Prudential Securities
Industry: Bank
DescriptionPrudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities
Prudential Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Prudential Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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2,071 Prudential Securities employees in database. Find out everything there's to know about Prudential Securities employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Prudential Securities Employees
Keppie Careers March 2003 - Present
University of Michigan 2014 - Present
Aol Jobs July 2012 - Present
Career Compass Canada 2012 - Present
U.S. News & World Report January 2011 - Present
Salary.com January 2012 - August 2012
GreatPlaceJobs August 2008 - 2010
Emory University July 1997 - March 2003
List College 1996 - 1997
Prudential Securities 1993 - 1996
Skills
Social Networking, Blogging, Career Counseling, Social Media, Personal Branding, Job Search, Job Search Strategies, Social Media Marketing, Public Speaking, Resume Writing, Career Development, Strategy, LinkedIn, Marketing, Web Marketing, Entrepreneurship, Career Management, Coaching, Cover Letters, Training, Workshops, Mock Interviews, Interview Preparation, Interviews, Business Networking, Executive Coaching, Presentations, Networking, Job Coaching, Career Services, Social Media Strategist, Career Advising, Networking Strategies, Emotional Intelligence, Job Search Speaking, Career Transitions, Interview Coaching, Social Media Speaking, LinkedIn Trainer, social media marketing..., career consultant, social media consultant, Using Twitter for job..., Interview Prep, Staff Training, Local Speaker, Atlanta, marketing with social..., New economy career coach, How to use Google+, Resume
Education
Columbia University in the City of New York 1996 — 1997
M.A., Student Personnel Administration/Career Advising
University of Michigan 1989 — 1993
B.A., Honors English
Rich East 1985 — 1989
Diploma
Capital Group - American Funds December 2013 - Present
American Century Investments May 2008 - December 2013
AllianceBernstein January 2006 - July 2008
AIG SunAmerica Asset Management 2004 - 2006
AIG SunAmerica Asset Managemment December 1998 - January 2004
Prudential Securities 1995 - 1996
Skills
Equities, Portfolio Management, Integrity, Investments, Retirement Planning, Asset Managment, Asset Management, Investment Management, Investment Advisory, Financial Advisory, Series 6, Financial Modeling, Strategic Financial..., Retirement, Hedge Funds, Private Equity, Finance, Fixed Annuities, FINRA, Risk Management, 401k, Capital Markets, Bonds, Securities, Valuation, Bloomberg, Estate Planning, Financial Markets, Insurance, Uniform Combined State..., ETFs, Relationship Management, Fixed Income, Financial Services
Education
Colorado State University 1988 — 1993
B.A., Social Science
Mantra Venture Group December 2014 - Present
Wychick Investment Advisors Inc. December 2005 - Present
Cascadia Sportsmanagement Inc. 1999 - Present
D.A. Davidson & Co. June 2003 - December 2005
Prudential Securities November 1991 - June 2003
Education
University of Pennsylvania - The Wharton School 2004 — 2005
Securities Industry Institute
College for Financial Planning 1992 — 1994
CFP, Financial Planning
McMaster University 1986 — 1988
MBA, Finance
McMaster University 1981 — 1986
B. Eng. Mgt, Civil Engineering
Financial Freedom Planners May 2013 - Present
Garrett Planning Network June 2013 - Present
Cambridge Advisors July 2009 - June 2013
Thompson Davis April 2006 - September 2007
Middleburg Bank April 2003 - October 2005
Branch Cabell & Co, 1997 - 2002
First of Michigan 1994 - 1997
Stifel Nicolaus 1992 - 1993
UBS Wealth Management 1989 - 1992
Prudential Securities 1986 - 1989
Skills
Financial Advisory, Certified Financial..., Investments, Wealth Coach, Wealth Management, Wealth Accumulation..., Wealth Preservation..., Investment Strategies, Consultation, Strategic Financial..., Long-term Care, Retirement Planning, Retirement Savings, Investment Advisory..., Estate Planning, Succession Planning, Financial Markets, Economics, Investment Advisory, Wealth, Asset Managment, Business Planning, Mergers, Retirement, Strategy, Securities, Asset Management, Wealth Management..., Financial Planners, Asset Allocation, ETFs, Bonds, Series 63, Insurance, Mutual Funds, Executive Management, Investment Management, Series 7, Alternative Investments, IRAs, Financial Services, 401k, Fixed Annuities, Mergers & Acquisitions, Portfolio Management, Due Diligence, Finance, Options, Personal Finance, Life Insurance
Education
University of Pennsylvania - The Wharton School 1987 — 1990
Securities Industry Institute
College for Financial Planning 1982 — 1986
CFP, Financial Planning
Penn State University 1970 — 1974
BA with Honors, Economics
State Street Global Advisors 2008 - Present
Prudential Investments 2004 - 2008
Prudential Investments 2003 - 2004
Prudential Securities 2001 - 2003
Prudential Financial 2000 - 2001
Skills
ETFs, Project Management, Mutual Funds, Series 7, Separately Managed..., Trading, Alternative Investments, Wealth Management..., Bonds, Wealth, Financial Advisory, Series 63, Asset Allocation, Portfolio Management, Investment Management, Investments, Wealth Management
Education
Cornell University
Epiphany Partners Inc. May 2015 - Present
San Francisco Regional Mensa 2010 - Present
Metavana 2010 - 2012
Network Physics 2001 - 2002
Network Physics 2000 - 2001
Fleet Bank 1999 - 2000
Fleet Bank 1998 - 1999
Prudential Securities 1994 - 1995
Strategic Decisions Group (SDG) 1986 - 1993
Skills
Analytics, Cancer Epidemiology, Data Modeling, Data Analysis, Spreadsheets, Market Research, Program Management, Epidemiology, Research, Financial Modeling, Due Diligence, Marketing, Marketing Strategy, Operations Management, Human Resources, Benefits Administration, Employee Benefits, Compensation & Benefits, Portfolio Management, Municipal Bonds, High Yield Bonds, Valuation, Strategic Planning, Negotiation, Consulting, CMBS, Leadership, Management, Management Consulting, Start-ups, Strategy, Modeling
Education
University of California, Los Angeles - The Anderson School of Management 1992 — 1994
Master of Business Administration (MBA), Finance and Marketing
Cornell University 1981 — 1986
Raymond James July 2005 - Present
AG Edwards & Sons April 1991 - July 2005
Prudential Securities April 1985 - April 1991
Skills
Financial Advisory, Investments, Finance, Strategic Financial..., Securities, Retirement Planning, Wealth Management, Estate Planning, Strategic Planning, Series 7, Financial Planning, Leadership, Retirement, Financial Analysis, Management, Fixed Annuities, Life Insurance, Insurance, Small Business, Investment Advisory, Financial Planners, Mutual Funds, Sales, Budgets, Portfolio Management, Process Improvement, Risk Management, Asset Management, Long-term Care, Marketing, Asset Allocation
Education
College for Financial Planning 1995 — 1997
Certification Professional Education Program
University of Illinois 1981 — 1982
General
Middle Tennessee State University 1976 — 1979
BS, Business Administration
The University of Tennessee at Chattanooga 1977 — 1978
Business
Georgia Institute of Technology 1975 — 1976
Engineering
Baylor
Wells Fargo Advisors March 2003 - Present
Wells Fargo Advisors, LLC March 2003 - Present
UBS PaineWebber, Inc February 1995 - April 2003
Prudential Securities December 1983 - April 1995
Merrill Lynch, Pierce, Fenner & Smith Inc. September 1973 - December 1983
Skills
Wealth Management, Investment Advisory, Retirement Planning, 401k Rollovers, IRA Rollovers, IRAs, Retirement, Mutual Funds, Series 7, Series 63, Series 65, Investment Strategies, Asset Allocation, Financial Planning, Investments
Education
College for Financial Planning 1982 — 1984
Certified Financial Planner, Financial Planning
Indiana University Bloomington 1967 — 1969
MBA
Bethany College West Virginia 1964 — 1967
Bachelor of Arts (B.A.), Economics
Novatel Wireless 2013 - Present
Numerex Corp. 2011 - 2013
T-Mobile 2007 - 2011
Prudential Securities 1997 - 2005
Blockbuster Video 1990 - 1997
Skills
M2M, Location Based Services, Wireless, Product Management, Mobile, Sales Management, Telecommunications, Consultative Selling, New Business Development, Account Management, Solution Selling, Mobile Devices, GSM, Business Strategy, Selling, Cellular Communications, Direct Sales, Product Marketing, Channel Partners, Sales, Telematics, Strategic Partnerships, SaaS, Mobile Technology, Salesforce.com
Education
University of Oklahoma - Price College of Business 1992 — 1995
Bachelor of Science (B.S.), Business Administration and Management
College of Business 1990 — 1992
Bachelor of Business Administration
Wealth Strategies Partners January 2014 - Present
Wiley Bros-Aintree Capital October 2002 - January 2014
Prudential Securities January 1996 - September 2002
Education
College for Financial Planning 2008 — 2010
Master's degree, Financial Planning and Services
University of Tennessee-Knoxville 1994 — 1995
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Samford Univeristy 1991 — 1993
Business
Florida Southern College 1990 — 1991
Business
"IT Director Technologist Architect" Linkedin Group Membership January 2014 - Present
Hospital for Special Surgery 2014 - 2015
Hospital for Special Surgery 2014 - 2015
Centerlight Health System July 2013 - November 2013
Centerlight Health System (Formerly Beth Abraham Health Services) June 2008 - July 2013
NYUPAL 1997 - 2012
Fortunoff June 2005 - March 2008
JPMorganChase 1998 - 2005
JPMorgan Chase 1997 - 2005
Prudential Securities 1995 - 1997
Skills
IT Management, Integration, Enterprise Architecture, Disaster Recovery, Data Center, Vendor Management, IT Strategy, Strategy, Management, Healthcare Information..., Security, Program Management, Team Building, Leadership, ITIL, Project Management, Cloud Computing, VMware, Networking, Servers, Software Development, Business Intelligence, Information Technology, Requirements Analysis, Visio, IT Service Management, Process Improvement, Troubleshooting, Business Development, IT Operations, Infrastructure, Project Planning, Software Project..., Business Process..., Project Portfolio..., Budgets, Databases, Business Analysis, Change Management, HIPAA, Governance, SaaS, Software Documentation, CRM, Business Process, Strategic Planning, Business Continuity, Analysis, Cross-functional Team..., Virtualization
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 1980 — 1987
Master's Degree, Electrical Engineering
Columbia University in the City of New York
Bachelor's Degree, Electrical Engineering
Cannon Legal Group May 2008 - Present
Latham & Watkins September 2005 - May 2007
Thelen Reid Brown Raysman & Steiner LLP 2000 - 2003
Prudential Securities 1998 - 1999
Skills
Divorce Law, Child Support, Child Custody, Visitation Rights, Prenuptial Agreements, Paternity, Alimony, Restraining Orders, Employment Law, Litigation, Trade Secrets, Civil Litigation, Family Law, Commercial Litigation, Legal Research, Research, Intellectual Property
Education
USC Gould School of Law 2000 — 2003
JD, Law
Columbia Engineering 1994 — 1998
BS, Industrial Engineering
Front Porch Financial Management, LLC October 2012 - Present
Merrill Lynch April 2008 - October 2012
Hogan Financial Management December 2006 - January 2008
Raymond James March 2002 - November 2006
WR Hambrecht + Co March 2000 - March 2002
Prudential Securities May 1995 - March 2000
Skills
Investments, Series 7, Equities, Retirement Planning, Series 63, Portfolio Management, FINRA, Securities, Asset Allocation
Education
Cornell University 1990 — 1994
BS, Business, Management, Marketing, and Related Support Services
Chaminade High School 1986 — 1990
Rekon Intelligence April 2011 - Present
401(k) Rekon March 2009 - Present
Independent Broker Dealer March 1993 - Present
Prudential Securities August 1992 - March 1993
Skills
Financial Planning, Retirement Plan..., Event Management, Event Planning, Event Marketing, Corporate Events, Events Organizing, Virtual Events, Strategic Financial..., Financial Advisory, 401k, Retirement Planning, Broker-Dealer, Investments, Marketing, Retirement, Events Organisation, Wealth Management, Mutual Funds, Investment Advisory, Entrepreneurship, Financial Planners, Series 7, Finance, Employee Benefits, Asset Management, Small Business, Pensions, Financial Services, Asset Allocation, Series 63, Investment Strategies, Strategic Leadership, Wealth, Investment Management, Fixed Annuities
Education
The American College 2004 — 2006
ChFC
College for Financial Planning 1998 — 2000
