Prudential Securities, Inc
Industry: Bank
DescriptionPrudential Securities, also formerly known as Prudential Securities Incorporated, was the financial services arm of the insurer, Prudential Financial. In 2003, Prudential Securities was merged into Wachovia Securities, a division of Wachovia Bank. Headquarters: New York City, NY Founded: 1981 Ceased operations: 2003 Parent organization: Prudential Financial Subsidiaries: Prudential-Bache Securities (Belgium) Inc., Prudential Mutual Fund Management, Inc. Predecessors: Bache & Co., Prudential Securities
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Prudential Securities, Inc Employees
Centers for Medicare & Medicaid Services March 2014 - Present
Russell Investments March 2010 - November 2011
TIAA-CREF November 2005 - February 2010
CHARLES SCHWAB & CO., INC September 1997 - December 2004
Business Strategy Group, Schwab Capital Markets January 2000 - January 2003
Equity Syndicate Group, Schwab Capital Markets January 1999 - January 2000
Charles Schwab & Co., Inc. January 1997 - January 1999
PRUDENTIAL SECURITIES INC January 1996 - January 1997
NATIONAL BROADCASTING CO., INC January 1995 - January 1996
BARING SECURITIES INC January 1994 - January 1995
Skills
Investments, Research, Media Spokesperson, Analyst, Equities, Fiscal and Tax policy, Global Macro, Investment Strategy, Thought Leadership, Investment Research, Equity Research, Asset Management, Blogging, Bloomberg, Online Content Creation, Investment Management, Portfolio Management, Capital Markets, Asset Allocation, Asset Managment, Derivatives, Due Diligence, Finance, Financial Services, Investment Strategies, Securities, Strategy, Valuation
Education
Indiana University - Kelley School of Business
M.B.A, Finance
CUNY Hunter College
Economic Statistics and Econometrics
University of Pennsylvania
M.Arch, Architecture
Yale University
B.A, History
Ameriprise Financial Services, Inc. January 2013 - Present
Hallman & McQuinn Capital Managment September 2000 - October 2010
Prudential Securities, Inc January 1987 - June 1996
EF Hutton July 1983 - January 1987
Merrill Lynch September 1979 - July 1983
Education
Marquette University 1974 — 1978
B.S., Business
Avenue Capital Group June 2012 - Present
Measurisk, LLC September 2008 - March 2012
Jefferies & Company, Inc March 2005 - July 2008
METLIFE BROKER DEALER / INVESTMENTS July 2003 - January 2005
CyBuy, Eyetech Pharmaceuticals December 1999 - June 2003
CITIGROUP / CITIBANK December 1999 - June 2003
GovWorks B.V. 1999 - 2000
Citi / Website Division July 1995 - December 1999
PRUDENTIAL SECURITIES, INC April 1994 - May 1995
Skills
Data Analysis, Financial Reporting, Access, SQL, Excel, Bloomberg Terminal, Profit & Loss Management, Hedge Funds, Project Coordination
Education
NEW YORK UNIVERSITY/ STERN SCHOOL OF BUSINESS 1991 — 1995
Bachelor of Science, Information Systems and International Business
New York University 1991 — 1995
Bachelor of Science (BS), Information Technology, international Business
New York University - Leonard N. Stern School of Business 1991 — 1995
BS, IS IB
Stuyvesant High School 1987 — 1991
High School Diploma
Axiom June 2014 - Present
New York Life Investments/ MainStay Investments June 2004 - September 2012
Prudential Financial January 1991 - June 2004
Prudential Securities Inc. September 1987 - December 1990
Willkie Farr & Gallagher LLP September 1982 - September 1984
The Honorable Roszel C. Thomsen, U.S. District Court, District of Maryland June 1981 - August 1982
Skills
Asset Management, Mergers, Mutual Funds, Private Equity, Due Diligence, Hedge Funds, Asset Managment, Investment Management, Corporate Governance, Investments, Mergers & Acquisitions, Financial Services, Wealth Management, Management, Strategy, Securities, Alternative Investments, Licensing, FINRA, Capital Markets, Corporate Law, Series 7, Securities Regulation, Investment Advisory, Fixed Income, AML, Estate Planning, Equities, Executive Management, Structured Finance, Derivatives, Risk Management
Education
University of Maryland Francis King Carey School of Law 1978 — 1981
JD
The Johns Hopkins University 1974 — 1978
BA
Neuropsychology & Counseling Associates, LLC April 2012 - Present
Prudential Securities Inc January 1994 - August 1996
Prudential Securities Inc January 1993 - January 1994
Prudential Securities Inc January 1990 - January 1993
Skills
Financial Accounting
Education
Pace University 1986 — 1990
Bachelor of Business Administration (B.B.A.), Accounting and Business/Management
FirstService Residential Florida March 2010 - Present
Craig Zinn Automotive Group January 2005 - March 2010
GLOBAL PARTNERS GROUP, INC January 2001 - January 2005
SCHOOL OF VISUAL ARTS INC January 1993 - January 2000
PRUDENTIAL SECURITIES, INC January 1992 - January 1993
Skills
Legal Compliance, Employment Law, Employee Relations, Onboarding, New Hire Orientations, Policy, Deferred Compensation, Human Resources, FMLA, Employee Benefits, Recruiting, Employee Handbooks, Job Descriptions, Sourcing, Benefits Administration
Education
Fordham University
Bachelor of Science, Business Administration; Marketing
Federal Reserve Bank of New York June 2015 - Present
Latino U College Access September 2013 - June 2015
Citigroup Global Markets Inc. 2002 - 2013
Natixis North America LLC (fka- CDC Ixis NA Inc.) May 2001 - May 2002
Barclays Investment Bank July 1999 - May 2001
Prudential Securities Inc 1988 - 1999
Skills
Risk Management, Internal Audit, Corporate Banking &..., FINRA Series 3, 7 & 66..., Commercial Lending, Non-Profit Accounting..., Derivatives, Financial Risk, Finance, Portfolio Management, Credit Risk, Fixed Income, Banking, Equities, Credit, Investment Banking, Capital Markets, Management
Education
Pace University-Pleasantville/Briarcliff Campus
Bachelor of Business Administration (B.B.A.), Accounting
Meijer November 2013 - Present
US Air Force Reserve March 2012 - Present
Broder & Sachse Real Estate Services June 2012 - October 2012
Prudential Securities Inc. December 2011 - June 2012
ManpowerGroup November 2010 - March 2011
McDonald's Corporation March 2009 - October 2010
Skills
EMT, BLS, Medicine, Military Experience, Military, Military Operations, Air Force, Military Training, Security Clearance, Command, DoD, Operational Planning, Force Protection
Education
Community College of the Air Force 2013 — 2013
Henry Ford Community College
Citi c/oTata Consultancy Services November 2010 - December 2014
Citi c/o TCS November 2010 - December 2010
Fidelity Investments July 2007 - August 2009
Fidelity Investments July 2007 - August 2009
Morgan Stanley June 2006 - April 2007
IT Consultant Freelance January 2002 - June 2003
PRUDENTIAL SECURITIES, INC January 1988 - January 2002
PRUDENTIAL SECURITIES, INC January 1988 - January 2002
Securities Database System January 1996 - January 1998
Citibank January 1983 - January 1987
Skills
Fixed Income, Program Management, IT Management, Testing, Requirements Analysis, Quality Assurance, Quality Center, User Acceptance Testing, Software Documentation, Vendor Management, Disaster Recovery, Web Applications, Analysis, Business Analysis, Computer Security, Document Management, Cross-functional Team..., Team Management, SDLC, Interdepartmental..., International Project..., HP Quality Center
Education
Hunter College 1983 — 1985
Bachelor's degree, Psychology; Computer Science
City University of New York-Hunter College 1981 — 1985
Bachelor's degree, Psycholgy, Computer Science
Hetrick-Martin Institute June 2004 - June 2015
Winston & Strawn LLP October 2000 - May 2003
Prudential Securities Inc. February 1998 - November 1999
American Express Corporate Services May 1997 - January 1998
Skills
Team Building, Project Management, Management, Non-profits, Program Management, Strategic Planning, Team Leadership, System Administration, Microsoft Office, HTML, Leadership Development, Integration, Training, ERP, Business Analysis, Healthcare, Access, Public Speaking, Budgets, Analysis, Social Media, Software Documentation, Troubleshooting, Data Analysis, Research, Nonprofits, Disaster Recovery, Team Management and..., Client and Stakeholder..., Strategy, Vision, and..., Technology and Business..., Data Flow Management..., Implementation and..., IT Infrastructure and..., Change Management and..., Disaster Recovery and..., IT Strategy, Networking, Process Improvement, Project Planning, Strategy, Technical Support, Leadership, Vendor Management
Education
Walden University 2011 — 2013
MS in Health Informatics, Health Informatics
Pace University 1992 — 1997
Bachelor of Business Administration, Management Information Systems
Abacus Asset Management, Inc April 2014 - Present
Oppenheimer & Co. November 2007 - April 2014
Bear Stearns 2005 - 2007
Prudential Securities, Inc 1998 - 2006
Skills
Fixed Income, Corporate Finance, Forecasting, Business Strategy, Strategic Planning, Business Planning, Business Development, Management, Start-ups, New Business Development, Sales Management, Pricing, Negotiation, Contract Negotiation, Series 7, Finance, Strategy
Education
The University of Dallas
Master of Business Administration (MBA), Corporate Fininace
University of North Texas 1988 — 1990
Bachelor's degree, Corporate Finance
Alexander Capital L.P. June 2014 - Present
Empire Asset Management Company July 2012 - May 2014
UBS Wealth Management November 2011 - May 2012
Morgan Stanley Smith Barney May 2010 - August 2011
Morgan Stanley Smith Barney October 2008 - May 2010
Morgan Stanley Smith Barney August 2006 - October 2008
Morgan Stanley Smith Barney January 2005 - August 2006
Kaufman Bros. L P (KBRO) November 2000 - January 2005
Prudential securities Inc November 1995 - November 1999
Lehman Bros., Inc. September 1978 - November 1995
Skills
Wealth Management, Financial Planning, Alternative Investments, Investment Advisory, Portfolio Management, Asset Allocation, Retirement Planning, Estate Planning, Strategic Financial..., Equities, Hedge Funds, Insurance, Fixed Annuities, Finance, FINRA, Series 63, Series 7, Series 24
Education
Long Island University
Bachelor of Science, Business Management
J.P. Morgan May 2006 - Present
Wachovia Securities August 2000 - May 2006
VarsityBooks.com October 1999 - May 2000
VarsityPlanet.com May 1999 - August 1999
College of Charleston August 1997 - May 1998
Prudential Securities Inc. May 1997 - August 1997
Thompson and McCarthy Inc. May 1996 - August 1996
Skills
Investments, Asset Allocation, Investment Advisory, Investment Strategies, Securities, Portfolio Management, Asset Management, Series 7, Wealth Management, Retirement, 401k, Mutual Funds, Retirement Planning, Alternative Investments, ESOP Team, Business Loans, Business Liquidity, Banking, Mortgage Lending, Wealth Preservation...
Education
College of Charleston 1995 — 2000
Bachelor of Science, School of Business - Focus on Economics & Marketing
Woodward Academy 1991 — 1995
Highschool
Holy Innocents Episcopal School 1980 — 1990
Transworld Systems June 2012 - Present
OXFORD MEDIA GROUP INC January 2000 - January 2010
Highland Community Bank January 1997 - January 2000
THE COPELAND COMPANIES, INC January 1996 - January 1997
PRUDENTIAL SECURITIES, INC January 1995 - January 1996
INDEPENDENCE BANK OF CHICAGO January 1985 - January 1995
Skills
Cash Flow Management, Business Process..., Business Planning, Small Business, Entrepreneurship, Investments, Business Strategy, Finance, Financial Analysis, Banking, Strategic Financial..., Financial Services, Portfolio Management, New Business Development, Management Consulting, Cash Flow
Education
University of Chicago 1971 — 1974
Master of Business Administration (M.B.A.), Finance, General
University of Chicago 1971 — 1974
M.B.A, Finance
Northwestern University
B.A, Economics
Northwestern University
Bachelor of Arts (B.A.), Economics
Independant Financial Advisor 1994 - Present
Prudential Securities Inc. October 1989 - October 1994
Shearson / Lehmen Bros. January 1976 - October 1989
Skills
Retirement Planning, Series 7, Wealth Management, Investment Advisory, Uniform Combined State..., Retirement, Series 63, Mutual Funds, Asset Allocation, Financial Advisory, Series 65, Investment Strategies, Securities, Strategic Financial..., Estate Planning, Finance, Portfolio Management, Wealth, 401k Rollovers
Education
Kaplan University
Wealth Management Certification - 2007
New York Institute of Finance - 1976
State University of New York at New Paltz - 1974
Economics
Barclays Capital September 2012 - Present
Deutsche Bank February 2009 - August 2012
Deutsche Bank October 2002 - February 2009
ABN AMRO Incorporated 2000 - October 2002
ING Barings LLC 1998 - 2000
Furman Selz LLC 1997 - 1998
Prudential Securities Inc. October 1992 - July 1997
Skills
Prime Brokerage, Hedge Funds, ISDA, Securities Regulation, Securities, Swaps, Derivatives, Equities, Structured Products, FINRA, Securities Lending, Dodd-Frank, Equity Derivatives, Fixed Income, Alternative Investments, Equity Trading, Series 7, Broker-Dealer, Finance, Capital Markets, Settlement
Education
Fordham University School of Law 1989 — 1992
J.D., Law
University of Pennsylvania - The Wharton School 1985 — 1989
B.S., Economics
Carlton Wealth Management, LLC July 2013 - Present
First Allied Securities January 2009 - Present
First Montauk Securities, Inc April 1998 - December 2008
Prudential Securities, Inc May 1994 - April 1998
Smith Barney Shearson , Inc July 1993 - May 1994
Shearson Lehman Hutton July 1985 - June 1993
Foster & Marshall Inc June 1983 - June 1985
Skills
Emeritus Eastside..., Campaign For the...
