Prudential Securities
Industry: Bank
DescriptionPrudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities
Prudential Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Prudential Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Prudential Securities Employees
Self-employed Sales AssociateAeffe S.p.A.November 2012 - October 2014
The Legal Aid Society of New York June 2009 - March 2012
The Legal Aid Society of New York May 2003 - June 2009
Prudential Securities March 1999 - April 2002
Skills
Designer, Fashion Illustration, Seamstress, Songwriting, Microsoft Word, Photography, Fashion Design, Fashion Shows, Apparel, Photoshop, Draping, Illustrator, Microsoft Excel, Editing, Fashion, Styling, Sewing, Tech Packs, Microsoft Office, Customer Service, Research
Education
Fashion Institute of Technology 2014 — 2016
Bachelor's Degree, Fashion/Apparel Design, 5th smester
Fashion Institute of Technology 1999 — 2005
Associate's Degree, Fashion/Apparel Design
Deighton
High School
Northeast Securities January 2010 - October 2014
UBS Financial Services May 2001 - November 2008
Prudential Securities July 1997 - May 2001
Skills
Corporate Finance, Back Office, Middle Office, Investment Banking, Private Banking, Client Services, Bonds
Education
Florida Memorial College 1994 — 1997
Miami Dade College 1991 — 1993
Waiting on the Lord October 2003 - Present
Quest Capital Strategies, Inc. 1999 - 2006
Prudential Securities 1992 - 1994
Skills
Music, Investments, Series 7, Singing, Portfolio Management, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Securities, Equities, Ghostwriting, Alternative Investments, Published Author, Freelance Writing, Poetry, Creative Writing, Social Networking, Blogging, Copywriting, Writing, Public Speaking, Editing, Publishing, Copy Editing, Proofreading, Social Media, Web Content
Education
Miami Dade College 1990 — 1993
Associate's Degree, Major: Broadcasting Journalism Communications Minor: Sociology, 3.56
Florida International University 1990 — 1992
Bachelor of Arts (B.A.), Broadcasting Journalism Communications
John Casablanca's School Of Modeling.
Runway and Make-Up Application
Weldon Resources, LLC September 2011 - Present
Elevation LLC September 2010 - August 2011
Prudential Securities February 2010 - September 2010
Advantage Futures February 2005 - December 2009
Barclays Capital June 1988 - June 2003
Skills
Futures Trading, Executive Coaching, Management Consulting, Broker-Dealer, Hedge Funds, Mutual Funds, Fund Accounting, Managed Futures, Sales Management, Sales, Trading, Trading Systems, Trade Finance, Electronic Trading, Derivatives, Equity Derivatives, Credit Derivatives, Interest Rate..., Derivatives Trading, Leadership Development, Operations Management, Business Development, Global Business..., Global Management, FINRA, Capital Markets
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1975 — 1978
MBA, Finance
RBC Wealth Management January 2009 - Present
A.G. Edwards December 1996 - January 2009
Prudential Securities April 1993 - December 1996
Education
Suffolk University 1983 — 1985
MPA, Public Finance
Emerson College 1979 — 1983
BS, Political Communication
Wholesale Resort Services June 2011 - Present
Sandos Caracol Beach Resort October 2009 - March 2010
Eldorado Resorts December 2008 - June 2009
Westgate Resorts May 2005 - December 2008
Trendwest Resorts March 2000 - February 2005
Polo Towers October 1998 - February 2000
Capital Group, Inc June 1995 - October 1998
Ohio Company May 1993 - June 1995
Prudential Securities February 1991 - May 1993
Invest Corp March 1989 - February 1991
Skills
Sales Management, Sales Skills Training, Public Speaking, Sales Process, Lead Generation, Team Building, Selling, New Business Development, Direct Sales, Customer Retention, Marketing Strategy, Resorts, Marketing Management, Strategic Partnerships, Tourism, B2B, Hospitality Management, Direct Marketing, Strategic Planning, International Sales, Team Leadership, Brand Development, Consultative Selling, Negotiation, Coaching, Cold Calling, Business Planning, Advertising Sales, Market Planning, Leadership Development, Salesforce.com, Business Strategy, Market Research, Marketing Communications, Sales, Account Management, Sales Operations, Marketing
Education
Eastern Kentucky University 1983 — 1987
B.B.A, Marketing
New York Life September 2013 - Present
R.J. O'Brien 2011 - 2012
M.F. Global July 2007 - November 2011
FIMAT 1996 - 2007
Prudential Securities 1990 - 1996
Skills
Series 7, Hedge Funds, Derivatives, Financial Analysis, Securities, Financial Services, Finance, Trading, Options, Commodity, FINRA, Insurance, Retirement Planning, Equities, Hedging, Commodity Markets, Investments
Education
DePaul University - Charles H. Kellstadt Graduate School of Business
Master of Business Administration (M.B.A.), Finance, General
University of Richmond - Robins School of Business
Bachelor of Science (B.S.), Marketing/Economics
Carolina One Real Estate February 2015 - Present
Keller Williams Realty Charleston November 2012 - January 2015
ERA Real Solutions Realty December 2011 - June 2012
TIAA-CREF October 2007 - January 2010
Wachovia, A Wells Fargo Company September 2002 - October 2007
Pierce Associates September 2001 - September 2002
C-bridge Internet Solutions June 2000 - September 2001
First Union National Bank August 1997 - June 2000
BISYS Fund Services August 1993 - February 1997
Prudential Securities February 1993 - August 1993
Skills
Marketing Strategy, Market Planning, Strategic Planning, Integrated Marketing, Series 7, Product Marketing, New Business Development, Business Planning, Competitive Analysis, Business Strategy, Product Management, Marketing Management, Market Analysis, Cross-functional Team..., Sales, Real Estate, Strategic Consulting, Management Consulting, Asset Management, Asset Managment, Selling, Marketing, Strategy, Leadership, Business Development, Lead Generation, Email Marketing, Seller Representation, Relocation, Buyer Representation
Education
Hofstra University 1983 — 1986
Bachelor of Business Administration Magna Cum Laude, Marketing Major/Psychology Minor
Fuqua School of Business, Duke University 2004 — 2004
Certificate, Leadership Development Program
Hondros College 2011 — 2011
State License, Real Estate, Federal portion 93%/ State portion 90%
Lower Dauphin High School 1971 — 1976
HS Diploma, College Prep
Dispenza Financial, LLC December 2005 - Present
High Bridge Business Association October 2006 - Present
Hunterdon Network Associates December 2014 - Present
E. A. Boniakowski Agency, Inc. December 2000 - December 2005
Prudential Securities April 1998 - November 2000
Prudential Financial January 1986 - April 1998
Education
Fairleigh Dickinson University 2003 — 2005
CFP®, CERTIFIED FINANCIAL PLANNER™
Kean University 1985 — 1992
Bachelor of Science, Management / Marketing
Healthcare Finance Group, LLC 2013 - Present
Thai Advisory and Skills Center Ltd. 2012 - 2013
Ascending Markets Financial Guarantee Corporation 2011 - 2013
Sound Haven Group 2009 - 2011
Finacity Corporation 2008 - 2009
Capital Markets Development Corp. 2005 - 2008
ING Financial Markets 2001 - 2005
Daiwa Securities America Inc. 1995 - 2001
Greyrock Capital 1994 - 1995
Prudential Securities 1992 - 1994
Skills
Structured Finance, Securitization, Due Diligence, Capital Markets, Corporate Finance, Trading, Fixed Income, Management, Business Development, Emerging Markets, Private Equity, Finance, Valuation, Credit, Investment Banking, Loans, Banking, Financial Services, Financial Structuring, Portfolio Management, Restructuring, Financial Modeling, ABS, Project Finance
Education
De La Salle University
BA, Economics
De La Salle University
BS, Accounting
Stanford University Graduate School of Business
MBA, Finance concentration
Pyramid Title Services, LLC September 2014 - Present
Hometown Residential Realty September 2013 - Present
Hometown Residential Realty, LLC January 2005 - Present
Foundation Title September 2013 - September 2014
Better Homes Realty NJ January 2005 - September 2013
Law Office of Eric Salant 2006 - 2011
Prudential Securities 1986 - 2004
Skills
First Time Home Buyers, Listings, New Home Sales, HUD, Short Sales, Real Estate, Resale Properties, Series 7, Investment Properties, REO, Real Property, Residential and..., Title Insurance, Selling, Residential Homes, Investors, Real Estate Transactions, Single Family Homes
Education
DeVry Institute of Technology, NJ
Bachelor of Applied Science (B.A.Sc.), Computer Science
DeVry University
Bachelor of Applied Science (BASc), Accounting and Computer Science
Wells Fargo Advisors February 2007 - Present
Morgan Stanley Smith Barney October 1999 - February 2007
Prudential Securities August 1996 - October 1999
Deanco, Inc March 1987 - June 1996
Skills
Investments, Retirement, Estate Planning, IRAs
Education
Fairleigh Dickinson University 1984 — 1987
MBA, Finance
Fairleigh Dickinson University-Metropolitan Campus 1978 — 1981
BS, Marketing
Plug & Pay Technologies June 2001 - Present
PrivateXpress January 2000 - August 2001
Prudential Securities January 1995 - March 1999
Oakland Athletics November 1992 - September 1994
Skills
New Business Development, Sales Management, Strategic Partnerships, Business Development, Account Management, E-commerce, Business Strategy, Start-ups, Solution Selling, Marketing Strategy, Social Media Marketing, Strategic Planning, Lead Generation, Direct Sales, Team Building, Sales, Customer Service, Marketing
Education
University of Vermont 1979 — 1982
BS, Zoology
Tufts University 1970 — 1972
Deerfield Academy 1967 — 1970
Raymond James Financial Inc. March 2007 - Present
Morgan Stanley January 1999 - February 2007
Prudential Securities March 1997 - January 1999
Education
Florida International University 2004 — 2008
Juris Doctor, College of Law
Florida International University 1997 — 2004
Bachelor of Business Administration, Management
Drexel University
Christopher Columbus High School 1991 — 1995
Frontline Financial Services, Inc. November 2002 - Present
Prudential Securities May 1997 - November 2002
Dean Witter Reynolds April 1992 - May 1997
Skills
Estate Planning, Retirement Planning, Wealth Management, Investments, Portfolio Management, Financial Analysis, Mutual Funds, Securities, Asset Allocation
Education
Midwestern Baptist Theological Seminary 2003 — 2012
Master of Divinity, Theology
Drake University 1980 — 1984
B.S., Business/Finance
Grandview University 1982 — 1983
Business/Finance
Audrey's Creative Designs June 2004 - Present
Residential Home Funding October 2014 - April 2015
Prudential Douglas elliman 2009 - 2010
A Diamond in The Sky Travel Inc. 1993 - 2003
Seigermans Furniture 2002 - 2002
Horizon Foods 2001 - 2002
Prudential Securities 1992 - 1995
Morgan Stanley Smith Barney - Beverly Hills, Ca. 1991 - 1991
Park Avenue Employment Agency 1990 - 1990
Shearson Lehman Brothers - Beverly Hills, Ca. 1989 - 1990
Skills
Art, Painting, Drawing, Fine Art, Interior Design, Photography, Oil Painting, Photoshop, Advertising, Furniture, Fashion, Creative Direction, Adobe Acrobat, Digital Photography, Graphic Design, Adobe Creative Suite, Brand Development
Education
Fashion Institute of Technology 1979 — 2005
Fine Arts, Fine Arts, Interior Design, Fashion Design
Stony Brook University 2003 — 2004
Fine Arts, Fine Arts
California Arts Institute 1986 — 1987
Fine Arts, Painting
Pace University 1984 — 1985
Accounting
Queens College 1977 — 1978
Fine Arts, Accounting
Francis Lewis 1973 — 1976
Academic
CA Technologies January 2006 - Present
Prudential Equity Group 2003 - 2006
Prudential Securities 1994 - 2003
Citicorp Investment Services 1990 - 1994
AEGIS Insurance Services 1988 - 1990
Mutual Benefit Life 1986 - 1988
Skills
