Prudential Securities

Industry: Bank

Description

Prudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities

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Prudential Securities Employees

Employee
Years
Job
Industry
David Ferguson David Ferguson New York, New York Details
David Ferguson's Prudential Securities Experience April 1987 - June 1989
Job Partner at Perella Weinberg Partners
Industry Venture Capital & Private Equity
Experience
Perella Weinberg Partners  February 2012 - Present
Weston Presidio  January 2003 - October 2011
JP Morgan  September 1989 - December 2002
Prudential Securities   April 1987 - June 1989
Bankers Trust  September 1985 - March 1987
KPMG  November 1981 - June 1983
Deloitte & Touche  June 1977 - October 1981

Education
University of Pennsylvania - The Wharton School   1983 — 1985
MBA, Finance

Loyola University Maryland   1973 — 1977
BA, Accounting

Diane L. Roberts, CFA Diane L. Roberts, CFA Atlanta, Georgia Details
Diane L. Roberts, CFA's Prudential Securities Experience 1996 - 1998
Job Retail Investment Sales at Jones Lang LaSalle
Industry Real Estate
Experience
Jones Lang LaSalle  June 2011 - Present
Atlanta Property Group LLC  June 2005 - June 2011
Jones Lang LaSalle  2004 - 2005
Holliday Fenoglio Fowler  2001 - 2004
Lend Lease Real Estate Investments  1999 - 2001
Lend Lease Real Estate Investments  1998 - 1999
Prudential Securities   1996 - 1998

Skills
Equity Research, Real Estate Economics, Equities, Portfolio Management, Investments, Disposition, Valuation, Real Estate, Asset Allocation, Financial Analysis, Brokerage, Commercial Real Estate, Due Diligence, Leases, Corporate Real Estate, Real Estate Transactions, Asset Management, Real Estate Development, Financial Modeling

Education
University of Pennsylvania - The Wharton School   1989 — 1993
BSE, Finance

Jay Duffy Jay Duffy Scranton, Pennsylvania Area Details
Jay Duffy's Prudential Securities Experience August 1999 - July 2001
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors  July 2001 - Present
Prudential Securities   August 1999 - July 2001
Prudential Retirement Services  1990 - 1999

Skills
Investments, Investment Strategies, Asset Allocation, Insurance, Retirement Planning, 401k Rollovers, Fixed Income Strategies

Education
University of Scranton   1987 — 1989
bs, Accounting

Kings College   1984 — 1987
Accounting

Seton Catholic High School   1980 — 1984

Gary E. Shugrue Gary E. Shugrue Greater Philadelphia Area Details
Gary E. Shugrue's Prudential Securities Experience 1986 - 1986
Job Senior Portfolio ManagerBarlow Partners/ACP Funds
Industry Investment Management
Experience
Barlow Partners/ACP Funds   August 2001 - Present
Argos Partners   August 1988 - July 2000
Merrill Lynch  1986 - 1988
Prudential Securities   1986 - 1986
Kidder Peabody & Company  1981 - 1986
Merrill Lynch  1977 - 1979

Skills
Alternative Investments, Hedge Funds, Equities, Mutual Funds, Strategy, Financial Advisory, Asset Managment, Investments, Portfolio Management, High Net Worth..., 1940 Act, Bonds, Financial Analysis, Institutional..., Asset Management, Asset Allocation, Investment Strategies, Securities, ETFs, Investment Advisory, Financial Modeling, Investment Management, Corporate Finance, Risk Management, Bloomberg, Valuation, Due Diligence, Series 7, Wealth Management, Trading, Private Equity, Equity Research, Fixed Income, Series 63, Mergers & Acquisitions, Capital Markets

Education
Wharton School of Business   1979 — 1981
Master of Business Administration (MBA), Finance

Villanova University   1972 — 1976
Bachelor of Science (BS), Accounting

Erin Tamberella Erin Tamberella Pensacola, Florida Area Details
Erin Tamberella's Prudential Securities Experience January 1988 - January 1994
Job President, Executive Transformations: FA Coach/AuthorBusiness Development Systems Expert; Certified Retirement Coach
Industry Financial Services
Experience
Executive Transformations Inc   2004 - Present
Morgan Stanley  October 2001 - November 2004
Morgan Stanley  January 1994 - September 2001
Prudential Securities   January 1988 - January 1994
Legg Mason  August 1987 - January 1988

Skills
Business Development, Financial Advisor..., Executive Coaching, Business Coaching, Sales Coaching, Practice Management, Business Writing, Wealth Management, Investments, Retirement Planning, Asset Management, Strategic Financial..., Finance, Financial Advisory, Investment Strategies, Securities, Strategic Planning, Asset Allocation, Series 7, Coaching, Investment Advisory, Financial Services, Financial Planning

Education
University of New Orleans   1980 — 1985
Bachelor of Science, Economics

Sheila Student Owens Sheila Student Owens Greater Minneapolis-St. Paul Area Details
Sheila Student Owens's Prudential Securities Experience January 1996 - February 1999
Job Vice President Finance at Oak Ridge Financial
Industry Investment Management
Experience
Oak Ridge Financial  September 2009 - Present
Walnut Street Securities  October 2004 - September 2009
Securities Service Network   February 1999 - October 2004
Prudential Securities   January 1996 - February 1999

Skills
Finra Series 7 and 24, State Securities Series..., Minnesota Insurance..., Customer Service, Team Building, Management, Investments, Strategy

Education
University of Notre Dame   1974 — 1978
Bachelor of Business Administration (BBA), Business and Accounting, Cum laude

Stephanie Maloney Stephanie Maloney Playa Del Rey, California Details
Stephanie Maloney's Prudential Securities Experience 1997 - 2000
Job President Owner at Peace Talks Mediation Services
Industry Legal Services
Experience
Peace Talks Mediation Services   November 2013 - Present
Peace Talks   2008 - Present
Seiler LLP  January 2011 - August 2012
Los Angeles Divorce Solutions   January 2009 - December 2010
Financial Solutions for Divorce   March 2003 - December 2008
Associated Securities   2000 - 2005
Prudential Securities   1997 - 2000
Morgan Stanley Dean Witter  1989 - 1997

Skills
Mediation, Family Law, Public Speaking, Collaborative Law, Strategic Financial..., Coaching, Alternative Dispute..., Negotiation, Conflict Resolution, Strategic Planning, Tax, Non-profits, Prenuptial Agreements, Budgets, Litigation, Collaborative Practice, Divorce

Education
Institute for Certified Divorce Financial Analysts   1999 — 2000

University of Minnesota-Twin Cities   1982 — 1985
Business

Joe Lucey, CFP® Joe Lucey, CFP® Greater Minneapolis-St. Paul Area Details
Joe Lucey, CFP®'s Prudential Securities Experience November 1999 - July 2004
Job CFP®, Social Security & Retirement Planning Specialist, Investment & Financial Advisor | Radio Show Host
Industry Financial Services
Experience
Secured Retirement Advisors   October 2006 - Present
Secured Retirement Advisors   October 2006 - Present
Secured Retirement Advisors   October 2006 - Present
Prudential Securities   November 1999 - July 2004
R.J. Steichen & Company   December 1994 - November 1999

Skills
Social Security, Financial Planning, Retirement Planning, Investment Advisory, Estate Planning, Wealth Accumulation, IRA's, Retirement, Wealth Management, Annuities, Insurance, Investments, IRAs, Fixed Annuities, Strategic Financial...

Education
University of Phoenix   2000 — 2005
BS, Marketing

Jean Kitty Marziale Jean Kitty Marziale Greater New Orleans Area Details
Jean Kitty Marziale's Prudential Securities Experience 1997 - 1999
Job Mixed Media Artist
Industry Arts and Crafts
Experience
N/A  August 2004 - Present
IBM  1999 - 2004
Prudential Securities   1997 - 1999
Virtual University   1996 - 1998

Skills
Visual Arts, Mixed Media, Collage, Assemblage, Contemporary Art, Online Instruction, Paper Craft, Journaling, Project Management, HTML, Acrylic, Craft, E-Learning, Graphic Design, Art, Drawing, Art Education, Jewelry Design, Sculpture, Galleries, Basic HTML, Basic Photoshop/Image..., Customer Support, Long-term Customer..., Sales, Watercolor, Employee Training, Client Relations Skills, Client Liaison, Oil Painting, Crafts

Education
University of New Orleans   1979 — 1982
Bachelor of Arts (B.A.), Drama/Communications

St Mary's Dominican High School
H.S. Diploma, College Preparatory

Marc Beshany Marc Beshany Greater Denver Area Details
Marc Beshany's Prudential Securities Experience 1991 - 2003
Job Managing Director at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  January 1991 - Present
Prudential Securities   1991 - 2003

Skills
New business development, Relationship management, Training & development, Compliance

Education
University of North Carolina at Chapel Hill
Bachelor of Business Administration (BBA)

Moris Danon Moris Danon Greater New York City Area Details
Moris Danon's Prudential Securities Experience September 1985 - May 1991
Job Product Manager at Omgeo
Industry Computer Software
Experience
Omgeo  February 2013 - Present
New York, NY  October 2012 - February 2013
Murex  October 1995 - September 2012
Lehman Brothers  May 1991 - September 1995
Prudential Securities   September 1985 - May 1991

Skills
Derivatives, Equity Derivatives, FX Options, Trading Systems, Fixed Income, Risk Management, Business Analysis, Financial Markets, Market Data, Professional Services, Market Risk, Interest Rate..., Software Consulting, CRM, Enterprise Software, Sales Presentations, Collateral Management

Education
University of Rochester - William E. Simon Graduate School of Business Administration
MBA, Operations Management and Marketing

Julia Edvardsson Julia Edvardsson Greater Detroit Area Details
Julia Edvardsson's Prudential Securities Experience February 1996 - May 1997
Job Senior Director, Content Sales Strategy
Industry Online Media
Experience
AOL  January 2015 - Present
AOL Advertising  January 2012 - December 2014
AOL  2011 - 2012
AOL  2007 - 2011
AOL  2004 - 2007
American Express  May 2002 - December 2003
American Express  November 2000 - May 2002
Prudential Financial  June 1997 - August 1999
Prudential Securities   February 1996 - May 1997

Skills
Digital Marketing, Digital Media, Branded Content..., Branded Entertainment, Native Advertising, Digital Video, Affiliate Marketing, Cost Per Acquisition, Strategic Partnerships, Integrated Marketing, Strategy, Marketing Strategy, Start-ups, Advertising, CRM, Digital Strategy, Interactive Marketing, Online Advertising, Mobile Marketing, Branded Content, Awesomeness

Education
New York University - Leonard N. Stern School of Business   1998 — 2000
MBA, Marketing and Management

University of Michigan   1991 — 1995
BA, Russian and East European Studies

La Sorbonne   1992 — 1993
French Studies

Dan Gilligan Dan Gilligan Saint Louis, Missouri Details
Dan Gilligan's Prudential Securities Experience November 1998 - December 1999
Job Senior PCG Compliance Examiner at Stifel Financial
Industry Financial Services
Experience
Stifel Financial Corp.  March 2015 - Present
Larson Financial Group, LLC   August 2013 - March 2015
Larson Financial Group, LLC   May 2011 - August 2013
Wells Fargo Adviosrs   March 2010 - May 2011
Wachovia Securities  October 2007 - March 2010
A.G. Edwards & Sons, Inc.   March 2005 - January 2010
Edward Jones  January 2000 - March 2005
Prudential Securities   November 1998 - December 1999
FFP Securities Inc.   August 1996 - October 1998

Skills
FINRA, Series 24, Asset Management, Investments, AML, FINRA Series 7, FINRA Series 9, FINRA Series 10, FINRA Series 65, FINRA Series 63, FINRA Series 3, Missouri Life and..., Series 7, Asset Managment, Life & Health Insurance..., Mutual Funds, Series 63, Fixed Annuities, Wealth Management, Risk Management, Retirement, Estate Planning, Retirement Planning, Financial Planners, Strategic Financial..., Investment Advisory, Securities, Series 65, Alternative Investments, Equities, Financial Services, Uniform Combined State..., Fixed Income, Securities Regulation, Life Insurance, Portfolio Management, Hedge Funds, Asset Allocation, 401k, Financial Planning

Education
University of Missouri-Columbia   1987 — 1989
Political Science and Government

Sean Conroy, CFA, CFP Sean Conroy, CFA, CFP Miami, Florida Details
Sean Conroy, CFA, CFP's Prudential Securities Experience December 2001 - March 2004
Job Portfolio Manager/ Vice President at Northern Trust
Industry Financial Services
Experience
Northern Trust  July 2006 - Present
Morgan Keegan  January 2005 - June 2006
Prudential Securities   December 2001 - March 2004

Skills
Asset Allocation, Portfolio Management, Equities, Alternative Investments, Fixed Income, Wealth Management, Asset Management, Investment Strategies, Mutual Funds, Investments, Investment Management, Hedge Funds, Bloomberg, Investment Advisory, Securities, Series 7, Derivatives, Bonds

Education
University of New Orleans   1996 — 1999
Bachelor of Science (BS), Finance, General

