Prudential Securities
Industry: Bank
DescriptionPrudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities
Prudential Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Prudential Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Prudential Securities Employees
Coldwell Banker Residential Brokers February 2007 - Present
Alain Pinel Realtors February 2005 - April 2007
GPR INC April 1997 - April 2004
Merrill Lynch February 1995 - June 1997
Prudential Securities February 1985 - February 1995
Education
Purdue University 1964 — 1969
Civil Engineering, Structural Engineering
Sonic Cinema January 2014 - Present
Sonic Cinema September 2008 - Present
Sony Pictures and Television October 2006 - October 2008
Monster Cable Products 2003 - 2006
Freelancer 1999 - 2003
Market Vibe October 2000 - December 2001
Monster Cable Products September 1998 - December 1999
Prudential Securities March 1997 - December 1998
Iron Horse Music Hall September 1993 - December 1996
Oracle October 1989 - June 1993
Skills
Video, Digital Media, Video Production, Final Cut Pro, Commercials, New Media, Multimedia, Product Management, Content Strategy, Motion Graphics, Film, Integrated Marketing, Social Media Marketing, Post Production, Videography, Broadcast, Entertainment, Cinematography, Mobile Applications, User Interface Design, Editing, Story Structure, Sound Design, Video..., Photoshop/After Effects, Product Design, Negotiation, Illustration, Typography, Scrum, Product Development, Advertising, Risk Management, Business Planning, Visual Design, User Scenarios, Lighting Design, Interface Programming, Business Strategy, Cross-functional Team..., Account Management, Advertising..., Business Plan Evaluation, Speaker/Trainer, Customer Service..., Customer Negotiations, Client Relations, Strategic/Tactical..., Coffee Roasting
Education
UCLA 2000 — 2002
Coursework extended education
Bay Area Video Coalition 1999 — 2002
Film Arts Foundation 1999 — 2002
San Francisco State University 1986 — 1990
B.A.
University of Oregon 1984 — 1985
Palo Alto High School 1982 — 1984
HS Diploma
Amherst-Pelham Regional High School 1980 — 1982
Seattle Funding Group September 2000 - Present
Financial Industry Regulatory Authority 1999 - Present
A.G. Edwards & Sons 1997 - 2000
Prudential Securities 1994 - 1997
Shearson Lehman Bros. 1992 - 1994
Law Firm of Smith Alling Lane 1991 - 1992
Nordstrom 1986 - 1990
Skills
Loans, Investments, Commercial Real Estate, Due Diligence, Finance, Real Estate, Portfolio Management, Sellers, Residential Homes, Real Estate Financing, Refinance, Mortgage Lending, Foreclosures, Real Estate Transactions, Negotiation, Credit, Legal Research
Education
Seattle University School of Law
J.D., Law
University of Puget Sound
B.A., Business Admin
Liberty Mutual Insurance October 2010 - Present
Liberty Mutual Insurance January 2010 - December 2010
Liberty Mutual Insurance April 2009 - January 2010
HSBC Consumer Lending Division September 2002 - April 2009
Beneficial/HSBC October 2001 - August 2002
TD Banknorth June 2001 - September 2001
Prudential Securities October 1998 - May 2001
Countrywide Home Loans February 1998 - September 1998
Wells Fargo Financial May 1997 - February 1998
Skills
Insurance, Mortgage Lending, Sales Management, Financial Services, Mortgage Marketing, Consumer Lending, Sales, Underwriting, Life Insurance, Fixed Annuities, Account Management, Customer Service, Finance, Credit, Leadership, Time Management, Investments, Term Life Insurance, Customer Retention
Education
Rhode Island College 1993 — 1997
Bachelors, Business Management
AmeriHealth Insurance Co of NJ 2011 - Present
Matrix Development Group December 1994 - September 2011
United Pacific Life Insurance Company May 1990 - December 1994
Prudential-Bache Securities 1990 - 1993
United Pacific Life 1989 - 1993
Hugh Carver Group September 1988 - May 1990
Revlon 1984 - 1990
Prudential Securities December 1986 - September 1988
Revlon, Inc January 1979 - September 1986
Skills
Microsoft Office, Leadership, Budgets, Cross-functional Team..., Active Directory, Contract Management, Advertising, Negotiation, Policy, Contract Negotiation, Process Improvement, Financial Reporting, Strategic Planning, Business Development, Customer Service, Forecasting, Business Analysis
Education
Rider University 1980 — 1982
MBA, MIS
Rutgers, The State University of New Jersey-New Brunswick 1973 — 1977
Bachelor of Arts, Business Administration
Notre Dame High School 1969 — 1973
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Wells Fargo Advisors, LLC October 2005 - Present
Smith Barney December 2000 - November 2005
Prudential Securities September 1998 - December 2000
United States Air Force September 1994 - September 1998
Skills
Investment Advisory, Marketing Strategy, Mutual Funds, Insurance, Commercial Banking, Relationship Management, Financial Services, Financial Advisory, Alternative Investments, Credit Analysis, Investments, Corporate Finance, Equities, Recruiting, Small Business Lending, Hedge Funds, Investment Banking
Education
Pepperdine University, The George L. Graziadio School of Business and Management
B.S., Business Management
University of Southern California - Marshall School of Business
MBA, Business Management
Sunrise Senior Living September 2015 - Present
Merin LLC January 2014 - September 2015
zulily April 2013 - December 2013
Lucasfilm July 2008 - April 2012
LucasArts June 2004 - June 2008
Gap Inc. June 2002 - June 2004
Sterling Payot Company April 1999 - May 2001
Wedbush Morgan Securities December 1994 - March 1999
Prudential Securities September 1992 - December 1994
Skills
Recruiting, Sourcing, Applicant Tracking..., Executive Search, Onboarding, Human Resources, Internet Recruiting, Talent Acquisition, Interviews, College Recruiting, Training, Technical Recruiting, Talent Management, Contract Recruitment, Project Management, Process Improvement, Leadership, Employee Relations, Temporary Placement, Management, CRM, Screening, Screening Resumes, Benefits Negotiation
Education
Penn State University 2008 — 2011
Bachelor of Arts (B.A.), Letters, Arts & Sciences
Jernigan Commodities Global April 2011 - Present
GLOBECOT - FCStone February 2001 - April 2010
MAXXUS, INC. July 1997 - March 2001
Oakwood Homes Corporation May 1995 - June 1997
Prudential Securities January 1992 - May 1995
Skills
Marketing, Start-ups, Textiles, Sales Management, Sales, Marketing Strategy, New Business Development, Strategic Planning, Leadership, Business Strategy, Negotiation, Business Development, Public Speaking, Account Management, Management, Strategic Partnerships, Microsoft Excel, Team Leadership, Sales Operations, B2B, Social Media Marketing
Education
Sam Houston State University 1973 — 1975
Marketing and Economics
The University of Texas at Austin 1971 — 1972
Pre-Medicine/Pre-Medical Studies
UBS Wealth Management March 2006 - Present
Prudential Securities January 1998 - March 2006
Prudential Securities January 1998 - March 2006
Skills
Strategic Financial..., Capital Markets, Financial Analysis
Education
San Diego State University-California State University 2003 — 2006
MBA, Financial Planning
University of California, Berkeley 1992 — 1993
Finance Program
Universidad Metropolitana (VE) 1988 — 1992
BBA, Bussines Administration
Colegio de Santo Tomas de Villanueva 1978 — 1988
High School Diploma
Wells Fargo July 2015 - Present
Wells Fargo Advisors 2014 - July 2015
Ardmore Banking Advisors, Inc. April 2013 - October 2013
Sovereign Bank March 2010 - March 2013
AT&T March 2009 - January 2010
Wells Fargo January 2002 - March 2009
Morgan Stanley January 2000 - January 2002
Prudential Securities January 1995 - January 2000
Shearson Lehman Brothers/ Smith January 1992 - January 1995
Hunter Corporation January 1990 - January 1992
Education
Rider University 1984 — 1988
Bachelor of Science, Business Commerce
Shaban & Shiliwala, LLP November 2009 - Present
MYCC 2009 - Present
Credit Suisse November 2009 - October 2010
Bank of America May 2009 - November 2009
Ernst & Young April 2007 - March 2009
AT&T January 2001 - April 2007
Prudential Securities May 2000 - November 2000
Hess Corporation June 1999 - May 2000
Skills
Program Management, Risk Management, Mergers, Resource Management, Business Analysis, Change Management, Project Management, Due Diligence, Business Process..., PMO, Process Improvement, Governance, Portfolio Management, Business Transformation, Management Consulting, Project Portfolio..., IT Strategy, Mergers & Acquisitions, Leadership, Strategy, Management, Project Delivery, Vendor Management, Disaster Recovery, Analysis, Strategic Planning, IT Management, Contract Negotiation, Business Process, Outsourcing, PMP, Business Strategy
Education
Seton Hall University School of Law 2004 — 2008
JD, Law
Rutgers, The State University of New Jersey-New Brunswick 1999 — 2003
Bachelor's degree, Economics
BPS Kitchen and Bath September 2013 - Present
JNA Corporation September 2005 - Present
JP Morgan Chase 1996 - 2005
Prudential Securities 1992 - 1996
Skills
Market Research, Customer Experience, Marketing Research, Project Management, Financial Services, E-commerce, Banking, Competitive Analysis, Segmentation, Marketing, Online Advertising, Product Management, Strategy, Management, Analytics
Education
Seton Hall University 1987 — 1992
MBA, Marketing
Penn State University 1983 — 1987
BS, Marketing/Business Administration
Timberline Capital Management, LLC January 1999 - Present
Society Hill Capital Management February 1995 - January 1999
Smith Barney 1994 - 1995
Prudential Securities 1992 - 1994
Neuberger Berman 1988 - 1991
Skills
Alternative Investments, Equity Research, Asset Management, Capital Markets, Portfolio Management, Equities, Hedge Funds, Investment Management, Fund Of Funds, Bloomberg, Asset Allocation, Private Equity, Investment Strategies
Education
New York University - Leonard N. Stern School of Business 1991 — 1992
MBA, Finance and International Business
Rutgers University-New Brunswick 1984 — 1988
BA, Economics
Hewlett-Packard February 2008 - Present
Prudential Securities September 1999 - April 2002
Skills
SQL, Process Improvement, SDLC, Business Intelligence, Program Management, Business Analysis, Business Process..., Leadership
Education
Quinlan School of Business, Loyola University Chicago 2006 — 2007
MBA, Information Systems/Operations Management
University of Notre Dame 1995 — 1999
BBA, Management Information Systems
Itaú USA Asset Management and Itaú Private Bank Miami April 2012 - Present
Credit Suisse March 2005 - February 2012
GALTERE INTERNATIONAL January 2004 - March 2005
PRUDENTIAL SECURITIES July 2001 - December 2003
BNP Paribas January 1999 - March 2001
CHASE MANHATTAN INTERNATIONAL LIMITED May 1998 - January 1999
ANZ INVESTMENT BANK, London January 1997 - April 1998
SALOMON BROTHERS INC November 1991 - January 1997
Skills
Series 7, Securities Finance, Risk Management, High Yield, Derivatives, Bonds, Equities, Emerging Markets, Trading, Valuation, Securities, FX Options, Credit, Prime Brokerage, Fixed Income, Structured Products, Portfolio Management, Interest Rate..., Market Risk, Credit Derivatives, Bloomberg Terminal, Financial Structuring, Finance, Investment Banking, Financial Markets, Financial Risk, Capital Markets, Hedge Funds, Rates, Options, VBA, Treasury, Currency, Mutual Funds, Financial Modeling, Series 63, Investments, Swaps, Trading Systems
Education
STERN SCHOOL OF BUSINESS, NEW YORK UNIVERSITY 1989 — 1992
Advanced Professional Certificate; MBA; of Masters, Finance; for
Rensselaer Polytechnic Institute 1987 — 1989
Master of Science degree, Computer Science and Information Systems
United States Merchant Marine Academy 1982 — 1986
Bachelor of Science degree, Marine Engineering Systems
Ameriprise Financial April 2009 - Present
Halifax Chamber of Commerce 2009 - 2010
Wachovia, A Wells Fargo Company July 2004 - August 2009
Prudential Securities September 2000 - July 2004
Morgan Stanley Dean Witter September 1990 - September 2000
Skills
Lines Of Credit, Insurance, Series 63, Retirement Planning, 401k, Customer Service, Social Networking, Series 7, Team Leadership, Strategic Planning, Marketing, Wealth Management, Microsoft Office, Retirement, Strategic Financial..., Financial Services, Investment Strategies, Event Management, Life Insurance, PowerPoint, Small Business, Financial Goals, Wealth Accumulation, Investments, Estate Planning, Fixed Annuities, Research, Financial Advisory, Public Speaking, Microsoft Excel, New Business Development, Sales, Financial Analysis, Uniform Combined State..., Finance, Investment Advisory, Portfolio Management, Roth IRA, IRAs, Securities, Series 24, Long Term Care Insurance, Saving for Education, Microsoft Word, Asset Allocation, Financial Planning
Education
Rutgers University-New Brunswick 1971 — 1972
Union College (KY) 1967 — 1970
Biology
MKTG INC February 2013 - Present
National Football League 2008 - January 2013
National Football League October 2003 - May 2008
New York Lottery April 2001 - September 2003
Prudential Securities September 1995 - February 2001
Skills
Sports, NFL, Sports Management, Sponsorship, Sponsorship Sales, Football, Social Media, Professional Sports, Event Management, Digital Media, Sports Media, Public Relations, Email Marketing, Manage Client..., Project Management, Marketing
Education
Saint Michael's College 1989 — 1993
Bachelor of Arts (B.A.), English
Natick High School 1986 — 1989
Culture Counts August 2013 - Present
Facilitation and Coaching 1997 - September 2014
Professional Impressions Consulting 2007 - 2014
Prudential Securities 1995 - 1997
Smith Barney 1993 - 1995
Citi 1988 - 1993
Skills
Team Building, Coaching, Executive Coaching, Personal Development, Operations Management, Leadership Development, Training, Public Speaking, Workshop Facilitation, Life Coaching, Management Consulting, Organizational..., Conflict Resolution, Emotional Intelligence, Management Development, Strategy, Change Management, Performance Management, Stress Management, 360 Feedback, Organizational..., Employee Training, MBTI, Executive Development, Culture Change, Career Development
Education
Saint Mary's College 1978 — 1982
BA, Communication and Business
Silicon Valley Capital Management January 1995 - Present
A.G. Edwards & Sons, Inc. January 1993 - January 1995
Prudential Securities January 1986 - January 1993
Merrill Lynch January 1985 - January 1987
Skills
Private Wealth..., Portfolio Management, Small Business..., Business Development, Wealth Management...
