Engineer at JPMorganChase & Co.
Industry Information Technology and Services
Experience
JPMorganChase & Co. May 1998 - Present
Tullett & Tokyo Securities February 1992 - November 1996
Sanwa BGK January 1989 - January 1990
County NatWest Securities May 1986 - December 1987
Prudential-Bache Securities 1981 - 1986
Education
Physical Anthropology 1973 — 1979
Stony Brook University
JPMorganChase & Co. May 1998 - Present
Tullett & Tokyo Securities February 1992 - November 1996
Sanwa BGK January 1989 - January 1990
County NatWest Securities May 1986 - December 1987
Prudential-Bache Securities 1981 - 1986
Education
Physical Anthropology 1973 — 1979
Stony Brook University
Hank Stohr's Prudential-Bache Securities Experience 1974 - 1980
Job Vice President at SageSource Financial
Industry Financial Services
Experience
SageSource Financial July 2010 - Present
Transworld Systems 2009 - August 2011
BCN Telecom 2002 - 2003
Merrill Lynch 1980 - 2002
Dean Witter 1988 - 1992
Prudential Bache Securities 1974 - 1980
Education
College of Saint Elizabeth 1977 — 1981
SageSource Financial July 2010 - Present
Transworld Systems 2009 - August 2011
BCN Telecom 2002 - 2003
Merrill Lynch 1980 - 2002
Dean Witter 1988 - 1992
Prudential Bache Securities 1974 - 1980
Education
College of Saint Elizabeth 1977 — 1981
burt moskowitz's Prudential-Bache Securities Experience 1983 - 1989
Job Senior Audit Manager at AIG
Industry Financial Services
Experience
AIG January 2015 - Present
Moskowitz & Simons January 2010 - Present
Halliday Financial, LLC December 2012 - December 2014
Deloitte & Touche September 2008 - January 2010
Bear Stearns October 1989 - August 2008
Prudential Bache Securities 1983 - 1989
Skills
Equities, Insurance, Capital Markets, Enterprise Risk..., Fixed Income, Risk Management, Derivatives, Due Diligence, Securities, Internal Audit, Financial Risk, Operational Risk, Operational Risk..., Sarbanes-Oxley Act, Financial Analysis
Education
Long Island University, C.W. Post Campus 1976 — 1978
BS, Accounting
AIG January 2015 - Present
Moskowitz & Simons January 2010 - Present
Halliday Financial, LLC December 2012 - December 2014
Deloitte & Touche September 2008 - January 2010
Bear Stearns October 1989 - August 2008
Prudential Bache Securities 1983 - 1989
Skills
Equities, Insurance, Capital Markets, Enterprise Risk..., Fixed Income, Risk Management, Derivatives, Due Diligence, Securities, Internal Audit, Financial Risk, Operational Risk, Operational Risk..., Sarbanes-Oxley Act, Financial Analysis
Education
Long Island University, C.W. Post Campus 1976 — 1978
BS, Accounting
Christopher Shea, CFP®'s Prudential-Bache Securities Experience 1984 - 1988
Job Owner, Intrinsic Investors, LLC. Securities Offered Through Commonwealth Financial Network, member FINRA/SIPC
Industry Investment Management
Experience
Intrinsic Investors LLC 1200 North Mayfair Rd. Ste. 330 Wauwatosa, WI 53226 November 1999 - Present
Landaas & Company 1988 - 1999
Prudential Bache Securities 1984 - 1988
First Securities Corp. 1981 - 1984
Equable Securites February 1980 - August 1981
Skills
Financial Planning, Portfolio Management, Valuation, Retirement, Technical Analysis, Financial Analysis, Client Service
Education
Marquette University 1971 — 1975
Liberal Arts
St. Mary's High School 1967 — 1971
GED
St.Patrick School 1959 — 1967
Intrinsic Investors LLC 1200 North Mayfair Rd. Ste. 330 Wauwatosa, WI 53226 November 1999 - Present
Landaas & Company 1988 - 1999
Prudential Bache Securities 1984 - 1988
First Securities Corp. 1981 - 1984
Equable Securites February 1980 - August 1981
Skills
Financial Planning, Portfolio Management, Valuation, Retirement, Technical Analysis, Financial Analysis, Client Service
Education
Marquette University 1971 — 1975
Liberal Arts
St. Mary's High School 1967 — 1971
GED
St.Patrick School 1959 — 1967
Frank Bean's Prudential-Bache Securities Experience March 1987 - April 1990
Job Compliance Testing & Monitoring at Societe Generale
Industry Financial Services
Experience
Societe Generale August 2009 - Present
Bear Stearns April 1990 - October 2008
Prudential-Bache Securities March 1987 - April 1990
International Paper January 1986 - March 1987
Education
Pace University 1983 — 1985
BBA, Accounting & Information Systems
Gettysburg College 1980 — 1981
Societe Generale August 2009 - Present
Bear Stearns April 1990 - October 2008
Prudential-Bache Securities March 1987 - April 1990
International Paper January 1986 - March 1987
Education
Pace University 1983 — 1985
BBA, Accounting & Information Systems
Gettysburg College 1980 — 1981
Paul Cahill's Prudential-Bache Securities Experience 1983 - 1985
Job Head of Product Management Institutional Solutions
Industry Financial Services
Experience
BNP Paribas November 2007 - Present
US Bank October 1995 - November 2007
Wachovia 1995 - 2007
Wachovia Bank 1995 - 2007
Merrill Lynch 1989 - 1995
Prudential Bache Securities 1983 - 1985
Education
Monmouth University 1982 — 1987
MBA, Finance
BNP Paribas November 2007 - Present
US Bank October 1995 - November 2007
Wachovia 1995 - 2007
Wachovia Bank 1995 - 2007
Merrill Lynch 1989 - 1995
Prudential Bache Securities 1983 - 1985
Education
Monmouth University 1982 — 1987
MBA, Finance
Gina Gerking Spiller's Prudential-Bache Securities Experience 1989 - 1989
Job Owner, Fastsigns
Industry Business Supplies and Equipment
Experience
Fastsigns June 2003 - Present
Michaels Toyota 1996 - 1999
Prudential Bache Securities 1989 - 1989
Skills
Account Management, Sales Presentations, Contract Management, Compliance, Office Equipment, QuickBooks, Bookkeeping, Editing, Program Management, Management, Project Management, Sales Management, Marketing Strategy
Education
Washington State University 1983 — 1987
Bachelor's Degree, Business Administration
Green River Community College 1980 — 1982
Associate of Arts and Sciences (AAS), Accounting Technology/Technician and Bookkeeping
Fastsigns June 2003 - Present
Michaels Toyota 1996 - 1999
Prudential Bache Securities 1989 - 1989
Skills
Account Management, Sales Presentations, Contract Management, Compliance, Office Equipment, QuickBooks, Bookkeeping, Editing, Program Management, Management, Project Management, Sales Management, Marketing Strategy
Education
Washington State University 1983 — 1987
Bachelor's Degree, Business Administration
Green River Community College 1980 — 1982
Associate of Arts and Sciences (AAS), Accounting Technology/Technician and Bookkeeping
Susan Mathews's Prudential-Bache Securities Experience 1986 - 1986
Job Securities Compliance Consultant
Industry Financial Services
Experience
Madigail Consulting LLC January 2006 - Present
US Securities and Exchange Commission 1996 - 2005
Kutak Rock 1993 - 1996
Fields & Director 1992 - 1993
Prudential-Bache Securities 1986 - 1986
Skills
Research Independence, FINRA Arbitration, Fraud, Mediation, Legal Compliance
Education
Georgetown University Law Center 1989 — 1992
JD
Hamilton College 1983 — 1987
BA (Honors), Religion; Psychology
Madigail Consulting LLC January 2006 - Present
US Securities and Exchange Commission 1996 - 2005
Kutak Rock 1993 - 1996
Fields & Director 1992 - 1993
Prudential-Bache Securities 1986 - 1986
Skills
Research Independence, FINRA Arbitration, Fraud, Mediation, Legal Compliance
Education
Georgetown University Law Center 1989 — 1992
JD
Hamilton College 1983 — 1987
BA (Honors), Religion; Psychology
David Holleb's Prudential-Bache Securities Experience January 1980 - September 1984
Job Wealth Management Advisor
Industry Financial Services
Experience
Northwestern Mutual June 1995 - Present
Prudential-Bache Securities January 1980 - September 1984
Skills
Retirement, Valuation, Negotiation, Long-term Care
Education
Alfred University 1973 — 1977
BS Marketing
Northfield Mt. Hermon School 1971 — 1973
High School
The Browning School 1968 — 1971
The American College
The American College
USMMA
Northwestern Mutual June 1995 - Present
Prudential-Bache Securities January 1980 - September 1984
Skills
Retirement, Valuation, Negotiation, Long-term Care
Education
Alfred University 1973 — 1977
BS Marketing
Northfield Mt. Hermon School 1971 — 1973
High School
The Browning School 1968 — 1971
The American College
The American College
USMMA
Donald Ryan's Prudential-Bache Securities Experience October 1987 - November 1989
Job Plan C...
