Prudential Securities
Industry: Bank
DescriptionPrudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, New York, United States Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities
Prudential Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Prudential Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Prudential Securities Employees
Employee
Years
Job
Industry
Harold G Wenger, Jr Harold G Wenger, Jr's Prudential Securities Experience 1982 - 1991
Job Senior Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2001 - Present
Smith Barney 1991 - 2001
Prudential Securities 1982 - 1991
Skills
Estate/Legacy Planning..., Medicare Planning/Long..., Retirement Income..., Social Security..., Wealth Preservation..., Asset Allocation, Financial Advisory, Investment Strategies, Strategic Planning, Tax-Efficient Strategies
Education
Franklin & Marshall College 1976 — 1981
BA cum laude, Government
Wells Fargo Advisors, LLC 2001 - Present
Smith Barney 1991 - 2001
Prudential Securities 1982 - 1991
Skills
Estate/Legacy Planning..., Medicare Planning/Long..., Retirement Income..., Social Security..., Wealth Preservation..., Asset Allocation, Financial Advisory, Investment Strategies, Strategic Planning, Tax-Efficient Strategies
Education
Franklin & Marshall College 1976 — 1981
BA cum laude, Government
Todd Brydges's Prudential Securities Experience April 1998 - September 1998
Job Business Manager at CPA Global
Industry Legal Services
Experience
CPA Global June 2012 - Present
Questel Inc. February 2010 - June 2012
Computer Packages Inc. November 2001 - February 2010
Spherion September 1998 - March 2001
Prudential Securities April 1998 - September 1998
Computer Packages Inc. January 1992 - April 1998
Skills
Intellectual Property, Contract Negotiation, Leadership, Management, New Business Development, Strategic Planning, Sales, Outsourcing, Strategy, Marketing Strategy, Training, Patents, Business Development, Analysis, Integration
Education
Hampden-Sydney College 1986 — 1990
Bachelor's degree, Political Science and Government
American Overseas School of Rome 1979 — 1982
Herndon
CPA Global June 2012 - Present
Questel Inc. February 2010 - June 2012
Computer Packages Inc. November 2001 - February 2010
Spherion September 1998 - March 2001
Prudential Securities April 1998 - September 1998
Computer Packages Inc. January 1992 - April 1998
Skills
Intellectual Property, Contract Negotiation, Leadership, Management, New Business Development, Strategic Planning, Sales, Outsourcing, Strategy, Marketing Strategy, Training, Patents, Business Development, Analysis, Integration
Education
Hampden-Sydney College 1986 — 1990
Bachelor's degree, Political Science and Government
American Overseas School of Rome 1979 — 1982
Herndon
Lindana Martell Lindana Martell's Prudential Securities Experience 1988 - 1991
Job Specializing in Life,Health and Accident Insurance
Industry Insurance
Experience
Western & Southern Life May 2013 - Present
Experience Unlimited September 2012 - May 2013
BNP Paribas Prime Brokerage October 2008 - July 2011
Banc of America Securities, Prime Brokerage( formerly Montgomery Secs) February 1991 - September 2008
Prudential Securities 1988 - 1991
Birr Wilson & Co 1982 - 1988
Skills
Equities, Portfolio Management, Investments, Securities, Hedge Funds, Series 7, Bonds, Mutual Funds, Back Office, Trading, Finance, Fixed Income, Capital Markets, Financial Services, Wealth Management, Derivatives, Prime Brokerage, Investment Banking, Risk Management, FX Options, Relationship Management, Alternative Investments, Bloomberg, Financial Markets, Trading Systems, Asset Management
Education
Heald College-San Francisco
Associate of Arts (AA), Business Administration, Management and Operations
Western & Southern Life May 2013 - Present
Experience Unlimited September 2012 - May 2013
BNP Paribas Prime Brokerage October 2008 - July 2011
Banc of America Securities, Prime Brokerage( formerly Montgomery Secs) February 1991 - September 2008
Prudential Securities 1988 - 1991
Birr Wilson & Co 1982 - 1988
Skills
Equities, Portfolio Management, Investments, Securities, Hedge Funds, Series 7, Bonds, Mutual Funds, Back Office, Trading, Finance, Fixed Income, Capital Markets, Financial Services, Wealth Management, Derivatives, Prime Brokerage, Investment Banking, Risk Management, FX Options, Relationship Management, Alternative Investments, Bloomberg, Financial Markets, Trading Systems, Asset Management
Education
Heald College-San Francisco
Associate of Arts (AA), Business Administration, Management and Operations
Chuck Albers (龙泽勇)'s Prudential Securities Experience April 2000 - November 2002
Job Founder & General Partner: Dynamic Affluence Group & Related Companies
Industry Philanthropy
Experience
Dynamic Affluence Group February 2002 - Present
Pacific - Great Lakes June 2007 - Present
Prudential Securities April 2000 - November 2002
The Hartford 1997 - 2000
Merrill Lynch 1994 - 1997
Skills
I speak Chinese..., Estate Planning, Wealth Management, Small Business, Business Planning, Investments, Trusts, Insurance, Financial Advisory, Estate Tax Planning, Tax, High Net Worth..., Financial Services, Wealth Management..., Asset Protection, Wealth, Strategic Planning, Public Speaking, Executive Management, Finance
Education
Golden Gate University 2013 — 2014
Masters of Science in Taxation, Taxation
Indiana University Bloomington
BA & MA
Dynamic Affluence Group February 2002 - Present
Pacific - Great Lakes June 2007 - Present
Prudential Securities April 2000 - November 2002
The Hartford 1997 - 2000
Merrill Lynch 1994 - 1997
Skills
I speak Chinese..., Estate Planning, Wealth Management, Small Business, Business Planning, Investments, Trusts, Insurance, Financial Advisory, Estate Tax Planning, Tax, High Net Worth..., Financial Services, Wealth Management..., Asset Protection, Wealth, Strategic Planning, Public Speaking, Executive Management, Finance
Education
Golden Gate University 2013 — 2014
Masters of Science in Taxation, Taxation
Indiana University Bloomington
BA & MA
Gregory Bloom Gregory Bloom's Prudential Securities Experience 1997 - 1999
Job President at Seal Science, Inc
Industry Defense & Space
Experience
Seal Science, Inc. March 2009 - Present
MSM Industries, Inc. April 2008 - March 2009
Seal Science, Inc. March 2002 - March 2008
KB Home/ rateOne Home Loan 2002 - 2002
KB Home 2000 - 2002
Strategic Asset Funding Corp. (SAFC) 1999 - 2000
Prudential Securities 1997 - 1999
Prudential Securities 1991 - 1997
Prudential Securities 1987 - 1991
Skills
Aerospace, Special Operations, Defense, Military, Leadership, Aircraft, Homeland Security, National Security, Management, Systems Engineering, Defence, Manufacturing, Military Experience, Security Policy, Media Relations, Strategy, Air Force, Navy, Aviation, Intelligence, DoD, Helicopters, Integration, Tactics, Engineering, Government Contracting, Military Operations, Command, Avionics, Program Management, Radar, Government, Operational Planning, Security Clearance, Weapons, Organizational..., Intelligence Analysis, Satellite, Army, System Design, Counterterrorism, Maritime, Defense Contracting, Electronic Signatures, Federal Government..., Electronic Warfare, Maritime Security, Public Speaking, Lobbying, signature management
Education
University of California, Los Angeles - The Anderson School of Management 1995 — 1997
MBA, Finance
University of California, Los Angeles 1987 — 1991
BA, Economics/Business (Honors)
Georgia Institute of Technology
Certificate, Electronic Warfare
Seal Science, Inc. March 2009 - Present
MSM Industries, Inc. April 2008 - March 2009
Seal Science, Inc. March 2002 - March 2008
KB Home/ rateOne Home Loan 2002 - 2002
KB Home 2000 - 2002
Strategic Asset Funding Corp. (SAFC) 1999 - 2000
Prudential Securities 1997 - 1999
Prudential Securities 1991 - 1997
Prudential Securities 1987 - 1991
Skills
Aerospace, Special Operations, Defense, Military, Leadership, Aircraft, Homeland Security, National Security, Management, Systems Engineering, Defence, Manufacturing, Military Experience, Security Policy, Media Relations, Strategy, Air Force, Navy, Aviation, Intelligence, DoD, Helicopters, Integration, Tactics, Engineering, Government Contracting, Military Operations, Command, Avionics, Program Management, Radar, Government, Operational Planning, Security Clearance, Weapons, Organizational..., Intelligence Analysis, Satellite, Army, System Design, Counterterrorism, Maritime, Defense Contracting, Electronic Signatures, Federal Government..., Electronic Warfare, Maritime Security, Public Speaking, Lobbying, signature management
Education
University of California, Los Angeles - The Anderson School of Management 1995 — 1997
MBA, Finance
University of California, Los Angeles 1987 — 1991
BA, Economics/Business (Honors)
Georgia Institute of Technology
Certificate, Electronic Warfare
Jena Prideaux McWha Jena Prideaux McWha's Prudential Securities Experience 1996 - 1997
Job Strategist and Senior Financial/Operations Consultant
Industry Higher Education
Experience
Self Employed 2012 - Present
Syracuse University 2010 - 2012
Advisory Board Company 2007 - 2009
Princeton University 2004 - 2007
Discovery Communications 2004 - 2005
Corporate Executive Board 2001 - 2004
Price Waterhouse Coopers 1997 - 1999
Prudential Securities 1996 - 1997
Skills
Policy Development, Executive Communication, Contract Negotiation, Process Improvement, Talent Development, Project Management, Change Management, Budget Management, Endowment Management, Business Development, Strategic Planning, Operations Management, Budgets, Research, Analysis, Business Process..., Management, Program Management, Strategy
Education
Georgetown University - The McDonough School of Business 1999 — 2001
MBA, Finance/Operations
Princeton University 1992 — 1996
A.B., cum laude, English
Self Employed 2012 - Present
Syracuse University 2010 - 2012
Advisory Board Company 2007 - 2009
Princeton University 2004 - 2007
Discovery Communications 2004 - 2005
Corporate Executive Board 2001 - 2004
Price Waterhouse Coopers 1997 - 1999
Prudential Securities 1996 - 1997
Skills
Policy Development, Executive Communication, Contract Negotiation, Process Improvement, Talent Development, Project Management, Change Management, Budget Management, Endowment Management, Business Development, Strategic Planning, Operations Management, Budgets, Research, Analysis, Business Process..., Management, Program Management, Strategy
Education
Georgetown University - The McDonough School of Business 1999 — 2001
MBA, Finance/Operations
Princeton University 1992 — 1996
A.B., cum laude, English
Gip Bartels Gip Bartels's Prudential Securities Experience 1994 - 1997
Job SVP, MultiCap Value Portfolio Manager at Pennsylvania Trust
Industry Investment Management
Experience
Pennsylvania Trust February 2012 - Present
Spartan Capital Management 2004 - 2012
The Haverford Trust Company 1997 - 2004
Prudential Securities 1994 - 1997
Ballard Spahr, LLP 1987 - 1994
Skills
Wealth Management, Asset Allocation, Equities, Series 7, Portfolio Management, Uniform Combined State..., Mutual Funds, Fixed Income, Asset Managment, Securities, Alternative Investments, Investments, Series 24, Investment Advisory, Financial Modeling, Private Equity, Hedge Funds, Strategic Financial..., Trading
Education
University of Pennsylvania Law School 1984 — 1987
Doctor of Law (J.D.)
Harvard University 1980 — 1984
A.B., Magna Cum Laude
Pennsylvania Trust February 2012 - Present
Spartan Capital Management 2004 - 2012
The Haverford Trust Company 1997 - 2004
Prudential Securities 1994 - 1997
Ballard Spahr, LLP 1987 - 1994
Skills
Wealth Management, Asset Allocation, Equities, Series 7, Portfolio Management, Uniform Combined State..., Mutual Funds, Fixed Income, Asset Managment, Securities, Alternative Investments, Investments, Series 24, Investment Advisory, Financial Modeling, Private Equity, Hedge Funds, Strategic Financial..., Trading
Education
University of Pennsylvania Law School 1984 — 1987
Doctor of Law (J.D.)
Harvard University 1980 — 1984
A.B., Magna Cum Laude
Steve Loser Steve Loser's Prudential Securities Experience September 1992 - September 1997
Job Adjunct Instructor (Math and Investments) and Corporate Trainer (Traditional and Distance Learning)
Industry Higher Education
Experience
York College of Pennsylvania September 2009 - Present
Online September 2004 - Present
KnowledgePlanet.com November 2003 - September 2007
Junior Achievement of South Central PA June 2002 - April 2003
Baker/LWB Refractories September 2000 - September 2002
Lebanon Valley College October 2001 - February 2002
Baker/LWB Refractories September 1997 - September 2000
Harrisburg Area Community College May 1995 - December 1997
Prudential Securities September 1992 - September 1997
J. E. Baker Company March 1976 - July 1985
Skills
Managerial Finance, Finance, IT Management, Options, ETFs, Microsoft Excel, Access, Leadership, Curriculum Design, Public Speaking, Non-profits, Teaching, Microsoft Office
Education
The George Washington University 1998 — 2002
MA, Educational Technology Leadership
York College of Pennsylvania 1994 — 1995
Certificate, Information Technology
Loyola College in Maryland 1977 — 1982
MBA, Finance
Franklin & Marshall College 1975 — 1976
Certificate, Accounting
Lebanon Valley College 1970 — 1974
BA, Mathematics
York College of Pennsylvania September 2009 - Present
Online September 2004 - Present
KnowledgePlanet.com November 2003 - September 2007
Junior Achievement of South Central PA June 2002 - April 2003
Baker/LWB Refractories September 2000 - September 2002
Lebanon Valley College October 2001 - February 2002
Baker/LWB Refractories September 1997 - September 2000
Harrisburg Area Community College May 1995 - December 1997
Prudential Securities September 1992 - September 1997
J. E. Baker Company March 1976 - July 1985
Skills
Managerial Finance, Finance, IT Management, Options, ETFs, Microsoft Excel, Access, Leadership, Curriculum Design, Public Speaking, Non-profits, Teaching, Microsoft Office
Education
The George Washington University 1998 — 2002
MA, Educational Technology Leadership
York College of Pennsylvania 1994 — 1995
Certificate, Information Technology
Loyola College in Maryland 1977 — 1982
MBA, Finance
Franklin & Marshall College 1975 — 1976
Certificate, Accounting
Lebanon Valley College 1970 — 1974
BA, Mathematics
Linda Cortes Linda Cortes's Prudential Securities Experience December 1997 - July 1999
Job Executive Support Supervisor at Rackspace, DataStores
Industry Computer Software
Experience
Rackspace, the Open Cloud Company November 2013 - Present
TrueCar, Inc. October 2011 - November 2013
Smiley Media January 2011 - July 2011
eBioscience October 2009 - December 2010
Bazaarvoice September 2007 - May 2009
Equity Funding Group April 2006 - September 2007
Extyr, LP June 2004 - June 2005
Trilogy May 2000 - May 2003
Prudential Securities December 1997 - July 1999
Cushman Realty Corporation December 1995 - December 1997
Skills
PowerPoint, Event Planning, Microsoft Word, Microsoft Excel, Time Management, Leadership, Recruiting, Human Resources, Project Management, Outlook, Team Building, Management, Salesforce.com, Social Media, Access, Social Networking, Teamwork, Marketing, Employee Relations, Event Management, Market Research, Sales, Team Leadership, Account Management, Spanish, Business Development
Education
University of California, San Diego 2009 — 2010
Professional Certificate in Translation and Interpretation
Oklahoma City University School of Law 2003 — 2004
Houston Baptist University 1988 — 1991
BA
Rackspace, the Open Cloud Company November 2013 - Present
TrueCar, Inc. October 2011 - November 2013
Smiley Media January 2011 - July 2011
eBioscience October 2009 - December 2010
Bazaarvoice September 2007 - May 2009
Equity Funding Group April 2006 - September 2007
Extyr, LP June 2004 - June 2005
Trilogy May 2000 - May 2003
Prudential Securities December 1997 - July 1999
Cushman Realty Corporation December 1995 - December 1997
Skills
PowerPoint, Event Planning, Microsoft Word, Microsoft Excel, Time Management, Leadership, Recruiting, Human Resources, Project Management, Outlook, Team Building, Management, Salesforce.com, Social Media, Access, Social Networking, Teamwork, Marketing, Employee Relations, Event Management, Market Research, Sales, Team Leadership, Account Management, Spanish, Business Development
Education
University of California, San Diego 2009 — 2010
Professional Certificate in Translation and Interpretation
Oklahoma City University School of Law 2003 — 2004
Houston Baptist University 1988 — 1991
BA
Jesse Roche Jesse Roche's Prudential Securities Experience 1999 - 2001
Job Founder at Athena Life Management
Industry Information Technology and Services
Experience
Athena Life Management September 2013 - Present
Jimco Maintenance Inc. 2006 - August 2013
Cutting Edge Tile and Marble Corp. 2001 - 2004
Prudential Securities 1999 - 2001
YAR Advertising 1998 - 1999
The Villager Newspaper 1997 - 1998
Skills
Website Development, Marketing Strategy, Sales Presentations, Fundraising, Cold Calling, Closings, Market Penetration, Creative Writing, Proposal Writing, New Business Development, Pricing Strategy, Bid Pricing, Market Pricing, Contract Negotiation, Bid Strategy, Project Bidding, Bid Preparation, Bid Writing, Bidding Process, Real-Time Bidding, Marketing Communications, Marketing Management, Market Research, Digital Marketing, Email Marketing, Direct Marketing, Direct Sales, Sales Process, Online Auctions, Brand Developement, Corporate Branding, Video Production, Web Video, Documentary Photography, Photo Galleries, Web Applications, Web Analytics, Web Traffic, Web Tracking, Google Analytics, Google Adwords, Google Webmaster Tools, Drupal, Wordpress, Sales Cycle Management, Brand Development, Lead Generation
Education
New York University 1995 — 1997
BA, English Literature, Creative Writing
George Mason University School of Law 2004 — 2005
Law
Athena Life Management September 2013 - Present
Jimco Maintenance Inc. 2006 - August 2013
Cutting Edge Tile and Marble Corp. 2001 - 2004
Prudential Securities 1999 - 2001
YAR Advertising 1998 - 1999
The Villager Newspaper 1997 - 1998
Skills
Website Development, Marketing Strategy, Sales Presentations, Fundraising, Cold Calling, Closings, Market Penetration, Creative Writing, Proposal Writing, New Business Development, Pricing Strategy, Bid Pricing, Market Pricing, Contract Negotiation, Bid Strategy, Project Bidding, Bid Preparation, Bid Writing, Bidding Process, Real-Time Bidding, Marketing Communications, Marketing Management, Market Research, Digital Marketing, Email Marketing, Direct Marketing, Direct Sales, Sales Process, Online Auctions, Brand Developement, Corporate Branding, Video Production, Web Video, Documentary Photography, Photo Galleries, Web Applications, Web Analytics, Web Traffic, Web Tracking, Google Analytics, Google Adwords, Google Webmaster Tools, Drupal, Wordpress, Sales Cycle Management, Brand Development, Lead Generation
Education
New York University 1995 — 1997
BA, English Literature, Creative Writing
George Mason University School of Law 2004 — 2005
Law
Erik Stokkeland Erik Stokkeland's Prudential Securities Experience 1991 - 1992
Job IT Finance Manager at CareCentrix
Industry Information Technology and Services
Experience
CareCentrix April 2014 - Present
TEKsystems November 2011 - March 2014
The Estée Lauder Companies Inc. February 2001 - September 2011
Merrill Lynch August 1999 - February 2001
Prudential Securities 1991 - 1992
Skills
Financial Modeling, Managerial Finance, Analysis, Forecasting, Finance, IT Financial Management, Project Management, PMO, Capital Budgeting, Budgets, Executive Management, Vendor Management, Financial Risk, Financial Services, Project Planning, Corporate Finance, Fixed Assets, Variance Analysis, Cross-functional Team..., SAP, Business Process..., ERP, Project Portfolio...
Education
Stony Brook University 1995 — 1999
Master of Science (MS), Finance
Fordham University 1987 — 1991
Bachelor of Arts (BA), Economics
Xaverian High School
Xaverian High School
CareCentrix April 2014 - Present
TEKsystems November 2011 - March 2014
The Estée Lauder Companies Inc. February 2001 - September 2011
Merrill Lynch August 1999 - February 2001
Prudential Securities 1991 - 1992
Skills
Financial Modeling, Managerial Finance, Analysis, Forecasting, Finance, IT Financial Management, Project Management, PMO, Capital Budgeting, Budgets, Executive Management, Vendor Management, Financial Risk, Financial Services, Project Planning, Corporate Finance, Fixed Assets, Variance Analysis, Cross-functional Team..., SAP, Business Process..., ERP, Project Portfolio...
