Prudential Securities
Industry: Bank
DescriptionPrudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities
Prudential Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Prudential Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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2,071 Prudential Securities employees in database. Find out everything there's to know about Prudential Securities employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Prudential Securities Employees
Perella Weinberg Partners February 2012 - Present
Weston Presidio January 2003 - October 2011
JP Morgan September 1989 - December 2002
Prudential Securities April 1987 - June 1989
Bankers Trust September 1985 - March 1987
KPMG November 1981 - June 1983
Deloitte & Touche June 1977 - October 1981
Education
University of Pennsylvania - The Wharton School 1983 — 1985
MBA, Finance
Loyola University Maryland 1973 — 1977
BA, Accounting
Jones Lang LaSalle June 2011 - Present
Atlanta Property Group LLC June 2005 - June 2011
Jones Lang LaSalle 2004 - 2005
Holliday Fenoglio Fowler 2001 - 2004
Lend Lease Real Estate Investments 1999 - 2001
Lend Lease Real Estate Investments 1998 - 1999
Prudential Securities 1996 - 1998
Skills
Equity Research, Real Estate Economics, Equities, Portfolio Management, Investments, Disposition, Valuation, Real Estate, Asset Allocation, Financial Analysis, Brokerage, Commercial Real Estate, Due Diligence, Leases, Corporate Real Estate, Real Estate Transactions, Asset Management, Real Estate Development, Financial Modeling
Education
University of Pennsylvania - The Wharton School 1989 — 1993
BSE, Finance
Wells Fargo Advisors July 2001 - Present
Prudential Securities August 1999 - July 2001
Prudential Retirement Services 1990 - 1999
Skills
Investments, Investment Strategies, Asset Allocation, Insurance, Retirement Planning, 401k Rollovers, Fixed Income Strategies
Education
University of Scranton 1987 — 1989
bs, Accounting
Kings College 1984 — 1987
Accounting
Seton Catholic High School 1980 — 1984
Barlow Partners/ACP Funds August 2001 - Present
Argos Partners August 1988 - July 2000
Merrill Lynch 1986 - 1988
Prudential Securities 1986 - 1986
Kidder Peabody & Company 1981 - 1986
Merrill Lynch 1977 - 1979
Skills
Alternative Investments, Hedge Funds, Equities, Mutual Funds, Strategy, Financial Advisory, Asset Managment, Investments, Portfolio Management, High Net Worth..., 1940 Act, Bonds, Financial Analysis, Institutional..., Asset Management, Asset Allocation, Investment Strategies, Securities, ETFs, Investment Advisory, Financial Modeling, Investment Management, Corporate Finance, Risk Management, Bloomberg, Valuation, Due Diligence, Series 7, Wealth Management, Trading, Private Equity, Equity Research, Fixed Income, Series 63, Mergers & Acquisitions, Capital Markets
Education
Wharton School of Business 1979 — 1981
Master of Business Administration (MBA), Finance
Villanova University 1972 — 1976
Bachelor of Science (BS), Accounting
Executive Transformations Inc 2004 - Present
Morgan Stanley October 2001 - November 2004
Morgan Stanley January 1994 - September 2001
Prudential Securities January 1988 - January 1994
Legg Mason August 1987 - January 1988
Skills
Business Development, Financial Advisor..., Executive Coaching, Business Coaching, Sales Coaching, Practice Management, Business Writing, Wealth Management, Investments, Retirement Planning, Asset Management, Strategic Financial..., Finance, Financial Advisory, Investment Strategies, Securities, Strategic Planning, Asset Allocation, Series 7, Coaching, Investment Advisory, Financial Services, Financial Planning
Education
University of New Orleans 1980 — 1985
Bachelor of Science, Economics
Oak Ridge Financial September 2009 - Present
Walnut Street Securities October 2004 - September 2009
Securities Service Network February 1999 - October 2004
Prudential Securities January 1996 - February 1999
Skills
Finra Series 7 and 24, State Securities Series..., Minnesota Insurance..., Customer Service, Team Building, Management, Investments, Strategy
Education
University of Notre Dame 1974 — 1978
Bachelor of Business Administration (BBA), Business and Accounting, Cum laude
Peace Talks Mediation Services November 2013 - Present
Peace Talks 2008 - Present
Seiler LLP January 2011 - August 2012
Los Angeles Divorce Solutions January 2009 - December 2010
Financial Solutions for Divorce March 2003 - December 2008
Associated Securities 2000 - 2005
Prudential Securities 1997 - 2000
Morgan Stanley Dean Witter 1989 - 1997
Skills
Mediation, Family Law, Public Speaking, Collaborative Law, Strategic Financial..., Coaching, Alternative Dispute..., Negotiation, Conflict Resolution, Strategic Planning, Tax, Non-profits, Prenuptial Agreements, Budgets, Litigation, Collaborative Practice, Divorce
Education
Institute for Certified Divorce Financial Analysts 1999 — 2000
University of Minnesota-Twin Cities 1982 — 1985
Business
Secured Retirement Advisors October 2006 - Present
Secured Retirement Advisors October 2006 - Present
Secured Retirement Advisors October 2006 - Present
Prudential Securities November 1999 - July 2004
R.J. Steichen & Company December 1994 - November 1999
Skills
Social Security, Financial Planning, Retirement Planning, Investment Advisory, Estate Planning, Wealth Accumulation, IRA's, Retirement, Wealth Management, Annuities, Insurance, Investments, IRAs, Fixed Annuities, Strategic Financial...
Education
University of Phoenix 2000 — 2005
BS, Marketing
N/A August 2004 - Present
IBM 1999 - 2004
Prudential Securities 1997 - 1999
Virtual University 1996 - 1998
Skills
Visual Arts, Mixed Media, Collage, Assemblage, Contemporary Art, Online Instruction, Paper Craft, Journaling, Project Management, HTML, Acrylic, Craft, E-Learning, Graphic Design, Art, Drawing, Art Education, Jewelry Design, Sculpture, Galleries, Basic HTML, Basic Photoshop/Image..., Customer Support, Long-term Customer..., Sales, Watercolor, Employee Training, Client Relations Skills, Client Liaison, Oil Painting, Crafts
Education
University of New Orleans 1979 — 1982
Bachelor of Arts (B.A.), Drama/Communications
St Mary's Dominican High School
H.S. Diploma, College Preparatory
Wells Fargo Advisors, LLC January 1991 - Present
Prudential Securities 1991 - 2003
Skills
New business development, Relationship management, Training & development, Compliance
Education
University of North Carolina at Chapel Hill
Bachelor of Business Administration (BBA)
Omgeo February 2013 - Present
New York, NY October 2012 - February 2013
Murex October 1995 - September 2012
Lehman Brothers May 1991 - September 1995
Prudential Securities September 1985 - May 1991
Skills
Derivatives, Equity Derivatives, FX Options, Trading Systems, Fixed Income, Risk Management, Business Analysis, Financial Markets, Market Data, Professional Services, Market Risk, Interest Rate..., Software Consulting, CRM, Enterprise Software, Sales Presentations, Collateral Management
Education
University of Rochester - William E. Simon Graduate School of Business Administration
MBA, Operations Management and Marketing
AOL January 2015 - Present
AOL Advertising January 2012 - December 2014
AOL 2011 - 2012
AOL 2007 - 2011
AOL 2004 - 2007
American Express May 2002 - December 2003
American Express November 2000 - May 2002
Prudential Financial June 1997 - August 1999
Prudential Securities February 1996 - May 1997
Skills
Digital Marketing, Digital Media, Branded Content..., Branded Entertainment, Native Advertising, Digital Video, Affiliate Marketing, Cost Per Acquisition, Strategic Partnerships, Integrated Marketing, Strategy, Marketing Strategy, Start-ups, Advertising, CRM, Digital Strategy, Interactive Marketing, Online Advertising, Mobile Marketing, Branded Content, Awesomeness
Education
New York University - Leonard N. Stern School of Business 1998 — 2000
MBA, Marketing and Management
University of Michigan 1991 — 1995
BA, Russian and East European Studies
La Sorbonne 1992 — 1993
French Studies
Stifel Financial Corp. March 2015 - Present
Larson Financial Group, LLC August 2013 - March 2015
Larson Financial Group, LLC May 2011 - August 2013
Wells Fargo Adviosrs March 2010 - May 2011
Wachovia Securities October 2007 - March 2010
A.G. Edwards & Sons, Inc. March 2005 - January 2010
Edward Jones January 2000 - March 2005
Prudential Securities November 1998 - December 1999
FFP Securities Inc. August 1996 - October 1998
Skills
FINRA, Series 24, Asset Management, Investments, AML, FINRA Series 7, FINRA Series 9, FINRA Series 10, FINRA Series 65, FINRA Series 63, FINRA Series 3, Missouri Life and..., Series 7, Asset Managment, Life & Health Insurance..., Mutual Funds, Series 63, Fixed Annuities, Wealth Management, Risk Management, Retirement, Estate Planning, Retirement Planning, Financial Planners, Strategic Financial..., Investment Advisory, Securities, Series 65, Alternative Investments, Equities, Financial Services, Uniform Combined State..., Fixed Income, Securities Regulation, Life Insurance, Portfolio Management, Hedge Funds, Asset Allocation, 401k, Financial Planning
Education
University of Missouri-Columbia 1987 — 1989