Industry Hospital & Health Care
Experience
LPS Partners, Inc. August 2012 - March 2014
Chapdelaine Tullet Prebon, Inc. May 2009 - July 2012
Creditex Group Inc. October 2006 - October 2008
Tullett Prebon April 1996 - October 2006
Lazard Asset Management October 1994 - March 1995
Wertheim Schroeder Securities, Inc. January 1994 - October 1994
Kidder Peabody June 1992 - January 1994
RMJ Securities Japan December 1989 - October 1990
Prudential Bache Securities October 1987 - November 1989
Prudential Bache Securities February 1985 - October 1987
Skills
Fixed Income, Financial Markets
Education
Fordham University - Graduate School of Business Administration 1991 — 1992
Master of Business Administration (MBA), Finance
St. Francis College 1981 — 1985
Bachelor of Arts (B.A.), Economics
Fordham University 1978 — 1981
Liberal Arts
Xavier H.S. 1974 — 1978
College Prep
LPS Partners, Inc. August 2012 - March 2014
Chapdelaine Tullet Prebon, Inc. May 2009 - July 2012
Creditex Group Inc. October 2006 - October 2008
Tullett Prebon April 1996 - October 2006
Lazard Asset Management October 1994 - March 1995
Wertheim Schroeder Securities, Inc. January 1994 - October 1994
Kidder Peabody June 1992 - January 1994
RMJ Securities Japan December 1989 - October 1990
Prudential Bache Securities October 1987 - November 1989
Prudential Bache Securities February 1985 - October 1987
Skills
Fixed Income, Financial Markets
Education
Fordham University - Graduate School of Business Administration 1991 — 1992
Master of Business Administration (MBA), Finance
St. Francis College 1981 — 1985
Bachelor of Arts (B.A.), Economics
Fordham University 1978 — 1981
Liberal Arts
Xavier H.S. 1974 — 1978
College Prep
Blair Trippe's Prudential-Bache Securities Experience 1987 - 1989
Job Family Business Consultant Specializing in Continuity Planning, Conflict Management & Governance
Industry Individual & Family Services
Experience
Continuity Family Business Consulting, LLC 2008 - Present
Conferences, Annual Meetings and Other Events 2003 - Present
Agreement Resources, LLC December 2003 - December 2014
Mediation Works, Inc. 2002 - 2009
Boston Catalyst Group 1997 - 2002
The Straumann Company 1990 - 1993
Prudential Bache Securities 1987 - 1989
Skills
Family Business, Executive Coaching, Mediation, Conflict Resolution, Management Consulting, Leadership, Training, Coaching, Human Resources, Personnel Management, Business Strategy, Start-ups, Program Management, Conflict Management, Workshop Facilitation, Management, Strategic Partnerships, Small Business, Leadership Development
Education
Harvard Law School 2001 — 2002
Certificate, Program on Negotiation
Northwestern University - Kellogg School of Management 1985 — 1987
MBA, Concentration in Marketing and Finance
Connecticut College 1979 — 1983
BA, Psychology
Additional Training - Negotiation and Mediation
Certificate
Brearley
Continuity Family Business Consulting, LLC 2008 - Present
Conferences, Annual Meetings and Other Events 2003 - Present
Agreement Resources, LLC December 2003 - December 2014
Mediation Works, Inc. 2002 - 2009
Boston Catalyst Group 1997 - 2002
The Straumann Company 1990 - 1993
Prudential Bache Securities 1987 - 1989
Skills
Family Business, Executive Coaching, Mediation, Conflict Resolution, Management Consulting, Leadership, Training, Coaching, Human Resources, Personnel Management, Business Strategy, Start-ups, Program Management, Conflict Management, Workshop Facilitation, Management, Strategic Partnerships, Small Business, Leadership Development
Education
Harvard Law School 2001 — 2002
Certificate, Program on Negotiation
Northwestern University - Kellogg School of Management 1985 — 1987
MBA, Concentration in Marketing and Finance
Connecticut College 1979 — 1983
BA, Psychology
Additional Training - Negotiation and Mediation
Certificate
Brearley
Craig Hamway's Prudential-Bache Securities Experience 1986 - 1988
Job CEO at Innovation Group North America
Industry Consumer Services
Experience
Innovation Group North America March 2015 - Present
Driven Solutions November 2010 - March 2015
Direct General Insurance March 2007 - November 2010
The Axcess Group February 2004 - March 2007
Progeny Marketing Innovations March 2002 - February 2004
Cendant April 1997 - March 2002
Harjes Agency September 1995 - April 1997
National Westminster Bank May 1988 - September 1995
Prudential Bache Securities 1986 - 1988
Skills
New Business Development, P&L Management, Mergers, Strategic Planning, Direct Marketing, Business Strategy, Product Management, Team Building, Mergers & Acquisitions, Marketing Strategy, Contract Negotiation, Insurance, Business Development, Executive Management, Project Management, CRM, Strategic Partnerships, Leadership, Sales Management, Start-ups, Vendor Management, Competitive Analysis, Management, Entrepreneurship
Education
Lehigh University - College of Business and Economics 1982 — 1986
B.S., Finance
Innovation Group North America March 2015 - Present
Driven Solutions November 2010 - March 2015
Direct General Insurance March 2007 - November 2010
The Axcess Group February 2004 - March 2007
Progeny Marketing Innovations March 2002 - February 2004
Cendant April 1997 - March 2002
Harjes Agency September 1995 - April 1997
National Westminster Bank May 1988 - September 1995
Prudential Bache Securities 1986 - 1988
Skills
New Business Development, P&L Management, Mergers, Strategic Planning, Direct Marketing, Business Strategy, Product Management, Team Building, Mergers & Acquisitions, Marketing Strategy, Contract Negotiation, Insurance, Business Development, Executive Management, Project Management, CRM, Strategic Partnerships, Leadership, Sales Management, Start-ups, Vendor Management, Competitive Analysis, Management, Entrepreneurship
Education
Lehigh University - College of Business and Economics 1982 — 1986
B.S., Finance
Nancy Chiu's Prudential-Bache Securities Experience January 1983 - March 1986
Job Senior Managing Director, Production Quality at Teach for America
Industry Computer Software
Experience
Teach for America September 2012 - Present
Teach For America August 2009 - September 2012
Hewlett-Packard September 2008 - July 2009
Hewlett-Packard February 2005 - August 2008
Hewlett-Packard November 2004 - October 2007
Novadigm 1996 - 2004
Pershing April 1986 - February 1996
Prudential-Bache Securities January 1983 - March 1986
Skills
Quality Assurance, Agile Methodologies, Process Improvement, Program Management, Management, Team Leadership, Enterprise Software, Leadership, Analysis, Software Project..., Scrum, Test Planning, Project Management, Quality Center, SDLC, SaaS, Team Building, IT Service Management, ITIL Certified, ITIL, Software Documentation, Testing, Automation, CVS, Computer Hardware, Cloud Computing, Configuration Management, HP, Software Development, Troubleshooting, Networking, Test Automation
Education
Baruch College, City University of New York (CUNY) 1978 — 1983
BA, Accounting
Teach for America September 2012 - Present
Teach For America August 2009 - September 2012
Hewlett-Packard September 2008 - July 2009
Hewlett-Packard February 2005 - August 2008
Hewlett-Packard November 2004 - October 2007
Novadigm 1996 - 2004
Pershing April 1986 - February 1996
Prudential-Bache Securities January 1983 - March 1986
Skills
Quality Assurance, Agile Methodologies, Process Improvement, Program Management, Management, Team Leadership, Enterprise Software, Leadership, Analysis, Software Project..., Scrum, Test Planning, Project Management, Quality Center, SDLC, SaaS, Team Building, IT Service Management, ITIL Certified, ITIL, Software Documentation, Testing, Automation, CVS, Computer Hardware, Cloud Computing, Configuration Management, HP, Software Development, Troubleshooting, Networking, Test Automation
Education
Baruch College, City University of New York (CUNY) 1978 — 1983
BA, Accounting
Vic Parikh's Prudential-Bache Securities Experience 1978 - 2006
Job Director, Financial Systems at AIG Inc
Industry Insurance
Experience
AIG Inc April 2006 - October 2009
Prudential Equity Grp March 2005 - February 2006
Prudential Securities 1978 - 2006
Prudential Securities 1978 - 2006
Prudential-Bache Securities 1978 - 2006
Prudential-Bache Securities 1978 - 2006
Prudential Financial 1978 - 2006
Wachovia/Prudential Securities 1978 - 2005
Skills
Financial Systems, Process Improvement, Business Management, Operations Management, Accounting, Insurance, ERP
Education
LIU Brooklyn 1974 — 1977
MBA, Accounting
AIG Inc April 2006 - October 2009
Prudential Equity Grp March 2005 - February 2006
Prudential Securities 1978 - 2006
Prudential Securities 1978 - 2006
Prudential-Bache Securities 1978 - 2006
Prudential-Bache Securities 1978 - 2006