Education
Stony Brook University 1995 — 1999
Master of Science (MS), Finance
Fordham University 1987 — 1991
Bachelor of Arts (BA), Economics
Xaverian High School
Xaverian High School
Todd S. Smith, CFP® Todd S. Smith, CFP®'s Prudential Securities Experience May 1997 - October 1998
Job Financial Planning/Investment Management CFP® Professional
Industry Financial Services
Experience
Advisers Investment Management, Inc. January 2010 - Present
Chulick & Kozleski, LLP Accounting October 2011 - June 2013
Azmyth Financial June 2005 - January 2010
Vanguard September 2003 - February 2005
Vanguard September 2002 - September 2003
Vanguard September 2000 - September 2002
Vanguard November 1999 - September 2000
Prudential Securities May 1997 - October 1998
Skills
Asset Management, Retirement Planning, Financial Planning, Investments, Wealth Management, Estate Planning, Portfolio Management, Management, Financial Advisory, Small Business, Finance, Risk Management, Strategic Financial..., Asset Managment, Investment Management, Mutual Funds, Asset Allocation, Wealth Management..., Securities, Wealth, Investment Advisory, Retirement, Financial Services
Education
Hamilton College 1993 — 1997
Bachelor's degree, Government and Economics
Pomfret School 1991 — 1993
University of Pennsylvania - The Wharton School
Employee Benefits
Advisers Investment Management, Inc. January 2010 - Present
Chulick & Kozleski, LLP Accounting October 2011 - June 2013
Azmyth Financial June 2005 - January 2010
Vanguard September 2003 - February 2005
Vanguard September 2002 - September 2003
Vanguard September 2000 - September 2002
Vanguard November 1999 - September 2000
Prudential Securities May 1997 - October 1998
Skills
Asset Management, Retirement Planning, Financial Planning, Investments, Wealth Management, Estate Planning, Portfolio Management, Management, Financial Advisory, Small Business, Finance, Risk Management, Strategic Financial..., Asset Managment, Investment Management, Mutual Funds, Asset Allocation, Wealth Management..., Securities, Wealth, Investment Advisory, Retirement, Financial Services
Education
Hamilton College 1993 — 1997
Bachelor's degree, Government and Economics
Pomfret School 1991 — 1993
University of Pennsylvania - The Wharton School
Employee Benefits
James Bozza's Prudential Securities Experience August 1997 - June 1999
Job Manager of NY Commercial Real Estate Credit Management Team at TD
Industry Banking
Experience
TD November 2013 - Present
Citigroup June 1999 - November 2013
Prudential Securities August 1997 - June 1999
Greystone & Co. August 1994 - June 1997
Daiwa Securities October 1991 - August 1994
Skills
Series 7, Series 63, Risk Management..., Capital Markets, Securitization, Credit, Portfolio Management, Loans, Structured Finance, Investments, CMBS, Credit Risk, Investment Banking, Mortgage Lending, Financial Structuring, Asset Management, Banking, Finance, Due Diligence, Loan Origination
Education
Hofstra University 1996 — 1996
MBA
University of South Carolina-Columbia 1984 — 1989
BBA, Economics
TD November 2013 - Present
Citigroup June 1999 - November 2013
Prudential Securities August 1997 - June 1999
Greystone & Co. August 1994 - June 1997
Daiwa Securities October 1991 - August 1994
Skills
Series 7, Series 63, Risk Management..., Capital Markets, Securitization, Credit, Portfolio Management, Loans, Structured Finance, Investments, CMBS, Credit Risk, Investment Banking, Mortgage Lending, Financial Structuring, Asset Management, Banking, Finance, Due Diligence, Loan Origination
Education
Hofstra University 1996 — 1996
MBA
University of South Carolina-Columbia 1984 — 1989
BBA, Economics
Michael J. Boccio's Prudential Securities Experience 1999 - 2000
Job Managing Director, Business Development and Transaction Counsel at TitleVest
Industry Real Estate
Experience
TitleVest September 2012 - Present
Boccio and Associates Inc. August 2011 - Present
The Trump Organization July 2011 - June 2015
The Trump Organization July 2008 - August 2011
The Trump Organization July 2008 - August 2010
Kaye Scholer LLP July 2007 - July 2008
Windels Marx Lane & Mittendorf, LLP December 2005 - March 2007
Sonnenschein Nath & Rosenthal LLP 2007 - 2007
Carter Ledyard & Milburn August 2001 - November 2005
Prudential Securities 1999 - 2000
Skills
Real Estate Development, Real Estate Investment, Private Equity, Licensing, Aviation Industry, International Real..., Real Estate Law, Real Estate Operations, Golf Course Properties, Hospitality Industry, Contract Negotiation, Management Consulting, Real Estate Financing, Commercial Real Estate, Residential Homes, Multi-family Investment..., Strategic Leadership, Situational Leadership, Philanthropy, Merchant Services, Title Insurance, 1031 Exchanges, Investment Properties, Real Estate, Real Estate Transactions, Corporate Law, Joint Ventures, Commercial Litigation, Marketing, Leases, Disposition, Mergers & Acquisitions, Venture Capital, Portfolio Management, Valuation, Property, Property Law, Aviation, Strategy, Entrepreneurship, Golf Courses, Finance, Start-ups, Real Estate Economics, Due Diligence, Business Development, Acquisitions, Management, Negotiation, Leadership
Education
Fordham University School of Law 1998 — 2001
Stony Brook University 1994 — 1997
BA, Economics
Sachem High School 1990 — 1994
TitleVest September 2012 - Present
Boccio and Associates Inc. August 2011 - Present
The Trump Organization July 2011 - June 2015
The Trump Organization July 2008 - August 2011
The Trump Organization July 2008 - August 2010
Kaye Scholer LLP July 2007 - July 2008
Windels Marx Lane & Mittendorf, LLP December 2005 - March 2007
Sonnenschein Nath & Rosenthal LLP 2007 - 2007
Carter Ledyard & Milburn August 2001 - November 2005
Prudential Securities 1999 - 2000
Skills
Real Estate Development, Real Estate Investment, Private Equity, Licensing, Aviation Industry, International Real..., Real Estate Law, Real Estate Operations, Golf Course Properties, Hospitality Industry, Contract Negotiation, Management Consulting, Real Estate Financing, Commercial Real Estate, Residential Homes, Multi-family Investment..., Strategic Leadership, Situational Leadership, Philanthropy, Merchant Services, Title Insurance, 1031 Exchanges, Investment Properties, Real Estate, Real Estate Transactions, Corporate Law, Joint Ventures, Commercial Litigation, Marketing, Leases, Disposition, Mergers & Acquisitions, Venture Capital, Portfolio Management, Valuation, Property, Property Law, Aviation, Strategy, Entrepreneurship, Golf Courses, Finance, Start-ups, Real Estate Economics, Due Diligence, Business Development, Acquisitions, Management, Negotiation, Leadership
Education
Fordham University School of Law 1998 — 2001
Stony Brook University 1994 — 1997
BA, Economics
Sachem High School 1990 — 1994
Dianna Dudley Dianna Dudley's Prudential Securities Experience April 1986 - December 1987
Job Compliance Officer at RBS Corporate & Institutional Banking Americas
Industry Banking
Experience
RBS Corporate and Institutional Banking Americas October 2011 - Present
RBS Global Banking & Markets October 2009 - November 2012
Boardroom Inc. June 2009 - July 2009
Spectrum HR Solutions April 2009 - June 2009
Starwood Hotels & Resorts August 2002 - September 2008
United States Tennis Association March 2000 - March 2002
Belle Forma Locations, Ltd. April 1991 - July 1999
Junior League of New York State 1991 - 1998
Prudential Securities April 1986 - December 1987
Maclean Hunter Cable TV 1983 - 1984
Skills
Regulatory Reporting, Risk Management, PowerPoint, Word, Promotions, Outlook, Writing, Non-profits, Customer Relations, Event Management, Marketing Communications, Excel, Compliance, Microsoft Office, Microsoft Word, Nonprofits, Microsoft Excel, Leadership, Budgets, Marketing, Market Research, Team Building, Finance, Access, Process Improvement, Cross-functional Team..., Program Management, Policy, Public Relations, Entrepreneurship, Financial Risk, Banking, AML, KYC, Portfolio Management, Investment Banking, Securities, OFAC, Marketing Strategy, Operational Risk, Financial Analysis, Financial Services, Due Diligence, Fixed Income, Executive Management
Education
Howard University 1969 — 1975
BS Finance, Finance and Marketing
Golden Gate University
MBA, International Finance - 12 credit hours
RBS Corporate and Institutional Banking Americas October 2011 - Present
RBS Global Banking & Markets October 2009 - November 2012
Boardroom Inc. June 2009 - July 2009
Spectrum HR Solutions April 2009 - June 2009
Starwood Hotels & Resorts August 2002 - September 2008
United States Tennis Association March 2000 - March 2002
Belle Forma Locations, Ltd. April 1991 - July 1999
Junior League of New York State 1991 - 1998
Prudential Securities April 1986 - December 1987
Maclean Hunter Cable TV 1983 - 1984
Skills
Regulatory Reporting, Risk Management, PowerPoint, Word, Promotions, Outlook, Writing, Non-profits, Customer Relations, Event Management, Marketing Communications, Excel, Compliance, Microsoft Office, Microsoft Word, Nonprofits, Microsoft Excel, Leadership, Budgets, Marketing, Market Research, Team Building, Finance, Access, Process Improvement, Cross-functional Team..., Program Management, Policy, Public Relations, Entrepreneurship, Financial Risk, Banking, AML, KYC, Portfolio Management, Investment Banking, Securities, OFAC, Marketing Strategy, Operational Risk, Financial Analysis, Financial Services, Due Diligence, Fixed Income, Executive Management
Education
Howard University 1969 — 1975
BS Finance, Finance and Marketing
Golden Gate University
MBA, International Finance - 12 credit hours
Greg Sikorsky Greg Sikorsky's Prudential Securities Experience March 1997 - June 2001
Job Assistant Vice President at O'Connor Capital Partners
Industry Real Estate
Experience
O'Connor Capital Partners October 2001 - Present
Prudential Securities March 1997 - June 2001
Merrill Lynch September 1988 - March 1997
Skills
Real Estate
Education
Fordham University 1978 — 1982
Bachelor of Science, Public Accounting/Finance
O'Connor Capital Partners October 2001 - Present
Prudential Securities March 1997 - June 2001
Merrill Lynch September 1988 - March 1997
Skills
Real Estate
Education
Fordham University 1978 — 1982
Bachelor of Science, Public Accounting/Finance
James Crowley James Crowley's Prudential Securities Experience March 1984 - December 1992
Job Corporate and Not for Profit Board Member
Industry Investment Management
Experience
National Marine Sanctuary Foundation June 2014 - Present
Green Plains Inc. 2009 - Present
CORE Molding Technologies January 1998 - Present
Old Strategic September 1996 - Present
Strategic Research Institute January 1993 - July 2006
Prudential Securities March 1984 - December 1992
Skills
Experienced Corporate..., Business, Mergers, Start-ups, Private Equity, Strategic Planning, Venture Capital, Restructuring, Due Diligence, Turn Around Management, Investments, Negotiation, Corporate Finance, Management, Financial Modeling, Strategy, Mergers & Acquisitions, Capital Markets, Valuation, Finance, Financial Analysis, Corporate Governance
Education
Stanford University Graduate School of Business 2015 — 2015
Corporate Governance Certificate, Directors Consortium
Harvard Business School 2013 — 2013
Making Corporate Boards More Effective
Northwestern University - Kellogg School of Management 2012 — 2012
Corporate Governance:Effectiveness and Accountability in the Boardroom
Harvard Business School 2011 — 2011
Audit Committees In A New Era Of Governance
Stanford Law School Directors College 2011 — 2011
na, Corporate Governance
Directors Consortium,Wharton Exec Education 2004 — 2004
na, Corporate Governance
Wharton Board of Directors Program 1998 — 1998
na, Corporate Governance
Wharton School, University of Pennsylvania 1975 — 1976
MBA, Business
Villanova University 1969 — 1971
BS/BA, Business
National Marine Sanctuary Foundation June 2014 - Present
Green Plains Inc. 2009 - Present
CORE Molding Technologies January 1998 - Present
Old Strategic September 1996 - Present
Strategic Research Institute January 1993 - July 2006
Prudential Securities March 1984 - December 1992
Skills
Experienced Corporate..., Business, Mergers, Start-ups, Private Equity, Strategic Planning, Venture Capital, Restructuring, Due Diligence, Turn Around Management, Investments, Negotiation, Corporate Finance, Management, Financial Modeling, Strategy, Mergers & Acquisitions, Capital Markets, Valuation, Finance, Financial Analysis, Corporate Governance
Education
Stanford University Graduate School of Business 2015 — 2015
Corporate Governance Certificate, Directors Consortium
Harvard Business School 2013 — 2013
Making Corporate Boards More Effective
Northwestern University - Kellogg School of Management 2012 — 2012
Corporate Governance:Effectiveness and Accountability in the Boardroom
Harvard Business School 2011 — 2011
Audit Committees In A New Era Of Governance
Stanford Law School Directors College 2011 — 2011
na, Corporate Governance
Directors Consortium,Wharton Exec Education 2004 — 2004
na, Corporate Governance
Wharton Board of Directors Program 1998 — 1998
na, Corporate Governance
Wharton School, University of Pennsylvania 1975 — 1976
MBA, Business
Villanova University 1969 — 1971
BS/BA, Business
Gerry Dorros Gerry Dorros's Prudential Securities Experience 1993 - 1996
Job Senior Vice President at CoVant Management, Inc.
Industry Venture Capital & Private Equity
Experience
CoVant Management, Inc. June 2006 - Present
LGS Innovations March 2014 - Present
A-T Solutions February 2008 - May 2015
Buchanan & Edwards November 2012 - December 2014
Anteon Corporation October 2002 - June 2006
Bear Stearns 1996 - 2002
Prudential Securities 1993 - 1996
Lazard Freres & Co. 1986 - 1991
Education
Northwestern University - Kellogg School of Management 1991 — 1993
Master of Business Administration (MBA), Accounting and Finance
Union College 1981 — 1985
BS, Industrial Economics
George Mason University 2010 — 2010
Certificate of Completion -- Contracting with the Federal Government Certificate Program, Government Contracting
CoVant Management, Inc. June 2006 - Present
LGS Innovations March 2014 - Present
A-T Solutions February 2008 - May 2015
Buchanan & Edwards November 2012 - December 2014
Anteon Corporation October 2002 - June 2006
Bear Stearns 1996 - 2002
Prudential Securities 1993 - 1996
Lazard Freres & Co. 1986 - 1991
Education
Northwestern University - Kellogg School of Management 1991 — 1993
Master of Business Administration (MBA), Accounting and Finance
Union College 1981 — 1985
BS, Industrial Economics
George Mason University 2010 — 2010
Certificate of Completion -- Contracting with the Federal Government Certificate Program, Government Contracting
Robert Brokamp Robert Brokamp's Prudential Securities Experience December 1997 - August 1999
Job Senior Advisor at The Motley Fool
Industry Online Media
Experience
The Motley Fool August 1999 - Present
Prudential Securities December 1997 - August 1999
Holy Trinity School June 1993 - June 1997
Skills
Personal Finance, Portfolio Management, Investments, Retirement Planning, Asset Allocation, Retirement, Editing, Financial Analysis, Investment Management, Finance, Investment Strategies, Equities, Stocks, Investment Advisory, Employee Benefits, Investor Relations, Mutual Funds, Strategic Financial..., Securities, Equity Research, Equity Valuation, Asset Management, Financial Markets, Classical Ballet, Financial Services
Education
Georgetown University 2007 — 2008
Certificate, Financial Planning
Trinity University-Washington 1993 — 1995
M.A., Teaching Secondary English
The Catholic University of America 1988 — 1991
B.A., English, pre-med
The Motley Fool August 1999 - Present
Prudential Securities December 1997 - August 1999
Holy Trinity School June 1993 - June 1997
Skills
Personal Finance, Portfolio Management, Investments, Retirement Planning, Asset Allocation, Retirement, Editing, Financial Analysis, Investment Management, Finance, Investment Strategies, Equities, Stocks, Investment Advisory, Employee Benefits, Investor Relations, Mutual Funds, Strategic Financial..., Securities, Equity Research, Equity Valuation, Asset Management, Financial Markets, Classical Ballet, Financial Services
Education
Georgetown University 2007 — 2008
Certificate, Financial Planning
Trinity University-Washington 1993 — 1995
M.A., Teaching Secondary English
The Catholic University of America 1988 — 1991
B.A., English, pre-med
Carrie Lowis, CLU®,ChFC® Carrie Lowis, CLU®,ChFC®'s Prudential Securities Experience October 1998 - November 2000
Job Administration Manager at JPMorgan Chase
Industry Insurance
Experience
JPMorgan Chase April 2011 - Present
Nationwide Insurance April 2005 - April 2011
Fifth Third Bank 2004 - April 2005
Nationwide Insurance 2000 - 2004
Prudential Securities October 1998 - November 2000
Prudential Securities April 1997 - October 1998
Smith Barney 1995 - 1997
Education
Franklin University
Bachelor of Science, Finance
JPMorgan Chase April 2011 - Present
Nationwide Insurance April 2005 - April 2011
Fifth Third Bank 2004 - April 2005
Nationwide Insurance 2000 - 2004
Prudential Securities October 1998 - November 2000
Prudential Securities April 1997 - October 1998
Smith Barney 1995 - 1997
Education
Franklin University
Bachelor of Science, Finance
Maggie Kelly's Prudential Securities Experience February 1993 - November 1999
Job SVP Director of Institutional Advancement at Notre Dame High School
Industry Education Management
Experience
Notre Dame High School August 2015 - Present
Princeton Academy of the Sacred Heart July 2013 - August 2015
Princeton Academy of the Sacred Heart January 2012 - June 2013
The Pennington School September 2007 - January 2012
The Pine School September 2005 - June 2006
Prudential Securitites 1999 - 2001
Prudential Securities February 1993 - November 1999
Shearson Lehman 1987 - 1993
E. F. Hutton 1981 - 1987
Skills
Fundraising, Volunteer Management, Nonprofits, Annual Giving, Strategic Planning, Public Speaking, Event Planning, Leadership Development, Philanthropy, Marketing, Stewardship, Leadership, Program Development, Staff Development, Alumni Relations, Coaching, Non-profits, Grant Writing, Community Outreach, Social Media, Event Management, Management, Higher Education, Microsoft Word, Editing, Non-profit..., Public Relations, Team Building, Marketing Communications, Board Development, Research, Customer Service, Microsoft Excel, Sales, Marketing Strategy, Press Releases, Budgets, Program Management, Strategic Communications, Organizational..., Training, Planned Giving
Education
George Mason University 1978 — 1981
BA, Psychology
Notre Dame High School August 2015 - Present
Princeton Academy of the Sacred Heart July 2013 - August 2015
Princeton Academy of the Sacred Heart January 2012 - June 2013
The Pennington School September 2007 - January 2012
The Pine School September 2005 - June 2006
Prudential Securitites 1999 - 2001
Prudential Securities February 1993 - November 1999
Shearson Lehman 1987 - 1993
E. F. Hutton 1981 - 1987
Skills
Fundraising, Volunteer Management, Nonprofits, Annual Giving, Strategic Planning, Public Speaking, Event Planning, Leadership Development, Philanthropy, Marketing, Stewardship, Leadership, Program Development, Staff Development, Alumni Relations, Coaching, Non-profits, Grant Writing, Community Outreach, Social Media, Event Management, Management, Higher Education, Microsoft Word, Editing, Non-profit..., Public Relations, Team Building, Marketing Communications, Board Development, Research, Customer Service, Microsoft Excel, Sales, Marketing Strategy, Press Releases, Budgets, Program Management, Strategic Communications, Organizational..., Training, Planned Giving
Education
George Mason University 1978 — 1981
BA, Psychology
Vickie Hickam Vickie Hickam's Prudential Securities Experience May 1980 - May 1985
Job Partner/Director of Business Development at The Moorings Group
Industry Investment Management
Experience
The Moorings Group July 2011 - Present
Ridgeview Charter School August 2006 - June 2011
Citigroup July 1998 - February 2005
Smith Barney June 1993 - July 1998
The Robinson-Humphrey Company May 1985 - June 1993
Prudential Securities May 1980 - May 1985
Skills
Nonprofits, Business Development, Strategic Planning, Teaching, Tutoring, Training, Bloomberg, Financial Analysis, Fixed Income, Investments, Management Consulting, Securities, Portfolio Management, Financial Structuring, Team Building, Capital Markets, Organization, Investment..., Analysis, Christian Ministry, Christian Education
Education
Georgia State University 2006 — 2008
M. Ed., Middle School Math & Science
Oglethorpe University 2003 — 2005
B. A., Organizational Management
The Moorings Group July 2011 - Present
Ridgeview Charter School August 2006 - June 2011
Citigroup July 1998 - February 2005
Smith Barney June 1993 - July 1998
The Robinson-Humphrey Company May 1985 - June 1993
Prudential Securities May 1980 - May 1985
Skills
Nonprofits, Business Development, Strategic Planning, Teaching, Tutoring, Training, Bloomberg, Financial Analysis, Fixed Income, Investments, Management Consulting, Securities, Portfolio Management, Financial Structuring, Team Building, Capital Markets, Organization, Investment..., Analysis, Christian Ministry, Christian Education
Education
Georgia State University 2006 — 2008
M. Ed., Middle School Math & Science
Oglethorpe University 2003 — 2005
B. A., Organizational Management
Ron Viera, CFA Ron Viera, CFA's Prudential Securities Experience 1999 - 2001
Job Chief Executive Officer and Chief Investment Officer
Industry Investment Management
Experience
Aberdeen Asset Management January 2009 - August 2013
Luminent Mortgage Capital April 2005 - January 2008
Federal Home Loan Bank of Seattle 2002 - 2005
Prudential Securities 1999 - 2001
Fannie Mae August 1996 - November 1999
Fannie Mae 1994 - 1996
Salomon Smith Barney January 1990 - March 1992
Skills
Equities, Valuation, Hedge Funds, Trading, Structured Products, Risk Management, Investments, Financial Risk, Hedging, Financial Analysis, Credit, Emerging Markets, Investment Management, Securitization, Financial Structuring, MBS, ABS, Loans, Bloomberg, Financial Modeling, Portfolio Management, Derivatives, Capital Markets, Asset Management, Fixed Income, Structured Finance
Education
University of Michigan - Stephen M. Ross School of Business 1992 — 1994
MBA, Finance
Georgetown University 1991 — 1991
Post-Graduate Continuing Studies, Quantitative Finance
University of Wisconsin-Madison 1984 — 1988
BS, Economics
CFA
Chartered Financial Analyst
trinity catholic high
trinty high
Aberdeen Asset Management January 2009 - August 2013
Luminent Mortgage Capital April 2005 - January 2008
Federal Home Loan Bank of Seattle 2002 - 2005
Prudential Securities 1999 - 2001
Fannie Mae August 1996 - November 1999
Fannie Mae 1994 - 1996
Salomon Smith Barney January 1990 - March 1992
Skills
Equities, Valuation, Hedge Funds, Trading, Structured Products, Risk Management, Investments, Financial Risk, Hedging, Financial Analysis, Credit, Emerging Markets, Investment Management, Securitization, Financial Structuring, MBS, ABS, Loans, Bloomberg, Financial Modeling, Portfolio Management, Derivatives, Capital Markets, Asset Management, Fixed Income, Structured Finance
Education
University of Michigan - Stephen M. Ross School of Business 1992 — 1994
MBA, Finance
Georgetown University 1991 — 1991
Post-Graduate Continuing Studies, Quantitative Finance
University of Wisconsin-Madison 1984 — 1988
BS, Economics
CFA
Chartered Financial Analyst
trinity catholic high
trinty high
Dan Costin Dan Costin's Prudential Securities Experience August 1995 - November 2000
Job Securitization, Lending, and Trading Desk Strategist
Industry Investment Banking
Experience
Morgan Stanley October 2009 - Present
HSBC May 2004 - October 2009
ABN AMRO September 2003 - April 2004
Byte Consulting Inc. January 2001 - August 2003
Prudential Securities August 1995 - November 2000
IBM 1987 - 1989
Skills
Investment Banking, Capital Markets, Structured Finance, Securitization, Structuring, Loan Portfolio Analysis, Financial Structuring, Credit Derivatives, Credit, Funding, Analytics, Portfolio Management, Loans, Fixed Income, Securities, Hedge Funds, Investments, Credit Analysis, Valuation, Financial Services, Trading, ABS, Alternative Investments, Financial Modeling, Derivatives, Quantitative Analytics, Structured Products
Education
University of California, San Diego 1989 — 1995
M.A., advanced to Ph.D. candidacy, Cognitive Science
Harvard University 1983 — 1987
A.B., Computational Neuroscience
Bronx HS of Science 1979 — 1983
Morgan Stanley October 2009 - Present
HSBC May 2004 - October 2009
ABN AMRO September 2003 - April 2004
Byte Consulting Inc. January 2001 - August 2003
Prudential Securities August 1995 - November 2000
IBM 1987 - 1989
Skills
Investment Banking, Capital Markets, Structured Finance, Securitization, Structuring, Loan Portfolio Analysis, Financial Structuring, Credit Derivatives, Credit, Funding, Analytics, Portfolio Management, Loans, Fixed Income, Securities, Hedge Funds, Investments, Credit Analysis, Valuation, Financial Services, Trading, ABS, Alternative Investments, Financial Modeling, Derivatives, Quantitative Analytics, Structured Products
Education
University of California, San Diego 1989 — 1995
M.A., advanced to Ph.D. candidacy, Cognitive Science
Harvard University 1983 — 1987
A.B., Computational Neuroscience
Bronx HS of Science 1979 — 1983
Jared Skelton Jared Skelton's Prudential Securities Experience June 1996 - June 1998
Job President at 24/7 Express Ankle Monitoring, LLC
Industry Legal Services
Experience
24/7 Express Ankle Monitoring, LLC April 2008 - Present
A-Action Bail Bonds, LLC. February 1997 - Present
Georgia Association of Professional Bondsmen, Inc. November 2008 - November 2012
Prudential Securities June 1996 - June 1998
Skills
Courts, Skip Tracing, Legal Assistance, Criminal Justice, Enforcement, Entrepreneurship, Background Checks, Private Investigations, Surveillance, Internal Investigations, Investigation, Firearms, Executive Protection, Litigation Support, Criminal Investigations, Fraud, Expert Witness, Police
Education
Georgia State University 1987 — 1993
North Fulton High School 1984 — 1987
24/7 Express Ankle Monitoring, LLC April 2008 - Present
A-Action Bail Bonds, LLC. February 1997 - Present
Georgia Association of Professional Bondsmen, Inc. November 2008 - November 2012
Prudential Securities June 1996 - June 1998
Skills
Courts, Skip Tracing, Legal Assistance, Criminal Justice, Enforcement, Entrepreneurship, Background Checks, Private Investigations, Surveillance, Internal Investigations, Investigation, Firearms, Executive Protection, Litigation Support, Criminal Investigations, Fraud, Expert Witness, Police
Education
Georgia State University 1987 — 1993
North Fulton High School 1984 — 1987
John Ferrari's Prudential Securities Experience November 1990 - October 1996
Job Vice President at OneBeacon Insurance
Industry Insurance
Experience
OneBeacon Insurance November 2002 - Present
Liberty Mutual October 1996 - October 2002
Prudential Securities November 1990 - October 1996
PaineWebber 1981 - 1990
Skills
Liability, Casualty, Property & Casualty..., Claim, Workers Compensation, Commercial Insurance, Professional Liability, Insurance, Claims Management, Risk Management, Reinsurance, Legal Liability, Negotiating Leases, Real Estate
Education
Fordham Law School 1976 — 1979
JD, Law
Fordham University 1972 — 1975
Bachelor of Arts (B.A.), Economics
OneBeacon Insurance November 2002 - Present
Liberty Mutual October 1996 - October 2002
Prudential Securities November 1990 - October 1996
PaineWebber 1981 - 1990
Skills
Liability, Casualty, Property & Casualty..., Claim, Workers Compensation, Commercial Insurance, Professional Liability, Insurance, Claims Management, Risk Management, Reinsurance, Legal Liability, Negotiating Leases, Real Estate
Education
Fordham Law School 1976 — 1979
JD, Law
Fordham University 1972 — 1975
Bachelor of Arts (B.A.), Economics
Rich McConnell Rich McConnell's Prudential Securities Experience 1999 - 2000
Job High Yield Sales at KeyBanc Capital Markets
Industry Financial Services
Experience
KeyBank April 2011 - Present
RBS Greenwich Capital July 2008 - April 2011
ABN AMRO Bank N.V. July 2006 - July 2008
Banc of America Securities June 2002 - July 2006
ABN AMRO October 2001 - June 2002
Société Générale September 2000 - October 2001
Prudential Securities 1999 - 2000
Securities Data Company 1998 - 1999
Skills
Fixed Income, High Yield, Bonds, Equities, Mutual Funds, Credit Derivatives, Credit, CDS, Series 63, Loans, Bloomberg, Capital Markets, Investment Banking, Trading, Structured Finance, Hedge Funds, Portfolio Management, Financial Markets, Investments, Securities, Derivatives