Financial Analysis, Acquisition Integration, Analysis, Auditing, Consolidation, Corporate Finance, Finance, Financial Accounting, Financial Modeling, Financial Planning, Financial Reporting, Forecasting, Hyperion Enterprise, Managerial Finance, Mergers, New Business Development, Program Management, Revenue Recognition, Sarbanes-Oxley Act, Strategic Financial..., Mergers & Acquisitions
Education
Fordham Gabelli School of Business 1987 — 1990
MBA, Finance - High Honors
Muhlenberg College 1982 — 1986
BA, Business & Marketing
Calvert Investments 2013 - Present
Calvert Investments August 2003 - May 2013
Prudential Securities January 2000 - August 2003
Chevy Chase Bank January 1998 - January 1999
Chevy Chase Bank January 1996 - January 1998
The Johns Hopkins University January 1992 - January 1996
Indralekha: Textile Art of India January 1992 - January 1995
Verner, Liipfert (now Piper, Rudnick) January 1988 - January 1992
Skills
Investments, Mutual Funds, Strategy, Marketing Communications, Marketing Strategy, Strategic Financial..., Series 63, Series 7, Asset Management, Financial Planning, Financial Advisory, Team Leadership, Direct Marketing, Leadership, Marketing, Online Advertising, Certified Financial..., Women and Investing, Sustainable and..., Financial Literacy,..., Non Profit Management, Business Development, Nonprofits, Budgets, Online Marketing, Legislative Advocacy, Environmental Investing, Email Marketing, Multimedia Project..., Financial Advice, Socially Responsible..., Wealth Management, Portfolio Management, Sales
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1990 — 1992
M.A., International Economics
Delhi University 1987 — 1988
Rotary Foundation International Peace Scholar, New Delhi, India, International Economics and International Relations
University of Michigan 1983 — 1987
B.A., History, High Honors
Westtown School, Westtown, Pennsylvania
High School, High School/Secondary Diplomas and Certificates
Aldebaran Financial Inc. May 2003 - Present
Aldebaran Financial Inc January 1996 - December 1999
Prudential Securities June 1997 - July 1999
Skills
Investments, Mutual Funds, Portfolio Management, Bonds, Asset Allocation, Fixed Income, Stocks, Asset Management, Financial Planning, Equities, Investment Advisory, Securities, Retirement Planning, Compliance, Wealth Management, 401k, Investment Strategies, Options, Alternative Investments, Retirement, Leadership, Finance, Strategic Planning, Public Speaking, Customer Service
Education
East Tennessee State University 2004 — 2006
MBA, Finance
Emory and Henry College 1999 — 2003
Bachelor of Arts, Economics
WallStreetSignals.com September 2004 - Present
Prudential Securities April 1970 - April 2000
Skills
Financial Markets, Stock ETF and Options, Quant Alalysis, Charting, Valuation, Emerging Markets, Derivatives, Mergers & Acquisitions, Corporate Finance, Analysis, IPO, Equities, Investment Banking, Investor Relations, Asset Management, Options, Venture Capital, Corporate Development, Trading, Financial Structuring, Portfolio Management, Funding, Fixed Income, Finance, Investments, Strategic Financial..., Commodity, Private Equity, Financial Modeling, Chart, Capital Markets, Structured Finance, Investment Strategies, Management Consulting, Securities, Mutual Funds, Project Finance, Restructuring, Asset Managment, Due Diligence, Wealth Management, Trading Systems, Executive Management, Investment Management, Business Strategy, Financial Services, Financial Advisory, Bonds, Business Valuation, M&A experience
Education
Florida State University - College of Business 1966 — 1970
Masters, Finance
Walton School of Business
PHD, Banking, Corporate, Finance, and Securities Law
RBC Wealth Management January 2009 - Present
Smith Barney March 2004 - December 2008
Prudential Securities December 1998 - April 2004
Keebler Foodservice 1993 - 1996
Skills
Portfolio Management, Investments, Securities, Series 7, Finance, Financial Advisory, Wealth Management, ETFs, Mutual Funds, Wealth, Fixed Income, Investment Advisory, Equities, Asset Allocation
Education
Florida State University 2000 — 2002
Certificate: Financial Planning
Saint Bonaventure University 1987 — 1991
BBA, Marketing
Atlantic Southern Paving And Sealcoating April 2012 - Present
AutoNation Corporate August 2011 - April 2012
America One Funding February 2008 - March 2011
Centerpointe Financial February 2003 - January 2008
Prudential Securities January 2002 - February 2003
Salomon Smith-Barney February 2001 - January 2002
Skills
Business Development, Sales Process..., Customer Satisfaction, Sales Management, Customer Retention, Sales, Sales Operations, Management, Lead Generation, Account Management, Contract Management, Marketing Strategy, Team Building, Analysis, New Business Development, Contract Negotiation, Sales Process, Budgets, Customer Service, Selling, Negotiation, Marketing
Education
Florida State University
Pillar College September 2011 - Present
Somerset Christian College (later known as Pillar College) July 1998 - September 2011
Deutsche Bank Securities March 1991 - March 1996
Prudential Securities August 1988 - March 1991
First Chicago Corp 1980 - 1985
Skills
Public Speaking, History, Higher Education, Academic Assessment, Data Science, Research, Teaching, Curriculum Design, Curriculum Development, Program Development, College Teaching, Community Outreach, Adult Education, Nonprofits, Editing, Theology, Leadership Development, Newsletters, Student Affairs, Fundraising, Writing, Distance Learning, Theory, Team Building, Leadership, Organizational..., Academic Administration, Instructional Design, Creative Writing, Staff Development, Coaching, Copy Editing, Strategic Planning, Preaching, Educational Leadership, Blogging, Moodle, Event Planning, Social Networking, University Teaching, Career Counseling, Lecturing, Social Sciences, Religion, E-Learning, Tutoring, Literature, Conflict Resolution, Administration, Interdisciplinary...
Education
Drew University 1985 — 2007
Ph.D., 17th and 18th-Century European Intellectual History, Theological and Religious Studies, John Wesley
Trinity International University 1983 — 1988
M.A., Church History
Regent College 1975 — 1979
M.C.S., Master of Christian Studies
University of Rochester 1970 — 1974
B.A., Philosophy
Jeffery W. Masters & Associates, Inc. January 1990 - Present
Prudential Securities January 1987 - September 1990
Education
Florida International University - College of Business Administration 1984 — 1987
Masters in Administration, Business Administration and Management, General
Illinois Wesleyan University 1978 — 1982
BA in Behavioral Psychology
Wells Fargo Advisors LLC May 2009 - Present
Smith Barney March 2002 - May 2009
Prudential Securities November 1990 - March 2002
Thomson Mckinnon Securities August 1987 - August 1990
Skills
Investments, Mutual Funds, Equities, Retirement Planning, Securities, Fixed Income, Estate Planning..., Estate Planning, Asset Allocation, Finance, Financial Services
Education
Fairleigh Dickinson University 1979 — 1981
MBA
Muhlenberg College 1975 — 1980
BA
Hun School 1970 — 1975
Berkshire Hathaway HomeServices New Jersey Properties August 2011 - Present
NYMEX 2002 - November 2009
CME Group 2002 - 2009
Prudential Securities 1996 - 2002
Skills
Relocation, Real Estate, First Time Home Buyers, Sellers, Buying, Selling, Condos, Residential, Single Family Homes, Rentals, Residential Homes, Strategic Planning, Budgets, Negotiation, Customer Service, Leadership, Property, Sales, Contract Negotiation, Training, Real Estate Transactions, Marketing Strategy, Investors, Team Building, Property Management, Commercial Real Estate, Entrepreneurship, Short Sales, Investments, Quality Assurance, SDLC, CRM, Investment Properties, Analysis, Management, Foreclosures, Relocation Buyers, Portfolio Management, Trading Systems
Education
Chubb Institute 1995 — 1996
Certificate, Cobol/CICS/DB2
Delhi University 1985 — 1987
MA, Political Science
Miranda House College 1985 — 1987
BA, Political Science
Delhi University 1981 — 1985
BA, Political Science
JPMorgan Chase & Co. May 2015 - Present
Mizuho Bank April 2015 - May 2015
Dun and Bradstreet April 2014 - April 2015
Fiserv May 2013 - March 2014
JPMorgan Chase March 2012 - May 2013
Barclays Bank July 2011 - February 2012
Prudential Financial March 2011 - September 2011
Bank of America May 2003 - December 2010
Pfizer 2006 - 2009
Prudential Securities April 2000 - February 2002
Skills
Test Planning, Quality Assurance, Testing, SDLC, Software Documentation, SharePoint, Project Management, Training, Requirements Analysis, User Acceptance Testing, Management, Business Analysis, Agile Methodologies, Analysis, Visio, Requirements Gathering, Vendor Management, SQL, Databases, Resource Management, CRM, PMO, PMP, Process Improvement, Software Quality..., Financial Services, MS Project, System Testing, Test Management, Business Requirements, Microsoft SQL Server, Quality Center, Software Project..., Agile Project Management, Integration, Test Cases, Business Process, Oracle, Banking, E-commerce, IT Strategy, Software Development, Business Intelligence, Systems Analysis, Data Warehousing, Unix, Scrum, Business Process..., Regression Testing, HP Quality Center
Education
New Jersey Institute of Technology 1993 — 2003
Bachelors, Managment & Information Systems & Business
DeVry University 1990 — 1993
Associates, Computer Information Systems
Affiliated Consultants, LLC July 2006 - July 2013
Prudential Financial January 1993 - September 2004
Prudential Securities May 1986 - December 1992
Prudential Bache December 1985 - April 1986
Skills
Data Entry, Proofreading, Administration, Documentation, Writing, Excel, Microsoft Office, Editing, Word, PowerPoint, Software Documentation, Microsoft Excel, System Administration, Training, Management
Education
DeVry College of New York 2005 — 2009
Bachelor of Professional Studies, Business Administration
Basic6, Inc. May 2012 - Present
Weston Software June 2011 - December 2012
Morgan Stanley Smith Barney November 1999 - March 2011
Smith Barney 1999 - 2011
Prudential Securities January 1990 - November 1999
Philadelphia District Attorney's Office August 1985 - August 1989
Skills
Financial Advisory, Business Development, Investments, New Business Development, Leadership, Business Strategy, Financial Services, Strategic Planning, Equities, Start-ups, Portfolio Management, SaaS, Asset Management, Entrepreneurship, Venture Capital, Executive Management, Series 7, Strategic Partnerships
Education
The Dickinson School of Law
JD, Law
University of California, Santa Barbara
BA, Political Science
Berkshire School
HNP Capital LLC May 2009 - Present
Forte Capital LLC July 2003 - May 2009
Charles Schwab 1996 - 2002
Prudential Securities January 1994 - June 1996
Skills
Series 7, Series 63, Retirement Planning, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Investment Strategies, Retirement, Asset Managment, ETFs, Strategic Financial..., Investments, 401k, Portfolio Management, Securities, Alternative Investments, Equities, Investment Management, Estate Planning, Asset Management, Financial Advisory, Financial Planning
Education
State University of New York College at Oneonta 1990 — 1993
BS, Business Economics
Florida Southern College 1989 — 1990
Communications
Merrill Lynch 2007 - Present
Fidelity Investments 2003 - 2006
Fidelity Charitable Services 2003 - 2005
Prudential Securities 2000 - 2003
Merrill Lynch 1997 - 2000
Florida National Bank, First Union, Wachovia 1992 - 1997
Morgan Stanley 1979 - 1985
Education
Cannon Fnancial Institute 1995 — 1997
CTFA, Trust
DePauw University 1974 — 1978
BA, Economics
Wingate Wealth Advisors January 2002 - Present
Prudential Securities May 1993 - September 2001
Prudential Securities 1988 - 1993
Skills