Tony Yung, CIMA®, CRPC® Tony Yung, CIMA®, CRPC® Duluth, Minnesota Details
Tony Yung, CIMA®, CRPC®'s Prudential Securities Experience June 1991 - August 1994
Job Wealth Management Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch  November 2006 - Present
Smith Barney  January 1995 - November 2006
Prudential Securities   June 1991 - August 1994

Skills
Series 7, Asset Allocation, Series 63, Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Investment Strategies, Securities, Alternative Investments, Investments, Series 65, Retirement, Financial Advisory, Asset Managment, Separately Managed..., Fixed Annuities, 401k, Investment Management, Life Insurance, Variable Annuities, ETFs, 401k Rollovers, Fixed Income, Banking, High Net Worth..., Portfolio Management, Estate Planning, Certified Investment..., Equities, Strategic Financial..., Financial Planning, Finance, Customer Service, Asset Management

Education
University of Minnesota-Twin Cities   1989 — 1994
Bachelor of Science (B.S.), Applied Economics

Roger W. Tabor, PRP Roger W. Tabor, PRP Las Vegas, Nevada Details
Roger W. Tabor, PRP's Prudential Securities Experience May 1991 - June 2003
Job Managing DirectorInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  May 2009 - Present
Wachovia Securities LLC  July 2003 - May 2009
Prudential Securities   May 1991 - June 2003
Dain Bosworth Inc.  May 1985 - May 1991

Skills
Investments, Asset Allocation, Investment Strategies, Retirement Planning, Mutual Funds, Financial Advisory, Portfolio Management, 401k, Fixed Annuities, Alternative Investments, Asset Management, IRAs, Equities, Fixed Income

Education
University of Nevada-Las Vegas   1976 — 1984
Financial Planning and Services

Bishop Gorman High School   1972 — 1976
College Preparatory

Colleen Kochivar Colleen Kochivar Boise, Idaho Area Details
Colleen Kochivar's Prudential Securities Experience February 1999 - April 2001
Job Senior Financial Analyst at MarkMonitor
Industry Financial Services
Experience
MarkMonitor  June 2013 - Present
Pacific Investment Management Co. (PIMCO)   January 2004 - February 2009
Pacific Investment Management Co. (PIMCO)   April 2001 - January 2004
Prudential Securities   February 1999 - April 2001

Skills
Bloomberg, Derivatives, Series 7, Options

Education
University of Northern Colorado   1996 — 1998

Richard L. N. Weaver Richard L. N. Weaver Greater New York City Area Details
Richard L. N. Weaver's Prudential Securities Experience 2002 - 2004
Job Senior Portfolio Manager and Wealth Strategist at AllianceBernstein
Industry Investment Management
Experience
AllianceBernstein  2004 - Present
Prudential Securities   2002 - 2004
Prudential Securities   1996 - 2002

Skills
Hedge Funds, Asset Allocation, Wealth Management, Portfolio Management, Investments, Investment Banking, Options, Private Equity, Wealth Management..., High Net Worth..., Equity Derivatives, Alternative Investments, Retirement, Asset Managment, Hedging, Investment Strategies, Series 7, Investment Management, Equities, Fixed Income

Education
New York University - Leonard N. Stern School of Business
MBA, Finance and Capital Markets

Phillips Exeter Academy
High School, Liberal Arts

University of Pennsylvania - The Wharton School
BS Economics, Finance and Multinational Enterprise

Lance Steinberg Lance Steinberg Portland, Oregon Area Details
Lance Steinberg's Prudential Securities Experience September 1992 - August 1997
Job President, Steinberg Investment Group
Industry Financial Services
Experience
Steinberg Investment Group   October 2011 - Present
Steinberg Aley Wealth Management   September 2007 - September 2011
RBC Dain Rauscher  March 2002 - September 2007
Sutro & Co.   January 1999 - March 2002
Charter Investment Group   August 1997 - January 1999
Prudential Securities   September 1992 - August 1997

Skills
Wealth Management, Finance, Investments, Management, Executive Management, Entrepreneurship, Strategic Planning, Marketing Strategy, Strategy, Sales, Customer Service

Education
University of Oregon   1988 — 1992
B.S., Psychology

Chadwick Castle Chadwick Castle Greater New York City Area Details
Chadwick Castle's Prudential Securities Experience 1994 - 1996
Job Managing Director Excelsior Realty Services LLC
Industry Real Estate
Experience
Excelsior Realty Services LLC   January 2007 - Present
Metropolitan Montessori School  June 2006 - May 2013
22-24 West 69th Street Corporation   May 2000 - January 2013
Massey Knakal Realty Services acq. by Cushman and Wakefield   2003 - 2007
Concordia Solutions   April 1999 - January 2003
Credit Suisse  June 1998 - March 1999
UBS Investment Bank  1996 - 1998
Prudential Securities   1994 - 1996

Skills
Real Estate, Real Estate Investment, Negotiation, Asset Management, Due Diligence, Financial Analysis, Strategic Planning, Property Management, Entrepreneurship, Investment Properties, Investments, Private Equity, Venture Capital, Finance, Real Estate Development, Corporate Finance, Business Strategy, Property, Investment Banking, Valuation, Real Estate Economics, Real Estate Transactions, Apartments, Real Property, Disposition, Real Estate Financing, Commercial Real Estate, Brokerage, Corporate Real Estate, Acquisitions, Leases, Funding, Investors, Location Intelligence, Portfolio Management, Financial Structuring, Investment Sales, Financial Modeling

Education
University of Pennsylvania - The Wharton School   1990 — 1994
Bachelor of Science (B.S.), Economics

Canyon Springs   1987 — 1990

Jill Lemr Jill Lemr Jacksonville, Florida Area Details
Jill Lemr's Prudential Securities Experience 1999 - 2001
Job Sr. Product Support Analyst at Oracle
Industry Information Technology and Services
Experience
Oracle  March 2008 - August 2015
Taleo  March 2008 - July 2012
MPS Group  March 2001 - January 2008
Prudential Securities   1999 - 2001
Morgan Stanley Dean Witter  1998 - 1999

Skills
SaaS, Sales, Customer Service, SQL, PeopleSoft, Taleo, Active Directory, Integration, Business Analysis, Quality Assurance, CRM, Vendor Management, Software Implementation, Outlook

Education
University of Phoenix   2006 — 2008
Some College, Information Systems & Communciations

Jones College   2001 — 2003
Some College, Infomation systems & Business Administration

Lee Farthing Lee Farthing Myrtle Beach, South Carolina Details
Lee Farthing's Prudential Securities Experience January 1990 - February 1993
Job Real Estate Sales and Marketing Professional
Industry Real Estate
Experience
Cabo Riviera   January 2012 - September 2013
Myrle Beach Tour and Travel   July 2009 - January 2012
Prudential Real Estate Franchise   March 2006 - July 2009
Waterfront Properties  March 2003 - March 2006
The Auberge Residence at Esperanza   October 1999 - February 2002
LFA Sales and Marketing   May 1993 - April 1999
Prudential Securities   January 1990 - February 1993

Skills
Real Estate Development, Real Estate Sales and..., North Carolina Real..., South Carolina Real..., Wall Street Series 7,..., Direct Marketing, Demographic..., Project Finance, Strategic Negotiations, International Sales, International Business, Sellers, Marketing, Sales, Real Estate, Lead Generation, Residential Homes, Management, Advertising, Selling, Sales Management, Property, Market Analysis, Negotiation, Contract Negotiation, Entrepreneurship, Property Management, Business Planning, Investment Properties, Business Development, Online Marketing, Marketing Strategy, New Business Development, Market Research, Start-ups, Marketing Management, Market Planning, Strategic Partnerships, Sales Presentations, Sales Process, Sales Operations, Competitive Analysis, Direct Sales, Great Motivator

Education
Prudential Securities/ Wall Street Certification   1990 — 1992
Wall Street Series 7, 8, 63 and 65 Securities license

UNC Chapel Hill   1976 — 1980
Bachelor of Science/ Business Administration

Kristen Doering Kristen Doering Greater New York City Area Details
Kristen Doering's Prudential Securities Experience 1996 - 1997
Job Benefits Manager at Convergex
Industry Human Resources
Experience
Convergex  April 2015 - Present
Convergex Group, LLC   November 2007 - May 2015
United Independent School District  2003 - 2007
US Trust  September 2000 - November 2002
Fidelity Investments  1999 - 2000
Fidelity Investments  1997 - 1999
Prudential Securities   1996 - 1997

Skills
Employee Benefits, Recruiting, Employee Training, HRIS, Training, Personnel Management, Employment-based..., Relocation

Education
University of Scranton   1992 — 1996
Communications with a minor in Business

Mitchell Spector Mitchell Spector Greater New York City Area Details
Mitchell Spector's Prudential Securities Experience 1999 - 2001
Job
Industry Investment Banking
Experience
Berkshire Capital Securities LLC  July 2004 - Present
FTN Financial Securities   2002 - 2004
CIBC World Markets  2001 - 2002
Prudential Securities   1999 - 2001
Bear Stearns  1993 - 1999
Merrill Lynch & Co., Inc.   1990 - 1992
Morgan Stanley  1986 - 1988
First Fidelity Bancorporation  1985 - 1986

Skills
Investment Banking, Divestitures, Financial Institutions, Finance, Investment Management, Equity Research, Private Equity, Valuation, Corporate Finance, Financial Modeling, Mergers, Asset Managment, Mergers & Acquisitions, Financial Services, Asset Management, Investments, Securities

Education
University of Pennsylvania - The Wharton School   1988 — 1990
MBA, Finance

University of Pennsylvania - The Wharton School   1981 — 1985
BS, Economics, Finance and Decision Sciences

John Oakes John Oakes Greater Minneapolis-St. Paul Area Details
John Oakes's Prudential Securities Experience April 1972 - December 1999
Job Principal at Financial Search and Consulting, LLC
Industry Financial Services
Experience
Financial Search and Consulting, LLC   July 2013 - Present
RiverNorth Mutual Funds   January 2012 - Present
Securities America, Inc.   January 2008 - June 2013
Utopia Funds   2006 - 2008
First Allied Securities  2006 - 2008
Wells Fargo  January 2000 - December 2003
Prudential Securities   April 1972 - December 1999

Skills
Asset Allocation, Retirement Planning, Financial Services, Financial Advisory, Management, Recruiting, Leadership Development, Investment Advisory, Mergers, 401k, Mergers & Acquisitions, Investments, Investment Management, Securities, Series 7, Mutual Funds, Sales, Series 63, Wealth Management, Alternative Investments, Retirement, Employee Training, FINRA, Banking, Financial Recruiting, ETFs, Investment Strategies, Series 24, Investment Banking, Fixed Annuities, Asset Management, Relationship Management, Portfolio Management, Wealth Management..., Equities

Education
Securities Industry Institute, Wharton School of Business   1986 — 1989
Graduate, Finance, General

University of Pittsburgh   1962 — 1966
BA, English, Journalism

The Peddie School   1958 — 1962
Academic, English

Jeffry Reed Jeffry Reed Greater St. Louis Area Details
Jeffry Reed's Prudential Securities Experience January 1988 - September 1989
Job Senior Vice President at The Commerce Trust Company
Industry Financial Services
Experience
Commerce Bank - The Commerce Trust Company   December 2012 - Present
Kendall Advisory Group, LLC   August 2012 - December 2012
Eclipse Capital Management, Inc.   June 2010 - August 2012
Kendall Advisory Group, LLC   February 2010 - June 2010
Clayton Capital Partners  June 2006 - April 2009
The Fortune Group   May 2002 - May 2006
A.G. Edwards & Sons, Inc.   December 1997 - February 2002
A.G. Edwards & Sons, Inc.   March 1994 - December 1997
A.G. Edwards & Sons, Inc.   November 1989 - February 1994
Prudential Securities   January 1988 - September 1989

Skills
Mergers, Corporate Finance, Private Equity, Investment Banking, Relationship Management, Business Development, Negotiation, Value-added, Financial Modeling, Financial Analysis, Investments, Portfolio Management, Investment Management, Due Diligence, Entrepreneurship, Financial Services, New Business Development, Strategy, Management, Mergers & Acquisitions, Asset Management, Wealth Management, Executive Management, Banking, Sales, Financial Advisory, Commercial Banking, Finance, Strategic Financial..., Alternative Investments, Private Banking, Valuation, Venture Capital, Corporate Development, Asset Allocation, Securities, Capital Markets, Equities, Investment Strategies, Hedge Funds, Mutual Funds, Series 7, Credit, Fixed Income, Investment Advisory, Loans, Commercial Lending, Risk Management, Financial Structuring, Funding

Education
Washington University in St. Louis - Olin Business School   1980 — 1983
MBA, Finance

University of Missouri-Columbia, College of Business   1975 — 1979
BSBA, Finance & Banking

Kirkwood HS   1971 — 1975

Michael Witous Michael Witous Kalamazoo, Michigan Area Details
Michael Witous's Prudential Securities Experience December 1998 - January 2003
Job Managing Director Investments
Industry Investment Management
Experience
Oppenheimer & Co. Inc.   January 2010 - Present
UBS Wealth Managment   February 2003 - January 2010
Prudential Securities   December 1998 - January 2003
Merrill Lynch  June 1993 - December 1998