Political Science and Government
Northern Trust July 2006 - Present
Morgan Keegan January 2005 - June 2006
Prudential Securities December 2001 - March 2004
Skills
Asset Allocation, Portfolio Management, Equities, Alternative Investments, Fixed Income, Wealth Management, Asset Management, Investment Strategies, Mutual Funds, Investments, Investment Management, Hedge Funds, Bloomberg, Investment Advisory, Securities, Series 7, Derivatives, Bonds
Education
University of New Orleans 1996 — 1999
Bachelor of Science (BS), Finance, General
Merrill Lynch November 2006 - Present
Smith Barney January 1995 - November 2006
Prudential Securities June 1991 - August 1994
Skills
Series 7, Asset Allocation, Series 63, Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Investment Strategies, Securities, Alternative Investments, Investments, Series 65, Retirement, Financial Advisory, Asset Managment, Separately Managed..., Fixed Annuities, 401k, Investment Management, Life Insurance, Variable Annuities, ETFs, 401k Rollovers, Fixed Income, Banking, High Net Worth..., Portfolio Management, Estate Planning, Certified Investment..., Equities, Strategic Financial..., Financial Planning, Finance, Customer Service, Asset Management
Education
University of Minnesota-Twin Cities 1989 — 1994
Bachelor of Science (B.S.), Applied Economics
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities LLC July 2003 - May 2009
Prudential Securities May 1991 - June 2003
Dain Bosworth Inc. May 1985 - May 1991
Skills
Investments, Asset Allocation, Investment Strategies, Retirement Planning, Mutual Funds, Financial Advisory, Portfolio Management, 401k, Fixed Annuities, Alternative Investments, Asset Management, IRAs, Equities, Fixed Income
Education
University of Nevada-Las Vegas 1976 — 1984
Financial Planning and Services
Bishop Gorman High School 1972 — 1976
College Preparatory
MarkMonitor June 2013 - Present
Pacific Investment Management Co. (PIMCO) January 2004 - February 2009
Pacific Investment Management Co. (PIMCO) April 2001 - January 2004
Prudential Securities February 1999 - April 2001
Skills
Bloomberg, Derivatives, Series 7, Options
Education
University of Northern Colorado 1996 — 1998
AllianceBernstein 2004 - Present
Prudential Securities 2002 - 2004
Prudential Securities 1996 - 2002
Skills
Hedge Funds, Asset Allocation, Wealth Management, Portfolio Management, Investments, Investment Banking, Options, Private Equity, Wealth Management..., High Net Worth..., Equity Derivatives, Alternative Investments, Retirement, Asset Managment, Hedging, Investment Strategies, Series 7, Investment Management, Equities, Fixed Income
Education
New York University - Leonard N. Stern School of Business
MBA, Finance and Capital Markets
Phillips Exeter Academy
High School, Liberal Arts
University of Pennsylvania - The Wharton School
BS Economics, Finance and Multinational Enterprise
Steinberg Investment Group October 2011 - Present
Steinberg Aley Wealth Management September 2007 - September 2011
RBC Dain Rauscher March 2002 - September 2007
Sutro & Co. January 1999 - March 2002
Charter Investment Group August 1997 - January 1999
Prudential Securities September 1992 - August 1997
Skills
Wealth Management, Finance, Investments, Management, Executive Management, Entrepreneurship, Strategic Planning, Marketing Strategy, Strategy, Sales, Customer Service
Education
University of Oregon 1988 — 1992
B.S., Psychology
Excelsior Realty Services LLC January 2007 - Present
Metropolitan Montessori School June 2006 - May 2013
22-24 West 69th Street Corporation May 2000 - January 2013
Massey Knakal Realty Services acq. by Cushman and Wakefield 2003 - 2007
Concordia Solutions April 1999 - January 2003
Credit Suisse June 1998 - March 1999
UBS Investment Bank 1996 - 1998
Prudential Securities 1994 - 1996
Skills
Real Estate, Real Estate Investment, Negotiation, Asset Management, Due Diligence, Financial Analysis, Strategic Planning, Property Management, Entrepreneurship, Investment Properties, Investments, Private Equity, Venture Capital, Finance, Real Estate Development, Corporate Finance, Business Strategy, Property, Investment Banking, Valuation, Real Estate Economics, Real Estate Transactions, Apartments, Real Property, Disposition, Real Estate Financing, Commercial Real Estate, Brokerage, Corporate Real Estate, Acquisitions, Leases, Funding, Investors, Location Intelligence, Portfolio Management, Financial Structuring, Investment Sales, Financial Modeling
Education
University of Pennsylvania - The Wharton School 1990 — 1994
Bachelor of Science (B.S.), Economics
Canyon Springs 1987 — 1990
Oracle March 2008 - August 2015
Taleo March 2008 - July 2012
MPS Group March 2001 - January 2008
Prudential Securities 1999 - 2001
Morgan Stanley Dean Witter 1998 - 1999
Skills
SaaS, Sales, Customer Service, SQL, PeopleSoft, Taleo, Active Directory, Integration, Business Analysis, Quality Assurance, CRM, Vendor Management, Software Implementation, Outlook
Education
University of Phoenix 2006 — 2008
Some College, Information Systems & Communciations
Jones College 2001 — 2003
Some College, Infomation systems & Business Administration
Cabo Riviera January 2012 - September 2013
Myrle Beach Tour and Travel July 2009 - January 2012
Prudential Real Estate Franchise March 2006 - July 2009
Waterfront Properties March 2003 - March 2006
The Auberge Residence at Esperanza October 1999 - February 2002
LFA Sales and Marketing May 1993 - April 1999
Prudential Securities January 1990 - February 1993
Skills
Real Estate Development, Real Estate Sales and..., North Carolina Real..., South Carolina Real..., Wall Street Series 7,..., Direct Marketing, Demographic..., Project Finance, Strategic Negotiations, International Sales, International Business, Sellers, Marketing, Sales, Real Estate, Lead Generation, Residential Homes, Management, Advertising, Selling, Sales Management, Property, Market Analysis, Negotiation, Contract Negotiation, Entrepreneurship, Property Management, Business Planning, Investment Properties, Business Development, Online Marketing, Marketing Strategy, New Business Development, Market Research, Start-ups, Marketing Management, Market Planning, Strategic Partnerships, Sales Presentations, Sales Process, Sales Operations, Competitive Analysis, Direct Sales, Great Motivator
Education
Prudential Securities/ Wall Street Certification 1990 — 1992
Wall Street Series 7, 8, 63 and 65 Securities license
UNC Chapel Hill 1976 — 1980
Bachelor of Science/ Business Administration
Convergex April 2015 - Present
Convergex Group, LLC November 2007 - May 2015
United Independent School District 2003 - 2007
US Trust September 2000 - November 2002
Fidelity Investments 1999 - 2000
Fidelity Investments 1997 - 1999
Prudential Securities 1996 - 1997
Skills
Employee Benefits, Recruiting, Employee Training, HRIS, Training, Personnel Management, Employment-based..., Relocation
Education
University of Scranton 1992 — 1996
Communications with a minor in Business
Berkshire Capital Securities LLC July 2004 - Present
FTN Financial Securities 2002 - 2004
CIBC World Markets 2001 - 2002
Prudential Securities 1999 - 2001
Bear Stearns 1993 - 1999
Merrill Lynch & Co., Inc. 1990 - 1992
Morgan Stanley 1986 - 1988
First Fidelity Bancorporation 1985 - 1986
Skills
Investment Banking, Divestitures, Financial Institutions, Finance, Investment Management, Equity Research, Private Equity, Valuation, Corporate Finance, Financial Modeling, Mergers, Asset Managment, Mergers & Acquisitions, Financial Services, Asset Management, Investments, Securities
Education
University of Pennsylvania - The Wharton School 1988 — 1990
MBA, Finance
University of Pennsylvania - The Wharton School 1981 — 1985
BS, Economics, Finance and Decision Sciences
Financial Search and Consulting, LLC July 2013 - Present
RiverNorth Mutual Funds January 2012 - Present
Securities America, Inc. January 2008 - June 2013
Utopia Funds 2006 - 2008
First Allied Securities 2006 - 2008
Wells Fargo January 2000 - December 2003
Prudential Securities April 1972 - December 1999
Skills
Asset Allocation, Retirement Planning, Financial Services, Financial Advisory, Management, Recruiting, Leadership Development, Investment Advisory, Mergers, 401k, Mergers & Acquisitions, Investments, Investment Management, Securities, Series 7, Mutual Funds, Sales, Series 63, Wealth Management, Alternative Investments, Retirement, Employee Training, FINRA, Banking, Financial Recruiting, ETFs, Investment Strategies, Series 24, Investment Banking, Fixed Annuities, Asset Management, Relationship Management, Portfolio Management, Wealth Management..., Equities
Education
Securities Industry Institute, Wharton School of Business 1986 — 1989
Graduate, Finance, General
University of Pittsburgh 1962 — 1966
BA, English, Journalism
The Peddie School 1958 — 1962
Academic, English
Commerce Bank - The Commerce Trust Company December 2012 - Present
Kendall Advisory Group, LLC August 2012 - December 2012
Eclipse Capital Management, Inc. June 2010 - August 2012
Kendall Advisory Group, LLC February 2010 - June 2010
Clayton Capital Partners June 2006 - April 2009