Financial Planning
Stetson University 1985 — 1987
West Geauga 1982 — 1985
Moosilauke Partners LLC 2010 - August 2015
Cambridge Place Investment Management 2006 - 2010
Independent Perspectives LLC 1998 - 2006
Fidelity Investments 1995 - 1997
Prudential Securities 1991 - 1995
Education
Dartmouth College
Bachelor's degree
Wells Fargo Advisors, LLC July 2009 - Present
Wells Fargo Bank March 2007 - July 2009
Wells Fargo Investments September 2005 - March 2007
Wells Fargo Investments September 2004 - September 2005
Wells Fargo Bank April 2003 - September 2005
Prudential Securities January 2002 - April 2003
RBC Dain Rauscher, Inc. May 1997 - January 2002
Paine Webber, Inc. June 1993 - May 1997
Shearson Lehman Brothers January 1992 - June 1993
Shearson Lehman Brothers January 1991 - January 1992
Skills
Asset Management, Brokerage Office,..., Brokerage Strategies &..., Brokerage Manager..., Business Coaching, Debt Planning &..., Financial Advisory, Financial Advisor..., Investment Strategies, Retirement Planning, Investments, Financial Services
Education
University of Virginia - Consumer Bankers Association 2003 — 2007
Graduate School Retail Bank Management, Advanced Banking Studies
College for Financial Planning 2001 — 2001
AAMS, Accredited Asset Management Specialist
University of Pennsylvania - The Wharton School 1998 — 2001
Graduate Securities Industry Institute Management Programs, Brokerage & Financial Services
The American College 1987 — 1988
MS Financial Services Management (12hrs), Advanced Financial Services Management
College for Financial Planning 1983 — 1985
CERTIFIED FINANCIAL PLANNER™
Texas Tech University 1977 — 1981
BBA, Finance & Investments
Agamemnon Capital 2013 - Present
CrowdSifter 2013 - October 2014
Validatio 2014 - 2014
Robeco Weiss Peck and Greer 2005 - 2013
Ramius Capital Group May 2004 - August 2004
Citigroup 2000 - 2003
Prudential Securities 1999 - 2000
Skills
Valuation, Financial Modeling, Equities, Equity Research, Hedge Funds, Financial Analysis, Asset Management, Due Dilligence, Portfolio Management, Equity Research Analysis, Investment Management, Alternative Investments
Education
Cornell University - S.C. Johnson Graduate School of Management 2003 — 2005
Masters of Business Administration with Distinction
Cornell University 1995 — 1999
BS, Electrical Engineering
Nautic Financial August 2015 - Present
Private Research Advisory January 2010 - Present
Traynor Sports Management June 1999 - Present
Global Research Advisors March 2010 - October 2012
Prudential Securities April 1983 - January 1992
Dean Witter February 1981 - March 1983
Smith, Barney January 1973 - January 1981
United States Marine Corps July 1959 - July 1962
Skills
Financial Risk..., Sports Marketing, Sports Management, Quantitative Analysis, Motivational Speaking, Quantitative Research, Athlete Representation, Athlete Development, Stock Trading, Quantitative Analytics, Hedge Funds, Trading Strategies, Fundraising, Program Management, Trading, Portfolio Management, Sports, Financial Markets, Management, Public Speaking, Coaching, Employee Benefits, HRA, Capital Markets, Life Coaching, Published Author, CRM, Life Insurance, Insurance, Securities, Retirement, Fixed Income, Investments, Asset Allocation, Financial Services, Leadership, Training, Risk Management, Mergers & Acquisitions, Healthcare, Sales, Alternative Investments, Entrepreneurship, Executive Management, Asset Management, Small Business, Start-ups, Finance, Strategic Financial..., Consulting
Education
Fordham Law School 1964 — 1968
JD Doctor of Laws
College of the Holy Cross 1955 — 1959
Bachelor's degree, English Literature
Brooklyn Prep 1951 — 1955
Series 6, Series 7, Series 63, Series 65, Pennslyvania Life , Accident, Health Insurance License
CASAColumbia November 2011 - Present
CASA Columbia April 2011 - July 2011
CITI SMITH BARNEY September 2000 - September 2009
Citi Smith Barney July 2005 - July 2009
Citi Smith Barney 2000 - 2009
Mutual Fund & Annuity October 2003 - July 2005
Salomon Smith Barney September 2000 - October 2003
PRUDENTIAL SECURITIES May 2000 - September 2000
Skills
Calendars, Business Correspondence, Confidentiality, Project Coordination, Human Resources, Management, Marketing, Portfolio Management, Mutual Funds, Nonprofits, Insurance, Training, Sales
Education
Colgate University 1994 — 1999
Bachelor of Arts, Theatre/ Education
Colgate University 1994 — 1999
Bachelor of Arts, Education & Theatre
St Pius V High School 1990 — 1994
Regents Diploma
Ridgeway Partners February 2010 - Present
Cowen and Company March 2001 - February 2010
Prudential Securities July 1995 - March 2001
PaineWebber July 1992 - July 1993
Merrill Lynch July 1990 - July 1992
Education
The Tuck School of Business at Dartmouth 1993 — 1995
MBA, Finance
Columbia College (NY) 1986 — 1990
BA, History
Kent School
GE September 2014 - Present
Dow Jones March 2013 - September 2014
Dow Jones July 2012 - February 2013
Dow Jones December 2010 - June 2012
New York Public Library April 2009 - January 2011
New York Public Library March 1998 - March 2009
Citicorp - Citigroup 1995 - 1998
Citicorp April 1994 - March 1995
Prudential Securities June 1992 - April 1994
Skills
Project Management, Program Management, IT Strategy, Vendor Management, Disaster Recovery, SDLC, Knowledge Management, Information Management, Technology Management, Cloud Computing, Information Technology, Change Management, Content Management, Business Analysis, Leadership, Process Improvement, Training, Data Center, ITIL, Infrastructure, Enterprise Software, Management, Product Management, IT Management, Strategy, Strategic Planning, IT Service Management, Security, Staff Management, Outsourcing, Integration, Project Portfolio...
Education
Columbia University in the City of New York 2007 — 2008
Masters, Information Technology Management
Manhattan College 1988 — 1992
BS Electrical Engineering, Electrical and Electronics Engineering
Bronx High School of Science 1984 — 1988
High School Diploma
Oak Tree Financial Services, LLC May 2009 - Present
Legg Mason / Smith Barney May 1994 - May 2009
Prudential Securities June 1989 - May 1994
Skills
Asset Allocation, Asset Management, Portfolio Management, Estate Planning, Financial Planning, Retirement Planning, Retirement Income..., Insurance, Annuities, Long Term Care, Personal Finance, 401k Rollovers, Wealth Accumulation, Wealth Management
Education
College for Financial Planning 1991 — 1992
CFP Designation, Financial Planning
University of Alabama 1971 — 1975
BS, Biology
Ignite Payments First Data Orion October 2014 - Present
Constellations Group June 2010 - Present
Ariane Capital Partners February 2004 - January 2013
Creditex Group 2005 - April 2008
Archimedian Software 2002 - 2005
MaterialNet 1999 - 2002
Prudential Securities 1990 - 1999
winstons bar 1985 - 1989
Skills
Fixed Income, Equities, Capital Markets, Portfolio Management, Trading, Investment Banking, Securities, Bloomberg, Derivatives, Financial Markets, Bonds, Due Diligence, Electronic Trading, Trading Systems, Business Strategy, Start-ups, Alternative Investments, New Business Development, Venture Capital, Leadership, Strategy, Emerging Markets, Private Equity, Hedge Funds, Valuation, Asset Management, Mergers & Acquisitions, Investor Relations
Education
Columbia University - Columbia Business School 1997 — 1999
MBA, Finance
Georgetown University 1985 — 1989
BSBA, Business Administration
Chaminade High School 1981 — 1985
JRW Consulting 2009 - Present
Focus LLC 2005 - 2009
Tribune Company 2000 - 2003
William Blair and Company 1996 - 1999
Prudential Securities 1993 - 1996
US Senator Chris Dodd 1991 - 1993
US Congressman Joe Brennan 1989 - 1991
Skills
Investor Relations, Corporate Communications, Strategic Communications, Message Development, CEO Communications, Reputation Management, Thought Leadership, Public Relations, Public Affairs, Government, Crisis Management, Social Media Outreach, Business Development, Marketing Communications, Salesforce.com, Marketo
Education
The George Washington University
MBA
Colby College
BA
Waterfield Financial January 1989 - Present
Goldman Sachs June 1994 - June 1997
Prudential Securities June 1992 - June 1994
Skills
Investments, Equities, Investment Banking, Asset Management, Financial Services, Loans, Portfolio Management, Finance, Financial Analysis, Executive Management, Credit, Business Strategy, Entrepreneurship, Private Equity, Banking, Risk Management, Start-ups, Strategic Planning, Venture Capital, Strategy, Business Planning, Mergers, Business Development, Strategic Financial..., Valuation, Alternative Investments, Hedge Funds, Management, Capital Markets, Team Building, Leadership, Due Diligence, Financial Structuring, Management Consulting
Education
Columbia University in the City of New York 1990 — 1994
BA, Economics
Canterbury School 1986 — 1990
High School Diploma, Liberal Arts and Sciences/Liberal Studies
Culver Military Academy 1982 — 1986
AIG Financial Products April 2004 - February 2012
Citigroup Global Markets 2001 - 2003
Prudential Securities 2000 - 2000
Intex Solutions 1994 - 2000
Skills
Structuring, Alternative Investments, Hedge Funds, Financial Structuring, Asset Managment, Credit, CDO, Fixed Income, Credit Derivatives, Structured Products, Series 7, Asset Management, Capital Markets, Derivatives, Options, Swaps, Bonds, Structured Finance, Investment Banking
Education
Columbia University - Columbia Business School 1998 — 1999
MBA, Finance
University of Pennsylvania 1990 — 1994
BA, Economics, Psychology
Loomis Chaffee
Loomis Chaffee
JPMorgan Chase July 2013 - Present
Moodys Corporation September 2011 - Present
Bank of America Securities June 2010 - September 2011
Deutsche Bank Securities May 2003 - June 2010
Prudential Securities November 2000 - May 2003
Securities and Exchange Commission August 1997 - November 2000
New York County District Attorney's Office August 1986 - July 1997
Skills
Securities, FINRA, AML, Compliance, Banking, Securities Regulation, Capital Markets, Internal Investigations, Securities Fraud, Securities Litigation, Risk Management, SEC, Corporate Governance, Hedge Funds, Financial Risk, Risk Assessment, Mutual Funds, Financial Regulation, Due Diligence, Corporate Law, Financial Services, FCPA, Fraud, Private Investigations, Financial Institutions, Private Equity, Securitization, Policy, Structured Finance, Anti Money Laundering
Education
Fordham University School of Law 1983 — 1986
J.D.
Columbia University in the City of New York 1977 — 1981
B.A.
Columbia University in the City of New York 1977 — 1981
ba
Gov. Livingston
The Exchange March 2009 - July 2010
Caterpillar Financial January 2008 - December 2008
Pine Oaks Lodge September 2005 - August 2007
United States Air Force December 1998 - September 2005
Grass Roots Energy June 1998 - November 1998
Prudential Securities July 1996 - June 1998
Skills
Retail, Loss Prevention, Store Management, Retail Sales, Cashiering, Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft Exchange, Customer Service, PowerPoint, Works well in a team, Work Well Independently, Well-organized, Courtesy, Friendly Personality, Reliability, Highly detail oriented, Highly Reliable, Highly Dedicated, Supply Management, Meeting Scheduling, Time Management, Written & Verbal..., Interpersonal Skill, Girl Scout Leader, People Skills, Love to Learn, Proofreading, Creativity
Education
Columbia Southern University 2010 — 2014
Associate's Degree
Colorado Department of Corrections October 2013 - Present
Self-employed December 1988 - Present
Griffin Enterprises, Inc. April 2006 - September 2012
Prudential Securities March 1999 - March 2004
Education
Samford University, Cumberland School of Law 1985 — 1988
Juris Doctorate, Law
Colorado State University 1981 — 1985
Bachelor of Arts (B.A.), Political Science and Government
RockCrest Financial November 2002 - Present
Prudential Securities January 1999 - November 2002
Boiron January 1996 - December 1998
Pennsylvania Society of Health Systems Pharmacists/PCPS September 1994 - January 1996
Scientific Staffing April 1994 - September 1994
Virtua (West Jersey Health System) May 1988 - March 1994
Skills
Certified Financial..., Registered Principal, Investment Advisor..., Investment Management, Portfolio Management, Asset Management, Model Portfolios, Retirement Planning, Personal Financial..., Business Retirement..., Investments, Securities, Series 7, Series 63, Series 24, Series 65, Series 31, Life & Health Insurance..., Disability Insurance, Long Term Care Insurance
Education
College for Financial Planning
Temple University 1991 — 1994
Pharm.D.