Education
New York University 1999 — 2002
Graduate Diploma, Credit & Finance
Franklin & Marshall College 1993 — 1997
B.A., Business Administration & Political Science
Københavns Universitet 1996 — 1996
Certificate, International Business
Ashland Highschool 1990 — 1993
KeyBank April 2011 - Present
RBS Greenwich Capital July 2008 - April 2011
ABN AMRO Bank N.V. July 2006 - July 2008
Banc of America Securities June 2002 - July 2006
ABN AMRO October 2001 - June 2002
Société Générale September 2000 - October 2001
Prudential Securities 1999 - 2000
Securities Data Company 1998 - 1999
Skills
Fixed Income, High Yield, Bonds, Equities, Mutual Funds, Credit Derivatives, Credit, CDS, Series 63, Loans, Bloomberg, Capital Markets, Investment Banking, Trading, Structured Finance, Hedge Funds, Portfolio Management, Financial Markets, Investments, Securities, Derivatives
Education
New York University 1999 — 2002
Graduate Diploma, Credit & Finance
Franklin & Marshall College 1993 — 1997
B.A., Business Administration & Political Science
Københavns Universitet 1996 — 1996
Certificate, International Business
Ashland Highschool 1990 — 1993
Salime M. Vasquez Salime M. Vasquez's Prudential Securities Experience 1990 - 1998
Job
Industry Biotechnology
Experience
Purolator January 2015 - Present
Paul, Weiss, Rifkind, Wharton & Garrison LLP July 2014 - November 2014
T.A. Sciences August 2013 - June 2014
COBY Electronics Corporation March 2010 - June 2013
Richemont North America January 2008 - December 2009
Pfizer October 1998 - January 2008
Prudential Securities 1990 - 1998
Education
Hofstra University 2008 — 2009
Paralegal Certificate, Legal Studies
Molloy College 2003 — 2008
B.S., Allied Health Sciences
Purolator January 2015 - Present
Paul, Weiss, Rifkind, Wharton & Garrison LLP July 2014 - November 2014
T.A. Sciences August 2013 - June 2014
COBY Electronics Corporation March 2010 - June 2013
Richemont North America January 2008 - December 2009
Pfizer October 1998 - January 2008
Prudential Securities 1990 - 1998
Education
Hofstra University 2008 — 2009
Paralegal Certificate, Legal Studies
Molloy College 2003 — 2008
B.S., Allied Health Sciences
Jean-Claude Canfin Jean-Claude Canfin's Prudential Securities Experience 1987 - 2003
Job Owner at Canfin Gallery
Industry Arts and Crafts
Experience
Canfin Gallery March 2005 - Present
Prudential Securities 1987 - 2003
Skills
Art, Painting, Sculpture, Management, Fashion, Entrepreneurship, Marketing, Private Equity, Asset Management, Investments, Portfolio Management, Microsoft Office, Advertising, Valuation, Mergers & Acquisitions, Financial Analysis, Capital Markets, Small Business, Finance
Education
IAE FRANCE - Écoles Universitaires de Management 1980 — 1982
DESS, Finance
New York University
Canfin Gallery March 2005 - Present
Prudential Securities 1987 - 2003
Skills
Art, Painting, Sculpture, Management, Fashion, Entrepreneurship, Marketing, Private Equity, Asset Management, Investments, Portfolio Management, Microsoft Office, Advertising, Valuation, Mergers & Acquisitions, Financial Analysis, Capital Markets, Small Business, Finance
Education
IAE FRANCE - Écoles Universitaires de Management 1980 — 1982
DESS, Finance
New York University
Andre Garnet Andre Garnet's Prudential Securities Experience 1990 - 1991
Job Top Stock Analyst, offers independent stock research that boosts the visibility of companies in most industries
Industry Biotechnology
Experience
Investology, Inc. October 2004 - Present
Biotechnology Company 1997 - 2002
Ladenburg Thalmann and Co., Inc. 1996 - 1997
A.G. Edwards & Sons, Inc. 1993 - 1996
SouthCoast Capital Corporation 1991 - 1993
Prudential Securities 1990 - 1991
Merit Dental January 1986 - September 1989
W.R. Grace and Co. 1978 - 1980
Skills
Operations Management, Strategic Planning, Financial Modeling, Due Diligence, Venture Capital, Mergers, Competitive Analysis, Equity Research, Licensing, Strategy, Retail, Mergers & Acquisitions, Investment Banking, Project Management, Portfolio Management, Valuation, Finance, Budgets, Commercialization, Investments, Start-ups, IPO, Bloomberg, Business Development, Biotechnology, Accounting, Intellectual Property, Biochemistry, Equities, Business Strategy, Corporate Development, Entrepreneurship, Corporate Finance, M&A experience, Management, Investor Relations, Private Equity, Financial Analysis, Competitive Intelligence, Market Research, Lifesciences, Executive Management, Private Placements, Business Planning, Restructuring, Energy, Technology Transfer, Analysis, Emerging Markets, Market Analysis
Education
M.Sc., Biochemistry
B.Sc., Chemistry
Harvard Business School
DBA Candidate, Finance
Pace University
MBA, Finance
Investology, Inc. October 2004 - Present
Biotechnology Company 1997 - 2002
Ladenburg Thalmann and Co., Inc. 1996 - 1997
A.G. Edwards & Sons, Inc. 1993 - 1996
SouthCoast Capital Corporation 1991 - 1993
Prudential Securities 1990 - 1991
Merit Dental January 1986 - September 1989
W.R. Grace and Co. 1978 - 1980
Skills
Operations Management, Strategic Planning, Financial Modeling, Due Diligence, Venture Capital, Mergers, Competitive Analysis, Equity Research, Licensing, Strategy, Retail, Mergers & Acquisitions, Investment Banking, Project Management, Portfolio Management, Valuation, Finance, Budgets, Commercialization, Investments, Start-ups, IPO, Bloomberg, Business Development, Biotechnology, Accounting, Intellectual Property, Biochemistry, Equities, Business Strategy, Corporate Development, Entrepreneurship, Corporate Finance, M&A experience, Management, Investor Relations, Private Equity, Financial Analysis, Competitive Intelligence, Market Research, Lifesciences, Executive Management, Private Placements, Business Planning, Restructuring, Energy, Technology Transfer, Analysis, Emerging Markets, Market Analysis
Education
M.Sc., Biochemistry
B.Sc., Chemistry
Harvard Business School
DBA Candidate, Finance
Pace University
MBA, Finance
Jeanne Samuels's Prudential Securities Experience September 1996 - May 2001
Job Vice President, Senior Legal Counsel at HSBC Private Bank
Industry Financial Services
Experience
HSBC Private Bank November 2010 - Present
Citi Wealth Management Latin America, Affluent High Net Worth Segment September 2008 - November 2010
Citicorp Investment Services June 2001 - September 2006
Prudential Securities September 1996 - May 2001
Cooper, Leibowitz and Arnelle, Hastie 1994 - 1996
Fried Frank March 1989 - June 1994
Gaston & Snow 1987 - 1989
Education
Fordham University School of Law 1984 — 1987
JD
Smith College 1979 — 1983
BA
HSBC Private Bank November 2010 - Present
Citi Wealth Management Latin America, Affluent High Net Worth Segment September 2008 - November 2010
Citicorp Investment Services June 2001 - September 2006
Prudential Securities September 1996 - May 2001
Cooper, Leibowitz and Arnelle, Hastie 1994 - 1996
Fried Frank March 1989 - June 1994
Gaston & Snow 1987 - 1989
Education
Fordham University School of Law 1984 — 1987
JD
Smith College 1979 — 1983
BA
Kathleen S. Tuohy's Prudential Securities Experience 2001 - 2004
Job Vice President, Global Compliance at DBRS
Industry Financial Services
Experience
DBRS December 2013 - Present
Morgan Stanley April 2013 - December 2013
BBVA January 2012 - April 2013
MF Global February 2011 - November 2011
MF Global March 2009 - February 2011
American National Standards Institute October 2007 - February 2009
Prudential Financial 2005 - 2007
Enterprise Ireland 2004 - 2005
Prudential Securities 2001 - 2004
Skills
Internal Communications, Marketing Communications, Strategic Planning, Policy/Procedure..., Implementing Processes, Relationship Management, Core Compliance, Organizational..., Strategic Analysis, Financial Services, Process Improvement, PowerPoint, Project Management, Corporate Communications, Analysis, Program Management, Business Planning, Investments, Compliance, Advertising, CRM, Team Management, Budgets, Trading, Banking, Risk Management, Management, Strategic Communications, Training, Public Relations, Strategy, Financial Risk, Securities, Sales, Finance, Access, Internal Audit, Series 7, Auditing, Series 63, FINRA, Investment Banking, Asset Management, Policy, Structured Finance, Marketing, Leadership, Due Diligence, Capital Markets
Education
Fordham University 2001 — 2003
MS
University of Scranton 1998 — 2001
BS, Secondary Education - Social Sciences and Psychology
DBRS December 2013 - Present
Morgan Stanley April 2013 - December 2013
BBVA January 2012 - April 2013
MF Global February 2011 - November 2011
MF Global March 2009 - February 2011
American National Standards Institute October 2007 - February 2009
Prudential Financial 2005 - 2007
Enterprise Ireland 2004 - 2005
Prudential Securities 2001 - 2004
Skills
Internal Communications, Marketing Communications, Strategic Planning, Policy/Procedure..., Implementing Processes, Relationship Management, Core Compliance, Organizational..., Strategic Analysis, Financial Services, Process Improvement, PowerPoint, Project Management, Corporate Communications, Analysis, Program Management, Business Planning, Investments, Compliance, Advertising, CRM, Team Management, Budgets, Trading, Banking, Risk Management, Management, Strategic Communications, Training, Public Relations, Strategy, Financial Risk, Securities, Sales, Finance, Access, Internal Audit, Series 7, Auditing, Series 63, FINRA, Investment Banking, Asset Management, Policy, Structured Finance, Marketing, Leadership, Due Diligence, Capital Markets
Education
Fordham University 2001 — 2003
MS
University of Scranton 1998 — 2001
BS, Secondary Education - Social Sciences and Psychology
Thomas Pluta's Prudential Securities Experience 1989 - 1993
Job Managing Director at JP Morgan
Industry Financial Services
Experience
JP Morgan 1995 - Present
Prudential Securities 1989 - 1993
Skills
FX trading, FX Derivatives, Fixed Income, Emerging Markets, Trading, Investment Banking, Management, Derivatives, Finance, Structured Products, Swaps, Interest Rate..., Financial Markets, Portfolio Management, Valuation, Financial Modeling, Capital Markets
Education
Harvard Business School 1993 — 1995
Master of Business Administration (MBA), Finance, General
Yale University 1985 — 1989
BA, Economics
Regis High School 1981 — 1985
JP Morgan 1995 - Present
Prudential Securities 1989 - 1993
Skills
FX trading, FX Derivatives, Fixed Income, Emerging Markets, Trading, Investment Banking, Management, Derivatives, Finance, Structured Products, Swaps, Interest Rate..., Financial Markets, Portfolio Management, Valuation, Financial Modeling, Capital Markets
Education
Harvard Business School 1993 — 1995
Master of Business Administration (MBA), Finance, General
Yale University 1985 — 1989
BA, Economics
Regis High School 1981 — 1985
Billy Gaus Billy Gaus's Prudential Securities Experience 1993 - 2002
Job SongCircle
Industry Music
Experience
SongCircle 2003 - Present
Prudential Securities 1993 - 2002
Skills
Live Events, Concerts, Talent Booking, Tour Booking, New Media, Live Streaming, Songwriting, Entertainment Industry, Video Production, Music, Music Industry, A&R, Music Licensing, Entertainment, Singing, International Event..., Tour Management, Digital Distribution, Festivals, Music Publishing, Music Production, Publicity, Music Supervision, Music Management, Recording, Songs, Music Education, Artist Management, Talent Management, Rock, Studio Recording, Band, Musicians, Composition, Guitar, Guitarist, Social Networking, Film, Piano, Social Media, Radio, Social Promotion, Record Labels, Bands, Audio Editing
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Entertainment Finance
Georgetown University 1988 — 1992
BA, Business
SongCircle 2003 - Present
Prudential Securities 1993 - 2002
Skills
Live Events, Concerts, Talent Booking, Tour Booking, New Media, Live Streaming, Songwriting, Entertainment Industry, Video Production, Music, Music Industry, A&R, Music Licensing, Entertainment, Singing, International Event..., Tour Management, Digital Distribution, Festivals, Music Publishing, Music Production, Publicity, Music Supervision, Music Management, Recording, Songs, Music Education, Artist Management, Talent Management, Rock, Studio Recording, Band, Musicians, Composition, Guitar, Guitarist, Social Networking, Film, Piano, Social Media, Radio, Social Promotion, Record Labels, Bands, Audio Editing
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Entertainment Finance
Georgetown University 1988 — 1992
BA, Business
Nathan Low's Prudential Securities Experience 1989 - 1990
Job IBM AlphaZone HighTech Accelerator, IBM HQ Israel
Industry Financial Services
Experience
IBM AlphaZone Hightech Accelerator January 2014 - Present
Sunrise Securities Corp. 1992 - Present
Prudential Securities 1989 - 1990
bear stearns 1987 - 1989
salomon brothers inc 1985 - 1987
Skills
Asset Management, Investments, Mergers & Acquisitions, Corporate Finance, Entrepreneurship, Portfolio Management, Due Diligence, Strategy, Business Strategy, Strategic Planning, Business Development, Venture Capital, Private Equity, Investment Banking, Asset Managment, Derivatives, Event Planning, Financial Modeling, Financial Services, Marketing, Marketing Strategy, Mergers, Mergers, Public Speaking, Real Estate, Social Media, Trading
Education
harvard college 1978 — 1982
AB, cum laude
Harvard University
A.B., history and literature
IBM AlphaZone Hightech Accelerator January 2014 - Present
Sunrise Securities Corp. 1992 - Present
Prudential Securities 1989 - 1990
bear stearns 1987 - 1989
salomon brothers inc 1985 - 1987
Skills
Asset Management, Investments, Mergers & Acquisitions, Corporate Finance, Entrepreneurship, Portfolio Management, Due Diligence, Strategy, Business Strategy, Strategic Planning, Business Development, Venture Capital, Private Equity, Investment Banking, Asset Managment, Derivatives, Event Planning, Financial Modeling, Financial Services, Marketing, Marketing Strategy, Mergers, Mergers, Public Speaking, Real Estate, Social Media, Trading
Education
harvard college 1978 — 1982
AB, cum laude
Harvard University
A.B., history and literature
Rogelio Pier Martinez Rogelio Pier Martinez's Prudential Securities Experience May 2000 - September 2000
Job Vice President at Ocean Media
Industry Market Research
Experience
Ocean Media June 2014 - Present
IRI May 2011 - May 2014
Market Fusion Analytics May 2006 - April 2011
Frito Lay May 2006 - April 2008
MMA (Marketing Management Analytics) August 2004 - May 2006
Kraft Foods August 2004 - May 2006
Nielsen July 2003 - August 2004
Analistas Financieros Internacionales May 2002 - September 2002
Koch Industries May 2001 - September 2001
Prudential Securities May 2000 - September 2000
Skills
SPSS, Predictive Modeling, Marketing Analytics, Marketing Mix Modeling, FMCG, Restaurants, Strategic Consulting, Consumer Behaviour, Pricing Strategy, Strategy, CRM, Analytics, Forecasting, Segmentation, Customer Insight, Leadership, Management, Marketing Research, Market Research, Competitive Analysis
Education
Princeton University 1999 — 2003
A.B., Economics
Georgetown University 2001 — 2001
Summer, Business
Casa do Brasil 2008 — 2008
Level 4, Portuguese Language and Literature
Ocean Media June 2014 - Present
IRI May 2011 - May 2014
Market Fusion Analytics May 2006 - April 2011
Frito Lay May 2006 - April 2008
MMA (Marketing Management Analytics) August 2004 - May 2006
Kraft Foods August 2004 - May 2006
Nielsen July 2003 - August 2004
Analistas Financieros Internacionales May 2002 - September 2002
Koch Industries May 2001 - September 2001
Prudential Securities May 2000 - September 2000
Skills
SPSS, Predictive Modeling, Marketing Analytics, Marketing Mix Modeling, FMCG, Restaurants, Strategic Consulting, Consumer Behaviour, Pricing Strategy, Strategy, CRM, Analytics, Forecasting, Segmentation, Customer Insight, Leadership, Management, Marketing Research, Market Research, Competitive Analysis
Education
Princeton University 1999 — 2003
A.B., Economics
Georgetown University 2001 — 2001
Summer, Business
Casa do Brasil 2008 — 2008
Level 4, Portuguese Language and Literature
Buzz Olson's Prudential Securities Experience March 1984 - November 1992
Job Founded Quality Curve LLC to turn ideas into businesses
Industry Financial Services
Experience
Quality Curve LLC February 2013 - Present
Self Employed January 2008 - February 2013
Olson Global Markets January 1995 - January 2008
Mabon Securities November 1993 - December 1994
Prudential Securities March 1984 - November 1992
Walsh Greenwood & Company January 1981 - March 1984
Merrill Lynch January 1980 - August 1981
Kidder Peabody August 1978 - December 1978
Skills
research design,..., Creative Writing, Technical Analysis, Technical Writing, Coaching, Ice Hockey, Creativity, Creative Strategy, Creative Solutions, Options, Investments, Trading, Portfolio Management, Mergers & Acquisitions, Equities, Marketing, Market Research, Finance, Securities, Asset Management, Hedge Funds, Stock Option, Convertible Securities, Report Writing, Writing, Marketing Communications, Financial Services, Financial Markets, Capital Markets, Private Equity, Investment Strategies, Alternative Investments, Valuation, Venture Capital, Mutual Funds, Equity Research, ETFs, Bloomberg, Financial Modeling, Trading Systems, Crowdfunding, Crowdsourcing, Angel Investing, Business Analysis, Start-ups, Investment Advisory, Emerging Markets, Management
Education
Harvard University 1971 — 1975
BA, English Literature
Phillips Academy, Andover, Ma. 1968 — 1971
High School
Quality Curve LLC February 2013 - Present
Self Employed January 2008 - February 2013
Olson Global Markets January 1995 - January 2008
Mabon Securities November 1993 - December 1994
Prudential Securities March 1984 - November 1992
Walsh Greenwood & Company January 1981 - March 1984
Merrill Lynch January 1980 - August 1981
Kidder Peabody August 1978 - December 1978
Skills
research design,..., Creative Writing, Technical Analysis, Technical Writing, Coaching, Ice Hockey, Creativity, Creative Strategy, Creative Solutions, Options, Investments, Trading, Portfolio Management, Mergers & Acquisitions, Equities, Marketing, Market Research, Finance, Securities, Asset Management, Hedge Funds, Stock Option, Convertible Securities, Report Writing, Writing, Marketing Communications, Financial Services, Financial Markets, Capital Markets, Private Equity, Investment Strategies, Alternative Investments, Valuation, Venture Capital, Mutual Funds, Equity Research, ETFs, Bloomberg, Financial Modeling, Trading Systems, Crowdfunding, Crowdsourcing, Angel Investing, Business Analysis, Start-ups, Investment Advisory, Emerging Markets, Management
Education
Harvard University 1971 — 1975
BA, English Literature
Phillips Academy, Andover, Ma. 1968 — 1971
High School
Darren Spinck's Prudential Securities Experience April 1999 - March 2000
Job Managing Partner, Global Strategic Communications Group
Industry Public Relations and Communications
Experience
Global Strategic Communications Group October 2005 - Present
Hannaford Enterprises March 2007 - May 2011
DBC Public Relations April 2004 - October 2005
National Licensed Beverage Association/American Beverage Licensees August 2001 - July 2003
VB Group March 2000 - July 2001
Prudential Securities April 1999 - March 2000
BSMG Worldwide November 1997 - April 1999
Rubenstein Public Relations April 1997 - October 1997
Buchanan for President December 1995 - June 1996
Skills
Strategic Communications, Media Relations, Litigation Support, Political Campaigns, Social Media Monitoring, Due Diligence, Political Risk Analysis, New Business Development, Social Media, Media Monitoring, Issue Advocacy, Public Relations, International Relations, Political Communication, Writing, Reputation Management, Crisis Communications, Government Relations, Budgeting, Strategic Planning, Message Development, Financial Communications, Former Soviet Union..., Strategic Partnerships, International Political..., Public Diplomacy, Opposition Research, Earned Media, Blogger Outreach, Public Opinion, New Media Strategy, Press Releases, Public Policy, Social Media Measurement, Community Outreach, Spokesperson, Politics, Speech Writing, Budgets, Public Affairs, Internal Communications, New Media
Education
George Mason University 2003 — 2005
MA, International Commerce and Policy
University of Maryland College Park 1992 — 1996
BA, Journalism
West Essex Regional High School
Global Strategic Communications Group October 2005 - Present
Hannaford Enterprises March 2007 - May 2011
DBC Public Relations April 2004 - October 2005
National Licensed Beverage Association/American Beverage Licensees August 2001 - July 2003
VB Group March 2000 - July 2001
Prudential Securities April 1999 - March 2000
BSMG Worldwide November 1997 - April 1999
Rubenstein Public Relations April 1997 - October 1997
Buchanan for President December 1995 - June 1996
Skills
Strategic Communications, Media Relations, Litigation Support, Political Campaigns, Social Media Monitoring, Due Diligence, Political Risk Analysis, New Business Development, Social Media, Media Monitoring, Issue Advocacy, Public Relations, International Relations, Political Communication, Writing, Reputation Management, Crisis Communications, Government Relations, Budgeting, Strategic Planning, Message Development, Financial Communications, Former Soviet Union..., Strategic Partnerships, International Political..., Public Diplomacy, Opposition Research, Earned Media, Blogger Outreach, Public Opinion, New Media Strategy, Press Releases, Public Policy, Social Media Measurement, Community Outreach, Spokesperson, Politics, Speech Writing, Budgets, Public Affairs, Internal Communications, New Media
Education
George Mason University 2003 — 2005
MA, International Commerce and Policy
University of Maryland College Park 1992 — 1996
BA, Journalism
West Essex Regional High School
Gloria Leonard Gloria Leonard's Prudential Securities Experience January 1990 - December 1997
Job Realtor
Industry Real Estate
Experience
Howard Hanna Real Estate September 2009 - Present
Coin-Op Services, Inc. January 1998 - September 2009
Prudential Securities January 1990 - December 1997
Skills
First Time Home Buyers, Listings, Sellers, Buyer Representation, Relocation, Short Sales, Single Family Homes, Referrals, REO, Investors, New Home Sales, Residential Homes, Move Up Buyers, Waterfront, New Homes, Real Estate, Buyer's Agent, Vacant Land, Corporate Relocation, Assisting First Time..., Foreclosures, Condos, Investment Properties, Relocation Buyers, Buyers, SFR, Commercial Real Estate, SFR Certified, Luxury, Income Properties, ABR, Rentals, National Association of..., Selling, Real Estate Transactions, HUD, Vacation Homes, Listing Homes
Education
Churchill High School 1980 — 1984
Hondros College of Business
Howard Hanna Real Estate September 2009 - Present
Coin-Op Services, Inc. January 1998 - September 2009
Prudential Securities January 1990 - December 1997
Skills
First Time Home Buyers, Listings, Sellers, Buyer Representation, Relocation, Short Sales, Single Family Homes, Referrals, REO, Investors, New Home Sales, Residential Homes, Move Up Buyers, Waterfront, New Homes, Real Estate, Buyer's Agent, Vacant Land, Corporate Relocation, Assisting First Time..., Foreclosures, Condos, Investment Properties, Relocation Buyers, Buyers, SFR, Commercial Real Estate, SFR Certified, Luxury, Income Properties, ABR, Rentals, National Association of..., Selling, Real Estate Transactions, HUD, Vacation Homes, Listing Homes
Education
Churchill High School 1980 — 1984
Hondros College of Business
Bill Ahearn Bill Ahearn's Prudential Securities Experience September 1992 - August 1994
Job Communications/Branding Professional, Industry Expertise in Education, Banking & Finance, Health Care, NotforProfit
Industry Public Relations and Communications
Experience
Saint Peter's Preparatory School 2010 - Present
JDRF International November 2002 - October 2010
Lehman Brothers January 1996 - November 2002
Price Waterhouse August 1994 - January 1996
Prudential Securities September 1992 - August 1994
Citibank 1988 - 1992
Skills
Investor Relations, Public Relations, Media Relations, Strategic Communications, Writing, Strategic Planning, Corporate Communications, Public Speaking, Fundraising, Marketing Strategy
Education
Fordham University
MA, Public Affairs
Fordham University
BA, Journalism
Saint Peter's Preparatory School 2010 - Present
JDRF International November 2002 - October 2010
Lehman Brothers January 1996 - November 2002
Price Waterhouse August 1994 - January 1996
Prudential Securities September 1992 - August 1994
Citibank 1988 - 1992
Skills
Investor Relations, Public Relations, Media Relations, Strategic Communications, Writing, Strategic Planning, Corporate Communications, Public Speaking, Fundraising, Marketing Strategy
Education
Fordham University
MA, Public Affairs
Fordham University
BA, Journalism
Tom Bowes Tom Bowes's Prudential Securities Experience July 1961 - October 2006
Job Senior Vice PresidentWealth Management at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc October 2006 - Present
Prudential Securities July 1961 - October 2006
Education
Fordham University 1956 — 1960
ba, economics/finance
UBS Financial Services Inc October 2006 - Present
Prudential Securities July 1961 - October 2006
Education
Fordham University 1956 — 1960
ba, economics/finance
Chuck Dolce Chuck Dolce's Prudential Securities Experience June 1994 - December 1999
Job at Impact Marketing Solutions
Industry Marketing and Advertising
Experience
Impact Marketing Solutions July 2010 - Present
The Sovereign Society January 2008 - July 2010
Impact Marketing Solutions January 2007 - January 2008
the World August 2005 - June 2006
RTS Realtime Systems, Inc. December 1999 - August 2005
Prudential Securities June 1994 - December 1999
Prudential Securities June 1990 - June 1994
Datamark Commodity Systems June 1987 - June 1990
Goldman Sachs & Co. March 1985 - June 1987
Stotler & Co. June 1983 - March 1985
Skills
Direct Marketing, Market Analysis, Options, Marketing Strategy, Online Advertising, Marketing Communications, Email Marketing, Publishing, Copywriting, Blogging, Direct Mail, SEO, Marketing, SEM, Content Development, Online Marketing, Newsletters, Web Marketing, Social Media Marketing, Digital Marketing, Sales, B2B Marketing, Press Releases, Web Content, Management, Web Analytics, Content Strategy, Lead Generation, Mobile Marketing, Integrated Marketing, PPC
Education
Illinois College 1979 — 1983
BA, English
Impact Marketing Solutions July 2010 - Present
The Sovereign Society January 2008 - July 2010
Impact Marketing Solutions January 2007 - January 2008
the World August 2005 - June 2006
RTS Realtime Systems, Inc. December 1999 - August 2005
Prudential Securities June 1994 - December 1999
Prudential Securities June 1990 - June 1994
Datamark Commodity Systems June 1987 - June 1990
Goldman Sachs & Co. March 1985 - June 1987
Stotler & Co. June 1983 - March 1985
Skills
Direct Marketing, Market Analysis, Options, Marketing Strategy, Online Advertising, Marketing Communications, Email Marketing, Publishing, Copywriting, Blogging, Direct Mail, SEO, Marketing, SEM, Content Development, Online Marketing, Newsletters, Web Marketing, Social Media Marketing, Digital Marketing, Sales, B2B Marketing, Press Releases, Web Content, Management, Web Analytics, Content Strategy, Lead Generation, Mobile Marketing, Integrated Marketing, PPC
Education
Illinois College 1979 — 1983
BA, English
L. Jack Staley, Sr L. Jack Staley, Sr's Prudential Securities Experience 1995 - 2006
Job Managing Partner at Norman Alex LLC
Industry Venture Capital & Private Equity
Experience
Norman Alex LLC January 2014 - Present
Silvaplana Partners January 2010 - Present
Tufts Medical Center, Board of Governors October 2011 - Present
Rokk3r Labs January 2013 - Present
Port Nexus 2015 - 2015
Finter Bank Zurich October 2010 - December 2010
SGS AG July 2006 - April 2009
Dryden Wealth Management 2002 - 2006
Prudential Securities 1995 - 2006
Prudential Financial 1995 - 2005
Skills
Strategic Planning, Negotiation, Economic and Political..., Business Strategy, Mergers, Economics, Restructuring, Business Planning, Sales Management, Asset Management, International Business, International Sales, Asset Managment, Private Equity, Mergers & Acquisitions, Business Development, Investments, Management Consulting, Emerging Markets, Investment Banking, Entrepreneurship, Start-ups, Strategy, Risk Management, Capital Markets, Private Banking, Team Building, Management, Wealth Management, Executive Management, Finance, Talent Management, Financial Services, Leadership, Corporate Development, Analysis, Venture Capital, Corporate Finance, Due Diligence, Alternative Investments, Valuation, Portfolio Management, Trading, Financial Advisory, Equities, Investment Management, Hedge Funds, Strategic Financial..., Investment Strategies, Asset Allocation