Education
Stanford University
Bachelor's degree, Industrial Engineering
University of Pittsburgh
University of Washington
Bank of America September 2014 - Present
Bank of America February 2014 - September 2014
Bank of America September 2012 - February 2014
Bank of America June 2010 - September 2012
Bank of America September 2007 - May 2008
Bank of America February 2005 - September 2007
Home Instruction for Preschool Youngsters (HIPPY) USA, Inc. June 2000 - February 2005
Education Development Center, Inc January 1995 - January 2000
Prudential Securities, Inc January 1992 - January 1995
Macy's January 1991 - January 1992
Skills
Program Management, Coaching, Team Building, Public Speaking, Employee Training, New Business Development, Strategy, Management, Leadership Development, Process Improvement, Risk Management, Change Management, Team Leadership, Leadership, Training, Operations Management, Banking, Financial Analysis, Policy, Project Management, Budgets, Customer Service, Time Management, Onboarding, Performance Management, Human Resources, Customer Experience, Marketing Strategy, Sales, CRM
Education
City University of New York-Baruch College 1985 — 1991
B.B.A, Business Administration
OCP Capital LLC (formerly Ounavarra) November 2012 - Present
EIM Management USA Inc July 2009 - September 2011
Muirfield Capital Management – US Hedge Fund of Funds November 2007 - June 2009
Medley Global Advisors – Institutional Policy & Research Firm February 2006 - October 2006
Smith Barney Inc August 2000 - January 2006
Prudential Securities Inc June 1995 - August 2000
Shearson American Express Inc December 1981 - June 1995
Skills
Investment Management, Capital Markets, Investments, Mutual Funds, Derivatives, Institutional..., Pension Funds, Funding, Institutional, Retirement, Fund Of Funds, FINRA, Asset Allocation, Investment Strategies, Private Equity, Portfolio Management, Financial Markets, Series 63, Investor Relations, Bloomberg
Education
Montclair State University 1977 — 1981
Marketing & Humanities
Florida Business Opportunities, Inc. 2005 - Present
Jaehne Financial Inc January 1995 - January 2005
Prudential Securities, Inc January 1985 - January 1995
Merrill, Lynch & Company June 1979 - February 1985
Skills
Business Brokerage, Investment Properties, Exit Strategies, Selling Businesses, Investors, Finance, Commercial Real Estate, Real Estate, Selling, Business Valuation, Brokerage, Investments, Real Estate Transactions, Marketing, Strategic Financial...
Education
The University of Memphis 1969 — 1970
MBA Studies, Finance and Financial Management Services
Lehigh University 1954 — 1958
B.S, Business. Major: Marketing
Commodity General Services Ltd. October 2014 - Present
Sudhar Fincon Private Limited May 2010 - December 2014
Barnes and Noble, Inc November 2007 - May 2010
PDM & Associates LLC November 2005 - November 2007
Global Mortgage Group July 2004 - October 2005
Hyannis Mortgage Inc. August 2003 - January 2004
Ed-Invest July 2002 - August 2003
EduPrep, LLC/ Ed-Invest, LLC July 2002 - July 2003
Quick and Reilly, Inc April 2000 - October 2001
Prudential Securities, Inc June 1999 - February 2000
Skills
Customer Service, Marketing, Retail, Sales, Finance, Investments, Social Networking, Mortgage Lending, Microsoft Office, Banking, Trading, Leadership, Corporate Finance, Social Media, Fixed Income, Recruiting, Program Management, Training, Loans, CRM, Entrepreneurship, Mergers & Acquisitions, Event Planning, Negotiation, Business Development, Business Planning, Market Research, Strategic Planning, Analysis, New Business Development, Start-ups, Business Strategy, Strategy, Management
Education
New York University - Leonard N. Stern School of Business 1985 — 1987
M.B.A., Finance / International Business
Cornell University 1978 — 1982
B.A., Government
Sotheby's International Realty 2011 - Present
DJO Consulting, LLC 1998 - Present
Sotheby's International Realty 2005 - 2010
Sotheby's International Realty 2000 - 2005
2003, Sotheby's Auction January 1999 - May 2003
Sotheby's International Realty January 1998 - December 1999
National Bank of Canada January 1996 - January 1998
PRUDENTIAL SECURITIES INC January 1995 - January 1996
Skills
Financial Modeling, Financial Analysis, Finance, Financial Reporting, Budgets, Strategic Planning, Start-ups, Accounting, Analysis, Forecasting, Management, Training, Marketing, Real Estate, Investments, Operations Management, Team Building, Leadership, Microsoft Excel, Auditing
Education
Loyola University Maryland
BBA
Xavier High School
HS
ORO TORO, LLC July 2009 - Present
CIBC World Markets 1996 - 2009
Prudential Securities Inc. April 1995 - November 1996
Morgan Stanley Smith Barney 1993 - 1995
Citicorp Securities Markets August 1988 - December 1989
Merrill Lynch Capital Markets June 1985 - July 1988
Education
Harvard Business School 1983 — 1985
MBA, Finance, General Management
Stanford University 1974 — 1976
MSCE, MSAES, Geotechnical Engineering, Applied Earth Sciences
City University of New York City College 1970 — 1974
BS, Geology/Oceanography
Rensselaer Polytechnic Institute 1969 — 1970
BS Candidate, Science and Engineering
Brooklyn Technical High School 1965 — 1969
Regents Diploma, Aeronautical Engineering
Wells Fargo Advisors August 2002 - Present
Prudential Securities Inc. December 1999 - April 2002
Everen Securities Inc. September 1992 - December 1999
John Nuveen and Co. Inc. August 1991 - August 1992
Education
Harvard University, John F. Kennedy School of Government 2010 — 2010
Executive Education, Investment Decisions and Behavioral Finance
University of Pennsylvania - The Wharton School 2000 — 2000
Certified Investment Management Analyst
University of Denver - Daniels College of Business 1995 — 1998
Master of Science (MS), Finance
University of Wisconsin-Madison 1987 — 1991
Bachelor of Science (B.S.), Economics
Ameriprise Financial Services, Inc. December 2012 - Present
Ameriprise Financial Services, Inc. December 2011 - December 2012
Ameriprise Financial Services, Inc. June 2009 - December 2011
Voyageur Asset Management Inc. January 2006 - October 2008
Voyageur Asset Management Inc. November 2004 - January 2006
Voyageur Asset Management Inc. January 2001 - November 2004
Voyageur Asset Management Inc. June 1998 - January 2001
Prudential Securities Inc. June 1997 - June 1998
Skills
Project Management, Market Research, Process Improvement, Policy, Customer Service, Troubleshooting, Marketing Strategy, Mutual Funds, Quality Improvement, Investments, Marketing Communications, Series 7, Marketing, Competitive Analysis, Strategic Financial..., Performance Reporting, Technical Writing, Microsoft Office, Business Development, Innovation, Key Performance..., Leadership, Problem Solving, Quality Management, Financial Services, Business Strategy, Retirement Planning, Investment Advisory, Product Marketing, Training, Financial Planning, Management, Strategy, Analysis, Program Management, Relationship Management, Risk Management, Cross-functional Team...
Education
Augsburg College 2004 — 2006
MBA, Business Administration
Augsburg College 1994 — 1997
BA, Marketing, Communications
Brooks Automation February 2015 - Present
AECOM Technology February 2013 - August 2014
Aegerion Pharmaceuticals April 2012 - February 2013
PerkinElmer, Inc. July 2008 - April 2012
PerkinElmer, Inc. July 2007 - July 2008
Momenta Pharmaceuticals November 2004 - July 2007
CTI Molecular Imaging, Inc. October 2002 - November 2004
MFS Investment Management August 1996 - October 2002
Prudential Securities Inc. February 1992 - June 1994
Middle Market Group, Lehman Brothers August 1989 - August 1991
Skills
Corporate Finance, Investor Relations, Business Strategy, Equity Research, Analysis, Investment Banking, Mergers & Acquisitions, Strategic Financial..., Investments, Finance, Due Diligence, Valuation, Venture Capital, Financial Analysis, Financial Modeling, Strategy, Strategic Planning, Management, Cross-functional Team..., Financial Planning
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1994 — 1996
MBA, General Management
Swarthmore College 1985 — 1989
BA, Economics with Concentration in Public Policy
Tribal Rides, Inc. August 2014 - Present
Crom Construction, Inc August 2010 - July 2014
Photovoltaic Development Company November 2008 - August 2010
SVTC Technologies September 2007 - November 2008
XsunX Incorporated September 2006 - September 2007
IC Intelligence Corporation May 2005 - September 2006
Symetrix Corporation September 1998 - May 2006
Dain Rauscher, Inc August 1995 - September 1998
Prudential Securities, Inc June 1990 - August 1995
Skills
Cleantech, Photovoltaics, Solar Energy, Start-ups, Renewable Energy, Clean Technology, Venture Capital, Semiconductors, Sustainable Energy, Engineering Management, Marketing, Business Planning, Manufacturing, Business Strategy, International Business, Strategic Partnerships, Alternative Energy, Energy, Strategy, Mergers, Energy Efficiency, Leadership, Entrepreneurship, Product Development, Marketing Strategy, Go-to-market Strategy, Business Development, Due Diligence, Product Marketing
Education
College of Charleston 1986 — 1989
B.S, Economics
Prudential Financial 2010 - Present
Prudential Financial 2004 - 2010
Prudential Financial 2000 - 2003
Prudential Financial 1996 - 1999
Prudential Securities Inc. 1994 - 1996
Prudential Securities Inc. 1993 - 1994
Skills
Financial Services, Business Development, Client Relationship..., Sales Development, Asset Management, Distribution Models &..., Multi-Cultural..., Product Expansion, Process Improvement, Vendor Management, Mutual Funds, Sales Management, CRM, Investment Management, Marketing, Relationship Management, Corporate Finance, Leadership
Education
Montclair State University
Bachelor of Science, Business Administration, Concentration in Finance & Marketing
Founders Equity January 2011 - Present
Houlihan Lokey August 2008 - September 2010
SK Capital Partners 2010 - 2010
UBS Investment Bank November 2000 - February 2008
PaineWebber April 1997 - November 2000
Prudential Securities, Inc March 1986 - April 1997
Merrill Lynch 1984 - 1986
EF Hutton 1981 - 1983
Skills
Banking
Education
Kingsborough Community College 1979 — 1981
Associates, Early Childhood Education
FDR High School 1976 — 1979
Montauk Junior High School
R. Seelaus & Co., Inc. June 2013 - March 2014
Bell Audi February 2013 - June 2013
Larry Hipschman Voiceovers 2011 - 2013
Citi 2008 - 2011
Citigroup 1998 - 2008
Smith Barney Inc 1997 - 1998
Smith Barney Inc 1992 - 1997
Vantage Financial Services, Inc 1990 - 1992
Prudential Securities, Inc 1985 - 1990
Education
Rutgers, The State University of New Jersey-New Brunswick
BA, Economics / English
Family Resource Assoc., Inc. April 2014 - Present
EACM Corp March 2013 - March 2014
DSG Consulting Services LLC November 2009 - March 2013
Princeton Separations Inc November 2003 - November 2009
Visual Media Group September 1998 - November 2003
Morgan Stanley September 1997 - September 1998
Prudential Securities Inc February 1989 - August 1997
Education
Montclair State University
MA
Ramapo College of New Jersey
BS
Raymond James November 2007 - Present
Janney Montgomery Scott November 2000 - November 2007
Salomon Smith Barney November 1998 - October 2000
Prudential Securities Inc. November 1994 - January 1998
Skills
Series 7, Wealth Management, Retirement Planning, Series 63, Asset Allocation, Securities, Mutual Funds, Portfolio Management, Investments, Alternative Investments, Equities, Investment Strategies, Retirement, Strategic Financial..., Fixed Income
Education
Birmingham-Southern College 1982 — 1985
Bachelor of Business Administration (B.B.A.)