Prudential Financial 1978 - 2006
Wachovia/Prudential Securities 1978 - 2005
Skills
Financial Systems, Process Improvement, Business Management, Operations Management, Accounting, Insurance, ERP
Education
LIU Brooklyn 1974 — 1977
MBA, Accounting
Colleen Morrison Navigato's Prudential-Bache Securities Experience September 1990 - February 1993
Job Residential Realtor/ former Fixed Income Sales
Industry Real Estate
Experience
Baird & Warner September 2010 - Present
BNP Paribas 2001 - 2003
PaineWebber 1992 - 2001
Prudential Bache Securities September 1990 - February 1993
Education
St. Norbert College 1982 — 1986
BBA, Marketing
Baird & Warner September 2010 - Present
BNP Paribas 2001 - 2003
PaineWebber 1992 - 2001
Prudential Bache Securities September 1990 - February 1993
Education
St. Norbert College 1982 — 1986
BBA, Marketing
Walter Rodstrom's Prudential-Bache Securities Experience October 1983 - December 1989
Job Manager at KPMG Advisory
Industry Financial Services
Experience
KPMG Advisory May 2011 - Present
Self Employed April 2009 - April 2011
UBS Investment Bank 2005 - 2008
JPMorgan November 1999 - April 2005
Warburg Dillion Read January 1999 - November 1999
Merrill Lynch April 1994 - December 1998
Westpac April 1991 - April 1994
Citibank December 1989 - April 1991
Prudential Bache Securities October 1983 - December 1989
Skills
Structured Finance, Derivatives, Hedge Funds, Settlement, Middle Office, Equities, FX Options, Credit Derivatives, Business Analysis, Trading, Fixed Income
Education
Spring Hill College 1980 — 1983
KPMG Advisory May 2011 - Present
Self Employed April 2009 - April 2011
UBS Investment Bank 2005 - 2008
JPMorgan November 1999 - April 2005
Warburg Dillion Read January 1999 - November 1999
Merrill Lynch April 1994 - December 1998
Westpac April 1991 - April 1994
Citibank December 1989 - April 1991
Prudential Bache Securities October 1983 - December 1989
Skills
Structured Finance, Derivatives, Hedge Funds, Settlement, Middle Office, Equities, FX Options, Credit Derivatives, Business Analysis, Trading, Fixed Income
Education
Spring Hill College 1980 — 1983
Dave Blumberg's Prudential-Bache Securities Experience January 1988 - February 1991
Job Futures and derivatives expert; commodities specialist
Industry Oil & Energy
Experience
GRZ Energy November 2008 - Present
Skip Commodities, Inc. May 2005 - October 2008
IKON, Minolta, Imagistics September 2001 - May 2005
Icon International, Inc. September 2000 - August 2001
Blumberg Commodities, Inc. February 1995 - September 2000
Joss Commodities, Inc. February 1991 - February 1995
Prudential Bache Securities January 1988 - February 1991
Balfour Maclain February 1984 - January 1988
Skills
Trading, Risk Management, Options, Derivatives, Electronic Trading, Commodity, Business Development, Finance, Financial Services, Management, Sales, New Business Development, Negotiation, Lead Generation, Leadership
Education
Baruch College, City University of New York (CUNY) 1975 — 1978
Accounting
GRZ Energy November 2008 - Present
Skip Commodities, Inc. May 2005 - October 2008
IKON, Minolta, Imagistics September 2001 - May 2005
Icon International, Inc. September 2000 - August 2001
Blumberg Commodities, Inc. February 1995 - September 2000
Joss Commodities, Inc. February 1991 - February 1995
Prudential Bache Securities January 1988 - February 1991
Balfour Maclain February 1984 - January 1988
Skills
Trading, Risk Management, Options, Derivatives, Electronic Trading, Commodity, Business Development, Finance, Financial Services, Management, Sales, New Business Development, Negotiation, Lead Generation, Leadership
Education
Baruch College, City University of New York (CUNY) 1975 — 1978
Accounting
Joseph Ryan's Prudential-Bache Securities Experience July 1986 - June 1991
Job Senior Vice PresidentFixed Income Sales at JVB Financial Group, LLC
Industry Financial Services
Experience
JVB Financial Group, LLC January 2013 - Present
Morgan Stanley August 2010 - April 2012
Finacorp Securities July 2009 - September 2010
Blaylock Robert Van February 2008 - March 2009
Credit Suisse January 1995 - January 2007
Paine Webber December 1992 - December 1994
Bear Stearns July 1991 - November 1992
Prudential Bache Securities July 1986 - June 1991
Skills
Fixed Income, Capital Markets, Trading, Bonds, Series 7, Electronic Trading, Hedge Funds, Securities, Investment Banking, Credit, Credit Derivatives, Derivatives, Structured Finance, Bloomberg, Swaps, Structured Products, Series 63, Equities, Alternative Investments, Interest Rate..., FINRA, Financial Markets, Asset Management, Equity Capital Markets, Relationship Management, Series 24, Options, Corporate Finance, Equity Trading, Fixed Income Products, Customer Service, High Yield, Customer Relations, Debt, Fixed Income Trading, Series 79
Education
New York University - Leonard N. Stern School of Business 1992 — 1996
MBA, Finance & International Business
Harvard University 1982 — 1986
B.A., Classics
Xavier High School 1978 — 1982
Diploma
JVB Financial Group, LLC January 2013 - Present
Morgan Stanley August 2010 - April 2012
Finacorp Securities July 2009 - September 2010
Blaylock Robert Van February 2008 - March 2009
Credit Suisse January 1995 - January 2007
Paine Webber December 1992 - December 1994
Bear Stearns July 1991 - November 1992
Prudential Bache Securities July 1986 - June 1991
Skills
Fixed Income, Capital Markets, Trading, Bonds, Series 7, Electronic Trading, Hedge Funds, Securities, Investment Banking, Credit, Credit Derivatives, Derivatives, Structured Finance, Bloomberg, Swaps, Structured Products, Series 63, Equities, Alternative Investments, Interest Rate..., FINRA, Financial Markets, Asset Management, Equity Capital Markets, Relationship Management, Series 24, Options, Corporate Finance, Equity Trading, Fixed Income Products, Customer Service, High Yield, Customer Relations, Debt, Fixed Income Trading, Series 79
Education
New York University - Leonard N. Stern School of Business 1992 — 1996
MBA, Finance & International Business
Harvard University 1982 — 1986
B.A., Classics
Xavier High School 1978 — 1982
Diploma
Elisabeth Westel's Prudential-Bache Securities Experience 1988 - 1990
Job IT Manager at td Canada trust
Industry Banking
Experience
td Canada trust IT ManagerToronto Dominion Bank Financial Group1990 - Present
TD Bank 1990 - Present
TD Bank Financial Group 1990 - Present
TD 1990 - Present
Prudential Bache Securities 1988 - 1990
Proudential Bache Securities 1988 - 1990
Merrill Lynch 1986 - 1987
Skills
SDLC, Business Analysis, Enterprise Architecture, IT Strategy, PMO, Solution Architecture, SOA, Project Portfolio..., TOGAF, Disaster Recovery, Websphere, Visio, ITIL, Business Process, Project Delivery, Governance, Data Warehousing, Vendor Management, WebSphere
Education
University of Toronto 1982 — 1985
Masters of Library and Information Science
Queen's University 1979 — 1982
Biology, General
td Canada trust IT ManagerToronto Dominion Bank Financial Group1990 - Present
TD Bank 1990 - Present
TD Bank Financial Group 1990 - Present
TD 1990 - Present
Prudential Bache Securities 1988 - 1990
Proudential Bache Securities 1988 - 1990
Merrill Lynch 1986 - 1987
Skills
SDLC, Business Analysis, Enterprise Architecture, IT Strategy, PMO, Solution Architecture, SOA, Project Portfolio..., TOGAF, Disaster Recovery, Websphere, Visio, ITIL, Business Process, Project Delivery, Governance, Data Warehousing, Vendor Management, WebSphere
Education
University of Toronto 1982 — 1985
Masters of Library and Information Science
Queen's University 1979 — 1982
Biology, General
Michele DeBartolo's Prudential-Bache Securities Experience January 1988 - January 1994
Job Corporate Recruiter at Bank of America
Industry Financial Services
Experience
Bank of America September 2015 - Present
ADP April 2015 - September 2015
Cap Gemini/Ernst and Young July 1997 - August 2001
Salomon Smith Barney January 1997 - June 1997
Seer Technologies, Inc. January 1995 - January 1997
Morgan Stanley January 1994 - January 1995
Prudential Bache Securities January 1988 - January 1994
Skills
Temporary Placement, Interviews, Onboarding, Sourcing, Human Resources, Customer Service, Screening Resumes, Management, Strategic Planning, Hiring, Consulting, Leadership, Recruiting, CRM, Employee Benefits, Applicant Tracking..., Technical Recruiting
Education
Brooklyn College
Bachelor of Science, Psychology
City University of New York-Brooklyn College
Bachelor's Degree, Psychology
City University of New York-Brooklyn College
Bank of America September 2015 - Present
ADP April 2015 - September 2015
Cap Gemini/Ernst and Young July 1997 - August 2001
Salomon Smith Barney January 1997 - June 1997