Education
University of Pennsylvania - The Wharton School 1968 — 1970
MBA, Finance
Gettysburg College 1964 — 1968
BA, Economics, political science
Norman Alex LLC January 2014 - Present
Silvaplana Partners January 2010 - Present
Tufts Medical Center, Board of Governors October 2011 - Present
Rokk3r Labs January 2013 - Present
Port Nexus 2015 - 2015
Finter Bank Zurich October 2010 - December 2010
SGS AG July 2006 - April 2009
Dryden Wealth Management 2002 - 2006
Prudential Securities 1995 - 2006
Prudential Financial 1995 - 2005
Skills
Strategic Planning, Negotiation, Economic and Political..., Business Strategy, Mergers, Economics, Restructuring, Business Planning, Sales Management, Asset Management, International Business, International Sales, Asset Managment, Private Equity, Mergers & Acquisitions, Business Development, Investments, Management Consulting, Emerging Markets, Investment Banking, Entrepreneurship, Start-ups, Strategy, Risk Management, Capital Markets, Private Banking, Team Building, Management, Wealth Management, Executive Management, Finance, Talent Management, Financial Services, Leadership, Corporate Development, Analysis, Venture Capital, Corporate Finance, Due Diligence, Alternative Investments, Valuation, Portfolio Management, Trading, Financial Advisory, Equities, Investment Management, Hedge Funds, Strategic Financial..., Investment Strategies, Asset Allocation
Education
University of Pennsylvania - The Wharton School 1968 — 1970
MBA, Finance
Gettysburg College 1964 — 1968
BA, Economics, political science
Matthew Iskric Matthew Iskric's Prudential Securities Experience 1990 - 1992
Job Retiree at Retired most happily
Industry Financial Services
Experience
Retired - most happily October 2011 - Present
Gold Coast Bank (NY) May 2011 - Present
Interactive Resources--Marketing, Management, Manpower Consulting October 2010 - Present
Clark Dodge & Co., Inc. July 2009 - September 2010
Oppenheimer & Co. Inc. February 1994 - March 2009
Smith Barney January 1992 - January 1994
Prudential Securities 1990 - 1992
Shearson Lehman Brothers January 1982 - January 1990
Thomson McKinnon Securities January 1981 - January 1982
Bear Stearns & Co January 1980 - January 1981
Skills
Investments, Portfolio Management, AML, Mutual Funds, Business Development
Education
Fordham University 1968 — 1971
BA, Political Science
Retired - most happily October 2011 - Present
Gold Coast Bank (NY) May 2011 - Present
Interactive Resources--Marketing, Management, Manpower Consulting October 2010 - Present
Clark Dodge & Co., Inc. July 2009 - September 2010
Oppenheimer & Co. Inc. February 1994 - March 2009
Smith Barney January 1992 - January 1994
Prudential Securities 1990 - 1992
Shearson Lehman Brothers January 1982 - January 1990
Thomson McKinnon Securities January 1981 - January 1982
Bear Stearns & Co January 1980 - January 1981
Skills
Investments, Portfolio Management, AML, Mutual Funds, Business Development
Education
Fordham University 1968 — 1971
BA, Political Science
Morris Cytryn, PMP Morris Cytryn, PMP's Prudential Securities Experience 1993 - 2003
Job IT Project Manager at Rutgers University
Industry Higher Education
Experience
Rutgers University October 2009 - Present
Morgan Stanley 2008 - 2009
Prudential Financial 2003 - 2007
Prudential Securities 1993 - 2003
Prudential Securities 1988 - 1993
Skills
Cross-functional Team..., Expense Management, Management, Telecommunications, PMP, Relationship Management, Operations Management, Budgets, CRM, Enterprise Software, Project Planning, Strategic Planning, Integration, IT Operations, Networking, SDLC, Analysis, Business Process..., Business Intelligence, Infrastructure, Leadership, Project Portfolio..., Software Documentation, Information Technology
Education
Hofstra University
Master of Business Administration (MBA), Finance
Rutgers University October 2009 - Present
Morgan Stanley 2008 - 2009
Prudential Financial 2003 - 2007
Prudential Securities 1993 - 2003
Prudential Securities 1988 - 1993
Skills
Cross-functional Team..., Expense Management, Management, Telecommunications, PMP, Relationship Management, Operations Management, Budgets, CRM, Enterprise Software, Project Planning, Strategic Planning, Integration, IT Operations, Networking, SDLC, Analysis, Business Process..., Business Intelligence, Infrastructure, Leadership, Project Portfolio..., Software Documentation, Information Technology
Education
Hofstra University
Master of Business Administration (MBA), Finance
David Weiskircher David Weiskircher's Prudential Securities Experience 1985 - 1989
Job Photographer at Flying Geese Productions
Industry Law Practice
Experience
Flying Geese Productions 1970 - Present
Flying Geese Productions 1970 - Present
Page Perry LLC May 1989 - August 2014
Prudential Securities 1985 - 1989
The Robinson-Humphrey Company 1978 - 1981
Skills
Arbitration, Mediation, Securities Litigation, Litigation, Civil Litigation, Securities Regulation, Commercial Litigation, Alternative Dispute..., Legal Research, Dispute Resolution, Fraud, Appeals, Dispute, Corporate Law, Trials
Education
Georgia State University 1981 — 1985
BA, English, History, Archeology
Flying Geese Productions 1970 - Present
Flying Geese Productions 1970 - Present
Page Perry LLC May 1989 - August 2014
Prudential Securities 1985 - 1989
The Robinson-Humphrey Company 1978 - 1981
Skills
Arbitration, Mediation, Securities Litigation, Litigation, Civil Litigation, Securities Regulation, Commercial Litigation, Alternative Dispute..., Legal Research, Dispute Resolution, Fraud, Appeals, Dispute, Corporate Law, Trials
Education
Georgia State University 1981 — 1985
BA, English, History, Archeology
William Shirley William Shirley's Prudential Securities Experience November 1999 - November 2001
Job President at Self Employed Internet Marketing
Industry Internet
Experience
Self Employed Internet Marketing August 2012 - Present
Newbridge Securities April 2010 - August 2012
GunnAllen Financial July 2009 - March 2010
Smith Barney February 2006 - June 2009
BankAtlantic February 2005 - January 2006
BankUnited June 2004 - February 2005
BankAtlantic May 2003 - May 2004
AXA Advisors January 2002 - May 2003
Prudential Securities November 1999 - November 2001
Executive Data Systems March 1999 - November 1999
Skills
Investments, Strategic Financial..., Insurance, Sales, Email Marketing, Finance, Public Speaking, Series 7, Retirement Planning, Series 63, Wealth Management, Mutual Funds, Financial Advisory, Investment Strategies, Securities, Portfolio Management, Wealth, Asset Allocation, Asset Management, Fixed Annuities, Retirement, Investment Advisory, Equities, Alternative Investments, Financial Services, Bonds, 401k, Financial Planning
Education
Georgia Institute of Technology 1970 — 1972
Electrical and Electronics Engineering
F. T. Wills High School 1967 — 1970
HS Diploma, Academics
Self Employed Internet Marketing August 2012 - Present
Newbridge Securities April 2010 - August 2012
GunnAllen Financial July 2009 - March 2010
Smith Barney February 2006 - June 2009
BankAtlantic February 2005 - January 2006
BankUnited June 2004 - February 2005
BankAtlantic May 2003 - May 2004
AXA Advisors January 2002 - May 2003
Prudential Securities November 1999 - November 2001
Executive Data Systems March 1999 - November 1999
Skills
Investments, Strategic Financial..., Insurance, Sales, Email Marketing, Finance, Public Speaking, Series 7, Retirement Planning, Series 63, Wealth Management, Mutual Funds, Financial Advisory, Investment Strategies, Securities, Portfolio Management, Wealth, Asset Allocation, Asset Management, Fixed Annuities, Retirement, Investment Advisory, Equities, Alternative Investments, Financial Services, Bonds, 401k, Financial Planning
Education
Georgia Institute of Technology 1970 — 1972
Electrical and Electronics Engineering
F. T. Wills High School 1967 — 1970
HS Diploma, Academics
David Yom's Prudential Securities Experience 2002 - 2002
Job Associate, Private Capital Markets at J.P. Morgan
Industry Investment Banking
Experience
J.P. Morgan August 2015 - Present
Natixis June 2014 - July 2015
Deutsche Bank September 2012 - May 2014
Advanced Technology Development Center (ATDC) January 2011 - August 2012
Unique Squared Inc September 2011 - November 2011
PricewaterhouseCoopers (PwC) June 2011 - August 2011
Reliance Operations Services LLC April 2010 - July 2010
E*TRADE Financial December 2008 - December 2009
Assent LLC August 2003 - November 2008
Prudential Securities 2002 - 2002
Skills
Financial Modeling, Business Strategy, Corporate Finance, Valuation, Financial Analysis, Strategic Planning, Due Diligence, DCF, Business Analysis, Market Research, Investment Banking, Capital Markets, Customer Relations, Market Analysis, Competitive Analysis, Excel, Bloomberg, PowerPoint, Trading, Data Analysis, Microsoft Office, Equities, Finance, Microsoft Excel, Strategy
Education
Georgia Institute of Technology 2010 — 2012
Master of Business Administration (MBA), Finance & Strategic Management
Rutgers, The State University of New Jersey-New Brunswick 1999 — 2003
Bachelor of Arts, Economics
Investment Banking Institute (New York, NY) 2008 — 2008
Corporate Finance, Valuations, and Financial Modeling
Emerson Jr.Sr. High School 1995 — 1999
J.P. Morgan August 2015 - Present
Natixis June 2014 - July 2015
Deutsche Bank September 2012 - May 2014
Advanced Technology Development Center (ATDC) January 2011 - August 2012
Unique Squared Inc September 2011 - November 2011
PricewaterhouseCoopers (PwC) June 2011 - August 2011
Reliance Operations Services LLC April 2010 - July 2010
E*TRADE Financial December 2008 - December 2009
Assent LLC August 2003 - November 2008
Prudential Securities 2002 - 2002
Skills
Financial Modeling, Business Strategy, Corporate Finance, Valuation, Financial Analysis, Strategic Planning, Due Diligence, DCF, Business Analysis, Market Research, Investment Banking, Capital Markets, Customer Relations, Market Analysis, Competitive Analysis, Excel, Bloomberg, PowerPoint, Trading, Data Analysis, Microsoft Office, Equities, Finance, Microsoft Excel, Strategy
Education
Georgia Institute of Technology 2010 — 2012
Master of Business Administration (MBA), Finance & Strategic Management
Rutgers, The State University of New Jersey-New Brunswick 1999 — 2003
Bachelor of Arts, Economics
Investment Banking Institute (New York, NY) 2008 — 2008
Corporate Finance, Valuations, and Financial Modeling
Emerson Jr.Sr. High School 1995 — 1999
Jennifer Heidt's Prudential Securities Experience July 1997 - June 2002
Job Human Resources Assistant at ACTIA Corporation
Industry Restaurants
Experience
ACTIA Corporation July 2014 - Present
Logan's Roadhouse March 2011 - Present
Family & Children's Center, Inc. August 2008 - April 2011
Prudential Securities July 1997 - June 2002
Skills
Food & Beverage, Bartending, Restaurant Management, Hospitality, Food Service, Catering, Time Management, Customer Service, Menu Development, Inventory Management, Hospitality Management
Education
University of Notre Dame 1994 — 1997
Bachelor of Arts (B.A.), Fine and Studio Arts
Holy Cross College 1992 — 1994
Associate's degree
ACTIA Corporation July 2014 - Present
Logan's Roadhouse March 2011 - Present
Family & Children's Center, Inc. August 2008 - April 2011
Prudential Securities July 1997 - June 2002
Skills
Food & Beverage, Bartending, Restaurant Management, Hospitality, Food Service, Catering, Time Management, Customer Service, Menu Development, Inventory Management, Hospitality Management
Education
University of Notre Dame 1994 — 1997
Bachelor of Arts (B.A.), Fine and Studio Arts
Holy Cross College 1992 — 1994
Associate's degree
David Sisto David Sisto's Prudential Securities Experience October 1996 - March 2000
Job Sr, Manager Procurement Division at Revlon
Industry Information Technology and Services
Experience
Revlon June 2015 - Present
Canon March 2008 - June 2015
Computer Associates January 2007 - March 2008
American Express July 2003 - December 2006
ITG March 2000 - December 2002
Prudential Securities October 1996 - March 2000
Blunt, Hann & Sersen October 1995 - October 1996
Skills
Process Improvement, Contract Negotiation, Procurement, Purchasing, Vendor Management, Team Building, Negotiation, Six Sigma, Logistics, Customer Service, Strategic Sourcing, Business Process..., Strategic Planning, Outsourcing, Manufacturing, Cross-functional Team..., Supply Chain, Supply Chain Management, Sourcing, Forecasting, Global Sourcing, Supply Management, Supplier Negotiation, Management, SAP, ERP, Inventory Management, Operations Management, Contract Management, Strategy, Program Management, CRM, Communication, Professional Services
Education
Fordham University 1991 — 1995
Bachelor of Science (B.S.), Accounting
Revlon June 2015 - Present
Canon March 2008 - June 2015
Computer Associates January 2007 - March 2008
American Express July 2003 - December 2006
ITG March 2000 - December 2002
Prudential Securities October 1996 - March 2000
Blunt, Hann & Sersen October 1995 - October 1996
Skills
Process Improvement, Contract Negotiation, Procurement, Purchasing, Vendor Management, Team Building, Negotiation, Six Sigma, Logistics, Customer Service, Strategic Sourcing, Business Process..., Strategic Planning, Outsourcing, Manufacturing, Cross-functional Team..., Supply Chain, Supply Chain Management, Sourcing, Forecasting, Global Sourcing, Supply Management, Supplier Negotiation, Management, SAP, ERP, Inventory Management, Operations Management, Contract Management, Strategy, Program Management, CRM, Communication, Professional Services
Education
Fordham University 1991 — 1995
Bachelor of Science (B.S.), Accounting
Susan Saunders, WMS Susan Saunders, WMS's Prudential Securities Experience March 1993 - November 1994
Job Senior Vice President, Investments / Wealth Management Specialist / Investment Management Consultant at Raymond James
Industry Financial Services
Experience
Raymond James July 2005 - Present
Smith Barney November 1994 - July 2005
Prudential Securities March 1993 - November 1994
Prudential Securities February 1992 - March 1993
Prudential Financial June 1990 - February 1992
Education
University of North Florida - College of Business Administration 1983 — 1985
Bachelor of Business Administration (BBA), Banking and Financial Support Services
Georgia Southern University 1981 — 1984
Accounting and Finance
Raymond James July 2005 - Present
Smith Barney November 1994 - July 2005
Prudential Securities March 1993 - November 1994
Prudential Securities February 1992 - March 1993
Prudential Financial June 1990 - February 1992
Education
University of North Florida - College of Business Administration 1983 — 1985
Bachelor of Business Administration (BBA), Banking and Financial Support Services
Georgia Southern University 1981 — 1984
Accounting and Finance
Caleb Noel Caleb Noel's Prudential Securities Experience 1998 - 2000
Job Senior Vice President at NFP
Industry Financial Services
Experience
NFP October 2007 - Present
Scottish Re January 2006 - October 2007
National Financial Partners December 2000 - December 2005
Prudential Securities 1998 - 2000
Skills
Insurance, Investments, Mergers, Capital Markets, Financial Modeling, Underwriting, Corporate Finance, Financial Analysis, Valuation, Financial Services, Strategic Financial..., Investment Banking, Employee Benefits, Due Diligence, Strategic Planning, Life Insurance
Education
Georgetown University 1994 — 1998
BSBA, Finance and International Business, Cum Laude
NFP October 2007 - Present
Scottish Re January 2006 - October 2007
National Financial Partners December 2000 - December 2005
Prudential Securities 1998 - 2000
Skills
Insurance, Investments, Mergers, Capital Markets, Financial Modeling, Underwriting, Corporate Finance, Financial Analysis, Valuation, Financial Services, Strategic Financial..., Investment Banking, Employee Benefits, Due Diligence, Strategic Planning, Life Insurance
Education
Georgetown University 1994 — 1998
BSBA, Finance and International Business, Cum Laude
Pedro Herrera Pedro Herrera's Prudential Securities Experience 1996 - 1998
Job Managing Director at EMx Capital Strategies, LLC
Industry Investment Banking
Experience
EMx Capital Strategies, LLC October 2014 - Present
HSBC January 2005 - March 2013
UBS Investment Bank 1998 - 2004
Prudential Securities 1996 - 1998
Skills
Emerging Markets, Equities, Corporate Finance, Latin America, Asset Management, Equity Capital Markets, International M&A, Agribusiness, Agriculture, Agricultural Research, Food Industry, Global Marketing, Institutional Sales, Institutional..., Capital Markets, Equity Research, Investments, Structured Finance, Hedge Funds, Investment Banking, Alternative Investments, Derivatives, Structured Products, Financial Markets, Leveraged Finance, Bonds, Bloomberg, Financial Structuring, Valuation, Fixed Income, Trading, Mergers & Acquisitions, Finance, Financial Modeling, Management, Financial Analysis, Portfolio Management, Restructuring, Private Equity, Equity Derivatives, Analysis, Business Strategy, Series 7, IPO, Due Diligence, Banking, Market Risk, Risk Management, Credit Derivatives, Strategy
Education
Georgetown University - The McDonough School of Business 1994 — 1996
MBA, Finance
University of Maryland 1987 — 1990
MS, Technology Management
University of New Orleans 1980 — 1985
BS, Computer Science
Santa Maria High School
EMx Capital Strategies, LLC October 2014 - Present
HSBC January 2005 - March 2013
UBS Investment Bank 1998 - 2004
Prudential Securities 1996 - 1998
Skills
Emerging Markets, Equities, Corporate Finance, Latin America, Asset Management, Equity Capital Markets, International M&A, Agribusiness, Agriculture, Agricultural Research, Food Industry, Global Marketing, Institutional Sales, Institutional..., Capital Markets, Equity Research, Investments, Structured Finance, Hedge Funds, Investment Banking, Alternative Investments, Derivatives, Structured Products, Financial Markets, Leveraged Finance, Bonds, Bloomberg, Financial Structuring, Valuation, Fixed Income, Trading, Mergers & Acquisitions, Finance, Financial Modeling, Management, Financial Analysis, Portfolio Management, Restructuring, Private Equity, Equity Derivatives, Analysis, Business Strategy, Series 7, IPO, Due Diligence, Banking, Market Risk, Risk Management, Credit Derivatives, Strategy
Education
Georgetown University - The McDonough School of Business 1994 — 1996
MBA, Finance
University of Maryland 1987 — 1990
MS, Technology Management
University of New Orleans 1980 — 1985
BS, Computer Science
Santa Maria High School
Robert Engelhardt Robert Engelhardt's Prudential Securities Experience August 1997 - August 2003
Job Senior Vice President at American Portfolios
Industry Financial Services
Experience
American Portfolios August 2003 - Present
Prudential Securities August 1997 - August 2003
Skills
Mutual Funds, Series 7, Securities, Investments, Wealth Management, Team Building, Series 63, Customer Service, Insurance, Retirement Planning, Investment Advisory, Asset Allocation, Series 24, FINRA, 401k
Education
Hofstra University 1992 — 1996
BBA, Banking and Finance
American Portfolios August 2003 - Present
Prudential Securities August 1997 - August 2003
Skills
Mutual Funds, Series 7, Securities, Investments, Wealth Management, Team Building, Series 63, Customer Service, Insurance, Retirement Planning, Investment Advisory, Asset Allocation, Series 24, FINRA, 401k
Education
Hofstra University 1992 — 1996
BBA, Banking and Finance
Raymond Conboy's Prudential Securities Experience January 1998 - May 2003
Job First Vice President, CRPS
Industry Financial Services
Experience
Merrill Lynch May 2003 - Present
Prudential Securities January 1998 - May 2003
Skills
Series 7, Series 63, Mutual Funds, Investments, Wealth Management, Portfolio Management, Asset Allocation, Retirement Planning, Asset Management, Retirement, Alternative Investments, Investment Advisory, Financial Analysis, Securities, Equities, Mergers & Acquisitions
Education
Galway-Mayo Institute of Technology 1989 — 1993
Merrill Lynch May 2003 - Present
Prudential Securities January 1998 - May 2003
Skills
Series 7, Series 63, Mutual Funds, Investments, Wealth Management, Portfolio Management, Asset Allocation, Retirement Planning, Asset Management, Retirement, Alternative Investments, Investment Advisory, Financial Analysis, Securities, Equities, Mergers & Acquisitions
Education
Galway-Mayo Institute of Technology 1989 — 1993
Patty Otterson, CIMA® Patty Otterson, CIMA®'s Prudential Securities Experience August 1987 - June 2004
Job Senior Vice President, Investments at Otterson Allison Wealth Management Group of Raymond James
Industry Financial Services
Experience
Otterson Allison Wealth Management Group of Raymond James July 2009 - Present
SunTrust Investment Services June 2004 - July 2009
Prudential Securities August 1987 - June 2004
Dean Witter Reynolds 1982 - 1987
Ernst & Whinney 1980 - 1982
Skills
Investments, Finance, Securities, Tax, Financial Advisory, Mutual Funds, Retirement Planning
Education
Grove City College
Bachelor of Arts (B.A.), Accounting
University of Pennsylvania - The Wharton School
Certified Investment Management Analyst
Otterson Allison Wealth Management Group of Raymond James July 2009 - Present
SunTrust Investment Services June 2004 - July 2009
Prudential Securities August 1987 - June 2004
Dean Witter Reynolds 1982 - 1987
Ernst & Whinney 1980 - 1982
Skills
Investments, Finance, Securities, Tax, Financial Advisory, Mutual Funds, Retirement Planning
Education
Grove City College
Bachelor of Arts (B.A.), Accounting
University of Pennsylvania - The Wharton School
Certified Investment Management Analyst
Woody Soemantoro Woody Soemantoro's Prudential Securities Experience 1995 - 2001
Job Director, National Accounts at MDS Securities, LLC
Industry Capital Markets
Experience
MDS Securities, LLC August 2015 - Present
Catalyst Energy Inc June 2010 - August 2015
Texas Energy Holdings, Inc. January 2009 - May 2010
Evergreen Realty Group, LLC January 2007 - December 2008
Wells Real Estate Funds 2003 - January 2007
Mentis Broadband Solutions 2001 - 2002
Prudential Securities 1995 - 2001
Fulton Breakfield Broenniman, Inc. 1992 - 1995
The Burney Company 1990 - 1992
Skills
Alternative Investments, Investments, Series 7, Private Placements, Asset, Securities, Series 63, Bonds, Investment Strategies, Mutual Funds, Estate Planning, Wealth Management, Strategic Financial..., Asset Management, Relationship Management, Investment Management, Due Diligence, Retirement, Investment Advisory, Equities, Retirement Planning, Financial Advisory, Portfolio Management, Finance, Private Equity, Funding, Investor Relations, Hedge Funds, Valuation, FINRA, Capital Markets, Financial Services, Venture Capital, Asset Allocation, Investment Banking, Financial Analysis, Financial Planning
Education
George Mason University
BS, Economics
MDS Securities, LLC August 2015 - Present
Catalyst Energy Inc June 2010 - August 2015
Texas Energy Holdings, Inc. January 2009 - May 2010
Evergreen Realty Group, LLC January 2007 - December 2008
Wells Real Estate Funds 2003 - January 2007
Mentis Broadband Solutions 2001 - 2002
Prudential Securities 1995 - 2001
Fulton Breakfield Broenniman, Inc. 1992 - 1995
The Burney Company 1990 - 1992
Skills
Alternative Investments, Investments, Series 7, Private Placements, Asset, Securities, Series 63, Bonds, Investment Strategies, Mutual Funds, Estate Planning, Wealth Management, Strategic Financial..., Asset Management, Relationship Management, Investment Management, Due Diligence, Retirement, Investment Advisory, Equities, Retirement Planning, Financial Advisory, Portfolio Management, Finance, Private Equity, Funding, Investor Relations, Hedge Funds, Valuation, FINRA, Capital Markets, Financial Services, Venture Capital, Asset Allocation, Investment Banking, Financial Analysis, Financial Planning
Education
George Mason University
BS, Economics
Brian Spaner Brian Spaner's Prudential Securities Experience 1996 - 1999
Job Vice President J.P.Morgan Securities
Industry Financial Services
Experience
J.P. Morgan Securities March 2008 - Present
Bear, Stearns & Co. February 2005 - March 2008
Wachovia Securities, LLC November 1999 - February 2005
Prudential Securities 1996 - 1999
Education
Heiden Institute 1997 — 1999
Talmudic Studies
Georgia Institute of Technology 1992 — 1994
BS INTA, International Affairs
Clarkstown High School South
J.P. Morgan Securities March 2008 - Present
Bear, Stearns & Co. February 2005 - March 2008
Wachovia Securities, LLC November 1999 - February 2005
Prudential Securities 1996 - 1999
Education
Heiden Institute 1997 — 1999
Talmudic Studies
Georgia Institute of Technology 1992 — 1994
BS INTA, International Affairs
Clarkstown High School South
John Bahnken's Prudential Securities Experience 1989 - 1991
Job Senior Executive Vice President at Bank of the West
Industry Financial Services
Experience
Bank of the West/BNP Paribas Group 2011 - Present
Wrights Mill Capital Advisors 2008 - 2011
Bank of America 2004 - 2008
Bank of America 2003 - 2004
FleetBoston Financial 2001 - 2003
FleetBoston Financial 1998 - 2001
FleetBoston Financial 1993 - 1998
Norstar Banks 1991 - 1993
Prudential Securities 1989 - 1991
HSBC Americas 1979 - 1989
Education
Hofstra University
MBA
Hofstra University
BBA
Bank of the West/BNP Paribas Group 2011 - Present
Wrights Mill Capital Advisors 2008 - 2011
Bank of America 2004 - 2008
Bank of America 2003 - 2004
FleetBoston Financial 2001 - 2003
FleetBoston Financial 1998 - 2001
FleetBoston Financial 1993 - 1998
Norstar Banks 1991 - 1993
Prudential Securities 1989 - 1991
HSBC Americas 1979 - 1989
Education
Hofstra University
MBA
Hofstra University
BBA
Katherine Kim (Kym)'s Prudential Securities Experience 1997 - 1998
Job Risk Consulting, Financial Services
Industry Financial Services
Experience
KPMG 2011 - Present
D. E. Shaw & Co. May 2005 - December 2009
DKR Capital Inc (Formerly AIG International Asset Management Inc.) 1998 - 2005
Prudential Securities 1997 - 1998
Greenwich Capital Markets, Inc. 1994 - 1997
Skills
Hedge Funds, Alternative Investments, Equities, Fixed Income, Capital Markets, Investments, Private Equity, Due Diligence, Securities, Investment Management, Financial Services, Derivatives, Fund Of Funds, Risk Management, Bloomberg, Financial Risk
Education
Hobart and William Smith Colleges
KPMG 2011 - Present
D. E. Shaw & Co. May 2005 - December 2009
DKR Capital Inc (Formerly AIG International Asset Management Inc.) 1998 - 2005
Prudential Securities 1997 - 1998
Greenwich Capital Markets, Inc. 1994 - 1997
Skills
Hedge Funds, Alternative Investments, Equities, Fixed Income, Capital Markets, Investments, Private Equity, Due Diligence, Securities, Investment Management, Financial Services, Derivatives, Fund Of Funds, Risk Management, Bloomberg, Financial Risk
Education
Hobart and William Smith Colleges
Samuel D. Moss MBA's Prudential Securities Experience January 1994 - January 1999
Job President at 4M Capital and Retirement Services
Industry Financial Services
Experience
North Ridge Securities Corp 2003 - Present
4M Capital and Retirement Services January 1999 - Present
Prudential Securities January 1994 - January 1999
Dean Witter May 1984 - January 1994
Skills
Investments, Portfolio Management, Retirement Planning, Strategic Financial..., Retirement, Insurance, 401k, Financial Services, Financial Advisory, Investment Management, Wealth, Pensions, Mutual Funds, Mortgage Lending, Finance, Employee Benefits, Management, Small Business, Series 63, Series 7, Fixed Annuities, Investment Advisory, Asset Allocation, ETFs, Wealth Management, IRAs, Wealth Management..., Financial Planning
Education
Hofstra University 1979 — 1981
MBA, Finance
Wantagh High School 1972 — 1975
North Ridge Securities Corp 2003 - Present
4M Capital and Retirement Services January 1999 - Present
Prudential Securities January 1994 - January 1999
Dean Witter May 1984 - January 1994
Skills
Investments, Portfolio Management, Retirement Planning, Strategic Financial..., Retirement, Insurance, 401k, Financial Services, Financial Advisory, Investment Management, Wealth, Pensions, Mutual Funds, Mortgage Lending, Finance, Employee Benefits, Management, Small Business, Series 63, Series 7, Fixed Annuities, Investment Advisory, Asset Allocation, ETFs, Wealth Management, IRAs, Wealth Management..., Financial Planning
Education
Hofstra University 1979 — 1981
MBA, Finance
Wantagh High School 1972 — 1975
Amy Thind's Prudential Securities Experience 1995 - 1996
Job Vice President, Finance at Time Inc.