RBS - Citizens Bank July 2010 - Present
Total Insurance Services, Inc December 2008 - October 2009
Corkill Insurance Agency June 1999 - October 2008
Corkill Insurance Agency, Inc June 1999 - October 2008
Corkill Insurance Agency, Inc June 1999 - October 2008
Corkill Insurance Agency, Inc June 1999 - October 2008
Shore-Varrone, Inc. February 1997 - March 1999
Prudential Securities, Inc October 1995 - January 1997
Education
Illinois
Harper College
Business Management
The Sutro Group November 2007 - Present
Delaney Mediation and Consulting April 2004 - Present
RBC Dain Rauscher October 2001 - April 2004
Sutro & Co. Inc. September 1991 - October 2001
Prudential Securities Inc September 1983 - September 1991
Skills
FINRA, Series 7, Mutual Funds, Securities Regulation, Alternative Investments, Corporate Governance, Securities, Litigation, Investment Advisory, Wealth Management, SEC, AML, Equities, Legal Compliance, Investments, Series 63, Hedge Funds, Capital Markets
Education
Marymount Manhattan College
BA
Pace University School of Law
JD
Alston Wilkes Society 2013 - 2014
Marva A. Hardee September 1995 - May 2008
Prudential Securities Inc. September 1991 - May 1993
United States District Court, Southern District, Manhattan, New York Division January 1992 - May 1992
Skills
Personal Injury, Mediation, Small Business, Entrepreneurship, Litigation, Acting, Corporate Law, Film, Criminal Defense Lawyer, Retail Sales, Start-ups, Assistant District..., Adjunct Professor, Restaurant Business..., Cosmetic Artistry, Ministry Leadership, Legal Research, Leadership, Customer Service, Business, Microsoft Excel, Powers of Attorney, Public Speaking, Trusts, Wills
Education
Covanent Bible College and Seminary 2012 — 2014
Bachelor's Degree, Theology/Theological Studies, Summa Cum Laude
Seton Hall University School of Law 1990 — 1993
Doctor of Law (JD)
North Carolina State University 1982 — 1986
Bachelor's Degree, Political Science
North Carolina State University 1982 — 1986
Bachelor's Degree, Political Science and Government, 3.0
Lisa Bonowicz Photography 2010 - Present
The Orange Sparrow 2008 - Present
Freelance Interpreter ASL/English January 2011 - Present
Prudential Equity Group April 2005 - June 2007
Wachovia Securities July 2003 - September 2004
Prudential Securities Inc. July 1993 - July 2003
Skills
VSAM, COBOL, CICS, Fileaid, TSO, JCL, IBM Mainframe, Syncsort, Xpediter, ISPF, Intertest, CLIST, Programming, Building Management..., Interpreting, Visio, Trading Systems, Endeavor, Photography, Fine Art Photography, Leadership
Education
Kean University 1986 — 1993
BS, Computer Science
Ocean County College
Certificate of Proficiency, Interpreter Training Program (American Sign Language)
Girl Scouts of the USA May 2007 - October 2013
Memorial Sloan-Kettering Cancer Center May 2001 - December 2005
Prudential Securities Inc. July 1998 - May 2001
Skills
Diversity & Inclusion, Leadership Development, Onboarding, Employee Relations, Coaching, Presentations, Management Coaching, Employee Relations..., Interviews, Personnel Management, Human Resources, Workforce Planning, Conflict Resolution, Training, Performance Management, Organizational..., Recruiting, Management, Nonprofits
Education
Hunter College
M.S., Special Education, Special Education and Teaching
City University of New York
Bachelor of Science (BS), Education
AxiomSL April 2013 - Present
UBS January 2007 - April 2013
UBS Wealth Management December 2005 - January 2007
Prudential Financial September 2003 - November 2005
Prudential Securities, Inc August 2000 - August 2003
Prudential Securities, Inc March 1997 - August 2000
American Management Systems, Inc July 1994 - February 1997
Skills
Testing, System Testing, Integration, Process Improvement, User Acceptance Testing, Management, Analysis, Software Development, SharePoint, SDLC, Software Documentation, Business Requirements, Project Management, COBOL, Auditing, Requirements Analysis
Education
Rensselaer Polytechnic Institute 1991 — 1994
B.S., Computer Science, Economics
Zivney Financial Group LLC May 2011 - April 2015
Banc of America Investment Services/Merrill Lynch Wealth Management February 2003 - August 2010
Prudential Securities Inc January 2000 - January 2001
Bank of the West January 1998 - January 2000
Dain Rauscher Inc January 1993 - January 1998
Merrill Lynch January 1986 - January 1993
Houchin, Adamson & Co. 1981 - 1983
Skills
Series 7, Series 63, Retirement Planning, Wealth Management, Mutual Funds, Securities, Annuities, FINRA, Fixed Income, Bonds, Equities, Investments, Portfolio Management, Asset Management, Asset Managment, 401k, Fixed Annuities, Strategic Financial..., Financial Planners, Investment Advisory, 401k Rollovers, Finance, Insurance, Retirement, Estate Planning
Education
Portland State University
BS, General studies / Social Science
University of Washington; Western Washington University
American Stock Exchange June 2000 - December 2001
Nasdaq-Amex Market Group June 1999 - June 2000
Issuer Services November 1998 - June 1999
American Stock Exchange June 1998 - November 1998
J.P. Morgan June 1996 - June 1998
Prudential Securities, Inc January 1991 - June 1996
Skills
Securities, Investor Relations, Trading, Venture Capital, Budgets, Marketing, Management, Mutual Funds, Customer Service, IPO, Contract Negotiation, Investments, Equities
Education
Katherine Gibbs School 1990 — 1992
Associate's degree, Business Administration and Management, General
Brookdale Community College
Fannie Mae August 2013 - Present
Fannie Mae June 2012 - August 2013
Fannie Mae February 2005 - June 2012
T.A.C. Technologies, Inc. November 2004 - January 2005
Alexander Randolph Advisory Inc. March 2002 - October 2004
Prudential Securities Inc. March 2000 - March 2002
Skills
Financial Statement..., Cash Flow Analysis, Business Analysis, Portfolio Management, Cash Flow, Financial Modeling, Risk Management, Financial Reporting, Finance, Investments
Education
The George Washington University - School of Business 2002 — 2004
MS, Finance
George Mason University 1995 — 2000
BS, Finance and MIS
E*TRADE Financial May 2011 - Present
Charles Schwab & Co., Schwab Bank March 2008 - September 2010
Fidelity Investments November 2005 - March 2008
Wells Fargo, Private Client Services October 2003 - November 2005
Prudential Securities, Inc September 2000 - October 2003
Lucent Technologies February 1998 - February 2000
Skills
Investments, Strategic Financial..., Portfolio Management, Wealth Management, Retirement Planning, Finance, Series 7, Start-ups, Retirement, Securities, Banking, Series 63, Investment Strategies
Education
College for Financial Planning
AAMS, CRPC, Asset Management and Retirement Planning
University of California, Santa Cruz
Bachelor of Arts, Economics
University of Phoenix
Master, Business Administration
Defense Manpower Data Center / GTW Associates September 2012 - Present
Goodman Specialized Vehicles June 2010 - June 2011
Singer Associates Fire Equipment June 2007 - June 2010
Wachovia Securities LLC March 2000 - October 2006
Prudential Securities Inc June 1992 - March 2000
Merrill Lynch & Co June 1989 - June 1992
The National Bank of Washington June 1987 - February 1989
Skills
Business Development, Strategic Partnerships, Management, Strategy, CRM, Sales, Operations Management, Team Leadership, Budgets, Sales Management, Financial Analysis, Forecasting, Lead Generation, Coaching, Contract Management, Proposal Writing, Finance, Policy, Accounting, Portfolio Management, Business Intelligence, New Business Development, Marketing, Program Management, Strategic Planning, Enterprise Software, SharePoint, Leadership, Human Resources, Process Improvement
Education
Marietta College 1983 — 1987
B.A, Managerial Economics
Dress for Success Luzerne County January 2010 - Present
Keystone Automotive Operations August 2008 - November 2010
Greater Pittston YMCA June 2006 - May 2007
Sumitomo Trust & Banking Company (USA) April 2002 - February 2007
Prudential Securities, Inc January 1990 - March 2002
Gruntal & Company November 1987 - January 1990
Financial Clearing & Services September 1986 - November 1987
Bankers Trust Company June 1981 - January 1986
Skills
Negotiation, Budgets, Customer Service, Microsoft Office, Human Resources, Operations Management, Strategic Planning, Training, Team Building, Process Improvement, Customer Satisfaction, Access, Project Management, Management, Coaching, Microsoft Word, Marketing Strategy, Sales Management, Contract Negotiation, Retail, Account Management, Business Planning, Organizational..., Sales, Public Speaking, Nonprofits, Microsoft Excel, Business Strategy, Marketing, Software Documentation, Leadership, New Business Development, Change Management, Team Leadership, Social Media, Event Planning, Fundraising, Mergers & Acquisitions, Social Networking, Program Management, Policy, Leadership Development, Payroll, Analysis, Strategy, Start-ups, Employee Relations, Project Planning, Marketing Communications, Banking
Education
King's College 2008 — 2010
Certificate, Economics
Emissions Technology, Inc. May 2011 - Present
Houston Technology Center January 2010 - Present
LatinAmerica Broadcasting January 2006 - December 2008
SBS Broadcasting SA 1997 - 2003
Prudential Securities, Inc 1991 - 1996
Avalon Corporation 1987 - 1990
Milestone Petroleum/Burlington Resources 1981 - 1984
InterNorth, Inc 1975 - 1980
Arthur Andersen & Co. 1971 - 1975
Education
Grove City College 1963 — 1967
AB, Accounting
Creighton University
MBA, Finance
Addx Corporation September 2010 - Present
GalaxE Solutions January 2008 - May 2008
UBS Wealth Management September 2000 - August 2007
Prudential Securities Inc. 1993 - 2000
Skills
PMI
Education
Stevens Institute of Technology 1984 — 1985
MS, Computer Science
Ameriprise Financial Services, Inc. May 2012 - Present
Merrill Lynch December 2010 - May 2012
UBS FINANCIAL SERVICES, INC 2008 - 2010
Merrill Lynch 2007 - 2008
RYAN BECK & CO 2004 - 2007
NORTHEAST SECURITIES INC 2003 - 2004
SARATOGA CAPITAL INC 2003 - 2004
Prudential Securities, Inc. 1997 - 2003
Wells Fargo Advisors 1991 - 2003
PRUDENTIAL SECURITIES INC 1991 - 2003
Education
Cornell University 1979 — 1981
Cornell University
BS, Hotel Management
Baruch College, City University of New York (CUNY)
MBA, International Business
Yeshiva of Flatbush
Ascent Technologies Inc. December 2014 - Present
Nico Holdings LLC July 2013 - December 2014
Nico Holdings LLC June 2012 - July 2013
Nico Holdings LLC September 2010 - June 2012
K&S Trading LLC March 2002 - September 2010
PRUDENTIAL SECURITIES INC October 2001 - February 2002
Skills
Volatility, Trading, Options, Equities, Derivatives, Market Making, Proprietary Trading, Risk Management, Traders, Electronic Trading, Arbitrage, Finance, ETFs, Trading Strategies, Portfolio Management, Commodity, Hedging, Management
Education
The University of Chicago Booth School of Business 2014 — 2016
Master of Business Administration (M.B.A.), Finance, Economics, Strategic Leadership, Accounting, Entrepreneurship
University of Illinois at Urbana-Champaign 1997 — 2001
Bachelor of Science (BS), Finance
Bank of America May 2015 - Present
Ernst & Young LLP March 2011 - June 2013
TRANZACT March 2009 - February 2011
AllianceBernstein June 2005 - October 2008
Enterprise Solution Providers July 2004 - June 2005
Schonfeld Securities October 2003 - April 2004
Prudential Securities Inc. April 1999 - July 2003
Baan June 1998 - March 1999
Skills
T-SQL, XSD, XML, Use Case, SharePoint, Functional..., Process Flow, Quality Assurance, SQL Server, Access, Excel, MS Project, Visio, Requirements Analysis, Microsoft Excel, SDLC, SSIS, User Acceptance Testing, Business Requirements, Scrum, Software Documentation, Business Analysis, Requirements Gathering, VB.NET, Visual Basic, PMO, Data Warehousing, Software Development, Business Process, Data Mining, Agile Project Management, .NET, Analysis, Software Project..., Project Management, Systems Analysis, Test Planning, Databases, IT Management, Project Portfolio..., Microsoft SQL Server, Testing, VBA, Change Management, ERP, Data Modeling, Microsoft Project
Education
University of Wisconsin-Madison - School of Business 1994 — 1998
B.B.A., Finance and Economics (double major)
American University of Paris 1997 — 1997