University of the Sciences in Philadelphia 1988 — 1991
BS in Pharmacy
Rutgers, The State University of New Jersey-Camden 1986 — 1988
Cinnaminson 1982 — 1986
U.S. President's Advisory Council on Doing Business in Africa November 2014 - Present
African Sunrise Partners LLC August 2010 - Present
Credit Agricole Securities/CLSA April 2007 - July 2010
Lazard Asset Management 2002 - 2007
Prudential Securities 1991 - 2001
Barclays de Zoete Wedd 1990 - 1991
Drexel Burnham Lambert 1986 - 1989
Education
New York University - Leonard N. Stern School of Business 1989 — 1991
MBA, Finance
Dartmouth College 1978 — 1982
BA, History
Benjamin F. Edwards & Co. February 2011 - Present
Wells Fargo Advisors January 2008 - February 2011
Wachovia Securities January 2003 - January 2008
Prudential Securities March 1984 - January 2003
Moseley,Hallgarten,Estabrook, and Weeden, Inc. August 1981 - March 1984
Skills
Retirement Income..., Retirement Planning, Wealth Management
Education
Colgate University 1976 — 1980
Social Relations
Wellness Services, LLC March 2000 - Present
The Motley Fool 1998 - 2000
The March of Dimes Birth Defects Foundation 1996 - 1998
Prudential Securities 1993 - 1995
The Chase Manhattan Bank 1991 - 1993
Skills
Fluent in French, Natural Products Retail..., Author, Holistic Health, Healing, Editing, Cosmetics, Beauty, Spa, Marketing Strategy, Marketing, Lifestyle, Entrepreneurship, Social Media, Small Business, Retail, Employment Law, Management, Employee Relations, Customer Service, Natural Products, Organic Products, Life Coaching, Reiki, Bodywork, Meditation, Relaxation, Start-ups, Beauty Industry
Education
UNIVERSITY OF VERMONT Institute for Global Sustainability 2014 — 2014
Advanced Certificate in Sustainable Innovation in Business
Cornell University
Master of Science, Industrial and Labor Relations
Indiana University Bloomington
Juris Doctor, Employment Law
Tufts University
BA, International Relations
Tufts University
MA, French
The Riverside Company November 2006 - Present
Prudential Securities 1982 - 2003
Skills
Portfolio Management, Mergers, Corporate Finance, Investments, Venture Capital, Valuation, Private Equity, LBO, Buyouts, Management, Financial Analysis, Investment Banking
Education
Columbia University - Columbia Business School
MBA, Finance/Accounting
Trinity College-Hartford
BA, History
Hartland & Co. January 2012 - Present
Ohio PERS September 2008 - 2011
JPMorgan Chase May 2007 - September 2008
JPMorgan Chase June 2005 - May 2007
United States Marine Corps June 1997 - March 2004
Prudential Securities 2001 - 2004
Skills
Financial Modeling, Equities, Portfolio Management, Hedge Funds, Asset Management, Private Equity, Real Estate, Due Diligence, Information Technology, Oil & Gas Industry, Asset Allocation, Credit Derivatives, Credit Risk, Credit, Alternative Investments, Investments, Capital Markets, Financial Analysis, Finance, Valuation, Trading
Education
Cornell University - S.C. Johnson Graduate School of Management 2004 — 2006
MBA
The University of Chicago 1992 — 1996
BA, Economics
Insphere Insurance Solutions July 2013 - Present
Heron Coaching 2004 - Present
National Legacy Group July 2012 - June 2013
ThirdLevel 2007 - 2011
Conceptis Technologies, Inc. 1999 - 2001
Prudential Securities 1995 - 1999
Smith Barney 1986 - 1994
E F Hutton & Company 1977 - 1985
Skills
Listening Skills, Executive Coaching, Coaching, Leadership Development, Mentoring, Healthcare, Organizational..., Emotional Intelligence, Leadership, Program Management, Change Management, Team Building, Employee Training, Small Business, Entrepreneurship, Performance Management, Talent Management, Employee Engagement, Management, Team Leadership, Health Insurance, Life Insurance, Fixed Annuities, Indexed Annuities
Education
Institute for Professional Empowerment Coaching (IPEC) 2002 — 2003
Certified Empowerment Coach
Colby College 1973 — 1977
BA, Philosophy, Math, Economics
MSCI Inc. January 2006 - Present
Prudential Financial December 2003 - December 2005
Prudential Securities March 2002 - December 2003
TradeCard February 2000 - September 2001
Unilever 1999 - 2000
Morgan Stanley February 1994 - July 1997
Skills
Forecasting, Leadership, Portfolio Management, Financial Services, Product Management, Financial Analysis, Business Strategy, Business Analysis, Market Research, Risk Management, Product Marketing, Strategic Planning, New Business Development, Equities, Analytics, Product Development, Analysis, Cross-functional Team..., Finance, Entrepreneurship, Business Planning, Management, Business Development, Marketing Strategy, Capital Markets, Investments, Strategy, Financial Modeling, Start-ups, Wealth Management, Securities, Sales, Strategic Partnerships, Emerging Markets, Marketing, Investment Banking, Mutual Funds, Valuation, Private Equity, Pricing, ETFs, Budgets, Competitive Analysis, Banking
Education
Columbia University - Columbia Business School 1997 — 1999
MBA, Finance and Marketing
ESSEC Business School 1991 — 1993
Diplome d'Ecole Superieure, Finance and Accounting
Kenyon College 1987 — 1991
BA, Economics and Mathematics
Lindberg & Ripple 2013 - Present
Trust Company of Connecticut / First Niagara Investment Management 2003 - 2013
Derby Capital Management 2001 - 2003
Prudential Securities 2000 - 2001
Bear, Stearns & Co. Inc. 1998 - 2000
pwc - PricewaterhouseCoopers 1992 - 1998
Skills
Portfolio Management, Accounting, Fixed Income, Equity Research, Mergers, Holistic Financial..., Strategic Financial..., Investment Management, Financial Advisory, Credit, Mergers & Acquisitions, Mutual Funds
Education
Hobart and William Smith Colleges
Northeastern University - Graduate School of Business Administration
mba msa
- Consultant, Expert Witness and Senior Advisor March 2009 - Present
Center for Financial Stability 2011 - 2013
Financial Crisis Inquiry Commission February 2010 - January 2011
Bear Stearns April 1997 - June 2008
Prudential Securities June 1994 - October 1996
Dean Witter September 1992 - June 1994
U.S.Senate Banking Committee February 1989 - August 1992
White & Case November 1984 - February 1989
Skills
Expert Witness, Fixed Income, Securitization, Securities, Valuation, Financial Regulation, Structured Finance, Investment Banking, Capital Markets, Finance, Structured Products, Corporate Governance, Derivatives, Financial Services, Hedge Funds, Equities, Market Risk, Investment Management, Banking, Alternative Investments
Education
Columbia University School of Law 1981 — 1984
JD
Vanderbilt University 1975 — 1979
BA, Political Science, Economics
The CenterCap Group, LLC August 2009 - Present
CBRE Investors July 2007 - May 2009
Lehman Brothers September 2006 - July 2007
Wachovia Securities, LLC June 2001 - September 2006
Prudential Securities September 1998 - December 2000
Bangkok Bank PCL 1996 - 1996
National Westminster Bank 1994 - 1996
Skills
Investment Properties, Investments, Asset Managment, Real Estate Economics, Asset Management, Mergers & Acquisitions, Private Equity, Valuation, Structured Finance, Due Diligence, Portfolio Management, Management, Real Estate Development, Alternative Investments, Disposition, Financial Structuring, Investment Banking
Education
Columbia University - Columbia Business School 1997 — 1998
MBA, Finance
University of Pennsylvania 1990 — 1994
BA, Economics and International Relations
Ruamrudee International School 1981 — 1990
Spectrum Group Management February 2015 - Present
Children's Aid Society June 2013 - Present
Gates Capital Management February 2010 - February 2015
Solution Capital Partners February 2008 - February 2010
West Side Advisors December 2000 - February 2008
GEM Capital Management December 1996 - December 2000
Prudential Securities September 1991 - December 1996
Education
Columbia University - Columbia Business School 1996 — 1998
Master of Business Administration (MBA)
Cornell University 1987 — 1991
Bachelor of Arts (BA), Government (Modern European Studies), Italian Literature
Charles River Associates 2010 - Present
LECG, LLC 2003 - 2010
The Brattle Group 1999 - 2003
Putnam, Hayes & Bartlett 1998 - 1999
Prudential Securities 1988 - 1996
Skills
Valuation, Financial Modeling, Strategic Planning, Due Diligence, Mergers, Corporate Finance, Economics, Finance, Financial Services, Private Equity, Business Valuation, Consulting, Mergers & Acquisitions, Venture Capital, Financial Analysis, Risk Management, Management Consulting, Strategy, Management, Corporate Development, Acquisition Integration
Education
University of Rochester - Simon Business School 1996 — 1998
MBA, Finance
Cornell University 1984 — 1988
AB, Economics
Byram Hills 1980 — 1984
Wells Fargo Advisors July 1973 - Present
Thomas Jefferson University Hospitals July 1989 - Present
Rajant Corporation July 2001 - July 2015
Elkins & Co July 1973 - July 2015
Moore College of Art and Design July 1984 - 2014
Methodist Home for Children Foundation 1984 - 2012
KBJ Properties LLC 2005 - 2011
Prudential Securities 1982 - 2003
United States Marine Corps June 1968 - May 1972
Education
University of Pennsylvania - The Wharton School 1967 — 1969
MBA, Finance
Colgate University 1963 — 1967
BA, Economics
McKinley Carter Wealth Services, Inc September 2003 - Present
Willow Glen Capital, LLC October 2010 - Present
McKinley Properties, LLC February 2007 - Present
Prudential Securities July 1996 - September 2003
WesBanco Securities 1994 - 1996
WesBanco Trust and Investments 1991 - 1994
Skills
Investments, Wealth Management, Strategy, Retirement Planning, Portfolio Management, Investment Advisory, Mutual Funds, Leadership, Management, Finance, Real Estate, Strategic Planning, Wealth, Real Estate Development, Sales Management
Education
The Aji Network 2008 — 2010
Business Professional Course
College for Financial Planning 2006 — 2007
West Liberty State University 1991 — 1995
BS/BA, Marketing
UNICEF April 2011 - Present
Bank Leumi/Fidelity Information Services November 2009 - October 2010
Prudential Equity Group 2003 - 2008
Prudential Securities 1997 - 2003
The Chase Manhattan Bank 1984 - 1996
Skills
Lotus Notes, Software Development
Education
Columbia University in the City of New York 1968 — 1972
BA, Math
Stuyvesant H.S. 1964 — 1968
Morgan Stanley May 2006 - Present
ABN AMRO 2004 - 2006
Moody's Investors Service July 1997 - June 2004
Prudential Securities 1996 - 1997
Skills
Securitization, ABS, Structured Finance, Capital Markets, Credit Analysis, STUDENT LOAN, Higher Education, Loans, Loan Origination, Financial Structuring, Derivatives, Investment Banking, Fixed Income, Structured Products, Credit Risk, Securities, Financial Modeling, Bonds, Credit Derivatives, Credit, Corporate Finance, Equities, Valuation, Portfolio Management, Alternative Investments, Finance, Financial Services, Banking, Hedge Funds
Education
Columbia University - Columbia Business School
Syracuse University
Bachelor's Degree, Accounting
Mission Markets Inc. September 2012 - April 2015
Jackson Securities April 2010 - August 2012
Banc of America Securities LLC November 2001 - May 2009
Prudential Securities December 1998 - November 2000
KPMG Peat Marwick LLP April 1997 - December 1998
First Albany Corp. February 1996 - March 1997
Merrill Lynch August 1988 - January 1996
The Penn Central Corporation January 1980 - December 1986
Skills
Market Risk, Public Finance, Credit Risk, Municipal Bonds, Private Placements, Legal Compliance, Financial Risk, Risk Assessment, Standards Compliance, Credit Analysis, Securities Regulation, Enterprise Risk..., Interest Rate..., Contract Negotiation, Securities Offerings, Regulation D, Corporate Finance, Investment Banking, Investments, Securities, Capital Markets, Due Diligence, Finance, Equities, Asset Management, Structured Finance, Fixed Income, Strategy, Management, Financial Modeling
Education
Columbia University in the City of New York 1987 — 1988
Master of Business Administration (MBA), Accounting and Finance
Duke University 1975 — 1978
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law, 3.39
Union College 1971 — 1975
Bachelor of Arts (B.A.), Political Science and Government, 3.54
PNC October 2014 - Present
Citizens Bank 2009 - 2014
Wachovia Bank 2007 - 2008
Wachovia Bank 2005 - 2007
Wachovia Bank October 2003 - June 2005
Wachovia Securities June 2002 - September 2003
Prudential Securities June 1999 - May 2002
Bear Stearns June 1998 - May 1999
Skills
Coaching, Business Credit, Retail Credit Trained, Team Building, Sales Management, Production Management, Product Management, Marketing Strategy, Product Marketing, Commercial Banking, Retail Banking, Banking Relationships, Banking, Professional Networking, Relationship Development, Salesforce.com, Sales Process, Training & Development, Staff Training, Small Business Lending, Cross Selling, Risk Management, Portfolio Management, Refinance, Investments, Wealth Management, Training, Building Relationships, Recruiting, Cold Calling, Commercial Mortgages, Asset Based Lending, Talent Acquisition, SBA, Credit Risk, Financial Services, Relationship Management, Mortgage Lending, Consumer Lending, Loans, Loan Origination, Credit Analysis, Lines Of Credit, Sales, Credit, Commercial Lending, Finance, Residential Mortgages, Customer Service, Leadership