Education
San Jose State University 1982 — 1985
Finance, Psychology, Philosophy
Advisors Asset Management, Inc. September 1998 - Present
PaineWebber April 1994 - September 1998
Prudential Securities October 1989 - April 1994
Skills
Investor Relations, Leadership Development, Series 7, Alternative Investments, Series 63, Securities, Asset Allocation, Investment Strategies, Bonds, Asset Management, Mutual Funds, Investment Advisory, Investments, Executive Management, Wealth Management, Fixed Income, Series 24, Investment Management, Portfolio Management, Financial Advisory, Trading, Equities, Hedge Funds, FINRA, ETFs
Education
Washburn University School of Law 1983 — 1985
JD, Law
Pittsburg State University 1980 — 1982
BA, Pre-Law
First Financial Equity Corporation April 2009 - Present
UBS August 2003 - April 2009
Merrill Lynch December 1997 - August 2003
Prudential Securities October 1994 - December 1997
Skills
Investments, Mutual Funds, Portfolio Management, Series 63, Series 7, ETFs, Equities, Fixed Income, Wealth Management..., Asset Allocation, Financial Planners, Series 65
Education
Princeton University 1976 — 1981
A.B., Geological and Geophysical Sciences
Wilmington Friends School 1972 — 1975
High School
Farm Corporation January 2002 - Present
CBI January 1998 - Present
Gottesman Company of New York July 2007 - August 2013
U. S. Army Regular/Reserve 1972 - 2009
Prudential Securities 1988 - 1990
Skills
Acquisition Integration, Mergers, Business Brokerage, Business Valuation, Exit Strategies, Private Equity, Start-ups, Venture Capital, Valuation, Divestitures, M&A experience, Mergers & Acquisitions, Acquisitions, Due Diligence, Investment Banking, IPO, Restructuring, Financial Structuring, Leveraged Finance, Deal Sourcing, Emerging Markets, Private Placements, Strategic Planning, Business Planning, International Business, Management Consulting, Entrepreneurship, Executive Management, Strategic Partnerships, Investments, Business Acquisition, Business Development, Business, Brokerage, Small Business, Sales, Finance, Financial Modeling, Corporate Finance, Strategic Financial..., Portfolio Management, Financial Analysis, Selling, Funding, Commercial Real Estate, Strategic Consulting, Turn Around Management, Capital, Investor Relations, Financial Planning
Education
Principia College 1967 — 1971
BA, Business/Biology
DeVry University January 2015 - Present
ARCH(E)WILD 2009 - Present
Princeton University 2009 - 2014
American University in Bulgaria 2000 - 2013
IFC - International Finance Corporation 2010 - 2012
GlobalPrivateEquity 2007 - 2008
Royal Bank of Scotland 2004 - 2007
RBS Financial Markets 2001 - 2004
NatWest Markets 1998 - 2001
Prudential Securities 1996 - 1998
Skills
Derivatives, Market Risk, Enterprise Risk..., Financial Risk, Risk Management, FX Options, Regulatory Capital, Valuation, Financial Markets, Fixed Income, Banking, Hedge Funds, Finance, Capital Markets, Start-ups, Corporate Finance, Emerging Markets, Portfolio Management, Management Consulting, Investment Banking, Asset Management, Strategy, Trading
Education
Princeton University 1994 — 1996
Master of Public Affairs, Economics and Public Policy
114 AEG
Goldman Sachs 10,000 Small Businesses
Sofia University St. Kliment Ohridski
B.A., Turkic Studies; English Philology
Charleston Wealth Management January 2003 - Present
LPL Financial Services January 2003 - Present
Parentworks 2002 - 2005
Leukemia Society of Central PA 2001 - 2005
Boys & Girls Club of Central PA 2000 - 2005
Prudential Securities July 1997 - January 2003
Vanguard Cellular One 1992 - 1997
Education
Radford University 1981 — 1985
BBA, Business
Northeast Sec. Inc. May 2007 - Present
UBS 2004 - 2007
Prudential Securities 2000 - 2004
Morgan Stanley 1997 - 2000
Skills
Equity Research, Wealth Management, Investments, Mutual Funds, Retirement Planning, Series 7, Strategic Financial..., Risk Management, Equities, Retirement, Financial Analysis, Capital Markets, Series 66 Series 63, Asset Management, Securities, FINRA, Fixed Income
Education
Penn State University 1992 — 1996
BS, Food Science
International Schools Services March 2009 - Present
K. Hovnanian Homes September 2002 - March 2009
UBS September 1996 - September 2002
J.B. Hanauer & Co. November 1994 - September 1996
Prudential Securities December 1992 - November 1994
Skills
Staff Development, Risk Management, Corporate Governance, Strategic Planning, Compliance, Nonprofits, Securities Regulation, Educational Leadership, Research, Training, Legal Writing, Finance, Strategy, Management, Financial Analysis
Education
Rutgers, The State University of New Jersey-New Brunswick 1986 — 1990
Bachelor of Arts (B.A.), English Language and Literature, General, Political Science
MetLife April 2001 - Present
Salomon Smith Barney 1999 - 2000
Prudential Securities 1996 - 1999
Prudential Securities 1995 - 1996
Prudential Securities 1992 - 1995
Skills
Series 63, Series 7, Fixed Annuities, Mutual Funds, Insurance, Life Insurance, Retirement Planning, Retirement, Variable Annuities, Securities, 401k, Wealth Management
Education
Providence College 1988 — 1992
Bachelor of Arts, English
Seeking Employment Opportunities January 2013 - Present
LPL Financial July 2011 - November 2012
LPL Financial March 2010 - July 2011
LPL Financial July 2008 - March 2010
LPL Financial January 2001 - July 2008
LPL Financial July 2000 - January 2001
LPL Financial December 1998 - July 2000
LPL Financial June 1996 - December 1998
Prudential Securities January 1994 - January 1996
Skills
Series 99, Qualified Retirement..., IRAs, Training, Project Management, LEAN, Procedure Development, Problem Solving, Internal Revenue Code, Operations Management, Public Speaking, Management, Risk Management, Business Requirements, Functional..., Process Improvement, Access, Microsoft Excel, PowerPoint, Cash Management, Data Analysis, Customer Service, Employee Engagement
Education
San Diego State University-California State University 1990 — 1994
Bachelor's degree, Economics
Bank of America Merrill Lynch November 1996 - Present
Leviton March 1994 - November 1996
Prudential Securities April 1987 - March 1994
Skills
Banking, Risk Management, Equity Derivatives, Options, Business Analysis, Commodity, Tactical Asset..., Stakeholder Management, Product Control, Small Business Lending, Strategic Planning, Program Management, Market Data, Securities Based Lending, Private Wealth..., Capital Markets, Trading Systems, Fixed Income, Derivatives, Portfolio Margining, Bank General Ledger &..., COBOL, Financial Services, FX Options, Mutual Funds, Project Management, Hedge Funds, Wealth Management, Financial Markets, Investment Banking, Bloomberg, Series 7, Securities Lending, Operational Risk..., Asset Management, Requirements Gathering, Electronic Trading, Securities, Equities, AML, Business Requirements, Portfolio Management, Structured Products, Relationship Management, Credit Risk, Investments, Wealth Management..., Series 63, PMO, FINRA
Education
Queens College 1982 — 1987
BA, Economics/Mathematics
Wells Fargo Advisors, L.L.C November 2009 - Present
Morgan Stanley Smith Barney January 1992 - November 2009
Prudential Securities September 1983 - January 1992
Education
Rutgers, The State University of New Jersey-Newark 1967 — 1971
BA, Political Science
eXp Realty December 2010 - Present
RE/MAX October 1997 - November 2010
Prudential Securities June 1995 - June 1996
Airwalk Footwear October 1993 - June 1995
General Services Administration July 1991 - October 1993
Skills
Negotiation, Relationship Marketing, Real Estate, Sellers, Relocation, First Time Home Buyers, Selling, New Home Sales, Buyer Representation, Investment Properties, Foreclosures, Residential Homes, Single Family Homes, Referrals, Listings, Condos, Luxury, Townhomes, Listing Homes, USDA Rural, Residential Mortgages, FHA, Real Estate Development, Marketing, Sales, Property, Short Sales
Education
Penn State University 1988 — 1991
B.S., Business Logistics
Penn State University
Bachelor of Science (B.S.), Business Logistics
GAIN Capital June 2012 - Present
PeregrineFinancialGroup March 2004 - June 2012
Goldman Sachs (Princeton) May 2000 - May 2004