The Fortune Group May 2002 - May 2006
A.G. Edwards & Sons, Inc. December 1997 - February 2002
A.G. Edwards & Sons, Inc. March 1994 - December 1997
A.G. Edwards & Sons, Inc. November 1989 - February 1994
Prudential Securities January 1988 - September 1989
Skills
Mergers, Corporate Finance, Private Equity, Investment Banking, Relationship Management, Business Development, Negotiation, Value-added, Financial Modeling, Financial Analysis, Investments, Portfolio Management, Investment Management, Due Diligence, Entrepreneurship, Financial Services, New Business Development, Strategy, Management, Mergers & Acquisitions, Asset Management, Wealth Management, Executive Management, Banking, Sales, Financial Advisory, Commercial Banking, Finance, Strategic Financial..., Alternative Investments, Private Banking, Valuation, Venture Capital, Corporate Development, Asset Allocation, Securities, Capital Markets, Equities, Investment Strategies, Hedge Funds, Mutual Funds, Series 7, Credit, Fixed Income, Investment Advisory, Loans, Commercial Lending, Risk Management, Financial Structuring, Funding
Education
Washington University in St. Louis - Olin Business School 1980 — 1983
MBA, Finance
University of Missouri-Columbia, College of Business 1975 — 1979
BSBA, Finance & Banking
Kirkwood HS 1971 — 1975
Oppenheimer & Co. Inc. January 2010 - Present
UBS Wealth Managment February 2003 - January 2010
Prudential Securities December 1998 - January 2003
Merrill Lynch June 1993 - December 1998
Education
University of Notre Dame
BA, PLS
Southland Electrical Supply 2013 - 2014
Scura, Rise & Partners 2003 - 2010
JP Morgan 1998 - 2001
Bear Stearns 1994 - 1998
Prudential Securities 1990 - 1994
US Army Corps of Engineers 1982 - 1985
Skills
Private Equity, Mergers & Acquisitions, Investment Banking, Corporate Finance, Due Diligence, Valuation, Leveraged Finance, Finance, Financial Analysis, Financial Structuring, Private Placements, Equities, Restructuring, Mergers, Capital Markets, Financial Modeling, Mezzanine, IPO, Structured Finance, Strategy, Corporate Development, LBO, Investments, M&A experience, Business Planning, Divestitures, Joint Ventures
Education
University of Michigan 1988 — 1990
MBA, Finance and Accounting
Washington and Lee University 1978 — 1982
BA, Economics
Associated Bank Wealth Management 2013 - Present
Merrill Lynch 2009 - 2012
Jeff Edwards Custom Homes / Jeff Edwards Real Estate 1997 - 2009
Merrill Lynch 1996 - 1997
Prudential Securities 1993 - 1996
Lehman Brothers 1990 - 1993
Skills
Certified Financial..., Private Banking, Finance, Risk Management, Leadership
Education
University of Minnesota-Twin Cities
Bachelor of Arts
1800DOCTORS January 2011 - Present
The Sawtooth Group January 2011 - Present
The Ranney School June 2002 - Present
UBS February 2010 - August 2010
UBS January 2009 - February 2010
UBS July 2005 - December 2008
UBS December 2002 - June 2005
Securities Industry Association (Now SIFMA) January 2000 - March 2004
Prudential Securities 2000 - 2002
Prudential Securities 1997 - 1999
Skills
Wealth Management, Alternative Investments, Equities, Hedge Funds, Mutual Funds, Fixed Income, Asset Allocation, Securities, Trading Systems, Investment Banking, Investment Management, Portfolio Management, Asset Management, Banking, Business Strategy, Estate Planning, Finance, Financial Advisory, Financial Services, Investment Advisory, Investments, Management, Private Banking, Series 63, Series 7, Strategy, Wealth, Business Development, Fixed Annuities, Insurance, High Net Worth..., Strategic Financial..., Private Equity, Retirement Planning, Investment Strategies, Retirement, Financial Planning
Education
University of Oregon - Charles H. Lundquist College of Business 1978 — 1982
BS, Finance/Economics
Merrill Lynch March 2012 - Present
Merlin Securities July 2011 - December 2011
Beacon Trust Company August 2009 - December 2010
ThinkEquity LLC July 2004 - July 2009
Axia Capital Management January 2002 - July 2004
Zweig-Dimenna Associates November 1998 - December 2000
ING Furman Selz May 1996 - November 1998
Lehman Brothers October 1989 - May 1996
Prudential Securities August 1984 - October 1989
DuPont August 1980 - July 1982
Skills
Wealth Management, Portfolio Management, Equities, Alternative Investments, Asset Management, Hedge Funds, Investments, Equity Research, Capital Markets, Investment Management, Research Management, Valuation
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Northwestern University, McCormick School of Engineering 1976 — 1980
B.S, Chemical Engineering
John F. Kennedy High School
Hull Capital Management May 1999 - Present
Prudential Securities September 1996 - May 1999
Merrill Lynch December 1993 - September 1996
Skills
Investment Management, Alternative Investments, Retirement Planning, Investment Strategies, Portfolio Management, Investments, Trading, Trading Strategies, Asset Managment, Equities, Options, Wealth Management, Hedge Funds, Strategic Financial..., Asset Allocation, ETFs, Securities, Financial Risk, Finance, Investment Advisory, Financial Markets, Financial Advisory, Mutual Funds, Capital Markets, Bonds, Asset Management, Retirement, 401k, Strategy
Education
University of North Texas
Fidelity Investments July 2014 - Present
Lincoln Financial Distributors December 2010 - April 2014
Morgan Stanley Smith Barney November 2004 - November 2010
Merrill Lynch June 1997 - November 2004
J & W. Seligman January 1992 - December 1997
J. & W. Seligman 1992 - 1997
Prudential Securities 1987 - 1992
Skills
Series 7, Investment Advisory, Portfolio Management, Investments, Retirement, Equities, Financial Advisory, Financial Services, 401k, Strategy, Fixed Income, Endowments, Institutional, Strategic Financial..., Asset Management, Foundations, Relationship Management, Alternative Investments, Asset Allocation, Series 63, Finance, Investment Management, Mutual Funds, High Net Worth..., Retirement Solutions
Education
University of Phoenix
MBA, Finance
University of South Florida
BA, Marketing Research/Accounting
Huntington National Bank July 2014 - Present
US Bank Private Client Reserve December 1997 - June 2014
Prudential Securities April 1996 - December 1997
Coopers and Lybrand 1983 - 1986
Skills
Risk Management, Portfolio Management, Accounting, Fixed Income, Asset Allocation, Investments, Asset Managment, Financial Analysis, Investment Management, Wealth Management, Loans, Financial Modeling, Equities, Equity Research, Strategic Financial..., Asset Management
Education
University of South Carolina-Columbia
Bachelor's degree, Accounting
Wells Fargo Private Bank July 2002 - Present
Prudential Securities 1998 - 2002
Edward Jones 1995 - 1998
US Army, Field Artillery 1985 - 1993
Skills
Wealth Management, Series 7, Retirement Planning, Management, Investments, Portfolio Management, Commercial Lending, Asset Allocation, Banking, Financial Services, Credit, Series 63, Risk Management, Leadership, Mutual Funds, Finance
Education
University of Oregon
Wealth Guidance Group Inc. April 2000 - Present
Raymond James Financial Services April 2000 - Present
Prudential Securities 1989 - 2000
Thomson McKinnon Securities 1986 - 1989
Skills
Retirement Planning, Investments, Series 7, Retirement, Securities, Estate Planning, Investment Advisory, Asset Allocation, Wealth Management, Mutual Funds, Series 63, Strategic Financial..., Asset Managment, Divorce Planning, Windfalls and Personal...
Education
University of South Florida 1975 — 1982
BA, Finance
Energy & Natural Resources Sectors May 2014 - Present
ZaZa Energy Corporation May 2014 - November 2014
ZaZa Energy Corporation August 2012 - May 2014
Odin Advisors LLC January 2009 - August 2012
BNP Paribas November 2007 - November 2008
RBC Capital Markets September 2003 - November 2007
UBS Investment Bank May 2000 - August 2003
Prudential Securities June 1997 - April 2000
Rothschild Inc. April 1996 - May 1997
Wheat First Butcher & Singer July 1993 - March 1996
Skills
Mergers & Acquisitions, Investment Banking, Private Equity, Strategy, Finance, Corporate Finance, Divestitures, Mergers, Due Diligence, Restructuring, Strategic Consulting, Acquisitions, Valuation, Business Strategy, Venture Capital, Business Development, Energy, Joint Ventures, Corporate Development, Investor Relations, Equities, Financial Modeling, Business Advisory, Start-ups, Corporate Advisory, International..., Private Placements, Management, Emerging Markets, LBO, Financial Structuring
Education
University of North Carolina at Chapel Hill 1989 — 1993
BA, English
R.J. Reynolds High School 1985 — 1989
High School
UBS April 2011 - Present
Morgan Stanley- Smith Barney March 2003 - March 2011
Aventura-Sunny Isles Beach Chamber of Commerce 2005 - 2010
Aventura-Sunny Isles Beach Chamber of Commerce 2005 - 2010
Prudential Securities April 1987 - February 2003
Skills
CIMA
Education
University of Pennsylvania - The Wharton School
CIMA, Investment Consultant;Portfolio Management
Gloo April 2014 - Present
Time Warner Cable December 2012 - April 2014
The Trada Group January 2011 - December 2012
Markit On Demand October 2005 - October 2010
Invest-O-Matic, LLC November 2003 - October 2009