Industry Publishing
Experience
Time Inc. March 2014 - Present
Time Inc. 2012 - 2013
International Preschools 2010 - 2011
International Preschools, Parents' Association 2008 - 2011
Time Inc. 2005 - 2006
Time Inc. 2003 - 2005
Time Inc. 2002 - 2003
Time Inc. 2000 - 2001
Morgan Stanley 1997 - 1998
Prudential Securities 1995 - 1996
Skills
Publishing, Digital Media, Strategic Partnerships, Content Strategy, Strategy, Digital Strategy, Strategic Planning, Magazines, Financial Analysis, Microsoft Office, Financial Modeling, Corporate Finance
Education
Harvard Business School 1999 — 2000
MBA
Harvard College 1991 — 1995
AB, Government
Time Inc. March 2014 - Present
Time Inc. 2012 - 2013
International Preschools 2010 - 2011
International Preschools, Parents' Association 2008 - 2011
Time Inc. 2005 - 2006
Time Inc. 2003 - 2005
Time Inc. 2002 - 2003
Time Inc. 2000 - 2001
Morgan Stanley 1997 - 1998
Prudential Securities 1995 - 1996
Skills
Publishing, Digital Media, Strategic Partnerships, Content Strategy, Strategy, Digital Strategy, Strategic Planning, Magazines, Financial Analysis, Microsoft Office, Financial Modeling, Corporate Finance
Education
Harvard Business School 1999 — 2000
MBA
Harvard College 1991 — 1995
AB, Government
Charles salisbury Charles salisbury's Prudential Securities Experience June 1990 - July 1996
Job Author and Public Speaker at Salisbury Enterprises
Industry Marketing and Advertising
Experience
www.TimeToTakeAction.com June 2015 - Present
Salisbury Enterprises February 2009 - Present
www.Giostar.com April 2012 - March 2015
China US Business Association 2014 - 2015
Harvard Risk Management Corporation 2013 - 2013
World Basketball Association March 1998 - April 2002
Prudential Securities June 1990 - July 1996
H R at National H R Advisers 1989 - 1994
Skills
Online Advertising, Social Media Marketing, Social Media, Digital Marketing, Advertising, Marketing, Email Marketing, Web Design, Television, Sales Management, Team Building, Management, Public Speaking, Social Networking, Publishing, Event Management, Online Marketing, Leadership, Strategic Planning, New Business Development
Education
Hamilton University 1972 — 1976
Master of Business Administration (MBA), International Business, 3.5 GPA
Sangamon State 1964 — 1969
Bachelor's degree, Social Sciences
www.TimeToTakeAction.com June 2015 - Present
Salisbury Enterprises February 2009 - Present
www.Giostar.com April 2012 - March 2015
China US Business Association 2014 - 2015
Harvard Risk Management Corporation 2013 - 2013
World Basketball Association March 1998 - April 2002
Prudential Securities June 1990 - July 1996
H R at National H R Advisers 1989 - 1994
Skills
Online Advertising, Social Media Marketing, Social Media, Digital Marketing, Advertising, Marketing, Email Marketing, Web Design, Television, Sales Management, Team Building, Management, Public Speaking, Social Networking, Publishing, Event Management, Online Marketing, Leadership, Strategic Planning, New Business Development
Education
Hamilton University 1972 — 1976
Master of Business Administration (MBA), International Business, 3.5 GPA
Sangamon State 1964 — 1969
Bachelor's degree, Social Sciences
Wayne DeBello Wayne DeBello's Prudential Securities Experience December 1997 - May 2001
Job Associate Managing Director at Futurity First
Industry Insurance
Experience
Futurity First November 2014 - Present
Principal Financial Group February 2013 - November 2014
Principal Financial Group August 2003 - January 2013
Prudential Securities December 1997 - May 2001
CIGNA June 1985 - December 1997
Skills
401k, Retirement, Employee Benefits, Retirement Planning, Disability Insurance, Insurance, Fixed Annuities, Life Insurance, Defined Benefit, Series 7, Series 63, Series 6, Pensions, Mutual Funds, Executive Pay, Long-term Care, Health Insurance, Term Life Insurance, Investments, Strategic Financial...
Education
Hofstra University 1975 — 1980
Bachelor of Business Administration (BBA), Marketing
Futurity First November 2014 - Present
Principal Financial Group February 2013 - November 2014
Principal Financial Group August 2003 - January 2013
Prudential Securities December 1997 - May 2001
CIGNA June 1985 - December 1997
Skills
401k, Retirement, Employee Benefits, Retirement Planning, Disability Insurance, Insurance, Fixed Annuities, Life Insurance, Defined Benefit, Series 7, Series 63, Series 6, Pensions, Mutual Funds, Executive Pay, Long-term Care, Health Insurance, Term Life Insurance, Investments, Strategic Financial...
Education
Hofstra University 1975 — 1980
Bachelor of Business Administration (BBA), Marketing
Amelia Walsh Amelia Walsh's Prudential Securities Experience May 1999 - 2001
Job Closer / Escrow Officer at Heritage Title Company
Industry Real Estate
Experience
Heritage Title Company 2004 - Present
Lakeshore Title 2001 - 2004
Prudential Securities May 1999 - 2001
Skills
Condos, Referrals, Notary Public, Commercial Real Estate, VA loans, Selling, HUD, Loans, Mortgage Banking, Investors, Buyer Representation, Listings, Single Family Homes, Escrow, Title Insurance, Residential Mortgages, Title Clearing, Loan Origination, New Homes, ABR, Income Properties, Seniors, USDA, Luxury, Buyers, Construction Loans, Closings, First Time Home Sellers, FHA financing, Real Property, For Sale By Owner, Property Management, Vacation Homes, Resellers, Townhomes, Real Estate Financing, Resales, Rehabbing, Reverse Mortgages, Relocation Buyers, Government Loans, Rentals, Property, Ramquest, 1031 Exchanges, Vacant Land, Acreage, Council of Residential..., SFR, Real Estate License
Education
Harper College
Heritage Title Company 2004 - Present
Lakeshore Title 2001 - 2004
Prudential Securities May 1999 - 2001
Skills
Condos, Referrals, Notary Public, Commercial Real Estate, VA loans, Selling, HUD, Loans, Mortgage Banking, Investors, Buyer Representation, Listings, Single Family Homes, Escrow, Title Insurance, Residential Mortgages, Title Clearing, Loan Origination, New Homes, ABR, Income Properties, Seniors, USDA, Luxury, Buyers, Construction Loans, Closings, First Time Home Sellers, FHA financing, Real Property, For Sale By Owner, Property Management, Vacation Homes, Resellers, Townhomes, Real Estate Financing, Resales, Rehabbing, Reverse Mortgages, Relocation Buyers, Government Loans, Rentals, Property, Ramquest, 1031 Exchanges, Vacant Land, Acreage, Council of Residential..., SFR, Real Estate License
Education
Harper College
Casper J. Meijer Casper J. Meijer's Prudential Securities Experience 2001 - 2002
Job CJM Financial
Industry Financial Services
Experience
CJM Financial 2008 - Present
NAIFA 2015 - 2015
NAIFA 2015 - 2015
MacMillan Financial 2006 - 2008
New England Financial 2004 - 2005
Waddell & Reed 2002 - 2004
Prudential Securities 2001 - 2002
Prudential Financial Planning Services 2000 - 2001
American Express Financial Advisors 1995 - 2000
Classic Travel Consultants 1992 - 1995
Skills
Retirement Planning, Investments, Estate Planning, Financial Planning, Retirement Income..., Insurance Planning, Annuities, Long Term Care, Wealth Transfer, Wealth Preservation, Medicare Supplement/..., Charitable Giving..., Wealth Accumulation, Event Planning, Sales, Securities, Sales Management, Customer Service, Income Protection, Team Building
Education
Hofstra University 1971 — 1974
BA, Business
State University of New York at Farmingdale 1969 — 1971
Associate's Degree, Business
CJM Financial 2008 - Present
NAIFA 2015 - 2015
NAIFA 2015 - 2015
MacMillan Financial 2006 - 2008
New England Financial 2004 - 2005
Waddell & Reed 2002 - 2004
Prudential Securities 2001 - 2002
Prudential Financial Planning Services 2000 - 2001
American Express Financial Advisors 1995 - 2000
Classic Travel Consultants 1992 - 1995
Skills
Retirement Planning, Investments, Estate Planning, Financial Planning, Retirement Income..., Insurance Planning, Annuities, Long Term Care, Wealth Transfer, Wealth Preservation, Medicare Supplement/..., Charitable Giving..., Wealth Accumulation, Event Planning, Sales, Securities, Sales Management, Customer Service, Income Protection, Team Building
Education
Hofstra University 1971 — 1974
BA, Business
State University of New York at Farmingdale 1969 — 1971
Associate's Degree, Business
Gregory Triandis Gregory Triandis's Prudential Securities Experience 1988 - 2001
Job Barnard CollegeSenior Associate Director. Employee Relations and Campus Recruitment
Industry Education Management
Experience
Prudential Bache Global Commodities 2001 - September 2009
Prudential Securities 1988 - 2001
BHP Billiton 1985 - 1988
Triland 1981 - 1983
Skills
Commodity, Trading, Financial Structuring, Options, Financial Markets, Hedge Funds, Risk Management, Asset Management, Banking, Equities, Commodity Markets, Capital Markets, Derivatives, FX Options, Fixed Income, Bloomberg, Hedging
Education
Fordham University 1976 — 1980
BS, marketing
Prudential Bache Global Commodities 2001 - September 2009
Prudential Securities 1988 - 2001
BHP Billiton 1985 - 1988
Triland 1981 - 1983
Skills
Commodity, Trading, Financial Structuring, Options, Financial Markets, Hedge Funds, Risk Management, Asset Management, Banking, Equities, Commodity Markets, Capital Markets, Derivatives, FX Options, Fixed Income, Bloomberg, Hedging
Education
Fordham University 1976 — 1980
BS, marketing
Sharon Peyer Sharon Peyer's Prudential Securities Experience January 1997 - May 1999
Job Entrepreneur in Residence at Harvard Business School
Industry Internet
Experience
Harvard Business School August 2015 - Present
HitBliss May 2008 - Present
Name Media Inc. January 2007 - April 2008
Pixamo December 2004 - January 2007
Brilleon Capital AG July 2002 - July 2004
Allant Capital GmbH June 2000 - July 2004
Blackfin Capital LLC June 1999 - May 2000
Prudential Securities January 1997 - May 1999
Skills
Business Development, Start-ups, Digital Strategy, Mobile Applications, Mobile Devices, Strategic Partnerships, Digital Media, Management, Product Management, User Experience, Digital Marketing, Strategy, E-commerce, Entrepreneurship, Integrated Marketing, Venture Capital, Online Advertising, Online Marketing, Mobile Marketing, Mobile Advertising, Corporate Development, SEM, Content Strategy, Monetization, Competitive Analysis, Portfolio Management, Analytics, Leadership, Investments, Digital Video, Content Acquisitions, Product Marketing, Consultative Selling, Targeted Advertising, Online Publishing, Digital Monetization, Public Speaking, Marketing Analytics, Video Analytics, Social Media Marketing, Social Media..., Partnerships, Pay TV, Sponsorship Sales, Revenue Growth..., Advertising Agency, Content Operations, Advertising Operations, Brand Development, Return on Investment
Education
Harvard Business School 2004 — 2006
MBA, Business
Georgetown University 1992 — 1996
BS, Languages, Government
Harvard Business School August 2015 - Present
HitBliss May 2008 - Present
Name Media Inc. January 2007 - April 2008
Pixamo December 2004 - January 2007
Brilleon Capital AG July 2002 - July 2004
Allant Capital GmbH June 2000 - July 2004
Blackfin Capital LLC June 1999 - May 2000
Prudential Securities January 1997 - May 1999
Skills
Business Development, Start-ups, Digital Strategy, Mobile Applications, Mobile Devices, Strategic Partnerships, Digital Media, Management, Product Management, User Experience, Digital Marketing, Strategy, E-commerce, Entrepreneurship, Integrated Marketing, Venture Capital, Online Advertising, Online Marketing, Mobile Marketing, Mobile Advertising, Corporate Development, SEM, Content Strategy, Monetization, Competitive Analysis, Portfolio Management, Analytics, Leadership, Investments, Digital Video, Content Acquisitions, Product Marketing, Consultative Selling, Targeted Advertising, Online Publishing, Digital Monetization, Public Speaking, Marketing Analytics, Video Analytics, Social Media Marketing, Social Media..., Partnerships, Pay TV, Sponsorship Sales, Revenue Growth..., Advertising Agency, Content Operations, Advertising Operations, Brand Development, Return on Investment
Education
Harvard Business School 2004 — 2006
MBA, Business
Georgetown University 1992 — 1996
BS, Languages, Government
MICHAEL BOGART MICHAEL BOGART's Prudential Securities Experience November 1992 - December 1995
Job Financial Services Professional at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company June 2015 - Present
Principal Financial Group January 2014 - March 2015
MetLife January 2010 - December 2013
Oppenheimer & Co Inc 2002 - 2009
Gruntal & Co 1995 - 2002
Prudential Securities November 1992 - December 1995
Trio Packaging November 1980 - November 1992
Touche Ross 1972 - 1980
Skills
Retirement, Fixed Annuities, Retirement Planning, Long-term Care, Estate Planning, Strategic Financial..., Investment Advisory, Investments, Investment Strategies, Financial Advisory, Insurance, Series 63, Term Life Insurance, Life Insurance, Mutual Funds, Wealth Management, Portfolio Management
Education
Hofstra University 1970 — 1972
BBA, Accounting
University of Missouri-Columbia 1968 — 1970
n/a, Liberal Arts
Tresper Clarke Class of '68 1964 — 1968
regents, academic
New York Life Insurance Company June 2015 - Present
Principal Financial Group January 2014 - March 2015
MetLife January 2010 - December 2013
Oppenheimer & Co Inc 2002 - 2009
Gruntal & Co 1995 - 2002
Prudential Securities November 1992 - December 1995
Trio Packaging November 1980 - November 1992
Touche Ross 1972 - 1980
Skills
Retirement, Fixed Annuities, Retirement Planning, Long-term Care, Estate Planning, Strategic Financial..., Investment Advisory, Investments, Investment Strategies, Financial Advisory, Insurance, Series 63, Term Life Insurance, Life Insurance, Mutual Funds, Wealth Management, Portfolio Management
Education
Hofstra University 1970 — 1972
BBA, Accounting
University of Missouri-Columbia 1968 — 1970
n/a, Liberal Arts
Tresper Clarke Class of '68 1964 — 1968
regents, academic
Ron Stinebaugh Ron Stinebaugh's Prudential Securities Experience February 1997 - October 2000
Job
Industry Oil & Energy
Experience
Targa Resources Corp January 2015 - Present
Sajet Resources LLC July 2014 - January 2015
Syntroleum Corporation February 2003 - June 2014
ABN AMRO October 2000 - March 2002
Prudential Securities February 1997 - October 2000
Trivest, Inc. March 1995 - October 1996
NationsBanc Capital Markets June 1994 - February 1995
Coopers & Lybrand July 1992 - April 1994
Kidder, Peabody & Co. June 1988 - June 1990
E. F. Hutton & Co. June 1987 - December 1987
Skills
Biofuels, Alternative Energy, Mergers, Project Finance, Investment Banking, Energy, Oil, Renewable Energy, Corporate Finance, Financial Modeling, Valuation, Due Diligence, Investor Relations, New Business Development, Corporate Development, Private Equity, Strategy, Mergers & Acquisitions, Structured Finance, Financial Structuring, Joint Ventures, Business Planning, IPO, Restructuring, Finance, Business Development, Capital Markets, Petroleum, Management, Financial Analysis, Strategic Planning
Education
Harvard Business School 1990 — 1992
MBA
Rice University 1983 — 1987
BA
Kent School 1981 — 1983
Strake Jesuit 1978 — 1981
Targa Resources Corp January 2015 - Present
Sajet Resources LLC July 2014 - January 2015
Syntroleum Corporation February 2003 - June 2014
ABN AMRO October 2000 - March 2002
Prudential Securities February 1997 - October 2000
Trivest, Inc. March 1995 - October 1996
NationsBanc Capital Markets June 1994 - February 1995
Coopers & Lybrand July 1992 - April 1994
Kidder, Peabody & Co. June 1988 - June 1990
E. F. Hutton & Co. June 1987 - December 1987
Skills
Biofuels, Alternative Energy, Mergers, Project Finance, Investment Banking, Energy, Oil, Renewable Energy, Corporate Finance, Financial Modeling, Valuation, Due Diligence, Investor Relations, New Business Development, Corporate Development, Private Equity, Strategy, Mergers & Acquisitions, Structured Finance, Financial Structuring, Joint Ventures, Business Planning, IPO, Restructuring, Finance, Business Development, Capital Markets, Petroleum, Management, Financial Analysis, Strategic Planning
Education
Harvard Business School 1990 — 1992
MBA
Rice University 1983 — 1987
BA
Kent School 1981 — 1983
Strake Jesuit 1978 — 1981
Dawna Hart Dawna Hart's Prudential Securities Experience March 1988 - April 1993
Job Executive Administrative Assistant
Industry Food & Beverages
Experience
ADW Acosta June 2012 - Present
Anderson Daymon Worldwide June 2011 - Present
Edward Jones May 2006 - March 2010
Christa McAuliffe Elementary January 2004 - June 2006
Morgan Stanley January 1993 - January 2004
Prudential Securities March 1988 - April 1993
Skills
401k, Finance, Trading, Mutual Funds, Fixed Annuities, Stock Taking, Performance Measurement, Tax Advisory, QuickBooks, CRM, Sales, Management, Accounting, Budgets, Marketing, Retail, Customer Service
Education
North Seattle Community College 1988 — 1995
AA, Business Administration
University of Washington 1988 — 1994
attaining, business administration
Gemological Institute of America 1988 — 1991
Gem Identification, Gemology
ADW Acosta June 2012 - Present
Anderson Daymon Worldwide June 2011 - Present
Edward Jones May 2006 - March 2010
Christa McAuliffe Elementary January 2004 - June 2006
Morgan Stanley January 1993 - January 2004
Prudential Securities March 1988 - April 1993
Skills
401k, Finance, Trading, Mutual Funds, Fixed Annuities, Stock Taking, Performance Measurement, Tax Advisory, QuickBooks, CRM, Sales, Management, Accounting, Budgets, Marketing, Retail, Customer Service
Education
North Seattle Community College 1988 — 1995
AA, Business Administration
University of Washington 1988 — 1994
attaining, business administration
Gemological Institute of America 1988 — 1991
Gem Identification, Gemology
Kenji Scott's Prudential Securities Experience August 1998 - October 1999
Job Managing Partner at Technology Square Partners, LLC
Industry Financial Services
Experience
Technology Square Partners, LLC November 2008 - Present
NextWave Broadband Inc. May 2005 - December 2008
NextWave Wireless May 2005 - December 2008
Linsang Partners Companies May 2000 - December 2004
Prudential Securities August 1998 - October 1999
Education
Harvard College 1994 — 1998
A.B., Social Studies, Economics, Finance
Wharton Business School
Course, Securities Analysis
Technology Square Partners, LLC November 2008 - Present
NextWave Broadband Inc. May 2005 - December 2008
NextWave Wireless May 2005 - December 2008
Linsang Partners Companies May 2000 - December 2004
Prudential Securities August 1998 - October 1999
Education
Harvard College 1994 — 1998
A.B., Social Studies, Economics, Finance
Wharton Business School
Course, Securities Analysis
Joseph Turchyn's Prudential Securities Experience 1985 - 1990
Job Red Bank Capital, LLC
Industry Venture Capital & Private Equity
Experience
Burns Buick GMC 2013 - Present
Red Bank Capital, LLC 1995 - Present
Atlantic Solar Capital Management,LLC 2009 - October 2012
Oppenheimer & Co. 1990 - 1995
Prudential Securities 1985 - 1990
Union Bank of Switzerland 1982 - 1985
Skills
Venture Capital, New Business Development, Private Equity, Cleantech, Renewable Energy, Solar Energy, Alternative Energy, Start-ups, Investments, Strategic Planning, Business Development, Mergers & Acquisitions, Strategy, Business Strategy, Mergers, Project Finance, Marketing Strategy, Equities, Management
Education
Fordham University
BS, marketing
Burns Buick GMC 2013 - Present
Red Bank Capital, LLC 1995 - Present
Atlantic Solar Capital Management,LLC 2009 - October 2012
Oppenheimer & Co. 1990 - 1995
Prudential Securities 1985 - 1990
Union Bank of Switzerland 1982 - 1985
Skills
Venture Capital, New Business Development, Private Equity, Cleantech, Renewable Energy, Solar Energy, Alternative Energy, Start-ups, Investments, Strategic Planning, Business Development, Mergers & Acquisitions, Strategy, Business Strategy, Mergers, Project Finance, Marketing Strategy, Equities, Management
Education
Fordham University
BS, marketing
Franklin Hurst, CFA, CLU, ChFC's Prudential Securities Experience May 1999 - January 2001
Job Director of Network Office Supervision at Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual February 2014 - Present
University of North Florida August 2015 - Present
Jacksonville Symphony Chorus September 2014 - Present
Northwestern Mutual September 2013 - February 2014
Northwestern Mutual July 2007 - September 2013
Northwestern Mutual March 2006 - July 2007
Legal Ease Temp Services October 2004 - December 2005
Capital City Bank Group, Inc. August 2003 - September 2004
Capital City Bank Group, Inc. February 2001 - August 2003
Prudential Securities May 1999 - January 2001
Skills
Financial Services, Leadership, Investments, Finance, Insurance, Financial Planning, Retirement, Series 7, Management, Securities, Mutual Funds, Retirement Planning, Microsoft Excel, Microsoft Office, Customer Service, PowerPoint, Banking, Microsoft Word, Financial Analysis, Public Speaking, Life Insurance, Asset Allocation, FINRA, Marketing, Risk Management
Education
University of North Florida
Mathematics - Discrete Analysis
Fordham University 1997 — 1999
Bachelor of Arts, Political Science
The American College 2009 — 2012
Chartered Life Underwriter (CLU), Chartered Financial Consultant (ChFC), Financial Planning
United States Air Force Academy 1990 — 1990
Northwestern Mutual February 2014 - Present
University of North Florida August 2015 - Present
Jacksonville Symphony Chorus September 2014 - Present
Northwestern Mutual September 2013 - February 2014
Northwestern Mutual July 2007 - September 2013
Northwestern Mutual March 2006 - July 2007
Legal Ease Temp Services October 2004 - December 2005
Capital City Bank Group, Inc. August 2003 - September 2004
Capital City Bank Group, Inc. February 2001 - August 2003
Prudential Securities May 1999 - January 2001
Skills
Financial Services, Leadership, Investments, Finance, Insurance, Financial Planning, Retirement, Series 7, Management, Securities, Mutual Funds, Retirement Planning, Microsoft Excel, Microsoft Office, Customer Service, PowerPoint, Banking, Microsoft Word, Financial Analysis, Public Speaking, Life Insurance, Asset Allocation, FINRA, Marketing, Risk Management
Education
University of North Florida
Mathematics - Discrete Analysis
Fordham University 1997 — 1999
Bachelor of Arts, Political Science
The American College 2009 — 2012
Chartered Life Underwriter (CLU), Chartered Financial Consultant (ChFC), Financial Planning
United States Air Force Academy 1990 — 1990
Amanda Pidgeon Serna's Prudential Securities Experience July 1998 - October 1998
Job Neurosurgery RPAC
Industry Hospital & Health Care
Experience
SUNY Stony Brook-NY Spine & Brain Surgery, PC May 2007 - Present
Long Island Neurosurgical & Spinal Associates October 2004 - May 2014
St. Catherine of Siena Medical Center January 2005 - May 2007
Mid-Suffolk Neurosurgical Associates November 2004 - May 2007
Magdy Shady, MD, PC October 2004 - May 2007
Needham & Company October 1998 - June 2002
Prudential Securities July 1998 - October 1998
Skills
Neurosurgery, Public Speaking, Customer Service, Community Outreach, Marketing, Financial Analysis, Hospitals, Equity Trading, Healthcare
Education
Stony Brook University 2000 — 2004
RPAC, Physician Assistant BS
Georgetown University 1994 — 1998
BSBA, Finance
Georgetown University - The McDonough School of Business 1994 — 1998
Bachelor of Science in Business, Finance
SUNY Stony Brook-NY Spine & Brain Surgery, PC May 2007 - Present
Long Island Neurosurgical & Spinal Associates October 2004 - May 2014
St. Catherine of Siena Medical Center January 2005 - May 2007
Mid-Suffolk Neurosurgical Associates November 2004 - May 2007
Magdy Shady, MD, PC October 2004 - May 2007
Needham & Company October 1998 - June 2002
Prudential Securities July 1998 - October 1998
Skills
Neurosurgery, Public Speaking, Customer Service, Community Outreach, Marketing, Financial Analysis, Hospitals, Equity Trading, Healthcare
Education
Stony Brook University 2000 — 2004
RPAC, Physician Assistant BS
Georgetown University 1994 — 1998
BSBA, Finance
Georgetown University - The McDonough School of Business 1994 — 1998
Bachelor of Science in Business, Finance
Cedrick Reynolds's Prudential Securities Experience 1995 - 1997
Job Executive Director
Industry Financial Services
Experience
J.P. Morgan April 2010 - Present
JCR Partners 2005 - 2010
Bunge 2001 - 2005
MMC Capital July 1999 - March 2001
Prudential Securities 1995 - 1997
Prudential Reinsurance Company June 1993 - June 1995
Skills
Private Equity, Financial Modeling, Investment Banking, Valuation, Corporate Finance, Mergers, Corporate Development, Strategic Financial..., Structured Finance, Financial Structuring, LBO, Emerging Markets
Education
Harvard Business School 1997 — 1999
MBA
Virginia Polytechnic Institute and State University - Pamplin College of Business 1989 — 1993
BS, Finance
J.P. Morgan April 2010 - Present
JCR Partners 2005 - 2010
Bunge 2001 - 2005
MMC Capital July 1999 - March 2001
Prudential Securities 1995 - 1997
Prudential Reinsurance Company June 1993 - June 1995
Skills
Private Equity, Financial Modeling, Investment Banking, Valuation, Corporate Finance, Mergers, Corporate Development, Strategic Financial..., Structured Finance, Financial Structuring, LBO, Emerging Markets
Education
Harvard Business School 1997 — 1999
MBA
Virginia Polytechnic Institute and State University - Pamplin College of Business 1989 — 1993
BS, Finance
Jane Ingalls's Prudential Securities Experience 1989 - 1992
Job President, Artemis Consulting Group
Industry Public Relations and Communications
Experience
Artemis Consulting Group September 2006 - Present
Janus Capital Group September 1999 - April 2006
Janus Capital Group 1999 - 2006
OppenheimerFunds 1993 - 1999
Sawyer Miller Group 1992 - 1994
Robinson Lake Lehrer 1992 - 1993
Prudential Securities 1989 - 1992
Skills
Mutual Funds, Alternative Investments, Internal Communications, Series 7, Hedge Funds, Asset Managment, Strategic Communications, Financial Services, Investments, Integrated Marketing, Securities, Investor Relations, Equities, Wealth Management, Series 63, Relationship Management, ETFs, Retirement, Asset Allocation, Portfolio Management, Crisis Communications, Private Equity, Personal Communication, Investment Strategies, Asset Management, Finance, Investment Management, Financial Advisory, Investment Advisory, FINRA, 401k, Equity Research, Message Development
Education
Hartwick College 1984 — 1988
BA, Business and English
Goshen High School 1980 — 1984
Artemis Consulting Group September 2006 - Present
Janus Capital Group September 1999 - April 2006
Janus Capital Group 1999 - 2006
OppenheimerFunds 1993 - 1999
Sawyer Miller Group 1992 - 1994
Robinson Lake Lehrer 1992 - 1993
Prudential Securities 1989 - 1992
Skills
Mutual Funds, Alternative Investments, Internal Communications, Series 7, Hedge Funds, Asset Managment, Strategic Communications, Financial Services, Investments, Integrated Marketing, Securities, Investor Relations, Equities, Wealth Management, Series 63, Relationship Management, ETFs, Retirement, Asset Allocation, Portfolio Management, Crisis Communications, Private Equity, Personal Communication, Investment Strategies, Asset Management, Finance, Investment Management, Financial Advisory, Investment Advisory, FINRA, 401k, Equity Research, Message Development
Education
Hartwick College 1984 — 1988
BA, Business and English
Goshen High School 1980 — 1984
Richard DeBono's Prudential Securities Experience April 1998 - June 2004
Job VPInvestments at Avisen Securities, Inc.