Education
University of Notre Dame
BA, PLS

Earl McClanahan Earl McClanahan Raleigh-Durham, North Carolina Area Details
Earl McClanahan's Prudential Securities Experience 1990 - 1994
Job Chief Financial Officer & Transaction Advisor at Scale Finance
Industry Wholesale
Experience
Southland Electrical Supply  2013 - 2014
Scura, Rise & Partners   2003 - 2010
JP Morgan  1998 - 2001
Bear Stearns  1994 - 1998
Prudential Securities   1990 - 1994
US Army Corps of Engineers  1982 - 1985

Skills
Private Equity, Mergers & Acquisitions, Investment Banking, Corporate Finance, Due Diligence, Valuation, Leveraged Finance, Finance, Financial Analysis, Financial Structuring, Private Placements, Equities, Restructuring, Mergers, Capital Markets, Financial Modeling, Mezzanine, IPO, Structured Finance, Strategy, Corporate Development, LBO, Investments, M&A experience, Business Planning, Divestitures, Joint Ventures

Education
University of Michigan   1988 — 1990
MBA, Finance and Accounting

Washington and Lee University   1978 — 1982
BA, Economics

Jeff Edwards, CFP® Jeff Edwards, CFP® La Crosse, Wisconsin Area Details
Jeff Edwards, CFP®'s Prudential Securities Experience 1993 - 1996
Job Financial Consultant, CFP® at Associated Bank Wealth Management
Industry Financial Services
Experience
Associated Bank Wealth Management   2013 - Present
Merrill Lynch  2009 - 2012
Jeff Edwards Custom Homes / Jeff Edwards Real Estate   1997 - 2009
Merrill Lynch  1996 - 1997
Prudential Securities   1993 - 1996
Lehman Brothers  1990 - 1993

Skills
Certified Financial..., Private Banking, Finance, Risk Management, Leadership

Education
University of Minnesota-Twin Cities
Bachelor of Arts

James Price James Price Greater New York City Area Details
James Price's Prudential Securities Experience 2000 - 2002
Job Entrepreneur, Experienced Senior Financial Services Executive, Wealth and Asset Management Sales and Consumer Marketing
Industry Financial Services
Experience
1800DOCTORS   January 2011 - Present
The Sawtooth Group  January 2011 - Present
The Ranney School  June 2002 - Present
UBS  February 2010 - August 2010
UBS  January 2009 - February 2010
UBS  July 2005 - December 2008
UBS  December 2002 - June 2005
Securities Industry Association (Now SIFMA)   January 2000 - March 2004
Prudential Securities   2000 - 2002
Prudential Securities   1997 - 1999

Skills
Wealth Management, Alternative Investments, Equities, Hedge Funds, Mutual Funds, Fixed Income, Asset Allocation, Securities, Trading Systems, Investment Banking, Investment Management, Portfolio Management, Asset Management, Banking, Business Strategy, Estate Planning, Finance, Financial Advisory, Financial Services, Investment Advisory, Investments, Management, Private Banking, Series 63, Series 7, Strategy, Wealth, Business Development, Fixed Annuities, Insurance, High Net Worth..., Strategic Financial..., Private Equity, Retirement Planning, Investment Strategies, Retirement, Financial Planning

Education
University of Oregon - Charles H. Lundquist College of Business   1978 — 1982
BS, Finance/Economics

Stuart Pulvirent Stuart Pulvirent Greater New York City Area Details
Stuart Pulvirent's Prudential Securities Experience August 1984 - October 1989
Job Financial Advisor at Merrill Lynch The LE Group
Industry Investment Management
Experience
Merrill Lynch  March 2012 - Present
Merlin Securities  July 2011 - December 2011
Beacon Trust Company  August 2009 - December 2010
ThinkEquity LLC  July 2004 - July 2009
Axia Capital Management   January 2002 - July 2004
Zweig-Dimenna Associates  November 1998 - December 2000
ING Furman Selz  May 1996 - November 1998
Lehman Brothers  October 1989 - May 1996
Prudential Securities   August 1984 - October 1989
DuPont  August 1980 - July 1982

Skills
Wealth Management, Portfolio Management, Equities, Alternative Investments, Asset Management, Hedge Funds, Investments, Equity Research, Capital Markets, Investment Management, Research Management, Valuation

Education
University of Pennsylvania - The Wharton School   1982 — 1984
MBA, Finance

Northwestern University, McCormick School of Engineering   1976 — 1980
B.S, Chemical Engineering

John F. Kennedy High School

Lee Hull Lee Hull Dallas/Fort Worth Area Details
Lee Hull's Prudential Securities Experience September 1996 - May 1999
Job Principal | Hull Capital Managment
Industry Financial Services
Experience
Hull Capital Management   May 1999 - Present
Prudential Securities   September 1996 - May 1999
Merrill Lynch  December 1993 - September 1996

Skills
Investment Management, Alternative Investments, Retirement Planning, Investment Strategies, Portfolio Management, Investments, Trading, Trading Strategies, Asset Managment, Equities, Options, Wealth Management, Hedge Funds, Strategic Financial..., Asset Allocation, ETFs, Securities, Financial Risk, Finance, Investment Advisory, Financial Markets, Financial Advisory, Mutual Funds, Capital Markets, Bonds, Asset Management, Retirement, 401k, Strategy

Education
University of North Texas

Bonnie Baker Bonnie Baker Greater New York City Area Details
Bonnie Baker's Prudential Securities Experience 1987 - 1992
Job Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments  July 2014 - Present
Lincoln Financial Distributors  December 2010 - April 2014
Morgan Stanley Smith Barney  November 2004 - November 2010
Merrill Lynch  June 1997 - November 2004
J & W. Seligman   January 1992 - December 1997
J. & W. Seligman   1992 - 1997
Prudential Securities   1987 - 1992

Skills
Series 7, Investment Advisory, Portfolio Management, Investments, Retirement, Equities, Financial Advisory, Financial Services, 401k, Strategy, Fixed Income, Endowments, Institutional, Strategic Financial..., Asset Management, Foundations, Relationship Management, Alternative Investments, Asset Allocation, Series 63, Finance, Investment Management, Mutual Funds, High Net Worth..., Retirement Solutions

Education
University of Phoenix
MBA, Finance

University of South Florida
BA, Marketing Research/Accounting

Larry G. Zalants, CFA, CPA(Inactive) Larry G. Zalants, CFA, CPA(Inactive) Cincinnati Area Details
Larry G. Zalants, CFA, CPA(Inactive)'s Prudential Securities Experience April 1996 - December 1997
Job Vice President, Portfolio Manager at The Huntington Trust
Industry Banking
Experience
Huntington National Bank  July 2014 - Present
US Bank Private Client Reserve  December 1997 - June 2014
Prudential Securities   April 1996 - December 1997
Coopers and Lybrand  1983 - 1986

Skills
Risk Management, Portfolio Management, Accounting, Fixed Income, Asset Allocation, Investments, Asset Managment, Financial Analysis, Investment Management, Wealth Management, Loans, Financial Modeling, Equities, Equity Research, Strategic Financial..., Asset Management

Education
University of South Carolina-Columbia
Bachelor's degree, Accounting

Shawn McElmoyl Shawn McElmoyl Sacramento, California Area Details
Shawn McElmoyl's Prudential Securities Experience 1998 - 2002
Job Regional Managing Director at Wells Fargo Private Bank
Industry Financial Services
Experience
Wells Fargo Private Bank  July 2002 - Present
Prudential Securities   1998 - 2002
Edward Jones  1995 - 1998
US Army, Field Artillery  1985 - 1993

Skills
Wealth Management, Series 7, Retirement Planning, Management, Investments, Portfolio Management, Commercial Lending, Asset Allocation, Banking, Financial Services, Credit, Series 63, Risk Management, Leadership, Mutual Funds, Finance

Education
University of Oregon

Larry Galantis, CFP® Larry Galantis, CFP® Tampa/St. Petersburg, Florida Area Details
Larry Galantis, CFP®'s Prudential Securities Experience 1989 - 2000
Job Branch Owner An Independent Firm
Industry Investment Management
Experience
Wealth Guidance Group Inc.   April 2000 - Present
Raymond James Financial Services  April 2000 - Present
Prudential Securities   1989 - 2000
Thomson McKinnon Securities  1986 - 1989

Skills
Retirement Planning, Investments, Series 7, Retirement, Securities, Estate Planning, Investment Advisory, Asset Allocation, Wealth Management, Mutual Funds, Series 63, Strategic Financial..., Asset Managment, Divorce Planning, Windfalls and Personal...

Education
University of South Florida   1975 — 1982
BA, Finance

Ian Fay Ian Fay Houston, Texas Details
Ian Fay's Prudential Securities Experience June 1997 - April 2000
Job Strategic Advisor & Consultant
Industry Oil & Energy
Experience
Energy & Natural Resources Sectors   May 2014 - Present
ZaZa Energy Corporation  May 2014 - November 2014
ZaZa Energy Corporation  August 2012 - May 2014
Odin Advisors LLC   January 2009 - August 2012
BNP Paribas  November 2007 - November 2008
RBC Capital Markets  September 2003 - November 2007
UBS Investment Bank  May 2000 - August 2003
Prudential Securities   June 1997 - April 2000
Rothschild Inc.  April 1996 - May 1997
Wheat First Butcher & Singer   July 1993 - March 1996

Skills
Mergers & Acquisitions, Investment Banking, Private Equity, Strategy, Finance, Corporate Finance, Divestitures, Mergers, Due Diligence, Restructuring, Strategic Consulting, Acquisitions, Valuation, Business Strategy, Venture Capital, Business Development, Energy, Joint Ventures, Corporate Development, Investor Relations, Equities, Financial Modeling, Business Advisory, Start-ups, Corporate Advisory, International..., Private Placements, Management, Emerging Markets, LBO, Financial Structuring

Education
University of North Carolina at Chapel Hill   1989 — 1993
BA, English

R.J. Reynolds High School   1985 — 1989
High School

david sheinheit david sheinheit Miami/Fort Lauderdale Area Details
david sheinheit's Prudential Securities Experience April 1987 - February 2003
Job CIMA, Vice President Financial Advisor at UBS Financial
Industry Investment Management
Experience
UBS  April 2011 - Present
Morgan Stanley- Smith Barney  March 2003 - March 2011
Aventura-Sunny Isles Beach Chamber of Commerce   2005 - 2010
Aventura-Sunny Isles Beach Chamber of Commerce   2005 - 2010
Prudential Securities   April 1987 - February 2003

Skills
CIMA

Education
University of Pennsylvania - The Wharton School
CIMA, Investment Consultant;Portfolio Management

Brendan Roberts Brendan Roberts Boulder, Colorado Details
Brendan Roberts's Prudential Securities Experience June 1998 - July 1999
Job Sr Software Developer at Gloo
Industry Information Technology and Services
Experience
Gloo  April 2014 - Present
Time Warner Cable  December 2012 - April 2014
The Trada Group  January 2011 - December 2012
Markit On Demand  October 2005 - October 2010
Invest-O-Matic, LLC   November 2003 - October 2009
Visual Numerics  March 2001 - February 2002
Streamline Interactive Communications   October 1999 - March 2001
Prudential Securities   June 1998 - July 1999

Skills
JavaScript, JSON, Firebug, AJAX, jQuery, HTML5, Ruby, Ruby on Rails, SASS, Web Development, CSS, Web Applications, Subversion, Web Architecture, heroku, CMS, Pivotal Tracker, SEO, Front-end Engineering, Information Architecture, Technical Resource..., HTML 5, XHTML, Git, Agile Methodologies, Compass, Node.js, Mocha, CSS3, MySQL, C#, XML, Amazon Web Services..., Backbone.js, User Interface Design, Scrum, User Experience, Mobile Applications, OOP, User Interface, LAMP, Apache, PostgreSQL, PHP, SOAP

Education
University of New Haven   1994 — 1998
BS, Finance, Computer Science

Doug Power Doug Power Minneapolis, Minnesota Details
Doug Power's Prudential Securities Experience August 1996 - March 1997
Job Vice President, Mergers & Acquisitions at General Mills
Industry Consumer Goods
Experience
General Mills  August 2011 - Present
NAVTEQ Corporation  September 2005 - August 2011
Lucent Technologies Inc  March 2000 - September 2005
Merrill Lynch & Co.   March 1997 - March 2000
Prudential Securities   August 1996 - March 1997
Prudential Securities   June 1995 - August 1995

Skills
Mergers & Acquisitions, Strategy, Venture Capital, Business Strategy, Corporate Development, Start-ups, Business Development, Cross-functional Team..., Strategic Partnerships, Investments

Education
University of Chicago - Booth School of Business   1994 — 1996
MBA

University of Michigan   1986 — 1990
BA

Brenda Booth Lowry Brenda Booth Lowry Richmond, Virginia Area Details
Brenda Booth Lowry's Prudential Securities Experience 1994 - 2000
Job Human Capital and Organizational Strategist; Executive Recruiter; Non profit Board Member
Industry Management Consulting
Experience
Offender Aid and Restoration of Richmond, Virginia   2011 - Present
Wells Fargo Advisors; Executive Recruiter; Consultant   2000 - Present
RJ and Makay   2010 - 2011
Wachovia Securities  2000 - 2009
Prudential Securities   1994 - 2000
Wheat First Securities, Wachovia Securities, Wells Fargo Advisors   1985 - 1994
Home Raising My Two Children   1980 - 1985
Thalhimers  1979 - 1980
Miller & Rhoads  1975 - 1980