Education
Penn State University 1995 — 1999
BA, Economics
Columbia University in the City of New York 1997 — 1998
Visiting Student, Economics
UBS Financial Services November 1999 - Present
Prudential Securities April 1993 - November 1999
Prudential Property & Casualty 1988 - 1992
Education
Cornell University 1984 — 1988
Bachelor of Arts, Economics, Government
Christian Brothers Academy 1980 — 1984
High School, Christian Brothers Academy
Girard Securities January 2008 - Present
United Capital Financial Advisors, Inc 2008 - Present
SunAmerica 1988 - 2008
Prudential Securities 1984 - 1988
Dun & Bradstreet 1982 - 1984
Skills
Big Picture Thinking, Analytical Skills, Building Strong..., Crisis Resolution, Financial Advisory, Wealth Management, Retirement Planning, IRAs, Investments, Strategic Financial..., Insurance, Investment Strategies, Estate Planning, Investment Advisory, Alternative Investments
Education
College for Financial Planning 1984 — 1986
Certified Financial Planner
University of South Florida 1976 — 1980
Miami Beach High School
Mutual of America July 2010 - Present
Mutual of America March 2005 - June 2010
Mutual of America Securities Corporation March 2005 - June 2010
ECA Marketing February 2002 - February 2005
Prudential Securities January 2001 - January 2002
North Star Resource Group September 1997 - December 2000
Skills
401k, Defined Benefit, Retirement, IRAs, Retirement Planning, ERISA, Pensions, Investments, Mutual Funds, Asset Allocation, Defined Contribution, Roth IRA, Sales, Insurance, Series 63, Series 6
Education
College for Financial Planning 2009 — 2009
CRPS, Chartered Retirement Plans Specialist
Saint Cloud State University - G.R. Herberger College of Business 1993 — 1997
Bachelor of Science (BS), Marketing
Gaming Partners International Corporation November 2009 - Present
The Upper Deck Company May 2006 - September 2009
Citi Group November 2003 - June 2006
Prudential Securities September 2001 - November 2003
Smith Barney 1995 - 2001
National Investment & Tax Managers 1992 - 1995
Skills
Forecasting, Strategic Planning, Inventory Management, Management, Process Improvement, Budgets, Purchasing, Supply Chain, Cross-functional Team..., Manufacturing, Customer Service, Leadership, Microsoft Excel, Team Building, Negotiation, Sales, Operations Management, Vendor Management, Business Strategy, Product Development, Project Management, New Business Development, Project Planning, Start-ups, Analysis
Education
University of Phoenix 2001 — 2005
BS, Business Management
College of Southern Nevada 1999 — 2001
AA, General Studies
Las Vegas High School 1984 — 1988
UBS Financial Services Inc February 2014 - Present
UBS Financial Services Inc. January 2013 - January 2014
UBS Financial Services Inc. January 2007 - December 2012
UBS PaineWebber May 2002 - December 2006
Prudential Securities January 2000 - May 2002
Education
College of the Holy Cross 1988 — 1992
BA
Bank Leumi USA February 2013 - Present
Independent Consulting February 2008 - Present
The Dessoff Choirs Inc July 2002 - Present
Smith Barney/Citigroup February 2006 - February 2008
Firemans Fund Insurance Company February 2003 - February 2006
Prudential Securities March 1985 - November 2001
Prudential Financial 1997 - 2000
Standard & Poor's August 1981 - March 1985
Skills
General Management, Marketing Strategy, Marketing Communications, Branding, Customer Segmentation, Product Development, Business Intelligence, Marketing Research, Customer Analytics, Management, Integrated Marketing, Analytics, Segmentation, CRM, Start-ups, Strategy, Advertising, Financial Services, Marketing, Leadership, Business Strategy, Business Planning, Strategic Planning
Education
New York University - Leonard N. Stern School of Business
MBA
Columbia University in the City of New York
MA
Wheaton College (MA)
BA
DHD - Data Hardware Depot April 2012 - Present
Worldwide Supply, LLC June 2010 - April 2012
Management Recruiters - Santa Barbara January 2007 - June 2010
American Communications, LLC April 2002 - January 2007
Prudential Securities October 2000 - December 2002
Morgan Stanley Dean Witter September 1999 - October 2000
Skills
Cisco Technologies, Juniper, HP, F5 BigIP, Riverbed, Brocade, Adtran, Extreme Programming, Force10, Enterasys, MPLS, Unified Communications, Telecommunications, Enterprise Software, VoIP, Strategic Partnerships, VPN, Direct Sales, Sales, Business Alliances, Data Center, Go-to-market Strategy
Education
Covenant College 1997 — 1999
BA, History, Philosophy
Westmont College 1994 — 1997
Tata Consultancy Services (TCS) October 2012 - Present
William E. Wecker Associates, Inc. 2010 - 2011
QRX Group 2004 - 2009
Countrywide Securities Corporation 2002 - 2003
University of Michigan Business School 1998 - 2000
Prudential Securities 1997 - 1998
Salomon Brothers 1996 - 1997
Merrill Lynch 1995 - 1996
Hudson Capital Group 1994 - 1995
Skills
R, SAS, SQL, Data Analysis, MapReduce, Statistics, Hadoop, Hive, Unix, Forecasting, Java, Linux, Perl, SAS Macro, S-Plus, C, C++, Fortran, Regression Analysis, Survival Analysis, MBS, ABS, Applied Mathematics, Probability, Tableau, Teradata, GLM
Education
Columbia University in the City of New York 1993 — 1994
MA, Statistics
University of Michigan 1989 — 1993
BS, Mathematics, Statistics
Andover High School 1985 — 1989
High School Diploma
SunTrust August 2015 - Present
UBS Wealth Management January 2013 - July 2015
UBS Financial Services Inc August 2009 - December 2012
UBS Financial Services Inc October 2007 - July 2009
UBS Financial Services, Inc July 2005 - September 2007
Wachovia Securities January 2003 - May 2004
Prudential Securities April 2000 - January 2003
Prudential Securities December 1998 - April 2000
U.S. Naval Reserves December 1994 - May 1999
Prudential Securities August 1994 - December 1998
Skills
Leadership, Sales Management, Recruiting, Wealth Management, Financial Advisory, Life Insurance, Annuity Sales, Coaching, Training, Management, Leadership Development, Investment Strategies, Series 8, Series 7, Series 63, Series 65
Education
Cornell University 1984 — 1988
BA, Government, Economics, German
Oley Valley High School 1980 — 1984
Diploma
GXT Green December 2010 - Present
EMC March 1997 - December 2008
1105 Consulting February 1999 - December 2003
Mercury Wealth Management January 2002 - March 2003
Charles River School September 1999 - September 2002
St. Andrews Episcopal Church of Wellesley January 2000 - January 2001
Prudential Securities 1989 - 2001
EMC March 2000 - May 2000
Kidder Peabody February 1985 - August 1989
Green Vale School September 1976 - June 1985
Skills
Cross-functional Team..., Start-ups, Entrepreneurship, Business Development, Program Management, Business Planning, Leadership, Analytics, Enterprise Software, Strategy, Lead Generation, New Business Development, Team Leadership, Strategic Planning, Sales Management, Marketing, Business Analysis, Management, Product Development, Process Improvement, Sales, Forecasting, Integration, Product Management, SaaS, Cloud Computing, Business Strategy, Competitive Analysis, Finance, Solution Selling, Product Marketing, Executive Management, CRM, Budgets, Strategic Partnerships, P&L Management, Pricing, Product Launch, Management Consulting, Go-to-market Strategy, Professional Services, Salesforce.com, Mergers & Acquisitions, Consulting, Sales Operations
Education
University of Pennsylvania - The Wharton School 1990 — 1993
Columbia University in the City of New York 1985 — 1990
Masters
University at Albany, SUNY 1972 — 1976
BA
TABR Capital Management, LLC February 2004 - Present
Prudential Securities July 1985 - February 2004
E.F. Hutton & Company December 1981 - July 1985
Education
Cal State Fullerton 1977 — 1981
BA in Sports Administration
College of the Sequoias 1975 — 1977
AA Degree
Columbia Business School January 2013 - Present
37 Angels 2012 - Present
Columbia Business School, UC Berkeley, NYU June 2010 - Present
Fresco Education Fund, Alice App, Startup Leadership Program June 2013 - Present
Delphinity 2010 - January 2013
McKinsey & Company August 2007 - August 2010
Teach for America 2009 - 2009
Providian Financial / Washington Mutual March 2001 - August 2005
Prudential Securities December 1999 - March 2001
Skills
Leadership Development, Management Consulting, Change Management, Organizational..., Organizational Change, Educational Leadership, Training & Development, Training Delivery, Speaking Engagements, Conference Speaking, Angel Investing, Social Entrepreneurship, Public Speaking, Strategy, Start-ups, Due Diligence, Entrepreneurship, Investments, Venture Capital, Corporate Development, Private Equity, Employee Training, Strategic Consulting, Mergers & Acquisitions, Leadership, Business Strategy, Management, Consulting
Education
Columbia University - Columbia Business School
University of California, Berkeley
International School of Beijing
Bressler, Amery & Ross, P.C. June 2015 - Present
U.S. Department of Justice, Civil Division June 2014 - June 2015
Day Pitney LLP January 2010 - June 2014
New Jersey Crime Victims Law Center September 2009 - December 2009
Lincoln Square Legal Services August 2008 - December 2008
Day Pitney LLP May 2008 - August 2008
Securities and Exchange Commission June 2007 - August 2007
A.G. Edwards & Sons December 2001 - July 2006
Prudential Securities June 1999 - December 2001
United States Air Force August 1990 - July 1994
Skills
Litigation, Legal Writing, Civil Litigation, Legal Research, Legal Assistance, Appeals, Creditors' Rights, Pleadings, Securities, Motions, Corporate Governance, Securities Regulation, Dispute Resolution, Commercial Litigation, Franchise Litigation, Trade Secrets, International Trade Law, Customs Valuation, Customs Regulations, International Trade, Mediation, Courts, Franchising
Education
Fordham University School of Law 2006 — 2009
J.D., Law
Rutgers University-New Brunswick 1996 — 1998
BA, Political Science
Community College of the US Air Force 1990 — 1993
Associate, Applied Science, Avionics Systems Technology
Fidelity Investments November 2014 - Present
Raymond James October 2010 - 2014
Dexia Credit Local 2007 - 2010
JPMorgan 2004 - 2007
Bank One / JP Morgan 2001 - 2004
Jackson Securities 2000 - 2001
JC Bradford 1997 - 2000
AIG 1996 - 1997
Prudential Securities 1993 - 1996
Skills
Fixed Income, Bonds, Structured Finance, Structured Products, Capital Markets, Investment Banking, Debt, Derivatives, Credit Analysis, Options, Interest Rate..., Market Risk, FX Options, Swaps, Financial Markets, Financial Structuring, Alternative Investments, Bloomberg, Financial Modeling, Hedge Funds, Securities, Valuation
Education
Columbia University - Columbia Business School
MBA, Finance
Stanford University
Bachelor of Arts (B.A.), Economics
Synapse Technologies September 2014 - Present
Kinetix February 2013 - September 2014
Jack Nadel International June 2011 - January 2013
Prudential Securities 1996 - 1998
ChildPlus Software 1994 - 1996
Cable News Network 1989 - 1994
CNN 1988 - 1989
Skills
Account Management, Marketing, Networking, Social Media Marketing, Sales, Sales Presentations, Social Media, Recruiting, Training, Strategic Planning, Business Development, Temporary Placement, Lead Generation, Customer Service, Salesforce.com, B2B, Advertising, Human Resources, Cold Calling, New Business Development
Education
Ithaca College 1985 — 1988
BS, Communication and Media Studies
Colgate University 1984 — 1985
Liberal Arts and Sciences, General Studies and Humanities
Edward Jones August 1994 - Present
Prudential Securities January 1982 - July 1994
J. B. Hanauer & Co. April 1980 - December 1981
Skills
Investments, Series 7, Retirement Planning, Wealth Management, Mutual Funds, Retirement, Investment Advisory, Asset Allocation, Investment Strategies, Customer Service
Education
College for Financial Planning 1985 — 1987
Certified Financial Planner
Emory University 1975 — 1979
Bachelor of Science (B.S.), Biology
Millburn High School 1972 — 1975
Related 2012 - Present
New York Jets 2001 - 2012
Miami Heat 1998 - 2001
Prudential Securities 1994 - 1996
Education
Stanford University Graduate School of Business 1996 — 1998
MBA
Columbia College (NY) 1989 — 1993
BA, Urban Studies - History
Ferguson Partners March 2012 - Present
Flint Creek Partners, LLC July 2002 - January 2012
Houlihan Lokey February 2001 - February 2002
Prudential Securities August 1999 - January 2001
Education
Columbia University - Columbia Business School 1997 — 1999
MBA
Georgetown University 1989 — 1993
B.S.