Seer Technologies, Inc. January 1995 - January 1997
Morgan Stanley January 1994 - January 1995
Prudential Bache Securities January 1988 - January 1994
Skills
Temporary Placement, Interviews, Onboarding, Sourcing, Human Resources, Customer Service, Screening Resumes, Management, Strategic Planning, Hiring, Consulting, Leadership, Recruiting, CRM, Employee Benefits, Applicant Tracking..., Technical Recruiting
Education
Brooklyn College
Bachelor of Science, Psychology
City University of New York-Brooklyn College
Bachelor's Degree, Psychology
City University of New York-Brooklyn College
Bruce Kaufman's Prudential-Bache Securities Experience November 1982 - December 1983
Job Managing Partner at BDKMarketGroup Investment Management LLC
Industry Investment Management
Experience
BDKMarketGroup Investment Management LLC July 2010 - Present
RewardsGold.com March 2003 - Present
MagsCentral.com July 2000 - Present
TeenFreeway.com June 1998 - Present
KeyPoint Partners (formerly Finard & Company) November 1988 - May 2000
Olympia & York October 1985 - October 1988
Prudential Real Estate Investors December 1976 - August 1985
Prudential-Bache Securities November 1982 - December 1983
Skills
Mergers, Investments, Private Equity, Venture Capital, Corporate Development, Business Strategy, Due Diligence, Portfolio Management, Valuation, Start-ups, Strategy, Entrepreneurship, New Business Development, Asset Management, Mergers & Acquisitions, Strategic Planning, Contract Negotiation, Real Estate, Tennis, Hedge Funds, Real Estate Development, Financial Modeling, Executive Management, Alternative Investments, Marketing, Corporate Finance, Strategic Partnerships, Management, Joint Ventures, Restructuring, Acquisitions, Real Estate Economics, Finance, Capital Markets, Investment Banking, M&A experience, Equity Research, Bloomberg, Investment Strategies, Competitive Analysis
Education
Cornell University - Johnson Graduate School of Management 1974 — 1976
MBA, Finance
Boston University 1970 — 1974
B.A., Economics
Boston Latin School 1964 — 1970
BDKMarketGroup Investment Management LLC July 2010 - Present
RewardsGold.com March 2003 - Present
MagsCentral.com July 2000 - Present
TeenFreeway.com June 1998 - Present
KeyPoint Partners (formerly Finard & Company) November 1988 - May 2000
Olympia & York October 1985 - October 1988
Prudential Real Estate Investors December 1976 - August 1985
Prudential-Bache Securities November 1982 - December 1983
Skills
Mergers, Investments, Private Equity, Venture Capital, Corporate Development, Business Strategy, Due Diligence, Portfolio Management, Valuation, Start-ups, Strategy, Entrepreneurship, New Business Development, Asset Management, Mergers & Acquisitions, Strategic Planning, Contract Negotiation, Real Estate, Tennis, Hedge Funds, Real Estate Development, Financial Modeling, Executive Management, Alternative Investments, Marketing, Corporate Finance, Strategic Partnerships, Management, Joint Ventures, Restructuring, Acquisitions, Real Estate Economics, Finance, Capital Markets, Investment Banking, M&A experience, Equity Research, Bloomberg, Investment Strategies, Competitive Analysis
Education
Cornell University - Johnson Graduate School of Management 1974 — 1976
MBA, Finance
Boston University 1970 — 1974
B.A., Economics
Boston Latin School 1964 — 1970
Julie Lohrentz-Keaveny's Prudential-Bache Securities Experience January 1984 - January 1986
Job Senior Account Administrator
Industry Financial Services
Experience
Wachovia Securities, Inc. (Currently Wells Fargo Advisors) April 2003 - May 2007
Prudential Securities, Inc. February 1986 - March 2003
Prudential-Bache Securities January 1984 - January 1986
Skills
Microsoft Office, Customer Service, Investments, Retirement Planning, Team Building, Team Leadership, Project Management, Process Improvement, Event Planning, Public Speaking, Construction, Equities, Client Services, Office Administration, Teaching
Education
Fort Lewis College 1977 — 1981
Bachelor's Degree, Elementary Education and Teaching, K-6
Wachovia Securities, Inc. (Currently Wells Fargo Advisors) April 2003 - May 2007
Prudential Securities, Inc. February 1986 - March 2003
Prudential-Bache Securities January 1984 - January 1986
Skills
Microsoft Office, Customer Service, Investments, Retirement Planning, Team Building, Team Leadership, Project Management, Process Improvement, Event Planning, Public Speaking, Construction, Equities, Client Services, Office Administration, Teaching
Education
Fort Lewis College 1977 — 1981
Bachelor's Degree, Elementary Education and Teaching, K-6
Geralyn Saada's Prudential-Bache Securities Experience August 1972 - December 1990
Job Higher Education Center Assistant at Brookdale Community College
Industry Higher Education
Experience
Brookdale Community College September 2008 - Present
Culinary Adventures LLC January 1995 - December 2009
Miller & O'Brien Financial Associates February 2006 - August 2008
Weichert Realtors 1991 - 1996
Prudential Bache Securities August 1972 - December 1990
Skills
Higher Education, Academic Administration, Microsoft Excel, Leadership, Process Improvement, Microsoft Office, PowerPoint, Outlook, Excel QM, Staff Development, Student Development, Tutoring, Educational Technology, Teamwork, Nonprofits, Datatel, Quicken, Managerial Finance, Bookkeeping
Education
New Jersey City University 2011 — 2014
Bachelor of Science (B.S.), Management, 3.96
Brookdale Community College 2009 — 2011
Associate of Arts (A.A.), Business Administration, 4.0
New York University 1979 — 1984
Management
Brookdale Community College September 2008 - Present
Culinary Adventures LLC January 1995 - December 2009
Miller & O'Brien Financial Associates February 2006 - August 2008
Weichert Realtors 1991 - 1996
Prudential Bache Securities August 1972 - December 1990
Skills
Higher Education, Academic Administration, Microsoft Excel, Leadership, Process Improvement, Microsoft Office, PowerPoint, Outlook, Excel QM, Staff Development, Student Development, Tutoring, Educational Technology, Teamwork, Nonprofits, Datatel, Quicken, Managerial Finance, Bookkeeping
Education
New Jersey City University 2011 — 2014
Bachelor of Science (B.S.), Management, 3.96
Brookdale Community College 2009 — 2011
Associate of Arts (A.A.), Business Administration, 4.0
New York University 1979 — 1984
Management
Edward Yardeni's Prudential-Bache Securities Experience November 1982 - March 1991
Job President of Yardeni Research
Industry Financial Services
Experience
Yardeni Research, Inc. January 2007 - Present
Oak Associates, ltd. September 2004 - December 2006
Prudential Financial April 2002 - August 2004
Deutsche Bank April 1999 - March 2002
Deutsche Bank September 1995 - March 1999
CJ Lawrence (now Deustche Bank Securities) April 1991 - September 1995
Prudential-Bache Securities November 1982 - March 1991
EF Hutton January 1978 - October 1982
Federal Reserve Bank of New York July 1976 - December 1977
Skills
Investments, Investment Management, Fixed Income, Asset Management, Equities, Portfolio Management, Asset Allocation, Alternative Investments, Hedge Funds, Investment Strategies, Economics, Series 7, Mergers & Acquisitions, Asset Managment, Valuation, Capital Markets, Wealth Management, Securities, Mutual Funds, Private Banking, Financial Modeling
Education
Yale University 1972 — 1976
Doctor of Philosophy (PhD), Economics
Cornell University 1968 — 1972
Bachelor's degree, Economics
Yardeni Research, Inc. January 2007 - Present
Oak Associates, ltd. September 2004 - December 2006
Prudential Financial April 2002 - August 2004
Deutsche Bank April 1999 - March 2002
Deutsche Bank September 1995 - March 1999
CJ Lawrence (now Deustche Bank Securities) April 1991 - September 1995
Prudential-Bache Securities November 1982 - March 1991
EF Hutton January 1978 - October 1982
Federal Reserve Bank of New York July 1976 - December 1977
Skills
Investments, Investment Management, Fixed Income, Asset Management, Equities, Portfolio Management, Asset Allocation, Alternative Investments, Hedge Funds, Investment Strategies, Economics, Series 7, Mergers & Acquisitions, Asset Managment, Valuation, Capital Markets, Wealth Management, Securities, Mutual Funds, Private Banking, Financial Modeling
Education
Yale University 1972 — 1976
Doctor of Philosophy (PhD), Economics
Cornell University 1968 — 1972
Bachelor's degree, Economics
Michael Gavin's Prudential-Bache Securities Experience 1988 - 1990
Job Market Sales Manager
Industry Financial Services
Experience
Merrill Edge 2015 - Present
Merrill Edge June 2014 - Present
TD Ameritrade July 2009 - June 2014
Charles Schwab 1996 - 2009
Charles Schwab 1992 - 1996
Wheat First Securities 1990 - 1992
United States Marine Corps 1985 - 1991