Refco 1997 - 1998
Daiwa Securities December 1995 - May 1997
Prudential Securities 1992 - 1995
Lehman Brothers 1988 - 1992
Commodities Corp. 1986 - 1988
Caxton Corp. August 1985 - May 1986
Skills
FX Options, Hedge Funds, Bloomberg, Derivatives, Fixed Income, Trading, Equities, Trading Systems, Asset Managment, Currency, Portfolio Management, Commodity, Swaps, Options, Alternative Investments, Investments, Financial Markets, Technical Analysis, Capital Markets, Risk Management
Education
Rider University 1981 — 1985
B.S., Finance
PIC Group, Inc. August 2014 - Present
Randstad Engineering US December 2011 - August 2014
ProEnergy Services August 2007 - November 2011
Randstad Engineering US March 2006 - August 2007
Sterne Agee June 2004 - May 2007
Prudential Securities January 2001 - June 2004
Morgan Stanley April 1998 - January 2001
Regional Transportation Authority of Northeastern Illinois (RTA) June 1990 - April 1998
Skills
Leadership, Sales, Energy, Management, Sales Management, Negotiation, Business Development, Power Generation, Technical Recruiting, Contract Negotiation, Engineering, Sourcing, Renewable Energy, Permanent Placement, Business Strategy, Temporary Placement, Account Management, Procurement, Contract Management, Project Management, Talent Acquisition
Education
Quinlan School of Business, Loyola University Chicago 1993 — 1996
MBA, Marketing
University of Toledo 1984 — 1989
BBA, Finance
Confidential (Management Consulting) March 2012 - Present
Dow Jones January 2010 - Present
Mukherjee Consulting, Inc. June 2008 - Present
HCL 2011 - 2012
Wireless Generation 2010 - 2010
Bridgewater Associates 2009 - 2010
I-many, Inc. 2006 - 2008
Accenture June 2000 - May 2006
Prudential Securities March 1998 - June 2000
AT&T January 1996 - March 1998
Skills
Project Management, CRM, Management, Program Management, Strategy, SDLC, Business Strategy, Databases, Vendor Management, Analysis, Scrum, IT Strategy, Consulting
Education
Rutgers University 2003 — 2005
MPA, Public Relations
Rutgers, The State University of New Jersey-Newark 1990 — 1994
BA, Biology/Chemistry
Osborne Clarke July 2012 - Present
UK Trade & Investment October 2009 - June 2012
Tech City UK 2012 - 2012
Cornish & Carey Commercial Newmark Knight Frank 2006 - 2009
The Farrow Law Firm 2006 - 2007
Superior Court of Santa Clara County 2005 - 2005
Prudential Securities 2003 - 2003
Skills
B2B, New Business Development, Lead Generation, Key Account Management, consultative selling, International Law, International Expansion, Enterprise Software, Market Research, Start-ups, Entrepreneurship, Marketing Strategy, Cleantech, Public Speaking, International..., Project Planning, Contract Negotiation, Selling, Strategic Planning, Business Development, Sales
Education
Santa Clara University School of Law 2004 — 2007
Juris Doctorate, International and Corporate Law
University of Southern California 2000 — 2004
BA, Global Business
University of Amsterdam 2002 — 2003
International Law and Policy
Crossbridge Consulting January 2015 - Present
Barclays May 2014 - December 2014
Ernst & Young December 2012 - May 2014
Accenture November 2010 - December 2012
Madison Trading 2009 - 2010
NuTrade Capital 2004 - 2009
Worldco 2000 - 2003
Prudential Securities 1998 - 2000
PricewaterhouseCoopers 1997 - 1998
Skills
Capital Markets, Equities, Derivatives, Trading, Risk Management, Investments, Management Consulting, Fixed Income, Financial Analysis, Financial Services, Investment Banking, Structured Finance, Options, Hedge Funds, Business Analysis, Dodd-Frank
Education
Rutgers University-New Brunswick
BA, Economics
D. Merims Consulting Corp. October 2011 - December 2013
Depository Trust & Clearing Corporation December 2005 - January 2011
Fidelity Investments (NFS) November 1994 - October 2002
Prudential Securities November 1989 - November 1994
Paine Webber 1986 - 1989
Bank of New York 1985 - 1986
Skills
Developing Client..., Managing Employees, Managing Processes, Effective Communicator, Customer Relations, Alternative Investments, Mutual Funds, Staff Development, New Business Development, Coaching, Outlook, Team Building, Public Speaking, Customer Service, Process Improvement, Management, Leadership, Business Development, Vendor Management, Securities, Financial Services, Strategic Partnerships, Risk Management, Account Management, Strategic Planning, Relationship Management, Banking, Trading, CRM, Back Office, Wealth Management, Funding, Settlement, Series 63
Education
Queens College 1980 — 1984
BA, Education
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC December 2005 - April 2009
Piper Jaffray Corp October 2000 - December 2005
Prudential Securities 1989 - 2000
Skills
Investments, Retirement Planning, Alternative Investments, Investment Strategies, Mutual Funds, Strategy, Business Development, Asset Allocation, Financial Advisory, Bonds, 401k
Education
San Francisco State University, College of Business 1982 — 1986
B.S., Finance
University High School (Irvine) 1974 — 1978
high school diploma
Wells Fargo Advisors, LLC December 2009 - Present
Wachovia Securities 2004 - 2009
Prudential Securities 1999 - 2004
BeautiControl Cosmetics January 1987 - January 2000
Skills
Financial Advisory, Wealth Management, Investments, Securities, Traditional IRA, Retirement Planning, Mutual Funds, Wealth Preservation..., Asset Allocation, Sales, Fixed Annuities, Business Analysis, Alternative Investments, Investment Strategies, Simple IRA, ETFs, IRAs
Education
Rice University 2001 — 2003
CERTIFIED FINANCIAL PLANNER™ Professional coursework completed
Texas A&M University 1983 — 1987
BS, Industrial Distribution
La Marque High School 1980 — 1983
High School
Ste. Michelle Wine Estates July 2014 - Present
Chateau Ste. Michelle April 2007 - March 2013
Aspen Technology January 1993 - January 2000
Bentley Management Corp January 1992 - January 1993
Bank of America January 1990 - January 1991
Prudential Securities January 1987 - January 1990
Skills
Customer Service, Event Management, Internal Communications, Web Marketing, Copy Editing, Party Plan, Project Management, Marketing Communications, Jill of all trades!, Management, Press Releases
Education
San Francisco State University
B.S, Marketing
TCW July 2006 - Present
Wells Fargo Private Client Services 2004 - 2006
Merrill Lynch Investment Managers 1999 - 2003
Furman Selz Capital Management 1997 - 1999
Prudential Securities 1992 - 1997
Skills
Investment Strategies, Series 7, Investment Management, Investments, Series 63, Asset Allocation, Asset Management, Mutual Funds, Asset Managment, Wealth Management, Portfolio Management, Alternative Investments, ETFs, Separately Managed..., Fixed Income, Investment Advisory
Education
San Diego State University-California State University
B.S. Business Administration - Finance
Wells Fargo Advisors July 2005 - Present
Morgan Stanley August 2000 - July 2005
Prudential Securities June 1998 - August 2000
Skills
Investment Strategies, Investments, Portfolio Management, Real Estate, Strategic Financial..., Fixed Income, Asset Managment, Asset Management, Insurance, Wealth Management, Series 7, Financial Advisory, Uniform Combined State..., Finance
Education
Penn State University 1993 — 1998
Bachelor of Arts (BA)
First Protocol @ Goldman Sachs April 2011 - Present
Marsh & McLennan March 2007 - April 2010
Mercer Oliver Wyman March 2005 - March 2007
Ogilvy Public Relations Worldwide January 2001 - June 2003
Prudential Securities August 1998 - January 2001
Loews Regency Hotel September 1995 - August 1998
Skills
Business Development, Event Management, Management, Social Media Marketing, Budgets, Leadership, Public Relations, Marketing, Corporate Events, Training, Event Planning, Recruiting
Education
Providence College 1991 — 1995
Wells Fargo Advisors July 1998 - Present
Wachovia Securities, LLC 1998 - 2009
Prudential Securities September 1987 - July 1998
Skills
FINRA Series 7, Securities, Risk Management, Financial Services, Management, Investments, Series 63, Equities, FINRA Series 14, FINRA Series 9/10, Retail Compliance, Surveillance, Compliance Oversight, Policy Compliance, Supervisory Systems and...