Macroeconomics
Riverdale Country School 1989 — 1994
H.S. Diploma
IMS Health April 2015 - Present
Cegedim November 2014 - March 2015
Cegedim February 2013 - March 2015
The Human API January 2013 - March 2015
UBS Wealth Management January 2012 - January 2013
UBS Wealth Management Americas October 2007 - January 2012
Barclays January 2005 - September 2007
Fusion Records Nashville January 2004 - December 2005
License Monitor, Inc. July 2002 - December 2004
Prudential Securities, Inc December 1997 - July 2002
Education
University of Phoenix 2012 — 2016
Doctor of Management, Organizational Leadership
University of Phoenix 2005 — 2007
Master of Business Administration (M.B.A.), Techology Management
City University of New York-Queens College 1992 — 1996
Bachelor of Science (B.S.), Management Information Systems, General
President's College 1986 — 1991
HS Degree, Science and Technology
APPIAN ENTERPRISES UNLIMITED, LLC August 2008 - Present
PRUDENTIAL SECURITIES INC. 2000 - 2002
PELLEGRINO'S BAKERY, INC. 1975 - 1991
Skills
Investment Properties, Real Estate, Entrepreneurship, Residential Homes, Negotiation, Small Business, Investors, Management, Sellers, Foreclosures, Property Management, Sales, Strategic Planning
Education
SUNY Empire State College
Business Administration
LOCKHEED MARTIN - Information Systems & Global Solutions January 2014 - Present
INDUSTRIAL STAFFING INC June 2013 - December 2013
National Grid June 2005 - May 2013
INSTALLATION SERVICES COMPANY 1997 - 2006
Leifheit International USA, Inc. 2002 - 2005
PRUDENTIAL SECURITIES, INC 1998 - 2001
AFD CONTRACT FURNITURE, INC. 1993 - 1997
Skills
Process Improvement, Management, Smart Metering, Contract Management, Customer Service, Energy, Inventory Management, MRP, Project Management, Procurement, Forecasting, Supply Chain, Integration, Logistics, Training, Quality Assurance, Testing, Purchasing
Education
Long Island University, C.W. Post Campus
BS
SBCSC August 2014 - Present
Canned Hamm Studios 2006 - Present
J.W. Bowles Well Drilling September 2002 - April 2007
Prudential Securities Inc. January 1995 - September 2002
NIBCO August 1992 - May 1994
Skills
Account Management, Forecasting, Equities, Fixed Income, Strategic Planning, Analysis, Management, Securities, Trading, Accounting, Sales, Finance, Adobe Acrobat, Business Analysis, Competitive Analysis, Cross-functional Team..., Customer Service, Distribution Strategies, Event Management, Gap Analysis, Income Statement, Marketing Communications, Microsoft Excel, Microsoft Office, Microsoft Word, Negotiation, New Business Development, PowerPoint, Pricing, Sales Operations, Social Media, Training, P
Education
Indiana University South Bend 1988 — 1992
BGS, Business, Finance, Mathematics, History, Fine Arts
St. Joseph High School
RBC Wealth Management November 2004 - Present
RBC Wealth Management January 2004 - Present
Prudential Securities Inc December 2001 - November 2004
WACHOVIA SECURITIES January 2001 - January 2004
Emigrant Mortgage January 2001 - November 2001
EMIGRANT MORTGAGE January 2001 - January 2001
AUDIO VIDEO ENHANCEMENT January 1999 - January 2001
Education
Housatonic Community College
Associate of Arts and Sciences (AAS), Business Administration and Management, General
Opportunities for a Better Tomorrow June 2015 - Present
Opportunities for a Better Tomorrow May 2013 - June 2015
Miraj Islamic School January 2005 - May 2013
Wachovia Securities Financial Network September 2000 - December 2004
Prudential Securities Inc. July 1999 - September 2000
Prudential Securities Inc. July 1997 - July 1999
Skills
Process Improvement, Training, Leadership Development, Microsoft Office, Public Speaking, Team Leadership, Program Management, Team Building, Project Management, Research, Microsoft Excel, Staff Development, Leadership, Budgets, Management, System Administration, Teaching, Project Planning, Customer Service, PowerPoint, Coaching, Strategic Planning, Data Analysis, Organizational..., Nonprofits, Astrology
Education
Baruch College 1991 — 1995
B.B.A., Computer Information Systems
Baruch College, City University of New York (CUNY) 1991 — 1995
Bachelor's degree, Computer Information Systems
TIAA-CREF April 2011 - Present
Prudential Financial June 2009 - April 2011
KPMG LLP June 2007 - April 2009
Capital Group May 2005 - June 2007
Morgan Stanley April 1999 - May 2005
Prudential Securities Inc October 1997 - November 1998
Seligman Data Corporation April 1995 - October 1997
Skills
Copywriting, Creative Direction, Voice Over, Editorial, Word, PowerPoint, Thought Leadership, Industry Research, Video Scripts, Writing, Outlook, Microsoft Office, Advertising, White Papers, Marketing Materials, Brochures, Content Management, Content Development, Internal Communications, Corporate Communications, Editing, Marketing Communications, Newsletters, Technical Writing, Direct Marketing, Web Content, Social Media, Copy Editing, Email Marketing, Information Architecture, Marketing, Microsoft Word, Content Strategy, Integrated Marketing, Leadership, Video, Online Marketing, Speech Writing, Proofreading, Social Media Marketing, Financial Services, Digital Marketing
Education
Temple University
Bachelor of Arts
The College of William and Mary
English Literature (British and Commonwealth)
Wells Fargo Advisors, LLC July 2012 - Present
Edward Jones September 2009 - July 2012
MassMutual Financial Group July 2009 - September 2009
Wachovia Securities Financial Network February 2006 - May 2009
LEGG MASON WOOD WALKER INC January 1999 - January 2006
PRUDENTIAL SECURITIES INC November 1995 - January 1999
Windham Honda January 1995 - November 1995
FIRST NH BANK January 1993 - January 1995
MANCHESTER MUNICIPAL EMPLOYEES CREDIT UNION January 1992 - January 1993
NUMERICA SAVINGS BANK January 1980 - January 1992
Skills
Investments, Small Business, Asset Allocation, Finance, Retirement, Financial Services, Business Networking, Public Speaking, Retirement Planning, Organizational..., Mutual Funds, 401k, Insurance, Speaking Engagements, Estate Planning..., Marketing, Portfolio Management, Customer Service
Education
College for Financial Planning 2002 — 2004
AAMS
Trinity High School 1974 — 1978
Southern New Hampshire University
Business, Program
Nexus Financial Services September 2014 - Present
EmblemHealth 2013 - 2014
Advent Software 2012 - 2013
Scholastic Administrative Solutions November 2004 - February 2012
Bank of America Securities – Prime Brokerage 2002 - 2004
Deutsche Bank, Private Clients & Asset Management – PCAM 2000 - 2002
Dell Professional Services 1998 - 2000
Ascom Timplex, Inc May 1997 - March 1998
Prudential Securities, Inc May 1996 - May 1997
Skills
SDLC, Microsoft SQL Server, Databases, ASP.NET, Web Applications, VB.NET, Agile, WinForms, Web Services, C#, Project Management, PMP, Custom Software..., Financial Industry, Business & Technology, Operations, Requirements Gathering, Strategic Planning, Client Communications, Team Leadership, Software Solutions, .NET technologies, Business Analysis, Presentations, Technical Analysis, Leadership, Design, Testing, Reports, Data Warehouse, System Design, Web Portals, Code Review, Business Processes, Platforms, Knowledge Sharing, Mentor, Healthcare, Quality Assurance, Modeling, Implementations, Reporting Systems, SOA Methodology, Integrations, Patterns & Reusability, SDLC Methodologies, Custom Reports, Cloud Implementation, Software Development, Crystal Reports
Education
New York University
MS, Management & Systems
Stony Brook University
BS, Biochemistry
Raymond James Financial, Inc. April 2012 - Present
Morgan Stanley December 2005 - April 2012
Legg Mason December 1994 - December 2005
Prudential Securities Inc September 1987 - December 1994
Education
State University of New York College at Oswego 1980 — 1984
Bachelor's Degree, Marketing, Concentration in Finance - Minor in Economics
ION Geophysical August 2012 - March 2013
Intertek January 2012 - August 2012
ARAMARK September 2010 - January 2012
Schlumberger July 2008 - September 2010
RSM McGladery March 2008 - April 2008
Retensa January 2007 - July 2007
Oppenheimer & Co. Inc August 1999 - August 2006
Prudential Securities Inc September 1996 - August 1999
Skills
Organizational..., Performance Management, Personnel Management, Employee Engagement, Accounting, New Business Development, Metrics, Forecasting, Small Business, Performance Appraisal, Operations Management, Payroll, Auditing, Business Analysis, Cost Accounting, Financial Market..., Financial Modeling, Financial Audits, Process Safety, Performance Analysis, Metric Development, Performance Metrics, Quick, Management Accounting, QuickBooks, Peachtree, Great Plains Software, Turbo Tax, Interviews, Internal Audit, Financial Analysis, Accounts Payable, Account Reconciliation, Accounts Receivable, Fund Accounting, Tax Accounting, Analysis, Budgets, Employee Relations, Deferred Compensation, Human Resources, Management, Recruiting, Strategy, Talent Management
Education
C. T. Bauer College of Business, University of Houston 2013 — 2015
Accounting, Accounting
City University of New York-Baruch College 2006 — 2008
MS, Industrial Organizational Psychology
New York University 2001 — 2003
Certificate- 180 Hours, Accounting
Boston University 1992 — 1996
BA, Philosophy/ French
KCAP Financial, Inc. June 2012 - Present
Associated Renewable Inc December 2010 - June 2012
RAM Re January 2008 - February 2011
ACA Capital Holdings, Inc. December 2000 - January 2008
Prudential Securities, Inc January 2000 - January 2001
WCA Holdings, Inc January 1998 - January 2000
MBIA March 1991 - September 1998
Skills
Capital Raises, Strategic Planning, Financial Management, Venture Capital, Private Equity, Financial Planning, Financial Reporting, IPO, Managerial Finance, Strategic Financial..., Corporate Finance, Mergers, Asset Management, Mergers & Acquisitions, Business Planning, Investment Management, Portfolio Management, Equities, Treasury Management, Executive Management, Alternative Investments, Acquisitions, Financial Analysis, Investment Banking, Start-ups, Investments, Finance, Financial Services, Business Development, Financial Advisory, Financial Modeling, Strategy, Capital Markets, Restructuring, Due Diligence, Hedge Funds, Financial Structuring, Valuation
Education
Columbia University - Columbia Business School 1989 — 1991
M.B.A, Finance and Management
St. Lawrence University 1979 — 1983
B.S., Psychology
The Haverford School 1976 — 1979
Prudential Financial August 2012 - Present
Prudential Financial July 2005 - August 2012
Prudential Financial January 1999 - June 2005
Prudential Securities Inc. November 1994 - January 1999
Education
Queens College 1988 — 1991
BA, Economics
Colt Capital Inc. September 2015 - Present
Petrie International, Inc January 2002 - Present
Lighthouse Media May 2012 - December 2014
Lighthouse Media Professional May 2012 - December 2014
Cabra Media Group February 2012 - October 2012
Amber Alert Registry 2009 - August 2010
Aero Direct January 2002 - 2007
Chariot Capital January 2002 - 2007
Prudential Securities Inc January 1997 - January 2002
Fordham University January 1996 - January 1998
Skills
Start-ups, Social Media Marketing, Integrated Marketing, SEO, Marketing Strategy, Marketing, Social Media, Entrepreneurship, New Business Development, Business Strategy, PPC, Small Business, Online Advertising, Strategic Partnerships, Lead Generation, Social Networking, Digital Strategy, Digital Marketing, Business Development, Web Marketing, SEM, Social Marketing, Mobile Marketing, Social Media Strategist, Email Marketing, Investments, Direct Marketing, E-commerce, Marketing Communications, Digital Media, Product Development, Website Development, Customer Acquisition, Mergers, Team Leadership, Networking, Business Analysis, Strategic Financial..., Venture Capital, Web Analytics, Social Media Consulting, Analytics, Strategic Consulting, Investor Relations, Thought Leadership, Corporate Development, Financial Services, Online Marketing, Mergers & Acquisitions, Leadership
Education
Kodokan Tokyo 1984 — 2021
Black belt, Judo
Fordham University 1996 — 1997
Doctor of Philosophy (PhD), History
Fordham University School of Law 1989 — 1992
Juris Doctorate, Banking, Corporate, Finance, and Securities Law