Prudential Bache Securities 1988 - 1990
Skills
Series 7, Series 65, Series 9, Series 10, Sales, Fixed Annuities, Management, Uniform Combined State..., Series 24, Leadership, Finance, 401k, Life Insurance, Investment Strategies, Alternative Investments, Relationship Management, Trading, Customer Service, Private Banking, ETFs, Long-term Care, Options, Portfolio Management, Series 63, Risk Management
Education
George Mason University
Merrill Edge 2015 - Present
Merrill Edge June 2014 - Present
TD Ameritrade July 2009 - June 2014
Charles Schwab 1996 - 2009
Charles Schwab 1992 - 1996
Wheat First Securities 1990 - 1992
United States Marine Corps 1985 - 1991
Prudential Bache Securities 1988 - 1990
Skills
Series 7, Series 65, Series 9, Series 10, Sales, Fixed Annuities, Management, Uniform Combined State..., Series 24, Leadership, Finance, 401k, Life Insurance, Investment Strategies, Alternative Investments, Relationship Management, Trading, Customer Service, Private Banking, ETFs, Long-term Care, Options, Portfolio Management, Series 63, Risk Management
Education
George Mason University
Russ Fromm's Prudential-Bache Securities Experience July 1983 - June 1990
Job *
Industry Financial Services
Experience
Fromm Development Inc June 2008 - Present
Fromm Inc May 2008 - Present
Hampton Securities August 2000 - May 2008
BMO Nesbitt Burns July 1990 - July 2000
Prudential Bache Securities July 1983 - June 1990
Skills
Marketing Strategy, Investments, Equities, New Business Development, Real Estate, Investment Properties, Mergers & Acquisitions, Trading, Securities, Financial Markets, Financial Analysis
Education
Loyalist College
Fromm Development Inc June 2008 - Present
Fromm Inc May 2008 - Present
Hampton Securities August 2000 - May 2008
BMO Nesbitt Burns July 1990 - July 2000
Prudential Bache Securities July 1983 - June 1990
Skills
Marketing Strategy, Investments, Equities, New Business Development, Real Estate, Investment Properties, Mergers & Acquisitions, Trading, Securities, Financial Markets, Financial Analysis
Education
Loyalist College
Roberta Renton's Prudential-Bache Securities Experience January 1989 - June 1995
Job Accountant/Reporting & Analytics
Industry Information Services
Experience
Chicago Waldorf School October 2013 - Present
Cobalt March 2011 - August 2011
Renton & Johnston Design September 2003 - January 2006
Fiona Price & Partners April 2000 - April 2001
William M. Mercer Ltd. May 1997 - March 2000
Sphere Drake Underwriting Management Ltd. July 1995 - May 1997
Prudential-Bache Securities January 1989 - June 1995
Skills
Accounting, Business Intelligence, Financial Analysis, Data Analysis, Analytics, Budgets, Strategic Planning, Data Warehousing, SQL, Tableau, Forecasting, Data Mining
Education
The London School of Economics and Political Science (LSE) 1987 — 1988
MSc, Accounting & Finance
Binghamton University 1982 — 1986
BA, Economics
Bellevue College 2011 — 2012
Certificate, Business Intelligence Analysis
Chicago Waldorf School October 2013 - Present
Cobalt March 2011 - August 2011
Renton & Johnston Design September 2003 - January 2006
Fiona Price & Partners April 2000 - April 2001
William M. Mercer Ltd. May 1997 - March 2000
Sphere Drake Underwriting Management Ltd. July 1995 - May 1997
Prudential-Bache Securities January 1989 - June 1995
Skills
Accounting, Business Intelligence, Financial Analysis, Data Analysis, Analytics, Budgets, Strategic Planning, Data Warehousing, SQL, Tableau, Forecasting, Data Mining
Education
The London School of Economics and Political Science (LSE) 1987 — 1988
MSc, Accounting & Finance
Binghamton University 1982 — 1986
BA, Economics
Bellevue College 2011 — 2012
Certificate, Business Intelligence Analysis
Diane Guididas's Prudential-Bache Securities Experience 1987 - 1988
Job Owner, Window Treatments by Diane
Industry Design
Experience
Window Treatments by Diane 2000 - Present
Citigroup 1988 - November 1994
Prudential Bache Securities 1987 - 1988
The Ryan Group, PA 1984 - 1987
Prudential Insurance Co. 1981 - 1984
Prudential Propery and Casualty 1977 - 1981
Skills
Window Treatments, Draperies, Window Coverings, Shutters, Sewing, Custom Window Treatments, Blinds, Shades, Natural woven shades, Valances, Cornices, Upholstery, Pillows, Table runners, Stationary Panels, Table skirts, Interior Architecture, Bedding, Interior Design, Space planning, Residential Design, Window Treatment, Furniture, Accessorizing, Paint color..., Event Planning, Roman shades
Education
Kean University 1972 — 1976
BA, Art History/ Interior Design
Window Treatments by Diane 2000 - Present
Citigroup 1988 - November 1994
Prudential Bache Securities 1987 - 1988
The Ryan Group, PA 1984 - 1987
Prudential Insurance Co. 1981 - 1984
Prudential Propery and Casualty 1977 - 1981
Skills
Window Treatments, Draperies, Window Coverings, Shutters, Sewing, Custom Window Treatments, Blinds, Shades, Natural woven shades, Valances, Cornices, Upholstery, Pillows, Table runners, Stationary Panels, Table skirts, Interior Architecture, Bedding, Interior Design, Space planning, Residential Design, Window Treatment, Furniture, Accessorizing, Paint color..., Event Planning, Roman shades
Education
Kean University 1972 — 1976
BA, Art History/ Interior Design
Chris Wyser-Pratte's Prudential-Bache Securities Experience September 1984 - October 1990
Job Retired and happy to be at Home
Industry Financial Services
Experience
Home May 1993 - Present
WULICHWAVE December 1998 - May 2000
Value Added Capital June 1993 - September 1995
HELLMOLD ASSOCIATES October 1990 - December 1992
Prudential Bache Securities September 1984 - October 1990
Warburg Paribas Becker 1972 - 1984
Education
Stanford University Graduate School of Business 1970 — 1972
Master of Business Administration (MBA), Finance and Financial Management Services
University of Rochester 1961 — 1965
Bachelor of Arts (BA), History
Home May 1993 - Present
WULICHWAVE December 1998 - May 2000
Value Added Capital June 1993 - September 1995
HELLMOLD ASSOCIATES October 1990 - December 1992
Prudential Bache Securities September 1984 - October 1990
Warburg Paribas Becker 1972 - 1984
Education
Stanford University Graduate School of Business 1970 — 1972
Master of Business Administration (MBA), Finance and Financial Management Services
University of Rochester 1961 — 1965
Bachelor of Arts (BA), History
JEFF PINES's Prudential-Bache Securities Experience October 1984 - December 1986
Job president of madewell kitchens
Industry Construction
Experience
madewell kitchens February 1995 - Present
madewell kitchen cabinet distributors February 1994 - Present
DuPont January 1986 - January 1988
PRUDENTIAL BACHE SECURITIES October 1984 - December 1986
Skills
Sales Management, Negotiation, Construction Management, New Business Development, Account Management, Fashion Design, Contract Negotiation
Education
Long Island University, C.W. Post Campus 1981 — 1984
finance/economics
madewell kitchens February 1995 - Present
madewell kitchen cabinet distributors February 1994 - Present
DuPont January 1986 - January 1988
PRUDENTIAL BACHE SECURITIES October 1984 - December 1986
Skills
Sales Management, Negotiation, Construction Management, New Business Development, Account Management, Fashion Design, Contract Negotiation
Education
Long Island University, C.W. Post Campus 1981 — 1984
finance/economics
Bill Floyd-Jones's Prudential-Bache Securities Experience 1981 - 1983
Job Senior Advisor, Options Regulation, FINRA
Industry Financial Services
Experience
FINRA November 2010 - Present
Van der Moolen Specialists June 2007 - November 2010
Van der Moolen Specialists June 2005 - June 2007
American Stock Exchange 1991 - 2005
American Stock Exchange 1987 - 1991
American Stock Exchange 1983 - 1987
Prudential Bache Securities 1981 - 1983
Education
New York University - Leonard N. Stern School of Business 1985 — 1987
Advanced Professional Certificate, Finance
The George Washington University Law School 1978 — 1981
JD, Law
Boston University 1973 — 1977
BS, Journalism
FINRA November 2010 - Present
Van der Moolen Specialists June 2007 - November 2010
Van der Moolen Specialists June 2005 - June 2007
American Stock Exchange 1991 - 2005
American Stock Exchange 1987 - 1991
American Stock Exchange 1983 - 1987
Prudential Bache Securities 1981 - 1983
Education
New York University - Leonard N. Stern School of Business 1985 — 1987
Advanced Professional Certificate, Finance
The George Washington University Law School 1978 — 1981
JD, Law
Boston University 1973 — 1977
BS, Journalism
Sandra Jeske, CMP's Prudential-Bache Securities Experience 1986 - 1987
Job Experienced conference and events professional. Proprietor of fun and dedication. Details are my business.