Visual Numerics March 2001 - February 2002
Streamline Interactive Communications October 1999 - March 2001
Prudential Securities June 1998 - July 1999
Skills
JavaScript, JSON, Firebug, AJAX, jQuery, HTML5, Ruby, Ruby on Rails, SASS, Web Development, CSS, Web Applications, Subversion, Web Architecture, heroku, CMS, Pivotal Tracker, SEO, Front-end Engineering, Information Architecture, Technical Resource..., HTML 5, XHTML, Git, Agile Methodologies, Compass, Node.js, Mocha, CSS3, MySQL, C#, XML, Amazon Web Services..., Backbone.js, User Interface Design, Scrum, User Experience, Mobile Applications, OOP, User Interface, LAMP, Apache, PostgreSQL, PHP, SOAP
Education
University of New Haven 1994 — 1998
BS, Finance, Computer Science
General Mills August 2011 - Present
NAVTEQ Corporation September 2005 - August 2011
Lucent Technologies Inc March 2000 - September 2005
Merrill Lynch & Co. March 1997 - March 2000
Prudential Securities August 1996 - March 1997
Prudential Securities June 1995 - August 1995
Skills
Mergers & Acquisitions, Strategy, Venture Capital, Business Strategy, Corporate Development, Start-ups, Business Development, Cross-functional Team..., Strategic Partnerships, Investments
Education
University of Chicago - Booth School of Business 1994 — 1996
MBA
University of Michigan 1986 — 1990
BA
Offender Aid and Restoration of Richmond, Virginia 2011 - Present
Wells Fargo Advisors; Executive Recruiter; Consultant 2000 - Present
RJ and Makay 2010 - 2011
Wachovia Securities 2000 - 2009
Prudential Securities 1994 - 2000
Wheat First Securities, Wachovia Securities, Wells Fargo Advisors 1985 - 1994
Home Raising My Two Children 1980 - 1985
Thalhimers 1979 - 1980
Miller & Rhoads 1975 - 1980
Skills
Talent Acquisition, Performance Management, Human Resources, Succession Planning, Organizational..., Employee Engagement, Employee Relations, Personnel Management
Education
University of Richmond
Post-Baccalaureate Certificate, Legal Assistant/Paralegal
Virginia Commonwealth University
Bachelor of Science, Psychology
Virginia Commonwealth University
Graduate Certificate, Nonprofit Management
Welcome Wagon March 2013 - Present
Welcome Wagon April 2012 - Present
Purple Peach Corp May 2002 - April 2012
Prudential Securities August 1993 - December 2000
Skills
Sourcing, Cold Calling, Business Development, Management, Recruiting, Talent Acquisition, Performance Management, Microsoft Office, Benefits Negotiation, Applicant Tracking..., Sales, Lead Generation, Advertising, Employee Benefits, Account Management, Sales Operations, Online Advertising, Personnel Management, Sales Process, Training, Selling, Retail
Education
University of South Florida 1988 — 1992
Bachelor's degree, Public Relations, Advertising, and Applied Communication
LoanNow January 2013 - Present
Optima Tax Relief July 2010 - Present
Debtmerica April 2006 - Present
Prudential Securities July 2000 - December 2000
United States Merchant Marine June 1996 - December 1997
Skills
Executive Management, Entrepreneurship, Internet Marketing &..., Managerial Finance, Financial Accounting, Private Equity, Corporate Finance, Restructuring, Due Diligence, Business Strategy, Start-ups, Strategic Partnerships, Mergers & Acquisitions, Lead Generation, Business Development, Business Planning, Strategy, Investment Banking, Marketing, Strategic Planning
Education
University of Pennsylvania - The Wharton School 1996 — 2000
Bachelor of Science (B.S.), Finance and Entrepreneurial Management
Pershing, a BNY Mellon company July 2012 - Present
Fiserv October 2001 - December 2012
Popular North America January 2000 - January 2001
Lehman Brothers January 1996 - January 1999
Prudential Securities January 1992 - January 1996
Merrill Lynch January 1988 - January 1991
BHF-BANK January 1986 - January 1988
Banco de la Provincia de Bs January 1980 - January 1986
Skills
Lotus Notes, Training, PowerPoint, Visio, Administrative..., Software Documentation, Access, Calendars, Banking, Customer Service, Marketing, Project Management
Education
University of Phoenix 2011 — 2015
Associate of Arts (AA), Business Administration and Management, General
University of Phoenix 2009 — 2015
Associate’s Degree, Business Administration and Management, General
Magnolia Ventures January 2011 - Present
Feeduce August 2014 - Present
CrowdHut May 2012 - Present
Cohere Cloud Services October 2013 - August 2014
SecondMarket January 2005 - January 2011
UBS Wealth Management May 2002 - December 2004
Credit Suisse First Boston September 1997 - May 2001
Smith Barney September 1995 - September 1997
Prudential Securities June 1994 - August 1994
Skills
Acquisitions, Risk Management, Entrepreneurship, Corporate Development, Equities, Investments, Valuation, Private Banking, Private Equity, Venture Capital, Mergers & Acquisitions, Capital Markets, Financial Modeling, Management, IPO, Investment Banking, Corporate Finance, Equity Valuation, Private Placements, Restructuring, Start-ups, Commodity, Investor Relations, Due Diligence, Divestitures, Hedge Funds, Product Development, Alternative Investments, Financial Structuring, Emerging Markets, Crowdfunding
Education
University of Rhode Island - College of Business Administration 1991 — 1995
BS, Management
Seiler LLP January 2015 - Present
GolfProgress 2010 - Present
Krohn & Company, CPA's August 2001 - January 2015
GJ Productions March 2000 - July 2001
Builders Showcase Interiors, Inc. 1998 - 2000
Prudential Securities June 1997 - December 1997
Skills
Tax Preparation, CPA, Income Tax, Finance, Tax, Accounting, Financial Analysis, Trusts, Small Business, Estate Tax Planning, Tax Accounting, Tax Advisory, Start-ups, Estate Planning, First Time Home Buyers, General Ledger, Financial Statements, High Net Worth..., Partnership Taxation, Tax Consulting, QuickBooks, Financial Planners, Financial Reporting, Tax Research, Corporate Tax, Entrepreneurship, Auditing, Cash Flow, Business Valuation, Due Diligence, Financial Accounting, Strategic Financial..., Revenue Recognition, Sales Tax, SEC filings, International Tax, Wealth, GAAP, Financial Planning, Divorce Litigation..., Trust Accounting, Personal Income Tax...
Education
University of San Diego 1993 — 1997
BBA, Business Economics
Zink Foodservice Group November 1996 - Present
Prudential Securities 1994 - 1996
Skills
Marketing, New Business Development, Marketing Strategy, Strategic Planning, Food Service, Sales Management, Manufacturing, Negotiation, Management
Education
University of Notre Dame 1993 — 1994
M.B.A., Marketing
University of Notre Dame 1989 — 1993
B.B.A, Finance
brigos capital management September 2008 - December 2014
Investor's Business Daily September 2005 - August 2008
McDonough Wealth Advisors, LLC May 2005 - August 2008
Bank of America/ Robertson Stephens, Inc February 2001 - May 2005
JP Morgan Securities/ Hambrecht & Quist LLC June 1996 - March 2001
Prudential Securities January 1990 - May 1996
Skills
Asset Allocation, Financial Modeling, Management, Alternative Investments, Investments, Microsoft Excel, Equities, Valuation, Accounting, Due Diligence, Business Strategy, Competitive Analysis, Strategic Planning, Strategy, Fixed Income, Portfolio Management, New Business Development, Private Equity, Entrepreneurship, Series 7, Securities, Business Development, Investment Strategies, Investment Management
Education
University of New Hampshire 1980 — 1984
BS, Business Administration
Moneta Group February 2010 - Present
Manpower Business Solutions 2004 - 2009
Monsanto 2001 - 2004
Prudential Securities 1997 - 2001
MasterCard 1994 - 1997
Maritz 1989 - 1994
Education
University of Missouri-Columbia
Bachelor's degree, Education
Private Wealth Management LLC December 2002 - Present
Blue Laguna Restaurant & Lounge April 2008 - April 2012
Raymond James Financial Inc. December 2002 - July 2004
Morgan Stanley November 1997 - November 2002
Prudential Securities October 1994 - November 1997
Smith Barney May 1993 - August 1994
Skills
Investments, Asset Management, Investment Management, Start-ups, Lease Negotiations, Strategic Planning, Account Management, Sales Management, Private Equity, Financial Services, Servies 65, Customer Relations, Series 7, Social Networking, Social Media Marketing, Sales, Investment Properties
Education
University of Southern California 1990 — 2006
Bachelor's Degree, Social Sciences and Communication (Social Science Economics)
La Canada High School 1983 — 1987
Diploma
Umpqua Investments, Inc. June 2009 - Present
Smith Barney May 2003 - June 2009
Prudential Securities June 1998 - May 2003
Skills
Retirement Planning, Wealth Management, Series 7, Life Insurance, Variable Annuities, Mutual Funds, Separately Managed..., Qualified Retirement..., Investments, Stocks, Bonds
Education
University of Oregon 1986 — 1989
Bachelor of Science (B.S.), Finance
Chubb Insurance August 2013 - Present
Ditto Holdings October 2012 - April 2013
Partnership For Cures June 2011 - September 2012
Marsh September 2010 - September 2012
Liberty Mutual January 2009 - September 2010
Vector Marketing May 2008 - September 2008
Vector Marketing May 2007 - September 2007
Prudential Securities June 2006 - September 2006