Bessemer Trust August 2011 - Present
Boxwood Strategic Advisors May 2007 - August 2011
Morgan Stanley Trust Company NA August 2006 - May 2007
Deutsche Bank 2003 - 2006
Lehman Brothers 1991 - 2000
Prudential Securities July 1987 - January 1992
Kidder Peabody June 1985 - July 1987
Simpson Thacher & Bartlett LLP 1983 - 1985
Carter Ledyard & Milburn LLP May 1977 - January 1983
Skills
Alternative Investments, Hedge Funds, Wealth Management, Investments, Private Equity, Asset Allocation, Equities, Wealth Management..., Investment Strategies, Estate Planning, Investment Management, Venture Capital, Portfolio Management, Securities, Investment Banking, Investment Advisory, Fixed Income, Client Advisory, Client Acquisition, Family Wealth, Family Owned Companies, Privately Held Companies, Clients in the Public..., Asset Management, Capital Markets, Investment Advisory..., Restructuring, Valuation, Emerging Markets, Private Companies, Finance, Equity Research, Financial Structuring, Mergers & Acquisitions, Due Diligence, Strategic Financial..., Family Office, Financial Advisory, High Net Worth..., Investor Relations, Private Placements, FINRA, ETFs, Entrepreneurship, Fund Of Funds, Mutual Funds, Wealth, Trusts, Series 7, Financial Services
Education
Columbia Law School 1974 — 1977
JD, Private Client Law
Yale University 1970 — 1974
AB, American Studies
St. Paul's School 1965 — 1970
The Buckley School in New York City 1958 — 1965
Inverness Advisors, a division of KEMA Partners LLC 2011 - Present
Burrill & Company, Merchant Banking 2008 - 2011
CFD Therapeutics, Inc. March 2006 - 2008
Deutsche Bank Securities 2003 - 2006
diaDexus 2001 - 2003
Prudential Securities 1998 - 2001
Skills
Business Development, Private Equity, Venture Capital, Business Strategy, Investment Banking, Mergers & Acquisitions, Due Diligence, Equities, Biotechnology, Valuation, Capital Markets, Mergers, Financial Modeling, Investments, Corporate Finance
Education
Cornell University
BA
McDonogh School
Sandler O'Neill & Partners, L.P. April 2003 - Present
Prudential Securities June 2002 - April 2003
Skills
Banking, Commercial Banking, Equities, Financial Institutions, Equity Research, Hedge Funds, Investments, Restructuring, Series 7, Private Equity, Valuation, Investment Banking, Bloomberg, Fixed Income, Capital Markets, Financial Modeling
Education
Cornell University 1998 — 2002
B.A., Economics; Psychology
Vanderbilt University May 2011 - Present
Wachovia Securities July 2003 - October 2007
Prudential Securities March 1999 - July 2003
Education
Vanderbilt University - Owen Graduate School of Management 2009 — 2011
mba
Davidson College 1993 — 1997
Albert Investments January 2007 - Present
Self Employed/Independent Contractor December 1996 - December 2006
Prudential Securities September 1983 - November 1996
Morgan Stanley June 1970 - August 1983
United States Army February 1966 - December 1968
Citibank June 1964 - January 1966
Skills
Finance, Valuation, Training, Investments, Capital Markets, Mergers, Investment Banking, Financial Analysis, Equities, Mergers & Acquisitions, Securities, Financial Risk, Corporate Governance, Executive Management, Emerging Markets, Business Development, Strategy
Education
Columbia University - Columbia Business School 1969 — 1970
MBA, Finance
Artillery Officer Candidate School, Fort Sill, Oklahoma, Class #28-66 1966 — 1966
Commissioned 2nd Lt. U.S. Army 12/6/1966
Princeton University 1960 — 1964
AB, History, Minor Economics and French
The Peddie School 1958 — 1960
High School Diploma
Credit Scores USA RealtorAllison James Estates & HomesJanuary 2007 - Present
Prudential Securities January 1998 - December 2000
Education
Cuyahoga Community College 1977 — 1979
General
Committee for Monetary Research & Education May 2011 - Present
Myrmikan Capital, LLC December 2009 - Present
Bearing Capital LLC February 2008 - May 2010
GIANTmicrobes, Inc. October 2001 - February 2008
Simpson Thacher & Bartlett LLP October 2001 - April 2004
Shearman & Sterling LLP May 2000 - August 2000
Preferred Health Systems, LLC June 1996 - October 1997
Prudential Securities 1993 - 1995
International Herald Tribune January 1992 - July 1992
Skills
Start-ups, Leadership, Management, Nonprofits, Corporate Law, Asset Management, Litigation, Venture Capital, Private Equity, Corporate Development, Mergers & Acquisitions, Due Diligence, Research, Financial Services, Hedge Funds, Alternative Investments, Capital Markets, Valuation, Financial Structuring, Business Strategy, Telecommunications
Education
INSEAD 2004 — 2005
MBA
Columbia Law School 1998 — 2001
JD
Vanderbilt University 1992 — 1996
BA
Groton School 1988 — 1991
Mintz Group February 2011 - Present
FBR Capital Markets September 2009 - February 2011
Watch Hill Partners March 2005 - August 2009
Veronis Suhler Stevenson 2004 - 2005
Prudential Securities 1998 - 2002
Education
Columbia Business School 2002 — 2004
MBA, Finance
Trinity College-Hartford 1994 — 1998
BA, Economics
Pomfret School 1990 — 1994
Leibowitz Marketing Services, Inc July 2009 - December 2012
Teen Entrepreneur Boot Camp May 2010 - August 2010
UBS Financial Services Inc 2006 - 2008
Wachovia Corp (formerly Prudential Securities) 1998 - 2005
Prudential Securities 1983 - 1998
Prudential Securities 1980 - 1983
Skills
Executive Pay, Relationship Management, Project Management, Financial Services, Equities, Entrepreneurship, Program Management, Market Research, Start-ups, Deferred Compensation, Marketing, Business Process..., Strategy, Process Improvement
Education
D'Amore-McKim School of Business at Northeastern University
MBA, Finance
Emmanuel College
BA, History
NYU Langone Medical Center May 2014 - Present
Bessemer Trust May 2003 - April 2014
Prudential Securities April 2001 - April 2003
Dreyfus Corporation November 1999 - March 2001
Dain Rauscher 1996 - 1999
Skills
Investor Relations, Investments, Asset Allocation, Portfolio Management, Management, Wealth Management, Alternative Investments, Cross-functional Team..., Marketing, Asset Management, Wealth Management..., Business Development, Training, Strategic Planning, Investment Management, Internal Communications, Hedge Funds, Financial Advisory, Advertising, Strategy
Education
Columbia University in the City of New York 2004 — 2006
MS
The University of North Dakota 1991 — 1995
BSPA
Mercedes Benz USA April 2010 - Present
Mercedes Benz USA February 2009 - April 2011
adMarketplace May 2008 - February 2009
Memedia (Formerly WhenU) June 2006 - February 2007
Mercedes-Benz USA August 2001 - June 2006
Mercedes-Benz USA October 2001 - August 2004
Crossroads Technologies June 2000 - April 2001
Prudential Securities 1999 - 2000
Skills
Product Management, Project Management, Automotive
Education
Columbia University in the City of New York 1995 — 1999
BSEE, Electrical Engineering
Choate Rosemary Hall 1991 — 1995
High School
Retired from Wall Street July 2013 - Present
Piper Jaffray March 2009 - July 2013
Credit Suisse March 2006 - December 2008
Prudential Securities 1994 - 2006
Skills
Investor Relations, Equities, Valuation, Private Equity, Capital Markets, Financial Modeling, Asset Management, Equity Research, Investment Banking, Corporate Finance
Education
Cornell University 1990 — 1994
Bachelor of Science (BS), Business
Pouschine Cook Capital Management, LLC 1999 - Present
Prudential Securities 1997 - 1999
Image Tuxedos, a Division of Student Agencies 1994 - 1995
Skills
Strategic Planning, Mergers, Private Equity, Corporate Development, Venture Capital, Negotiation, Business Strategy, Business Development, Due Diligence, Financial Analysis, Business Planning, Divestitures, Mergers & Acquisitions, Investments, Restructuring, Portfolio Management, International Business, Leadership, P&L Management, Financial Structuring, Strategy, Start-ups, Capital, Investment Banking, Finance, Leveraged Finance, Strategic Financial..., Acquisition Integration, Enterprise Software, Valuation, Competitive Analysis, Investor Relations, Asset Management, Business Valuation, Corporate Finance, Emerging Markets, Financial Modeling, Hedge Funds, Executive Management, Alternative Investments, M&A experience, Entrepreneurship, IPO, Acquisitions, Equities, Management Consulting, LBO, Strategic Partnerships, New Business Development, Capital Markets
Education
Columbia University - Columbia Business School 2006 — 2007
MBA, (Beta Gamma Sigma Honors)
Cornell University 1993 — 1997
BA, Economics (Magna Cum Laude)
London School of Economics and Political Science 1996 — 1996
Societe Generale Corporate and Investment Banking - SGCIB April 2014 - Present
Chopper Trading July 2010 - April 2014
State Street Corporation July 2008 - July 2010
Fannie Mae May 2005 - July 2008
Barclays Capital September 2002 - April 2005
Credit Suisse First Boston February 1997 - September 2002
Lehman Brothers March 1993 - February 1997
Prudential Securities May 1991 - March 1993
Skills
Derivatives, High Frequency Trading, Electronic Trading, FX Options, Trading Systems, Financial Markets, Quantitative Analytics, Quantitative Finance, Hedge Funds, Fixed Income, Financial Risk, Options, Trading, Equity Derivatives, Capital Markets, Market Data, Equities, Hedging, Interest Rate..., Proprietary Trading, Commodity, Low Latency
Education
New York University 1986 — 1992
Ph.D., Physics
Stony Brook University 1985 — 1986
M.S., Applied Mathematics
Cornell University 1979 — 1983
B.S., Engineering Physics
TM Capital Corp. January 2008 - Present
TM Capital Corp. June 2001 - December 2007
Prudential Securities 1989 - 2001
Thomson McKinnon Securities Inc. 1986 - 1989
McKenna Long & Aldridge LLP 1984 - 1986
Skills
Investment Banking, Middle Market, Mergers, Acquisitions, Business Valuation, Valuation, Litigation Support, Financial Analysis, Board Advisory Services, Private Equity, Venture Capital, Corporate Finance, Business Strategy, Cross-border M&A, Cross-border...
Education
Columbia University School of Law
University of Pennsylvania
National Public Finance Guarantee Corp. September 2008 - Present
MBIA Insurance Corporation September 2001 - September 2008
MBIA Investment Management Corp. September 1993 - September 2001
JC Bradford & Co. 1991 - September 1993
Marine Midland Bank 1989 - 1991
Prudential Securities 1985 - September 1989
Skills
Affordable Housing, Portfolio Management, Team Leadership, Organizational..., CRM, Training, Venture Capital, Asset Managment, Investments, Public Finance, Finance, Bonds, Program Management, Financial Analysis, Fixed Income, Credit, Financial Structuring, Start-ups, Real Estate Economics, Financial Modeling, Structured Finance, Credit Analysis, Capital Markets, Investment Banking, Project Finance, Emerging Markets, Due Diligence, Corporate Finance, Private Equity, Bloomberg, Valuation, Mortgage Lending, Loans, Credit Risk, Asset Management, Securitization
Education
Columbia University - Graduate School of Architecture, Planning and Preservation
M.S., Urban Planning/Preservation
Connecticut College
B.A.