Education
Pikes Peak Community College
Business
Gloria Nilson & Co. Real Estate 2015 - Present
William Blair & Company July 2011 - June 2013
Lazard Capital Markets February 2003 - April 2011
Prudential Securities September 1983 - February 2003
Skills
Series 7, 9, 10, 63, Convertible Securities, Equities, Investment Sales, Series 7, Series 63, Securities, Valuation, Financial Analysis, Alternative Investments, Investments, Corporate Finance, Hedge Funds, Bloomberg, Fixed Income, Capital Markets, Equity Research, Equity Trading
Education
Saint Leo University 1978 — 1981
B.A., Business Administration and Management, General
Christian Brothers Academy 1973 — 1977
Tufin September 2014 - Present
Palo Alto Networks April 2012 - September 2014
Riverbed Technology September 2007 - April 2012
Cisco Systems April 1997 - September 2007
MasterCard July 1995 - April 1997
Prudential Securities November 1988 - July 1995
Skills
CISSP, CCSP, CCNP, CCDP, RSCP, Riverbed, Network Administration, Cisco Technologies, Network Design, Network Architecture, Cisco Security, Networking, Security, WAN, Unified Communications, Routing, Pre-sales, QoS, Firewalls, Managed Services, Sales Engineering, WAN Optimisation, Network Security, MPLS, VPN, IPS, Juniper, Switches, IPSec, Data Center, Load Balancing, Routing Protocols, Operating Systems, Virtualization, VoIP, Cisco Nexus, LAN-WAN, Network Engineering, IDS, BGP, LAN Switching, IP, Ethernet, Cisco Call Manager, OSPF, EIGRP, Cisco IOS, Routers, Checkpoint, TCP/IP
Education
City University of New York-Queens College
BA, Computer Science
Francis Lewis HS
UBS Financial Services, Inc. October 2008 - Present
Merrill Lynch November 2002 - November 2008
Prudential Securities May 1998 - November 2002
Education
Portland State University 1993 — 1997
Portland State University - School of Business 1993 — 1997
Lake Oswego High School
Saber Partners, LLC August 2000 - Present
Williams Capital Group December 2010 - Present
Princeton University July 2011 - January 2012
Princeton University January 2008 - July 2008
Prudential Securities June 1997 - July 2000
Bear Stearns September 1989 - May 1995
Smith Barney February 1984 - February 1989
Skills
Investments, Corporate Governance, Regulations, Energy Policy, Capital Markets, Investment Banking, Fixed Income, Valuation, Hedge Funds, Equities, Asset Managment, FINRA, Series 24, Series 7, Business Strategy, Mergers & Acquisitions, Entrepreneurship, Asset Management, Credit, Strategy, Corporate Finance, Emerging Markets, Finance, Securities, Bonds, Restructuring, Financial Services, Financial Markets, Financial Risk, Financial Advisory, Structured Finance, Leveraged Finance, Alternative Investments, Securitization, Financial Structuring, Trading, Bloomberg, Due Diligence, Corporate Development, Derivatives, Investor Relations, Management, Analysis, Business Development, Strategic Planning
Education
Yale University - Yale School of Management 1980 — 1982
MBA, Business Administration and Management, General
Princeton University 1972 — 1976
BA, Public & International Affairs
San Diego Wealth Management January 2004 - Present
SagePoint Financial, Inc 2004 - Present
Pacific Alliance Advisors, LLC January 2004 - January 2010
Bird Rock Community Council 2000 - 2007
Wachovia Securities July 2003 - January 2004
Prudential Securities August 1997 - June 2003
Skills
Strategic Financial..., Retirement, Wealth Management, Investments, Retirement Planning, Tax, Strategic Planning, Asset Management, Small Business, Marketing, Financial Advisory, Investment Advisory, Series 7, Estate Planning, Portfolio Management, Personal Finance, Mutual Funds
Education
San Diego State University-California State University 2003 — 2005
2005, Masters Degree in Finance
University of San Diego 1992 — 1996
1996, English Literature
West Springfield High School 1989 — 1992
1992, High School Diploma
Virginia Polytechnic Institute and State University
Virginia Polytechnic Institute and State University
Redwood Capital Group February 2015 - Present
Northside Advisors LLC December 2009 - February 2015
CA, Inc. July 2007 - November 2009
Honeywell August 2003 - June 2007
Financo, Inc. March 2001 - December 2002
Prudential Securities June 1997 - December 2000
Dresdner Kleinwort Wasserstein October 1998 - April 2000
Wand Partners 1995 - 1997
Ernst & Young January 1993 - August 1995
Skills
Corporate Development, Venture Capital, Mergers, Investment Banking, Joint Ventures, Financial Advisory, Capital Raising, Private Equity, Corporate Finance, M&A experience, Due Diligence, Financial Modeling, IPO, Valuation, Divestitures, Investor Relations, Business Valuation, Restructuring, Acquisition Integration, Capital Markets, Business Development, Capital, Emerging Markets, Enterprise Software, Entrepreneurship, Finance, Managerial Finance, Mergers & Acquisitions, Strategic Partnerships, Strategic Planning, Strategy, LBO, Acquisitions
Education
New York University - Leonard N. Stern School of Business 1995 — 1997
MBA, Finance
Queens College
BA, Accounting
Ladenburg Thalmann 2004 - Present
Powell Johnson 2002 - 2004
Prudential Securities 1999 - 2002
Skills
Portfolio Management, Asset Management, Investments, Series 7, Alternative Investments
Education
Penn State University 1994 — 1998
Spanish Major, French and International Business Minors, Liberal Arts and Sciences/Liberal Studies
Watchung Hills High School 1990 — 1994
Metropolitan Van & Storage September 2011 - Present
Morgan Stanley Smith Barney June 2010 - September 2011
Financial Industries Compliance and Operations Professional November 2009 - June 2010
HighTower Advisors LLC Lyon Wealth Management November 2008 - November 2009
Morgan Stanley April 1998 - May 2008
Prudential Securities 1997 - 1998
American Financial 1997 - 1997
Rafa's 1986 - 1996
Skills
Series 7, Mutual Funds, Securities, Asset Management, Series 63, Compliance, Investments, Finance, Risk Management, Alternative Investments, Hedge Funds, Customer Relations, Research, Asset Allocation, Wealth Management, Customer Service, Financial Services, Asset Managment, Estimating, Relocation, Integrity, Case Managment, Caring, Equities, Coordination, Project Management, Portfolio Management, Fixed Income, Trading, AML, Financial Analysis, FINRA, SOX, Derivatives, Bloomberg, FX, Due Diligence, Back Office, Excel, PowerPoint, Salesforce.com, Event Planning, Key Performance...
Education
San Francisco State University 2000 — 2001
Prudential Retirement September 2011 - Present
Prudential Investments January 2008 - January 2011
Prudential Investments 2006 - 2007
Prudential Investments 2002 - 2006
Prudential Investments 1998 - 2002
Prudential Securities 1997 - 1998
Skills
Management, Marketing, Sales, Series 6, Insurance, CRM, Marketing Management, Strategic Partnerships, Investments, Series 63, Fixed Annuities, Marketing Communications, Project Management, Mutual Funds, Life Insurance, Process Improvement
Education
Rider University 1993 — 1997
BSBA, Marketing
DriveWealth July 2015 - Present
Avon Products, Inc. February 2009 - March 2015
Prudential Equity Group 2003 - February 2008
Prudential Securities February 1992 - July 2003
Skills
Project Management, Management, Program Management, CRM, Business Analysis, IT Management, Finance, Leadership, Strategic Planning, Business Process..., Database Administration, Database Design, Data Mining, Document Management, Managerial Finance, Business Performance..., Workforce, Analysis, Programming, Program Development, Workforce Analytics, Enterprise Performance..., Financial Management, Travel & Entertainment..., Client Profitability, Commission Reporting, Customer Relationship..., SDLC, Vendor Management, Process Improvement, Databases, IT Strategy, Agile Project Management
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor's Degree, Computer Science & Business Administration
Iron Mountain March 2011 - Present
Spencer Stuart April 2004 - February 2011
Wells Fargo June 2003 - December 2003
Prudential Securities March 2001 - November 2002
Kozmo.com 1999 - 2000
Mercer Management Consulting 1998 - 1999
Viacom 1994 - 1996
Advertising (various) 1990 - 1994
Skills
Executive Search, Sourcing, Recruiting, Start-ups, Talent Acquisition, Team Management, Consulting, Negotiation, Strategy, Performance Management, Executive Management, Management, Management Consulting, Human Resources, Leadership, Search, Program Management, Strategic Planning, Strategic Partnerships, Business Development, Talent Management, Influence Without..., Human Resource..., Networking
Education
Yale University - Yale School of Management 1996 — 1998
MBA, Strategy
Yale College 1986 — 1990
BA, English
Punahou School
HS
Wells Fargo Advisors, LLC September 2010 - Present
National Regulatory Services (formerly ComplianceMAX ) August 2007 - December 2009
ComplianceMAX Financial January 2007 - August 2007
Wachovia Securities August 2005 - December 2006
Wachovia Securities January 2004 - July 2005
Prudential Securities/Wachovia Securities July 2002 - December 2003
Prudential Securities July 1999 - January 2001
Prudential Securities May 1995 - June 1999
Prudential Securities January 1994 - May 1995
Prudential Securites January 1992 - December 1993
Education
Rutgers University-New Brunswick 2001 — 2003
BA - Labor Studies/Employment Relations
Grosse Pointe High
IBM January 2006 - Present
IBM October 1995 - December 2005
Prudential Securities September 1992 - October 1995
Spectrum Technology Group February 1991 - September 1992
NJ Dept. of Higher Education September 1986 - February 1991
Skills
Cloud Computing, Data Center, Leadership, Network Security, Network Administration, New Business Development, IT Operations, Problem Solving, Customer Service, Virtualization, Enterprise Architecture, Key Account Management, Key Account Development, Strategic Planning, Contract Negotiation, Negotiation, Pricing, Telecommunications, IT Service Delivery, IT Service Management, Network Design, Network Services, Managed Services, Maintenance Agreements, Team-oriented, Contractors, Fitness, IP, Sales Enablement, Cross-functional Team..., Go-to-market Strategy, IT Strategy, Pre-sales, Business Alliances, CRM, Networking, Unified Communications, Cisco Technologies, Business Development, Wireless, Business Process, SaaS, Professional Services, Information Technology, Business Analysis, Storage, Channel Partners, Demand Generation, ITIL, Security
Education
Cittone Institute 1985 — 1986
Certificate in Programming, Computer Programming
Rutgers, The State University of New Jersey-New Brunswick 1981 — 1985
Bachelor of Arts (BA), Communication and Media Studies
Victory Capital Management March 2011 - Present
Morgan Stanley Smith Barney January 1994 - March 2010
Prudential Securities November 1989 - December 1993
Skills
Bloomberg, Management, Charles River IMS, Compliance 11, Research, SEC Filings, SEC Regulations, APX, Teamwork, Monitor client trading, Employee Trading, Document Review, Organizational..., Multi-task & Handle..., My Compliance Office
Education
Schoolcraft College
Gibson, Dunn & Crutcher LLP May 2010 - Present
White & Case LLP March 2000 - April 2010
Sumitomo Mitsui Banking Corporation April 1996 - February 2000
Prudential Securities May 1994 - April 1996
American Airlines September 1989 - May 1994
Skills
Technical Support, Active Directory, Windows 7, Citrix, Blackberry Enterprise..., Blackberry, Windows, Microsoft Office, Computer Hardware, Troubleshooting, Disaster Recovery, Laptops, Outlook, XP, Access, System Deployment, VPN, VMware ESX, Microsoft Word, Cisco Technologies, Microsoft Excel, Antivirus, Desktop Support, Excel, Word, iPhone Support, HP Printer
Education
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 1985 — 1989
BS, MIS
Regeneron Pharmaceuticals May 2013 - Present
Bayer Business Services August 2010 - May 2013
NJ SIM Foundation 2008 - 2012
Barr Pharmaceuticals/Teva Pharmaceuticals November 2002 - October 2009
Prudential Securities November 1988 - June 2000
Skills
Continuous Improvement, ITIL, Vendor Management, Outsourcing, Information Security, Release Management, Configuration Management, Strategy, CMDB, Relationship Management, IT Strategy, Process Improvement, Business Analysis, Business Process, IT Operations, SDLC, PMP, Change Management, Business Intelligence, Integration, ERP, SAP, Project Management, Quality Assurance, IT Management, Disaster Recovery, Service Delivery, SharePoint, Infrastructure, Governance
Education
Rutgers University-New Brunswick 1989 — 1993
Federal Deposit Insurance Corporation October 2007 - Present
Consumer Reports June 2003 - October 2007
Bookspan, LLC February 2001 - April 2003
Fidelity Investments January 1998 - February 2001
Prudential Securities May 1996 - January 1998
Skills
Compliance, Budgeting, Analysis, Data Analysis, Customer Relations, Customer Service, Microsoft Office, Problem Solving, Banking, Budgets, Project Management, Management, Internal Audit, Finance, Risk Management, Vendor Management, Financial Analysis, Product Management, Recruiting, Credit, Team Building, Training, Forecasting, Process Improvement, AML, Securities, Accounting, Financial Institutions
Education
St. John's University 1998 — 2002
M.B.A., Executive Management
Queens College 1991 — 1995
B.A., Economics
Cathedral Preparatory Seminary 1987 — 1991
Diploma, High School/Secondary Diplomas and Certificates
The Security Traders Association of New York, Inc. (STANY) July 1996 - Present
NASD March 1994 - July 1996
NASD/FINRA-Dist #10 NY 1994 - 1996
Gruntal & Co., Inc. September 1992 - March 1994
Prudential Securities April 1990 - September 1992
Drexel Burnham Lambert February 1989 - March 1990
Kelly Drye & Warren May 1987 - February 1989
Wilson Elser September 1983 - May 1987
Skills
Fundraising, Securities, Nonprofits, Event Planning, Volunteer Management, Event Management, Non-profits, Investments, Trading, Conference Coordination, Securities Regulation, Series 7, Capital Markets, Financial Services, Risk Management, Investor Relations, Equities, FINRA, Options, Series 63, Hedge Funds, Equity Trading, Financial Markets, Litigation, Derivatives, Office Management, Fundraisers, Compliance, Events, Customer Service, Database Administration, Securities Litigation, Alternative Investments, Fixed Income, Illustrator, Writing, Microsoft Office, Adobe Creative Suite, Negotiation, Graphic Design, Contract Negotiation, Office Administration, Association Management, Corporate Events, Board Relations, Private Equity, Commodity, Emerging Markets, Market Structure, Philanthropy
Education
Villanova University School of Law 1980 — 1983
JD
Rosemont College 1977 — 1980
B.S.