Retirement Planning, Divorce Planning, Strategic Financial..., Wealth Management, Asset Managment, Asset Allocation, Investment Consulting, Business Intelligence..., Interpret Analytical..., Financial Solution..., Tech-savvy; Finance..., Business Administration, Account Management, Client-centric Service..., Persuasive and..., Series 65
Education
Northeastern University 1996 — 1998
Certified Financial Planner, Financial
Institute for Divorce Financial Analysts 2002 — 2003
CDFA, Certified Divorce Financial Analyst
Florida Atlantic University 1982 — 1984
Hospitality - Hotels - Resorts March 2012 - Present
Grace Hotels February 2011 - October 2011
RBC Wealth Management July 2004 - February 2011
Smith Barney February 1995 - July 2004
Prudential Securities August 1993 - February 1995
Bitter End Yacht Club January 1991 - May 1993
Indian River Plantation Resort (Hutchinson Island Marriott) September 1988 - December 1990
South Seas Resort May 1981 - November 1987
Don Cesar 1987 - 1987
Skills
Microsoft Office, Word, Budgets, Asset Managment, Team Building, Financial Analysis, Strategic Financial..., Customer Service, Strategic Planning, Microsoft Excel, Outlook, Investments, Portfolio Management, Forecasting, Public Speaking, PowerPoint, Sales Management, Hospitality, Hotels, Managerial Finance, Credit, Accounting, Resorts, Mergers & Acquisitions, Training, Microsoft Word, Management, Marketing, Property Management..., Human Resources, Operations Management, Rooms Division
Education
Florida State University 1976 — 1980
BA, Business
Florida State University 1976 — 1980
Bachelor of Science, Business - Hotel Restaurant Administration
Keller Williams Commercial Realty October 2013 - Present
Local Corporation 2003 - Present
PKF Financial Consultants Inc. 2001 - Present
MI Developments Corporation 2004 - 2009
Prudential Securities 1988 - 2001
CIBC World Markets 1999 - 2000
Goldman Sachs 1981 - 1987
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Outlook, English, Photoshop, Windows, Teaching, HTML, Budgets, C++, C, Public Speaking, Editing, Strategic Planning, Java, Negotiation, Analysts, Equity analysis, Strategic financial..., Equity Capital Markets, Capital Markets Analysis, capital markets..., Executive Coaching, Equity Research, Online Marketing, Financial Research, Online Advertising, Leadership, Mergers & Acquisitions, Entrepreneurship, Team Leadership, Management, Consulting, Strategy, Analysis, Finance, IPO, Forecasting, Investments, Valuation
Education
Fairleigh Dickinson University 1963 — 1975
Master of Business Administration (M.B.A.), Corporate Finance and Economics
Fairleigh Dickinson University 1964 — 1968
Bachelor of Arts (B.A.), Psychology
Fairleigh Dickinson University
Master of Arts (MA), Psychology
University of Chicago Medical Center September 2010 - Present
University of Chicago Medical Center July 2010 - September 2010
NC State College of Veterinary Medicine September 2007 - June 2010
NC State University College of Management 2005 - September 2007
Prospect Park Alliance 2004 - 2005
Publicolor 2003 - 2004
UBS PaineWebber 2000 - 2003
Prudential Securities 1998 - 2000
Prudential 1996 - 1998
Skills
Volunteer Management, Fundraising, Social Media, Non-profits, Grant Writing, Philanthropy, Event Management, Annual Giving, Stewardship, Social Media Marketing, Board Development, Research, Proposal Writing, Marketing, Alumni Relations, Nonprofits, Event Planning, Project Management, Management, Community Outreach, Planned Giving, Strategic Communications, Program Development, Team Building, Public Relations, Public Speaking, Grants, Leadership, Strategic Planning, Higher Education
Education
North Carolina State University 2006 — 2009
MBA, Marketing
North Carolina State University - College of Management 2006 — 2009
MBA, Marketing
Drew University 1992 — 1996
BA, French, Political Science
Université Paris Sorbonne (Paris IV) 1995 — 1995
Fine Arts by Carl June 2007 - Present
Office of the Prime Minister of Haiti 2004 - 2006
Merrill Lynch 1998 - 2002
Prudential Securities 1994 - 1998
Dean Witter Reynolds February 1985 - March 1994
Skills
Arts..., Strategic & Business..., International Business, Business Planning, Management Consulting, Business Strategy, New Business Development, Strategy Development, Arts, Strategic Planning, Marketing, Fine Art, Marketing Strategy, Photography, Financial Analysis, Painting, Social Media, Visual Arts, Television, Art History, Contemporary Art, Nonprofits, Oil Painting, Drawing, Curating, Galleries, Arts Administration, Art, Craft, Customer Service
Education
Florida International University 1979 — 1981
B.S., International Business & Finance
U.S.A.F. School of Aerospace Sciences 1974 — 1975
Air Traffic Controller
REO Capital, LLC January 2009 - Present
Driscoll Investments, LLC September 2009 - December 2010
Ethanol Capital Management, LLC October 2008 - September 2009
Tactical Allocation Group, LLC October 2006 - September 2008
Bank One March 2003 - June 2006
Denes Capital Group January 2002 - March 2003
Prudential Securities January 1996 - January 2002
Titan Value Equities Group, LLC April 1992 - January 1996
Skills
Private Equity, Investments, Venture Capital, Alternative Investments, Hedge Funds, Asset Management, Portfolio Management, Start-ups, Entrepreneurship, Emerging Markets, Funding, Hedging, Equities, Finance, New Business Development, Due Diligence, Financial Structuring, Financial Risk, Wealth Management, Equity Research, Investment Banking, Investment Advisory, Mutual Funds, Asset Allocation, Financial Services, Asset Managment, Banking, Capital, Capital Markets, Marketing Strategy, Investor Relations, Investment Management, Clean Technology, Fundraising, Pension Funds, Global Business..., Private Placements, Fund Of Funds, Investment Strategies, Wealth Management..., Capital Raising, Capital Raises, Global Macro Long Short..., Private Wealth..., Long Only Funds, Series 82
Education
Rockville University 2006 — 2008
MBA, Finance
Embry-Riddle Aeronautical University 1979 — 1983
BS, Aeronatical Science
Wells Fargo Advisors, LLC August 2014 - Present
Wells Fargo Advisors January 2000 - August 2014
Prudential Securities April 1997 - January 2000
Prudential Securities March 1996 - April 1997
Skills
Retirement Planning, Financial Advisory, Financial Analysis, Asset Allocation, Management, Wealth Preservation..., Retirement Plan..., 401 K Rollovers, Series 63, 401k, Investments, Series 65, FINRA, Investment Advisory, Alternative Investments, Retirement, Securities, Employee Benefits, Finance, Mutual Funds, Wealth Management, Financial Services, Investment Strategies, Series 24, Portfolio Management
Education
Hofstra University 1973 — 1975
Bachelor of Business Administration (B.B.A.), Marketing
Duquesne University 1971 — 1973
Business Administration
South Plainfield High School 1967 — 1971
Ameriprise Financial Services, Inc. August 2012 - Present
Morgan Stanley Smith Barney May 2005 - August 2012
UBS Wealth Management December 1998 - May 2005
Prudential Securities April 1996 - December 1998
Education
Duquesne University 1990 — 1992
Master of Business Administration (MBA), Finance, General
Duquesne University 1986 — 1990
Bachelor's degree, Accounting and Business/Management
Central Catholic 1982 — 1986
LexisNexis January 2001 - Present
Prudential Securities June 1996 - September 1999
Mark Cohen & Associates March 1995 - June 1996
Hazel & Thomas, PC (since merged with Reed Smith, LLP) July 1992 - November 1994
Defense Mapping Agency (now National Geospatial Intelligence Agency) October 1983 - August 1988
Skills
Project Management, Editing, Courts, Blogging, Estate Planning, Legal Writing, Finance, Legal Research, Lexis, Corporate Law, Marketing Strategy
Education
University of Maryland - Robert H. Smith School of Business 1988 — 1991
MBA, Business Administration and Management, General
University of Maryland School of Law 1988 — 1991
JD
Florida Atlantic University 1980 — 1983
BS, Geology
NCR Corporation January 2013 - Present
Fuel Tech Inc. September 2002 - December 2012
Hollinger International Inc. 1997 - 2002
The Financial Relations Board/ Weber Shandwick 1996 - 1997
Sandler O'Neill & Partners, L.P. 1992 - 1996
Prudential Securities 1990 - 1992
Kidder Peabody (London) 1989 - 1990
Skills
Investor Relations, Strategic Communications, Crisis Communications, Corporate Communications, Media Relations, Contract Negotiation, Thought Leadership, Internal Communications, Integrated Marketing, Negotiation, Message Development, Public Relations, Investment Banking, Investment Strategies, Strategy, Project Management, Equity Research, Mergers & Acquisitions, Strategic Planning, Capital Markets, Finance, Financial Modeling, Financial Services, Equities
Education
Syracuse University London Center, London, England 1988 — 1989
International Finance Program
Denison University 1985 — 1989
Bachelor of Arts (B.A.)
Morgan Stanley October 2010 - Present
Wells Fargo Bank November 2006 - September 2010
Wells Fargo Bank April 2003 - November 2006
Prudential Securities December 2002 - February 2003
A.G. Edwards September 1996 - July 2002
CDC Federal Credit Union August 1995 - July 1996
Skills
Wealth Management, High Net Worth..., Financial Advisory, Investments, Credit, Securities Lending, Mortgage Lending, Home Equity Lines of..., Commercial Lending, Banking, Securities
Education
Florida State University 1991 — 1995
Bachelor of Science, Political Science
BNY Mellon 2015 - Present
BNY Mellon 2011 - 2015
UBS Wealth Management 2003 - 2010
Prudential Financial 2001 - 2003
ARE Consulting 1998 - 2001
Prudential Securities 1995 - 1998
Prudential Securities 1992 - 1995
Shearson Lehman Brothers 1986 - 1992
Skills
Talent Management, Leadership Development, Business Strategy, Talent Development, Process Improvement, Series 7, Series 24, Executive Coaching, Organizational..., Strategy, Risk Management
Education
Emory University
BBA
Altium Wealth Management, LLC February 2014 - Present
Opus Advisory Group 2010 - January 2014
Collins Stewart October 2008 - April 2010
Rodman and Renshaw 2007 - 2008
Rochdale Investment Management 2004 - 2006
Prudential Securities 2000 - 2004
Skills
Wealth Management, Portfolio Management, Risk Management, Hedge Funds, Estate Planning, Retirement
Education
Fairfield University 1996 — 2000
BS, Finance, Accounting, Economics
Archbishop Stepinac HS 1993 — 1996
UBS Financial January 2009 - Present
Fisherman's Mark January 2006 - Present
Upper Makefield Township January 2006 - Present
Merrill Lynch April 2003 - April 2009
Prudential Securities January 2000 - April 2003
Skills
Strategic Financial..., Securities
Education
Delaware Valley University 1983 — 1986
Business
Pennsbury high school 1980 — 1980
Pennsbury high school 1979 — 1980
Wells Fargo Advisors July 2006 - Present
UBS Financial Services July 2002 - July 2006
Prudential Securities May 1993 - July 2002
Dean Witter Reynolds May 1986 - May 1993
Skills
Retirement Planning, Financial Advisory, Retirement Plan..., Wealth-Preservation..., Multi-Generational..., Investment Planning, Business-Owner Planning, 401(k) Rollovers
Education
Marymount University 1981 — 1982
MBA, Finance
Florida State University 1973 — 1977
BS, Business Administration-Fashion Merchandising
Morgan Stanley November 2006 - February 2009
Prudential Securities July 1988 - March 2005
Kidder Peabody September 1985 - July 1988
Skills
Finance, Financial Reporting, Accounting, Managerial Finance, Analysis, Financial Analysis, Private Equity, Financial Services, Leadership, Securities, Strategic Planning, Budgets, Strategic Financial..., Event Planning, Business Analysis, Financial Management, Financial Planning
Education
Fairleigh Dickinson University 1981 — 1985
BA, Economics & Finance
ERDA FCU February 2012 - Present
UFCW Local 342 FCU September 2011 - January 2012