Burnham Securities Inc. June 2014 - Present
LR Global June 2011 - May 2014
G.C. Andersen Partners LLC 2005 - 2011
Ryan Beck & Co. 2000 - 2005
Josephthal & Co. 1996 - 2000
Prudential Securities 1990 - 1996
Skills
Private Equity, Small Business Lending, Hedge Funds, Autism Spectrum..., Venture Capital, Corporate Finance, Fundraising, Mergers, Business Valuation, Mergers & Acquisitions, Private Placements, Equities, Restructuring, Investment Banking, Due Diligence, Financial Modeling, Valuation, Negotiation, Asset Management, Portfolio Management, Investments, Executive Management, Emerging Markets, Investor Relations, Start-ups, Investment Strategies, Corporate Development, Financial Services, Financial Analysis, Finance, Securities, Complex Restructurings, Legal and Compliance, Capital Raising, Corporate Governance, New Product Development, Initial Public Offerings, Fixed Income, IPO, Investment Management, Strategy, Trading
Education
Columbia University School of Law
J.D., Law
Columbia University in the City of New York
B.A., Economics
Intex Solutions March 2003 - Present
TAG Venture Parnters January 2001 - December 2002
Prudential Securities June 1999 - December 2000
J.P. Morgan June 1998 - August 1998
Skills
Strategy, Asset Managment, Business Development, Management Consulting, Structured Finance, Business Strategy, Financial Modeling, Venture Capital
Education
Cornell University
Bachelor of Science (B.S.)
Loomis Chaffee
Renbrook
Babson Capital Management September 2013 - Present
Scottish Re March 2004 - September 2013
Bear Stearns January 2001 - December 2003
Prudential Securities January 2000 - December 2000
Scudder Investments March 1994 - January 1998
Skills
Capital Markets, Fixed Income, Valuation, Portfolio Management, Financial Modeling, Financial Analysis, Investments, Structured Finance, Asset Managment, Risk Management, Alternative Investments, Hedge Funds, Corporate Finance, Insurance, Due Diligence, Securities, Financial Reporting, Corporate Development, Derivatives, Mergers
Education
Columbia University - Columbia Business School 1998 — 1999
MBA, Finance, General
Rutgers University-New Brunswick 1989 — 1993
BA, Economics
High School
High School
Prudential Financial, Group Insurance July 2013 - Present
Prudential Investments, Wealth Management Solutions March 2008 - June 2013
Prudential Investments January 2006 - March 2008
Prudential Investments January 2002 - January 2006
Prudential Investments November 2000 - December 2001
Prudential Securities June 1999 - November 2000
Skills
Separately Managed..., Unified Managed Accounts, Mutual Funds, Asset Allocation, Wealth Management, Investment Strategies, Fixed Income, Investment Management, Financial Advisory, Hedge Funds, Bonds, Series 7, Bloomberg, ETFs, Series 65, Financial Modeling, Derivatives, Series 63, Due Diligence, Insurance, Life Insurance, FINRA, Series 24, Securities
Education
Messiah College 1995 — 1999
BA, Mathematics and secondary education
College for Financial Planning
AAMS®, Accredited Asset Management Specialist
FINRA
Series 7 and 66
US Coast Guard Auxiliary January 2012 - Present
Safanad Inc 2009 - Present
U.S. Coast Guard Auxiliary 2010 - 2012
USCG Forces 2009 - 2010
ARC Global Partners 2007 - 2009
Prudential Securities January 1985 - December 2000
Prudential Securities Capital Finance Group 1994 - 2000
Skills
Contingency Planning, International Relations, Emergency Management, Marketing, Military, Marketing Strategy, Management Consulting, Mergers, Maritime Security, Team Leadership, Government, Nonprofits, Disaster Response, Restructuring, Public Relations, Navigation, Training, Microsoft Office, New Business Development, Volunteer Management, Project Management, Change Management, Preparedness, Business Development, Enforcement, Business Strategy, Organizational..., Social Media, Start-ups, Research, Negotiation, Investments, Real Estate, Coaching, Customer Service, Risk Assessment, Security Clearance, Counterterrorism, Strategic Planning, Executive Management, Maritime Domain..., Strategic Partnerships, Asset Management, Public Safety, Strategic Communications, Vendor Management, Cloud Computing, Telecommunications, Strategic Financial..., Business Planning
Education
Columbia University in the City of New York 1977 — 1979
Banc of America Securities 2006 - Present
Prudential Securities 2001 - 2006
Education
Colgate University 1996 — 2000
Jefferies & Company 2009 - Present
UBS Investment Bank 2006 - 2008
Peter J. Solomon Company 2001 - 2005
Prudential Securities 1996 - 2001
Skills
Valuation, Investment Banking, Equities, Financial Modeling, Restructuring, Corporate Finance, Fixed Income, Alternative Investments, LBO, Private Equity, Securities, Hedge Funds, Leveraged Finance, Private Placements, Capital Markets, Due Diligence
Education
College of the Holy Cross 1988 — 1992
BNY Mellon September 2008 - Present
Securities Operations Forum June 2006 - Present
Morgan Stanley June 2008 - September 2008
Wachovia Securities March 2005 - December 2006
Prudential Securities 1989 - 2005
Pilgrim Group, Inc. 1986 - 1988
Skills
Series 63, Mutual Funds, Fixed Income, Securities, Asset Management, Equities, Financial Services, Series 7, Hedge Funds, Relationship Management, Portfolio Management, Bonds, Risk Management, Process Improvement, Investments, Banking
Education
Columbia University in the City of New York
B.A., Economics
TAO Communications, Inc. September 1996 - Present
Booz & Company August 2011 - July 2013
Conde Nast 2005 - March 2013
Viacom 1990 - 2012
Robinson Lerer Sawyer Miller July 1994 - September 1996
Prudential Financial August 1991 - July 1994
Prudential Securities January 1990 - July 1991
Prudential Financial August 1988 - December 1989
United States Senate 1984 - 1986
Skills
Executive Communications, Ghostwriting, Strategic Communications, Speech Writing, Content Strategy, Thought Leadership, Non-profits, Web Content, Copywriting, Content Development, Corporate Communications, Editorial, Publications, Editing, Nonprofits, Crisis Communications, Communication Training
Education
Columbia University - Columbia Business School 1991 — 1993
MBA, Executive Program
Yale University 1984 — 1988
B.A., East Asian Studies
University of Oxford 1986 — 1987
PPE, Oriental Studies
Holton-Arms
Achaean Financial Holdings August 2013 - Present
Praetorian Advisors March 2004 - Present
UBS Investment Bank September 2002 - November 2004
Prudential Securities February 1996 - December 2001
Merrill Lynch September 1990 - February 1996
Goldman Sachs June 1982 - May 1990
Skills
Capital Markets, Derivatives, Management, Commodity, Investments, Private Equity, Marketing, Hedge Funds, Investment Banking, Alternative Investments
Education
The University of Chicago Booth School of Business 1980 — 1982
Dartmouth College 1976 — 1979
BA, Engineering, Mathematics
North State Utility Company, Inc. 1995 - Present
North State Group 1988 - Present
Prudential Securities 1987 - 1987
North State Securities Company 1981 - 1987
Skills
Business Strategy, Start-ups, Strategic Planning, Entrepreneurship, Mergers, New Business Development, Business Development, Energy, Venture Capital, Management Consulting, Product Management, Product Development, Business Planning, Negotiation, Renewable Energy, Management, Mergers & Acquisitions, Risk Management, Strategy, Marketing, Telecommunications
Education
Columbia University - Columbia Business School 1990 — 1992
MBA, Business
University of Wisconsin-Madison 1974 — 1980
BS, Biochemistry
Pelham Memorial High School
Prudential Securities 1987 - 2004
Skills
Fixed Income, Capital Markets, Bonds, Public Speaking, Project Management, New Business Development, Editing, Research
Education
Columbia University - Columbia Business School
MBA
Fordham College
Kronos Incorporated May 2008 - Present
Progressive Insurance January 1997 - December 2007
Progressive Insurance October 1997 - June 1999
Progressive Insurance January 1997 - October 1997
Prudential Securities June 1995 - January 1997
Skills
Integration, Process Improvement, Project Management, Analysis, Databases, Data Warehousing, Testing, Lotus Notes, ITIL, SharePoint, Business Analysis, Vendor Management
Education
Ursuline College 1998 — 2002
BA, Business Management
Cuyahoga Community College 1983 — 1993
AAB, Data Processing
Sunrise Wealth Partners March 2014 - Present
Fulcrum Securities, LLC November 2006 - March 2014
H2O Investments, Inc. June 2002 - November 2006
Prudential Securities November 1997 - June 2002
Education
Cornell University 1993 — 1997
BS, Business & Finance
Family Preservation Services June 2010 - February 2012
Walker Grant Middle School January 2006 - October 2010
Arista Records January 2001 - April 2003
Prudential Securities January 1999 - March 2003
Hachette Filipacchi Media January 1993 - February 1998
Skills
Mental Health
Education
University of Mary Washington 2005 — 2008
Special Eucation
Columbia College Chicago 1991 — 1993
BA, Journalism
Hampton University 1988 — 1991
Mass Media
The American University of Paris 1989 — 1989
summer school, French & Literature
JNE Consultants April 2010 - Present
91 Productions 2007 - Present
Deustche Bank 2008 - 2010
Credit Suisse First Boston 2000 - January 2007
Prudential Securities 1994 - 1997
Kidder Peabody 1992 - 1994
PricewaterhouseCoopers 1990 - 1994
Skills
Strategy, Strategic Partnerships, Leadership, Business Development, Change Management, Project Management, Strategic Planning, Recruiting, Talent Acquisition, Integration, Risk Management, Venture Capital, Strategic Communications, Private Equity, Management Consulting, Stakeholder Engagement, Stakeholder Analysis, Senior Stakeholder..., Process Improvement, Outsourcing Management, Offshore Operations
Education
Columbia University in the City of New York
Finance, Finance
Wellesley College
Political Science
The Men’s Wearhouse January 2014 - Present
Touchstone Applied Science Associates August 2007 - August 2009
New York Post June 2004 - May 2005
Prudential Securities June 2000 - August 2001
Education
CUNY New York City College of Technology
Bachelor of Science (B.S.), Information Systems
Johnson and Wales University
Associate of Science (A.S.), Web Development
Ladenburg Thalmann June 2009 - Present
Sponsors for Educational Opportunity 2003 - March 2014
UBS Investment Bank 1999 - 2008
Maguire & Moore Management & Research Company 1996 - 1999
Prudential Securities 1994 - 1996
Ladenburg Thalmann 1993 - 1994
Skills
Equities, Equity Research, Equity Valuation, Valuation, Capital Markets, Investment Banking, Global Markets, Energy, Oil & Gas Industry, Global Marketing
Education
Columbia University - Columbia Business School
MBA, Finance, Corporate Financial Reporting, Strategic Planning
Pace University - Lubin School of Business
BBA, International Business and Finance
Putnam Investments September 2008 - Present
Putnam Investments September 2003 - September 2008
Putnam Investments July 1993 - September 2003
Prudential Securities July 1989 - August 1991
Skills
Alternative Investments, Fixed Income, Bonds, Investment Banking, Credit Risk, Bloomberg, Finance, Equities, Financial Services, Structured Products, Hedge Funds
Education
Northwestern University - Kellogg School of Management 1991 — 1993
MM, Finance, Organizational Behavior
Dartmouth College 1985 — 1989
BA, Economics
Backal Financial Services February 2005 - Present
United Planners 2005 - Present
Prudential Securities June 1996 - February 2005
Skills
Portfolio Management, Retirement Planning, Wealth Management, Financial Planning, Investment Advisory, Asset Management, Employee Benefits, Investments, Financial Advisory, Strategic Financial..., Retirement, Securities, Estate Planning, Investment Management
Education
College for Financial Planning 1999 — 2000
CRPC - Chartered Retirement Planning Counselor
College for Financial Planning 1999 — 2000
CRPS - Chartered Retirement Plans Specialist
Temple University - Fox School of Business and Management 1992 — 1994
MBA, Finance
Skidmore College 1986 — 1990
BS, Business Administration
Shattan Mendel Enterprises January 2004 - Present
The Shattan Group 1996 - 2003
Prudential Securities 1992 - 1996
Kidder Peabody 1990 - 1992
Goldman Sachs 1978 - 1989
Chase Manhattan Bank June 1972 - December 1976
Skills
Merchant Banking, Private Equity, Structuring, Venture Capital, Investment Banking
Education
Columbia University - Columbia Business School 1977 — 1978
M.B.A., Finance
Harvard University 1968 — 1972
B.A. cum laude, Government
Masada Consulting in association with Willis Consulting June 2015 - Present
Financial Services and Private Wealth Advisory Managment December 2012 - June 2015
Masada Consulting December 2011 - December 2012