Skills
Talent Acquisition, Performance Management, Human Resources, Succession Planning, Organizational..., Employee Engagement, Employee Relations, Personnel Management

Education
University of Richmond
Post-Baccalaureate Certificate, Legal Assistant/Paralegal

Virginia Commonwealth University
Bachelor of Science, Psychology

Virginia Commonwealth University
Graduate Certificate, Nonprofit Management

Jennifer Summers Jennifer Summers Pompano Beach, Florida Details
Jennifer Summers's Prudential Securities Experience August 1993 - December 2000
Job Recruiting Manager/Corporate Recruiter for Sales Professionals at Welcome Wagon
Industry Marketing and Advertising
Experience
Welcome Wagon  March 2013 - Present
Welcome Wagon  April 2012 - Present
Purple Peach Corp   May 2002 - April 2012
Prudential Securities   August 1993 - December 2000

Skills
Sourcing, Cold Calling, Business Development, Management, Recruiting, Talent Acquisition, Performance Management, Microsoft Office, Benefits Negotiation, Applicant Tracking..., Sales, Lead Generation, Advertising, Employee Benefits, Account Management, Sales Operations, Online Advertising, Personnel Management, Sales Process, Training, Selling, Retail

Education
University of South Florida   1988 — 1992
Bachelor's degree, Public Relations, Advertising, and Applied Communication

Jesse Stockwell Jesse Stockwell Greater Los Angeles Area Details
Jesse Stockwell's Prudential Securities Experience July 2000 - December 2000
Job Entrepreneur, Angel Investor & Advisor
Industry Financial Services
Experience
LoanNow  January 2013 - Present
Optima Tax Relief  July 2010 - Present
Debtmerica   April 2006 - Present
Prudential Securities   July 2000 - December 2000
United States Merchant Marine  June 1996 - December 1997

Skills
Executive Management, Entrepreneurship, Internet Marketing &..., Managerial Finance, Financial Accounting, Private Equity, Corporate Finance, Restructuring, Due Diligence, Business Strategy, Start-ups, Strategic Partnerships, Mergers & Acquisitions, Lead Generation, Business Development, Business Planning, Strategy, Investment Banking, Marketing, Strategic Planning

Education
University of Pennsylvania - The Wharton School   1996 — 2000
Bachelor of Science (B.S.), Finance and Entrepreneurial Management

Helia L. Llompart Helia L. Llompart Sanford, Florida Details
Helia L. Llompart's Prudential Securities Experience January 1992 - January 1996
Job Executive Assistant at Pershing a BNY Mellon Co.
Industry Capital Markets
Experience
Pershing, a BNY Mellon company  July 2012 - Present
Fiserv  October 2001 - December 2012
Popular North America   January 2000 - January 2001
Lehman Brothers  January 1996 - January 1999
Prudential Securities   January 1992 - January 1996
Merrill Lynch  January 1988 - January 1991
BHF-BANK  January 1986 - January 1988
Banco de la Provincia de Bs   January 1980 - January 1986

Skills
Lotus Notes, Training, PowerPoint, Visio, Administrative..., Software Documentation, Access, Calendars, Banking, Customer Service, Marketing, Project Management

Education
University of Phoenix   2011 — 2015
Associate of Arts (AA), Business Administration and Management, General

University of Phoenix   2009 — 2015
Associate’s Degree, Business Administration and Management, General

Philip Reicherz Philip Reicherz Greater New York City Area Details
Philip Reicherz's Prudential Securities Experience June 1994 - August 1994
Job Managing Partner at Magnolia Ventures
Industry Venture Capital & Private Equity
Experience
Magnolia Ventures   January 2011 - Present
Feeduce   August 2014 - Present
CrowdHut   May 2012 - Present
Cohere Cloud Services   October 2013 - August 2014
SecondMarket   January 2005 - January 2011
UBS Wealth Management  May 2002 - December 2004
Credit Suisse First Boston  September 1997 - May 2001
Smith Barney  September 1995 - September 1997
Prudential Securities   June 1994 - August 1994

Skills
Acquisitions, Risk Management, Entrepreneurship, Corporate Development, Equities, Investments, Valuation, Private Banking, Private Equity, Venture Capital, Mergers & Acquisitions, Capital Markets, Financial Modeling, Management, IPO, Investment Banking, Corporate Finance, Equity Valuation, Private Placements, Restructuring, Start-ups, Commodity, Investor Relations, Due Diligence, Divestitures, Hedge Funds, Product Development, Alternative Investments, Financial Structuring, Emerging Markets, Crowdfunding

Education
University of Rhode Island - College of Business Administration   1991 — 1995
BS, Management

Nick Chertock Nick Chertock San Francisco Bay Area Details
Nick Chertock's Prudential Securities Experience June 1997 - December 1997
Job Senior Tax Manager at Seiler LLP
Industry Accounting
Experience
Seiler LLP  January 2015 - Present
GolfProgress   2010 - Present
Krohn & Company, CPA's   August 2001 - January 2015
GJ Productions   March 2000 - July 2001
Builders Showcase Interiors, Inc.   1998 - 2000
Prudential Securities   June 1997 - December 1997

Skills
Tax Preparation, CPA, Income Tax, Finance, Tax, Accounting, Financial Analysis, Trusts, Small Business, Estate Tax Planning, Tax Accounting, Tax Advisory, Start-ups, Estate Planning, First Time Home Buyers, General Ledger, Financial Statements, High Net Worth..., Partnership Taxation, Tax Consulting, QuickBooks, Financial Planners, Financial Reporting, Tax Research, Corporate Tax, Entrepreneurship, Auditing, Cash Flow, Business Valuation, Due Diligence, Financial Accounting, Strategic Financial..., Revenue Recognition, Sales Tax, SEC filings, International Tax, Wealth, GAAP, Financial Planning, Divorce Litigation..., Trust Accounting, Personal Income Tax...

Education
University of San Diego   1993 — 1997
BBA, Business Economics

Jim Zink Jim Zink Columbus, Ohio Area Details
Jim Zink's Prudential Securities Experience 1994 - 1996
Job Managing Partner at Zink Foodservice Group
Industry Food & Beverages
Experience
Zink Foodservice Group  November 1996 - Present
Prudential Securities   1994 - 1996

Skills
Marketing, New Business Development, Marketing Strategy, Strategic Planning, Food Service, Sales Management, Manufacturing, Negotiation, Management

Education
University of Notre Dame   1993 — 1994
M.B.A., Marketing

University of Notre Dame   1989 — 1993
B.B.A, Finance

Kier McDonough Kier McDonough Greater Boston Area Details
Kier McDonough's Prudential Securities Experience January 1990 - May 1996
Job Private investor
Industry Investment Management
Experience
brigos capital management  September 2008 - December 2014
Investor's Business Daily  September 2005 - August 2008
McDonough Wealth Advisors, LLC   May 2005 - August 2008
Bank of America/ Robertson Stephens, Inc   February 2001 - May 2005
JP Morgan Securities/ Hambrecht & Quist LLC   June 1996 - March 2001
Prudential Securities   January 1990 - May 1996

Skills
Asset Allocation, Financial Modeling, Management, Alternative Investments, Investments, Microsoft Excel, Equities, Valuation, Accounting, Due Diligence, Business Strategy, Competitive Analysis, Strategic Planning, Strategy, Fixed Income, Portfolio Management, New Business Development, Private Equity, Entrepreneurship, Series 7, Securities, Business Development, Investment Strategies, Investment Management

Education
University of New Hampshire   1980 — 1984
BS, Business Administration

Carol Auer Carol Auer Greater St. Louis Area Details
Carol Auer's Prudential Securities Experience 1997 - 2001
Job Recruiting Manager at Moneta Group
Industry Staffing and Recruiting
Experience
Moneta Group  February 2010 - Present
Manpower Business Solutions  2004 - 2009
Monsanto  2001 - 2004
Prudential Securities   1997 - 2001
MasterCard  1994 - 1997
Maritz  1989 - 1994

Education
University of Missouri-Columbia
Bachelor's degree, Education

Mark Genest Mark Genest Portland, Maine Area Details
Mark Genest's Prudential Securities Experience 2000 - 2004
Job Vice President Store Development at Wolverine Worldwide Inc.
Industry Retail
Experience
Wolverine Worldwide Inc.   2012 - Present
Wolverine Worldwide Inc.   2010 - 2012
Cole Haan  2007 - 2009
Cole Haan  2005 - 2007
Cole Haan  2004 - 2005
Prudential Securities   2000 - 2004
Gap Inc.  1997 - 1999
Gap Inc.  1992 - 1997

Education
University of Rhode Island   1981 — 1985
BA, Psychology

Wilton Briscoe Wilton Briscoe Greater Los Angeles Area Details
Wilton Briscoe's Prudential Securities Experience October 1994 - November 1997
Job Private Wealth Management LLC
Industry Investment Management
Experience
Private Wealth Management LLC   December 2002 - Present
Blue Laguna Restaurant & Lounge   April 2008 - April 2012
Raymond James Financial Inc.  December 2002 - July 2004
Morgan Stanley  November 1997 - November 2002
Prudential Securities   October 1994 - November 1997
Smith Barney  May 1993 - August 1994

Skills
Investments, Asset Management, Investment Management, Start-ups, Lease Negotiations, Strategic Planning, Account Management, Sales Management, Private Equity, Financial Services, Servies 65, Customer Relations, Series 7, Social Networking, Social Media Marketing, Sales, Investment Properties

Education
University of Southern California   1990 — 2006
Bachelor's Degree, Social Sciences and Communication (Social Science Economics)

La Canada High School   1983 — 1987
Diploma

Jeff Kantor Jeff Kantor Portland, Oregon Details
Jeff Kantor's Prudential Securities Experience June 1998 - May 2003
Job Vice President Investments, Private Wealth Advisor at Umpqua Investments, Inc.
Industry Financial Services
Experience
Umpqua Investments, Inc.   June 2009 - Present
Smith Barney  May 2003 - June 2009
Prudential Securities   June 1998 - May 2003

Skills
Retirement Planning, Wealth Management, Series 7, Life Insurance, Variable Annuities, Mutual Funds, Separately Managed..., Qualified Retirement..., Investments, Stocks, Bonds

Education
University of Oregon   1986 — 1989
Bachelor of Science (B.S.), Finance

Edward B. Walker II Edward B. Walker II Los Angeles, California Details
Edward B. Walker II's Prudential Securities Experience June 2006 - September 2006
Job Specialty Lines Underwriter at Chubb Insurance
Industry Insurance
Experience
Chubb Insurance  August 2013 - Present
Ditto Holdings   October 2012 - April 2013
Partnership For Cures   June 2011 - September 2012
Marsh  September 2010 - September 2012
Liberty Mutual  January 2009 - September 2010
Vector Marketing  May 2008 - September 2008
Vector Marketing  May 2007 - September 2007
Prudential Securities   June 2006 - September 2006

Skills
Salesforce.com, Sales, Business Networking, Marketing Strategy, Insurance, Sales Process, Risk Management, Cold Calling, Management, Training, Selling, Business Development, Underwriting, Marketing, Social Media, Leadership, Employee Benefits, Portfolio Management, Interviews, Horses, Technology Companies, New Business Development, Team Building, Customer Retention, Vendor Management, Business Planning, Sales Management, Investments, Brainshark, Consulting, Sales Presentations, Competitive Analysis, Analytics, Direct Sales, Sales Operations, Equity Research

Education
University of Michigan   2005 — 2009
Bachelor of Arts, Economics and Psychology

New Trier High School

William Manch William Manch Washington D.C. Metro Area Details
William Manch's Prudential Securities Experience 1994 - 2006
Job at
Industry Financial Services
Experience
Wells Fargo Advisors  2009 - Present
Wachovia Securities  June 2006 - December 2009
Prudential Securities   1994 - 2006

Skills
Financial Modeling, Mutual Funds, Series 63, Asset Allocation, Investments, Wealth Management, Integrity, Retirement Planning, Client Relations Skills, Series 7, Portfolio Management, Strategic Financial..., Caring, Trusts, Securities, Investment Strategies, Investment Advisory, Wealth Management..., Asset Management, 401k, Retirement, IRAs, Finance, Alternative Investments, Mortgage Lending, Investment Management, Loans, Financial Planners, Wealth, Credit, Financial Services, Life Insurance, Cash Management, 401k Rollovers, Long-term Care, 529 Plans, Commercial Lending, Commercial Banking, Options, Fixed Income, ETFs, Equities, Wealth Accumulation, Variable Annuities, Separately Managed..., High Net Worth..., Equity Research, Qualified Retirement..., Pensions, Insurance

Education
University of South Alabama   1975 — 1978
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services

Andrew Townes Andrew Townes Jackson, Mississippi Area Details
Andrew Townes's Prudential Securities Experience April 1997 - February 2001
Job Wells Fargo Advisors, LLC Senior Vice PresidentInvestments
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  December 2013 - Present
UBS Financial Services  February 2001 - December 2013
Prudential Securities   April 1997 - February 2001