Boston University 1984 — 1988
BA, English, Classical Studies
Xavier High School, College 1980 — 1984
College Prep., English Language and Literature/Letters, Classical Studies
Keller Williams Realty West Monmouth September 2012 - Present
Cosmetic Essence Innovations October 2009 - September 2011
Medicia Holdings, LLC April 2003 - October 2009
Medicia Holdings LLC April 2003 - March 2005
UBS PaineWebber January 2001 - May 2002
Prudential Securities, Inc April 1998 - January 2001
Jewelry Repairs By Us January 1990 - September 1997
Skills
Customer Service, Pricing, Excel, Purchasing Strategy, SAP, Microsoft Office, PowerPoint, Sales, Purchasing, Budgets, Microsoft Excel, Team Building, Strategy, Logistics, Inventory Management, Inventory Control, Program Management
Education
Brookdale Community College
Brooklyn College
Liberal Arts
ProTrain Graduate
Computer Skills
Brown Brothers Harriman September 2015 - Present
Brown Brothers Harriman October 2010 - August 2015
PHH Mortgage July 2005 - October 2010
United Parcel Service February 2001 - June 2005
Prudential Securities, Inc December 1999 - January 2001
Information Builders November 1999 - December 1999
NCR Corporation January 1999 - October 1999
Mayer & Schweitzer (Division of Charles Schwab) December 1997 - January 1999
Rhône-Poulenc North America October 1996 - November 1997
Southern New England Telephone April 1996 - September 1996
Skills
Data Warehousing, Cognos, ETL, SDLC, Data Modeling, Business Intelligence, Oracle, Requirements Analysis, SQL, Business Analysis, OLAP, Business Requirements, Integration, Databases, SharePoint, Dashboard, Access, Vendor Management, Business Intelligence..., Unix, Agile Methodologies, Software Documentation, Database Design, Business Process, Enterprise Software, Disaster Recovery, Data Migration, Visio
Education
Drexel University
Computer Science
Henry Ford Community College
Computer Science
Atkins Global North America December 2008 - March 2012
A.G. Edwards February 1996 - May 2004
Prudential Securities, Inc October 1989 - February 1996
PBS&J October 1977 - October 1989
Skills
New Business Development, Project Finance, Project Management, Asset Managment, Risk Management, Proposal Writing, Project Coordination, Contract Management, Due Diligence, MS Project, Project Planning, Program Management, Resource Management, Financial Modeling, Public Relations, Strategic Communications, Asset Management
Education
University of Southern Mississippi 1956 — 1959
Bachelor's degree, Journalism
Law Office of Lisa Sofos, PLLC January 2014 - Present
Freeman Mills, PC, D. Lane Brown July 2012 - Present
Freeman Mills, PC, D. Lane Brown June 2010 - August 2010
RD Davis & Associates, Inc March 2008 - July 2009
D. LANE BROWN, Esq March 2007 - February 2008
PRUDENTIAL SECURITIES, INC January 1995 - January 1998
Professional Development 1989 - 1995
Professional Development 1994 - 1994
Skills
Experienced Energy..., Experienced Financial..., Published Writer, Writers, Legal Research, Courts, Civil Litigation, Legal Writing, Westlaw
Education
Texas Wesleyan University School of Law 2009 — 2012
Juris Doctorate
State University of New York
B.A, English Literature/Anthropology
SUNY Farmingdale January 2006 - Present
Savader Group 2004 - Present
Smith Barney 1997 - 2004
Prudential Securities Inc. 1979 - 2000
Skills
Portfolio Management, Fixed Income, Public Speaking, Bonds, Financial Analysis, Nonprofits
Education
Queens College 1977 — 1978
MS, History
New York Media November 2011 - Present
Ziff Davis November 2008 - December 2011
Kryptonyx LLC January 2005 - January 2009
Ziff Davis Media/PC Magazine August 2007 - November 2008
Xtivia Inc. 1999 - 2007
Prudential Securities, Inc 1993 - 1999
Skills
Mobile Applications, Agile Methodologies, Business Development, Integration, Product Management, Testing, Leadership, HTML 5, Enterprise Software, Content Management, CSS, XML, Start-ups, Software Project..., Agile Project Management
Education
Princeton University
Bachelor of Science, Electrical Engineering
Woodward Academy
Self-employed 2009 - Present
Gerson Lehrman Group 2008 - 2009
Citi 2005 - 2008
Citi 2004 - 2005
BNY Mellon 2000 - 2004
Prudential Securities, Inc 1998 - 2000
Club Med 1990 - 1996
Skills
GAAP, Auditing, Hyperion Enterprise, Financial Reporting, Financial Analysis, Financial Statements, PeopleSoft, Accounting, Accounts Payable, Fixed Assets, Finance, Tax, QuickBooks, Analysis, Internal Controls, Account Reconciliation, US GAAP, Cost Accounting, General Ledger, Sarbanes-Oxley Act, Financial Accounting, Accruals, Cash Management, SEC filings, Corporate Finance, IFRS, Strategic Financial..., Payroll, Financial Modeling, Forecasting, SEC Filings, Financial Planning, Hyperion, Microsoft Excel, Microsoft Office, Budgets, Internal Audit, Accounts Receivable, Microsoft Word, Variance Analysis
Education
Long Island University, Brooklyn Campus 2001 — 2005
Master of Business Administration (M.B.A.), Banking, Corporate, Finance, and Securities Law, 3.54
Baruch College 1991 — 1997
Bachelor of Business Administration (BBA), Accounting
Long Island Tax Resolution Services 1998 - Present
Prudential Securities Inc. 1982 - 1998
Chase Manhattan Bank 1978 - 1982
New York Daily News 1976 - 1978
Leviton 1972 - 1976
Skills
Tax, Tax Preparation, IRS, IRS problem resolution, IRS Enrolled Agent, Income Tax, Accounting, Financial Audits, Bankruptcy, Appeals, Garnishments, Penalty Abatement, Offers in Compromise, Installment Agreements, Bank Levies, Small Business, Finance, CPA, Social Media, Investments, Financial Analysis, Tax Returns, Auditing
Education
College for Financial Planning 1988 — 1990
CFP, Financial Planning
Rutgers, The State University of New Jersey-Newark 1979 — 1982
MBA, Finance
Fordham University 1968 — 1972
BA, History
Fordham Preparatory School 1964 — 1968
Liberal Arts
TURNER CONSTRUCTION COMPANY 2015 - Present
HOK 2011 - 2015
MY BIM HERO 2009 - 2011
BEVERLY PRIOR ARCHITECTS 2006 - 2009
JAMES GOODMAN ARCHITECTS 2005 - 2006
SCHOLASTIC INC. 1997 - 2000
TIME INC. 1995 - 1997
BOARDROOM INC. 1989 - 1995
PRUDENTIAL SECURITIES INC. 1987 - 1989
Skills
BIM, Revit, Architecture, Design Research, AutoCAD, Construction, Navisworks, Microsoft Office, SketchUp, LEED, Architectures, Space planning, Process Improvement, Business Analysis, Implementation Plans, Adobe Creative Suite, Lean Construction
Education
University of Oregon 2002 — 2005
Master of Architecture, Architecture
State University of New York College at Oswego 1983 — 1987
Bachelor of Science, Marketing
Anadigics, Inc January 2001 - Present
Venator Group June 1996 - December 2001
Prudential Securities Inc January 1986 - May 1996
Skills
Forecasting, Financial Analysis, Financial Reporting, Process Improvement, Managerial Finance, Analysis, Management, Business Analysis, Risk Management, Budgets, Accounting, Business Planning, Strategic Planning, Business Strategy, Internal Controls, Microsoft Excel, Financial Modeling, Sarbanes-Oxley Act, Variance Analysis, Financial Accounting, Auditing, Treasury Management, Treasury
Education
Fairleigh Dickinson University 1982 — 1986
Bachelor of Science (B.S.), Business, Management, Marketing, and Related Support Services
Astoria Bank December 2010 - Present
Ziff Brothers Investments May 2008 - September 2010
AmeriCorp, Inc. October 2005 - April 2008
Wachovia 2003 - December 2004
Prudential Securities, Inc 1997 - 2003
Prudential Financial 1997 - 2003
Disney 1997 - 1997
Capital Cities/ABC 1993 - 1997
ABC 1993 - 1997
MP Consulting 1986 - 1993
Skills
VB.NET, HTML, Integration, Software Development, Project Management, Troubleshooting, SDLC, Agile Methodologies, C++, MS Project, SQL, Databases, Management, Team Leadership, Agile & Waterfall..., XML, C#, Vendor Management, Cross-functional Team..., Issue Management, Issue Resolution, Oracle, .NET, Visual Basic, T-SQL, JavaScript, IIS, Windows NT, VBScript, COBOL, SOAP, Java, Crystal Reports, SOX Compliancy, Business Continuity..., Agile Methodolgy, Database Design, Windows, N-tier, Web Design, Visio, Perl, Residential Mortgages, Banking, Mortgage Lending
Education
Long Island University, C.W. Post Campus 1976 — 1980
BPS, Computer Science
Prudential Financial April 2011 - August 2013
Prudential Financial April 2008 - May 2011
Prudential Financial March 2003 - April 2007
Prudential Securities October 2000 - March 2003
Goldman Sachs August 1999 - August 2000
PwC June 1998 - August 1998
Prudential Securities Inc. July 1997 - May 1998
AIG April 1997 - June 1997
Park Li Group September 1996 - March 1997
Skills
Financial Services, Social Media Marketing, Marketing, E-commerce, Project Management, User Experience, Web Design, Business Analysis, Usability, Product Management, Digital Strategy, SDLC, Mobile Devices, CRM, Management, Analytics, Content Management, Web Analytics, Digital Marketing, Data Analysis, Strategy, Email Marketing, Analysis, CMS, SEO, Mobile Marketing, Business Process, Team Management, Competitive Analysis, Online Marketing, Web Content Management, Online Advertising
Education
New York University - Leonard N. Stern School of Business 1996 — 1999
BS, Finance and Information Systems
Boston University Questrom School of Business 1995 — 1996
BA, Management
Syracuse University 1994 — 1994
Summer College Exploration of Law and Legal Studies, Law
The NPD Group May 2015 - Present
Cablevision August 2004 - May 2015
Prudential Securities, Inc 1996 - 2001
Skills
Linux, Telecommunications, Virtualization, Integration, Troubleshooting, Data Center, Windows Server, VMware, Web Applications, Cloud Computing, Database Administration, DNS, Software Engineering, Wireless, Computer Hardware, Perl Automation, PHP, System Administration, Data Mining, SNMP, Oracle, NMS, Solaris, Technical Support, SQL, MySQL, Network Security, Full SDLC, SAS programming, MSSQL, Data Analysis, Data Acquisition, Data Visualization, Executive Reporting, Performance Dashboards, System Monitoring, Syslog-ng, Regular Expressions, JavaScript, Splunk, C, C++, Java, Software Development, HTML, jQuery, JSP, Networking, Vendor Management, Web Development
Education
Marist College 1990 — 1995
Bachelor of Science (B.S.), Computer Science
Stifel, Nicolaus & Co. October 2009 - Present
Duncan Williams Inc. February 2008 - January 2010
Popular Securities March 2004 - January 2008
Wachovia Securities July 2003 - February 2004
Prudential Securities Inc. January 1976 - June 2003
Skills
Capital Markets, Bonds, Trading, Securities, Underwriting, Series 7, Fixed Income, Series 63, Portfolio Management, Bloomberg, Investment Banking, Investments, Series 24, Series 53
Education
Haslam College of Business at the University of Tennessee 1974 — 1975
MBA, Finance
University of North Carolina at Wilmington 1970 — 1974
BS, Economics
Prudential Financial 1983 - Present
Prudential Equity Group July 2003 - January 2008
Prudential Securities Inc. 1983 - 2003
Skills
Investment Banking, Financial Markets, PMP, Middle Office, Risk Management, Financial Services, Securities, Portfolio Management, Hedge Funds, Asset Management
Education
City University of New York-Baruch College - Zicklin School of Business 1981 — 1983
Kinecta Federal Credit Union February 2009 - Present
Beach Cities Financial Consulting November 2008 - Present
Bank of America Mortgage May 2007 - October 2008
Jaymes Financial October 2004 - April 2007
Prudential Securities Inc. December 2001 - September 2004
LoanTrader.com April 2000 - November 2001
Tuttle Decision Systems June 1999 - March 2000
Commonweath Mortgage Assurance Corp. February 1999 - May 1999
IMX Mortgage Exchange April 1997 - February 1998
Amerin April 1993 - March 1997
Education
Purdue University 1971 — 1977
B.A. & M. S.
Alpha Capital Management January 2004 - Present
Trinity Episcopal School September 2001 - May 2002
Citigroup (Solomon Smith Barney) 1994 - 1999
Prudential Securities Inc. 1988 - 1994
Shearson Lehman 1986 - 1988
MBank Austin 1984 - 1986
Skills
Management, Trading, Mutual Funds, Strategic Planning, Leadership Development, Investments, Cash Management, Equities, Public Speaking, Project Management, Options, Product Management, New Business Development, Contract Negotiation, Marketing, Competitive Analysis, Strategic Financial...