JP Morgan Chase July 2010 - December 2011
Deutsche Bank March 2006 - January 2010
UBS 2003 - 2006
Smith Barney December 1992 - March 2003
Shearson Lehman Brothers December 1992 - July 1994
Lehman Brothers 1989 - 1992
Prudential Securities December 1981 - March 1989
Skills
Investments, Securities, Management, Mutual Funds, Sales, Financial Services, Executive Management, Wealth Management..., Investment Banking, Financial Advisory, Banking, Strategic Financial..., Investment Strategies, Trading, Investment Management, Options, Risk Management, Finance, Derivatives, Bonds, Financial Markets, Private Equity, Valuation, Private Banking, Relationship Management, Credit Analysis, Financial Planning, Wealth, Cash Management, Equity Research, High Net Worth..., Structured Products
Education
Syracuse University 1973 — 1978
BS
Cornell University
Cantor Fitzgerald November 2011 - Present
Citadel Securities June 2011 - September 2011
Piper Jaffray 2008 - June 2011
Bear Stearns 2007 - 2008
UBS 2001 - 2007
Prudential Securities 1987 - 2000
Skills
Bonds, Credit, Capital Markets, Project Finance, Hedge Funds, Fixed Income, Derivatives, Credit Analysis, Investments, Trading, Structured Finance, Equities, Investment Banking, Portfolio Management
Education
Dartmouth College 1983 — 1987
BA, Computer Science
Lawrenceville School 1981 — 1983
High School
SECOR (Southeast Community Outreach) June 2010 - January 2012
The Dirks Family Household 2002 - June 2010
University of California, Irvine October 1995 - September 2002
Prudential Securities 1989 - 1995
Skills
Non-profits, Planned Giving, Community Outreach, Budgets, Nonprofits, Sales, Fundraising
Education
Colorado State University 2009 — 2012
BS, Public Administration and Non-Profit Management
BlackRock 2006 - 2008
State of New Jersey 2004 - 2006
Merrill Lynch Investment Managers 2000 - 2003
Prudential Securities 1996 - 1999
Unifund 1994 - 1996
Forum Capital Markets 1994 - 1994
Mabon Securities 1992 - 1994
Federal Reserve Bank 1990 - 1992
Skills
Equities, Portfolio Management, Alternative Investments, Equity Research, Financial Modeling, Bloomberg, Investments, Hedge Funds, Asset Managment
Education
Fordham Gabelli School of Business 1987 — 1989
MBA, Finance
Columbia Engineering 1985 — 1987
BS, Chemical Engineering
Fordham University 1982 — 1985
BA, Math
Tremor Video August 2015 - Present
AppNexus November 2014 - August 2015
Xaxis January 2014 - October 2014
24/7 Media Inc. (Merged with Xaxis 1/2014) October 2008 - December 2013
IT Search And Selection Firm October 2006 - October 2008
Prudential Securities February 1993 - October 1996
Technology Recruiting Company June 1985 - February 1993
Skills
Talent Acquisition, Recruiting, Technical Recruiting, Employee Relations, Onboarding, Human Resources, Screening, HRIS, HR Policies, Sourcing, Deferred Compensation, Networking, Employee Engagement, Internet Recruiting, Management, Personnel Management, SDLC, Hiring, Succession Planning, Negotiation, Interviews, Advertising, Executive Search, Talent Management, System Administration, College Recruiting, Performance Management, Temporary Placement, Recruitment Advertising, Employer Branding, Search, Employee Training, Benefits Negotiation, Applicant Tracking..., Employee Benefits, PeopleSoft, Vendor Management
Education
State University of New York at New Paltz 1980 — 1985
Bachelor of Science, sociology/Elementary Education
Cornell University
Certificate, Human Resources
RealFoundations 2013 - Present
J.P. Morgan Chase 2005 - 2013
Morgan Stanley 2004 - 2005
Prudential Securities 1999 - 2004
BNY Mellon 1997 - 1999
Fresco Decorative Painting 1995 - 1997
YWCA Hartford Region 1994 - 1995
Skills
Private Equity, Product Development, Change Management, Financial Services, Business Analysis, Portfolio Management, Real Estate, Strategic Planning, Business Innovation, Business Analytics, Program Planning,..., Business Process..., Internal Controls, Software Design, Coaching, Analysis, Business Development, Project Management
Education
Connecticut College 1991 — 1993
BA, Liberal Arts
Independent Consultant June 2012 - Present
Citadel Investment Group January 2011 - September 2011
Citadel Investment Group May 2010 - July 2011
Barclays Capital (formerly Lehman Brothers) 2008 - 2009
Lehman Brothers 2006 - 2009
Citigroup 2003 - 2005
Citigroup (formerly SalomonSmithBarney) 1993 - 2003
Prudential Securities 1990 - 1993
Sanford C. Bernstein 1988 - 1990
Skills
Equities, Capital Markets, Equity Research, Hedge Funds, Security Analysis, Financial Modeling, Talent Management, Prime Brokerage, Securities, Leadership, Business Development, Recruiting, Coaching, Financial Services, Diversity & Inclusion, Writing, Asset Management, Project Management, Talent Acquisition, Consumer Products, FMCG, Corporate Development, Strategic Planning, Business Intelligence, Data Analysis, Manage Client..., Investor Relations, Corporate Governance, Financial Analysis, Competitive Analysis, Compensation Structures, Compliance, HR Consulting, HR Transformation, Human Resources, Human Capital, Market Analysis, Talent Assessment, Forecasting, Strategic Financial..., Financial Reporting
Education
Cornell University - S.C. Johnson Graduate School of Management
MBA, Finance
Yale University
BA, English
The Clorox Company February 2014 - Present
CooperVision March 2013 - Present
Whirlpool Corporation January 2011 - March 2013
Whirlpool Corporation July 2007 - December 2010
Whirlpool Corporation April 2005 - June 2007
Johnson Controls January 2003 - April 2005
Prudential Securities September 2001 - May 2002
Skills
Commodity Risk..., Financial Planning &..., Project Management, Raw Materials, P&L Management, Financial Control, Hedge Accounting, Executive Reporting, Business Intelligence, Market Intelligence, Budget Management, Supply Chain Finance, Financial Modeling, Compliance Audits, Strategic Sourcing, Project Planning, Base Metals, Steel, LCC Sourcing, Spend Analysis, Commodities, FASB, FAS 133, Microsoft Office, SAP R/3, SAP BW, Budgets, Commodity, Supply Chain, Financial Audits, Supply Chain Management, Cost Benefit, Global Sourcing, Low Cost Country..., Process Improvement, Procurement, Risk Management, Six Sigma, Strategy
Education
Davenport University 2003 — 2005
MBA, Strategic Management & Planning
University of Virginia 1998 — 2002
BAS, Economics
Société Générale Corporate and Investment Banking 1999 - Present
Prudential Securities 1989 - 1999
Manufacturers Hanover Trust (now JPMorgan Chase) 1987 - 1989
Manufacturers Hanover Trust September 1973 - 1987
Skills
Credit Risk, Fixed Income, Human Resources, Budgets, Due Diligence, Commodity, Financial Modeling, Portfolio Management, Restructuring, Management, Capital Markets, Credit, Investment Banking, Structured Finance, Corporate Finance, Strategic Planning, Commercial Banking, Business Development, Private Equity, Sales, Valuation, Loans, Financial Structuring, Structured Products, Credit Analysis, Corporate Law, Strategy, Equities, Banking, Leveraged Finance, Hedge Funds, Alternative Investments, Derivatives, Risk Management, Mergers & Acquisitions
Education
Colgate University
BA, English
Gonzaga
New York University - Leonard N. Stern School of Business
Finance
Bank of America Merrill Lynch May 2009 - Present
Banc of America Securities August 2007 - May 2009
Prudential Securities January 2003 - June 2007
K&L Gates January 2001 - December 2002
US Securities and Exchange Commission September 1997 - December 2000
Skills
Investments, Management, Leadership, Capital Markets, Corporate Governance, Hedge Funds, Securities Regulation, Private Equity, Corporate Law, Securities, Due Diligence
Education
The Catholic University of America, Columbus School of Law 1994 — 1997
JD, Law
Creighton University 1990 — 1994
B.A., Political Science/Economics
Cherry Creek Properties, LLC October 2011 - Present
Clear Creek Consulting April 2011 - Present
Distinctive Properties, Ltd. January 1995 - January 2012
Prudential Securities July 1989 - February 1992
Thomson McKinnon Securities July 1979 - May 1989
City Federal Savings and Loan January 1977 - June 1979
Skills
Contract Negotiation, Sales, Customer Service, Relocation, Product Marketing, Office Management, Microsoft Office, Administration, Retail, Creative Writing, Crisis Management, Microsoft Word, Marketing, Mentoring, Customer Relations, Word, Writing, Problem Solving, Organizing, Short Sales, Luxury, Single Family Homes, New Home Sales, Foreclosures, Real Estate, Referrals, Real Estate Transactions
Education
Colorado State University 1972 — 1976
B.S., Marketing, Retail, Textiles and Clothing, 3.5 GPA
Stafford Hall School of Business 1978 — 1979
Certicate, Business Correspondence, 3.8 GPA
Sandata Technologies June 2009 - Present
R-Squared Enterprises February 2009 - Present
Clever Devices September 2005 - January 2009
Fala August 2002 - August 2005
Prudential Securities February 1988 - August 2002
Grumman Data Systems 1984 - 1988
Skills
Microsoft SQL Server, Integration, Data Warehousing, Visio, XML, Databases, SharePoint, Database Design, Program Management, Project Management, MS Project, Visual Studio, Change Management, Management, Leadership, T-SQL, Linux, Business Analysis, SQL, Business Intelligence, SDLC, Enterprise Software, Software Project..., Software Development, Budgets, Requirements Analysis, Oracle, Product Development, Agile Methodologies, Process Improvement, IT Strategy, Vendor Management, Training, Agile Project Management, Disaster Recovery, Enterprise Architecture, Information Technology, Team Building, Data Modeling, Software Documentation, Team Leadership, Strategic Planning
Education
New York University - Polytechnic School of Engineering 1985 — 1987
MS Comm Mgmt, Communications Management
Winchester High School 1975 — 1980
Cornell University
BA, Economics
Global Strategy Group July 2013 - August 2014
Baker & McKenzie August 2012 - August 2013
Ernst & Young 2003 - December 2012
Weber Shandwick 2001 - 2003
Prudential Securities 1995 - 2000
Sawyer Miller Group/ Robinson, Lerer & Montgomergy 1990 - 1995
Hill & Knowlton 1986 - 1990
Various political campaigns 1982 - 1989
New York City Department of Housing Preservation & Development 1982 - 1987
Skills
Internal Communications, Crisis Communications, Corporate Communications, Reputation, Public Relations, Executive Communications, Issues Management, Crisis Management, Strategic Communications, Reputation Management, Communication Training, Marketing Communications, Public Affairs, Media Relations, Leadership, Strategy, Mergers & Acquisitions, Press Releases, Message Development, Spokesperson
Education
New York University, Stern School of Business 1984 — 1987
MBA, Finance and Economics
Columbia University - Graduate School of Journalism 1977 — 1978
MA, Journalism
Harvard University 1970 — 1975
BA, Sociology
Philip Xanthopoulos, CFP June 2011 - Present
Alamo Capital May 2011 - June 2011
Wells Fargo Investments May 2006 - November 2009
Merrill Lynch 2004 - 2006
Advest 2004 - 2006
Lebenthal 2004 - 2006
Prudential Securities 1983 - 2004
Skills
Securities, Series 7, Investments, Wealth Management, Financial Analysis, Financial Services, Insurance, Financial Advisory, Mutual Funds, Asset Managment, Equities, Portfolio Management, Series 63, Fixed Income, Management, Leadership, Investment Management, Finance, Financial Risk, Asset Management, Investment Advisory, Strategic Financial..., Asset Allocation, Alternative Investments, Banking, Investment Strategies, Retirement Planning
Education
Penn State University 1963 — 1966
BA
Valley Forge Military Academy & College 1959 — 1964
College for Financial Planning
CFP
Russo Partners, LLC January 2014 - Present
Russo Partners, LLC September 2011 - December 2013
Russo Partners, LLC. January 2011 - September 2011
Russo Partners, LLC January 2010 - January 2011
Russo Partners, LLC June 2008 - December 2009
Guardian Life Insurance January 2002 - March 2006
Evergreen Asset Management January 1997 - January 2002
Sanford C. Bernstein April 1995 - September 1996
Soundview Financial April 1994 - December 1994
Prudential Securities July 1992 - April 1993
Skills
Corporate Communications, Healthcare, Molecular Biology, Biotechnology, Portfolio Management, Marketing Strategy, Equities, Oncology, Lifesciences, Public Relations, Pharmaceutical Industry, Strategy, Investor Relations, Life Sciences, Research
Education
Columbia University - Columbia Business School 1990 — 1992
MBA
Cornell University 1980 — 1986
Ph.D., Neurobiology and Behavior
Iowa State University 1978 — 1980
M.S., Zoology, Neurobiology
University of Massachusetts, Amherst 1974 — 1978
B.S., Zoology
Parmenter Realty Partners January 2014 - Present