Shillington School of Graphic Design 2013 — 2014
Barrett Asset Management, LLC January 2006 - Present
Haven Capital 2000 - 2006
Prudential Securities 1999 - 2000
HSBC London June 1998 - September 1998
Oppenheimer Capital International April 1994 - September 1997
Skills
Asset Management, Investments, Equity Research, Mutual Funds, Securities, Portfolio Management, Financial Analysis, Wealth Management, Investment Advisory, Alternative Investments, Financial Advisory, Equities, Asset Allocation, Investment Management, Investment Strategies, High Net Worth...
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance
Princeton University 1987 — 1991
BA, Political Economy
Brooks School 1984 — 1987
Rippowam Cisqua 1971 — 1984
Saint Ignatius College Prep May 2013 - Present
Dunne Team January 2005 - Present
RBC Capital Markets June 2002 - December 2004
Robertson Stephens 1996 - 2002
Robert W. Baird September 1990 - March 1995
Prudential Securities 1988 - 1990
Mervyns 1985 - 1988
Mobil Oil 1981 - 1984
Skills
Financial Analysis, Valuation, Competitive Analysis, Investments, Portfolio Management, Due Diligence, Mortgage Lending, Securities, Investment Management, Finance, Equities, Financial Modeling, Equity Research, Management, Asset Management, Analysis, Private Equity, Investment Strategies
Education
University of Southern California 1983 — 1984
MBA, Finance/Economics
San Diego State University-California State University 1979 — 1981
BS, Finance
Nutanix October 2014 - Present
VMware December 2012 - October 2014
Microsoft April 2006 - December 2012
HIP August 2002 - April 2006
DSA January 1996 - August 2002
Datek Online 2000 - 2001
Prudential Securities 1997 - 2001
Alpha Technologies Inc. 1994 - 1996
Skills
Disaster Recovery, IT Strategy, SDLC, Vendor Management, Project Management, Business Analysis, Data Center, SharePoint, Integration, Enterprise Architecture, Account Management, Service Delivery, Strategy, IT Management, Windows Server, Servers, Management, Windows, Training, Consulting, Cloud Computing, CRM, Business Intelligence, Visio, Software Project..., Virtualization
Education
Saint Peter's University 2008 — 2012
Master of Business Administration (MBA), Management Information Systems, General
Saint Peter's University 1990 — 1994
BS, MIS
Thrift Books February 2014 - Present
Sand Marketing Consulting April 2013 - January 2014
BuySeasons, Inc. May 2008 - November 2012
Sur La Table February 2003 - May 2008
Eddie Bauer May 2000 - February 2003
Prudential Securities October 1998 - October 1999
Washington Mutual June 1995 - July 1998
Barnes & Noble March 1993 - June 1995
Skills
Direct Marketing, Database Marketing, Marketing Strategy, Advertising, Budget, Direct Mail, Analytics, Customer Acquisition, Multi-channel Marketing, Marketing, Budgets, Customer Retention, Retail, Email Marketing, E-commerce, Forecasting, Segmentation, Web Analytics, SEM, Strategy, Merchandising, Catalogs, PPC, Sales, Creative Direction, Management, Omniture, Online Marketing, Analysis, Integrated Marketing, Digital Marketing, Lead Generation, Affiliate Marketing, Mobile Marketing
Education
University of Pennsylvania 1988 — 1992
Bachelor of Arts
Seattle University 2002 — 2005
Master of Science in Finance
Capitol Securities Management, Inc. October 1996 - Present
Prudential Securities May 1992 - October 1996
Smith Barney (Formerly Shearson Lehman Brothers) December 1989 - May 1992
Skills
Strategic Planning, Retirement Planning, Management, Marketing Strategy, Customer Service, Marketing, Microsoft Office, Marketing Communications, PowerPoint, Public Speaking, Salesforce.com, Team Building, Event Management, Social Networking, Direct Sales, Sales, Social Media, Research, Time Management, Microsoft Excel, Program Management, Contract Negotiation, New Business Development, Social Media Marketing, Leadership, Account Management, Event Planning
Education
Radford University - College of Business and Economics 1985 — 1989
Marketing
Thomas A. Edison High School 1981 — 1985
FlexShares ETFs - Northern Trust March 2014 - Present
BlackRock May 2012 - March 2014
Graystone Consulting January 2008 - May 2012
Morgan Stanley Smith Barney July 2002 - December 2007
Prudential Securities June 2000 - June 2002
Skills
Alternative Investments, Asset Allocation, Asset Management, Series 7, Mutual Funds, Investment Strategies, ETFs, Hedge Funds, Investment Management, Equities, Wealth Management, Portfolio Management, Investment Advisory, Fixed Income, Series 65, Wealth Management..., Series 63, Separately Managed..., FINRA
Education
Saint Mary's College of California 1998 — 2002
Honors Concentration in Financial Services & Economics, Finance and Economics
Prudential Financial VPPrudential Securities, Inc1996 - 2002
Prudential Securities 1996 - 2002
Skills
Trading Systems, Vendor Management, Risk Management, Data Center, Software Project..., IT Strategy, Business Analysis, PMO, Disaster Recovery, Project Portfolio..., Enterprise Architecture, PMP, SDLC, IT Management, Requirements Gathering, Requirements Analysis, Integration, Outsourcing, Visio, Information Technology, Solution Architecture, Process Improvement
Education
Rutgers, The State University of New Jersey-Newark 1998 — 2004
MBA
Rutgers University-New Brunswick 1988 — 1992
BS, Electrical Engineering
UBS June 2004 - Present
UBS Wealth Management 2004 - Present
UBS Financial Services Inc. 2004 - Present
Prudential Securities 1998 - 2004
Skills
Business Requirements, Financial Services, Budgets, Business Analysis, Capital Markets, Databases, Equities, Fixed Income, Management, Options, SDLC, Team Building, Testing
Education
Stevens Institute of Technology 2005 — 2008
MSIS, Management
Rutgers, The State University of New Jersey-New Brunswick 1993 — 1997
Bachelor of Arts, English
AXA Equitable May 2006 - Present
AXA US 2006 - Present
Victoria's Secret July 2004 - January 2006
Prudential Securities February 2000 - July 2004
Toppan Printing 1991 - 1996
Skills
PeopleSoft, Onboarding, Performance Management, Employee Relations, Succession Planning, Deferred Compensation, Human Resources, Talent Management, HRIS, Employee Engagement, Benefits Administration, Employee Benefits, Workforce Planning, Talent Acquisition, Vendor Management, Leadership, FMLA
Education
Saint Peter's University 1968 — 1972
BA, Education
Recycling Perks August 2010 - Present
ScoopCoups,com April 2010 - January 2011
Radio Disney January 2008 - April 2010
Charlotte Bobcats January 2004 - January 2008
Infinity Sports August 2003 - December 2003
Sporting News Radio June 2001 - August 2003
Leerink Swann 1999 - 2001
Prudential Securities 1994 - 1999
Skills
Sponsorship, Integrated Marketing, Advertising, Social Media, Social Media Marketing, Marketing, Copywriting, Sales, Marketing Strategy, Sales Management, New Business Development, Small Business, Strategic Partnerships, Digital Media, Public Relations
Education
Quinnipiac University 1987 — 1989
Norwell High school 1982 — 1986
college prep
MCI
No Place Like Home Pet Sitting & Dog Walking LLC October 2010 - Present
SolomonEdwardsGroup February 2011 - July 2011
FMC Corporation November 2001 - September 2010
J.P. Morgan October 1994 - June 2001
Prudential Securities September 1983 - October 1994
Skills
Outlook, PowerPoint, Word, Excel, Event Management, Records Management, HRIS, Microsoft Office, Human Resources, Applicant Tracking..., Organizational..., Microsoft Word, Performance Management, Contract Negotiation, Negotiation, Management, SAP, Employee Relations, Microsoft Excel, Recruiting, Employee Benefits, Invoicing, Database Administration, Customer Service
Education
Pierce College 2008 — 2012
Business Administration / Human Resources
New York Life & MainStay Investments August 2005 - Present
Pioneer Investments October 2001 - August 2004
Prudential Securities 1988 - 2000
Skills
Mutual Funds, Series 7, Series 63, Separately Managed..., Series 6, Life & Health Licenses, Public Speaking, Investments
Education
Regis College 1983 — 1985
Bachelor of Arts, Political Science and Government
Vonage January 2009 - Present
Level 3 Communications January 2008 - December 2008
Broadwing 2006 - 2008
Dial Thru Communications 2005 - 2006
Integrated Telecom 2003 - 2004
Last Mile Connections January 2003 - June 2003
Sakon LLC. 2001 - 2003
Prudential Securities June 2000 - August 2001
Morgan Stanley July 1998 - June 2000
Skills
VoIP, Wireless, Telecommunications, Product Management, Management, Networking, Managed Services, SIP, Mobile Devices, Unified Communications, Telephony, Sales, MPLS, Call Centers, IP
Education
City University of New York-Queens College
BS, Economics
UBS Global Asset Management January 2011 - Present
Standard Chartered Bank November 2003 - September 2009
Prudential 1997 - 2003
Prudential Securities 1992 - 1997
Skills
Mutual Funds, Investments, Product Management, Product Development, Management, Hedge Funds, Alternative Investments, Portfolio Management, Wealth Management, Offshore Operations, Asset Managment, Product Launch, Product Marketing, Equities, Investment Management, Securities, Financial Markets, Asset Allocation, ETFs, Fund Of Funds, Investment Strategies, Asset Management
Education
Saint Joseph's University - Erivan K. Haub School of Business 1995 — 1996
MS, International Marketing
Saint Joseph's University 1991 — 1995
Bachelors, Marketing
MatlinPatterson October 2011 - Present
FrontPoint Partners January 2008 - September 2011
C-BASS May 2005 - December 2007
Deutsche Bank January 2001 - April 2005
Prudential Securities April 2000 - October 2000
Merrill Lynch September 1987 - April 2000
Education
New York University - Leonard N. Stern School of Business 1990 — 1994
MBA, Finance
Rutgers University-New Brunswick 1983 — 1987
BA, Economics
Teaneck High School
Ameriprise Financial Services, Inc. November 2011 - Present
Vice President at Fidelity Investments April 2005 - November 2011
Prudential Securities October 1997 - December 2004
Education
San Diego State University-California State University 1999 — 2003
BS, Political Science
Fidelity Investments March 2007 - Present
Deutsche Bank 2002 - 2006
Morgan Stanley April 1996 - March 2002
Prudential Securities October 1992 - April 1996
Skills
Fixed Income, Bonds, Alternative Investments, Trading, Mutual Funds, Investments, Management, Equities, Asset Management, Derivatives, Electronic Trading, Institutional, Leadership, Portfolio Management, Capital Markets, Separately Managed...