Oceanside Chamber of Commerce February 2007 - December 2011
Nassau Financial Federal Credit Union August 2006 - February 2011
First Entertainment Credit Union May 2003 - June 2006
Prudential Securities February 1999 - December 2002
Skills
Business Development, Team Building, Leadership, Product Management, Marketing, Banking, Financial Analysis, Loans, Credit, Accounting, Budgets, Management, Strategic Planning, Executive Management, Customer Service, Credit Unions, Risk Management, Sales, Finance, Consumer Lending, Commercial Lending, Investments, Small Business Lending, Mergers & Acquisitions, Small Business, Mortgage Lending, Financial Services, Cash Management, Loan Origination, Commercial Banking, Branch Banking, Credit Analysis, Lines Of Credit, Retail Banking, Underwriting, Credit Cards
Education
Farmingdale State University of New York 2006 — 2009
BS, Business Management
Farmingdale State University of New York
Bachelors of Science, Business Management
Meg Green & Associates May 2005 - Present
BNY Mellon 2002 - 2005
Washington Mutual Bank Finanical Services 2000 - 2002
Prudential Securities 1998 - 2000
OLDE, Private Brokerage 1996 - 1998
Skills
Wealth Management, Investment Advisory, Wealth Management..., Portfolio Management, Investments, Series 63, Investment Strategies, Asset Management, Retirement Planning, Risk Management, Financial Planners, Estate Planning, Multi-Generational..., Tax Planning
Education
Florida State University
Bachelor of Science, Finance
Saint John Paul II Academy
High School Diploma
Multiple in Port Aransas August 2006 - September 2015
Bombardier Transportation April 2000 - August 2006
Sound Visions Corporation March 1997 - September 2000
Prudential Securities February 1994 - February 1996
Johnson & Johnson Medical, Inc January 1991 - September 1993
XTG, Inc April 1990 - January 1991
Total Assets Protection, Inc. April 1985 - April 1990
Everman Corporation January 1984 - April 1985
Rough Country April 1983 - January 1984
House of Steel Manufacturing, Inc. January 1982 - April 1983
Skills
Property Management, Leases, Rentals, Property, Lease Administration, Investment Properties, Luxury, Residential Homes, Condos, Transit Operations, High Voltage, Transportation, Construction Safety, Inventory Management, Parts Sourcing, Vendor Management, Purchasing Negotiation, Large Scale Systems, Large Projects, Managing Large Scale..., transit control systems, Mechanical Aptitude, transit mechanic, Dispatching
Education
Eastern New Mexico University-Roswell Campus 1981 — 1982
Economics
Bombardier TTS
Certificate, Multiple Certifications
BlueLinx Corporation March 2015 - Present
E.A. Renfroe & Company, Inc. July 2013 - March 2015
ATLANTA INSURANCE AGENCY February 2002 - July 2013
Prudential Securities March 2000 - February 2002
The Associates First Capital April 1998 - March 2000
Skills
New Business Development, Small Business, Team Building, Public Speaking, Leadership, Process Improvement, Social Media, Event Planning, Sales Presentations, B2B, Selling, Contract Negotiation, Customer Satisfaction, Marketing Communications, Advertising, Social Networking, Business Planning, Coaching, Social Media Marketing, Public Relations, Insurance, Account Management, Strategic Planning, Customer Service, Management
Education
University of Georgia - Terry College of Business 1995 — 1998
Bachelor of Business Administration (BBA), Finance
Elon University 1993 — 1995
Business Administration and Management, General
Moody's Corporation 2006 - 2015
Morgan Stanley Capital International 2002 - 2005
Citigroup 2000 - 2002
Schroders 1997 - 1999
Nat West 1996 - 1997
Prudential Securities 1992 - 1996
Prudential 1991 - 1992
Hewlett-Packard 1987 - 1989
Skills
Stock Selection, Quantitative Research, Marketing, Product Development, Portfolio Management, Communication Skills, Financial Analysis, Equities, Financial Modeling, Investments, Valuation, Quantitative Finance, Capital Markets, Management, Equity Research, Financial Markets, Fixed Income, Derivatives, Business Strategy, Quantitative Analytics, Stock Picking, Hedge Funds, Investment Banking, Asset Management, Structured Finance, Analysis, Alternative Investments, Structured Products, Economics, Investment Management, Bloomberg, Securities, Investment Strategies, Private Equity, Asset Allocation, Trading, Finance
Education
Drew University 1989 — 1991
Bachelor's Degree
Middlesex County College 1985 — 1989
Associate's Degree
West Chester University of Pennsylvania 1982 — 1985
RBC Wealth Management May 2013 - Present
Morgan Stanley Smith Barney May 1994 - May 2013
Prudential Securities November 1988 - May 1994
Education
Edinboro University of Pennsylvania 1982 — 1988
BS, Business Administration
Waynesburg University
Master of Business Administration (MBA)
Informatica April 2015 - Present
Twilio, Inc. September 2014 - April 2015
Informatica February 2011 - September 2014
Franklin Templeton Investments March 2000 - February 2011
TenFold August 1998 - March 2000
Prudential Securities August 1997 - August 1998
Skills
Business Intelligence, Analytics, Data Warehousing, SDLC, Salesforce.com, Business Analysis, Microstrategy, Project Management, Change Management, Cloud Computing, Software Project..., Process Improvement, Requirements Analysis, Financial Analysis, Tableau, Anaplan, Management, Enterprise Software, CRM
Education
Harvard University 1995 — 1997
Bachelor, Economics & Finance, 3.56
Foothill College 1993 — 1995
PNC Bank April 2015 - Present
Palm Beach Wealth Group, LLC March 2010 - April 2015
WACHOVIA BANK / WELLS FARGO March 2006 - March 2010
RAYMOND JAMES INVESTMENTS March 2002 - March 2005
Prudential Securities May 2001 - May 2002
A.G. EDWARDS & SONS, INC January 1996 - January 2001
DMG SECURITIES June 1996 - August 1996
Skills
Banking, Wealth Management, Investments, Loans, Investment Strategies, Asset, Employee Benefits, Annuities, Mortgage, Financial Planning, Financial Analysis, Insurance, Credit, Asset Management, Commercial Lending, Equities, Sales Management, Corporate Finance, Commercial Banking, Mergers, Securities, Real Estate, Customer Relations, Retail, Strategic Planning, Negotiation, Change Management, New Business Development, Account Management, Private Banking, Excel, Portfolio Management, Accounting, Management Consulting, Operations Management, Employee Relations, Retirement Planning, Fundraising, Microsoft Office, Wealth, Risk Management, Compliance, Series 7, PowerPoint, Customer Service, Word, Mutual Funds, Investment Banking, Small Business Lending, Alternative Investments
Education
Santaluces 1997 — 2001
Hign School Degree
Florida Atlantic University 1993 — 1995
Bachelor of Science, Economics
DePauw University 1991 — 1993
BS, Economics
Atos IT Solutions and Services contractor - IT Floor Support at Morgan Stanley March 2007 - Present
Securitas Security Services USA, Inc. June 2010 - August 2015
Purdue Pharma August 2006 - March 2007
Kawasaki Rail Car August 2005 - March 2006
Prudential Securities August 1997 - August 2005
Kraft Foods June 1993 - August 1997
Applied Computer Sciences October 1989 - May 1993
Skills
System Administration, Disaster Recovery, Troubleshooting, Program Management, Windows Server, Linux, Process Improvement, Visio, Project Management, Active Directory, Windows, ITIL, HP, SQL, IT Management, Software Documentation, Windows XP, Enterprise Architecture, Data Center, Windows 7, IT Strategy, TCP/IP, XP, Servers, SharePoint, Computer Hardware, Microsoft Exchange, Network Administration, Technical Support, Vendor Management, Help Desk Support, Networking, Security, Testing, Integration, IT Service Management, VMware, Citrix, Information Technology
Education
New Horizon 2005 — 2006
MSCA Windows 2000, Microsoft networking certificate
NY University Certificate Program 2000 — 2001
Certificate in Database Administration
Iona College 1991 — 1994
Bachelor of Applied Science (B.A.Sc.), Computer Science
DeVry Institute of Technology 1985 — 1987
Associates of Applied Science in Electronics
NewBridge Retirement Advisors April 2012 - Present
Lewtan October 2011 - September 2012
PNC Investments August 2010 - October 2011
Beacon Capital Strategies September 2009 - August 2010
Trivest Financial Group November 2006 - September 2009
Wachovia Securities April 2002 - November 2006
Lehman Brothers March 2001 - April 2002
Prudential Securities 1999 - 2001
Olde Discount 1992 - 1999
Education
Fairleigh Dickinson University
Bachelor of Science (BS), Business Management and Finance
McCorristin HS
Management Planning, Inc. 2010 - Present
J.P. Morgan 2009 - 2010
Merrill Lynch 1996 - 2009
Old Kent Bank & Trust 1989 - 1996
Prudential Securities 1986 - 1988
Skills
Wealth Management, Valuation, Series 7, Business Valuation, Financial Reporting, Retirement Planning, Estate Planning, Financial Analysis, Financial Modeling, Business Development, Sales Management, Executive Management, Team Leadership, Mergers & Acquisitions, High Net Worth..., Series 63, Finance, Wealth, Alternative Investments
Education
Elmhurst College
BS in Business
University of Iowa
University of Minnesota-Twin Cities
Wayzata Senior High School
RBC Wealth Management February 2002 - Present
Prudential Securities 1997 - 2002
Skills
401k, Small Business, Retirement Planning, Investments, Mutual Funds, High Net Worth..., Wealth Management, Strategy, Asset Allocation, Finance, Portfolio Management, Series 63, Series 7
Education
Eastern Washington University 1986 — 1990
IBM 2014 - Present
Citi 2011 - 2014
IBM 2010 - 2011
IBM Global Business Services 2008 - 2010
IBM Global Business Services 2005 - 2008
Prudential Securities 2002 - 2003
Distribucion Electronica de Datos S.A. 2000 - 2002
Education
Emory University
Harvard University
Universidad de Los Andes
ProFinance Recruiting LLC 2004 - Present
Ajilon Finance Solutions 2004 - 2004
Prudential Securities 1997 - 1998
Prudential Financial 1996 - 1997
Nikko Securities 1994 - 1996
AXA Equitable 1989 - 1994
Paine Webber 1987 - 1989
Rooney Pace 1984 - 1987
Skills
Accounting, Financial Reporting, Auditing, Financial Analysis, Sarbanes-Oxley Act, Executive Search, Recruiting, Talent Acquisition, Internal Controls, Budgets, Payroll, Finance, Mergers, Technical Recruiting, Forecasting, Strategic Planning, Tax, QuickBooks, Human Resources, Managerial Finance
Education
Fairleigh Dickinson University 1972 — 1976
BS, Accounting
Dwight Morrow High School
College Prep
e5 Solutions Group March 2001 - Present
SAP America July 1999 - March 2001
Prudential Securities August 1993 - January 1999
United States Army Reserve November 1989 - October 1994
United States Army November 1986 - October 1989
Skills
SAP ERP, SAP Corporate Finance..., SAP Treasury & Risk..., SAP In-House Cash (IHC), SAP Cash Management (CM), SAP Financials (FI), Banking, Electronic Banking, Liquidity Management, Cash Flow Forecasting, Global Cash Management, In-House Banking, Shared Service Center, Payment Factory, Treasury, Treasury Management, Risk Management, Debt Management, Investment Management, Foreign Exchange..., Foreign Exchange Risk..., Interest Rate..., Project Management, Business Process..., Corporate Finance, Financial Accounting, General Ledger, SAP, Cash Flow, Cash Management, In-house, Working Capital..., Cash, Management, Internet Banking, ERP, Financial Risk, Credit Risk, SAP R/3, Payments, Strategy, Business Process, SAP Implementation, Leadership, IDOC, Business Intelligence, Business Analysis, Finance, SAPScript, Software Documentation
Education
Drexel University 1997 — 1999
MBA, Concentration in Finance with Secondary Focus in Management Information Systems, GPA 3.9
University of Pennsylvania 1990 — 1993
Bachelor of Arts, German Studies, GPA 3.75
Ludwig-Maximilians Universität München 1990 — 1991
German Studies