Clairvue Capital Partners January 2011 - October 2013
Prudential Real Estate Investors August 2005 - 2010
Arcapita Bank B.S.C.(c) 2003 - 2005
Morgan Stanley 2001 - 2004
Prudential Securities 1996 - 1998
Skills
Due Diligence, Valuation, Asset Management, Investments, Private Equity, Real Estate Economics, Financial Modeling, Real Estate Development, Real Estate, Commercial Real Estate
Education
Cornell University - Johnson Graduate School of Management
Cornerstone Real Estate Advisers 2013 - Present
European Investors Inc. November 2005 - December 2012
Sovereign Investment Company September 2004 - November 2005
Bear Stearns August 2002 - September 2004
Prudential Securities December 2000 - August 2002
Lehman Brothers August 1989 - September 2000
KPMG September 1985 - July 1989
Skills
Equity Derivatives, Equity Research, Real Estate, Portfolio Management, Asset Management, Capital Markets, Asset Managment, Valuation, Investments, Alternative Investments, Financial Modeling, Equities
Education
Columbia University - Columbia Business School 1995 — 1997
MBA
University at Albany, SUNY 1981 — 1985
BS, Accounting
Tower Research Capital August 2014 - Present
Lab49 May 2010 - July 2014
Barclays Capital September 2009 - May 2010
NYSE September 2006 - September 2009
New York University 2005 - 2007
Prudential Securities January 2000 - August 2005
Skills
Java, Web Services, Agile Methodologies, Trading Systems, Spring, Maven, JUnit, Akka, REST, Guice, Test Driven Development, Python, Messaging, Scrum, Distributed Systems, Scala, JMS, Continuous Integration, Multithreading, JavaScript, Node.js, Play Framework, Agile Project Management, Object Oriented Design, Design Patterns, MongoDB, Enterprise Architecture, Angular.js
Education
New York University 2005 — 2007
MS, Computer Science
Cornell University 1995 — 1999
BS, Operations Research
Integrity Trading Inc. February 2000 - December 2008
Prudential Securities January 1990 - February 2000
Education
County College of Morris
Public Finance Solutions,LLC August 2011 - Present
Investment Recovery Advisors, LLC January 2008 - Present
iTRAFFIC SAFETY, LLC August 2009 - June 2010
Nestor Traffic Systems January 2003 - May 2007
Nestor, Inc. 2003 - 2007
Prudential Securities August 1983 - May 1995
Skills
Mergers, Strategic Planning, Program Management, Negotiation, Team Building, New Business Development, Change Management, Contract Negotiation, Budgets, Operations Management, Team Leadership, Process Improvement, Organizational..., Management, Project Planning, Leadership, Enforcement, Social Media, Product Development, Project Management, Mergers & Acquisitions, Management Consulting, Start-ups, Business Development
Education
Colgate University 1975 — 1977
B.S., Economics
Colgate University
Bachelor of Arts (B.A.), Economics
GLP & Associates March 2010 - Present
Fifth Third Securities June 2007 - December 2009
Telemus Capital Partners January 2005 - March 2007
UBS January 2000 - January 2005
Prudential Securities February 1995 - January 1999
Hyatt Hotels Corporation July 1976 - November 1994
Hyatt Regency Dearborn 1989 - 1994
Skills
Series 7, Wealth Management, 401k Rollovers, Financial Analysis, Fixed Annuities, Asset Allocation, Retirement Planning, 401k, Mutual Funds, Retirement, Investment Advisory, Securities, Equities, Portfolio Management, Sales Management, Financial Services, Investment Strategies, Series 63, IRAs, Sales, Wealth Accumulation, Investments, Insurance, Training, Wealth, Variable Annuities, Long Term Care Insurance, Strategic Financial..., Finance, Financial Planners, Financial Advisory, Term Life Insurance, Wealth Management..., Estate Planning, College Savings Plans, ETFs, Long-term Care, Roth IRA, Saving for Education, Series 6
Education
Cornell University 1974 — 1976
MPS, Hotel Administration
Rutgers University-New Brunswick 1970 — 1974
BA, Political Science
Voya Financial (previously ING U.S.) 2010 - Present
ING U.S. (acquired CitiStreet in 2008) 1986 - 2009
CitiStreet (formerly Citigroup / State Street's retirement business) 2001 - 2007
Salomon Smith Barney (formerly Citigroup's retirement business) 1996 - 2001
Prudential Securities 1995 - 1996
Smith Barney (formerly Shearson American Express) 1990 - 1995
Smith Barney (formerly Shearson Lehman Brothers American Express) 1986 - 1990
Skills
Mergers & Acquisitions, Investments, Leadership, Financial Services, Management, Asset Managment, Marketing, Product Marketing, Strategy, Mutual Funds, Change Management, Series 63, Investment Advisory, Asset Allocation, Risk Management, Marketing Strategy, Financial Advisory, Finance, Asset Management, Holistic Financial...
Education
Cornell University 1981 — 1985
B.S., Economics, Business
Hofstra University
M.B.A., International Marketing
Deutsche Bank Securities February 2011 - Present
RBS SECURITIES INC (formely Greenwich Capital July 2001 - December 2010
Prudential Securities May 2000 - June 2001
Prudential Securities January 1986 - May 2000
Prudential Securities January 1990 - January 1993
Prudential Securities January 1986 - December 1989
Dean Witter March 1985 - December 1985
Skills
Hedge Funds, Capital Markets, Trading, Equities, Fixed Income, Bloomberg, Derivatives, Investment Banking, Settlement, Mortgage Lending, Securities, Leadership, Asset Allocation, Accounting, MBS
Education
County College of Morris
Liberal Arts and science
HAUSMAN COMPUTER SCHOOL
Diploma, Computer Programming
MONTCLAIR STATE COLLEGE
Liberal Arts and Science
State University of New York College at Oneonta
Biology
ACE Group June 2008 - Present
Infinity Insurance December 2001 - June 2008
Prudential Securities 1999 - 2001
Keystone Blacktopping Inc. 1990 - 2001
Skills
Insurance, Liability, Claims, Product Liability, Premises Liability, Subrogation, Arbitration, Commercial Lines, General Liability, Litigation, Pennsylvania licensed..., Adjuster license in FL,..., Trucking Litigation, Agribusiness, Legal Liability, Claims Resolution, Investigation, Property Damage, Personal Injury, Claims Management, Claim, Liability Analysis, Claims Handling, Property & Casualty..., Litigation Management, Casualty, Public Liability, Professional Liability, Claim Investigation, Commercial Insurance, General Insurance, Insurance Law, Mediation, Umbrella Insurance, Fraud, CPCU, AIC, Casualty Insurance
Education
Colgate University 1995 — 1999
History, Education
American Institute for Chartered Property Casualty Underwriters
Coughlin
Norfolk Commonwealth Attorney's Victim Witness Assistance Program March 2009 - Present
Maury High School 2013 - 2014
Davidson and Grannum September 2003 - January 2006
Davidson & Grannum, LLP September 2003 - January 2006
Prudential Securities 1986 - 1991
Prudential Securities 1986 - 1991
Prudential Securities 1986 - 1991
Prudential Securities 1986 - 1990
Prudential Securities 1986 - 1990
Prudential Securities 1986 - 1990
Skills
Administrative Support, Legal Research, Office Management, Outlook, Typing, Administration, Pleadings, Westlaw, Microsoft Office, Confidentiality, Excel, PowerPoint, Trial Preparation, Scheduling, Courts, Billing, Lotus Notes, Document Review, Supervisory Skills, Event Planning, Conferences, Inventory Management, Word, WordPerfect, Records Management, Research, Microsoft Word, System Administration, Administrative..., Process Scheduler, Microsoft Excel, Trials, Human Rights, Wordperfect, Leadership, Fundraising, Legal Writing, Nonprofits, Community Outreach, Program Development, Government, Training, Public Policy, Legislation, Invoicing, Public Speaking, Policy, Legal Assistance, Conflict Resolution, Time Management
Education
Bernard Baruch 1986 — 1987
Paralegal, Paralegal
D'Youville College 1980 — 1984
Business, Management
GenTrust Wealth Management Managing DirectorJ.P. MorganFebruary 1994 - May 2010
Prudential Securities 1991 - 1994
Skills
Fixed Income, Capital Markets
Education
Columbia Engineering 1982 — 1986
BS, Electrical Engineering
Columbia University in the City of New York 1982 — 1986
Bachelor of Applied Science (BASc), Electrical and Electronics Engineering
Prudential Securities 1990 - 1991
Drexel Burnham Lambert 1983 - 1990
Lehman Brothers Bank 1982 - 1983
Education
University of Pennsylvania - The Wharton School 1980 — 1982
MBA, Health Care Finance and Administration
Cornell University 1976 — 1980
BA, Biology
valley stream south
Sterneck Capital Management May 2013 - Present
Ocean View Capital January 2010 - February 2012
Roth Capital Partners 2002 - 2008
Prudential Securities 1998 - 2001
Skills
Equities, Capital Markets, Portfolio Management, Hedge Funds, Mutual Funds, Asset Management, Equity Research, Alternative Investments, Financial Modeling, Investment Banking, Asset Allocation, Valuation, Investments, Bloomberg, Fixed Income, Securities
Education
Colgate University 1994 — 1998
Bachelor's Degree, History
Private Investor February 2005 - Present
On permanent disability January 2005 - February 2012
UBS Wealth Management January 2000 - February 2005
Prudential Securities September 1983 - December 1999
DDC 1980 - 1983
18th St. Management 1979 - 1980
Marlin Cafe 1978 - 1980
Skills
Wealth Management, Securities, Alternative Investments, Risk Management, Financial Analysis, Hedge Funds, Mutual Funds, Financial Services, Capital Markets, Finance, Strategic Financial..., Executive Management, Investment Management, Private Equity, Financial Modeling, Due Diligence, Bloomberg, Business Development, FINRA, Derivatives, Series 63, Trading, Investment Banking, Financial Markets, Bonds, Emerging Markets, Financial Advisory, Equity Research, ETFs, Valuation, Structured Products, Options, Wealth Management..., Trading Systems, Private Banking, Series 24, Equity Derivatives, Financial Planning
Education
Columbia University in the City of New York 1977 — 1981
Bachelor of Arts (BA), Philosophy; minor Comp. Lit.
Shrewsbury High School 1973 — 1977
Menchel Consulting LLC September 2012 - Present
Financial Industry Regulatory Authority April 2002 - May 2012
Tucker Anthony 1995 - 2002
Prudential Securities 1989 - 1995
Skills
Broker-Dealer, Corporate Governance, Securities Litigation, Financial Regulation, Internal Investigations, Hedge Funds, FCPA, Equities, Private Placements, Investment Company Act, Investment Advisers Act, Corporate Law, Fixed Income, Financial Services, USA PATRIOT Act, OFAC, Trading, Options, Private Equity, Policy, Alternative Investments, Prime Brokerage
Education
Syracuse University College of Law 1977 — 1980
Doctor of Law (JD)
Davidson College 1973 — 1977
AB
Candlewood Investment Group, LP October 2010 - Present
Credit Suisse 2000 - 2010
Prudential Securities 1986 - 2000
Education
Colgate University
JPMorgan Chase March 2005 - Present
SAC CAPITAL ADVISORS January 2003 - February 2005
Goldman Sachs May 2002 - June 2003
Deutsche Bank January 2001 - May 2002
Morgan Stanley March 1999 - January 2001
Bankers Trust March 1996 - March 1999
PRUDENTIAL SECURITIES September 1993 - March 1996
Education
Curry College
B.A, Business Management; Computer Design and Mechanical Physics
Morgan Stanley Smith Barney January 2005 - Present
Prudential Securities January 1996 - January 2005
Skills
Customer Service, Microsoft Office
Education
College of Mount Saint Vincent
Bachelor of Arts (BA), Economics
Northcoast Research August 2009 - Present
KeyBanc Capital Markets November 1995 - August 2009
Roulston Research May 1989 - November 1995
Prudential Securities September 1987 - May 1989
Skills
Equities, Institutional Equity...
Education
Cornell University 1985 — 1987
MBA, Finance
Northwestern University 1981 — 1985
BA, Political Science
LPL Financial March 2009 - Present
CitiGroup Smith Barney March 2002 - March 2009
Prudential Securities November 1998 - March 2002
Skills
Municipal Bonds, Long Term Care Insurance, Tactical and Strategic..., Mutual Fund Selection, Stock Selection, 401(k) Small Businesses
Education
Colgate University
AB
AmBen LTD 2011 - Present
Ameriprise Financial Services, Inc. October 2008 - October 2011
Prudential/Wachovia Securities 2004 - 2008
Morgan Stanley May 1999 - October 2004
Prudential Securities 1995 - 1999
Skills
Management Consulting, Investment Strategies, Portfolio Management, Employee Benefits, Succession Planning, Investment Advisory, Autism Spectrum..., Criminal Justice, Merchandising, Market Risk, Mutual Funds, Wholesale Purchasing, Fantasy Baseball, Consumer Electronics, Management, Due Diligence, Leadership, CMFC, Public Speaking, Institutional Portfolio..., Social Media, Finance, Business Planning, Strategic Planning, Teaching, Sales, Customer Service
Education
Groves High School
Columbia University in the City of New York
Syracuse University; Florence, Italy