Industry Nonprofit Organization Management
Experience
MRA - The Management Association July 2013 - Present
Employer Associations of America (EAA) November 2013 - Present
National Funeral Directors Association (NFDA) November 2004 - December 2012
National Funeral Directors Association 1987 - December 2012
Funeral and Memorial Information Council (FAMIC) 2009 - 2010
National Funeral Directors Association 1996 - 2004
National Funeral Directors Association 1987 - 1996
Prudential-Bache Securities 1986 - 1987
Applied Power, Inc. 1985 - 1986
Skills
event planning, Contract Negotiation, Speaker Acquisition, Team Leadership, Hotels, Lodging, Tour Management, Travel Planning, Food & Beverage, Budget Reconciliation, Non-profits, Event Planning, Public Speaking, Meeting Planning, Nonprofits, Marketing Communications, Social Media Marketing, Social Media, Leadership, Budgets, Management, Marketing, Trade Shows, Community Outreach, Event Management
Education
Milwaukee Area Technical College
Associate, Administrative Business
MRA - The Management Association July 2013 - Present
Employer Associations of America (EAA) November 2013 - Present
National Funeral Directors Association (NFDA) November 2004 - December 2012
National Funeral Directors Association 1987 - December 2012
Funeral and Memorial Information Council (FAMIC) 2009 - 2010
National Funeral Directors Association 1996 - 2004
National Funeral Directors Association 1987 - 1996
Prudential-Bache Securities 1986 - 1987
Applied Power, Inc. 1985 - 1986
Skills
event planning, Contract Negotiation, Speaker Acquisition, Team Leadership, Hotels, Lodging, Tour Management, Travel Planning, Food & Beverage, Budget Reconciliation, Non-profits, Event Planning, Public Speaking, Meeting Planning, Nonprofits, Marketing Communications, Social Media Marketing, Social Media, Leadership, Budgets, Management, Marketing, Trade Shows, Community Outreach, Event Management
Education
Milwaukee Area Technical College
Associate, Administrative Business
Craig Tubman CFA's Prudential-Bache Securities Experience May 1987 - March 1990
Job
Industry Investment Management
Experience
Canaccord Genuity Wealth Management November 2009 - Present
BMO Nesbitt Burns March 1990 - November 2009
Prudential Bache Securities May 1987 - March 1990
Skills
Investment Advisory, Investment Strategies, Wealth Management, GIC, ETFs, Retirement Planning, TFSA, RRSP, Mutual Funds, Wealth, Wealth Management..., Asset Allocation, Bonds, Asset Management, Estate Planning, Investments, Trading, Hedge Funds, Financial Markets, Equities, Equity Research, Canadian Securities..., Derivatives, Investment Banking, FX Options, Risk Management, Financial Analysis, Private Placements, Options, Capital Markets, Fixed Income, Private Equity, Securities, Retirement, Investment Management, Investor Relations, Pensions, Personal Financial..., Strategic Financial..., Portfolio Management, Bloomberg, Valuation, IPO, Equity Valuation, Equity Trading, Emerging Markets, Alternative Investments
Education
Queen's University 1980 — 1985
BA, Politics / Economics
CFA Institute
Chartered Financial Analyst, Portfolio Management
Canaccord Genuity Wealth Management November 2009 - Present
BMO Nesbitt Burns March 1990 - November 2009
Prudential Bache Securities May 1987 - March 1990
Skills
Investment Advisory, Investment Strategies, Wealth Management, GIC, ETFs, Retirement Planning, TFSA, RRSP, Mutual Funds, Wealth, Wealth Management..., Asset Allocation, Bonds, Asset Management, Estate Planning, Investments, Trading, Hedge Funds, Financial Markets, Equities, Equity Research, Canadian Securities..., Derivatives, Investment Banking, FX Options, Risk Management, Financial Analysis, Private Placements, Options, Capital Markets, Fixed Income, Private Equity, Securities, Retirement, Investment Management, Investor Relations, Pensions, Personal Financial..., Strategic Financial..., Portfolio Management, Bloomberg, Valuation, IPO, Equity Valuation, Equity Trading, Emerging Markets, Alternative Investments
Education
Queen's University 1980 — 1985
BA, Politics / Economics
CFA Institute
Chartered Financial Analyst, Portfolio Management
Sharon Kuhnert's Prudential-Bache Securities Experience March 1979 - July 1989
Job Owner Five Guys Burgers and Fries Resturants
Industry Restaurants
Experience
Five Guys Burgers and Fries ,Temecula CA August 2010 - Present
Five Guys Burgers and Fries ,Temecula CA August 2010 - Present
Prudential Bache Securities March 1979 - July 1989
Education
DePaul University
Finance
Five Guys Burgers and Fries ,Temecula CA August 2010 - Present
Five Guys Burgers and Fries ,Temecula CA August 2010 - Present
Prudential Bache Securities March 1979 - July 1989
Education
DePaul University
Finance
Randall Shoker's Prudential-Bache Securities Experience June 1986 - August 1990
Job President Shoker Investment Counsel, Inc.
Industry Investment Management
Experience
Shoker Investment Counsel, Inc. August 1990 - Present
Miami University Farmer School of Business January 2007 - Present
Prudential Bache Securities June 1986 - August 1990
Cowen and Company March 1985 - June 1986
Skills
Portfolio Management, Equity Trading, Fixed Income Portfolio..., Investment Tax..., Pension and Retirement..., Retirement Income..., Risk Management, Pre Retirement Income...
Education
Talawanda 1974 — 1978
Miami University
Bachelor of Arts (BA)
Shoker Investment Counsel, Inc. August 1990 - Present
Miami University Farmer School of Business January 2007 - Present
Prudential Bache Securities June 1986 - August 1990
Cowen and Company March 1985 - June 1986
Skills
Portfolio Management, Equity Trading, Fixed Income Portfolio..., Investment Tax..., Pension and Retirement..., Retirement Income..., Risk Management, Pre Retirement Income...
Education
Talawanda 1974 — 1978
Miami University
Bachelor of Arts (BA)
Rob Brusca's Prudential-Bache Securities Experience June 1983 - November 1987
Job Program Manager, Vice President at BNY Mellon
Industry Financial Services
Experience
BNY Mellon June 2014 - April 2015
Bank of New York Mellon November 1987 - May 2014
Prudential Bache Securities June 1983 - November 1987
Skills
Fixed Income, Securities, Mutual Funds, Global Custody, Asset Managment, Accounting, Bloomberg, Hedge Funds, Investments, Equities, Asset Management, Auditing, Derivatives, Financial Reporting, Capital Markets, Relationship Management, Fund Administration, Fund Accounting, Financial Services, Financial Analysis, Middle Office, Management, Alternative Investments, Leadership, Financial Markets, Bonds
Education
Fordham Gabelli School of Business 1982 — 1985
Masters, Finance
Fordham University 1977 — 1981
Bachelor of Science, Psychology/ Math
BNY Mellon June 2014 - April 2015
Bank of New York Mellon November 1987 - May 2014
Prudential Bache Securities June 1983 - November 1987
Skills
Fixed Income, Securities, Mutual Funds, Global Custody, Asset Managment, Accounting, Bloomberg, Hedge Funds, Investments, Equities, Asset Management, Auditing, Derivatives, Financial Reporting, Capital Markets, Relationship Management, Fund Administration, Fund Accounting, Financial Services, Financial Analysis, Middle Office, Management, Alternative Investments, Leadership, Financial Markets, Bonds
Education
Fordham Gabelli School of Business 1982 — 1985
Masters, Finance
Fordham University 1977 — 1981
Bachelor of Science, Psychology/ Math
Patrick J. Navarra's Prudential-Bache Securities Experience 1986 - 1988
Job Senior Director, Global Office Operations
Industry Wholesale
Experience
AppNexus January 2013 - Present
Plesser's Appliances & Electronics 2010 - December 2012
National Basketball Association 2007 - 2010
MediaLab 3D Studio 2003 - 2007
Jupiter Media Metrix 2000 - 2002
Comedy Central 1994 - 2000
Prudential Bache Securities 1986 - 1988
Education
Columbia College (NY) 1982 — 1986
BA, Economics
AppNexus January 2013 - Present
Plesser's Appliances & Electronics 2010 - December 2012
National Basketball Association 2007 - 2010
MediaLab 3D Studio 2003 - 2007
Jupiter Media Metrix 2000 - 2002
Comedy Central 1994 - 2000
Prudential Bache Securities 1986 - 1988
Education
Columbia College (NY) 1982 — 1986
BA, Economics
Kathleen O'Bannon's Prudential-Bache Securities Experience January 1979 - August 1982
Job Development Director
Industry Nonprofit Organization Management
Experience
CrossRoads Corporation for Affordable Housing and Community Development, Inc. April 2012 - Present
The Prudential Realty Group January 1985 - July 1993
Prudential Bache Securities January 1979 - August 1982
Skills
Proposal Writing, Public Speaking, Fundraising
Education
The University of Texas at Austin - The Red McCombs School of Business 1982 — 1984
MBA, Real Estate
Louisiana State University 1974 — 1978
BA, History
CrossRoads Corporation for Affordable Housing and Community Development, Inc. April 2012 - Present
The Prudential Realty Group January 1985 - July 1993
Prudential Bache Securities January 1979 - August 1982
Skills
Proposal Writing, Public Speaking, Fundraising
Education
The University of Texas at Austin - The Red McCombs School of Business 1982 — 1984
MBA, Real Estate
Louisiana State University 1974 — 1978
BA, History
Charles O'Brien's Prudential-Bache Securities Experience July 1990 - August 1991
Job General Counsel at Statoil North America, Inc.
