Prudential Securities/Wachovia Securities

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Prudential Securities/Wachovia Securities Employees

Employee
Years
Job
Industry
Eugenio A. Permuy Eugenio A. Permuy Miami/Fort Lauderdale Area Details
Eugenio A. Permuy's Prudential Securities/Wachovia Securities Experience September 2000 - January 2006
Job Vice President Investments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services  January 2006 - Present
Prudential Securities/Wachovia Securities   September 2000 - January 2006

Skills
Investments, Series 7, Wealth Management, Alternative Investments, Asset Allocation, Investment Strategies, Asset Management, Portfolio Management, Hedge Funds, Retirement Planning, Wealth Management..., Private Banking, Strategic Financial..., Separately Managed..., Financial Advisory, Structured Products, Retirement, ETFs, Options, Estate Planning, Banking, Risk Management, Trading, Finance, Insurance, Credit, Financial Services, Financial Analysis, Financial Markets, Securities, Capital Markets, Investment Advisory

Education
Florida State University   1992 — 1996
B.S. Finance

Sara DeVene Sara DeVene Greater Nashville Area Details
Sara DeVene's Prudential Securities/Wachovia Securities Experience March 2002 - December 2003
Job Application Manager and Grant Specialist
Industry Nonprofit Organization Management
Experience
Habitat for Humanity of Greater Nashville  October 2008 - Present
Otterbein University  August 2005 - September 2008
Aerotek / ASTAR Air Cargo   January 2005 - August 2005
Prudential Securities/Wachovia Securities   March 2002 - December 2003

Skills
Database Management, Salesforce.com..., Microsoft Excel, Microsoft Word, Customer Service, Grant Writing

Education
Otterbein College   2006 — 2008
B.A., Human Resource Management

Xavier University   1997 — 1999

Sheng-De Jeff Liu, CFA® Sheng-De Jeff Liu, CFA® Columbus, Ohio Details
Sheng-De Jeff Liu, CFA®'s Prudential Securities/Wachovia Securities Experience 1996 - 2002
Job Director, Portfolio Managment at Hamilton Capital Management
Industry Investment Management
Experience
Hamilton Capital Management  June 2012 - Present
Meeder Financial  February 2008 - June 2012
The Garlikov Companies  April 2006 - January 2008
Merrill Lynch  June 2002 - April 2006
Prudential Financial  November 1995 - June 2002
Prudential Securities/Wachovia Securities   1996 - 2002
Guangzhou International Trust & Investment Corp. (GUITIC)   1989 - 1992

Skills
Asset Management, Investments, Portfolio Management, Investment Management, Mutual Funds, Equities, Asset Allocation, Wealth Management, Retirement Planning, Management, Alternative Investments, Investment Strategies

Education
The Ohio State University - The Max M. Fisher College of Business
Master's degree, Business Administration

Ohio University
Master's degree, Economics

Ohio University
Master's degree, International Affairs

Tom Otten Tom Otten Reno, Nevada Area Details
Tom Otten's Prudential Securities/Wachovia Securities Experience March 1989 - November 2005
Job Wealth Manager/Business owner affiliated with Independent Financial Group LLC
Industry Investment Management
Experience
Independent Financial Group LLC  January 2015 - Present
First Allied Securities-Reno   November 2009 - December 2014
Prudential Securities/Wachovia Securities   March 1989 - November 2005
Piper Jaffray and Hopwood   August 1986 - March 1989
Piper Jaffray and Hopwood   March 1980 - August 1986
Sioux Falls Aviation   August 1977 - December 1979

Skills
Wealth Management, Retirement Planning, Strategic Financial..., Investment Advisory, Investments, Portfolio Management, Mutual Funds, Equities, Asset Allocation, Estate Planning, Asset Managment, 401k Rollovers, 401k Plans, Complex Insurance Issues, Long-term Care, Pilot

Education
Canon Financial Institute   2009 — 2011
CWS®, Certified Wealth Strategist

Vincennes University
Associate's degree, Aviation/Airway Management and Operations