Education
Princeton University 1988 — 1992
Bachelor of Arts (BA), History
FINRA, Department of Enforcement June 2011 - Present
Herrick Feinstein LLP September 2004 - June 2011
Anapol, Schwartz Weiss Cohan Feldman & Smalley, PC April 2003 - September 2004
NASD March 2002 - April 2003
American Stock Exchange May 1999 - March 2002
Prudential Securities January 1994 - February 1999
Skills
Arbitration, Civil Litigation, Commercial Litigation, Corporate Law, Enforcement, Hedge Funds, Litigation, Securities, Securities Litigation, Securities Regulation
Education
Seton Hall University School of Law 1998 — 2002
Doctor of Law (JD)
Rutgers University-New Brunswick 1995 — 1997
BS, Finance, Spanish
Boothbay Management LLC October 2011 - Present
Fuelstrip August 2013 - Present
Boothbay Family Office Management October 2011 - Present
Paine Heights Management LLC May 2009 - Present
Platinum Management, (NY) LLC March 2007 - June 2009
Intrepid Capital Management 2000 - 2007
Vector Partners April 1998 - July 2000
Coopers & Lybrand December 1995 - April 1998
Coopers & Lybrand December 1995 - April 1998
Prudential Securities 1994 - 1995
Skills
Hedge Funds, Alternative Investments, Equities, Asset Managment, Investments, Private Equity, Portfolio Management, Fixed Income, Capital Markets, Bloomberg, Valuation, Due Diligence
Education
City University of New York-Queens College 1989 — 1993
Bachelor of Arts (B.A.)
Yeshiva University High School for Boys 1986 — 1989
rjj
Tremont Beverage May 2009 - April 2011
Citi Group July 2004 - January 2009
Prudential Securities October 1986 - July 2004
Skills
Process Improvement
Education
Rochester Institute of Technology 1978 — 1982
Prassas Capital, LLC 2000 - Present
Nuveen Investments 1996 - 2000
Citigroup 1993 - 1995
Prudential Securities 1985 - 1993
Hughes Aircraft 1983 - 1985
Skills
Investment Banking, Financial Modeling, Investments, Capital Markets, Management, Due Diligence, Corporate Finance, Start-ups
Education
University of Arizona 1981 — 1983
MBA
Penn State University 1977 — 1981
BS
Council Rock High School 1973 — 1977
high school
Baruch College, Zicklin School of Business 2003 - 2005
McKinsey & Company 2002 - 2002
Prudential Securities 1998 - 2000
Miami University 1996 - 1998
Penn State University August 1994 - May 1996
Education
Penn State University 1994 — 1996
M.Ed., College Student Personnel
Lighthouse Strategic Advisors September 2003 - Present
Prudential Securities April 1995 - October 2003
Skills
Retirement Planning, Wealth Management, Financial Advisory, Estate Planning, Strategic Financial..., Investment Advisory, Asset Allocation, Investments, Asset Managment, Portfolio Management, Business Development, Macro Strategic Planning, Entrepreneurship, Strategy, Asset Management, Finance, Strategic Planning, Securities, Wealth, Business Planning, IRAs, 401k, Financial Planners, Investment Strategies, Wealth Management..., Mutual Funds, Fixed Income, Estate Tax Planning, Equities, Small Business, Asset Protection, Wealth Accumulation, Investment Management, Series 7, Fixed Annuities, Retirement, Series 63, Financial Services, Long Term Care Insurance, Alternative Investments, Term Life Insurance
Education
Santa Clara University 1985 — 1989
Bachelor's degree, Marketing
Wells Fargo October 1998 - Present
First Union Securities 1998 - 2002
Prudential Securities January 1993 - October 1998
Middlesex County Public Defenders office September 1991 - December 1991
Skills
AML, Compliance, FINRA, Series 7, Securities, Risk Management, Bank Secrecy Act, KYC, Regulatory Reporting, Series 24
Education
Rutgers, The State University of New Jersey-New Brunswick 1988 — 1992
Bachelor of Science
Immaculate Conception H.S.
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Science (BS)
Independent Fine Artist 1988 - Present
Morgan, Olmstead Kennedy and Gardner 1982 - 1987
Prudential Securities 1977 - 1982
Skills
See my art portfolio at..., Art, Fine Art, Nonprofits, Oil Painting, Paint, Event Planning, Portrait Photography, Teaching, Event Management, Social Media, Fundraising, Social Networking, Public Speaking
Education
San Jose State University 1963 — 1965
English
Blackford High School 1961 — 1963
Campbell High School 1959 — 1961
Credit Suisse June 2010 - Present
Hexagon Securities November 2009 - June 2010
ACA Capital / ACA Financial Guaranty April 2002 - November 2009
Pegasus Aviation January 2001 - April 2002
Prudential Securities January 2000 - January 2001
Skills
CLO, Structured Products, Capital Markets, Structured Finance, Fixed Income, Securitization, ABS, Credit Derivatives, CDO, Financial Structuring, Bonds, Alternative Investments, Syndications
Education
Purdue University - Krannert School of Management 1995 — 1997
MBA, Finance
U.C. Berkeley 1986 — 1991
Bachelor of Arts (BA), Legal Studies
Brown Mac Energy LLC March 2012 - Present
MJ Nugent & Co December 2011 - April 2012
Newedge USA, LLC October 1996 - December 2011
Fimat 1996 - 2007
Prudential Securities July 1985 - July 1993
Skills
Hedge Funds, Hedging, Risk Management, Derivatives, Options, Commodity, Asset Management, Trading, Management, Securities, Trading Systems, Electronic Trading, Capital Markets, Portfolio Management, Financial Markets, Fixed Income, Equities, Bloomberg, FX Options, Alternative Investments, Series 7, Investment Banking, Financial Services
Education
Rutgers, The State University of New Jersey-New Brunswick 1971 — 1979
B.S., Agricultural Science
Matawan High School
UBS Financial Services Inc. October 2003 - Present
UBS 2003 - Present
Prudential Securities 2002 - 2003
American Stock Exchange 1992 - 2002
Muriel Siebert & Co., Inc. 1986 - 1988
Muriel Siebert & Co., Inc. 1986 - 1988
Skills
Capital Markets, FINRA, Series 7, Securities, Equities, Securities Regulation, Fixed Income, Risk Management, Series 24, Legal Writing, Corporate Governance, AML, Hedge Funds
Education
Seton Hall University 1998 — 2002
Seton Hall University School of Law 1998 — 2001
Susquehanna University 1980 — 1984
BS, Finance
Richmond Advisors, LLC March 2013 - Present
Janus March 2005 - March 2013
Northern Trust July 2004 - December 2005
Saloman Brothes Asset Management January 2000 - July 2004
RunMoney.com July 2000 - January 2001
Prudential Securities December 1995 - July 2000
New York Life/MainStay Funds June 1991 - December 1995
Skills
Series 7, Investments, Asset Allocation, Alternative Investments, Mutual Funds
Education
Seton Hall 1987 — 1991
Bachelor's Degree, Economics
Mok Capital Management March 1997 - Present
Prudential Securities January 1990 - March 1997
Education
Santa Clara University 1976 — 1978
BSC, Management, Marketing
Janus Capital Group November 2005 - Present
Prudential Securities 1995 - 2000
Prudential Investments 1995 - 2000
Skills
Mutual Funds, Series 7, Series 63, Alternative Investments, ETFs, Asset Managment, Series 24, Asset Allocation, Investments, Wealth Management, Investment Advisory, Hedge Funds, Equities, Securities, Fixed Income, FINRA, Investment Management, Investment Strategies
Education
Seton Hall University 1987 — 1991
Bachelor of Arts (B.A.), Economics
BlackRock September 2008 - Present
Morgan Stanley Investment Management 2002 - 2008
Prudential Securities April 1999 - August 2001
American Stock Exchange June 1997 - April 1999
Education
New York University - Leonard N. Stern School of Business 2001 — 2003
MBA, Finance and Accounting
Penn State University 1993 — 1997
BS, Finance
Verisk Analytics May 2015 - Present
Verisk April 2003 - Present
Cendant March 2000 - March 2003
Prudential Securities April 1986 - March 2000
prudential securities 1990 - 2000
Prudential Securities March 1983 - March 1986
Skills
JCL, Mainframe, MVS, z/OS, OS/390, WebSphere Application..., ITCAM, IBM HTTP Server, Jython, Shell Scripting, Linux, IBM Mainframe, Websphere, TSO, ISPF, JBoss Application Server, JBoss ESB, Assembly Language, COBOL, PLI, DataPower, VSAM, Endeavor, CICS, REXX, IBM Utilities, Syncsort, DB2, WebSphere, Enterprise Architecture, Requirements Analysis, Disaster Recovery
Education
Queens College 1983 — 1988
BS
Merrill Lynch June 2010 - Present
Prudential Investments August 2006 - February 2009
Prudential Investments June 2003 - August 2006
Prudential Investments January 2001 - June 2003
Prudential Securities January 1999 - January 2001
Easy Pickins June 1986 - December 1998
Education
Saint Peter's University 1980 — 1985
BA, Marketing
ScuraPaley Securities LLC April 2014 - Present
Sidoti & Company LLC May 2003 - March 2014
CIBC World Markets March 2001 - March 2003
Prudential Securities September 1993 - February 2001
Shearson Lehman Brothers, Inc 1991 - 1993
Brown Brothers Harriman September 1989 - September 1991
Skills
Series 7, Equity Research, Securities, Series 63, Valuation, Bloomberg, Capital Markets, Financial Modeling, Hedge Funds, Investments, Fixed Income, ETFs, Series 86, Series 87, Wall Street Journal..., Alternative Investments, Financial Services, Equity Valuation, FINRA
Education
Rutgers University-New Brunswick 1990 — 1994
MBA, Finance
University of Delaware 1985 — 1989
BAAS, Communicaton
Bank of America January 2015 - Present
Barclays March 2008 - February 2013
Barclays March 2003 - March 2008
Merrill Lynch November 2000 - March 2003
Prudential Securities May 1999 - November 2000
Skills
Series 63, CRM, Bonds, Derivatives, Strategy, Leadership
Education
University of Pennsylvania - The Wharton School 1994 — 1998
BS, BA, Marketing, Multinational Management, Latin American Studies
Pontificia Universidad Católica de Chile 1996 — 1996
Merrill Lynch July 2012 - Present
SIX Telekurs June 2010 - July 2012
Gold Creek Capital Management January 2009 - December 2009
406 Partners March 2007 - January 2009
The Winter Group 2004 - 2007
JPMorgan Chase 2001 - 2004
Prudential Securities August 1999 - July 2000
Skills
Intex, MBS, Valuation, Structured Finance
Education
Queens College
Mackenzie Keck Inc August 2007 - Present
Wachovia Bank October 1999 - June 2002