Industry Oil & Energy
Experience
Statoil US Holdings Inc. June 1999 - Present
Commodity Futures Trading Commission August 1996 - June 1999
Resolution Trust Corporation June 1994 - December 1995
Timber Hill Inc. August 1991 - August 1993
Prudential Bache Securities July 1990 - August 1991
Skills
Mergers, Petroleum, Mergers & Acquisitions, Oil & Gas Law, Contract Negotiation, Joint Ventures, Contract Management, Energy, Gas, Oil & Gas Industry, Corporate Governance, Energy Industry, Upstream, Due Diligence, Maritime Law, Natural Gas, Corporate Law, Commodity Markets, Energy Markets
Education
The Catholic University of America, Columbus School of Law 1993 — 1996
JD, Law
University of Illinois at Urbana-Champaign 1986 — 1990
BA, Economics
Marian Catholic High School 1982 — 1986
Statoil US Holdings Inc. June 1999 - Present
Commodity Futures Trading Commission August 1996 - June 1999
Resolution Trust Corporation June 1994 - December 1995
Timber Hill Inc. August 1991 - August 1993
Prudential Bache Securities July 1990 - August 1991
Skills
Mergers, Petroleum, Mergers & Acquisitions, Oil & Gas Law, Contract Negotiation, Joint Ventures, Contract Management, Energy, Gas, Oil & Gas Industry, Corporate Governance, Energy Industry, Upstream, Due Diligence, Maritime Law, Natural Gas, Corporate Law, Commodity Markets, Energy Markets
Education
The Catholic University of America, Columbus School of Law 1993 — 1996
JD, Law
University of Illinois at Urbana-Champaign 1986 — 1990
BA, Economics
Marian Catholic High School 1982 — 1986
Paul Shapiro's Prudential-Bache Securities Experience January 1997 - December 1997
Job Technical Project Manager at BNY Mellon
Industry
Experience
BNY Mellon November 1997 - Present
Prudential-Bache Securities January 1997 - December 1997
Prudential-Bache Securities November 1996 - November 1997
Skills
Requirements Analysis, SDLC, Software Project..., Business Analysis, Disaster Recovery, Requirements Gathering, Project Portfolio..., PMO, Project Delivery, Visio, PMP, Enterprise Architecture, Risk Management, IT Strategy, Data Migration, Data Warehousing, Business Requirements
Education
New York University
Provided upon request, Project Management
New York University
Project Management
BNY Mellon November 1997 - Present
Prudential-Bache Securities January 1997 - December 1997
Prudential-Bache Securities November 1996 - November 1997
Skills
Requirements Analysis, SDLC, Software Project..., Business Analysis, Disaster Recovery, Requirements Gathering, Project Portfolio..., PMO, Project Delivery, Visio, PMP, Enterprise Architecture, Risk Management, IT Strategy, Data Migration, Data Warehousing, Business Requirements
Education
New York University
Provided upon request, Project Management
New York University
Project Management
Lynn Sclafani's Prudential-Bache Securities Experience August 1983 - August 1986
Job Director Citigroup Global Strategy & Business Reengineering Derivatives and Capital Markets
Industry Financial Services
Experience
Citi August 1986 - Present
Citi January 2008 - February 2011
Citi March 2007 - December 2009
Citi August 1999 - March 2007
Citi August 1999 - March 2006
Citi July 1996 - June 2001
Citi August 1986 - June 1996
Prudential Bache Securities August 1983 - August 1986
Skills
Risk Management, Derivatives, Capital Markets
Education
City University of New York-College of Staten Island
Economics, Finance
Citi August 1986 - Present
Citi January 2008 - February 2011
Citi March 2007 - December 2009
Citi August 1999 - March 2007
Citi August 1999 - March 2006
Citi July 1996 - June 2001
Citi August 1986 - June 1996
Prudential Bache Securities August 1983 - August 1986
Skills
Risk Management, Derivatives, Capital Markets
Education
City University of New York-College of Staten Island
Economics, Finance
Paula Goodreau's Prudential-Bache Securities Experience 1975 - 1980
Job Graduate Program Coordinator at American International College
Industry Higher Education
Experience
American International College October 2013 - Present
American International College October 2012 - October 2013
Employers Associaton of the NorthEast January 2012 - September 2012
Springifeld Technical Community College 1998 - 2011
RW Beck 1994 - 1997
Massachusetts Municipal Wholesale Electric Co 1980 - 1994
Excel Metallurgical 1980 - 1980
Prudential-Bache Securities 1975 - 1980
Steiger's 1974 - 1975
Skills
Training, Strategic Planning, Project Planning, Management, Marketing, Nonprofits, Research, Recruiting, System Administration, Microsoft Office, Community Outreach, Leadership Development, Fundraising, Higher Education, Program Development, Customer Service, Event Planning, Organizational..., Human Resources, Staff Development, Adult Education, Leadership, Coaching, Public Speaking, Resume Writing, Teaching, Social Networking, Instructional Design, Grant Writing, Curriculum Design, Volunteer Management, Supervisory Skills, Workshop Facilitation, Curriculum Development, Time Management
Education
American International College
Bachelors, Business
American International College
Masters, Business
Cathedral High School
Springfield Technical Community College
Associates, Computer Science
American International College October 2013 - Present
American International College October 2012 - October 2013
Employers Associaton of the NorthEast January 2012 - September 2012
Springifeld Technical Community College 1998 - 2011
RW Beck 1994 - 1997
Massachusetts Municipal Wholesale Electric Co 1980 - 1994
Excel Metallurgical 1980 - 1980
Prudential-Bache Securities 1975 - 1980
Steiger's 1974 - 1975
Skills
Training, Strategic Planning, Project Planning, Management, Marketing, Nonprofits, Research, Recruiting, System Administration, Microsoft Office, Community Outreach, Leadership Development, Fundraising, Higher Education, Program Development, Customer Service, Event Planning, Organizational..., Human Resources, Staff Development, Adult Education, Leadership, Coaching, Public Speaking, Resume Writing, Teaching, Social Networking, Instructional Design, Grant Writing, Curriculum Design, Volunteer Management, Supervisory Skills, Workshop Facilitation, Curriculum Development, Time Management
Education
American International College
Bachelors, Business
American International College
Masters, Business
Cathedral High School
Springfield Technical Community College
Associates, Computer Science
Paul Quartararo, Esq.'s Prudential-Bache Securities Experience 1985 - 1986
Job Chestnut Ridge Partners, LLC
Industry Legal Services
Experience
Quartararo & Lois, PLLC January 1989 - 2014
Shearson Lehman Hutton Inc May 1988 - July 1989
Prudential Bache Securities 1985 - 1986
Skills
Real Estate Transactions, Litigation, Legal Research, Corporate Law, Appeals, Legal Advice
Education
New York Law School 1986 — 1989
Juris Doctor (J.D.)
Ohio Wesleyan University 1980 — 1984
Bachelor’s Degree, Major History/Minor Economics
Kent School Kent, Connecticut 1976 — 1980
Quartararo & Lois, PLLC January 1989 - 2014
Shearson Lehman Hutton Inc May 1988 - July 1989
Prudential Bache Securities 1985 - 1986
Skills
Real Estate Transactions, Litigation, Legal Research, Corporate Law, Appeals, Legal Advice
Education
New York Law School 1986 — 1989
Juris Doctor (J.D.)