University of Kentucky

University of Sioux Falls

Lincoln High in Sioux Falls, SD   1969 — 1971

Jonathan Steinman, JD, LL.M. Jonathan Steinman, JD, LL.M. Portland, Maine Area Details
Jonathan Steinman, JD, LL.M.'s Prudential Securities/Wachovia Securities Experience 1993 - 2005
Job Financial Advisor, Associate Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.   September 2008 - Present
Harborview Investments   2005 - 2008
Prudential Securities/Wachovia Securities   1993 - 2005

Education
University of California, Irvine   1973 — 1977
Bachelor of Arts (B.A.), English Literature (British and Commonwealth)

Golden Gate University
Master of Laws (LL.M.), Taxation

Golden Gate University
Doctor of Law (J.D.), Tax Law/Taxation

Michael Brookshire Michael Brookshire Greater Philadelphia Area Details
Michael Brookshire's Prudential Securities/Wachovia Securities Experience September 2001 - January 2004
Job Assistant Vice President at M&T Bank
Industry Banking
Experience
M&T Bank  August 2015 - Present
TD  November 2008 - August 2015
Sun National Bank  January 2008 - November 2008
Citizens Bank  January 2005 - January 2008
Prudential Securities/Wachovia Securities   September 2001 - January 2004
Ad Infinitum Productions, Inc   February 1996 - September 2001
Playmakers of Baton Rouge  August 1994 - February 1996

Skills
Microsoft Office, PowerPoint, Customer Service, English, Teaching, Budgets, Public Speaking, Strategic Planning, Leadership, Strategic Negotiations, Training, Educational Leadership, Music Education, Theatrical Production, Event Management, Managerial Finance, Coaching, Business Development, Management, Program Management, Banking, Sales, CRM, Fundraising, Entrepreneurship, Social Networking, Financial Services, Relationship Management, Credit, Finance, Retail Banking

Education
Michigan State University   1990 — 1994
Bachelor of Arts (B.A.), English Language and Literature, General

Upper Moreland High School   1986 — 1990

Robert Morgan-Wilde Robert Morgan-Wilde Jackson, Tennessee Area Details
Robert Morgan-Wilde's Prudential Securities/Wachovia Securities Experience February 1992 - February 2003
Job Insurance Producer at Golden Circle Insurance Agency
Industry Insurance
Experience
Golden Circle Insurance Agency, Inc.   Insurance ProducerGolden Circle Insurance AgencyNovember 2009 - Present
Prudential Securities/Wachovia Securities   February 1992 - February 2003
Tallahassee Democrat  August 1983 - May 1988

Skills
Public Relations, Editing, Journalism, Public Speaking, Social Media, Event Planning, Event Management, Insurance, Non-profits, Coaching, Marketing Strategy, Customer Service, Health Insurance, Business Development

Education
American Baptist Seminaryof the West   1997 — 1998
N/a, Theology

San Francisco State University   1973 — 1982
BA, Journalism

Riverside City College   1972 — 1973
AA, General & Journalism

Heidi Hutchison Heidi Hutchison Greater San Diego Area Details
Heidi Hutchison's Prudential Securities/Wachovia Securities Experience July 2002 - December 2003
Job Vice President Senior Registered Client Associate
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  September 2010 - Present
National Regulatory Services (formerly ComplianceMAX )   August 2007 - December 2009
ComplianceMAX Financial   January 2007 - August 2007
Wachovia Securities  August 2005 - December 2006
Wachovia Securities  January 2004 - July 2005
Prudential Securities/Wachovia Securities   July 2002 - December 2003
Prudential Securities  July 1999 - January 2001
Prudential Securities  May 1995 - June 1999
Prudential Securities  January 1994 - May 1995
Prudential Securites   January 1992 - December 1993

Education
Rutgers University-New Brunswick   2001 — 2003
BA - Labor Studies/Employment Relations

Grosse Pointe High

Thomas O'Reilly Thomas O'Reilly Columbus, Ohio Area Details
Thomas O'Reilly's Prudential Securities/Wachovia Securities Experience May 1998 - June 2005
Job
Industry Financial Services
Experience
PNC Wealth Management  January 2012 - Present
Morgan Stanley Smith Barney  June 2005 - January 2012
Prudential Securities/Wachovia Securities   May 1998 - June 2005
Goal Systems  1990 - 1993
Coopers & Lybrand  1985 - 1990