Industry Investment Management
Experience
Avisen Securities, Inc. June 2004 - Present
Prudential Securities April 1998 - June 2004
Skills
Investments, Private Equity, Securities, Investment Management, Retirement Planning, Wealth Management..., Options, Retirement, Strategic Financial..., Wealth Management, Investment Advisory, IRAs, Asset Managment, 401k, Alternative Investments, Investment Strategies, Series 7, Asset Allocation, Retirement Plan..., Asset Management
Education
Hofstra University 1985 — 1986
BBA, Business Marketing
Avisen Securities, Inc. June 2004 - Present
Prudential Securities April 1998 - June 2004
Skills
Investments, Private Equity, Securities, Investment Management, Retirement Planning, Wealth Management..., Options, Retirement, Strategic Financial..., Wealth Management, Investment Advisory, IRAs, Asset Managment, 401k, Alternative Investments, Investment Strategies, Series 7, Asset Allocation, Retirement Plan..., Asset Management
Education
Hofstra University 1985 — 1986
BBA, Business Marketing
Alexa Vieira LaBianca's Prudential Securities Experience 2000 - 2001
Job Director, Human Resources at Andersen Tax
Industry Accounting
Experience
Andersen Tax May 2014 - Present
Rothstein Kass September 2006 - May 2014
Merrill Lynch May 2002 - September 2006
Societe Generale 2000 - 2002
Prudential Securities 2000 - 2001
Skills
Recruiting, Human Resources, Talent Management, Performance Management, Onboarding, Talent Acquisition, Employee Relations, Organizational..., Interviews, Succession Planning, College Recruiting, Employee Engagement, Microsoft Excel, Management, Financial Reporting, SharePoint
Education
Georgetown University 1996 — 2000
Bachelor of Arts (B.A.)
San Francisco University High School 1993 — 1996
High School
Andersen Tax May 2014 - Present
Rothstein Kass September 2006 - May 2014
Merrill Lynch May 2002 - September 2006
Societe Generale 2000 - 2002
Prudential Securities 2000 - 2001
Skills
Recruiting, Human Resources, Talent Management, Performance Management, Onboarding, Talent Acquisition, Employee Relations, Organizational..., Interviews, Succession Planning, College Recruiting, Employee Engagement, Microsoft Excel, Management, Financial Reporting, SharePoint
Education
Georgetown University 1996 — 2000
Bachelor of Arts (B.A.)
San Francisco University High School 1993 — 1996
High School
John McPeake's Prudential Securities Experience May 1996 - January 2003
Job Founder & CEO
Industry Financial Services
Experience
Devi Asset Management April 2015 - Present
Fred Alger Management December 2007 - January 2015
The Boston Company July 2007 - December 2007
Prudential Financial April 2006 - June 2007
PAW Partners August 2004 - March 2006
Seminole Capital Partners February 2003 - August 2004
Prudential Securities May 1996 - January 2003
Thomson Financial May 1991 - May 1996
Georgeson Shareholder March 1989 - May 1991
Pioneer Investments June 1986 - March 1989
Skills
Portfolio Management, Equities, Hedge Funds, Equity Research, Asset Management, Mutual Funds, Asset Managment, Capital Markets, Investments, Securities, Alternative Investments, Private Equity, Bloomberg, Trading, Equity Valuation, Investor Relations, Series 7, Investment Management, Valuation, Fixed Income, Financial Modeling, Asset Allocation
Education
New York University - Leonard N. Stern School of Business 1992 — 1996
MBA, Finance, Information Technology
Hamilton College 1982 — 1986
AB
St. Andrew's School 1980 — 1982
Scituate High School 1978 — 1980
Devi Asset Management April 2015 - Present
Fred Alger Management December 2007 - January 2015
The Boston Company July 2007 - December 2007
Prudential Financial April 2006 - June 2007
PAW Partners August 2004 - March 2006
Seminole Capital Partners February 2003 - August 2004
Prudential Securities May 1996 - January 2003
Thomson Financial May 1991 - May 1996
Georgeson Shareholder March 1989 - May 1991
Pioneer Investments June 1986 - March 1989
Skills
Portfolio Management, Equities, Hedge Funds, Equity Research, Asset Management, Mutual Funds, Asset Managment, Capital Markets, Investments, Securities, Alternative Investments, Private Equity, Bloomberg, Trading, Equity Valuation, Investor Relations, Series 7, Investment Management, Valuation, Fixed Income, Financial Modeling, Asset Allocation
Education
New York University - Leonard N. Stern School of Business 1992 — 1996
MBA, Finance, Information Technology
Hamilton College 1982 — 1986
AB
St. Andrew's School 1980 — 1982
Scituate High School 1978 — 1980
Phillip Wellington's Prudential Securities Experience 2000 - 2001
Job Vice President at Premier healthcare alliance
Industry Hospital & Health Care
Experience
Premier healthcare alliance December 2012 - Present
Booz Allen Hamilton March 2002 - December 2012
Prudential Securities 2000 - 2001
AutoNation 1999 - 1999
Skills
Cross-functional Team..., Financial Modeling, Training, Emerging Markets, Enterprise Risk..., Strategic Alliances, Healthcare, Corporate Finance, Strategy, Mergers, Management, Business Strategy, Finance, Mergers & Acquisitions, Program Management, Strategic Partnerships, Management Consulting, Business Planning, Corporate Development, Venture Capital, Financial Analysis, Leadership, Risk Management, Business Development, Strategic Planning, Executive Management, Change Management, Due Diligence, Business Transformation, Analysis, Consulting, Restructuring, Outsourcing, Business Process..., Team Building, Strategic Financial..., E-commerce, Project Planning, Start-ups, Competitive Analysis, Analytics, Process Improvement, Entrepreneurship, Strategic Consulting, Business Analysis, Project Management
Education
Georgetown University
Bachelor of Science, Biology
Pine Crest Preparatory School, Fort Lauderdale, Florida
University of Florida
Master, Business Administration; Finance, Security Analysis, and Competitive Strategy
Premier healthcare alliance December 2012 - Present
Booz Allen Hamilton March 2002 - December 2012
Prudential Securities 2000 - 2001
AutoNation 1999 - 1999
Skills
Cross-functional Team..., Financial Modeling, Training, Emerging Markets, Enterprise Risk..., Strategic Alliances, Healthcare, Corporate Finance, Strategy, Mergers, Management, Business Strategy, Finance, Mergers & Acquisitions, Program Management, Strategic Partnerships, Management Consulting, Business Planning, Corporate Development, Venture Capital, Financial Analysis, Leadership, Risk Management, Business Development, Strategic Planning, Executive Management, Change Management, Due Diligence, Business Transformation, Analysis, Consulting, Restructuring, Outsourcing, Business Process..., Team Building, Strategic Financial..., E-commerce, Project Planning, Start-ups, Competitive Analysis, Analytics, Process Improvement, Entrepreneurship, Strategic Consulting, Business Analysis, Project Management
Education
Georgetown University
Bachelor of Science, Biology
Pine Crest Preparatory School, Fort Lauderdale, Florida
University of Florida
Master, Business Administration; Finance, Security Analysis, and Competitive Strategy
Lauren O'Leary's Prudential Securities Experience 1993 - 1998
Job Communication & Collaboration Platform at Carii, Inc.
Industry Financial Services
Experience
Carii, Inc. 2015 - Present
LOL Productions 2012 - Present
Dahlman Rose & Co. (Acquired by Cowen Group, Inc.) 2011 - 2012
Cantor Fitzgerald 2002 - 2011
Kevin Dann & Partners 2000 - 2002
Citi 1998 - 2000
Prudential Securities 1993 - 1998
Buffalo Partners 1991 - 1993
Skills
Options, Equity Trading, Electronic Trading, Financial Services, Hedge Funds, Fixed Income, Portfolio Management, Securities, Series 7, Trading, Series 63, Trading Systems, Equities, Capital Markets, Sales, Investments, Bloomberg, Financial Modeling
Education
Hobart and William Smith Colleges
Carii, Inc. 2015 - Present
LOL Productions 2012 - Present
Dahlman Rose & Co. (Acquired by Cowen Group, Inc.) 2011 - 2012
Cantor Fitzgerald 2002 - 2011
Kevin Dann & Partners 2000 - 2002
Citi 1998 - 2000
Prudential Securities 1993 - 1998
Buffalo Partners 1991 - 1993
Skills
Options, Equity Trading, Electronic Trading, Financial Services, Hedge Funds, Fixed Income, Portfolio Management, Securities, Series 7, Trading, Series 63, Trading Systems, Equities, Capital Markets, Sales, Investments, Bloomberg, Financial Modeling
Education
Hobart and William Smith Colleges
Kenneth Mino's Prudential Securities Experience 1995 - 1999
Job Vice President at Citigroup Global Markets, Inc.
Industry Financial Services
Experience
Citigroup Global Markets, Inc. 2013 - Present
KCM Consulting Corporation 2009 - 2013
MF Global Ltd. 2007 - 2009
KCM Consulting Corporation 2007 - 2007
UBS Wealth Management 2006 - 2006
UBS Wealth Management 2000 - 2006
PaineWebber 1999 - 2000
Prudential Securities 1995 - 1999
Merrill Lynch 1992 - 1993
Shearson Lehman Brothers 1988 - 1992
Skills
Credit Risk, Capital Markets, Securities, Credit, Derivatives, Equities, Collateral Management, Finance, Hedge Funds, Commodity, Investment Banking, Fixed Income, Structured Products, Trading, Options, Market Risk, FX Options
Education
Fordham University
Citigroup Global Markets, Inc. 2013 - Present
KCM Consulting Corporation 2009 - 2013
MF Global Ltd. 2007 - 2009
KCM Consulting Corporation 2007 - 2007
UBS Wealth Management 2006 - 2006
UBS Wealth Management 2000 - 2006
PaineWebber 1999 - 2000
Prudential Securities 1995 - 1999
Merrill Lynch 1992 - 1993
Shearson Lehman Brothers 1988 - 1992
Skills
Credit Risk, Capital Markets, Securities, Credit, Derivatives, Equities, Collateral Management, Finance, Hedge Funds, Commodity, Investment Banking, Fixed Income, Structured Products, Trading, Options, Market Risk, FX Options
Education
Fordham University
Kyra Kirtyan's Prudential Securities Experience May 1995 - November 1996
Job Client Project Manager
Industry Financial Services
Experience
Broadridge Financial Solutions September 2013 - Present
Goldman Sachs March 2012 - August 2013
Goldman Sachs October 2009 - March 2012
The McNamara Group LLC January 2002 - October 2009
CheckFree Investment Services 1998 - 2002
Innovative Training Inc. November 1996 - December 1997
Prudential Securities May 1995 - November 1996
Prudential Securities June 1993 - October 1993
Skills
Equities, Portfolio Management, Mutual Funds, Fixed Income, Business Analysis, Separately Managed..., Unified Managed Accounts, Implementation Planning, Project Management, Process Improvement, Industrialization, Business Development, PMO, Asset Management, Program Management, Management, Financial Services, Vendor Management
Education
Charles E. Gorton High School
Hofstra University
Bachelor of Business Administration (BBA), Marketing
Broadridge Financial Solutions September 2013 - Present
Goldman Sachs March 2012 - August 2013
Goldman Sachs October 2009 - March 2012
The McNamara Group LLC January 2002 - October 2009
CheckFree Investment Services 1998 - 2002
Innovative Training Inc. November 1996 - December 1997
Prudential Securities May 1995 - November 1996
Prudential Securities June 1993 - October 1993
Skills
Equities, Portfolio Management, Mutual Funds, Fixed Income, Business Analysis, Separately Managed..., Unified Managed Accounts, Implementation Planning, Project Management, Process Improvement, Industrialization, Business Development, PMO, Asset Management, Program Management, Management, Financial Services, Vendor Management
Education
Charles E. Gorton High School
Hofstra University
Bachelor of Business Administration (BBA), Marketing
Robert Vargas's Prudential Securities Experience July 2000 - June 2004
Job Director, Product Development at Prudential
Industry Financial Services
Experience
Prudential Investments July 2004 - Present
Prudential Securities July 2000 - June 2004
Dreyfus June 1998 - June 2000
Skills
Series 63, Process Improvement, Mutual Funds, Investments, Financial Services
Education
Hofstra University 1998 — 2002
M.B.A, Finance
University of South Florida - College of Business Administration 1992 — 1996
Bachelor's degree, Marketing
Prudential Investments July 2004 - Present
Prudential Securities July 2000 - June 2004
Dreyfus June 1998 - June 2000
Skills
Series 63, Process Improvement, Mutual Funds, Investments, Financial Services
Education
Hofstra University 1998 — 2002
M.B.A, Finance
University of South Florida - College of Business Administration 1992 — 1996
Bachelor's degree, Marketing
Marc Dobin's Prudential Securities Experience August 1988 - April 1993
Job Problem Solver at DobinMediation
Industry Law Practice
Experience
DobinMediation February 2015 - Present
Dobin Law Group, P.A. January 2010 - Present
LaBovick & LaBovick, PA March 2009 - January 2010
Marc S. Dobin, P.A. July 2008 - March 2009
Dobin & Jenks, LLP January 1999 - June 2008
Boose Casey Ciklin Lubitz Martens McBane & O'Connell May 1993 - December 1998
Prudential Securities August 1988 - April 1993
Jamieson Moore Peskin & Spicer August 1986 - August 1988
Prudential-Bache Securities 1983 - 1986
Education
New York Law School 1982 — 1986
JD, Law
Franklin & Marshall College 1978 — 1982
BA, Government
DobinMediation February 2015 - Present
Dobin Law Group, P.A. January 2010 - Present
LaBovick & LaBovick, PA March 2009 - January 2010
Marc S. Dobin, P.A. July 2008 - March 2009
Dobin & Jenks, LLP January 1999 - June 2008
Boose Casey Ciklin Lubitz Martens McBane & O'Connell May 1993 - December 1998
Prudential Securities August 1988 - April 1993
Jamieson Moore Peskin & Spicer August 1986 - August 1988
Prudential-Bache Securities 1983 - 1986
Education
New York Law School 1982 — 1986
JD, Law
Franklin & Marshall College 1978 — 1982
BA, Government
Charlie Diao's Prudential Securities Experience 1987 - 1996
Job VP Finance and Corporate Treasurer at CSC
Industry Information Technology and Services
Experience
Computer Sciences Corporation November 2012 - Present
North Atlantic Holding Company, Inc. October 2012 - Present
Media General August 2012 - Present
Diao & Co. LLC and Diao Capital Management LLC June 2008 - December 2012
Bear, Stearns & Co. May 1996 - June 2008
Prudential Securities 1987 - 1996
Proxy Message Centers August 1984 - May 1987
Skills
Special Situations, Corporate Finance, Mergers, Restructuring, Principal Investing, ALM, Private Equity, Investment Banking, Hedge Funds, High Yield, Capital Markets, Equities, Mergers & Acquisitions, Executive Management, Valuation, IPO, Investments, Finance, Acquisitions, Management Consulting, Leveraged Finance, Risk Management, Strategy
Education
Harvard Business School 1981 — 1983
MBA, Finance
Princeton University 1975 — 1979
BSE, Engineering
Computer Sciences Corporation November 2012 - Present
North Atlantic Holding Company, Inc. October 2012 - Present
Media General August 2012 - Present
Diao & Co. LLC and Diao Capital Management LLC June 2008 - December 2012
Bear, Stearns & Co. May 1996 - June 2008
Prudential Securities 1987 - 1996
Proxy Message Centers August 1984 - May 1987
Skills
Special Situations, Corporate Finance, Mergers, Restructuring, Principal Investing, ALM, Private Equity, Investment Banking, Hedge Funds, High Yield, Capital Markets, Equities, Mergers & Acquisitions, Executive Management, Valuation, IPO, Investments, Finance, Acquisitions, Management Consulting, Leveraged Finance, Risk Management, Strategy
Education
Harvard Business School 1981 — 1983
MBA, Finance
Princeton University 1975 — 1979
BSE, Engineering
Mark Edelstone's Prudential Securities Experience 1989 - 1997
Job Managing Director at Morgan Stanley Investment Banking
Industry Investment Banking
Experience
Morgan Stanley February 2013 - Present
JPMorgan June 2007 - February 2013
Morgan Stanley 1997 - 2007
Prudential Securities 1989 - 1997
Skills
Valuation, Financial Modeling, Investments, Portfolio Management, Equity Research, Investment Banking, Start-ups, Equities, IPO, Capital Markets, Mergers & Acquisitions, Investor Relations, Venture Capital, Private Equity, Market Analysis, Management, Corporate Finance, Bloomberg, Hedge Funds, Competitive Analysis, Financial Reporting, Financial Risk, LBO, Emerging Markets, Corporate Development, Due Diligence, Equity Valuation, Semiconductor Industry, Alternative Investments, Private Placements, Fixed Income, Financial Structuring, Equity Capital Markets, Leveraged Finance, Investment Management, Equity Research Analysis
Education
Golden Gate University 1984 — 1990
MBA, Finance, with concentration in investments
University of California, Berkeley 1979 — 1983
Bachelor's degree, Political Economcs
Campolindo High School 1975 — 1979
Morgan Stanley February 2013 - Present
JPMorgan June 2007 - February 2013
Morgan Stanley 1997 - 2007
Prudential Securities 1989 - 1997
Skills
Valuation, Financial Modeling, Investments, Portfolio Management, Equity Research, Investment Banking, Start-ups, Equities, IPO, Capital Markets, Mergers & Acquisitions, Investor Relations, Venture Capital, Private Equity, Market Analysis, Management, Corporate Finance, Bloomberg, Hedge Funds, Competitive Analysis, Financial Reporting, Financial Risk, LBO, Emerging Markets, Corporate Development, Due Diligence, Equity Valuation, Semiconductor Industry, Alternative Investments, Private Placements, Fixed Income, Financial Structuring, Equity Capital Markets, Leveraged Finance, Investment Management, Equity Research Analysis
Education
Golden Gate University 1984 — 1990
MBA, Finance, with concentration in investments
University of California, Berkeley 1979 — 1983
Bachelor's degree, Political Economcs
Campolindo High School 1975 — 1979
Marcia Podsiadlo's Prudential Securities Experience May 1993 - December 1994
Job Director of CTA Research
Industry Investment Management
Experience
Witherspoon Asset Management LLC January 2013 - January 2015
Cedar Capital Management May 2003 - September 2009
The 6800 Capital Group September 1999 - February 2003
Discovery Capital January 1997 - December 1998
Prudential Securities May 1993 - December 1994
Dubin & Swieca June 1991 - May 1993
Commodities Corporation June 1985 - September 1989
Skills
Hedge Funds, Derivatives, Alternative Investments, Portfolio Management, Asset Managment, Fund Of Funds, Asset Allocation, Fixed Income
Education
The University of Chicago - Booth School of Business 1989 — 1991
Master of Business Administration (M.B.A.), Finance, General
Gettysburg College 1981 — 1985
BA, Mathematics/Business Administration
Witherspoon Asset Management LLC January 2013 - January 2015
Cedar Capital Management May 2003 - September 2009
The 6800 Capital Group September 1999 - February 2003
Discovery Capital January 1997 - December 1998
Prudential Securities May 1993 - December 1994
Dubin & Swieca June 1991 - May 1993
Commodities Corporation June 1985 - September 1989
Skills
Hedge Funds, Derivatives, Alternative Investments, Portfolio Management, Asset Managment, Fund Of Funds, Asset Allocation, Fixed Income
Education
The University of Chicago - Booth School of Business 1989 — 1991
Master of Business Administration (M.B.A.), Finance, General
Gettysburg College 1981 — 1985
BA, Mathematics/Business Administration
Vincent Getz's Prudential Securities Experience 1996 - 2000
Job Information Technology and Services Professional
Industry Information Technology and Services
Experience
Deutsche Bank October 2009 - December 2009
Goldman Sachs 2008 - 2009
Morgan Stanley 2000 - 2007
Prudential Securities 1996 - 2000
Education
Georgetown University 1989 — 1993
Deutsche Bank October 2009 - December 2009
Goldman Sachs 2008 - 2009
Morgan Stanley 2000 - 2007
Prudential Securities 1996 - 2000
Education
Georgetown University 1989 — 1993
Jamie Nieradka's Prudential Securities Experience 2000 - 2001
Job Digital Marketing Director
Industry Financial Services
Experience
AllianceBernstein April 2002 - Present
Prudential Securities 2000 - 2001
Skills
Digital Marketing, Web Content Management, Web Analytics, Mobile Applications, Asset Managment, SEO, Project Management, Social Media
Education
Rutgers, The State University of New Jersey-Newark 1998 — 2000
Liberal Studies
Hofstra University 1988 — 1992
BA, Communications/Television Production
AllianceBernstein April 2002 - Present
Prudential Securities 2000 - 2001
Skills
Digital Marketing, Web Content Management, Web Analytics, Mobile Applications, Asset Managment, SEO, Project Management, Social Media
Education
Rutgers, The State University of New Jersey-Newark 1998 — 2000
Liberal Studies
Hofstra University 1988 — 1992
BA, Communications/Television Production
Norm Ashkenas's Prudential Securities Experience February 1994 - June 2003
Job Senior VP, Chief Compliance Officer at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments July 2010 - Present
Fidelity Investments June 2008 - June 2010
Fidelity Investments September 2006 - June 2008
Fidelity Investments June 2003 - August 2006
Prudential Securities February 1994 - June 2003
Chemical Bank August 1992 - January 1994
Skills
FINRA, Securities, Compliance, Investments, Mutual Funds, Fixed Income, ETFs, Brokerage, Series 7
Education
Fordham University School of Law 1989 — 1992
JD
Northwestern University 1985 — 1989
BA, American Culture & European History
Fidelity Investments July 2010 - Present
Fidelity Investments June 2008 - June 2010
Fidelity Investments September 2006 - June 2008
Fidelity Investments June 2003 - August 2006
Prudential Securities February 1994 - June 2003
Chemical Bank August 1992 - January 1994
Skills
FINRA, Securities, Compliance, Investments, Mutual Funds, Fixed Income, ETFs, Brokerage, Series 7
Education
Fordham University School of Law 1989 — 1992
JD
Northwestern University 1985 — 1989
BA, American Culture & European History
Lawrence A. Pezza's Prudential Securities Experience June 1980 - July 1986
Job AVP, GWM at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch December 2008 - Present
Montauk Financial Group May 2005 - May 2008
Goldman Sachs & Co. August 1986 - September 2003
Prudential Securities June 1980 - July 1986
Skills
Forensic Accounting, Six Sigma, Securities, Equities, Fixed Income, Middle Office, Operational Risk, Derivatives, Settlement, Risk Management, Capital Markets, Asset Managment, Trading Systems, Portfolio Management, Series 7, Equity Derivatives, Asset Management, Funding, DTC, Financial Services
Education
Fordham University
Monsignor Farrell HS
New York Institute of Finance
Merrill Lynch December 2008 - Present
Montauk Financial Group May 2005 - May 2008
Goldman Sachs & Co. August 1986 - September 2003
Prudential Securities June 1980 - July 1986
Skills
Forensic Accounting, Six Sigma, Securities, Equities, Fixed Income, Middle Office, Operational Risk, Derivatives, Settlement, Risk Management, Capital Markets, Asset Managment, Trading Systems, Portfolio Management, Series 7, Equity Derivatives, Asset Management, Funding, DTC, Financial Services
Education
Fordham University
Monsignor Farrell HS
New York Institute of Finance
Jack McHugh's Prudential Securities Experience 2000 - 2003
Job Praetorian Advisors
Industry Financial Services
Experience
Praetorian Advisors June 2005 - Present
UBS January 2003 - November 2004
Prudential Securities 2000 - 2003
Salomon Smith Barney 1990 - 2000
Drexel Burnham Lambert 1986 - 1990
Skills
Options, Equities, Alternative Investments, Hedge Funds, Asset Managment, Securities, Private Equity, Investments, Capital Markets, Investment Strategies, Investment Management, Wealth Management, Portfolio Management, Asset Allocation, Fixed Income, Derivatives, Asset Management, Investment Banking, Trading, Venture Capital, Financial Advisory, Finance, Equity Derivatives, Commodity, Bonds, Investment Advisory, Mutual Funds, Series 63, Series 7, Emerging Markets, Financial Structuring, Structured Products, Valuation, Equity Research, Financial Markets, Financial Services, Structured Finance, Bloomberg, FINRA, ETFs, Trading Systems, Private Placements, Investor Relations, Capital, Funding, Electronic Trading, FX Options, Financial Modeling
Education
Hamilton College 1980 — 1984
B.A., Public Policy
Sears School & New Trier High School
Praetorian Advisors June 2005 - Present
UBS January 2003 - November 2004
Prudential Securities 2000 - 2003
Salomon Smith Barney 1990 - 2000
Drexel Burnham Lambert 1986 - 1990
Skills
Options, Equities, Alternative Investments, Hedge Funds, Asset Managment, Securities, Private Equity, Investments, Capital Markets, Investment Strategies, Investment Management, Wealth Management, Portfolio Management, Asset Allocation, Fixed Income, Derivatives, Asset Management, Investment Banking, Trading, Venture Capital, Financial Advisory, Finance, Equity Derivatives, Commodity, Bonds, Investment Advisory, Mutual Funds, Series 63, Series 7, Emerging Markets, Financial Structuring, Structured Products, Valuation, Equity Research, Financial Markets, Financial Services, Structured Finance, Bloomberg, FINRA, ETFs, Trading Systems, Private Placements, Investor Relations, Capital, Funding, Electronic Trading, FX Options, Financial Modeling
Education
Hamilton College 1980 — 1984
B.A., Public Policy
Sears School & New Trier High School
Jason Kump's Prudential Securities Experience 1997 - 2002
Job Managing Director
Industry Financial Services
Experience
Annaly Capital Management / RCap Securities February 2004 - Present
Barclays Capital January 2002 - February 2004
Prudential Securities 1997 - 2002
Skills
Corporate Finance, Fixed Income, Hedge Funds, Capital Markets, Trading, Equities, Portfolio Management, Bloomberg, Financial Modeling, Investments, Alternative Investments, Bonds, Asset Management, Securities, Financial Analysis, Derivatives, Microsoft Excel, Risk Management, Financial Services, Finance, Valuation, Series 7, Mutual Funds
Education
Hofstra University 1999 — 2004
MBA, Finance
Pace University - Lubin School of Business 1993 — 1997
Annaly Capital Management / RCap Securities February 2004 - Present
Barclays Capital January 2002 - February 2004
Prudential Securities 1997 - 2002
Skills
Corporate Finance, Fixed Income, Hedge Funds, Capital Markets, Trading, Equities, Portfolio Management, Bloomberg, Financial Modeling, Investments, Alternative Investments, Bonds, Asset Management, Securities, Financial Analysis, Derivatives, Microsoft Excel, Risk Management, Financial Services, Finance, Valuation, Series 7, Mutual Funds
Education
Hofstra University 1999 — 2004
MBA, Finance
Pace University - Lubin School of Business 1993 — 1997