Janney Montgomery Scott February 2009 - Present
Morgan Stanley Smith Barney December 2001 - February 2009
Prudential Securities April 1996 - December 2001
Skills
Wealth Management, Investments, Retirement Planning, Mutual Funds, Asset Allocation, Series 7, Investment Advisory, Investment Strategies, Alternative Investments, Retirement
Education
Drexel University 1981 — 2004
Commerce and Engineering
Self-employed June 1995 - Present
Prudential Securities January 1970 - June 1990
Skills
Investment Research, Computer Programming, Website Building, Social Media Marketing
Education
Florida State University 1965 — 1967
Master's Degree, Financial, Banking, Investments, Law, A
University of Florida 1962 — 1965
Associate's Degree, General, Business, Finance, Law, B+
Miami Jackson 1960 — 1962
High School
Miami Springs Jr High 1958 — 1960
Self-Employed 2008 - Present
Regions Financial Corporation 2000 - 2008
A.G. Edwards & Sons, Inc. 1995 - 1998
Raymond James Financial Inc. 1990 - 1995
Prudential Securities 1990 - 1991
Education
Florida Atlantic University 1985 — 1989
Bachelor of Business Administration (BBA)
Alston & Bird LLP / Counsel on Call January 2013 - July 2013
Page Perry, LLC November 2008 - November 2012
Hightower & Partners September 2007 - November 2008
Crystal Research Associates October 2005 - May 2007
IBIS, LLC October 2004 - October 2005
TrialGraphix, LLC 2003 - 2004
The Commonwealth Group March 1999 - August 2003
Prudential Securities January 1997 - February 1999
Skills
Litigation, Arbitration, Securities, Securities Litigation, Compliance, Depositions, Hearings, Pleadings, Contract Negotiation, Corporate Contracts, Legal Research, Commercial Litigation, Trials, Corporate Law, Securities Regulation, Trial Practice, Legal Writing, Legal Issues, Fraud, Civil Litigation, Due Diligence, Dispute, FINRA, Legal Advice, Dispute Resolution
Education
Georgia State University College of Law 2000 — 2003
JD
Florida Atlantic University 1995 — 1996
BA
University of Florida 1992 — 1995
HS
Robert W. Baird January 2000 - Present
Prudential Securities 1999 - 2000
Deloitte & Touche 1993 - 1997
Education
University of Virginia Darden School of Business 1997 — 1999
Florida State University
University of Maryland College Park
Latitude Investments LP January 2007 - Present
GFP Group inc December 1992 - December 2006
Prudential Securities September 1990 - September 1992
burns &cohen September 1989 - September 1990
Skills
Asset Managment, Strategic Planning, Investments, Business Strategy, Financial Analysis, Alternative Investments, Mergers, Portfolio Management, Mergers & Acquisitions, Asset Management, Private Equity, Due Diligence, Venture Capital, Funding, Finance, Start-ups, Corporate Finance, Valuation, Business Planning, Risk Management, Financial Modeling, Strategic Financial..., Entrepreneurship, Management, Leadership, Strategy, Hedge Funds, Management Consulting, Restructuring, Emerging Markets, Investment Management, Investment Banking
Education
Elmhurst College 1987 — 1989
BS, Finance/Economics
UBS October 2012 - Present
Merrill Lynch October 2009 - October 2012
SPA ETFs Inc September 2007 - October 2008
Prudential Equity Group September 2006 - August 2007
Prudential Securities July 1999 - September 2006
Morgan Stanley January 1998 - July 1999
Dean Witter Reynolds September 1995 - January 1998
Education
Fairfield University 1990 — 1994
BA, Economics and History
Chaminade High School 1986 — 1990
DealerTrack July 2007 - Present
AutoStyleMart November 2006 - July 2007
ADP Dealer Services June 2001 - November 2006
Automotive Directions 2001 - 2002
Prudential Securities 1999 - 2001
American Chamber of Commerce in Ukraine June 2000 - December 2000
Skills
Product Management, Product Development, Start-ups, Competitive Analysis, Business Development, Sales Process, E-commerce, Market Research, Product Marketing, Business Strategy, Entrepreneurship, Cross-functional Team..., Marketing Strategy, B2B, Leadership, Strategic Partnerships, Team Building, CRM, SaaS, Team Leadership, Strategy, Management, Process Improvement
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2007 — 2009
MBA, Entrepreneurship
Marquette University 1997 — 2001
Bachelor of Science, Marketing, International Business
Shoreland Lutheran High School 1994 — 1997
David Lawrence Center September 2011 - Present
FamilyBondOnline.com September 2009 - Present
South Bay Realty January 2004 - September 2009
South Bay Realty January 2003 - September 2009
State Street Global Advisors May 1998 - September 2000
Prudential Securities February 1998 - May 1998
United States Marine Corps April 1995 - October 1997
United States Marine Corps 1995 - 1997
Skills
Computer Literate, Community, Administration, Online Marketing, Real Estate, Entrepreneurship, Nonprofits, Public Relations, System Administration, Condos, Listings, People Skills, Community Development, Communication Skills, People-oriented
Education
Hodges University 2009 — 2011
B.S., Applied Psychology
Edison Community College 2004 — 2006
Associates, Liberal Arts
Healdsburg High School 1988 — 1992
High School Diploma
Edison Community College
Associates of Arts Degree, Liberal Arts
Hodges University
Applied Psychology Bachelor of Science
Baltimore-Washington Financial Advisors June 2015 - Present
Wells Fargo Advisors, LLC 2009 - May 2015
UBS Wealth Management 2001 - 2009
Prudential Securities 1993 - 2001
Merrill Lynch 1986 - 1993
Skills
Series 7, Series 63, Investment Advisory, Asset Allocation, Wealth Management, Virginia Insurance..., Series 8, Investments, Portfolio Management
Education
Fordham University - Graduate School of Business Administration 1988 — 1991
MBA, Finance
Fordham University 1982 — 1986
BS, Finance/Economics
jumanfredi@msn.com
Joseph A. Dispenza, Certified Financial Planner December 2005 - Present
E.A. Boniakowski Agency, Inc. December 2000 - December 2005
Prudential Securities 1998 - 2000
Prudential 1986 - 2000
Education
Fairleigh Dickinson University 2003 — 2005
CFP
Kean University 1985 — 1992
Bachelor
Accenture September 2011 - Present
Accenture September 2008 - August 2011
Accenture September 2005 - August 2008
Accenture August 2003 - August 2005
Prudential Securities June 2002 - August 2002
Skills
Business Transformation, Management Consulting, Project Management, Strategy, Supply Chain Management, Organizational Design, Leadership, Consulting, Business Process..., Acquisition Integration, Executive Management, Procurement, IT Strategy, Financial Services
Education
Northwestern University - Kellogg School of Management
Master of Business Administration (MBA)
DePaul University
BS, Finance & Marketing
i.e.SmartSystems September 2014 - Present
Memorial Hermann Healthcare System July 2006 - September 2014
US Airways July 2004 - January 2006
Continental Airlines, Inc. 2000 - 2004
Chase Bank of Texas, NA January 1997 - October 2000
Prudential Securities May 1993 - December 1996
Skills
Program Management, PMO, Project Management, Management, Outsourcing, Training, Project Planning, Leadership, Vendor Management, Data Center, Telecommunications, Process Improvement
Education
University Of Houston 1998 — 2000
MBA, Finance
Dowling College 1988 — 1992
BS, Computer Science
BroadRidge May 2007 - Present
AIG July 2004 - May 2007
Prudential Securities July 2001 - July 2004
Goldman Sachs August 1999 - June 2001
AXA Financial July 1998 - August 1999
ADP October 1995 - July 1998
Education
Pratt Institute 1985 — 1987
Delhi University 1981 — 1985
B.S., Science
St Francis
Locust Capital Management August 2008 - Present
Citizens Bank April 2007 - September 2008
US Premium Finance January 2006 - March 2007
Chimicles & Tikellis LLP August 2000 - January 2006
Prudential Securities 1998 - 2000
Skills
Wealth Management, Customer Relations, Competitive Analysis, Banking, Private Equity, Relationship Management, Financial Services, Securities, Finance, Strategy, Portfolio Management, Investment Advisory, Customer Service, Business Development, Asset Management, Asset Allocation, Financial Advisory, Investments, Loans, Insurance
Education
Drexel University - LeBow College of Business 2007 — 2009
MBA
Hobart College 1993 — 1997
BA
Episcopal Academy 1981 — 1993
Prudential Securities Former Sr. Sales Exec.WAKE TSIMarch 2008 - March 2010
Prudential Investments December 1994 - March 2000
ANNIN, Inc. April 1980 - November 1994
Education
Drexel University 1952 — 1956
West Philadelphia Catholic High 1948 — 1952
SSA
Raymond James April 2015 - Present
Brainspires, Inc. April 2011 - April 2015
Morgan Stanley Investment Management August 2006 - April 2011
Morgan Stanley August 2000 - January 2005
Salomon Smith Barney June 1999 - August 1999
Smith Barney Consulting Group August 1996 - August 1998
Prudential Securities June 1994 - May 1996
ICC Capital Management September 1992 - April 1995
Skills
Asset Management, Equities, Hedge Funds, Investment Banking, Fixed Income, Insurance, Financial Markets, Institutional, Series 7, Investments, Asset Allocation, Mutual Funds, Valuation, Funding, Financial Analysis, Alternative Investments, Series 63, Business Strategy, Wealth Management, Capital Markets, Strategic Planning, Product Development, Investment Advisory, Financial Modeling, Corporate Finance, New Business Development, Business Planning, Customer Relations, Financial Planning, Competitive Analysis, Team Building, Product Management, Market Research, Investment Strategies, Strategy Development, Product Marketing, Marketing Strategy, Trading, Strategy
Education
University of Pennsylvania - The Wharton School 1998 — 2000
MBA, Finance
Emory University - Goizueta Business School 1988 — 1992
BBA, Marketing, Management
Schiller International University 1991 — 1991
International Business
Radian Group Inc December 2012 - Present
Labrador Consulting LLC September 2008 - December 2012
Cohen and Company March 2007 - August 2008
ACA Capital 2001 - 2007
Prudential Securities 2000 - 2000
Capital Re Corporation February 1989 - June 1999
Assured Guaranty 1989 - 1999
Chase Manhattan Corporation May 1984 - February 1989
Skills
Start-ups, ALM, Municipal, Structured Finance, Fixed Income, Municipalities, Investment Strategies, Asset Management, Investment Banking, Financial Modeling, Financial Risk, Financial Structuring, Derivatives, Financial Analysis, Due Diligence, Securitization, Hedge Funds, Equities, Mergers & Acquisitions, Insurance, Credit Derivatives, Credit Analysis, Business Planning, Finance, Portfolio Management, Financial Services, Corporate Finance, Strategy, Investments, Business Development, ABS, Banking, Bonds, Risk Management, Loans, Structured Products, Asset Allocation, Analysis, Venture Capital, Restructuring, Leadership, Mergers, Credit, Alternative Investments, Private Equity, CDO, Capital Markets
Education
Fordham Gabelli School of Business 1990 — 1992
MBA, Finance
Duquesne University 1980 — 1984
BBA, Accounting
TotalBen, LLC September 2010 - Present
FJA-US July 2013 - April 2015
New York City Department of Housing Preservation and Development (HPD) May 2012 - July 2013
New York City Department of Finance September 2010 - May 2012
Wachovia, A Wells Fargo Company May 2005 - September 2010
Prudential Securities September 1996 - September 2005
Smith Barney September 1995 - August 1996
Skills
Integration, Project Management, Software Development, Leadership, Budgets, SDLC, Business Analysis, Vendor Management, PMP, Requirements Gathering, Program Management, Visio, Risk Management, Software Project..., Resource Management
Education
Touro University 2004 — 2006
MBA, IT Management
Excelsior College 2003 — 2004
BS, Finance
UBS Investment Bank September 2008 - Present
CBA Securities January 2004 - September 2004
UBS Investment Bank January 2000 - October 2003
UBS Investment Bank 1997 - 2000