Skills
Salesforce.com, Sales, Business Networking, Marketing Strategy, Insurance, Sales Process, Risk Management, Cold Calling, Management, Training, Selling, Business Development, Underwriting, Marketing, Social Media, Leadership, Employee Benefits, Portfolio Management, Interviews, Horses, Technology Companies, New Business Development, Team Building, Customer Retention, Vendor Management, Business Planning, Sales Management, Investments, Brainshark, Consulting, Sales Presentations, Competitive Analysis, Analytics, Direct Sales, Sales Operations, Equity Research
Education
University of Michigan 2005 — 2009
Bachelor of Arts, Economics and Psychology
New Trier High School
Wells Fargo Advisors 2009 - Present
Wachovia Securities June 2006 - December 2009
Prudential Securities 1994 - 2006
Skills
Financial Modeling, Mutual Funds, Series 63, Asset Allocation, Investments, Wealth Management, Integrity, Retirement Planning, Client Relations Skills, Series 7, Portfolio Management, Strategic Financial..., Caring, Trusts, Securities, Investment Strategies, Investment Advisory, Wealth Management..., Asset Management, 401k, Retirement, IRAs, Finance, Alternative Investments, Mortgage Lending, Investment Management, Loans, Financial Planners, Wealth, Credit, Financial Services, Life Insurance, Cash Management, 401k Rollovers, Long-term Care, 529 Plans, Commercial Lending, Commercial Banking, Options, Fixed Income, ETFs, Equities, Wealth Accumulation, Variable Annuities, Separately Managed..., High Net Worth..., Equity Research, Qualified Retirement..., Pensions, Insurance
Education
University of South Alabama 1975 — 1978
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services
Wells Fargo Advisors, LLC December 2013 - Present
UBS Financial Services February 2001 - December 2013
Prudential Securities April 1997 - February 2001
Education
University of Mississippi 1982 — 1986
B.B.A., Banking & Finance
Prudential Financial November 2004 - Present
Prudential Securities 2000 - November 2004
First USA, a Bank One Company March 1997 - May 2000
Yves Rocher July 1995 - March 1997
Skills
Direct Marketing, Financial Services, Email Marketing, Digital Marketing, Preparation of Business..., A/B testing, Customer Acquisition, Analytics, Segmentation, Database Marketing, Digital Strategy, Interactive Marketing, Mobile Marketing
Education
University of Scranton
BA, International Language/Business
Widener University
MBA
AXA Distributors November 2011 - Present
VisionPoint Advisory Group July 2010 - November 2011
The Botsford Group November 2009 - May 2010
ING 2008 - 2008
Lincoln Financial Group 2007 - 2008
The Standard 2001 - 2007
Prudential Securities 1999 - 2000
Skills
Retirement Planning
Education
University of North Texas 1991 — 1996
BBA, Management/Accounting
Dealogic March 2015 - Present
Tradeweb May 2013 - November 2014
Tradeweb Retail November 2011 - May 2013
DAVID WILLIAM SECURITIES May 2009 - January 2011
HSBC SECURITIES (USA) INC August 2001 - November 2007
MERRILL LYNCH & CO April 2000 - August 2001
PERSHING DIVISION OF DLJ SECURITIES June 1999 - April 2000
NOMURA SECURITIES INTERNATIONAL, Inc October 1994 - December 1998
PRUDENTIAL SECURITES INCORPORATED March 1992 - August 1994
Prudential Securities March 1990 - August 1994
Skills
Fixed Income, Series 63, Investments, Securities, Equities, Bonds, Series 7, Trading, Investment Banking, Finance, Emerging Markets, Capital Markets, Business Development, Bloomberg, Wealth Management, Financial Markets, Marketing, Electronic Trading, FINRA, Trading Systems, Management
Education
University of Scranton 1984 — 1988
B.S, Marketing
Southern California Institute January 2009 - Present
ComplianceWorks Inc. September 2008 - Present
Banc of America Investments April 2003 - February 2008
Prudential Securities 1997 - 2003
DST Systems October 1994 - December 1997
George K. Baum & Company April 1986 - May 1994
Skills
Risk Management, Relationship Management, Customer Service, Budgets, Business Process..., P&L Responsibility, Leadership, Team Building, Mergers, Strategic Planning, Financial Services, Asset Managment, Investments, Insurance, Marketing Strategy, Relationship Mgmt, Mergers & Acquisitions, Management, Program Management, Finance, Small Business, Training, Management Consulting, Team Leadership, Business Planning, Recruiting, Operations Management, Human Resources, Asset Management
Education
University of Phoenix 2008 — 2010
bachelors, business
community college 1994 — 1995
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
NASD, series 7, 8, 63, 65
Investments
Soterian Systems, LLC June 2015 - Present
Greg Scharlach, LLC January 2010 - June 2015
Orchard Development May 2006 - December 2008
comScore Networks January 2005 - May 2006
Hitwise April 2004 - October 2004
Media Metrix 1999 - 2001
Morgan Stanley January 1999 - December 1999
Piper Jaffray January 1997 - January 1999
Prudential Securities 1995 - 1996
Universal Studios 1990 - 1992
Skills
Digital Marketing, Market Research, Online Advertising, Analytics, Salesforce.com, Wealth Management, New Business Development
Education
University of Southern California 1987 — 1992
JPMorgan Chase April 2000 - Present
Prudential Securities March 1997 - April 2000
Enterprise Technology Corporation March 1996 - February 1997
Skills
Administrative..., Time Management, Accounts Payable, Outlook, Event Planning, Bloomberg, Microsoft Excel, Confidentiality, Process Scheduler, Microsoft Office, PowerPoint, Microsoft Word, Expenses, Notary Public, Administrative..., Lotus Notes, Office Management
Education
University of Phoenix 2001 — 2004
Associate, Applied Science
University of Phoenix 2001 — 2004
Associate of Arts, 2004
The Juilliard School September 2013 - Present
AntiGravity Fitness September 2012 - Present
C5 for Royal Carribbean Cruise Lines May 2010 - Present
Las Vegas Data November 2012 - September 2013
Bridgewater Associates June 2010 - November 2011
Wynn Las Vegas January 2005 - July 2009
Cirque du Soleil June 1998 - January 2005
Prudential Securities February 2002 - May 2002
Skills
Event Management, Microsoft Excel, Entertainment, Social Networking, Marketing, Management, Event Planning, Social Media, Microsoft Office, Financial Analysis, Project Management, PowerPoint, Recruiting, Public Relations, Research, Data Analysis, Fitness Instruction, Organizational..., Project Planning, Analysis, Entrepreneurship, Customer Service
Education
University of Nevada-Las Vegas - College of Business 1998 — 2002
Bachelor of Science (B.S.), Financial Services, minor in Communication Studies, G.P.A.: 3.85, Magna cum Laude
AntiGravity Fitness 2012 — 2014
Level 4 Certification, Suspension Fitness
D.K. Balanced Body Method of Pilates Certification 2004 — 2004
Certificate, Reformer, Trapeze Table, Chair, Mat and Ball
World Instructors Training Schools Certificate in Personal Fitness Training 2004 — 2004
Certificate, Anatomy, Exercise Physiology, Nutrition, Muscle and Skletal Injuries
Wall Street Prep 2015 — 2015
Financial Statement Modeling, Valuation and DCF Modeling, M&A (Accretion/Dilution Modeling)
Conde Nast Publications May 1999 - Present
Conde Nast Digital (formerly known as CondeNet) 1999 - Present
Prudential Securities 1994 - 1998
California Pacific Medical Center 1990 - 1995
children's cancer research institute 1990 - 1995
Skills
Space Planning, Project Management, Facilities Management, Move Coordination, Construction Management, Online Publishing, Business Administration, People Skills, Leadership, Online Advertising, Digital Strategy, Content Strategy, Management, User Experience, Digital Media, Policy, Digital Marketing, New Media, Social Media, Content Management, Negotiation, Editing, Publishing, Information Architecture, Change Management, Integrated Marketing, Mobile Applications
Education
University of San Francisco 1994 — 1997
MPA
Wells College 1986 — 1990
BA
quantius August 2014 - September 2015
M•CAM November 2009 - September 2014
GroundWork Equity February 2006 - November 2009
International Studio Group July 2007 - January 2008
Perceval Interactive Media, LLC August 2006 - March 2007
TeleGaleria, LLC August 2006 - March 2007
Credit Suisse First Boston April 2000 - June 2005
Prudential Securities 1996 - 2000
Skills
Restructuring, Debt, Start-ups, Equities, Negotiation, Financial Structuring, Analysis, Structured Finance, Mergers, Financial Modeling, Venture Capital, Private Equity, Corporate Finance, Valuation, Investment Banking, Capital Markets, Securitization, Due Diligence, Investments, Fixed Income, Risk Management, ABS, M&A experience, Financial Analysis, Emerging Markets, Project Finance, Corporate Development, Leveraged Finance, Business Strategy, Derivatives, Management Consulting, Financial Institutions, Structured Products, Strategic Planning, Credit Risk, Private Placements, Banking, Capital, Entrepreneurship, Business Valuation, Bonds, Economics, Financial Markets, Loans, Corporate Governance, Investment Management, Strategy, Credit, Strategic Partnerships, Executive Management
Education
University of Pennsylvania - The Wharton School 1992 — 1996
B.S.