Education
St. Edward's University
Master of Business Administration (MBA), Business Administration and Management, General
St. Edward's University 2002 — 2010
BA Business Management
CFP
Federal Home Loan Bank of New York November 2005 - Present
Federal Home Loan Bank November 2005 - Present
Hold Brothers Investment Services April 2004 - Present
Hold Brothers On-Line Investments Services, LLC April 2004 - November 2005
First Republic Group, LLC December 1996 - April 2004
Eastbrook Capital Group, Inc. 1996 - 2004
Edward Samson, CPA March 1996 - December 1996
Noyes Partners Incorporated August 1995 - March 1996
NatWest Markets Group Inc July 1993 - August 1995
Prudential Securities Inc May 1991 - July 1993
Education
Pace University 1996 — 1999
MS, Accounting
Pace University
MS, Accounting
Saint Peter's University 1991 — 1994
MBA, MIS
Saint Peter's College
MBA, MIS
Seton Hall University 1983 — 1987
Seton Hall University
BS, Finance
Anti-Defamation League December 2010 - Present
Anti-Defamation League June 2003 - December 2010
Prudential Securities Inc. 2000 - 2003
Ford Foundation 1991 - 2000
Skills
Public Speaking, Program Management, Customer Service, Workshop Facilitation, Leadership, Program Development, Non-profits, User Experience Testing, Training Delivery, Training Program..., Community Outreach, Event Planning, Grants, Nonprofits, Event Management, Leadership Development, Philanthropy, Grant Writing, Management, Social Media, Strategic Planning
Education
Baruch College, City University of New York (CUNY)
Bachelor's Degree, English Literature
BROWN BROTHERS HARRIMAN & CO January 2008 - Present
Mutual Fund Services May 2006 - January 2008
Morgan Stanley December 2003 - May 2006
Morgan Stanley March 2001 - April 2006
Morgan Stanley March 2001 - December 2003
UBS June 1995 - March 2001
PaineWebber June 1995 - March 2001
SMITH BARNEY INC January 1994 - June 1995
PRUDENTIAL SECURITIES INC July 1991 - January 1994
Skills
Risk Management, Mutual Funds, Hedge Funds, Financial Services, Trading, Alternative Investments, Securities, Fixed Income, Financial Risk, Asset Management, Bloomberg, Equities, Account Reconciliation, Settlement, Derivatives, Back Office, Corporate Actions, Series 7, Capital Markets, Investments, Options, Series 63, Financial Markets, Wealth Management, Asset Allocation, Trading Systems, Portfolio Management, Operational Risk, Global Custody, AML, FINRA, Relationship Management, Investment Banking, Series 24, Investment Advisory
Education
Fordham University 1987 — 1991
ba, economics
Fordham University 1987 — 1991
Bachelor of Arts, Economics
Saint Peter's University
MBA
Wells Fargo Advisors, LLC November 2005 - Present
Advest, Inc. August 1996 - November 2005
Prudential Securities Inc. May 1992 - August 1996
Skills
Asset Allocation, Investments, Retirement Planning, Alternative Investments, Asset Management, Mutual Funds
Education
State University of New York College at Cortland
Prudential Equity Group June 2003 - November 2007
Prudential Securities Inc. 1994 - 2003
Prudential Securities Inc. 1994 - 2000
Skills
Troubleshooting, Teamwork, Quality Assurance, Trading Systems, Order Management Systems, Trading, Project Management, Order Management, Prime Brokerage, Capital Markets, Integration, Securities, Financial Services, Process Improvement, Equities, Fixed Income, Back Office, Series 63, SDLC
Education
City University of New York 1965 — 1967
S&P Dow Jones Indices June 2014 - Present
S&P Dow Jones Indices July 2012 - May 2014
S&P Indices March 2010 - June 2012
Standard & Poor's April 2007 - February 2010
The Reserve July 2006 - March 2007
The Reserve Funds February 2005 - June 2006
Wachovia Securities LLC March 2003 - September 2004
Prudential Securities Inc. August 2000 - February 2003
Prudential Securities Inc. December 1997 - July 2000
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (B.A.), Economics and Psychology
Bloomberg LP July 2015 - Present
Bloomberg April 2010 - June 2015
TraderTools Inc. December 2007 - March 2010
Wachovia Corporation September 2005 - December 2007
Prudential Securities Inc. June 2002 - September 2005
Prudential Securities Inc. September 2000 - June 2002
Prudential Securities Inc. January 2000 - September 2000
Prudential Securities Inc. June 1998 - January 2000
Unisys January 1996 - January 1998
Skills
FX, Certified Project..., Trading, Securities, Documentation, Business Analysis, Program Management, FX Options, Software Documentation, Active Directory, TCP/IP, Integration, IT Management, Disaster Recovery, Data Center, Project Management, Testing, Networking, System Deployment, Management, Information Technology, Security, Analysis, Infrastructure, Vendor Management, Project Planning, Hardware, Trading Systems, Software Project..., Market Data, Risk Management, Electronic Trading, PMO, IT Strategy, User Acceptance Testing, Visio, SDLC, Project Delivery, PMP, Financial Services
Education
American InterContinental University 2002 — 2002
MBA
Moravian College 1992 — 1996
BA
BANK OF NOVA SCOTIA August 2001 - January 2007
NOMURA SECURITIES INT'L, INC August 1998 - January 2001
DAIWA SECURITIES AMERICA, INC April 1996 - July 1998
PRUDENTIAL SECURITIES, INC January 1981 - March 1996
Skills
Bonds
Education
State University of New York College at Oswego 1973 — 1977
B.A, Sociology
Federal Reserve Bank of New York December 2009 - Present
Deutsche Bank AG May 2006 - May 2009
Societe Generale March 2005 - May 2006
WestLB October 2000 - March 2005
Prudential Securities Inc. August 1998 - October 2000
Israel Discount Bank October 1996 - August 1998
Skills
Credit Risk, Derivatives, Capital Markets, Finance, Credit Analysis, Hedge Funds, Banking, Financial Risk, Structured Finance, Credit, Equities, Investment Banking, Portfolio Management, Investments, Asset Management
Education
Baruch College, City University of New York (CUNY) 1994 — 2001
MBA, Accounting
New York University - Leonard N. Stern School of Business 1986 — 1991
Bachelor's degree, Finance, General
McGladrey May 2013 - Present
Cuz U Luv It November 2010 - Present
Liberty Travel May 2012 - May 2013
Winged Foot Golf Club March 2011 - April 2012
Deloitte April 2006 - March 2011
Intelligent Search Technology July 2005 - February 2006
LinkShare Corporation January 2005 - July 2005
Prudential Financial October 1998 - January 2005
Prudential Securities, Inc May 1999 - July 1999
MBNA America October 1998 - May 1999
Skills
Database Administration, Microsoft Office, Spreadsheets, Accounts Payable, Data Entry, Insurance, Visual Basic, Visio, HTML, Programming, Telephone Skills, SQL, Risk Management, Unix, Java, COBOL, System Architecture, Scanners, General Office Duties, C, C++, WordPerfect, DOS, Access, Outlook, Excel, PowerPoint, Word, Lotus Notes, Administration, Windows, Database Management, Billing, Customer Relations, MS Project, Administrative Support, XP, Customer Service, Office Management, Administrative..., Microsoft Word, Software Documentation, Management, Human Resources, Microsoft Excel, Time Management, Event Planning, Salesforce.com, SharePoint, Accounting
Education
Morgan State University 1995 — 1999
B.S.
SCA 1991 — 1995
Regents Diploma
Pharmscript April 2014 - Present
In n Out Self Serve Dog Wash November 2012 - April 2014
Wells Fargo Bank October 2011 - May 2012
Penn Mutual Life Insurance Corporation October 2008 - February 2009
ITG Inc. September 2003 - February 2008
ITG April 2001 - September 2003
SG Cowen Securities Corporation October 1999 - March 2001
Prudential Securities Inc. August 1991 - October 1999
Skills
Trading, Equities, Electronic Trading, Trading Systems, Order Management, New Business Development, Bloomberg, Risk Management, Portfolio Management, Sales and Sales..., Middle-Office Operations, Trade Settlements and..., Stock loan, Project Management, Strategic Account..., Electronic Equity..., Electronic Brokerage, Algorithmic Trading, Relationship Management, Alternative Trading..., Dark Pools, Order Management..., Execution Management..., Commission Management, Transaction Cost..., Customer Relationship..., Proficient in Microsoft..., Finra Series 7, 63, and..., Financial Markets, Equity Trading, Securities, Middle Office
Education
Kean University 2008 — 2011
Bachelor of Science (BS), Finance
Royal Bank of Scotland Stamford, Ct. April 2010 - February 2015
J.P. MORGAN SECURITIES June 2008 - March 2009
BEAR STEARNS & CO. INC March 1987 - June 2008
Bear Stearns & Co. March 1987 - October 1993
SMITH BARNEY, HARRIS UPHAM & CO, INC October 1984 - March 1987
PRUDENTIAL SECURITIES, INC May 1980 - October 1984
METROPOLITAN SAVINGS BANK July 1977 - May 1980
Skills
Credit Administration, Documentation, Data Integrity, Credit Operations, Credit Risk, Credit, Operational Risk, Capital Markets, Back Office, Fixed Income, KYC, Compliance, Equities, Software Documentation, Credit Analysis, Financial Risk, Due Diligence, Risk Management, Prime Brokerage, Trading, Hedge Funds, Financial Services, Executive Management, Financial Markets, Investments, Securities, Alternative Investments, Structured Finance, Mutual Funds, Analysis, Asset Management, Bonds, Portfolio Management, Banking, FX Options, Operational Risk..., Middle Office, Emerging Markets, Finance, AML, Management, Market Risk
Education
St. Francis College (Evening Division) 1976 — 1983
B.S, Business Management
Long Island University, Brooklyn Campus
business mgmt
Goldman Sachs October 2011 - Present
Medco January 2007 - August 2011
Software Engineering of America May 2006 - February 2007
Prudential Securities Inc September 1986 - April 2005
Skills
JCL, Mainframe
Education
City University of New York City College 1977 — 1980
Bachelors Degree, Computer Science
City University of New York Bronx Community College 1975 — 1977
Associate Degree, Mathematics/Computer Science
AMERICAN EXPRESS COMPANY July 2011 - Present
American Express September 2005 - Present
Global Controllership Communications & Employee Engagement May 2008 - July 2011
Global Controllership Communications September 2005 - May 2008
THE INSTITUTE OF MANAGEMENT September 2003 - September 2005
theglobe.com August 2002 - September 2003
MORGEN-WALKE ASSOCIATES August 1998 - July 1999
Morgen-Walke Associates July 1997 - August 1998
PRUDENTIAL SECURITIES, INC July 1996 - July 1997
Skills
Strategic..., Event Planning, Writing, Internal Communications, Leadership
Education
Boston University - School of Management 1990 — 1994
Bachelor of Science, Business Administration; finance
Boston University Questrom School of Business 1990 — 1994
BA, Finance
Sovereign Investment Services LLC. March 2007 - Present
Citizens Bank February 2004 - March 2007
M.H. Meyerson and Company Inc. March 1995 - February 2004
Prudential Securities Inc. October 1990 - March 1995
Skills
Business Development, Talent Acquisition, Marketing Strategy, Hunter, Challenger, Customer Satisfaction, Relationship Management
Education
Kutztown University of Pennsylvania
Bachelor of Science in Business Administration., Marketing
Lehigh Carbon Community College
Associate of Applied Science. A.A.
Promise Healthcare Group, LLC August 2015 - Present
Cole Avenue Partners, LP / Promise Healthcare Group, LLC June 2013 - Present
SSR Capital Partners, LP 2003 - Present
Scottish Re Group 2001 - 2003
ING Barings, LLC 2000 - 2001
Prudential Securities, Inc 1987 - 2000
Salomon Brothers, Inc 1985 - 1987
Skills
Hedge Funds, Investments, Fund Of Funds, Portfolio Management, Capital Raising, Asset Managment, Distressed Debt, Distressed Illiquid..., Restructuring, Asset Management, Due Diligence, Capital Markets, Investment Banking, Equities
Education
The University of Texas at Austin - The Red McCombs School of Business
BBA, Finance, Accounting
meredith financial group June 2004 - Present
The Ridgewood Group June 1989 - Present
Power Air Corp 2006 - April 2009
prudential securities inc 1984 - 1989
barclays bank plc 1982 - 1984
toronto dominion bank 1975 - 1982
Skills
Private Equity, Banking, Hedge Funds, Alternative Investments, Venture Capital, Project Finance, Private Placements, Capital, Emerging Markets, Funding, Investor Relations, Securities, IPO, Fixed Income, Financial Structuring, Capital Markets, Corporate Development, M&A experience, Start-ups, Corporate Finance, Valuation, Strategic Planning, Structured Finance, Trading, Financial Modeling, Restructuring
Education
Harvard Business School 1972 — 1974
mba
Colgate University 1966 — 1970
ab
Bloomberg LP September 2010 - Present
Barclay Advisors, LLC November 2007 - September 2010
Nomura Holdings America Inc August 2006 - November 2007
Pentalpha Capital, LLC October 1998 - December 2005
Merrill Lynch, Inc December 1997 - October 1998
Salomon, Smith Barney, Inc June 1996 - December 1997
Prudential Securities, Inc June 1992 - June 1996
Skills
Valuation, Hedging, Market Analysis, MBS, ABS, CMBS
Education
Seton Hall University 1988 — 1991
MBA, Finance and International Business
University of Rhode Island 1982 — 1987
BS, Marketing
Leafstone Staffing Services/UBS April 2012 - December 2012
Leafstone Staffing/UBS April 2011 - July 2011
Infinity Consulting Solutions/BNP Paribas May 2010 - December 2010
Leafstone Staffing/UBS July 2009 - October 2009
Morgan Stanley June 2007 - March 2008
Morgan Stanley November 1999 - March 2008
Prudential Securities Inc. August 1987 - November 1999
Skills
AML, FINRA, Leadership, Risk Management, Hedge Funds, Capital Markets
Education
Northampton Community College 2009 — 2010
HSBC Mortgage Services April 2003 - March 2009
HSBC/Beneficial April 2003 - March 2009
Merrill Lynch January 2002 - December 2002
Prudential Securities Inc January 1998 - January 2002
Connell Storage & Moving January 1986 - January 1998
Education
BCSI Computer Science Institute
Technical, Computer Programming
Brookdale Community College
Accounting and Marketing
Roger Williams University
Accounting and Business Administration
Morgan Stanley January 2009 - Present
Citigroup May 2004 - January 2009
Bruno Scheidt, Inc. July 2002 - May 2004
JPMorgan Chase December 1997 - July 2002
Bankers Trust Company December 1996 - December 1997
Prudential Securities Inc. November 1993 - November 1996
Skills