Prudential Securities July 1992 - October 1999
Education
Rutgers University – Camden 1993 — 1994
BA,BS, Computer Science, Math
Consultant March 2009 - Present
SPA ETF Inc. September 2007 - October 2008
Prudential Equity Group January 2005 - June 2007
Prudential Securities 1996 - 2007
Dean Witter 1989 - 1996
Education
Rensselaer Polytechnic Institute 1983 — 1988
BS, Mechanical Engineering
Dewey Junior High School
HSBC Retail Banking and Wealth Management January 2014 - Present
HSBC Bank N.A. USA May 2009 - December 2013
JPMorgan Chase August 2004 - May 2009
Prudential Securities September 1999 - August 2004
Experian July 1995 - September 1999
Skills
Financial Planning, Asset Management, Investments, Banking, Strategic Planning, Coaching, Sales Management, Retirement Planning, Insurance, Series 7, Team Building, Team Leadership, P&L Management, New Business Development, Strategic Financial..., Credit, Performance Management, Financial Analysis, Finance, Relationship Management, Management, Business Development, Strategy, Leadership, Financial Services, Sales, Small Business, Loans, Human Resources, Portfolio Management, Wealth Management, Strategic Partnerships, Marketing Strategy
Education
Rutgers University-New Brunswick 1990 — 1995
BA in Economics, with concentration in Accounting
Great Eastern Pet Supply January 2003 - Present
Prudential Securities 1994 - 2002
Butler Animal Health Supply 1986 - 1994
Skills
Entrepreneurship, Sales, Small Business, Retail, Start-ups, Strategic Planning, New Business Development, Customer Service, Product Development, Sales Management, Negotiation, Business Strategy, PowerPoint, Marketing, Online Advertising, Business Planning, Mergers, Licensing, Due Diligence, Financial Analysis
Education
Rutgers University-New Brunswick 1976 — 1981
BS, Biology
Independent Private Financial Strategy Consulting July 2008 - Present
Merrill Lynch December 2002 - March 2007
Credit Suisse First Boston April 2000 - December 2002
Prudential Securities April 1998 - April 2000
Salomon Smith Barney July 1997 - April 1998
RBC Dominion Securities May 1991 - June 1997
Education
Association for Investment Management and Research 1992 — 1996
CFA
Queen's University 1987 — 1991
B. Comm., Business
US Bank August 2010 - Present
US Bank April 2002 - August 2010
Prudential Securities September 2000 - March 2002
Skills
Banking, Debit Cards, Retail Banking, Business Analysis, Payments, Financial Services, Risk Management, Credit Cards, Credit, Call Centers, Commercial Banking, Relationship Management, Loans, Cash Management, Process Improvement
Education
Robert Morris University 2008 — 2010
Bachelor Degree of Science, Accounting
Integra Realty Resources September 1993 - Present
Appraisal Systems Inc September 1990 - September 1993
Prudential Securities May 1988 - September 1990
Skills
Appraisals, Real Estate, Real Estate Development, Valuation, Expert Witness, Real Estate Economics, Property Tax, Disposition, Real Estate Transactions, Eminent Domain, Brokerage, Leases, Investment Properties, Due Diligence, Location Intelligence, Shopping Centers, Apartments, Feasibility Studies, Property Management, Real Estate Financing, Real Property, Litigation, Property, Mergers & Acquisitions, Corporate Real Estate, Land Acquisition, Commercial Real Estate, Asset Management, Entitlements
Education
Rutgers University-New Brunswick 1984 — 1988
BA, Economics
Rutgers University
BA, Economics
Mizuho Securities USA Inc. June 2011 - Present
Rabobank N.A. November 2010 - December 2010
ABN AMRO Bank and RBS Global Banking & Markets October 1999 - April 2010
Merrill Lynch 1998 - 1999
Prudential Securities August 1996 - April 1998
Citigroup 1993 - 1996
Skills
Capital Markets, Structured Finance, Credit Risk, Credit Analysis, Credit, Financial Risk, Banking, Portfolio Management, Risk Management, Loans, Investments, Mortgage Lending, Commercial Lending, Securitization, Financial Institutions, Derivatives, Loan Origination, Hedge Funds, Securities, Due Diligence, Fixed Income
Education
Rutgers, The State University of New Jersey-Newark 1984 — 1987
BS, Economics/Accounting
Ameriprise Financial August 2010 - Present
Janney Montgomery Scott July 2002 - August 2010
Prudential Securities July 1996 - July 2002
Raymond James & Associates, Inc October 1995 - May 1996
JW Charles Securities November 1987 - October 1995
EF Hutton & Co. July 1986 - November 1987
Education
University of Florida 1977 — 1979
Bachelor of Science, Animal Science
Rollins College 1973 — 1976
Pre-Medicine/Pre-Medical Studies
Colegio San Antonio Abad 1968 — 1973
High School, College Preparatory
Kaplan University February 2013 - Present
Kaplan University September 2010 - February 2013
Kaplan University March 2010 - September 2010
Custom Coating Solutions June 2008 - April 2010
Paul Davis Restoration 2005 - 2008
Immuno Laboratories September 2003 - December 2005
PartsBase.com 2002 - 2003
Quick & Reilly 2001 - 2002
Prudential Securities 2000 - 2001
Skills
Business Development, Customer Service, Management, Marketing, Customer Satisfaction, Research, Training, Networking, Sales, Strategic Planning, Sales Management, Team Building, Process Improvement, Project Management, Value Chain Analysis, Consultative Sales..., Business Strategy, Business Acumen, Start-ups
Education
Kaplan University 2011 — 2012
Master of Business Administration (MBA), Business Administration and Management, General, 4.0
University of Phoenix 2002 — 2004
BS Management, Management
Santa Fe Community College 1996 — 1999
AA, Business
University of Florida 1994 — 1996
General
JPMorgan Chase April 2010 - Present
Smith Barney 2003 - 2009
Royal Alliance Associates 1994 - 2003
Janney Montgomery Scott 1993 - 1994
Prudential Securities 1988 - 1993
Skills
Alternative Investments, Mutual Funds, Portfolio Management, Asset Allocation, Equities, Series 63, Wealth Management, Investments, Fixed Income, Investment Strategies, Securities, Asset Management, Due Diligence, Series 7, Asset Managment, Investment Advisory, Hedge Funds
Education
New York Institute of Technology 1998 — 2000
MBA
Pratt Institute 1978 — 1982
BFA, Art & Design
Wells Fargo Advisors July 2014 - Present
Wells Fargo Advisors September 2013 - July 2014
Wells Fargo Advisors January 2010 - September 2013
Wells Fargo Advisors June 2001 - September 2013
Wells Fargo Advisors December 2000 - June 2001
Davenport & CO LLC November 1998 - December 2000
Prudential Securities May 1994 - November 1998
Prudential Securities June 1993 - May 1994
Hanover Insurance Company July 1990 - June 1993
Skills
Accounting, Customer Service, Sales, PeopleSoft, Accounts Payable, Equities, General Ledger, Payroll, Retail, Human Resources, Invoicing, Research, Policy Analysis, CPOE, Series 7, Investments, Financial Analysis, Securities, Series 63, Strategic Financial...
Education
Regent University 2011 — 2014
Bachelor of Applied Science (B.A.S.), Accounting
John Tyler 2003 — 2007
A.A.S, Business Management
SunAmerica November 2004 - Present
Prudential Securities August 1998 - October 2001
Skills
Series 7, Securities, Equities, Fixed Income, Series 63, Portfolio Management, Bloomberg, Mutual Funds, Asset Allocation, Trading, Investments, Hedge Funds
Education
Queens College 1995 — 1998
BS, Political Science
Creedon Consulting Inc. 2010 - Present
TD Bank Group (Global Headquarters) 2010 - 2012
Deloitte & Touche LLP 2000 - 2010
Prudential Securities January 1994 - December 1999
Creedon Consulting 1990 - 1994
Berisford/Lonray Inc. 1988 - 1990
Touche Ross & Co. 1982 - 1988
Skills
Risk Management, Financial Services, Financial Risk, Securities, Hedge Funds, Banking, Due Diligence, Policy, AML, Equities, Derivatives, Fixed Income, Mutual Funds
Education
Purdue University - Krannert School of Management
MBA
The University of Georgia
BS, Futures & Commodities Trading & Risk Mgmt.
Essextec April 2014 - March 2015
Westfield March 2013 - February 2014
PlanITROI December 2010 - December 2012
PlanITROI June 2009 - December 2010
Dale and Thomas Popcorn November 2007 - March 2009
Citigroup May 2006 - September 2006
Prudential Securities May 2005 - September 2005
Skills
Account Reconciliation, Forecasting, Finance, Bloomberg, Budgets, Portfolio Management, Financial Analysis, Analysis, Financial Modeling, Derivatives, Process Improvement, Financial Reporting, New Business Development, Microsoft Excel, Sarbanes-Oxley Act, Corporate Finance, Accounting, Fixed Income, Equities
Education
Quinnipiac University - School of Business 2006 — 2007
Masters of Business and Administration, Finance
Quinnipiac University 2002 — 2006
Bachelor of Science, Finance
Golden State Advisors March 2008 - Present
Wells Fargo Investments 2002 - 2008
Prudential Securities 1999 - 2002
Charles Schwab 1995 - 1999
Skills
Restricted Stock, 10b5-1 Plans, Employee Stock Options, RSU, Charitable Gift Fund, Charitable Remainder..., Tax Efficient Investing, International Investing, Portfolio Management, Asset Allocation, Stocks, Bonds, Mutual Funds, Wealth Management, Gifting Strategies, Start-ups, Real Estate, Life Insurance, Long Term Care Insurance, Investment Strategies
Education
San Francisco State University 1995 — 1997
MBA, FINANCE
Greenwich Real Estate Development 2003 - Present
Prudential Securities 1997 - 2000
Lehman Brothers 1987 - 1997
Education
The University of Texas at Austin 1985 — 1987
MBA, Finance-Honors
Rice University 1978 — 1982
BA, Economics and Managerial Studies
Charles Schwab & Co. Inc January 2014 - Present
Charles Schwab & Co., Inc. June 1999 - December 2013
Prudential Securities November 1997 - May 1999
Skills
Asset Allocation, Finance, Strategic Financial..., Wealth Management, Investment Management, Mutual Funds, Retirement Planning, Investment Advisory, Series 7, Investments, Investment Strategies, Account Management
Education
Saint Mary's College of California 2004 — 2006
MBA, Business
University of Colorado Boulder 1994 — 1997
B.A.