Greenwich High School 1989 — 1992
Investment Management Consultants January 2005 - Present
Montage Deer Valley November 2010 - December 2011
The Lodges at Deer Valley/Silver Baron Lodge November 2009 - April 2010
Stein Eriksen Lodge, Upper Deer Valley October 2007 - November 2008
The Chateaux at Silver Lake, Upper Deer Valley November 2005 - September 2007
Wells Fargo Private Client Services April 2002 - December 2004
Prudential Securities October 1981 - April 2002
IBM Corporation December 1969 - December 1979
Skills
Investments, Customer Service, Securities, Financial Analysis, Customer Relations, Financial Planning, Asset Management
Education
Westminster College 1990 — 1997
MBA, International Business
College for Financial Planning - Denver, CO 1984 — 1987
CFP®, CERTIFIED FINANCIAL PLANNER™ Professional
University of Nevada-Reno 1965 — 1969
BS, Secondary Business Education; Economics
Hopwood Financial Services July 2003 - Present
West Financial Services November 1993 - July 2003
Prudential Securities October 1986 - November 1993
First American Bank of Virginia September 1981 - October 1986
Skills
Investments, Asset Allocation, Asset Managment, Portfolio Management, Retirement Planning, Investment Advisory, Wealth Management, Strategic Financial..., Mutual Funds, Alternative Investments, Equities, Investment Strategies, Financial Advisory, Estate Planning, Financial Analysis, Wealth, Finance, Risk Management, Asset Management, Investment Management, Financial Planners, Securities, Wealth Management..., 401k, Financial Markets, ETFs, Retirement, High Net Worth..., Real Estate Transactions, Financial Planning
Education
University of Notre Dame 1977 — 1981
Bachelor of Business Administration (BBA), Finance
Yorktown High School 1974 — 1977
High School
FIS Global (formally ICS Risk Advisors) 2011 - Present
Institute of Internal Auditors - North Jersey Chapter June 2010 - Present
Wagner College September 2008 - Present
Adams Harris (formerly CGRMS) 2007 - 2010
Crowe Horwath 2006 - 2007
RSM McGladrey 2004 - 2006
KPMG 1998 - 2004
Prudential Securities 1995 - 1998
Skills
Internal Audit, Enterprise Risk..., FCPA, Compliance, Business Process..., Accounting Standards..., SOX, International Business, Regulatory Requirements, Forensic Investigations, Dodd Frank, Sarbanes Oxley, Practice Development, New Business Development, Project Planning, Project Implementation, Internal Controls, Risk, AML, Risk Management, SEC reporting, Fraud, Risk Assessment, Compliance Audits, Operational Risk, BSA, Governance, Management Consulting, Auditing, Mergers & Acquisitions, Management, Sarbanes-Oxley, Sarbanes-Oxley Act, Financial Risk, Strategy, SEC filings, Financial Services, Process Improvement, Bank Secrecy Act
Education
University of Pennsylvania 2014 — 2016
Stonier Banking School
Wagner College
Bachelor of Science, Accounting
Rice, Voelker, LLC February 2013 - Present
Klatzkin Advisors May 2009 - Present
Chapdelaine & Co. July 2009 - January 2011
Jefferies & Co. August 1998 - May 2009
Donaldson, Lufkin & Jenrette 1993 - 1998
prudential securities 1992 - 1993
shearson lehman brothers 1990 - 1991
Salomon Brothers 1985 - 1990
Morgan Stanley Smith Barney 1982 - 1984
Skills
Equities, High Yield, Capital Markets, Hedge Funds, Fixed Income, Mergers, Investment Banking, Bonds, Mergers & Acquisitions, Private Equity, Leveraged Finance, Equity Research, LBO, Valuation, Emerging Markets, Bloomberg, Series 7, Trading, Securities, Alternative Investments, Asset Management, Series 63, Investments, Private Placements, Investor Relations, Portfolio Management, Options, Equity Trading, Derivatives, Financial Markets, Electronic Trading, Trading Systems, ETFs, FINRA, Series 24, Investment Management, Venture Capital, Hedging, Financial Structuring, Credit Derivatives, Corporate Development, Structured Finance, Financial Modeling, Investment Strategies, Structured Products, IPO, Mutual Funds
Education
New York University - Leonard N. Stern School of Business 1980 — 1982
MBA, Finance
University of Pennsylvania 1976 — 1979
Bachelor of Arts (BA), Biology and Economics
Private Advisors, LLC May 2007 - Present
Franklin Portfolio Associates 2004 - 2006
Prudential Securities 1998 - 2002
FactSet 1996 - 1998
Education
University of Richmond 1992 — 1996
B.A., Economics
Piper Jaffray July 2008 - Present
Jefferies & Company March 2005 - June 2008
Cowen & Company 2002 - 2005
Robertson Stephens 2001 - 2002
Prudential Securities 1998 - 2001
Ernst & Young 1993 - 1996
Education
University of Virginia - Darden Graduate School of Business Administration 1996 — 1998
MBA
University of Notre Dame 1989 — 1993
Bachelor of Business Administration (B.B.A.), Accounting
Chaminade High School 1985 — 1989
Prudential Insurance Company of American, Newark, NJ June 2010 - Present
Burke Capital Markets June 2007 - May 2009
Smith Barney September 1999 - June 2007
Paine Webber March 1998 - September 1999
Prudential Securities November 1984 - March 1998
Education
University of South Alabama 1979 — 1981
Linx Partners, LLC January 2002 - Present
Prudential Financial 2001 - 2001
Prudential Securities 1998 - 2000
Skills
Corporate Development, Private Equity, Structured Finance, Mergers & Acquisitions, Venture Capital
Education
University of Pennsylvania 1994 — 1998
University of Pennsylvania - The Wharton School 1994 — 1998
Moody's Investors Service 2006 - Present
TIAA-CREF 2002 - 2006
Bank of New York Mellon 2000 - 2002
Bank of New York Mellon 1999 - 2000
Prudential Securities 1993 - 1996
Skills
Investments, Corporate Finance, Capital Markets, Strategy, Portfolio Management, Financial Analysis, Bonds, Investment Banking, Finance, High Yield, Valuation, Credit, Asset Management, Credit Analysis, Fixed Income, Equity Research, Relative Value, Financial Modeling, Equities, Financial Statement..., Bloomberg, Leveraged Finance, Private Equity, Credit Risk
Education
University of Rochester - Simon Business School 1997 — 1999
MBA, Finance
Prudential Securities November 1999 - February 2002
Merrill Lynch 1974 - 1986
Education
University of New Hampshire 1960 — 1965
Remy Cointreau USA January 2011 - Present
Outernational June 2008 - December 2010
SKYY Spirits May 2007 - February 2008
Moët Hennessy USA March 2005 - April 2007
Millennium Import December 2002 - March 2005
Fallon January 1998 - October 2002
the Collaborative April 1996 - April 1997
Prudential Securities January 1994 - April 1996
Education
University of Minnesota-Twin Cities
a B.A, Economics
TIAA-CREF June 2013 - Present
ABB August 2010 - July 2012
Fidelity Investments June 2007 - August 2009
Vanguard 2005 - 2007
THR Financial Consulting September 2001 - December 2005
Wachovia Bank July 1999 - September 2001
Delaware Investments 1995 - 1998
Prudential Securities 1993 - 1996
Skills
Business Process..., Program Management, Process Improvement, Project Management, Management Consulting, Strategy, Management, Six Sigma, Leadership, Team Leadership, Strategic Planning, Project Planning, Business Planning, PMO, Analysis, Requirements Gathering, Employee Benefits, Competitive Analysis, Financial Services, Budgets
Education
University of Pennsylvania - The Wharton School 1992 — 1997
BS, Accounting/Management
Wells Fargo Home Mortgage December 2007 - October 2012
Above All Mortgage 2006 - 2007
American Summit 2000 - 2004
Prudential Securities 1997 - 2000
Skills
FHA, VA loans, Finance, Mortgage Lending
Education
University of Minnesota - Carlson School of Management
Investment Management Firm November 2004 - Present
Frommer Investment Partners February 2003 - August 2004
Spear, Leeds & Kellogg December 1999 - September 2002
Prudential Securities February 1998 - September 1999
Education
University of Pennsylvania - The Wharton School 1994 — 1997
Credit Suisse August 2008 - Present
Miron Properties January 2006 - Present
Fitch Ratings January 2001 - January 2008
Prudential Securities October 2000 - November 2000
Skills
Residential Mortgages
Education
University of Michigan
BA, Economics
Wedbush Securities February 2005 - Present
Prudential Securities 1998 - 2000
PriceWaterhouse 1989 - 1996
Skills
Private Equity, Series 7, Executive Management, Financial Modeling, Equities, Capital Markets, Hedge Funds, Equity Research, Valuation, IPO, Waste, Financial Analysis, Asset Management, Bloomberg, Due Diligence
Education
University of Southern California - Marshall School of Business 1996 — 1998
MBA, Finance
University of Michigan-Dearborn 1984 — 1988
BBA, Accounting & Finance
Wells Fargo Advisors Financial Network, LLC, Member SIPC April 2002 - Present
Wachovia Securities, LLC April 2002 - May 2009
A.G. Edwards April 2002 - March 2008
Prudential Securities October 1996 - April 2002
Dean Witter September 1991 - October 1996
U.S. Marine Corps May 1986 - September 1991
Skills
Retirement Planning, Investments, 401k, Retirement, Wealth, Mutual Funds, Portfolio Management, IRAs, Financial Advisory, Finance, Small Business, Estate Planning, Fixed Annuities, Tax, Strategic Financial..., Strategic Planning, Leadership, Securities, Series 7, Life Insurance, Wealth Management, Risk Management, Disability Insurance, Asset Allocation, Investment Strategies, Series 63, Alternative Investments, Series 65, Investment Advisory, Financial Planners, Insurance, Asset Management, FINRA, Mortgage Lending, Long-term Care, Equities, Uniform Combined State..., Financial Analysis, Relationship Management, Credit, Term Life Insurance, Estate Tax Planning, Financial Modeling, 529 Plans, Private Equity, Wealth Management..., Saving for Education, 401k Rollovers, College Savings Plans, Financial Planning
Education
University of Nebraska-Lincoln 1982 — 1986
B.S., Business Admin - Finance
Omaha Westside 1978 — 1982