Education
University of Mississippi   1982 — 1986
B.B.A., Banking & Finance

Sharon Beacham (Olphert) Sharon Beacham (Olphert) Greater Philadelphia Area Details
Sharon Beacham (Olphert)'s Prudential Securities Experience 2000 - November 2004
Job Director, Digital Enablement at Prudential Financial
Industry Financial Services
Experience
Prudential Financial  November 2004 - Present
Prudential Securities   2000 - November 2004
First USA, a Bank One Company   March 1997 - May 2000
Yves Rocher  July 1995 - March 1997

Skills
Direct Marketing, Financial Services, Email Marketing, Digital Marketing, Preparation of Business..., A/B testing, Customer Acquisition, Analytics, Segmentation, Database Marketing, Digital Strategy, Interactive Marketing, Mobile Marketing

Education
University of Scranton
BA, International Language/Business

Widener University
MBA

Allison Futch Allison Futch Dallas/Fort Worth Area Details
Allison Futch's Prudential Securities Experience 1999 - 2000
Job AXA 401(k) Sales & Retention
Industry Financial Services
Experience
AXA Distributors  November 2011 - Present
VisionPoint Advisory Group  July 2010 - November 2011
The Botsford Group  November 2009 - May 2010
ING  2008 - 2008
Lincoln Financial Group  2007 - 2008
The Standard  2001 - 2007
Prudential Securities   1999 - 2000

Skills
Retirement Planning

Education
University of North Texas   1991 — 1996
BBA, Management/Accounting

Anne Dubon Anne Dubon Greater New York City Area Details
Anne Dubon's Prudential Securities Experience March 1990 - August 1994
Job Relationship Team ManagerFixed Income at Dealogic
Industry Financial Services
Experience
Dealogic  March 2015 - Present
Tradeweb  May 2013 - November 2014
Tradeweb Retail   November 2011 - May 2013
DAVID WILLIAM SECURITIES   May 2009 - January 2011
HSBC SECURITIES (USA) INC   August 2001 - November 2007
MERRILL LYNCH & CO  April 2000 - August 2001
PERSHING DIVISION OF DLJ SECURITIES   June 1999 - April 2000
NOMURA SECURITIES INTERNATIONAL, Inc  October 1994 - December 1998
PRUDENTIAL SECURITES INCORPORATED   March 1992 - August 1994
Prudential Securities   March 1990 - August 1994

Skills
Fixed Income, Series 63, Investments, Securities, Equities, Bonds, Series 7, Trading, Investment Banking, Finance, Emerging Markets, Capital Markets, Business Development, Bloomberg, Wealth Management, Financial Markets, Marketing, Electronic Trading, FINRA, Trading Systems, Management

Education
University of Scranton   1984 — 1988
B.S, Marketing

Shelley Lightfoot Shelley Lightfoot Greater San Diego Area Details
Shelley Lightfoot's Prudential Securities Experience 1997 - 2003
Job Executive Director of the Southern California Institute
Industry Financial Services
Experience
Southern California Institute   January 2009 - Present
ComplianceWorks Inc.   September 2008 - Present
Banc of America Investments  April 2003 - February 2008
Prudential Securities   1997 - 2003
DST Systems  October 1994 - December 1997
George K. Baum & Company   April 1986 - May 1994

Skills
Risk Management, Relationship Management, Customer Service, Budgets, Business Process..., P&L Responsibility, Leadership, Team Building, Mergers, Strategic Planning, Financial Services, Asset Managment, Investments, Insurance, Marketing Strategy, Relationship Mgmt, Mergers & Acquisitions, Management, Program Management, Finance, Small Business, Training, Management Consulting, Team Leadership, Business Planning, Recruiting, Operations Management, Human Resources, Asset Management

Education
University of Phoenix   2008 — 2010
bachelors, business

community college   1994 — 1995
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services

NASD, series 7, 8, 63, 65
Investments

Greg Scharlach Greg Scharlach Greater Denver Area Details
Greg Scharlach's Prudential Securities Experience 1995 - 1996
Job Vice President of Operations at Soterian Systems, LLC
Industry Food & Beverages
Experience
Soterian Systems, LLC   June 2015 - Present
Greg Scharlach, LLC   January 2010 - June 2015
Orchard Development   May 2006 - December 2008
comScore Networks  January 2005 - May 2006
Hitwise  April 2004 - October 2004
Media Metrix  1999 - 2001
Morgan Stanley  January 1999 - December 1999
Piper Jaffray  January 1997 - January 1999
Prudential Securities   1995 - 1996
Universal Studios  1990 - 1992

Skills
Digital Marketing, Market Research, Online Advertising, Analytics, Salesforce.com, Wealth Management, New Business Development

Education
University of Southern California   1987 — 1992

Amanda Jimenez Amanda Jimenez Greater New York City Area Details
Amanda Jimenez's Prudential Securities Experience March 1997 - April 2000
Job Senior Executive Assistant JP Morgan Chase
Industry Banking
Experience
JPMorgan Chase  April 2000 - Present
Prudential Securities   March 1997 - April 2000
Enterprise Technology Corporation  March 1996 - February 1997

Skills
Administrative..., Time Management, Accounts Payable, Outlook, Event Planning, Bloomberg, Microsoft Excel, Confidentiality, Process Scheduler, Microsoft Office, PowerPoint, Microsoft Word, Expenses, Notary Public, Administrative..., Lotus Notes, Office Management

Education
University of Phoenix   2001 — 2004
Associate, Applied Science

University of Phoenix   2001 — 2004
Associate of Arts, 2004

Paula Holmwood Paula Holmwood New York, New York Details
Paula Holmwood's Prudential Securities Experience February 2002 - May 2002
Job The Juilliard School Office Manager
Industry Financial Services
Experience
The Juilliard School  September 2013 - Present
AntiGravity Fitness   September 2012 - Present
C5 for Royal Carribbean Cruise Lines   May 2010 - Present
Las Vegas Data   November 2012 - September 2013
Bridgewater Associates  June 2010 - November 2011
Wynn Las Vegas  January 2005 - July 2009
Cirque du Soleil  June 1998 - January 2005
Prudential Securities   February 2002 - May 2002

Skills
Event Management, Microsoft Excel, Entertainment, Social Networking, Marketing, Management, Event Planning, Social Media, Microsoft Office, Financial Analysis, Project Management, PowerPoint, Recruiting, Public Relations, Research, Data Analysis, Fitness Instruction, Organizational..., Project Planning, Analysis, Entrepreneurship, Customer Service

Education
University of Nevada-Las Vegas - College of Business   1998 — 2002
Bachelor of Science (B.S.), Financial Services, minor in Communication Studies, G.P.A.: 3.85, Magna cum Laude

AntiGravity Fitness   2012 — 2014
Level 4 Certification, Suspension Fitness

D.K. Balanced Body Method of Pilates Certification   2004 — 2004
Certificate, Reformer, Trapeze Table, Chair, Mat and Ball

World Instructors Training Schools Certificate in Personal Fitness Training   2004 — 2004
Certificate, Anatomy, Exercise Physiology, Nutrition, Muscle and Skletal Injuries

Wall Street Prep   2015 — 2015
Financial Statement Modeling, Valuation and DCF Modeling, M&A (Accretion/Dilution Modeling)

Deborah Fasbach Deborah Fasbach Greater New York City Area Details
Deborah Fasbach's Prudential Securities Experience 1994 - 1998
Job Director, Office Services
Industry Online Media
Experience
Conde Nast Publications  May 1999 - Present
Conde Nast Digital (formerly known as CondeNet)   1999 - Present
Prudential Securities   1994 - 1998
California Pacific Medical Center  1990 - 1995
children's cancer research institute   1990 - 1995

Skills
Space Planning, Project Management, Facilities Management, Move Coordination, Construction Management, Online Publishing, Business Administration, People Skills, Leadership, Online Advertising, Digital Strategy, Content Strategy, Management, User Experience, Digital Media, Policy, Digital Marketing, New Media, Social Media, Content Management, Negotiation, Editing, Publishing, Information Architecture, Change Management, Integrated Marketing, Mobile Applications

Education
University of San Francisco   1994 — 1997
MPA

Wells College   1986 — 1990
BA

Adam Tepper Adam Tepper Greater New York City Area Details
Adam Tepper's Prudential Securities Experience 1996 - 2000
Job Entrepreneur, Seasoned Finance Professional and Investor
Industry Financial Services
Experience
quantius   August 2014 - September 2015
M•CAM   November 2009 - September 2014
GroundWork Equity   February 2006 - November 2009
International Studio Group   July 2007 - January 2008
Perceval Interactive Media, LLC   August 2006 - March 2007
TeleGaleria, LLC   August 2006 - March 2007
Credit Suisse First Boston  April 2000 - June 2005
Prudential Securities   1996 - 2000

Skills
Restructuring, Debt, Start-ups, Equities, Negotiation, Financial Structuring, Analysis, Structured Finance, Mergers, Financial Modeling, Venture Capital, Private Equity, Corporate Finance, Valuation, Investment Banking, Capital Markets, Securitization, Due Diligence, Investments, Fixed Income, Risk Management, ABS, M&A experience, Financial Analysis, Emerging Markets, Project Finance, Corporate Development, Leveraged Finance, Business Strategy, Derivatives, Management Consulting, Financial Institutions, Structured Products, Strategic Planning, Credit Risk, Private Placements, Banking, Capital, Entrepreneurship, Business Valuation, Bonds, Economics, Financial Markets, Loans, Corporate Governance, Investment Management, Strategy, Credit, Strategic Partnerships, Executive Management

Education
University of Pennsylvania - The Wharton School   1992 — 1996
B.S.

Greenwich High School   1989 — 1992

Karen Tafuri, CFP® Karen Tafuri, CFP® Greater Salt Lake City Area Details
Karen Tafuri, CFP®'s Prudential Securities Experience October 1981 - April 2002
Job CERTIFIED FINANCIAL PLANNER™ Professional at Investment Management Consultants
Industry Hospitality
Experience
Investment Management Consultants  January 2005 - Present
Montage Deer Valley  November 2010 - December 2011
The Lodges at Deer Valley/Silver Baron Lodge   November 2009 - April 2010
Stein Eriksen Lodge, Upper Deer Valley   October 2007 - November 2008
The Chateaux at Silver Lake, Upper Deer Valley   November 2005 - September 2007
Wells Fargo Private Client Services  April 2002 - December 2004
Prudential Securities   October 1981 - April 2002
IBM Corporation  December 1969 - December 1979

Skills
Investments, Customer Service, Securities, Financial Analysis, Customer Relations, Financial Planning, Asset Management

Education
Westminster College   1990 — 1997
MBA, International Business

College for Financial Planning - Denver, CO   1984 — 1987
CFP®, CERTIFIED FINANCIAL PLANNER™ Professional

University of Nevada-Reno   1965 — 1969
BS, Secondary Business Education; Economics

Herbert Hopwood, CFP, CFA Herbert Hopwood, CFP, CFA Washington D.C. Metro Area Details
Herbert Hopwood, CFP, CFA's Prudential Securities Experience October 1986 - November 1993
Job President at Hopwood Financial Services
Industry Financial Services
Experience
Hopwood Financial Services   July 2003 - Present
West Financial Services  November 1993 - July 2003
Prudential Securities   October 1986 - November 1993
First American Bank of Virginia  September 1981 - October 1986

Skills
Investments, Asset Allocation, Asset Managment, Portfolio Management, Retirement Planning, Investment Advisory, Wealth Management, Strategic Financial..., Mutual Funds, Alternative Investments, Equities, Investment Strategies, Financial Advisory, Estate Planning, Financial Analysis, Wealth, Finance, Risk Management, Asset Management, Investment Management, Financial Planners, Securities, Wealth Management..., 401k, Financial Markets, ETFs, Retirement, High Net Worth..., Real Estate Transactions, Financial Planning

Education
University of Notre Dame   1977 — 1981
Bachelor of Business Administration (BBA), Finance

Yorktown High School   1974 — 1977
High School

Donald T. Browne, CPA, CFF, CGMA Donald T. Browne, CPA, CFF, CGMA Greater New York City Area Details
Donald T. Browne, CPA, CFF, CGMA's Prudential Securities Experience 1995 - 1998
Job Governance, Fraud, Risk, Compliance and Internal Audit Professional
Industry Accounting
Experience
FIS Global (formally ICS Risk Advisors)   2011 - Present
Institute of Internal Auditors - North Jersey Chapter   June 2010 - Present
Wagner College  September 2008 - Present
Adams Harris (formerly CGRMS)   2007 - 2010
Crowe Horwath  2006 - 2007
RSM McGladrey  2004 - 2006
KPMG  1998 - 2004
Prudential Securities   1995 - 1998

Skills
Internal Audit, Enterprise Risk..., FCPA, Compliance, Business Process..., Accounting Standards..., SOX, International Business, Regulatory Requirements, Forensic Investigations, Dodd Frank, Sarbanes Oxley, Practice Development, New Business Development, Project Planning, Project Implementation, Internal Controls, Risk, AML, Risk Management, SEC reporting, Fraud, Risk Assessment, Compliance Audits, Operational Risk, BSA, Governance, Management Consulting, Auditing, Mergers & Acquisitions, Management, Sarbanes-Oxley, Sarbanes-Oxley Act, Financial Risk, Strategy, SEC filings, Financial Services, Process Improvement, Bank Secrecy Act