GreenHouse Design, Inc. April 2001 - Present
Prudential Securities 1996 - 2001
Dimensions, Inc 1994 - 1996
Johnson & Johnson 1991 - 1994
Skills
Graphic Design, Web Design, Photoshop, Logo Design, Illustrator, Adobe Creative Suite, Graphics, SEO, Corporate Identity, User Interface Design, InDesign
Education
New York University - Leonard N. Stern School of Business 2000 — 2002
M.S.I.S., Information Systems
Pratt Institute 1990 — 1993
BA, Industrial Design
U S Trust 2008 - Present
A.G. Edwards & Sons, Inc. 1998 - 2007
Prudential Securities 1993 - 1998
Smith Barney 1986 - 1993
Skills
Asset Managment, Equities, Investments, Securities, Investment Banking, Venture Capital, Asset Management, Financial Modeling, Alternative Investments, Private Equity, Investment Management, Strategic Financial..., Mergers & Acquisitions, Financial Advisory, Wealth Management..., Valuation, Due Diligence, Bonds, Equity Research, Series 7, Portfolio Management, Investment Strategies, Investment Advisory, Wealth Management, Capital Markets, Asset Allocation, Financial Analysis, Fixed Income
Education
University of Chicago Graduate School of Business 1982 — 1984
MBA, Finance
Princeton University 1976 — 1980
BA, Economics
St. Louis Country Day School
US Army June 2015 - Present
US Army May 2013 - June 2015
US Army May 2010 - May 2013
US Army February 2008 - April 2010
Prudential Securities December 1991 - October 2002
Skills
Army, Military Operations, Military Experience, Security Clearance, Intelligence Analysis, National Security, Counterterrorism, Leadership, Operational Planning, Military, Program Management, Risk Management, DoD, Information Assurance, Military Training, Physical Security, Homeland Security, Security Management, Process Improvement, Tactics, Operations Management, Team Leadership, Systems Analysis, Data Conversion, crm, Disaster Recovery, Back Office, Fixed Income
Education
Saint Leo University 2004 — 2013
Bachelor of Arts (B.A.), Management Informaiton Systems
Wedbush Securities 2001 - 2014
Southwest Securities 2000 - 2001
Prudential Securities 1993 - 1999
Skills
Series 7, Series 63, Portfolio Management, Securities, Investments, Bloomberg, Capital Markets, Fixed Income, Equities, Trading, Loans, Hedge Funds, Bonds, Trading Systems, Settlement, Securities Lending, Equity Research, Equity Trading, ETFs, Financial Markets
Education
Providence College
B.A, Economics
Guilford Public Schools Site LeadCPEP - Connecticut Pre-Engineering ProgramJune 2015 - Present
City of New Haven September 2005 - June 2015
Prudential Securities July 1996 - August 2004
Skills
Grant Writing, Microsoft Office, Leadership, Public Speaking, Teaching, Community Outreach, Data Analysis, Fundraising, Program Development, Mathematics, Project Planning, Student Activities, Customer Service, Research
Education
Quinnipiac University 1989 — 1993
BS, Finance
Sacred Heart Academy 1985 — 1989
Strategic Capital Allocation Group LLC October 2001 - Present
Prudential Securities 1999 - 2001
Morgan Stanley 1995 - 1999
Lehman Brothers 1985 - 1995
Bain & Company March 1974 - March 1975
Boston Consulting Group March 1973 - March 1974
Skills
Investments, Financial Markets, Investment Advisory, Portfolio Optimization, Endowments, Alternative Investments, Private Equity, Hedge Funds, Portfolio Management, Wealth Management, Risk Management, Venture Capital, Due Diligence, Asset Management, Business Strategy, Asset Allocation, Derivatives, Investment Strategies, Financial Modeling, Capital Markets, Economics, Strategic Planning, Management Consulting, Asset Managment
Education
Princeton University 1966 — 1970
B.S.E., Aerospace & Mechanical Sciences
Stony Brook University 1970 — 1972
M.S., Urban & Policy Sciences
MKM Partners, LLC November 2013 - Present
JonesTrading April 2011 - November 2013
BTIG, LLC October 2008 - February 2011
Kellogg Partners 2006 - 2008
Prudential Securities 2003 - 2006
Standard and Poor's Securities 1995 - 2001
Skills
Electronic Trading, Sales Commission, Equity Trading, Trading Systems, Equities, Bloomberg, Series 7, Hedge Funds, Trading, Series 24, Fixed Income, Securities, Capital Markets, Equity Derivatives, FINRA, Financial Markets, Options, Market Data, Alternative Investments, Prime Brokerage, Investments
Education
Saint Peter's University
Bachelor of Applied Science (B.A.Sc.), Accounting and Business/Management, Graduated
Student / STLCC November 2010 - Present
Medco Health Solutions March 2006 - June 2006
United Parcel Services 1991 - 1997
Goldman Sachs July 1985 - February 1991
Prudential Securities February 1981 - July 1985
Education
St. Louis Community College 2010 — 2011
HIT - Workflow Redesign, Healthcare Information Technology
Washington University in St. Louis 2009 — 2010
Rutgers, The State University of New Jersey-Newark 1974 — 1979
BS, Nursing
Maritz Travel Company June 2010 - Present
American Express May 2013 - September 2013
Maritz McGettigan 2001 - 2003
World Travel Partners 1999 - 2001
Prudential Securities 1997 - 1999
Skills
Meeting Planning, Contract Negotiation, Corporate Events, Event Management, Event Planning, Budgets, Negotiation, Hospitality, Hotels, Sourcing, Food, Hospitality Industry, Incentives
Education
Rutgers University-New Brunswick 1993 — 1997
BA, Communications
Volk and Associates Inc. January 2010 - Present
Lilly Pulitzer 2005 - 2009
Royal Asset Management 1999 - 2009
McDonald Investments 1996 - 1999
Prudential Securities 1994 - 1996
CPC International / Best Foods / CPC Specialty Products 1987 - 1994
Frito Lay 1986 - 1987
Skills
Sales, Investments, Strategic Planning
Education
Purdue University - Krannert School of Management 1981 — 1985
Bachelor of Science, Management, Finance
Shawnee Mission South High School 1979 — 1981
Purdue University
Wells Fargo Advisors, LLC July 1986 - Present
Prudential Securities March 1994 - February 2001
Skills
Coaching, recruiting,...
Education
Purdue University 1976 — 1980
BS, Management
Scecina High
Great American Insurance April 2015 - Present
Clermont Specialty Managers (a W. R. Berkley Company) May 2014 - April 2015
Berkley Asset Protection Underwriting Managers, LLC September 2010 - May 2014
Marsh May 2008 - September 2010
Marsh USA 2006 - 2008
Starr Companies June 2004 - October 2005
AIG - Latin American Division 2003 - 2004
Prudential Securities 1999 - 2003
Skills
Insurance, Property & Casualty..., Brokers, D&O, Fiduciary, Underwriting, General Insurance, Casualty, Commercial Insurance
Education
St. John's University 1997 — 2001
BS, Computer Science with a concentration in Business
Robert W. Baird & Co. March 2003 - Present
Prudential Securities January 2000 - February 2003
Wachovia Securities May 1995 - January 2000
Skills
Fundamental Analysis, Healthcare, Equity Research, Competitive Analysis, Management, Private Equity, Healthcare Information..., Venture Capital, Hedge Funds, Mergers & Acquisitions, Securities, Business Development, Corporate Finance, Financial Modeling, Equities, Capital Markets, Investment Banking, Due Diligence, Investments, Series 7
Education
Queens University of Charlotte 1996 — 2000
MBA, Finance
Wake Forest University 1990 — 1994
BA, Political Science
Brunswick High School 1986 — 1990
Canaccord Genuity Inc. April 2013 - April 2014
Dahlman Rose & Co. 2010 - March 2013
Raven Securities Corp. 2009 - 2010
RBC 2005 - 2009
Tradition 2003 - 2004
Credit Lyonnais Securities 2001 - 2003
Prudential Securities 1996 - 2001
Bear Stearns 1993 - 1996
Skills
Trading, Securities, Hedge Funds, Electronic Trading, Capital Markets, Series 63, Options, Market Making, Series 7, Fixed Income, Bloomberg, Mutual Funds, Equities, Investments, Equity Trading, Alternative Investments
Education
Penn State University 1989 — 1993
B.S., Economics
Milwaukee Area Technical College 2003 - Present
Plans 4U Inc. February 2001 - August 2003
Efunds Corporation 2000 - 2003
Prudential Securities 1999 - 2001
US Bank 1998 - 1999
Education
Purdue University - Krannert Graduate School of Management 1996 — 1998
MSM, Finance
Purdue University - Krannert School of Management 1989 — 1994
BS, Accounting
Hartnell College August 2011 - Present
AMBAG November 2004 - December 2007
PRUDENTIAL SECURITIES November 2000 - November 2004
Skills
Microsoft Excel, Research, PowerPoint, Microsoft Word, Teaching, Customer Service, Event Planning, Editing
Education
West Valley College 2004 — 2011
Court Reporting
SFSU 1979 — 1981
BA, Liberal Studies
Diversified Private Wealth January 2013 - Present
Lazard Capital Markets February 2003 - February 2012
Prudential Securities May 1983 - January 2003
Skills
Series 7, Series 24, Series 55, Series 63, Series 10 - 55, Hedge Funds, Equities, Bloomberg, Securities, Trading, Equity Trading, Fixed Income, FINRA, Equity Research, Convertible Securities, Capital Markets, Alternative Investments, Asset Management
Education
St. John's University 1978 — 1982
Bachelor of Science, Finance, Economics (minor)
Blue Diamond Fuel Oil Company Outside Sales ConsultantSlomin's, Inc.February 2010 - August 2011
Atlanticair March 2007 - November 2009
Chem Rx Pharmacy November 2001 - December 2006
Prudential Securities October 1984 - October 2001
Skills
New Business Development, Training, Account Management, Business Development, Customer Service, Leadership
Education
Quinnipiac University 1975 — 1979
Bachelor of Arts (BA), Communication and Media Studies
Mischler Financial Group September 1997 - Present
Prudential Securities September 1992 - September 1997
Liberty Capital Markets, Inc. September 1983 - September 1992
Skills
Equities, Asset Management, Wealth Management, Retirement Planning, Asset Allocation, Mutual Funds, Securities, Portfolio Management, Estate Planning, Alternative Investments, Series 7, Series 24, Series 63, CA Insurance License..., Capital Markets, Microsoft Office, Investments, Strategic Planning, Financial Analysis, Fixed Income
Education
San Francisco State University 1981 — 1982
Bachelor's degree, Political Science
University of Oregon 1976 — 1979
Political Science and Government
Broadridge Financial Solutions 2013 - Present
Broadridge Financial Solutions 2005 - 2013
Fidelity Investments 2001 - 2005
Fidelity Investments 1996 - 2001
Chase Manhattan Investment Services 1991 - 1996
Shearson Lehman Brothers 1981 - 1989
Prudential Securities 1975 - 1981
Skills
sales, Sales Management, Salesforce.com, Sales Operations, Direct Sales, Sales Process, International Sales, Sales Presentations, Organizational..., Organizational Design, Organizational Culture, Marketing Communications, Product Marketing, Financial Management..., Banking, Retail Banking, Branch Banking, Banking Law
Education
Providence College
Bachelor of Science (B.S.), Business
RBC Wealth Management October 2012 - Present
Livonia Central School September 2009 - September 2012
Smith Barney June 2000 - March 2007
Prudential Securities June 1994 - June 2000
Shearson Lehman Brothers May 1987 - June 1994
Skills
Series 7, Series 66
Education
Rochester Institute of Technology
Earth Sciences and Resources Institute - Univ of South Carolina December 2002 - Present
Sundance Environmental & Energy Specialist, Ltd 2006 - December 2014
Southeast Waters Americorps August 2001 - August 2002
Prudential Securities August 1999 - August 2001
Skills
Strategic Planning, Customer Service, Public Speaking, Management, Research, Leadership, GIS, ArcGIS, Nonprofits, Sustainability
Education
University of South Carolina-Columbia 2010 — 2015
Doctor of Philosophy (PhD), Geological Sciences
University of South Carolina 2007 — 2009
Master's in Geological Sciences, Geological and Earth Sciences/Geosciences
University of South Carolina-Columbia 2003 — 2005
Master's degree, Earth and Environmental Resources Management
Presbyterian College 1992 — 1997
BS, Business Administration and Management, General
Dept of defense June 2008 - Present
Dept of Defense June 2008 - March 2013
Citizens Community Bank May 2007 - December 2007
Mortgageline Financial Corp January 2006 - May 2007
Prudential Securities April 1990 - September 2004
Dean Witter Reynolds October 1988 - April 1990
EF Hutton February 1983 - October 1988
Skills
Equity Trading, Mortgage Banking, Real Estate, Technical Writing, Logistics Management, Customer Service, Marketing, Excellent Communication..., Excellent Microsoft..., Social Networking, Investments, Blogging, Social Media, Public Speaking, Creative Writing, Analysis, Leadership, Equities, Newsletters, Publications, Data Analysis, Editing, Financial Analysis, Financial Services
Education
Fairleigh Dickinson University 1980 — 1984
Master of Arts (MA), Public Administration
Rowan University 1973 — 1977
Bachelor of Arts (B.A.), Criminal Justice/Law Enforcement Administration
UBS Financial November 2010 - Present
Santander Bank, N.A. January 2001 - November 2010
Prudential Securities June 1996 - October 2000
Corestates Bank N.A., June 1991 - June 1996
Education
Rowan University
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
Hold Brothers Capital, LLC March 2000 - Present
Prime International Trading June 1999 - March 2000
Prudential Securities August 1998 - June 1999
Skills
Options, Fixed Income, Trading, Equities, Trading Strategies, Bloomberg Terminal, Hedge Funds, Trading Systems, Wrestling, Securities, Financial Risk
Education
Providence College 1994 — 1998
Bachelor of Arts (B.A.), Mathematical Economics