H.S. Diploma, Business Administration with Emphasis in Finance
Trust Company of the west April 2012 - Present
Life Raft Group November 2003 - Present
Morgan Stanley April 2010 - April 2012
Deutsche Bank Securities September 2009 - March 2010
DiMaio Ahmad Capital June 2004 - September 2009
Goldman Sachs June 2003 - June 2004
Credit Suisse October 2000 - June 2003
Prudential Securities 1997 - 2000
Skills
Project Finance, Energy, Aviation, Hedge Funds, Securities, Portfolio Management, Investments, Bonds, Asset Management, High Yield, Asset Allocation, Management, Fixed Income, Equities, Trading, Credit Derivatives, Capital Markets
Education
University of Pennsylvania 1993 — 1997
BA, Economics major, English minor
Aspen Marketing Services September 1998 - Present
Prudential Securities May 1996 - September 1998
Salomon Smith Barney August 1993 - May 1996
Education
University of Michigan-Dearborn 1989 — 1993
Bachelors of Business Administration, School of Management - Finance / Accounting
University of Detroit Jesuit High School 1984 — 1988
Merrill Lynch September 2009 - November 2014
Keystone Trading Group January 2009 - February 2011
Citigroup Global Markets, Inc. March 1999 - December 2007
Prudential Securities 1996 - 1999
KPMG 1990 - 1996
Skills
Series 7, Series 9/10, Series 55, Series 63, Series 66, Securities, Investments, Capital Markets, Trading, Hedge Funds, Bloomberg, Leadership, Fixed Income, Equity Trading, Portfolio Management, Options, Equities
Education
University of Scranton 1986 — 1990
B.S. Accounting
Morris Catholic H.S. 1982 — 1986
Huber Research Partners March 2012 - Present
LTVtrade.com December 2008 - March 2012
Independent August 2006 - December 2008
Barclays July 2004 - July 2006
RBC Capital March 2003 - June 2004
Wasserstein Perella (DrKW) December 2000 - July 2002
Prudential Securities August 1999 - November 2000
Education
University of Pennsylvania - The Wharton School 1995 — 1999
Bachelor of Science (BS), Finance and Management
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC December 2003 - May 2009
Prudential Securities May 1998 - December 2003
Skills
Retirement Planning, Market Risk, Financial Services, Investment Strategies, Long Term Care Insurance, 401k Rollovers, IRAs, Insurance, Risk Management, Concentrated Stock..., Business-Succession..., Business-Owner Planning, Retirement Income..., Asset Allocation, Tactical Asset..., Financial Advisory, Fixed Income Strategies, Multi-generational..., Wealth Preservation..., Mutual Funds, Stocks, 401k
Education
Wake Forest University 1987 — 1993
MS, Chemistry
University of North Carolina at Greensboro 1979 — 1983
BA, Biology
Greenwich High School 1976 — 1979
Wells Fargo Securities May 2014 - Present
Goldman Sachs September 2003 - March 2012
Prudential Securities 1998 - 2003
Skills
Financial Modeling, Capital Markets, Investment Banking, Valuation, Fixed Income, Private Equity, Derivatives, Bloomberg, Structured Finance
Education
University of Notre Dame 1988 — 1992
Bachelor of Business Administration (BBA), Management Information Systems
Tenafly HS
Acropolis Investment Management November 2005 - Present
Charles Schwab 2002 - 2005
Prudential Securities 1998 - 2002
National Car Rental January 1990 - December 1994
U.S Army January 1982 - December 1989
Skills
Investments, Portfolio Management, Asset Management, Asset Allocation, Investment Strategies, Retirement Planning, Wealth Management, Investment Advisory, Strategic Financial..., Financial Modeling, Mutual Funds
Education
University of Missouri-Columbia, College of Business 1977 — 1981
BSBA, Marketing Logistics
Stout Risius Ross, Inc. January 2015 - Present
Stout Risius Ross January 2013 - December 2014
Stout Risius Ross January 2009 - December 2012
Stout Risius Ross January 2007 - December 2008
Stout Risius Ross August 2004 - December 2006
Fidelity Mortgage 2001 - 2001
Prudential Securities 2000 - 2000
Skills
Business Valuation, Valuation, Financial Modeling, Forensic Accounting, DCF, Financial Advisory, Equity Valuation, Corporate Finance, Financial Reporting, Accounting, Management
Education
Ealy Elementary
Ealy Elementary
University of Michigan - Stephen M. Ross School of Business 2002 — 2004
BBA, Finance and Accounting
West Bloomfield High School
Orchard Lake Middle School
Charles Schwab March 2010 - Present
Charles Schwab February 2003 - March 2010
Prudential Securities January 1994 - August 2001
Education
University of Denver - Daniels College of Business 2014 — 2014
High Performance Leadership, Business Administration and Management, General
University of Rhode Island - College of Business Administration 1989 — 1993
B.S. Finance, Accounting
JM Horseman Group August 2002 - Present
Prudential Securities August 2000 - August 2002
Morgan Stanley Dean Witter February 2000 - August 2000
Robert W. Baird August 1993 - July 1997
Shearson Lehmann May 1987 - August 1990
Dean Witter February 1977 - May 1987
Education
University of Nebraska at Omaha 1977 — 1979
Business
UBS Financial Services Inc. May 2008 - Present
Morgan Stanley June 2000 - May 2008
Smith Barney October 1993 - May 2000
Prudential Securities May 1987 - October 1993
Education
University of Pennsylvania - The Wharton School 2002 — 2002
CIMA
Bernard M. Baruch College, City University NY 1980 — 1983
MBA, Finance
Bernard M. Baruch College, City University NY 1975 — 1979
Bachelor's Degree, Accounting
Brooklyn Technical High School 1971 — 1975
High School
Morgan Stanley May 2008 - Present
Lehman Brothers 1993 - 2008
Prudential Securities 1991 - 1993
Aurthur Andersen LLP 1986 - 1991
Skills
Fixed Income, Capital Markets, Private Equity, Hedge Funds, Investment Banking
Education
University of Pennsylvania - The Wharton School 1982 — 1986
Economics, Accounting and Finance
Edward Jones October 2002 - Present
Prudential Securities December 1992 - October 2002
First NH Investment Services (now Citizens Bank Trust Department September 1987 - December 1992
Skills
Wealth Management, Insurance, Financial Analysis, Investment Advisory, Asset Allocation, Mutual Funds, Retirement, Investment Strategies, Portfolio Strategies, Retirement Plan..., Financial Strategies, Estate and Legacy..., Wealth Transfer
Education
University of New Hampshire - Whittemore School of Business and Economics 1983 — 1987
Bachelor of Arts (B.A.), Economics
University of New Hampshire -- Peter T. Paul College of Business and Economics 1983 — 1987
Bachelor of Arts, Economics
Wells Fargo Securities March 2013 - Present
Keypsake, Inc. May 2012 - Present
Wells Fargo Securities October 2009 - Present
Bear Stearns April 2007 - August 2008
Flaherty & Crumrine Inc. November 2002 - March 2007
Prudential Securities 1990 - 1996
Education
University of Southern California - Marshall School of Business 2000 — 2002
MBA
University of Notre Dame
BA, Finance
School District of Clayton October 2013 - May 2014
School District of University City October 2011 - October 2013
Mehlville School District October 2011 - May 2012
School District of Clayton August 2010 - May 2012
Wentzville School District August 2010 - January 2011
Kirkwood School District January 2008 - May 2009
Prudential Securities June 2000 - May 2002
Skills
Elementary Education, Lesson Planning, Classroom, Differentiated..., Social Studies, Classroom Management, Tutoring, Smartboard, K-12, Curriculum Design, Educational Technology, Language Arts, Curriculum Development, Literacy, Special Education, Middle School
Education
University of Missouri-Saint Louis 2005 — 2007
BS in Ed., Elementary Education
Mehlville High School 1991 — 1995
General Diploma
BNP Paribas April 2009 - 2011
Fortis Investments 2008 - 2009
Fortis Investments 2004 - 2008
American Capital Access 2001 - 2004
GenRe Securities 2000 - 2001
Prudential Securities 1998 - 2000
SVP, Head of Alternative Investments MBIA 1997 - 1998
CapMAC 1988 - 1997
Mellon Bank 1985 - 1988
Skills
Fixed Income, Credit Derivatives, Investments, Derivatives, Alternative Investments, Portfolio Management, Trading, Banking, Asset Management, Credit, Structured Finance, Capital Markets, Mutual Funds, Risk Management, Investment Management, Structured Products, Hedge Funds, CDO, High Yield, Private Equity, ABS, Bloomberg
Education
Georgetown University
Graduate Program Economics
University of Southern California
BA, Economics
Sierra Liquidity Fund, LLC May 2004 - Present
Trust Company of the West (TCW) 1999 - 2003
Prudential Securities 1997 - 1999
Skills
Alternative Investments, Hedge Funds, Equities, MBS, Fixed Income, Investment Management, Derivatives, Capital Markets, Asset Management, Asset Allocation, Financial Modeling, Portfolio Management, Investments, Mutual Funds, Valuation, Securities, Finance
Education
University of Michigan 1993 — 1997
BA, Economics and Political Science
Institute of Social and International Studies -- Barcelona, Spain
Access Global Trading (AXGT) May 2011 - Present
Williams Trading LLC December 2006 - September 2011
North Sound Capital LLC July 2003 - November 2007
North Sound Capital July 2003 - December 2006
Prudential Securities May 1996 - July 2003
Skills
Equities, Hedge Funds, Trading, Derivatives, Fixed Income, Asset Management, Finance, Market Risk, Management, Currency, Institutional..., Bloomberg, Team Management, Securities, Equity Trading, Outsourcing, Electronic Trading, Trading Systems, Capital Markets, Volatility, Portfolio Management, Alternative Investments, Series 7, Series 63, Access, Financial Markets, Market Data
Education
University of New Hampshire - Whittemore School of Business and Economics 1996 — 1996
Bachelor of Arts (B.A.), Economics
University of New Hampshire 1992 — 1996
Bachelor of Arts, Economics
University of New Hampshire -- Peter T. Paul College of Business and Economics 1992 — 1996