Norman Chaleff's Prudential Securities Experience 1988 - 1998
Job Chief Risk Officer, Regional Financial Firm
Industry Financial Services
Experience
Regional Financial Firm 2007 - Present
New York University SCPS 2005 - Present
Prudential Securities 1988 - 1998
Skills
Risk Management, Capital Markets, Structured Finance, Fixed Income, Securitization, Credit, Investment Banking, Due Diligence, Financial Modeling, Credit Risk, Valuation, Financial Structuring
Education
Sterne School NYU 1976 — 1982
MBA, Accounting
Harvard University 1972 — 1976
AB, Economics
Regional Financial Firm 2007 - Present
New York University SCPS 2005 - Present
Prudential Securities 1988 - 1998
Skills
Risk Management, Capital Markets, Structured Finance, Fixed Income, Securitization, Credit, Investment Banking, Due Diligence, Financial Modeling, Credit Risk, Valuation, Financial Structuring
Education
Sterne School NYU 1976 — 1982
MBA, Accounting
Harvard University 1972 — 1976
AB, Economics
David Wellborn's Prudential Securities Experience 1985 - 1991
Job Chief Executive Officer at Tradd Street Management
Industry Investment Management
Experience
Tradd Street Management August 2014 - Present
Prudent Management Associates 1998 - Present
Credit Suisse First Boston 1993 - 1998
Swiss Bank Corporation 1992 - 1993
Prudential Securities 1985 - 1991
Skills
Investment Advisory, Entrepreneurship, Private Equity, Investments, Investment Management, Small Business, Investment Strategies, Asset Management, Asset Allocation
Education
University of Virginia - Darden Graduate School of Business Administration 1982 — 1984
MBA
Harvard University 1977 — 1981
BA, History
Tradd Street Management August 2014 - Present
Prudent Management Associates 1998 - Present
Credit Suisse First Boston 1993 - 1998
Swiss Bank Corporation 1992 - 1993
Prudential Securities 1985 - 1991
Skills
Investment Advisory, Entrepreneurship, Private Equity, Investments, Investment Management, Small Business, Investment Strategies, Asset Management, Asset Allocation
Education
University of Virginia - Darden Graduate School of Business Administration 1982 — 1984
MBA
Harvard University 1977 — 1981
BA, History
Jon Lindenberg's Prudential Securities Experience January 2000 - 2004
Job Senior Vice PresidentInvestments, Cohan Lindenberg Wealth Management Group of Wells Fargo Advisors, LLC
Industry Investment Management
Experience
Cohan Lindenberg Wealth Management Group of Wells Fargo Advisors 2008 - Present
Wachovia Securities Financial Network 2004 - 2008
Prudential Securities January 2000 - 2004
Education
Skidmore College 1985 — 1989
Bachelor of Arts, Government
Georgetown University 1987 — 1987
Economics and Politics
Cohan Lindenberg Wealth Management Group of Wells Fargo Advisors 2008 - Present
Wachovia Securities Financial Network 2004 - 2008
Prudential Securities January 2000 - 2004
Education
Skidmore College 1985 — 1989
Bachelor of Arts, Government
Georgetown University 1987 — 1987
Economics and Politics
Rich Woodworth's Prudential Securities Experience July 1997 - May 2004
Job Vice President, Mutual Fund Product Management at Prudential Investments
Industry Financial Services
Experience
Prudential Investments May 2004 - Present
Prudential Securities July 1997 - May 2004
Wachovia Securities, LLC 2003 - 2004
Skills
Series 7, Asset Allocation, Separately Managed..., Mutual Funds, Series 63, Alternative Investments, Series 26
Education
Hofstra University 1993 — 1997
Prudential Investments May 2004 - Present
Prudential Securities July 1997 - May 2004
Wachovia Securities, LLC 2003 - 2004
Skills
Series 7, Asset Allocation, Separately Managed..., Mutual Funds, Series 63, Alternative Investments, Series 26
Education
Hofstra University 1993 — 1997
Rob Nagle, CFA's Prudential Securities Experience 2000 - 2000
Job Manager Sales and Client Service at Moody's Analytics
Industry Financial Services
Experience
Moody's Analytics 2009 - Present
New York University 2002 - Present
Thomson Reuters 2007 - 2009
Thomson Financial 2007 - 2008
LaBranche & Co. 2003 - 2006
SG Cowen 2001 - 2001
Prudential Securities 2000 - 2000
The Chase Manhattan Bank 1999 - 2000
Skills
Financial Markets, Financial Services, Financial Analysis, Investor Relations, Portfolio Management, Mergers, Financial Modeling, Valuation, Risk Management, Investment Banking, Fixed Income, Credit, Problem Solving, Team Management, Strategy, Driving Results, Collaboration, Account Management, Credit Analysis, Analytics
Education
Hofstra University
MBA with Distinction, Finance
Stony Brook University 1992 — 1996
BA, LIberal Arts
Moody's Analytics 2009 - Present
New York University 2002 - Present
Thomson Reuters 2007 - 2009
Thomson Financial 2007 - 2008
LaBranche & Co. 2003 - 2006
SG Cowen 2001 - 2001
Prudential Securities 2000 - 2000
The Chase Manhattan Bank 1999 - 2000
Skills
Financial Markets, Financial Services, Financial Analysis, Investor Relations, Portfolio Management, Mergers, Financial Modeling, Valuation, Risk Management, Investment Banking, Fixed Income, Credit, Problem Solving, Team Management, Strategy, Driving Results, Collaboration, Account Management, Credit Analysis, Analytics
Education
Hofstra University
MBA with Distinction, Finance
Stony Brook University 1992 — 1996
BA, LIberal Arts
Fred Yang's Prudential Securities Experience January 2001 - October 2003
Job
Industry Information Technology and Services
Experience
Bloomberg April 2008 - Present
Eclipsys January 2005 - April 2008
Perot Systems January 2003 - January 2005
Prudential Securities January 2001 - October 2003
Computer Associates January 1998 - January 2001
IBM August 1996 - January 1998
Skills
Storage, Storage Area Networks, Brocade, Unix, Enterprise Storage, NetApp, Solaris, SAN, AIX, VMware, HDS, Troubleshooting, Disaster Recovery, Performance Tuning, NAS, EMC Storage, Perl, Red Hat Linux, Storage Architecture, Infrastructure, Linux, Shell Scripting, Server Architecture, Replication, TSM, Enterprise Architecture
Education
Guangdong University of Technology 1990 — 1994
BS, Electrical & Electronic Engineering
Bloomberg April 2008 - Present
Eclipsys January 2005 - April 2008
Perot Systems January 2003 - January 2005
Prudential Securities January 2001 - October 2003
Computer Associates January 1998 - January 2001
IBM August 1996 - January 1998
Skills
Storage, Storage Area Networks, Brocade, Unix, Enterprise Storage, NetApp, Solaris, SAN, AIX, VMware, HDS, Troubleshooting, Disaster Recovery, Performance Tuning, NAS, EMC Storage, Perl, Red Hat Linux, Storage Architecture, Infrastructure, Linux, Shell Scripting, Server Architecture, Replication, TSM, Enterprise Architecture
Education
Guangdong University of Technology 1990 — 1994
BS, Electrical & Electronic Engineering
David Brass's Prudential Securities Experience 1994 - 1995
Job Corporate Ethics & Compliance at MetLife
Industry Financial Services
Experience
MetLife 2006 - Present
Smith Barney Citigroup 2002 - 2006
Prudential Insurance Co of America 1995 - 2001
Prudential Securities 1994 - 1995
Skills
Insurance, Financial Services, Life Insurance, Fixed Annuities, Broker-Dealer, FINRA, Series 63, Mutual Funds, Series 6, Investments, Operational Risk..., Securities, Securities Regulation, Investment Advisory, Series 24, Risk Management, Equities, Management, Hedge Funds
Education
Fordham University School of Law 1989 — 1992
JD
Queens College
BA
MetLife 2006 - Present
Smith Barney Citigroup 2002 - 2006
Prudential Insurance Co of America 1995 - 2001
Prudential Securities 1994 - 1995
Skills
Insurance, Financial Services, Life Insurance, Fixed Annuities, Broker-Dealer, FINRA, Series 63, Mutual Funds, Series 6, Investments, Operational Risk..., Securities, Securities Regulation, Investment Advisory, Series 24, Risk Management, Equities, Management, Hedge Funds
Education
Fordham University School of Law 1989 — 1992
JD
Queens College
BA
Mark Vieira's Prudential Securities Experience 1998 - 2004
Job Operations Manager at Cornerstone Macro LP
Industry Financial Services
Experience
Cornerstone Macro LP July 2013 - Present
Cortview Capital Securities LLC / Pierpont Securities LLC 2010 - 2013
Glenville Partners 2009 - 2010
Wachovia Securities LLC 2004 - 2007
Prudential Securities 1998 - 2004
Skills
Capital Markets, Fixed Income, Hedge Funds, Derivatives, ECN, Electronic Trading..., Operations Management, Sales Operations, Sales Management, Project Management, Key Account..., Account Management, Bonds, CDS, Middle Office, Trading
Education
Franklin & Marshall College 1994 — 1998
Fordham Prep 1990 — 1994
St. Matthew's School
Cornerstone Macro LP July 2013 - Present
Cortview Capital Securities LLC / Pierpont Securities LLC 2010 - 2013
Glenville Partners 2009 - 2010
Wachovia Securities LLC 2004 - 2007
Prudential Securities 1998 - 2004
Skills
Capital Markets, Fixed Income, Hedge Funds, Derivatives, ECN, Electronic Trading..., Operations Management, Sales Operations, Sales Management, Project Management, Key Account..., Account Management, Bonds, CDS, Middle Office, Trading
Education
Franklin & Marshall College 1994 — 1998
Fordham Prep 1990 — 1994
St. Matthew's School
Jack von Maur's Prudential Securities Experience 1990 - 1995
Job Private Client Advisor, JP Morgan Chase Bank, N.A.
Industry Financial Services
Experience
JP Morgan Chase Bank, N.A. September 2011 - Present
Chase Investment Services Corp. January 2008 - September 2011
UBS Wealth Management 2000 - 2006
Prudential Securities 1990 - 1995
Education
Hampden-Sydney College 1985 — 1989
BA, Economics
JP Morgan Chase Bank, N.A. September 2011 - Present
Chase Investment Services Corp. January 2008 - September 2011
UBS Wealth Management 2000 - 2006
Prudential Securities 1990 - 1995
Education
Hampden-Sydney College 1985 — 1989
BA, Economics
Paul Bouchard's Prudential Securities Experience November 1999 - 2004
Job Vice President Global Risk Technology at Bank of America
Industry Financial Services
Experience
Bank of America February 2012 - Present
MF Global April 2010 - March 2012
JP Morgan March 2008 - March 2010
Bear Stearns July 2006 - March 2008
Bear Stearns July 2004 - December 2006
Wachovia Securities, LLC 2003 - 2004
Prudential Securities November 1999 - 2004
Skills
Fixed Income, Prime Brokerage, Trading Systems, Derivatives, Equities, Electronic Trading, Series 7, Bloomberg, Middle Office, Securities, Options, Capital Markets, Investment Banking, Swaps, Credit Derivatives, Hedge Funds, FX Options, Market Data, Trading, Equity Derivatives, Relationship Management, Structured Products, Series 63, Risk Management, Bonds, Back Office, Settlement, Business Analysis, Financial Services, Alternative Investments, Financial Markets, Operational Risk, Interest Rate..., Market Risk, Collateral Management, Equity Trading, Commodity, Finance, Asset Management, Securities Lending
Education
Pace University - Lubin School of Business 2003 — 2006
MBA, Finance and Investment Management
Hofstra University 1994 — 1998
BBA, Business Computer Information Systems
Bank of America February 2012 - Present
MF Global April 2010 - March 2012
JP Morgan March 2008 - March 2010
Bear Stearns July 2006 - March 2008
Bear Stearns July 2004 - December 2006
Wachovia Securities, LLC 2003 - 2004
Prudential Securities November 1999 - 2004
Skills
Fixed Income, Prime Brokerage, Trading Systems, Derivatives, Equities, Electronic Trading, Series 7, Bloomberg, Middle Office, Securities, Options, Capital Markets, Investment Banking, Swaps, Credit Derivatives, Hedge Funds, FX Options, Market Data, Trading, Equity Derivatives, Relationship Management, Structured Products, Series 63, Risk Management, Bonds, Back Office, Settlement, Business Analysis, Financial Services, Alternative Investments, Financial Markets, Operational Risk, Interest Rate..., Market Risk, Collateral Management, Equity Trading, Commodity, Finance, Asset Management, Securities Lending
Education
Pace University - Lubin School of Business 2003 — 2006
MBA, Finance and Investment Management
Hofstra University 1994 — 1998
BBA, Business Computer Information Systems
Angela Yi Qiu's Prudential Securities Experience 2003 - 2003
Job Accountant at Credit Suisse
Industry Accounting
Experience
Credit Suisse September 2008 - Present
Eisner LLP November 2004 - August 2008
Prudential Securities 2003 - 2003
Education
University at Buffalo 2002 — 2004
MBA
Guangdong University of Foreign Studies 1998 — 2002
Bachelor, International Business Management
Credit Suisse September 2008 - Present
Eisner LLP November 2004 - August 2008
Prudential Securities 2003 - 2003
Education
University at Buffalo 2002 — 2004
MBA
Guangdong University of Foreign Studies 1998 — 2002
Bachelor, International Business Management
Paul Muniz's Prudential Securities Experience 2002 - 2005
Job Sr Project Manager at EMC
Industry Financial Services
Experience
EMC November 2011 - Present
Capital One August 2009 - December 2011
Perot Systems September 2008 - June 2009
Wachovia May 2004 - August 2008
Prudential/Wachovia Securities 1991 - 2008
Prudential Securities 2002 - 2005
Skills
SDLC, PMO
Education
Hofstra University 1998 — 1999
Certification, Computer Science
Queens College 1985 — 1990
BA, Accounting and Economics
EMC November 2011 - Present
Capital One August 2009 - December 2011
Perot Systems September 2008 - June 2009
Wachovia May 2004 - August 2008
Prudential/Wachovia Securities 1991 - 2008
Prudential Securities 2002 - 2005
Skills
SDLC, PMO
Education
Hofstra University 1998 — 1999
Certification, Computer Science
Queens College 1985 — 1990
BA, Accounting and Economics
Andras Unger's Prudential Securities Experience 1999 - 1999
Job Financial Consultant
Industry Information Technology and Services
Experience
self employed June 2010 - Present
ABLON Group 2008 - June 2010
Szikra Printing 2003 - 2007
Raiffeisen Bank 1997 - 2002
Prudential Securities 1999 - 1999
Skills
Business Analysis, Financial Analysis, Coaching, Management Consulting, Mergers, Business Planning, Business Strategy, Change Management, Organizational..., Financial Modeling, Corporate Finance, Mergers & Acquisitions, Management
Education
IE (Instituto de Empresa) 2007 — 2008
MBA
Miskolc Universtity 1999 — 2002
economics
Oglethorpe University 1998 — 1999
College for Finance and Accounting 1995 — 1998
BA, finance
self employed June 2010 - Present
ABLON Group 2008 - June 2010
Szikra Printing 2003 - 2007
Raiffeisen Bank 1997 - 2002
Prudential Securities 1999 - 1999
Skills
Business Analysis, Financial Analysis, Coaching, Management Consulting, Mergers, Business Planning, Business Strategy, Change Management, Organizational..., Financial Modeling, Corporate Finance, Mergers & Acquisitions, Management
Education
IE (Instituto de Empresa) 2007 — 2008
MBA
Miskolc Universtity 1999 — 2002
economics
Oglethorpe University 1998 — 1999
College for Finance and Accounting 1995 — 1998
BA, finance
Amanda Luhrs's Prudential Securities Experience January 1999 - January 2001
Job Excel Specialist, Junior VBA Developer
Industry Research
Experience
New York State Governor's Office of Storm Recovery April 2015 - Present
Reputation Institute September 2011 - December 2014
Reputation Institute January 2009 - August 2011
Media Tenor International June 2001 - August 2008
Young Playwrights Inc. January 2001 - May 2001
Prudential Securities January 1999 - January 2001
Skills
Data Analysis, Microsoft Office, Research, Analysis, Market Research, Qualitative Research, VBA, Microsoft Excel, Quantitative Research, Report Writing, Analytics, Marketing Communications, Management, Strategic Communications, Statistics, SPSS
Education
The New School 2001 — 2005
BA, English, Writing
Goucher College 1998 — 1999
New York State Governor's Office of Storm Recovery April 2015 - Present
Reputation Institute September 2011 - December 2014
Reputation Institute January 2009 - August 2011
Media Tenor International June 2001 - August 2008
Young Playwrights Inc. January 2001 - May 2001
Prudential Securities January 1999 - January 2001
Skills
Data Analysis, Microsoft Office, Research, Analysis, Market Research, Qualitative Research, VBA, Microsoft Excel, Quantitative Research, Report Writing, Analytics, Marketing Communications, Management, Strategic Communications, Statistics, SPSS
Education
The New School 2001 — 2005
BA, English, Writing
Goucher College 1998 — 1999
Raj Kaur's Prudential Securities Experience February 2001 - May 2002
Job Business Intelligence (BI) Developer at OrthoCarolina
Industry Information Technology and Services
Experience
OrthoCarolina December 2012 - Present
Scottish Re November 2005 - November 2012
Pfizer June 2002 - January 2004
Prudential Securities February 2001 - May 2002
Hughes Network Systems January 2000 - February 2001
Software Frontiers Limited June 1997 - August 1999
Skills
Data Warehousing, SSRS, ETL, Business Intelligence, Microsoft SQL Server, Data Modeling, T-SQL, Business Analysis, Crystal Reports, OLAP, Dimensional Modeling, Visio, Databases, SQL
Education
Gujarat University 1995 — 1997
MS, Computer Science
St. Xavier's College 1992 — 1994
BS, Mathematics
Air Force Central School, Delhi 1989 — 1991
High School, Mathematics and Science
OrthoCarolina December 2012 - Present
Scottish Re November 2005 - November 2012
Pfizer June 2002 - January 2004
Prudential Securities February 2001 - May 2002
Hughes Network Systems January 2000 - February 2001
Software Frontiers Limited June 1997 - August 1999
Skills
Data Warehousing, SSRS, ETL, Business Intelligence, Microsoft SQL Server, Data Modeling, T-SQL, Business Analysis, Crystal Reports, OLAP, Dimensional Modeling, Visio, Databases, SQL
Education
Gujarat University 1995 — 1997
MS, Computer Science
St. Xavier's College 1992 — 1994
BS, Mathematics
Air Force Central School, Delhi 1989 — 1991
High School, Mathematics and Science
Bruce Terjanian's Prudential Securities Experience October 1992 - December 2003
Job Contracts & Licensing Coordinator
Industry Information Technology and Services
Experience
Promedia Technology Services July 2013 - Present
Wunderlich Securities December 2012 - April 2013
Sanders Morris Harris January 2006 - December 2012
Advest, Inc. March 2004 - December 2005
Prudential Securities October 1992 - December 2003
Skills
Bloomberg, Syndicate, Preferred Stock, Certificates of Deposit, Municipal Bonds, Structured Products, FINRA, Series 7, Series 63
Education
High Point University
Bachelor of Science, Business Administration
Promedia Technology Services July 2013 - Present
Wunderlich Securities December 2012 - April 2013
Sanders Morris Harris January 2006 - December 2012
Advest, Inc. March 2004 - December 2005
Prudential Securities October 1992 - December 2003
Skills
Bloomberg, Syndicate, Preferred Stock, Certificates of Deposit, Municipal Bonds, Structured Products, FINRA, Series 7, Series 63
Education
High Point University
Bachelor of Science, Business Administration
Philip O'Shea's Prudential Securities Experience 1993 - 1997
Job Senior Vice President Wealth Management at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services 1997 - Present
Prudential Securities 1993 - 1997
Education
Fordham University 1987 — 1991
Business, Finance
UBS Financial Services 1997 - Present
Prudential Securities 1993 - 1997
Education
Fordham University 1987 — 1991
Business, Finance
Caroline Guynn's Prudential Securities Experience 1995 - 1997
Job Technical Sales
Industry Oil & Energy
Experience
MicroSeismic Inc. October 2008 - January 2015
Western Geco 2004 - 2007
Landmark Graphics 1999 - 2003
Gulf Canada 1998 - 1999
Prudential Securities 1995 - 1997
Owner 1992 - 1993
Skills
Geophysics, Drilling, Logging, Engineering, Seismology, Gas, Petroleum, Oil/Gas, Energy, Upstream, Petroleum Engineering, Onshore, Oilfield, Energy Industry, Geology, Oil & Gas Industry, Natural Gas, Contract Negotiation, Petroleum Geology, Completion, Reservoir Management, Offshore Drilling, Petrophysics, Formation Evaluation, Directional Drilling, Oil & Gas, Sales
Education
Houston Baptist University - College of Business and Economics
MBA, Business
University of Houston
MS, BS, Geology
MicroSeismic Inc. October 2008 - January 2015
Western Geco 2004 - 2007
Landmark Graphics 1999 - 2003
Gulf Canada 1998 - 1999
Prudential Securities 1995 - 1997
Owner 1992 - 1993
Skills
Geophysics, Drilling, Logging, Engineering, Seismology, Gas, Petroleum, Oil/Gas, Energy, Upstream, Petroleum Engineering, Onshore, Oilfield, Energy Industry, Geology, Oil & Gas Industry, Natural Gas, Contract Negotiation, Petroleum Geology, Completion, Reservoir Management, Offshore Drilling, Petrophysics, Formation Evaluation, Directional Drilling, Oil & Gas, Sales
Education
Houston Baptist University - College of Business and Economics
MBA, Business
University of Houston
MS, BS, Geology
John Mawe, CFA's Prudential Securities Experience 1995 - 2000
Job Financial Services Professional
Industry Financial Services
Experience
Awbury Group October 2014 - Present
Syncora Guarantee January 2012 - October 2013
Lehman Brothers 2001 - December 2011
Prudential Securities 1995 - 2000
Citicorp Mortgage 1989 - 1994
Coopers & Lybrand 1986 - 1989
Skills
Structured Finance, ABS, CDO, Capital Markets, Securitization, Fixed Income, Structured Products, Equities, MBS, Credit Derivatives, Hedge Funds, Derivatives, Financial Structuring, Investment Banking, Bonds, Finance, Alternative Investments
Education
Fordham University School of Law 1991 — 1995
JD
University of Pennsylvania - The Wharton School 1982 — 1986
B.S., Finance, Accounting
Awbury Group October 2014 - Present
Syncora Guarantee January 2012 - October 2013
Lehman Brothers 2001 - December 2011
Prudential Securities 1995 - 2000
Citicorp Mortgage 1989 - 1994
Coopers & Lybrand 1986 - 1989
Skills
Structured Finance, ABS, CDO, Capital Markets, Securitization, Fixed Income, Structured Products, Equities, MBS, Credit Derivatives, Hedge Funds, Derivatives, Financial Structuring, Investment Banking, Bonds, Finance, Alternative Investments
Education
Fordham University School of Law 1991 — 1995
JD
University of Pennsylvania - The Wharton School 1982 — 1986
B.S., Finance, Accounting
eva davis's Prudential Securities Experience February 1999 - September 2001
Job l at Griffin Law
Industry Financial Services
Experience
IKEA June 2004 - Present
MetLife Financial Services September 1999 - January 2002
Prudential Securities February 1999 - September 2001
Education
St. Catherine University 1999 — 2001
Hamline University 1985 — 1988
IKEA June 2004 - Present
MetLife Financial Services September 1999 - January 2002
Prudential Securities February 1999 - September 2001
Education
St. Catherine University 1999 — 2001
Hamline University 1985 — 1988
Ken Townley's Prudential Securities Experience 1992 - 1997
Job Executive Director, Compliance at UBS Wealth Management Americas
Industry Financial Services
Experience
UBS Wealth Management 2009 - Present
UBS AG, New York Branch and UBS International Inc. 2007 - 2009
UBS AG, New York Branch and UBS International Inc. 2002 - 2007
Sumitomo Bank Securities 1997 - 2002
Prudential Securities 1992 - 1997
Skills
Licensed attorney in..., Series 7, Series 63, Series 8, Series 24, Structured Products, Fixed Income, Wealth Management, Capital Markets, Securities, Financial Risk, AML, Derivatives, FINRA, Hedge Funds, Credit, Trading, Portfolio Management, Financial Regulation, Equities, Electronic Trading, Investments, Options, Asset Management, Financial Advisory, Investment Advisory
Education
Fordham University School of Law 1988 — 1992
JD
State University of New York at Albany
BA
UBS Wealth Management 2009 - Present
UBS AG, New York Branch and UBS International Inc. 2007 - 2009
UBS AG, New York Branch and UBS International Inc. 2002 - 2007
Sumitomo Bank Securities 1997 - 2002
Prudential Securities 1992 - 1997
Skills
Licensed attorney in..., Series 7, Series 63, Series 8, Series 24, Structured Products, Fixed Income, Wealth Management, Capital Markets, Securities, Financial Risk, AML, Derivatives, FINRA, Hedge Funds, Credit, Trading, Portfolio Management, Financial Regulation, Equities, Electronic Trading, Investments, Options, Asset Management, Financial Advisory, Investment Advisory
Education
Fordham University School of Law 1988 — 1992
JD
State University of New York at Albany
BA
Ashvani Sethi's Prudential Securities Experience November 1995 - July 1996
Job VP Finance at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank November 2009 - September 2012
Deutsche Bank August 2004 - October 2009
Deutsche Bank April 2003 - August 2004
Panache Resources and Systems Corp March 1999 - April 2003
Lisa & Associates, CPA September 1996 - February 1999
Prudential Securities November 1995 - July 1996
Skills
Product Control, Equities, Equity Derivatives, Interest Rate Swaps, Equity Swaps, Futures, Financial Accounting, Project Management, Process Migration, Outsourcing Management, Financial Risk, Accounting, Trading Systems, Equity Trading, Prime Brokerage, Asset Management, Finance, Credit Derivatives, Financial Services, Market Risk, Options, Portfolio Management, Securities, Trading
Education
Fordham University 2003 — 2005
Master of Business Administration (MBA), Finance, General
Mangalore University 1990 — 1993
Bachelor of Science (BS)
Deutsche Bank November 2009 - September 2012
Deutsche Bank August 2004 - October 2009
Deutsche Bank April 2003 - August 2004
Panache Resources and Systems Corp March 1999 - April 2003
Lisa & Associates, CPA September 1996 - February 1999
Prudential Securities November 1995 - July 1996
Skills
Product Control, Equities, Equity Derivatives, Interest Rate Swaps, Equity Swaps, Futures, Financial Accounting, Project Management, Process Migration, Outsourcing Management, Financial Risk, Accounting, Trading Systems, Equity Trading, Prime Brokerage, Asset Management, Finance, Credit Derivatives, Financial Services, Market Risk, Options, Portfolio Management, Securities, Trading
Education
Fordham University 2003 — 2005
Master of Business Administration (MBA), Finance, General
Mangalore University 1990 — 1993
Bachelor of Science (BS)
Karin Benado's Prudential Securities Experience March 1998 - December 2000
Job Owner at Diamonds R Forever, Inc
Industry Retail
Experience
Diamonds R Forever, Inc January 2012 - Present
RBC Bank October 2006 - December 2011
Bank of America October 2003 - October 2006
SouthTrust Bank January 2001 - September 2003
Prudential Securities March 1998 - December 2000