Education
University of Pennsylvania   2014 — 2016
Stonier Banking School

Wagner College
Bachelor of Science, Accounting

Larry Klatzkin Larry Klatzkin Greater New York City Area Details
Larry Klatzkin's Prudential Securities Experience 1992 - 1993
Job Managing Director at Rice, Voelker, LLC
Industry Investment Banking
Experience
Rice, Voelker, LLC   February 2013 - Present
Klatzkin Advisors   May 2009 - Present
Chapdelaine & Co.   July 2009 - January 2011
Jefferies & Co.   August 1998 - May 2009
Donaldson, Lufkin & Jenrette   1993 - 1998
prudential securities   1992 - 1993
shearson lehman brothers  1990 - 1991
Salomon Brothers  1985 - 1990
Morgan Stanley Smith Barney  1982 - 1984

Skills
Equities, High Yield, Capital Markets, Hedge Funds, Fixed Income, Mergers, Investment Banking, Bonds, Mergers & Acquisitions, Private Equity, Leveraged Finance, Equity Research, LBO, Valuation, Emerging Markets, Bloomberg, Series 7, Trading, Securities, Alternative Investments, Asset Management, Series 63, Investments, Private Placements, Investor Relations, Portfolio Management, Options, Equity Trading, Derivatives, Financial Markets, Electronic Trading, Trading Systems, ETFs, FINRA, Series 24, Investment Management, Venture Capital, Hedging, Financial Structuring, Credit Derivatives, Corporate Development, Structured Finance, Financial Modeling, Investment Strategies, Structured Products, IPO, Mutual Funds

Education
New York University - Leonard N. Stern School of Business   1980 — 1982
MBA, Finance

University of Pennsylvania   1976 — 1979
Bachelor of Arts (BA), Biology and Economics

Laura Baird Laura Baird Richmond, Virginia Area Details
Laura Baird's Prudential Securities Experience 1998 - 2002
Job Director at Private Advisors, LLC
Industry Investment Management
Experience
Private Advisors, LLC  May 2007 - Present
Franklin Portfolio Associates  2004 - 2006
Prudential Securities   1998 - 2002
FactSet  1996 - 1998

Education
University of Richmond   1992 — 1996
B.A., Economics

Greg Dawkins Greg Dawkins Greater New York City Area Details
Greg Dawkins's Prudential Securities Experience 1998 - 2001
Job Managing Director at Piper Jaffray
Industry Investment Banking
Experience
Piper Jaffray  July 2008 - Present
Jefferies & Company  March 2005 - June 2008
Cowen & Company  2002 - 2005
Robertson Stephens  2001 - 2002
Prudential Securities   1998 - 2001
Ernst & Young  1993 - 1996

Education
University of Virginia - Darden Graduate School of Business Administration   1996 — 1998
MBA

University of Notre Dame   1989 — 1993
Bachelor of Business Administration (B.B.A.), Accounting

Chaminade High School   1985 — 1989

Jinan Strickland Jinan Strickland Greater Atlanta Area Details
Jinan Strickland's Prudential Securities Experience November 1984 - March 1998
Job at Prudential Insurance Company of American, Newark, NJ
Industry Financial Services
Experience
Prudential Insurance Company of American, Newark, NJ   June 2010 - Present
Burke Capital Markets   June 2007 - May 2009
Smith Barney  September 1999 - June 2007
Paine Webber  March 1998 - September 1999
Prudential Securities   November 1984 - March 1998

Education
University of South Alabama   1979 — 1981

Mark Niznik Mark Niznik Greater New York City Area Details
Mark Niznik's Prudential Securities Experience 1998 - 2000
Job Managing Director at Linx Partners
Industry Venture Capital & Private Equity
Experience
Linx Partners, LLC   January 2002 - Present
Prudential Financial  2001 - 2001
Prudential Securities   1998 - 2000

Skills
Corporate Development, Private Equity, Structured Finance, Mergers & Acquisitions, Venture Capital

Education
University of Pennsylvania   1994 — 1998

University of Pennsylvania - The Wharton School   1994 — 1998

Edward Schmidt, CFA Edward Schmidt, CFA Greater New York City Area Details
Edward Schmidt, CFA's Prudential Securities Experience 1993 - 1996
Job Senior High Yield Analyst at Moodys
Industry Investment Management
Experience
Moody's Investors Service  2006 - Present
TIAA-CREF  2002 - 2006
Bank of New York Mellon  2000 - 2002
Bank of New York Mellon  1999 - 2000
Prudential Securities   1993 - 1996

Skills
Investments, Corporate Finance, Capital Markets, Strategy, Portfolio Management, Financial Analysis, Bonds, Investment Banking, Finance, High Yield, Valuation, Credit, Asset Management, Credit Analysis, Fixed Income, Equity Research, Relative Value, Financial Modeling, Equities, Financial Statement..., Bloomberg, Leveraged Finance, Private Equity, Credit Risk

Education
University of Rochester - Simon Business School   1997 — 1999
MBA, Finance

Laurence Olivier Laurence Olivier Cincinnati Area Details
Laurence Olivier's Prudential Securities Experience November 1999 - February 2002
Job Financial Services Professional
Industry Financial Services
Experience
Prudential Securities   November 1999 - February 2002
Merrill Lynch  1974 - 1986

Education
University of New Hampshire   1960 — 1965

Jill Quady Jill Quady Greater New York City Area Details
Jill Quady's Prudential Securities Experience January 1994 - April 1996
Job Brand Manager Wine and Spirits
Industry Wine and Spirits
Experience
Remy Cointreau USA  January 2011 - Present
Outernational   June 2008 - December 2010
SKYY Spirits  May 2007 - February 2008
Moët Hennessy USA  March 2005 - April 2007
Millennium Import   December 2002 - March 2005
Fallon  January 1998 - October 2002
the Collaborative  April 1996 - April 1997
Prudential Securities   January 1994 - April 1996

Education
University of Minnesota-Twin Cities
a B.A, Economics

Tricia Hollman-Rosenberg Tricia Hollman-Rosenberg Raleigh-Durham, North Carolina Area Details
Tricia Hollman-Rosenberg's Prudential Securities Experience 1993 - 1996
Job Senior Retirement Benefits Program Manager
Industry Human Resources
Experience
TIAA-CREF  June 2013 - Present
ABB  August 2010 - July 2012
Fidelity Investments  June 2007 - August 2009
Vanguard  2005 - 2007
THR Financial Consulting   September 2001 - December 2005
Wachovia Bank  July 1999 - September 2001
Delaware Investments  1995 - 1998
Prudential Securities   1993 - 1996

Skills
Business Process..., Program Management, Process Improvement, Project Management, Management Consulting, Strategy, Management, Six Sigma, Leadership, Team Leadership, Strategic Planning, Project Planning, Business Planning, PMO, Analysis, Requirements Gathering, Employee Benefits, Competitive Analysis, Financial Services, Budgets

Education
University of Pennsylvania - The Wharton School   1992 — 1997
BS, Accounting/Management

Steve Dickie Steve Dickie Greater Minneapolis-St. Paul Area Details
Steve Dickie's Prudential Securities Experience 1997 - 2000
Job Mortgage Loan Originator(NMLS#400923) at Stearns Lending, LLC (NMLS#1854)
Industry Financial Services
Experience
Wells Fargo Home Mortgage  December 2007 - October 2012
Above All Mortgage   2006 - 2007
American Summit   2000 - 2004
Prudential Securities   1997 - 2000

Skills
FHA, VA loans, Finance, Mortgage Lending

Education
University of Minnesota - Carlson School of Management

Frank Lee, CFA Frank Lee, CFA Greater Los Angeles Area Details
Frank Lee, CFA's Prudential Securities Experience February 1998 - September 1999
Job Portfolio Manager
Industry Investment Management
Experience
Investment Management Firm  November 2004 - Present
Frommer Investment Partners   February 2003 - August 2004
Spear, Leeds & Kellogg   December 1999 - September 2002
Prudential Securities   February 1998 - September 1999

Education
University of Pennsylvania - The Wharton School   1994 — 1997

Phillip Chun Phillip Chun Greater New York City Area Details
Phillip Chun's Prudential Securities Experience October 2000 - November 2000
Job Vice President at Credit Suisse
Industry Financial Services
Experience
Credit Suisse  August 2008 - Present
Miron Properties  January 2006 - Present
Fitch Ratings  January 2001 - January 2008
Prudential Securities   October 2000 - November 2000

Skills
Residential Mortgages

Education
University of Michigan
BA, Economics

Al Kaschalk Al Kaschalk Greater Los Angeles Area Details
Al Kaschalk's Prudential Securities Experience 1998 - 2000
Job Sr. VP at Wedbush Securities
Industry Research
Experience
Wedbush Securities  February 2005 - Present
Prudential Securities   1998 - 2000
PriceWaterhouse  1989 - 1996

Skills
Private Equity, Series 7, Executive Management, Financial Modeling, Equities, Capital Markets, Hedge Funds, Equity Research, Valuation, IPO, Waste, Financial Analysis, Asset Management, Bloomberg, Due Diligence

Education
University of Southern California - Marshall School of Business   1996 — 1998
MBA, Finance

University of Michigan-Dearborn   1984 — 1988
BBA, Accounting & Finance

Ira M. Shapiro Ira M. Shapiro Scottsdale, Arizona Details
Ira M. Shapiro's Prudential Securities Experience October 1996 - April 2002
Job Registered Principal at Wells Fargo Advisors Financial Network, LLC
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network, LLC, Member SIPC   April 2002 - Present
Wachovia Securities, LLC  April 2002 - May 2009
A.G. Edwards   April 2002 - March 2008
Prudential Securities   October 1996 - April 2002
Dean Witter  September 1991 - October 1996
U.S. Marine Corps   May 1986 - September 1991

Skills
Retirement Planning, Investments, 401k, Retirement, Wealth, Mutual Funds, Portfolio Management, IRAs, Financial Advisory, Finance, Small Business, Estate Planning, Fixed Annuities, Tax, Strategic Financial..., Strategic Planning, Leadership, Securities, Series 7, Life Insurance, Wealth Management, Risk Management, Disability Insurance, Asset Allocation, Investment Strategies, Series 63, Alternative Investments, Series 65, Investment Advisory, Financial Planners, Insurance, Asset Management, FINRA, Mortgage Lending, Long-term Care, Equities, Uniform Combined State..., Financial Analysis, Relationship Management, Credit, Term Life Insurance, Estate Tax Planning, Financial Modeling, 529 Plans, Private Equity, Wealth Management..., Saving for Education, 401k Rollovers, College Savings Plans, Financial Planning

Education
University of Nebraska-Lincoln   1982 — 1986
B.S., Business Admin - Finance

Omaha Westside   1978 — 1982
H.S. Diploma, Business Administration with Emphasis in Finance

Jerry Cudzil Jerry Cudzil Pacific Palisades, California Details
Jerry Cudzil's Prudential Securities Experience 1997 - 2000
Job Managing Director at TCW
Industry Financial Services
Experience
Trust Company of the west  April 2012 - Present
Life Raft Group   November 2003 - Present
Morgan Stanley  April 2010 - April 2012
Deutsche Bank Securities  September 2009 - March 2010
DiMaio Ahmad Capital  June 2004 - September 2009
Goldman Sachs  June 2003 - June 2004
Credit Suisse  October 2000 - June 2003
Prudential Securities   1997 - 2000

Skills
Project Finance, Energy, Aviation, Hedge Funds, Securities, Portfolio Management, Investments, Bonds, Asset Management, High Yield, Asset Allocation, Management, Fixed Income, Equities, Trading, Credit Derivatives, Capital Markets

Education
University of Pennsylvania   1993 — 1997
BA, Economics major, English minor

Bruno Dobroske II Bruno Dobroske II Greater Detroit Area Details
Bruno Dobroske II's Prudential Securities Experience May 1996 - September 1998
Job Director, Finance & Production at Aspen Marketing Services
Industry Marketing and Advertising
Experience
Aspen Marketing Services  September 1998 - Present
Prudential Securities   May 1996 - September 1998
Salomon Smith Barney  August 1993 - May 1996

Education
University of Michigan-Dearborn   1989 — 1993
Bachelors of Business Administration, School of Management - Finance / Accounting

University of Detroit Jesuit High School   1984 — 1988

Dave Peracchio Dave Peracchio Greater New York City Area Details
Dave Peracchio's Prudential Securities Experience 1996 - 1999
Job Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch  September 2009 - November 2014
Keystone Trading Group   January 2009 - February 2011
Citigroup Global Markets, Inc.   March 1999 - December 2007
Prudential Securities   1996 - 1999
KPMG  1990 - 1996

Skills
Series 7, Series 9/10, Series 55, Series 63, Series 66, Securities, Investments, Capital Markets, Trading, Hedge Funds, Bloomberg, Leadership, Fixed Income, Equity Trading, Portfolio Management, Options, Equities