Ohio Wesleyan University 1980 — 1984
Bachelor’s Degree, Major History/Minor Economics
Kent School Kent, Connecticut 1976 — 1980
Laura Besecker's Prudential-Bache Securities Experience 1984 - 1987
Job
Industry Health, Wellness and Fitness
Experience
Institute for Integrative Nutrition September 2012 - Present
Besecker household 1988 - Present
Pennmark Auto Group 1992 - 2010
Prudential Bache Securities 1984 - 1987
John Hancock Financial Services 1979 - 1984
Skills
Fitness, Wellness Coaching, Nutrition, Wellness, Yoga, Corporations, Nutrition Education, Health Education
Education
ST. JOHNS UNIVERSITY, JAMAICA, NEW YORK 1974 — 1978
Bachelor's degree, MARKETING AND MEDIA COMMUNICATIONS
St. John's University 1974 — 1978
BS, Communications/marketing
St. Johns University 1974 — 1978
Bachelor of Arts (B.A.), Marketing and media communications
Institute for Integrative Nutrition September 2012 - Present
Besecker household 1988 - Present
Pennmark Auto Group 1992 - 2010
Prudential Bache Securities 1984 - 1987
John Hancock Financial Services 1979 - 1984
Skills
Fitness, Wellness Coaching, Nutrition, Wellness, Yoga, Corporations, Nutrition Education, Health Education
Education
ST. JOHNS UNIVERSITY, JAMAICA, NEW YORK 1974 — 1978
Bachelor's degree, MARKETING AND MEDIA COMMUNICATIONS
St. John's University 1974 — 1978
BS, Communications/marketing
St. Johns University 1974 — 1978
Bachelor of Arts (B.A.), Marketing and media communications
Carol Doran-Timmins's Prudential-Bache Securities Experience June 1982 - September 1984
Job Regional Compliance Officer at JPMorgan Chase Bank N.A.
Industry Financial Services
Experience
JPMorgan Chase May 2012 - Present
UBS Financial Services Inc. August 2010 - May 2012
Morgan Stanley Smith Barney September 1984 - August 2010
Prudential Bache Securities June 1982 - September 1984
Education
Pace University-New York 1978 — 1982
Bachelor of Business Administration (BBA), Business Administration and Management, General
JPMorgan Chase May 2012 - Present
UBS Financial Services Inc. August 2010 - May 2012
Morgan Stanley Smith Barney September 1984 - August 2010
Prudential Bache Securities June 1982 - September 1984
Education
Pace University-New York 1978 — 1982
Bachelor of Business Administration (BBA), Business Administration and Management, General
Douglas Headley's Prudential-Bache Securities Experience July 1984 - December 1987
Job Senior Vice President at Old Point Trust
Industry Banking
Experience
Old Point Trust June 2015 - Present
SunTrust Bank September 1994 - June 2015
PNC October 1991 - September 1994
PNC January 1988 - September 1991
Prudential-Bache Securities July 1984 - December 1987
Industrial Promotions, Inc June 1979 - July 1984
Skills
Estate Administration, Personal Trust..., New Business Development, Portfolio Management, Wealth Management, Financial Services, Investments
Education
University of Kentucky 1976 — 1979
Bachelor's Degree, Business Administration and Management, General
Penn State Erie, The Behrend College 1975 — 1976
General Studies
Old Point Trust June 2015 - Present
SunTrust Bank September 1994 - June 2015
PNC October 1991 - September 1994
PNC January 1988 - September 1991
Prudential-Bache Securities July 1984 - December 1987
Industrial Promotions, Inc June 1979 - July 1984
Skills
Estate Administration, Personal Trust..., New Business Development, Portfolio Management, Wealth Management, Financial Services, Investments
Education
University of Kentucky 1976 — 1979
Bachelor's Degree, Business Administration and Management, General
Penn State Erie, The Behrend College 1975 — 1976
General Studies
Dennis O'Connor's Prudential-Bache Securities Experience September 1986 - May 1989
Job Cetera Advisors LLC.
Industry Investment Management
Experience
Cetera Advisors LLC September 2013 - Present
LPL Financial December 1993 - August 2013
Merrill Lynch May 1991 - December 1993
Shearson Lehman American Express May 1989 - May 1991
Prudential Bache Securities September 1986 - May 1989
Skills
Series 24, Series 7, Series 63, Life Insurance, Variable Annuities, Health Insurance, Wealth Management
Education
City University of New York-John Jay College of Criminal Justice 1977 — 1979
Criminal Justice
Baruch College, City University of New York (CUNY) 1974 — 1977
Finance
Mater Christi High School 1970 — 1974
High School Diploma, Liberal Arts
Most Precious Blood 1961 — 1970
Cetera Advisors LLC September 2013 - Present
LPL Financial December 1993 - August 2013
Merrill Lynch May 1991 - December 1993
Shearson Lehman American Express May 1989 - May 1991
Prudential Bache Securities September 1986 - May 1989
Skills
Series 24, Series 7, Series 63, Life Insurance, Variable Annuities, Health Insurance, Wealth Management
Education
City University of New York-John Jay College of Criminal Justice 1977 — 1979
Criminal Justice
Baruch College, City University of New York (CUNY) 1974 — 1977
Finance
Mater Christi High School 1970 — 1974
High School Diploma, Liberal Arts
Most Precious Blood 1961 — 1970
Glen Director's Prudential-Bache Securities Experience January 1990 - August 1990
Job
Industry Financial Services
Experience
Credit Suisse August 1990 - Present
Prudential Bache Securities January 1990 - August 1990
Salomon Brothers January 1988 - January 1990
Skills
Management, Research, Sales, Leadership, Training, Team Building, Banking, Customer Service, Business Development, Cross-functional Team..., Process Improvement, Team Leadership, Operations Management, Problem Solving, Equities, Program Trading, Electronic Trading, Global Operations, Capital Markets, Middle Office, Foreign Exchange
Education
Stony Brook University 1985 — 1988
Political Science, Political Science and Government
Credit Suisse August 1990 - Present
Prudential Bache Securities January 1990 - August 1990
Salomon Brothers January 1988 - January 1990
Skills
Management, Research, Sales, Leadership, Training, Team Building, Banking, Customer Service, Business Development, Cross-functional Team..., Process Improvement, Team Leadership, Operations Management, Problem Solving, Equities, Program Trading, Electronic Trading, Global Operations, Capital Markets, Middle Office, Foreign Exchange
Education
Stony Brook University 1985 — 1988
Political Science, Political Science and Government
steve hammack's Prudential-Bache Securities Experience 1991 - 1995
Job Energy Consultant at Hammack Consulting
Industry Oil & Energy
Experience
Hammack Consulting January 2014 - Present
Great Eastern Energy January 2010 - January 2014
ConocoPhillips January 2009 - June 2009
BP December 2006 - May 2008
Constellation October 2004 - January 2006
Consumers Energy October 2000 - June 2003
Amerex Power Ltd January 1996 - October 2000
Dean Witter Reynolds Inc. January 1995 - January 1996
Prudential Bache Securities 1991 - 1995
Skills
Power, Natural Gas, Hedging, Technical Analysis, Supply Contract..., Position Analysis, Retail Energy Management, Renewable Energy Credits, Power Capacity, WACOGS analysis, Energy Markets, Energy Industry, Renewable Energy, Commodity Markets, Electricity Markets, Management, Trading
Education
Stephen F. Austin State University 1984 — 1989
Bachelor of Business Administration (B.B.A.), Finance
Hammack Consulting January 2014 - Present
Great Eastern Energy January 2010 - January 2014
ConocoPhillips January 2009 - June 2009
BP December 2006 - May 2008
Constellation October 2004 - January 2006
Consumers Energy October 2000 - June 2003
Amerex Power Ltd January 1996 - October 2000
Dean Witter Reynolds Inc. January 1995 - January 1996
Prudential Bache Securities 1991 - 1995
Skills
Power, Natural Gas, Hedging, Technical Analysis, Supply Contract..., Position Analysis, Retail Energy Management, Renewable Energy Credits, Power Capacity, WACOGS analysis, Energy Markets, Energy Industry, Renewable Energy, Commodity Markets, Electricity Markets, Management, Trading
Education
Stephen F. Austin State University 1984 — 1989
Bachelor of Business Administration (B.B.A.), Finance
Michael Hankes's Prudential-Bache Securities Experience April 1984 - August 1999
Job Branch Manager
Industry Financial Services
Experience
Self-employed March 2006 - Present
UBS August 1999 - March 2006
Prudential Bache Securities April 1984 - August 1999
Skills
Investment Advisory...
Education
DePaul University 1982 — 1984
Master of Business Administration (MBA), Business Administration and Management, General
DePaul University 1980 — 1982
Bachelor of Science (BS), Business/Commerce, General
Self-employed March 2006 - Present
UBS August 1999 - March 2006
Prudential Bache Securities April 1984 - August 1999
Skills
Investment Advisory...
Education
DePaul University 1982 — 1984
Master of Business Administration (MBA), Business Administration and Management, General
DePaul University 1980 — 1982
Bachelor of Science (BS), Business/Commerce, General
Citizens Bank
Indymac Bank
MBNA
First Union National Bank
Prudential Securities
SunTrust Mortgage
Federal Reserve Board
Zions Bancorporation