Databases, SDLC, Java Enterprise Edition, Software Development, Web Applications, Java, Requirements Analysis, Enterprise Architecture, DB2, Unix, Data Center, Sybase, SQL, Application Architecture, Websphere, Vendor Management, Integration, Production Support, XML, SOA, Perl, Core Java, Microsoft SQL Server, J2EE, Application Development, Solaris, Multithreading, COBOL, Disaster Recovery, HTML, Flash, JavaScript, SQL Server, Team Leadership, Cloud Computing, Amazon Web Services, ColdFusion, Wily Introscope, Splunk, Amazon S3, Amazon RDS, Amazon EC2, Scala, Akka, Akamai, Security, Trading Systems
Education
Odessa National Maritime Academy
Master of Science (M.S.), Electrical and Electronics Engineering
Baystate Health 2001 - Present
Corridan & Co. 1994 - Present
Springfield Technical Community College Technology Park 1995 - 2007
North End Community Center 1988 - 2006
Elms College 1995 - 2005
Health New England 1992 - 1998
Baystate Medical Center 1981 - 1997
Springfield Technical Community College 1986 - 1995
Prudential Securities, Inc 1989 - 1994
Our Lady of Providence Children’s Center at Brightside 1987 - 1993
Skills
Public Speaking, Non-profits, Policy, Coaching, Television, Nonprofits, Public Relations, Financial Analysis, Event Planning, Small Business, Fundraising, Management, Strategic Planning, Organizational..., Investments, Retirement, Leadership, Budgets, Team Building, Marketing, Navy, Securities, Entrepreneurship, Sales, Financial Services, Business Planning, Program Management
Education
Stonehill College
Political Science
Renovus Capital Partners August 2011 - Present
Allied Capital Corp 2004 - 2009
The CIT Group 1998 - 2004
Prudential Securities Inc 1993 - 1998
Alex Brown & Sons 1990 - 1993
Dean Witter 1987 - 1990
Salomon Brothers 1983 - 1987
Dillon Read 1983 - 1986
Smith Barney 1976 - 1983
Skills
Private Equity, Venture Capital, Management, Investments, Corporate Development, Valuation, Due Diligence, Mergers & Acquisitions, Investment Banking, Corporate Finance, Financial Modeling, Private Placements, Mezzanine, Buyouts, Leveraged Finance, Business Valuation, Capital Markets, Business Strategy, Financial Structuring, Alternative Investments, Equities
Education
Columbia University - Columbia Business School 1976 — 1977
MBA, Finance
Columbia University - Graduate School of Architecture, Planning and Preservation 1975 — 1977
M, Architecture
Georgia Institute of Technology 1968 — 1973
B, Architecture
Infosys August 2014 - Present
Collabera, Inc November 2013 - August 2014
JBA International - client: Farmers Insurance Group April 2005 - May 2013
Insys, Inc. - client: Blue Cross Blue Shield of South Carolina November 2004 - April 2005
JBA International - client: Farmers Insurance Group October 1998 - October 2004
JBA International - client: Kaiser Permanente February 1997 - January 1999
SCB Computer Technology, Inc. - client: American Express November 1995 - February 1997
Prudential Securities Inc June 1993 - October 1995
Astoria Federal Savings July 1989 - September 1991
Skills
Change Management, Business Analysis, Insurance, Requirements Analysis, SDLC, Software Development, Subject Matter Experts, SAP, Root Cause Analysis, Creative Problem Solving, Music Theory, Jazz Piano, Piano Playing, Management, Business Intelligence, Software Project..., IT Strategy, Solution Architecture, Brokerage, COBOL, Regression Testing, Software Quality Control, Serena Changeman, Quality Assurance, Project Management, Troubleshooting, DB2, Mainframe, Visio, Information Technology, Integration, IT Management, Business Process, SharePoint, Vendor Management, Oracle
Education
The George Washington University 1974 — 1978
Bachelor of Science (B.S.), Chemistry
Baruch College 1987 — 1988
Certificate, Computer Programming
Sallie Mae 2008 - 2013
Credit Suisse 2000 - 2007
Prudential Securities Inc 1999 - 2000
SBG Industires, L.L.C. 1993 - 1999
LCP National Plastics, Inc. 1991 - 1992
The First Boston Corporation 1986 - 1991
Hewlett-Packard 1985 - 1986
Dean Witter Reynolds Inc. 1981 - 1983
Skills
Securitization, Corporate Finance, Capital Markets, Risk Management, Mergers & Acquisitions, Financial Modeling, Financial Analysis, Portfolio Management, Structured Finance, Fixed Income, Securities, Financial Services, Project Finance, Treasury Management, Private Equity, Investment Banking, Due Diligence, Valuation, Credit, Loans, Finance, Derivatives, Credit Risk, Banking, Equities, Hedge Funds, Cash Management, Investments, Asset Management, Executive Management
Education
Harvard Business School 1983 — 1985
Master of Business Administration (MBA)
University of Virginia 1978 — 1981
Bachelor of Arts (B.A.), Economics (minor in History), 3.8 GPA
Michigan State University 1977 — 1978
3.9 GPA
NEWEDGE USA May 2011 - November 2011
National Australia Bank May 2010 - May 2011
Mizuho Alternative Investments, LLC April 2008 - May 2010
HVB GROUP, A UNIT OF UNICREDIT May 2002 - February 2008
Barclays Capital March 2001 - May 2002
PRUDENTIAL SECURITIES INC August 1998 - January 2001
SHIELDS-ALLIANCE ASSET MANAGEMENT INC July 1997 - February 1998
TIAA-CREF February 1994 - July 1997
MetLife June 1989 - February 1994
Education
NEW YORK UNIVERSITY, NEW YORK 1990 — 1994
MBA, Corporate Finance, Securities Analysis
Rutgers University 1986 — 1990
BS, Finance, Economics, International Business
MassMutual Financial Group November 2009 - Present
Mass Mutual Financial Group April 2008 - April 2009
OppenheimerFunds, Inc April 2005 - April 2008
Jackson National Life Insurance March 2002 - April 2005
Wells Fargo Investments, LLP July 2000 - March 2002
Prudential Securities, Inc December 1998 - July 2000
Skills
Mutual Funds, Annuities, Annuity, Insurance, Fixed Annuities, Leadership, Business Development, Financial Services, Sales, Finance
Education
Nebraska Wesleyan University
Bachelor of Arts
University of Nebraska at Omaha
Master of Arts
ROCK & THISTLE LLC April 2011 - Present
UBS Global Asset Management 2012 - 2015
mssb 2010 - 2012
Network 1 Financial April 2009 - January 2011
prudential 1987 - 2003
PRUDENTIAL SECURITIES INC. 1987 - 2003
Prudential Investments 1987 - 2003
Education
New Jersey Institute of Technology 1983 — 1985
bsia, business
marlboro hs 1977 — 1980
OMG Roofing Products April 2002 - Present
LEGO June 1992 - June 1999
PRUDENTIAL SECURITIES INC January 1991 - June 1992
Education
The Catholic University of America 1981 — 1986
BA, American History
City of White Plains, New York January 2011 - Present
Baker Leshko Saline and Blosser, LLP October 2009 - December 2010
Pace New Directions Program July 2009 - December 2009
Prudential Securities Inc. 1993 - 1995
Skills
Litigation, Civil Litigation, Mediation, Westlaw, Small claims...
Education
Brooklyn Law School 1990 — 1993
JD
Cornell University 1986 — 1990
BA, French, Government
BNY Mellon April 2012 - Present
BNY Mellon May 2007 - April 2012
BNY Mellon Wealth Management March 2002 - May 2007
Mellon Global Securities Services April 1999 - March 2002
Budget Rent a Car Systems Inc. February 1997 - April 1999
Prudential Securities Inc. February 1996 - January 1997
Budget Rent a Car Systems Inc. 1994 - 1995
Enterprise Rent-A-Car 1989 - 1993
Skills
Client Service, Financial Institutions, Client Relationship..., Customer Relations, Financial Services, Customer Service, Fixed Income, Manage Client..., CRM, Securities, Global Custody, Relationship Management, Client Services, Portfolio Management, Banking, Investments, Bloomberg, Risk Management, Derivatives, Asset Management, Management, Equities
Education
Rollins College 1984 — 1988
B.A., Economics
Android Computers, LLC. January 2012 - Present
Greencrest Capital, LLC. 2011 - 2012
Private Family Office 2006 - 2011
Hoefer & Arnett, Inc. 2002 - 2006
Ryan Beck & Co. 1997 - 2001
Oppenheimer & Co. 1990 - 1996
Prudential Securities Inc. 1980 - 1990
Skills
Hedge Funds, Equities, Portfolio Management, Mutual Funds, Equity Research, Venture Capital, Banking, Investments, IPO, Fixed Income
Education
Baruch College, City University of New York (CUNY)
B.B.A., Finance Major
JPMorgan Chase July 2013 - Present
Edward Jones September 2012 - June 2013
Jeff LaFayette - Self Employed November 2009 - August 2012
SWANK CAPITAL LLC January 2006 - October 2009
LaFayette Farms March 1982 - October 2006
PROVIDENT ADVISORS LLC February 2001 - December 2005
PRUDENTIAL SECURITIES INC February 1998 - January 2001
Merrill Lynch December 1985 - January 1998
Skills
Operations Management, Risk Assessment, Quantitative Analysis, Administration, Strategic Planning, Customer Service, Supply Chain Management, Team Building, Compliance, Research, Quantitative Analytics, Series 7, Series 66, Modeling, Logistics, Pricing Analysis, Uniform Combined State..., Equities, Risk Management, Portfolio Management, Investments
Education
CENTRAL COLLEGE INTERNATIONAL STUDIES PROGRAMMerida 1983 — 1984
Degree Course work, International Business Management
Central College 1980 — 1984
B.A., Business Management
UBS Wealth Management October 2010 - Present
CGI November 2006 - October 2010
MPI / CGI March 2004 - October 2006
Prudential Securities Inc. May 2000 - March 2004
Skills
Business Analysis, Requirements Gathering, Requirements Analysis, SDLC, Software Project..., Agile Methodologies, Global Team Lead, Workflow Diagrams, BRD, FRD, Use Case, Software Quality..., Agile Testing, Data Modeling, Business Intelligence..., Test Cases, Test Planning
Education
Almaty State Conservatory, Kazakhstan
Master of Arts (M.A.)
Globe Institute of Technology
Computer Science
State Street Bank February 2014 - Present
State Street Bank June 2012 - February 2014
Columbia Management May 2010 - April 2012
Columbia Management June 2007 - May 2010
Columbia Management March 2000 - June 2007
FIRSTPLUS FINANCIAL, INC. June 1997 - March 2000
FIRSTPLUS FINANCIAL, INC July 1995 - June 1997
PRUDENTIAL SECURITIES, INC 1994 - 1995
Skills
Municipal Bonds, Bloomberg, Valuation, Structured Products, MBS, Fixed Income, ABS, Credit, Intex, Mutual Funds, CMBS, VBA, Bond Buyer, Capital Markets, Securitization
Education
Southern Methodist University - Cox School of Business 1988 — 1992
BBA, Finance
Versant November 2012 - Present
Technicolor May 2003 - October 2012
Prudential Securities Inc. 1997 - 2003
Skills
Process Improvement, Cross-functional Team..., Management, Operations Management, Supply Chain Management, Leadership, Project Management, Vendor Management, Supply Chain, Program Management
Education
Texas A&M University 1985 — 1990
BS, Political Science, Finance, Economics
Axelon Temporary Services for Citigroup May 2009 - December 2009
UBS Financial Services September 2006 - April 2009
Prudential Futures and Derivatives June 2001 - May 2006
Prudential Securities, Inc January 1997 - June 2001
Merrill Lynch Futures, Inc April 1994 - September 1994
Merrill Lynch Futures, Inc November 1989 - April 1994
Merrill Lynch October 1981 - November 1989
Skills
Computer Literate, Collateral Management, CFTC Rules, Large trader reporting, Forex operations, Clearing and deliveries..., Customer service skills, Foreign Exchange, Rules, Customer Service, Series 7, Securities, Trading, Equities, Derivatives, Hedge Funds, Capital Markets, Commodity, Management, Financial Risk, Fixed Income, Bloomberg, Investment Banking, Options, Back Office
Education
Monmouth University 1977 — 1985
Bachelor of Arts, Psychology
Mater Dei High School
Diploma
Top Tier Consulting firm. October 2012 - Present
Linq Partners May 2011 - November 2011
SYNERGETICS INSTALLATIONS WORLDWIDE, INC January 2001 - November 2009
Cambridge Technology Partners July 1999 - November 2000
DEWOLFF, BOBERG & ASSOCIATES June 1998 - July 1999
PRUDENTIAL SECURITIES, INC April 1997 - June 1998
KIWI SERVICES, INC February 1991 - April 1997
Skills
Lead Generation, Cold Calling, Appointment Scheduling, Demand Generation, Sales Enablement, Inside Sales, Lead Management, B2B Marketing, Telemarketing, Inbound, Salesforce.com, Sales Process, Customer Acquisition, Direct Sales, Marketing Automation, Sales Operations, B2B, Sales Support, New Business Development, Direct Marketing, Marketing Management, Market Research, Sales Management, Account Management, Start-ups, Marketing Communications, Channel Management, Business Strategy, Call Center, Management, Leadership, CRM, Selling, Management Consulting, Business Development, Training
Education
Midwestern State University 1982 — 1989
BBA, Economics/Finance
The Deutsch Agency July 2014 - Present
Allstate July 2014 - Present
Residential Construction July 2005 - December 2013
Morgan Stanley Dean Witter July 2004 - July 2005
General Contractor January 2003 - July 2004
Prudential Financial January 2001 - January 2003
Prudential Securities, Inc November 1997 - January 2001
Prudential Securities, Inc January 1997 - November 1997
Skills
Management, Strategy, Investments, Banking, Marketing, Finance, Sales, Project Management, Customer Service, Securities, Life Insurance, New Business Development, Budgets, Training, Bonds, Risk Management
Education
Siena College 1992 — 1996
B.S, Marketing/Management
Barclays Wealth and Investment Management July 2013 - Present
UBS Financial Services Inc. December 2002 - June 2013
Prudential Securities Inc. February 1998 - November 2002
NYC Department of Environmental Protection April 1993 - February 1998
Wilson Elser Moskowitz Edelman and Dicker September 1990 - April 1993
Skills
Securities, FINRA, AML, Capital Markets, Due Diligence, Investment Banking, Risk Management, Prime Brokerage, regulatory, Licensing, Litigation, Broker-Dealer, Mutual Funds, Internal Investigations, Legal Compliance, Hedge Funds, Securities Litigation, Financial Regulation, Securities Regulation, Investment Management, Alternative Investments
Education
Fordham University School of Law 1987 — 1990
Juris Doctor
Boston College 1984 — 1987
Bachelor of Arts (BA), Economics
The Dreyfus Corporation 2001 - 2010
Prudential Securities Inc. 1997 - 2001
The AMBAC Financial Group 1992 - 1996
Drexel Burnham Lambert, Inc. 1980 - 1990
Neuberger Berman 1979 - 1980
Smith Barney 1978 - 1979
Skills
Corporate Communications, Social Media, Fixed Income, Hedge Funds, Investments, Series 7, Equities, Asset Management, Marketing, Marketing Communications, Sales, Alternative Investments, Mutual Funds, Finance, Capital Markets, Portfolio Management, Derivatives, Financial Services, Securities, Management
Education
Pace University
MBA Program, Management, Marketing
Roosevelt University
B.A.