Education
University of Scranton   1986 — 1990
B.S. Accounting

Morris Catholic H.S.   1982 — 1986

Lisa Greenberg Lisa Greenberg Greater New York City Area Details
Lisa Greenberg's Prudential Securities Experience August 1999 - November 2000
Job Research Analyst
Industry Financial Services
Experience
Huber Research Partners   March 2012 - Present
LTVtrade.com   December 2008 - March 2012
Independent  August 2006 - December 2008
Barclays  July 2004 - July 2006
RBC Capital   March 2003 - June 2004
Wasserstein Perella (DrKW)   December 2000 - July 2002
Prudential Securities   August 1999 - November 2000

Education
University of Pennsylvania - The Wharton School   1995 — 1999
Bachelor of Science (BS), Finance and Management

Liam B. Guiney, CFP Liam B. Guiney, CFP Cleveland/Akron, Ohio Area Details
Liam B. Guiney, CFP's Prudential Securities Experience May 1998 - December 2003
Job Associate Vice President Investment Officer at Wells Fargo Advisors, LLC, Financial Advisor
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  May 2009 - Present
Wachovia Securities, LLC  December 2003 - May 2009
Prudential Securities   May 1998 - December 2003

Skills
Retirement Planning, Market Risk, Financial Services, Investment Strategies, Long Term Care Insurance, 401k Rollovers, IRAs, Insurance, Risk Management, Concentrated Stock..., Business-Succession..., Business-Owner Planning, Retirement Income..., Asset Allocation, Tactical Asset..., Financial Advisory, Fixed Income Strategies, Multi-generational..., Wealth Preservation..., Mutual Funds, Stocks, 401k

Education
Wake Forest University   1987 — 1993
MS, Chemistry

University of North Carolina at Greensboro   1979 — 1983
BA, Biology

Greenwich High School   1976 — 1979

Matt DeAngelis Matt DeAngelis Greater New York City Area Details
Matt DeAngelis's Prudential Securities Experience 1998 - 2003
Job Director at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities  May 2014 - Present
Goldman Sachs  September 2003 - March 2012
Prudential Securities   1998 - 2003

Skills
Financial Modeling, Capital Markets, Investment Banking, Valuation, Fixed Income, Private Equity, Derivatives, Bloomberg, Structured Finance

Education
University of Notre Dame   1988 — 1992
Bachelor of Business Administration (BBA), Management Information Systems

Tenafly HS

Dan Esser Dan Esser Greater St. Louis Area Details
Dan Esser's Prudential Securities Experience 1998 - 2002
Job Portfolio Manager at Acropolis Investment Management
Industry Investment Management
Experience
Acropolis Investment Management   November 2005 - Present
Charles Schwab  2002 - 2005
Prudential Securities   1998 - 2002
National Car Rental  January 1990 - December 1994
U.S Army  January 1982 - December 1989

Skills
Investments, Portfolio Management, Asset Management, Asset Allocation, Investment Strategies, Retirement Planning, Wealth Management, Investment Advisory, Strategic Financial..., Financial Modeling, Mutual Funds

Education
University of Missouri-Columbia, College of Business   1977 — 1981
BSBA, Marketing Logistics

Ben Bershad Ben Bershad Greater Detroit Area Details
Ben Bershad's Prudential Securities Experience 2000 - 2000
Job Director at Stout Risius Ross, Inc.
Industry Financial Services
Experience
Stout Risius Ross, Inc.   January 2015 - Present
Stout Risius Ross  January 2013 - December 2014
Stout Risius Ross  January 2009 - December 2012
Stout Risius Ross  January 2007 - December 2008
Stout Risius Ross  August 2004 - December 2006
Fidelity Mortgage  2001 - 2001
Prudential Securities   2000 - 2000

Skills
Business Valuation, Valuation, Financial Modeling, Forensic Accounting, DCF, Financial Advisory, Equity Valuation, Corporate Finance, Financial Reporting, Accounting, Management

Education
Ealy Elementary

Ealy Elementary

University of Michigan - Stephen M. Ross School of Business   2002 — 2004
BBA, Finance and Accounting

West Bloomfield High School

Orchard Lake Middle School

Rich Wulforst Rich Wulforst Greater Denver Area Details
Rich Wulforst's Prudential Securities Experience January 1994 - August 2001
Job V.P. / Branch Manager
Industry Financial Services
Experience
Charles Schwab  March 2010 - Present
Charles Schwab  February 2003 - March 2010
Prudential Securities   January 1994 - August 2001

Education
University of Denver - Daniels College of Business   2014 — 2014
High Performance Leadership, Business Administration and Management, General

University of Rhode Island - College of Business Administration   1989 — 1993
B.S. Finance, Accounting

Judy Hartong Judy Hartong Greater St. Louis Area Details
Judy Hartong's Prudential Securities Experience August 2000 - August 2002
Job Administrative Director at JM Horseman Group
Industry Financial Services
Experience
JM Horseman Group   August 2002 - Present
Prudential Securities   August 2000 - August 2002
Morgan Stanley Dean Witter  February 2000 - August 2000
Robert W. Baird  August 1993 - July 1997
Shearson Lehmann   May 1987 - August 1990
Dean Witter  February 1977 - May 1987

Education
University of Nebraska at Omaha   1977 — 1979
Business

Dominick DiBona, CIMA Dominick DiBona, CIMA Garden City, New York Details
Dominick DiBona, CIMA's Prudential Securities Experience May 1987 - October 1993
Job Senior Vice President, UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  May 2008 - Present
Morgan Stanley  June 2000 - May 2008
Smith Barney  October 1993 - May 2000
Prudential Securities   May 1987 - October 1993

Education
University of Pennsylvania - The Wharton School   2002 — 2002
CIMA

Bernard M. Baruch College, City University NY   1980 — 1983
MBA, Finance

Bernard M. Baruch College, City University NY   1975 — 1979
Bachelor's Degree, Accounting

Brooklyn Technical High School   1971 — 1975
High School

Fred Steinberg Fred Steinberg Greater New York City Area Details
Fred Steinberg's Prudential Securities Experience 1991 - 1993
Job Executive Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley  May 2008 - Present
Lehman Brothers  1993 - 2008
Prudential Securities   1991 - 1993
Aurthur Andersen LLP   1986 - 1991

Skills
Fixed Income, Capital Markets, Private Equity, Hedge Funds, Investment Banking

Education
University of Pennsylvania - The Wharton School   1982 — 1986
Economics, Accounting and Finance

Gregg Flegal Gregg Flegal Greater Boston Area Details
Gregg Flegal's Prudential Securities Experience December 1992 - October 2002
Job Financial Advisor, Edward Jones, AAMS®
Industry Financial Services
Experience
Edward Jones  October 2002 - Present
Prudential Securities   December 1992 - October 2002
First NH Investment Services (now Citizens Bank Trust Department   September 1987 - December 1992

Skills
Wealth Management, Insurance, Financial Analysis, Investment Advisory, Asset Allocation, Mutual Funds, Retirement, Investment Strategies, Portfolio Strategies, Retirement Plan..., Financial Strategies, Estate and Legacy..., Wealth Transfer

Education
University of New Hampshire - Whittemore School of Business and Economics   1983 — 1987
Bachelor of Arts (B.A.), Economics

University of New Hampshire -- Peter T. Paul College of Business and Economics   1983 — 1987
Bachelor of Arts, Economics

Christopher Ryan, CFA Christopher Ryan, CFA Greater Los Angeles Area Details
Christopher Ryan, CFA's Prudential Securities Experience 1990 - 1996
Job Director at Wells Fargo
Industry Financial Services
Experience
Wells Fargo Securities  March 2013 - Present
Keypsake, Inc.   May 2012 - Present
Wells Fargo Securities  October 2009 - Present
Bear Stearns  April 2007 - August 2008
Flaherty & Crumrine Inc.   November 2002 - March 2007
Prudential Securities   1990 - 1996

Education
University of Southern California - Marshall School of Business   2000 — 2002
MBA

University of Notre Dame
BA, Finance

Jennifer Moulton Jennifer Moulton Greater St. Louis Area Details
Jennifer Moulton's Prudential Securities Experience June 2000 - May 2002
Job Instructional Intern at School District of Clayton
Industry Education Management
Experience
School District of Clayton  October 2013 - May 2014
School District of University City  October 2011 - October 2013
Mehlville School District  October 2011 - May 2012
School District of Clayton  August 2010 - May 2012
Wentzville School District  August 2010 - January 2011
Kirkwood School District  January 2008 - May 2009
Prudential Securities   June 2000 - May 2002

Skills
Elementary Education, Lesson Planning, Classroom, Differentiated..., Social Studies, Classroom Management, Tutoring, Smartboard, K-12, Curriculum Design, Educational Technology, Language Arts, Curriculum Development, Literacy, Special Education, Middle School

Education
University of Missouri-Saint Louis   2005 — 2007
BS in Ed., Elementary Education

Mehlville High School   1991 — 1995
General Diploma

Maryam Muessel Maryam Muessel Greater New York City Area Details
Maryam Muessel's Prudential Securities Experience 1998 - 2000
Job CIO Global Credit, BNP Paribas Asset Management
Industry Financial Services
Experience
BNP Paribas  April 2009 - 2011
Fortis Investments  2008 - 2009
Fortis Investments  2004 - 2008
American Capital Access   2001 - 2004
GenRe Securities   2000 - 2001
Prudential Securities   1998 - 2000
SVP, Head of Alternative Investments MBIA   1997 - 1998
CapMAC  1988 - 1997
Mellon Bank  1985 - 1988

Skills
Fixed Income, Credit Derivatives, Investments, Derivatives, Alternative Investments, Portfolio Management, Trading, Banking, Asset Management, Credit, Structured Finance, Capital Markets, Mutual Funds, Risk Management, Investment Management, Structured Products, Hedge Funds, CDO, High Yield, Private Equity, ABS, Bloomberg

Education
Georgetown University
Graduate Program Economics

University of Southern California
BA, Economics

Scott August, CFA Scott August, CFA Greater Los Angeles Area Details
Scott August, CFA's Prudential Securities Experience 1997 - 1999
Job Portfolio Manager at Sierra Liquidity Fund, LLC
Industry Investment Management
Experience
Sierra Liquidity Fund, LLC   May 2004 - Present
Trust Company of the West (TCW)   1999 - 2003
Prudential Securities   1997 - 1999

Skills
Alternative Investments, Hedge Funds, Equities, MBS, Fixed Income, Investment Management, Derivatives, Capital Markets, Asset Management, Asset Allocation, Financial Modeling, Portfolio Management, Investments, Mutual Funds, Valuation, Securities, Finance

Education
University of Michigan   1993 — 1997
BA, Economics and Political Science

Institute of Social and International Studies -- Barcelona, Spain

Arne Espe Arne Espe San Antonio, Texas Area Details
Arne Espe's Prudential Securities Experience 1986 - 1988
Job Vice President at USAA
Industry Investment Management
Experience
USAA  2000 - Present
NM Capital Management   1996 - 1999
MetLife  1987 - 1994
Prudential Securities   1986 - 1988

Education
University of Oregon   1986 — 1987
MBA, Finance

Willamette University   1978 — 1982
BS, Economics

Jeremy Weemhoff Jeremy Weemhoff Greater New York City Area Details
Jeremy Weemhoff's Prudential Securities Experience May 1996 - July 2003
Job Managing Director at Access Global Trading
Industry Capital Markets
Experience
Access Global Trading (AXGT)   May 2011 - Present
Williams Trading LLC  December 2006 - September 2011
North Sound Capital LLC   July 2003 - November 2007
North Sound Capital  July 2003 - December 2006
Prudential Securities   May 1996 - July 2003

Skills
Equities, Hedge Funds, Trading, Derivatives, Fixed Income, Asset Management, Finance, Market Risk, Management, Currency, Institutional..., Bloomberg, Team Management, Securities, Equity Trading, Outsourcing, Electronic Trading, Trading Systems, Capital Markets, Volatility, Portfolio Management, Alternative Investments, Series 7, Series 63, Access, Financial Markets, Market Data

Education
University of New Hampshire - Whittemore School of Business and Economics   1996 — 1996
Bachelor of Arts (B.A.), Economics

University of New Hampshire   1992 — 1996
Bachelor of Arts, Economics

University of New Hampshire -- Peter T. Paul College of Business and Economics   1992 — 1996
BA, Economics

Jaime O'Brien Jaime O'Brien Greater San Diego Area Details
Jaime O'Brien's Prudential Securities Experience 1992 - 1997
Job Executive Recruiter at Executive Dynamics
Industry Consumer Goods
Experience
Executive Dynamics   Divisional Hiring OfficerUBS Financial Services1997 - 2000
Prudential Securities   1992 - 1997
Key Personnel Services   1985 - 1992

Skills
Recruiting, Hiring

Education
University of Oregon   1979 — 1983
BS, Sociology

David Haynes David Haynes Greater Denver Area Details
David Haynes's Prudential Securities Experience 1991 - 1993
Job Managing Director at Greenmont Capital
Industry Venture Capital & Private Equity
Experience
Door to Door Organics  2012 - Present
Save The Waves Coalition - www.savethewaves.org   2011 - Present
Madhava   2010 - Present
EcoSMART Technologies  2010 - Present
Greenmont Capital   2007 - Present
Boulder Ventures   2006 - 2007
Audiobase  1996 - 2002
Prudential Securities   1991 - 1993