Prudential Securities 1996 - 1997
Education
Fairfield University
BS, Finance, International Business
Fordham University - Graduate School of Business Administration
MBA, Finance
Prudential Financial November 2008 - Present
Prudential Financial July 1999 - November 2008
Prudential Financial 1996 - 1999
PMFS 1991 - 1999
Prudential Securities 1987 - 1989
Thomson McKinnon 1985 - 1989
Skills
Mutual Funds, Securities, Management, Investments, Risk Management, Mergers & Acquisitions, Financial Services, Series 7, Asset Management, Series 63, Portfolio Management, CRM
Education
Excelsior College 2006 — 2007
BS
ProShares May 2010 - Present
Lincoln Financial Distributors August 2006 - July 2009
Lincoln Financial Group August 2003 - August 2006
Funds Distributor, Inc. 1992 - 1998
Prudential Securities 1981 - 1990
Skills
Customer Service, Mutual Funds, Series 7, ETFs, Alternative Investments, Asset Allocation, Wealth Management, Separately Managed..., Investments, Asset Managment, Investment Advisory, Series 24, Retirement, Investment Strategies, Risk Management, Strategic Financial..., Financial Services, Sales, Hedge Funds, Financial Markets, Equities, New Business Development, Portfolio Management, Strategy, Asset Management, Investment Management, 401k, Defined Contribution, Marketing, Fixed Income, Financial Advisory, Relationship Management, Institutional, Pensions, Life Insurance
Education
Florida State University - College of Business 1975 — 1977
BS- Marketing, Marketing & Accounting
Oppenheimer & Co. Inc. June 2004 - February 2015
CIBC World Markets June 2004 - January 2008
Prudential Securities 1999 - 2003
Skills
Equities, Mergers, Investment Banking, Wealth Management, Capital Markets, Financial Modeling, Financial Analysis, Due Diligence, Private Equity, Valuation, Corporate Finance, Management, Finance, Fixed Income, Hedge Funds, Investments, Portfolio Management, Mergers
Education
Fairfield University 1987 — 1991
Bachelor’s Degree, Marketing
Wells Fargo Advisors November 2005 - Present
Hoefer & Arnett, Inc. July 2004 - November 2005
Fox-Pitt, Kelton March 2001 - June 2004
Prudential Securities July 2000 - March 2001
Prudential Securities July 1996 - July 1998
State Street June 1995 - June 1996
Skills
Securities, Equities, Investment Strategies, Financial Advisory
Education
University of South Carolina - Darla Moore School of Business 1998 — 2000
MBA, Finance
Fairfield University 1991 — 1995
BA, Economics
Dover-Sherborn Reg H.S. 1987 — 1991
Mitsubishi Tanabe Pharma Development America 2012 - Present
Prudential Securities October 1986 - December 2001
Skills
Contract Management, Risk Management, Pharmaceutical Industry, Contract Negotiation, Procurement, Project Management, Change Management
Education
Drew University
BA, Mathematics / Economics
Port Jefferson School District September 2011 - Present
Massapequa UFSD April 2010 - September 2011
Port Jefferson UFSD June 2008 - April 2010
COUGHLIN FOUNDOTOS CULLEN & DANOWSKI November 2007 - June 2008
DEUTSCHE BANK October 2006 - February 2007
CREDIT SUISSE July 2000 - October 2006
SALOMON SMITH BARNEY March 1997 - July 2000
Army National Guard May 1990 - April 2000
PRUDENTIAL SECURITIES May 1995 - March 1997
MEENAN OIL CO July 1992 - August 1994
Skills
Financial Analysis, Pivot Tables, Financial Reporting, Finance, Forecasting, Financial Modeling, Budgets, Management, Risk Management, Microsoft Excel, Accounting, Microsoft Office, Strategic Planning, Leadership, Process Improvement, Project Management, Training, Team Leadership, Financial Accounting
Education
Dowling College 2007 — 2009
SDBL, School District Business Leader Certification
Dowling College 2007 — 2008
MBA, Public Management
Siena College 1988 — 1992
BBA, Accounting
TSH REALTY June 2011 - Present
RE/MAX Action First 2004 - 2011
Prudential Securities April 1983 - February 2002
Honeywell Information Systems September 1972 - April 1983
Sperry Univac September 1969 - August 1972
Skills
Investment Properties, Real Estate, Real Estate Transactions, Investors, Foreclosures, Sales, REO
Education
Florida State University 1966 — 1969
BS, Mathematics and Computer Science
Wake Forest University 1965 — 1966
Renaissance Technologies LLC March 2008 - Present
Crum & Forster July 2006 - March 2008
Marsh & McLennan Companies Inc. (MMC) 2004 - 2006
AllianceBernstein 2001 - 2004
Prudential Securities 1996 - 2001
Dean Witter Reynolds, Inc. 1990 - 1995
Manufacturer's Hanover Trust 1988 - 1990
Skills
Human Resources, Deferred Compensation, Employee Benefits, Health Insurance, Retirement Benefits, Benefits Accounting, Group Insurance, Benefits Administration, HRIS, Employee Relations, Compensations, PeopleSoft, 401k, Insurance, Executive Pay, ERISA, Succession Planning, Workers Compensation, Onboarding, Applicant Tracking..., Employee Engagement, Compensation
Education
Fairfield University 1983 — 1987
Bachelor of Science (BS), Finance
Century 21 Elite Properties January 2009 - Present
Bennington Equity Group, LLC February 1995 - Present
Prudential Securities March 2001 - January 2005
Education
DePaul University 1989 — 1991
The University of Chicago
Ernst & Young May 2009 - Present
Ernst & Young July 2007 - Present
Ernst & Young October 2006 - July 2007
Ernst & Young May 2002 - October 2006
Arthur Andersen LLP September 1997 - May 2002
Ernst & Young February 1995 - September 1997
David Lerner Associates, inc. August 1995 - February 1996
Prudential Securities December 1994 - August 1995
Education
Fairleigh Dickinson University 1989 — 1996
Advantage Title Agency Inc. March 2006 - Present
Venture Title Agency January 1999 - October 2005
Prudential Securities January 1980 - February 1998
Skills
Title Insurance, New Business Development, Customer Service
Education
Farmingdale State College 1979 — 1980
J.S. Eliezer Associates May 2000 - Present
KPMG April 1998 - August 1999
Prudential Securities 1996 - 1998
Skills
Strategic Sourcing, Procurement, Supply Chain Management, Vendor Relations, Vendor Management, Negotiation, Purchasing, Direct Marketing
Education
Fordham Gabelli School of Business 1997 — 2000
MBA, Finance
University of Michigan 1992 — 1996
BA, Psychology
Instinet Corporation August 2008 - Present
Prudential Securities 1997 - 2006
Prudential Equity Group 1997 - 2006
Prudential 1997 - 2006
Skills
Equity Research, Bloomberg, Equities, Series 7, Series 63, Series 86, Series 87, Series 16, Options
Education
New York University - Leonard N. Stern School of Business 2000 — 2003
MBA, Finance, Accounting
Fairfield University 1992 — 1996
BA, Economics
BHP Billiton November 2010 - Present
Chevron June 2008 - August 2010
Freeman&Leonard 2005 - 2010
Stanford Financial Group April 2006 - June 2008
Prudential Securities October 1991 - March 1997
Skills
Software, Advertising, PowerPoint, Hardware, Graphic Design, Adobe Acrobat, InDesign, Adobe Creative Suite, Creative Direction, Marketing, Corporate Branding, Photoshop, Illustrator, QuarkXPress, Art Direction, Mac, Posters, Brand Development, Graphics, Brochures, Newsletters, Project Management, Marketing Communications, Dreamweaver, Layout, Corporate Identity, Logo Design, Leadership, Customer Service, Pre-press, Social Media Marketing
Education
Fashion Institute of Technology 1980 — 1985
BS, Marketing and Communications
AAA Mid-Atlantic Insurance June 2010 - Present
Automated Data Processing September 2007 - January 2010
AIG May 2006 - March 2007
Richards & Summers Inc June 2005 - May 2006
Liberty Mutual Insurance March 2003 - June 2005
Novartis Pharmaceuticals September 2002 - March 2003
Prudential Securities June 1998 - January 2002
Education
Drew University
Business Management
Rapid Capital Funding February 2014 - Present
Veritas Financial Partners February 2013 - January 2014
Vaupen Financial Advisors August 2007 - January 2013
International Thoroughbred Breeders, Inc. November 2004 - August 2007
Maximillian Advisors LLC February 2002 - November 2004
Deutsche Bank Securities May 1993 - February 2002
Prudential Securities July 1992 - May 1993
Skills
Mergers, Private Equity, Venture Capital, Mergers & Acquisitions, Corporate Finance, Investment Banking, Due Diligence, Investments, Strategy, Finance, Capital Markets, Restructuring, Capital Raising, Credit, Structured Finance, Loans, Investor Relations, Financial Structuring, Equities, Business Strategy, Debt Restructuring, M&A experience, Financial Services, Acquisitions, Valuation, Hedge Funds, Banking, Credit Risk, Corporate Development, Emerging Markets, Entrepreneurship, Business Valuation, Capital Structure, Divestitures, Executive Management, Financial Advisory, Financial Modeling, LBO, Leveraged Finance, Private Placements, Capital
Education
Duke University 1988 — 1992
BA
BMO Financial Group July 2013 - Present
BMO Capital Markets January 2011 - July 2013
RBC Capital Markets October 2008 - January 2011
CIBC World Markets June 2004 - October 2008
Prudential Securities December 2000 - June 2004
Bear Stearns December 1998 - December 2000
ING Barings June 1996 - December 1998
Skills
Electronic Trading, SDLC, Equities, Business Analysis, Trading Systems, Capital Markets, Market Data, Back Office, Middle Office, Trading, Equity Trading, Financial Risk, Series 63, Series 7, Options, Derivatives, Prime Brokerage, Equity Derivatives, Risk Management, Banking, Bloomberg
Education
Fordham University - Graduate School of Business Administration 2001 — 2004
Masters of Business Administration, Finance
The Newport Group 2012 - Present
Home Dinners, LLC 2002 - December 2011
Prudential Securities 2000 - 2002
Prudential Insurance 1998 - 2000
Prudential Insurance 1994 - 1998
Prudential Insurance 1987 - 1994
Prudential Insurance 1986 - 1987
Prudential Insurance 1983 - 1986
Skills
Business Acumen, Program Management, Business Analysis, Troubleshooting, Build or Buy Analysis, Business Process..., Project Implementation, Operations Management, Cost Control, Technical Training, Small Business, Food Industry, Catering Sales, Cooking, Advertising, Project Management, Budgets, Management, Start-ups, Leadership
Education
Saint Mary's College of California 1981 — 1982
Master of Science, International Business
De La Salle University, GSB 1979 — 1980
Master of Business Administration, Marketing
De La Salle University 1974 — 1978
Bachelor of Science, Behavioral Sciences
Pine River Capital Management October 2011 - Present
Nomura Holding America June 2008 - September 2011
Bear Stearns July 2000 - June 2008
Bankers Trust July 1996 - March 2000
Prudential Securities November 1993 - July 1996
Skills
Credit Risk, Credit Derivatives, Due Diligence, Capital Markets, Investment Banking, Fixed Income, Hedge Funds, Credit, Swaps, Financial Structuring, Structured Finance, Securities, Trading, Equities, Investments, Portfolio Management, Valuation, Derivatives
Education
Fordham Gabelli School of Business 1997 — 2000
MBA, Finance
Franklin & Marshall College 1989 — 1993
BA, Business
Boston University Questrom School of Business August 2015 - Present
Cabot Corporation 2011 - 2014
Cabot Corporation 2005 - 2011
Cabot Corporation 2002 - 2005
Skyfire Technnologies 2000 - 2001
Prudential Securities 1997 - 1999
Stone & Webster Management Consultants Inc. 1993 - 1995
Schlumberger 1991 - 1993
Skills
Mergers & Acquisitions, Corporate Finance, Mergers, Business Strategy, Strategic Planning, Financial Analysis, Cross-functional Team..., Management, Financial Modeling, Natural Gas, Forecasting, Internal Controls, Strategy, Financial Reporting, Due Diligence, Acquisition Integration, Restructuring, Managerial Finance, Financial Forecasting, Valuation
Education
University of Pennsylvania - The Wharton School
MBA, Finance
Dublin Institute of Technology
BS, Mechanical Engineering, First Class Honors
Agilex Fragrances October 2007 - Present