JPMorgan Chase & Co. August 2015 - Present
Citigroup December 1999 - August 2015
Prudential Securities Inc. September 1993 - December 1999
Skills
Securities, AML, FINRA, Fixed Income, Series 24, Hedge Funds, Capital Markets, Equities, Alternative Investments, Mutual Funds, Corporate Governance, Series 7, Due Diligence, Series 63, Derivatives, Asset Management, Financial Services, Financial Risk, Wealth Management, Investments, Options, KYC, Risk Management, Prime Brokerage, Banking, Series 65, Securities Regulation, Investment Advisory
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1989 — 1992
Doctor of Law (JD), Cum laude
Wesleyan University 1983 — 1987
ba, history
Executive Wines of Michigan May 2012 - January 2013
Arbor beverage May 2010 - February 2012
Child Care January 2007 - March 2008
Mudd-Lyman January 2005 - March 2005
J. Lewis Cooper Co November 2002 - January 2004
Electronic Data Systems December 2000 - July 2001
Prudential Securities, Inc December 1998 - November 2000
Education
Lake Superior State University
Oakland Community College
SHANGRI-LA October 2003 - January 2015
LEGACY FINANCIAL & INSURANCE CENTER, INC./ May 2001 - June 2002
SANCHEZ & ASSOCIATES, LLC May 1999 - February 2001
NATIONAL AMERICAN UNIVERSITY March 1997 - February 2001
PRUDENTIAL SECURITIES, INC October 1997 - May 1999
SIR SPEEDY PRINTING October 1996 - October 1997
DEAN WITTER REYNOLDS INC. October 1995 - September 1996
NAIT CAREER CENTER March 1995 - July 1995
RETAIL ADVERTISERS PRINTING AND MAILING SERVICE August 1994 - February 1995
ALBUQUERQUE PUBLISHING COMPANY (Journal/Tribune) September 1985 - April 1994
Skills
Strategic Planning, Training, Community Outreach, Non-profits, Event Planning, Research, Social Services, Customer Service, Public Speaking, Nonprofits, Fundraising, Program Development, Data Entry
Education
American Press Institute 1993 — 1993
Certificate, Advertising Executives (75, 000+) Seminar
The University of New Mexico - Robert O. Anderson School of Management 1993 — 1993
Certificate, Basic Management Program
The University of New Mexico 1963 — 1968
BBA, Business Administration and Management, General
Bank of America Merrill Lynch December 2012 - Present
Merrill Lynch September 2010 - Present
Genworth Financial January 2005 - September 2010
Charles Schwab & Co., Inc July 2000 - January 2005
Prudential Securities, Inc October 1999 - June 2000
Skills
Mutual Funds, Trading, Uniform Combined State..., Series 7, Series 63, Series 65, Series 6, Series 24, Wealth Management, Fixed Annuities, Retirement Planning, 401k, Finance, Investments, Financial Services, FINRA, Management, Securities, Investment Advisory, Financial Advisory, Asset Allocation, Alternative Investments
Education
University of West Florida 1997 — 1999
Master, Business Administration
Texas Tech University 1985 — 1986
Bachelor, Business Administration
TIAA-CREF July 2013 - Present
HSBC Securities Inc. and Fidelity Investments Inc. July 2011 - July 2013
OppenheimerFunds 2008 - 2011
Upromise 2003 - 2008
TIAA-CREF 2001 - 2003
US Small Business Administration September 2001 - December 2001
Mellon Advisor Services 1999 - 2001
Prudential Securities Inc. 1998 - 1999
Pensar Inc. 1995 - 1998
Skills
Series 7, Investments, Business Development, Mutual Funds, Certified Financial..., Relationship Management, Portfolio Management, Financial Services, Key Account, 529 Plans, Series 9, Series 10, Series 24, Series 63, Series 65, Sales, Strategy, Product Management, Marketing Management, RFP, Sales Management, Project Management, P&L Budget Management, Staff Development, Business Succession..., Asset Allocation, Retirement, Wealth Management, Retirement Planning, Competitive Analysis, Separately Managed..., Estate Planning, Investment Strategies, Fixed Annuities, ETFs, Insurance, Asset Management, Wealth Management..., Investment Management, Bonds, Equities, Fixed Income, Direct Marketing, Marketing, IRAs, Marketing Strategy, Structured Products, Life Insurance, Plan Conversions, Data Migration
Education
Amherst College
BA
Princeton University
MPA/URP
Morgan Stanley Wealth Management August 2011 - Present
Bank of America April 2008 - June 2011
Prudential Securities, Inc September 1990 - February 2004
Education
State University of New York College at Oneonta 1986 — 1990
Bachelor of Science (BS), Business/Managerial Economics
Pace University
Master of Business Administration (MBA), Financial Management
Donna 2003 - Present
Prudential Securities Inc. 1989 - 2001
Skills
Microsoft Office, Team Building, Sales, New Business Development, Coaching, Strategic Planning, Small Business, Marketing Strategy, Negotiation, Marketing, Online Marketing, Management, Business Planning, Contract Negotiation, Entrepreneurship, Customer Service, Social Media Marketing, Sales Management, Microsoft Excel, Leadership, Customer Satisfaction
Education
Suffolk County Community College
Business Admin
PRUDENTIAL FINANCIAL INC March 2005 - April 2011
WACHOVIA SECURITIES 2003 - February 2005
PRUDENTIAL SECURITIES INC January 1991 - January 2003
GOLDDOME BANK January 1983 - January 1991
DIME SAVINGS BANK January 1971 - January 1983
Education
Fordham University 1977 — 1979
MBA
Saint John's University
Bachelor of Science, Marketing
Standard & Poor's August 2009 - July 2013
Wachovia, A Wells Fargo Company 2002 - December 2007
Bear Stearns 2000 - 2002
Standard & Poor's 1999 - 2000
JPMorgan Chase 1997 - 1999
Prudential Securities Inc. 1992 - 1995
Skills
Securitization, MBS, Structured Finance, Capital Markets, Fixed Income, Structured Products, Valuation, Portfolio Management, Credit Risk, Financial Analysis, Analytics, CDO, CMBS, ABS, Derivatives, Ratings, Trading, Risk Management, Market Risk, Financial Risk..., Equities
Education
New York University - Leonard N. Stern School of Business 1995 — 1997
MBA, Finance and Statistics/Operations Research
Rutgers, The State University of New Jersey-New Brunswick 1988 — 1992
BA, Political Science
Self-Employed Contract Supervisory Analyst May 2011 - Present
Soleil Securities Group April 2003 - May 2011
Instinet Corporation June 2001 - April 2003
Prudential Securities, Inc August 1993 - April 2001
Bear Stearns February 1984 - August 1993
Education
Harvard College
BA (Hons), History
New York University
MBA, Finance
Barclays Capital April 2010 - Present
Credit Suisse 1994 - 2010
Prudential Securities Inc. June 1991 - June 1993
New York Stock Exchange 1989 - 1991
Gruntal & Co. 1987 - 1989
Skills
Equities, Capital Markets, Equity Capital Markets, Electronic Trading, Series 7, Corporate Finance, Equity Trading, Series 63, Series 24, Series 4, Series 14, FINRA, Fixed Income, Derivatives, Hedge Funds, Prime Brokerage, Structured Products, Equity Derivatives, Investment Banking, Securities, Swaps
Education
Brooklyn Law School 1995 — 1998
JD
The Catholic University of America 1981 — 1986
BA
Arthur L. Johnson 1978 — 1981
Gurwitch Products September 2013 - Present
Avon Products June 2009 - September 2013
EmblemHealth August 2005 - June 2009
Citi August 2003 - July 2005
Thomson Financial, ILX Systems 1997 - 2003
Prudential Securities, Inc 1995 - 1996
Skills
Variance Analysis, Hyperion Enterprise, Budgets, Financial Analysis, Budgeting Analysis, Budget Process, Forecasting, Strategic Financial..., Corporate Finance, Consolidation and..., Business Process..., Corporate Allocations, Accounting, Financial Modeling, Data Modeling, MS Excel, MS PowerPoint, Oracle E1, JD Edwards, PeopleSoft, Querying, MS Access, SQL, MS Word, nVision, COGNOS, OLAP, Analytics, Competitive Analysis, Business Strategy, Product Management, Cross-functional Team..., Inter-unit and..., Supply Chain Variations..., Deferrals, Equity Research, Investment Analysis, Statistical Analysis, Access, Valuation, Data Analysis, Essbase, Consolidation, Financial Reporting, Sarbanes-Oxley Act, Managerial Finance, Cash Flow, Cash Management, Cost Accounting, Financial Forecasting
Education
Pace University
BBA
Western Asset Management October 2010 - Present
COLONIAL LIFE INSURANCE CAPITAL MARKETS, Inc January 2002 - January 2010
CDC IXIS ASSET MANAGEMENT January 2000 - January 2002
PRUDENTIAL SECURITIES INC January 1998 - January 2000
Rotella Capital Management January 1996 - January 1998
Merrill Lynch January 1992 - January 1996
Lehman Brothers January 1986 - January 1990
Skills
Investments, Fixed Income, Hedge Funds, Asset Management, Portfolio Management
Education
COLUMBIA UNIVERSITY 1990 — 1992
MBA
Niagara University 1981 — 1985
BBA, Accounting
South Side High School October 2013 - Present
Citco Fund Services May 2010 - January 2013
OpHedge Investment Services May 2005 - May 2010
Soros Fund Management March 2000 - April 2005
Arnhold & S. Bleichroeder June 1998 - March 2000
CITIBANK, NA June 1996 - June 1998
BROWN BROTHERS HARRIMAN & CO April 1994 - June 1996
PRUDENTIAL SECURITIES, INC October 1991 - April 1994
Skills
Daily Operations..., Monthly Closing, trade break resolution, Account Reconciliation, Fixed Income, Equities, Hedge Funds, Investments, Mutual Funds, Financial Statements, Trading, Options, Asset Allocation, Series 7, Tax, Balance, Analysis, Funding
Education
St. John's University 1992 — 1996
Master of Business Administration (M.B.A.), Finance
S.U.N.Y @ Oneonta 1987 — 1991
Bachelor of Science, Business Economics
Jefferies LLC July 2008 - Present
Prudential Bache July 2008 - July 2011
Prudential Securities Inc. 2001 - 2004
Skills
Information Security, Financial Applications, Security Administration, Information Technology, Sarbanes-Oxley Act, Security, Risk Management, IT Management, Identity Management
Education
Rutgers, The State University of New Jersey-Newark 1988 — 1993
Bachelor of Arts (B.A.), Psychology
PineBridge Investments June 2007 - Present
Assured Guaranty June 2001 - May 2005
Prudential Securities Inc. March 1999 - August 2000
Skills
Hedge Funds, Alternative Investments, Fixed Income, Equities, Asset Management, Private Equity, Bloomberg, Investments, Investment Management, Portfolio Management, Mutual Funds, Fund Of Funds, Emerging Markets, Valuation, Asset Allocation
Education
UCLA Anderson School of Management 2005 — 2007
Master of Business Administration (MBA)
Cornell University 1994 — 1998
Bachelor of Science (BS), Nutritional Sciences
Bank of America January 2004 - Present
Merrill Lynch January 2004 - January 2009
Zurich Capital Markets November 2000 - January 2004
Brown Brothers Harriman April 1995 - November 2000
Prudential Securities, Inc July 1991 - April 1995
Skills
Technical Accounting..., Accounting, Financial Accounting, Team Leadership, Series 27, Series 7, Series 63, Microsoft Excel, Microsoft Word, PowerPoint
Education
Pace University - Lubin School of Business 1998 — 2001
Master of Business Administration (MBA), BA Financial Management
Fairleigh Dickinson University-Metropolitan Campus
Bachelor of Science (B.S.), Accounting