Skills
Venture Capital, Start-ups, Corporate Development, Strategic Planning, Private Equity, Entrepreneurship, Mergers, Due Diligence, Financial Modeling, Strategy, Business Strategy, Strategic Partnerships, Business Development, Management, Mergers & Acquisitions, Marketing Strategy, Angel Investing, Executive Management, Finance, Product Management, Social Entrepreneurship

Education
University of New Hampshire   1985 — 1989
BA, History

Princeton Day School   1978 — 1985

Brett Cicinelli Brett Cicinelli Greater Los Angeles Area Details
Brett Cicinelli's Prudential Securities Experience 2000 - 2001
Job Managing Director at Eagle Advisors
Industry Investment Management
Experience
Eagle Advisors   2011 - Present
Reed Conner & Birdwell   2001 - 2010
PRUDENTIAL SECURITIES   2000 - 2001
PRUDENTIAL SECURITIES / CREDIT SUISSE FIRST BOSTON (CSFB)   1998 - 2000

Education
University of Michigan - Stephen M. Ross School of Business   1996 — 1998
BBA

University of Michigan   1994 — 1996

Laura Digan Laura Digan Boca Raton, Florida Details
Laura Digan's Prudential Securities Experience September 1986 - March 1990
Job Director of The RIA Bond Desk
Industry Financial Services
Experience
The RIA Bond Desk - Insitutional Trade Desk for Fixed Income   November 2012 - Present
Sandgrain Securities, Inc   April 2009 - February 2012
JVB Financial Group, LLC  2005 - 2009
Prudential Securities   September 1986 - March 1990
OLDE Discount Corporation  December 1980 - September 1986

Skills
Fixed Income, Trading, Investments, Portfolio Management, Equities, Series 7, Asset Managment, Series 63, Wealth Management, Structured Products, Securities, Investment Banking, Capital Markets, Bloomberg, Financial Services, Bonds, Asset Allocation, Mutual Funds

Education
University of Michigan   1977 — 1981
Liberal Arts & Sciences, Economics and Mass Communication

Grosse Point North High School

William Hamilton William Hamilton Orange County, California Area Details
William Hamilton's Prudential Securities Experience 2000 - 2001
Job Director, Planning & Forecasting at Asics America
Industry Sporting Goods
Experience
ASICS Corporation   January 2013 - Present
7 For All Mankind  May 2007 - September 2012
Firewire Surfboards   2006 - 2007
Ripcurl, Inc.   2005 - 2006
Hurley  2003 - 2005
O'Neill Inc   2001 - 2002
Prudential Securities   2000 - 2001
Cambridge Energy Research Associates  1994 - 1998
GE  1992 - 1994

Education
University of Pennsylvania - The Wharton School   1998 — 2000
MBA

University of Virginia   1989 — 1992
BA

Tom Lennartz Tom Lennartz Greater St. Louis Area Details
Tom Lennartz's Prudential Securities Experience January 1987 - November 1990
Job Sr. Vice PresidentInvestement OfficerPIM Portfolio Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors  March 2009 - Present
Citigroup Global Markets  July 1993 - March 2009
Lehman Brothers Inc.  November 1990 - July 1993
Prudential Securities   January 1987 - November 1990

Skills
Finance, Investments, Mutual Funds, Risk Management, Financial Analysis, Alternative Investments, ETFs, US Equities, Series 63, Asset Management, Financial Planning, Wealth Management, Strategic Planning, Portfolio Management, Team Building, Management, Customer Service

Education
University of Missouri-Columbia
Bachelor of Science (BSc), Finance and Banking

University of Missouri-Columbia

Nathan E. Kraiem Nathan E. Kraiem Greater New York City Area Details
Nathan E. Kraiem's Prudential Securities Experience January 1998 - September 2000
Job Real Estate Investments at Sakar International
Industry Real Estate
Experience
Sakar International  July 2015 - Present
Cornrstone Real Estate Investments   October 2013 - July 2015
EMG Capital   May 2002 - September 2013
Carlton Group  January 2002 - December 2002
Carlin Equities   January 2001 - June 2002
Prudential Securities   January 1998 - September 2000
Lippert Heilshorn- NY---Efrat Israel   January 1997 - July 1997
Zannex Securities--- Tel Aviv   January 1996 - December 1996

Skills
Fluent in French, Fluent in Hebrew, Proficient in Spanish, Investments, Equities, Trading, Real Estate, Asset Management, Mortgage Lending, Valuation, Finance, Mergers & Acquisitions, Portfolio Management, Due Diligence, Private Equity, Real Estate Economics

Education
University of Pennsylvania - The Wharton School   1989 — 1993
BBA, Finance, Entrepreneurial Mgmt, French

Yeshiva of Flatbush   1976 — 1989

Paul Scura Paul Scura New York, New York Details
Paul Scura's Prudential Securities Experience June 1986 - December 2000
Job Managing Partner at Scura Paley and Company
Industry Investment Banking
Experience
Scura Paley and Company   2001 - Present
Seton Hall Prep  1993 - 2015
Plymouth Finacial Company / Xspand, Inc   2002 - 2006
Prudential Securities   June 1986 - December 2000
J.P. Morgan   1975 - 1986

Skills
Investment Banking, Private Equity, Mergers, Hedge Funds, Capital Markets, Equities, Structured Finance, Valuation, Private Placements, Corporate Finance, Financial Modeling, Due Diligence, Venture Capital, Alternative Investments, Series 7, Acquisitions, Corporate Development, Equity Research, Financial Structuring, IPO, LBO, Leveraged Finance, Mergers, Tax Liens, Investments, Financial Analysis, Mergers & Acquisitions

Education
University of Pennsylvania   1973 — 1975
MBA, Finance

Villanova University   1969 — 1973
AB, Economics

Seton Hall Prep

Anne Subotich Anne Subotich Phoenix, Arizona Details
Anne Subotich's Prudential Securities Experience 1990 - 1992
Job Sr. Product Manager Managed Account Services at Charles Schwab
Industry Financial Services
Experience
Charles Schwab  May 2011 - Present
Randstad Management Services   February 2011 - May 2011
Galloway Asset Management   January 2010 - February 2011
Charles Schwab  October 2004 - April 2009
Charles Schwab  April 2003 - October 2004
Charles Schwab  August 1999 - April 2003
Charles Schwab  September 1995 - August 1999
Charles Schwab  May 1995 - September 1995
Charles Schwab  February 1992 - May 1995
Prudential Securities   1990 - 1992

Skills
Risk Management, Series 7, Visio, Securities, PowerPoint

Education
University of Michigan-Dearborn
BSA, Managerial Economics & Finance, Marketing

Rom Garay Rom Garay Greater Atlanta Area Details
Rom Garay's Prudential Securities Experience 2001 - 2003
Job IT Professional
Industry Information Technology and Services
Experience
GEICO  July 2013 - March 2014
Prudential Financial  2003 - June 2013
Prudential Securities   2001 - 2003

Skills
DB2, Stored Procedures, XML, Database Design, Microsoft SQL Server, .NET, ASP.NET MVC, Visual Studio, COBOL, C# 4.0, jQuery, COBOLII, CICS, WebSphere MQ, jQuery UI, Datadynamics..., MQ Series, Sharepoint

Education
University of the Philippines   1988 — 1990
Master of Science (M.S.), Statistics

University of San Carlos   1982 — 1987
Bachelor of Science (B.S.), Chemical Engineering

Gordon Jeffcoat Gordon Jeffcoat Columbia, South Carolina Area Details
Gordon Jeffcoat's Prudential Securities Experience May 1998 - April 2002
Job Controller
Industry Oil & Energy
Experience
Canteen USA   September 2013 - Present
Tucker Oil Companies, Inc.   May 2005 - April 2013
Tucker Oil Company, Inc.   May 2005 - April 2013
Bauknight, Pietras, & Stormer CPAS   October 2003 - May 2005
Prudential Securities   May 1998 - April 2002
SCANA Corporation  November 1989 - May 1998

Skills
Accouunting, Auditing, Investing, Management, computer systems, Excel, Word, powerpoint, Mobile app design, Accounting, Variance Analysis, Budgets, Account Reconciliation, General Ledger

Education
University of South Carolina-Columbia   1995 — 1999
Bachelor of Science (BS), Accounting, 3.8

University of South Carolina
Bachelor of Science, Accounting

Matthew Schulte Matthew Schulte Greater Philadelphia Area Details
Matthew Schulte's Prudential Securities Experience June 1997 - May 2000
Job Senior Vice President at eMoney Advisor
Industry Financial Services
Experience
eMoney Advisor  June 2000 - Present
Prudential Securities   June 1997 - May 2000
Prudential Financial  June 1994 - June 1997

Skills
Wealth Management, Account Management, Mutual Funds, Retirement Planning, Series 7, Asset Allocation, Strategic Financial..., Financial Advisory, 401k, Series 63, Retirement, Insurance, Investment Strategies, Financial Services, Separately Managed..., Investments, Investment Advisory, Relationship Management, Fixed Annuities, Financial Planning

Education
University of Saint Thomas - School of Business   1999 — 2001
MBA

University of Minnesota-Twin Cities   1990 — 1994
BS, Business

Ken Zullo Ken Zullo United States Details
Ken Zullo's Prudential Securities Experience June 2001 - April 2002
Job Sales Director
Industry Insurance
Experience
UnitedHealthcare  April 2002 - Present
Prudential Securities   June 2001 - April 2002

Skills
Managed Care, Health Insurance, Medicare Supplements, Insurance, Sales Management, HMO, Consultative Selling, Government Programs, New Business Development, Medicare, Medicare Part D, Client Retention, Brokers, Strategic Planning

Education
University of North Florida   1987 — 1991
BBA

Aaron Kohn, CPWA Aaron Kohn, CPWA Portland, Oregon Area Details
Aaron Kohn, CPWA's Prudential Securities Experience December 1998 - November 2002
Job First Vice President Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services  November 2008 - Present
Merrill Lynch  November 2002 - November 2008
Prudential Securities   December 1998 - November 2002

Education
University of Oregon - Charles H. Lundquist College of Business   1992 — 1996
BS, Finance & Management

Larry Welsch Larry Welsch Houston, Texas Area Details
Larry Welsch's Prudential Securities Experience November 1994 - August 1995
Job General Manager at Sodexo
Industry Food & Beverages
Experience
Sodexo  February 1974 - Present
Prudential Securities   November 1994 - August 1995
Marriott International  February 1974 - November 1994

Skills
Catering, Food Service Operations, Menu Development, Food & Beverage, Culinary Skills, Food, Food Safety, Restaurant Management, Vending, Restaurants, Banquets, Facilities Management, Fine Dining, Sanitation, Income Statement, Hospitality Management, Serve Safe Certified, Hospitality, Cooking

Education
University of Pittsburgh   1971 — 1975

South Hills Catholic   1964 — 1967
General, AP

Sam Adondakis Sam Adondakis Manhattan Beach, California Details
Sam Adondakis's Prudential Securities Experience 1993 - 1996
Job WeGen Solar
Industry Renewables & Environment
Experience
Vortex Capital   2011 - 2012
Level Global Investors  2006 - 2010
Prudential Equity Group  2002 - 2006
Broadview  2000 - 2001
SG Cowen  1999 - 2000
Prudential Securities   1993 - 1996

Skills
Equities, Trading, Bloomberg, Hedge Funds, Derivatives, Portfolio Management, Investments, Asset Management, Financial Markets, Options, Capital Markets, Solar Energy, Business Development

Education
University of Pennsylvania - The Wharton School   1997 — 1999
Master of Business Administration (MBA), Finance

University of Washington   1989 — 1993
Bachelor of Business Administration (BBA), Finance and Marketing

Albert Newmann Albert Newmann Honolulu, Hawaii Details
Albert Newmann's Prudential Securities Experience 1994 - 1997
Job Hospital Services Director at Legacy of Life Hawaii
Industry Health, Wellness and Fitness
Experience
Legacy of Life Hawaii   May 1999 - Present
Prudential Securities   1994 - 1997
R. Weinstein Medical Products   1987 - 1994

Education
University of Minnesota-Twin Cities
BA, Speech Communications

William O'Lenic William O'Lenic Spring Hill, Florida Details
William O'Lenic's Prudential Securities Experience 2002 - 2003
Job Manager at Dollar General
Industry Retail
Experience
Dollar General  March 2014 - Present
Dollar General  May 2013 - April 2014
Accounting and Business Consulting Solutions, LLC   2003 - 2009
Prudential Securities   2002 - 2003
National Cinema Supply Corp.   December 1996 - December 2001
Smally Trasportation Co. a subsidiary of Yellow freight Corp.   December 1989 - November 1996
AmBrit Inc. and Clabir Corp.   1985 - 1989
KPMG US  1980 - 1987
KPMG Peat Marwick US   August 1980 - December 1985

Skills
Auditing, Financial Accounting, Finance, Management, Financial Reporting, Financial Analysis, Budgets, Internal Controls, Payroll, Customer Service, Investments, Microsoft Excel, Retail Sales, Cash Register, Daily Deposits, Personnel Management

Education
University of South Florida   1976 — 1980
Bachelor of Science (BS), Accounting and Business/Management, 3.65

University of South Florida, Tampa, Florida   1976 — 1980
Bachelor of Science, Accounting and Business/Management, Cum Laude, 3.65 GPA

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