BA, Economics
Executive Dynamics Divisional Hiring OfficerUBS Financial Services1997 - 2000
Prudential Securities 1992 - 1997
Key Personnel Services 1985 - 1992
Skills
Recruiting, Hiring
Education
University of Oregon 1979 — 1983
BS, Sociology
Door to Door Organics 2012 - Present
Save The Waves Coalition - www.savethewaves.org 2011 - Present
Madhava 2010 - Present
EcoSMART Technologies 2010 - Present
Greenmont Capital 2007 - Present
Boulder Ventures 2006 - 2007
Audiobase 1996 - 2002
Prudential Securities 1991 - 1993
Skills
Venture Capital, Start-ups, Corporate Development, Strategic Planning, Private Equity, Entrepreneurship, Mergers, Due Diligence, Financial Modeling, Strategy, Business Strategy, Strategic Partnerships, Business Development, Management, Mergers & Acquisitions, Marketing Strategy, Angel Investing, Executive Management, Finance, Product Management, Social Entrepreneurship
Education
University of New Hampshire 1985 — 1989
BA, History
Princeton Day School 1978 — 1985
Eagle Advisors 2011 - Present
Reed Conner & Birdwell 2001 - 2010
PRUDENTIAL SECURITIES 2000 - 2001
PRUDENTIAL SECURITIES / CREDIT SUISSE FIRST BOSTON (CSFB) 1998 - 2000
Education
University of Michigan - Stephen M. Ross School of Business 1996 — 1998
BBA
University of Michigan 1994 — 1996
The RIA Bond Desk - Insitutional Trade Desk for Fixed Income November 2012 - Present
Sandgrain Securities, Inc April 2009 - February 2012
JVB Financial Group, LLC 2005 - 2009
Prudential Securities September 1986 - March 1990
OLDE Discount Corporation December 1980 - September 1986
Skills
Fixed Income, Trading, Investments, Portfolio Management, Equities, Series 7, Asset Managment, Series 63, Wealth Management, Structured Products, Securities, Investment Banking, Capital Markets, Bloomberg, Financial Services, Bonds, Asset Allocation, Mutual Funds
Education
University of Michigan 1977 — 1981
Liberal Arts & Sciences, Economics and Mass Communication
Grosse Point North High School
ASICS Corporation January 2013 - Present
7 For All Mankind May 2007 - September 2012
Firewire Surfboards 2006 - 2007
Ripcurl, Inc. 2005 - 2006
Hurley 2003 - 2005
O'Neill Inc 2001 - 2002
Prudential Securities 2000 - 2001
Cambridge Energy Research Associates 1994 - 1998
GE 1992 - 1994
Education
University of Pennsylvania - The Wharton School 1998 — 2000
MBA
University of Virginia 1989 — 1992
BA
Wells Fargo Advisors March 2009 - Present
Citigroup Global Markets July 1993 - March 2009
Lehman Brothers Inc. November 1990 - July 1993
Prudential Securities January 1987 - November 1990
Skills
Finance, Investments, Mutual Funds, Risk Management, Financial Analysis, Alternative Investments, ETFs, US Equities, Series 63, Asset Management, Financial Planning, Wealth Management, Strategic Planning, Portfolio Management, Team Building, Management, Customer Service
Education
University of Missouri-Columbia
Bachelor of Science (BSc), Finance and Banking
University of Missouri-Columbia
Sakar International July 2015 - Present
Cornrstone Real Estate Investments October 2013 - July 2015
EMG Capital May 2002 - September 2013
Carlton Group January 2002 - December 2002
Carlin Equities January 2001 - June 2002
Prudential Securities January 1998 - September 2000
Lippert Heilshorn- NY---Efrat Israel January 1997 - July 1997
Zannex Securities--- Tel Aviv January 1996 - December 1996
Skills
Fluent in French, Fluent in Hebrew, Proficient in Spanish, Investments, Equities, Trading, Real Estate, Asset Management, Mortgage Lending, Valuation, Finance, Mergers & Acquisitions, Portfolio Management, Due Diligence, Private Equity, Real Estate Economics
Education
University of Pennsylvania - The Wharton School 1989 — 1993
BBA, Finance, Entrepreneurial Mgmt, French
Yeshiva of Flatbush 1976 — 1989
Scura Paley and Company 2001 - Present
Seton Hall Prep 1993 - 2015
Plymouth Finacial Company / Xspand, Inc 2002 - 2006
Prudential Securities June 1986 - December 2000
J.P. Morgan 1975 - 1986
Skills
Investment Banking, Private Equity, Mergers, Hedge Funds, Capital Markets, Equities, Structured Finance, Valuation, Private Placements, Corporate Finance, Financial Modeling, Due Diligence, Venture Capital, Alternative Investments, Series 7, Acquisitions, Corporate Development, Equity Research, Financial Structuring, IPO, LBO, Leveraged Finance, Mergers, Tax Liens, Investments, Financial Analysis, Mergers & Acquisitions
Education
University of Pennsylvania 1973 — 1975
MBA, Finance
Villanova University 1969 — 1973
AB, Economics
Seton Hall Prep
Charles Schwab May 2011 - Present
Randstad Management Services February 2011 - May 2011
Galloway Asset Management January 2010 - February 2011
Charles Schwab October 2004 - April 2009
Charles Schwab April 2003 - October 2004
Charles Schwab August 1999 - April 2003
Charles Schwab September 1995 - August 1999
Charles Schwab May 1995 - September 1995
Charles Schwab February 1992 - May 1995
Prudential Securities 1990 - 1992
Skills
Risk Management, Series 7, Visio, Securities, PowerPoint
Education
University of Michigan-Dearborn
BSA, Managerial Economics & Finance, Marketing
GEICO July 2013 - March 2014
Prudential Financial 2003 - June 2013
Prudential Securities 2001 - 2003
Skills
DB2, Stored Procedures, XML, Database Design, Microsoft SQL Server, .NET, ASP.NET MVC, Visual Studio, COBOL, C# 4.0, jQuery, COBOLII, CICS, WebSphere MQ, jQuery UI, Datadynamics..., MQ Series, Sharepoint
Education
University of the Philippines 1988 — 1990
Master of Science (M.S.), Statistics
University of San Carlos 1982 — 1987
Bachelor of Science (B.S.), Chemical Engineering
Canteen USA September 2013 - Present
Tucker Oil Companies, Inc. May 2005 - April 2013
Tucker Oil Company, Inc. May 2005 - April 2013
Bauknight, Pietras, & Stormer CPAS October 2003 - May 2005
Prudential Securities May 1998 - April 2002
SCANA Corporation November 1989 - May 1998
Skills
Accouunting, Auditing, Investing, Management, computer systems, Excel, Word, powerpoint, Mobile app design, Accounting, Variance Analysis, Budgets, Account Reconciliation, General Ledger
Education
University of South Carolina-Columbia 1995 — 1999
Bachelor of Science (BS), Accounting, 3.8
University of South Carolina
Bachelor of Science, Accounting
eMoney Advisor June 2000 - Present
Prudential Securities June 1997 - May 2000
Prudential Financial June 1994 - June 1997
Skills
Wealth Management, Account Management, Mutual Funds, Retirement Planning, Series 7, Asset Allocation, Strategic Financial..., Financial Advisory, 401k, Series 63, Retirement, Insurance, Investment Strategies, Financial Services, Separately Managed..., Investments, Investment Advisory, Relationship Management, Fixed Annuities, Financial Planning
Education
University of Saint Thomas - School of Business 1999 — 2001
MBA
University of Minnesota-Twin Cities 1990 — 1994
BS, Business
UnitedHealthcare April 2002 - Present
Prudential Securities June 2001 - April 2002
Skills
Managed Care, Health Insurance, Medicare Supplements, Insurance, Sales Management, HMO, Consultative Selling, Government Programs, New Business Development, Medicare, Medicare Part D, Client Retention, Brokers, Strategic Planning
Education
University of North Florida 1987 — 1991
BBA
UBS Financial Services November 2008 - Present
Merrill Lynch November 2002 - November 2008
Prudential Securities December 1998 - November 2002
Education
University of Oregon - Charles H. Lundquist College of Business 1992 — 1996
BS, Finance & Management
Sodexo February 1974 - Present
Prudential Securities November 1994 - August 1995
Marriott International February 1974 - November 1994
Skills
Catering, Food Service Operations, Menu Development, Food & Beverage, Culinary Skills, Food, Food Safety, Restaurant Management, Vending, Restaurants, Banquets, Facilities Management, Fine Dining, Sanitation, Income Statement, Hospitality Management, Serve Safe Certified, Hospitality, Cooking
Education
University of Pittsburgh 1971 — 1975
South Hills Catholic 1964 — 1967
General, AP
Vortex Capital 2011 - 2012
Level Global Investors 2006 - 2010
Prudential Equity Group 2002 - 2006
Broadview 2000 - 2001
SG Cowen 1999 - 2000
Prudential Securities 1993 - 1996
Skills
Equities, Trading, Bloomberg, Hedge Funds, Derivatives, Portfolio Management, Investments, Asset Management, Financial Markets, Options, Capital Markets, Solar Energy, Business Development
Education
University of Pennsylvania - The Wharton School 1997 — 1999
Master of Business Administration (MBA), Finance
University of Washington 1989 — 1993
Bachelor of Business Administration (BBA), Finance and Marketing
Legacy of Life Hawaii May 1999 - Present
Prudential Securities 1994 - 1997
R. Weinstein Medical Products 1987 - 1994
Education
University of Minnesota-Twin Cities
BA, Speech Communications
Dollar General March 2014 - Present
Dollar General May 2013 - April 2014
Accounting and Business Consulting Solutions, LLC 2003 - 2009
Prudential Securities 2002 - 2003
National Cinema Supply Corp. December 1996 - December 2001
Smally Trasportation Co. a subsidiary of Yellow freight Corp. December 1989 - November 1996
AmBrit Inc. and Clabir Corp. 1985 - 1989
KPMG US 1980 - 1987
KPMG Peat Marwick US August 1980 - December 1985
Skills
Auditing, Financial Accounting, Finance, Management, Financial Reporting, Financial Analysis, Budgets, Internal Controls, Payroll, Customer Service, Investments, Microsoft Excel, Retail Sales, Cash Register, Daily Deposits, Personnel Management
Education
University of South Florida 1976 — 1980
Bachelor of Science (BS), Accounting and Business/Management, 3.65
University of South Florida, Tampa, Florida 1976 — 1980
Bachelor of Science, Accounting and Business/Management, Cum Laude, 3.65 GPA