Ryan Financial Consulting Services 2004 - 2007
Wachovia Securities, LLC 1990 - 2004
Prudential Securities 1990 - 2004
PricewaterhouseCoopers LLP September 1986 - May 1990
Skills
Marketing Strategy, Management, Sales, Product Development, Investments, Marketing, New Business Development, Strategy, Risk Management, Banking, PowerPoint, Leadership, Financial Analysis, Forecasting, Sales Management, Strategic Planning, Fragrance
Education
Fairleigh Dickinson University 1982 — 1985
bs, accounting
Glen Rock High School
BNY Mellon March 2011 - Present
UBS 2015 - 2015
UBS 2015 - 2015
Merrill Lynch October 2007 - November 2010
UBS February 2000 - August 2007
Prudential Securities July 1998 - November 1999
Skills
COBOLII, DB2, SQL, SPUFI, QMF, MQ series, Revolve tool, Scheduler, Change Management, Reporting & Analysis, Equities, Fixed Income, Options, Loans, Microsoft project, Microsoft Office, MS Project, Microsoft SQL Server, Requirements Gathering, Vendor Management, C#, User Acceptance Testing, Business Requirements, WebSphere MQ, JCL, Sybase, Business Intelligence, Project Management, Integration, Microsoft Project, CICS, Investment Banking, PMO
Education
NYU SCPS 2011 — 2012
Donetsk National University 1988 — 1992
bachelor, mechanics, computer science
The Technical Institute of America
Project Management
Geoffrey Richards Securities Corp. October 2001 - Present
Prudential Securities July 1998 - October 2001
Viva Golf USA January 1995 - June 1998
Skills
Series 7, Series 63, Investments, Fixed Income, Securities, Marketing, Asset Management, Hedge Funds, Portfolio Management, FINRA, Financial Services, Alternative Investments, Equities, Finance, Investment Strategies, Bloomberg, Valuation, Capital Markets, Wealth Management, Derivatives, Private Equity
Education
Florida Atlantic University 1992 — 1994
Finance
Rutgers University-New Brunswick 1990 — 1992
Finance, German
The Pingry School 1981 — 1989
Fifth Third Bank September 2003 - Present
Kilgallon Investment Group March 2002 - September 2003
Prudential Securities 2000 - 2002
Merrill Lynch 1999 - 2000
Citibank, FSB 1996 - 1999
Alltech Data Systems 1994 - 1996
Centex / MFS Telecom 1992 - 1994
Camadon 1990 - 1991
Skills
Sales, Finance, Wealth Management, Employee Benefits, Commercial Lending, Loans, Credit, Banking, Portfolio Management, Retirement Planning, Small Business Lending, Mortgage Lending, Series 7, Commercial Banking, Investments, Mutual Funds, Strategic Financial..., Asset Allocation, Investment Advisory, Series 63
Education
The American College 2010 — 2011
Chartered Life Underwriter, Life Insurance Planning
The American College 2009 — 2010
Chartered Financial Consultant, Financial Planning and Services
DePaul University 2005 — 2009
Financial Planning Curriculum, Financial Planning & Services
Northern Illinois University 1985 — 1989
Bachelor of Science, Business Management
St. Jude
Thornwood
Thornwood
Thornwood High School
Thornwood High School'
UBS Financial Services February 2009 - Present
Citi Smith Barney October 1991 - January 2009
Prudential Securities September 1985 - October 1991
JB Hanauer and Company September 1980 - September 1985
Education
Fairleigh Dickinson University
BS, Marketing and Business Administration
RJ Riley & Company Inc. January 1989 - Present
Florida Gulf Coast University August 2004 - Present
City of Palms Classic 2003 - March 2014
Prudential Securities 1984 - 2004
Wachovia Securities Financial Network April 1990 - May 2000
Skills
Public Speaking, Higher Education, Teaching, Event Planning, Research, Social Media, Fundraising, Public Relations, Student Affairs, Nonprofits, Event Management, Editing, Curriculum Development, Community Outreach, Grant Writing, Microsoft Office, Social Media Marketing, Curriculum Design, Leadership Development, Marketing Strategy, Program Development, Sports Marketing, Media Relations, Strategic Planning, Facebook, Sports, Leadership, Marketing, Non-profits, Sports Management, Social Networking, Marketing Communications, Press Releases, Blogging, Advertising, Newsletters, Volunteer Management, Community Development, Creative Writing, Staff Development, Grants, Strategic Communications, Entrepreneurship, Coaching, Spanish, Training, Proposal Writing, Time Management, Team Building, Organizational...
Education
University of South Florida and Florida Gulf Coast University 1997 — 2012
Bachelor's in English, MBA in Management
Florida Gulf Coast University 1999 — 2003
Master of Business Administration (M.B.A.), Management
Florida Gulf Coast University 1997 — 2003
Master of Business Administration (M.B.A.), Finance and Management
Kean University 1968 — 1972
NA, English Language and Literature/Letters
BlackRock April 2011 - Present
Avestus Capital Partners August 2006 - March 2011
RBC Capital Markets 2005 - 2006
Cohen & Steers Capital Advisors April 2001 - March 2005
Prudential Securities 1997 - 2000
Education
Fordham Gabelli School of Business 1990 — 1992
MS, Taxation
Duquesne University 1980 — 1984
BS, Accounting
TMCBonds October 2013 - Present
Bonds.com November 2009 - February 2013
Kepler Capital Markets 2009 - 2010
MarketAxess- DealerAxess May 2006 - September 2008
Rafferty Capital August 2003 - April 2006
Garden City Capital November 2001 - February 2003
Trading Edge (now Market Axess) 1999 - 2001
Xerox 1998 - 1999
Prudential Securities 1987 - 1998
Skills
Electronic Trading, CDS, High Yield, Corporates, Fixed Income, Bonds, Trading, Electronic Trading..., Trading Systems, Global Account..., New Business Development, Start-ups, Cross-functional Team..., Product Management, Vendor Relationships, Convertible Bonds, Emerging Markets, Municipal Bonds, Structured Products, Equities, Securities, Financial Markets, Bloomberg, Series 7
Education
Fairfield University
Marketing
Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities, LLC January 2009 - June 2009
Smith Barney January 2005 - August 2008
Smith Barney 1999 - 2008
Smith Barney 1999 - 2008
Smith Barney November 1999 - December 2004
Prudential Securities August 1997 - November 1999
Prudential Securities November 1996 - August 1997
Chase Manhattan Bank 1980 - 1985
Education
Pace University - Lubin School of Business 1981 — 1985
MBA, Finance
Fairfield University 1976 — 1980
BS, Accounting
KPMG US July 2013 - Present
Chilton Investment Company May 2008 - May 2013
Bear Stearns 2000 - 2008
Prudential Securities 1997 - 2000
Runicom SA September 1995 - September 1997
Prudential Securities September 1993 - September 1995
Deloitte & Touche October 1992 - September 1993
Skills
Alternative Investments, Hedge Funds, Equities, Private Equity, Securities, Capital Markets, FINRA, Mergers & Acquisitions, Financial Structuring, Structured Products, Investments, Fixed Income, Asset Management, Bonds, Venture Capital, Fund Of Funds, Investment Management, Bloomberg, Due Diligence, Valuation, Investor Relations, Structured Finance, Derivatives, Prime Brokerage
Education
New York University School of Law 1993 — 1995
Master of Laws (LL.M.), Tax
Florida International University 1990 — 1992
Masters of Science in Taxation, Tax
University of Miami School of Law 1989 — 1992
Doctor of Law (J.D.), Law
Tulane University - A.B. Freeman School of Business 1985 — 1989
Bachelor of Science in Management (BSM), Accounting
CP Capital Securities July 2003 - July 2007
Stanford Group Company January 2002 - July 2003
Prudential Securities August 1992 - January 2002
Merrill Lynch January 1988 - August 1992
Morgan Stanley March 1986 - December 1988
Skills
Investments, Venture Capital, Small Business, Hedge Funds, Alternative Investments, Capital Markets, Fixed Income, Equities, Investment Banking, Private Equity, Series 7, Derivatives, Asset Management, Wealth Management, Securities
Education
Florida International University 1979 — 1983
Bachelor of Business Administration (BBA), Finance and International Business
The Investment Center, Inc. December 2005 - Present
Ryan Beck & Co. July 2000 - November 2005
Prudential Securities April 1999 - July 2000
Kenneth Cole Productions 1998 - 1999
Education
BHS
Fairleigh Dickinson University
Masters Administrative Science, International Studies/Business Management
SunGard May 1999 - Present
Prudential Securities 1991 - 1998
Shearson Lehman 1985 - 1991
Skills
Business Analysis, Electronic Trading, SDLC, Manual Testing, Derivatives, Regression Testing, Software Quality..., Trading, Agile Methodologies, Trading Systems, Capital Markets, User Acceptance Testing, Test Planning, Sybase, Unix, Disaster Recovery, Risk Management, Requirements Analysis, SQL
Education
Fairleigh Dickinson University 1980 — 1984
BS Business Management, Cum Laude
County of Delaware February 2013 - Present
Philadelphia Phillies April 1985 - Present
Cutler Group, LP May 2011 - September 2011
HERR'S May 2010 - February 2011
Philadelphia Stock Exchange November 1998 - August 2008
PRUDENTIAL SECURITIES February 1996 - November 1998
ZEITZER SECURITIES January 1992 - January 1996
PHLX June 1989 - December 1992
Skills
Sales, Customer Service, Merchandising, Trading, Sales Management, Options
Education
Mercy Vocational High School
Delaware County Community College
Associates Degree, Business
Oxbow Carbon LLC September 2012 - Present
Callisto Partners LLC September 2002 - August 2012
Prudential Securities January 2000 - August 2002
Volpe Brown Whelan January 1999 - December 1999
Dresdner Kleinwort Wasserstein (formerly Dresdner Kleinwort Benson) September 1983 - December 1999
Education
Duke University
Bachelor of Arts (B.A.), Political Science
The Haverford School
The Alin Financial Group May 2014 - Present
Summit Brokerage Services July 2010 - May 2014
Raymond James Financial Services October 2002 - July 2010
Wachovia Securities 1999 - 2002
Prudential Securities 1993 - 1999
Lexis/Nexis 1990 - 1993
Skills
Series 7, Investments, Securities, Retirement Planning, Series 63, Estate Planning, Investment Advisory, Mutual Funds, Asset Management, Fixed Income, Equities, Strategic Financial..., 401(k) Plans
Education
Emory University 1985 — 1989
BA, Political Science
Ardsley High School 1981 — 1985
MetLife Group, Inc (Investments Division) February 2009 - Present
Artio Global Investors December 2006 - December 2008
Lord Abbett March 2005 - November 2006
Pershing LLC January 1999 - March 2005
Prudential Securities September 1987 - January 1997
Smith Barney August 1983 - September 1987
Skills
Data Warehousing, Business Intelligence, Data Modeling, Business Analysis, Master Data Management, Requirements Analysis, Requirements Gathering, Enterprise Architecture, IT Strategy, Derivatives, Fixed Income, Financial Services, Business Requirements, Governance, Project Management, SDLC
Education
Florida Institute of Technology
Seaford High School (NY)
G Marshall Johnson & Associates January 1999 - Present
The Investment Center December 1993 - 2001
Prudential Securities January 1993 - June 1996
XEC August 1980 - May 1986
Xerox Corporation July 1978 - February 1980
Skills
Sales, Executive Management, New Business Development, Small Business, Sales Management, Business Development, B2B, Strategy, Training, Entrepreneurship, Coaching, Selling, Business Planning, Social Media, Marketing Strategy, Executive Coaching, Business Strategy, Cold Calling, Leadership, Consulting, Process Improvement, Public Speaking, Start-ups, Management Consulting, Time Management, Finance, Insurance, Strategic Planning, Management, CRM, Marketing, Team Building, Sales Process, Leadership Development, Strategic Partnerships, Mergers & Acquisitions, Lead Generation, Budgets, Employee Benefits, Direct Sales, Negotiation, Account Management, Contract Negotiation, Competitive Analysis, Recruiting, Team Leadership, Market Research, Risk Management, Change Management, Organizational...