Education
Stanford University   1981 — 1985
BA

Orange High School (Pepper Pike, OH)   1977 — 1981

David Comito David Comito Greater New York City Area Details
David Comito's Prudential Securities/Wachovia Securities Experience November 1996 - March 2004
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
Merrill Lynch  December 2005 - Present
Advest, Inc.   April 2004 - November 2005
Prudential Securities/Wachovia Securities   November 1996 - March 2004

Skills
Wealth Management, Securities, Series 7, Alternative Investments, Mortgage Lending, Investment Strategies, Series 63, Loans, Equities, Asset Allocation, Retirement Planning, Credit, Investment Advisory, Portfolio Management, Asset Management, Investments, Hedge Funds, Retirement, Strategic Financial..., ETFs, 401k, Wealth Management..., Investment Management, Fixed Income, Capital Markets, Estate Planning, Financial Services, Mutual Funds, Options

Education
The American University - Washington College of Law   1989 — 1992
Juris Doctor

University of Michigan   1985 — 1989
Bachelor of Arts (B.A.), Political Science and Government

Erika Wachholz Erika Wachholz Storm Lake, Iowa Details
Erika Wachholz's Prudential Securities/Wachovia Securities Experience July 2002 - September 2003
Job Registered principal delegate and paraplanner with Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Quest Wealth Management with Ameriprise Financial Services, Inc.   April 2015 - Present
Ameriprise Financial Services, Inc.   May 2010 - April 2015
RiverSource Distributors/Ameriprise Financial   October 2008 - May 2010
Ameriprise Financial  November 2005 - July 2008
Ameriprise Financial  October 2003 - November 2005
Prudential Securities/Wachovia Securities   July 2002 - September 2003
Edward Jones  August 2001 - June 2002
American Express Financial Advisors  April 2000 - July 2001
American Express Financial Advisors  May 1998 - April 2000

Education
Luther College   1993 — 1997
BA, Music

Domenic Raimo Domenic Raimo Greater New York City Area Details
Domenic Raimo's Prudential Securities/Wachovia Securities Experience May 1989 - July 2009
Job Senior Counsel at Wells Fargo & Co
Industry Financial Services
Experience
Wells Fargo & Co  October 2013 - Present
UBS Investment Bank  October 2009 - October 2013
Prudential Securities/Wachovia Securities   May 1989 - July 2009

Skills
Securities, AML, Capital Markets, Investment Banking, Investigations, Fraud, Banking, Risk, Securities Regulation, FINRA

Education
University of San Francisco School of Law   1979 — 1983
JD, Law

Bruce Rothbard CLU, ChFC Bruce Rothbard CLU, ChFC Greater New York City Area Details
Bruce Rothbard CLU, ChFC's Prudential Securities/Wachovia Securities Experience 2000 - 2007
Job Consultant to advisors, designing and implementing advanced planning strategies for high net worth clients
Industry Financial Services
Experience
Mercury Financial Group  2010 - Present
Morgan Stanley Smith Barney  2007 - 2010
Prudential Securities/Wachovia Securities   2000 - 2007

Skills
Life Insurance, Retirement Planning, Wealth, Estate Planning, Long-term Care, Series 63, Insurance, Succession Planning, Wealth Management, Investments, Mutual Funds, Fixed Annuities, Strategic Financial..., Financial Advisory, Term Life Insurance, Wealth Accumulation, Strategic Planning, Underwriting, Long Term Care Insurance, Disability Insurance, Employee Benefits, Series 6, Retirement, Series 7, High Net Worth..., 401k, Wealth Management...

Education
University of Delaware
Bachelor of Arts (B.A.), Political Science and Government

Stacey Koopman Stacey Koopman Greater New York City Area Details
Stacey Koopman's Prudential Securities/Wachovia Securities Experience August 1999 - March 2004
Job Financial Services Professional
Industry Financial Services
Experience
Montauk Financial Group  July 2007 - December 2008
Wachovia Securities, LLC  March 2004 - February 2006
Prudential Securities/Wachovia Securities   August 1999 - March 2004
Pruco Securities   November 1998 - August 1999

Education
Lafayette College
Bachelor of Arts, Economics and Business