Atlantic States Bank 1996 - 1999
Skills
Banking, Finance, Customer Service, Commercial Banking, Time Management, Mortgage Lending, Sales, Loans, Credit, Strategic Planning, Small Business, Commercial Lending, Financial Analysis, Small Business Lending, Marketing Strategy, Business Development, Diamond Jewelry, Designer Jewelry, Fashion Jewelry, Jewelry Design, Jewelry, Jewelry repair, Strategic Financial..., Real Estate, Credit Analysis, Loan Origination, Relationship Management
Education
Mercer University 1993 — 1997
BBA, International Business
Campbell High School 1989 — 1993
H.S. Diploma, College Prep
Gemological Institute of America-New York
GIA Diamonds Graduate, Diamonds & Diamond grading
Gemological Institute of America-New York
Accredited Jewelry Professional
Diamonds R Forever, Inc January 2012 - Present
RBC Bank October 2006 - December 2011
Bank of America October 2003 - October 2006
SouthTrust Bank January 2001 - September 2003
Prudential Securities March 1998 - December 2000
Atlantic States Bank 1996 - 1999
Skills
Banking, Finance, Customer Service, Commercial Banking, Time Management, Mortgage Lending, Sales, Loans, Credit, Strategic Planning, Small Business, Commercial Lending, Financial Analysis, Small Business Lending, Marketing Strategy, Business Development, Diamond Jewelry, Designer Jewelry, Fashion Jewelry, Jewelry Design, Jewelry, Jewelry repair, Strategic Financial..., Real Estate, Credit Analysis, Loan Origination, Relationship Management
Education
Mercer University 1993 — 1997
BBA, International Business
Campbell High School 1989 — 1993
H.S. Diploma, College Prep
Gemological Institute of America-New York
GIA Diamonds Graduate, Diamonds & Diamond grading
Gemological Institute of America-New York
Accredited Jewelry Professional
Lisa Marks's Prudential Securities Experience 1990 - 1992
Job Head of Securitized Products, Valuations at Thomson Reuters
Industry Investment Banking
Experience
Thomson Reuters August 2009 - Present
JPMorgan June 2008 - July 2009
Bear Stearns 2001 - 2008
Barra 1996 - 2000
Lehman Brothers 1992 - 1996
Prudential Securities 1990 - 1992
Drexel Burnham Lambert 1986 - 1990
Skills
Financial Structuring, Structured Products, Capital Markets, Valuation, Securitization, Structured Finance, MBS, Fixed Income, Derivatives
Education
New York University - Leonard N. Stern School of Business
MBA, Finance, Management
Hofstra University 1984 — 1986
BBA, Finance
Thomson Reuters August 2009 - Present
JPMorgan June 2008 - July 2009
Bear Stearns 2001 - 2008
Barra 1996 - 2000
Lehman Brothers 1992 - 1996
Prudential Securities 1990 - 1992
Drexel Burnham Lambert 1986 - 1990
Skills
Financial Structuring, Structured Products, Capital Markets, Valuation, Securitization, Structured Finance, MBS, Fixed Income, Derivatives
Education
New York University - Leonard N. Stern School of Business
MBA, Finance, Management
Hofstra University 1984 — 1986
BBA, Finance
Chris Schoen's Prudential Securities Experience September 1991 - March 1995
Job Partner/Portfolio Manager at Seer Capital Management
Industry Financial Services
Experience
Seer Capital Management August 2008 - Present
Credit Suisse September 2000 - January 2008
DLJ March 2000 - September 2000
Paine Webber March 1996 - March 2000
Smith Barney March 1995 - March 1996
Prudential Securities September 1991 - March 1995
Deloitte & Touche June 1988 - September 1991
Education
Hampden-Sydney College 1984 — 1988
BA, Math/Computer Science
Seer Capital Management August 2008 - Present
Credit Suisse September 2000 - January 2008
DLJ March 2000 - September 2000
Paine Webber March 1996 - March 2000
Smith Barney March 1995 - March 1996
Prudential Securities September 1991 - March 1995
Deloitte & Touche June 1988 - September 1991
Education
Hampden-Sydney College 1984 — 1988
BA, Math/Computer Science
Jeff Crossland's Prudential Securities Experience June 1985 - January 2000
Job Wealth Creation Investors
Industry Financial Services
Experience
Wealth Creation Investors January 2010 - Present
Crossland & Associates January 2010 - Present
Civitas Development January 2004 - December 2010
Crossland Capital Partners January 2000 - December 2009
Prudential Securities June 1985 - January 2000
Skills
Project Management, Budgets, Finance, Accounting, Valuation, Business Development, Entrepreneurship, Real Estate, Management, Financial Reporting, Investments, Real Estate Development, Strategy, Financial Analysis, Securities, Private Equity, Due Diligence, Venture Capital, Investment Management, Portfolio Management, Loans, Strategic Planning, Mergers & Acquisitions, Financial Modeling, Investment Properties
Education
Harvard Business School
Masters in Business Administration, General Management
University of Southern California
Masters in Business Taxation, Taxation
University of Southern California (Undergrad)
Bachelors of Science, Accounting
Wealth Creation Investors January 2010 - Present
Crossland & Associates January 2010 - Present
Civitas Development January 2004 - December 2010
Crossland Capital Partners January 2000 - December 2009
Prudential Securities June 1985 - January 2000
Skills
Project Management, Budgets, Finance, Accounting, Valuation, Business Development, Entrepreneurship, Real Estate, Management, Financial Reporting, Investments, Real Estate Development, Strategy, Financial Analysis, Securities, Private Equity, Due Diligence, Venture Capital, Investment Management, Portfolio Management, Loans, Strategic Planning, Mergers & Acquisitions, Financial Modeling, Investment Properties
Education
Harvard Business School
Masters in Business Administration, General Management
University of Southern California
Masters in Business Taxation, Taxation
University of Southern California (Undergrad)
Bachelors of Science, Accounting
William Memo Margolis's Prudential Securities Experience January 1990 - July 2003
Job Financial Representative at National Planning Corporation
Industry Financial Services
Experience
NPC Financial Corp. August 2007 - Present
CRL Capital Management July 2003 - August 2007
Prudential Securities January 1990 - July 2003
Skills
Comprehensive Planning, Life Insurance, Disability Insurance, Long Term Care Insurance, Asset Allocation, Asset Protection, College Education..., Insurance, Finance, Investment Strategies, Retirement, Employee Benefits, Retirement Planning, Wealth Management, Mutual Funds, 401k, Financial Services, Financial Advisory, Investment Advisory, Investments, Small Business, Financial Analysis, Securities
Education
Franklin & Marshall College 1969 — 1973
BA, Economics
American High School , Mexico City
Franklin & Marshall College
Bachelor of Business Administration (B.B.A.), Business/Managerial Economics
NPC Financial Corp. August 2007 - Present
CRL Capital Management July 2003 - August 2007
Prudential Securities January 1990 - July 2003
Skills
Comprehensive Planning, Life Insurance, Disability Insurance, Long Term Care Insurance, Asset Allocation, Asset Protection, College Education..., Insurance, Finance, Investment Strategies, Retirement, Employee Benefits, Retirement Planning, Wealth Management, Mutual Funds, 401k, Financial Services, Financial Advisory, Investment Advisory, Investments, Small Business, Financial Analysis, Securities
Education
Franklin & Marshall College 1969 — 1973
BA, Economics
American High School , Mexico City
Franklin & Marshall College
Bachelor of Business Administration (B.B.A.), Business/Managerial Economics
Dean Montevago's Prudential Securities Experience 1989 - 1999
Job Manager, Enterprise Services at Visiting Nurse Service of New York
Industry Information Technology and Services
Experience
Visiting Nurse Service of New York 1999 - Present
Prudential Securities 1989 - 1999
Education
Hofstra University
B.S., Business Computer Information Systems
Visiting Nurse Service of New York 1999 - Present
Prudential Securities 1989 - 1999
Education
Hofstra University
B.S., Business Computer Information Systems
Karen Phillips Brakebill's Prudential Securities Experience November 1997 - May 1999
Job Senior Attorney at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors May 1999 - Present
Prudential Securities November 1997 - May 1999
American Funds November 1994 - June 1997
Education
George Mason University School of Law 1983 — 1988
Juris Doctor, Law
University of North Texas 1978 — 1979
BA, Journalism
Texas Tech University 1975 — 1978
Journalism
Wells Fargo Advisors May 1999 - Present
Prudential Securities November 1997 - May 1999
American Funds November 1994 - June 1997
Education
George Mason University School of Law 1983 — 1988
Juris Doctor, Law
University of North Texas 1978 — 1979
BA, Journalism
Texas Tech University 1975 — 1978
Journalism
William Mathis's Prudential Securities Experience 1992 - 2000
Job Project Manager at Fidelity Investments
Industry Information Technology and Services
Experience
Fidelity Investments May 2007 - Present
Citigroup December 2000 - May 2007
Wachovia Securities, LLC July 1992 - December 2000
Prudential Securities 1992 - 2000
Lewco Securities 1983 - 1985
Education
Fordham Gabelli School of Business 1986 — 1989
M.B.A., Finance
State University of New York at Albany 1976 — 1980
BS, Economics, Mathematics
Fidelity Investments May 2007 - Present
Citigroup December 2000 - May 2007
Wachovia Securities, LLC July 1992 - December 2000
Prudential Securities 1992 - 2000
Lewco Securities 1983 - 1985
Education
Fordham Gabelli School of Business 1986 — 1989
M.B.A., Finance
State University of New York at Albany 1976 — 1980
BS, Economics, Mathematics
Richard Dziedziula's Prudential Securities Experience November 1986 - January 2002
Job at AIG
Industry Insurance
Experience
AIG December 2005 - Present
BNY Investment Center February 2005 - December 2005
AIG February 2003 - February 2005
Prudential Securities November 1986 - January 2002
Kings County District Attorney 1982 - 1986
Skills
Insurance, Securities, Compliance, Litigation Management, Arbitration, Risk Management, Litigation, Investigations, Professional Liability, Settlements, Financial Institutions, Fraud, Risk Mitigation, Liability, Insurance Law, Subrogation, Claim, Settlement, Private Investigations, Civil Litigation
Education
Georgetown University 1976 — 1979
BS, Business
St. John's University School of Law
jd, Law
AIG December 2005 - Present
BNY Investment Center February 2005 - December 2005
AIG February 2003 - February 2005
Prudential Securities November 1986 - January 2002
Kings County District Attorney 1982 - 1986
Skills
Insurance, Securities, Compliance, Litigation Management, Arbitration, Risk Management, Litigation, Investigations, Professional Liability, Settlements, Financial Institutions, Fraud, Risk Mitigation, Liability, Insurance Law, Subrogation, Claim, Settlement, Private Investigations, Civil Litigation
Education
Georgetown University 1976 — 1979
BS, Business
St. John's University School of Law
jd, Law
Peter Lombard's Prudential Securities Experience 1995 - 1997
Job Managing Director at Piper Jaffray & Co. Head of TMT M&A
Industry Financial Services
Experience
Piper Jaffray & Co. June 2008 - Present
Jefferies & Company 2005 - 2008
Cowen and Company 2002 - 2005
Robertson Stephens/BancBoston Robertson Stephens 1997 - 2002
Prudential Securities 1995 - 1997
Merrill Lynch 1986 - 1995
Skills
Mergers & Acquisitions, M&A Negotiations, Investment Banking, Cross-border M&A, Corporate Governance, Private Equity, Venture Capital, Boardrooms
Education
Harvard Business School 1981 — 1983
MBA
Harvard University 1974 — 1978
AB, History
Phillips Academy 1970 — 1974
High School diploma
Piper Jaffray & Co. June 2008 - Present
Jefferies & Company 2005 - 2008
Cowen and Company 2002 - 2005
Robertson Stephens/BancBoston Robertson Stephens 1997 - 2002
Prudential Securities 1995 - 1997
Merrill Lynch 1986 - 1995
Skills
Mergers & Acquisitions, M&A Negotiations, Investment Banking, Cross-border M&A, Corporate Governance, Private Equity, Venture Capital, Boardrooms
Education
Harvard Business School 1981 — 1983
MBA
Harvard University 1974 — 1978
AB, History
Phillips Academy 1970 — 1974
High School diploma
Linda Hersha's Prudential Securities Experience 1990 - 1991
Job Employment Law / Employee Relations
Industry Financial Services
Experience
UBS AG January 2012 - Present
Morgan Stanley 1999 - 2011
MetLife 1994 - 1999
Sedgwick James, Inc. 1991 - 1994
Prudential Securities 1990 - 1991
Chadbourne & Parke LLP 1986 - 1990
Epstein Becker & Green, P.C. 1983 - 1986
Education
Syracuse University College of Law
JD, Law
Hartwick College
BA, Political Science
UBS AG January 2012 - Present
Morgan Stanley 1999 - 2011
MetLife 1994 - 1999
Sedgwick James, Inc. 1991 - 1994
Prudential Securities 1990 - 1991
Chadbourne & Parke LLP 1986 - 1990
Epstein Becker & Green, P.C. 1983 - 1986
Education
Syracuse University College of Law
JD, Law
Hartwick College
BA, Political Science
Steve Foster, CPA, CFP's Prudential Securities Experience July 1996 - August 1999
Job Vice President, Client Advisor FirstMerit PrivateBank
Industry Financial Services
Experience
FirstMerit Bank March 2013 - Present
FirstMerit Bank February 2009 - March 2013
Wells Fargo Advisors (through acquisition of Wachovia Securities and A.G. Edwards & Son's, Inc.) November 2006 - February 2009
Morgan Stanley August 1999 - November 2006
Prudential Securities July 1996 - August 1999
KPMG (formerly KPMG Peat Marwick) January 1994 - July 1996
Internal Revenue Service May 1991 - January 1994
Education
Heidelberg College 1986 — 1990
B.S., Accounting
Manchester High School 1983 — 1986
FirstMerit Bank March 2013 - Present
FirstMerit Bank February 2009 - March 2013
Wells Fargo Advisors (through acquisition of Wachovia Securities and A.G. Edwards & Son's, Inc.) November 2006 - February 2009
Morgan Stanley August 1999 - November 2006
Prudential Securities July 1996 - August 1999
KPMG (formerly KPMG Peat Marwick) January 1994 - July 1996
Internal Revenue Service May 1991 - January 1994
Education
Heidelberg College 1986 — 1990
B.S., Accounting
Manchester High School 1983 — 1986
Andrew Laurino's Prudential Securities Experience July 1998 - July 1999
Job Managing Director at Dyal Capital Partners at Neuberger Berman
Industry Financial Services
Experience
Dyal Capital Partners at Neuberger Berman October 2014 - Present
Tiger Bay Advisors, LLC July 2013 - October 2014
Gramercy Park Advisors LLC December 2012 - July 2013
Credit Suisse October 2008 - December 2012
Lehman Brothers August 2003 - September 2008
Compass Advisers July 1999 - August 2003
Prudential Securities July 1998 - July 1999
Skills
Equities, Investment Banking, Capital Markets, Hedge Funds, Fixed Income, Asset Management, Mergers, Strategy, Alternative Investments, Mergers & Acquisitions, Venture Capital, Emerging Markets, Private Equity
Education
Georgetown University 1994 — 1998
BSFS, International Economics
Wichita High School East
Wichita High School East
Dyal Capital Partners at Neuberger Berman October 2014 - Present
Tiger Bay Advisors, LLC July 2013 - October 2014
Gramercy Park Advisors LLC December 2012 - July 2013
Credit Suisse October 2008 - December 2012
Lehman Brothers August 2003 - September 2008
Compass Advisers July 1999 - August 2003
Prudential Securities July 1998 - July 1999
Skills
Equities, Investment Banking, Capital Markets, Hedge Funds, Fixed Income, Asset Management, Mergers, Strategy, Alternative Investments, Mergers & Acquisitions, Venture Capital, Emerging Markets, Private Equity
Education
Georgetown University 1994 — 1998
BSFS, International Economics
Wichita High School East
Wichita High School East
Martin Klein's Prudential Securities Experience October 1987 - April 2000
Job Senior Vice President Financial Advisor at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management June 2014 - Present
JP Morgan November 2007 - June 2014
Morgan Stanley April 2000 - November 2007
Prudential Securities October 1987 - April 2000
US Small Business Administration January 1986 - October 1987
The Vice President of the United States 1985 - 1986
US Small Business Administration May 1984 - December 1985
U.S. House of Representatives August 1979 - May 1984
U.S. House of Representatives April 1975 - August 1979
Education
Hobart and William Smith Colleges 1969 — 1973
BS
RBC Wealth Management June 2014 - Present
JP Morgan November 2007 - June 2014
Morgan Stanley April 2000 - November 2007
Prudential Securities October 1987 - April 2000
US Small Business Administration January 1986 - October 1987
The Vice President of the United States 1985 - 1986
US Small Business Administration May 1984 - December 1985
U.S. House of Representatives August 1979 - May 1984
U.S. House of Representatives April 1975 - August 1979
Education
Hobart and William Smith Colleges 1969 — 1973
BS
Greg Sikorsky's Prudential Securities Experience February 1997 - July 2001
Job AVP Accounting at O'Connor Capital Partners
Industry Real Estate
Experience
O'Connor Capital Partners October 2001 - Present
Prudential Securities February 1997 - July 2001
Merrill Lynch Hubbard May 1988 - February 1997
Prudential Securities 1984 - 1988
Education
Fordham University 1978 — 1982
Bachelor of Science, Public Accounting/ Finance
O'Connor Capital Partners October 2001 - Present
Prudential Securities February 1997 - July 2001
Merrill Lynch Hubbard May 1988 - February 1997
Prudential Securities 1984 - 1988
Education
Fordham University 1978 — 1982
Bachelor of Science, Public Accounting/ Finance
Joseph Donadio's Prudential Securities Experience June 1991 - July 1994
Job Divisional Vice President at Sun America Retirement Markets
Industry Financial Services
Experience
Sun America Retirement Markets October 2011 - Present
John Hancock Financial Services September 1999 - November 2011
Republic National Bank September 1996 - September 1999
Morgan Stanley Smith Barney July 1994 - September 1996
Prudential Securities June 1991 - July 1994
Education
Hofstra University 1984 — 1988
BBA, Finance
Sun America Retirement Markets October 2011 - Present
John Hancock Financial Services September 1999 - November 2011
Republic National Bank September 1996 - September 1999
Morgan Stanley Smith Barney July 1994 - September 1996
Prudential Securities June 1991 - July 1994
Education
Hofstra University 1984 — 1988
BBA, Finance
Joseph Horowitz, MBA, CFIRS, CRP's Prudential Securities Experience June 1993 - December 1994
Job Senior Business Risk Consultant
Industry Banking
Experience
Crowe Horwath LLP July 2015 - Present
Capital Bank (Capital Bank Financial Corp.) March 2015 - June 2015
Crowe Horwath LLP June 2005 - February 2015
United States Trust Company September 2000 - June 2005
HSBA Bank USA April 1996 - September 2000
Long Island Savings Bank August 1997 - December 1997
Price Waterhouse LLP December 1994 - April 1996
Prudential Securities June 1993 - December 1994
Skills
Internal Controls, Auditing, Internal Audit, Sarbanes-Oxley Act, Risk Management, Trust Services, Risk Assessment, Business Process..., Banking, Fiduciary and..., ACH / NACHA Compliance, Non Deposit Investment...
Education
Long Island University, C.W. Post Campus 2000 — 2004
Master of Business Administration (MBA), Finace
Hofstra University 1989 — 1993
BBA, Accounting
Crowe Horwath LLP July 2015 - Present
Capital Bank (Capital Bank Financial Corp.) March 2015 - June 2015
Crowe Horwath LLP June 2005 - February 2015
United States Trust Company September 2000 - June 2005
HSBA Bank USA April 1996 - September 2000
Long Island Savings Bank August 1997 - December 1997
Price Waterhouse LLP December 1994 - April 1996
Prudential Securities June 1993 - December 1994
Skills
Internal Controls, Auditing, Internal Audit, Sarbanes-Oxley Act, Risk Management, Trust Services, Risk Assessment, Business Process..., Banking, Fiduciary and..., ACH / NACHA Compliance, Non Deposit Investment...
Education
Long Island University, C.W. Post Campus 2000 — 2004
Master of Business Administration (MBA), Finace
Hofstra University 1989 — 1993
BBA, Accounting
Kimberly Shibata's Prudential Securities Experience 1996 - 1997
Job Edison YMCA Personal Trainer
Industry Health, Wellness and Fitness
Experience
Edison YMCA April 2013 - Present
Edison YMCA November 2012 - Present
Woodbridge Garden Club 2001 - Present
Source 4 Teachers 2009 - 2014
Elite Runners October 2005 - December 2010
Woodbridge public schools September 2006 - 2009
Woodbridge Public Schools 2004 - 2008
Girl Scouts of the USA 2002 - 2008
Prudential Securities 1996 - 1997
John Glenn Middle School 1994 - 1996
Education
Northeastern University 1992 — 1994
Master of Education (M.Ed.), Counselor Education/School Counseling and Guidance Services
Hartwick College 1987 — 1991
Bachelor of Arts (B.A.), Psychology
Edison YMCA April 2013 - Present
Edison YMCA November 2012 - Present
Woodbridge Garden Club 2001 - Present
Source 4 Teachers 2009 - 2014
Elite Runners October 2005 - December 2010
Woodbridge public schools September 2006 - 2009
Woodbridge Public Schools 2004 - 2008
Girl Scouts of the USA 2002 - 2008
Prudential Securities 1996 - 1997
John Glenn Middle School 1994 - 1996
Education
Northeastern University 1992 — 1994
Master of Education (M.Ed.), Counselor Education/School Counseling and Guidance Services
Hartwick College 1987 — 1991
Bachelor of Arts (B.A.), Psychology
Alejandro Schwed's Prudential Securities Experience July 1990 - February 1992
Job Unit Head and Senior Counsel at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Wealth Management June 2009 - Present
Citi February 1992 - June 2009
Prudential Securities July 1990 - February 1992
New York County District Attorney's Office August 1984 - June 1990
Skills
Securities, Litigation, Securities Regulation, FINRA, Securities Litigation, Arbitration, Commercial Litigation, Estate Planning, Licensing, Corporate Governance, Corporate Law, Civil Litigation, Mediation
Education
Fordham University School of Law 1981 — 1984
Juris Doctor (J.D.)
Vassar College 1977 — 1981
Bachelor's Degree
Morgan Stanley Wealth Management June 2009 - Present
Citi February 1992 - June 2009
Prudential Securities July 1990 - February 1992
New York County District Attorney's Office August 1984 - June 1990
Skills
Securities, Litigation, Securities Regulation, FINRA, Securities Litigation, Arbitration, Commercial Litigation, Estate Planning, Licensing, Corporate Governance, Corporate Law, Civil Litigation, Mediation
Education
Fordham University School of Law 1981 — 1984
Juris Doctor (J.D.)
Vassar College 1977 — 1981
Bachelor's Degree
Michelle Martone's Prudential Securities Experience January 2000 - June 2000
Job Financial Services Professional
Industry Financial Services
Experience
The Telecom Planning Corp. Sales / Operations AssistantGreco Planning Group, LLCMay 2004 - January 2010
Comprehensive Consulting Group July 2001 - October 2003
Maximus Capital Management April 2001 - June 2001
Dreyfus Investment Corp June 2000 - April 2001
Prudential Securities January 2000 - June 2000
Education
Stony Brook University 1998 — 2000
Liberal Arts, Early Childhood Development
Hofstra University 1996 — 1998
Finance
Hofstra University 1996 — 1998
Finance
The Telecom Planning Corp. Sales / Operations AssistantGreco Planning Group, LLCMay 2004 - January 2010
Comprehensive Consulting Group July 2001 - October 2003
Maximus Capital Management April 2001 - June 2001
Dreyfus Investment Corp June 2000 - April 2001
Prudential Securities January 2000 - June 2000
Education
Stony Brook University 1998 — 2000
Liberal Arts, Early Childhood Development
Hofstra University 1996 — 1998
Finance
Hofstra University 1996 — 1998
Finance
Kenneth Fuchs's Prudential Securities Experience 1994 - 2010
Job Independent Investment Banking Professional
Industry Investment Banking
Experience
Prudential Securities 1994 - 2010
Prudential Securities 1994 - 2010
Education
The University of Texas at Austin 1974 — 1977
JD, Law
University at Buffalo 1966 — 1971
Ph.D., Political Science
Georgetown University 1963 — 1967
BSFS, International Affairs
Prudential Securities 1994 - 2010
Prudential Securities 1994 - 2010
Education
The University of Texas at Austin 1974 — 1977
JD, Law
University at Buffalo 1966 — 1971
Ph.D., Political Science
Georgetown University 1963 — 1967
BSFS, International Affairs
William Chesner's Prudential Securities Experience January 1998 - January 2000
Job Financial Services Professional
Industry Financial Services
Experience
Credit Suisse January 2005 - January 2012
Freddie Mac September 2001 - November 2004
Prudential Securities January 1998 - January 2000
UBS Securities LLC January 1996 - January 1998
Smith Barney April 1991 - May 1995
GE Mortgage Services, Inc August 1987 - April 1991
Skills
Series 7, 63, 24
Education
Georgetown University 1983 — 1987
BA, Economics
Georgetown University, Washington D.C
B.A. Degree, Economics
Credit Suisse January 2005 - January 2012
Freddie Mac September 2001 - November 2004
Prudential Securities January 1998 - January 2000
UBS Securities LLC January 1996 - January 1998
Smith Barney April 1991 - May 1995
GE Mortgage Services, Inc August 1987 - April 1991
Skills
Series 7, 63, 24
Education
Georgetown University 1983 — 1987
BA, Economics
Georgetown University, Washington D.C
B.A. Degree, Economics
Edwards Kevin's Prudential Securities Experience 1990 - 2003
Job First Vice President at MorganStanley SmithBarney LLC
Industry Financial Services
Experience
MorganStanley SmithBarney LLC 2005 - Present
Wachovia, A Wells Fargo Company 2003 - 2005
Prudential Securities 1990 - 2003
Education
Hamilton College 1977 — 1982
Bachelor of Arts (BA), Political Science and Government
Brunswick School 1963 — 1976
MorganStanley SmithBarney LLC 2005 - Present
Wachovia, A Wells Fargo Company 2003 - 2005
Prudential Securities 1990 - 2003
Education
Hamilton College 1977 — 1982
Bachelor of Arts (BA), Political Science and Government
Brunswick School 1963 — 1976
Sandra Hoag's Prudential Securities Experience 1995 - 2000
Job Real Estate Professional
Industry Real Estate
Experience
Hundley & Associates 2001 - 2005
Prudential Securities 1995 - 2000
Education
Gettysburg College 1990 — 1994
Bachelor of Science (BS), Sociology
Hundley & Associates 2001 - 2005
Prudential Securities 1995 - 2000
Education
Gettysburg College 1990 — 1994
Bachelor of Science (BS), Sociology
Citizens Bank
Indymac Bank
MBNA
First Union National Bank
SunTrust Mortgage
Federal Reserve Board
Zions Bancorporation
First Union