Education
Columbia Pacific University 1982 — 1987
MBA, Economics
East Carolina University
B.S., Social Work, Psychology, History
Ramapo College of New Jersey June 2012 - Present
Liquidnet Issuer Services January 2011 - March 2012
Liquidnet Issuer Services March 2009 - December 2010
Credit Suisse January 2006 - December 2008
Credit Suisse June 2000 - December 2006
Prudential Securities May 1984 - June 2000
Skills
Equities, Investments, Equity Research, Series 7, Capital Markets, Equity Trading, Hedge Funds, Financial Analysis, Series 63, Private Equity, Corporate Finance, Securities, Portfolio Management, Financial Markets, Electronic Trading, IPO
Education
Yale University - Yale School of Management 1982 — 1984
MPPM, Finance
Fairleigh Dickinson University 1977 — 1981
Bachelor of Science (BS), Accounting/Economics
Office of the Comptroller of the Currency June 2013 - Present
USAA March 2011 - May 2013
JP Morgan Chase April 2008 - March 2011
Countrywide Home Loans June 2006 - January 2008
GunnAllen Financial May 2003 - June 2006
Prudential Securities February 2001 - May 2003
Skills
CERTIFIED FINANCIAL..., Series 7, Series 65, Series 66, Life Insurance, Retirement Planning, Wealth Management, Mutual Funds, Retirement, Asset Allocation, Series 63, Loans
Education
Florida Atlantic University 1997 — 2001
B.S., Finance
Tahoe Fixed Income LLC February 2013 - Present
Duncan-Williams, Inc. August 2009 - February 2013
Wachovia Capital Markets 2005 - August 2009
Wachovia 2003 - 2005
Prudential Securities 2000 - 2001
Skills
Trading, CMBS, MBS, ABS, Analysis, Series 7, Investments, Bloomberg, Finance, Fixed Income, Bonds, Hedge Funds, Financial Risk, Capital Markets, Derivatives, Portfolio Management, Securities, Series 63, Equities, Structured Products
Education
Duquesne University 2001 — 2003
MBA, Finance/Real Estate
University of Pittsburgh 1993 — 1997
B.S., Accounting
Optionable January 2010 - Present
Columbia Sports Group October 2007 - Present
Venaca June 2000 - September 2007
Prudential Securities May 1997 - April 2000
Brown & Wood, LLP September 1995 - April 1997
Skills
Business Strategy, Financial Analysis, Mergers, Financial Modeling, Capital Formation, Legal Issues, Corporate Law, Advisory Boards, Board of Director..., Board of Directors, Management, Investment Banking, Mergers & Acquisitions, Equities, Due Diligence, Strategic Planning, Capital Markets, Private Equity, New Business Development, Investments, Venture Capital, Financial Services, Private Placements, Securities, Business Planning
Education
Fordham University - Graduate School of Business Administration 1993 — 1994
Master of Business Administration (MBA), Banking, Corporate, Finance, and Securities Law
Fordham University School of Law 1990 — 1993
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Garden City High School
Edward Jones & Co. May 2012 - Present
Charles Schwab August 2008 - May 2012
US Navy April 2003 - April 2011
Wachovia Securities, LLC June 2007 - August 2008
A.G. Edwards January 2001 - May 2007
Prudential Securities April 1998 - January 2001
Education
Fontbonne University 2010 — 2012
Master of Management, Management, 3.9
Ohio University 1987 — 1990
BA, History Pre-Law
Merrill Lynch Vice President-Senior Financial AnalystThe Liebman Group-Merrill LynchJune 2013 - Present
Prudential Securities 1999 - 2005
Education
Denison University 1972 — 1974
BA, French
Fidelity Investments, Inc. March 2007 - February 2009
Oppenheimer & Co. January 2002 - January 2007
Medco February 2001 - December 2001
ADP Brokerage Services September 2000 - January 2001
Medco September 1998 - August 2000
Prudential Securities November 1997 - August 1998
Merrill Lynch August 1997 - October 1997
Medco September 1994 - July 1997
Skills
Data Warehousing, Systems Analysis, Integration, Software Development, Mainframe database, Mainframe utilities, Appilcations systems...
Education
De La Salle University 1976 — 1981
BS
BlackRock December 2012 - Present
BlackRock January 2010 - November 2012
Barclays Global Investors (BGI) May 2007 - December 2009
Lehman Brothers May 2005 - June 2007
AIG February 2000 - May 2005
Prudential Securities July 1997 - February 2000
Skills
Fixed Income, Portfolio Management, Quantitative Analytics, Risk Management, Financial Risk, Bonds, Hedging, Derivatives, Capital Markets, Asset Managment, Alternative Investments, Financial Modeling, Valuation, Quantitative Finance, Portfolio Optimization, Market Risk
Education
New York University - Leonard N. Stern School of Business 2002 — 2005
MBA, Finance
Duke University 1993 — 1997
Ph.D, Statistics
Lampe Conway October 2006 - Present
Kellner Dileo 1999 - 2006
Prudential Securities 1996 - 1998
AllianceBernstein 1992 - 1995
Skills
Bloomberg, Equities, Hedge Funds, Fixed Income, Equity Trading, Derivatives, Options, Capital Markets, Trading, Electronic Trading, Alternative Investments, Securities, Trading Systems, Asset Management
Education
Fordham Gabelli School of Business 1993 — 1996
mba, finance
Fordham University 1986 — 1990
bs, finance
Bergen Catholic 1982 — 1986
Wells Fargo January 2009 - Present
Wachovia, A Wells Fargo Company June 2003 - January 2009
Prudential Securities May 1998 - June 2003
Cowen and Company March 1996 - April 1998
Cowen and Company November 1995 - March 1996
Education
Fordham Gabelli School of Business 2006 — 2008
MBA, Finance & Marketing
Miami University 1991 — 1995
Bachelor of Science, Marketing
The Lawrenceville School
J.P. Morgan April 2013 - Present
UBS Global Asset Management July 2002 - April 2013
Prudential Financial March 2000 - July 2002
Goldman Sachs Asset Management November 1997 - March 2000
PaineWebber 1995 - 1997
Prudential Securities 1990 - 1995
Skills
Hedge Funds, Mutual Funds, Alternative Investments, Equities, Asset Management, Asset Allocation, Investment Management, Fixed Income, Investment Strategies, Investments, Portfolio Management, Securities
Education
Dickinson College 1981 — 1985
BA, English, History
Merrill Edge February 2015 - Present
Endurance International Group May 2014 - February 2015
GoDaddy.com June 2010 - April 2014
Charles Schwab August 1999 - May 2010
Prudential Securities August 1997 - July 1999
Skills
Finance, Investments, Leadership, Financial Analysis, Financial Services
Education
Denison University 1985 — 1989
B.A., History
Travelers May 2005 - Present
Travelers July 2004 - May 2005
Gulf July 2003 - July 2004
AIG January 2001 - January 2003
Prudential Securities January 1999 - January 2001
AIG January 1998 - January 1999
Skills
Documentation, Automation, Change Management, Insurance, Process Improvement, Operations Management, Offshoring, MS Office Suite, Workflow Design, Six Sigma, Access, Analysis, Business Process, Human Resources, Integration, Business Analysis, Business Process..., Management, Microsoft Office, Microsoft Word, Performance Management, PowerPoint, Process Engineering, Quality Assurance, Recruiting, Software Documentation, SDLC, Risk Management, User Acceptance Testing, Vendor Management
Education
New Jersey City University 1995 — 1999
BS, Computer Science
East Stroudsburg University of Pennsylvania 1993 — 1994
Media Arts
Annuity Pros, Inc October 2008 - Present
Prudential Securities 1983 - 2003
Skills
Retirement, Annuities, Fixed Annuities, IRA's, Retirement Planning, 401k, Pensions, Savings, Financial Advice, Investments, IRAs, Life Insurance, Financial Advisory, Investment Advisory, Series 6, Variable Annuities, Series 63, Mutual Funds, Credit, FINRA, Strategic Financial..., Finance, Insurance, Portfolio Management, Asset Protection, Disability Insurance, Long-term Care, Wealth Management, Financial Planners, Long Term Care Insurance, Universal Life, Term Life Insurance, Financial Planning
Education
University of Florida - Warrington College Of Business 1969 — 1970
MBA, Marketing
Florida State University 1964 — 1967
Bachelor of Science (BS), Psychology & Economics
Raymond James 2001 - Present
Prudential Securities 1998 - 2001
Dreyfus 1994 - 1998
Skills
Investments, Securities, Finance, Management, Financial Advisory, Series 7, Wealth Management, Series 63, Mutual Funds, Retirement Planning, Portfolio Management, Asset Management, Asset Allocation, Investment Advisory, Strategic Financial...
Education
Texas A&M University-Commerce 2014 — 2017
Master of Business Administration (M.B.A.)
University of Pennsylvania - The Wharton School 2008 — 2010
Executive Degree, Securities Industry Insitutute
Florida International University 1984 — 1988
Bachelors in Business Administration, MIS
Wells Fargo Advisors February 1996 - Present
Prudential Securities 1996 - 2004
Prudential Securities 1996 - 2004
Prudential Securities 1996 - 2004
Smith Barney May 1990 - September 1995
Skills
Series 24, Interest Rate..., Bonds, Securities, Capital Markets, Fixed Income, Series 63, Bloomberg, Series 7, Portfolio Management, Derivatives, Mutual Funds, Alternative Investments, Investments, Wealth Management, Structured Products, Asset Management, Equities
Education
Fordham University - Graduate School of Business Administration 1997 — 2002
MBA, Finance
St. John's University 1988 — 1990
B.S., Finance
St Chris
St. Agnes HS
Catamount Wealth Management President & CEOCatamount Wealth Management2003 - Present
Constitution Capital Corp. 1993 - 2003
Prudential Securities 1990 - 1993
Paine Webber 1982 - 1990
Education
Fairfield University
B.S., Business, Mathematics, Psychology
Coca-Cola Refreshments November 2006 - March 2011
Jack Morton August 2006 - November 2006
Conundrum Marketing August 2004 - August 2006
Eventive Marketing May 2004 - August 2004
Relay sports & event marketing May 2002 - October 2003
Dell Computer Corp May 2000 - October 2001
Marketing Mix 1999 - 2000
Prudential Securities October 1997 - March 1999
Skills
Event Marketing, Event Management, Promotions, Trade Shows, Sales, Event Planning, Marketing
Education
Florida Atlantic University 1993 — 1997
business Administration, Manangement
Acadian Companies October 2013 - June 2015
Private January 2013 - 2015
Hospital July 2008 - January 2013
Nuclear Solutions August 2005 - April 2007
Prudential Securities March 1994 - November 1998
US Navy January 1985 - July 1991
Skills
EMS, Paramedic, NREMT, Rescue, NIMS, Firefighters, Fire Management, EMT, PHTLS, Emergency, Ambulance, PEPP, Emergency Services, EMS Education, BLS, Emergency Medical, Hospital, Operating Room, ACLS, Sales Process, Sales Presentations, Organizational..., Hospitals, Healthcare, CPR Certified, Firefighting, Emergency Management, Customer Service
Education
University of Arkansas 2004 — 2005
Bachelor of Science (B.S.), Nuclear Medicine, 3.30 gpa
DeVry University-Texas 1989 — 1992
Bachelor's of Science degree, Business, 3.22 gpa
Kilgore Coillege 1997 — 1999
Associate of Science (A.S.), Biology/Biological Sciences, General, 3.75
Linch Capital June 2011 - Present
TM Capital September 2006 - February 2008
Total Technology Ventures March 2002 - July 2004
Prudential Securities August 1997 - April 2000
SunTrust Bank July 1992 - July 1995
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA, Finance
Emory University 1988 — 1992
BBA, Finance
B & A Advisors, Ltd. January 2012 - Present
Luparella, Redilla and Prescott February 2008 - October 2011
Kraft Nissenbaum & Associates November 1985 - May 2005
Prudential Securities December 1981 - December 1985
KPMG June 1977 - November 1981
WeiserMazars June 1974 - June 1977
Skills
Tax Law, Financial Structuring, Restructuring, Strategic Financial..., Internal Controls, IFRS, Financial Accounting, CPA, Private Equity, Advisory, Business Valuation, Financial Advisory
Education
Fairleigh Dickinson University 1976 — 1979
Masters of Business Administration, Taxation and Finance, 3.8 GPA
Fairleigh Dickinson University 1969 — 1973
Bachelor of Science, Accounting & Finance
Cantor Fitzgerald 2013 - Present
Bank of America- Merrill Lynch 2001 - 2012
Prudential Securities 1984 - 2001
Skills
Equities, Capital Markets, Fixed Income
Education
Drexel University 1986 — 1991
Master of Business Administration (M.B.A.), Finance and Financial Management Services
Temple University 1978 — 1982